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THE LAW OF
THE RULE OF
Civilization and Decay
Civilization and Decline
An Essay on History
A History Essay
BY
BY
BROOKS ADAMS
BROOKS ADAMS
New York
THE MACMILLAN COMPANY
LONDON: MACMILLAN & CO., Ltd.
1897
New York
THE MACMILLAN COMPANY
LONDON: MACMILLAN & CO., Ltd.
1897
All rights reserved
All rights reserved
Copyright, 1896,
By THE MACMILLAN COMPANY.
Copyright, 1896, By THE MACMILLAN COMPANY.
Set up and electrotyped September, 1896. Reprinted February, September, 1897.
Set up and electrotyped September 1896. Reprinted February, September 1897.
Norwood Press
J. S. Cushing & Co. Berwick & Smith
Norwood Mass. U.S.A.
Norwood Press
J. S. Cushing & Co. Berwick & Smith
Norwood Mass. U.S.A.
PREFACE
In offering to the public a second edition of The Law of Civilization and Decay I take the opportunity to say emphatically that such value as the essay may have lies in its freedom from any preconceived bias. All theories contained in the book, whether religious or economic, are the effect, and not the cause, of the way in which the facts unfolded themselves. I have been passive.
In presenting the public with a second edition of The Law of Civilization and Decay, I’d like to stress that any value the essay has comes from its lack of preconceived biases. All the theories in the book, whether they’re about religion or economics, are a result of how the facts revealed themselves, not the other way around. I’ve remained neutral.
The value of history lies not in the multitude of facts collected, but in their relation to each other, and in this respect an author can have no larger responsibility than any other scientific observer. If the sequence of events seems to indicate the existence of a law governing social development, such a law may be suggested, but to approve or disapprove of it would be as futile as to discuss the moral bearings of gravitation.
The importance of history isn't in the sheer number of facts gathered, but in how they connect with one another. In this sense, an author has no greater responsibility than any other scientific observer. If the order of events suggests a law that governs social development, we can propose such a law, but agreeing or disagreeing with it would be as pointless as debating the moral implications of gravity.
vi Some years ago, when writing a sketch of the history of the colony of Massachusetts Bay, I became deeply interested in certain religious aspects of the Reformation, which seemed hardly reconcilable with the theories usually advanced to explain them. After the book had been published, I continued reading theology, and, step by step, was led back, through the schoolmen and the crusades, to the revival of the pilgrimage to Palestine, which followed upon the conversion of the Huns. As ferocious pagans, the Huns had long closed the road to Constantinople; but the change which swept over Europe after the year 1000, when Saint Stephen was crowned, was unmistakable; the West received an impulsion from the East. I thus became convinced that religious enthusiasm, which, by stimulating the pilgrimage, restored communication between the Bosphorus and the Rhine, was the power which produced the accelerated movement culminating in modern centralization.
vi Several years ago, while working on a history of the Massachusetts Bay colony, I became really interested in some religious aspects of the Reformation that didn't quite fit with the common theories explaining them. After the book was published, I kept diving into theology and gradually found my way back, through the schoolmen and the crusades, to the revival of pilgrimage to Palestine that followed the conversion of the Huns. The Huns, as fierce pagans, had long blocked the road to Constantinople, but the changes that took place in Europe after the year 1000, when Saint Stephen was crowned, were clear; the West got a boost from the East. I became convinced that religious enthusiasm, which spurred the pilgrimage and reopened the connection between the Bosphorus and the Rhine, was the force that drove the accelerated movement leading to modern centralization.
Meanwhile I thought I had discovered not only that faith, during the eleventh, twelfth, and early thirteenth centuries, spoke by preference through architecture, but also that in France and Syria, at least, a precise relation existed between the ecclesiastical and military systems of building, and that the one could not be understood without the other. In the commercial cities of the same epoch, on the contrary, the religious idea assumed no definite form of artistic expression, for the Gothic never flourished in Venice, Genoa, Pisa, or Florence, nor did any pure school of architecture thrive in the mercantile atmosphere. Furthermore, commerce from the outset seemed antagonistic to the imagination, for a universal decay of architecture set in throughout Europe after the great commercial expansion of the thirteenth century; and the inference I drew from these facts was, that the economic instinct must have chosen some other medium by which to express itself. My observations led me to suppose that the coinage might be such a medium, and I ultimately concluded that, if the development of a mercantile community is to be understood, it must bevii approached through its money.
Meanwhile, I realized that during the eleventh, twelfth, and early thirteenth centuries, faith preferred to express itself through architecture. I also discovered that, at least in France and Syria, there was a strong connection between church and military building styles, meaning that one could not be understood without the other. In the commercial cities of that time, however, the religious idea didn't take on any clear artistic form because Gothic architecture never thrived in Venice, Genoa, Pisa, or Florence, and there was no pure architectural school that developed in the business-driven environment. Moreover, it seemed like commerce was opposed to imagination from the beginning, as there was a widespread decline in architecture across Europe following the major commercial expansion of the thirteenth century. From these observations, I inferred that the economic instinct must have found a different way to express itself. I began to think that coinage might serve as that medium, and I ultimately concluded that in order to understand the growth of a trading community, one must approach it through its money.
Another conviction forced upon my mind, by the examination of long periods of history, was the exceedingly small part played by conscious thought in moulding the fate of men. At the moment of action the human being almost invariably obeys an instinct, like an animal; only after action has ceased does he reflect.
Another belief that struck me after studying long stretches of history is how little conscious thought actually influences the fate of people. In the moment of action, humans typically act on instinct, much like animals; it's only after the action has stopped that they start to reflect.
These controlling instincts are involuntary, and divide men into species distinct enough to cause opposite effects under identical conditions. For instance, impelled by fear, one type will rush upon an enemy, and another will run away; while the love of women or of money has stamped certain races as sharply as ferocity or cunning has stamped the lion or the fox.
These controlling instincts are automatic and separate people into distinct types that react differently in the same situations. For example, driven by fear, one type might charge at an enemy, while another will flee; similarly, the desire for women or money has marked certain groups just as clearly as fierceness or cleverness has defined the lion or the fox.
Like other personal characteristics, the peculiarities of the mind are apparently strongly hereditary, and, if these instincts be transmitted from generation to generation, it is plain that, as the external world changes, those who receive this heritage must rise or fall in the social scale, according as their nervous system is well or ill adapted to the conditions to which they are born. Nothing is commoner, for example, than to find families who have been famous in one century sinking into obscurity in the next, not because the children have degenerated, but because a certain field of activity which afforded the ancestor full scope, has been closed against his offspring. Particularly has this been true in revolutionary epochs such as the Reformation; and families so situated have very generally become extinct.
Like other personal traits, the quirks of the mind are clearly influenced by genetics, and if these instincts are passed down through generations, it’s obvious that as the outside world changes, those who inherit this legacy will rise or fall socially, depending on how well their nervous system matches the conditions they are born into. It’s quite common, for instance, to see families that were prominent in one century fade into obscurity in the next, not because the children have deteriorated, but because a particular area of work that allowed the ancestor to thrive has become unavailable to their descendants. This has been especially true during tumultuous times like the Reformation, and families in such situations have often become extinct.
viii When this stage had been reached, the Reformation began to wear a new aspect, but several years elapsed before I saw whither my studies led. Only very slowly did a sequence of cause and effect take shape in my mind, a sequence wholly unexpected in character, whose growth resembled the arrangement of the fragments of an inscription, which cannot be read until the stones have been set in a determined order. Finally, as the historical work neared an end, I perceived that the intellectual phenomena under examination fell into a series which seemed to correspond, somewhat closely, with the laws which are supposed to regulate the movements of the material universe.
viii When this stage was reached, the Reformation started to take on a new look, but it took several years before I understood where my studies were leading me. Only gradually did a connection between cause and effect form in my mind, one that was completely unexpected, like putting the pieces of an inscription together, which can’t be understood until the stones are arranged in a specific order. Finally, as the historical work approached completion, I realized that the intellectual phenomena I was studying fell into a series that seemed to align quite closely with the principles thought to govern the movements of the physical universe.
Theories can be tested only by applying them to facts, and the facts relating to successive phases of human thought, whether conscious or unconscious, constitute history; therefore, if intellectual phenomena are evolved in a regular sequence, history, like matter, must be governed by law. In support of such a conjecture, I venture to offer an hypothesis by which to classify a few of the more interesting intellectual phases through which human society must, apparently, pass, in its oscillations between barbarism and civilization, or, what amounts to the same thing, in its movement from a condition of physical dispersion to one of concentration. The accompanying volume contains the evidence which suggested the hypothesis, although, it seems hardly necessary to add, an essay of this size on so vast a subject can only be regarded as a suggestion.
Theories can only be tested by applying them to facts, and the facts related to different phases of human thought, whether we're aware of them or not, make up history; therefore, if intellectual developments happen in a regular pattern, history, like physical matter, must follow certain laws. To support this idea, I propose a hypothesis to categorize some of the more interesting intellectual stages that human society seems to go through as it shifts between barbarism and civilization, or essentially, as it moves from a state of physical scattering to one of concentration. The book accompanying this one contains the evidence that led to this hypothesis, but it’s worth noting that an essay of this length on such a vast topic can only be seen as a suggestion.
The theory proposed is based upon the accepted scientific principle that the law of force and energyix is of universal application in nature, and that animal life is one of the outlets through which solar energy is dissipated.
The proposed theory is based on the established scientific principle that the law of force and energyix applies universally in nature, and that animal life is one of the ways solar energy is released.
Starting from this fundamental proposition, the first deduction is, that, as human societies are forms of animal life, these societies must differ among themselves in energy, in proportion as nature has endowed them, more or less abundantly, with energetic material.
Starting from this basic idea, the first conclusion is that, since human societies are types of animal life, these societies must vary in their energy levels depending on how much energetic material nature has given them, whether more or less.
Thought is one of the manifestations of human energy, and among the earlier and simpler phases of thought, two stand conspicuous—Fear and Greed. Fear, which, by stimulating the imagination, creates a belief in an invisible world, and ultimately develops a priesthood; and Greed, which dissipates energy in war and trade.
Thought is one way human energy shows itself, and among the most basic types of thought, two stand out—Fear and Greed. Fear, which sparks the imagination, leads to a belief in an unseen world, eventually giving rise to a priesthood; and Greed, which squanders energy in conflict and commerce.
Probably the velocity of the social movement of any community is proportionate to its energy and mass, and its centralization is proportionate to its velocity; therefore, as human movement is accelerated, societies centralize. In the earlier stages of concentration, fear appears to be the channel through which energy finds the readiest outlet; accordingly, in primitive and scattered communities, the imagination is vivid, and the mental types produced are religious, military, artistic. As consolidation advances, fear yields to greed, and the economic organism tends to supersede the emotional and martial.
The speed of social movement in any community likely relates to its energy and size, and how centralized it is corresponds to that speed; as human movement speeds up, societies become more centralized. In the early stages of concentration, fear seems to be the easiest way for energy to be released; thus, in primitive and dispersed communities, imagination runs wild, producing religious, military, and artistic mentalities. As consolidation progresses, fear gives way to greed, and the economic structure starts to take over the emotional and martial aspects.
Whenever a race is so richly endowed with the energetic material that it does not expend all its energy in the daily struggle for life, the surplus may be stored in the shape of wealth; and this stock of stored energy may be transferred from community to community, either by conquest, or by superiority in economic competition.
Whenever a race has so much energy that it doesn't use all of it in the daily fight for survival, the excess can be saved as wealth; and this accumulation of stored energy can be passed from community to community, either through conquest or by being better in economic competition.
However large may be the store of energy accumulated by conquest, a race must, sooner or later, reach the limit of its martial energy, when it must enter on the phase of economic competition. But, as the economic organism radically differs from the emotional and martial, the effect of economic competition has been, perhaps invariably, to dissipate the energy amassed by war.
However large the amount of energy gained through conquest, a race must, sooner or later, hit the limit of its martial energy and start the phase of economic competition. But since the economic system is fundamentally different from the emotional and martial ones, the result of economic competition has typically been to waste the energy accumulated through war.
When surplus energy has accumulated in such bulk as to preponderate over productive energy, it becomes the controlling social force. Thenceforward, capital is autocratic, and energy vents itself through those organisms best fitted to give expression to the power of capital. In this last stage of consolidation, the economic, and, perhaps, the scientific intellect is propagated, while the imagination fades, and the emotional, the martial, and the artistic types of manhood decay. When a social velocity has been attained at which the waste of energetic material is so great that the martial and imaginative stocks fail to reproduce themselves, intensifying competition appears to generate two extreme economic types,—the usurer in his most formidable aspect, and the peasant whose nervous system is best adapted to thrive on scanty nutriment. At length a point must be reached when pressure can go no further, and then, perhaps, one of two results may follow: A stationary period may supervene, which may last until ended by war, by exhaustion, or by both combined, as seems to have been the case with thexi Eastern Empire; or, as in the Western, disintegration may set in, the civilized population may perish, and a reversion may take place to a primitive form of organism.
When surplus energy builds up enough to outweigh productive energy, it becomes the dominant social force. From that point on, capital becomes autocratic, and energy expresses itself through the groups that are best suited to channel the power of capital. In this final stage of consolidation, economic, and possibly scientific, intellect continues to spread, while imagination fades away, and the emotional, warrior, and artistic types of manhood decline. When society reaches a level where the waste of energetic resources is so high that the warrior and imaginative types fail to reproduce, intensified competition appears to create two extreme economic types: the usurer in his most powerful form and the peasant whose nervous system is best equipped to survive on minimal nourishment. Eventually, a point will be reached where pressure cannot increase any further, leading to one of two outcomes: a stagnation period may occur, lasting until it is ultimately interrupted by war, exhaustion, or a combination of both, as happened with thexi Eastern Empire; or, as in the West, disintegration may begin, the civilized population may die out, and society may revert to a primitive form of organization.
The evidence, however, seems to point to the conclusion that, when a highly centralized society disintegrates, under the pressure of economic competition, it is because the energy of the race has been exhausted. Consequently, the survivors of such a community lack the power necessary for renewed concentration, and must probably remain inert until supplied with fresh energetic material by the infusion of barbarian blood.
The evidence, however, seems to indicate that when a highly centralized society breaks down under the pressure of economic competition, it's because the energy of its people has run out. As a result, the survivors of such a community lack the strength needed for renewed concentration and will likely remain inactive until they receive new energy from the infusion of outside blood.
BROOKS ADAMS.
BROOKS ADAMS.
Quincy, August 20, 1896.
Quincy, August 20, 1896.
CONTENTS
CHAPTER I | ||
PAGE | ||
The Romans | 1 | |
CHAPTER II | ||
The Middle Ages | 48 | |
CHAPTER III | ||
The First Crusade | 79 | |
CHAPTER IV | ||
The Second Crusade | 103 | |
CHAPTER V | ||
The Fall of Istanbul | 124 | |
CHAPTER VI | ||
The Temple's Suppression | 152 | |
CHAPTER VII | ||
The English Reformation | 186 | |
CHAPTER VIII | ||
The Closure of the Convents | 220 | |
CHAPTER IX | xiv | |
The Eviction of the Farmers | 243 | |
CHAPTER X | ||
Spain and India | 286 | |
CHAPTER XI | ||
Modern Centralization | 313 | |
CHAPTER XII | ||
Conclusion | 352 | |
Table of Contents | 385 |
CIVILIZATION AND DECAY
CIVILIZATION AND DECAY
CHAPTER I
THE ROMANS
When the Romans first emerged from the mist of fable, they were already a race of land-owners who held their property in severalty, and, as the right of alienation was established, the formation of relatively large estates had begun. The ordinary family, however, held, perhaps, twelve acres, and, as the land was arable, and the staple grain, it supported a dense rural population. The husbandmen who tilled this land were of the martial type, and, probably for that reason, though supremely gifted as administrators and soldiers, were ill-fitted to endure the strain of the unrestricted economic competition of a centralized society. Consequently their conquests had hardly consolidated before decay set in, a decay whose causes may be traced back until they are lost in the dawn of history.
When the Romans first stepped out of the myths, they were already a group of landowners who owned their property individually, and since the right to sell land was recognized, large estates began to form. The average family owned around twelve acres, and since the land was farmable and produced staple grains, it supported a large rural population. The farmers who worked this land were of a warrior nature, and probably for this reason, although they were incredibly skilled as leaders and soldiers, they struggled to handle the pressures of open economic competition in a centralized society. As a result, their conquests barely solidified before decline began, a decline whose roots can be traced back so far that they vanish into the beginning of history.
The Latins had little economic versatility; they lacked the instinct of the Greeks for commerce, or of the Syrians and Hindoos for manufactures. They were essentially land-owners, and, when endowed with the acquisitive faculty, usurers. The latter early developed into a distinct species, at once more subtle of intellect and more tenacious of life than the2 farmers, and on the disparity between these two types of men, the fate of all subsequent civilization has hinged. At a remote antiquity Roman society divided into creditors and debtors; as it consolidated, the power of the former increased, thus intensifying the pressure on the weak, until, when centralization culminated under the Cæsars, reproduction slackened, disintegration set in, and, after some centuries of decline, the Middle Ages began.
The Latins had limited economic flexibility; they didn't have the Greeks' knack for trade or the Syrians and Indians' skills in manufacturing. They were primarily landowners, and when driven by greed, they became moneylenders. The latter group evolved into a distinct type, both sharper-minded and more resilient than the2 farmers. The tension between these two types of people ended up shaping the fate of all future civilizations. In ancient times, Roman society split into creditors and debtors; as it grew stronger, the creditors' power expanded, increasing the pressure on the vulnerable. Eventually, when centralization peaked under the Cæsars, reproduction slowed, decline set in, and after several centuries of downturn, the Middle Ages began.
The history of the monarchy must probably always remain a matter of conjecture, but it seems reasonably certain that the expulsion of the Tarquins was the victory of an hereditary monied caste, which succeeded in concentrating the functions of government in a practically self-perpetuating body drawn from their own order.[1] Niebuhr has demonstrated, in one of his most striking chapters, that usury was originally a patrician privilege; and some of the fiercest struggles of the early republic seem to have been decided against the oligarchy by wealthy plebeians, who were determined to break down the monopoly in money-lending. At all events, the conditions of life evidently favoured the growth of the instinct which causes its possessor to suck the vitality of the economically weak; and Macaulay, in the preface to Virginia, has given so vivid a picture of the dominant class, that one passage at least should be read entire.
The history of the monarchy will probably always involve some guessing, but it's fairly certain that the expulsion of the Tarquins marked the victory of a wealthy elite that managed to consolidate government functions within a nearly self-perpetuating group from their own ranks.[1] Niebuhr has shown in one of his most compelling chapters that lending money at high interest was originally a privilege of the patricians; and some of the most intense battles of the early republic appear to have been won against the oligarchy by affluent plebeians who were determined to dismantle the monopoly on money-lending. In any case, the conditions of life clearly encouraged the development of the instinct in those who possess wealth to drain the vitality of the economically weaker; and Macaulay, in the preface to Virginia, provides such a vivid portrayal of the ruling class that at least one passage should be read in full.
“The ruling class in Rome was a monied class; and it made and administered the laws with a view solely to its own interest. Thus the relation between lender and borrower was mixed up with the relation between sovereign3 and subject. The great men held a large portion of the community in dependence by means of advances at enormous usury. The law of debt, framed by creditors, and for the protection of creditors, was the most horrible that has ever been known among men. The liberty, and even the life, of the insolvent were at the mercy of the patrician money-lenders. Children often became slaves in consequence of the misfortunes of their parents. The debtor was imprisoned, not in a public gaol under the care of impartial public functionaries, but in a private workhouse belonging to the creditor. Frightful stories were told respecting these dungeons.”
“The ruling class in Rome was wealthy and made laws that only benefited themselves. As a result, the relationship between lenders and borrowers was connected to the bond between rulers and their subjects. The powerful kept a significant part of the population dependent on them by lending money at exorbitant interest rates. The debt laws, created by creditors for their own protection, were the most horrific ever seen. The freedom and even lives of those who couldn't pay were at the mercy of wealthy money-lenders. Children often ended up as slaves because of their parents’ misfortunes. Debtors weren’t imprisoned in public jails overseen by impartial authorities, but in private facilities owned by creditors. Terrifying stories circulated about these dungeons.”
But a prisoner is an expense, and the patricians wanted money. Their problem was to exhaust the productive power of the debtor before selling him, and, as slaves have less energy than freemen, a system was devised by which the plebeians were left on their land, and stimulated to labour by the hope of redeeming themselves and their children from servitude. Niebuhr has explained at length how this was done.
But a prisoner costs money, and the wealthy class wanted to make a profit. Their challenge was to drain the debtor's productive capacity before selling him off. Since slaves tend to have less motivation than free people, a plan was created to keep the commoners on their land and encourage them to work by giving them the hope of freeing themselves and their children from servitude. Niebuhr has detailed how this was accomplished.
For money weighed out a person could pledge himself, his family, and all that belonged to him. In this condition he became nexus, and remained in possession of his property until breach of condition, when the creditor could proceed by summary process.[2] Such a contract satisfied the requirements, and the usurers had then only to invent a judgment4 for debt severe enough to force the debtor to become nexus when the alternative was offered him. This presented no difficulty. When an action was begun the defendant had thirty days of grace, and was then arrested and brought before the prætor. If he could neither pay nor find security, he was fettered with irons weighing not less than fifteen pounds, and taken home by the plaintiff. There he was allowed a pound of corn a day, and given sixty days in which to settle. If he failed, he was taken again before the prætor and sentenced. Under this sentence he might be sold or executed, and, where there were several plaintiffs, they might cut him up among them, nor was any individual liable for carving more than his share.[3] A man so sentenced involved his descendants, and therefore, rather than submit, the whole debtor class became nexi, toiling for ever to fulfil contracts quite beyond their strength, and year by year sinking more hopelessly into debt, for ordinarily the accumulated interest soon raised “the principal to many times its original amount.”[4] Niebuhr has thus summed up the economic situation:—
For money, a person could pledge themselves, their family, and everything they owned. In this situation, they became nexus and kept their property until they broke the terms, at which point the creditor could take action quickly.[2] This kind of contract met the requirements, and the moneylenders only needed to create a judgment4 for debt harsh enough to force the debtor into being nexus when the choice was presented. This was not difficult. Once a lawsuit started, the defendant had thirty days to prepare, after which they would be arrested and brought before the prætor. If they couldn’t pay or find a guarantor, they were given heavy irons weighing at least fifteen pounds and taken home by the plaintiff. There, they were allowed one pound of grain per day and had sixty days to settle the debt. If they failed to do so, they would return to the prætor and face sentencing. Under this sentence, they could be sold or executed, and if there were multiple plaintiffs, they could divide them up, with no one responsible for cutting more than their portion.[3] A person who received such a sentence involved their descendants, and to avoid this fate, the entire debtor class became nexi, laboring forever to meet contracts well beyond their capacity, and year after year becoming more entangled in debt, as the accrued interest typically inflated “the principal to many times its original amount.”[4] Niebuhr has thus summed up the economic situation:—
“To understand the condition of the plebeian debtors, let the reader, if he is a man of business, imagine that the whole of the private debts in a given country were turned into bills at a year, bearing interest at twenty per cent or more; and that the non-payment of them were followed on summary process by imprisonment, and by the transfer of the debtor’s whole property to his creditor, even though it exceeded what he owed. We do not need those further circumstances, which are incompatible with our manners,5 the personal slavery of the debtor and of his children, to form an estimate of the fearful condition of the unfortunate plebeians.”[5]
“To understand the situation of the common debtors, let the reader, if he's a business person, imagine that all private debts in a country turned into one-year loans with interest rates of twenty percent or more; and that if these debts weren’t paid, it would lead to imprisonment and the creditor taking all the debtor’s property, even if it was worth more than what was owed. We don’t need to consider those additional situations, which don’t align with our values, such as the personal slavery of the debtor and his children, to recognize the terrible plight of the unfortunate commoners.”5
Thus the usurer first exhausted a family and then sold it; and as his class fed on insolvency and controlled legislation, the laws were as ingeniously contrived for creating debt, as for making it profitable when contracted. One characteristic device was the power given the magistrate of fining for “offences against order.” Under this head “men might include any accusations they pleased, and by the higher grades in the scale of fines they might accomplish whatever they desired.”[6] As the capitalists owned the courts and administered justice, they had the means at hand of ruining any plebeian whose property was tempting. Nevertheless, the stronghold of usury lay in the fiscal system, which down to the fall of the Empire was an engine for working bankruptcy. Rome’s policy was to farm the taxes; that is to say, after assessment, to sell them to a publican, who collected what he could. The business was profitable in proportion as it was extortionate, and the country was subjected to a levy unregulated by law, and conducted to enrich speculators. “Ubi publicanus est,” said Livy, quoting the Senate, “ibi aut jus publicum vanum, aut libertatem sociis nullam esse.”[7]
Thus, the moneylender first drained a family's resources and then sold it off; and since his group thrived on bankruptcy and controlled the laws, the regulations were cleverly designed to create debt just as much as to profit from it once it was taken on. One key tactic was the authority given to the magistrate to impose fines for “offenses against order.” Under this category, “people could bring any accusations they wanted, and through the higher levels of fines, they could achieve whatever they desired.”[6] As the capitalists owned the courts and enforced justice, they had the power to ruin any commoner whose assets were desirable. Still, the core of usury lay in the tax system, which, until the fall of the Empire, operated as a mechanism for bankruptcy. Rome’s strategy was to farm taxes; that is, after assessing them, they sold the rights to a tax collector, who would gather whatever he could. This practice was profitable in proportion to its extortion, and the country faced a tax burden unregulated by law, aimed at enriching speculators. “Where the tax collector is,” said Livy, quoting the Senate, “there is either a public law that is meaningless or no freedom for the allies.”[7]
Usury was the cream of this business. The custom was to lend to defaulters at such high rates of interest that insolvency was nearly certain to follow; then the people were taken on execution, and slave-hunting6 formed a regular branch of the revenue service. In Cicero’s time whole provinces of Asia Minor were stripped bare by the traffic. The effect upon the Latin society of the fifth century before Christ was singularly destructive. Italy was filled with petty states in chronic war, the troops were an unpaid militia, which comprised the whole able-bodied population, and though the farms yielded enough for the family in good times, when the males were with the legions labour was certain to be lacking. The campaigns therefore brought want, and with want came the inability to pay taxes.
Usury was the heart of this business. The practice was to lend to people who couldn’t pay back at such high interest rates that bankruptcy was almost guaranteed; then these individuals were subjected to foreclosure, and slave-hunting6 became a regular part of the tax system. In Cicero’s time, entire regions of Asia Minor were devastated by this trade. The impact on Latin society in the fifth century BC was incredibly destructive. Italy was filled with small states constantly at war, and the troops were an unpaid militia made up of the entire able-bodied population. Although the farms were sufficient to support families in good times, when the men were away with the legions, labor was inevitably scarce. Thus, the military campaigns led to poverty, and with poverty came the inability to pay taxes.
As late as the Tunic War, Regulus asked to be relieved from his command, because the death of his slave and the incompetence of his hired man left his fields uncared for; and if a general and a consul were pinched by absence, the case of the men in the ranks can be imagined. Even in victory the lot of the common soldier was hard enough, for, beside the chance of wounds and disease, there was the certain loss of time, for which no compensation was made. Though the plebeians formed the whole infantry of the line, they received no part of the conquered lands, and even the plunder was taken from them, and appropriated by the patricians to their private use.[8] In defeat, the open country was overrun, the cattle were driven off or slaughtered, the fruit trees cut down, the crops laid waste, and the houses burned. In speaking of the Gallic invasion, Niebuhr has pointed out that the ravaging of the enemy, and the new taxes laid to rebuild the ruined public works, led to general insolvency.[9]
As late as the Tunic War, Regulus asked to be relieved from his command because the death of his slave and the incompetence of his hired hand left his fields neglected; and if a general and a consul were overwhelmed by their absence, you can imagine what it was like for the soldiers. Even in victory, the average soldier had it tough, as they faced the risk of wounds and illness, along with certain loss of time for which they were never compensated. Although the plebeians made up the entire infantry line, they didn’t get any share of the conquered land, and even the spoils of war were taken from them and claimed by the patricians for their own use. In defeat, the countryside was devastated, cattle were stolen or killed, fruit trees were cut down, crops were ruined, and homes were burned. When discussing the Gallic invasion, Niebuhr noted that the destruction of the enemy and the new taxes imposed to rebuild the damaged public works led to widespread financial ruin.
7 Such conditions fostered the rapid propagation of distinct types of mind, and at a very early period Romans had been bred destitute of the martial instinct, but more crafty and more tenacious of life than the soldier. These were the men who conceived and enforced the usury laws, and who held to personal pledges as the dearest privilege of their order; nor does Livy attempt to disguise the fact “that every patrician house was a gaol for debtors; and that in seasons of great distress, after every sitting of the courts, herds of sentenced slaves were led away in chains to the houses of the nobless.”[10]
7 Such conditions led to the quick spread of different types of thinking, and by a very early time, Romans had been raised without the warrior instinct, yet they were more cunning and more resilient than soldiers. These were the people who came up with and enforced the usury laws, and who valued personal pledges as the most cherished privilege of their class; Livy doesn’t hide the fact “that every patrician household was a prison for debtors; and that during times of great hardship, after every court session, groups of condemned slaves were taken away in chains to the homes of the nobility.”[10]
Of this redoubtable type the Claudian family was a famous specimen, and the picture which has been drawn by Macaulay of the great usurer, Appius Claudius, the decemvir, is so brilliant that it cannot be omitted.
Of this impressive type, the Claudian family was a notable example, and the portrait drawn by Macaulay of the great moneylender, Appius Claudius, the decemvir, is so striking that it can't be left out.
“Appius Claudius Crassus ... was descended from a long line of ancestors distinguished by their haughty demeanour, and by the inflexibility with which they had withstood all the demands of the plebeian order. While the political conduct and the deportment of the Claudian nobles drew upon them the fiercest public hatred, they were accused of wanting, if any credit is due to the early history of Rome, a class of qualities which, in a military commonwealth, is sufficient to cover a multitude of offences. The chiefs of the family appear to have been eloquent, versed in civil business, and learned after the fashion of their age; but in war they were not distinguished by skill or valour. Some of them, as if conscious where their weakness lay, had, when filling the highest magistracies, taken internal administration as their department of public business, and left the military command to their colleagues. One of8 them had been entrusted with an army, and had failed ignominiously. None of them had been honoured with a triumph....
“Appius Claudius Crassus ... came from a long line of ancestors known for their arrogant demeanor and their unyielding resistance to the demands of the plebeians. While the political actions and behavior of the Claudian nobles earned them intense public animosity, they were accused of lacking qualities that, according to early Roman history, can often excuse many transgressions in a military society. The leaders of the family seemed to be good speakers, knowledgeable about civil affairs, and educated in the ways of their time; however, they were not particularly distinguished in warfare or bravery. Some of them, aware of their weaknesses, chose to focus on internal administration when holding the highest offices, leaving military command to their colleagues. One of8 them had been given command of an army but suffered a humiliating defeat. None of them had received a triumph....
“His grandfather, called, like himself, Appius Claudius, had left a name as much detested as that of Sextus Tarquinius. This elder Appius had been consul more than seventy years before the introduction of the Licinian Laws. By availing himself of a singular crisis in public feeling, he had obtained the consent of the commons to the abolition of the tribuneship, and had been the chief of that Council of Ten to which the whole direction of the State had been committed. In a few months his administration had become universally odious. It had been swept away by an irresistible outbreak of popular fury; and its memory was still held in abhorrence by the whole city. The immediate cause of the downfall of this execrable government was said to have been an attempt made by Appius Claudius upon the chastity of a beautiful young girl of humble birth. The story ran that the Decemvir, unable to succeed by bribes and solicitations, resorted to an outrageous act of tyranny. A vile dependant of the Claudian house laid claim to the damsel as his slave. The cause was brought before the tribunal of Appius. The wicked magistrate, in defiance of the clearest proofs, gave judgment for the claimant. But the girl’s father, a brave soldier, saved her from servitude and dishonour by stabbing her to the heart in the sight of the whole Forum. That blow was the signal for a general explosion. Camp and city rose at once; the Ten were pulled down; the tribuneship was re-established; and Appius escaped the hands of the executioner only by a voluntary death.”[11]
“His grandfather, also named Appius Claudius, had a reputation that was just as hated as that of Sextus Tarquinius. This earlier Appius had served as consul over seventy years before the Licinian Laws were introduced. By taking advantage of a unique moment in public sentiment, he gained the support of the common people to abolish the tribuneship and became the head of the Council of Ten, which had been given complete control of the State. Within a few months, his leadership had become universally despised. It was toppled by an unstoppable wave of public outrage, and his legacy was still loathed by the entire city. The immediate reason for the collapse of this detestable regime was said to be an attempt by Appius Claudius to violate the honor of a beautiful young girl from a humble background. The tale goes that the Decemvir, unable to succeed with bribes and persuasion, resorted to a shocking act of tyranny. A despicable follower of the Claudian family claimed the girl as his slave. The case was brought before Appius's court. The corrupt magistrate, ignoring the most obvious evidence, ruled in favor of the claimant. But the girl’s father, a courageous soldier, saved her from slavery and shame by stabbing her to death in front of the entire Forum. That act triggered an immediate uprising. Both the military and the city rose up simultaneously; the Ten were ousted; the tribuneship was reinstated; and Appius escaped execution only by taking his own life.”[11]
Virginia was slain in 449 B.C., just in the midst of the long convulsion which began with the secession to the Mons Sacer, and ended with the Licinian Laws. During this century and a quarter, usury drained the Roman vitality low. Niebuhr was doubtless9 right in his conjecture that the mutinous legions were filled with nexi to whom the continuance of the existing status meant slavery, and Mommsen also pointed out that the convulsions of the third and fourth centuries, in which it seemed as though Roman society must disintegrate, were caused by “the insolvency of the middle class of land-holders.”[12]
Virginia was killed in 449 Before Christ, right in the middle of the major upheaval that started with the secession to the Mons Sacer and ended with the Licinian Laws. During this century and a quarter, usury had drained the strength of Rome. Niebuhr was likely9 correct in his theory that the rebellious legions were filled with nexi for whom the continuation of the current status meant slavery, and Mommsen also noted that the upheavals of the third and fourth centuries, when it seemed like Roman society could fall apart, were caused by “the insolvency of the middle class of land-holders.”[12]
Had Italy been more tranquil, it is not inconceivable that the small farmers might even then have sunk into the serfdom which awaited them under the Empire, for in peace the patricians might have been able to repress insurrection with their clients; but the accumulation of capital had hardly begun, and several centuries were to elapse before money was to take its ultimate form in a standing army. Meanwhile, troops were needed almost every year to defend the city; and, as the legions were a militia, they were the enemy and not the instrument of wealth. Until the organization of a permanent paid police they were, however, the highest expression of force, and, when opposed to them, the monied oligarchy was helpless, as was proved by the secession to the Mons Sacer. The storm gathered slowly. The rural population was ground down under the usury laws, and in 495 B.C. the farmers refused to respond to the levy. The consul Publius Servilius had to suspend prosecutions for debt and to liberate debtors in prison; but at the end of the campaign the promises he had made in the moment of danger were repudiated by Appius Claudius, who rigorously enforced the usury legislation, and who was, for the time, too strong to be opposed.
Had Italy been more peaceful, it’s possible that the small farmers might have fallen into the serfdom that awaited them under the Empire, because in times of peace the patricians could have suppressed revolt with their supporters; however, the accumulation of capital had only just begun, and it would take several centuries before money evolved into a standing army. In the meantime, troops were needed nearly every year to protect the city, and since the legions were a militia, they acted as the enemy rather than the means of wealth. Until a permanent paid police force was organized, they represented the highest expression of force, and against them, the wealthy elite was powerless, as shown by the secession to the Mons Sacer. The tension built up gradually. The rural population was crushed under the usury laws, and in 495 BCE the farmers refused to pay the taxes. The consul Publius Servilius had to pause debt prosecutions and release debtors from prison; but by the end of the campaign, the promises he made in the moment of crisis were rejected by Appius Claudius, who strictly enforced the usury laws and was, at that time, too powerful to be challenged.
10 That year the men submitted, but the next the legions had again to be embodied; they again returned victorious; their demands were again rejected; and then, instead of disbanding, they marched in martial array into the district of Crustumeria, and occupied the hill which ever after was called the Sacred Mount.[13] Resistance was not even attempted; and precisely the same surrender was repeated in 449. When Virginius stabbed his daughter he fled to the camp, and his comrades seized the standards and marched for Rome. The Senate yielded at once, decreed the abolition of the Decemvirate, and the triumphant cohorts, drawn up upon the Aventine, chose their tribunes.
10 That year the men complied, but the following year the legions had to be assembled again; they returned victorious once more; their requests were once again turned down; and then, instead of disbanding, they marched in full military formation into the district of Crustumeria, and took over the hill that would thereafter be known as the Sacred Mount.[13] No resistance was even attempted; and the same surrender happened again in 449. When Virginius killed his daughter, he ran to the camp, and his fellow soldiers grabbed the standards and marched toward Rome. The Senate immediately yielded, abolished the Decemvirate, and the victorious troops, assembled on the Aventine, elected their tribunes.
Finally, in the last great struggle, when Camillus was made dictator to coerce the people, he found himself impotent. The monied oligarchy collapsed when confronted with an armed force; and Camillus, reduced to act as mediator, vowed a temple to Concord, on the passage of the Licinian Laws.[14] The Licinian Laws provided for a partial liquidation, and also for an increase of the means of the debtor class by redistribution of the public land. This land had been seized in war, and had been monopolized by the patricians without any particular legal right. Licinius obtained a statute by which back payments of interest should be applied to extinguishing the principal of debts, and balances then remaining due should be liquidated in three annual instalments. He also limited the quantity of the public domain which could be held by any individual, and directed11 that the residue which remained after the reduction of all estates to that standard should be distributed in five-acre lots.
Finally, in the last major struggle, when Camillus was made dictator to force the people, he found himself powerless. The wealthy elite crumbled when faced with an armed force; and Camillus, now acting as a mediator, promised a temple to Concord upon the passage of the Licinian Laws.[14] The Licinian Laws called for a partial cancellation of debts and an increase of resources for the debtor class through the redistribution of public land. This land had been taken during wars and monopolized by the patricians without any real legal justification. Licinius secured a law stating that back payments of interest would go towards paying off the principal of debts, with any remaining balances to be settled in three annual installments. He also capped the amount of public land that any individual could own and specified that the leftover land, after reducing all estates to that limit, should be distributed in five-acre plots.
Pyrrhus saw with a soldier’s eye that Rome’s strength did not lie in her generals, who were frequently his inferiors, but in her farmers, whom he could not crush by defeat, and this was the class which was favoured by the Licinian Laws. They multiplied greatly when the usurers capitulated, and, as Macaulay remarked, the effect of the reform was “singularly happy and glorious.” It was indeed no less than the conquest of Italy. Rome, “while the disabilities of the plebeians continued ... was scarcely able to maintain her ground against the Volscians and Hernicans. When those disabilities were removed, she rapidly became more than a match for Carthage and Macedon.”[15]
Pyrrhus recognized, from a soldier's perspective, that Rome's power wasn’t in her generals, who often ranked below him, but in her farmers, whom he couldn't defeat. This was the group favored by the Licinian Laws. They grew significantly when the moneylenders surrendered, and, as Macaulay noted, the outcome of the reform was “singularly happy and glorious.” It was nothing less than the conquest of Italy. Rome, “while the disabilities of the plebeians continued ... was hardly able to hold her own against the Volscians and Hernicans. Once those disabilities were lifted, she quickly became far stronger than Carthage and Macedon.”[15]
But nature’s very bounty to the Roman husbandman and soldier proved his ruin. Patient of suffering, enduring of fatigue, wise in council, fierce in war, he routed all who opposed him; and yet the vigorous mind and the robust frame which made him victorious in battle, were his weakness when at peace. He needed costly nutriment, and when brought into free economic competition with Africans and Asiatics, he starved. Such competition resulted directly from foreign conquests, and came rapidly when Italy had consolidated, and the Italians began to extend their power over other races. Nearly five centuries intervened between the foundation of the city and the defeat of Pyrrhus, but within little more than two hundred years from the12 victory of Beneventum, Rome was mistress of the world.
But nature’s abundance for the Roman farmer and soldier ended up being his downfall. Patient in suffering, tough against fatigue, wise in strategy, and fierce in battle, he defeated everyone who stood in his way; yet, the strong mind and robust body that made him a champion in war became his weakness in times of peace. He required expensive food, and when faced with open economic competition from Africans and Asians, he suffered from starvation. This competition arose directly from foreign conquests and quickly followed once Italy had united and the Italians began to expand their influence over other peoples. Nearly five centuries passed between the founding of the city and the defeat of Pyrrhus, but within just over two hundred years from the12 victory at Beneventum, Rome had become the ruler of the world.
Indeed, beyond the peninsula, there was not much, save Carthage, to stop the march of the legions. After the death of Alexander, in 323 B.C., Greece fell into decline, and by 200, when Rome attacked Macedon, she was in decrepitude. The population of Asia Minor, Syria, and Egypt was not martial, and had never been able to cope in battle with the western races; while Spain and Gaul, though inhabited by fierce and hardy tribes, lacked cohesion, and could not withstand the onset of organized and disciplined troops. Distance, therefore, rather than hostile military force, fixed the limit of the ancient centralization, for the Romans were not maritime, and consequently failed to absorb India or discover America. Thus their relatively imperfect movement made the most material difference between the ancient and modern economic system.
Indeed, beyond the peninsula, there wasn’t much, except Carthage, to prevent the legions from advancing. After Alexander's death in 323 BCE, Greece began to decline, and by 200, when Rome attacked Macedon, it was in a weakened state. The people of Asia Minor, Syria, and Egypt weren’t warrior-like and had never been able to compete in battle with the western races; while Spain and Gaul, although home to fierce and strong tribes, lacked unity and couldn’t resist the advance of organized and disciplined troops. Thus, it was distance, rather than any military threat, that determined the limits of ancient centralization, for the Romans were not seafaring and therefore didn’t manage to conquer India or discover America. This limitation in their movement marked a significant difference between the ancient and modern economic systems.
By conquest the countries inhabited by races of a low vitality and great tenacity of life were opened both for trade and slaving, and their cheap labour exterminated the husbandmen of Italy. Particularly after the annexation of Asia Minor this labour overran Sicily, and the cultivation of the cereals by the natives became impossible when the island had been parcelled out into great estates stocked by capitalists with eastern slaves who, at Rome, undersold all competitors. During the second century the precious metals poured into Latium in a flood, great fortunes were amassed and invested in land, and the Asiatic provinces of the Empire were swept of their men in order to make these investments pay. No data13 remain by which to estimate, even approximately, the size of this involuntary migration, but it must have reached enormous numbers, for sixty thousand captives were the common booty of a campaign, and after provinces were annexed they were depopulated by the publicans.
Through conquest, the countries inhabited by races with low vitality but strong resilience were opened up for trade and slavery, and their cheap labor wiped out the farmers of Italy. Especially after Asia Minor was annexed, this labor flooded Sicily, making it impossible for locals to farm the land when the island was divided into large estates filled with eastern slaves who undersold all competitors in Rome. During the second century, precious metals flooded into Latium, massive fortunes were made and invested in land, and men from the Asiatic provinces of the Empire were taken to ensure these investments paid off. There are no records13 left to accurately estimate the scale of this forced migration, but it must have involved enormous numbers, as sixty thousand captives were typically taken in a campaign, and after provinces were annexed, they were depopulated by the tax collectors.
The best field hands came from the regions where poverty had always been extreme, and where, for countless generations, men had been inured to toil on scanty food. Districts like Bithynia and Syria, where slaves could be bought for little or nothing, had always been tilled by races far more tenacious of life than any Europeans. After Lucullus plundered Pontus, a slave brought only four drachmæ, or, perhaps, seventy cents.[16] On the other hand, competition grew sharper among the Italians themselves. As capital accumulated in the hands of the strongest, the poor grew poorer, and pauperism spread. As early as the Marsian War, in 90 B.C., Lucius Marcius Philippus estimated that there were only two thousand wealthy families among the burgesses. In about three hundred years nature had culled a pure plutocracy from what had been originally an essentially martial race.
The best field workers came from areas where poverty had always been severe, and where, for countless generations, people had been used to working hard on very little food. Regions like Bithynia and Syria, where slaves could be bought for next to nothing, had always been farmed by groups of people who were much more resilient than any Europeans. After Lucullus looted Pontus, a slave cost only four drachmæ, or maybe about seventy cents.[16] On the flip side, competition became tougher among the Italians themselves. As wealth concentrated in the hands of the most powerful, the poor became even poorer, and poverty spread. As early as the Marsian War in 90 BCE, Lucius Marcius Philippus estimated there were only two thousand wealthy families among the citizens. In about three hundred years, nature had shaped a pure plutocracy from what had originally been a mostly martial society.
The primitive Roman was a high order of husbandman, who could only when well fed flourish and multiply. He was adapted to that stage of society when the remnants of caste gave a certain fixity of tenure to the farmer, and when prices were maintained by the cost of communication with foreign countries. As the world centralized, through conquest, these barriers were swept away. Economic competition14 became free, land tended to concentrate in fewer and fewer hands, and this land was worked by eastern slaves, who reduced the wages of labour to the lowest point at which the human being can survive.
The early Roman was an advanced type of farmer who could only thrive and reproduce when well-fed. He was suited to a society where remnants of social class provided a certain stability for farmers, and where prices were influenced by the costs of trading with other countries. As the world became more centralized through conquest, these barriers disappeared. Economic competition14 became unrestricted, land began to concentrate in the hands of fewer individuals, and this land was worked by Eastern slaves, who drove labor wages down to the lowest level necessary for survival.
The effect was to split society in halves, the basis being servile, and the freemen being separated into a series of classes, according to the economic power of the mind. Wealth formed the title to nobility of the great oligarchy which thus came to constitute the core of the Empire. At the head stood the senators, whose rank was hereditary unless they lost their property, for to be a senator a man had to be rich. Augustus fixed $48,000 as the minimum of the senatorial fortune, and made up the deficiency to certain favoured families,[17] but Tiberius summarily ejected spendthrifts.[18] All Latin literature is redolent of money. Tacitus, with an opulent connection, never failed to speak with disdain of the base-born, or, in other words, of the less prosperous. “Poppæus Sabinus, a man of humble birth,” raised to position by the caprice of two emperors;[19] “Cassius Severus, a man of mean extraction”;[20] and, in the poetry of antiquity, there are few more famous lines than those in which Juvenal has described the burden of poverty:
The effect was to divide society into two halves, with the basis being servitude, and the free people separated into various classes based on their economic power. Wealth determined who belonged to the elite circle that formed the core of the Empire. At the top were the senators, whose rank was inherited unless they lost their fortune since to be a senator, a man had to be wealthy. Augustus set a minimum of $48,000 for a senator's fortune and covered any shortfalls for certain favored families,[17] but Tiberius quickly removed those who were wasteful.[18] All Latin literature is filled with references to money. Tacitus, with his wealthy connections, never missed a chance to talk down to the lower classes, or in other words, the less fortunate. “Poppæus Sabinus, a man of humble origins,” was elevated to prominence by the whims of two emperors;[19] “Cassius Severus, a man from a poor background”;[20] and in ancient poetry, there are few lines as famous as Juvenal’s portrayal of the struggles of poverty:
"Things are tight at home." __A_TAG_PLACEHOLDER_0__
Perhaps no modern writer has been so imbued with the spirit of the later Empire as Fustel de Coulanges,15 and on this subject he has been emphatic. Not only were the Romans not democratic, but at no period of her history did Rome love equality. In the Republic rank was determined by wealth. The census was the basis of the social system. Every citizen had to declare his fortune before a magistrate, and his grade was then assigned him. “Poverty and wealth established the legal differences between men.”
Perhaps no modern writer has captured the essence of the later Empire like Fustel de Coulanges,15 and he has been very clear about this. The Romans were not democratic, and at no point in their history did Rome value equality. In the Republic, social rank was based on wealth. The census served as the foundation of the social structure. Every citizen had to report their assets to a magistrate, and their status was then assigned accordingly. “Poverty and wealth created the legal distinctions between individuals.”
The first line of demarcation lay between those who owned land and those who did not. The former were assidui: householders rooted in the soil. The latter were proletarians. The proletarians were equal in their poverty; but the assidui were unequal in their wealth, and were consequently divided into five classes. Among these categories all was unequal—taxes, military service, and political rights. They did not mix together.
The first line of division was between landowners and those without land. The landowners were assidui: homeowners connected to the land. The others were proletarians. The proletarians were equal in their lack of wealth, but the assidui were unequal in their riches, leading them to be split into five different classes. Within these groups, everything was unequal—taxes, military duty, and political rights. They didn’t interact with one another.
“If one transports oneself to the last century of the Republic ... one finds there an aristocracy as strongly consolidated as the ancient patrician.... At the summit came the senatorial order. To belong to it the first condition was to possess a great fortune.... The Roman mind did not understand that a poor man could belong to the aristocracy, or that a rich man was not part of it.”[22]
“If you go back to the last century of the Republic ... you’ll find an aristocracy as firmly established as the ancient patricians.... At the top were the senators. To be part of this group, the main requirement was to have significant wealth.... The Roman mindset couldn’t accept that a poor person could be part of the aristocracy or that a wealthy individual might not belong to it.”[22]
Archaic customs lingered late in Rome, for the city was not a centre of commercial exchanges; and long after the death of Alexander, when Greece passed its meridian, the Republic kept its copper coinage. Regulus farmed his field with a single slave and a hired servant, and there was, in truth, nothing extraordinary in the famous meeting with Cincinnatus at the plough,16 although such simplicity astonished a contemporary of Augustus. Advancing centralization swept away these ancient customs, a centralization whose march is, perhaps, as sharply marked by the migration of vagrants to the cities, as by any single phenomenon. Vagrant paupers formed the proletariat for whose relief the “Frumentariæ Leges” were framed; and yet, though poor-laws in some form are considered a necessity in modern times, few institutions of antiquity have been more severely criticised than those regulating charity. From the time of Cato downward, the tendency has been to maintain that at Rome demagogues fed the rabble at the cost of the lives of the free-holders.
Archaic customs lingered late in Rome, as the city was not a center of commerce. Long after Alexander's death, when Greece was past its peak, the Republic continued using its copper coins. Regulus worked his farm with just one slave and a hired hand, and honestly, there was nothing extraordinary about the famous meeting with Cincinnatus at the plow,16 even though such simplicity amazed someone from Augustus's time. Increasing centralization dismantled these old customs, a shift that is perhaps as clearly marked by the influx of vagrants into the cities as by any other event. These homeless poor made up the proletariat for whom the “Frumentariæ Leges” were created. Yet, while poor laws are viewed as essential today, few ancient institutions have been criticized more than those regulating charity. Since the time of Cato, the prevailing view has been that in Rome, demagogues fed the masses at the expense of the lives of landowners.
Probably the exact converse is the truth; the public gifts of food appear to have been the effect of the ruin of agriculture, and not its cause. After the Italian husbandmen had been made insolvent by the competition of races of lower vitality, they flocked starving to the capital, but it was only reluctantly that the great speculators in grain, who controlled the Senate, admitted the necessity of granting State aid to the class whom they had destroyed.
Probably the opposite is true; the public provision of food seems to have been a result of the decline of agriculture, not the cause of it. After the Italian farmers became bankrupt due to competition from races with lower vitality, they flocked to the capital in desperation, but the major grain speculators who controlled the Senate only reluctantly acknowledged the need to provide state assistance to the class they had ruined.
Long before the Punic Wars the Carthaginians had farmed Sicily on capitalistic principles; that is to say, they had stocked domains with slaves, and had traded on the basis of large sales and narrow profits. The Romans when they annexed the island only carried out this system to its logical end. Having all Asia Minor to draw upon for labour, they deliberately starved and overworked their field-hands, since it was cheaper to buy others than to lose command of the market. The familiar story of the outbreak of the17 Servile War, about 134 B.C., shows how far the contemporaries of the Sicilian speculators believed them capable of going.
Long before the Punic Wars, the Carthaginians had farmed Sicily using capitalist principles; they filled their estates with slaves and relied on high-volume sales with low profits. When the Romans took over the island, they simply took this system to its extreme. With all of Asia Minor available for labor, they intentionally underfed and overworked their field hands, since it was cheaper to hire new workers than to risk losing control of the market. The well-known story of the outbreak of the 17 Servile War around 134 BCE illustrates just how much their contemporaries believed the Sicilian speculators were capable of.
Damophilus, an opulent Sicilian landlord, being one day implored by his slaves to have pity on their nakedness and misery, indignantly demanded why they went hungry and cold, with arms in their hands, and the country before them. Then he bound them to stakes and flayed them with the lash.[23]
Damophilus, a wealthy landlord from Sicily, was one day begged by his slaves to show compassion for their bare bodies and suffering. He angrily asked why they were hungry and cold, armed and with land around them. Then he tied them to stakes and whipped them with a lash.[23]
The reduction of Syracuse by Marcellus broke the Carthaginian power in the island, and, after the fall of Agrigentum in 210 B.C., the pacification of the country went on rapidly. Probably from the outset, even in the matter of transportation, the provinces of the mainland were at a disadvantage because of the cheapness of sea freights, but at all events the opening of the Sicilian grain trade had an immediate and disastrous effect on Italy. The migration of vagrants to Rome began forthwith, and within seven years, 203 B.C., a public distribution of wheat took place, probably by the advice of Scipio. Nevertheless the charity was private and not gratuitous. On the contrary, a charge of six sesterces, or twenty-five cents the bushel, was made, apparently near half the market rate, a price pretty regularly maintained on such occasions down to the Empire. This interval comprehended the whole period of the Sicilian supremacy in the corn trade, for in 30 B.C. Egypt was annexed by Augustus.
The takeover of Syracuse by Marcellus shattered Carthaginian control on the island, and after Agrigentum fell in 210 B.C., the stabilization of the area happened quickly. From the beginning, the mainland provinces probably struggled with transportation due to the low cost of sea freight. Nonetheless, the launch of the Sicilian grain trade had an immediate and harmful impact on Italy. The influx of homeless people to Rome started right away, and within seven years, by 203 B.C., there was a public distribution of wheat, likely suggested by Scipio. However, this assistance was not entirely free. Instead, there was a charge of six sesterces, or twenty-five cents per bushel, which was about half the market price—this price was consistently maintained during similar distributions until the Empire began. This period marked the entire time of Sicilian dominance in the grain trade, as Egypt was annexed by Augustus in 30 B.C.
The distress which followed upon free trade with Egypt finally broke down the resistance of the rich to18 gratuitous relief for the poor. Previously the opposition to State aid had been so stubborn that until 123 B.C. no legal provision whatever was made for paupers; and yet the account left by Polybius of the condition of Lombardy toward the middle of the second century shows the complete wreck of agriculture.
The distress that came after free trade with Egypt eventually weakened the wealthy's resistance to18 giving free assistance to the poor. Before this, the opposition to government support had been so strong that until 123 BCE, there were no legal measures in place for the poor; yet the account by Polybius regarding the situation in Lombardy around the middle of the second century reveals the total collapse of agriculture.
“The yield of corn in this district is so abundant that wheat is often sold at four obols a Sicilian medimnus [about eight cents by the bushel, or a little less than two sesterces], barley at two, or a metretes of wine for an equal measure of barley.... The cheapness and abundance of all articles of food may also be clearly shown from the fact that travellers in these parts, when stopping at inns, do not bargain for particular articles, but simply ask what the charge is per head for board. And for the most part the innkeepers are content” with half an as (about half a cent) a day.[24]
“The corn harvest in this area is so plentiful that wheat is often sold for four obols per Sicilian medimnus [around eight cents per bushel, or just under two sesterces], barley for two, or a metretes of wine for an equal amount of barley.... The low prices and abundance of all food items can be clearly seen in the fact that travelers here, when staying at inns, don’t haggle over specific foods; they just ask how much it costs per person for meals. And usually, the innkeepers are happy to accept half an as (about half a cent) a day.[24]
These prices indicate a lack of demand so complete, that the debtors among the peasantry must have been ruined, and yet tax-payers remained obdurate. Gratuitous distributions were tried in 58 B.C. by the Lex Clodia, but soon abandoned as costly, and Cæsar applied himself to reducing the outlay on the needy. He hoped to reach his end by cutting down the number of grain-receivers one-half, by providing that no grain should be given away except on presentation of a ticket, and by ordering that the number of ticket-holders should not be increased. The law of nature prevailed against him, for the absorption of Egypt in the economic system of the Empire, marked, in the19 words of Mommsen “the end of the old and the beginning of a new epoch.”[25]
These prices show such complete lack of demand that the peasants must have been ruined, yet taxpayers remained stubborn. They tried giving out free distributions in 58 BCE with the Lex Clodia, but soon scrapped it because it was too expensive. Cæsar then focused on cutting costs for those in need. He aimed to achieve this by halving the number of people receiving grain, requiring a ticket for any grain distribution, and ensuring that the number of ticket-holders wouldn’t increase. Nature’s law worked against him, as the integration of Egypt into the Empire’s economy marked, in the19 words of Mommsen, “the end of the old and the beginning of a new epoch.”[25]
Among the races which have survived through ages upon scanty nutriment, none have, perhaps, excelled the Egyptian fellah. Even in the East no peasantry has probably been so continuously overworked, so under-paid, and so taxed.
Among the groups that have endured over time on limited resources, none have perhaps outdone the Egyptian fellah. Even in the East, no farming community has likely been as consistently overworked, underpaid, and taxed.
“If it is the aim of the State to work out the utmost possible amount from its territory, in the Old World the Lagids were absolutely the masters of statecraft. In particular they were in this sphere the instructors and the models of the Cæsars.”[26]
“If the goal of the State is to get the maximum benefit from its territory, then in the Old World, the Lagids were the true experts in governance. They were, in this regard, the teachers and role models for the Cæsars.”[26]
In the first century Egypt was, as it still is, preeminently a land of cheap labour; but it was also something more. The valley of the Nile, enriched by the overflow of the river, returned an hundred-fold, without manure; and this wonderful district was administered, not like an ordinary province, but like a private farm belonging to the citizens of Rome. The emperor reserved it to himself. How large a revenue he drew from it is immaterial; it suffices that one-third of all the grain consumed in the capital came from thence. According to Athenæus, some of the grain ships in use were about 420 feet long by 57 broad, or nearly the size of a modern steamer in the Atlantic trade.[27] From the beginning of the Christian era, therefore, the wages of the Egyptian fellah regulated the price of the cereals within the limits where trade was made free by Roman consolidation, and it20 is safe to say that, thenceforward, such of the highly nourished races as were constrained to sustain this competition, were doomed to perish. It is even extremely doubtful whether the distributions of grain by the government materially accelerated the march of the decay. Spain should have been far enough removed from the centre of exchanges to have had a certain local market of her own, and yet Martial, writing about 100 A.D., described the Spanish husbandman eating and drinking the produce he could not sell, and receiving but four sesterces the bushel for his wheat, which was the price paid by paupers in the time of Cicero.[28]
In the first century, Egypt was, as it still is, primarily a land of cheap labor; but it was also something more. The Nile Valley, enriched by the river's overflow, produced plentifully without needing fertilizer; this remarkable region was run not like a typical province, but like a private farm owned by the citizens of Rome. The emperor kept it for himself. How much revenue he generated from it isn't important; what matters is that one-third of all the grain consumed in the capital came from there. According to Athenæus, some of the grain ships used were about 420 feet long and 57 feet wide, nearly the size of a modern steamer in transatlantic trade. From the beginning of the Christian era, the wages of the Egyptian fellah influenced the price of cereals where trade was allowed to flourish due to Roman consolidation, and it’s safe to say that from that point on, the well-nourished populations forced to compete were destined to decline. It’s even quite uncertain whether the government's distribution of grain significantly sped up this decline. Spain should have been far enough from the center of trade to have its own local market, and yet Martial, writing around 100 A.D., described Spanish farmers consuming the unsold produce and receiving just four sesterces per bushel for their wheat, which was the same price paid to the poor in Cicero's time.
Thus by economic necessity great estates were formed in the hands of the economically strong. As the value of cereals fell, arable land passed into vineyards or pasture, and, the provinces being unable to sustain their old population, eviction went on with gigantic strides. Had the Romans possessed the versatility to enable them to turn to industry, factories might have afforded a temporary shelter to this surplus labour, but manufactures were monopolized by the East; therefore the beggared peasantry were either enslaved for debt, or wandered as penniless paupers to the cities, where gradually their numbers so increased as to enable them to extort a gratuitous dole. Indeed, during the third century, their condition fell so low that they were unable even to cook the food freely given them, and Aurelian had their bread baked at public ovens.[29]
Thus, out of economic necessity, large estates were created in the hands of the wealthy. As the price of grains dropped, farmland was converted into vineyards or pasture, and since the provinces couldn't support their former populations, evictions occurred at a rapid pace. If the Romans had been adaptable enough to turn to industry, factories could have provided a temporary refuge for this surplus labor, but manufacturing was dominated by the East; as a result, the impoverished peasantry were either enslaved for debt or wandered the cities as broke beggars, where over time their numbers grew enough to demand free handouts. In fact, during the third century, their situation became so dire that they couldn't even cook the food given to them for free, and Aurelian had their bread baked in public ovens.[29]
As centralization advanced with the acceleration of human movement, force expressed itself more and21 more exclusively through money, and the channel in which money chose to flow was in investments in land. The social system fostered the growth of large estates. The Romans always had an inordinate respect for the landed magnate, and a contempt for the tradesman. Industry was reputed a servile occupation, and, under the Republic, the citizen who performed manual labour was almost deprived of political rights. Even commerce was thought so unworthy of the aristocracy that it was forbidden to senators. “The soil was always, in this Roman society, the principal source and, above all, the only measure of wealth.”
As centralization progressed with the increase in human movement, power was increasingly expressed through money, and money flowed primarily into land investments. The social system encouraged the rise of large estates. Romans had an excessive respect for landowners and looked down on tradespeople. Industry was seen as a lowly profession, and during the Republic, citizens who did manual labor were almost stripped of their political rights. Even commerce was considered too unworthy for the aristocracy and was banned for senators. "In Roman society, land was always the primary source and, above all, the only measure of wealth."
A law of Tiberius obliged capitalists to invest two-thirds of their property in land. Trajan not only exacted of aspirants to office that they should be rich, but that they should place at least one-third of their fortune in Italian real estate; and, down to the end of the Empire, the senatorial class “was at the same time the class of great landed proprietors.”[30]
A law from Tiberius required wealthy individuals to invest two-thirds of their assets in land. Trajan not only demanded that those seeking political office be wealthy, but also that they invest at least one-third of their fortune in Italian real estate. Right up until the end of the Empire, the senatorial class was also the class of major landowners.[30]
The more property consolidated, the more resistless the momentum of capital became. Under the Empire small properties grew steadily rarer, and the fewer they were, the greater the disadvantage at which their owners stood. The small farmer could hardly sustain himself in competition with the great landlord. The grand domain of the capitalist was not only provided with a full complement of labourers, vine-dressers, and shepherds, but with the necessary artisans. The poor farmer depended on his rich neighbour even for his tools. “He was what a workman would be to-day who, amidst great factories,22 worked alone.”[31] He bought dearer and sold cheaper, his margin of profit steadily shrunk; at last he was reduced to a bare subsistence in good years, and the first bad harvest left him bankrupt.
The more property was consolidated, the stronger the momentum of capital became. During the Empire, small properties became increasingly rare, and the fewer there were, the more disadvantaged their owners became. The small farmer could hardly compete with the large landlord. The vast estate of the capitalist was not only staffed with a full range of laborers, vine growers, and shepherds, but also included the necessary craftsmen. The poor farmer relied on his wealthy neighbor for even his tools. “He was like a worker today who, amid large factories,22 worked alone.”[31] He bought at higher prices and sold at lower prices, his profit margin steadily decreased; eventually, he could barely make a living in good years, and the first bad harvest left him bankrupt.
The Roman husbandman and soldier was doomed, for nature had turned against him; the task of history is but to ascertain his fate, and trace the fortunes of his country after he had gone.
The Roman farmer and soldier was doomed, for nature had turned against him; the job of history is just to determine his fate and track the fortunes of his country after he was gone.
Of the evicted, many certainly drifted to the cities and lived upon charity, forming the proletariat, a class alike despised and lost to self-respect: some were sold into slavery, others starved; but when all deductions have been made, a surplus is left to be accounted for, and there is reason to suppose that these stayed on their farms as tenants to the purchasers.
Of those who were evicted, many definitely moved to the cities and relied on handouts, becoming part of the working class, a group that was both looked down upon and lost their sense of dignity: some were sold into slavery, others died of hunger; but after considering everything, there's still a number that needs to be explained, and it’s reasonable to think that these people remained on their farms as renters to the new owners.
In the first century such tenancies were common. The lessee remained a freeman, under no subjection to his landlord, provided he paid his rent; but in case of default the law was rigorous. Everything upon the land was liable as a pledge, and the tenant himself was held in pawn unless he could give security for what he owed. In case, therefore, of prolonged agricultural depression, all that was left of the ancient rural population could hardly fail to pass into the condition of serfs, bound to the land by debts beyond the possibility of payment.
In the first century, these types of leases were common. The tenant remained free and was not subject to their landlord as long as they paid their rent; however, if they failed to do so, the law was strict. Everything on the land could be claimed as collateral, and the tenant themselves could be held until they provided security for their debts. Therefore, during long periods of agricultural decline, the remaining rural population was likely to become serfs, tied to the land by debts they could never repay.
23 That such a depression actually occurred, and that it extended through several centuries, is certain. Nor is it possible that its only cause was Egyptian competition, for had it been so, an equilibrium would have been reached when the African exchanges had been adjusted, whereas a continuous decline of prices went on until long after the fall of the Western Empire. The only other possible explanation of the phenomenon is that a contraction of the currency began soon after the death of Augustus, and continued without much interruption down to Charlemagne. Between the fall of Carthage and the birth of Christ, the Romans plundered the richest portions of the world west of the Indus; in the second century, North Africa, Macedon, Spain, and parts of Greece and Asia Minor; in the first, Athens, Cappadocia, Syria, Gaul, and Egypt. These countries yielded an enormous mass of treasure, which was brought to Rome as spoil of war, but which was not fixed there by commercial exchanges, and which continually tended to flow back to the natural centres of trade. Therefore, when conquests ceased, the sources of new bullion dried up, and the quantity held in Italy diminished as the balance of trade grew more and more unfavourable.
23 It’s clear that such a depression really happened and lasted for several centuries. It’s also unlikely that Egyptian competition was the sole cause; if it had been, a balance would have been reached once the African trade was adjusted. Instead, prices continued to drop well after the fall of the Western Empire. The only other plausible explanation is that a contraction of the currency started soon after Augustus died and continued with little interruption until Charlemagne. Between the fall of Carthage and the birth of Christ, the Romans looted the richest areas of the world west of the Indus; in the second century, they targeted North Africa, Macedon, Spain, and parts of Greece and Asia Minor; in the first century, they raided Athens, Cappadocia, Syria, Gaul, and Egypt. These regions produced a massive amount of wealth, which was taken back to Rome as war loot, but didn’t remain there through commercial exchanges and continually tended to flow back to the natural trade centers. So, when the conquests stopped, new sources of gold ran dry, and the amount held in Italy decreased as the trade balance became increasingly unfavorable.
Under Augustus the precious metals were plenty and cheap, and the prices of commodities were correspondingly high; but a full generation had hardly passed before a dearth began to be felt, which manifested itself in a debasement of the coinage, the surest sign of an appreciation of the currency.
Under Augustus, precious metals were abundant and inexpensive, and the prices of goods were correspondingly high; however, it was barely a full generation before a shortage started to be noticed, which showed itself in the devaluation of the currency, the clearest indication of a currency appreciation.
24 Speaking generally, the manufactures and the more costly products of antiquity came from countries to the east of the Adriatic, while the West was mainly agricultural; and nothing is better established than that luxuries were dear under the Empire, and food cheap.[32] Therefore exchanges were unfavourable to the capital from the outset; the exports did not cover the imports, and each year a deficit had to be made good in specie.
24 In general, the manufactured goods and more expensive products of ancient times came from countries to the east of the Adriatic, while the West was primarily agricultural; and it is well-known that luxuries were expensive during the Empire, while food was cheap.[32] Therefore, trade was unfavorable to the capital from the start; exports did not match imports, and each year a deficit had to be covered with money.
The Romans perfectly understood the situation, and this adverse balance caused them much uneasiness. Tiberius dwelt upon it in a letter to the Senate as early as 22 A.D. In that year the ædiles brought forward proposals for certain sumptuary reforms, and the Senate, probably to rid itself of a delicate question, referred the matter to the executive. Most of the emperor’s reply is interesting, but there is one particularly noteworthy paragraph. “If a reform is in truth intended, where must it begin? and how am I to restore the simplicity of ancient times?... How shall we reform the taste for dress?... How are we to deal with the peculiar articles of female vanity, and, in particular, with that rage for jewels and precious trinkets, which drains the Empire of its wealth, and sends, in exchange for bawbles, the money of the Commonwealth to foreign nations, and even to the enemies of Rome?”[33] Half a century later matters were, apparently, worse, for Pliny more than once returned to the subject. In the twelfth book of his Natural History, after enumerating the many well-known spices, perfumes, drugs, and gems, which have always made the Eastern trade of such surpassing value, he estimated that at the most moderate computation 100,000,000 sesterces, or about $4,000,000 in coin, were annually exported to Arabia and India alone; and at a time when silk was worth its weight in gold, the estimate certainly does not seem excessive. He added, “So dear do pleasures and women cost us.”[34]
The Romans clearly understood the situation, and this negative balance made them very uneasy. Tiberius mentioned it in a letter to the Senate as early as 22 A.D. That year, the ædiles proposed some sumptuary reforms, and the Senate, probably wanting to avoid a tricky issue, passed it on to the executive. Most of the emperor’s response is interesting, but one paragraph stands out. “If a reform is genuinely intended, where should it start? How can I bring back the simplicity of ancient times?... How do we reform the obsession with clothing?... What should we do about the unique items of female vanity, especially that obsession with jewels and precious trinkets that drains the Empire of its wealth and sends the Commonwealth’s money to foreign nations, even to Rome's enemies?”[33] Fifty years later, things appeared to be worse, as Pliny revisited the topic multiple times. In the twelfth book of his Natural History, after listing the many well-known spices, perfumes, drugs, and gems that have always made Eastern trade invaluable, he estimated that at the very least, 100,000,000 sesterces, or about $4,000,000 in coins, were exported annually to Arabia and India alone; considering silk was worth its weight in gold at the time, this estimate doesn’t seem unreasonable. He remarked, “Pleasures and women cost us dearly.”[34]
25 The drain to Egypt and the Asiatic provinces could hardly have been much less serious. Adrian almost seems to have been jealous of the former, for in his letter to Servianus, after having criticised the people, he remarked that it was also a rich and productive country “in which no one was idle,” and in which glass, paper and linen were manufactured.[35] The Syrians were both industrial and commercial. Tyre, for example, worked the raw silk of China, dyed and exported it. The glass of Tyre and Sidon was famous; the local aristocracy were merchants and manufacturers, “and, as later the riches acquired in the East flowed to Genoa and Venice, so then the commercial gains of the West flowed back to Tyre and Apamea.”[36]
25 The outflow to Egypt and the Asian provinces was likely just as serious. Adrian almost seemed envious of Egypt, as in his letter to Servianus, after criticizing the locals, he noted that it was also a wealthy and productive land “where no one was lazy,” and where glass, paper, and linen were produced.[35] The Syrians were both industrial and commercial. Tyre, for example, processed raw silk from China, dyed it, and exported it. The glass from Tyre and Sidon was well-known; the local elite were merchants and manufacturers, “and just as later the wealth gained in the East flowed to Genoa and Venice, so at that time the trade profits of the West returned to Tyre and Apamea.”[36]
Within about sixty years from the final consolidation of the Empire under Augustus, this continuous efflux of the precious metals began to cause the currency to contract, and prices to fall; and the first effect of shrinking values appears to have been a financial crisis in 33 A.D. Probably the diminution in the worth of commodities relatively to money, had already made it difficult for debtors to meet their liabilities, for Tacitus has prefaced his story by pointing out that usury had always been a scourge of Rome, and that just previous to the panic an agitation against the money-lenders had begun with a view to enforcing the law regarding interest. As most of the senators were deep in usury they applied for protection to Tiberius, who granted what amounted to a stay of proceedings, and then, as soon as the26 capitalists felt themselves safe, they proceeded to take their revenge. Loans were called, accommodation refused, and mortgagors were ruthlessly sold out. “There was great scarcity of money ... and, on account of sales on execution, coin accumulated in the imperial, or the public treasury. Upon this the Senate ordered that every one should invest two-thirds of his capital on loan, in Italian real estate; but the creditors called in the whole, nor did public opinion allow debtors to compromise.” Meanwhile there was great excitement but no relief, “as the usurers hoarded for the purpose of buying low. The quantity of sales broke the market, and the more liabilities were extended, the harder liquidation became. Many were ruined, and the loss of property endangered social station and reputation.”[37] The panic finally subsided, but contraction went on and next showed itself, twenty-five years later, in adulterated coinage. From the time of the Punic Wars, about two centuries and a half before Christ, the silver denarius, worth nearly seventeen cents, had been the standard of the Roman currency, and it kept its weight and purity unimpaired until Nero, when it diminished from 1⁄84 to 1⁄96 of a pound of silver, the pure metal being mixed with 1⁄10 of copper.[38] Under Trajan, toward 100 A.D., the alloy reached twenty per cent; under Septimius Severus a hundred years later it had mounted to fifty or sixty per cent, and by the time of Elagabalus, 220 A.D., the coin had degenerated into a token of base metal, and was repudiated by the government.
Within about sixty years of the final consolidation of the Empire under Augustus, the continuous outflow of precious metals started to shrink the currency and drive prices down. The first sign of decreasing values seems to have been a financial crisis in 33 CE The decline in the value of goods compared to money had likely already made it tough for debtors to pay what they owed, as Tacitus noted that usury had always plagued Rome and that just before the panic, a movement against money-lenders began to push for enforcement of interest laws. Because many senators were deeply involved in usury, they sought protection from Tiberius, who provided what was effectively a pause in proceedings. Once the creditors felt safe, they sought their revenge. Loans were called in, assistance was denied, and borrowers were mercilessly sold out. “There was a significant shortage of money... and due to forced sales, coins piled up in the imperial or public treasury. In response, the Senate decreed that everyone should invest two-thirds of their capital in loans for Italian real estate; however, creditors demanded the full amount back, and public sentiment didn’t allow debtors to negotiate.” Meanwhile, there was a lot of turmoil but no relief, as usurers held back funds to buy at low prices. The sheer number of forced sales crashed the market, and the more liabilities piled up, the harder it became to settle them. Many lost everything, and the loss of property threatened their social standing and reputation. The panic eventually calmed, but the contraction continued and next appeared, twenty-five years later, in the form of debased coinage. Since the time of the Punic Wars, around two and a half centuries before Christ, the silver denarius, valued at nearly seventeen cents, had been the standard currency in Rome, keeping its weight and purity intact until Nero's reign, when it dropped from 1⁄84 to 1⁄96 of a pound of silver, with pure metal mixed with 1⁄10 copper. Under Trajan, around 100 CE, the alloy reached twenty percent; under Septimius Severus a hundred years later, it climbed to fifty or sixty percent, and by the time of Elagabalus, 220 CE, the coin had degraded to a token made of base metal and was rejected by the government.
27 Something similar happened to the gold. The aureus, though it kept its fineness, lost in weight down to Constantine. In the reign of Augustus it equalled one-fortieth of a Roman pound of gold, in that of Nero one forty-fifth, in that of Caracalla but one-fiftieth, in that of Diocletian one-sixtieth, and in that of Constantine one seventy-second, when the coin ceased passing by tale and was taken only by weight.[39]
27 Something similar happened with gold. The aureus, while maintaining its purity, lost weight down to the time of Constantine. During Augustus's reign, it was equal to one-fortieth of a Roman pound of gold; under Nero, it was one forty-fifth; during Caracalla's reign, it was just one-fiftieth; under Diocletian, it dropped to one-sixtieth; and by Constantine's time, it was only one seventy-second, at which point the coin stopped being counted by number and was only accepted by weight.[39]
The repudiation of the denarius was an act of bankruptcy; nor did the financial position improve while the administration remained at Rome. Therefore the inference is that, toward the middle of the third century, Italy had lost the treasure she had won in war, which had gradually gravitated to the centre of exchanges. This inference is confirmed by history. The movements of Diocletian seem to demonstrate that after 250 A.D. Rome ceased to be either the political or commercial capital of the world.
The rejection of the denarius was a sign of financial failure; the situation didn’t get any better while the government was based in Rome. So, we can conclude that by the mid-third century, Italy had lost the wealth it had gained through war, which had slowly moved to the center of trade. This conclusion is backed by historical evidence. Diocletian’s actions suggest that after 250 CE, Rome was no longer the political or commercial capital of the world.
Unquestionably Diocletian must have lived a life of intense activity at the focus of affairs, to have raised himself from slavery to the purple at thirty-nine; and yet Gibbon thought he did not even visit Rome until he went thither to celebrate his triumph, after he had been twenty years upon the throne. He never seemed anxious about the temper of the city. When proclaimed emperor he ignored Italy and established himself at Nicomedia on the Propontis, where he lived until he abdicated in 305. His personal preferences evidently did not influence him, since his successors imitated his policy; and everything28 points to the conclusion that he, and those who followed him, only yielded to the same resistless force which fixed the economic capital of the world upon the Bosphorus. In the case of Constantine the operation of this force was conspicuous, for it was not only powerful enough to overcome the habit of a lifetime, but to cause him to undertake the gigantic task of building Constantinople.
Unquestionably, Diocletian must have led a life filled with intense activity at the center of events, having risen from slavery to the throne at thirty-nine. Yet, Gibbon noted that he didn't even visit Rome until he went there to celebrate his triumph after spending twenty years on the throne. He never seemed worried about the city's mood. When he was named emperor, he ignored Italy and set up his base in Nicomedia on the Propontis, where he lived until he abdicated in 305. His personal preferences clearly didn't drive him, as his successors followed his policy; everything28 suggests that he, and those after him, merely responded to the same unstoppable force that established the economic capital of the world on the Bosphorus. In the case of Constantine, this force was especially evident, as it was strong enough not only to break a lifelong habit but also to lead him to take on the immense task of building Constantinople.
Constantine was proclaimed in Britain in 306, when only thirty-two. Six years later he defeated Maxentius, and then governed the West alone until his war with Licinius, whom he captured in 323 and afterward put to death. Thus, at fifty, he returned to the East, after an absence of nearly twenty years, and his first act was to choose Byzantium as his capital, a city nearly opposite Nicomedia.
Constantine was proclaimed in Britain in 306 when he was just thirty-two. Six years later, he defeated Maxentius and then ruled the West by himself until his war with Licinius, whom he captured in 323 and later executed. So, at fifty, he returned to the East after nearly twenty years away, and his first action was to select Byzantium as his capital, a city located almost directly across from Nicomedia.
The sequence of events seems plain. Very soon after the insolvency of the government at Rome, the administration quitted the city and moved toward the boundary between Europe and Asia; there, after some forty years of vacillation, it settled permanently at the true seat of exchanges, for Constantinople remained the economic centre of the earth for more than eight centuries.
The series of events seems straightforward. Shortly after the government in Rome went bankrupt, the administration left the city and headed towards the border between Europe and Asia; there, after about forty years of uncertainty, it permanently established itself at the actual hub of trade, as Constantinople remained the economic center of the world for over eight centuries.
Similar conclusions may be drawn from the fluctuations of the currency. At Rome the coin could not be maintained at the standard, because of adverse exchanges; but when the political and economic centres had come to coincide, at a point upon the Bosphorus, depreciation ceased, and the aureus fell no further.
Similar conclusions can be made from the changes in currency. In Rome, the coin couldn't be kept at the standard because of unfavorable exchanges; however, when the political and economic centers aligned at a point on the Bosphorus, the depreciation stopped, and the aureus didn’t drop any further.
29 This migration of capital, which caused the rise of Constantinople, was the true opening of the Middle Ages, for it occasioned the gradual decline of the rural population, and thus brought about the disintegration of the West. Victory carried wealth to Rome, and wealth manifested its power in a permanent police; as the attack in war gained upon the defence, and individual resistance became impossible, transportation grew cheap and safe, and human movement was accelerated. Then economic competition began, and intensified as centralization advanced, telling always in favour of the acutest intellect and the cheapest labour. Soon, exchanges became permanently unfavourable, a steady drain of bullion set in to the East, and, as the outflow depleted the treasure amassed at Rome by plunder, contraction began, and with contraction came that fall of prices which first ruined, then enslaved, and finally exterminated, the native rural population of Italy.
29 The movement of wealth that led to the rise of Constantinople marked the real beginning of the Middle Ages, as it triggered the slow decline of the rural population and ultimately led to the fragmentation of the West. Victories brought riches to Rome, and this wealth established a lasting police force; as offensive military strategies became more effective than defensive ones, individual resistance became impossible, transportation became cheaper and safer, and human movement increased. Economic competition began to take shape and intensified as centralization progressed, consistently favoring those with the sharpest minds and the lowest labor costs. Soon, trade conditions became consistently unfavorable, leading to a steady outflow of gold and silver to the East. As this loss drained the wealth accumulated in Rome through conquest, economic contraction started, bringing with it a drop in prices that initially devastated, then enslaved, and ultimately eliminated the native rural population of Italy.
In the time of Diocletian, the ancient silver currency had long been repudiated, and, in his well-known edict, he spoke of prices as having risen ninefold, when reckoned in the denarii of base metal; the purchasing power of pure gold and silver had, however, risen very considerably in all the western provinces. Nor was this all. It appears to be a natural law that when social development has reached a certain stage, and capital has accumulated sufficiently, the class which has had the capacity to absorb it shall try to enhance the value of their property by legislation. This is done most easily by reducing the quantity of the currency, which is a legal tender for the payment of debts. A currency obviously gains in power as it shrinks in volume, and the usurers of Constantinople intuitively condensed30 to the utmost that of the Empire. After the insolvency under Elagabalus, payments were exacted in gold by weight, and as it grew scarcer its value rose. Aurelian issued an edict limiting its use in the arts; and while there are abundant reasons for inferring that silver also gained in purchasing power, gold far outstripped it. Although no statistics remain by which to establish, with any exactness, the movement of silver in comparison with commodities, the ratio between the precious metals at different epochs is known, and gold appears to have doubled between Cæsar and Romulus Augustulus.
In Diocletian's time, the old silver currency had been rejected for a long time, and in his famous edict, he noted that prices had increased nine times when using the lower-quality denarii. However, the purchasing power of pure gold and silver had significantly increased across all the western provinces. But that’s not all. It seems to be a natural trend that when society reaches a certain level of development and capital has built up enough, the class that can afford it will try to increase the value of their assets through laws. The easiest way to do this is by reducing the amount of currency that is legally accepted for paying debts. A currency becomes more valuable as its supply decreases, and the moneylenders of Constantinople instinctively minimized the currency throughout the Empire. After the bankruptcy under Elagabalus, payments were required in gold by weight, and as gold became scarcer, its value increased. Aurelian issued a decree restricting its use in the arts; and while there are many reasons to believe that silver also increased in purchasing power, gold far surpassed it. Although no data remains to accurately measure the movement of silver compared to goods, the ratio between precious metals at different times is known, and gold seems to have doubled in value between Cæsar and Romulus Augustulus.
47 B.C. | gold | stood | to | silver as | 1 | : 8.9 |
1 A.D. under Augustus, | “ | “ | “ | 1 | : 9.3 | |
100–200, Trajan to Severus, | “ | “ | “ | 1 | : 9–10 | |
310, Constantine, | “ | “ | “ | 1 | : 12.5 | |
450, Theodosius II., | “ | “ | “ | 1 | : 18 |
As gold had become the sole legal tender, this change of ratio represents a diminution, during the existence of the Western Empire, of at least fifty per cent in the value of property in relation to debt, leaving altogether out of view the appreciation of silver itself, which was so considerable that the government was unable to maintain the denarius.[40]
As gold became the only legal currency, this change in ratio signifies a decrease of at least fifty percent in the value of property compared to debt during the time of the Western Empire, not even considering the significant rise in the value of silver itself, which was so great that the government couldn't keep the denarius stable.[40]
31 Resistance to the force of centralized wealth was vain. Aurelian’s attempt to reform the mints is said to have caused a rebellion, which cost him the lives of seven thousand of his soldiers; and though his policy was continued by Probus, and Diocletian coined both metals again at a ratio, expansion was so antagonistic to the interests of the monied class that, by 360, silver was definitely discarded, and gold was made by law the only legal tender for the payment of debts.[41] Furthermore, the usurers protected themselves against any possible tampering with the mints by providing that the solidus should pass by weight and not by tale; that is to say, they reserved to themselves the right to reject any golden son which contained less than one seventy-second of a pound of standard metal, the weight fixed by Constantine.[42]
31 Fighting against the power of centralized wealth was pointless. Aurelian’s attempt to reform the mints allegedly sparked a rebellion that led to the deaths of seven thousand of his soldiers; and although Probus continued his policy, and Diocletian reintroduced both metals at a set ratio, the expansion was so against the interests of the wealthy that, by 360, silver was completely abandoned, and gold became the only legal currency for paying debts.[41] Additionally, the moneylenders safeguarded themselves against any potential changes to the mints by stating that the solidus should be measured by weight rather than by count; in other words, they claimed the right to reject any gold coin that weighed less than one seventy-second of a pound of standard metal, the weight established by Constantine.[42]
Thus, at a time when the exhaustion of the mines caused a failure in the annual supply of bullion, the old composite currency was split in two, and the half retained made to pass by weight alone, so as to throw the loss by clipping and abrasion upon the debtor. So strong a contraction engendered a steady fall of prices, a fall which tended rather to increase than diminish as time went on. But in prolonged periods of decline in the market value of agricultural products, farmers can with difficulty meet a money rent, because the sale of their crops leaves a greater deficit each year, and finally a time comes when insolvency can no longer be postponed.
Thus, at a time when the exhaustion of the mines led to a shortage in the annual supply of precious metals, the old mixed currency was split in two, and the half that was kept was made to circulate based on weight alone, putting the burden of loss from clipping and wear on the debtor. Such a significant contraction caused a consistent drop in prices, a decline that seemed to increase rather than decrease over time. However, during extended periods of falling market value for agricultural products, farmers struggle to pay a cash rent because the sale of their crops results in a larger deficit each year, and eventually, a time comes when insolvency can no longer be delayed.
In his opening chapter Gibbon described the Empire under the Antonines as enjoying “a happy period of more than fourscore years” of peace and prosperity; and yet nothing is more certain than that this halcyon age was in reality an interval of agricultural ruin. On this point Pliny was explicit, and Pliny was a large land-owner.
In his opening chapter, Gibbon described the Empire under the Antonines as enjoying “a happy period of more than eighty years” of peace and prosperity; yet, nothing is more certain than that this ideal time was actually a period of agricultural decline. On this matter, Pliny was clear, and Pliny was a significant landowner.
32 He wrote one day to Calvisius about an investment, and went at length into the condition of the property. A large estate adjoining his own was for sale, and he was tempted to buy, “for the land was fertile, rich, and well watered,” the fields produced vines and wood which promised a fair return, and yet this natural fruitfulness was marred by the misery of the husbandmen. He found that the former owner “had often seized the ‘pignora,’ or pledges [that is, all the property the tenants possessed]; and though, by so doing, he had temporarily reduced their arrears, he had left them” without the means of tilling the soil. These tenants were freemen, who had been unable to meet their rent because of falling prices, and who, when they had lost their tools, cattle, and household effects, were left paupers on the farms they could neither cultivate nor abandon. Consequently the property had suffered, the rent had declined, and for these reasons and “the general hardness of the times,” its value had fallen from five million to three million sesterces.[43]
32 One day, he wrote to Calvisius about an investment and detailed the state of the property. A large estate next to his own was up for sale, and he was tempted to buy it, “because the land was fertile, rich, and well-watered.” The fields produced vines and timber that promised a good return, but this natural abundance was overshadowed by the suffering of the farmers. He discovered that the former owner “had frequently seized the ‘pignora,’ or pledges [meaning, all the belongings the tenants had]; and though this had temporarily reduced their debts, he had left them” without the means to farm the land. These tenants were free individuals who couldn't pay their rent due to declining prices, and after losing their tools, livestock, and personal belongings, they were left destitute on the farms they couldn’t cultivate or leave. As a result, the property had suffered, the rent had decreased, and due to these reasons and “the general hardships of the times,” its value had dropped from five million to three million sesterces.[43]
In another letter he explained that he was detained at home making new arrangements with his tenants, who were apparently insolvent, for “in the last five years, in spite of great concessions, the arrears have increased. For this reason most [tenants] take no trouble to diminish their debt, which they despair of paying. Indeed, they plunder and consume what there is upon the land, since they think they cannot save for themselves.” The remedy he proposed was to make no more money leases, but to farm on shares.[44]
In another letter, he explained that he was stuck at home working out new arrangements with his tenants, who were clearly unable to pay their debts. “In the last five years, despite significant concessions, the arrears have only grown. Because of this, most tenants don’t bother trying to reduce their debt, as they have lost hope of ever paying it off. In fact, they take advantage of and use up what resources are left on the land, since they believe they can’t save anything for themselves.” The solution he suggested was to stop making money leases and instead operate on a sharecropping basis.[44]
33 The tone of these letters shows that there was nothing unusual in all this. Pliny nowhere intimated that the tenants were to blame, or that better men were to be had. On the contrary, he said emphatically that in such hard times money could not be collected, and therefore the interest of the landlord was to cultivate his estates on shares, taking the single precaution to place slaves over the tenants as overseers and receivers of the crops.
33 The tone of these letters indicates that there was nothing out of the ordinary about this situation. Pliny did not suggest that the tenants were at fault or that there were better options available. On the contrary, he clearly stated that during tough times, it was impossible to collect money, so it was in the landlord's best interest to farm his lands on a sharecropping basis, taking the simple step of appointing slaves as supervisors and crop receivers over the tenants.
In the same way the digest referred to such arrears as habitual.[45] In still another letter to Trajan, Pliny observed, “Continuæ sterilitates cogunt me de remissionibus cogitare.”[46] Certainly these insolvent farmers could have held no better position when working on shares than before their disasters, for as bankrupts they were wholly in their creditors’ power, and could be hunted like slaves, and brought back in fetters if they fled. They were tied to the property by a debt which never could be paid, and they and their descendants were doomed to stay for ever as coloni or serfs, chattels to be devised or sold as part of the realty. In the words of the law, “they were considered slaves of the land.”[47] The ancient martial husbandman had thus “fallen from point to point, from debt to debt, into an almost perpetual subjection.”[48] Deliverance was impossible, for payment was out of the question. He was bound to the soil for his life, and his children after him inherited his servitude with his debt.
In the same way, the digest referred to those debts as habitual.[45] In another letter to Trajan, Pliny noted, “Continuous barrenness forces me to think about relief.”[46] Certainly, these bankrupt farmers couldn't have been in a better position working on shares than before their disasters, because as bankrupts they were completely at the mercy of their creditors, and could be pursued like slaves and brought back in chains if they tried to escape. They were tied to the land by a debt that could never be repaid, and they and their descendants were fated to remain forever as coloni or serfs, property to be inherited or sold along with the land. According to the law, “they were regarded as slaves of the land.”[47] The ancient agricultural laborer had thus “fallen from point to point, from debt to debt, into an almost constant subjugation.”[48] Escape was impossible, as payment was out of the question. He was tied to the land for his life, and his children would inherit his servitude along with his debt.
34 The customs, according to which the coloni held, were infinitely varied; they differed not only between estates, but between the hands on the same estate. On the whole, however, the life must have been hard, for the serfs of the Empire did not multiply, and the scarcity of rural labour became a chronic disease.
34 The customs that the coloni followed were incredibly diverse; they varied not just between different estates, but even among the workers on the same estate. Overall, life must have been tough, as the serfs of the Empire weren't increasing in number, and the shortage of rural labor became a long-standing issue.
Yet, relatively, the position of the colonus was good, for his wife and children were his own; slavery was the ulcer which ate into the flesh, and the Roman fiscal system, coupled as it was with usury, was calculated to enslave all but the oligarchy who made the laws.
Yet, relatively, the position of the colonus was good, for his wife and children were his own; slavery was the sore that ate into the flesh, and the Roman tax system, combined with usury, was designed to enslave everyone except for the wealthy elite who created the laws.
The taxes of the provinces were assessed by the censors and then sold for cash to the publicans, who undertook the collection. Italy was at first exempted, but after her bankruptcy she shared the common fate. Companies were formed to handle these ventures. The knights usually subscribed the capital and divided the profits, which corresponded with the severity of their administration; and, as the Roman conquests extended, these companies grew too powerful to be controlled. The only officials in a position to act were the provincial governors, who were afraid to interfere, and preferred to share in the gains of the traffic, rather than to run the risk of exciting the wrath of so dangerous an enemy.[49]
The provinces' taxes were evaluated by the censors and then sold for cash to the tax farmers, who took on the responsibility of collecting them. Initially, Italy was exempt, but after going bankrupt, it faced the same situation as everyone else. Companies were created to manage these operations. The knights generally invested the capital and split the profits, which depended on how strictly they enforced the rules; as the Roman Empire expanded, these companies became too powerful to regulate. The only officials who could act were the provincial governors, who were reluctant to interfere and preferred to benefit from the profits rather than risk angering such a formidable opponent.[49]
35 According to Pliny the collection of a rent in money had become impossible in the reign of Trajan. The reason was that with a contracting currency prices of produce fell, and each year’s crop netted less than that of the year before; therefore a rent moderate in one decade was extortionate in the next. But taxes did not fall with the fall in values; on the contrary, the tendency of centralization is always toward a more costly administration. Under Augustus, one emperor with a moderate household sufficed; but in the third century Diocletian found it necessary to reorganize the government under four Cæsars, and everything became specialized in the same proportion.
35 According to Pliny, collecting rent in cash became impossible during Trajan's reign. The problem was that as the currency shrank, prices for goods dropped, and each year’s harvest brought in less than the one before; so a fair rent in one decade felt outrageous in the next. However, taxes didn’t decrease with falling values; instead, the trend of centralization always leans towards more expensive administration. Under Augustus, one emperor with a manageable household was enough, but by the third century, Diocletian found it necessary to reorganize the government with four Caesars, and everything became specialized in the same way.
In this way the people were caught between the upper and the nether millstone. The actual quantity of bullion taken from them was greater, the lower prices of their property fell, and arrears of taxes accumulated precisely as Pliny described the accumulation of arrears of rent. These arrears were carried over from reign to reign, and even from century to century; and Petronius, the father-in-law of Valens, is said to have precipitated the rebellion of Procopius, by exacting the tribute unpaid since the death of Aurelian a hundred years before.
In this way, the people were caught between a rock and a hard place. They lost more of their wealth, the value of their property decreased, and back taxes piled up just like Pliny described the buildup of unpaid rent. These debts carried over from one reign to the next, and even from century to century. It’s said that Petronius, who was Valens's father-in-law, triggered the rebellion of Procopius by demanding the tribute that hadn’t been paid since Aurelian died a hundred years earlier.
36 The processes employed in the collection of the revenue were severe. Torture was freely used,[50] and slavery was the fate of defaulters. Armed with such power, the publicans held debtors at their mercy. Though usury was forbidden, the most lucrative part of the trade was opening accounts with the treasury, assuming debts, and charging interest sometimes as high as fifty per cent. Though, as prices fell, the pressure grew severer, the abuses of the administration were never perhaps worse than toward the end of the Republic. In his oration against Verres, Cicero said the condition of the people had become intolerable: “All the provinces are in mourning, all the nations that are free are complaining; every kingdom is expostulating with us about our covetousness and injustice.”[51]
36 The methods used to collect revenue were harsh. Torture was commonly used, and defaulters faced the threat of slavery. Armed with such control, the tax collectors had debtors at their mercy. Although charging excessive interest was illegal, the most profitable part of the business involved opening accounts with the treasury, taking on debts, and sometimes charging interest as high as fifty percent. As prices dropped, the pressure became even more intense, and the abuses of the system were possibly at their worst toward the end of the Republic. In his speech against Verres, Cicero remarked that the people's situation had become unbearable: “All the provinces are in mourning, all the free nations are complaining; every kingdom is confronting us about our greed and injustice.”[51]
The well-known transactions of Brutus are typical of what went on wherever the Romans marched. Brutus lent the Senate of Salaminia at forty-eight per cent a year. As the contract was illegal, he obtained two decrees of the Senate at Rome for his protection, and then to enforce payment of his interest, Scaptius, his man of business, borrowed from the governor of Cilicia a detachment of troops. With this he blockaded the Senate so closely that several members starved to death. The Salaminians, wanting at all costs to free themselves from such a load, offered to pay off both interest and capital at once; but to this Brutus would not consent, and to impose his own terms upon the province he demanded from Cicero more troops, “only fifty horse.”[52]
The notorious dealings of Brutus are just like what happened wherever the Romans went. Brutus loaned the Senate of Salaminia at a rate of forty-eight percent a year. Since the contract was illegal, he secured two decrees from the Roman Senate for his protection, and to collect his interest, his business associate Scaptius borrowed a group of soldiers from the governor of Cilicia. With this, he besieged the Senate so tightly that several members starved to death. The Salaminians, desperate to get rid of such a burden, offered to pay both the interest and the principal right away; but Brutus refused, and to impose his own conditions on the province, he requested more troops from Cicero, “just fifty horse.”[52]
37 When at last, by such proceedings, the debtors were so exhausted that no torment could wring more from them, they were sold as slaves; Nicodemus, king of Bithynia, on being reproached for not furnishing his contingent of auxiliaries, replied that all his able-bodied subjects had been taken by the farmers of the revenue.[53] Nor, though the administration doubtless was better regulated under the Empire than under the Republic, did the oppression of the provinces cease. Juvenal, who wrote about 100, implored the young noble taking possession of his government to put some curb upon his avarice, “to pity the poverty of the allies. You see the bones of kings sucked of their very marrow.”[54] And though the testimony of Juvenal may be rejected as savouring too much of poetical licence, Pliny must always be treated with respect. When Maximus was sent to Achaia, Pliny thought it well to write him a long letter of advice, in which he not only declared that to wrest from the Greeks the shadow of liberty left them would be “durum, ferum, barbarumque;” but adjured him to try to remember what each city had been, and not to despise it for what it was.[55]
37 Eventually, after all these actions, the debtors were so worn out that no amount of suffering could extract anything more from them, and they were sold into slavery; Nicodemus, the king of Bithynia, when criticized for not providing his share of soldiers, responded that all his able-bodied subjects had been taken by the tax collectors.[53] Although the administration was probably better organized during the Empire than it was in the Republic, the oppression of the provinces didn't stop. Juvenal, who wrote around 100, urged the young noble taking charge of his government to control his greed, “to show compassion for the poverty of the allies. You see the bones of kings stripped of their very marrow.”[54] And while Juvenal's claims might be dismissed as overly dramatic, Pliny deserves to be taken seriously. When Maximus was sent to Achaia, Pliny found it important to send him a lengthy letter full of advice, where he not only stated that taking away the last remnants of liberty from the Greeks would be “harsh, brutal, and barbaric;” but also urged him to remember what each city used to be and not to look down on it for what it had become.[55]
Most impressive, perhaps, of all, is the statement of Dio Cassius that the revolt led by Boadicea in Britain in 61 A.D., which cost the Romans seventy thousand lives, was provoked by the rapacity of Seneca, who, having forced a loan of ten million drachmas ($1,670,000) on the people at usurious interest, suddenly withdrew his money, thereby inflicting intense suffering.[56] As Pliny said with bitterness and truth, “The arts of avarice were those most cultivated at Rome.”[57]
Most impressive, perhaps, is the statement from Dio Cassius that the revolt led by Boadicea in Britain in 61 CE, which resulted in seventy thousand Roman deaths, was triggered by the greed of Seneca, who had forced the people to take a loan of ten million drachmas ($1,670,000) at exorbitant interest rates, and then suddenly pulled his money out, causing immense suffering. [56] As Pliny bitterly and accurately noted, “The arts of greed were the ones most practiced in Rome.” [57]
38 The stronger type exterminated the weaker; the money-lender killed out the husbandman; the race of soldiers vanished, and the farms, whereon they had once flourished, were left desolate. To quote the words of Gibbon: “The fertile and happy province of Campania ... extended between the sea and the Apennines from the Tiber to the Silarus. Within sixty years after the death of Constantine, and on the evidence of an actual survey, an exemption was granted in favour of three hundred and thirty thousand English acres of desert and uncultivated land; which amounted to one-eighth of the whole surface of the province.”[58]
38 The stronger group wiped out the weaker; the money-lender eliminated the farmer; the soldier class disappeared, and the farms where they once thrived were left abandoned. To quote Gibbon: “The fertile and prosperous region of Campania ... stretched between the sea and the Apennines from the Tiber to the Silarus. Within sixty years after Constantine's death, and based on an actual survey, an exemption was granted for three hundred and thirty thousand English acres of barren and uncultivated land; which accounted for one-eighth of the total area of the province.”[58]
It is true that Gibbon, in this paragraph, described Italy as she was in the fourth century, just before the barbarian invasions, but a similar fate had overtaken the provinces under the Cæsars. In the reign of Domitian, according to Plutarch, Greece had been almost depopulated.
It’s true that Gibbon, in this paragraph, described Italy as it was in the fourth century right before the barbarian invasions, but a similar fate had befallen the provinces under the Caesars. In the reign of Domitian, according to Plutarch, Greece had nearly been depopulated.
“She can with much difficulty raise three thousand men, which number the single city of Megara sent heretofore to the battle of Platæa.... For of what use would the oracle be now, which was heretofore at Tegyra or at Ptous? For scarcely shall you meet, in a whole day’s time, with so much as a herdsman or shepherd in those parts.”[59]
“She can barely gather three thousand men, which is the same number that the city of Megara sent to the battle of Plataea before. What good would the oracle be now, which was previously at Tegyra or at Ptous? You’ll hardly come across a herdsman or shepherd in that area all day long.”[59]
Wallon has observed that Rome, “in the early times of the Republic, was chiefly preoccupied with having a numerous and strong population of freemen. Under the Empire she had but one anxiety—taxes.”[60]
Wallon noted that Rome, “in the early days of the Republic, was mainly focused on having a large and strong population of free citizens. During the Empire, her only concern was taxes.”[60]
39 To speak with more precision, force changed the channel through which it operated. Native farmers and native soldiers were needless when such material could be bought cheaper in the North or East. With money the cohorts could be filled with Germans; with money, slaves and serfs could be settled upon the Italian fields; and for the last century, before the great inroads began, one chief problem of the imperial administration was the regulation of the inflow of new blood from without, lacking which the social system must have collapsed.
39 To be more precise, force changed the way it operated. Native farmers and soldiers were unnecessary when such resources could be purchased more cheaply from the North or East. With money, the troops could be filled with Germans; with money, slaves and serfs could be settled on the Italian fields; and for the last century, before the major invasions began, one of the main issues for the imperial administration was managing the influx of new people from outside, without which the social system would have collapsed.
The later campaigns on the Rhine and the Danube were really slave-hunts on a gigantic scale. Probus brought back sixteen thousand men from Germany, “the bravest and most robust of their youth,” and distributed them in knots of fifty or sixty among the legions. “Their aid was now become necessary.... The infrequency of marriage, and the ruin of agriculture, affected the principles of population; and not only destroyed the strength of the present, but intercepted the hope of future generations.”[61]
The later campaigns on the Rhine and the Danube were essentially massive slave hunts. Probus brought back sixteen thousand men from Germany, “the bravest and strongest of their youth,” and spread them out in groups of fifty or sixty among the legions. “Their help was now essential.... The low rate of marriage and the decline of agriculture hurt population growth; this not only weakened the current strength but also blocked the hopes of future generations.”[61]
His importations of agricultural labour were much more considerable. In a single settlement in Thrace, Probus established one hundred thousand Bastarnæ; Constantius Chlorus is said to have made Gaul flourish by the herds of slaves he distributed among the landlords; in 370, large numbers of Alemanni were planted in the valley of the Po, and on the vast spaces of the public domain there were barbarian villages where the native language and customs were preserved.
His imports of agricultural labor were much more significant. In one settlement in Thrace, Probus established one hundred thousand Bastarnæ; it's said that Constantius Chlorus made Gaul thrive by distributing herds of slaves among the landlords; in 370, large numbers of Alemanni were settled in the valley of the Po, and in the vast areas of public land, there were barbarian villages where the native language and customs were kept alive.
40 Probably none of these Germans came as freemen. Many, of course, were captives sold as slaves, but perhaps the majority were serfs. Frequently a tribe, hard pressed by enemies, asked leave to pass the frontier, and settle as tributaries, that is to say as coloni. On one such occasion Constantius II. was nearly murdered. A body of Limigantes, who had made a raid, surrendered, and petitioned to be given lands at any distance, provided they might have protection. The emperor was delighted at the prospect of such a harvest of labourers, to say nothing of recruits, and went among them to receive their submission. Seeing him alone, the barbarians attacked him, and he escaped with difficulty. His troops slaughtered the Germans to the last man.
40 Probably none of these Germans arrived as free men. Many were captives sold into slavery, but most were likely serfs. Often, a tribe under pressure from enemies requested permission to cross the border and settle as tributaries, or in other words, as coloni. On one such occasion, Constantius II was almost killed. A group of Limigantes, who had carried out a raid, surrendered and asked to be granted land at any distance, as long as they could receive protection. The emperor was thrilled at the thought of gaining so many laborers, not to mention potential recruits, and went among them to accept their submission. Seeing him alone, the barbarians attacked, and he barely escaped. His troops killed every last one of the Germans.
This unceasing emigration gradually changed the character of the rural population, and a similar alteration took place in the army. As early as the time of Cæsar, Italy was exhausted; his legions were mainly raised in Gaul, and as the native farmers sank into serfdom or slavery, and then at last vanished, recruits were drawn more and more from beyond the limits of the Empire. At first they were taken singly, afterwards in tribes and nations, so that, when Aëtius defeated Attila at Châlons, the battle was fought by the Visigoths under Theodoric, and the equipment of the Romans and Huns was so similar that when drawn up the lines “presented the image of civil war.”
This constant emigration slowly changed the makeup of the rural population, and a similar shift occurred in the army. By the time of Caesar, Italy was drained; his legions were mostly made up of men from Gaul, and as the local farmers fell into serfdom or slavery, and then eventually disappeared, more and more recruits were coming from outside the Empire. Initially, they were brought in individually, but later in groups and whole tribes. So, when Aetius defeated Attila at Châlons, the battle was fought by the Visigoths led by Theodoric, and the equipment of the Romans and Huns was so alike that when they were lined up, it looked like a civil war.
This military metamorphosis indicated the extinction of the martial type, and it extended throughout society. Rome not only failed to breed the common soldier, she also failed to produce generals. After the first century, the change was marked. Trajan was a Spaniard, Septimius Severus an African, Aurelian an Illyrian peasant, Diocletian a Dalmatian slave, Constantius Chlorus a Dardanian noble, and the son of Constantius, by a Dacian woman, was the great Constantine.
This military transformation signaled the end of the traditional warrior class, and it spread across society. Rome not only stopped producing the ordinary soldier, but she also failed to create generals. After the first century, the shift was clear. Trajan was from Spain, Septimius Severus was from Africa, Aurelian was a peasant from Illyria, Diocletian was a slave from Dalmatia, Constantius Chlorus was a noble from Dardania, and his son, born to a Dacian woman, became the great Constantine.
41 All these men were a peculiar species of military adventurer, for they combined qualities which made them, not only effective chiefs of police, but acceptable as heads of the civil bureaucracy, which represented capital. Severus was the type, and Severus has never been better described than by Machiavelli, who said he united the ferocity of the lion to the cunning of the fox. This bureaucracy was the core of the consolidated mass called the Empire; it was the embodiment of money, the ultimate expression of force, and it recognized and advanced men who were adapted to its needs. When such men were to be found, the administration was thought good; but when no one precisely adapted for the purple appeared, and an ordinary officer had to be hired to keep the peace, friction was apt to follow, and the soldier, even though of the highest ability, was often removed. Both Stilicho and Aëtius were murdered.
41 All these men were a unique breed of military adventurer, as they blended qualities that made them not only effective police chiefs but also suitable heads of the civil bureaucracy that represented capital. Severus was the archetype, and nobody has ever described him better than Machiavelli, who noted that he combined the ferocity of a lion with the cunning of a fox. This bureaucracy was the heart of the consolidated entity known as the Empire; it was the embodiment of wealth, the ultimate expression of power, and it recognized and promoted individuals who fit its needs. When suitable candidates were found, the administration was seen as good; but when no one perfectly suited for leadership appeared, and a regular officer had to be brought in to maintain order, conflicts tended to arise, and the soldier, no matter how talented, was often ousted. Both Stilicho and Aëtius were assassinated.
The monied oligarchy which formed this bureaucracy was a growth as characteristic of the high centralization of the age, as a sacred caste is characteristic of decentralization. Perhaps the capitalistic class of the later Empire has been better understood and appreciated by Fustel de Coulanges than by any other historian.
The wealthy elite that created this bureaucracy reflected the high centralization of the time, just like a sacred caste represents decentralization. Maybe Fustel de Coulanges has understood and appreciated the capitalist class of the later Empire better than any other historian.
“All the documents which show the spirit of the epoch show that this noblesse was as much honoured by the government as respected by the people.... It was from it that the imperial government chose ordinarily its high functionaries.”
“All the documents that reflect the spirit of the era show that this nobility was equally honored by the government and respected by the people.... It was from this class that the imperial government typically selected its high officials.”
These functionaries were not sought among the lower classes. The high offices were not given as a reward of long and faithful service; they belonged by prescriptive right to the great families. The Empire made the wealthy, senators, prætors, consuls, and governors; all dignities, except only the military, were practically hereditary in the opulent class.
These officials weren't chosen from the lower classes. The top positions weren't awarded for long and faithful service; they were traditionally reserved for the elite families. The Empire created the wealthy, like senators, prætors, consuls, and governors; all positions, except for military ones, were essentially hereditary among the affluent class.
“This class is rich and the government is poor. This class is mistress of the larger part of the soil; it is in42 possession of the local dignities, of the administrative and judicial functions. The government has only the appearance of power, and an armed force which is continually diminishing....
“This class is wealthy while the government is lacking. This class controls most of the land; it holds42 local offices and has authority over administrative and judicial roles. The government only seems to have power, along with a military that keeps getting smaller....
“The aristocracy had the land, the wealth, the distinction, the education, ordinarily the morality of existence; it did not know how to fight and to command. It withdrew itself from military service; more than that, it despised it. It was one of the characteristic signs of this society to have always placed the civil functions not on a level with, but much above, the grades of the army. It esteemed much the profession of the doctor, of the professor, of the advocate; it did not esteem that of the officer and the soldier, and left it to men of low estate.”[62]
“The aristocracy had the land, the wealth, the status, the education, and typically the morals of life; it just didn't know how to fight and lead. It stayed away from military service and, even more so, looked down on it. One of the defining traits of this society was that it always valued civil roles much higher than positions in the army. It held professions like doctor, professor, and lawyer in high regard, but had little respect for officers and soldiers, leaving those roles to people from lower social classes.”[62]
This supremacy of the economic instinct transformed all the relations of life, the domestic as well as the military. The family ceased to be a unit, the members of which cohered from the necessity of self-defence, and became a business association. Marriage took the form of a contract, dissoluble at the will of either party, and, as it was somewhat costly, it grew rare. As with the drain of their bullion to the East, which crushed their farmers, the Romans were conscious, as Augustus said, that sterility must finally deliver their city into the hand of the barbarians.[63] They knew this and they strove to avert their fate, and there is little in history more impressive than the impotence of the ancient civilization in its conflict with nature. About the opening of the Christian era the State addressed itself to the task. Probably in the year 4 A.D., the emperor succeeded in obtaining the first legislation favouring marriage, and43 this enactment not proving effective, it was supplemented by the famous Leges Julia and Papia Poppæa of the year 9. In the spring, at the games, the knights demanded the repeal of these laws, and then Augustus, having called them to the Forum, made them the well-known speech, whose violence now seems incredible. Those who were single were the worst of criminals, they were murderers, they were impious, they were destroyers of their race, they resembled brigands or wild beasts. He asked the equites if they expected men to start from the ground to replace them, as in the fable; and declared in bitterness that while the government liberated slaves for the sole purpose of keeping up the number of citizens, the children of the Marcii, of the Fabii, of the Valerii, and the Julii, let their names perish from the earth.[64]
This dominance of economic instincts changed all aspects of life, both at home and in military affairs. The family stopped being a unit bound together by the need for self-defense and turned into a business partnership. Marriage became a contract that either party could dissolve at will, and since it was somewhat expensive, it became rare. Like the loss of their wealth to the East, which burdened their farmers, the Romans were aware, as Augustus stated, that infertility would ultimately hand their city over to the barbarians. They recognized this and worked to change their destiny, and there’s little in history more striking than the inability of ancient civilization to confront nature. Around the start of the Christian era, the State took action. Likely in the year 4 A.D., the emperor managed to pass the first laws encouraging marriage, and since this legislation was not effective, it was followed by the well-known Leges Julia and Papia Poppæa in the year 9. In the spring, during the games, the knights called for the repeal of these laws, and then Augustus, having summoned them to the Forum, delivered a famous speech that now seems unbelievable. Those who were single were considered the worst criminals; they were murderers, they were godless, they were the destroyers of their race, akin to bandits or wild animals. He asked the equites if they expected men to arise from the ground to replace them, as in the fable, and bitterly declared that while the government freed slaves solely to maintain the number of citizens, the children of the Marcii, the Fabii, the Valerii, and the Julii were allowed to have their names vanish from existence.
In vain celibacy was made almost criminal. In vain celibates were declared incapable of inheriting, while fathers were offered every bribe, were preferred in appointments to office, were even given the choice seats at games; in the words of Tacitus, “not for that did marriage and children increase, for the advantages of childlessness prevailed.”[65] All that was done was to breed a race of informers, and to stimulate the lawyers to fresh chicane.[66]
In vain, staying single was treated almost like a crime. In vain, single people were said to be unfit to inherit, while fathers were showered with incentives, were favored for job positions, and were even given the best seats at events; to quote Tacitus, “this didn’t lead to more marriages and children, because the benefits of being child-free won out.”[65] All that happened was the creation of a generation of informers, and it motivated lawyers to come up with new tricks.[66]
44 When wealth became force, the female might be as strong as the male; therefore she was emancipated. Through easy divorce she came to stand on an equality with the man in the marriage contract. She controlled her own property, because she could defend it; and as she had power, she exercised political privileges. In the third century Julia Domna, Julia Mamæa, Soæmias, and others, sat in the Senate, or conducted the administration.
44 When wealth became power, women could be as strong as men; therefore, they gained freedom. With easier divorce laws, they achieved equality in marriage contracts. They managed their own property because they could protect it; and since they had power, they exercised political rights. In the third century, Julia Domna, Julia Mamæa, Soæmias, and others sat in the Senate or ran the administration.
The evolution of this centralized society was as logical as every other work of nature. When force reached the stage where it expressed itself exclusively through money, the governing class ceased to be chosen because they were valiant or eloquent, artistic, learned, or devout, and were selected solely because they had the faculty of acquiring and keeping wealth. As long as the weak retained enough vitality to produce something which could be absorbed, this oligarchy was invincible; and for very many years after the native peasantry of Gaul and Italy had perished under the load, new blood injected from more tenacious races kept the dying civilization alive.
The development of this centralized society followed the same logic as other natural processes. When power began to manifest solely through money, the ruling class stopped being chosen for their bravery, speaking skills, creativity, knowledge, or piety, and were instead selected only for their ability to acquire and maintain wealth. As long as the weaker individuals had enough life force to create something that could be utilized, this elite group remained unbeatable; and for many years after the local peasantry of Gaul and Italy had been overwhelmed, new people from more resilient races helped keep the declining civilization afloat.
The weakness of the monied class lay in their very power, for they not only killed the producer, but in the strength of their acquisitiveness they failed to propagate themselves. The State feigned to regard marriage as a debt, and yet the opulent families died out. In the reign of Augustus all but fifty of the patrician houses had become extinct, and subsequently the emperor seemed destined to remain the universal heir through bequests of the childless.
The weakness of the wealthy class was rooted in their own power; they not only eliminated the producers but, driven by their greed, failed to sustain their own lineage. The State pretended to view marriage as a duty, yet the rich families died out. During Augustus’s reign, nearly all but fifty of the patrician families had vanished, and afterward, it appeared that the emperor was destined to be the universal heir, inheriting from those who died without children.
45 With the peasantry the case was worse. By the second century barbarian labour had to be imported to till the fields, and even the barbarians lacked the tenacity of life necessary to endure the strain. They ceased to breed, and the population dwindled. Then, somewhat suddenly, the collapse came. With shrinking numbers, the sources of wealth ran dry, the revenue failed to pay the police, and on the efficiency of the police the life of this unwarlike civilization hung.
45 The situation with the peasants was even worse. By the second century, they had to bring in barbarian labor to work the fields, and even the barbarians didn't have the resilience needed to handle the pressure. They stopped reproducing, and the population declined. Then, quite abruptly, the collapse happened. As numbers dwindled, the sources of wealth dried up, the revenue couldn’t cover the police expenses, and the stability of this peaceful civilization depended on the efficiency of the police.
In early ages every Roman had been a land-owner, and every land-owner had been a soldier, serving without pay. To fight had been as essential a part of life as to plough. But by the fourth century military service had become commercial; the legions were as purely an expression of money as the bureaucracy itself.
In earlier times, every Roman owned land, and every landowner was a soldier, serving without a salary. Fighting was as fundamental to life as farming. But by the fourth century, military service had turned into a business; the legions were as much a product of money as the bureaucracy itself.
From the time of the Servian constitution downward, the change in the army had kept pace with the acceleration of movement which caused the economic competition that centralized the State. Rome owed her triumphs over Hannibal and Pyrrhus to the valour of her infantry, rather than to the genius of her generals; but from Marius the census ceased to be the basis of recruitment, and the rich refused to serve in the ranks.
From the time of the Servian constitution onward, the changes in the army matched the speed of movement that drove the economic competition leading to the centralization of the State. Rome's victories over Hannibal and Pyrrhus were thanks to the bravery of her infantry, rather than the brilliance of her generals; however, starting with Marius, the census was no longer the basis for recruitment, and the wealthy stopped wanting to serve in the ranks.
This was equivalent in itself to a social revolution; for, from the moment when the wealthy succeeded in withdrawing themselves from service, and the poor saw in it a trade, the citizen ceased to be a soldier, and the soldier became a mercenary. From that time the army could be used for “all purposes, provided that they could count on their pay and their booty.”[67]
This was basically a social revolution; because, as soon as the rich managed to pull themselves out of service, and the poor viewed it as a job, the citizen stopped being a soldier, and the soldier became a mercenary. From then on, the army could be used for "all kinds of purposes, as long as they could rely on their pay and their loot."[67]
46 The administration of Augustus organized the permanent police, which replaced the mercenaries of the civil wars, and this machine was the greatest triumph and the crowning glory of capital. Dio Cassius has described how the last vestige of an Italian army passed away. Up to the time of Severus it had been customary to recruit the Prætorians either from Italy itself, from Spain, Macedonia, or other neighbouring countries, whose population had some affinity with that of Latium. Severus, after the treachery of the guard to Pertinax, disbanded it, and reorganized a corps selected from the bravest soldiers of the legions. These men were a horde of barbarians, repulsive to Italians in their habits, and terrible to look upon.[68] Thus a body of wage-earners, drawn from the ends of the earth, was made cohesive by money. For more than four hundred years this corps of hirelings crushed revolt within the Empire, and regulated the injection of fresh blood from without, with perfect promptitude and precision; nor did it fail in its functions while the money which vitalized it lasted.
46 The administration of Augustus set up a permanent police force, replacing the mercenaries from the civil wars. This system was the greatest achievement and the highest point of capital. Dio Cassius described how the last remnants of an Italian army disappeared. Until the time of Severus, it was standard to recruit the Praetorians from Italy itself, as well as from Spain, Macedonia, and other nearby countries that had some connection to Latium. After the betrayal of the guard to Pertinax, Severus disbanded them and reformed a unit made up of the bravest soldiers from the legions. These men were a group of foreigners, unappealing to Italians in their ways and fearsome in appearance. Thus, a body of wage-earners, sourced from distant lands, was unified by money. For over four hundred years, this group of hired soldiers suppressed revolts within the Empire and managed the influx of new recruits from outside with great efficiency and precision; they remained effective as long as the funds that empowered them continued.
But a time came when the suction of the usurers so wasted the life of the community that the stream of bullion ceased to flow from the capital to the frontiers; then, as the sustaining force failed, the line of troops along the Danube and the Rhine was drawn out until it broke, and the barbarians poured in unchecked.
But a time came when the greed of the moneylenders drained the life from the community so much that the flow of wealth from the capital to the borders stopped; then, as the support weakened, the line of troops along the Danube and the Rhine was stretched until it broke, and the barbarian invasions started pouring in without restraint.
The so-called invasions were not conquests, for they were not necessarily hostile; they were only the logical conclusion of a process which had been going on since Trajan. When the power to control the German emigration decayed, it flowed freely into the provinces.
The so-called invasions weren't conquests, because they weren't always hostile; they were just the natural outcome of a process that had been happening since Trajan. When the power to manage German emigration weakened, it moved freely into the provinces.
By the year 400 disintegration was far advanced;47 the Empire was crumbling, not because it was corrupt or degenerate, but because the most martial and energetic race the world had ever seen had been so thoroughly exterminated by men of the economic type of mind, that petty bands of sorry adventurers might rove whither they would, on what had once been Roman soil, without meeting an enemy capable of facing them, save other adventurers like themselves. Goths, not Romans, defeated Attila at Châlons.
By the year 400, disintegration was well underway;47 the Empire was falling apart, not because it was corrupt or decayed, but because the most martial and energetic people the world had ever known had been almost completely wiped out by economically-minded men. This left small groups of pitiful adventurers free to roam where Roman lands once thrived, without encountering any enemies able to challenge them, except for other adventurers like themselves. It was the Goths, not the Romans, who defeated Attila at Châlons.
The Vandals, who, in the course of twenty years, wandered from the Elbe to the Atlas, were not a nation, not an army, not even a tribe, but a motley horde of northern barbarians, ruined provincials, and escaped slaves—a rabble whom Cæsar’s legions would have scattered like chaff, had they been as many as the sands of the shore; and yet when Genseric routed Boniface and sacked Carthage, in 439, he led barely fifty thousand fighting men.
The Vandals, who over a span of twenty years traveled from the Elbe to the Atlas, weren’t a nation, an army, or even a tribe. They were a mixed group of northern barbarians, broken provincials, and escaped slaves—a crowd that Caesar's legions would have easily scattered, even if they had been outnumbered like the grains of sand on the shore. Yet, when Genseric defeated Boniface and looted Carthage in 439, he led only about fifty thousand soldiers.
CHAPTER II
THE MIDDLE AGE
Probably the appreciation of the Roman monetary standard culminated during the invasion of the Huns toward the middle of the fifth century. In the reign of Valentinian III. gold sold for eighteen times its weight of silver, and Valentinian’s final catastrophe was the murder of Aëtius in 454, with whose life the last spark of vitality at the heart of Roman centralization died. The rise of Ricimer and the accession of Odoacer, mark the successive steps by which Italy receded into barbarism, and, in the time of Theoderic the Ostrogoth, she had become a primitive, decentralized community, whose poverty and sluggishness protected her from African and Asiatic competition. The Ostrogoths subdued Italy in 493, and by that date the barbarians had overrun the whole civilized world west of the Adriatic, causing the demand for money to sustain a consolidated society to cease, the volume of trade to shrink, the market for eastern wares to contract, and gold to accumulate at the centre of exchanges. As gold accumulated, its value fell, and during the first years of the sixth century it stood at a ratio to silver of less than fifteen to one, a decline of eighteen per cent.[69] As prices correspondingly49 rose, the pressure on the peasantry relaxed, prosperity at Constantinople returned, and the collapse of the Western Empire may have prolonged the life of the European population of the Eastern for above one hundred and fifty years. The city which Constantine planted in 324 on the shore of the Bosphorus, was in reality a horde of Roman capitalists washed to the confines of Asia by the current of foreign exchanges; and these emigrants carried with them, to a land of mixed Greek and barbarian blood, their language and their customs. For many years these monied potentates ruled their new country absolutely. All that legislation could do for them was done. They even annexed rations to their estates, to be supplied at the public cost, to help their children maintain their palaces. As long as prices fell, nothing availed; the aristocracy grew poorer day by day. Their property lay generally in land, and the same stringency which wasted Italy and Gaul operated, though perhaps less acutely, upon the Danubian peasantry also. By the middle of the fifth century the country was exhausted and at the mercy of the Huns.
The appreciation of the Roman monetary standard likely peaked during the Hunnic invasion in the middle of the fifth century. During Valentinian III's reign, gold traded for eighteen times its weight in silver, and the final blow for Valentinian came with the murder of Aëtius in 454, marking the end of the last flicker of vitality in Roman centralization. The rise of Ricimer and the rise of Odoacer represent the steps by which Italy fell into barbarism, and by the time of Theoderic the Ostrogoth, it had transformed into a primitive, decentralized community, whose poverty and stagnation shielded it from competition from Africa and Asia. The Ostrogoths conquered Italy in 493, and by then the barbarians had invaded the entire civilized world west of the Adriatic, leading to a halt in the demand for money needed to support a unified society, a decline in trade, a shrinking market for eastern goods, and an accumulation of gold at the center of exchanges. As gold piled up, its value dropped, and during the early sixth century, it was valued at less than fifteen times its weight in silver, an eighteen percent decline. As prices increased, the pressure on the peasantry lessened, prosperity returned to Constantinople, and the fall of the Western Empire may have extended the life of the Eastern European population by over one hundred and fifty years. The city that Constantine established in 324 on the shores of the Bosphorus was essentially a group of Roman capitalists who had been pushed to the edges of Asia by the flow of foreign exchanges; these emigrants brought their language and customs to a land of mixed Greek and barbarian heritage. For many years, these wealthy elites had complete control over their new territory. They obtained everything they could through legislation. They even added rations to their estates, funded at public expense, to help their children maintain their lavish homes. As long as prices continued to drop, nothing improved; the aristocracy became poorer every day. Their wealth was mostly tied up in land, and the same economic hardships that devastated Italy and Gaul also affected the Danubian peasantry, albeit perhaps less severely. By the middle of the fifth century, the region was depleted and vulnerable to the Huns.
Wealth is the weapon of a monied society; for, though itself lacking the martial instinct, it can, with money, hire soldiers to defend it. But to raise a revenue from the people, they must retain a certain surplus of income after providing for subsistence, otherwise the government must trench on the supply of daily food, and exhaustion must supervene. Finlay has explained that chronic exhaustion was the normal condition of Byzantium under the Romans.
Wealth is the weapon of a wealthy society; because, although it doesn't have a martial instinct itself, it can hire soldiers to protect it with money. However, to collect revenue from the people, they must have a certain amount of extra income left after covering their basic needs; otherwise, the government will have to cut into their daily food supply, leading to exhaustion. Finlay has pointed out that chronic exhaustion was the usual state of Byzantium under the Romans.
50 “The whole surplus profits of society were annually drawn into the coffers of the State, leaving the inhabitants only a bare sufficiency for perpetuating the race of tax-payers. History, indeed, shows that the agricultural classes, from the labourer to the landlord, were unable to retain possession of the savings required to replace that depreciation which time is constantly producing in all vested capital, and that their numbers gradually diminished.”[70]
50 “The entire extra profits of society were taken every year by the State, leaving the people with just enough to sustain the next generation of taxpayers. History shows that the agricultural classes, from workers to landowners, struggled to hold on to the savings needed to counteract the wear and tear that time inflicts on all invested capital, and their numbers slowly declined.”[70]
Under Theodosius II., when gold reached its maximum, complete prostration prevailed. The Huns marched whither they would, and one swarm “of barbarians followed another, as long as anything was left to plunder.” The government could no longer keep armies in the field. A single example will show how low the community had fallen. In 446, Attila demanded of Theodosius six thousand pounds of gold as a condition of peace, and certainly six thousand pounds of gold, equalling perhaps $1,370,000, was a small sum, even when measured by the standard of private wealth. The end of the third century was not a prosperous period in Italy, and yet before his election as emperor in 275, the fortune of Tacitus reached 280,000,000 sesterces, or upwards of $11,000,000.[71] Nevertheless Theodosius was unable to wring this inconsiderable indemnity from the people, and he had to levy a private assessment on the senators, who were themselves so poor that to pay they sold at auction the jewels of their wives and the furniture of their houses.
Under Theodosius II, when gold reached its peak, total collapse was everywhere. The Huns moved wherever they pleased, and one group of "barbarians" followed another as long as there was anything left to loot. The government could no longer maintain armies. One example shows how low society had fallen. In 446, Attila asked Theodosius for six thousand pounds of gold as a peace condition, which was a relatively small amount—approximately $1,370,000—especially considering private wealth standards. The end of the third century was not a prosperous time in Italy, yet before his election as emperor in 275, Tacitus had a fortune of 280,000,000 sesterces, or over $11,000,000. Nevertheless, Theodosius could not extract this small indemnity from the people and had to impose a special tax on the senators, who were so impoverished that to pay it, they sold at auction their wives' jewelry and their household furniture.
51 Almost immediately after the collapse of the Western Empire the tide turned. With the fall in the price of gold the peasantry revived and the Greek provinces flourished. In the reign of Justinian, Belisarius and Narses marched from end to end of Africa and Europe, and Anastasius rolled in wealth.
51 Soon after the fall of the Western Empire, things began to change. As gold prices dropped, the peasants bounced back, and the Greek provinces thrived. During Justinian's rule, Belisarius and Narses marched across Africa and Europe, while Anastasius amassed great wealth.
Anastasius, the contemporary of Theoderic, acceded to the throne in 491. He not only built the famous long wall from the Propontis to the Euxine, and left behind him a treasure of three hundred and twenty thousand pounds of gold, but he remitted to his subjects the most oppressive of their taxes, and the reign of Justinian, who succeeded him at an interval of only ten years, must always rank as the prime of the Byzantine civilization. The observation is not new, it has been made by all students of Byzantine history.
Anastasius, a contemporary of Theoderic, became emperor in 491. He not only constructed the famous long wall from the Propontis to the Euxine but also left a treasury of three hundred and twenty thousand pounds of gold. Additionally, he reduced the most burdensome taxes for his subjects. The reign of Justinian, who succeeded him just ten years later, is often regarded as the peak of Byzantine civilization. This observation isn't new; it has been highlighted by all scholars of Byzantine history.
“The increased prosperity ... infused into society soon displayed its effects; and the brilliant exploits of the reign of Justinian must be traced back to the reinvigoration of the body politic of the Roman Empire by Anastasius.”[72]
“The growing wealth ... injected into society soon showed its effects; and the impressive achievements during Justinian's reign can be traced back to the revitalization of the Roman Empire's political structure by Anastasius.”[72]
52 Justinian inherited the throne from his uncle Justin, a Dardanian peasant, who could neither read nor write. But the barbarian shepherd was a thorough soldier, and the army he left behind him was probably not inferior to the legions of Titus or Trajan. At all events, had Justinian’s funds sufficed, there seems reason to suppose he might have restored the boundaries of the Empire. His difficulty lay not in lack of physical force, but in dearth of opulent enemies; in the sixth century conquest had ceased to be profitable. The territory open to invasion had been harried for generations, and hardly a country was to be found rich enough to repay the cost of a campaign by mercenaries. Therefore, the more the emperor extended his dominions, the more they languished; and finally to provide for wars, barbarian subsidies, and building, Justinian had to resort to over-taxation. With renewed want came renewed decay, and perhaps the completion of Saint Sophia, in 558, may be taken as the point whence the race which conceived this masterpiece hastened to its extinction.
52 Justinian took the throne from his uncle Justin, a peasant from Dardania who couldn’t read or write. But this barbarian shepherd was a solid soldier, and the army he left behind was likely on par with the legions of Titus or Trajan. In any case, if Justinian had enough funds, it seems reasonable to believe he could have restored the Empire's borders. His problem wasn't a lack of military strength but rather a scarcity of wealthy enemies; by the sixth century, conquest had stopped being profitable. The lands open to invasion had been ravaged for generations, and there was hardly a country wealthy enough to justify the expense of a campaign by mercenaries. So, the more the emperor expanded his territories, the more they suffered; ultimately, to fund wars, pay off barbarians, and for construction, Justinian had to resort to heavy taxation. With increased wants came a new decline, and perhaps the completion of Saint Sophia in 558 can be seen as the moment when the people who created this masterpiece began their decline.
In the seventh century Asiatic competition devoured the Europeans in the Levant, as three hundred years before it had devoured the husbandmen of Italy; and this was a disease which isolation alone could cure. But isolation of the centre of exchanges was impossible, for the vital principle of an economic age is competition, and, when the relief afforded by the collapse of Rome had been exhausted, competition did its work with relentless rapidity. Under Heraclius (610–640) the population sank fast, and by 717 the western blood had run so low that an Asiatic dynasty reigned supreme. Everywhere Greeks and Romans vanished before Armenians and Slavs, and for years previous to the accession of Leo the Isaurian the great waste tracts where they once lived were systematically repeopled by a more enduring race. The colonists of Justinian II. furnished him an auxiliary army. At Justinian’s death in 711 the revolution had been completed; the population had been renovated, and Constantinople had become an Asiatic city.[73] The new aristocracy was Armenian, as strong an economic type as ever existed in western Asia; while the Slavic peasantry which underlay them were among the most enduring of mankind. There competition ended, for it could go no further; and, apparently, from53 the accession of Leo in 717, to the rise of Florence and Venice, three hundred and fifty years later, Byzantine society, in fixity, almost resembled the Chinese. Such movement as occurred, like Iconoclasm, came from the friction of the migrating races with the old population. As Texier has observed of architecture: “From the time of Justinian until the end of the Empire we cannot remark a single change in the modes of construction.”[74]
In the seventh century, Asian competition overwhelmed the Europeans in the Levant, just as it had overwhelmed the farmers of Italy three hundred years earlier; and this was a problem that could only be solved through isolation. However, isolating the center of trade was impossible, because the driving force of an economic age is competition, and once the relief provided by the fall of Rome ran out, competition proceeded with relentless speed. Under Heraclius (610–640), the population rapidly declined, and by 717, the Western bloodline had thinned to the point where an Asian dynasty ruled supreme. Everywhere, Greeks and Romans disappeared under the dominance of Armenians and Slavs, and in the years leading up to Leo the Isaurian's rise, the vast areas where they once lived were systematically repopulated by a more resilient race. The colonists from Justinian II provided him with an auxiliary army. By the time Justinian died in 711, the revolution was complete; the population had been refreshed, and Constantinople had become an Asian city. The new aristocracy was Armenian, representing one of the strongest economic groups to have ever existed in Western Asia, while the Slavic peasantry that supported them was among the most resilient of humanity. There, competition ceased, as it could go no further; and, seemingly, from Leo's accession in 717 to the emergence of Florence and Venice three hundred and fifty years later, Byzantine society, in its stability, resembled that of China. Any movement that did occur, like Iconoclasm, stemmed from the interaction of migrating races with the old population. As Texier noted about architecture: “From the time of Justinian until the end of the Empire, we cannot identify a single change in construction methods.”
Only long after, when the money which sustained it was diverted toward Italy during the crusades, did the social fabric crumble; and Gibbon has declared that the third quarter of the tenth century “forms the most splendid period of the Byzantine annals.”[75]
Only much later, when the funds that supported it were redirected to Italy during the Crusades, did the social structure fall apart; and Gibbon has stated that the third quarter of the tenth century "represents the most remarkable period of the Byzantine history."[75]
The later Byzantine was an economic civilization, without aspiration or imagination, and perhaps the most vivid description which has survived of that ostentatious, sordid, cowardly, and stagnant race, is the little sketch of the Jew, Benjamin of Tudela, who travelled to the Levant in 1173.
The later Byzantine period was an economic society, lacking ambition or creativity, and maybe the most striking description that remains of that flashy, corrupt, timid, and stagnant culture is the brief account of Benjamin of Tudela, a Jew who traveled to the Levant in 1173.
Benjamin called the inhabitants of Constantinople Greeks, because of their language, and he described the city as a vast commercial metropolis, “common to all the world, without distinction of country or religion.” Merchants from the East and West flocked thither—from Babylon, Mesopotamia, Media, and Persia, as well as from Egypt, Hungary, Russia, Lombardy, and Spain. The rabbi thought the people well educated and social, liking to eat and drink, “every man under his vine and under his fig tree.” They loved gold and jewels, pompous display, and54 gorgeous ceremonial; and the Jew has dwelt with delight on the palace, with its columns of gold and silver, and the wonderful crown so studded with gems that it lighted the night without a lamp. The Greeks also roused his enthusiasm for the splendour of their clothes and of their horses’ trappings, for when they went abroad they resembled princes; but on the other hand, he remarked with a certain scorn, that they were utterly cowardly, and, like women, had to hire men to protect them.
Benjamin referred to the people of Constantinople as Greeks due to their language and described the city as a vast commercial hub, “common to all the world, without distinction of country or religion.” Merchants from the East and West flocked there—from Babylon, Mesopotamia, Media, and Persia, as well as from Egypt, Hungary, Russia, Lombardy, and Spain. The rabbi thought the people were well-educated and sociable, enjoying food and drink, “every man under his vine and under his fig tree.” They loved gold and jewels, elaborate displays, and 54 stunning ceremonies; and the Jew delighted in describing the palace, with its columns of gold and silver, and the fantastic crown so adorned with gems that it lit up the night without a lamp. The Greeks also inspired his enthusiasm for the magnificence of their clothing and their horses’ decorations, for when they went out, they looked like princes; but on the flip side, he noted with some disdain that they were completely cowardly and, like women, had to hire men to protect them.
“The Greeks who inhabit the country are extremely rich and possess great wealth of gold and precious stones. They dress in garments of silk, ornamented by gold and other valuable materials.... Nothing upon earth equals their wealth.”
“The Greeks living in the country are incredibly wealthy and own large amounts of gold and precious stones. They wear silk clothing adorned with gold and other valuable materials... Nothing on earth compares to their wealth.”
“The Greeks hire soldiers of all nations whom they call barbarians, for the purpose of carrying on ... wars with ... the Turks.” “They have no martial spirit themselves and like women are unfit for war.”[76]
“The Greeks hire soldiers from all over, whom they call barbarians, to fight ... wars against ... the Turks.” “They lack any fighting spirit themselves and, like women, are not suited for war.”[76]
The movement of races in the Eastern Empire proceeded with automatic regularity. The cheaper organism exterminated the more costly, because energy operated through money strongly enough to cause free economic competition; nor is the evidence upon which this conclusion rests to be drawn from books alone. Coinage and architecture, sculpture and painting, tell the tale with equal precision.
The movement of races in the Eastern Empire happened in a predictable way. The cheaper organisms wiped out the more expensive ones because money drove the economic competition strongly enough to make it happen. The evidence for this conclusion comes not just from books. Coinage, architecture, sculpture, and painting all clearly show the same story.
When, in the fourth century, wealth, ebbing on the Tiber, floated to the Bosphorus the core of the Latin aristocracy, it carried with it also the Latin coinage. For several generations this coinage underwent little55 apparent alteration, but after the final division of the Empire, in 395, between the sons of Theodosius, a subtle change began in the composition of the ruling class; a change reflected from generation to generation in the issues of their mints. Sabatier has described the transformation wrought in eight hundred years with the minuteness of an antiquary.
When, in the fourth century, wealth flowing down the Tiber made its way to the Bosphorus, it also brought along the core of the Latin aristocracy and their currency. For several generations, this currency changed very little55, but after the final division of the Empire in 395 between the sons of Theodosius, a subtle change began to occur in the makeup of the ruling class; a change that was reflected in the minting of their coins from generation to generation. Sabatier has detailed the transformation that took place over eight hundred years with the precision of a historian.
If a set of Byzantine coins are arranged in chronological order, those of Anastasius, about 500, show at a glance an influence which is not Latin. Strange devices have appeared on the reverse, together with Greek letters. A century later, when the great decline was in progress under Heraclius, the type had become barbarous, and the prevalence of Greek inscriptions proves the steady exhaustion of the Roman blood. Another fifty years, and by 690, under Justinian II., the permanent and conventional phase had been developed. Religious emblems were used; the head of Christ was struck on the golden son, and fixity of form presaged the Asiatic domination. The official costumes, the portraits of the emperors, certain consecrated inscriptions, all were changeless; and in 717, an Armenian dynasty ascended the throne in the person of Leo the Isaurian.[77] This motionless period lasted for full three hundred and fifty years, as long as the exchanges of the world centred at Byzantium, and the monied race who dwelt there sucked copious nutriment from the pool of wealth in which it lay. But even before the crusades the tide of trade began to flow to the south, and quitting Constantinople passed directly from Bagdad to the cities of Italy. Then the sustenance of the56 money-changers gradually failed. From the reign of Michael VI. effigies of the saints were engraved upon the coin, and after the revolution led by Alexius Comnenus, in 1081, the execution degenerated and debasement began. This revolution marked the beginning of the end. Immediately preceding the crusades, and attended by sharp distress, it was probably engendered by an alteration in the drift of foreign exchanges. Certainly the currency contracted sharply, and the gold money soon became so bad that Alexius had to stipulate to pay his debts in the byzants of his predecessor Michael.[78] For the next hundred years, as the Italian cities rose, the Empire languished, and with the thirteenth century, when Venice established its permanent silver standard by coining the “grosso,” Constantinople crumbled into ruin.
If you line up a collection of Byzantine coins by their dates, those from Anastasius, around 500 AD, clearly show an influence that's not Latin. Strange symbols have appeared on the back, along with Greek letters. A century later, during the decline under Heraclius, the designs had become crude, and the growing use of Greek inscriptions indicates the gradual fading of Roman heritage. Fast forward another fifty years, and by 690, under Justinian II, the styles had settled into a conventional form. Religious symbols were used; for instance, the image of Christ was minted on gold coins, and the consistent design hinted at Asian influence. The formal attire, portraits of the emperors, and certain established inscriptions remained unchanged; by 717, an Armenian dynasty took the throne with Leo the Isaurian. This stagnant period lasted for a full three hundred and fifty years, during which trade revolved around Byzantium, and the wealthy population there thrived on a rich pool of resources. But even before the Crusades, trade began shifting southwards, moving from Constantinople directly from Baghdad to the cities of Italy. Consequently, the sources of wealth for the money-changers gradually dried up. Starting with the reign of Michael VI, images of saints began appearing on the coins, and after the revolution led by Alexius Comnenus in 1081, the quality declined, and debasement started. This revolution marked the beginning of the end. Just before the Crusades, and amidst significant distress, it was likely driven by a shift in foreign trade patterns. The currency definitely contracted sharply, and the gold coins soon became so worthless that Alexius had to agree to pay his debts in the byzants from his predecessor Michael. For the next hundred years, while the Italian cities thrived, the Empire suffered, and by the thirteenth century, when Venice established its lasting silver standard by minting the “grosso,” Constantinople fell into decay.
In architecture the same phenomena appear, only differently clothed. Though the Germans, who swarmed across the Danube, often surged against the walls of Constantinople, they never became the ruling class of the community, because they were of the imaginative type. Money retained its supremacy, and while it did so energy expressed itself through the economic mind. Though Justinian was of barbarian blood, the nephew of a barbarian shepherd, the aristocracy about him, which formed the core of society, was neither imaginative nor devotional. Hardly Christian, it tended toward paganism or scepticism. The artists were of the subject caste, and they earned their living by gratifying the tastes of the nobles; but the nobles loved magnificence57 and gorgeous functions; hence all Byzantine architecture favoured display, and nowhere more so than in Saint Sophia. “Art delighted in representing Christ in all the splendour of power.... To glorify him the more all the magnificence of the imperial court was introduced into heaven.... Christ no longer appeared under the benevolent aspect of the good shepherd, but in the superb guise of an oriental monarch: he is seated on a throne glittering with gold and precious stones.”[79] Here then lay the impassable gulf between Byzantium and Paris; while Byzantium remained economic and materialistic, Paris passed into the glory of an imaginative age.
In architecture, the same phenomena appear, just dressed differently. Although the Germans, who flooded across the Danube, often attacked the walls of Constantinople, they never became the ruling class of the community because they were more imaginative. Money maintained its dominance, and as long as it did, energy expressed itself through economic interests. Although Justinian had barbarian ancestry, being the nephew of a barbarian shepherd, the aristocracy surrounding him, which formed the core of society, was neither imaginative nor devoted. Hardly Christian, it leaned toward paganism or skepticism. The artists belonged to the lower class, and they made a living by satisfying the tastes of the nobles; however, the nobles loved opulence and extravagant events; therefore, all Byzantine architecture favored display, especially in Saint Sophia. “Art loved to depict Christ in all the glory of power.... To glorify him even more, all the splendor of the imperial court was brought into heaven.... Christ was no longer shown as the benevolent good shepherd but as the magnificent figure of an oriental monarch: he is seated on a throne sparkling with gold and precious stones.” Here, then, lay the insurmountable gap between Byzantium and Paris; while Byzantium remained focused on the economic and materialistic, Paris moved into the glory of an imaginative age.
The Germans who overran the Roman territory were of the same race as the Greeks, the Latins, or the Gauls, but in a different stage of development. They tilled farms and built villages and perhaps fortresses, but they were not consolidated, and had neither nations nor federations. They were substantially in the condition in which the common family had been, when it divided many centuries before, and their minds differed radically from the minds of the inhabitants of the countries beyond the Danube and the Rhine. They were infinitely more imaginative, and, as the flood of emigration poured down from the north, the imagination came more and more to prevail.
The Germans who invaded the Roman lands were from the same ethnic background as the Greeks, Latins, or Gauls, but they were at a different level of development. They farmed the land and created villages and possibly fortifications, but their societies were not unified, and they lacked nations or federations. They were largely in the same state as the common family had been when it split apart many centuries earlier, and their thinking was fundamentally different from that of the people living in the regions beyond the Danube and the Rhine. They were far more imaginative, and as the wave of migration surged down from the north, this imagination increasingly took hold.
58 Although the lowest of existing savages are relatively advanced, they suggest that the strongest passion of primeval man must have been fear; and fear, not so much of living things, as of nature, which seemed to him resolutely hostile. Against wild beasts, or savages like himself, he might prevail by cunning or by strength; but against drought and famine, pestilence and earthquake, he was helpless, and he regarded these scourges as malevolent beings, made like himself, only more formidable. His first and most pressing task was to mollify them, and above the warrior class rose the sacred caste, whose function was to mediate between the visible and the invisible world.
58 Even though the most primitive groups today are relatively advanced, they imply that the strongest emotion of early humans must have been fear; and this fear was more about nature, which seemed to be completely hostile, than about other living beings. Against wild animals or other humans like himself, he could possibly succeed through cleverness or strength; but when faced with drought, famine, diseases, and earthquakes, he felt powerless. He viewed these disasters as evil beings, resembling him but even more powerful. His first and urgent task was to appease them, and above the warrior class stood the sacred caste, whose role was to act as a bridge between the visible and invisible worlds.
Originally these intercessors appear to have been sorcerers, rather than priests, for spirits were believed to be hostile to man; and perhaps the first conception of a god may have been reached through the victory of a clan of sorcerers in fight. As Statius said eighteen hundred years ago, “Primus in orbe deos fecit timor.”[80] Probably the early wizards won their power by the discovery of natural secrets, which, though they could be transmitted to their descendants, might also be discovered by strangers. The later discoverers would become rival medicine men, and battle would be the only test by which the orthodoxy of the competitors could be determined. The victors would almost certainly stigmatize the beings the vanquished served, as devils who tormented men. There is an example of this process in the eighteenth chapter of 1 Kings:—
Originally, these intercessors seemed to be sorcerers rather than priests, since spirits were thought to be hostile to humans. It's possible that the first idea of a god arose from the victory of a group of sorcerers in battle. As Statius said eighteen hundred years ago, “Primus in orbe deos fecit timor.”[80] The early wizards likely gained their power by uncovering natural secrets, which could be passed down to their descendants but also discovered by outsiders. The later discoverers would become competing medicine men, with battles being the only way to determine the legitimacy of the contenders. The winners would almost certainly label the beings that the defeated served as demons that tormented people. A clear example of this process can be found in the eighteenth chapter of 1 Kings:—
“And Elijah ... said, How long halt ye between two opinions? if the Lord be God, follow him: but if Baal, then follow him. And the people answered him not a word.”
“And Elijah ... said, How long will you struggle with indecision? If the Lord is God, follow Him; but if Baal is, then follow him. And the people didn’t say a word in reply.”
59 Then Elijah proposed that each side should dress a bullock, and lay it on wood, and call upon their spirit; and the one who sent down fire should be God. And all the people answered that it was well spoken. And Jezebel’s prophets took their bullock and dressed it, and called on “Baal from morning even until noon, saying, O Baal, hear us!” But nothing came of it.
59 Then Elijah suggested that each side should prepare a bull and place it on wood, calling out to their god; the one who sent down fire would be the true God. Everyone agreed that it was a good idea. Jezebel’s prophets prepared their bull and called out to "Baal" from morning until noon, saying, "O Baal, hear us!" But nothing happened.
Then Elijah mocked them, “and said, Cry aloud: ... either he is talking, or he is pursuing, or he is in a journey, or peradventure he sleepeth, and must be awaked.”
Then Elijah mocked them and said, “Shout louder! Maybe he’s talking, or he’s busy, or he’s on a journey, or maybe he’s just asleep and needs to be woken up.”
And they cried aloud, and cut themselves with knives till “blood gushed out upon them. And ... there was neither voice, nor any to answer.” Then Elijah built his altar, and cut up his bullock and laid him on wood, and poured twelve barrels of water over the whole, and filled a trench with water.
And they shouted loudly and cut themselves with knives until "blood flowed out of them. And ... there was no voice, and no one answered." Then Elijah built his altar, cut up his bull, placed it on the wood, and poured twelve barrels of water all over it, filling a trench with water.
And “the fire of the Lord fell, and consumed the burnt sacrifice, and the wood, and the stones, and the dust, and licked up the water that was in the trench.
And “the fire of the Lord fell, and burned up the burnt sacrifice, the wood, the stones, the dust, and even dried up the water in the trench.
“And when all the people saw it, they fell on their faces: and they said, The Lord, he is the God.
“And when all the people saw it, they fell on their faces and said, The Lord is the true God.”
“And Elijah said unto them, Take the prophets of Baal; let not one of them escape. And they took them: and Elijah brought them down to the brook Kishon, and slew them there.”
“And Elijah said to them, Take the prophets of Baal; don’t let any of them escape. So they took them, and Elijah brought them down to the brook Kishon and killed them there.”
60 The Germans of the fourth century were a very simple race, who comprehended little of natural laws, and who therefore referred phenomena they did not understand to supernatural intervention. This intervention could only be controlled by priests, and thus the invasions caused a rapid rise in the influence of the sacred class. The power of every ecclesiastical organization has always rested on the miracle, and the clergy have always proved their divine commission as did Elijah. This was eminently the case with the mediæval Church. At the outset Christianity was socialistic, and its spread among the poor was apparently caused by the pressure of competition; for the sect only became of enough importance to be persecuted under Nero, contemporaneously with the first signs of distress which appeared through the debasement of the denarius. But socialism was only a passing phase, and disappeared as the money value of the miracle rose, and brought wealth to the Church. Under the Emperor Decius, about 250, the magistrates thought the Christians opulent enough to use gold and silver vessels in their service, and, by the fourth century, the supernatural so possessed the popular mind, that Constantine not only allowed himself to be converted by a miracle, but used enchantment as an engine of war.
60 The Germans of the fourth century were a very simple people who understood little about natural laws, so they attributed phenomena they didn't comprehend to supernatural intervention. This intervention could only be managed by priests, which led to a swift increase in the power of the religious class. The authority of every religious organization has always been based on miracles, and the clergy have consistently demonstrated their divine mission just like Elijah. This was especially true for the medieval Church. In the beginning, Christianity was socialistic, and its growth among the poor was seemingly driven by competition; the sect only became significant enough to be persecuted under Nero, coinciding with the first signs of economic distress brought on by the devaluation of the denarius. However, socialism was merely a temporary phase that faded as the monetary value of miracles increased and brought wealth to the Church. Under Emperor Decius, around 250, the officials believed Christians were wealthy enough to use gold and silver vessels in their services, and by the fourth century, the supernatural so captivated the public that Constantine not only accepted conversion through a miracle but also utilized enchantment as a means of warfare.
In one of his marches, he encouraged the belief that he saw a luminous cross in the sky, with the words “By this conquer.” The next night Christ appeared to him, and directed him to construct a standard bearing the same design, and, armed with this, to advance with confidence against Maxentius.
In one of his campaigns, he inspired the belief that he saw a shining cross in the sky, with the words “By this conquer.” The following night, Christ appeared to him and instructed him to create a banner featuring the same design, so he could confidently march against Maxentius.
61 The legend, preserved by Eusebius, grew up after the event; but, for that very reason, it reflects the feeling of the age. The imagination of his men had grown so vivid that, whether he believed or not, Constantine found it expedient to use the Labarum as a charm to ensure victory. The standard supported a cross and a mystic monogram; the army believed its guards to be invulnerable, and in his last and most critical campaign against Licinius, the sight of the talisman not only excited his own troops to enthusiasm, but spread dismay through the enemy.
61 The legend, kept alive by Eusebius, emerged after the event; but, for that reason, it captures the spirit of the time. The imaginations of people back then were so vivid that, whether he believed in it or not, Constantine found it beneficial to use the Labarum as a charm for victory. The standard featured a cross and a mysterious monogram; the army believed that its bearers were invincible, and in his final and most crucial campaign against Licinius, the sight of the talisman not only energized his own troops but also spread fear among the enemy.
The action of the Milvian Bridge, fought in 312, by which Constantine established himself at Rome, was probably the point whence nature began to discriminate decisively against the monied type in Western Europe. Capital had already abandoned Italy; Christianity was soon after officially recognized, and during the next century the priest began to rank with the soldier as a force in war.
The Battle of the Milvian Bridge, fought in 312, where Constantine secured his position in Rome, was likely the moment when nature began to clearly favor non-monetary values in Western Europe. Capital had already left Italy; Christianity was officially recognized shortly after, and in the following century, priests started to hold equal status with soldiers as a significant power in warfare.
Meanwhile, as the population sank into exhaustion, it yielded less and less revenue, the police deteriorated, and the guards became unable to protect the frontier. In 376, the Goths, hard pressed by the Huns, came to the Danube and implored to be taken as subjects by the emperor. After mature deliberation, the Council of Valens granted the prayer, and some five hundred thousand Germans were cantoned in Mœsia. The intention of the government was to scatter this multitude through the provinces as coloni, or to draft them into the legions; but the detachment detailed to handle them was too feeble, the Goths mutinied, cut the guard to pieces, and having ravaged Thrace for two years, defeated and killed Valens at Hadrianople. In another generation the disorganization of the Roman army had become complete, and Alaric gave it its deathblow in his campaign of 410.
Meanwhile, as the population fell into exhaustion, it generated less and less revenue, the police weakened, and the guards became unable to protect the frontier. In 376, the Goths, pressured by the Huns, arrived at the Danube and begged to be accepted as subjects by the emperor. After careful consideration, the Council of Valens granted their request, and about five hundred thousand Germans were settled in Mœsia. The government's plan was to spread this large group throughout the provinces as coloni, or to enlist them in the legions; however, the team assigned to manage them was too weak, the Goths revolted, slaughtered the guard, and after devastating Thrace for two years, defeated and killed Valens at Hadrianople. Within another generation, the disarray of the Roman army had become complete, and Alaric dealt it a fatal blow during his campaign of 410.
62 Alaric was not a Gothic king, but a barbarian deserter, who, in 392, was in the service of Theodosius. Subsequently, he sometimes held imperial commands, and sometimes led bands of marauders on his own account, but was always in difficulty about his pay. Finally, in the revolution in which Stilicho was murdered, a corps of auxiliaries mutinied and chose him their general. Alleging that his arrears were unpaid, Alaric accepted the command, and with this army sacked Rome.
62 Alaric wasn’t a Gothic king but a barbarian who deserted, who, in 392, was working for Theodosius. Over time, he sometimes held positions of power in the empire and at other times led groups of raiders on his own, but he always struggled with getting paid. Eventually, during the revolution that resulted in Stilicho’s murder, a group of auxiliaries rebelled and chose him as their leader. Claiming his back pay hadn’t been settled, Alaric took charge, and with this army, he sacked Rome.
During the campaign the attitude of the Christians was more interesting than the strategy of the soldiers. Alaric was a robber, leading mutineers, and yet the orthodox historians did not condemn him. They did not condemn him because the sacred class instinctively loved the barbarians whom they could overawe, whereas they could make little impression on the materialistic intellect of the old centralized society. Under the Empire the priests, like all other individuals, had to obey the power which paid the police; and as long as a revenue could be drawn from the provinces, the Christian hierarchy were subordinate to the monied bureaucracy who had the means to coerce them.
During the campaign, the Christians' attitude was more fascinating than the soldiers' strategy. Alaric was a thief leading rebels, yet the orthodox historians didn’t criticize him. They didn’t criticize him because the religious leaders instinctively admired the barbarians they could intimidate, while they could barely affect the materialistic mindset of the old centralized society. Under the Empire, the priests, like everyone else, had to follow the authority that funded the police; and as long as they could draw income from the provinces, the Christian hierarchy remained subordinate to the wealthy bureaucracy that had the power to control them.
“It was long since established, as a fundamental maxim of the Roman constitution, that every rank of citizens were alike subject to the laws, and that the care of religion was the right as well as duty of the civil magistrate.”[81]
“It has long been established as a basic principle of the Roman constitution that all citizens, regardless of their rank, are equally subject to the laws, and that the responsibility for religion is both the right and duty of the civil magistrate.”[81]
63 Their conversion made little change in the attitude of the emperors, and Constantine and his successors continued to exercise a supreme jurisdiction over the hierarchy. The sixteenth book of the Theodosian Code sufficiently sets forth the plenitude of their authority. In theory, bishops were elected by the clergy and the people, but in practice the emperor could control the patronage if it were valuable; and whether bishops were elected or appointed, as long as they were created and paid by laymen, they were dependent. The priesthood could only become autocratic when fear of the miracle exempted them from arrest; and toward the middle of the fifth century this point was approaching, as appears by the effect of the embassy of Leo the Great to Attila.
63 Their conversion didn't really change the emperors' attitudes, and Constantine along with his successors kept exercising total control over the church hierarchy. The sixteenth book of the Theodosian Code clearly outlines the extent of their power. In theory, bishops were chosen by the clergy and the people, but in reality, the emperor could influence the choices if it was important to him; and whether bishops were elected or appointed, as long as they were established and funded by secular leaders, they remained dependent. The priesthood could only become authoritative when the fear of being miraculous protected them from arrest; and by the middle of the fifth century, that situation was becoming a reality, as shown by the impact of Leo the Great's embassy to Attila.
In 452 the Huns had crossed the Alps and had sacked Aquileia. The Roman army was demoralized; Aëtius could not make head against the barbarians in the field; while Valentinian was so panic-stricken that he abandoned Ravenna, which was thought impregnable, and retreated to the capital, which was indefensible. At Rome, finding himself helpless in an open city, the emperor conceived the idea of invoking the power of the supernatural. He proposed to Leo to visit Attila and persuade him to spare the town. The pope consented without hesitation, and with perfect intrepidity caused himself to be carried to the Hun’s tent, where he met with respect not unalloyed by fear. The legend probably reflects pretty accurately the feeling of the time. As the bishop stood before the king, Peter and Paul appeared on either side, menacing Attila with flaming swords; and though this particular form of apparition may be doubted, Attila seems beyond question to have been oppressed by a belief that he would not long survive the capture of Rome. He therefore readily agreed to accept a ransom and evacuate Italy.
In 452, the Huns crossed the Alps and sacked Aquileia. The Roman army was demoralized; Aëtius couldn't face the barbarians in battle, while Valentinian was so terrified that he abandoned Ravenna, which was thought to be impregnable, and retreated to the capital, which was indefensible. In Rome, feeling helpless in an open city, the emperor came up with the idea of calling on supernatural powers. He suggested to Leo that they visit Attila and persuade him to spare the city. The pope agreed without hesitation and boldly had himself taken to the Hun’s tent, where he was met with a mix of respect and fear. The legend likely reflects the sentiments of the time. As the bishop stood before the king, Peter and Paul appeared on either side, threatening Attila with flaming swords; and although this specific vision may be questioned, it’s clear that Attila believed he wouldn’t survive long after capturing Rome. He therefore readily agreed to accept a ransom and leave Italy.
64 From the scientific standpoint the saint and the sorcerer are akin; for though the saint uses the supernatural for man’s benefit, and the sorcerer for his hurt, both deal in magic. The mediæval saint was a powerful necromancer. He healed the sick, cast out devils, raised the dead, foretold the future, put out fires, found stolen property, brought rain, saved from shipwreck, routed the enemy, cured headache, was sovereign in child-birth, and, indeed, could do almost anything that was asked of him, whether he were alive or dead. This power was believed to lie in some occult property of the flesh, which passed by contact. The woman in the Bible said, “If I may touch but his clothes, I shall be whole.” Moreover, this fluid was a substance whose passage could be felt, for “Jesus, immediately knowing in himself that virtue had gone out of him, turned him about in the press, and said, Who touched my clothes?”[82]
64 From a scientific perspective, saints and sorcerers are similar; while the saint uses supernatural powers for the benefit of humanity and the sorcerer for harm, both engage in magic. The medieval saint was a powerful practitioner of necromancy. He healed the sick, expelled demons, raised the dead, predicted the future, extinguished fires, recovered stolen goods, brought rain, saved people from shipwrecks, defeated enemies, cured headaches, assisted in childbirth, and could basically do anything requested of him, whether he was alive or dead. This power was thought to be connected to some hidden property of the body that could be transferred through touch. The woman in the Bible said, “If I can just touch his clothes, I will be healed.” Furthermore, this energy was a tangible substance that could be sensed, for “Jesus, immediately knowing in himself that power had gone out of him, turned around in the crowd and said, Who touched my clothes?”[82]
Anything which came in contact with the saint was likely to have been impregnated with this magical quality, and thus became a charm, or relic, whose value depended primarily on the power of the man himself, and secondly, on the thoroughness with which the material had been charged.
Anything that came into contact with the saint was likely infused with this magical quality, turning it into a charm or relic, whose value depended mainly on the power of the man himself, and secondarily, on how thoroughly the material had been charged.
The tomb, which held the whole body, naturally stood highest; then parts of the body, according to their importance—a head, an arm, a leg, down to hairs of the beard. Then came hats, boots, girdles, cups, anything indeed which had been used. The very ground on which a great miracle-worker had stood might have high value.
The tomb, which contained the entire body, naturally stood the tallest; then parts of the body, based on their significance—a head, an arm, a leg, all the way down to the hairs of the beard. Following that were hats, boots, belts, cups, and anything that had been used. Even the ground where a great miracle-worker had stood could be considered highly valuable.
65 The Holy Grail, which had held Christ’s blood, would cure wounds, raise the dead, and fill itself with choice food, at the command of the owner. The eucharist, though not properly a relic, and which only became God through an incantation, would, in expert hands, stop fires, cure disease, cast out devils, expound philosophy, and detect perjury by choking the liar.
65 The Holy Grail, which contained Christ’s blood, could heal wounds, bring the dead back to life, and refill itself with delicious food at the owner's command. The Eucharist, while not exactly a relic and only becoming God through a ritual, could, in skilled hands, extinguish fires, heal illnesses, drive out demons, explain complex ideas, and expose liars by causing them to choke.
Every prize in life was to be obtained by this kind of magic. When the kings of France made war, they carried with them the enchanted banner of Saint Denis, and Froissart has told how even in the reign of Charles VI. it decided the battle of Roosebeke.[83]
Every reward in life could be achieved through this type of magic. When the kings of France went to war, they brought along the enchanted banner of Saint Denis, and Froissart described how, even during the reign of Charles VI, it turned the tide of the battle at Roosebeke.[83]
Disease was treated altogether by miracle, and the Church found the business so profitable that she anathematized experimental practitioners. In the thirteenth century Saint Thomas of Canterbury and Saint James of Compostello were among the most renowned of healers, and their shrines blazed with the gifts of the greatest and richest persons of Europe. When Philip Augustus lay very ill, Louis the Pious obtained leave to visit the tomb of Saint Thomas, then in the height of the fashion, and left as part of his fee the famous regal of France, a jewel so magnificent that three centuries and a half later Henry VIII. seized it and set it in a thumb ring. Beside this wonderful gem, at the pillage of the Reformation, “the king’s receiver confessed that the gold and silver and precious stones and sacred vestments taken away ... filled six-and-twenty carts.”[84] The old books of travel are filled with accounts of this marvellous shrine.
Disease was treated entirely through miracles, and the Church found this so profitable that it condemned experimental practitioners. In the thirteenth century, Saint Thomas of Canterbury and Saint James of Compostela were among the most famous healers, and their shrines were adorned with gifts from the greatest and wealthiest people in Europe. When Philip Augustus was seriously ill, Louis the Pious received permission to visit Saint Thomas's tomb, which was highly popular at the time, and left as part of his offering the renowned regal of France, a jewel so stunning that three and a half centuries later Henry VIII took it and set it in a thumb ring. Alongside this incredible gem, during the looting of the Reformation, "the king’s receiver admitted that the gold and silver and precious stones and sacred vestments taken away ... filled twenty-six carts." [84] The old travel books are filled with stories about this amazing shrine.
“But the magnificence of the tomb of Saint Thomas the Martyr, Archbishop of Canterbury, is that which surpasses all belief. This, notwithstanding its great size, is entirely covered with plates of pure gold; but the gold is scarcely visible from the variety of precious stones with which it is studded, such as sapphires, diamonds, rubies, balas-rubies, and emeralds ... and agates, jaspers and cornelians set in relievo, some of the cameos being of such a size, that I do not dare to mention it; but everything is left far behind by a ruby, not larger than a man’s thumb-nail, which is set to the right of the altar.... They say that it was the gift of a king of France.”[85]
“But the grandeur of the tomb of Saint Thomas the Martyr, Archbishop of Canterbury, is beyond belief. Despite its massive size, it is entirely covered with plates of pure gold; however, the gold is hardly visible due to the array of precious stones that adorn it, such as sapphires, diamonds, rubies, balas rubies, and emeralds… as well as agates, jaspers, and cornelians set in relief, some of the cameos are so large that I hesitate to mention them; but everything pales in comparison to a ruby, no bigger than a man’s thumbnail, which is set to the right of the altar… They say it was a gift from a king of France.”[85]
But beside these shrines of world-wide reputation, no hamlet was too remote to possess its local fetish, which worked at cheap rates for the peasantry. A curious list of these was sent to the Government by two of Cromwell’s visitors in the reign of Henry VIII.
But beside these famous shrines, no village was too far away to have its own local charm, which operated at low costs for the farmers. A strange list of these was sent to the Government by two of Cromwell’s visitors during the reign of Henry VIII.
67 The nuns of Saint Mary, at Derby, had part of the shirt of Saint Thomas, reverenced by pregnant women; so was the girdle of Saint Francis at Grace Dieu. At Repton, a pilgrimage was made to Saint Guthlac and his bell, which was put on the head for headache. The wimple of Saint Audrede was used for sore breasts, and the rod of Aaron for children with worms. At Bury Saint Edmund’s, the shrine of Saint Botulph was carried in procession when rain was needed, “and Kentish men ... carry thence ... wax candles, which they light at the end of the field while the wheat is sown, and hope from this that neither tares nor other weeds will grow in the wheat that year.”[86] Most curious of all, perhaps, at Pontefract, Thomas, Duke of Lancaster’s belt and hat were venerated. They were believed to aid women in child-birth, and also to cure headache.
67 The nuns of Saint Mary in Derby had part of the shirt of Saint Thomas, which was honored by pregnant women; similarly, the girdle of Saint Francis at Grace Dieu was also revered. At Repton, people made a pilgrimage to Saint Guthlac and his bell, which was placed on the head to relieve headaches. The wimple of Saint Audrede was used for sore breasts, and Aaron's rod was used for children with worms. At Bury Saint Edmund’s, they carried the shrine of Saint Botulph in a procession when rain was needed; “and Kentish men ... carry thence ... wax candles, which they light at the end of the field while the wheat is sown, hoping that neither tares nor other weeds will grow in the wheat that year.” Most intriguing perhaps, at Pontefract, the belt and hat of Thomas, Duke of Lancaster, were venerated. They were believed to help women during childbirth and also to cure headaches.
Saint Thomas Aquinas, a great venerator of the eucharist, used it to help him in his lectures. When treating of the dogma of the Supper at the University of Paris, many questions were asked him which he never answered without meditating at the foot of the altar. One day, when preparing an answer to a very difficult question, he placed it on the altar, and cried, “Lord, who really and veritably dwells in the Holy Sacrament, hear my prayer. If what I have written upon your divine eucharist be true, let it be given me to teach and demonstrate it. If I am deceived, stop me from proposing doctrines contrary to the truth of your divine Sacrament.” Forthwith the Lord appeared upon the altar, and said to him, “You have written well upon the Sacrament of My body, and you have answered the question which has been proposed to you as well as human intelligence can fathom these mysteries.”[87]
Saint Thomas Aquinas, a great admirer of the Eucharist, used it to assist him in his lectures. When discussing the doctrine of the Supper at the University of Paris, he received many questions that he never answered without reflecting at the altar. One day, while preparing an answer to a particularly challenging question, he placed it on the altar and cried, “Lord, who truly resides in the Holy Sacrament, hear my prayer. If what I have written about your divine Eucharist is true, grant me the ability to teach and explain it. If I am mistaken, prevent me from sharing ideas that go against the truth of your divine Sacrament.” Immediately, the Lord appeared on the altar and said to him, “You have written well about the Sacrament of My body, and you have answered the question that was posed to you as well as human understanding can grasp these mysteries.”[87]
Primitive people argue directly from themselves to their divinities, and throughout the Middle Ages men believed that envy, jealousy, and vanity were as rampant in heaven as on earth, and behaved accordingly. The root of the monastic movement was the hope of obtaining advantages by adulation.
Primitive people argue directly from their own experiences to their deities, and throughout the Middle Ages, people believed that envy, jealousy, and vanity existed in heaven just as much as on earth, and they acted accordingly. The foundation of the monastic movement was the desire to gain benefits through flattery.
“A certain clerk, who had more confidence in the Mother than the Son, continually repeated the Ave Maria as his only prayer. One day, while so engaged, Christ appeared to him and said, ‘My mother thanks you very much for your salutations, ... tamen et me salutare memento.’”[88]
“A certain clerk, who had more faith in the Mother than the Son, kept repeating the Hail Mary as his only prayer. One day, while he was doing this, Christ appeared to him and said, ‘My mother really appreciates your greetings, ... but remember to greet me as well.’”[88]
To insure perpetual intercession it was necessary that the song of praise and the smoke of incense should be perpetual, and therefore monks and nuns worked day and night at their calling. As a twelfth-century bishop of Metz observed, when wakened one freezing morning by the bell of Saint Peter of Bouillon tolling for matins: “Neither the drowsiness of the night nor the bitterness of a glacial winter [kept them] from praising the Creator of the world.”[89]
To ensure continuous worship, it was essential that the song of praise and the smoke of incense be constant, so monks and nuns dedicated themselves day and night to their duties. As a twelfth-century bishop of Metz noted when awakened one freezing morning by the bell of Saint Peter of Bouillon ringing for morning prayers: “Neither the sleepiness of the night nor the harshness of a frigid winter [stopped them] from honoring the Creator of the world.”[89]
Bequests to convents were in the nature of policies of insurance in favour of the grantor and his heirs, not only against punishment in the next world, but against accident in this. On this point doubt is impossible, for the belief of the donor is set forth in numberless charters. Cedric de Guillac, in a deed to la Grande-Sauve, said that he gave because “as water extinguishes fire, so gifts extinguish sin.”[90] And an anecdote preserved by Dugdale, shows how valuable an investment against accident a convent was thought to be as late as the thirteenth century.
Bequests to convents were like insurance policies for the grantor and their heirs, protecting them not just from punishment in the afterlife but also from accidents in this life. There's no doubt about this, as the donor's belief is documented in countless charters. Cedric de Guillac, in a deed to la Grande-Sauve, stated that he gave because “just as water puts out fire, gifts put out sin.”[90] An anecdote recorded by Dugdale shows how valuable a convent was considered as an investment against accidents even into the thirteenth century.
69 When Ralph, Earl of Chester, the founder of the monastery of Dieulacres, was returning by sea from the Holy Land, he was overtaken one night by a sudden tempest. “How long is it till midnight?” he asked of the sailors. They answered, “About two hours.” He said to them, “Work on till midnight, and I trust in God that you may have help, and that the storm will cease.” When it was near midnight the captain said to the earl, “My lord, commend yourself to God, for the tempest increases; we are worn out, and are in mortal peril.” Then Earl Ralph came out of his cabin, and began to help with the ropes, and the rest of the ship’s tackle; nor was it long before the storm subsided.
69 When Ralph, Earl of Chester, who founded the monastery of Dieulacres, was sailing back from the Holy Land, he was hit by a sudden storm one night. “How long until midnight?” he asked the sailors. They replied, “About two hours.” He told them, “Keep working until midnight, and I trust God will provide help and the storm will calm down.” As midnight approached, the captain said to the earl, “My lord, commend yourself to God, because the storm is getting worse; we are exhausted and in serious danger.” Then Earl Ralph came out of his cabin and began to help with the ropes and the rest of the ship's gear; it wasn't long before the storm relaxed.
The next day, as they were sailing over a tranquil sea, the captain said to the earl, “My lord, tell us, if you please, why you wished us to work till the middle of the night, and then you worked harder than all the rest.” To which he replied, “Because at midnight my monks, and others, whom my ancestors and I have endowed in divers places, rise and sing divine service, and then I have faith in their prayers, and I believe that God, because of their prayers and intercessions, gave me more fortitude than I had before, and made the storm cease as I predicted.”[91]
The next day, while they were sailing over a calm sea, the captain said to the earl, “My lord, could you please tell us why you wanted us to work until midnight, and then you worked harder than everyone else?” He replied, “Because at midnight, my monks and others whom my ancestors and I have supported in various places, rise and sing divine service. I have faith in their prayers, and I believe that God, because of their prayers and intercessions, gave me more strength than I had before and made the storm stop, just as I predicted.”[91]
Philip Augustus, when caught in a gale in the Straits of Messina, showed equal confidence in the matins of Clairvaux, and was also rewarded for his faith by good weather towards morning.
Philip Augustus, when caught in a storm in the Straits of Messina, showed the same confidence in the morning prayers of Clairvaux and was rewarded for his faith with clear weather by morning.
The power of the imagination, when stimulated by the mystery which, in an age of decentralization, shrouds the operations of nature, can be measured by its effect in creating an autocratic class of miracle-workers. Between the sixth and the thirteenth centuries, about one-third of the soil of Europe passed into the hands of religious corporations, while the bulk of the highest talent of the age sought its outlet through monastic life.
The power of imagination, especially when sparked by the mystery that surrounds nature in a time of decentralization, can be seen in how it leads to the rise of a powerful class of miracle-workers. From the sixth to the thirteenth centuries, roughly one-third of Europe’s land was controlled by religious organizations, while most of the top talent of the time found expression through monastic life.
70 The force operated on all; for, beside religious ecstasy, ambition and fear were at work, and led to results inconceivable when centralization has begot materialism. Saint Bernard’s position was more conspicuous and splendid than that of any monarch of his generation, and the agony of terror which assailed the warriors was usually proportionate to the freedom with which they had violated ecclesiastical commands. They fled to the cloister for protection from the fiend, and took their wealth with them.
70 The influence affected everyone; alongside religious excitement, ambition and fear played a big role, leading to outcomes that are hard to imagine when centralization has led to materialism. Saint Bernard’s status was more prominent and impressive than that of any king of his time, and the intense fear that gripped the warriors was typically equal to how freely they had broken church orders. They sought refuge in the monastery to escape the demon, bringing their riches along with them.
Gérard le Blanc was even more noted for his cruelty than for his courage. He was returning to his castle one day, after having committed a murder, when he saw the demon whom he served appear to claim him. Seized with horror, he galloped to where six penitents had just founded the convent of Afflighem, and supplicated them to receive him. The news spread, and the whole province gave thanks to God that a monster of cruelty should have been so converted.
Gérard le Blanc was even more infamous for his cruelty than for his bravery. One day, after committing a murder, he was on his way back to his castle when he saw the demon he served appear to claim him. Filled with terror, he rode frantically to where six penitents had just established the convent of Afflighem and begged them to take him in. The news spread quickly, and the entire province gave thanks to God that such a cruel monster had found redemption.
A few days after, his example was followed by another knight, equally a murderer, who had visited the recluses, and, touched by their piety and austerity, resolved to renounce his patrimony and live a penitent.[92]
A few days later, another knight, also a murderer, followed his example. He had visited the recluses, and moved by their devotion and simplicity, decided to give up his inheritance and live a life of penance.[92]
Had the German migrations been wars of extermination, as they have sometimes been described, the imagination, among the new barbaric population, might have been so stimulated that a pure theocracy would have been developed between the time of Saint Benedict and Saint Bernard. But the barbarians were not animated by hate; on the contrary, they readily amalgamated with the old population, amongst whom the materialism of Rome lay like a rock in a rising tide, sometimes submerged, but never obliterated.
Had the German migrations been wars of extermination, as they’ve sometimes been described, the imaginations of the new barbaric population might have been so energized that a pure theocracy could have emerged between the times of Saint Benedict and Saint Bernard. But the barbarians were not driven by hate; on the contrary, they easily blended with the old population, among whom the materialism of Rome lay like a rock in a rising tide, sometimes submerged but never erased.
71 The obstacle which the true emotionalists never overcame was the inheritance of a secular clergy, who, down to the eleventh century, were generally married, and in the higher grades were rather barons than prelates. In France the Archbishop of Rheims, the Bishops of Beauvais, Noyon, Langres, and others, were counts; while in Germany the Archbishops of Mayence, of Treves, and of Cologne were princes and electors, standing on the same footing as the Dukes of Saxony and Bavaria.
71 The main challenge that true emotionalists never managed to overcome was the legacy of a secular clergy who, up until the eleventh century, were mostly married and, in higher ranks, were more like barons than bishops. In France, the Archbishop of Rheims and the Bishops of Beauvais, Noyon, Langres, and others held titles as counts; while in Germany, the Archbishops of Mainz, Trier, and Cologne were princes and electors, on equal terms with the Dukes of Saxony and Bavaria.
As feudal nobles these ecclesiastics were retainers of the king, owed feudal service, led their vassals in war, and some of the fiercest soldiers of the Middle Ages were clerks. Milo of Treves was a famous eighth-century bishop. Charles Martel gave the archbishopric of Rheims to a warrior named Milo, who managed also to obtain the see of Treves. This Milo was the son of Basinus, the last incumbent of the preferment. He was a fierce and irreligious soldier, and was finally killed hunting; but during the forty years in which he held his offices, Boniface, with all the aid of the crown and the pope, was unable to prevail against him, and in 752 Pope Zachary wrote advising that he should be left to the divine vengeance.[93]
As feudal lords, these church leaders were loyal to the king, owed military service, led their followers in battle, and some of the toughest fighters of the Middle Ages were clerics. Milo of Treves was a famous bishop from the eighth century. Charles Martel appointed a warrior named Milo to the archbishopric of Rheims, and he also managed to secure the see of Treves. This Milo was the son of Basinus, the last person to hold that office. He was a fierce and irreligious soldier, and he ultimately died while hunting; but during the forty years he held his positions, Boniface, despite all the support from the crown and the pope, could not defeat him. In 752, Pope Zachary wrote to suggest that he should be left to divine retribution.[93]
72 Such a system was incompatible with the supremacy of a theocracy. The essence of a theocracy is freedom from secular control, and this craving for freedom was the dominant instinct of monasticism. Saint Anselm, perhaps the most perfect specimen of a monk, felt it in the marrow of his bones; it was the master passion of his life, and he insisted upon it with all the fire of his nature: “Nihil magis diligit Deus in hoc mundo quam libertatem ecclesiæ suæ.... Liberam vult esse Deus sponsam suam, non ancillam.”
72 Such a system didn't fit with the dominance of a theocracy. The core of a theocracy is independence from secular authority, and this desire for freedom was the driving force behind monasticism. Saint Anselm, possibly the best example of a monk, felt this deeply; it was his life's driving passion, and he advocated for it with all his spirit: “Nihil magis diligit Deus in hoc mundo quam libertatem ecclesiæ suæ.... Liberam vult esse Deus sponsam suam, non ancillam.”
Yet only very slowly, as the Empire disintegrated, did the theocratic idea take shape. As late as the ninth century the pope prostrated himself before Charlemagne, and did homage as to a Roman emperor.[94]
Yet only very slowly, as the Empire fell apart, did the theocratic idea begin to form. As late as the ninth century, the pope bowed down before Charlemagne and showed him the same respect as a Roman emperor.[94]
Saint Benedict founded Monte Cassino in 529, but centuries elapsed before the Benedictine order rose to power. The early convents were isolated and feeble, and much at the mercy of the laity, who invaded and debauched them. Abbots, like bishops, were often soldiers, who lived within the walls with their wives and children, their hawks, their hounds, and their men-at-arms; and it has been said that, in all France, Corbie and Fleury alone kept always something of their early discipline.
Saint Benedict established Monte Cassino in 529, but it took centuries for the Benedictine order to gain prominence. The early monasteries were isolated and weak, often at the mercy of laypeople who intruded and corrupted them. Abbots, similar to bishops, were frequently soldiers who lived within the walls with their wives and children, along with their hawks, hounds, and soldiers; and it has been said that, throughout France, only Corbie and Fleury maintained something of their original discipline.
73 Only in the early years of the most lurid century of the Middle Ages, when decentralization culminated, and the imagination began to gain its fullest intensity, did the period of monastic consolidation open with the foundation of Cluny. In 910 William of Aquitaine drew a charter[95] which, so far as possible, provided for the complete independence of his new corporation. There was no episcopal visitation, and no interference with the election of the abbot. The monks were put directly under the protection of the pope, who was made their sole superior. John XI. confirmed this charter by his bull of 932, and authorized the affiliation of all convents who wished to share in the reform.[96]
73 Only in the early years of the most intense century of the Middle Ages, when decentralization peaked and imagination reached its height, did the period of monastic growth begin with the founding of Cluny. In 910, William of Aquitaine drafted a charter[95] that aimed to ensure the complete independence of his new organization. There were no episcopal visitations, and no interference with the election of the abbot. The monks were placed directly under the pope's protection, who became their sole authority. John XI confirmed this charter with his bull of 932, and authorized the affiliation of all convents that wanted to participate in the reform.[96]
The growth of Cluny was marvellous; by the twelfth century two thousand houses obeyed its rule, and its wealth was so great, and its buildings so vast, that in 1245 Innocent IV., the Emperor Baldwin, and Saint Louis were all lodged together within its walls, and with them all the attendant trains of prelates and nobles with their servants.
The growth of Cluny was incredible; by the twelfth century, two thousand houses followed its rule, and its wealth was immense, with buildings so expansive that in 1245, Innocent IV, Emperor Baldwin, and Saint Louis were all accommodated within its walls, along with their entourages of prelates and nobles with their servants.
In the eleventh century no other force of equal energy existed. The monks were the most opulent, the ablest, and the best organized society in Europe, and their effect upon mankind was proportioned to their strength. They intuitively sought autocratic power, and during the centuries when nature favoured them, they passed from triumph to triumph. They first seized upon the papacy and made it self-perpetuating; they then gave battle to the laity for the possession of the secular hierarchy, which had been under temporal control since the very foundation of the Church.
In the eleventh century, no other force matched their energy. The monks were the wealthiest, most skilled, and best-organized group in Europe, and their impact on humanity was directly tied to their power. They instinctively pursued absolute authority, and during the times when circumstances favored them, they achieved one victory after another. They first took control of the papacy, making it self-sustaining; then they fought against the laypeople for control of the secular hierarchy, which had been under earthly authority since the Church's inception.
74 About the year 1000 Rome was in chaos. The Counts of Tusculum, who had often disposed of the tiara, on the death of John XIX., bought it for Benedict IX. Benedict was then a child of ten, but he grew worse as he grew older, and finally he fell so low that he was expelled by the people. He was succeeded by Sylvester; but, a few months after his coronation, Benedict re-entered the city, and crowned John XX. with his own hands. Shortly after, he assaulted the Vatican, and then three popes reigned together in Rome. In this crisis Gregory VI. tried to restore order by buying the papacy for himself; but the transaction only added a fourth pope to the three already consecrated, and two years later he was set aside by the Emperor Henry, who appointed his own chancellor in his place.
74 Around the year 1000, Rome was in chaos. The Counts of Tusculum, who had often manipulated the papacy, bought the tiara after the death of John XIX. Benedict IX, who was only ten years old at the time, only got worse as he grew older and eventually was driven out by the people. He was replaced by Sylvester, but just a few months after his coronation, Benedict returned to the city and crowned John XX himself. Shortly after, he assaulted the Vatican, leading to a situation where three popes were reigning together in Rome. During this turmoil, Gregory VI attempted to restore order by purchasing the papacy for himself, but this just made him the fourth pope joining the three already in place. Two years later, he was removed by Emperor Henry, who appointed his own chancellor as pope.
It was a last triumph for the laity, but a triumph easier to win than to sustain. When the soldier created the high priest of Christendom, he did indeed inspire such terror that no man in the great assembly dared protest; but in nine months Clement was dead, his successor lived only twenty-four days, poisoned, as it was rumoured, by the perfidious Italians; and when Henry sought a third pope among his prelates, he met with general timidity to accept the post. Then the opportunity of the monks came: they seized it, and with unerring instinct fixed themselves upon the throne from which they have never been expelled. According to the picturesque legend, Bruno, Bishop of Toul, seduced by the flattery of courtiers and the allurements of ambition, accepted the tiara from the emperor, and set out upon his journey to Italy with a splendid retinue, and with his robe and crown. On his way he turned aside at Cluny, where Hildebrand was prior. Hildebrand, filled with the spirit of God, reproached him with having seized upon the seat of the vicar of Christ by force, and accepted the holy office from the sacrilegious hand of a layman. He exhorted Bruno to cast away his pomp, and to cross the Alps humbly as a pilgrim, assuring him that the priests and people of Rome would recognize him as their bishop, and elect him according to canonical forms. Then he would taste the joys of a pure conscience, having entered the fold of Christ as a shepherd and not as a robber. Inspired by these words, Bruno dismissed his train, and left the convent gate as a pilgrim. He walked75 barefoot, and when after two months of pious meditations he stood before Saint Peter’s, he spoke to the people and told them it was their privilege to elect the pope, and since he had come unwillingly he would return again, were he not their choice.
It was a final victory for the laity, but one that was easier to achieve than to maintain. When the soldier appointed the high priest of Christendom, he truly instilled such fear that no one in the large assembly dared to speak out; however, Clement was dead within nine months, and his successor lasted only twenty-four days, reportedly poisoned by the treacherous Italians. When Henry looked for a third pope among his bishops, he encountered widespread reluctance to take the position. Then the monks saw their chance: they seized it, and with perfect instinct claimed the throne from which they have never been removed. According to the colorful legend, Bruno, Bishop of Toul, tempted by the flattery of the courtiers and the allure of ambition, accepted the tiara from the emperor and set out on his journey to Italy with a grand entourage, along with his robe and crown. On his way, he stopped at Cluny, where Hildebrand was the prior. Hildebrand, filled with divine inspiration, confronted him for having taken the seat of the vicar of Christ by force and for accepting the holy office from the sacrilegious hand of a layperson. He urged Bruno to shed his pomp and cross the Alps humbly as a pilgrim, assuring him that the priests and people of Rome would recognize him as their bishop and elect him according to proper procedures. Then, he would experience the joys of a clear conscience, having entered the fold of Christ as a shepherd rather than as a thief. Inspired by these words, Bruno dismissed his entourage and left the convent as a pilgrim. He walked barefoot, and after two months of devoted meditation, when he stood before Saint Peter’s, he spoke to the people, telling them it was their right to elect the pope, and since he had come reluctantly, he would leave again unless they chose him.
He was answered with acclamations, and on February 2, 1049, he was enthroned as Leo IX. His first act was to make Hildebrand his minister.
He was met with cheers, and on February 2, 1049, he was crowned as Leo IX. His first action was to appoint Hildebrand as his advisor.
The legend tells of the triumph of Cluny as no historical facts could do. Ten years later, in the reign of Nicholas II., the theocracy made itself self-perpetuating through the assumption of the election of the pope by the college of cardinals, and in 1073 Hildebrand, the incarnation of monasticism, was crowned under the name of Gregory VII.
The legend speaks of Cluny's triumph in a way that historical facts cannot capture. Ten years later, during the reign of Nicholas II, the theocracy became self-sustaining by having the college of cardinals elect the pope. In 1073, Hildebrand, representing monasticism, was crowned as Gregory VII.
With Hildebrand’s election, war began. The council of Rome, held in 1075, decreed that holy orders should not be recognized where investiture had been granted by a layman, and that princes guilty of conferring investiture should be excommunicated. The council of the next year, which excommunicated the emperor, also enunciated the famous propositions of Baronius—the full expression of the theocratic idea:—
With Hildebrand’s election, war started. The council of Rome, held in 1075, declared that holy orders shouldn’t be recognized where investiture had been given by a layperson, and that princes who granted investiture should be excommunicated. The council the following year, which excommunicated the emperor, also stated the famous propositions of Baronius—the complete expression of the theocratic idea:—
“That the Roman pontiff alone can be called universal.
"That only the Roman pontiff can be referred to as universal."
“That he alone can depose or reconcile bishops.
"That he is the only one who can remove or make peace with bishops."
“That his legate, though of inferior rank, takes precedence of all bishops in council, and can pronounce sentence of deposition against them.
“That his representative, although of lower rank, takes priority over all bishops in council and can issue a ruling for their removal.”
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Sure, please provide the text you would like me to modernize.
“That all princes should kiss the pope’s feet alone.
“That all princes should kiss the pope’s feet only.
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It seems that you haven't provided any text to modernize. Please share the text you'd like me to update, and I'll be happy to assist you!
“That he may depose emperors.
"That he can depose emperors."
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76 I'm sorry, but there doesn't seem to be any text provided for modernization. Please provide the text you would like me to modernize.
“That his judgments can be overruled by none, and he alone can overrule the judgments of all.
“That his decisions can be overridden by none, and he alone has the authority to override the decisions of all.
“That he can be judged by no one.
“That he can be judged by no one.
“That the Roman Church never has, and never can err, as the Scriptures testify.
"That the Roman Church has never made a mistake, and never will, as the Scriptures confirm."
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“That by his precept and permission it is lawful for subjects to accuse their princes.
"That by his command and approval, it is okay for subjects to accuse their leaders."
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Sure, please provide the text you'd like me to modernize.
The monks had won the papacy, but the emperor still held his secular clergy, and, at the diet of Worms, where he undertook to depose Hildebrand, he was sustained by his prelates. Without a moment of hesitation the enchanter cast his spell, and it is interesting to see, in the curse which he launched at the layman, how the head of monasticism had become identified with the spirit which he served. The priest had grown to be a god on earth.
The monks had gained control of the papacy, but the emperor still had his secular clergy, and at the Diet of Worms, where he aimed to depose Hildebrand, he was backed by his bishops. Without a second thought, the sorcerer cast his spell, and it’s fascinating to observe, in the curse he directed at the layman, how the leader of monasticism had come to be associated with the spirit he represented. The priest had come to be seen as a god on earth.
“So strong in this confidence, for the honour and defence of your Church, on behalf of the omnipotent God, the Father, the Son, and the Holy Ghost, by your power and authority, I forbid the government of the German and Italian kingdoms, to King Henry, the son of the Emperor Henry, who, with unheard-of arrogance, has rebelled against your Church. I absolve all Christians from the oaths they have made, or may make to him, and I forbid that any one should obey him as king.”[98]
“So confident in this assurance, for the honor and protection of your Church, on behalf of the all-powerful God, the Father, the Son, and the Holy Spirit, by your authority, I prohibit the governance of the German and Italian kingdoms by King Henry, the son of Emperor Henry, who has outrageously rebelled against your Church. I release all Christians from the oaths they have taken or may take to him, and I command that no one should obey him as king.”[98]
77 Henry marched on Italy, but in all European history there has been no drama more tremendous than the expiation of his sacrilege. To his soldiers the world was a vast space, peopled by those fantastic beings which are still seen on Gothic towers. These demons obeyed the monk of Rome, and his army, melting from the emperor under a nameless horror, left him helpless.
77 Henry marched into Italy, but throughout European history, there has been no story as intense as the atonement for his wrongdoing. For his soldiers, the world was a huge expanse, inhabited by those amazing creatures still depicted on Gothic towers. These demons answered to the monk from Rome, and his army, disintegrating from the emperor under an indescribable fear, left him powerless.
Gregory lay like a magician in the fortress of Canossa; but he had no need of carnal weapons, for when the emperor reached the Alps he was almost alone. Then his imagination also took fire, the panic seized him, and he sued for mercy.
Gregory lay like a magician in the fortress of Canossa; but he didn’t need physical weapons, because when the emperor got to the Alps, he was nearly alone. Then his imagination ignited, panic took hold of him, and he begged for mercy.
For three days long he stood barefoot in the snow at the castle gate; and when at last he was admitted, half-naked and benumbed, he was paralyzed rather by terror than by cold. Then the great miracle was wrought, by which God was made to publicly judge between them.
For three days, he stood barefoot in the snow at the castle gate; and when he was finally let in, half-naked and numb, he was more paralyzed by fear than by the cold. Then, the great miracle happened, where God was called to publicly judge between them.
Hildebrand took the consecrated wafer and broke it, saying to the suppliant, “Man’s judgments are fallible, God’s are infallible; if I am guilty of the crimes you charge me with, let Him strike me dead as I eat.” He ate, and gave what remained to Henry; but though for him more than life was at stake, he dared not taste the bread. From that hour his fate was sealed. He underwent his penance and received absolution; and when he had escaped from the terrible old man, he renewed the war. But the spell was over him, the horror clung to him, even his sons betrayed him, and at last his mind gave way under the strain and he abdicated. In his own words, to save his life he “sent to Mayence the crown, the sceptre, the cross, the sword, the lance.”
Hildebrand took the consecrated wafer and broke it, telling the supplicant, “Humans make mistakes, but God never does; if I’m guilty of the crimes you accuse me of, let Him strike me dead as I eat.” He ate, and handed what was left to Henry; but even though his life depended on it, he couldn't bring himself to take a bite of the bread. From that moment, his fate was sealed. He went through his penance and received forgiveness; and when he finally escaped from the dreadful old man, he resumed the fight. But the weight of it all hung over him, the fear clung to him, even his own sons turned against him, and eventually he couldn't handle the pressure anymore and stepped down. In his own words, to save himself, he “sent to Mayence the crown, the scepter, the cross, the sword, the lance.”
78 On August 7, 1106, Henry died at Liège, an outcast and a mendicant, and for five long years his body lay at the church door, an accursed thing which no man dared to bury.
78 On August 7, 1106, Henry died in Liège, a castaway and a beggar, and for five long years his body lay at the church door, a cursed thing that no one dared to bury.
Such was the evolution of the mediæval theocracy, the result of that social disintegration which stimulates the human imagination, and makes men cower before the unknown. The force which caused the rise of an independent priesthood was the equivalent of magic, and it was the waxing of this force through the dissolution of the Empire of the West which made the schism which split Christendom in two. The Latin Church divided from the Greek because it was the reflection of the imaginative mind. While the West grew emotional, Constantinople stayed the centre of exchanges, the seat of the monied class; and when Cluny captured Rome, the antagonism between these irreconcilable instincts precipitated a rupture. The schism dated from 1054, five years after the coronation of Leo. Nor is the theory new; it was explained by Gibbon long ago.
Such was the evolution of the medieval theocracy, the outcome of social breakdown that sparks human imagination and makes people afraid of the unknown. The force that led to the emergence of an independent priesthood was akin to magic, and it was the growth of this force through the collapse of the Western Empire that created the split that divided Christendom. The Latin Church separated from the Greek because it mirrored the imaginative mind. While the West became more emotional, Constantinople remained the hub of trade and the home of the wealthy class; and when Cluny took control of Rome, the clash between these conflicting instincts caused a break. The schism began in 1054, five years after Leo's coronation. This theory isn't new; it was explained by Gibbon long ago.
“The rising majesty of Rome could no longer brook the insolence of a rebel; and Michael Cerularius was excommunicated in the heart of Constantinople by the pope’s legates....
“The growing power of Rome could no longer tolerate the defiance of a rebel; and Michael Cerularius was excommunicated in the center of Constantinople by the pope’s representatives....
“From this thunderbolt we may date the consummation of the schism. It was enlarged by each ambitious step of the Roman pontiffs; the emperors blushed and trembled at the ignominious fate of their royal brethren of Germany; and the people were scandalized by the temporal power and military life of the Latin clergy.”[99]
“From this thunderbolt, we can mark the end of the split. It grew with every ambitious move made by the Roman popes; the emperors felt ashamed and fearful of the disgraceful fate that befell their royal counterparts in Germany; and the people were shocked by the worldly power and military lifestyle of the Latin clergy.”[99]
CHAPTER III
THE FIRST CRUSADE
Until the mechanical arts have advanced far enough to cause the attack in war to predominate over the defence, centralization cannot begin; for when a mud wall can stop an army, a police is impossible. The superiority of the attack was the secret of the power of the monied class who controlled Rome, because with money a machine could be maintained which made individual resistance out of the question, and revolt difficult. Titus had hardly more trouble in reducing Jerusalem, and dispersing the Jews, than a modern officer would have under similar circumstances.
Until the mechanical arts have progressed enough to make offense in war more effective than defense, centralization can't begin; because when a mud wall can halt an army, maintaining order is impossible. The advantage of offense was the key to the power of the wealthy class that controlled Rome, since with money they could support a machine that made individual resistance impossible and made revolt challenging. Titus had hardly any more difficulty in conquering Jerusalem and scattering the Jews than a modern officer would face in similar situations.
80 As the barbarians overran the Roman provinces, and the arts declined, the conditions of life changed. The defence gained steadily on the attack, and, after some centuries, a town with a good garrison, solid ramparts, and abundant provisions had nothing to fear from the greatest king. Even the small, square Norman tower was practically impregnable. As Viollet-le-Duc has explained, these towers were mere passive defences, formidable to a besieger only because no machinery existed for making a breach in a wall. The beleaguered nobles had only to watch their own men, see to their doors, throw projectiles at the enemy if he approached too near, counter-mine if mined, and they might defy a great army until their food failed. Famine was the enemy most feared.[100]
80 As barbarians invaded the Roman provinces and the arts diminished, life changed significantly. Defense became more important than offense, and after several centuries, a town with a solid garrison, strong walls, and plenty of supplies had nothing to fear from even the mightiest king. Even the small, square Norman towers were nearly impossible to penetrate. As Viollet-le-Duc pointed out, these towers were just passive defenses, intimidating to attackers only because there was no technology to breach a wall. The besieged nobles just had to keep an eye on their own men, secure their doors, hurl projectiles at the enemy if they came too close, tunnel countermines if necessary, and they could withstand a large army until their food ran out. Famine was the enemy they feared the most.
By the eleventh century these towers had sprung up all over the West. Even the convents and churches could be defended, and every such stronghold was the seat of a count or baron, an abbot or bishop, who was a sovereign because no one could coerce him, and who therefore exercised all the rights of sovereignty, made war, dispensed justice, and coined money. In France alone there were nearly two hundred mints in the twelfth century.
By the eleventh century, these towers had appeared all over the West. Even convents and churches could be defended, and each of these strongholds was home to a count or baron, an abbot or bishop, who was a ruler because no one could force them to obey, and who therefore held all the rights of sovereignty, waged war, administered justice, and minted money. In France alone, there were nearly two hundred mints in the twelfth century.
Down to the close of the Merovingian dynasty the gold standard had been maintained, and contraction had steadily gone on; but, for reasons which are not understood, under the second race, the purchasing power of bullion temporarily declined, and this expansion was probably one chief cause of the prosperity of the reign of Charlemagne. Perhaps the relief was due to the gradual restoration of silver to circulation, for the coinage was then reformed, and the establishment of the silver pound as the measure of value may be considered as the basis of all the monetary systems of modern Europe.
Up until the end of the Merovingian dynasty, the gold standard was maintained, and there was a steady contraction; however, for reasons that aren't clear, during the second race, the purchasing power of bullion temporarily dropped. This expansion was likely a key factor in the prosperity of Charlemagne's reign. The improvement might have been due to the gradual return of silver to circulation, as the coinage was reformed at that time, and the introduction of the silver pound as the standard for value can be seen as the foundation of all modern European monetary systems.
The interval of prosperity was, however, brief; no permanent addition was made to the stock of precious metals, and prices continued to fall, as is demonstrated by the rapid deterioration of the currency. In this second period of relapse disintegration reached its limit.
The time of prosperity was, however, short-lived; no lasting increase was made to the amount of precious metals, and prices kept dropping, as shown by the quick decline of the currency. In this second phase of decline, disintegration reached its peak.
81 During the tenth and eleventh centuries the Northmen infested the coasts of France, and sailed up the rivers burning and ravaging, as far as Rouen and Orléans. Even the convents of Saint Martin of Tours and Saint Germain des Près were sacked. The Mediterranean swarmed with Saracenic corsairs, who took Fraxinetum, near Toulon, seized the passes of the Alps, and levied toll on travel into Italy. The cannibalistic Huns overran the Lower Danube, and closed the road to Constantinople. Western Europe was cut off from the rest of the world. Commerce nearly ceased—the roads were so bad and dangerous, and the sea so full of pirates.
81 During the tenth and eleventh centuries, the Norsemen invaded the coasts of France, sailing up the rivers, burning and plundering as far as Rouen and Orléans. Even the monasteries of Saint Martin of Tours and Saint Germain des Près were looted. The Mediterranean was filled with Saracen pirates, who took control of Fraxinetum, near Toulon, seized the mountain passes of the Alps, and imposed tolls on anyone traveling into Italy. The savage Huns swept across the Lower Danube, blocking the route to Constantinople. Western Europe was isolated from the rest of the world. Trade nearly stopped—roads were so bad and dangerous, and the sea was teeming with pirates.
The ancient stock of scientific knowledge was gradually forgotten, and the imagination had full play. Upon philosophy the effect was decisive; Christianity sank to a plane where it appealed more vividly to the minds of the surrounding pagans than their own faiths, and conversion then went on rapidly. In 912 Rollo of Normandy was baptized; the Danes, Norwegians, Poles, and Russians followed; and in 997 Saint Stephen ascended the throne of Hungary and reopened to Latin Christians the way to the Sepulchre.
The old body of scientific knowledge was slowly forgotten, allowing imagination to take over. This had a major impact on philosophy; Christianity reached a level where it resonated more strongly with the minds of the surrounding pagans than their own beliefs, leading to rapid conversions. In 912, Rollo of Normandy was baptized; soon after, the Danes, Norwegians, Poles, and Russians followed suit. In 997, Saint Stephen became the king of Hungary and reopened the path to the Sepulchre for Latin Christians.
82 Perhaps the destiny of modern Europe has hinged upon the fact that the Christian sacred places lay in Asia, and therefore the pilgrimage brought the West into contact with the East. But the pilgrimage was the effect of relic-worship, and relic-worship the vital principle of monasticism. In these centuries of extreme credulity monasticism had its strongest growth. A faculty for scientific study was abnormal, and experimental knowledge was ascribed to sorcery. The monk Gerbert, who became pope as Sylvester II., was probably the most remarkable man of his generation. Though poor and of humble birth, he attracted so much attention that he was sent to Spain, where he studied in the Moorish schools at Barcelona and Cordova, and where he learned the rudiments of mathematics and geography. His contemporaries were so bewildered by his knowledge that they thought it due to magic, and told how he had been seen flying home from Spain, borne on the back of the demon he served, and loaded with the books he had stolen from the wizard, his master. Sylvester died in 1003, but long afterwards anatomy was still condemned by the Church, and four separate councils anathematized experimental medicine, because it threatened to destroy the value of the shrines. The ascendency of Cluny began with Saint Hugh, who was chosen abbot in 1049, the Year Leo’s election. The corporation then obtained control of Rome, and in another twenty-five years was engaged in its desperate struggle with the remains of the old secular police power. But though Hildebrand crushed Henry, the ancient materialism was too deeply imbedded to be eradicated in a single generation, and meanwhile the imagination had been brought to an uncontrollable intensity. A new and fiercer excitement seethed among the people—a vision of the conquest of talismans so powerful as to make their owners sure of heaven and absolute on earth.
82 Maybe the future of modern Europe has depended on the fact that Christian sacred sites are in Asia, which is why the pilgrimage connected the West with the East. But the pilgrimage was a result of relic-worship, and relic-worship was the core of monasticism. During these centuries of extreme gullibility, monasticism experienced its greatest growth. A talent for scientific study was unusual, and experimental knowledge was often thought to be sorcery. The monk Gerbert, who became pope as Sylvester II, was likely the most remarkable person of his time. Despite being poor and coming from humble beginnings, he drew so much attention that he was sent to Spain, where he studied in the Moorish schools in Barcelona and Cordova, learning the basics of mathematics and geography. His contemporaries were so bewildered by his knowledge that they attributed it to magic, telling stories of how he was seen flying home from Spain, carried by the demon he served, loaded with the books he had stolen from his wizard master. Sylvester died in 1003, but for a long time after, the Church still condemned anatomy, and four separate councils denounced experimental medicine because it threatened to undermine the value of the shrines. The rise of Cluny started with Saint Hugh, who was chosen as abbot in 1049, the year Leo was elected. The organization then gained control of Rome, and in another twenty-five years, it was caught up in a fierce struggle with the remnants of the old secular police force. But even though Hildebrand defeated Henry, the old materialism was too deeply ingrained to be eliminated in just one generation, and in the meantime, the imagination had been stirred to an uncontrollable level. A new and intense excitement bubbled among the people—a vision of conquering talismans so powerful that their owners believed they were guaranteed heaven and total authority on earth.
83 The attraction of Palestine had been very early felt, for in 333 a guide-book had been written, called the Itinerary from Bordeaux to Jerusalem, which gave the route through the valley of the Danube, together with an excellent account of the Holy Land. In those days, before the barbaric inroads, the journey was safe enough; but afterwards communication nearly ceased, and when Stephen was baptized in 997, the relics of Jerusalem had all the excitement of novelty. Europe glowed with enthusiasm. Sylvester proposed a crusade, and Hildebrand declared he would rather risk his life for the holy places “than rule the universe.”
83 The appeal of Palestine was felt early on; in 333, a guidebook titled Itinerary from Bordeaux to Jerusalem was written, detailing the route through the Danube Valley and providing a great description of the Holy Land. Back then, before the brutal invasions, the journey was relatively safe; but afterward, communication dwindled, and when Stephen was baptized in 997, the relics of Jerusalem were all the rage. Europe was filled with excitement. Sylvester suggested a crusade, and Hildebrand stated he would rather risk his life for the holy sites than rule the world.
Each year the throngs upon the road increased, convents sprang up along the way to shelter the pilgrims, the whole population succoured and venerated them, and by the time Cluny had seized the triple crown, they left in veritable armies. Ingulf, secretary to William the Conqueror, set out in 1064 with a band seven thousand strong.
Each year, the crowds on the road grew larger, monasteries popped up along the way to take in the pilgrims, and the entire population supported and honored them. By the time Cluny had taken on the triple crown, they were leaving in real armies. Ingulf, secretary to William the Conqueror, headed out in 1064 with a group of seven thousand people.
In that age of faith no such mighty stimulant could inflame the human brain as a march to Jerusalem. A crusade was no vulgar war for a vulgar prize, but an alliance with the supernatural for the conquest of talismans whose possession was tantamount to omnipotence. Urban’s words at Clermont, when he first preached the holy war, have lost their meaning now; but they burned like fire into the hearts of his hearers then, for he promised them glory on earth and felicity in heaven, and he spoke in substance thus: No longer do you attack a castle or a town, but you undertake the conquest of the holy places. If you triumph, the blessings of heaven and the kingdoms of the East will be your share; if you fall, you will have the glory of dying where Christ died, and God will not forget having seen you in His holy army.[101]
In that age of faith, nothing could inspire the human spirit like a march to Jerusalem. A crusade wasn’t just an ordinary war for a trivial prize; it was a partnership with the divine to conquer treasures whose ownership meant ultimate power. Urban’s words at Clermont, when he first called for the holy war, have lost their significance now; but they ignited a passion in the hearts of his listeners then, as he promised them glory on earth and happiness in heaven, essentially saying: You’re not just attacking a castle or a town anymore; you’re taking on the holy places. If you succeed, heavenly blessings and the riches of the East will be yours; if you fall, you’ll have the honor of dying where Christ died, and God will remember seeing you among His holy army.[101]
84 Urban told them “that under their general Jesus Christ ... they, the Christian, the invincible army,” would march to certain victory. In the eleventh century this language was no metaphor, for the Cluniac monk spoke as the mouthpiece of a god who was there actually among them, offering the cross he brought from the grave, and promising them triumphs: not the common triumphs which may be won by man’s unaided strength, but the transcendent glory which belongs to beings of another world.
84 Urban told them “that under their general Jesus Christ ... they, the Christians, the unstoppable army,” would march to guaranteed victory. In the eleventh century, this language was not just a metaphor, as the Cluniac monk spoke as a representative of a god who was truly among them, offering the cross he had brought from the grave and promising them victories: not the ordinary successes that can be achieved by human effort alone, but the extraordinary glory that belongs to beings from another realm.
So the crusaders rode out to fight, the originals of the fairy knights, clad in impenetrable armour, mounted on miraculous horses, armed with resistless swords, and bearing charmed lives.
So the crusaders set out to fight, the original fairy knights, dressed in impenetrable armor, riding on miraculous horses, equipped with unbeatable swords, and carrying enchanted lives.
Whole villages, even whole districts, were left deserted; land lost its value; what could not be sold was abandoned; and the peasant, loaded with his poor possessions, started on foot with his wife and children in quest of the Sepulchre, so ignorant of the way that he mistook each town upon the road for Zion. Whether he would or no, the noble had to lead his vassals or be forsaken, and riding at their head with his hawks and hounds, he journeyed towards that marvellous land of wealth and splendour, where kingdoms waited the coming of the devoted knight of God. Thus men, women, and children, princes and serfs, priests and laymen, in a countless, motley throng, surged toward that mighty cross and tomb whose possessor was raised above the limitations of the flesh.
Whole villages, even entire districts, were left abandoned; land lost its value; what couldn't be sold was neglected; and the peasant, carrying his meager belongings, set out on foot with his wife and children in search of the Sepulchre, so unaware of the route that he confused each town along the way for Zion. Whether he wanted to or not, the noble had to lead his vassals or be left behind, and riding at the front with his hawks and hounds, he traveled toward that wondrous land of wealth and splendor, where kingdoms awaited the arrival of the devoted knight of God. Thus, men, women, and children, princes and serfs, priests and laypeople, in a countless, varied crowd, surged toward that mighty cross and tomb whose possessor was elevated beyond the limitations of the flesh.
85 The crusaders had no commissariat and no supply train, no engines of attack, or other weapons than those in their hands, and the holy relics they bore with them. There was no general, no common language, no organization; and so over unknown roads, and through hostile peoples, they wandered from the Rhine to the Bosphorus, and from the Bosphorus to Syria.
85 The crusaders had no food supply or transport, no means of attack, and no weapons aside from what they carried themselves and the holy relics they took with them. There was no leader, no shared language, and no organization; they wandered along unfamiliar paths and through hostile territories, traveling from the Rhine to the Bosphorus, and from the Bosphorus to Syria.
These earlier crusades were armed migrations, not military invasions, and had they met with a determined enemy, they must have been annihilated; but it chanced that the Syrians and Egyptians were at war, and the quarrel was so bitter that the caliph actually sought the Christian alliance. Even under such circumstances the waste of life was fabulous, and, had not Antioch been betrayed, the starving rabble must have perished under its walls. At Jerusalem, also, the Franks were reduced to the last extremity before they carried the town; and had it not been for the arrival of a corps of Genoese engineers, who built movable towers, they would have died miserably of hunger and thirst. Nor was the coming of this reinforcement preconcerted. On the contrary, the Italians accidentally lost their ships at Joppa, and, being left without shelter, sought protection in the camp of the besiegers just in time.
These earlier crusades were armed migrations, not military invasions, and if they had faced a determined enemy, they would have been wiped out; but it happened that the Syrians and Egyptians were at war, and the conflict was so intense that the caliph actually sought an alliance with the Christians. Even so, the loss of life was incredible, and if Antioch hadn't been betrayed, the starving crowd would have died at its walls. In Jerusalem, the Franks were also pushed to their limits before they captured the city; had it not been for the arrival of a group of Genoese engineers who built movable towers, they would have suffered miserably from hunger and thirst. This reinforcement's arrival was not planned. On the contrary, the Italians accidentally lost their ships at Joppa, and being left without shelter, they sought refuge in the besiegers' camp just in time.
So incapable were the crusaders of regular operations, that even when the towers were finished and armed, the leaders did not know how to fill the moat, and Raymond of Saint Gilles had nothing better to propose than to offer a penny for every three stones thrown into the ditch.
So unable were the crusaders to carry out organized tasks, that even after the towers were completed and equipped, the leaders didn’t know how to fill the moat. Raymond of Saint Gilles had no better suggestion than to offer a penny for every three stones tossed into the ditch.
86 On July 15, 1099, Jerusalem was stormed; almost exactly three years after the march began. Eight days later Godfrey de Bouillon was elected king, and then the invaders spread out over the strip of mountainous country which borders the coast of Palestine and Syria, and the chiefs built castles in the defiles of the hills, and bound themselves together by a loose alliance against the common enemy.
86 On July 15, 1099, Jerusalem was taken; nearly three years after the march had started. Eight days later, Godfrey de Bouillon was chosen as king, and then the invaders spread across the mountainous region along the coast of Palestine and Syria. The leaders built castles in the valleys of the hills and formed a loose alliance to unite against their common enemy.
The decentralization of the colony was almost incredible. The core of the kingdom was the barony of Jerusalem, which extended only from the Egyptian desert to a stream just north of Beyrout, and inland to the Jordan and the spurs of the hills beyond the Dead Sea, and yet it was divided into more than eighteen independent fiefs, whose lords had all the rights of sovereignty, made war, administered justice, and coined money.[102]
The decentralization of the colony was almost unbelievable. The heart of the kingdom was the barony of Jerusalem, which stretched only from the Egyptian desert to a stream just north of Beirut, and inland to the Jordan River and the foothills beyond the Dead Sea. Yet, it was split into over eighteen independent fiefs, each ruled by lords who had full sovereignty, waged wars, administered justice, and minted their own money.[102]
Beside these petty states, the ports were ceded to the Italian cities whose fleets helped in the conquest. Venice, Genoa, and Pisa held quarters in Ascalon, Joppa, Tyre, Acre, and Beyrout, which were governed by consuls or viscounts, who wrangled with each other and with the central government.
Beside these small states, the ports were given to the Italian cities whose fleets assisted in the conquest. Venice, Genoa, and Pisa established quarters in Ascalon, Joppa, Tyre, Acre, and Beirut, which were managed by consuls or viscounts, who often argued with one another and with the central government.
Such was the kingdom over which Godfrey reigned, but there were three others like it which together made up the Frankish monarchy. To the north of the barony of Jerusalem lay the county of Tripoli, and beyond Tripoli, extending to Armenia, the principality of Antioch. To the east of Antioch the county of Edessa stretched along the base of the Taurus Mountains and spread out somewhat indefinitely beyond the Euphrates.
Such was the kingdom ruled by Godfrey, but there were three others like it that together formed the Frankish monarchy. To the north of the barony of Jerusalem lay the county of Tripoli, and beyond Tripoli, reaching out to Armenia, was the principality of Antioch. To the east of Antioch, the county of Edessa extended along the base of the Taurus Mountains and spread out somewhat indefinitely beyond the Euphrates.
87 Thus on the north Edessa was the outwork of Christendom, while to the south the castle of Karak, which commanded the caravan road between Suez and Damascus, held a corresponding position among the hills to the east of the Dead Sea.
87 So, to the north, Edessa served as a stronghold for Christianity, while to the south, the castle of Karak, which oversaw the trade route between Suez and Damascus, had a similar strategic role among the hills east of the Dead Sea.
Beyond the mountains the great plain sweeps away into Central Asia, and in this plain the Franks never could maintain their footing. Their failure to do so proved their ruin, for their position lay exposed to attack from Damascus; and it was by operating from Damascus as a base that Saladin succeeded in forcing the pass of Banias, and in cutting the Latin possessions in two at the battle of Tiberias.
Beyond the mountains, the vast plain stretches out into Central Asia, and the Franks could never get a stronghold in this area. Their inability to establish themselves led to their downfall, as their position was vulnerable to attacks from Damascus. It was from Damascus that Saladin successfully launched operations to conquer the Banias pass and divide the Latin territories during the battle of Tiberias.
A considerable body of Europeans were thus driven in like a wedge between Egypt and the Greek Empire, the two highest civilizations of the Middle Ages, while in front lay the Syrian cities of the plain, with whom the Christians were at permanent war. The contact was the closest, the struggle for existence the sharpest, and the barbaric mind received a stimulus not unlike the impulse Gaul received from Rome; for the interval which separated the East from the West, at the beginning of the twelfth century, was probably not less than that which divided Italy from Gaul at the time of Cæsar.
A large number of Europeans were driven in like a wedge between Egypt and the Greek Empire, the two greatest civilizations of the Middle Ages, while in front were the Syrian cities of the plain, with which the Christians were in constant conflict. The interaction was intense, the struggle for survival was fierce, and the barbaric mind was sparked in a way similar to how Gaul was influenced by Rome; for the gap that separated the East from the West at the start of the twelfth century was likely no smaller than the distance between Italy and Gaul during Caesar's time.
88 When Godfrey de Bouillon took the cross, the Byzantine Empire was already sinking. The Eastern trade which, for so many centuries, had nourished its population, was beginning to flow directly from Asia into Italy, and, as the economic aristocracy of the capital lost its nutriment, it lost its energy. Apparently it fell in 1081, in the revolution which raised Alexius Comuenus to the throne. Because Alexius sacked Constantinople with a following of mongrel Greeks, Slavs, and Bulgarians, he has been called the first Greek emperor, but in reality the pure Greek blood had long since perished. The Byzantine population at the end of the eleventh century was the lees of a multitude of races,—a mixture of Slavs, Armenians, Jews, Thracians, and Greeks; a residuum of the most tenacious organisms, after all that was higher had disappeared. The army was a mixed horde of Huns, Arabs, Italians, Britons, Franks; of all in short who could fight and were for sale, while the Church was servile, the fancy dead, and art and literature were redolent of decaying wealth.
88 When Godfrey de Bouillon took up the cross, the Byzantine Empire was already in decline. The Eastern trade that had sustained its population for centuries was starting to shift directly from Asia to Italy, and as the economic elite of the capital lost their resources, they also lost their strength. It seemingly fell in 1081 during the revolution that put Alexius Comnenus on the throne. Although Alexius is often referred to as the first Greek emperor because he looted Constantinople with a group of mixed Greeks, Slavs, and Bulgarians, in reality, true Greek blood had long since vanished. By the end of the eleventh century, the Byzantine population was made up of a mix of races—a blend of Slavs, Armenians, Jews, Thracians, and Greeks; a remnant of the most resilient people, after all that was more refined had faded away. The army was a confused mix of Huns, Arabs, Italians, Britons, and Franks; essentially anyone who could fight and was available for hire, while the Church was submissive, creativity was dead, and art and literature were filled with the scent of rotting wealth.
Nevertheless, ever since the fall of Rome, Constantinople had been the reservoir whence the West had drawn all its materialistic knowledge, and therefore, it was during the centuries when the valley of the Danube was closed, that the arts fell to their lowest ebb beyond the Alps and Rhine. After pilgrimages began again in the reign of Stephen, the Bosphorus lay once more in the path of travel, and as the returning palmers spread over the West, a revival followed in their track; a revival in which the spirit of Byzantium may yet be clearly read in the architecture of Italy and France. Saint Mark is a feeble imitation of Saint Sophia, while Viollet-le-Duc has described how long he hesitated before he could decide whether the carving of Vézelay, Autun, and Moissac was Greek or French; and has dwelt upon the laborious care with which he pored over all the material, before he became convinced that the stones were cut by artists trained at Cluny, who copied Byzantine models.[103]
However, since the fall of Rome, Constantinople has been the source from which the West drew all its materialistic knowledge. This is why, during the centuries when the Danube Valley was closed off, the arts declined significantly beyond the Alps and Rhine. After pilgrimages resumed during Stephen's reign, the Bosphorus was once again on the travel path. As the returning pilgrims spread throughout the West, a revival followed in their wake, a revival where the influence of Byzantium can still be seen in the architecture of Italy and France. Saint Mark is a weak imitation of Saint Sophia, while Viollet-le-Duc described how long he struggled to determine whether the carvings at Vézelay, Autun, and Moissac were Greek or French. He noted the painstaking care with which he examined all the materials before he became convinced that the stones were carved by artists trained at Cluny, who were copying Byzantine models.[103]
89 But the great gulf between the economic and the imaginative development, separated the moribund Greek society from the semi-childhood of the Franks; a chasm in its nature impassable because caused by a difference of mind, and which is, perhaps, seen most strikingly in religious architecture; for religious architecture, though always embodying the highest poetical aspirations of every civilization, yet had in the East and West diametrically opposite points of departure.
89 But the significant divide between economic growth and creative development kept the declining Greek society apart from the somewhat immature Franks; a gap that was essentially impossible to bridge due to a fundamental difference in mindset. This divide might be most clearly observed in religious architecture. While religious architecture always reflects the highest poetic ambitions of each civilization, it had completely different starting points in the East and West.
Saint Sophia is pregnant with the spirit of the age of Justinian. There was no attempt at mystery, or even solemnity, about the church, for the mind of the architect was evidently fixed upon solving the problem of providing the largest and lightest space possible, in which to display the functions of a plutocratic court. His solution was brilliantly successful. He enlarged the dome and diminished the supports, until, nothing remaining to interrupt the view, it seemed as though the roof had been suspended in the air. For his purpose the exterior had little value, and he sacrificed it.
Saint Sophia is filled with the spirit of Justinian's time. There was no effort to create mystery or even seriousness about the church; the architect was clearly focused on solving the challenge of creating the largest and lightest space possible to showcase the activities of a wealthy court. His solution was a brilliant success. He expanded the dome and reduced the supports, until there was nothing left to block the view, making it look like the roof was floating in the air. For his design, the exterior held little importance, and he sacrificed it.
The conception of the architects of France was the converse of this, for it was highly emotional. The gloom of the lofty vaults, dimly lighted by the subdued splendour of the coloured windows, made the interior of the Gothic cathedral the most mysterious and exciting sanctuary for the celebration of the miracle which has ever been conceived by man; while without, the doors and windows, the pinnacles and buttresses, were covered with the terrific shapes of demons and the majestic figures of saints, admonishing the laity of the danger lurking abroad, and warning them to take refuge within.
The vision of the architects of France was quite the opposite, as it was deeply emotional. The darkness of the high ceilings, softly lit by the muted brilliance of the stained glass windows, turned the inside of the Gothic cathedral into the most mysterious and thrilling place for celebrating the miracle that has ever been imagined by humans. Outside, the doors and windows, along with the spires and flying buttresses, were adorned with terrifying images of demons and impressive figures of saints, reminding the public of the dangers outside and urging them to seek safety inside.
90 But if the Greeks and the Franks had little affinity for each other, the case was different with the Saracens, who were then in the full vigour of their intellectual prime, and in the meridian of their material splendour.
90 But while the Greeks and the Franks didn’t have much in common, the situation was different with the Saracens, who were at the height of their intellectual excellence and enjoying their greatest material prosperity.
In the eleventh century, when Paris was still a cluster of huts cowering for shelter on the islands of the Seine, and the palace of the Duke of Normandy and King of England was the paltry White Tower of London, Cairo was being adorned with those masterpieces which are still the admiration of the world.
In the eleventh century, when Paris was just a bunch of huts seeking refuge on the islands of the Seine, and the palace of the Duke of Normandy and King of England was the modest White Tower of London, Cairo was being decorated with masterpieces that continue to amaze the world today.
Prisse d’Avennes considered that, among the city gates the Bab-el-Nasr stands first in “taste and style,” and the famous Bab-el-Zouilyeh is of the same period. He also thought the mosque of Teyloun a “model of elegance and grandeur,” and observed, when criticising the mosque of the Sultan Hassan, built in 1356, that though imposing and beautiful, it lacks the unity which is only found in the earlier Arabic monuments, such as Teyloun.[104] Indeed, the signs are but too apparent that, from the twelfth century, the instinct for form began to fail in Egypt, the surest precursor of artistic decay.
Prisse d’Avennes believed that, among the city gates, the Bab-el-Nasr is the best in "taste and style," and the well-known Bab-el-Zouilyeh is from the same period. He also considered the mosque of Teyloun a "model of elegance and grandeur," and pointed out, when critiquing the Sultan Hassan mosque, built in 1356, that although it is impressive and beautiful, it lacks the unity found in earlier Arabic monuments, like Teyloun.[104] Indeed, it's clear that starting from the twelfth century, the instinct for form began to decline in Egypt, which is a sure sign of artistic decay.
The magnificence of the decoration and furnishing of the Arabic palaces and houses has seldom been surpassed, and a few extracts from an inventory of a sale of the collections of the Caliph Mostanser-Billah, held in 1050, may give some idea of its gorgeousness.
The beauty of the decor and furnishings of Arabic palaces and houses has rarely been matched, and a few excerpts from an inventory of the sale of the collections of Caliph Mostanser-Billah, held in 1050, can provide some insight into its splendor.
Precious Stones.—A chest containing 7 Mudds of emeralds; each of these worth at least 300,000 dynars, which makes in all at the lowest estimation, 36,000,000 francs.
Precious Stones.—A chest containing 7 Mudds of emeralds; each of these worth at least 300,000 dynars, which totals at a minimum of 36,000,000 francs.
A necklace of precious stones worth about 80,000 dynars.
A necklace made of precious stones valued at around 80,000 dinars.
Seven Waïbah of magnificent pearls sent by the Emir of Mecca.
Seven Waïbah of stunning pearls sent by the Emir of Mecca.
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Glass.—Several chests, containing a large number of vases ... of the purest crystal, chased and plain.
Glass.—Several chests filled with a huge collection of vases ... made of the finest crystal, both ornate and simple.
Other chests filled with precious vases of different materials.
Other chests were filled with valuable vases made from various materials.
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Table Utensils.—A large number of gold dishes, enamelled or plain, in which were incrusted all sorts of colours, forming most varied designs.
Table Utensils.—A wide variety of gold dishes, either enameled or plain, featuring all sorts of colors that create a range of different designs.
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One hundred cups and other shapes, of bezoar-stone, on most of which was engraved the name of the Caliph Haroun-el-Raschid.
One hundred cups and other shapes made of bezoar stone, most of which had the name of Caliph Haroun-el-Raschid engraved on them.
Another cup which was 3 1⁄2 hands wide and one deep.
Another cup that was 3 1⁄2 hands wide and one deep.
Different Articles.—Chests containing inkstands of different shapes, round or square, small or large, of gold or silver, sandal wood, aloe, ebony, ivory, and all kinds of woods, enriched with stones, gold and silver, or remarkable for beauty and elegance of workmanship.
Different Articles.—Chests that hold inkstands in various shapes, whether round or square, small or large, made from gold or silver, sandalwood, aloe, ebony, ivory, and other types of wood, adorned with gems, gold and silver, or notable for their beauty and craftsmanship.
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Twenty-eight enamel dishes inlaid with gold, which the Caliph Aziz had received as a present from the Greek emperor and each of which was valued at 3000 dynars.
Twenty-eight enamel dishes decorated with gold, which Caliph Aziz received as a gift from the Greek emperor, each valued at 3,000 dynars.
Chests filled with an enormous quantity of steel, china, and glass mirrors, ornamented with gold and silver filagree; some were bordered with stones, and had cornelian handles, and others precious stones. One of them had quite a long and thick handle of emeralds. These mirrors were enclosed in cases made of velvet or silk or most beautiful wood; their locks were of gold or silver.
Chests packed with a huge amount of steel, china, and glass mirrors, decorated with gold and silver filigree; some were surrounded by stones and had carnelian handles, while others had precious stones. One of them had a long and thick handle made of emeralds. These mirrors were housed in cases made of velvet, silk, or the most beautiful wood; their locks were made of gold or silver.
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Four hundred large cases, ornamented with gold and filled with all sorts of jewels.
Four hundred big cases, decorated with gold and filled with all kinds of jewels.
Various silver household goods, and six thousand gold vases, in which were put narcissus or violets.
Various silver household items and six thousand gold vases filled with narcissus or violets.
92 Thirty-six thousand pieces of crystal, among them a box ornamented with figures in relief, weighing 17 roks.
92 Thirty-six thousand pieces of crystal, including a box decorated with raised figures, weighing 17 roks.
A large number of knives which, at the lowest price, were sold for 36,000 dynars.
A large number of knives that were sold for as low as 36,000 dynars.
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A turban enriched with precious stones, one of the most curious and valuable articles in the palace: it was said to be worth 130,000 dynars. The stones which covered it, and whose weight was 17 roks, were divided between two chiefs, who both claimed it. One had in his share a ruby weighing 23 mitqâls, and in the share which fell to the other were 100 pearls each of which weighed 3 mitqâls. When the two generals were obliged to fly from Fostat, all these valuables were given up to pillage.
A turban adorned with precious stones, one of the most intriguing and valuable items in the palace: it was said to be worth 130,000 dynars. The stones covering it, weighing 17 roks, were split between two chiefs, both of whom claimed it. One received a ruby weighing 23 mitqâls, while the other got 100 pearls, each weighing 3 mitqâls. When the two generals had to flee from Fostat, all these valuables were left up for grabs.
A golden peacock enriched with the most valuable precious stones: the eyes were rubies, the feathers gilded enamel representing all the colours of peacock feathers.
A golden peacock adorned with the most valuable gemstones: its eyes were rubies, and its feathers were coated in gold, showcasing all the colors of peacock feathers.
A cock of the same metal, with a comb of the largest rubies covered with pearls and other stones; the eyes also were made of rubies.
A rooster made of the same metal, with a comb made of huge rubies adorned with pearls and other gemstones; its eyes were also made of rubies.
A gazelle whose body was covered all over with pearls and the most precious stones; the stomach was white and composed of a series of pearls of the purest water.
A gazelle whose body was completely covered in pearls and the most precious gems; its stomach was white and made up of a series of the clearest pearls.
A sardonyx table, with conical feet of the same substance; it was large enough for several people to eat there at the same time.
A sardonyx table, with conical feet made of the same material; it was big enough for several people to eat there at the same time.
A garden, the soil made of chased and gilt silver and yellow earth. There were silver trees, with fruits made of precious materials.
A garden, the soil made of polished and gilded silver and yellow dirt. There were silver trees, with fruits made of valuable materials.
A golden palm-tree enriched with superb pearls. It was in a golden chest and its fruit was made of precious stones representing dates in every stage of ripeness. This tree was of inestimable value.[105]
A golden palm tree filled with amazing pearls. It was in a golden chest, and its fruit was made of precious stones representing dates at every stage of ripeness. This tree was priceless.[105]
93 About the time the monk Gerbert was accused of sorcery because he understood the elements of geometry, the Caliph Aziz-Billah founded the university of Cairo, the greatest Mohammedan institution of learning. This was two hundred years before the organization of the university of Paris, and the lectures at the mosque of El-Azhar are said to have been attended by twelve thousand students. Munk was of opinion that Arabic philosophy reached its apogee with Averrhoës, who was born about 1120.[106] Certainly he was the last of a famous line which began at Bagdad three centuries earlier; and Hauréau, in describing the great period of Saint Thomas at Paris, dwelt upon the debt Western learning owed to the Saracens.
93 Around the time monk Gerbert was accused of witchcraft for his knowledge of geometry, Caliph Aziz-Billah established the University of Cairo, the largest Muslim educational institution. This was two hundred years before the University of Paris was organized, and it's said that the lectures at the El-Azhar mosque drew in twelve thousand students. Munk believed that Arabic philosophy peaked with Averrhoës, who was born around 1120. [106] He was certainly the last of a notable lineage that began in Baghdad three centuries prior, and Hauréau, while describing the significant period of Saint Thomas in Paris, emphasized how much Western learning owed to the Saracens.
The splendour of Haroun-al-Raschid is still proverbial. The tales of his gold and silver, his silks and gems, almost surpass belief, and even in his reign the mechanical arts were so advanced that he sent a clock to Charlemagne.
The splendor of Haroun-al-Raschid is still legendary. The stories of his gold and silver, his silks and gems, are almost unbelievable, and even during his reign, the mechanical arts were so advanced that he sent a clock to Charlemagne.
Humboldt considered the Arabs as the founders of modern experimental science, and they were relatively skilful chemists, for they understood the composition of sulphuric and nitric acid, and of aqua regia, beside the preparation of mercury and of various oxides of metals. As physicians they were far in advance of Europe. While the Church healed by miracles, and put experimental methods under her ban, the famous Rhazes conducted the hospitals of Bagdad, and in the tenth century wrote a work in ten books, which was printed at Venice as late as 15 10. Practitioners of all nations have used his treatise on small-pox and measles; he introduced mild purgatives, invented the seton, and was a remarkable anatomist. He died in 932.
Humboldt viewed the Arabs as the founders of modern experimental science, and they were relatively skilled chemists, as they understood the composition of sulfuric and nitric acid, as well as aqua regia, in addition to preparing mercury and various metal oxides. As physicians, they were far ahead of Europe. While the Church relied on miracles to heal and rejected experimental methods, the renowned Rhazes managed the hospitals of Baghdad and in the tenth century wrote a ten-book work that wasn't printed in Venice until 1510. Medical practitioners from all over the world have used his treatise on smallpox and measles; he introduced mild laxatives, invented the seton, and was an exceptional anatomist. He died in 932.
94 William of Tyre stated that the Frankish nobles of Syria preferred the native or Jewish doctors; and though Saladin sent his physician to Richard, Richard never thought of sending an Englishman to Saladin when afterwards attacked by illness.
94 William of Tyre noted that the Frankish nobles in Syria favored local or Jewish doctors; and although Saladin sent his doctor to Richard, Richard never considered sending an English doctor to Saladin when he later fell ill.
Even as late as the middle of the thirteenth century little advance seems to have been made in Europe, for one of the most curious phenomena of the crusades was the improvement in the health of the army of Saint Louis after it surrendered. During the campaign various epidemics had been very fatal; but when the soldiers were subjected to the sanitary regulations of the Egyptian medical staff, disease disappeared.
Even as late as the middle of the 13th century, there doesn’t seem to have been much progress in Europe, as one of the most unusual outcomes of the crusades was the improvement in the health of the army of Saint Louis after it surrendered. During the campaign, various epidemics had been very deadly; but when the soldiers followed the health guidelines set by the Egyptian medical staff, disease vanished.
The Arabs had a strong taste for mathematics, and were familiar with most of the discoveries which have been attributed to astronomers of the fifteenth and sixteenth centuries.
The Arabs had a keen interest in mathematics and were knowledgeable about most of the discoveries that have been credited to astronomers of the fifteenth and sixteenth centuries.
As early as 1000 spherical trigonometry was in use, and Aboul-Hassan wrote an excellent treatise on conic sections. In 833 the Caliph El-Mamoun, having founded observatories at Bagdad and Damascus, caused a degree to be measured on the plain of Palmyra. By the thirteenth century the Arabic instruments were comparatively perfect. They had the astrolabe, the gnomon, the sextant, and the mariner’s compass, and Aboul-Wafa determined the third lunar variation six hundred years before Tycho Brahe.
As early as 1000, spherical trigonometry was in use, and Aboul-Hassan wrote an excellent paper on conic sections. In 833, Caliph El-Mamoun, after establishing observatories in Baghdad and Damascus, had a degree measured on the plain of Palmyra. By the thirteenth century, Arabic instruments were relatively advanced. They included the astrolabe, the gnomon, the sextant, and the mariner’s compass, and Aboul-Wafa identified the third lunar variation six hundred years before Tycho Brahe.
95 To enumerate all the improvements in agriculture and manufactures which came from the mediæval pilgrimage would take a separate treatise. A French savant thought of writing a book upon the flora of the crusades alone. The mulberry and the silkworm were brought from Greece, the maize from Turkey, the plum from Damascus, the eschalot from Ascalon, and the windmills with which, down to the present century, corn was ground, were one of the importations from the Levant.
95 Listing all the advancements in agriculture and manufacturing that came from medieval pilgrimages would require its own book. A French scholar even considered writing a book just about the plants from the Crusades. The mulberry and the silkworm were brought from Greece, maize from Turkey, plums from Damascus, shallots from Ascalon, and the windmills used for grinding grain, which continued to be used until this century, were one of the imports from the Levant.
It might almost be said that all the West knew of the arts was learned on the road to the sepulchre. The Tyrians taught the Sicilians to refine sugar, and the Venetians to make glass; Damascus steel was a proverb, Damascus potters were the masters of the potters of France; the silk, brocades, and carpets of Syria and Persia were in the twelfth century what they have been down to the present day, at once the admiration and despair of Western weavers, while there can be little doubt that gunpowder was the invention of the chemists of the East.
It could almost be said that everything the West knew about the arts came from the journey to the tomb. The Tyrians taught the Sicilians how to refine sugar, and the Venetians how to create glass; Damascus steel became a legend, and the potters of Damascus were the leaders for the potters of France. The silk, brocades, and carpets from Syria and Persia in the twelfth century were what they still are today: both the admiration and frustration of Western weavers, while it's clear that gunpowder was invented by Eastern chemists.
All the evidence tends to prove that the ogive came from the Levant, and without the ogive Gothic architecture could never have developed.[107] Prior to the council of Clermont the pointed arch was practically unknown west of the Adriatic; but the Arabs had long used it, and it may still be seen in the ninth century mosque of Teyloun.
All the evidence suggests that the ogive originated in the Levant, and without the ogive, Gothic architecture could never have evolved.[107] Before the council of Clermont, the pointed arch was almost unheard of west of the Adriatic; however, the Arabs had been using it for a long time, and it can still be observed in the ninth-century mosque of Teyloun.
96 In Palestine the Franks were surrounded by Saracenic buildings, and employed Saracenic masons, and the attention of Western architects seems no sooner to have been drawn to the possibilities of the ogive, than they saw in it the solution of those problems which had before defied them. An arch formed by two intersecting segments of a circle could be raised to any height from any base, and was perfectly adapted to vaulting the parallelograms formed by the columns of the nave. Therefore, contemporaneously with the building of the church of the Holy Sepulchre, the period of transition between the Romanesque and the Gothic opened in France. The two most important transition buildings were the abbey of Saint Denis and the cathedral of Noyon, and, while the Holy Sepulchre was dedicated in 1149, the abbey was completed in 1144, and the cathedral was begun almost immediately after.[108]
96 In Palestine, the Franks were surrounded by Saracen architecture and hired Saracen builders. As soon as Western architects noticed the potential of the pointed arch, they realized it could solve problems that had previously stumped them. An arch created by two intersecting arcs could be built to any height from any base, and it was perfectly suited for vaulting the rectangular spaces formed by the columns of the nave. Consequently, during the construction of the Church of the Holy Sepulchre, the transition period between Romanesque and Gothic architecture began in France. The two most significant transitional buildings were the Abbey of Saint Denis and the Cathedral of Noyon. While the Holy Sepulchre was dedicated in 1149, the Abbey was completed in 1144, and construction of the Cathedral began shortly after. [108]
Thenceforward the movement was rapid, and before the year 1200, Christian sacred architecture was culminating in those marvels of beauty, the cathedrals of Paris, of Bourges, of Chartres, and of Le Alans. Yet, though sacred architecture tells the story of the rise of the imagination as nothing else can, if it be true that centralization hinges on the preponderance of the attack in war, the surest way of measuring the advance toward civilization of rude peoples must be by military engineering.
Thenceforward, the movement quickened, and before the year 1200, Christian sacred architecture reached its peak in the stunning cathedrals of Paris, Bourges, Chartres, and Le Alans. Yet, while sacred architecture illustrates the growth of imagination like nothing else, if it’s true that centralization depends on the dominance of warfare, the best way to gauge the progress towards civilization of primitive societies must be through military engineering.
In the eleventh century, north of the Alps, this science was rudimentary, and nothing can be more impressive than to compare the mighty ramparts of Constantinople with the small square tower which William the Conqueror found ample for his needs in London.
In the eleventh century, north of the Alps, this field of knowledge was basic, and nothing is more striking than comparing the massive walls of Constantinople with the small square tower that William the Conqueror found sufficient for his needs in London.
97 When the crusaders were first confronted with the Greek and Arabic works, they were helpless; nor were their difficulties altogether those of ignorance. Such fortifications were excessively costly, and a feudal State was poor because the central power had not the force to constrain individuals to pay taxes. The kingdom of Jerusalem was in chronic insolvency.
97 When the crusaders first encountered Greek and Arabic texts, they were at a loss; their challenges weren't just due to a lack of knowledge. Building defenses was extremely expensive, and a feudal state struggled financially because the central authority couldn't enforce tax payments. The kingdom of Jerusalem was perpetually broke.
The life of the Latin colony in Syria, therefore, hung on the development of some financial system which should make the fortification of Palestine possible, and such a system grew up through the operation of the imagination, though in an unusual manner.
The life of the Latin colony in Syria, therefore, depended on creating a financial system that would allow for the fortification of Palestine. This system developed through the workings of the imagination, albeit in an unusual way.
Fetish worship drew a very large annual contribution from the population in the shape of presents to propitiate the saints, and one of the effects of the enthusiasm for the crusades was to build up conventual societies in the Holy Land, which acted as standing armies. The most famous of the military orders were the Knights of the Temple and the Knights of Saint John. William of Tyre has left an interesting description of the way in which the Temple came to be organized:—
Fetish worship received a significant annual contribution from the community in the form of gifts to honor the saints, and one of the impacts of the enthusiasm for the crusades was the establishment of religious communities in the Holy Land, which functioned like standing armies. The most well-known military orders were the Knights of the Temple and the Knights of Saint John. William of Tyre has provided an intriguing account of how the Temple was organized:—
“As though the Lord God sends his grace there where he pleases, worthy knights, who were of the land beyond the sea, proposed to stay for ever in the service of Our Lord, and to live in common, like regular canons. In the hand of the patriarch they vowed chastity and obedience, and renounced all property.... The king and the other barons, the patriarch and other prelates of the Church, gave them funds to live on and to clothe themselves.... The first thing which was enjoined on them in pardon for their sins was to guard the roads by which the pilgrims passed, from robbers and thieves, who did great harm. This penance the patriarch and the other bishops enjoined. Nine years they remained thus in secular habit, wearing such garments as were given them by the knights and other good people, for the love of God. In the ninth a council was assembled in France in the city of Troyes. There were assembled the archbishops of Rheims and Sens and all their bishops. The bishop of Albano especially was there as papal legate, the abbots of Citeau and Clairvaux, and many other of the religious.
“As if the Lord God sends his grace wherever He wishes, worthy knights from the land beyond the sea decided to dedicate themselves forever to Our Lord and to live communally, like regular canons. In front of the patriarch, they vowed to practice chastity and obedience, and they gave up all their possessions.... The king and other barons, along with the patriarch and various church leaders, provided them with funds to support themselves and to buy clothes.... The first thing required of them, as a penance for their sins, was to protect the roads that pilgrims traveled from robbers and thieves, who caused great harm. This penance was imposed by the patriarch and the other bishops. They spent nine years in secular clothing, wearing garments donated by the knights and other good people for the love of God. In the ninth year, a council was convened in France in the city of Troyes. The archbishops of Rheims and Sens and all their bishops were gathered there. The bishop of Albano was particularly present as the papal legate, along with the abbots of Citeau and Clairvaux, and many other religious leaders.”
“There were established the order and the rules by which they were to live as monks. Their habit was ordered to be white, by the authority of Pope Honorius and the patriarch of Jerusalem. This order had already existed nine years, as I have told you, and there were as yet only nine brothers, who lived from day to day on charity. From that time their numbers began to increase, and revenues and tenures were given them. In the time of Pope Etigenius it was ordered that they should have sewn upon their copes and on their robes a cross of red cloth, so that they should be known among all men.... From thence have their possessions so increased as you can see, that the order of the Temple is in the ascendant.... Hardly can you find on either side of the sea a Christian land where this order has not to-day houses and brethren, and great revenues.”[109]
“There were rules and an order set for how they were to live as monks. Their clothing was designated to be white, under the authority of Pope Honorius and the patriarch of Jerusalem. This order had already been established for nine years, as I mentioned, and there were only nine brothers at that time, who relied on charity to survive day by day. After that, their numbers began to grow, and they were given resources and land. During the time of Pope Etigenius, it was decided that they should have a red cloth cross sewn onto their cloaks and robes, so that everyone would recognize them.... Since then, their possessions have increased to the point that the order of the Temple is thriving.... It's hard to find a Christian land on either side of the sea where this order doesn't have houses and members, as well as significant resources.”[109]
The council of Troyes was held in 1128, and in the next fifty years, in proportion as the feudal organization of the Latin kingdom decayed, the military orders increased in wealth and power. The Hospital held nineteen thousand manors in Europe, the Temple nine thousand, and each manor could maintain a knight in the field.
The council of Troyes took place in 1128, and over the next fifty years, as the feudal structure of the Latin kingdom declined, the military orders grew in wealth and influence. The Hospital managed nineteen thousand manors in Europe, the Temple had nine thousand, and each manor could support a knight on the battlefield.
99 At Paris the house of the Temple filled a whole quarter; its donjon was one of the most superb buildings of the Middle Ages; at a later period, when the corporation took to banking, it served as a place of deposit for both public and private treasure, and in times of danger the king himself was glad to take shelter within its walls.
99 In Paris, the Temple occupied an entire neighborhood; its keep was one of the most impressive buildings of the Middle Ages. Later, when the organization got into banking, it became a storage place for both public and private valuables, and during times of crisis, the king was grateful to find refuge within its walls.
The creation of this monastic standing army was evidently due to the inferiority of the attack to the defence, which made the civil power incapable of coercing the individual who refused to pay taxes. The petty barons who built the castles throughout Palestine were too poor to erect fortifications capable of resisting the superior engines used in the East. Therefore the whole burden of the war was thrown upon the Church, and in all modern history nothing is more wonderful than the way in which this work was done.
The formation of this monastic standing army clearly stemmed from the weakness of offense compared to defense, which left civil authorities unable to force individuals to pay taxes. The minor barons who constructed castles across Palestine were too financially constrained to build defenses strong enough to withstand the advanced weaponry used in the East. As a result, the entire responsibility of the war fell on the Church, and nothing in modern history is more remarkable than how this was achieved.
Within fifty years after the conquest the feudal machinery was in ruin, and the strategic points, one after another, passed into the hands of the strongest force of the age, the force which was incarnate imagination.
Within fifty years after the conquest, the feudal system collapsed, and the key strongholds fell, one by one, into the hands of the most powerful force of the era, a force driven by imagination.
The fortresses built by the monks were the ramparts of Christendom, and among the remains which have survived the past, perhaps none are more impressive than the huge castles of the crusaders in the gorges of the Syrian mountains; nor do any show so clearly whence came the rationalistic stimulus which revolutionized Europe, shattered the Church, and brought in the economic society which has ruled Europe since the Templars passed away.
The fortresses built by the monks were the strongholds of Christianity, and among the remnants that have lasted through time, perhaps none are more striking than the massive castles of the crusaders in the valleys of the Syrian mountains; nor do any reveal so clearly where the rational ideas that transformed Europe originated, disrupted the Church, and ushered in the economic society that has dominated Europe since the Templars vanished.
100 Twenty-five miles due west of Homs, at the point where the Lebanon melts into the Ansarieh range, the mountains open, and two passes lead by easy descents to the sea. Through the southern runs the road to Tripoli, through the northern that to Tortosa. Between them, on a crag a thousand feet above the valleys, still stands the castle of the Krak des Chevaliers, ceded by Count Raymond of Tripoli to the Hospital in 1145. Towering above the plain it can be seen for miles, and no description can give an idea of its gigantic size and power. Coucy and Pierrefonds are among the largest fortresses of Europe, and yet Coucy and Pierrefonds combined are no larger than the Krak.
100 Twenty-five miles directly west of Homs, where Lebanon meets the Ansarieh range, the mountains open up, and two easy passes lead down to the sea. The southern pass has the road to Tripoli, while the northern one goes to Tortosa. Between them, on a cliff a thousand feet above the valleys, stands the castle of the Krak des Chevaliers, given by Count Raymond of Tripoli to the Hospital in 1145. Towering over the plain, it can be seen from miles away, and no description can truly capture its massive size and strength. Coucy and Pierrefonds are among the largest fortresses in Europe, yet combined, Coucy and Pierrefonds are no larger than the Krak.
Compared with it, the works then built in the West were toys, and the engineering talent shown in its conception was equalled by the magnificence of its masonry. The Byzantine system was adopted. A double wall, the inner commanding the outer, with a moat between; and three enormous towers rising from the moat, formed the donjon. There were stone machicoulis and all the refinements of defence which appeared in France under Saint Louis and his son, and a study of this stupendous monument shows plainly whence Europeans drew their military instruction for a century to come.
Compared to it, the buildings constructed in the West at that time were like toys, and the engineering skills demonstrated in its design were matched by the grandeur of its stonework. The Byzantine system was put into practice. A double wall, with the inner wall towering over the outer, and a moat in between; plus three massive towers rising from the moat created the donjon. There were stone machicoulis and all the defensive innovations that emerged in France under Saint Louis and his son, and a closer look at this incredible structure clearly shows where Europeans got their military knowledge for the next century.
The Krak was the outwork dominating the plain where the Christians never made their footing good, and stood at the apex of a triangle of fortresses as remarkable as itself. From its ramparts the great white tower of Chastel-Blanc can be seen, midway between the outpost commanding the mountain passes and the base upon the sea held by the Temple; and from that tower the troop of Templars rode to relieve the knights of Saint John, on the day when the crusaders routed the conqueror Nour-ed-Din, and cut his army to pieces as it fled toward the Lake of Homs, which lies in the distance.
The Krak was the fortress dominating the plain where the Christians never really established a stronghold, and it sat at the top of a triangle of fortresses just as remarkable as itself. From its walls, you can see the great white tower of Chastel-Blanc, located halfway between the outpost overseeing the mountain passes and the base by the sea held by the Templars. From that tower, the Templar knights rode to support the knights of St. John on the day when the crusaders defeated the conqueror Nour-ed-Din and shattered his army as it fled toward the Lake of Homs, which is visible in the distance.
101 But the white tower is unlike the donjons of other lands, and bears the imprint of the force which built it, for it is not a layman’s hold, but a church, whose windows are cut in walls thirteen feet thick, whence the dim light falls across the altar where the magicians wrought their miracles.
101 But the white tower is different from the castles of other places, showing the power that constructed it. It's not just a fortress for the common folk; it's a church, with windows carved into walls that are thirteen feet thick, allowing the faint light to shine onto the altar where the sorcerers performed their wonders.
Within easy supporting distance lay Tortosa, a walled town, the outwork of a donjon at least as strong as the Krak, and built with a perfection of workmanship, and a beauty of masonry, which proves at once the knowledge and the resources of the order. No monarch of the West could, probably, at that time have undertaken so costly an enterprise, and yet Tortosa was but one of four vast structures which lie within a few miles of each other. The place was ceded to the Temple in 1183, just at the beginning of the reign of Philip Augustus, before men dreamed of the more important French fortifications.
Within easy supporting distance was Tortosa, a walled town, the outer defense of a stronghold at least as solid as the Krak, built with incredible craftsmanship and beautiful masonry, showcasing the knowledge and resources of the organization. No monarch in the West could have likely taken on such an expensive project at that time, and yet Tortosa was just one of four massive structures located within a few miles of each other. The place was given to the Temple in 1183, right at the start of Philip Augustus's reign, before anyone imagined the more significant French fortifications.
At Margat, a day’s journey to the north, the Hospital had their base upon the sea: a stronghold whose cost must have been fabulous, for it is perched upon a crag high above the Mediterranean, and so inaccessible that it is not easy to understand how the materials for building were collected. Viollet-le-Duc, who was lost in admiration at Coucy, declared that it was colossal enough to befit a race of giants, and yet Coucy could have stood in the courtyard of Margat.
At Margat, a day’s trip to the north, the Hospital established their base by the sea: a fortress so expensive it’s hard to believe, set on a cliff high above the Mediterranean, and so hard to reach that it’s difficult to comprehend how they gathered the materials to build it. Viollet-le-Duc, who was completely in awe of Coucy, said it was huge enough for a race of giants, yet Coucy could have easily fit in the courtyard of Margat.
The Arabs, who were excellent engineers, deemed it a masterpiece, and the Sultan Kalaoun could not endure the thought of injuring it. After he had mined the great tower and was sure of victory, he proved to the garrison his power to destroy it, in102 order to induce them to accept most liberal terms of surrender, and let him have the prize. Perhaps the best description ever given of the work is in a letter written by the Sultan of Hamah to his vizier to announce its fall:
The Arabs, who were skilled engineers, considered it a masterpiece, and Sultan Kalaoun couldn't bear the thought of damaging it. After he had undermined the great tower and was confident of victory, he demonstrated to the garrison his ability to destroy it, in102 order to persuade them to accept very generous surrender terms and hand over the prize. Possibly the best description ever provided of the structure is in a letter written by the Sultan of Hamah to his vizier to report its downfall:
“The devil himself had taken pleasure in consolidating its foundations. How many times have the Mussulmans tried to reach its towers and fallen down the precipices! Markab is unique, perched on the summit of a rock. It is accessible to relief, and inaccessible to attack. The eagle and the vulture alone can fly to its ramparts.”[110]
“The devil himself took delight in strengthening its foundations. How many times have the Muslims tried to reach its towers only to fall down the cliffs! Markab is one of a kind, sitting atop a rock. It can be reached for help, but it’s impossible to attack. Only the eagle and the vulture can soar to its walls.”[110]
CHAPTER IV
THE SECOND CRUSADE
As the East was richer than the West, the Saracens were capable of a higher centralization than the Franks, and although they were divided amongst themselves at the close of the eleventh century, no long time elapsed after the fall of Jerusalem before the consolidation began which annihilated the Latin kingdom.
As the East was wealthier than the West, the Saracens could achieve a greater level of centralization than the Franks. Even though they were divided among themselves at the end of the eleventh century, it wasn't long after the fall of Jerusalem that the consolidation started, which ultimately destroyed the Latin kingdom.
The Sultan of Persia made Zenghi governor of Mosul in 1127. Zenghi, who was the first Atabek, was a commander and organizer of ability, and with a soldier’s instinct struck where his enemy was vulnerable. He first occupied Aleppo, Hamah, and Homs. He then achieved the triumph of his life by the capture of Edessa. The next year he was murdered, and was succeeded by his still more celebrated son, Nour-ed-Din, who made Aleppo his capital, and devoted his life to completing the work his father had begun.
The Sultan of Persia appointed Zenghi as the governor of Mosul in 1127. Zenghi, the first Atabek, was a skilled commander and organizer who instinctively attacked his enemies at their weakest points. He first took control of Aleppo, Hamah, and Homs. He then achieved the greatest success of his life by capturing Edessa. The following year, he was assassinated and succeeded by his even more famous son, Nour-ed-Din, who made Aleppo his capital and committed himself to finishing the work his father started.
104 After a series of brilliant campaigns, by a mixture of vigour and address, Nour-ed-Din made himself master of Damascus, and, operating thence as a base, he conquered Egypt, and occupied Cairo in 1169. During the Egyptian war, a young emir, named Saladin, rose rapidly into prominence. He was the nephew of the general in command, at whose death the caliph made him vizier, because he thought him pliable. In this the caliph was mistaken, for Saladin was a man of iron will and consummate ability. William of Tyre even accused him of having murdered the last Fatimite caliph with his own hands in order to cause the succession to pass to Nour-ed-Din, and to seize on the substance of power himself, as Nour-ed-Din’s representative.
104 After a series of successful campaigns, using a combination of energy and skill, Nour-ed-Din took control of Damascus. From that base, he went on to conquer Egypt and captured Cairo in 1169. During the war in Egypt, a young emir named Saladin quickly gained recognition. He was the nephew of the general in charge, and after the general's death, the caliph appointed him vizier, believing he would be easy to manage. The caliph was wrong, though, as Saladin was a man of strong will and exceptional talent. William of Tyre even accused him of personally murdering the last Fatimite caliph to ensure that the succession would go to Nour-ed-Din, allowing Saladin to seize power as Nour-ed-Din’s representative.
Certainly he administered Egypt in his own interest, and not in his master’s; so much so that Nour-ed-Din, having failed to obtain obedience to his commands, had prepared to march against him in person, when, on the eve of his departure, he died. Saladin then moved on Damascus, and having defeated the army of El Melek, the heir to the crown, at Hamah, he had himself declared Sultan of Egypt and Syria.
Certainly, he governed Egypt for his own benefit, not for his master’s. So much so that Nour-ed-Din, unable to enforce his commands, was ready to march against him personally when he died the night before he was set to leave. Saladin then turned his attention to Damascus, and after defeating the army of El Melek, the crown heir, at Hamah, he was proclaimed Sultan of Egypt and Syria.
With a power so centralized the Franks would probably, under the best circumstances, have been unable to cope. The weakness of the Christians was radical, and arose from the exuberance of their imagination, which caused them to proceed by miracles, or more correctly, by magical formulas. An exalted imagination was the basis of the characters of both Louis VII. and Saint Bernard, and the faith resulting therefrom led to the defeat of the second crusade.
With power so centralized, the Franks would likely have struggled to cope even in the best situations. The Christians' weakness was fundamental, stemming from their overly imaginative thinking, which made them rely on miracles, or more accurately, magical formulas. An elevated imagination was at the core of both Louis VII and Saint Bernard's characters, and the faith that grew from it contributed to the failure of the second crusade.
105 The Christian collapse began with the fall of Edessa, for the County of Edessa was the extreme northeastern state of the Latin community, and the key to the cities of the plain. When the first crusaders reached Armenia, Baldwin, brother of Godfrey de Bouillon, conceived the idea of carving a kingdom for himself out of the Christian country to the south of the Taurus range. Taking with him such pilgrims as he could persuade to go, he started from Mamistra, just north of the modern Alexandretta, and marched east along the caravan road. Edessa lay sixteen hours’ ride beyond the Euphrates, and he reached it in safety.
105 The decline of Christianity started with the fall of Edessa, since the County of Edessa was the farthest northeastern region of the Latin community and the gateway to the cities of the plains. When the first crusaders arrived in Armenia, Baldwin, the brother of Godfrey de Bouillon, came up with the idea of creating a kingdom for himself from the Christian territory south of the Taurus Mountains. He took along any pilgrims he could convince to join him and set off from Mamistra, located just north of what is now Alexandretta, marching east along the caravan route. Edessa was a sixteen-hour ride past the Euphrates, and he managed to reach it safely.
At this time, though Edessa still nominally formed part of the Greek Empire, it was in reality independent, and was governed by an old man named Theodore, who had originally been sent from Constantinople, but who had gradually taken the position of a sovereign. The surrounding country had been overrun by Moslems, and Theodore only maintained himself by paying tribute. The people, therefore, were ready to welcome any Frankish baron capable of defending them; and Baldwin, though a needy adventurer, was an excellent officer, and well adapted to the emergency.
At this time, even though Edessa was still officially part of the Greek Empire, it was actually independent and ruled by an old man named Theodore. He had originally been sent from Constantinople but had gradually become a sovereign. The surrounding area had been taken over by Muslims, and Theodore was only able to hold on to power by paying tribute. As a result, the people were eager to welcome any Frankish baron who could protect them; Baldwin, though a broke adventurer, was a great leader and well-suited for the situation.
106 As he drew near, the townsmen went out to meet him, and escorted him to the city in triumph, where he soon supplanted the old Theodore, whom he probably murdered. He then became Count of Edessa, but he remained in the country only two years, for in 1100 he was elected to succeed his brother Godfrey. He was followed as Lord of Edessa by his cousin Godfrey de Bourg, who, in his turn, was crowned King of Jerusalem in 1119, and the next count was de Bourg’s cousin, Joscelin de Courtney, who had previously held as a fief the territory to the west of the Euphrates. This Joscelin was one of the most renowned warriors who ever came from France, and while he lived the frontier was well defended. So high was his prowess that he earned the title of “the great,” in an age when every man was a soldier, and in a country where arms were the only path to fortune save the Church.
106 As he approached, the townspeople came out to welcome him and paraded him into the city in celebration, where he quickly took the place of the old Theodore, whom he likely killed. He then became Count of Edessa but only stayed there for two years, as in 1100 he was chosen to replace his brother Godfrey. His cousin Godfrey de Bourg then succeeded him as Lord of Edessa, and in 1119, he was crowned King of Jerusalem. The next count was de Bourg’s cousin, Joscelin de Courtney, who had previously held the land west of the Euphrates as a fief. This Joscelin was one of the most famous warriors to come from France, and during his life, the border was well defended. His skill in battle was so impressive that he earned the title of “the great,” in a time when every man was a soldier and in a land where military success was the only way to achieve wealth aside from the Church.
The story of his death is one of the most dramatic of that dramatic time. As he stood beneath the wall of a Saracenic tower he had mined, it suddenly fell and buried him in the ruins. He was taken out a mangled mass to die, but, as he lay languishing, news came that the Sultan of Iconium had laid siege to one of his castles near Tripoli. Feeling that he could not sit his horse, he called his son and directed him to collect his vassals and ride to the relief of the fortress. The youth hesitated, fearing that the enemy were too numerous. Then the old man, grieving to think of the fate of his people when he should be gone, had himself slung in a litter between two horses, and marched against the foe.
The story of his death is one of the most dramatic of that intense period. While he stood under a Saracenic tower that he had mined, it suddenly collapsed and buried him in the debris. He was pulled out as a mangled mess and was dying, but as he lay there, news arrived that the Sultan of Iconium had besieged one of his castles near Tripoli. Feeling unable to ride his horse, he called his son and instructed him to gather his vassals and head to the fortress's rescue. The young man hesitated, worried that the enemy was too overwhelming. Then the old man, saddened by the thought of his people's fate when he was gone, had himself carried in a litter between two horses and marched against the enemy.
He had not gone far before he was met by a messenger, who told him that when the Saracens heard the Lord of Courtney was upon the march, they had raised the siege and fled. Then the wounded baron ordered his litter to be set down upon the ground, and, stretching out his hands to heaven, he thanked God who had so honoured him that his enemies dared not abide his coming even when in the jaws of death, and died there where he lay.
He hadn't gone far when he was approached by a messenger, who informed him that when the Saracens heard the Lord of Courtney was on the move, they had lifted the siege and fled. The wounded baron then ordered his litter to be placed on the ground, and, raising his hands to the sky, he thanked God for honoring him so much that his enemies dared not face him, even while he was near death, and passed away right there where he lay.
107 The second generation of Franks seems to have deteriorated through the influence of the climate, but the character of the younger Joscelin was not the sole cause of the disasters which overtook him. Probably even his father could not permanently have made head against the forces which were combining against him. The weakness of the Frankish kingdom was inherent: it could not contend with enemies who were further advanced upon the road toward consolidation. Had Western society been enough centralized to have organized a force capable of collecting taxes, and of enforcing obedience to a central administration, a wage-earning army might have been maintained on the frontier. As it was, concentration was impossible, and the scattered nobles were crushed in detail.
107 The second generation of Franks seems to have declined due to the effects of the climate, but the character of the younger Joscelin wasn’t the only reason for the disasters that befell him. Even his father probably couldn't have consistently resisted the forces working against him. The weakness of the Frankish kingdom was built-in: it couldn’t compete with enemies who were further along the path to consolidation. If Western society had been centralized enough to organize a force that could collect taxes and enforce obedience to a central government, a paid army might have been maintained on the frontier. As it stood, centralization was impossible, and the scattered nobles were defeated one by one.
Antioch was the nearest supporting point to Edessa, and, when Zenghi made his attack, Raymond de Poitiers, one of the ablest soldiers of his generation, was the reigning prince. But he was at feud with the Courtneys; the king at Jerusalem could not force him to do his duty; the other barons were too distant, even had they been well disposed; and thus the key to the Christian position fell without a blow being struck in its defence.
Antioch was the closest support to Edessa, and when Zenghi attacked, Raymond de Poitiers, one of the best soldiers of his time, was the ruling prince. However, he was in conflict with the Courtneys; the king in Jerusalem couldn’t compel him to fulfill his responsibilities; the other barons were too far away, even if they had wanted to help; and so the key to the Christian position was lost without a fight to defend it.
To that emotional generation the loss of Edessa seemed a reversal of the laws of nature; a consequence not of bad organization but of divine wrath. The invincible relics had suddenly refused to act, and the only explanation which occurred to the men of the time was, that there must have been neglect of the magical formulas.
To that emotional generation, the loss of Edessa felt like a violation of the natural order; it was seen not as a result of poor planning but as punishment from above. The powerful relics had inexplicably stopped working, and the only explanation the people of that time could think of was that there must have been a failure to follow the magical formulas.
108 Saint Bernard never doubted that God would fight if duly propitiated; therefore all else must bend to the task of propitiation: “What think ye, brethren? Is the hand of the Lord weakened, or unequal to the work of defence, that he calls miserable worms to guard and restore his heritage? Is he not able to send more than twelve legions of angels, or, to speak truly, by word deliver his country?”[111]
108 Saint Bernard never questioned that God would fight if properly worshipped; so everything else must focus on that worship: “What do you think, brothers? Has the hand of the Lord lost its strength, or is it incapable of defending His territory, that He calls lowly humans to protect and restore His heritage? Is He not able to send more than twelve legions of angels, or, to be honest, deliver His people with just a word?”[111]
Saint Bernard of Clairvaux, the soul of the second crusade, was born at the castle of Fontaines, near Dijon, in 1091, so that his earliest impressions must have been tinged by the emotional outburst which followed the council of Clermont. The third son of noble parents, he resembled his mother, who had the ecstatic temperament. While she lived she tried to imitate the nuns, and at her death she was surrounded by holy clerks, who sung with her while she could speak, and, when articulation failed, watched her lips moving in praise to God.
Saint Bernard of Clairvaux, the heart of the second crusade, was born at the castle of Fontaines, near Dijon, in 1091, so his earliest memories were likely influenced by the emotional excitement that followed the council of Clermont. As the third son of noble parents, he took after his mother, who had an ecstatic temperament. While she was alive, she tried to emulate the nuns, and at her death, she was surrounded by holy men, who sang with her as long as she could speak, and when she could no longer articulate, they watched her lips move in praise to God.
From the outset, Bernard craved a monastic life, and when he grew up insisted on dedicating himself to Heaven. His first success was the conversion of his brothers, whom he carried with him to the cloister, with the exception of the youngest, who was then a child. As the brothers passed through the castle courtyard, on their way to the convent, Guy, the eldest, said to the boy, who was playing there with other children, “Well, Nivard, all our land is now yours.” “So you will have heaven and I earth,” the child answered; “that is an unequal division.” And a few years after he joined his brothers.[112] The father and one daughter then were left alone, and at last they too entered convents, where they died.
From the beginning, Bernard longed for a monastic life, and when he grew up, he insisted on dedicating himself to Heaven. His first achievement was converting his brothers, whom he brought with him to the monastery, except for the youngest, who was still a child. As the brothers walked through the castle yard on their way to the convent, Guy, the oldest, said to the boy, who was playing there with other kids, “Well, Nivard, all our land is now yours.” “So you get heaven and I get earth,” the child replied; “that's an unfair split.” A few years later, he joined his brothers. The father and one daughter were left alone, and eventually, they too entered convents, where they died.
109 At twenty-two, when Bernard took his vows at Citeaux, his influence was so strong that he carried with him thirty of his comrades, and mothers are said to have hid their sons from him, and wives their husbands, lest he should lure them away. He actually broke up so many homes that the abandoned wives formed a nunnery, which afterward grew rich.
109 At twenty-two, when Bernard took his vows at Citeaux, he was so influential that he brought along thirty of his friends. It’s said that mothers hid their sons from him, and wives kept their husbands away, afraid he would convince them to leave. He ended up breaking up so many families that the deserted wives started a convent, which later became wealthy.
His abilities were so marked that his superiors singled him out, when he had hardly finished his novitiate, to found a house in the wilderness. This house became Clairvaux, in the twelfth century the most famous monastery of the world.
His abilities were so remarkable that his superiors chose him, even before he had fully completed his novitiate, to establish a house in the wilderness. This house became Clairvaux, the most famous monastery in the world during the twelfth century.
In the Middle Ages, convents were little patronized until by some miracle they had proved themselves worthy of hire; their early years were often passed in poverty, and Clairvaux was no exception to the rule, for the brethren suffered privations which nearly caused revolt. In the midst of his difficulties, Bernard’s brother Gérard, who was cellarer, came to him to complain that the fraternity were without the barest necessities of life. The man of God asked, “How much will suffice for present wants?” Gérard replied, “Twelve pounds.” Bernard dismissed him and betook himself to prayer. Soon after Gérard returned and announced that a woman was without and wished to speak with him. “She, when he had come to her, prostrating herself at his feet, offered him a gift of twelve pounds, imploring the aid of his prayers for her husband, who was dangerously sick. Having briefly spoken with her, he dismissed her, saying: ‘Go. You will find your husband well.’ She, going home, found what she had heard had come to pass. The abbot comforting the weakness of his cellarer, made him stronger for bearing other trials from God.”[113]
In the Middle Ages, convents weren’t very popular until, by some miracle, they proved themselves deserving of support; their early years were often spent in poverty, and Clairvaux was no exception, as the brothers faced hardships that nearly led to rebellion. Amidst his struggles, Bernard’s brother Gérard, the cellarer, came to him to complain that the community lacked the most basic necessities. The man of God asked, “How much do we need to get by for now?” Gérard replied, “Twelve pounds.” Bernard sent him away and began to pray. Soon after, Gérard returned and announced that a woman was outside and wanted to speak with him. When he approached her, she fell at his feet and offered him a gift of twelve pounds, begging for his prayers for her husband, who was seriously ill. After speaking briefly with her, he sent her away, saying, “Go. You will find your husband well.” When she got home, she discovered that what he had said had indeed happened. The abbot, encouraging the weakness of his cellarer, strengthened him to endure other trials from God.[113]
110 Although his family were somewhat sceptical about his gifts, and even teased him to tears, the monk William tells, in his chronicle, how he soon performed an astounding miracle which made Clairvaux a “veritable valley of light,” and then wealth poured in upon him.
110 Even though his family was a bit skeptical about his talents and would often tease him to the point of tears, the monk William recounts in his chronicle how he quickly performed an amazing miracle that turned Clairvaux into a “true valley of light,” leading to a flood of wealth coming his way.
Meanwhile, his constitution, which had never been vigorous, had been so impaired by his penances that he was unable to follow the monastic life in its full rigour, and he therefore threw himself into politics, to which he was led both by taste and by the current of events.
Meanwhile, his health, which had never been strong, had been so weakened by his strict practices that he could no longer live the monastic life fully. Instead, he got involved in politics, driven both by his personal interests and the direction of current events.
Clairvaux was founded in 1115, and fifteen years later Bernard had risen high in his profession. The turning-point in his life was the part he took in the recognition of Innocent II. In 1130, Honorius II. died, and two popes were chosen by the college of cardinals, Anacletus and Innocent II. Anacletus stayed in Rome, but Innocent crossed the Alps, and a council was summoned at Étampes to decide upon his title. By a unanimous vote the question was referred to Bernard, and his biographer described how he examined the evidence with fear and trembling, and how at last the Holy Ghost spoke through his mouth, and he recognized Innocent. His decision was ratified, and soon after he managed to obtain the adhesion of the King of England to the new pontiff.
Clairvaux was established in 1115, and fifteen years later, Bernard had advanced significantly in his career. The pivotal moment in his life was his involvement in the acknowledgment of Innocent II. In 1130, Honorius II died, and the college of cardinals selected two popes, Anacletus and Innocent II. Anacletus stayed in Rome, while Innocent made his way across the Alps, prompting a council to be called at Étampes to determine his legitimacy. By unanimous decision, the matter was handed over to Bernard, and his biographer recounted how he reviewed the evidence with great trepidation, until finally, the Holy Ghost spoke through him, affirming Innocent’s legitimacy. His decision was confirmed, and shortly after, he succeeded in gaining the support of the King of England for the new pope.
His success made him the foremost man in Europe, and when, in 1145, one of his monks was raised to the papacy as Eugenius III., he wrote with truth, “I am said to be more pope than you.”
His success made him the most important man in Europe, and when, in 1145, one of his monks became pope as Eugenius III, he honestly said, “I’m said to be more pope than you.”
111 Perhaps no one ever lived more highly gifted with the ecstatic temperament than Saint Bernard. He had the mysterious attribute of miracles, and, in the twelfth century, the miracle was, perhaps, the highest expression of force. To work them was a personal gift, and the possessor of the faculty might, at his caprice, use his power, like the sorcerer, to aid or injure other men.
111 Maybe no one ever had such an intensely emotional temperament as Saint Bernard. He had the unique ability to perform miracles, and in the twelfth century, miracles were possibly the greatest demonstration of power. Performing them was a personal talent, and the person who had this ability could, at their whim, use their power, like a sorcerer, to help or harm others.
One day as Saint Bernard was on his way to a field at harvest time, the monk who drove the donkey on which he rode, fell in an epileptic fit. “Seeing which the holy man had pity on him, and entreated God that for the future he would not seize him unaware.” Accordingly from that day until his death, twenty years after, “whenever he was to fall from that disease, he felt the fit coming for a certain space of time, so that he had an opportunity to lie down on a bed, and so avert the bruises of a sudden fall.”[114]
One day as Saint Bernard was on his way to a field during harvest time, the monk who was leading the donkey he rode on had an epileptic seizure. “Seeing this, the holy man felt compassion for him and prayed to God that he wouldn't be caught off guard by it again.” From that day until his death, twenty years later, “whenever he was about to have a seizure, he would feel it coming for a little while, giving him the chance to lie down on a bed and avoid the injuries of a sudden fall.”[114]
This cure was a pure act of grace, like alms, made to gratify the whim of the saint; and a man who could so control nature was more powerful than any other on earth. Bernard was such a man, and for this reason he was chosen by acclamation to preach the second crusade.
This cure was a pure act of grace, like charity, meant to satisfy the desire of the saint; and a man who could control nature like that was more powerful than anyone else on earth. Bernard was that kind of man, and for this reason, he was chosen by popular vote to lead the second crusade.
112 His sermons have perished, but two of his letters have survived,[115] and they explain the essential weakness of a military force raised on the basis of supernatural intervention. He looked upon the approaching campaign as merely the vehicle for a miracle, and as devised to offer to those who entered on it a special chance for salvation. Therefore he appealed to the criminal classes. “For what is it but an exquisite and priceless chance of salvation due to God alone, that the Omnipotent should deign to summon to his service, as though they were innocent, murderers, ravishers, adulterers, perjurers, and those guilty of every crime?”[116]
112 His sermons are lost, but two of his letters have survived, [115] and they explain the fundamental flaw of a military force that relies on divine intervention. He viewed the upcoming campaign merely as a means for a miracle and as an opportunity for those involved to gain special salvation. Therefore, he reached out to the criminal classes. “What could be more extraordinary and priceless than a chance for salvation granted by God alone, that the Omnipotent would choose to call to his service, as if they were innocent, murderers, rapists, adulterers, liars, and those guilty of every crime?” [116]
Even had an army composed of such material been well disciplined and well led, it would have been untrustworthy in the face of an adversary like Nour-ed-Din; but Louis VII. of France was as emotional and as irrational as Saint Bernard. His father had been a great commander, but he himself had been educated in the Abbey of Saint Denis, and justified his wife’s scornful jest, who, when she left him for Raymond de Poitiers, said she had married a monk. The whole world held him lightly, even the priests sneered at him, and Innocent II. spoke of him as a child “who must be stopped from learning rebellion.” Indeed, the pope underrated him, for he appointed his own nephew to the See of Bourges in defiance of the king, and the insult roused him to resistance. Louis raised an army and invaded the County of Champagne, where the bishop had taken refuge. There he stormed and burnt Vitry, and some thirteen hundred men, women, and children, who had taken refuge in the church, perished in the flames of the blazing town. Horror seems to have unhinged his mind, absolution did not calm him, and at last he came to believe that his only hope of salvation lay in a pilgrimage to the Sepulchre. On Palm Sunday, 1146, when Bernard harangued a vast throng at Vézelay, the king was the first to prostrate himself, and take the cross from his hands.
Even if an army made up of such people had been well-trained and well-led, it would have been unreliable against an opponent like Nour-ed-Din; but Louis VII of France was as emotional and unreasonable as Saint Bernard. His father had been a great leader, but he had been raised in the Abbey of Saint Denis and confirmed his wife’s mocking remark when she left him for Raymond de Poitiers, claiming she had married a monk. The entire world viewed him with disdain, even the priests mocked him, and Innocent II referred to him as a child “who must be stopped from learning rebellion.” In fact, the pope underestimated him, as he appointed his own nephew to the See of Bourges in open defiance of the king, and this insult provoked Louis into action. He gathered an army and invaded the County of Champagne, where the bishop had taken refuge. There, he attacked and burned Vitry, and around thirteen hundred men, women, and children who had sought shelter in the church died in the flames of the burning town. The horror seemed to have driven him mad; absolution did not soothe him, and eventually, he came to believe that his only chance of salvation was to make a pilgrimage to the Sepulchre. On Palm Sunday, 1146, when Bernard spoke to a huge crowd at Vézelay, the king was the first to kneel and take the cross from Bernard's hands.
113 With that day began the most marvellous part of the saint’s marvellous career, and were the events which followed less well authenticated, they would be incredible. In that age miracles were as common as medical cures are now, and yet Bernard’s performances so astonished his contemporaries that they drew up a solemnly attested record of what they saw, that the story of his preaching might never be questioned.
113 That day marked the start of the most amazing part of the saint’s incredible journey, and if the events that followed weren't so well documented, they would seem unbelievable. Back then, miracles happened as frequently as medical treatments do today, yet Bernard’s actions amazed his peers so much that they created a formally documented account of what they witnessed, ensuring that the story of his preaching would never be doubted.
When he neared a town the bells were rung, and young and old, from far and near, thronged about him in crowds so dense that, at Constance, no one saw what passed, because no one dared to venture into the press. At Troyes he was in danger of being suffocated. Elsewhere the sick were brought to him by a ladder as he stood at a window out of reach. What he did may be judged by the work of a single day.
When he got close to a town, the bells rang, and people of all ages, from near and far, gathered around him in such large crowds that, in Constance, no one could see what was happening because nobody dared to push through. In Troyes, he was almost suffocated by the crowd. In other places, sick people were lifted to him by a ladder while he stood at a window where they couldn’t reach him. His actions can be measured by the outcome of just one day.
“When the holy man entered Germany he shone so marvellously by cures, that it can neither be told in words, nor would it be believed if it were told. For those testify who were present in the country of Constance, near the town of Doningen, who diligently investigated these things, and saw them with their eyes, that in one day eleven blind received their sight by the laying on of his hands, ten maimed were restored, and eighteen lame made straight.”[117]
“When the holy man came to Germany, he performed such amazing cures that it's hard to put into words, and people probably wouldn't believe it even if it was described. Those who were there in the area of Constance, near the town of Doningen, witnessed these events firsthand and looked into them carefully. They saw that in just one day, he healed eleven blind people who regained their sight by the touch of his hands, restored ten disabled individuals, and helped eighteen lame people walk straight again.”[117]
114 Thus, literally by thousands, the blind saw, the lame walked, the maimed were made whole. He cast out devils, turned water into wine, raised the dead. But no modern description can give an idea of the paroxysm of excitement; the stories must be read in the chronicles themselves. Yet, strangely enough, such was the strength of the materialistic inheritance from the Empire, that Bernard does not always seem fully to have believed in himself. He was tinged with some shade of scepticism. The meeting at Vézelay was held on March 24, 1146. Four weeks later, on April 21, at a council held at Chartres, the command of the army to invade Palestine was offered to the Abbot of Clairvaux. Had the saint thoroughly believed in himself and his twelve legions of angels, he would not have hesitated, for no enemy could have withstood God. In fact he was panic-stricken, and wrote a letter to the pope which might befit a modern clergyman.
114 So, literally by the thousands, the blind saw, the lame walked, and the injured were healed. He drove out demons, turned water into wine, and raised the dead. But no modern description can capture the sheer excitement; the stories need to be read in the original chronicles. Yet, oddly enough, the weight of the materialistic legacy from the Empire made it seem like Bernard didn't always fully believe in himself. He had a hint of skepticism. The meeting at Vézelay took place on March 24, 1146. Four weeks later, on April 21, at a council in Chartres, the command of the army to invade Palestine was offered to the Abbot of Clairvaux. If the saint had truly believed in himself and his twelve legions of angels, he would not have hesitated, for no enemy could withstand God. In reality, he was terrified and wrote a letter to the pope that could have come from a modern clergyman.
After explaining that he had been chosen commander against his will, he exclaimed, “Who am I, that I should set camps in order, or should march before armed men? Or what is so remote from my profession, even had I the strength, and the knowledge were not lacking?... I beseech you, by that charity you especially owe me, that you do not abandon me to the wills of men.”[118]
After explaining that he was picked to be the commander against his wishes, he exclaimed, “Who am I to set up camps or lead armed men? What in my profession even prepares me for this, even if I had the strength and knowledge?... I beg you, for the sake of the kindness you particularly owe me, please don’t leave me at the mercy of others.”[118]
During 1146 and 1147 two vast mixed multitudes, swarming with criminals and women, gathered at Metz and Ratisbon. As a fighting force these hosts were decidedly inferior to the bands which had left Europe fifty years before, under Tancred and Godfrey de Bouillon, and they were besides commanded by the semi-emasculated King of France.
During 1146 and 1147, two large mixed groups, packed with criminals and women, came together at Metz and Ratisbon. As a fighting force, these crowds were clearly weaker than the groups that had set out from Europe fifty years earlier, under Tancred and Godfrey de Bouillon, and they were also led by the somewhat ineffective King of France.
115 The Germans cannot be considered as having taken any part in the war, for they perished without having struck a blow. The Greek emperor caused them to be lured into the mountains of Asia Minor, where they were abandoned by their guides, and wasted away from exposure, hunger, and thirst, until the Saracens destroyed them without allowing them to come to battle.
115 The Germans can't be seen as having participated in the war, since they died without ever fighting back. The Greek emperor led them into the mountains of Asia Minor, where their guides abandoned them, and they suffered and died from exposure, hunger, and thirst, until the Saracens wiped them out without letting them engage in battle.
The French fared little better. In crossing the Cadmus Mountains, their lack of discipline occasioned a defeat, which made William of Tyre wonder at the ways of God.
The French didn't do much better. While crossing the Cadmus Mountains, their lack of discipline led to a defeat, which made William of Tyre question the ways of God.
“To no one should the things done by our Lord be displeasing, for all his works are right and good, but according to the judgment of men it was marvellous how our Lord permitted the Franks (who are the people in the world who believe in him and honour him most) to be thus destroyed by the enemies of the faith.”[119]
"Nobody should find the things done by our Lord to be wrong, because all his works are just and good, but from the perspective of people, it was astonishing how our Lord allowed the Franks (who are the ones in the world that believe in him and honor him the most) to be destroyed like this by the enemies of the faith."[119]
Soon after this check Louis was joined by the Grand Master of the Temple, under whose guidance he reached Atalia, a Greek port in Pamphylia: and here, had the king been a rationalist, he would have stormed the town and used it as a base of operations against Syria. In the eyes of laymen, the undisguised hostility of the emperor would have fully justified such an attack. But Louis was a devotee, bound by a vow to the performance of a certain mystic formula, and one part of his vow was not to attack Christians during his pilgrimage. In his mind the danger of disaster from supernatural displeasure was greater than the strategic advantage; and so he allowed his army to rot before the walls in the dead of winter, without tents or supplies, until it wasted to a shadow of its former strength.
Soon after this check, Louis was joined by the Grand Master of the Temple, who guided him to Atalia, a Greek port in Pamphylia. If the king had been a rational thinker, he would have taken the town by force and used it as a base for operations against Syria. To outsiders, the obvious hostility of the emperor would have made such an attack completely justifiable. But Louis was a devotee, committed to fulfilling a certain mystical vow, and one part of his vow was not to attack Christians during his pilgrimage. He believed that the risk of supernatural retribution was greater than any strategic benefit, so he let his army suffer at the gates during the dead of winter, without tents or supplies, until it dwindled to a mere shadow of its former strength.
116 Finally the governor contracted to provide shipping, but he delayed for another five weeks, and when the transports came they were too few. Even then Louis would not strike, but abandoning the poor and sick to their fate, he sailed away with the flower of his troops, and by spring the corpses of those whom he had deserted bred a pestilence which depopulated the city.
116 Finally, the governor agreed to arrange for shipping, but he postponed it for another five weeks. When the ships finally arrived, there weren't enough of them. Even then, Louis refused to take action; he left the vulnerable and sick behind to face their fate and sailed away with the best of his troops. By spring, the bodies of those he had abandoned caused a plague that wiped out a significant portion of the city's population.
When he arrived at Antioch new humiliations and disasters awaited him. Raymond de Poitiers was one of the handsomest and most gifted men of this time. Affable, courteous, brave, and sagacious, in many respects a great captain, his failing was a hot temper, which led him to his ruin. He forsook Joscelin through jealousy, and the fall of Edessa cost him throne and life.
When he got to Antioch, he faced new humiliations and disasters. Raymond de Poitiers was one of the most handsome and talented men of his time. He was friendly, polite, courageous, and wise, and in many ways he was a great leader. However, he had a quick temper, which ultimately led to his downfall. He turned away from Joscelin out of jealousy, and the fall of Edessa cost him both his throne and his life.
After the successes of Zenghi, a very short experience of Nour-ed-Din sufficed to convince Prince Raymond that Antioch could not be held without re-establishing the frontier; and when Louis arrived, Raymond tried hard to persuade him to abandon his pilgrimage for that season, and make a campaign in the north.
After Zenghi's victories, just a brief experience with Nour-ed-Din was enough to convince Prince Raymond that Antioch couldn't be defended unless the frontier was reestablished. When Louis arrived, Raymond put in a lot of effort to convince him to skip his pilgrimage for the season and instead launch a campaign in the north.
William of Tyre thought the plan good, and believed that the Saracens were, for the moment, too demoralized to resist. Evidently, by advancing from Antioch, Nour-ed-Din could have been isolated, whereas on the south he was covered by Damascus, one of the strongest places in the East.
William of Tyre thought the plan was good and believed that the Saracens were, for now, too demoralized to put up a fight. Clearly, by moving forward from Antioch, Nour-ed-Din could have been cut off, while to the south he was protected by Damascus, one of the most powerful locations in the East.
117 Such considerations had no weight with Louis, for, to his emotional temperament, military strategy lay in obtaining supernatural aid, without which no wisdom could avail, and with which victory was sure. He therefore insisted on the punctilious performance of the religious rites, and one of the most interesting passages in William of Tyre is the account of the interview between him and Raymond, when a movement against the cities of the north was discussed.
117 These thoughts didn't matter to Louis because, for his emotional nature, military strategy relied on getting supernatural help. Without that, no amount of wisdom would be effective, and with it, victory was guaranteed. He insisted on carefully performing the religious ceremonies, and one of the most intriguing parts of William of Tyre is the meeting between him and Raymond when they talked about a plan to attack the cities in the north.
“The prince, who had tried the temper of the king several times privately, and not found what he wanted, came one day to him before his barons and made his requests to the best of his power. Many reasons he showed that if he would agree, he would do his soul much good, and would win the applause of his age; Christendom would be so benefited by this thing. The king took counsel, and then he answered that he was vowed to the Sepulchre, and had taken the cross particularly to go there; that, since he had left his country, he had met with many hindrances, and that he had no wish to begin any wars until he had perfected his pilgrimage.”[120]
“The prince, who had privately tested the king's patience several times without getting what he wanted, came to him one day in front of his barons and made his requests as best as he could. He offered many reasons that if the king agreed, it would greatly benefit his soul and earn him praise in his time; it would also benefit Christendom as a whole. The king sought advice, and then he responded that he was committed to the Holy Sepulchre and had taken the cross specifically to go there; since leaving his country, he had faced many obstacles and had no desire to start any wars until he had completed his pilgrimage.”[120]
This refusal so exasperated Prince Raymond that he threw off all disguise, and became the avowed lover of the queen, who detested her husband. Louis, shortly afterward, escaped by night from Antioch, taking Eleanor with him by force, and thus the only hope for the recovery of Edessa was lost.
This refusal frustrated Prince Raymond so much that he dropped all pretense and openly declared his love for the queen, who hated her husband. Shortly after, Louis escaped from Antioch at night, taking Eleanor with him against her will, and with that, any hope of recovering Edessa was lost.
For the emotionalist everything yielded to the transcendent importance of propitiatory rites; therefore Louis ascended Calvary, kissed the stones, intoned the chants, received the benediction, and lost Palestine. Thus, by the middle of the twelfth century, the idealist had begun to flag in the struggle for life.
For the emotionalist, everything gave way to the overwhelming significance of appeasing rituals; so Louis climbed Calvary, kissed the stones, sang the hymns, received the blessing, and lost Palestine. By the middle of the twelfth century, the idealist had started to lose ground in the fight for survival.
118 An attempt, indeed, was afterwards made upon Damascus, but it only served to expose the weakness of the men who relied on magic. By the time the advance began, confidence had been restored among the Saracens, the attack was repulsed, and Nour-ed-Din had only to move from the north to throw the crusaders back upon Jerusalem, covered with ridicule. Nothing conveys so vivid an idea of the shock these reverses gave believers, as the words in which Saint Bernard defended his prophecies.
118 There was indeed an attempt made on Damascus afterward, but it only revealed the weakness of those who relied on magic. By the time the advance started, the Saracens had regained their confidence, the attack was successfully defended, and Nour-ed-Din just had to move in from the north to push the crusaders back toward Jerusalem, making them look foolish. Nothing captures the shock these defeats caused the faithful as clearly as the words Saint Bernard used to defend his prophecies.
“Do they not say among the pagans, where is their God? Nor is it wonderful. The sons of the Church, who are known by the name of Christians, are laid low in the desert, destroyed by the sword, or consumed by famine. The Lord hath poured contempt upon princes, and hath caused them to wander in the wilderness, where there is no way. Grief and misfortune have followed their steps, fear and confusion have been in the palaces of the kings themselves. How have the feet strayed of those promising peace and blessings. We have said peace and there is no peace, we have promised good fortune and behold tribulation, as if we had acted in this matter with rashness and levity.... Yet if one of two things must be, I prefer to have men murmur against me rather than God. It is good if I am worthy to be used as a shield. I take willingly the slanders of detractors, and the poisoned stings of blasphemers, that they may not reach him. I do not shrink from loss of glory that his may not be attacked, who gives it to me to be glorified in the words of the Psalmist: ‘Because for thy sake I have borne reproach; shame hath covered my face.’”[121]
“Don’t they say among the nonbelievers, where is their God? It’s not surprising. The followers of the Church, known as Christians, are brought low in the desert, killed by the sword or starved. The Lord has looked down on leaders with disdain and has made them wander in the wilderness where there is no path. Sorrow and hardship have followed their journey; fear and confusion reign even in the palaces of kings. How have the feet of those who promised peace and blessings gone astray? We have spoken of peace and found no peace; we have promised good fortune and instead encountered trouble, as if we acted carelessly and without thought.... Yet if I have to choose between the two, I’d rather have people complain about me than about God. It’s good if I’m worthy to be a shield. I willingly accept the slander of critics and the venomous words of blasphemers so that they don’t reach Him. I don’t shy away from losing my own glory so that His may not be undermined, the One who grants me the honor to be celebrated in the words of the Psalmist: ‘Because for your sake I have borne reproach; shame has covered my face.’”[121]
119 According to the account of William of Tyre, both sides felt the end to be near. After the failure of Louis the Pious, Prince Raymond was the first to go down before the storm he had too late seen gathering. Nour-ed-Din fell upon his country with fire and sword, defeated him, cut off his head and right arm, and sent them to Bagdad as trophies. The wretched Joscelin died in a dungeon at Aleppo, while Nour-ed-Din entered Damascus, and thus consolidated the Syrian cities of the plain. Thenceforward the decentralized Franks lay helpless in the grasp of their compact adversary, and all that was imaginative in the Middle Ages received its death-wound at Tiberias. That action was the beginning of the decay of fetish-worship.
119 According to William of Tyre's account, both sides sensed that the end was near. After Louis the Pious's failure, Prince Raymond was the first to fall before the storm he had seen gathering too late. Nour-ed-Din attacked his territory with fire and sword, defeated him, and sent his head and right arm to Baghdad as trophies. The unfortunate Joscelin died in a dungeon in Aleppo while Nour-ed-Din entered Damascus, consolidating the Syrian cities of the plain. From then on, the decentralized Franks lay helpless in the grip of their organized enemy, and all that was imaginative in the Middle Ages suffered a fatal blow at Tiberias. That battle marked the beginning of the decline of idol worship.
The crusaders believed they had found the cross on which Christ died at Jerusalem. They venerated it as a charm no less powerful than the Sepulchre itself, and having this advantage over the tomb, that it was portable. They thought it invincible, and used it not only as a weapon against living enemies, but as a means of controlling nature. A remarkable example of the magical properties of this relic was given in the retreat from Bosra.
The crusaders believed they had discovered the cross on which Christ was crucified in Jerusalem. They regarded it as a relic just as powerful as the Sepulchre itself, with the added benefit of being portable. They thought it was unbeatable and used it not only as a weapon against their living foes but also as a way to control nature. A notable example of the magical powers of this relic was seen during the retreat from Bosra.
Baldwin III. was crowned in 1144, when only thirteen. The kingdom was then at peace with Damascus, in whose territory Bosra lay; but, notwithstanding, the child’s advisers eagerly listened to the offer of the emir in command to betray the town, and hastened forward the departure of an expedition, in spite of the protests of the envoys from Damascus. On the march the troops suffered severely from heat and thirst, and on their arrival were appalled to find a loyal garrison. A siege was out of the question, and a regular retreat so hazardous that the barons besought the king to fly and save the cross; but the boy refused, and stayed with his men to fight to the last. The outlook was terrible, for the vegetation was dry, and when the march began—
Baldwin III was crowned in 1144 when he was only thirteen. At that time, the kingdom was at peace with Damascus, where Bosra was located; however, the child's advisors eagerly entertained an offer from the emir in charge to betray the town and rushed to send an expedition, ignoring the protests from the envoys of Damascus. As the troops marched, they suffered greatly from the heat and thirst, and upon arrival, they were shocked to find a loyal garrison. A siege was not an option, and a regular retreat was so dangerous that the barons urged the king to escape and save the cross; but the boy refused and stayed with his men to fight until the end. The situation looked grim, as the vegetation was dry, and when the march began—
“The Turks threw Greek fire everywhere, so that it seemed as if the whole country burned. The high flames and thick smoke blinded our men. Then were they so beset they knew not what to do. But when there is great need, and men’s help fails, then should one seek aid of our Lord, and cry to him to care for us; so did our Christians then; for they called the Archbishop Robert of Nazareth, who carried the true cross before them, and begged him that he would pray our Lord, who to save them had suffered death upon that cross, that he would bring them from this peril; for they could not endure it, nor did they look for other help than his. Truly, they were there all black and scorched, like smiths, from the fire and smoke. The archbishop dismounted and kneeled down, and prayed our Lord with many tears that he would have mercy on his people; then he arose and held the true cross toward the fire which the wind brought strongly against them. Our Lord by his great mercy regarded his people in the great peril which they suffered; for the wind changed straightway and blew the fire and smoke into the faces of the enemy who had lighted it, so that they were forced to scatter over the country and fly. Our men, when they saw this, wept for joy, for they perceived that our Lord had not forgotten them.”
“The Turks spread Greek fire everywhere, making it seem like the entire country was on fire. The high flames and thick smoke blinded our men. They were in such a tight spot that they didn’t know what to do. But in times of great need, when human help fails, we should seek help from the Lord and ask Him to care for us; and that’s exactly what our Christians did. They called Archbishop Robert of Nazareth, who carried the true cross before them, and begged him to pray to our Lord, who had suffered death on that cross to save them, to deliver them from this danger; for they couldn’t stand it, and they looked for no other help but His. Truly, they were all charred and blackened, like blacksmiths, from the fire and smoke. The archbishop dismounted, knelt down, and prayed to our Lord with many tears, asking Him to have mercy on His people. Then he got up and held the true cross toward the fire, which the wind was strongly pushing against them. Our Lord, in His great mercy, looked upon His people in the peril they faced; for the wind immediately changed direction and blew the fire and smoke into the faces of their enemies, forcing them to scatter and flee. When our men saw this, they wept for joy, realizing that our Lord had not forgotten them.”
Even then they were in extreme peril, for but one way was open, for which they had no guide. Suddenly, a “knight appeared before the troop whom no one in the host knew. He sat a white horse, and carried a crimson banner, he wore a hauberk, whose sleeves came only to the elbow. He offered to guide them, and he put himself in front; he brought them to cool sweet springs; ... he made them sleep in comfortable and good places. And he so guided them that on the third day they came to the city of Gadre.”[122]
Even then, they were in serious danger, as there was only one way open to them, and they had no guide. Suddenly, a knight appeared before the group, someone no one recognized. He rode a white horse and carried a crimson banner, wearing a hauberk that only reached his elbows. He offered to guide them and placed himself in front; he led them to cool, sweet springs... he made sure they slept in comfortable, nice places. He guided them so well that on the third day, they arrived at the city of Gadre.
121 The mighty relic of the cross was taken and defiled by the Saracens at Hattin, where the Christians suffered a decisive defeat, caused by the impotence of the central administration at Jerusalem.
121 The powerful relic of the cross was seized and desecrated by the Saracens at Hattin, where the Christians faced a major defeat, brought on by the weakness of the central authority in Jerusalem.
Reginald de Chatillon was the type of the twelfth century adventurer. He came to Palestine in the train of Louis the Pious, and he stayed there because he married a princess. He was a brave soldier, but greedy, violent, and rash, and his insubordination precipitated the catastrophe which led to the fall of the capital.
Reginald de Chatillon was the archetype of the twelfth-century adventurer. He arrived in Palestine as part of Louis the Pious's entourage and stayed because he married a princess. He was a courageous soldier, but also greedy, violent, and reckless, and his disobedience led to the disaster that resulted in the capital's downfall.
At the siege of Ascalon he so fascinated Constance, Princess of Antioch, widow of Raymond, that she persisted in marrying him, although she was sought by many of the greatest nobles, and he was only a knight. Her choice was disastrous. He had hardly entered on his government in the north before he quarrelled with the Greek emperor, who forced him to do penance with a rope about his neck. Afterward he was taken prisoner by Nour-ed-Din, who only liberated him after sixteen years, when his wife was dead. He soon married again, this time also another great heiress, Etiennette de Milly, Lady of Karak and Montréal, and, as her husband, Reginald became commander of the fortress of Karak to the east of the Dead Sea, which formed the defence against Egypt. But as the commander of so important a post, this reckless and rapacious adventurer defied the authority of his feudal superior, and by plundering caravans on the Damascus road so irritated Saladin that “in 1187 he burst, with a powerful army, into the Holy Land, made King Guy prisoner, and the Prince Reginald, whose head he cut off with his own hand.”[123]
At the siege of Ascalon, he captivated Constance, Princess of Antioch and widow of Raymond, to the point where she insisted on marrying him, even though many of the top nobles were vying for her attention, and he was just a knight. Her decision turned out to be a mistake. He barely started his rule in the north before he got into a feud with the Greek emperor, who made him do penance with a rope around his neck. Later, he was captured by Nour-ed-Din, who only released him after sixteen years, once his wife had passed away. He quickly remarried, this time to another wealthy heiress, Etiennette de Milly, Lady of Karak and Montréal, and as her husband, Reginald became the commander of the fortress of Karak, located east of the Dead Sea, which was crucial for defending against Egypt. However, as the commander of such a significant position, this reckless and greedy adventurer challenged the authority of his feudal lord and infuriated Saladin by plundering caravans on the Damascus road. This led Saladin, in 1187, to invade the Holy Land with a powerful army, capturing King Guy and beheading Prince Reginald himself.
122 Guy de Lusignan had been crowned at Jerusalem the year before Saladin’s invasion, and when war broke out he was at feud with the Count of Tripoli. The imminence of the common danger brought about some semblance of cohesion among the nobles, who agreed to put every available man in the field. The castles were stripped of their garrisons so that they were indefensible in case of reverse, and about fifty thousand troops were concentrated at Sepphoris in Galilee.
122 Guy de Lusignan had been crowned in Jerusalem the year before Saladin’s invasion, and when war started, he was in conflict with the Count of Tripoli. The threat of a common enemy created some level of unity among the nobles, who decided to send every available soldier into battle. The castles were emptied of their defenses so that they would be helpless in case of defeat, and about fifty thousand troops gathered at Sepphoris in Galilee.
The contingents of the Temple and Hospital were well organized and well disciplined, but the army, as a whole, was rather a loose gathering of the retainers of thirty or forty independent chiefs, than a compact mass, subject to a single will, such as the Egyptian revenues enabled Saladin to put in the field.
The groups from the Temple and Hospital were well-organized and disciplined, but the army overall was more like a loose collection of supporters from thirty or forty independent leaders, rather than a unified force under a single command, like the one Saladin could field thanks to Egyptian resources.
Suddenly news came to Sepphoris, that the Saracens had poured through the pass of Banias and lay before Tiberias. Dissensions broke out at once, which Guy de Lusignan could not control. He was not a man of strong character, and had he been, he was only one among a dozen princes, any one of whom could quit the army and retire to his castle if he felt so disposed. The Count of Tripoli, who seems to have been the ablest soldier among the Franks, saw the folly of leaving water and marching across a burning country under a July sun, instead of waiting to be attacked. As he represented, he of all men was most interested in relieving Tiberias, for it was his town, and his wife was within the walls; yet such was the jealousy of him in the Latin camp that his advice was rejected, and an advance began on July 3, 1187.
Suddenly, news reached Sepphoris that the Saracens had gone through the pass of Banias and were now at the gates of Tiberias. Conflict broke out immediately, which Guy de Lusignan couldn’t manage. He wasn’t a strong leader, and even if he were, he was just one among many princes, any of whom could leave the army and head back to their castle whenever they wanted. The Count of Tripoli, who appeared to be the best soldier among the Franks, recognized the foolishness of leaving behind a water source and marching across a scorching landscape under the July sun, instead of waiting to be attacked. As he pointed out, he had the most at stake in helping Tiberias since it was his town and his wife was inside the walls. However, his advice was ignored due to the jealousy against him in the Latin camp, and an advance started on July 3, 1187.
Three miles from Tiberias the action opened by a furious attack on the rearguard, formed by the Temple123 and the Hospital. When they gave ground Guy lost heart and ordered a halt. The night which followed was frightful. The Moslems fired the dry undergrowth, and, amidst flames and smoke, the Franks lay till dawn, tormented by hunger and thirst, and exposed to clouds of arrows which the enemy poured in on them.
Three miles from Tiberias, the battle began with a fierce attack on the rearguard, made up of the Temple123 and the Hospital. When they started to retreat, Guy lost his nerve and called for a stop. The following night was terrifying. The Muslims set fire to the dry brush, and, surrounded by flames and smoke, the Franks lay there until dawn, suffering from hunger and thirst and being bombarded by arrows from the enemy.
At dawn fighting began again, but the demoralized infantry fled to a hill, whence they refused to move. The Count of Tripoli, seeing the battle lost, cut his way out with a band of his followers, but Guy de Lusignan, Reginald de Chatillon, and a multitude of knights and nobles were captured. The orders were practically annihilated, the whole able-bodied population cut to pieces, and the holy cross, which had been borne before the host as an invincible engine of war, was seized and defiled on the mountain where Jesus taught his disciples to love their enemies.
At dawn, fighting started again, but the demoralized infantry ran to a hill and refused to move. The Count of Tripoli, realizing the battle was lost, fought his way out with a group of his followers, but Guy de Lusignan, Reginald de Chatillon, and many knights and nobles were captured. The orders were almost wiped out, the entire able-bodied population was slaughtered, and the holy cross, which had been carried before the army as a powerful symbol of war, was taken and desecrated on the mountain where Jesus taught his disciples to love their enemies.
Emmad-Eddin, an Arabic historian, has described the veneration of the Christians for their talisman, their adoration of it in peace, and their devotion to it in battles; and his words help a modern generation to conceive the shock its worshippers received when it betrayed its helplessness.
Emmad-Eddin, an Arabic historian, has described the deep respect Christians have for their talisman, their worship of it in peaceful times, and their loyalty to it in battles; his words help today's generation understand the shock its followers felt when it revealed its powerlessness.
“The great cross was taken before the king, and many of the impious sought death about it. When it was held aloft the infidels bent the knee and bowed the head. They had enriched it with gold and jewels; they carried it on days of great solemnity, and looked upon it as their first duty to defend it in battle. The capture of this cross was more grievous to them than the capture of their king.”
“The great cross was presented to the king, and many of the godless sought death around it. When it was raised high, the non-believers knelt and bowed their heads. They had adorned it with gold and jewels; they carried it during significant ceremonies and considered it their primary obligation to defend it in battle. Losing this cross was a heavier blow to them than losing their king.”
CHAPTER V
THE FALL OF CONSTANTINOPLE
Most writers on the crusades have noticed the change which followed the battle of Tiberias. Pigeonneau, for example, in his History of Commerce, pointed out that, after the loss of Jerusalem, the Christians “became more and more intent on economic interests,” and the “crusades became more and more political and commercial, rather than religious, expeditions.” [124]
Most writers on the crusades have observed the shift that occurred after the battle of Tiberias. Pigeonneau, for instance, in his History of Commerce, noted that following the loss of Jerusalem, the Christians “became increasingly focused on economic interests,” and the “crusades turned into more political and commercial undertakings, rather than purely religious missions.” [124]
In other words, when decentralization reached its limit, the form of competition changed, and consolidation began. With the reopening of the valley of the Danube, the current turned. At first the tide ran feebly, but after the conquest of the Holy Land the channels of trade altered; capital began to accumulate; and by the thirteenth century money controlled Palestine and Italy, and was rapidly subduing France. Heyd remarked that “the commerce to the Levant took a leap, during the crusades, of which the boldest imagination could hardly have dreamed shortly before,”[125] because the possession of the Syrian ports brought Europe into direct communication with Asia, and accelerated exchanges.
In other words, when decentralization hit its peak, the way companies competed changed, leading to consolidation. With the reopening of the Danube valley, the situation shifted. At first, the change was slow, but after the conquest of the Holy Land, trade routes transformed; capital started to build up; and by the thirteenth century, money was dominating Palestine and Italy, and was quickly taking over France. Heyd noted that “the commerce to the Levant took a leap during the crusades that the boldest imagination could hardly have dreamed of shortly before,”[125] because controlling the Syrian ports connected Europe directly with Asia and sped up trade.
125 From the dawn of European history to the rise of modern London, the Eastern trade has enriched every community where it has centred, and, among others, North Italy in the Middle Ages. Venice, Florence, Genoa, and Pisa were its creations.
125 From the beginning of European history to the emergence of modern London, Eastern trade has benefited every community it has influenced, including North Italy during the Middle Ages. Venice, Florence, Genoa, and Pisa were its outcomes.
In the year 452, when the barbarian migrations were flowing over the Roman provinces in steadily increasing volume, the Huns sacked Aquileia, and the inhabitants of the ravaged districts fled for shelter to the islands which lie in the shallow water at the head of the Adriatic. For many generations these fugitives remained poor, subsisting mainly on fish, and selling salt as their only product; but gradually they developed into a race highly adapted to flourish under the conditions which began to prevail after the council of Clermont.
In the year 452, when barbarian migrations surged through the Roman provinces, the Huns attacked Aquileia, and the people from the devastated areas sought refuge on the islands in the shallow waters at the head of the Adriatic. For many generations, these refugees lived in poverty, mostly eating fish and selling salt as their only product; but over time, they evolved into a community well-suited to thrive under the conditions that emerged after the council of Clermont.
Isolated save toward the sea, without agriculture or mines, but two paths were open to them, piracy and commerce: and they excelled in both. By the reign of Charlemagne they were prosperous; and when the closing of the valley of the Danube forced traffic to go by sea, Venice and Amalfi obtained a monopoly of what was left of the Eastern trade. For many years, however, that trade was not highly lucrative. Though Rome always offered a certain market for brocades for vestments and for altar coverings, for incense, and jewels for shrines, ready money was scarce, the West having few products which Asiatics or Africans were willing to take in exchange for their goods. Therefore it was not through enterprises sanctioned by the priesthood, that Venice won in the economic competition which began to prevail in the eleventh century.
Isolated except for the sea, lacking agriculture or mines, they had two options: piracy and trade, and they thrived in both. By Charlemagne's reign, they were doing well; and when the closure of the Danube valley shifted traffic to the sea, Venice and Amalfi gained a monopoly on what remained of Eastern trade. However, for many years, this trade wasn't very profitable. Although Rome always provided a market for brocades for clothing, altar coverings, incense, and shrine jewels, cash was hard to come by since the West had few products that Asians or Africans wanted in exchange for their goods. Therefore, it wasn't through activities approved by the church that Venice succeeded in the economic competition that emerged in the eleventh century.
126 Venetians prospered because they were bolder and more unscrupulous than their neighbours. They did without compunction what was needful for gain, even when the needful thing was a damnable crime in the eyes of the devout.
126 The Venetians thrived because they were braver and more ruthless than those around them. They did what was necessary for profit without feeling guilty, even when that necessary action was considered an unforgivable sin by the pious.
The valley of the Nile, though fertile, produces neither wood nor iron, nor men of the fighting type; for these the caliphs were ready to pay, and the Venetians provided them all. Even as early as 971 dealings with the common enemy in material of war had reached proportions which not only stimulated the Emperor John Zimisces to energetic diplomatic remonstrance, but made him threaten to burn all the ships he captured laden with suspicious cargoes.
The Nile Valley, even though it's fertile, doesn’t produce wood, iron, or skilled fighters; for these, the caliphs were willing to pay, and the Venetians supplied them all. As early as 971, the interactions with a common enemy regarding military supplies had grown so significant that they prompted Emperor John Zimisces to take strong diplomatic action, even threatening to burn all the ships he captured that were carrying questionable cargo.
To sell timber for ships, and iron for swords, to the Saracens, was a mortal sin in children of the Church; but such a sin was as nothing beside the infamy of kidnapping believers as slaves for infidels, who made them soldiers to fight against their God. Charlemagne and the popes after him tried to suppress the traffic, but without avail. Slaving was so lucrative that it was carried on in the streets of Rome herself,[126] and in the thirteenth century two thousand Europeans were annually disposed of in Damietta and Alexandria, from whom the Mamelukes, the finest corps of soldiers in the East, were recruited.
To sell timber for ships and iron for swords to the Saracens was a serious sin for children of the Church; but that sin was nothing compared to the disgrace of kidnapping believers and selling them as slaves to infidels, who forced them to become soldiers to fight against their God. Charlemagne and the popes after him tried to put a stop to the trade, but it was pointless. The slave trade was so profitable that it was happening in the streets of Rome itself, and in the thirteenth century, two thousand Europeans were sold each year in Damietta and Alexandria, from which the Mamelukes, the best soldiers in the East, were recruited.
127 Thus a race grew up in Italy, which differed from the people of France and Germany because of the absence of those qualities which had caused the Germans to survive when the inhabitants of the Empire decayed. The mediæval Italians prospered because they were lacking in the imagination which made the Northern peoples subservient to the miracle-worker, and among mediæval Italians the Venetians, from their exposed position, came to be the most daring, energetic, and unscrupulous. By the end of the eleventh century their fleet was so superior to the Greek, that the Emperor Alexis had to confide to them the defence of the harbour of Durazzo against Robert Guiscard. Guiscard attacked Durazzo in 1081, at the time of the revolution which immediately preceded the debasement of the Byzantine coinage; and the demonstration that Venice had already absorbed most of the carrying trade, seems to prove that, during the last half of the eleventh century, the centre of exchanges had a pronounced tendency to abandon Constantinople. Moreover, the result of the campaign showed that the Venetian navy was the strongest in the Mediterranean, and this was of vital moment to the success of the crusades twenty years later, for, without the command of the sea, the permanent occupation of Palestine would have been impossible.
127 A distinct group emerged in Italy, different from the people of France and Germany due to the lack of the characteristics that had allowed the Germans to thrive while the inhabitants of the Empire weakened. The medieval Italians flourished because they lacked the imagination that made the Northern peoples reliant on miracle workers, and among them, the Venetians, due to their vulnerable location, became the most daring, energetic, and ruthless. By the end of the eleventh century, their fleet was so much stronger than the Greek one that Emperor Alexis had to rely on them to defend the harbor of Durazzo against Robert Guiscard. Guiscard attacked Durazzo in 1081, during the upheaval that preceded the devaluation of Byzantine currency; and the evidence that Venice had already taken over most of the shipping trade suggests that, in the latter half of the eleventh century, the main hub of trade was shifting away from Constantinople. Furthermore, the outcome of the campaign demonstrated that the Venetian navy was the most powerful in the Mediterranean, which was crucial for the success of the Crusades twenty years later, as the permanent occupation of Palestine would have been impossible without control of the sea.
128 After the capture of Jerusalem in 1099, almost the first operations of Godfrey de Bouillon were against the Syrian ports; but as he controlled too small a force to act alone, he made a treaty with Venice, by which, in consideration of two hundred ships, he promised to cede to her a third part of every town taken. Baldwin made a similar arrangement with the Genoese, and, as the coast was subdued, the Italian cities assumed their grants, and established their administrations. In the end the Venetians predominated at Tyre, the Genoese at Acre, and the Pisans at Antioch. Before the discovery of the Cape of Good Hope, the spices, drugs, brocades, carpets, porcelains, and gems of India and China, reached the Mediterranean mainly by two routes. One by way of the Persian Gulf to Bagdad, up the Euphrates to Rakka, and by land to Aleppo, whence they were conveyed by caravan either to Antioch or Damascus. Damascus, beside being the starting-place of caravans for Mecca and Egypt, and the emporium for the products of Persia, had important manufactures of its own. Its glass, porcelain, steel, and brocades were famous, and it was a chief market for furs, which were highly prized throughout the Middle Ages, when heating was not understood.
128 After Jerusalem was captured in 1099, Godfrey de Bouillon’s initial actions focused on the Syrian ports. However, since he didn't have enough troops to operate on his own, he struck a deal with Venice, agreeing to give her a third of every town captured in exchange for two hundred ships. Baldwin made a similar deal with the Genoese, and as the coast was conquered, the Italian cities took their shares and set up their administrations. Ultimately, the Venetians became dominant in Tyre, the Genoese in Acre, and the Pisans in Antioch. Before the discovery of the Cape of Good Hope, spices, drugs, brocades, carpets, porcelain, and gems from India and China mainly came to the Mediterranean via two routes. One route was through the Persian Gulf to Baghdad, then up the Euphrates to Rakka, and finally overland to Aleppo, where goods were transported by caravan to either Antioch or Damascus. Damascus not only served as a starting point for caravans to Mecca and Egypt but was also a hub for Persian goods and had its own significant manufacturing sector. Its glass, porcelain, steel, and brocades were well-known, and it was a key market for furs, which were highly valued during the Middle Ages when heating was not yet understood.
The second route was by water. Indian merchants usually sold their cargoes at Aden, whence they were taken to a port in Upper Egypt, floated down the Nile to Cairo, and bought by Europeans at Damietta or Alexandria. The products of Egypt itself were valuable, and next to Constantinople, Cairo was the richest city west of the Indus.
The second route was by water. Indian traders typically sold their goods at Aden, where they were then transported to a port in Upper Egypt, floated down the Nile to Cairo, and purchased by Europeans in Damietta or Alexandria. The products from Egypt were valuable, and next to Constantinople, Cairo was the wealthiest city west of the Indus.
What Europe gave to the Orientals in return is not so well known; but, beside raw materials and slaves, her woollens were much esteemed. At all events, exchanges must have become more favourable to her, as is proved by the increased supply of the precious metals.
What Europe offered the East in return isn't widely recognized; however, alongside raw materials and slaves, her woolen products were highly valued. In any case, the trade must have become more beneficial for her, as evidenced by the increased supply of precious metals.
129 Why the short period of expansion, which followed upon the re-establishment of the silver standard in the West, should have been succeeded by a sharp contraction is unknown, but the fact seems proved by the coinage. In the reign of Charlemagne a silver pound of 7680 grains was made the monetary unit, which was divided into 240 denarii, or pence.[127]
129 It's unclear why the brief period of growth that followed the reinstatement of the silver standard in the West was followed by a significant downturn, but the evidence appears to be confirmed by the coinage. During Charlemagne's reign, a silver pound weighing 7680 grains was established as the monetary unit, which was divided into 240 denarii, or pence.[127]
For some time these pence were tolerably maintained, but as the empire of Charlemagne disintegrated, they deteriorated until, by the end of the twelfth century, those coined at Venice were but a quarter of their original weight and three parts alloy.[128] After Hattin a new expansion began, in which Venice took the lead. The battle was fought in 1187, and some years later, but probably before 1200, the grosso was struck, a piece of fine silver, of good weight, which thereafter was maintained at the standard. Half a century later gold appeared. Florence coined the florin in 1252, Venice the ducat in 1284, and between the two dates, Saint Louis issued his crowns.
For a while, these coins were fairly stable, but as Charlemagne's empire fell apart, their value dropped until, by the end of the twelfth century, those minted in Venice were only a quarter of their original weight and mostly made of alloy. After Hattin, a new expansion started, with Venice taking the lead. The battle happened in 1187, and a few years later, likely before 1200, the grosso was minted, a piece of fine silver with good weight that was kept to the standard. Half a century later, gold coins emerged. Florence issued the florin in 1252, Venice produced the ducat in 1284, and between those two dates, Saint Louis issued his crowns.
The return of the precious metals to the West indicated a revival of trade and a change in the form of competition. Instead of the imagination, the economic faculty began to predominate, and energy chose money as its vent. Within a generation the miracle fell decisively in power, and the beginning of this most crucial of social revolutions is visible in the third crusade, the famous expedition led by Philip Augustus and Cœur de Lion.
The return of precious metals to the West marked a revival of trade and a shift in competition. Rather than relying on imagination, economic skills took the lead, and ambition focused on wealth. Within a generation, a remarkable transformation in power occurred, and the start of this critical social revolution can be seen in the third crusade, the renowned campaign led by Philip Augustus and Richard the Lionheart.
130 These two great soldiers probably learned the art of fortification at the siege of Acre, the most remarkable passage of arms of the Middle Ages. The siege is said to have cost one hundred thousand lives, and certainly called forth all the engineering skill of the time. Guy de Lusignan, having been liberated by Saladin soon after Hattin, wandered about the country, abandoned and forlorn, until at last he sat down before Acre, in 1189, with a force inferior to the garrison. There he was joined by the kings of France and England, who succeeded in capturing the city after a desperate defence of two years. An immense booty was taken, but the clergy complained that two secular princes had embezzled the heritage of God. On the other hand, the troops had not received the usual assistance from miracles; for though assaults were delivered almost daily, none were worked, and the Virgin herself only appeared once, and then so quietly as to arouse no enthusiasm.
130 These two great soldiers probably learned the art of building fortifications during the siege of Acre, the most significant military conflict of the Middle Ages. It's said that the siege cost a hundred thousand lives and truly showcased all the engineering skills of that time. Guy de Lusignan, who was freed by Saladin shortly after Hattin, roamed the land feeling lost and abandoned, until finally, in 1189, he camped outside Acre with a force smaller than the garrison. There, he was joined by the kings of France and England, who managed to capture the city after a grueling two-year defense. A massive treasure was taken, but the clergy complained that two secular princes had misappropriated what belonged to God. Meanwhile, the soldiers didn’t receive the usual miraculous support; even though attacks were launched almost daily, none were successful, and the Virgin only appeared once, and even then so quietly that it sparked no excitement.
After the surrender Philip went home, while Richard remained in command. The whole country had been overrun, only a few strongholds like the Krak des Chevaliers and Tortosa held out; and Richard, far from following the example of the first crusaders, who marched straight for the relics at Jerusalem, turned his attention to re-establishing the centres of trade upon the coast.
After the surrender, Philip went home, while Richard stayed in command. The entire country had been taken over, with only a few strongholds like the Krak des Chevaliers and Tortosa still holding out; and Richard, instead of following the path of the first crusaders, who went straight for the relics in Jerusalem, focused on restoring trade centers along the coast.
131 He moved south along the shore, keeping close to his fleet, with the enemy following on the mountains. As he approached Joppa, the Saracens descended into the plain and gave battle. They were decisively defeated, and Richard occupied Joppa without resistance. From Joppa the road ran direct to Jerusalem. The way was not long nor the country difficult, and there is no reason to suppose an attack to have been particularly hazardous. On the contrary, when Richard advanced, the opposition was not unusually stubborn, and he actually pursued the enemy to within sight of the walls. Yet he resolutely resisted the pressure of the clergy to undertake a siege, the inference being that the power which controlled him held Jerusalem to be worthless. That power must have been capital, for the treaty which he negotiated was as frankly mercenary as though made in modern times. The seaboard from Tyre to Joppa was ceded to the Franks; Ascalon, which was the key to Egypt, was dismantled, and the only mention made of Jerusalem was that it should be open to pilgrims in the future, as it had been in the past. Of the cross, which fifty years before had been prized above all the treasures of the East, not a word was said, nor does it appear that, after Hattin, either Infidels or Christians attached a money value to it.
131 He headed south along the shore, staying close to his fleet, with the enemy following in the mountains. As he got closer to Joppa, the Saracens moved down into the plain and engaged in battle. They were decisively defeated, and Richard took Joppa without any resistance. From Joppa, the road went straight to Jerusalem. The distance wasn’t long, and the terrain was not difficult, so there was no reason to believe an attack would be particularly risky. In fact, when Richard pushed forward, the enemy’s resistance was not especially fierce, and he even chased them to sight of the walls. However, he firmly resisted the clergy’s pressure to lay siege, implying that the authority controlling him deemed Jerusalem to be of no value. That authority must have been financial, because the treaty he made was as transparently mercenary as those made in modern times. The coastline from Tyre to Joppa was handed over to the Franks; Ascalon, the key to Egypt, was dismantled, and the only mention of Jerusalem was that it should be open to pilgrims in the future, just as it had been in the past. There was no mention of the cross, which had been considered more valuable than all the treasures of the East fifty years prior, and it seems that, after Hattin, neither the Infidels nor Christians gave it any monetary worth.
Some chroniclers have insisted that Richard felt remorse at thus abandoning his God; and when, in a skirmish, he saw the walls of Jerusalem, they related that he hid his face and wept. He may have done so, but, during his life, the time came when Christian knights felt naught but exultation at having successfully bartered the Sepulchre for money. After Richard’s departure, the situation of the Franks in the Holy Land went rapidly from bad to worse. The decay of faith constantly relaxed the bond which had once united them against the Moslems, while they were divided amongst themselves by commercial jealousies. The Temple and the Hospital carried on perpetual private wars about disputed property, the fourth crusade miscarried, and the garrison of Joppa was massacred, while Europe looked on with indifference.
Some historians have claimed that Richard felt guilty for abandoning his God; and when he saw the walls of Jerusalem during a skirmish, it’s reported that he hid his face and cried. He might have done that, but during his life, there came a time when Christian knights only felt joy at having successfully traded the Sepulchre for money. After Richard left, the situation for the Franks in the Holy Land quickly worsened. The decline of faith slowly weakened the bond that had once united them against the Muslims, while they were divided among themselves by business rivalries. The Temple and the Hospital were constantly fighting over disputed property, the fourth crusade failed, and the garrison of Joppa was massacred, while Europe watched without concern.
132 When this point was reached, the instinct of self-preservation seems to have roused the clergy to the fact that their fate was bound up with the fate of the holy places: if the miracle were discredited, their reign was at an end. Accordingly, Innocent III., on his election, threw himself into a new agitation with all the intensity of his nature. Foulques de Neuilly was chosen to preach, like Saint Bernard; but his success, at first, was not flattering. He was insulted publicly by Richard, and was even accused of having embezzled the funds entrusted to him. At length, in the year 1199, Tybalt, Count of Champagne, and Louis, Count of Blois, took the cross at a tournament they were holding at the castle of Ecry. They soon were joined by others, but probably the most famous baron of the pilgrimage was Simon de Montfort.
132 When this point was reached, the instinct for self-preservation seems to have awakened the clergy to the reality that their fate was linked to the fate of the holy places: if the miracle lost its credibility, their authority would end. So, Innocent III, upon his election, dived into a new movement with all his energy. Foulques de Neuilly was chosen to preach, like Saint Bernard; however, his initial success was less than promising. He faced public insults from Richard and was even accused of misusing the funds entrusted to him. Finally, in 1199, Tybalt, Count of Champagne, and Louis, Count of Blois, took the cross at a tournament held at the castle of Ecry. They were soon joined by others, but probably the most notable baron of the pilgrimage was Simon de Montfort.
At the end of the twelfth century the great fiefs had not been absorbed, and the Count of Champagne was a powerful sovereign. He was therefore chosen leader of the expedition, and, at a meeting held at Compiègne, the three chief princes agreed to send a committee of six to Venice to contract for transportation. In this committee, Ville-Hardouin, who wrote the chronicle of the war, represented Tybalt.
At the end of the 12th century, the major fiefs hadn’t been taken over, and the Count of Champagne was a strong ruler. Because of this, he was selected to lead the expedition, and during a meeting at Compiègne, the three main princes agreed to send a committee of six to Venice to arrange for transportation. In this committee, Ville-Hardouin, who documented the events of the war, represented Tybalt.
133 The doge was then Henry Dandolo, perhaps the most remarkable man Venice ever produced. Though nearly ninety-five, he was as vigorous as in middle life. A materialist and a sceptic, he was the best sailor, the ablest diplomatist, and the keenest speculator in Europe; and while, as a statesman and a commander, he raised his country to the pinnacle of glory, he proved himself the easy superior of Innocent III. in intrigue. So eminent were his abilities that, by common consent, he was chosen leader of a force which held some of the foremost captains of the age; and when, by his sagacity, Constantinople had been captured, he refused the imperial crown.
133 The doge at that time was Henry Dandolo, possibly the most extraordinary figure Venice ever produced. At almost ninety-five, he was as energetic as he had been in his middle years. A materialist and a skeptic, he was the best sailor, the most skilled diplomat, and the sharpest investor in Europe. While he elevated his country to the height of glory as a statesman and commander, he also outsmarted Innocent III in intrigue. His abilities were so remarkable that everyone agreed to make him the leader of a force that included some of the most prominent leaders of the time; and when Constantinople was captured through his cleverness, he declined the imperial crown.
Ville-Hardouin always spoke of him with deep respect as “the good duke, exceeding wise and prudent;” and, indeed, without him the Frankish princes would certainly have fallen victims to the cunning of the Greeks, whom he alone knew how to over-reach, and whom he hated because his eyes had been seared by the Emperor Manuel Comnenus, when he had been upon a mission at his court.
Ville-Hardouin always talked about him with great respect as “the good duke, very wise and careful;” and, in reality, without him the Frankish princes would definitely have been trapped by the cleverness of the Greeks, whom he alone knew how to outsmart, and whom he despised because his eyes had been burned by Emperor Manuel Comnenus during his visit to the court.
In his hands the Frankish envoys were like children, bewildered by the wealth and splendour which surrounded them. After stating their errand to Dandolo, they waited eight days for an answer, and were then tendered a contract which has the look of having been part of a premeditated plan to ensnare the crusaders, and make them serve the republic.
In his hands, the Frankish envoys felt like kids, overwhelmed by the wealth and luxury around them. After explaining their mission to Dandolo, they waited eight days for a response, only to be presented with a contract that seemed to be part of a carefully thought-out scheme to trap the crusaders and make them serve the republic.
The Venetians bound themselves to provide shipping for 4500 knights with their horses, 9000 squires, and 20,000 foot, with provisions for nine months, for 85,000 marks of silver; probably about equal to $5,500,000 of our money. But beside this the city proposed, “for the love of God,” to add fifty galleys, and divide the conquests equally. Whatever its character, and however much such obligations were beyond the ability of the Franks, the contract was executed and sent to Innocent for ratification, who approved it with the proviso that no hostilities should be undertaken against Christians during the crusade. The pilgrims were to meet at Venice in the spring.
The Venetians committed to providing shipping for 4,500 knights with their horses, 9,000 squires, and 20,000 foot soldiers, along with food supplies for nine months, for 85,000 marks of silver; this was probably about $5,500,000 in today’s money. Additionally, the city offered, “for the love of God,” to add fifty galleys and share the conquests equally. Regardless of the situation, and despite these demands being beyond what the Franks could handle, the contract was finalized and sent to Innocent for approval, which he granted with the condition that no hostilities should be directed against Christians during the crusade. The pilgrims were to gather in Venice in the spring.
134 When Ville-Hardouin returned, Tybalt was dying, and his loss threw all into confusion. Possibly also the suspicion spread that the Venetians had imposed on the committee, for many of the nobles sailed from other ports where better terms were to be made, among whom was Reginald de Dampierre, to whom Tybalt had confided his treasure. So, in the spring of 1202, hardly more than half the knights presented themselves at Venice, and these found it quite impossible to meet their engagements. Even when the princes had sent their plate and jewels to the Ducal Palace, a deficit, estimated at 34,000 marks, remained.
134 When Ville-Hardouin returned, Tybalt was dying, and his loss caused chaos. There was also a growing suspicion that the Venetians had manipulated the committee, as many of the nobles set sail from other ports where better deals could be made, including Reginald de Dampierre, to whom Tybalt had entrusted his treasure. So, in the spring of 1202, barely half the knights showed up in Venice, and they found it nearly impossible to fulfill their commitments. Even after the princes sent their silver and jewels to the Ducal Palace, there was still a shortfall of about 34,000 marks.
On their side the Venetians declined to make any abatement of their price, but offered as a compromise to give time, and collect the balance from plunder. As a preliminary they proposed an attack on Zara, an Adriatic port, which had revolted and transferred its allegiance to the King of Hungary.
On their side, the Venetians refused to lower their price but offered a compromise by giving time and collecting the remaining amount from looting. As a first step, they suggested an attack on Zara, an Adriatic port that had rebelled and shifted its loyalty to the King of Hungary.
Few propositions could have been a greater outrage on the Church. Not only were the people of Zara fellow-Christians, against whom the Franks had no complaint, but the King of Hungary was himself a crusader, his dominions were under the protection of the pope, and an attack on him was tantamount to an attack on Rome herself.
Few proposals could have been more shocking to the Church. Not only were the people of Zara fellow Christians with no issues from the Franks, but the King of Hungary was a crusader himself, his lands were under the pope's protection, and an attack on him was like attacking Rome itself.
On these points difference of opinion was impossible, and the papal legate, with all the other ecclesiastics, denounced the Venetians and threatened them with excommunication. The result showed that force already expressed itself in the West through money, and not through the imagination.
On these issues, there was no room for disagreement, and the papal legate, along with all the other clergy, condemned the Venetians and warned them with excommunication. The outcome revealed that power was already manifesting in the West through wealth, rather than through creativity.
135 What followed is the more interesting since it can be demonstrated that, when beyond the Alps, and withdrawn from the pressure of capital, the French barons were as emotional as ever. While these very negotiations were pending, the subjects of Philip Augustus had deserted him in a mass, and had grovelled before Innocent as submissively as if he had been Hildebrand.
135 What happened next is more intriguing because it's clear that, beyond the Alps and free from financial pressure, the French barons were just as emotional as ever. While these negotiations were happening, Philip Augustus's subjects abandoned him in droves and humbly submitted themselves to Innocent as if he were Hildebrand.
The first wife of Philip Augustus was Ingeburga, a Danish princess, for whom he had an irrepressible disinclination. In 1195 he obtained a divorce from her, by an assembly of prelates presided over by the Cardinal of Champagne. He then married Agnes de Méranie, to whom he was devotedly attached; Ingeburga appealed to Rome, and Innocent declared the divorce void, and ordered Philip to separate “from his concubine.”
The first wife of Philip Augustus was Ingeburga, a Danish princess, whom he had a strong aversion to. In 1195, he got a divorce from her through a gathering of bishops led by the Cardinal of Champagne. He then married Agnes de Méranie, to whom he was deeply devoted; Ingeburga appealed to Rome, and Innocent declared the divorce invalid and ordered Philip to separate “from his mistress.”
Philip refused, and Innocent commanded his legate to put the kingdom under interdict. At Vienne, in the month of January, 1200, at the dead of night, the magical formulas were recited. When the Christ upon the altar had been veiled, the sacred wafer burned, the miracle-working corpses hidden in the crypt, before the shuddering people, the priest laid his curse upon the king until he should put away his harlot.
Philip refused, and Innocent ordered his representative to place the kingdom under interdict. In Vienne, during January 1200, at midnight, the magical chants were performed. When the Christ on the altar was covered, the holy wafer was burned, and the miracle-working bodies hidden in the crypt, the priest cursed the king in front of the trembling crowd until he got rid of his mistress.
From that hour all religious rites were suspended. The church doors were barred, the bells were silent, the sick died unshriven, the dead lay unburied. The king summoned his bishops, and threatened to drive them from France: it was of no avail. The barons shrank from him, his very men-at-arms fell off from him; he was alone as Henry had been at Canossa. The people were frenzied, and even went to England to obtain priestly aid. The Count of Ponthieu had to marry Philip’s sister at Rouen, within the Norman jurisdiction.
From that moment, all religious ceremonies were put on hold. The church doors were locked, the bells were quiet, the sick passed away without confession, and the dead remained unburied. The king called his bishops together and threatened to expel them from France, but it did no good. The barons turned away from him, and even his own knights deserted him; he felt as alone as Henry had at Canossa. The people were in a frenzy and even went to England to seek help from priests. The Count of Ponthieu was set to marry Philip’s sister in Rouen, under Normand jurisdiction.
136 In his extremity Philip called a parliament at Paris, and Agnes, clad in mourning, implored protection, but not a man moved; a mortal terror was in every heart. She was then in the seventh month. The assembly decided that the king must submit, and Agnes supplicated the pope not to divide her from her husband; the crown, she said, was indifferent to her. But this was a struggle for supremacy, and Innocent was inexorable. A council was convened at Néelle, where Philip promised to take back Ingeburga and part from Agnes. He explained that she was pregnant, and to leave the realm might kill her; but the priests demanded absolute submission, and he swore upon the evangelists to see her no more. Agnes, broken by her misery, set forth for a Norman castle, where she died in bearing a son, whom she called Tristan, from her sorrow at his birth.
136 Desperate, Philip called a parliament in Paris, and Agnes, dressed in black, begged for protection, but no one moved; fear gripped every heart. She was seven months pregnant. The assembly decided that the king must submit, and Agnes pleaded with the pope not to separate her from her husband; she said the crown meant nothing to her. But this was a battle for power, and Innocent was relentless. A council was held at Néelle, where Philip promised to take Ingeburga back and leave Agnes. He explained that she was pregnant, and leaving the kingdom could endanger her life; but the priests insisted on complete submission, and he swore on the Gospels never to see her again. Devastated by her misery, Agnes set off for a Norman castle, where she died giving birth to a son, whom she named Tristan, in her sorrow at his arrival.
The soldier, who belonged to the old imaginative society, had been conquered by the Church, which was the incarnation of the imagination; but Dandolo was a different development. He was the creation of economic competition, and he trampled the clergy under his feet.
The soldier, who was part of the old imaginative society, had been defeated by the Church, which represented the imagination; but Dandolo was a different story. He was born from economic competition, and he walked over the clergy.
Although, apparently, profoundly sceptical, as the man must be who is the channel through which money acts, he understood how to play upon the imaginations of others, and arranged a solemn function to glorify the Sepulchre. One Sunday he summoned both citizens and pilgrims to Saint Mark’s, and mounting the pulpit, he addressed the congregation.
Although he seemed deeply skeptical, as anyone dealing with money must be, he knew how to influence the imaginations of others and set up a solemn event to honor the Sepulchre. One Sunday, he called both locals and visitors to Saint Mark’s and took to the pulpit to speak to the congregation.
“My lords, you are engaged to the greatest people of the world, for the highest enterprise that ever was undertaken; and I am old and feeble, and need repose, and am infirm in body; but I see that none can command and control you as I can, who am your doge. If you will permit me to take the cross to lead you, and let my son stay here in my place and conduct the government, I will go to live or die with you, and with the pilgrims.”[129]
“My lords, you are associated with the most important people in the world, for the greatest mission that has ever been undertaken; and I am old and weak, in need of rest, and my health is failing; but I see that no one can guide and lead you as I can, being your doge. If you allow me to take the cross and lead you, while my son stays here in my place to manage the government, I will go to live or die with you and the pilgrims.”[129]
Ville-Hardouin’s simple chronicle shows how perfectly the old man knew his audience:—
Ville-Hardouin’s straightforward chronicle demonstrates just how well the old man understood his audience:—
“There was great pity among the people of the country and the pilgrims, and many tears were shed, because this worthy man had so much cause to stay behind; for he was old and ... his sight poor.”[130]
“There was a lot of sadness among the people of the country and the pilgrims, and many tears were shed, because this good man had so many reasons to stay behind; for he was old and ... his vision was poor.”[130]
Amidst an outburst of enthusiasm assent was given. Then, while the church rang with shouts, Dandolo knelt before the altar, in a passion of tears fixed the cross to the ducal bonnet, and rose, the commander of the finest army in the world.
Amid a surge of excitement, agreement was reached. Then, as the church echoed with shouts, Dandolo knelt before the altar, tears streaming down his face, attached the cross to the ducal bonnet, and stood up as the leader of the greatest army in the world.
And Dandolo was a great commander; a commander of the highest stamp. He tolerated no insubordination, and trod the clergy down. When Peter of Capua, the papal legate, interfered, Dandolo sternly told him that the army of Christ lacked not for military chiefs, and that if priests would stay therein they must content themselves with prayers.
And Dandolo was an excellent commander; a top-tier leader. He accepted no disobedience and kept the clergy in check. When Peter of Capua, the papal representative, tried to intervene, Dandolo firmly told him that Christ's army didn’t have a shortage of military leaders, and that if the priests wanted to be involved, they would have to stick to praying.
138 A Cistercian monk, named Gunther, who had been appointed to follow his abbot on the pilgrimage, kept a chronicle of what he saw. His superior, named Martin, was so disheartened at Venice that he asked the legate for absolution from his vow, and for permission to return to his convent at Bâle; but this request the cardinal refused. The priests had determined to stay by Dandolo and fight him to the last. Therefore the abbot sailed with the Venetians, but he learned a bitter lesson at Zara. There the clergy received a letter from Innocent, explaining the position of the Church, and threatening with excommunication all who should molest the King of Hungary. Simon de Montfort and a portion of the more devout, who had from the first been scandalized at the contract made with Dandolo, then withdrew and camped apart; and, at a meeting called to consider the situation, Guy, Abbot of Vaux-de-Cernay, tried to read the letter. An outbreak followed, and some of the chroniclers assert that the Venetians would have murdered Guy, had not Simon de Montfort stood by him sword in hand.[131]
138 A Cistercian monk named Gunther, who was assigned to accompany his abbot on the pilgrimage, kept a record of what he witnessed. His superior, Martin, felt so discouraged in Venice that he requested the legate for forgiveness from his vow and permission to return to his convent in Bâle; however, the cardinal denied this request. The priests had decided to stand by Dandolo and fight him until the end. Consequently, the abbot sailed with the Venetians, but he learned a harsh lesson in Zara. There, the clergy received a letter from Innocent, outlining the Church's stance and threatening excommunication for anyone who harmed the King of Hungary. Simon de Montfort and some of the more devout members, who had been troubled by the agreement with Dandolo from the beginning, then withdrew and set up camp separately; during a meeting called to discuss the situation, Guy, Abbot of Vaux-de-Cernay, attempted to read the letter. An uproar ensued, and some chroniclers claim that the Venetians would have killed Guy if Simon de Montfort hadn't stood by him with his sword drawn.[131]
On the main point there is no doubt. The priests ignominiously failed to protect their ally; the attack was made, and nothing shows that even de Montfort refused to share in it, or to partake of the plunder after the city fell. There was no resistance. The besieged made no better defence than hanging crosses on their walls, and on the fifth day capitulated. First the Franks divided the plunder with the Italians; then they sent an embassy to Rome to ask for absolution.
On the main point, there's no doubt. The priests failed miserably to protect their ally; the attack happened, and there's nothing to suggest that even de Montfort refused to take part in it or enjoy the spoils after the city fell. There was no resistance. The besieged didn't defend themselves much better than by hanging crosses on their walls, and on the fifth day, they surrendered. First, the Franks shared the loot with the Italians; then they sent a delegation to Rome to ask for forgiveness.
They alleged that they were helpless, and either had to accept the terms offered by Dandolo, or abandon their enterprise. Innocent submitted. He coupled his forgiveness, indeed, with the condition that the plunder should be returned;[132] yet no record remains that a single mark, of all the treasures taken from Zara, ever found its way back to the original owners.
They claimed that they were powerless and had to either accept the terms proposed by Dandolo or give up their mission. Innocent agreed. He combined his forgiveness with the condition that the stolen goods should be returned;[132] yet there is no record that even a single coin of all the treasures taken from Zara ever made its way back to the original owners.
139 The Venetians neither asked for pardon nor noticed the excommunication. On the contrary, Dandolo used the time when the envoys were at Rome in maturing the monstrous crime of diverting the crusade from Palestine to Constantinople.
139 The Venetians neither sought forgiveness nor paid attention to the excommunication. Instead, Dandolo took advantage of the time while the envoys were in Rome to plan the outrageous act of redirecting the crusade from Palestine to Constantinople.
Just before the departure from Venice, an event happened which Ville-Hardouin called “one of the greatest marvels you ever heard of.” In 1195 the Greek emperor, named Isaac, had been dethroned, imprisoned, and blinded by his brother Alexis, who usurped the throne. Isaac’s son, also named Alexis, escaped, and took shelter with his brother-in-law, Philip of Swabia. Philip could not help him, but suggested to him to apply to the crusaders in Venice, and ask them for aid. Whether or not this application had been arranged by Dandolo, does not appear. Alexis went to Venice, where he was cordially received by the doge; but as the fleet was then weighing anchor, his affairs were postponed until after the attack on Zara, when an embassy from Philip arrived, which brought up the whole situation at Constantinople for consideration. In the struggle which followed between the Venetians and the Church, the Franks lay like a prize destined to fall to the stronger, and in Gunther’s narrative the love the priests bore their natural champions can be plainly seen. In the thirteenth century, as in the fifth century, the ecclesiastics recognized that over a monied oligarchy they could never have control; accordingly the monks hated the Venetians, whom Gunther stigmatized as “a people excessively greedy of money,” always ready to commit sacrilege for gain.
Just before leaving Venice, something happened that Ville-Hardouin called “one of the greatest marvels you ever heard of.” In 1195, the Greek emperor named Isaac was dethroned, imprisoned, and blinded by his brother Alexis, who took over the throne. Isaac’s son, also named Alexis, escaped and sought refuge with his brother-in-law, Philip of Swabia. Philip couldn’t help him directly but advised him to reach out to the crusaders in Venice for support. It’s unclear whether this request was orchestrated by Dandolo. Alexis arrived in Venice, where he was warmly welcomed by the doge; however, since the fleet was preparing to set sail, his situation was postponed until after the attack on Zara. Following this, an embassy from Philip arrived to discuss the situation in Constantinople. During the ensuing struggle between the Venetians and the Church, the Franks were treated like a prize ready to be claimed by the stronger side, and Gunther's account clearly shows the affection the priests had for their natural champions. In the thirteenth century, just like in the fifth century, church leaders realized they could never have control over a wealthy oligarchy; consequently, the monks despised the Venetians, whom Gunther criticized as “a people excessively greedy for money,” always eager to commit sacrilege for profit.
140 On his side Dandolo followed his instinct, and tried to bribe the pope by offering him an union of the communions. But Innocent was inflexible. He wrote in indignation that the crusaders had sworn to avenge the wrongs of Christ, and likened those who should turn back to Lot’s wife, whom God turned into a pillar of salt for disobeying his commands.[133]
140 Dandolo acted on his instincts and tried to bribe the pope by proposing a union of the churches. But Innocent would not budge. He wrote in anger that the crusaders had vowed to seek justice for Christ’s wrongs and compared those who turned back to Lot’s wife, whom God turned into a pillar of salt for disobeying his instructions.[133]
Yet, though the priesthood put forth its whole strength, it was beaten. The power of wealth was too great. No serious defection took place. Ville-Hardouin gave a list of those who left the fleet, among whom was Simon de Montfort, adding contemptuously, “Thus those left the host, ... which was great shame to them.”[134]
Yet, even though the priesthood gave it their all, they were defeated. The influence of wealth was just too strong. There were no significant defections. Ville-Hardouin listed those who abandoned the fleet, including Simon de Montfort, and added with disdain, “Thus those left the host, ... which was a great shame to them.”[134]
Judging by the words alone, a century might have separated the writer and his comrades from the barons who abandoned Agnes to Innocent; yet they were the same men transplanted to an economic civilization, and excited by the power of wealth.
Judging by the words alone, a century might have separated the writer and his friends from the barons who left Agnes to Innocent; yet they were the same people moved into an economic civilization, and driven by the power of wealth.
On Easter Monday, 1203, the fleet sailed for Corfu, where another and more serious split occurred. But the dazzling prize finally prevailed over the fear of the supernatural, and, getting under way once more, the pilgrims crossed the Sea of Marmora, and anchored at the convent of Saint Stephen, about twelve miles from Constantinople. Since exchanges had again returned to Italy, the vitality of the Greek Empire had burned low. It was failing fast through inanition. But Byzantium was still defended by those stupendous fortifications which were impregnable from the land, and only to be assailed from the sea by an admiral of genius.
On Easter Monday, 1203, the fleet set sail for Corfu, where another and more serious disagreement happened. However, the allure of the prize ultimately outweighed the fear of the supernatural, and, resuming their journey, the pilgrims crossed the Sea of Marmora and anchored at the convent of Saint Stephen, about twelve miles from Constantinople. With trade routes back open to Italy, the Greek Empire was losing its strength. It was quickly deteriorating due to a lack of resources. But Byzantium was still protected by its massive fortifications, which were unassailable from land and could only be attacked from the sea by a brilliant admiral.
141 Such an one was Dandolo, a born seaman, sagacious yet fiery; and, besides, a pilot of the port. At a council of war he laid out a plan of campaign:—
141 Dandolo was a natural sailor, wise but passionate, and also the port's pilot. During a war council, he proposed a campaign plan:—
“My lords, I know more of the character of this country than you do, for I have been here before. You have before you the greatest and most perilous enterprise which any men have ever undertaken, and therefore it would be well that we should act prudently.”[135]
“My lords, I understand this country better than you because I've been here before. You’re facing the greatest and most dangerous undertaking that anyone has ever attempted, so it would be wise for us to proceed carefully.”[135]
He then explained how the attack should be made; and had the Franks implicitly obeyed him, the town would have been carried at the first assault. Three days later the allies occupied Scutari, the Asiatic suburb of Constantinople, and lay there ten days collecting supplies. On the twelfth they stormed the tower of Galata, which commanded Pera, the key to the Golden Horn. While the action was going on, Dandolo forced his way into the port. The entrance was defended not only by a great tower, but by a huge iron chain, fastened to piles, and covered by twenty galleys armed with machines.
He then explained how the attack should be executed; if the Franks had followed his orders without question, the town would have been captured in the first assault. Three days later, the allies took control of Scutari, the Asian suburb of Constantinople, and stayed there for ten days gathering supplies. On the twelfth day, they stormed the Galata tower, which overlooked Pera, the key to the Golden Horn. While this was happening, Dandolo made his way into the port. The entrance was defended not only by a large tower but also by a massive iron chain attached to piles and guarded by twenty galleys equipped with machines.
Nothing stopped the Venetians. Disregarding the fire, the sailors sprang on the chain, and from thence gained the decks of the Greek galleys, whose crews they threw overboard. Meanwhile, one of the Italian ships, provided with steel shears, bore down on the cable, cut it, and led the way into the harbour.
Nothing could hold back the Venetians. Ignoring the fire, the sailors jumped onto the chain and climbed aboard the Greek galleys, throwing the crews overboard. In the meantime, one of the Italian ships, equipped with steel shears, approached the cable, cut it, and paved the way into the harbor.
142 The weakest part of the walls being uncovered, Dandolo insisted that the only hope for success lay in assaulting from ship-board where the battlements were lowest; but the French obstinately refused to depart from their habits, and determined to fight on horseback. The event proved Dandolo’s wisdom; for though the attack failed through the mistake of dividing the force, and of attempting the fortifications toward the land, the doge so led his sailors that Ville-Hardouin kindled with enthusiasm as he told the tale.
142 With the weakest part of the walls exposed, Dandolo insisted that the only chance for success was to attack from the ships where the battlements were lowest; however, the French stubbornly refused to change their ways and decided to fight on horseback. The outcome proved Dandolo's wisdom; even though the attack failed due to the mistake of splitting the forces and trying to take the fortifications on land, the doge led his sailors in such a way that Ville-Hardouin was filled with enthusiasm as he recounted the story.
When the old man saw his ships recoil before the tremendous fire from the battlements,
When the old man saw his ships pull back from the intense gunfire coming from the fortress,
“so that the galleys could not make the land, then there was seen a strange sight, for the duke of Venice, who was an old man, and saw not well, was fully armed and commanded his galley, and had the gonfalon of Saint Mark’s before him; and he cried to his men to put him ashore, or if they would not he would do justice on their bodies; and they brought the galley to shore, and they sallied forth and carried the banner before him to the shore. And when the Venetians saw the gonfalon of Saint Mark’s ashore, and the galley of the lord ashore before them, they were all ashamed and made for the land, and rushed out from their ships pell-mell. Then might one see a marvellous assault. And thus testifies Geoffrey de Ville-Hardouin, the marshal of Champagne, who dictates this book, that more than forty declare they saw the banner of Saint Mark of Venice on one of the towers, and none knew who carried it thither.”[136]
“so that the galleys couldn't reach the shore, a strange sight appeared: the Duke of Venice, an old man whose vision wasn't good, was fully armed and took command of his galley, with the gonfalon of Saint Mark's in front of him. He shouted at his men to land him, threatening that if they didn't, he would take justice into his own hands. They brought the galley to shore, and they jumped out, carrying the banner before him. When the Venetians saw the gonfalon of Saint Mark on the shore and the lord's galley in front of them, they all felt ashamed and rushed to the land, streaming out of their ships in a frantic hurry. It was an incredible scene to witness. And so, Geoffrey de Ville-Hardouin, the marshal of Champagne, who is writing this book, confirms that more than forty people claimed they saw the banner of Saint Mark of Venice on one of the towers, and no one knew who brought it there.”[136]
143 Once a foothold on the ramparts had been gained, the Greeks fled, twenty-five towers fell in quick succession, and the Italians had already entered the streets and fired the houses to drive the enemy from the roofs, when news was brought that Alexis was advancing from the gates, and threatened to envelop the French. Indeed, the danger was extreme; for, as Ville-Hardouin explained, the crusaders were wondrous few when compared with the garrison, for they “had so many men we should all have been engulfed amongst them.”[137] With the instinct of a great commander, Dandolo instantly sounded a retreat, abandoned the half-conquered town, and hastened to the support of his allies. He reached the ground opportunely, for Alexis, when he saw the reinforcement, retreated without striking a blow.
143 Once the Greeks secured a hold on the walls, they fled, and twenty-five towers collapsed in rapid succession. The Italians had already poured into the streets and set fire to the houses to drive the enemy off the roofs when they received word that Alexis was approaching from the gates and threatening to surround the French. The danger was real; as Ville-Hardouin noted, the crusaders were remarkably outnumbered compared to the garrison, for “they had so many men we would all have been swallowed up among them.”[137] With the instinct of a great leader, Dandolo immediately ordered a retreat, abandoned the partially conquered town, and rushed to support his allies. He arrived just in time, as Alexis, upon seeing the reinforcements, retreated without engaging in battle.
That night Alexis fled, leaving Constantinople without a government; and the people took the blind Isaac from his dungeon and set him on the throne. In theory, therefore, the work of the crusaders was done, and they were free to embark for Palestine to battle for the Sepulchre. In fact, the thing they came for remained to be obtained, and what they demanded amounted to the ruin of the empire. Young Alexis had promised 200,000 marks of silver, to join the crusade himself, to provide rations for a year, and to recognize the supremacy of Rome; but such promises were impossible to fulfil. During a delay of six months the situation daily grew more strained, a bitter hatred sprang up between the foreigners and the natives, riots broke out, conflagrations followed, and at last the allies sent a deputation to the palace to demand the execution of the treaty.
That night, Alexis fled, leaving Constantinople without a government, and the people dragged the blind Isaac from his dungeon and placed him on the throne. In theory, the crusaders had completed their mission and were free to head for Palestine to fight for the Holy Sepulchre. In reality, the goal they had come for was still unattained, and what they were asking for would lead to the empire's destruction. Young Alexis had promised 200,000 marks of silver, to join the crusade himself, to supply food for a year, and to acknowledge the supremacy of Rome; but those promises were impossible to keep. After a six-month delay, tensions escalated daily, leading to a deep resentment between the foreigners and the locals, riots erupted, fires followed, and eventually, the allies sent a delegation to the palace to demand that the treaty be fulfilled.
144 In despair, Alexis attacked the fleet with fire-ships, and his failure led to a revolution in which he was killed. Isaac died from terror, and one Moursouffle was raised to the throne. In their extremity the Greeks had recourse to treachery, and nearly succeeded in enticing the Frankish princes to a banquet, at which they were to have been assassinated. The plot was frustrated by the sagacity of Dandolo, who would allow no one to trust themselves within the walls; then both sides prepared for war.
144 In desperation, Alexis launched an attack on the fleet using fire-ships, and his failure resulted in a revolution that led to his death. Isaac died from fear, and one Moursouffle was placed on the throne. In their desperate situation, the Greeks turned to betrayal and nearly succeeded in luring the Frankish princes to a banquet where they planned to assassinate them. The plot was thwarted by Dandolo's wisdom, who insisted that no one could be trusted to enter the city walls; then both sides prepared for war.
Defeat had taught the Franks obedience, and they consented to serve on the galleys. They embarked on April 8, 1204, to be ready for an assault in the morning. But though the attack was made in more than one hundred places at once, “yet for our sins were the pilgrims repulsed.” Then the landsmen proposed to try some other part of the walls, but the sailors told them that elsewhere the current would sweep them away; and “know,” said the marshal, “there were some who would have been well content had the current swept them away” altogether, “for they were in great peril.”[138]
Defeat had taught the Franks to be obedient, and they agreed to serve on the galleys. They set sail on April 8, 1204, to be ready for an attack in the morning. But even though the assault took place in more than a hundred locations simultaneously, “yet for our sins were the pilgrims repulsed.” Then the infantry suggested trying another part of the walls, but the sailors warned them that the current would carry them away elsewhere; and “know,” said the marshal, “there were some who would have been more than happy if the current had swept them away” completely, “for they were in great danger.”[138]
This repulse fell on a Friday; the following Monday the attack was renewed, and at first with small success, but at length—
This repulse happened on a Friday; the following Monday the attack was resumed, and initially with little success, but eventually—
“Our Lord raised a wind called Boreas ... and two ships which were lashed together, the one named the Pilgrim and the other the Paradise, approached a tower on either side, just as God and the wind brought them, so that the ladder of the Pilgrim was fixed to the tower; and straightway a Venetian and a French knight ... scaled the tower, and others followed them, and those in the lower were discomforted and fled.”[139]
“Our Lord sent a wind named Boreas ... and two ships tied together, one called the Pilgrim and the other the Paradise, drew near to a tower on either side, just as God and the wind guided them, so that the ladder of the Pilgrim was secured to the tower; and immediately a Venetian and a French knight ... climbed the tower, followed by others, while those below were terrified and fled.”[139]
From the moment the walls were carried, the battle turned into a massacre. The ramparts were scaled in all directions, the gates were burst open with battering rams, the allies poured into the streets, and one of the most awful sacks of the Middle Ages began.
From the moment the walls were taken down, the battle became a massacre. The ramparts were climbed from all sides, the gates were smashed open with battering rams, the allies flooded into the streets, and one of the most horrific looting events of the Middle Ages began.
145 Nothing was so sacred as to escape from pillage. The tombs of the emperors were violated, and the body of Justinian stripped. The altar of the Virgin, the glory of Saint Sophia, was broken in pieces, and the veil of the sanctuary torn to rags. The crusaders played dice on the tables which represented the apostles, and drank themselves drunk in the holy chalices. Horses and mules were driven into the sanctuary, and when they fell under their burdens, the blood from their wounds stained the floor of the cathedral. At last a young prostitute mounted the patriarch’s chair, intoned a lewd chant, and danced before the pilgrims. Thus fell Constantinople, by the arms of the soldiers of Christ, on the twelfth day of April, in the year one thousand two hundred and four. Since the sack of Rome by Alaric no such prize had ever fallen to a victor, and the crusaders were drunk with their success. Ville-Hardouin estimated that the share of the Franks, after deducting some fifty thousand marks which the Venetians collected from them, came to four hundred thousand marks of silver, not to speak of masses of plunder of which no account was taken. The gain was so great there seemed no end to the gold and silver, the precious stones, the silks, the ermines, and whatever was costly in the world.
145 Nothing was too sacred to be looted. The tombs of the emperors were desecrated, and Justinian's body was stripped of its garments. The altar of the Virgin, the pride of Saint Sophia, was shattered, and the veil of the sanctuary was ripped to shreds. The crusaders rolled dice on tables depicting the apostles and got drunk from the holy chalices. Horses and mules were driven into the sanctuary, and when they collapsed under their loads, their blood stained the cathedral floor. Finally, a young prostitute took the patriarch’s chair, sang an obscene song, and danced in front of the pilgrims. Thus, Constantinople fell to the soldiers of Christ on April 12, 1204. Since Alaric sacked Rome, no such treasure had ever been claimed by a conqueror, and the crusaders were intoxicated with their victory. Ville-Hardouin estimated that the share for the Franks, after deducting about fifty thousand marks the Venetians took from them, amounted to four hundred thousand marks of silver, not to mention the vast amounts of loot that went uncounted. The wealth was so immense it seemed endless, overflowing with gold and silver, precious stones, silks, ermines, and every kind of luxury imaginable.
“And Geoffrey de Ville-Hardouin testifies of his own knowledge, that since the beginning of time, there was never so much taken in one town. Every one took what he wanted, and there was enough. Thus were the host of the pilgrims and of the Venetians quartered, and there was great joy and honour for the victory which God had given them, since those who had been poor were rich and happy.”[140]
“And Geoffrey de Ville-Hardouin shares from his own experience that since the dawn of time, nothing like this has ever been taken in one town. Everyone took what they wanted, and there was more than enough. This is how the pilgrims and Venetians were settled, and there was great joy and honor for the victory that God had granted them, as those who had been poor were now rich and happy.”[140]
146 In obedience to the soothsayers, the devotees of Louis the Pious had perished by tens of thousands, and over their corpses the Moslems had marched to victory. The defenders of Christ’s cross had been slaughtered like sheep upon the mountains of the Beatitudes, and sold into slavery in herds at Damascus and Aleppo; even the men who, at the bidding of God’s vicar, had left Dandolo to fight for the Sepulchre upon the barren hills of Palestine, had been immolated. Five hundred had perished in shipwreck, more had been massacred in Illyria, none had received reward. But those who, in defiance of the supernatural and in contempt of their vow, had followed the excommunicated Venetian to plunder fellow-Christians, had won immeasurable glory, and been sated with incalculable spoil.
146 Obeying the soothsayers, the followers of Louis the Pious had died by the tens of thousands, and over their bodies, the Muslims marched to victory. The defenders of Christ’s cross were slaughtered like sheep on the mountains of the Beatitudes and sold into slavery by the thousands in Damascus and Aleppo; even the men who, at the command of God’s representative, had left Dandolo to fight for the Holy Sepulchre on the barren hills of Palestine, had been sacrificed. Five hundred perished in shipwrecks, more were massacred in Illyria, and none received any rewards. But those who, defying the supernatural and disregarding their vows, had followed the excommunicated Venetian to plunder fellow Christians, gained immense glory and were filled with unimaginable spoils.
The pilgrims who, constant to the end, had been spilling their blood in God’s service, came trooping to the Bosphorus to share in the last remaining crumbs; the knights of the Temple and the Hospital set sail for Greece, where money might still be made by the sword, and the King of Jerusalem stood before the Tomb, naked unto his enemies. Innocent himself was cowed; his commands had been disregarded and his curse defied; laymen had insulted his legate, and had, without consulting him, divided among themselves the patronage of the Church; and yet for the strongest there was no moral law. When Baldwin announced that he was emperor, the pope called him “his dearest son,” and received his subjects into the Roman communion.[141]
The pilgrims who, loyal until the end, had been sacrificing their lives in God’s service, gathered at the Bosphorus to take part in the few resources left; the knights of the Temple and the Hospital set off for Greece, where they could still profit with their swords, and the King of Jerusalem stood before the Tomb, exposed to his enemies. Innocent himself was subdued; his orders had been ignored and his curse challenged; laypeople had insulted his representative and, without his approval, divided the Church's patronage among themselves; yet, for the strongest, there was no moral code. When Baldwin declared himself emperor, the pope referred to him as “his dearest son” and welcomed his subjects into the Roman communion.[141]
147 But yesterday, the greatest king of Christendom had stood weeping, begging for the life of his wife; a hundred years earlier an emperor had stood barefoot, and freezing in the snow, at the gate of Canossa, as a penance for rebellion; but in 1204 a Venetian merchant was blessed by the haughtiest of popes for having stolen Christ’s army, made war on his flock, spurned his viceregent, flouted his legate, and usurped his patrimony. He had appointed a patriarch without a reference to Rome. All was forgiven, the appointment was confirmed, the sinner was shriven; nothing could longer resist the power of money, for consolidation had begun.
147 But yesterday, the greatest king in Christendom was crying, pleading for his wife's life; a hundred years earlier, an emperor had stood barefoot, freezing in the snow at the gate of Canossa, as a punishment for rebellion; but in 1204, a Venetian merchant was praised by the proudest of popes for stealing Christ’s army, waging war on his followers, rejecting his representative, defying his legate, and taking what belonged to him. He had appointed a patriarch without consulting Rome. Everything was forgiven, the appointment was approved, the sinner was absolved; nothing could resist the power of money anymore, for consolidation had begun.
Yet, though nature may discriminate against him, the emotionalist will always be an emotionalist, for such is the texture of his brain; and while he breathes, he will hate the materialist. The next year Baldwin was defeated and captured by the Bulgarians, and then Innocent wrote a letter to the Marquis of Montferrat, which showed how the wound had rankled when he blessed the conqueror.
Yet, even if nature treats him unfairly, the emotionalist will always remain an emotionalist, because that's how his mind is wired; as long as he lives, he will despise the materialist. The next year, Baldwin was defeated and taken prisoner by the Bulgarians, and afterward, Innocent wrote a letter to the Marquis of Montferrat, which revealed how much the hurt had festered when he praised the conqueror.
He said bitterly:—
He said with bitterness:—
“You had nothing against the Greeks, and you were false to your vows because you did not fight the Saracens, but the Christians; you did not capture Jerusalem, but Constantinople; you preferred earthly to heavenly treasures. But what was far graver, you have spared neither religion, nor age, nor sex, and you have committed adulteries, fornications and incests before men’s eyes.... Nor did the imperial treasures suffice you, nor the plunder alike of rich and poor. You laid your hands on the possessions of the Church, you tore the silver panels from the altars, you broke into the sanctuaries and carried away the images, the crosses and the relics, so that the Greeks, though afflicted by persecution, scorn to render obedience to the apostolic chair, since they see in the Latins nothing but an example of perdition and of the works of darkness, and therefore rightly abhor them more than dogs.”[142]
“You had no issues with the Greeks, yet you betrayed your vows by fighting Christians instead of the Saracens; you didn't conquer Jerusalem, but rather Constantinople; you valued earthly treasures over heavenly ones. But what was even worse, you showed no respect for religion, age, or gender, committing adultery, fornication, and incest openly.... The imperial treasures weren't enough for you, nor was the plunder from both rich and poor. You took from the Church, ripped silver panels from the altars, broke into sanctuaries, and stole images, crosses, and relics, leading the Greeks, even while suffering persecution, to refuse to follow the apostolic authority, as they see the Latins as nothing but an example of destruction and works of darkness, and therefore rightly despise them more than dogs.”[142]
For the north and west of Europe the crusade of Constantinople seems to have been the turning point whence the imagination rapidly declined. At the opening of the thirteenth century, everything shows that the genuine ecstatic type predominated in the Church—the quality of mind which believed in the miracle, and therefore valued the amulet more than money. Innocent himself, with all his apparent worldliness, must have been such a man; for, though the material advantages of a union with the Greek Church far outweighed the Sepulchre, his resistance to the diversion of the army from Palestine was unshaken to the last. The same feeling permeated the inferior clergy; and an anecdote told by Gunther shows that even so late as the year 1204 the monks unaffectedly despised wealth in its vulgar form.
For northern and western Europe, the crusade in Constantinople seems to have been the pivotal moment when creativity and imagination quickly began to fade. At the start of the thirteenth century, everything indicates that a genuine ecstatic mindset dominated the Church—this was a way of thinking that believed in miracles, valuing amulets more than money. Innocent himself, despite his apparent worldly concerns, must have been one of these people; because even though the material benefits of uniting with the Greek Church were far greater than the Holy Sepulchre, he remained steadfast against diverting the army from Palestine until the very end. The same mindset was also present among the lower clergy; an anecdote shared by Gunther shows that even as late as 1204, the monks effortlessly looked down on wealth in its materialistic form.
“When therefore the victors set themselves with alacrity to spoil the conquered town, which was theirs by right of war, the abbot Martin began to think about his share of the plunder; and lest, when everything had been given to others, he should be left empty-handed, he proposed to stretch out his consecrated hand to the booty. But since he thought the taking of secular things unworthy, he bestirred himself to obtain a portion of the sacred relics, which he knew were there in great quantities.”[143]
“When the victors eagerly set out to loot the conquered town, which was theirs by the right of war, Abbot Martin started to consider what his portion of the spoils would be. To avoid being left empty-handed after everything was given to others, he decided to reach out with his consecrated hand for his share of the loot. But since he believed that taking worldly goods was beneath him, he made an effort to secure a portion of the sacred relics, which he knew were in abundance there.”[143]
149 The idea was no sooner conceived than executed. Although private marauding was punished with death, he did not hesitate, but hastened to a church, where he found a frightened old monk upon his knees, whom he commanded in a terrible voice to produce his relics or prepare for death. He was shown a chest full to the brim. Plunging in his arms, he took all he could carry, hurried to his ship and hid his booty in his cabin; and he did this in a town whose streets were literally flowing with gold and silver. He had his reward. Though a sacrilegious thief, angels guarded him by sea and land until he reached his cloister at Bâle. Then he distributed his plunder through the diocese.
149 The idea was barely thought of before it was put into action. Even though private looting could lead to execution, he didn’t hesitate. He rushed to a church, where he found a terrified old monk on his knees, and demanded in a menacing voice that he hand over his relics or face death. The monk showed him a chest that was overflowing. He plunged his arms into it, grabbed as much as he could carry, and hurried back to his ship, concealing his stolen goods in his cabin; this was in a town whose streets were practically running with gold and silver. He got his reward. Even as a sacrilegious thief, angels protected him by sea and land until he arrived at his monastery in Bâle. Then he spread out his spoils throughout the diocese.
Occasionally, when the form of competition has abruptly changed, nature works rapidly. Within a single generation after Hattin, the attitude, not only of the laity but of the clergy, had been reversed, and money was recognized, even by the monks, as the end of human effort.
Occasionally, when the competitive landscape shifts suddenly, nature responds quickly. Within just one generation after Hattin, the mindset of both the laypeople and the clergy had flipped, and money was acknowledged, even by the monks, as the ultimate goal of human endeavor.
The relics at Jerusalem had first drawn the crusaders to the East, and, incidentally, the capture of the Syrian seaports led to the reopening of trade and the recentralization of the Western world. As long as imagination remained the dominant force, and the miracle retained its power, the ambition of the Franks was limited to holding the country which contained their talismans; but as wealth accumulated, and the economic type began to supplant the ecstatic, a different policy came to prevail.
The relics in Jerusalem initially attracted the crusaders to the East, and, as a result, capturing the Syrian seaports reopened trade and brought the Western world back into focus. As long as imagination was the main driving force and miracles still had their influence, the Franks aimed only to control the land that held their sacred objects. However, as wealth grew and economic interests started to take precedence over spiritual ones, a new approach emerged.
150 Beside the cities of the Holy Land, two other portions of the Levant had a high money value—the Bosphorus and the valley of the Nile. In spite of Rome, the Venetians, in 1204, had seized Constantinople; at the Lateran council of 1215, Innocent himself proposed an attack on Cairo. Though conceived by Innocent, the details of the campaign were arranged by Honorius III., who was consecrated in July, 1216; these details are, however, unimportant: the interest of the crusade lies in its close. John of Brienne, King of Jerusalem, nominally commanded, but the force he led little resembled Dandolo’s. Far from being that compact mass which can only be given cohesion by money, it rather had the character of such an hysterical mob as Louis the Pious led to destruction.
150 Next to the cities of the Holy Land, two other areas in the Levant held significant financial value—the Bosphorus and the Nile Valley. Despite the influence of Rome, the Venetians took control of Constantinople in 1204; during the Lateran council in 1215, Innocent himself suggested launching an attack on Cairo. Although it was Innocent's idea, the actual details of the campaign were organized by Honorius III., who was consecrated in July 1216; however, these details aren’t particularly important. The key interest in the crusade lies in its conclusion. John of Brienne, the King of Jerusalem, was in charge, but the forces he commanded were far different from Dandolo’s. Rather than being a unified group held together by money, it resembled more of a frenzied mob similar to what Louis the Pious led to ruin.
After some semblance of a movement on Jerusalem, the army was conveyed to the Delta of the Nile, and Damietta was invested in 1218. Here the besiegers amounted to little more than a fluctuating rabble of pilgrims, who came and went at their pleasure, usually serving about six months. Among such material, military discipline could not exist; but, on the contrary, the inflammable multitude were peculiarly adapted to be handled by a priest, and soon the papal legate assumed control. Cardinal Pelagius was a Spaniard who had been promoted by Innocent in 1206. His temperament was highly emotional, and, armed with plenary power by Honorius, he exerted himself to inflame the pilgrims to the utmost. After a blockade of eighteen months Damietta was reduced to extremity, and to save the city the sultan offered the whole Holy Land, except the fortress of Karak, together with the funds needed to rebuild the walls of Jerusalem. King John, and all the soldiers, who understood the difficulty of invading Egypt, favoured a peace; but Pelagius, whose heart was fixed on the plunder of Cairo, prevented the council from reaching a decision. Therefore the siege went on, and presently the ramparts were carried without loss, as151 the whole population had perished from hunger and pestilence.
After some movement towards Jerusalem, the army was sent to the Nile Delta, and the siege of Damietta began in 1218. Here, the besieging forces were little more than a shifting group of pilgrims, who came and went as they pleased, usually staying for about six months. With such a mix, military discipline was impossible; instead, the easily influenced crowd was well-suited to be led by a priest, and soon the papal legate took charge. Cardinal Pelagius, a Spaniard promoted by Innocent in 1206, was very emotional and, given full authority by Honorius, worked hard to motivate the pilgrims to their limits. After an eighteen-month blockade, Damietta was in a dire situation, and to save the city, the sultan offered all of the Holy Land, except for the fortress of Karak, along with the funds needed to rebuild the walls of Jerusalem. King John and most of the soldiers, who understood how difficult it would be to invade Egypt, supported the idea of peace; however, Pelagius, focused on plundering Cairo, prevented any decision from being made. Consequently, the siege continued, and soon the walls were breached without any losses, as the entire population had died from starvation and disease.
This victory made Pelagius a dictator, and he insisted on an advance on the capital. John, and the grand masters of the military orders, pointed out the disaster which must follow, as it was July, and the Nile was rising. In a few weeks the country would be under water. Moreover, the fleet could not ascend the river, therefore the army must be isolated in the heart of a hostile country, and probably overwhelmed by superior numbers.
This victory made Pelagius a dictator, and he insisted on moving forward to the capital. John and the grand masters of the military orders warned about the disaster that would follow since it was July and the Nile was rising. In a few weeks, the country would be flooded. Additionally, the fleet couldn’t navigate up the river, which meant the army would be cut off in the middle of enemy territory and likely overwhelmed by larger forces.
Pelagius reviled them. He told them God loved not cowards, but champions who valued his glory more than they feared death. He threatened them with excommunication should they hang back. Near midsummer, 1221, the march began, and the pilgrims advanced to the apex of the delta, where they halted, with the enemy on the opposite shore.
Pelagius scorned them. He said that God loved not cowards, but champions who valued His glory more than they feared death. He warned them of excommunication if they hesitated. Around midsummer, 1221, the march started, and the pilgrims moved to the peak of the delta, where they paused, with the enemy on the other shore.
The river was level with its banks, the situation was desperate, and yet even then the sultan sent an embassy offering the whole of the Holy Land in exchange for the evacuation of Egypt. The soldiers of all nations were strenuously for peace, the priests as strenuously for war. They felt confident of repeating the sack of Constantinople at Cairo, nor can there be a greater contrast than Martin spurning the wealth of Constantinople as dross, and Pelagius rejecting the Sepulchre that he might glut himself with Egyptian wealth.
The river was at the same level as its banks, the situation was dire, and yet even then the sultan sent a delegation offering the entire Holy Land in return for the evacuation of Egypt. Soldiers from all nations were strongly in favor of peace, while the priests were equally strong in their desire for war. They were confident they could replicate the sack of Constantinople in Cairo, and there is no greater contrast than Martin dismissing the riches of Constantinople as worthless, and Pelagius turning down the Sepulchre so he could indulge in Egyptian wealth.
But all history shows that the emotionalist cannot compete with the materialist upon his own ground. In the end, under free economic competition, he must be eliminated. Pelagius tarried idly in the jaws of death until the Nile rose and engulfed him.
But all history shows that the emotionalist can't compete with the materialist on his own turf. In the end, in a free market, he will be driven out. Pelagius lingered uselessly in the grip of death until the Nile rose and swallowed him.
CHAPTER VI
THE SUPPRESSION OF THE TEMPLE
Physical weakness has always been the vulnerable point of the sacred caste, for priests have rarely been warriors, and faith has seldom been so profound as to guarantee ecclesiastics against attack. This difficulty was marked in the early Middle Ages, when, although disintegration so far prevailed as to threaten the very tradition of centralized power, a strong leaven of the ancient materialism remained.
Physical weakness has always been a weak spot for the sacred caste, as priests have rarely been warriors, and faith hasn’t often been strong enough to protect religious leaders from attacks. This challenge was particularly evident in the early Middle Ages, when, despite the disintegration threatening the very tradition of centralized power, a significant trace of ancient materialism still persisted.
In the ninth century the trend toward decentralization was resistless. Although several of the descendants of Charlemagne were men of ability and energy, the defence was so superior to the attack that they could not coerce their vassals, and their domains melted away into independent sovereignties until the crown became elective, and the monarchy almost a tradition. During the tenth century it seems possible that the regal authority might have been obliterated, even to the last trace, had it not been for the Church, which was in sore need of a champion. The priesthood cared nothing for the legitimate line; what they sought was a protector, and accordingly they chose, not the descendant of Charlemagne, but him who, in the words of the Archbishop of Rheims, was “distinguished by his wisdom and who found153 support in the greatness of his soul.” Hugh Capet succeeded Louis V. because he was the best chief of police in France.
In the ninth century, the shift toward decentralization was unstoppable. Even though some of Charlemagne's descendants were capable and energetic leaders, the defense was so much stronger than the offense that they couldn't control their vassals, and their lands gradually fell apart into independent states until the crown became elective and the monarchy nearly a mere tradition. During the tenth century, it seemed likely that royal authority could have been completely wiped out, even to the last trace, if it weren't for the Church, which desperately needed a champion. The priesthood didn’t care about the legitimate royal line; what they wanted was a protector, and so they chose, not Charlemagne's descendant, but someone who, in the words of the Archbishop of Rheims, was “distinguished by his wisdom and who found153 support in the greatness of his soul.” Hugh Capet succeeded Louis V. because he was the best chief of police in France.
From such an alliance, between the priest and the soldier, has always sprung the dogma of the divine right of kings. In mediæval Europe, enchantment was a chief element of the royal power. The monarch was anointed with a magic oil, girt with a sacred sword, given a supernatural banner, and endowed with the gift of miracles. His touch healed disease. In return for these gifts, he fought the battles of the Church, whose property was the natural prey of a predatory baronage. Every diocese and every abbey was embroiled in endless local wars, which lasted from generation to generation, and sometimes from century to century. A good example was the interminable feud between the Abbey of Vézelay and the Counts of Nevers, and a letter of a papal legate named Conon, which described one of the countless raids, gives an idea of the ferocity of the attack.
From such an alliance between the priest and the soldier has always come the idea of the divine right of kings. In medieval Europe, enchantment was a key part of royal power. The monarch was anointed with magic oil, wore a sacred sword, given a supernatural banner, and granted the ability to perform miracles. His touch could heal diseases. In exchange for these gifts, he fought the battles of the Church, whose property was the natural target of greedy barons. Every diocese and abbey was caught up in endless local wars that lasted from generation to generation, and sometimes even from century to century. A notable example was the ongoing feud between the Abbey of Vézelay and the Counts of Nevers, and a letter from a papal legate named Conon, which described one of the many raids, gives an idea of the brutality of the attack.
“The men of the Count of Nevers have burst open the doors of the cloister, have thrown stones on the reliquaries which contain the bodies of Saint Lazarus, of Saint Martha, of Saint Andocious, and of Saint Pontianus; they have not even respected the crucifix in which was preserved a morsel of the true cross, they have beaten the monks, they have driven them out with stones, and having taken one of them, they have treated him in an infamous manner.”[144]
“The men of the Count of Nevers have broken open the doors of the cloister, thrown stones at the reliquaries containing the bodies of Saint Lazarus, Saint Martha, Saint Andocious, and Saint Pontianus; they didn’t even spare the crucifix that held a piece of the true cross, they’ve attacked the monks, chased them away with stones, and even captured one of them, treating him despicably.”[144]
154 Until the stimulus given by the crusades was felt, subinfeudation went on uninterruptedly; the Capetians were as unable to stem the current as the Carlovingians before them, so that, under Philip I., the royal domain had become almost as much dismembered as the kingdom of Lothaire a century earlier. Consolidation began after the council of Clermont, and Suger’s Life of Louis the Fat is the story of the last years of the partisan warfare between the crown and the petty nobility which had been going on since the time of Hugh Capet.
154 Until the impact of the Crusades was felt, subinfeudation continued without interruption; the Capetians were just as powerless to stop it as the Carolingians had been before them. By the time of Philip I, the royal domain was almost as fragmented as Lothaire's kingdom had been a century earlier. Consolidation began after the council of Clermont, and Suger’s Life of Louis the Fat tells the story of the final years of the conflict between the crown and the minor nobility that had been ongoing since Hugh Capet’s era.
During this long period the kings had fought a losing battle, and without the material resources of the Church would have been overpowered. Even as it was they failed to hold their own, and yet the wealth of the clergy was relatively enormous. The single abbey of Saint Denis was said to have controlled ten thousand men, and though this may be an exaggeration, the corporation was organized on a gigantic scale.
During this long time, the kings had been battling a losing fight, and without the material resources from the Church, they would have been overwhelmed. Even as it stood, they struggled to maintain their power, despite the clergy's wealth being quite significant. The single abbey of Saint Denis was said to oversee ten thousand men, and while that might be an exaggeration, the organization was on a massive scale.
Between the eleventh and thirteenth centuries it held in France alone three cities, upwards of seventy-four villages, twenty-nine manors attached to these possessions, over a hundred parishes, and a great many chapels bringing in valuable rentals, beside numerous vineyards, mills and fields, with fifteen forests of the first class.[145]
Between the 11th and 13th centuries, it controlled three cities in France, more than seventy-four villages, twenty-nine manors linked to these properties, over a hundred parishes, and many chapels generating significant rental income, along with numerous vineyards, mills, and fields, plus fifteen prime forests. [145]
155 Suger’s description of the country at the beginning of the twelfth century is highly dramatic. Every strong position, like a hill or a forest, was a baron’s hold, from whence he rode to plunder and torment the people. One of the most terrible of these robbers was Hugh du Puiset, a man whom the Abbot of Saint Denis calls a ruffian, the issue of a long line of ruffians. To the churchman, Hugh was the incarnation of evil. He oppressed the clergy, and though hated by all, few dared oppose him. At last he attacked Adèle, Countess of Chartres, daughter of William the Conqueror, who went with her son Tybalt to seek redress from the king. Louis did not relish the campaign, and the monk described how the lady taunted him with the defeat his father had suffered from the father of Hugh, who pursued him to Orléans, captured a hundred of his knights, and cast his bishops into dungeons.
155 Suger’s description of the country at the beginning of the twelfth century is very dramatic. Every strong position, like a hill or forest, was controlled by a baron, from where he would ride out to loot and terrorize the people. One of the most notorious of these bandits was Hugh du Puiset, a man whom the Abbot of Saint Denis calls a thug, the product of a long line of thugs. To the churchman, Hugh represented pure evil. He oppressed the clergy, and although he was hated by all, few dared to stand against him. Eventually, he attacked Adèle, Countess of Chartres, daughter of William the Conqueror, who went with her son Tybalt to seek justice from the king. Louis was not enthusiastic about the campaign, and the monk recounted how the lady mocked him with the defeat his father had faced from Hugh's father, who had pursued him to Orléans, captured a hundred of his knights, and thrown his bishops into dungeons.
Afterward, an assembly was held at Melun to consider the situation, and there a concourse of prelates, clerks, and monks “threw themselves at the king’s feet and implored him, to his great embarrassment, to repress this most greedy robber Hugh, who, more rapacious than a wolf, devoured their lands.”[146]
Afterward, a meeting was held at Melun to discuss the situation, where a group of bishops, scholars, and monks “threw themselves at the king’s feet and begged him, to his great embarrassment, to stop this greedy robber Hugh, who, more ravenous than a wolf, was devouring their lands.”[146]
Certainly the priests had cause for alarm, for the venerable Archbishop of Chartres, who was present, had been captured, loaded with irons, and long left to languish in prison.
Certainly the priests had reason to be worried, because the respected Archbishop of Chartres, who was there, had been captured, shackled, and left to suffer in prison for a long time.
Three times this baron was defeated, but even when a prisoner, his family connection was so powerful he was permitted to escape. At last he died like a wolf, fighting to the last, having impaled the Seneschal of France on his spear.
Three times this baron was defeated, but even as a prisoner, his family ties were so strong that he was allowed to escape. In the end, he died like a wolf, fighting to the last, having impaled the Seneschal of France on his spear.
156 Even singly, such men were almost a match for both Church and Crown; but when joined in a league, especially if allied to one of the great feudatories, such as the Duke of Normandy, they felt sure of victory. One day, when Eudes, Count of Corbeil, was to join this very Hugh, he put aside his armour-bearer who was attending him, and said to his wife: “Pray, noble countess, bring the glittering sword to the noble count, since he who takes it from you as a count, shall to-day return it as a king.”[147]
156 Even individually, these men could nearly compete with both the Church and the Crown; but when they banded together, especially if they allied with one of the major lords, like the Duke of Normandy, they were confident of victory. One day, when Eudes, Count of Corbeil, was set to join Hugh, he dismissed his armor-bearer and said to his wife: “Please, noble countess, bring the shining sword to the noble count, for whoever receives it from you as a count shall return it today as a king.”[147]
The immediate effect of the crusades was to carry numbers of these petty princes to Palestine, where they were often killed or ruined. As their power of resistance weakened, the crown gained, and Louis the Fat reconquered the domain. His active life began in 1097, the year of the invasion of Palestine, and his absorption of the lordship of Montlhéri is a good illustration of his success.
The immediate effect of the crusades was to bring many of these minor princes to Palestine, where they were often killed or destroyed. As their ability to resist dwindled, the crown grew stronger, and Louis the Fat reclaimed the territory. His active reign started in 1097, the year the invasion of Palestine took place, and his takeover of the lordship of Montlhéri is a great example of his success.
The family of Rochefort-Montlhéri owned several of the strongest donjons near Paris, and was divided into two branches, the one represented by Guy Trousseau, Lord of Montlhéri, the other by Guy the Red, Lord of Rochefort. Guy Trousseau’s father was named Milo, and all three went to Syria, where Milo was killed, and his son disgraced himself. Suger spoke of him with extreme disdain:—
The Rochefort-Montlhéri family owned several of the strongest fortresses near Paris and was split into two branches: one led by Guy Trousseau, Lord of Montlhéri, and the other by Guy the Red, Lord of Rochefort. Guy Trousseau's father was named Milo, and all three of them went to Syria, where Milo was killed, and his son brought shame upon himself. Suger spoke of him with great contempt:—
“Guy Trousseau, son of Milo of Montlhéri, a restless man and a disturber of the kingdom, returned home from a pilgrimage to the Holy Sepulchre, broken down by the anxiety of a long journey and by the vexation of many troubles. And ... [being] panic stricken at Antioch at the approach of Corboran, and escaping down from a wall [he] ... abandoned the army of God and fled destitute of everything.” [148]
“Guy Trousseau, the son of Milo of Montlhéri, a restless man and a troublemaker in the kingdom, returned home from a pilgrimage to the Holy Sepulchre, exhausted by the stress of a long journey and burdened by many problems. And ... [being] terrified in Antioch at the arrival of Corboran, and escaping down from a wall [he] ... deserted the army of God and fled with nothing.” [148]
157 Returning a ruined man, he married his daughter to the illegitimate son of Philip, a half-brother of Louis, a child of twelve; and as his guardians, the king and prince got possession of the castle. This castle was almost at the gates of Paris, and a standing menace to the communications of the kingdom: therefore their delight was great. “They rejoiced as though they had taken a straw from their eyes, or as though they had burst the barrier which imprisoned them.”[149] And the old king said to his son: “Guard well the tower, Louis, which has aged me with chagrin, and through whose treachery and wicked fraud I have never known peace and quiet.”[150]
157 Returning as a broken man, he married his daughter to the illegitimate son of Philip, a half-brother of Louis, who was just twelve years old. With the king and prince as his guardians, they gained control of the castle. This castle was right by the gates of Paris and posed a constant threat to the kingdom's communications; so their joy was immense. “They celebrated as if they had removed a thorn from their eye, or as if they had broken through the barrier that held them captive.”[149] And the old king said to his son: “Take good care of the tower, Louis, which has filled me with sorrow, and through whose treachery and wicked deceit I have never found peace or calm.”[150]
Yet the destruction of the local nobility in Syria was the least important part of the social revolution wrought by the crusades, for though the power of the barons might have thus been temporarily broken, they could never have been reduced to impotence unless wealth had grown equal to organizing an overwhelming attack. The accumulation of wealth followed the opening of the Eastern trade, and its first effect was to cause the incorporation of the communes.
Yet the destruction of the local nobility in Syria was the least significant aspect of the social revolution brought about by the crusades. Although the power of the barons might have been temporarily weakened, they could never have been rendered powerless unless wealth had increased to the point of enabling a massive assault. The accumulation of wealth came after the opening of Eastern trade, and its initial effect was to lead to the formation of the communes.
Prior to 1095 but one town is known to have been chartered, Saint Quentin, the capital of Vermandois, about 1080,[151] but after the opening of the Syrian ports the whole complexion of society changed. Noyon was chartered in 1108, Laon in 1111, Amiens in 1113, and then free boroughs sprang up on every side.
Before 1095, only one town is known to have received a charter, Saint Quentin, the capital of Vermandois, around 1080,[151] but after the Syrian ports opened, the entire structure of society changed. Noyon was chartered in 1108, Laon in 1111, Amiens in 1113, and then free boroughs emerged everywhere.
158 For want of the mariner’s compass, commerce could not pass north by the Straits of Gibraltar. Merchandise had therefore to go by land, and exchanges between the north and south of Europe centred in the County of Champagne, whose fairs became the great market of the thirteenth century.
158 Without the mariner’s compass, trade couldn’t travel north through the Straits of Gibraltar. As a result, goods had to go overland, and trade between northern and southern Europe focused in the County of Champagne, where its fairs turned into the major marketplace of the thirteenth century.
The earliest dated document relating to these fairs is a deed drawn in 1114 by Hugh, Count of Troyes, by which he conveyed certain revenues derived from them to the Abbey of Montier-en-Der. Fifty years later, such mentions had grown frequent, and by the year 1200 the fairs had attained their full development.[152]
The earliest recorded document about these fairs is a deed created in 1114 by Hugh, Count of Troyes, through which he transferred certain revenues from them to the Abbey of Montier-en-Der. Fifty years later, references to these fairs increased significantly, and by the year 1200, the fairs had fully developed. [152]
Weaving had been an industry in Flanders under the Romans, and in the time of Charlemagne the cloth of the Low Countries had been famous; but in the twelfth century the manufacture spread into the adjoining provinces of France, and woollen became the most valuable European export. The fleeces were brought chiefly from England, the weaving was done on the Continent, and one of the sources of the Florentine wealth was the dressing and dyeing of these fabrics to prepare them for the Asiatic market.
Weaving had been an industry in Flanders during the Roman era, and by the time of Charlemagne, the cloth from the Low Countries was renowned. However, in the twelfth century, the production spread into the neighboring provinces of France, and wool became the most valuable export in Europe. The fleeces mainly came from England, the weaving took place on the Continent, and one of the sources of Florentine wealth was the processing and dyeing of these fabrics to make them ready for the Asian market.
159 For mutual defence, the industrial towns of the north formed a league called the Hanse of London, because London was the seat of the chief counting-house. This league at first included only seventeen cities, with Ypres and Bruges at the head, but the association afterward increased to fifty or sixty, stretching as far west as Le Mans, as far south as the Burgundian frontier, and as far east as Liège. Exclusive of the royal domain, which was well consolidated under Philip Augustus, the French portion of this region substantially comprised the counties of Blois, Vermandois, Anjou, Champagne, and the Duchy of Normandy. This district, which has ever since formed the core of France, became centralized at Paris between the beginning of the reign of Philip Augustus in 1180 and the reign of Philip the Fair a century later, and there can be little doubt that this centralization was the effect of the accumulation of capital, which created a permanent police.
159 To protect themselves, the industrial cities in the north formed a league known as the Hanse of London, since London was the center of their main trading house. Initially, this league included only seventeen cities, led by Ypres and Bruges, but it later expanded to around fifty or sixty, reaching as far west as Le Mans, as far south as the Burgundian border, and as far east as Liège. Besides the royal domain, which was well established under Philip Augustus, the French part of this area mainly consisted of the counties of Blois, Vermandois, Anjou, Champagne, and the Duchy of Normandy. This region, which has since formed the heart of France, became centralized in Paris between the start of Philip Augustus's reign in 1180 and the reign of Philip the Fair a hundred years later, and it's clear that this centralization was a result of the accumulation of wealth, leading to a permanent police force.
The merchants of all the cities of the league bound themselves to trade exclusively at the fairs of Champagne, and, to prosper, the first obstacle they had to overcome was the difficulty and cost of transportation. Not only were the roads unsafe, because of the strength of the castles in which the predatory nobility lived, but the multiplicity of jurisdictions added to taxes. As late as the end of the thirteenth century, a convention was made between fifteen of the more important Italian cities, such as Florence, Genoa, Venice, and Milan, and Otho of Burgundy, by which, in consideration of protection upon the roads, tolls were to be paid at Gevry, Dôle, Augerans, Salins, Chalamont, and Pontarlier. When six imposts were levied for crossing a single duchy, the cost of importing the cheaper goods must have been prohibitory.
The merchants from all the cities in the league agreed to trade only at the fairs of Champagne, and to succeed, the first challenge they had to face was the difficulty and expense of transportation. Not only were the roads dangerous, due to the strongholds of the predatory nobility, but the numerous jurisdictions added to the taxes. As late as the end of the thirteenth century, a deal was made between fifteen of the more important Italian cities, like Florence, Genoa, Venice, and Milan, and Otho of Burgundy, where, in exchange for protection on the roads, tolls would be paid at Gevry, Dôle, Augerans, Salins, Chalamont, and Pontarlier. When six taxes were charged for crossing a single duchy, the cost of bringing in the cheaper goods must have been prohibitively high.
160 The Italian caravans reached Champagne ordinarily by two routes: one by some Alpine pass to Geneva, and then through Burgundy; the other by water to Marseilles or Aigues-Mortes, up the Rhone to Lyons, and north, substantially as before. The towns of Provins, Troyes, Bar-sur-Aube, and Lagny-sur-Marne lie about midway between Bruges and Ypres on the one side, and Lyons and Geneva on the other, and it was at these cities that exchanges centralized, until the introduction of the mariner’s compass caused traffic to go by the ocean, and made Antwerp the monied metropolis.
160 The Italian caravans typically reached Champagne via two main routes: one through an Alpine pass to Geneva and then through Burgundy; the other by water to Marseilles or Aigues-Mortes, then up the Rhone to Lyons, and north, mostly as before. The towns of Provins, Troyes, Bar-sur-Aube, and Lagny-sur-Marne are roughly halfway between Bruges and Ypres on one side, and Lyons and Geneva on the other. These cities became the centers for trade until the mariner’s compass was introduced, leading to ocean trade and making Antwerp the financial capital.
The market was, in reality, open continuously, for six fairs were held, each six weeks long, and the trade was so lucrative that places which, in 1100, had been petty villages, in 1200 had wealth enough to build those magnificent cathedrals which are still wonders of the world.
The market was actually open all the time, since there were six fairs held, each lasting six weeks, and the trade was so profitable that places which, in 1100, had been small villages, by 1200 had enough wealth to construct those amazing cathedrals that are still considered wonders of the world.
The communal movement had nothing about it necessarily either liberal or democratic. The incorporated borough was merely an instrument of trade, and at a certain moment became practically independent, because for a short period traders organized locally, before they could amalgamate into centralized communities with a revenue sufficient to pay a police capable of coercing individuals.
The communal movement wasn’t inherently liberal or democratic. The incorporated borough was just a tool for trade and became practically independent for a time because local traders formed their own organizations before they merged into centralized communities with enough revenue to support a police force capable of enforcing order.
What the merchant wanted was protection for trade, and, provided he had it, the form in which it came was immaterial. Where the feudal government was strong, communes did not exist: Paris never had a charter. Conversely, where the government was weak, communes grew up, because traders combined for mutual protection, and therefore the communes reached perfection in ecclesiastical capitals.
What the merchant wanted was protection for trade, and as long as he had it, the way it came didn't matter. Where feudal government was strong, communes didn't exist: Paris never had a charter. On the other hand, where the government was weak, communes developed because traders banded together for mutual protection, so communes thrived in religious capitals.
161 As a whole, the secular nobility rather favoured the incorporated towns, because they could sell to them their services as policemen, and could join with them in plundering the Church;[153] on their side the tradesmen were always ready to commute personal military service into a tax, and thus both sides benefited. To the Church, on the contrary, the rise of the mercantile class was pure loss, not only because it caused their vassals to seek better protection than ecclesiastics could give, but because the propagation of the materialistic mind bred heresy. The clergy had no police to sell, and the townsmen had, therefore, either to do the work themselves or hire a secular noble. In the one case they became substantially independent; in the other they transferred their allegiance to a stranger. In any event, a new fief was carved out of an ecclesiastical lordship, and such accessions steadily built up the royal domain.
161 Overall, the secular nobility preferred the incorporated towns because they could offer their services as law enforcement and could team up with them to exploit the Church; on their part, the tradesmen were always willing to exchange personal military service for a tax, benefiting both sides. In contrast, the rise of the merchant class was a complete loss for the Church, not only because it led their vassals to seek better protection than what the clergy could provide, but also because the spread of materialistic thinking encouraged heresy. The clergy had no law enforcement to sell, so the townspeople had to either do the work themselves or hire a secular noble. In the first case, they became largely independent; in the second, they shifted their loyalty to someone outside their community. In any case, a new fief was created out of an ecclesiastical lordship, and such additions gradually expanded the royal domain.
From the outset, the sacred class seems to have been conscious of its danger, and some of the most ferocious wars of the Middle Ages were those waged upon ecclesiastical serfs who tried to organize for self-defence. In one of his books Luchaire has told, at length, the story of the massacre of the peasantry of the Laonnais by a soldier whom the chapter of Laon elected bishop for the purpose,[154] and this was but a single case out of hundreds. Hardly a bishop or an abbot lived at peace with his vassals, and, as the clergy were the natural prey of the secular nobility, the barons often sided with the populace, and used the burghers as an excuse for private war. A speech made by one of the Counts of Nevers, during a rising of the inhabitants of Vézelay, gives a good idea of the intrigues which kept the prelates in perpetual misery.
From the beginning, the sacred class seemed aware of its dangers, and some of the fiercest wars of the Middle Ages were fought against ecclesiastical serfs who attempted to organize for self-defense. In one of his books, Luchaire recounted in detail the story of the massacre of the peasantry of the Laonnais by a soldier whom the chapter of Laon elected bishop for that purpose, and this was just one case among hundreds. Hardly a bishop or an abbot lived peacefully with their vassals, and since the clergy were natural targets for the secular nobility, the barons often sided with the common people, using the burghers as a pretext for private wars. A speech delivered by one of the Counts of Nevers during a revolt of the inhabitants of Vézelay illustrates well the intrigues that kept the prelates in constant distress.
“O very illustrious men, celebrated for great wisdom, valiant by your strength and rich by the riches you have acquired by your own merit, I am deeply afflicted at the miserable condition to which you are reduced. Apparently the possessors of much, in reality you are masters of nothing; and more than this, you do not enjoy any portion of your natural liberty.... If I think on these things I am greatly astonished, and ask myself what has become of, or rather to what depth of cowardice has fallen within you, that vigour formerly so renowned, when you put to death your Lord, the abbot Artaud.”
“O very distinguished men, known for your great wisdom, strong in your might and wealthy from the riches you've earned through your own efforts, I am truly saddened by the pitiful state you find yourselves in. Seemingly possessing so much, in truth you own nothing; and beyond that, you don't enjoy any part of your natural freedom.... When I reflect on these matters, I am greatly shocked and wonder what has happened, or rather, what level of cowardice has taken over you, that strength once so famous, when you executed your Lord, Abbot Artaud.”
The count then dwelt upon the harshness of the living abbot, and ended thus:—
The count then reflected on the severity of the current abbot and concluded with this:—
“Separate from this man, and bind yourselves to me by a mutual agreement: if you consent, I engage myself to free you from all exactions, from all illegal rentals, and to defend you from the evils which are ready to fall upon you.”[155]
“Stay away from this man and commit to me through a mutual agreement: if you agree, I promise to free you from all demands, from all unfair rents, and to protect you from the troubles that are about to come your way.”[155]
163 Wherever developed, the mercantile mind had always the same characteristic: it was unimaginative, and, being unimaginative, it doubted the utility of magic. Accordingly, all commercial communities have rebelled against paying for miracles, and it was the spread of a scepticism already well developed in the thirteenth century among the manufacturing towns, which caused the Reformation of the sixteenth. At Saint-Riquier the monks carried the relics of Saint Vigor each year in procession. In 1264 the burghers took a dead cat and put it in a shrine, while in another casket they placed a horse-bone, to do service as the arm of Saint Vigor. When the procession reached a certain spot, the reliquaries were set down, and a mock fight began between two mummers. Then the bearers cried out, “Old Saint Riquier, you shall go no further unless you reconcile these enemies,” whereupon the combatants fell into each other’s arms, and all cried out that Saint Riquier had wrought a miracle.
163 Wherever the commercial mindset developed, it always shared the same traits: it lacked imagination, and because it lacked imagination, it questioned the value of magic. As a result, all trading communities resisted paying for miracles, and the spread of skepticism that was already strong in the thirteenth century among the manufacturing towns led to the Reformation of the sixteenth. At Saint-Riquier, the monks carried the relics of Saint Vigor in a procession every year. In 1264, the townspeople took a dead cat and placed it in a shrine, while they put a horse bone in another casket to serve as the arm of Saint Vigor. When the procession reached a certain point, the reliquaries were set down, and a staged fight began between two actors. Then the bearers shouted, “Old Saint Riquier, you shall go no further unless you reconcile these enemies,” at which point the fighters embraced each other, and everyone shouted that Saint Riquier had performed a miracle.
Afterward they built a chapel and oratory, with an altar draped with cloth of gold, and deposited the dead cat and the horse-bone; and simple pilgrims, ignorant of the sacrilege, stopped to worship the relics, the mayor and council aiding and abetting the crime, “to the detriment of the whole Church universal.”[156]
Afterwards, they built a chapel and oratory, with an altar covered in gold fabric, and placed the dead cat and the horse bone there; and naive pilgrims, unaware of the wrongdoing, paused to pray to the relics, with the mayor and council supporting the act, “to the detriment of the whole Church universal.”[156]
The clergy retaliated with frightful ferocity. As heresy followed in the wake of trade, the Inquisition followed in the wake of heresy, and the beginning of the thirteenth century witnessed simultaneously the prosperity of the mercantile class and the organization of the Holy Office.
The clergy struck back with terrifying intensity. As heresy emerged alongside trade, the Inquisition came right after heresy, and the start of the thirteenth century saw both the rise of the merchant class and the establishment of the Holy Office.
164 Jacques de Vitry breathed the ecclesiastical spirit. One of the most famous preachers of his age, he rose from a simple monk to be Cardinal-bishop of Tusculum, legate in France, and Patriarch of Jerusalem. He led a crusade against the Albigenses, was present at the siege of Damietta, and died at Rome in 1240. His sermons burn with his hatred of the bourgeoisie: “That detestable race of men ... hurrying to meet its fate, which none or few could escape,” all of whom “were making haste toward hell.... But above all other evils of these Babylonish cities, there is one which is the worst, for hardly is there a community to be found in which there are not abettors, receivers, defenders of, or believers in, heretics.”[157]
164 Jacques de Vitry embodied the spirit of the church. One of the most renowned preachers of his time, he rose from a humble monk to become the Cardinal-bishop of Tusculum, a legate in France, and the Patriarch of Jerusalem. He led a crusade against the Albigenses, was present at the siege of Damietta, and passed away in Rome in 1240. His sermons are filled with his disdain for the bourgeoisie: “That detestable class of people ... rushing toward their destiny, which few can escape,” all of whom “were quickly heading toward hell.... But above all other evils of these Babylonian cities, there is one that is the worst, for hardly is there a community to be found without supporters, enablers, defenders of, or believers in, heretics.”[157]
The basis of the secular society of the early Middle Ages was individual physical force. Every layman, noble or serf, owed military service, and when a borough was incorporated, it took its place in the feudal hierarchy, like any other vassal. With the spread of the mercantile type, however, a change began—the transmutation of physical force into money—and this process went on until individual strength or courage ceased to have importance.
The foundation of the secular society in the early Middle Ages was personal physical power. Every commoner, whether noble or serf, had to serve in the military, and when a town was established, it became part of the feudal system, just like any other vassal. However, with the rise of commerce, a shift began—the conversion of physical power into money—and this transformation continued until personal strength or bravery became less significant.
As soldiers the burgesses never excelled; citizen troops have seldom been formidable, and those of the communes rarely withstood the first onset of the enemy. The tradesmen themselves recognized their own limitations, and in 1317 the deputies of the cities met at Paris and requested the government to undertake the administration of the local militia.
As soldiers, the townspeople were never great; citizen armies have rarely been impressive, and those from the communes often didn't withstand the enemy's first attack. The merchants were aware of their own shortcomings, and in 1317, the representatives from the cities gathered in Paris to ask the government to take charge of the local militia.
Though unwarlike, the townsmen were wealthy, and, in the reign of Philip Augustus, the same cause which led to the consolidation of the kingdom, brought about, as Luchaire has pointed out, “a radical modification of the military and financial organization of the monarchy;” the substitution by the privileged corporations of money payments for personal service.[158]
Though not inclined towards war, the townspeople were wealthy, and during the reign of Philip Augustus, the same factors that led to the strengthening of the kingdom also caused, as Luchaire pointed out, “a significant change in the military and financial structure of the monarchy;” the privileged corporations replaced personal service with money payments.[158]
165 Thus, from the time when the economic type had multiplied sufficiently to hire a police, the strength of the State came to depend on its revenue, and financiers grew to be the controlling element of civilization. Before the crusades, the high offices of the kingdom of France, such as the office of the seneschal, were not only held by nobles, but tended to become hereditary in certain warlike families. After the rise of the Eastern trade the royal council was captured by the bourgeoisie. Jacques Cœur is a striking specimen of the class which ruled in the fifteenth century. Of this class the lawyers were the spokesmen, and men like Flotte and Nogaret, the chancellors of Philip the Fair, expressed the notion of centralization as perfectly as the jurists of ancient Rome. No one has understood the movement better than Luchaire. He has pointed out, in his work on French institutions, that from the beginning of the reign of Saint Louis (1226) the Privy Council steadily gained in consequence.[159] The permanent civil service, of which it was the core, served as a school for judges, clerks, seneschals, and all judicial and executive officers. At first the administration retained a strong clerical tinge, probably because a generation elapsed before laymen could be equally well trained for the work, but after the accession of Philip the Fair, toward the end of the century, the laymen decisively predominated, and when they predominated, the plunder of the Church began.
165 So, from the time the economic class was large enough to hire a police force, the State's power started to rely on its revenue, and financiers became the dominant force in civilization. Before the Crusades, high-ranking positions in the kingdom of France, like the seneschal, were not only held by nobles but also tended to be passed down through certain warrior families. After the Eastern trade began to rise, the royal council was taken over by the middle class. Jacques Cœur is a notable example of the class that ruled in the fifteenth century. Lawyers were the representatives of this class, and figures like Flotte and Nogaret, the chancellors of Philip the Fair, conveyed the idea of centralization as well as the jurists of ancient Rome. No one has grasped this movement better than Luchaire. He pointed out in his work on French institutions that from the start of Saint Louis' reign (1226), the Privy Council consistently became more important. The permanent civil service, which was its core, acted as a training ground for judges, clerks, seneschals, and all judicial and executive officers. Initially, the administration had a strong clerical presence, likely because it took a generation for laypeople to be equally well prepared for the tasks, but after Philip the Fair took the throne toward the end of the century, laypeople began to dominate, and that’s when the plundering of the Church started.
Abstract justice is, of course, impossible. Law is merely the expression of the will of the strongest for the time being, and therefore laws have no fixity, but shift from generation to generation. When the imagination is vivid and police weak, emotional or ecclesiastical law prevails. As competition sharpens, and the movement of society accelerates, religious ritual is supplanted by civil codes for the enforcement of contracts and the protection of the creditor class.
Abstract justice is, of course, impossible. Law is just the expression of the strongest will at any given time, and so laws aren’t fixed but change from one generation to the next. When imagination is strong and police are weak, emotional or religious law takes over. As competition increases and society speeds up, religious customs are replaced by civil codes to enforce contracts and protect creditors.
166 The more society consolidates the more legislation is controlled by the wealthy, and at length the representatives of the monied class acquire that absolute power once wielded by the Roman proconsul, and now exercised by the modern magistrate.
166 The more society comes together, the more the wealthy control the laws, and eventually, the representatives of the rich gain the same absolute power once held by the Roman proconsul and now exercised by today's magistrates.
“The two great figures of Saint Louis and of Philip the Fair which dominate the third period are profoundly unlike, but considering the facts as a whole ... [they] have but moderately influenced the direction of the communal development. With the bailiffs and Parliament the monarchical machine is in possession of its essential works; it operates and will stop no more. In vain the king shall essay to arrest its march, or to direct it in another course: the innumerable army of agents of the crown does not cease for a moment to destroy rival jurisdictions, to suppress embarrassing powers, to replace everywhere private jurisdictions by the single authority of the sovereign.
“The two prominent figures of Saint Louis and Philip the Fair that stand out in the third period are very different from each other, but when looking at the overall situation ... [they] have only had a moderate impact on the course of communal development. With the bailiffs and Parliament, the monarchy has control over its key processes; it functions and won’t stop. No matter how hard the king tries to halt its progress or steer it in a different direction, the countless agents of the crown are constantly working to eliminate competing jurisdictions, to consolidate unwanted powers, and to replace private jurisdictions with the single authority of the sovereign.”
As Luchaire has elsewhere observed, the current everywhere “substituted, in the paths of administration, justice, and finance, the lay and burgher for the ecclesiastical and noble element.” In other words, the economic type steadily gained ground, and the process went on until the Revolution. Saint Simon never forgave Louis XIV. for surrounding himself with men of mean birth, dependent on his will.
As Luchaire has noted elsewhere, the current situation has everywhere “replaced, in the areas of administration, justice, and finance, the common people and townsfolk for the clergy and nobility.” In other words, the economic class consistently gained influence, and this trend continued up until the Revolution. Saint Simon never forgave Louis XIV for surrounding himself with men of low birth who were reliant on his power.
“The Duke of Beauvilliers was the single example in the whole course of his reign, as has been remarked in speaking of this duke, the only nobleman who was admitted into his council between the death of Cardinal Mazarin and his own; that is to say, during fifty-four years.”[161]
“The Duke of Beauvilliers was the only example throughout his reign, as noted when discussing this duke, the only nobleman who was allowed into his council between the death of Cardinal Mazarin and his own; in other words, during fifty-four years.”[161]
From the middle of the twelfth to the middle of the thirteenth century was an interval of almost unparalleled commercial prosperity—a prosperity which is sufficiently proved by the sumptuous quality of the architecture of the time. Unquestionably the most magnificent buildings of modern Europe date from this period, and this prosperity was not limited to any country, but extended from Cairo to London. Such an expansion of trade would have been impossible without a corresponding expansion of the currency, and as no new mines were discovered, recourse was had to paper. By the year 1200 bills of exchange had been introduced,[162] and in order to give the bill of exchange its greatest circulating power, a system of banking was created which operated as a universal clearing house, and by means of which these bills were balanced against each other.
From the middle of the 12th century to the middle of the 13th century, there was a time of nearly unmatched commercial success—a success that is clearly reflected in the elaborate architecture of the period. The most stunning buildings of modern Europe come from this time, and this prosperity wasn’t limited to one region; it stretched from Cairo to London. Such a surge in trade wouldn’t have been possible without a similar increase in currency, and since no new mines were found, they turned to paper money. By the year 1200, bills of exchange had been introduced, and to maximize their circulation, a banking system was established that worked as a universal clearing house, allowing these bills to be balanced against one another.
In the thirteenth century, Florence, Genoa, and Venice were the chief monied centres. In these cities the purchase and sale of commercial paper was, at the outset, monopolized by a body of money-changers, who, in Venice at least, seem to have been controlled by the council of merchants, and who probably were not always in the best credit. At all events, they were required in 1318 to make a deposit of £3,000 as security for their customers, and afterward the amount was increased.[163] Possibly some such system of deposits may have originally formed the capital of the Bank of Venice, but everything relating to the organization of the mediæval banks is obscure. All that seems certain is, that business168 was conducted by establishments of this character long before the date of any records which now remain. Amidst the multiplicity of mediæval jurisdictions, not only did the currency become involved in inextricable confusion, but it generally was debased through abrasion and clipping. Before clearings could be conveniently made, therefore, a coinage of recognized value had to be provided, and this the banks undertook to supply by their system of deposits. They received coin fresh from the mints, for which they gave credits, and these credits or notes were negotiable, and were always to be bought in the market. The deposits themselves were seldom withdrawn, as they bore a premium over common currency, which they lost when put in circulation, and they were accordingly only transferred on the books of the corporations, to correspond with the sales of the notes which represented them. Thus merchants from all parts of Europe and the Levant could draw on Venice or Genoa, and have their balances settled by transfers of deposits at the banks, without the intervention of coin. A calculation has been made that, by this means, the effective power of the currency was multiplied tenfold. Of all these institutions, the corporations of Genoa and Venice were the most famous. The Bank of Saint George, at Genoa, was formally organized in 1407, but it undoubtedly had conducted business from the beginning of the twelfth century;[164] next to nothing is known of the development at Venice. Probably, however, Florence was more purely a monied centre than either Venice or Genoa, and no money-lenders169 of the Middle Ages ever equalled the great Florentine banking families. Most of the important commercial centres came to have institutions of the kind.
In the 13th century, Florence, Genoa, and Venice were the main financial hubs. In these cities, the buying and selling of commercial paper was initially dominated by a group of money-changers, who, at least in Venice, seemed to be overseen by the council of merchants and likely weren't always reliable. Regardless, they were required in 1318 to deposit £3,000 as security for their customers, and later the amount increased. Possibly, a system of deposits like this may have originally constituted the capital of the Bank of Venice, but everything related to the organization of medieval banks is unclear. What is certain is that business was conducted by such establishments long before any records we have now. Amidst the numerous medieval jurisdictions, the currency became tangled in confusion and was generally degraded through wear and trimming. Therefore, before clearings could be efficiently made, a currency of recognized value needed to be established, which the banks aimed to provide through their deposit system. They accepted coins fresh from the mints, for which they issued credits, and these credits or notes were negotiable and always available for purchase in the market. The deposits themselves were rarely withdrawn, as they had a premium over ordinary currency, which they lost when circulated, so they were typically only transferred in the banks’ records to correspond with the sales of the notes that represented them. This way, merchants from all over Europe and the Levant could draw on Venice or Genoa and settle their balances through deposits at the banks, without needing coins. It's estimated that this method multiplied the effective power of currency tenfold. Among all these institutions, the corporations of Genoa and Venice were the most notable. The Bank of Saint George in Genoa was officially established in 1407, but it likely conducted business since the early 12th century; next to nothing is known about the development in Venice. However, Florence was probably a more purely financial center than either Venice or Genoa, and no moneylenders of the Middle Ages ever matched the great Florentine banking families. Most of the significant commercial centers eventually ended up with institutions of this kind.
The introduction of credit had the same effect as a large addition to the stock of bullion, and, as gold and silver grew more plentiful, their relative value fell, and a general reform of the currency took place. Venice began the movement with the grosso, it spread through Italy and into France, and the coin of Saint Louis was long considered as perfect money.
The introduction of credit had the same effect as a significant increase in the supply of gold and silver. As gold and silver became more abundant, their relative value decreased, leading to a widespread reform of the currency. Venice started the trend with the grosso, which then spread throughout Italy and into France, where the coin of Saint Louis was long regarded as the ideal currency.
With the expansion of the currency went a rise in prices, all producers grew rich, and, for more than two generations, the strain of competition was so relaxed that the different classes of the population preyed upon each other less savagely than they are wont to do in less happy times.
With the increase in money came higher prices, all producers became wealthy, and for over two generations, the pressure of competition eased so much that the different classes of society took advantage of each other less brutally than they usually do in tougher times.
Meanwhile no considerable additions were made to the volume of the precious metals, and, as the bulk of commerce swelled, the capacity of the new system of credit became exhausted, and contraction set in. The first symptom of disorder seems to have been a rise in the purchasing power of both the precious metals, but particularly of gold, which rose in its ratio to silver from about one to nine and a half, to one to twelve.[165] At the same time the value of commodities, even when measured in silver, appears to have fallen sharply.[166] The consequence of this fall was a corresponding addition to the burden of debt, and a very general insolvency. The communes had been large borrowers, and their straits were deplorable.170 Luchaire has described their condition as shown “in the municipal accounts addressed by the communes to the government.”[167] Everywhere there was a deficit, almost everywhere ruin. Amiens, Soissons, Roye, Saint Quentin, and Rouen were all in difficulty with their loans, but Noyon was perhaps the worst of all. In 1278 Noyon owed 16,000 pounds which it was unable to pay. After a suspension for fourteen years the king issued an ordinance regulating liquidation; a part of the claims had to be cancelled, and the balance collected by a levy on private property. The bankruptcy was complete.
Meanwhile, there weren't any significant increases in the amount of precious metals, and as trade grew, the new credit system reached its limits, leading to a downturn. The first sign of trouble seemed to be the rise in the purchasing power of precious metals, especially gold, which increased its value in relation to silver from about one to nine and a half to one to twelve.[165] At the same time, the value of goods, even when measured in silver, appeared to drop significantly.[166] This decline resulted in a heavier debt load and widespread insolvency. The local governments had borrowed a lot, and their situations were dire. Luchaire described their conditions as reflected “in the municipal accounts sent by the local governments to the central authority.”[167] Everywhere there was a budget deficit, and almost everywhere, there was disaster. Amiens, Soissons, Roye, Saint Quentin, and Rouen were all struggling with their loans, but Noyon was probably the worst off. In 1278, Noyon owed 16,000 pounds that it couldn't repay. After a fourteen-year pause, the king issued a decree to manage the bankruptcy; some debts had to be written off, and the remainder collected through taxes on private property. The bankruptcy was total.
The royal government, equally hardly pressed, was unable to meet its obligations in the standard coin, and resorted to debasement. Under Saint Louis the mark of silver yielded but 2 pounds 15 sous 6 pence; in 1306 the same weight of metal was cut into 8 pounds 10 sous. The pressure upon the population was terrible, and led to terrible results—the beginning of the spoliation of the emotionalists.
The royal government, also under severe pressure, couldn’t fulfill its obligations in the standard currency and turned to debasement. Under Saint Louis, a mark of silver was worth only 2 pounds, 15 sous, and 6 pence; by 1306, that same amount of metal was valued at 8 pounds, 10 sous. The strain on the populace was immense and resulted in disastrous consequences—the start of the exploitation of the emotionalists.
Perhaps the combination of the two great forces of the age, of the soldier and the monk, was the supreme effort of the emotional mind. What a hold the dazzling dream of omnipotence, through the possession of the Sepulchre, had upon the twelfth century, can be measured by the gifts showered upon the crusading orders, for they represented a prodigious sacrifice.
Perhaps the mix of the two major forces of the time, the soldier and the monk, was the ultimate expression of the emotional mind. The powerful dream of absolute power, through claiming the Holy Sepulchre, deeply captivated the twelfth century, which can be seen in the immense gifts given to the crusading orders, as they represented a remarkable sacrifice.
171 At Paris the Temple had a capital city over against the capital of the king. Within a walled enclosure of sixty thousand square metres, stood the conventual buildings and a gigantic donjon of such perfect masonry that it never needed other repairs than the patching of its roof. Beyond the walls the domain extended to the Seine, a property which, even in 1300, had an almost incalculable value.
171 In Paris, the Temple had a main city located opposite the king's capital. Inside a walled area of sixty thousand square meters stood the monastery buildings and a massive keep, built so well that it only required occasional roof repairs. Beyond the walls, the land stretched to the Seine, a property that had almost unimaginable value even in 1300.
On every Eastern battle-field, and at every assault and siege, the knights had fought with that fiery courage which has made their name a proverb down to the present day. In 1265, at Safed, three hundred had been butchered upon the ramparts in cold blood, rather than renounce their faith. At Acre, whose loss sealed the fate of Palestine, they held the keep at all odds until the donjon fell, burying Christians and Moslems in a common grave. But skill and valour avail nothing against nature. Step by step the Templars had been driven back, until Tortosa surrendered in 1291. Then the Holy Land was closed, the enthusiasm which had generated the order had passed away, and, meanwhile, economic competition had bred a new race at home, to which monks were a predestined prey.
On every Eastern battlefield, and at every assault and siege, the knights fought with a fierce bravery that has made their name a saying to this day. In 1265, at Safed, three hundred were killed on the ramparts in cold blood rather than give up their faith. At Acre, whose loss sealed the fate of Palestine, they held the keep against all odds until the tower collapsed, burying Christians and Muslims in a shared grave. But skill and courage mean nothing against nature. Step by step, the Templars were forced back until Tortosa surrendered in 1291. Then the Holy Land was lost, the enthusiasm that had created the order disappeared, and meanwhile, economic competition had given rise to a new group at home, making monks easy targets.
172 In 1285, as the Latin kingdom in Syria was tottering towards its fall, Philip the Fair was crowned. Subtle, sceptical, treacherous, and cruel, few kings have left behind them a more sombre memory, yet he was the incarnation of the economic spirit in its conflict with the Church. Nine years later Benedetto Gaetani was elected pope: a man as completely the creation of the social revolution of the thirteenth century as Philip himself. Trained at Bologna and Paris, a jurist rather than a priest, his faith in dogma was so scanty that his belief in the immortality of the soul has been questioned. A thorough worldling, greedy, ambitious, and unscrupulous, he was suspected of having murdered his predecessor, Celestin V.
172 In 1285, as the Latin kingdom in Syria was collapsing, Philip the Fair was crowned. Cunning, skeptical, deceitful, and ruthless, few kings have left a darker legacy, yet he embodied the economic forces clashing with the Church. Nine years later, Benedetto Gaetani was elected pope: a man shaped entirely by the social upheaval of the thirteenth century, just like Philip. Educated at Bologna and Paris, he was more of a legal expert than a priest, and his faith in doctrine was so minimal that his belief in the immortality of the soul has been questioned. A complete worldly figure, greedy, ambitious, and ruthless, he was suspected of murdering his predecessor, Celestin V.
When Boniface came to the throne, the Church is supposed to have owned about one-third of the soil of Europe, and on this property the governments had no means of enforcing regular taxation. Toward the close of the thirteenth century the fall of prices increased the weight of debt, while it diminished the power of the population to pay. On the other hand, as the system of administration became more complex, the cost of government augmented, and at last the burden became more than the laity could endure. Both England and France had a permanent deficit, and Edward and Philip alike turned toward the clergy as the only source of supply. Both kings met with opposition, but the explosion came in France, where Clairvaux, the most intractable of convents, appealed to Rome.
When Boniface became pope, the Church supposedly controlled about a third of the land in Europe, and the governments had no way to enforce consistent taxation on that property. By the end of the thirteenth century, falling prices made debt heavier, while reducing the population’s ability to pay. On the flip side, as the administration grew more complex, government costs increased, and eventually, the burden became too much for the common people to bear. Both England and France faced a continuous deficit, and Edward and Philip both looked to the clergy as the only viable source of income. Both kings encountered resistance, but the major conflict erupted in France, where Clairvaux, the most stubborn of monasteries, appealed to Rome.
Boniface had been elected by a coalition between the Colonna and the Orsini factions, but after his coronation he turned upon the Colonnas, who, in revenge, plundered his treasure. A struggle followed, which ended fatally to the pope; but at first he had the advantage, sacked their city of Præneste, and forced them to fly to France. On the brink of this war, Boniface was in no condition to rouse so dangerous an adversary as Philip, and, in answer to Clairvaux’s appeal, he confined himself to excommunicating the prince who should tax the priest and the priest who should pay the impost.
Boniface was elected by a coalition of the Colonna and Orsini factions, but after his coronation, he turned against the Colonnas, who, in retaliation, looted his treasury. This led to a conflict that ultimately ended badly for the pope; however, at first, he had the upper hand, sacked their city of Præneste, and forced them to flee to France. On the brink of this war, Boniface was in no position to take on such a dangerous opponent as Philip. In response to Clairvaux’s appeal, he limited himself to excommunicating the prince who taxed the clergy and the clergy who paid the tax.
173 Nevertheless, the issue had to be met. The Church had weakened as terror of the unknown had waned, and could no longer defend its wealth, which was destined to pass more and more completely into the hands of the laity.
173 Still, the problem had to be addressed. The Church had lost power as fear of the unknown faded and could no longer protect its wealth, which was increasingly being transferred into the hands of the laypeople.
Philip continued his aggressions, and, when peace had been established in Italy, the rupture came. Not realizing his impotence, and exasperated at the royal policy, Boniface sent Bernard de Saisset, Bishop of Pamiers, to Paris as his ambassador. Bernard had recently been consecrated in defiance of Philip, and they were bitter enemies. He was soon dismissed from court, but he continued his provocations, calling the king a false coiner and a blockhead, and when he returned to Pamiers he plotted an insurrection. He was arrested and prosecuted by the Chancellor Flotte, but when delivered to the Archbishop of Narbonne for degradation, action was suspended to await the sanction of Rome. Then Flotte was sent to Italy to demand the surrender “of the child of perdition,” that Philip might make of him “an excellent sacrifice to God.” The mission necessarily failed, for it was a struggle for supremacy, and the issue was well summed up in the final words of the stormy interview which brought it to a close. “My power, the spiritual power,” cried Boniface, “embraces and encloses the temporal.” “True,” retorted Flotte, “but yours is verbal, the king’s is real.”
Philip kept up his aggressive actions, and when peace was finally established in Italy, the conflict broke out. Not recognizing his own powerlessness and frustrated with the royal policies, Boniface sent Bernard de Saisset, the Bishop of Pamiers, as his ambassador to Paris. Bernard had recently been consecrated in defiance of Philip, and they were bitter adversaries. He was quickly dismissed from court but continued to provoke, calling the king a counterfeit and a fool, and upon returning to Pamiers, he plotted a rebellion. He was arrested and tried by Chancellor Flotte, but when he was handed over to the Archbishop of Narbonne for degradation, the process was put on hold to wait for approval from Rome. Then, Flotte was sent to Italy to demand the surrender of “the child of perdition,” so that Philip could make him “an excellent sacrifice to God.” The mission was bound to fail as it was a fight for power, and the conflict was well summarized in the final words of their heated exchange that concluded it. “My power, the spiritual power,” Boniface declared, “encompasses and includes the temporal.” “True,” Flotte replied, “but yours is just talk, while the king’s is real.”
174 An ecclesiastical council was convoked for October, 1302, and Philip was summoned to appear before the greatest prelates of Christendom. But, not waiting the meeting of this august assembly, Boniface, on December 5, 1301, launched his famous bull, “Ausculta, fili,” which was his declaration of war.[168]
174 An ecclesiastical council was called for October 1302, and Philip was asked to appear before the top church leaders of Christendom. However, before this important assembly could meet, Boniface issued his famous bull, “Ausculta, fili,” on December 5, 1301, which marked the start of his conflict. [168]
Listen, my son: do not persuade yourself that you have no superior, and are not in subjection to the head of the ecclesiastical hierarchy: he who says this is mad, he who sustains it is an infidel. You devour the revenues of the vacant bishoprics, you pillage churches. I do not speak now of the alterations in the coinage, and of the other complaints which arise on all sides, and which cry to us against you, but not to make myself accountable to God for your soul, I summon you to appear before me, and in case of your refusal shall render judgment in your absence.[169]
Listen, my son: don’t convince yourself that you have no one above you and that you’re not under the authority of the church hierarchy; anyone who thinks that is delusional, and anyone who supports that idea is a heretic. You take the income from vacant bishoprics and rob churches. I’m not even talking about the changes in the currency and the other complaints coming from everywhere that shout out against you, but so I’m not held accountable to God for your soul, I’m calling you to appear before me, and if you refuse, I will make a judgment in your absence.[169]
A century before, the barons of France had abandoned Philip Augustus, through fear of the incantations of Innocent, but, in the third generation of the commercial type, such fears had been discarded. In April, 1302, the estates of the realm sustained the “little one-eyed heretic,” as Boniface called Flotte, in burning the papal bull, and in answering the admonitions of the pope with mockery.
A hundred years earlier, the barons of France had turned against Philip Augustus because they were afraid of Innocent's spells, but by the third generation of merchants, those fears had been left behind. In April 1302, the estates of the realm supported the “little one-eyed heretic,” as Boniface referred to Flotte, by burning the papal bull and responding to the pope’s warnings with ridicule.
“Philip, by the grace of God king of the French, to Boniface, who calls himself sovereign pontiff, little greeting or none. Let your very great foolishness know that we are subject to no one for the temporalty; that the collation to the vacant churches and prebends belongs to us by royal right; that their fruits are ours; that collations which have been made, or are to be made by us, are valid for the past and for the future, and that we will manfully protect their possessors against all comers. Those who think otherwise we hold fools or madmen.”[170]
“Philip, by the grace of God, king of the French, to Boniface, who calls himself the sovereign pontiff, greetings, or maybe none at all. Understand your immense foolishness: we are not subject to anyone in matters of the state; the appointment of vacant churches and prebends rightfully belongs to us; their profits are ours; any appointments made or to be made by us are valid both now and in the future, and we will fiercely defend those who hold them against anyone who challenges them. Those who think otherwise, we consider fools or madmen.”[170]
175 The accepted theory long was that the bourgeoisie were neutral in this quarrel; that they were an insignificant factor in the state, and obeyed passively because they were without the power to oppose. In reality, consolidation had already gone so far that money had become the prevailing form of force in the kingdom of France; therefore the monied class was on the whole the strongest class, and Flotte was their mouthpiece. They accepted the papers drawn by the chancellor, because the chancellor was their representative.[171]
175 The common belief used to be that the bourgeoisie were neutral in this conflict; that they played a minor role in the government and went along with things passively because they didn’t have the power to resist. In reality, the consolidation had progressed to the point where money had become the dominant force in France; therefore, the wealthy class was generally the most powerful, and Flotte spoke for them. They accepted the documents prepared by the chancellor because the chancellor was their representative. [171]
In July, 1302, Philip met with the defeat of Courtray, and the tone of the ecclesiastical council, convened in October, shows that the clergy thought his power broken. A priest relies upon the miracle, and, if defied, he must either conquer by supernatural aid, or submit to secular coercion. Boniface boldly faced the issue, and planted himself by Hildebrand. In his bull, Unam Sanctam, he defined his claim to the implicit obedience of laymen.
In July 1302, Philip faced defeat at Courtray, and the tone of the church council held in October indicates that the clergy believed his power was shattered. A priest depends on miracles, and if challenged, he must either succeed with divine help or yield to worldly force. Boniface confronted the situation head-on and aligned himself with Hildebrand. In his bull, Unam Sanctam, he asserted his claim to the unquestioning obedience of laypeople.
“We are provided, under his authority, with two swords, the temporal and the spiritual; ... both, therefore, are in the power of the Church; to wit, the spiritual and the material sword: ... the one is to be used by the priest, the other by kings and soldiers; sed ad nutum et patientiam sacerdotis.”[172]
“We are given, under his authority, two swords, the earthly and the spiritual; ... both are therefore under the Church's control; namely, the spiritual sword and the material sword: ... the first is to be wielded by the priest, the second by kings and soldiers; but with the guidance and patience of the priest.”[172]
176 A sentence of excommunication had also been prepared and sent to France, which was to have been followed by deposition; but when it arrived, Philip convened an assembly of prelates and barons at the Louvre, and presented an indictment against Boniface, probably without a parallel in modern history. The pope was accused of every crime. He was an infidel, a denier of the immortality of the soul, a scoffer at the eucharist, a murderer, and a sorcerer. He was guilty of unnatural crimes and of robbery.[173]
176 A sentence of excommunication had also been prepared and sent to France, which was supposed to be followed by deposition; but when it arrived, Philip called an assembly of church leaders and nobles at the Louvre, and presented charges against Boniface that probably have no equal in modern history. The pope was accused of every crime imaginable. He was labeled an infidel, a denier of the immortality of the soul, a mocker of the eucharist, a murderer, and a sorcerer. He was also accused of unnatural acts and theft.[173]
The bearer of the bull was arrested, the property of the bishops who had attended the council sequestered, and Philip prepared to seize Boniface in his own palace. Boniface, too, felt the decisive hour at hand. He tried to reconcile himself with his enemies, drew the bull of deposition, and prepared to affix it to the church door at Anagni on September 8, 1303. Before the day came he was a prisoner, and face to face with death.
The person carrying the bull was arrested, the belongings of the bishops who had gone to the council were confiscated, and Philip got ready to capture Boniface in his own palace. Boniface sensed that the crucial moment had arrived. He attempted to make peace with his enemies, pulled out the bull of deposition, and got ready to nail it to the church door in Anagni on September 8, 1303. Before that day arrived, he became a prisoner and was confronted with death.
Flotte had been killed at Courtray, and had been succeeded by the redoubtable Nogaret, whose grandfather was believed to have been burned as a heretic. With Nogaret Philip joined Sciarra Colonna, the bloodiest of the Italian nobles, and sent them together to Italy to deal with his foe. Boniface had made war upon the Colonnas, and Sciarra had been hunted like a wild beast. Flying disguised, he had been taken by pirates, and had preferred to toil four years as a galley-slave, rather than run the risk of ecclesiastical mercy by surrendering himself to the vicar of Christ. At last Philip heard of his misfortunes, bought him, and, at the crisis, let him slip like a mad dog at the old man’s throat. Nogaret and Colonna succeeded in corrupting the governor of Anagni, and entered the town at dead of night; but the pope’s nephews had time to barricade the streets, and it was not until the church, which communicated with the papal apartments, had been fired, that the177 palace was forced. There, it was said, they found the proud old priest sitting upon his throne, with his crown upon his head, and men whispered that, as he sat there, Colonna struck him in the face with his gauntlet.
Flotte had been killed at Courtray, and was replaced by the formidable Nogaret, whose grandfather was thought to have been burned as a heretic. With Nogaret, Philip teamed up with Sciarra Colonna, the most ruthless of the Italian nobles, and sent them both to Italy to confront his enemy. Boniface had declared war on the Colonnas, and Sciarra had been hunted like an animal. Disguised, he had been captured by pirates and chose to endure four years as a galley slave rather than take the chance of ecclesiastical mercy by surrendering to the vicar of Christ. Eventually, Philip learned of his plight, purchased his freedom, and, at a critical moment, unleashed him like a wild dog at the old man's throat. Nogaret and Colonna managed to bribe the governor of Anagni and entered the town in the dead of night; however, the pope’s nephews had time to barricade the streets, and it wasn't until the church, which connected to the papal apartments, was set on fire that the palace was forced open. There, it was reported, they found the proud old priest sitting on his throne, wearing his crown, and people whispered that, as he sat there, Colonna struck him in the face with his gauntlet.
Probably the story was false, but it reflected truly enough the spirit of the pope’s captors. He himself believed them capable of poisoning him, for from Saturday night till Monday morning he lay without food or drink, and when liberated was exhausted. Boniface was eighty-six, and the shock killed him. He was taken to Rome, and died there of fever, according to the rumour, blaspheming, and gnawing his hands in frenzy.[174]
Probably the story was made up, but it accurately captured the mindset of the pope’s captors. He personally thought they might poison him, as he went from Saturday night to Monday morning without food or drink, and when he was finally freed, he was completely worn out. Boniface was eighty-six, and the shock killed him. He was taken to Rome and reportedly died there of fever, cursing and gnawing on his hands in a fit of rage.[174]
The death of Boniface was decisive. Benedict XI., who succeeded him, did not attempt to prolong the contest; but peace without surrender was impossible. The economic classes held the emotionalists by the throat, and strangled them till they disgorged.
The death of Boniface was significant. Benedict XI., who followed him, didn’t try to extend the conflict; however, peace without giving in was out of the question. The economic classes had the emotionalists in a chokehold, squeezing them until they released their grip.
Vainly Benedict revoked the acts of his predecessor. Philip demanded that Boniface should be branded as a heretic, and sent Nogaret to Rome as his ambassador. The insult was more than the priesthood could yet endure. Summoning his courage, Benedict excommunicated Nogaret, Colonna, and thirteen others, whom he had seen break into the palace at Anagni. Within a month he was dead. Poison was whispered, and, for the first time since the monks captured the papacy, the hierarchy was paralyzed by fear. No complaint was made, or pursuit of the criminal attempted; the consistory met, but failed to unite on a successor.
Benedict tried in vain to undo the actions of his predecessor. Philip demanded that Boniface be labeled a heretic and sent Nogaret to Rome as his ambassador. The insult was more than the clergy could handle. Gathering his courage, Benedict excommunicated Nogaret, Colonna, and thirteen others, whom he had witnessed breaking into the palace at Anagni. Within a month, he was dead. There were whispers of poison, and for the first time since the monks took control of the papacy, the leadership was paralyzed by fear. No complaints were filed, nor was there any effort to pursue the criminal; the consistory met but failed to agree on a successor.
178 According to the legend, when the cardinals were unable to agree, the faction opposed to Philip consented to name three candidates, from whom the king should select the pope. The prelate he chose was Bertrand de Goth, Archbishop of Bordeaux. Boniface had been his patron, but Philip, who knew men, knew that this man had his price. The tale goes that the king visited the bishop at an abbey near Saint-Jean-d’Angély, and began the conversation as follows: “My lord Archbishop, I have that in my hand will make you pope if I like, and it is for that I am come.” Bertrand fell on his knees, and the king imposed five conditions, reserving a sixth, to exact thereafter. The last condition was the condemnation of the Templars.[175]
178 According to the legend, when the cardinals couldn't reach a consensus, the group against Philip agreed to propose three candidates for the king to pick the pope from. The prelate he selected was Bertrand de Goth, Archbishop of Bordeaux. Boniface had been his supporter, but Philip, who was good at reading people, knew that this man had his weaknesses. The story goes that the king visited the bishop at an abbey near Saint-Jean-d’Angély and started the conversation like this: “My lord Archbishop, I have something in my hand that can make you pope if I want, and that’s why I’m here.” Bertrand knelt down, and the king laid out five conditions, saving the sixth to be demanded later. The last condition was the condemnation of the Templars.[175]
Doubtless the picturesque old tale is as false in detail as it is true in spirit. Probably no such interview took place, and yet there seems little doubt that Clement owed his election to Philip, and gave pledges which bound him from the day of his coronation. Certainly he surrendered all liberty of action, for he established himself at Avignon, whence the battlements of Ville-Neuve can still be seen, built by Philip to overawe the town. Within an hour he could have filled the streets with his mercenaries. The victory was complete. The Church was prostrate, and spoliation began.
The old story is definitely as misleading in the specifics as it is meaningful in its essence. It’s likely that no such meeting actually happened, yet it's clear that Clement's election was influenced by Philip, and he made commitments that tied him down from the moment he was crowned. He certainly gave up all freedom of action, as he set up his residence in Avignon, from where you can still see the fortifications of Ville-Neuve, built by Philip to intimidate the town. He could have had his mercenaries flooding the streets within an hour. The victory was total. The Church was down and the plundering began.
179 Clement was crowned in 1305, and after two years of slavery he began to find his compact heavy upon him. He yielded up the patronage, he consented to the taxation of the clergy, and he ordered the grand-masters of the crusading orders to return to Europe, all at Philip’s bidding. But when he was commanded to condemn Boniface as a heretic, he recoiled in terror. Indeed, to have rejected Boniface as an impostor, and a false pope, would have precipitated chaos. His bishops and cardinals would have been set aside, Clement’s own election would have been invalidated; none could foresee where the disorganization would end. To gain time, Clement pleaded for a general council, which the king morosely conceded, but only on the condition that the excommunications against his agents, even against Nogaret, should be withdrawn. Clement assented, for he was practically a prisoner at Poitiers, a council at Vienne was agreed to, and the Crown seized the Templars without opposition from the Church.
179 Clement was crowned in 1305, and after two years of servitude, he started to feel the burden of his agreement weighing heavily on him. He gave up the patronage, agreed to the taxation of the clergy, and ordered the grand masters of the crusading orders to return to Europe, all at Philip's request. But when he was ordered to condemn Boniface as a heretic, he recoiled in fear. Rejecting Boniface as a fraud and a false pope would have caused chaos. His bishops and cardinals would have been dismissed, Clement's own election would have been invalidated; no one could predict where the disarray would lead. To buy some time, Clement requested a general council, which the king reluctantly agreed to, but only if the excommunications against his agents, even against Nogaret, were lifted. Clement agreed, as he was virtually a prisoner in Poitiers, a council in Vienne was arranged, and the Crown took control of the Templars without any resistance from the Church.
Criticism has long ago dispelled the mystery which once shrouded this bloody process. No historian now suggests that the knights were really guilty of the fantastic enormities charged against them, and which they confessed under torture. Scepticism doubtless was rife among them, as it was among the cardinals, but there is nothing to show that the worst differed materially from the population about them, and the superb fortitude with which they perished, demonstrates that lack of religious enthusiasm was not the crime for which they died.
Criticism has long since removed the mystery that used to surround this violent process. No historian today argues that the knights were actually guilty of the outrageous charges brought against them, which they confessed to under torture. There was certainly skepticism among them, just as there was among the cardinals, but there's no evidence that their behavior was significantly different from the general population. The incredible bravery with which they faced their deaths shows that their lack of religious fervor wasn't the reason they died.
180 When Philip conceived the idea of first murdering and then plundering the crusaders, is uncertain. Some have thought it was in 1306, while sheltered in the Temple, when, he having suddenly raised his debased money to the standard of Saint Louis, the mob destroyed the house of his master of the mint. Probably it was much earlier, and was but the necessary result of the sharpening of economic competition, which began with the accelerated movement accompanying the crusades.
180 It's unclear when Philip first thought about murdering and then robbing the crusaders. Some believe it was in 1306 while he was hiding in the Temple, when he suddenly elevated his devalued currency to the standard of Saint Louis, leading the mob to destroy his master's mint. It's likely that it happened much earlier and was simply a response to the increasing economic competition that started with the fast-paced activities of the crusades.
After Clement’s election, several years elapsed before the scheme ripened. Nothing could be done until one or both of the grand-masters had been enticed to France with their treasure. Under pretence of preparing for a new crusade this was finally accomplished, and, in 1306, Jacques de Molay, a chivalrous Burgundian gentleman, journeyed unsuspectingly to Paris, taking with him his chief officers and one hundred and fifty thousand florins in gold, beside silver “enough to load ten mules.”
After Clement’s election, several years went by before the plan came together. Nothing could be done until one or both of the grand masters were lured to France with their treasure. Under the guise of preparing for a new crusade, this was finally achieved, and in 1306, Jacques de Molay, a brave gentleman from Burgundy, traveled unsuspectingly to Paris, bringing with him his top officers and one hundred and fifty thousand florins in gold, along with enough silver to load ten mules.
Philip first borrowed all the money de Molay would lend, and then, at one sudden swoop, arrested in a single night all the Templars in France. On October 13, 1307, the seizure was made, and Philip’s organization was so perfect, and his agents so reliable, that the plan was executed with precision.
Philip first borrowed all the money de Molay would lend, and then, in one quick move, arrested all the Templars in France in a single night. On October 13, 1307, the seizure took place, and Philip’s organization was so well-coordinated, and his agents so trustworthy, that the plan was carried out flawlessly.
The object of the government was plunder, but before the goods of the order could be confiscated, legal conviction of some crime was necessary, which would entail forfeiture. Heresy was the only accusation adapted to the purpose; accordingly Philip determined to convict the knights of heresy, and the best evidence was confession. To extort confession the Inquisition had to be set in motion by the pope, and thus it came to pass that, in order to convey to the laymen the property of ecclesiastics, Christ’s soldiers were tormented to death by his own vicar.
The government's goal was to plunder, but before they could seize the order's goods, they needed legal proof of a crime that would lead to forfeiture. Heresy was the only charge suitable for this purpose; therefore, Philip decided to accuse the knights of heresy, with confession being the strongest evidence. To force a confession, the Inquisition had to be initiated by the pope, and so it happened that, in order to transfer church property to laypeople, Christ's soldiers were tortured to death by his own representative.
181 In vain, in the midst of the work, Clement, in agonies of remorse, revoked the commissions of the inquisitors. Philip jeered when the cardinals delivered the message, saying “that God hated the lukewarm,” and the torture went on as before. When he had extorted what he needed, he set out for Poitiers; Clement fled, but was arrested and brought back a prisoner. Then his resolution gave way, and he abandoned the knights to their fate, reserving only the grand-master and a few high officials for himself. Still, though he forsook the individuals, he could not be terrified into condemning the order in its corporate capacity, and the final process was referred to the approaching council. Meanwhile, a commission, presided over by the Archbishop of Narbonne, proceeded with the trial of the knights.
181 In vain, during the work, Clement, filled with guilt, revoked the commissions of the inquisitors. Philip mocked when the cardinals delivered the message, saying “that God hated the lukewarm,” and the torture continued as before. After getting what he needed, he set out for Poitiers; Clement tried to escape, but was captured and brought back as a prisoner. Then his determination wavered, and he left the knights to their fate, keeping only the grand-master and a few high officials for himself. Still, even though he abandoned the individuals, he couldn’t be scared into condemning the order as a whole, and the final decision was postponed to the upcoming council. In the meantime, a commission led by the Archbishop of Narbonne continued the trial of the knights.
For three years these miserable wretches languished in their dungeons, and the imagination recoils from picturing their torments. Finally Philip felt that an end must be made, and in March, 1310, 546 of the survivors were taken from their prisons and made to choose delegates, for their exasperation was so deep that the government feared to let them appear before the court in a body.
For three years, these unfortunate people suffered in their dungeons, and it’s hard to even imagine their pain. Finally, Philip decided that it was time to put a stop to this, and in March 1310, 546 of the survivors were brought out of their prisons and asked to choose representatives, because their anger was so intense that the government was afraid to let them appear in court all together.
182 The precaution availed little, for the knights who conducted the common defence proved themselves as proud and bold in this last extremity of human misery, as they had ever been upon the day of battle. They denied the charges brought against them, they taunted their judges with the lies told them to induce them to confess, and they showed how life and liberty had been promised them, under the royal seal, if they would admit the allegations of the government. Then they told the story of those who had been steadfast to the end.
182 The precaution did little good, because the knights in charge of the common defense were just as proud and defiant in this ultimate moment of human suffering as they had been on the battlefield. They rejected the accusations against them, mocked their judges with the falsehoods that had been used to try to force them to confess, and pointed out that life and freedom had been promised to them, under the royal seal, if they admitted to the government’s allegations. Then they recounted the tale of those who had remained resolute until the very end.
“It is not astonishing that some have borne false witness, but that any have told the truth, considering the sorrows and suffering, the threats and insults, they daily endure.... What is surprising is that faith should be given to those who have testified untruly to save their bodies, rather than to those who have died in their tortures in such numbers, like martyrs of Christ, in defence of the truth, or who solely for conscience sake, have suffered and still daily suffer in their prisons, so many torments, trials, calamities, and miseries, for this cause.”[176]
“It’s not surprising that some have lied, but that anyone has told the truth, considering the pain and suffering, the threats and insults, they face every day.... What’s shocking is that we believe those who have testified falsely to save themselves, rather than those who have died in their torture, like martyrs of Christ, in defense of the truth, or those who, for the sake of their conscience, have endured and still endure so many torments, trials, hardships, and sufferings for this cause.”[176]
The witnesses called confirmed their statements. Bernard Peleti, when examined, was asked if he had been put to the torture. He replied that for three months previous to his confession to the Bishop of Paris, he had lain with his hands so tightly bound behind his back that the blood started from his finger nails. He had beside been put in a pit. Then he broke out: “If I am tortured I shall deny all I have said now, and shall say all they want me to say. If the time be short, I can bear to be beheaded, or to die by boiling water, or by fire, for the honour of the order; but I can no longer withstand the torments which, for more than two years, I have endured in prison.”[177]
The witnesses who were called confirmed their statements. Bernard Peleti, when questioned, was asked if he had been tortured. He replied that for three months before his confession to the Bishop of Paris, he had been lying with his hands tightly bound behind his back, causing blood to come from his fingernails. He had also been put in a pit. He then exclaimed, “If I am tortured, I will deny everything I've said now and I will say whatever they want me to say. If time is short, I can handle being beheaded, or dying in boiling water, or by fire, for the honor of the order; but I can no longer endure the tortures that I have gone through in prison for more than two years.”[177]
Such testimony was disregarded, for condemnation was necessary as a preliminary to confiscation. The suppression of the Temple was the first step in that long spoliation of the Church which has continued to the present day, and which has been agonizing to the victims in proportion to their power of resistance. The fourteenth century was still an age of faith, and the monks died hard. Philip grasped the situation with the intuition of genius, and provided himself with an instrument fit for the task before him. He forced Clement to raise Philip de Marigni to the See of Sens, and Marigni was a man who shrank from nothing.
Such testimony was ignored, because condemnation was necessary before confiscation could happen. The suppression of the Temple was the first step in the long plundering of the Church that continues to this day, causing suffering for the victims based on their ability to resist. The fourteenth century was still a time of faith, and the monks fought fiercely. Philip understood the situation with the insight of a genius and equipped himself with the right tool for the job. He pressured Clement to elevate Philip de Marigni to the See of Sens, and Marigni was a man who backed down from nothing.
When made archbishop, he convoked a provincial council at Paris, and condemned, as relapsed heretics, the knights who had repudiated their confessions. Fifty-nine of these knights belonged to his own diocese. He had them brought to a fenced enclosure in a field near the Abbey of Saint Antoine, and there offered them pardon if they would recant. Then they were chained to stakes, and slowly burned to ashes from the feet upward. Not one flinched, but amidst shrieks of anguish, when half consumed, they protested their innocence, and died imploring mercy of Christ and of the Virgin.[180]
When he became archbishop, he called a provincial council in Paris and condemned the knights who had rejected their confessions as relapsed heretics. Fifty-nine of these knights were from his own diocese. He had them brought to a fenced area in a field near the Abbey of Saint Antoine and offered them forgiveness if they would take back their statements. Then they were tied to stakes and slowly burned to ashes starting from their feet. Not one of them flinched, but amid screams of pain, when they were half burned, they claimed their innocence and died asking for mercy from Christ and the Virgin. [180]
184 Devotion so superb might have fired the imagination of even such a craven as Clement, but Philip was equal to the emergency. He had caused scores of witnesses to be examined to prove that Boniface was a murderer, a sorcerer, a debauchee, and a heretic. Suddenly he offered to drop the prosecution, and to restore the Temple lands to the Church, if the order might be abolished and the process closed. Clement yielded. In October, 1311, the council met at Vienne. The winter was spent in intimidation and bribery; the second meeting was not held until the following April, and then the decree of suppression was published. By this decree the corporation was dissolved, but certain of the higher officers still lived, and in an evil moment Clement bethought him of their fate. In December, 1313, he appointed a commission to try them. They were brought before a lofty scaffold at the portal of the Cathedral of Paris, and there made to reiterate the avowals which had been wrung from them in their dungeons. Then they were sentenced to perpetual imprisonment. But at this supreme moment, when it seemed that all was over, de Molay, the grand-master, and the Master of Normandy, broke into a furious defence. The commissioners adjourned in a panic, but Philip, thirsting for blood, sprang upon his prey.
184 Such extraordinary devotion might have inspired even someone as cowardly as Clement, but Philip was ready for it. He had arranged for numerous witnesses to be questioned to prove that Boniface was a murderer, a sorcerer, a hedonist, and a heretic. Suddenly, he offered to drop the charges and return the Temple lands to the Church if the order could be dissolved and the case closed. Clement agreed. In October 1311, the council convened at Vienne. The winter was spent on intimidation and bribery; the second meeting didn't happen until the following April, and then the decree to suppress the order was announced. This decree disbanded the organization, but some of the higher officials were still alive, and in a moment of misguided reflection, Clement considered their fate. In December 1313, he set up a commission to try them. They were brought out to a high scaffold at the entrance of the Cathedral of Paris, where they were forced to repeat the confessions they had given in their cells. They were then sentenced to life imprisonment. But at that critical moment, when it seemed that all hope was lost, de Molay, the grand master, and the Master of Normandy launched into a fierce defense. The commissioners panicked and adjourned, but Philip, eager for revenge, pounced on his victims.
He gave his orders to his own officers, without consulting any prelate. On March 18, 1314, as night fell, the two crusaders were taken from the provost, who acted as their gaoler, and carried to a little island in the Seine, on which a statue of Henry of Navarre now stands. There they were burned together, without a trial and without a sentence. They watched the building of their funeral pile with “hearts so firm and resolute, and persisted with such constancy in their denials to the end, and suffered death with such composure, that they left the witnesses of their execution in admiration and stupor.”[181]
He gave orders to his officers without consulting any church officials. On March 18, 1314, as night fell, the two crusaders were taken from the provost, who was their jailer, and brought to a small island in the Seine, where a statue of Henry of Navarre now stands. There, they were burned together, without a trial or a verdict. They watched the construction of their funeral pyre with “hearts so firm and resolute, and persisted with such constancy in their denials to the end, and suffered death with such composure, that they left the witnesses of their execution in admiration and stupor.”[181]
An ancient legend told how de Molay, as he stood185 upon his blazing fagots, summoned Clement to meet him before God’s judgment-seat in forty days, and Philip within a year. Neither survived the interval. Philip had promised to restore the goods of the Temple to the Church, but the plunder, for which this tremendous deed was done, was not surrendered tamely to the vanquished after their defeat. The gold and silver, and all that could be stolen, disappeared. The land was in the end ceded to the Hospital, but so wasted that, for a century, no revenue whatever accrued from what had been one of the finest conventual estates in Europe.[182]
An old legend tells how de Molay, as he stood185 on his burning pyres, called out to Clement to meet him before God's judgment seat in forty days, and Philip within a year. Neither of them lived to see that time. Philip had promised to return the Temple's goods to the Church, but the treasure that led to this drastic act was not surrendered easily to the defeated after their downfall. The gold and silver, and everything else that could be taken, vanished. Eventually, the land was given to the Hospital, but it was so ravaged that for a century, not a single penny came from what had once been one of the finest monastic estates in Europe.[182]
Such was the opening of that social revolution which, when it reached its height, was called the Reformation.
Such was the beginning of that social revolution which, when it peaked, was called the Reformation.
CHAPTER VII
THE ENGLISH REFORMATION
Many writers have pointed out the relation between commerce and scepticism in the Middle Ages, and, among others, Thorold Rogers has a passage in his History of Agriculture and Prices so interesting that it should be read entire:—
Many writers have highlighted the connection between commerce and skepticism during the Middle Ages. One notable example is Thorold Rogers, who has a passage in his History of Agriculture and Prices that is so intriguing it deserves to be read in full:—
“The general spread of Lollardy, about which all the theologians of the age complain, was at once the cause anti the effect of progressive opulence. It cannot be by accident that all the wealthiest parts of Europe, one district only excepted, and that for very sufficient reasons, were suspected during the Middle Ages of theological nonconformity. Before the campaigns of Simon de Montfort, in the first half of the thirteenth century, Provence was the garden and workshop of Europe. The sturdiest advocates of the Reformation were the burghers of the Low Countries.... In England the strength of the Lollard party was, from the days of Wiklif to the days of Cranmer, in Norfolk [the principal manufacturing county]; and I have no doubt that ... the presence of students from this district must have told on the theological bias of Cambridge University, which came out markedly at the epoch of the Reformation....
“The widespread influence of Lollardy, which all the theologians of the time lament, was both a cause and a result of growing wealth. It's no coincidence that the richest areas of Europe, with one exception due to very good reasons, were suspected of religious nonconformity during the Middle Ages. Before the campaigns led by Simon de Montfort in the first half of the thirteenth century, Provence was the hub of culture and industry in Europe. The strongest supporters of the Reformation were the citizens of the Low Countries.... In England, the Lollard movement was strongest, from the time of Wycliffe to that of Cranmer, in Norfolk [the main manufacturing county]; and I have no doubt that ... the presence of students from this region must have influenced the theological leanings of Cambridge University, which became evident during the Reformation....
187 “English Lollardy was, like its direct descendant Puritanism, sour and opinionative, but it was also moral and thrifty. They who denounced the lazy and luxurious life of the monks, the worldliness and greed of the prelates, and the gross and shallow artifices of the popular religion, were pretty sure to inculcate parsimony and saving. By voluntarily and sturdily cutting themselves off from the circumstance of the old faith, they were certain, like the Quakers of more than two centuries later, to become comparatively wealthy. They had nothing to spare for monk or priest....”[183]
187 “English Lollardy, much like its direct descendant Puritanism, was strict and opinionated, but it was also ethical and frugal. Those who criticized the lazy and lavish lifestyles of the monks, the greed and worldliness of the church leaders, and the shallow tricks of popular religion were likely to promote thriftiness and saving. By deliberately and firmly distancing themselves from the traditions of the old faith, they were bound, like the Quakers over two centuries later, to become relatively affluent. They had nothing to waste on monks or priests....”[183]
The Lollards were of the modern economic type, and discarded the miracle because the miracle was costly and yielded an uncertain return. Yet the mediæval cult was based upon the miracle, and many of the payments due for the supernatural services of the ecclesiastics were obligatory; beside, gifts as an atonement for sin were a drain on savings, and the economist instinctively sought cheaper methods of propitiation.
The Lollards were the kind of modern thinkers focused on economics, and they rejected miracles because they were expensive and offered uncertain benefits. However, the medieval belief system relied on miracles, and many payments owed for the supernatural services provided by church officials were mandatory. Moreover, gifts made as penance for sin took a toll on personal finances, prompting the economist to look for more affordable ways to seek forgiveness.
In an age as unscientific as the sixteenth century, the conviction of the immutability of natural laws was not strong enough to admit of the abrogation of religious formulas. The monied class, therefore, proceeded step by step, and its first experiment was to suppress all fees to middle-men, whether priests or saints, by becoming their own intercessors with the Deity.
In a time as unscientific as the sixteenth century, the belief in the unchanging nature of natural laws wasn’t strong enough to allow for the cancellation of religious rituals. As a result, the wealthy class took a gradual approach, and their first move was to eliminate all payments to intermediaries, whether they were priests or saints, by becoming their own advocates to God.
188 As Dr. Witherspoon has observed, “fear of wrath from the avenger of blood” made men “fly to the city of refuge”;[184] but, as the tradesman replaced the enthusiast, a dogma was evolved by which mental anguish, which cost nothing, was substituted for the offering which was effective in proportion to its money value. This dogma was “Justification by Faith,” the corner-stone of Protestantism.
188 As Dr. Witherspoon pointed out, the “fear of retribution from the avenger of blood” caused people to “flee to the city of refuge”;[184] but, as the businessman took the place of the enthusiast, a belief emerged where mental suffering, which was free, was replaced by an offering that was effective based on its monetary value. This belief became known as “Justification by Faith,” the foundation of Protestantism.
Far from requiring an outlay from the elect, “Justification by Faith” discouraged it. The act consisted in “a deep humiliation of mind, confession of guilt and wretchedness ... and acceptance of pardon and peace through Christ Jesus, which they have neither contributed to the procuring, nor can contribute to the continuance of, by their own merit.”[185]
Far from needing a payment from the chosen ones, “Justification by Faith” actually discouraged it. The act involved “a profound humbling of the mind, admitting guilt and misery... and receiving forgiveness and peace through Christ Jesus, which they haven’t played a part in obtaining, nor can they maintain it, through their own worth.”[185]
Yet the substitution of a mental condition for a money payment, led to consequences more far-reaching than the suppression of certain clerical revenues, for it involved the rejection of the sacred tradition which had not only sustained relic worship, but which had made the Church the channel of communication between Christians and the invisible world.
Yet replacing a mental condition with a monetary payment led to consequences that were more far-reaching than just reducing certain clerical revenues, as it involved rejecting the sacred tradition that had not only supported relic worship but had also made the Church the link between Christians and the spiritual realm.
That ancient channel once closed, Protestants had to open another, and this led to the deification of the Bible, which, before the Reformation, had been supposed to derive its authority from that divine illumination which had enabled the priesthood to infallibly declare the canon of the sacred books. Calvin saw the weak spot in the position of the reformers, and faced it boldly. He maintained the Scripture to be “self-authenticated, carrying with it its own evidence, and ought not to be made the subject of demonstration and arguments from reason,” and that it should obtain “the same complete credit and authority with believers ... as if they heard the very words pronounced by God himself.”[186]
That ancient channel having been closed, Protestants had to establish a new one, which led to the elevation of the Bible to a divine status. Before the Reformation, it was believed that its authority came from the divine insight that allowed the priesthood to accurately determine the canon of sacred texts. Calvin identified the vulnerability in the reformers' stance and confronted it head-on. He argued that Scripture is “self-authenticating, carrying its own proof, and should not be subjected to demonstration or reasoning,” and that it should receive “the same complete trust and authority from believers ... as if they had heard the very words spoken by God himself.”[186]
189 Thus for the innumerable costly fetishes of the imaginative age were substituted certain writings, which could be consulted without a fee. The expedient was evidently the device of a mercantile community, and the saving to those who accepted it enormous, but it disintegrated Christendom, and made an organized priesthood impossible. When each individual might pry into the sacred mysteries at his pleasure, the authority of the clergy was annihilated.
189 So, instead of the countless expensive rituals of the imaginative era, certain writings were introduced that could be accessed for free. This solution was clearly a tactic of a commercial society, and the benefit for those who embraced it was huge, but it fragmented Christendom and made a structured priesthood unfeasible. When everyone could explore the sacred mysteries whenever they wanted, the authority of the clergy was destroyed.
Men of the priestly type among the reformers saw the danger and tried to save themselves. The thesis which the early evangelical divines maintained was the unity of truth. The Scriptures were true: therefore if the whole body of Christians searched aright they could not fail to draw truth from them, and this truth must be the creed of the universal Church. Zwingli thus explained the doctrine:—
Men of the priestly kind among the reformers recognized the threat and attempted to protect themselves. The central idea that the early evangelical ministers supported was the unity of truth. The Scriptures were true; therefore, if all Christians searched correctly, they would inevitably uncover truth from them, and this truth should be the belief of the universal Church. Zwingli explained the doctrine this way:—
“Whoever hears the holy scriptures read aloud in church, judges what he hears. Nevertheless what is heard is not itself the Word through which we believe. For if we believed through the simple hearing or reading of the Word, all would be believers. On the contrary, we see that many hear and see and do not believe. Hence it is clear that we believe only through the word which the Heavenly Father speaks in our hearts, by which he enlightens us so that we see, and draws us so that we follow.... For God is not a God of strife and quarrel, but of unity and peace. Where there is true faith, there the Holy Spirit is present; but where the Holy Spirit is, there is certainly effort for unity and peace.... Therefore there is no danger of confusion in the Church since, if the congregation is assembled through God, he is in the midst of them, and all who have faith strive after unity and peace.”[187]
“Whoever hears the holy scriptures read in church judges what they hear. However, what is heard isn’t the Word that leads to our belief. If we simply believed from hearing or reading the Word, everyone would be a believer. Instead, we see many who hear and see but do not believe. Therefore, it’s clear that we believe only through the word that the Heavenly Father speaks in our hearts, which enlightens us so we can see and draws us so we follow.... For God is not a God of conflict and argument, but of unity and peace. Where there is true faith, the Holy Spirit is present; and where the Holy Spirit is, there is certainly a pursuit of unity and peace.... Thus, there’s no risk of confusion in the Church since, if the congregation is gathered by God, He is among them, and all who have faith strive for unity and peace.”[187]
190 The inference the clergy sought to draw was, that though all could read the Bible, only the enlightened could interpret it, and that they alone were the enlightened. Hence Calvin’s pretensions equalled Hildebrand’s:—
190 The conclusion the clergy wanted to make was that while everyone could read the Bible, only the educated could interpret it, and they were the only ones who were truly educated. Thus, Calvin's claims were equal to Hildebrand's:—
“This is the extent of the power with which the pastors of the Church, by whatever name they may be distinguished, ought to be invested; that by the word of God they may venture to do all things with confidence; may constrain all the strength, glory, wisdom, and pride of the world to obey and submit to his majesty; supported by his power, may govern all mankind, from the highest to the lowest; may build up the house of Christ, and subvert the house of Satan; may feed the sheep, and drive away the wolves; may instruct and exhort the docile; may reprove, rebuke, and restrain the rebellious and obstinate; may bind and loose; may discharge their lightnings and thunders, if necessary; but all in the Word of God.”[188]
“This is the level of authority that the pastors of the Church, regardless of their titles, should hold; that through the word of God they can confidently take action; can command all the power, glory, wisdom, and pride of the world to bow and submit to His majesty; backed by His strength, can lead all people, from the highest to the lowest; can build the community of Christ and dismantle the community of Satan; can care for the flock and fend off the wolves; can teach and encourage the willing; can correct, admonish, and contain the rebellious and stubborn; can bind and free; can unleash their thunder and lightning, if needed; but all in accordance with the Word of God.”[188]
In certain regions, poor and remote from the centres of commerce, these pretensions were respected. In Geneva, Scotland, and New England, men like Calvin, Knox, and Cotton maintained themselves until economic competition did its work: then they passed away. Nowhere has faith withstood the rise of the mercantile class. As a whole the Reformation was eminently an economic phenomenon, and is best studied in England, which, after the Reformation, grew to be the centre of the world’s exchanges.
In some areas, far from the centers of trade, these claims were taken seriously. In places like Geneva, Scotland, and New England, figures like Calvin, Knox, and Cotton held their ground until economic competition took over: then they faded away. Nowhere has faith survived the rise of the merchant class. Overall, the Reformation was primarily an economic occurrence, and it’s best examined in England, which became the hub of the world's trade after the Reformation.
191 From the beginning of modern history, commerce and scepticism have gone hand in hand. The Eastern trade began to revive after the reopening of the valley of the Danube, about 1000, and perhaps, in that very year, Berenger, the first great modern heretic, was born. By 1050 he had been condemned and made to recant, but with the growth of the Fairs of Champagne his heresy grew, and in 1215, just in the flush of the communal development, the Church found it necessary to define the dogma of transubstantiation, and declare it an article of faith. A generation later came the burning of schismatics; in 1252, by his bull “Ad extirpanda,” Innocent IV. organized the Inquisition, and the next year Grossetête, Bishop of Lincoln, died, with whom the organized opposition of the English to the ancient costly ritual may be said to have opened.
191 Since the start of modern history, commerce and skepticism have always been connected. Eastern trade began to pick up again after the Danube Valley reopened around 1000, and possibly in that same year, Berenger, the first major modern heretic, was born. By 1050, he had been condemned and forced to recant, but as the Fairs of Champagne grew, so did his heresy. In 1215, right at the peak of communal development, the Church felt it necessary to clarify the doctrine of transubstantiation and declare it a core belief. A generation later, the burning of dissidents began; in 1252, Pope Innocent IV issued his bull "Ad extirpanda," which established the Inquisition, and the following year, Grossetête, the Bishop of Lincoln, passed away, marking the beginning of organized resistance in England against the old expensive rituals.
In Great Britain the agitation for reform appears to have been practical from the outset. There was no impatience with dogmas simply because they were incomprehensible: the Trinity and the Double Procession were always accepted. Formulas of faith were resisted because they involved a payment of money, and foremost among these were masses and penances. Another grievance was the papal patronage, and, as early as the fourteenth century, Parliament passed the statutes of provisors and præmunire to prevent the withdrawal of money from the realm.
In Great Britain, the push for reform seems to have been practical from the very beginning. There was no frustration with beliefs just because they were hard to understand: the Trinity and the Double Procession were always accepted. Statements of faith were challenged because they required payment, with masses and penances being the main issues. Another complaint was the influence of the pope, and as early as the fourteenth century, Parliament enacted the statutes of provisors and præmunire to stop money from leaving the country.
The rise of the Lollards was an organized movement to resist ecclesiastical exactions, and to confiscate ecclesiastical property; and, if 1345 be taken as the opening of Wickliffe’s active life, the agitation for the seizure of monastic estates started just a generation after Philip’s attack on the Temple in France. There was at least this difference in the industrial condition of the two nations, and probably much more.
The rise of the Lollards was a coordinated effort to push back against church demands and to take over church properties; if we consider 1345 as the start of Wycliffe’s active career, the push for seizing monastic estates began just a generation after Philip’s assault on the Temple in France. There was at least this difference in the economic situations of the two countries, and likely much more.
192 Wickliffe was rather a politician than a theologian, and his preaching a diatribe against the extravagance of the Church. In one of his Saints’ Days sermons he explained the waste of relic worship as shrewdly as a modern man of business:—
192 Wickliffe was more of a politician than a theologian, and his sermons were strong critiques of the Church's extravagance. In one of his Saints' Day sermons, he pointed out the wastefulness of relic worship as cleverly as a modern businessman would:—
“It would be to the benefit of the Church, and to the honour of the saints, if the costly ornaments so foolishly lavished upon their graves were divided among the poor. I am well aware, however, that the man who would sharply and fully expose this error would be held for a manifest heretic by the image worshippers and the greedy people who make gain of such graves; for in the adoration of the eucharist, and such worshipping of dead bodies and images, the Church is seduced by an adulterous generation.”[189]
“It would benefit the Church and honor the saints if the expensive decorations wasted on their graves were shared with the poor. However, I understand that anyone who boldly and thoroughly calls out this mistake would be seen as a clear heretic by the idol worshippers and the greedy individuals profiting from those graves. The Church is led astray by a corrupt generation through the adoration of the Eucharist and the veneration of dead bodies and images.”[189]
The laity paid the priesthood fees because of their supernatural powers, and the possession of these powers was chiefly demonstrated by the miracle of the mass. Wickliffe, with a leader’s eye, saw where the enemy was vulnerable, and the last years of his life were passed in his fierce controversy with the mendicants upon transubstantiation. Even at that early day he presented the issue with incomparable clearness: “And thou, then, that art an earthly man, by what reason mayst thou say that thou makest thy maker?”[190]
The regular people paid the priests fees because of their supernatural powers, and these powers were mainly shown through the miracle of the mass. Wickliffe, with a leader’s insight, noticed where the opposition was weak, and the final years of his life were spent in a heated debate with the mendicants about transubstantiation. Even at that early time, he presented the issue with unmatched clarity: “And you, who are just a human, by what reasoning can you claim that you create your creator?”[190]
The deduction from such premises was inexorable. The mass had to be condemned as fetish worship, and with it went the adoration of relics.
The conclusion from those premises was unavoidable. The crowd had to be denounced as engaged in idol worship, and along with that came the reverence for relics.
“Indeed, many nominal Christians are worse than pagans; for it is not so bad that a man should honour as God, for the rest of the day, the first thing he sees in the morning, as that regularly that accident should be really his God, which he sees in the mass in the hands of the priest in the consecrated wafer.”[191]
“Indeed, many so-called Christians are worse than non-believers; for it’s not as bad for a person to treat as God the first thing they see in the morning, as it is for that thing to actually become their God, which they see during Mass in the hands of the priest holding the consecrated wafer.”[191]
Wickliffe died December 30, 1384, and ten years later the Lollards had determined to resist all payments for magic. They presented their platform to Parliament in 1395, summed up in their Book of Conclusions. Some of these “conclusions” are remarkably interesting:—
Wickliffe died on December 30, 1384, and ten years later, the Lollards had decided to oppose all payments for magic. They presented their platform to Parliament in 1395, summarized in their Book of Conclusions. Some of these “conclusions” are quite fascinating:—
5th.—“That the exorcisms and hallowings, consecrations and blessings, over the wine, bread, wax, water, oil, salt, incense, the altar-stone, and about the church-walls, over the vestment, chalice, mitre, cross, and pilgrim-staves, are the very practices of necromancy, rather than of sacred divinity.
5th.—“That the exorcisms and blessings over the wine, bread, wax, water, oil, salt, incense, the altar stone, and around the church walls, as well as over the vestments, chalice, mitre, cross, and pilgrim staffs, are more about necromancy than about sacred divinity.
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7th.—“We mightily affirm ... that spiritual prayers made in the church for the souls of the dead ... is a false foundation of alms, whereupon all the houses of alms in England are falsely founded.
7th.—“We strongly affirm ... that spiritual prayers offered in the church for the souls of the deceased ... is a misguided basis for alms, upon which all the charitable institutions in England are wrongly established.
8th.—“That pilgrimages, prayers, and oblations made unto blind crosses or roods, or to deaf images made either of wood or stone, are very near of kin unto idolatry.”[192]
8th.—“That pilgrimages, prayers, and offerings made to blind crosses or crucifixes, or to deaf images made of wood or stone, are very similar to idolatry.”[192]
194 When Lord Cobham, the head of the Lollard party, was tried for heresy in 1413, Archbishop Arundel put him four test questions. First, whether he believed, after the sacramental words had been spoken, any material bread or wine remained in the sacrament; fourth, whether he believed relic worship meritorious.
194 When Lord Cobham, the leader of the Lollard group, was tried for heresy in 1413, Archbishop Arundel asked him four key questions. First, he wanted to know if Cobham believed that after the sacramental words were spoken, any physical bread or wine was left in the sacrament; fourth, he asked whether Cobham thought that worshipping relics was worthwhile.
His answers did not give satisfaction, and they roasted him in chains, in Saint Giles’s Fields, in 1418.
His answers didn't satisfy them, and they tortured him in chains, in Saint Giles’s Fields, in 1418.
A hundred years of high commercial activity followed Cobham’s death. The discovery of America, and of the sea passage to India, changed the channels of commerce throughout the world, human movement was accelerated, gunpowder made the attack overwhelming; centralization took a prodigious stride, scepticism kept pace with centralization, and in 1510 Erasmus wrote thus, and yet remained in the orthodox communion:—
A hundred years of intense commercial activity followed Cobham’s death. The discovery of America and the sea route to India transformed global trade, human movement sped up, and gunpowder made attacks incredibly powerful; centralization advanced significantly, and skepticism kept up with it. In 1510, Erasmus wrote this while still being part of the orthodox community:—
“Moreover savoureth it not of the same saulce [folly] (trow ye) when everie countrey chalengeth a severall sainct for theyr patrone, assignyng further to each sainct a peculiar cure and office, with also sundrie ways of worshipping; as this sainct helpeth for the tooth-ache, that socoureth in childbyrth; she restoreth stolene goods; an other aydeth shipmen in tempests; an other taketh charge of husbandmens hoggs; and so of the rest; far too long were it to reherse all. Then some saincts there be, that are generally sued for many thynges; amongst whom chiefly is the virgin Mother of God, in whom vulgar folke have an especiall confidence, yea almost more than in her Sonne.”[193]
“Moreover, doesn’t it seem a bit foolish when every country claims a different saint as their patron, assigning each saint a specific responsibility and ways of worship? Like, this saint helps with toothaches, that one aids in childbirth; one restores stolen goods, another helps sailors in storms, and another looks after farmers' pigs; and so on—listing them all would take too long. Then there are some saints that people commonly pray to for many things, with the Virgin Mother of God being the most sought-after. People, in general, have a special trust in her, almost more than in her Son.”[193]
195 When Erasmus wrote, the Reformation was at hand, but the attack on Church property had begun in England full two centuries before, contemporaneously with Philip’s onslaught on the Temple. All over Europe the fourteenth century was a period of financial distress; in France the communes became bankrupt and the coinage deteriorated, and in England the debasement of the currency began in 1299, and kept pace with the rise of Lollardy. In 1299 the silver penny weighed 22 1⁄2 grains; Edward I. reduced it to 22 1⁄4 grains; Edward III. to 18 grains; Henry IV. to 15 grains; and Henry VI., during his restoration in 1470, to 12 grains.
195 When Erasmus was writing, the Reformation was approaching, but the assault on Church property had started in England two centuries earlier, at the same time as Philip's attack on the Temple. Throughout Europe, the fourteenth century was a time of financial hardship; in France, the communes went bankrupt, and the currency declined, while in England, the devaluation of money began in 1299, keeping pace with the rise of Lollardy. In 1299, the silver penny weighed 22 1⁄2 grains; Edward I reduced it to 22 1⁄4 grains; Edward III to 18 grains; Henry IV to 15 grains; and Henry VI, during his restoration in 1470, to 12 grains.
As the stringency increased, the attack on the clergy gained in ferocity. Edward I. not only taxed the priesthood, but seized the revenues of the alien priories; of these there might have been one hundred and fifty within the realm, and what he took from them he spent on his army.
As the pressure mounted, the assault on the clergy became more intense. Edward I not only taxed the priests but also took over the income from foreign priories; there could have been around one hundred and fifty of these in the kingdom, and he used the money he collected from them to fund his army.
Edward II. and Edward III. followed the precedent, and during the last reign, when the penny dropped four grains, these revenues were sequestered no less than twenty-three years. Under Henry IV. the penny lost three grains, and what remained of the income of these houses was permanently applied to defraying the expenses of the court. Henry V. dissolved them, and vested their estates in the crown.
Edward II and Edward III followed the example set before them, and during the last reign, when the penny weighed four grains less, these revenues were set aside for a total of twenty-three years. Under Henry IV, the penny lost another three grains, and what was left of the income from these houses was permanently used to cover the expenses of the court. Henry V dissolved them and transferred their estates to the crown.
In the reign of Henry IV., when the penny was on the point of losing three grains of its silver, the tone of Parliament was similar to that of the parliaments of the Reformation. On one occasion the king asked for a subsidy, and the Speaker suggested that without burdening the laity he might “supply his occasions by seizing on the revenues of the clergy”;[194] and in 1410 Lord Cobham anticipated the Parliament of 1536 by introducing a bill for the confiscation of conventual revenues to the amount of 322,000 marks, a sum which he averred represented the income of certain corporations whose names he appended in a schedule.[195]
In the time of Henry IV, when the penny was about to lose three grains of its silver, the attitude of Parliament was similar to that of the parliaments during the Reformation. At one point, the king requested a subsidy, and the Speaker suggested that without putting a strain on the common people, he could “meet his needs by taking the revenues from the clergy”;[194] and in 1410, Lord Cobham expected the Parliament of 1536 by proposing a bill to confiscate conventual revenues totaling 322,000 marks, a figure he claimed reflected the income of certain organizations whose names he listed in a schedule.[195]
196 Year by year, as society consolidated, the economic type was propagated; and, as the pressure of a contracting currency stimulated these men to action, the demand for cheap religion grew fiercer. London, the monied centre, waxed hotter and hotter, and a single passage from the Supplicacyon for Beggers shows how bitter the denunciations of the system of paying for miracles became:—
196 As society came together year after year, the economic system spread, and as the pressure from a shrinking currency drove these people to take action, the demand for affordable religion intensified. London, the financial hub, became increasingly heated, and one excerpt from the Supplicacyon for Beggers illustrates how harsh the criticisms of the miracle-for-pay system became:—
“Whate money pull they yn by probates of testamentes, priuy tithes, and by mennes offeringes to theyre pilgrimages, and at theyre first masses? Euery man and childe that is buried, must pay sumwhat for masses and diriges to be song for him, or elles they will accuse the dedes frendes and executours of heresie. whate money get they by mortuaries, by hearing of confessions ... by halowing of churches, altares, superaltares, chapelles, and bells, by cursing of men and absoluing theim agein for money?”[196]
“Whatever money do they gather from wills, private tithes, and from people’s contributions to their pilgrimages, and at their first masses? Every man and child that is buried must pay something for masses and dirges to be sung for him, or else they will accuse the dead’s friends and executors of heresy. What money do they get from mortuaries, from hearing confessions ... from blessing churches, altars, superaltars, chapels, and bells, from cursing people and absolving them again for money?”[196]
One of the ballads of Cromwell’s time ridiculed, in this manner, all the chief pilgrimages of the kingdom:—
One of the ballads from Cromwell’s era mocked, in this way, all the main pilgrimages in the kingdom:—
We cannot tell where,
In offering candles and coins
To rocks and stakes,
And to old rotten blocks,
That came, we don't know from where.
To Canterbury a wedding,
As men troubled by memory;
With few clothes on our backs,
But an image of wax,
For the disabled and for the blind.
197
Whether it's notes, silver, or gold
Pin, point, brooch, or ring,
The church was like then,
Such generous men,
"That they would refuse nothing." __A_TAG_PLACEHOLDER_0__
But the war was not waged with words alone. At the comparatively early date of 1393, London had grown so unruly that Richard assumed the government of the city himself. First he appointed Sir Edward Darlington warden, but Sir Edward proving too lenient, he replaced him with Sir Baldwin Radington. Foxe, very frankly, explained why:—
But the war wasn’t fought with words alone. By the relatively early date of 1393, London had become so chaotic that Richard took control of the city himself. He first appointed Sir Edward Darlington as warden, but since Sir Edward was too soft, he replaced him with Sir Baldwin Radington. Foxe honestly explained why:—
“For the Londoners at that time were notoriously known to be favourers of Wickliff’s side, as partly before this is to be seen, and in the story of Saint Alban’s more plainly doth appear, where the author of the said history, writing upon the fifteenth year of King Richard’s reign, reporteth in these words of the Londoners, that they were ‘not right believers in God, nor in the traditions of their forefathers; sustainers of the Lollards, depravers of religious men, withholders of tithes, and impoverishers of the common people.’
“For the Londoners at that time were well-known supporters of Wickliffe’s side, as was already evident before this and is more clearly shown in the story of Saint Alban’s, where the author of that history, writing about the fifteenth year of King Richard’s reign, reports the following about the Londoners: that they were ‘not truly believers in God, nor in the traditions of their ancestors; supporters of the Lollards, detractors of religious individuals, withholders of tithes, and impoverishers of the common people.’”
“... The king, incensed not a little with the complaint of the bishops, conceived eftsoons, against the mayor and sheriffs, and against the whole city of London, a great stomach; insomuch, that the mayor and both the sheriffs were sent for, and removed from their office.”[198]
“... The king, greatly angered by the bishops' complaints, quickly turned against the mayor, the sheriffs, and the entire city of London. As a result, the mayor and both sheriffs were summoned and removed from their positions.”[198]
By the opening of the sixteenth century a priest could hardly collect his dues without danger; the Bishop of London indeed roundly declared to the government that justice could not be had from the courts.
By the start of the sixteenth century, a priest could barely collect his payments without risking his safety; the Bishop of London even boldly told the government that justice could not be found in the courts.
198 In 1514 the infant child of a merchant tailor named Hun died, and the parson of the parish sued the father for a bearing sheet, which he claimed as a mortuary. Hun contested the case, and got out a writ of præmunire against the priest, which so alarmed the clergy that the chancellor of the diocese accused him of heresy, and confined him in the Lollard’s tower of Saint Paul’s.
198 In 1514, the infant child of a merchant tailor named Hun died, and the parish priest sued the father for a burial sheet, which he claimed as a mortuary fee. Hun contested the case and obtained a writ of præmunire against the priest, which so frightened the clergy that the diocese's chancellor accused him of heresy and locked him up in the Lollard’s tower of Saint Paul’s.
In due time the usual articles were exhibited against the defendant, charging that he had disputed the lawfulness of tithes, and had said they were ordained “only by the covetousness of priests”; also that he possessed divers of “Wickliff’s damnable works,” and more to the same effect.
In due time, the usual charges were presented against the defendant, claiming that he had questioned the legality of tithes and had stated they were established “only by the greed of priests.” It was also alleged that he had various “Wickliff’s damnable works” and more similar items.
Upon these articles Fitzjames, Bishop of London, examined Hun on December 2, and after the examination recommitted him. On the morning of the 4th, a boy sent with his breakfast found him hanging to a beam in his cell. The clergy said suicide, but the populace cried murder, and the coroner’s jury found a verdict against Dr. Horsey, the chancellor. The situation then became grave, and Fitzjames wrote to Wolsey a remarkable letter, which showed not only high passion, but serious alarm:—
Upon these accusations, Fitzjames, Bishop of London, questioned Hun on December 2, and after the questioning, placed him back in custody. On the morning of the 4th, a boy delivering his breakfast discovered him hanging from a beam in his cell. The clergy claimed it was suicide, but the public shouted murder, and the coroner’s jury ruled against Dr. Horsey, the chancellor. The situation then escalated, and Fitzjames penned a remarkable letter to Wolsey, expressing not only intense emotion but also significant concern:—
“In most humble wise I beseech you, that I may have the king’s gracious favour ... for assured am I, if my chancellor be tried by any twelve men in London, they be so maliciously set, ‘in favorem hæreticæ pravitatis,’ that they will cast and condemn any clerk, though he were as innocent as Abel.”[199]
"In the most humble way, I ask you to grant me the king’s kind favor ... for I am certain that if my chancellor is judged by any twelve men in London, they are so biased, ‘in favor of heretical wrongdoing,’ that they will accuse and condemn any clerk, even if he is as innocent as Abel."[199]
199 The evidence is conclusive that, from the outset, industry bred heretics; agriculture, believers. Thorold Rogers has explained that the east of England, from Kent to the Wash and on to Yorkshire, was the richest part of the kingdom,[200] and Mr. Blunt, in his Reformation of the Church of England, has published an analysis of the martyrdoms under Mary. He has shown that out of 277 victims, 234 came from the district to the east of a line drawn from Boston to Portsmouth. West of this line Oxford had most burnings; but, by the reign of Mary, manufactures had spread so far inland that the industries of Oxfordshire were only surpassed by those of Middlesex.[201] In Wickliffe’s time Norwich stood next to London, and Norwich was infested with Lollards, many of whom were executed there.
199 The evidence clearly shows that, from the beginning, industry produced heretics while agriculture produced believers. Thorold Rogers has detailed how the east of England, from Kent to the Wash and up to Yorkshire, was the wealthiest area in the kingdom, [200] and Mr. Blunt, in his Reformation of the Church of England, has released an analysis of the martyrdoms during Mary’s reign. He has demonstrated that out of 277 victims, 234 were from the region east of a line drawn from Boston to Portsmouth. West of this line, Oxford experienced the most burnings; however, by Mary’s reign, manufacturing had advanced so far inland that the industries of Oxfordshire were only outdone by those in Middlesex.[201] In Wickliffe’s time, Norwich was second only to London, and it was overrun with Lollards, many of whom were executed there.
On the other hand, but two executions are recorded in the six agricultural counties north of the Humber—counties which were the poorest and the farthest removed from the lines of trade. Thus the eastern counties were the hot-bed of Puritanism. There, Kett’s rebellion broke out under Edward VI.; there, Cromwell recruited his Ironsides, and throughout this region, before the beginning of the Reformation, assaults on relics were most frequent and violent. One of the most famous of these relics was the rood of Dovercourt. Dovercourt is part of Harwich, on the Essex coast; Dedham lies ten miles inland, on the border of Suffolk; and the description given by Foxe of the burning of the image of Dovercourt, is an example of what went on throughout the southeast just before the time of the divorce:—
On the other hand, only two executions are recorded in the six agricultural counties north of the Humber—counties that were the poorest and farthest from trade routes. This made the eastern counties the center of Puritanism. There, Kett’s rebellion broke out under Edward VI; there, Cromwell recruited his Ironsides, and throughout this area, before the Reformation began, attacks on relics were common and intense. One of the most famous of these relics was the rood of Dovercourt. Dovercourt is part of Harwich, on the Essex coast; Dedham lies ten miles inland, on the border of Suffolk; and the description given by Foxe of the burning of the image of Dovercourt is an example of what happened throughout the southeast just before the divorce:—
“In the same year of our Lord 1532, there was an idol named the Rood of Dovercourt, whereunto was much and great resort of people: for at that time there was great rumour blown abroad amongst the ignorant sort, that the power of the idol of Dovercourt was so great, that no man had power to shut the church-door where he stood; and therefore they let the church-door, both night and day, continually stand open, for the more credit unto their blind rumour. This once being conceived in the heads of the vulgar sort, seemed a great marvel unto many men; but to many again, whom God had blessed with his spirit, it was greatly suspected, especially unto these, whose names here follow: as Robert King of Dedham, Robert Debnam of Eastbergholt, Nicholas Marsh of Dedham, and Robert Gardner of Dedham, whose consciences were sore burdened to see the honour and power of the almighty living God so to be blasphemed by such an idol. Wherefore they were moved by the Spirit of God, to travel out of Dedham in a wondrous goodly night, both hard frost and fair moonshine, although the night before, and the night after, were exceeding foul and rainy. It was from the town of Dedham, to the place where the filthy Rood stood, ten miles. Notwithstanding, they were so willing in that their enterprise, that they went these ten miles without pain, and found the church door open, according to the blind talk of the ignorant people: for there durst no unfaithful body shut it. This happened well for their purpose, for they found the idol, which had as much power to keep the door shut, as to keep it open; and for proof thereof, they took the idol from his shrine, and carried him quarter of a mile from the place where he stood, without any resistance of the said idol. Whereupon they struck fire with a flint-stone, and suddenly set him on fire, who burned out so brim, that he lighted them homeward one good mile of the ten.
“In the year 1532, there was an idol called the Rood of Dovercourt, which attracted a lot of visitors. At that time, there was widespread talk among the uneducated that the power of the Dovercourt idol was so strong that no one could close the church door where it was located; therefore, they left the church door wide open, day and night, to lend more credibility to their foolish rumor. Once this idea took hold in the minds of the common people, many found it quite astonishing; however, for those blessed by God's spirit, such as Robert King of Dedham, Robert Debnam of East Bergholt, Nicholas Marsh of Dedham, and Robert Gardner of Dedham, it raised serious doubts, especially since they were troubled to see the honor and power of the Almighty God being disrespected by such an idol. Consequently, they felt compelled by the Spirit of God to travel from Dedham on a remarkably beautiful night, despite the hard frost and bright moonlight, knowing the night before and the night after were exceedingly foul and rainy. It was ten miles from Dedham to the location of the filthy Rood. Nonetheless, they were so determined in their mission that they made the ten-mile trek effortlessly and found the church door open, just as the ignorant people had claimed, because no unfaithful person dared to shut it. This was fortunate for their purpose, as they discovered that the idol had as much power to keep the door open as to close it; to prove this, they took the idol from its shrine and carried it a quarter of a mile away without any resistance from it. They then struck a spark with a flint stone and quickly set it on fire, which burned so brightly that it lit their way home for a good mile of the ten.”
201 “This done, there went a great talk abroad that they should have great riches in that place; but it was very untrue; for it was not their thought or enterprise, as they themselves afterwards confessed, for there was nothing taken away but his coat, his shoes, and the tapers. The tapers did help to burn him, the shoes they had again, and the coat one Sir Thomas Rose did burn; but they had neither penny, halfpenny, gold, groat, nor jewel.
201 “After that, there was a lot of talk that they would find great wealth in that place; but that was completely false. It wasn't their goal or plan, as they later admitted, because nothing was taken except for his coat, his shoes, and the candles. The candles were used to burn him, they got the shoes back, and Sir Thomas Rose burned the coat; but they didn't end up with any money, coins, gold, or jewels.”
“Notwithstanding, three of them were afterwards indicted of felony, and hanged in chains within half a year, or thereabout.
“Still, three of them were later charged with a felony and hanged in chains within about six months.”
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“The same year, and the year before, there were many images cast down and destroyed in many places: as the image of the crucifix in the highway by Coggeshall, the image of Saint Petronal in the church of Great Horksleigh, the image of Saint Christopher by Sudbury, and another image of Saint Petronal in a chapel of Ipswich.”[202]
"The same year, and the year before, many statues were torn down and destroyed in various places: like the crucifix by the road near Coggeshall, the statue of Saint Petronal in the church of Great Horksleigh, the statue of Saint Christopher near Sudbury, and another statue of Saint Petronal in a chapel in Ipswich."[202]
England’s economic supremacy is recent, and has resulted from the change in the seat of exchanges which followed the discovery of America and the sea-route to India; long before Columbus, however, the introduction of the mariner’s compass had altered the paths commerce followed between the north and south of Europe during the crusades.
England's economic dominance is recent and has come about due to the shift in trade centers that followed the discovery of America and the sea route to India. However, long before Columbus, the introduction of the mariner's compass had changed the trade routes between northern and southern Europe during the Crusades.
202 The necessity of travel by land built up the Fairs of Champagne; they declined when safe ocean navigation had cheapened marine freights. Then Antwerp and Bruges superseded Provins and the towns of Central France, and rapidly grew to be the distributing points for Eastern merchandise for Germany, the Baltic, and England. In 1317 the Venetians organized a direct packet service with Flanders, and finally, the discoveries of Vasco-da-Gama, at the end of the fifteenth century, threw Italy completely out of the line of the Asiatic trade.
202 The need for land travel boosted the Fairs of Champagne; they declined when safe sea navigation made shipping cheaper. Then Antwerp and Bruges took over from Provins and the towns of Central France, quickly becoming the main distribution centers for Eastern goods for Germany, the Baltic, and England. In 1317, the Venetians set up a direct shipping service with Flanders, and eventually, the discoveries of Vasco da Gama at the end of the fifteenth century completely sidelined Italy in the Asian trade.
British industries seem to have sympathized with these changes, for weaving first assumed some importance under Edward I., although English cloth long remained inferior to continental. The next advance was contemporaneous with the discovery of the Cape of Good Hope. On July 8, 1497, Vasco-da-Gama sailed for Calicut, and in the previous year Henry VII. negotiated the “Magnus Intercursus,” by which treaty the Merchant Adventurers succeeded for the first time in establishing themselves advantageously in Antwerp. Thenceforward England began to play a part in the industrial competition of Europe, but even then her progress was painfully slow. The accumulations of capital were small, and increased but moderately, and a full century later, when the Dutch easily raised £600,000 for their East India Company, only £72,000 were subscribed in London for the English venture.
British industries seemed to have adapted to these changes, as weaving began to gain significance under Edward I, although English cloth remained inferior to that from the continent for a long time. The next significant development coincided with the discovery of the Cape of Good Hope. On July 8, 1497, Vasco da Gama set sail for Calicut, and in the previous year, Henry VII negotiated the “Magnus Intercursus,” a treaty that allowed the Merchant Adventurers to successfully establish themselves in Antwerp for the first time. From that point on, England started to compete in the industrial market of Europe, but even then, progress was painfully slow. Capital accumulation was limited and grew only moderately, and a full century later, when the Dutch easily raised £600,000 for their East India Company, only £72,000 were subscribed in London for the English venture.
Throughout the Middle Ages, while exchanges centred in North Italy, Great Britain hung on the outskirts of the commercial system of the world, and even at the beginning of the reign of Henry VIII. she could not compare, either in wealth, refinement, or organization, with such a kingdom as France.
Throughout the Middle Ages, while trade was focused in Northern Italy, Great Britain was on the fringes of the global commercial system, and even at the start of Henry VIII's reign, it couldn’t compete, either in wealth, sophistication, or organization, with a kingdom like France.
203 The crown had not been the prize of the strongest in a struggle among equals, but had fallen to a soldier of a superior race, under whom no great nobility ever grew up. No baron in England corresponded with such princes as the dukes of Normandy and Burgundy, the counts of Champagne and Toulouse. Fortifications were on a puny scale; no strongholds like Pierrefonds or Vitré, Coucy or Carcassonne existed, and the Tower of London itself was insignificant beside the Château Gaillard, which Cœur-de-Lion planted on the Seine.
203 The crown wasn't won by the strongest in a fight among equals, but came to a soldier of a superior race, under whom no significant nobility ever developed. No baron in England had connections with powerful leaders like the dukes of Normandy and Burgundy, or the counts of Champagne and Toulouse. Fortifications were on a small scale; there were no impressive strongholds like Pierrefonds or Vitré, Coucy or Carcassonne, and the Tower of London itself seemed minor compared to Château Gaillard, which Cœur-de-Lion established on the Seine.
The population was scanty, and increased little. When Henry VIII. came to the throne in 1509, London may have had forty or fifty thousand inhabitants, York eleven thousand, Bristol nine or ten thousand, and Norwich six thousand.[203] Paris at that time probably contained between three and four hundred thousand, and Milan and Ghent two hundred and fifty thousand each.
The population was small and grew very little. When Henry VIII took the throne in 1509, London probably had around forty or fifty thousand residents, York eleven thousand, Bristol nine or ten thousand, and Norwich six thousand. Paris at that time likely had between three and four hundred thousand, and both Milan and Ghent had about two hundred and fifty thousand each.[203]
But although England was not a monied centre during the Middle Ages, and perhaps for that very reason, she felt with acuteness the financial pressure of the fourteenth and fifteenth centuries. She had little gold and silver, and gold and silver rose in relative value; she had few manufactures, and manufactures were comparatively prosperous; her wealth lay in her agricultural interests, and farm products were, for the most part, severely pinched.
But even though England wasn't a wealthy hub during the Middle Ages, and maybe because of that, she felt the financial strain of the fourteenth and fifteenth centuries keenly. She had limited gold and silver, which increased in relative value; she had few manufactured goods, while manufacturing was relatively thriving; her wealth came from agriculture, but farm products were mostly hit hard.
Commenting on the prices between the end of the thirteenth century and the middle of the sixteenth, Mr. Rogers has observed:—
Commenting on the prices between the end of the thirteenth century and the middle of the sixteenth, Mr. Rogers has observed:—
“Again, upon several articles of the first importance, there is a marked decline in the price from the average of 1261–1400 to that of 1401–1540. This would have been more conspicuous, if I had in my earlier volumes compared all prices from 1261 to 1350 with those of 1351–1400. But even over the whole range, every kind of grain, except wheat and peas, is dearer in the thirteenth and fourteenth centuries than it is in the first hundred and forty years of the present period [1401–1582]; and had I taken the average price of wheat during the last fifty years of the fourteenth century, it would have been (6s. 1 1⁄2d.) dearer than the average of 1401–1540 (5s. 11 3⁄4d.), heightened as this is by the dearness of the last thirteen years.”[204]
“Again, there’s a clear drop in the prices of several key items from the average of 1261–1400 to that of 1401–1540. This would have been even more noticeable if I had compared all prices from 1261 to 1350 with those from 1351–1400 in my earlier volumes. However, throughout the entire period, every type of grain, except wheat and peas, is more expensive in the thirteenth and fourteenth centuries than in the first hundred and forty years of this current period [1401–1582]; and if I had taken the average price of wheat during the last fifty years of the fourteenth century, it would have been (6s. 1 1⁄2d.) more expensive than the average from 1401–1540 (5s. 11 3⁄4d.), especially since this last average is increased by the high prices of the last thirteen years.”[204]
The tables published by Mr. Rogers make it possible to form some idea of the strain to which the population of Great Britain was exposed, during the two hundred and fifty years which intervened between the crisis at the close of the thirteenth century, and the discovery of the mines of Potosi in 1545, which flooded the world with silver. Throughout this long interval an expanding commerce unceasingly enlarged the demand for currency, while no adequate additions were made to the stock of the precious metals; the consequence was that their relative value rose, while the value of commodities declined, and this process had a tendency to debase the coinage.
The tables published by Mr. Rogers provide insight into the strain the population of Great Britain faced during the 250 years between the crisis at the end of the 13th century and the discovery of the Potosi mines in 1545, which flooded the world with silver. During this long period, expanding trade continuously increased the demand for currency, while there were no significant additions to the supply of precious metals. As a result, their relative value increased, while the value of goods decreased, leading to a tendency to debase the coinage.
The latter part of the Middle Ages was a time of rapid centralization, when the cost of administration grew from year to year but in proportion as the necessities of the government increased, the power of the people to pay taxes diminished, because the products which they sold brought less of the standard coin. To meet the deficit the same weight of metal had to be cut into more pieces, and thus by a continued inflation of the currency, general bankruptcy was averted. The various stages of pressure are pretty clearly marked by the records of the Mint.
The later part of the Middle Ages was a time of quick centralization, when the cost of running the government increased every year. However, as the government's needs grew, people's ability to pay taxes decreased because the goods they sold were worth less in standard currency. To cover the shortfall, the same amount of metal had to be minted into more coins, leading to ongoing inflation of the currency, which helped avoid widespread bankruptcy. The different stages of this pressure are clearly shown in the Mint's records.
205 Apparently the stringency which began in France about the end of the reign of Saint Louis, or somewhat later, did not affect England immediately, for prices do not seem to have reached their maximum until after 1290, and Edward I. only reduced the penny, in 1299, from 22.5 grains of silver to 22.25 grains. Thenceforward the decline, though spasmodic, on the whole tended to increase in severity from generation to generation. The long French wars, and the Black Death, produced a profound effect upon the domestic economy of the kingdom under Edward III.; and the Black Death, especially, seems to have had the unusual result of raising prices at a time of commercial collapse. This rise probably was due to the dearth of labour, for half the population of Europe is said to have perished, and, at all events, the crops often could not be reaped through lack of hands. More than a generation elapsed before normal conditions returned.
205 It seems that the strict measures that started in France towards the end of King Louis’ reign, or a bit later, didn’t immediately impact England because prices don’t appear to have peaked until after 1290. Edward I only reduced the penny in 1299 from 22.5 grains of silver to 22.25 grains. From that point on, the decline, though irregular, generally became harsher from one generation to the next. The prolonged wars with France and the Black Death had a significant impact on the domestic economy during Edward III's reign; in particular, the Black Death unexpectedly led to price increases during a period of commercial collapse. This rise was likely due to a shortage of labor, as it is said that half the population of Europe died, and, in any case, many crops couldn’t be harvested because there weren’t enough workers. It took more than a generation for things to return to normal.
Immediately before the French war the penny lost two grains, and between 1346 and 1351, during the Black Death, it lost two grains and a quarter more, a depreciation of four grains and a half in fifty years; then for half a century an equilibrium was maintained. Under Henry IV. there was a sharp decline of three grains, equal to an inflation of seventeen per cent, and by 1470, under Henry VI., the penny fell to twelve grains. Then a period of stability followed, which lasted until just before the Reformation, when a crisis unparalleled in severity began, a crisis which probably was the proximate cause of the confiscation of the conventual estates.
Immediately before the French war, the penny lost two grains, and between 1346 and 1351, during the Black Death, it lost an additional two and a quarter grains, totaling a drop of four and a half grains over fifty years. Then, for half a century, a balance was maintained. Under Henry IV, there was a sharp decline of three grains, equivalent to an inflation of seventeen percent, and by 1470, under Henry VI, the penny dropped to twelve grains. After that, a period of stability followed, lasting until just before the Reformation, when an unprecedented crisis began, a crisis that likely led to the confiscation of the conventual estates.
206 In 1526 the penny suddenly lost a grain and a half, or about twelve and a half per cent, and then, when further reductions of weight would have made the piece too flimsy, the government resorted to adulteration. In 1542, a ten-grain penny was coined with one part in five of alloy; in 1544, the alloy had risen to one-half, and in 1545, two-thirds of the coin was base metal—a depreciation of more than seventy per cent in twenty years.
206 In 1526, the penny suddenly lost a grain and a half, which is about twelve and a half percent. When further reductions in weight would have made the coin too flimsy, the government turned to mixing in cheaper metals. In 1542, a ten-grain penny was minted with one part in five being alloy; by 1544, the alloy had increased to half, and in 1545, two-thirds of the coin was made of base metal—representing a decline of more than seventy percent over twenty years.
Meanwhile, though prices had fluctuated, the trend had been downward, and downward so strongly that it had not been fully counteracted by the reductions of bullion in the money. Rogers thought lath-nails perhaps the best gauge of prices, and in commenting on the years which preceded the Reformation, he remarked:—
Meanwhile, even though prices had gone up and down, the overall trend was down, and it had dropped so much that it wasn’t completely offset by the decrease in bullion in the money. Rogers believed lath-nails were probably the best measure of prices, and while discussing the years leading up to the Reformation, he noted:—
“From 1461 to 1540, the average [of lath-nails] is very little higher than it was from 1261 to 1350, illustrating anew that significant decline in prices which characterizes the economical history of England during the eighty years 1461–1540.”[205]
“From 1461 to 1540, the average [of lath-nails] is only slightly higher than it was from 1261 to 1350, once again showing the significant drop in prices that marks the economic history of England during the eighty years from 1461 to 1540.”[205]
Although wheat rose more than other grains, and is therefore an unfavourable standard of comparison, wheat yields substantially the same result. During the last forty years of the thirteenth century, the average price of the quarter was 5s. 10 3⁄4d., and for the last decade, 6s. 1d. For the first forty years of the sixteenth century the average was 6s. 10d. The penny of 1526, however, contained only about forty-seven per cent of the bullion of the penny of 1299. “The most remarkable fact in connection with the issue of base money by Henry VIII. is the singular identity of the average price of grain, especially wheat, during the first 140 years of my present period, with the last 140 of my first two volumes.”[206]
Although wheat increased more than other grains and isn't the best comparison, wheat yields pretty much the same outcome. Over the last forty years of the 13th century, the average price of a quarter was 5s. 10 3⁄4d., and for the last decade, it was 6s. 1d. In the first forty years of the 16th century, the average was 6s. 10d. However, the penny of 1526 contained only about forty-seven percent of the value of the penny from 1299. “The most remarkable fact related to the issue of lower-quality money by Henry VIII. is the striking similarity of the average price of grain, particularly wheat, during the first 140 years of my current period, to the last 140 years of my first two volumes.”[206]
207 After a full examination of his tables, Rogers concluded that the great rise which made the prosperity of Elizabeth’s reign did not begin until some “year between 1545 and 1549.”[207] This corresponds precisely with the discovery of Potosi in 1545, and that the advance was due to the new silver, and not to the debasement of the coinage, seems demonstrated by the fact that no fall took place when the currency was restored by Elizabeth, but, on the contrary, the upward movement continued until well into the next century.
207 After thoroughly reviewing his data, Rogers determined that the significant increase that led to the prosperity of Elizabeth’s reign didn’t start until some “year between 1545 and 1549.”[207] This lines up perfectly with the discovery of Potosi in 1545, and it seems clear that the growth was due to the influx of new silver, not because of the devaluation of the currency. This is evident because no decline occurred when Elizabeth restored the currency; instead, the upward trend continued well into the next century.
Some idea may be formed from these figures of the contraction which prevailed during the years of the Reformation. In 1544, toward the close of Henry’s reign, the penny held five grains of pure silver as against about 20.8 grains in 1299, and yet its purchasing power had not greatly varied. Bullion must therefore have had about four times the relative value in 1544 that it had two hundred and fifty years earlier, and, if the extremely debased issues of 1545 and later be taken as the measure, its value was much higher.
Some idea can be gathered from these figures about the decline that occurred during the years of the Reformation. In 1544, toward the end of Henry's reign, a penny contained five grains of pure silver compared to about 20.8 grains in 1299, yet its purchasing power did not change much. Therefore, bullion must have been about four times more valuable in 1544 than it was two hundred and fifty years earlier, and if we consider the heavily debased coins from 1545 and onwards, its value was even higher.
Had Potosi been discovered a generation earlier, the whole course of English development might have been modified, for it is not impossible that, without the aid of falling prices, the rising capitalistic class might have lacked the power to confiscate the monastic estates. As it was, the pressure continued until the catastrophe occurred, relic worship was swept away, the property of the nation was redistributed, and an impulsion was given to large farming which led to the rapid eviction of the yeomanry. As the yeomen were driven from their land, they roamed over the world, colonizing and conquering, from the208 Mississippi to the Ganges; building up, in the course of two hundred and fifty years, a centralization greater than that of Rome, and more absolute than that of Constantinople.
Had Potosi been discovered a generation earlier, the entire path of English development might have changed, because without the falling prices, the rising capitalist class might not have had the power to seize the monastic estates. Instead, the pressure continued until the disaster happened, the worship of relics was eliminated, the nation's wealth was redistributed, and large-scale farming was encouraged, which led to the fast eviction of the yeomanry. As the yeomen were pushed off their land, they traveled across the globe, colonizing and conquering, from the208 Mississippi to the Ganges; building, over the course of two hundred and fifty years, a centralization greater than that of Rome, and more absolute than that of Constantinople.
Changes so vast in the forms of competition necessarily changed the complexion of society. Men who had flourished in an age of decentralization and of imagination passed away, and were replaced by a new aristocracy. The soldier and the priest were overpowered; and, from the Reformation downward, the monied type possessed the world.
Changes so significant in the ways of competition inevitably transformed society. Men who thrived in a time of decentralization and creativity faded away, replaced by a new elite. The soldier and the priest were overshadowed; since the Reformation, those with wealth came to dominate the world.
Thomas Cromwell, Earl of Essex, was the ideal of this type, and he was accordingly the Englishman who rose highest during the convulsion of the Reformation. He was a perfect commercial adventurer, and Chapuys, the ambassador of Charles V. at London, thus described his origin to his master:—
Thomas Cromwell, Earl of Essex, was the perfect example of this type, and he was the Englishman who rose the highest during the upheaval of the Reformation. He was a true commercial adventurer, and Chapuys, the ambassador of Charles V. in London, described his background to his master like this:—
“Cromwell is the son of a poor farrier, who lived in a little village a league and a half from here, and is buried in the parish graveyard. His uncle, father of the cousin whom he has already made rich, was cook of the late Archbishop of Canterbury. Cromwell was ill-behaved when young, and after an imprisonment was forced to leave the country. He went to Flanders, Rome, and elsewhere in Italy. When he returned he married the daughter of a shearman, and served in his house; he then became a solicitor.”[208]
“Cromwell is the son of a poor blacksmith, who lived in a small village about a mile and a half from here, and is buried in the local cemetery. His uncle, the father of the cousin he has already made wealthy, was the cook for the late Archbishop of Canterbury. Cromwell was badly behaved as a kid, and after being imprisoned, he had to leave the country. He traveled to Flanders, Rome, and other places in Italy. When he returned, he married the daughter of a cloth merchant and worked in his household; he then became a lawyer.”[208]
209 The trouble which drove him abroad seems to have been with his father, and he probably started on his travels about 1504. He led a dissolute and vagabond life, served as a mercenary in Italy, “was wild and youthful, ... as he himself was wont ofttimes to declare unto Cranmer, Archbishop of Canterbury; showing what a ruffian he was in his young days ... also what a great doer he was with Geffery Chambers in publishing and setting forth the pardons of Boston everywhere in churches as he went.”[209]
209 The issues that forced him to leave seem to have been related to his father, and he likely began his travels around 1504. He lived a reckless and wandering life, worked as a mercenary in Italy, “was wild and youthful, ... as he often told Cranmer, the Archbishop of Canterbury; highlighting what a troublemaker he was in his younger days ... as well as how actively he collaborated with Geffery Chambers in distributing and promoting the pardons of Boston in churches wherever he went.”[209]
These “pardons” were indulgences he succeeded in obtaining from the pope for the town of Boston, which he peddled about the country as he went. He served as a clerk in the counting house of the Merchant Adventurers at Antwerp, and also appears to have filled some such position with a Venetian merchant. On his return to England in 1513, he married and set up a fulling-mill; he also became an attorney and a usurer, dwelling by Fenchurch, in London.
These "pardons" were indulgences he managed to get from the pope for the town of Boston, which he sold around the country as he traveled. He worked as a clerk in the counting house of the Merchant Adventurers in Antwerp, and it seems he also held a similar position with a Venetian merchant. After returning to England in 1513, he got married and established a fulling mill; he also became an attorney and a moneylender, living near Fenchurch in London.
In 1523, having been elected to Parliament, Cromwell was a most prosperous man. At this time he entered Wolsey’s service, and made himself of use in suppressing convents to supply endowments for the cardinal’s colleges at Oxford and Ipswich. When Wolsey fell, he ingratiated himself with Henry, and thenceforward rose rapidly. He became chancellor of the exchequer, master of the rolls, secretary of state, vicar general, a Knight of the Garter, and Earl of Essex. At once the head of Church and State, probably no English subject has ever been so powerful.
In 1523, after being elected to Parliament, Cromwell was quite successful. During this time, he started working for Wolsey, helping to shut down convents to provide funding for the cardinal’s colleges in Oxford and Ipswich. When Wolsey lost power, Cromwell won over Henry and quickly advanced from there. He became Chancellor of the Exchequer, Master of the Rolls, Secretary of State, Vicar General, a Knight of the Garter, and the Earl of Essex. As the head of both Church and State, he was likely the most powerful English subject in history.
210 Both he and Cranmer succeeded through flexibility and adroitness. He suggested to Henry to accomplish his ends by robbing the convents, and Mr. Brewer, an excellent authority, thought him notoriously venal from the outset.
210 Both he and Cranmer succeeded by being adaptable and skillful. He advised Henry to achieve his goals by seizing the assets of the convents, and Mr. Brewer, a respected expert, believed he was corrupt from the very beginning.
His executive and business capacity was unrivalled. He had the instinct for money, and provided he made it, he scrupled not about the means. In the State Papers there is an amusing account of the treatment he put up with, when at the pinnacle of greatness:—
His leadership and business skills were unmatched. He had a natural talent for making money, and as long as he earned it, he didn't hesitate to use whatever methods necessary. In the State Papers, there's a funny story about the way he was treated when he was at the height of his success:—
“And as for my Lord Prevye Sealle, I wold not be in his case for all that ever he hathe, for the King beknaveth him twice a weke, and some-tyme knocke him well about thee pate; and yet when he hathe bene well pomeld aboute the hedde, and shaken up, as it were a dogge, he will come out into the great chambre, shaking of the bushe with as mery a countenance as thoughe he mought rule all the roste.”[210]
“And as for my Lord Prevye Sealle, I wouldn’t want to be in his position for anything he has, because the King mocks him twice a week and sometimes gives him a good whack on the head; and yet, after he’s been well shaken around, like a dog, he’ll come out into the grand chamber, shaking off the dust with as merry a face as if he could direct everything.”[210]
Though good-natured where his interests were not involved, he appears to have been callous to the sight of pain, and not only attended to the racking of important witnesses, but went in state to see Father Forest roasted in chains for denying the royal supremacy, which he was labouring to establish. His behaviour to Lambert, whom he sent to the fire for confessing his own principles, astonished even those who knew him well. How he became a Protestant is uncertain; Foxe thought, by reading Erasmus’s translation of the New Testament. More probably he was sceptical because he was of the economic type. At all events, he hated Rome, and Foxe said that in 1538 he was “the chief friend of the gospellers.”
Though he was friendly when it didn’t involve his own interests, he seemed indifferent to the suffering of others and not only witnessed the torment of key witnesses but even went out of his way to watch Father Forest being burned alive for refusing to acknowledge the royal authority he was trying to establish. His treatment of Lambert, whom he sentenced to be burned for admitting to his beliefs, shocked even those who knew him well. It's unclear how he became a Protestant; Foxe thought it was because he read Erasmus’s translation of the New Testament. More likely, he was skeptical because of his financial background. In any case, he despised Rome, and Foxe remarked that in 1538 he was “the chief friend of the gospellers.”
211 In that same year Lambert was tried for heresy regarding transubstantiation, and it was then Cromwell sentenced him to be burned alive. Characteristically, he is said to have invited him to breakfast on the morning of the execution, and to have then begged his pardon for what he had done.
211 In that same year, Lambert was put on trial for heresy concerning transubstantiation, and it was then that Cromwell sentenced him to be burned alive. True to form, it's said that he invited Lambert to breakfast on the morning of the execution and then asked for his forgiveness for what he had done.
Pole described a conversation he had with Essex about the duty of ministers to kings. Pole thought their first obligation was to consider their masters’ honour, and insisted on the divergence between honour and expediency. Such notions seemed fantastic to Cromwell, who told Pole that a prudent politician would study a prince’s inclinations and act accordingly. He then offered Pole a manuscript of Machiavelli’s Prince. Such a temperament differed, not so much in degree as in kind, from that of Godfrey de Bouillon or Saint Louis, Bayard or the Black Prince. It was subtler, more acquisitive, more tenacious of life, and men and women of the breed of Cromwell rose rapidly to be the owners of England during the sixteenth century. Social standards changed. Even in semi-barbarous ages a lofty courtesy had always been deemed befitting the great. Saint Anselm and Héloïse, Saladin and Cœur-de-Lion have remained ideals for centuries, because they represented a phase of civilization; and Froissart has described how the Black Prince entertained his prisoners after Poitiers:—
Pole talked about a conversation he had with Essex regarding the responsibilities of ministers to kings. Pole believed their primary duty was to consider their masters’ honor, emphasizing the difference between honor and practicality. Cromwell found such ideas unrealistic and told Pole that a wise politician would pay attention to a prince’s preferences and act accordingly. He then offered Pole a copy of Machiavelli’s Prince. This attitude differed not just in intensity but in nature from that of figures like Godfrey de Bouillon, Saint Louis, Bayard, or the Black Prince. It was more cunning, more opportunistic, and more determined to survive, and people like Cromwell quickly rose to power in England during the sixteenth century. Social norms shifted. Even in somewhat uncivilized times, a high standard of courtesy was always considered appropriate for the elite. Figures like Saint Anselm and Héloïse, Saladin and Richard the Lionheart have remained ideals for centuries, representing a certain phase of civilization; and Froissart has recounted how the Black Prince treated his prisoners after Poitiers:—
“The prince himself served the king’s table, as well as the others, with every mark of humility, and would not sit down at it, in spite of all his entreaties for him so to do, saying that ‘he was not worthy of such an honour, nor did it appertain to him to seat himself at the table of so great a king, or of so valiant a man as he had shown himself by his actions that day.’”[211]
“The prince himself served the king’s table, along with the others, with every sign of humility, and refused to sit down at it, despite all the king's pleas for him to do so, saying that ‘he was not worthy of such an honor, nor did it belong to him to sit at the table of such a great king, or of such a brave man as he had proven himself to be by his actions that day.’”[211]
One hundred and fifty years of progress had eliminated chivalry. Manners were coarse and morals loose at the court of Henry VIII. Foreign ambassadors spoke with little respect of the society they saw. Chapuys permitted himself to sneer at Lady Jane Seymour, who afterward became queen, because he seems to have thought the ladies of the court venal:—
One hundred and fifty years of progress had wiped out chivalry. Manners were rough, and morals were relaxed at the court of Henry VIII. Foreign ambassadors had little respect for the society they observed. Chapuys took the liberty to mock Lady Jane Seymour, who later became queen, because he seemed to think the ladies of the court were corrupt:—
“I leave you to judge whether, being English, and having frequented the court, ‘si elle ne tiendroit pas à conscience de navoir pourveu et prévenu de savoir que cest de faire nopces.’”[212]
“I'll let you decide whether, since you're English and have been around the court, ‘if she wouldn't feel guilty about not having arranged and prepared for the wedding beforehand.’”[212]
213 The scandals of the Boleyn family are too well known to need notice,[213] and it would be futile to accumulate examples of the absence of female virtue when the fact is notorious. The rising nobility resembled Cromwell more or less feebly. The mercenary quality was the salient characteristic of the favoured class. Thomas Boleyn, Earl of Wiltshire, made his fortune through his own shrewdness and the beauty of his daughters. Mary, the younger, was an early mistress of Henry; Anne, the elder and the astuter, was his wife. Boleyn’s title and his fortune came through this connection. Boleyn was a specimen of a class; in him the instinct of self-preservation was highly developed. When his daughter Anne, and his son, Lord Rochford, were tried at the Tower for incest, the evidence was so flimsy that ten to one was bet in the court-room on acquittal. At this supreme moment, the attitude of the father was thus described by Chapuys, who had good sources of information:—
213 The scandals of the Boleyn family are too well known to need mentioning, and it would be pointless to list examples of the lack of female virtue when the situation is widely recognized. The rising nobility resembled Cromwell, but only somewhat weakly. The mercenary nature was the main trait of the favored class. Thomas Boleyn, Earl of Wiltshire, built his fortune through his own cleverness and the beauty of his daughters. Mary, the younger, was an early mistress of Henry; Anne, the elder and more cunning, became his wife. Boleyn’s title and wealth came from this connection. He was a prime example of his class; in him, the instinct for self-preservation was highly developed. When his daughter Anne and his son, Lord Rochford, were tried at the Tower for incest, the evidence was so weak that bets of ten to one were placed in the courtroom on their acquittal. At this critical moment, Chapuys, who had reliable sources of information, described the father’s attitude as follows:—
“On the 15th the said concubine and her brother were condemned of treason by all the principal lords of England, and the Duke of Norfolk [her uncle] pronounced sentence. I am told the Earl of Wiltshire was quite as ready to assist at the judgment as he had done at the condemnation of the other four.”[214]
“On the 15th, the concubine and her brother were found guilty of treason by all the main lords of England, and the Duke of Norfolk [her uncle] gave the sentence. I've heard that the Earl of Wiltshire was just as eager to participate in the judgment as he had been in the condemnation of the other four.”[214]
The grandfather of Thomas Boleyn had been an alderman of London and a rich tradesman; his son had been knighted, and had retired from business, and Wiltshire himself, though a younger son and with but fifty pounds a year when married, raised himself by his wits, and the use of his children, to be a wealthy earl.
The grandfather of Thomas Boleyn was an alderman of London and a wealthy businessman; his son was knighted and retired from trade, and Wiltshire himself, although a younger son and only earning fifty pounds a year when he got married, used his intelligence and his children's talents to become a wealthy earl.
214 The history of the Cecil family is not dissimilar. David, the first of the name who emerged from obscurity, gained a certain favour under Henry VIII.; his son Richard, a most capable manager, obtained a fair share of the monastic plunder, was groom of the robes, constable of Warwick Castle, and died rich. His son was the great Lord Burleigh, in regard to whom perhaps it may be best to quote an impartial authority. Macaulay described him as possessed of “a cool temper, a sound judgment, great powers of application, and a constant eye to the main chance.... He never deserted his friends till it was very inconvenient to stand by them, was an excellent Protestant when it was not very advantageous to be a Papist, recommended a tolerant policy to his mistress as strongly as he could recommend it without hazarding her favour, never put to the rack any person from whom it did not seem probable that useful information might be derived, and was so moderate in his desires that he left only three hundred distinct landed estates, though he might, as his honest servant assures us, have left much more, ‘if he would have taken money out of the exchequer for his own use, as many treasurers have done.’”[215]
214 The story of the Cecil family isn't that different. David, the first of his name who came out of obscurity, gained some favor under Henry VIII. His son Richard, a very capable manager, took a good share of the monastic wealth, served as groom of the robes, was constable of Warwick Castle, and died wealthy. His son was the notable Lord Burleigh, and it might be best to cite an unbiased source regarding him. Macaulay described him as having “a cool temper, sound judgment, strong focus, and a constant eye on the main chance.... He never abandoned his friends until it became very inconvenient to stick by them, was a good Protestant when it wasn't very advantageous to be a Papist, strongly advised his mistress to adopt a tolerant policy without risking her favor, never tortured anyone from whom he didn't think useful information could be obtained, and was so restrained in his ambitions that he left only three hundred distinct landed estates, even though he might have left much more, ‘if he had been willing to take money out of the exchequer for his own use, like many treasurers have done.’”[215]
The Howards, though of an earlier time, were of the same temperament. The founder was a lawyer, who sat on the bench of the Common Pleas under Edward I., and who, therefore, did not earn his knighthood on a stricken field, as the Black Prince won his spurs at Crécy. After his death his descendants made little stir for a century, but they married advantageously, accumulated money, and, in the fifteenth century, one Robert Howard married a daughter of Thomas Mowbray, Duke of Norfolk. This he hardly would have done had he not been a man of substance, since he seems not to have been a man of war. The alliance made the fortune of the family. It also appears to have added some martial instinct to the stock, for Richard III. gave John Howard the title of the Mowbrays, and this John was afterwards killed at Bosworth. His son commanded at Flodden, and his grandson was the great spoiler of the convents under Henry VIII., who also suppressed the northern rebellion.
The Howards, though from an earlier era, shared the same temperament. The founder was a lawyer who served as a judge in the Common Pleas under Edward I, and he didn’t earn his knighthood on a battlefield like the Black Prince did at Crécy. After his death, his descendants remained relatively quiet for a century, but they made smart marriages, accumulated wealth, and in the fifteenth century, Robert Howard married a daughter of Thomas Mowbray, Duke of Norfolk. He likely wouldn’t have done this if he hadn’t been well-off since he didn’t seem to be a soldier. This alliance significantly benefited the family. It also seems to have added some military spirit to their lineage, as Richard III gave John Howard the title of the Mowbrays, and this John was later killed at Bosworth. His son led forces at Flodden, and his grandson was the notorious plunderer of the monasteries under Henry VIII, who also crushed the northern rebellion.
Thomas Howard, the minister of Henry VIII., was one of the most interesting characters of his generation. He was naturally a strong Conservative; Chapuys never doubted that “the change in215 matters of religion [was] not to his mind”: in 1534 he even went so far as to tell the French ambassador that he would not consent to a change, and this speech having been repeated to the king, occasioned his momentary disgrace.[216] At one time Lord Darcy, the head of the reactionary party, counted on his support against Cromwell, though he warned Chapuys not to trust him implicitly, because of “his inconstancy.”[217] Yet, under a certain appearance of vacillation, he hid a profound and subtle appreciation of the society which environed him; this “inconstancy” made his high fortune. He had a sure instinct, which taught him at the critical moment where his interests lay, and he never was deceived. Henry distrusted him, but could not do without him, and paid high for his support. Howard, on his side, was keenly distressed when he found he had gone too far, and when the northern insurrection broke out, and he was offered the command of the royal forces, the Bishop of Carlisle, with whom he dined, said he had never seen the duke “so happy as he was to-day.”[218]
Thomas Howard, the minister of Henry VIII, was one of the most intriguing figures of his time. He was inherently a strong Conservative; Chapuys never doubted that “the change in215 matters of religion [was] not to his mind.” In 1534, he even told the French ambassador that he wouldn't agree to a change, and this remark, when relayed to the king, led to his temporary downfall.[216] At one point, Lord Darcy, who led the conservative faction, was counting on his support against Cromwell, though he cautioned Chapuys not to trust him completely due to “his inconsistency.”[217] Yet, beneath a certain facade of wavering, he possessed a deep and subtle understanding of the society around him; this “inconsistency” actually boosted his fortunes. He had a strong instinct that guided him at critical moments, ensuring he never misjudged where his interests lay. Henry was suspicious of him but couldn't do without him, and he paid a high price for his backing. On his part, Howard was deeply worried when he realized he had overstepped, and when the northern rebellion erupted and he was offered command of the royal forces, the Bishop of Carlisle, who dined with him, remarked that he had never seen the duke “so happy as he was today.”[218]
Once in the field against his friends, there were no lengths to which Thomas Howard would not go. He never wearied of boasting of his lies and of his cruelty, he wrote to assure Henry he would spare no pains to entrap them, and would esteem no promise he made to the rebels, “for surely I shall observe no part thereof, for any respect of that other might call mine honor dystayned.”[219]
Once in the field against his friends, there was nothing Thomas Howard wouldn't do. He never got tired of bragging about his lies and his cruelty; he wrote to reassure Henry that he would go to any lengths to trap them and would not value any promises he made to the rebels, “because I will definitely not keep any of them, as that would tarnish my honor.”[219]
216 As Cromwell behaved toward Lambert, so he behaved toward the Carthusians. Though they were men in whose religion he probably believed as sincerely as he believed anything, and in whose cause he had professed himself ready to take up arms, when they were sent to the stake he attended the execution as a spectacle, and watched them expire in torments, without a pang. Men gifted like Howard were successful in the Reformation, and Norfolk made a colossal fortune out of his polities. The price of his service was thirteen convents, and his son Surrey had two; of what he made in other ways no record remains.
216 Cromwell treated Lambert the same way he treated the Carthusians. Even though he likely believed in their faith as strongly as he believed in anything else and had claimed he would fight for their cause, when they were sent to be executed, he went to watch the event like a spectacle and saw them suffer and die without any remorse. Men like Howard thrived during the Reformation, and Norfolk amassed a huge fortune through his political maneuvers. He gained thirteen convents as payment for his services, while his son Surrey received two; there's no record of what else he earned through different means.
Such was the new aristocracy; but the bulk of the old baronage was differently bred, and those who were of the antiquated type were doomed to pass away.
Such was the new aristocracy; however, most of the old nobility came from different roots, and those who belonged to the outdated type were destined to fade away.
The publication of the State Papers leaves no doubt that the ancient feudal gentry, both titled and untitled, as a body, opposed the reform. Many of the most considerable of these were compromised in the Pilgrimage of Grace in 1536, among whom was Thomas Lord Darcy. If a mediæval baron still lived in the middle of the sixteenth century, that man was Darcy. Since the Conqueror granted the Norman de Areci thirty lordships in Lincolnshire, his ancestors had been soldiers, and at his home in the north his retainers formed an army as of old. Born in 1467, at twenty-five he bound himself by indenture to serve Henry VII. beyond the sea, at the head of a thousand men, and more than forty years afterward he promised Chapuys that he would march against London with a force eight thousand strong, if the emperor would attack Henry VIII. All his life long he had fought upon the borders. He had been captain of217 Berwick, warden of the east and middle marches, and in 1511 he had volunteered to lead a British contingent against the Moors. He was a Knight of the Garter, a member of the Privy Council, and when the insurrection broke out, he commanded at Pontefract Castle, the strongest position in Yorkshire.
The release of the State Papers makes it clear that the old feudal gentry, both titled and untitled, as a whole, opposed the reform. Many of the most influential among them were implicated in the Pilgrimage of Grace in 1536, including Thomas Lord Darcy. If a medieval baron was still around in the mid-sixteenth century, it was Darcy. Since the Conqueror granted the Norman de Areci thirty lordships in Lincolnshire, his ancestors had been warriors, and at his estate in the north, his followers formed an army just like in the past. Born in 1467, at the age of twenty-five he committed himself by contract to serve Henry VII overseas, leading a thousand men, and more than forty years later he assured Chapuys that he would advance on London with a force of eight thousand, if the emperor decided to attack Henry VIII. Throughout his life, he had fought on the borders. He had been the captain of 217 Berwick, the warden of the eastern and middle marches, and in 1511 he had volunteered to lead a British group against the Moors. He was a Knight of the Garter, a member of the Privy Council, and when the uprising began, he was in command at Pontefract Castle, the strongest stronghold in Yorkshire.
A survival of the past, he retained the ideas of Crécy and Poitiers, and these brought him to the block. While negotiations were pending, Norfolk seems to have wanted to save him, though possibly he may have been actuated by a more sinister purpose. At all events he certainly wrote suggesting to Darcy to make his peace by ensnaring Aske, the rebel leader, and giving him up to the government. To Norfolk this seemed a perfectly legitimate transaction. By such methods he rose to eminence. To Darcy it seemed dishonour, and he died for it. Instead of doing as he was bid, he reproached Norfolk for deeming him capable of treachery:—
A relic of the past, he held onto the ideas from Crécy and Poitiers, which led him to the execution. While negotiations were ongoing, Norfolk apparently wanted to save him, although he might have had a more devious intention. In any case, he certainly wrote to Darcy suggesting he make peace by trapping Aske, the rebel leader, and handing him over to the government. To Norfolk, this seemed like a perfectly acceptable move. This is how he rose to power. To Darcy, it felt like dishonor, and he paid with his life for it. Instead of following orders, he confronted Norfolk for thinking he was capable of betrayal:—
“Where your lordship advises me to take Aske, quick or dead, as you think I may do by policy, and so gain the king’s favour; alays my good lord yt ever ye being a man of so much honour and gret experyence shold advice or chuss mee a man to be of eny such sortt or facion to betray or dissav eny liffyng man, French man, Scott, yea, or a Turke; of my faith, to gett and wyn to me and myn heyres fowr of the best dukes landdes in Fraunce, or to be kyng there, I wold nott do it to no liffyng person.”[220]
“Where you suggest I should take Aske, whether alive or dead, thinking it might help me gain the king’s favor; I must say, my good lord, that it’s surprising for someone of your honor and great experience to recommend that I betray or deceive any living person, whether French, Scottish, or even a Turk. Honestly, to acquire four of the best dukedoms in France for myself and my heirs, or to become king there, I wouldn’t do it to any living person.”[220]
218 Darcy averred that he surrendered Pontefract to the rebels because the government neglected to relieve him, and although doubtless he always sympathized with the rising, he promptly wrote to London when the outbreak began, to warn Henry not only of the weakness of his fortress, but of the power of the enemy.[221] When the royal herald visited the castle to treat with the insurgents, he found Darcy, Sir Robert Constable, Aske, and others, who told him they were on a pilgrimage to London to have all the “vile blood put from” the Privy Council, “and noble blood set up again,” and to make restitution for the wrongs done the Church.[222]
218 Darcy stated that he gave up Pontefract to the rebels because the government failed to support him, and although he likely always sympathized with the uprising, he quickly wrote to London at the start of the revolt to warn Henry not only about the weakness of his fortress but also about the strength of the enemy. [221] When the royal herald came to the castle to negotiate with the insurgents, he found Darcy, Sir Robert Constable, Aske, and others, who told him they were on a pilgrimage to London to have all the “vile blood removed” from the Privy Council, “and noble blood reinstated,” and to make amends for the wrongs done to the Church. [222]
This Aske was he whom Darcy refused to betray, but instead he offered to do all he could “as a true knight and subject” to pacify the country, and he did help to persuade the rebels to disperse on Henry’s promise of a redress of grievances. In the moment of peril both Darcy and Aske were pardoned and cajoled, but the rising monied type were not the men to let the soldiers escape them, once they held them disarmed. Even while Henry was plotting the destruction of those to whom he had pledged his word, Norfolk wrote from the north to Cromwell: “I have by policy brought him [Aske] to desire me to yeve him licence to ride to London, and have promised to write a letter ... which ... I pray you take of the like sort as you did the other I wrote for Sir Thomas Percy. If neither of them both come never in this country again I think neither true nor honest men woll be sorry thereof, nor in likewise for my Lord Darcy nor Sir Robert Constable.”[223] Percy and Constable, Aske and Darcy, all perished on the scaffold.
This Aske was the one Darcy refused to betray, but instead, he offered to do everything he could “as a true knight and subject” to calm the country, and he helped convince the rebels to disperse on Henry’s promise to address their complaints. In the moment of danger, both Darcy and Aske were pardoned and flattered, but the rising wealthy class were not the kind to let the soldiers slip away once they had disarmed them. Even while Henry was plotting the downfall of those he had promised, Norfolk wrote from the north to Cromwell: “I have cleverly gotten him [Aske] to ask me for permission to ride to London, and I’ve promised to write a letter... which... I hope you’ll see as you did the other I wrote for Sir Thomas Percy. If neither of them ever comes back to this country, I don’t think either true or honest men will care, nor will they for my Lord Darcy or Sir Robert Constable.”[223] Percy and Constable, Aske and Darcy, all met their end on the scaffold.
Darcy and his like recognized that a new world219 had risen about them, in which they had no place. During his imprisonment in London, before his execution, he was examined by Cromwell, and thus, almost with his dying words, addressed the man who was the incarnation of the force that killed him:—
Darcy and his peers realized that a new world219 had emerged around them, one where they no longer fit in. While he was imprisoned in London before his execution, he was questioned by Cromwell, and almost with his last words, he spoke to the man who represented the power that brought about his death:—
“Cromwell, it is thou that art the very original and chief causer of all this rebellion and mischief, and art likewise causer of the apprehension of us that be noble men and dost daily earnestly travail to bring us to our end and to strike off our heads, and I trust that or thou die, though thou wouldst procure all the noblemen’s heads within the realm to be stricken off, yet shall there one head remain that shall strike off thy head.”[224]
“Cromwell, you are the one who is the true origin and main instigator of all this rebellion and trouble. You are also responsible for the capture of us noblemen and you work tirelessly every day to bring about our downfall and to have our heads cut off. I trust that before you die, even if you tried to have all the noblemen's heads in the kingdom removed, there will be one head left that will take yours.”[224]
CHAPTER VIII
THE SUPPRESSION OF THE CONVENTS
At the apex of the new society stood Henry VIII., who, like Philip the Fair, had many of the qualities which make a great religious reformer in an economic age. In reaching an estimate of his nature, however, the opinions of Englishmen are of no great value, since they are usually distorted by prejudice. The best observers were the foreign ministers at his court, whose business was to collect information for their governments. At a time when there were no newspapers, these agents had to be accurate, and their despatches are trustworthy.
At the top of the new society was Henry VIII, who, much like Philip the Fair, had many of the traits that define a great religious reformer in a time of economic change. However, when assessing his character, the views of Englishmen aren't particularly helpful, as they are often clouded by bias. The most reliable observers were the foreign ministers at his court, whose job was to gather information for their governments. In an era without newspapers, these agents needed to be precise, and their reports are dependable.
Charles de Marillac was born in 1510. He belonged to an old family, and had an unblemished reputation. He had no leaning against Protestants, for he was disgraced by the Guise party. He was thirty when in London as ambassador of Francis I. After having been a year in England, he wrote:—
Charles de Marillac was born in 1510. He came from an old family and had a spotless reputation. He had no bias against Protestants, as he was disgraced by the Guise faction. He was thirty when he served as the ambassador of Francis I in London. After spending a year in England, he wrote:—
“This prince seems to me subject among other vices to three, which certainly in a king may be called pests, of which the first is, that he is so avaricious and covetous, that all the riches of the world would not be sufficient to satisfy and content his ambition.... From this proceeds the second evil and pest, which is distrust and fear ... wherefore he ceaselessly embrews his hands in blood, feeling in his mind doubt of those about him, wishing to live without suspicion, which every day augments.... And in part from these two evils proceeds the last pest, which is levity and inconstancy; and partly also from the temper of the nation, by which they have perverted the rights of religion, of marriage, of honesty and honour, as if they were wax, the which alloy can change itself into whatever forms they wish.”[225]
“This prince seems to be troubled, among other flaws, by three major issues, which can definitely be called problems for a king. The first is that he is so greedy and obsessed with wealth that no amount of riches in the world would ever be enough to satisfy his ambition. From this stems the second issue, which is distrust and fear; therefore, he constantly stains his hands with blood because he doubts everyone around him and wants to live without suspicion, a fear that grows every day. Finally, partly due to these two problems, the last issue is inconsistency and unpredictability, which also arises from the nature of the people, who have twisted the principles of religion, marriage, integrity, and honor as if they were pliable, able to change into whatever forms they desire.”[225]
Cruelty was one of Henry’s most salient traits, and was, perhaps, the faculty by which he succeeded in imposing himself most strongly upon his contemporaries. He not only murdered his wives, his ministers, and his friends, but he pursued those who opposed him with a vindictiveness which appalled them. He was ingenious in devising torments.
Cruelty was one of Henry's most prominent characteristics, and it was likely the way he managed to assert himself most vividly among his peers. He not only killed his wives, ministers, and friends but also targeted his opponents with a ruthless vengeance that shocked them. He was creative in inventing tortures.
Friar Forest, whose crime was the denial of the royal supremacy, he caused to be slowly roasted over a rood which he had fetched from Wales on purpose. They “hanged [him] in Smithfield in chains, upon a gallows quick, by the middle and arm-holes, and fire was made under him, and so was he consumed and burned to death.”[226] Henry relished the idea of the show so much, that Chapuys thought him disappointed at not being able to attend with his whole court.
Friar Forest, who was punished for refusing to accept royal supremacy, was slowly roasted over a stake that he had brought from Wales for this purpose. They “hung him in Smithfield in chains, on a gallows by his middle and arms, and a fire was set under him, resulting in his consumption and death by burning.”[226] Henry enjoyed the spectacle so much that Chapuys believed he was let down for not being able to attend with his entire court.
222 His way of dealing with the Carthusians was equally characteristic. The Carthusians were in the Church what Darcy was in the State: men of the old imaginative type, of austere life and ascetic habits, in whom still glowed the fiery enthusiasm of Hildebrand. They could not accept Henry as God’s viceregent upon earth. The three priors—Houghton, Webster, and Lawrence—were “ripped up in each other’s presence, their arms torn off, their hearts cut out and rubbed upon their mouths and faces.”[227]
222 His approach to the Carthusians was just as distinctive. The Carthusians were to the Church what Darcy was to the State: individuals of the old imaginative kind, leading strict lives with ascetic practices, still carrying the passionate spirit of Hildebrand within them. They couldn’t accept Henry as God’s representative on earth. The three priors—Houghton, Webster, and Lawrence—were “ripped up in each other’s presence, their arms torn off, their hearts cut out and rubbed upon their mouths and faces.”[227]
Three more were chained upright to posts, where they stood for fourteen days, “without the possibility of stirring for any purpose whatever, held fast by iron collars on their necks, arms, and thighs.”[228] Then they were hanged and disembowelled.
Three more were chained upright to posts, where they stood for fourteen days, “without the possibility of moving for any reason at all, held fast by iron collars around their necks, arms, and thighs.” [228] Then they were hanged and disemboweled.
In 1537, ten were still resolute. They were chained in Newgate like the others, where, according to Stowe, nine “died ... with stink and miserably smothered.” The tenth, who survived, was hanged.
In 1537, ten remained determined. They were chained in Newgate like the others, where, according to Stowe, nine “died ... with stink and miserably smothered.” The tenth, who survived, was hanged.
Had Henry been hampered, like Darcy, with scruples about honour, truth, or conscience, he too might have been undone. His power lay in his capacity for doing what was needful for success. He enticed Aske to London, and, when he held him, slew him. He pardoned Darcy, and then sent him to Tower Hill.
Had Henry been held back, like Darcy, by concerns about honor, truth, or conscience, he too might have failed. His strength was in his ability to do what was necessary for success. He lured Aske to London and, when he had him, killed him. He pardoned Darcy and then sent him to Tower Hill.
Lacking force to crush the rebels, Norfolk, in the royal name, pacified the people with pardon and promises of redress. They dispersed, thinking themselves safe. Henry ignored his pledges, risings followed; but, when the country had been tranquillized and his army was again in peaceful possession, he thus instructed the Duke:—
Lacking the power to defeat the rebels, Norfolk, on behalf of the king, calmed the people with forgiveness and promises to make things right. They scattered, believing they were safe. Henry overlooked his commitments, uprisings occurred; however, once the country was settled and his army was back in peaceful control, he instructed the Duke as follows:—
“Our pleasure is, that ... you shal, in any wise, cause suche dredfull execution to be doon upon a good nombre of thinhabitauntes of every towne, village, and hamlet, that have offended in this rebellion, aswell by the hanging of them uppe in trees, as by the quartering of them, and the setting of their heddes and quarters in every towne, greate and small, and in al suche other places, as they may be a ferefull spectacle to all other herafter, that wold practise any like mater: whiche We requyre you to doo, without pitie or respecte, according to our former letters; remembring that it shalbe moche better, that these traitours shulde perishe in their wilfull, unkynde, and traitorous folyes, thenne that so slendre punishment shuld be doon upon them, as the dredde thereof shuld not be a warning to others.”[229]
“Our pleasure is that you will, in any way, carry out such dreadful punishment on a good number of the inhabitants of every town, village, and hamlet, who have participated in this rebellion, both by hanging them from trees and by quartering them, and by placing their heads and quarters in every town, big and small, and in all such other places, so they can be a terrifying sight to anyone else in the future who might consider doing something similar: which we ask you to do, without pity or hesitation, in accordance with our previous letters; remembering that it would be much better for these traitors to perish in their willful, unkind, and treasonous actions than for them to receive such slight punishment that it wouldn’t serve as a warning to others.”[229]
Norfolk was after Henry’s pattern. The rebels were his friends—men with whom he had pledged himself to act shortly before. But he had chosen his side, he had made his bargain, and he earned his pay. He was never weary of boasting of his cruelty toward the defenceless yeomanry:—
Norfolk was following Henry's example. The rebels were his friends—men he had committed to working with just before. But he had made his choice, struck his deal, and earned his pay. He was never tired of bragging about his harshness towards the defenseless farmers:—
“They shall be put to death in every town where they dwelt.... As many as chains of iron can be made for in this town and in the country shall be hanged in them; the rest in ropes. Iron is marvellous scarce.”
“They will be put to death in every town where they lived.... As many as chains of iron can be made for in this town and in the country will be hanged with them; the rest will be hanged with ropes. Iron is incredibly scarce.”
He tried his prisoners by court martial, for he dared not trust the juries. Many of the farmers declared they had been forced to join in the insurrection through threats of violence, and these might have been acquitted. “They say I came out for fear of my life, or for fear of burning my houses and destroying of my wife and children.”[230] But where Henry and Norfolk were concerned there were no acquittals.
He tried his prisoners in a court martial because he didn’t want to rely on the juries. Many of the farmers said they had been threatened with violence to join the uprising, and they might have been cleared. “They claim I joined because I was afraid for my life, or because I was scared they’d burn my house and harm my wife and kids.”[230] But when it came to Henry and Norfolk, there were no acquittals.
224 In the same way Henry destroyed his ministers when he had done with them. Though Cromwell was sagacious, he was less crafty than Henry. Just before his fall the king made him Earl of Essex, and he lived in such complete ignorance of his fate that his disgrace fell like a thunder-bolt. Marillac has described how one day, in the council chamber, Cromwell was arrested without warning, and “moved with indignation, he plucked his hat from his head and threw it wrathfully upon the ground, saying to Norfolk and to the rest of the council assembled, that this was his reward for his services to the king, ... adding that since he was so treated, he renounced all hope, and all he asked of the king his master ... was not to let him languish....”
224 Just like Henry got rid of his ministers when he was finished with them. While Cromwell was wise, he wasn't as cunning as Henry. Right before his downfall, the king made him Earl of Essex, and he was completely unaware of his impending doom, so his disgrace hit him like a lightning strike. Marillac described how, one day in the council chamber, Cromwell was arrested without warning, and “overcome with anger, he took off his hat and threw it violently on the ground, telling Norfolk and the other council members that this was his reward for serving the king, ... adding that since he was treated this way, he gave up all hope, and all he asked of his king was ... not to let him suffer in vain....”
The Duke of Norfolk, having reproached him with all the villanies done by him, tore from him the Order of Saint George, which he wore about his neck; and the admiral, to show himself as much his enemy in adversity as he had been believed to be his friend in prosperity, undid his garter.[231]
The Duke of Norfolk, after confronting him about all his wrongdoings, ripped the Order of Saint George from around his neck. The admiral, wanting to prove he was as much of an enemy in tough times as he had been thought to be a friend in good times, took off his garter. [231]
From one point of view Henry’s vanity was a weakness, for it laid him open to attack, and the diplomatic correspondence is filled with sneers like this of Castillon’s: “Il n’oublye jamais sa grandeur et se taist de celle des autres.”[232] Probably nothing in English civilization has ever equalled the adulation he exacted from his courtiers, and especially from his bishops; yet even this vanity was a source of strength, for it made him insensible to ridicule which would have unnerved Saint Louis.
From one perspective, Henry's vanity was a weakness because it made him vulnerable to criticism, and the diplomatic correspondence is filled with insults like this one from Castillon: “He never forgets his greatness and remains silent about that of others.”[232] Probably nothing in English civilization has ever matched the flattery he demanded from his courtiers, especially from his bishops; yet even this vanity was a source of strength, as it made him immune to mockery that would have shaken Saint Louis.
225 On very scanty evidence, he caused his wife to be arraigned for incest, and during the trial appeared in public so gaily dressed, and after her conviction danced before the Court in such open delight, that Chapuys himself was surprised:—
225 With very little proof, he had his wife charged with incest, and during the trial, he showed up in public dressed so flamboyantly. After she was found guilty, he danced in front of the Court with such obvious joy that even Chapuys was taken aback:—
“There are still two English gentlemen detained on her account, and it is suspected that there will be many more, because the king has said he believed that more than 100 had to do with her. You never saw prince or man who made greater show of his horns or bore them more pleasantly.”[233]
“There are still two English gentlemen held because of her, and it's thought there will be many more, since the king believes that over 100 were involved with her. You’ve never seen a prince or a man who displayed his jealousy more openly or handled it more gracefully.”[233]
His manners, like those of Cromwell and Norfolk, lacked the courtesy which distinguished men, even of his own generation, like Sir Thomas More. He was gluttonous and self-indulgent, and, toward the end of his life, so bloated as to be helpless. His habits were well understood at Court, and suitors tried to approach him in the afternoon, when he was tipsy. Marillac thought his gormandizing would kill him:—
His manners, like those of Cromwell and Norfolk, lacked the courtesy that set apart men of his own generation, like Sir Thomas More. He was greedy and indulgent, and by the end of his life, he was so bloated that he was helpless. His habits were well known at Court, and suitors tried to meet with him in the afternoon when he was drunk. Marillac believed his overeating would be the end of him:—
“There has been little doubt about the king, not so much for the fever as for the trouble with the leg which he has had which trouble seizes him very often because he is very gross, and marvellously excessive in eating and drinking, so that you often find him of a different purpose and opinion in the morning from what you do after dinner.”[234]
“There’s been little doubt about the king, not so much because of the fever but due to the leg issues he keeps having. This problem affects him quite often since he indulges a lot in eating and drinking, so you’ll find his opinions and plans in the morning are often very different from what they are after dinner.”[234]
On May 14, 1538, Castillon wrote:—
On May 14, 1538, Castillon wrote:—
“Furthermore the king has had one of the fistulas on his legs closed, and since ten or twelve days the humors, which have no vent, have taken to stifling him, so much so, that he has been some of the time speechless, the face all black, and in great danger.”[235]
“Additionally, the king has had one of the fistulas on his legs sealed, and for the past ten to twelve days, the fluids that have no outlet have begun to suffocate him, to the point where he has been speechless at times, his face has turned completely black, and he is in great danger.”[235]
226 The most marked characteristic of the feudal aristocracy had been personal courage; but as centralization advanced and a paid police removed the necessity of self-defence, bravery ceased to be essential to success; Henry apparently was not courageous—certainly was not courageous in regard to disease. When most infatuated with Anne Boleyn, she fell ill of the sweating sickness; he fled at once, and wrote from a distance to beg her to fear nothing, as “few or no women ... have died of it.”[236] Marillac declared roundly that, in such matters, the king was “the most timid person one could know.”[237]
226 The most notable trait of the feudal aristocracy had been personal bravery; but as centralization progressed and a paid police force reduced the need for self-defense, courage became less critical for success. Henry didn't seem particularly brave—especially not when it came to illness. When he was most infatuated with Anne Boleyn and she got sick with the sweating sickness, he immediately fled and wrote from a distance to reassure her not to worry, since “few or no women ... have died from it.” [236] Marillac bluntly declared that, in such situations, the king was “the most timid person one could know.” [237]
On the other hand, he was habitually so overbearing as to be brutal to the weak. Lambert was a poor sectary, of whom he determined to make an example. He therefore prepared a solemn function, at which he presided, assisted by the bishops and the other dignitaries of the realm. The accused, when brought before this tribunal, apparently showed some confusion, and Foxe has left a striking description of how Henry tried to heighten this terror. Henry was dressed “all in white,” probably emblematic of his purity as the head of the Church, and his “look, his cruel countenance, and his brows bent into severity, did not a little augment this terror; plainly declaring a mind full of indignation, far unworthy such a prince, especially in such a matter, and against so humble and obedient a subject.”[238]
On the other hand, he was usually so domineering that he was cruel to those who were weaker. Lambert was a poor follower of a religious group, and he decided to make an example out of him. So, he organized a formal event, which he led, with the bishops and other high-ranking officials of the realm by his side. When the accused was brought before this court, he seemed somewhat nervous, and Foxe provided a striking description of how Henry tried to intensify this fear. Henry was dressed "all in white," likely symbolizing his purity as the leader of the Church, and his "expression, his cruel face, and his eyebrows furrowed in severity, only increased this fear; clearly showing a mind full of anger, unworthy of such a prince, especially in this situation, and against such a humble and compliant subject."[238]
227 Gifted with such qualities, Henry could not have failed to be a great religious reformer at the opening of a great economic age. More than five hundred years before, when society hung on the brink of dissolution, the Church sustained centralization by electing Hugh Capet king of France. A century later the armed pilgrimages to Palestine had accelerated the social movement, and consolidation again began. Generation by generation the rapidity of movement had increased, communication had been re-established between the East and West, the mariner’s compass and gunpowder had been introduced into Europe, the attack had mastered the defence, and as the forms of competition slowly changed, capital accumulated, until, at the beginning of the sixteenth century, wealth reached the point where it could lay the foundation of the paid police, the crowning triumph of the monied class.
227 With qualities like these, Henry was destined to be a significant religious reformer at the start of a major economic era. Over five hundred years earlier, when society was on the edge of collapse, the Church maintained central control by electing Hugh Capet as the king of France. A century later, the military pilgrimages to Palestine spurred the social movement, leading to further consolidation. With each generation, the pace of change quickened, communication between the East and West was re-established, and innovations like the mariner’s compass and gunpowder entered Europe. Offense became stronger than defense, and as competition evolved, capital began to accumulate until, by the early sixteenth century, wealth had grown to a level that allowed for the establishment of a paid police force, marking the ultimate victory of the wealthy class.
The Reformation was the victory of this class over the archaic type of man, and with the Reformation the old imaginative civilization passed away; but with all its power the monied intellect has certain weaknesses, and neither in ancient Rome nor modern England have capitalists been soldiers. The Tudor aristocracy was not a martial caste. Lacking physical force, this new nobility feared the ancient farming population, whom they slowly exterminated; and they feared them with reason, for from among the yeomanry Cromwell drew his Ironsides. Therefore one of the chief preoccupations of the Tudor nobility was to devise means to hold this dangerous element in check, and as it could not organize an army, it utilized the Church. The land-owners had other purposes for the priesthood than simply to rob it; they had also to enslave it, and Henry’s title to greatness lies in his having attained both ends.
The Reformation was the triumph of this class over the outdated type of individual, and with the Reformation, the old imaginative way of life faded away; however, the wealthy intellectuals have certain weaknesses, and neither in ancient Rome nor modern England have capitalists been fighters. The Tudor aristocracy was not a military class. Lacking physical strength, this new nobility feared the ancient farming population, whom they gradually wiped out; and they had good reason to be afraid, as Cromwell drew his Ironsides from among the yeomanry. Consequently, one of the main concerns of the Tudor nobility was finding ways to keep this threatening group under control, and since it couldn't organize an army, it turned to the Church. The landowners had other goals for the priesthood beyond just exploiting it; they also aimed to dominate it, and Henry’s claim to greatness rests on his success in achieving both objectives.
228 He not only plundered as no other man has plundered, but he succeeded in assuming the functions of God’s high priest, and becoming Christ’s vicar upon earth. Upon this point there can be no difference of opinion; not only are the formularies of the Church of England clear, but Anglicans themselves admit it. Macaulay was of Henry’s communion; Macaulay is an historian whose opinion on such a point commands respect, and Macaulay has summed up the position of Henry VIII. as the head of the capitalistic hierarchy in these words:—
228 He not only plundered like no one else has ever done, but he also managed to take on the role of God's high priest, becoming Christ's representative on earth. There can be no disagreement on this; the doctrines of the Church of England are clear, and even Anglicans acknowledge it. Macaulay belonged to Henry’s church; he is a respected historian whose views on this matter hold weight, and he has summarized Henry VIII's role as the leader of the capitalist system with these words:—
“What Henry and his favourite counsellors meant, at one time, by the supremacy, was certainly nothing less than the whole power of the keys. The king was to be the pope of his kingdom, the vicar of God, the expositor of Catholic verity, the channel of sacramental graces. He arrogated to himself the right of deciding dogmatically what was orthodox doctrine and what was heresy, of drawing up and imposing confessions of faith, and of giving religious instruction to his people.
“What Henry and his favorite advisors meant, at one point, by supremacy, was certainly nothing less than complete control over spiritual matters. The king was to be the pope of his kingdom, the representative of God, the interpreter of Catholic truth, the source of sacramental blessings. He claimed the right to definitively determine what was considered orthodox doctrine and what was heresy, to create and enforce confessions of faith, and to provide religious education to his people.
“He proclaimed that all jurisdiction, spiritual as well as temporal, was derived from him alone, and that it was in his power to confer episcopal authority, and to take it away....
“He declared that all authority, both spiritual and secular, came from him alone, and that it was within his power to grant and revoke episcopal authority....”
229 “According to this system, as expounded by Cranmer, the king was the spiritual as well as the temporal chief of the nation. In both capacities his Highness must have lieutenants. As he appointed civil officers to keep his seal, to collect his revenues, and to dispense justice in his name, so he appointed divines of various ranks to preach the gospel, and to administer the sacraments. It was unnecessary that there should be any imposition of hands. The king—such was the opinion of Cranmer given in the plainest words,—might, in virtue of authority derived from God, make a priest; and the priest so made needed no ordination whatever.”[239]
229 "According to this system, explained by Cranmer, the king was the spiritual and the temporal leader of the nation. In both roles, he needed deputies. Just as he appointed civil officers to handle his seal, collect his taxes, and administer justice in his name, he also appointed clergy of various ranks to preach the gospel and administer the sacraments. There was no need for any laying on of hands. The king—according to Cranmer’s clear opinion—could, by virtue of authority granted by God, make a priest; and the priest made in this way required no ordination at all.”[239]
Under the Tudors commerce and industry were yet in their infancy. Great Britain still remained substantially agricultural, and capital primarily sought investment in land. The enclosure of the commons and the confiscations of the monastic estates, together formed a gigantic real estate speculation, with which faith had little to do, and which was possible only because force began to express itself through another type of intellect than that which had been able to defend its property during an imaginative age.
Under the Tudors, commerce and industry were still in their early stages. Great Britain was mostly agricultural, and capital mostly looked for investment in land. The enclosure of common lands and the seizure of monastic estates created a huge real estate speculation that had little to do with faith and was only possible because power started to show itself through a different kind of intelligence than what had been able to defend its property during a more creative era.
The commercial community always demanded cheap religion. Under Henry they inclined toward Zwingli, under Elizabeth toward Calvin, under Charles they were Presbyterian; the gentry, on the contrary, were by nature conservative, and favoured orthodoxy as far as their interest in Church plunder permitted them. Henry and Norfolk stood at the head of this class; Norfolk’s conversion to Protestantism has been explained by Chapuys, and Henry remained a bigot to his death.
The business community always wanted affordable religion. Under Henry, they leaned towards Zwingli; under Elizabeth, they favored Calvin; and under Charles, they became Presbyterian. The gentry, on the other hand, were naturally conservative and supported traditional beliefs as much as their interest in church wealth allowed. Henry and Norfolk led this group, and Norfolk’s shift to Protestantism was explained by Chapuys, while Henry held onto his bigotry until he died.
“Shortly before he died, when about to communicate, as he always did, under one kind, he rose up from his chair, and fell on his knees to adore the body of our Lord. The Zwinglians who were present said that his majesty, by reason of his bodily weakness, might make his communion sitting in his chair. The king’s answer was, ‘If I could throw myself down, not only on the ground, but under the ground, I should not then think that I gave honour enough to the most Holy Sacrament.’”[240]
“Shortly before he died, just as he always did when about to take Communion, he got up from his chair and knelt down to honor the body of our Lord. The Zwinglians present suggested that due to his physical weakness, he could take Communion while sitting in his chair. The king replied, ‘If I could throw myself down, not just to the ground, but beneath it, I still wouldn’t think I was honoring the most Holy Sacrament enough.’”[240]
230 As to Norfolk, Chapuys has left his opinion in very plain words:—
230 When it comes to Norfolk, Chapuys has clearly expressed his thoughts:—
“He [Norfolk] has a good deal changed his tune, for it was he alone [in] the Court who showed himself the best of Catholics, and who favoured most the authority of the pope; but he must act in this way not to lose his remaining influence, which apparently does not extend much further than Cromwell wishes.”[241]
“He [Norfolk] has really changed his stance, because he was the only one in the Court who showed himself to be the most devoted Catholic and who supported the authority of the pope the most; but he must behave this way to keep his remaining influence, which clearly doesn’t go much farther than Cromwell wants.”[241]
To attain their end, the rising class, at whose head these two men stood, had to doubly despoil the Church in whose dogmas they believed. They confiscated her lands to enrich themselves, and they suppressed her revenues to buy the support of the traders. Finally, their lack of physical force suggested to them the expedient of seizing on the ecclesiastical organization and filling it with their servants, who should teach the people the religious duty of submission to an authority which distrusted an appeal to arms.
To achieve their goal, the emerging class, led by these two men, had to strip the Church of its resources, despite believing in its teachings. They took its lands to get rich and cut off its income to gain the support of merchants. Ultimately, their lack of military power led them to the strategy of taking over the Church's structure and placing their followers in key positions, who would then instill in the people the religious obligation to obey an authority that was wary of resorting to violence.
As Henry and Norfolk represented the landed magnates, so Cromwell represented the mercantile community; and when the alliance between these two monied interests had been perfected, by the appointment of Cromwell as secretary of state, some time previous to April, 1534, events moved with precision and rapidity. They crowned Anne Boleyn on June 1, 1533; in July the breach between the king and pope became irreparable; in November, 1534, Parliament declared Henry “Supreme Head” of the Church; and in the following winter the whole administration, both civil and ecclesiastical, was concentrated in Cromwell’s hands. He acted with astonishing energy.
As Henry and Norfolk represented the landed elites, Cromwell stood for the business community; and once the connection between these two wealthy groups was solidified by Cromwell’s appointment as secretary of state, some time before April 1534, events unfolded with great precision and speed. They crowned Anne Boleyn on June 1, 1533; by July, the split between the king and the pope became permanent; in November 1534, Parliament named Henry the “Supreme Head” of the Church; and the following winter, the entire administration, both civil and religious, was consolidated in Cromwell’s hands. He operated with remarkable energy.
231 In the autumn of 1535 he set on foot a visitation, preparatory to the dissolution of the convents, and Parliament passed the bill for suppression the next February. Cromwell also, as vicar general, presided over the convocation of Canterbury, which made the first reformation of faith. This convocation met in June, 1536, only shortly before the Pilgrimage of Grace, and, under the fear of violence, Henry and the conservatives were reduced to silence. The evangelical influence for the moment held control, and the “Ten Articles,” the foundation of the “Thirty-nine Articles,” together with the “Institution of a Christian Man,” which were produced, were a great departure from orthodoxy.
231 In the fall of 1535, he initiated a visitation to prepare for the closing of the convents, and Parliament passed the bill for suppression the following February. Cromwell also, as vicar general, led the convocation of Canterbury, which established the first reformation of faith. This convocation met in June 1536, just before the Pilgrimage of Grace, and out of fear of violence, Henry and the conservatives were silenced. For the moment, the evangelical influence was in control, and the “Ten Articles,” which laid the groundwork for the “Thirty-nine Articles,” along with the “Institution of a Christian Man,” marked a significant break from traditional beliefs.
In the fourth article, the dogma of the “Supper” was made broad enough to include Lutherans, and in the sixth, image worship was condemned. On the other hand, “Justification by Faith” began to assume the importance it must always hold in all really Protestant confessions. In one of his homilies Cranmer, at a later time, showed the comparative futility of good works:—
In the fourth article, the belief in the “Supper” was expanded to include Lutherans, and in the sixth, the worship of images was condemned. On the other hand, “Justification by Faith” started to gain the significance it should always have in all genuinely Protestant beliefs. In one of his sermons, Cranmer later illustrated the relative uselessness of good works:—
“A man must needs be nourished by good works; but first he must have faith. He that doeth good deeds, yet without faith, he hath no life. I can shew a man that by faith without works lived, and came to heaven: but without faith never man had life.”[242]
“A man must be nourished by good deeds, but first he must have faith. Someone who does good deeds but lacks faith has no life. I can show you a person who lived by faith without works and reached heaven, but no one has ever had life without faith.”[242]
232 “Never had the Jews, in their most blindness, so many pilgrimages unto images ... as hath been used in our time.... Keeping in divers places, as it were marts or markets of merits; being full of their holy relics, images, shrines, and works of overflowing abundance ready to be sold.... Holy cowls, holy girdles, holy pardons, heads, holy shoes, holy rules, and all full of holiness.... Which were so esteemed and abused to the great prejudice of God’s glory and commandments, that they were made most high and most holy things, whereby to attain to the everlasting life, or remission of sin.”[243]
232 “Never have the Jews, in their most blind moments, made so many pilgrimages to images ... as has been done in our time.... Keeping in various places, like markets for merits; filled with their holy relics, images, shrines, and an overflowing abundance ready to be sold.... Holy chalices, holy belts, holy indulgences, heads, holy shoes, holy rules, all claimed to be full of holiness.... These were so valued and misused to the great detriment of God’s glory and commandments that they became the highest and holiest things through which to achieve eternal life or forgiveness of sins.”[243]
The anti-sacerdotal movement under Henry VIII. culminated in 1536 and 1537, when the country rebelled, and the land-owners were in need of help from the towns. As long as the latter felt uncertain of their grip on Church lands, the radical mercantile interest was permitted to mould doctrine; but when Norfolk had triumphed in the north, and Aske and Darcy had been executed, a reaction set in. In November, 1538, Lambert was burned for denying transubstantiation, and in 1539 the chapter in the statute book[244] which followed that providing for the suppression of the mitred abbeys, re-established auricular confession, communion in one kind, private masses, and, in a word, strict orthodoxy, saving in the single tenet of the royal supremacy. To have conceded that would have endangered property. Twelve months later the landed magnates felt strong enough to discard the tradesmen; the alliance which had carried through the Reformation was dissolved, and Cromwell was beheaded.
The anti-priesthood movement during Henry VIII's reign peaked in 1536 and 1537 when the country revolted, and landowners needed support from the towns. As long as the towns were unsure of their control over Church lands, the radical commercial interests were allowed to shape doctrine; however, after Norfolk had won in the north, and Aske and Darcy were executed, a backlash occurred. In November 1538, Lambert was burned for denying transubstantiation, and in 1539, the chapter in the statute book[244] that followed the one dealing with the suppression of the mitred abbeys reintroduced auricular confession, communion in one kind, private masses, and strict orthodoxy, except for the one principle of royal supremacy. To concede that would have threatened property rights. A year later, the landowners felt strong enough to discard the tradesmen; the alliance that had seen the Reformation through was broken, and Cromwell was executed.
233 Never did pope enforce the worship of the miracle more savagely than did Henry. By the act of the “Six Articles,” the denial of the miracle of the mass was punished by burning and forfeiture of goods, without the privilege of abjuration. Purity of faith could not have been the ideal of reformers.
233 No pope ever pushed for the worship of the miracle as brutally as Henry did. With the “Six Articles,” denying the miracle of the mass was punished by burning and loss of property, with no chance to recant. The goal of reformers couldn’t have been to achieve pure faith.
Until quite recently, Protestants have accepted the tradition that the convents of England were suppressed by the revolt of a people, outraged by the disclosure of abominations perpetrated under the shelter of monasticism. Within a few years, the publication of the British archives has thrown a new and sombre light upon the Reformation. They seem to prove, beyond a doubt, that as Philip dealt with the Templars, so did Henry deal with all the religious orders of his realm.
Until very recently, Protestants have accepted the belief that the convents in England were shut down due to a revolt by a people offended by the revelation of terrible acts committed under the guise of monasticism. In the past few years, the release of British archives has cast a new and dark perspective on the Reformation. They appear to confirm, without a doubt, that just as Philip treated the Templars, Henry treated all the religious orders in his kingdom.
In 1533 Henry’s position was desperate. He confronted not only the pope and the emperor, but all that remained of the old feudal society, and all that survived of the decaying imaginative age. Nothing could resist this combination save the rising power of centralized capital, and Henry therefore had to become the mouthpiece of the men who gave expression to this force.
In 1533, Henry's situation was dire. He faced not only the pope and the emperor but also everything left of the old feudal society and what was left of the fading imaginative era. The only thing that could stand against this alliance was the growing strength of centralized capital, so Henry had to become the spokesperson for those who represented this force.
He needed money, and money in abundance, and Cromwell rose to a practical dictatorship because he was fittest to provide it. On all that relates to Essex, Foxe is an undoubted authority, and Foxe did not hesitate to attribute to Cromwell Henry’s policy at this crisis:—
He needed a lot of money, and Cromwell rose to a practical dictatorship because he was the best person to provide it. When it comes to Essex, Foxe is a reliable source, and Foxe didn't hesitate to ascribe Henry's policy during this time to Cromwell:—
“For so it pleased Almighty God, by means of the said Lord Cromwell, to induce the king to suppress first the chantries, then the friars’ houses and small monasteries, till, at length, all the abbeys in England, both great and less, were utterly overthrown and plucked up by the roots....
“For it pleased Almighty God, through the said Lord Cromwell, to persuade the king to first eliminate the chantries, then the friars’ houses and small monasteries, until finally, all the abbeys in England, both large and small, were completely destroyed and uprooted....
“Of how great laud and praise this man was worthy, and what courage and stoutness was in him, it may hereby evidently appear unto all men, that he alone, through the singular dexterity of his wit and counsel, brought to pass234 that, which, even unto this day no prince or king, throughout all Europe, dare or can bring to pass. For whereas Brittania alone, of all other nations, is and hath been, of her own proper nature, most superstitious; this Cromwell, being born of a common or base stock, through a divine method or policy of wit and reason received, suffered, deluded, brake off, and repressed, all the policies, trains, malice, and hatred of friars, monks, religious men, and priests, of which sort there was a great rabble in England.”[245]
"Of how much praise and recognition this man deserves, and the courage and strength he possessed, is clear to everyone that he alone, through his unique skill and wisdom, accomplished something that no prince or king in all of Europe dares to achieve even today. For whereas Britain alone, among all nations, has been deeply superstitious by nature, this Cromwell, born from humble beginnings, through a divine strategy of wit and reasoning, managed to overcome, outsmart, disrupt, and suppress all the schemes, malice, and hostility of friars, monks, religious people, and priests, of which there was a large crowd in England."[245]
Cromwell’s strength lay in his superiority to those scruples of truth and honour which hamper feebler men. He did what circumstances demanded. His object, like Philip’s, was to blacken his victims that he might destroy them, and, to gather the evidence, he chose instruments adapted to the work. To have used others would have demonstrated himself unfit. Mr. Gairdner has remarked in his preface to the tenth volume of the Calendar: “We have no reason indeed to think highly of the character of Cromwell’s visitors.”[246] This opinion of Mr. Gairdner is supported by all the evidence extant. Thomas Legh, one of the commissioners, not only always took bribes, but, having been appointed master of Sherburn Hospital, administered it “to the utter disinheritance, decay and destruction of the ancient and godly foundation of the same house.”[247] Henry probably thought him dishonest, since he had his accounts investigated. Even Legh’s colleague, Ap Rice, though venal himself, and in great fear of being murdered for his treachery, denounced him in set terms to Cromwell:—
Cromwell’s strength came from his ability to rise above the concerns of truth and honor that burden weaker individuals. He did what the situation required. His goal, like Philip’s, was to tarnish his victims so he could eliminate them, and to gather the evidence, he selected tools suited for the task. Using anyone else would have shown he was unfit. Mr. Gairdner mentioned in his preface to the tenth volume of the Calendar: “We have no reason indeed to think highly of the character of Cromwell’s visitors.”[246] This view from Mr. Gairdner is backed by all available evidence. Thomas Legh, one of the commissioners, not only consistently took bribes, but, after being appointed master of Sherburn Hospital, managed it “to the utter disinheritance, decay and destruction of the ancient and godly foundation of the same house.”[247] Henry likely considered him dishonest since he had his accounts examined. Even Legh’s colleague, Ap Rice, despite being corrupt himself and terrified of being killed for his betrayal, explicitly condemned him to Cromwell:—
“And surely he asketh no less for every election than £20 as of duty, which in my opinion is too much, and above any duty that was ever taken heretofore. Also in his visitations he refuseth many times his reward, though it be competent, for that they offer him so little and maketh them to send after him such rewards as may please him, for surely religious men were never afraid so much of Dr. Allen as they be of him, he useth such rough fashion with them.”[248]
“And he definitely asks for at least £20 for every election as a duty, which I think is too much and more than any duty that’s been required before. Also, during his visitations, he often refuses his payment, even when it’s reasonable, because they offer him so little, making them send after him rewards that might actually please him. Truly, religious men have never been as afraid of Dr. Allen as they are of him; he treats them quite harshly.”[248]
The next day, however, Ap Rice, in alarm lest his frankness might lead to his assassination, wrote to beg his master to be cautious:—
The next day, however, Ap Rice, worried that his honesty might get him killed, wrote to ask his master to be careful:—
“Forasmuch as the said Mr. Doctor is of such acquaintance and familiarity with many rufflers and serving men, ... I having commonly no great assistance with me when I go abroad, might take perchance irrevocable harm of him or his ere I were aware. Please keep secret what I have said.”[249]
“For since Mr. Doctor knows a lot of tough characters and servants, ... I usually don’t have much help with me when I go out, so I could possibly come to serious harm from him or his crew before I even realize it. Please keep what I’ve said confidential.”[249]
Ap Rice himself had been in difficulty, and Legh had exposed him, for he admitted being “so abashed” at the accusation he could make no defence. He had, also, certainly done something which put him in the power of Cromwell, for he wrote: I know “from my own experience how deadly it is for any man to incur your displeasure, which I would not wish for my greatest enemy.”[250]
Ap Rice had found himself in trouble, and Legh had called him out, as he confessed to being “so embarrassed” by the accusation that he couldn’t defend himself. He had also definitely done something that put him at Cromwell's mercy, because he wrote: I know “from my own experience how deadly it is for any man to incur your displeasure, which I would not wish for my greatest enemy.”[250]
236 The testimony of such witnesses would be of doubtful value, even had they expressed themselves freely; but the government only tolerated one form of report. A good example of the discipline enforced is to be found in Layton’s correspondence. He incautiously praised the Abbot of Glastonbury, and was reprimanded by Cromwell, for he wrote to excuse himself:—
236 The testimony from these witnesses would be questionable, even if they had spoken openly; however, the government only accepted one type of report. A good example of the strict control in place can be seen in Layton’s letters. He carelessly complimented the Abbot of Glastonbury and was scolded by Cromwell, leading him to write an apology:—
“Whereas I understand by Mr. Pollard you much marvel why I would ... so greatly praise ... the abbot of Glaston.... So that my excessive and indiscrete praise ... must needs now redound to my great folly and untruth, and cannot ... but much diminish my credit towards his majesty, and even so to your lordship.... And although they be all false, feigned, flattering hypocritical knaves, as undoubtedly there is none other of that sort. I must therefore now at this my necessity, most humbly beseech your lordship to pardon me for that my folly then committed ... and of your goodness to mitigate the king’s highness majesty in the premisses.”[251]
“Mr. Pollard mentioned that you’re quite puzzled about why I would praise the abbot of Glaston so highly. My excessive and thoughtless praise must seem foolish and untrue, and it can only hurt my reputation with his majesty, and also with you, my lord. Even if they are all deceitful, false, flattering hypocrites—of which there’s no doubt—I must now plead with you to forgive my earlier foolishness and, if you could, to lessen the king’s disapproval regarding this matter.”[251]
The charges made by the visitors are of a kind notoriously difficult to prove, even with ample time, and with trained investigators. Cromwell’s examination was carried on by men of small worth, and in hot haste; no opportunity was given for more than a cursory inspection of the premises and the inmates:—
The accusations made by the visitors are notoriously hard to prove, even with plenty of time and trained investigators. Cromwell’s inquiry was conducted by people of little value and in a rush; there was no chance for more than a quick look at the property and the residents:—
“This day we leave Bath for Kensam, where we shall make an end by Tuesday, and then go on toward Maiden Bradley, within two miles of which is a charterhouse called Wittame, and Bruton Abbey seven miles, and Glastonbury seven miles.... If you tarry with the king eight days we shall dispatch all the houses above named.”[252]
“This day we leave Bath for Kensam, where we’ll wrap things up by Tuesday, and then head toward Maiden Bradley. Within two miles is a charterhouse called Wittame, and Bruton Abbey is seven miles away, while Glastonbury is also seven miles away... If you stay with the king for eight days, we’ll take care of all the places mentioned above.”[252]
237 The visitation began in August, 1535, and ended in February, 1536. During these six months, four or five men, often travelling together, undertook to examine one hundred and fifty-five houses scattered all over England. “To judge by the proportion in Yorkshire,” says Mr. Gairdner, “the visitors examined only about four out of ten.”[253] So far as can be ascertained, the evidence upon which the reports were based was generally of the flimsiest kind; either the scandal of some discontented monk or nun, or the tattle of servants. There was a striking instance of this at a nunnery in Chicksand, where Layton accused two nuns of incontinence, although “the two prioresses would not confess this, neither the parties, nor any of the nuns, but one old beldame.”[254]
237 The visitation started in August 1535 and wrapped up in February 1536. Over these six months, four or five men, often traveling together, set out to inspect one hundred and fifty-five houses scattered across England. “Based on the numbers in Yorkshire,” says Mr. Gairdner, “the visitors checked only about four out of ten.”[253] As far as can be determined, the evidence for the reports was mostly flimsy; typically based on the complaints of disgruntled monks or nuns or gossip from servants. A notable example of this occurred at a nunnery in Chicksand, where Layton accused two nuns of unchastity, despite the fact that “the two prioresses wouldn’t admit this, nor would the accused or any of the other nuns, except for one old woman.”[254]
When nothing could be elicited, the accused were deemed in a conspiracy. At Newark the house seemed well ordered, and nothing questionable appeared on the surface, therefore Layton charged the monks with being “confederyde,” but he added that he would object various horrible crimes against them, “which I have learnt from others. What I shall find I cannot tell.”[255]
When nothing could be brought to light, the accused were considered part of a conspiracy. In Newark, the house seemed to be well-kept, and nothing suspicious was visible on the surface, so Layton accused the monks of being in cahoots, but he added that he would claim various terrible crimes against them, “which I have heard from others. What I will uncover, I cannot say.”[255]
238 Where silence was taken as confession, the nuns especially fared ill. Very generally they were too frightened, or too disgusted, to answer. Even if such evidence were uncontradicted, no great weight could attach to it, but it happens that there is much on the other side. Not to speak of the episcopal visitations, which were carried on as part of the discipline of the Church, Henry’s own government subsequently appointed boards of commissioners composed of country gentlemen, and these boards, which made examinations at leisure in five counties, formed conclusions generally favourable to the ecclesiastics. Two examples will suffice to show the discrepancy between the views of the men whom Cromwell did, and did not control. At Geradon in Leicestershire, Cromwell’s board reported a convent of White Cistercians, which contained five monks addicted to sodomy with ten boys.[256] The second board described the same corporation as “of good conversation, and God’s service well maintained.”[257]
238 Where silence was seen as an admission of guilt, the nuns particularly had it tough. Generally, they were either too scared or too repulsed to respond. Even if such claims went unchallenged, they wouldn’t carry much weight, but there’s a lot of evidence on the other side. Besides the episcopal visitations, which were part of the Church’s discipline, Henry’s own government later appointed commissions made up of local gentlemen, and these commissions, which conducted thorough examinations in five counties, usually came to conclusions that favored the church officials. Two examples will highlight the difference between the opinions of those Cromwell influenced and those he didn’t. At Geradon in Leicestershire, Cromwell’s board reported a convent of White Cistercians with five monks involved in sodomy with ten boys.[256] The second board described the same institution as “of good reputation, and God’s service well maintained.”[257]
No one familiar with the development of police during the later Middle Ages, could have much doubt that, on the whole, the discipline of the convents would correspond pretty accurately with the prevailing tone of society, and that, although asceticism and enthusiasm might have declined since the twelfth century, subordination to authority would have increased with the advance of centralization. Rebellious monks, like those who tried to murder Abélard, would certainly have been rarer at the time of the Reformation than at the opening of the crusades.
No one who knows about the development of police during the late Middle Ages would doubt that, for the most part, the discipline in the convents would closely match the overall tone of society. Even though asceticism and enthusiasm might have decreased since the twelfth century, obedience to authority would have increased with the rise of centralization. Rebellious monks, like those who attempted to kill Abélard, would definitely have been less common at the time of the Reformation than at the beginning of the crusades.
239 The crime of the English monks, like the crime of the Templars, was defenceless wealth; and, like the Templars, they fared hardly in proportion to their devotion and their courage. The flexible and the corrupt, who betrayed their trust, received pensions or promotion; the Carthusians, against whose stern enthusiasm torments were powerless, perished as their predecessors had perished in the field of Saint Antoine.
239 The crime of the English monks, similar to that of the Templars, was their unprotected wealth; and just like the Templars, they faced harsh treatment in relation to their dedication and bravery. Those who were flexible and corrupt, who betrayed their trust, were rewarded with pensions or promotions; the Carthusians, whose fierce commitment could not be broken by torture, died as their predecessors had before them in the field of Saint Antoine.
The attack of Cromwell’s hirelings resembled the onslaught of an invading army. The convents fared like conquered towns; the shrines were stripped and the booty heaped on carts, as at the sack of Constantinople. Churches were desecrated, windows broken, the roofs stripped of lead, the bells melted, the walls sold for quarries. Europe overflowed with vestments and altar ornaments, while the libraries were destroyed. Toward the end of 1539 Legh reached Durham, and the purification of the sanctuary of Saint Cuthbert may be taken as an example of the universal spoliation:—
The attack by Cromwell’s hired men was like an invasion by an army. The convents were treated like conquered cities; the shrines were stripped bare and the loot piled into carts, just like during the sack of Constantinople. Churches were desecrated, windows were broken, roofs were stripped of lead, bells were melted down, and the walls were sold for stone. Europe was flooded with vestments and altar decorations, while libraries were destroyed. By the end of 1539, Legh arrived in Durham, and the cleansing of the sanctuary of Saint Cuthbert serves as a clear example of the widespread looting:—
“After the spoil of his ornaments and jewels, coming nearer to his sacred body, thinking to have found nothing but dust and bones, and finding the chest that he did lie in, very strongly bound with iron, then the goldsmith did take a great forge-hammer of a smith, and did break the said chest open.
“After taking his ornaments and jewels, getting closer to his sacred body, expecting to find only dust and bones, and discovering the chest he lay in, which was securely bound with iron, the goldsmith grabbed a large forge hammer and broke the chest open.”
“And when they had opened the chest, they found him lying whole, uncorrupt, with his face bare, and his beard as it had been a fortnight’s growth, and all his vestments upon him, as he was accustomed to say mass withall, and his meet wand of gold lying beside him.
“And when they had opened the chest, they found him lying intact, uncorrupted, with his face uncovered, and his beard as if it had grown for two weeks, and all his garments on him, as he usually wore when saying mass, and his suitable gold staff lying beside him.
“Then, when the goldsmith did perceive that he had broken one of his legs, when he did break open the chest, he was very sorry for it and did cry, ‘Alas, I have broken one of his legs.’
“Then, when the goldsmith realized he had broken one of his legs while breaking open the chest, he was very upset about it and cried, ‘Oh no, I have broken one of his legs.’”
240 By the statute of 1536, only those convents were suppressed which were worth less than £200 a year, or which, within twelve months after the passage of the act, should be granted to the king by the abbot. This legislation spared the mitred abbeys, and as long as any conventual property remained undivided, the land-owners kept Cromwell in office, not feeling, perhaps, quite sure of their capacity to succeed alone.
240 According to the law from 1536, only those convents that brought in less than £200 a year were shut down, or those that, within twelve months after the law was passed, would be handed over to the king by the abbot. This law protected the mitred abbeys, and as long as any communal property stayed undivided, the landowners supported Cromwell in his position, possibly not feeling entirely confident in their ability to manage on their own.
In 1539 it had proved impossible to force the three great abbots of Glastonbury, Reading, and Colchester into a surrender to the Crown, and accordingly Cromwell devised an act to vest in Henry such conventual lands as should be forfeited through attainder. Then he indicted the abbots for treason, and thus sought to bring the estates they represented constructively within the statute. The fate of Abbot Whiting, whom Layton incautiously praised, will do for all. He was eighty when he died, and his martyrdom is unusually interesting, as it laid the fortune of the great house of Bedford, one of the most splendid of modern dukedoms.
In 1539, it became impossible to force the three major abbots of Glastonbury, Reading, and Colchester to surrender to the Crown. So, Cromwell created a law to transfer any conventual lands that were forfeited due to attainder to Henry. He then charged the abbots with treason, aiming to bring the estates they represented under the law. The case of Abbot Whiting, whom Layton carelessly praised, serves as a prime example. He was eighty when he died, and his martyrdom is particularly interesting because it impacted the wealth of the great house of Bedford, one of the most prestigious dukedoms in modern times.
The commissioners came unexpectedly, and found the old monk at a grange at Sharpham, about a mile from Glastonbury. On September 19 they apprehended him, searched his apartment, and finding nothing likely to be of service, sent him up to London for Cromwell to deal with, though he was “very weak and sickly.” Cromwell lodged him in the Tower, and examined him, apparently in a purely perfunctory fashion, for the government had decided on its policy. The secretary of state simply jotted down a memorandum to see “that the evidence be well sorted and the indictments well drawn,” and left the details of the murder to John Russell, a man thoroughly to be trusted. Cromwell’s only anxiety was about the indictments, and he had “the king’s241 learned counsel” with him “all day” discussing the matter. Finally they decided, between them, that it would be better to proceed at Glaston, and Whiting was sent to Somersetshire to be dealt with by the progenitor of a long line of opulent Whig landlords.
The commissioners showed up unexpectedly and found the old monk at a farm in Sharpham, about a mile from Glastonbury. On September 19, they arrested him, searched his room, and after finding nothing useful, sent him to London for Cromwell to handle, even though he was "very weak and sick." Cromwell had him stay in the Tower and questioned him, apparently just going through the motions, since the government had already decided on its approach. The secretary of state simply made a note to ensure "that the evidence be well sorted and the indictments well drawn," and left the specifics of the murder case to John Russell, a man who was completely trustworthy. Cromwell’s only concern was about the indictments, and he spent "the whole day" discussing the issue with "the king’s learned counsel." In the end, they concluded it would be better to proceed in Glastonbury, and Whiting was sent to Somersetshire to be handled by the ancestor of a long line of wealthy Whig landlords.
In superintending the trial, Russell showed an energy and judgment which won its reward. On the 14th of November, when the invalid reached Wells, he wrote that he had provided for him “as worshipful a jury as was ever charged here these many years. And there was never seen in these parts so great appearance as were here at this present time, and never better willing to serve the king.”[261] Russell wasted no time. He arranged for the trial one day and the execution the next. “The Abbot of Glastonbury was arraigned, and the next day put to execution with two other of his monks, for the robbing of Glastonbury church.”[262]
In overseeing the trial, Russell demonstrated energy and judgment that earned him recognition. On November 14th, when the sick man arrived in Wells, he wrote that he had arranged for him “one of the most esteemed juries to have been assembled here in many years. There has never been such a large turnout as there is now, and never more willing to serve the king.”[261] Russell acted quickly. He set up the trial for one day and the execution for the next. “The Abbot of Glastonbury was charged, and the following day executed along with two other monks for robbing Glastonbury church.”[262]
He had the old man bound on a hurdle and dragged to the top of Tor Hill, “but ... he would confess no more gold nor silver, nor any other thing more than he did before your Lordship in the Tower.... And thereupon took his death very patiently, and his head and body bestowed in like manner as I certified your lordship in my last letter.”[263] “One quarter standeth at Wells, another at Bath, and at Ilchester and Bridgewater the rest. And his head upon the abbey gate at Glaston.”[264]
He had the old man tied up on a hurdle and dragged to the top of Tor Hill, “but ... he wouldn’t confess to any more gold or silver, or anything else beyond what he had already told your Lordship in the Tower.... And then he accepted his death very calmly, and his head and body were disposed of just like I informed your Lordship in my last letter.”[263] “One quarter is at Wells, another at Bath, and the rest are at Ilchester and Bridgewater. And his head is on the abbey gate at Glaston.”[264]
On the 17th of the following April, Henry created Cromwell Earl of Essex, preparatory to slaughtering242 him. Within two months the new earl was arrested by his bitterest enemy, the Duke of Norfolk, the chief of the landed interest; on the 28th of July he lost his head on Tower Hill, and his colossal fortune fed the men who had divided the body of Whiting.
On April 17th of the following year, Henry made Cromwell the Earl of Essex, getting ready to execute242 him. Within two months, the new earl was arrested by his fiercest enemy, the Duke of Norfolk, who was the leader of the landed interest. On July 28th, he was beheaded on Tower Hill, and his massive fortune benefited the men who had dismembered Whiting's body.
CHAPTER IX
THE EVICTION OF THE YEOMEN
Like primitive Rome, England, during the Middle Ages, had an unusually homogeneous population of farmers, who made a remarkable infantry. Not that the cavalry was defective; on the contrary, from top to bottom of society, every man was a soldier, and the aristocracy had excellent fighting qualities. Many of the kings, like Cœur-de-Lion, Edward III., and Henry V., ranked among the ablest commanders of their day; the Black Prince has always been a hero of chivalry; and earls and barons could be named by the score who were famous in the Hundred Years’ War.
Like primitive Rome, England during the Middle Ages had a remarkably uniform population of farmers, who formed an impressive infantry. The cavalry was not lacking; in fact, from the highest to the lowest ranks of society, every man was a soldier, and the aristocracy showed great fighting skills. Many kings, such as Richard the Lionheart, Edward III, and Henry V, were among the most skilled commanders of their time; the Black Prince has always been celebrated as a hero of chivalry; and there were many earls and barons known for their fame in the Hundred Years’ War.
Yet, although the English knights were a martial body, there is nothing to show that, on the whole, they surpassed the French. The English infantry won Crécy and Poitiers, and this infantry, which was long the terror of Europe, was recruited from among the small farmers who flourished in Great Britain until they were exterminated by the advance of civilization.
Yet, even though the English knights were a military group, there’s no evidence that, overall, they were better than the French. The English infantry won at Crécy and Poitiers, and this infantry, which was long feared across Europe, was made up of small farmers who thrived in Great Britain until they were wiped out by the progress of civilization.
244 As long as the individual could at all withstand the attack of the centralized mass of society, England remained a hot-bed for breeding this species of man. A mediæval king had no means of collecting a regular revenue by taxation; he was only the chief of the free-men, and his estates were supposed to suffice for his expenditure. The revenue the land yielded consisted of men, not money, and to obtain men, the sovereign granted his domains to his nearest friends, who, in their turn, cut their manors into as many farms as possible, and each farmer paid his rent with his body.
244 As long as individuals could resist the pressure of the centralized society, England remained a hotbed for producing this kind of person. A medieval king had no way of collecting regular tax revenue; he was merely the leader of free men, and his lands were expected to cover his expenses. The income from the land came in the form of people, not money, and to secure manpower, the king granted his lands to his closest friends, who then divided their estates into as many farms as possible, with each farmer paying their rent with their labor.
A baron’s strength lay in the band of spears which followed his banner, and therefore he subdivided his acres as much as possible, having no great need of money. Himself a farmer, he cultivated enough of his fief to supply his wants, to provide his table, and to furnish his castle, but, beyond this, all he kept to himself was loss. Under such a system money contracts played a small part, and economic competition was unknown.
A baron's strength came from the group of soldiers who followed him, so he divided his land as much as he could, not needing much money. As a farmer himself, he grew enough on his estate to meet his needs, provide for his table, and stock his castle, but anything beyond that was just wasted. With this setup, money wasn’t very important, and economic competition didn’t exist.
The tenants were free-men, whose estates passed from father to son by a fixed tenure; no one could underbid them with their landlord, and no capitalist could ruin them by depressing wages, for the serfs formed the basis of society, and these serfs were likewise land-owners. In theory, the villains may have held at will; but in fact they were probably the descendants, or at least the representatives, of the coloni of the Empire, and a base tenure could be proved by the roll of the manorial court. Thus even the weakest were protected by custom, and there was no competition in the labour market.
The tenants were free individuals whose land was passed down from father to son under a fixed arrangement; no one could underbid them with their landlord, and no wealthy investor could ruin them by lowering wages, because these laborers formed the backbone of society, and they were also landowners. In theory, the peasants might have held their lands at will, but in reality, they were likely the descendants, or at least the representatives, of the coloni from the Empire, and a questionable tenure could be verified by the records of the manorial court. Therefore, even the most vulnerable were safeguarded by tradition, and there was no competition in the labor market.
245 The manor was the social unit, and, as the country was sparsely settled, waste spaces divided the manors from each other, and these wastes came to be considered as commons appurtenant to the domain in which the tenants of the manor had vested rights. The extent of these rights varied from generation to generation, but substantially they amounted to a privilege of pasture, fuel, or the like; aids which, though unimportant to large property owners, were vital when the margin of income was narrow.
245 The manor was the main social unit, and since the country had a low population density, there were open spaces separating the manors from one another. These open areas eventually became recognized as common land that the manor tenants had certain rights to. The specifics of these rights changed over time, but generally, they included privileges for grazing, fuel, and similar needs—benefits that, while not significant for large property owners, were essential when income was limited.
During the old imaginative age, before centralization gathered headway, little inducement existed to pilfer these domains, since there was room in plenty, and the population increased slowly, if at all. The moment the form of competition changed, these conditions were reversed. Precisely when a money rent became a more potent force than armed men, may be hard to determine, but certainly that time had come when Henry VIII. mounted the throne, for then capitalistic farming was on the increase, and speculation in real estate already caused sharp distress. At that time the establishment of a police had destroyed the value of the retainer, and competitive rents had generally supplanted military tenures. Instead of tending to subdivide, as in an age of decentralization, land consolidated in the hands of the economically strong, and capitalists systematically enlarged their estates by enclosing the commons, and depriving the yeomen of their immemorial rights.
During the old imaginative age, before centralization gained traction, there was little reason to steal these lands, since there was plenty of space and the population grew slowly, if at all. Once competition changed, those conditions flipped. It’s difficult to pinpoint when money rent became a stronger incentive than armed forces, but that shift certainly happened by the time Henry VIII took the throne, as capitalist farming was on the rise and speculation in real estate was already causing significant problems. At that time, the establishment of a police force diminished the value of traditional retainers, and competitive rents largely replaced military tenures. Instead of breaking up into smaller parcels, as in a decentralized age, land became consolidated in the hands of the economically powerful, and capitalists systematically expanded their estates by enclosing the commons and stripping yeomen of their long-held rights.
The sixteenth-century landlords were a type quite distinct from the ancient feudal gentry. As a class they were gifted with the economic, and not with the martial instinct, and they throve on competition. Their strength lay in their power of absorbing the property of their weaker neighbours under the protection of an overpowering police.
The sixteenth-century landlords were a group quite different from the ancient feudal gentry. As a class, they excelled in economics rather than military skills, and they thrived on competition. Their strength came from their ability to acquire the property of their weaker neighbors with the backing of a strong police force.
246 Everything tended to accelerate consolidation, especially the rise in the value of money. While, even with the debasement of the coin, the price of cereals did not advance, the growth of manufactures had caused wool to double in value. “We need not therefore be surprised at finding that the temptation to sheep-farming was almost irresistible, and that statute after statute failed to arrest the tendency.”[265] The conversion of arable land into pasture led, of course, to wholesale eviction, and by 1515 the suffering had become so acute that details were given in acts of Parliament. Places where two hundred persons had lived, by growing corn and grain, were left desolate, the houses had decayed, and the churches fallen into ruin.[266] The language of these statutes proves that the descriptions of contemporaries were not exaggerated.
246 Everything was speeding up consolidation, especially with money becoming more valuable. While the price of cereals didn't go up even with the coin's devaluation, the growth of manufacturing caused the price of wool to double. "So, it's not surprising that the lure of sheep farming was almost impossible to resist and that law after law couldn't stop this trend."[265] Turning arable land into pasture obviously led to mass eviction, and by 1515 the suffering had become so severe that it was addressed in acts of Parliament. Areas that once supported two hundred people through farming were now deserted, with houses falling apart and churches in ruins.[266] The language of these statutes shows that contemporary accounts were not exaggerated.
“For I myselfe know many townes and villages sore decayed, for yt where as in times past there wer in some town an hundred householdes there remain not now thirty; in some fifty, ther are not now ten; yea (which is more to be lamented) I knowe townes so wholly decayed, that there is neyther sticke nor stone standyng as they use to say.
“For I know many towns and villages that have seriously declined, where in the past there were a hundred households in some towns, and now there are not even thirty; in some there used to be fifty, and now there are not ten; yes, what’s even more tragic is that I know towns that have completely fallen apart, with neither stick nor stone left standing, as they say."
247 “Where many men had good lyuinges, and maynteined hospitality, able at times to helpe the kyng in his warres, and to susteyne other charges, able also to helpe their pore neighboures, and vertuously to bring up theyr children in Godly letters and good scyences, nowe sheepe and conies deuoure altogether, no man inhabiting the aforesayed places. Those beastes which were created of God for the nouryshment of man doe nowe deuoure man.... And the cause of all thys wretchednesse and beggery in the common weale are the gredy Gentylmen, whyche are shepemongers and grasyars. Whyle they study for their owne priuate commoditie, the common weale is lyke to decay. Since they began to be shepe maysters and feders of cattell, we neyther had vyttayle nor cloth of any reasonable pryce. No meruayle, for these forstallars of the market, as they use to saye, haue gotten all thynges so into theyr handes, that the poore man muste eyther bye it at their pryce, or else miserably starue for hongar, and wretchedly dye for colde.”[267]
247 “Where many men used to have decent livelihoods and maintained hospitality, able to help the king in his wars and support other expenses, as well as assist their needy neighbors and raise their children in godly knowledge and good education, now sheep and rabbits have taken over, with no one living in those places. The animals that God created for the nourishment of humans now consume us. And the source of all this misery and poverty in the commonwealth is the greedy gentlemen, who are sheep traders and ranchers. While they focus on their own personal gain, the commonwealth is at risk of declining. Since they became sheep owners and cattle feeders, we have neither had food nor cloth at any reasonable price. No wonder, as these market manipulators have gotten everything into their hands, leaving the poor man with no choice but to buy at their prices or else suffer from hunger and tragically die from the cold.”[267]
The reduction of the acreage in tillage must have lessened the crop of the cereals, and accounts for their slight rise in value during the second quarter of the sixteenth century. Nevertheless this rise gave the farmer no relief, as, under competition, rents advanced faster than prices, and in the generation which reformed the Church, the misery of yeomen had become extreme. In 1549 Latimer preached a sermon, which contains a passage often quoted, but always interesting:—
The decrease in farmland used for farming must have reduced the cereal crop, which explains their slight increase in value during the second quarter of the sixteenth century. However, this increase didn’t help the farmers, as competition caused rents to rise faster than prices, and during the generation that reformed the Church, the suffering of small farmers became severe. In 1549, Latimer gave a sermon that includes a frequently quoted, but still interesting, passage:—
“Furthermore, if the king’s honour, as some men say, standeth in the great multitude of people; then these graziers, inclosers, and rent-rearers, are hinderers of the king’s honour. For where as have been a great many householders and inhabitants, there is now but a shepherd and his dog....
“Furthermore, if the king’s honor, as some people say, relies on having a large number of subjects, then these graziers, enclosures, and landlords are obstructing the king’s honor. Because where there used to be a lot of homeowners and residents, now there’s just a shepherd and his dog....
248 “My father was yeoman, and had no lands of his own, only he had a farm of three or four pound by year at the uttermost, and hereupon he tilled so much as kept half a dozen men. He had walk for a hundred sheep; and my mother milked thirty kine. He was able, and did find the king a harness, with himself and his horse, while he came to the place that he should receive the king’s wages. I can remember that I buckled his harness when he went unto Blackheath field. He kept me to school, or else I had not been able to have preached before the king’s majesty now.
248 “My father was a farmer and didn’t own any land. He ran a farm that made a maximum of three or four pounds a year, which supported about six men. He had enough land to graze a hundred sheep, and my mother milked thirty cows. He was capable and provided the king with armor for himself and his horse while he traveled to receive the king’s pay. I remember buckling his armor when he went to Blackheath field. He paid for my schooling, or else I wouldn’t have been able to preach before the king today.”
“He married my sisters with five pound, or twenty nobles apiece; so that he brought them up in godliness and fear of God. He kept hospitality for his poor neighbours, and some alms he gave to the poor. And all this he did of the said farm, where he that now hath it payeth sixteen pound by year, or more, and is not able to do anything for his prince, for himself, nor for his children, or give a cup of drink to the poor.”[268]
“He married my sisters off with five pounds, or twenty nobles each; so he raised them with piety and reverence for God. He made sure to host his less fortunate neighbors and gave some charity to the poor. He managed all this from the farm, where the current owner pays sixteen pounds a year or more, and is unable to do anything for his king, for himself, or for his children, or even give a drink to the poor.”[268]
The small proprietor suffered doubly: he had to meet the competition of large estates, and to endure the curtailment of his resources through the enclosure of the commons. The effect was to pauperize the yeomanry and lesser gentry, and before the Reformation the homeless poor had so multiplied that, in 1530, Parliament passed the first of a series of vagrant acts.[269] At the outset the remedy applied was comparatively mild, for able-bodied mendicants were only to be whipped until they were bloody, returned to their domicile, and there whipped until they put themselves to labour. As no labour was supplied, the legislation failed, and in 1537 the emptying of the convents brought matters to a climax. Meanwhile Parliament tried the experiment of killing off the unemployed; by the second act vagrants were first mutilated and then hanged as felons.[270]
The small landowner faced serious challenges: he had to compete with large estates and deal with the loss of his resources due to the enclosure of common land. The result was the impoverishment of farmers and lower gentry, and before the Reformation, the number of homeless poor had increased so much that, in 1530, Parliament passed the first in a series of vagrancy laws.[269] Initially, the solution was relatively mild, as able-bodied beggars were only to be whipped until they bled, then sent back home where they would be whipped again until they found work. However, with no work provided, the law was ineffective, and in 1537, the closure of the convents exacerbated the situation. In response, Parliament experimented with ways to eliminate the unemployed; in the second act, vagrants were first mutilated and then hanged as criminals.[270]
In 1547, when Edward VI. was crowned, the great crisis had reached its height. The silver of Potosi had not yet brought relief, the currency was in chaos, labour was disorganized, and the nation seethed with the discontent which broke out two years later in249 rebellion. The land-owners held absolute power, and before they yielded to the burden of feeding the starving, they seriously addressed themselves to the task of extermination. The preamble of the third act stated that, in spite of the “great travel” and “godly statutes” of Parliament, pauperism had not diminished, therefore any vagrant brought before two justices was to be adjudged the slave of his captor for two years. He might be compelled to work by beating, chaining, or otherwise, be fed on bread and water, or refuse meat, and confined by a ring of iron about his neck, arms or legs. For his first attempt at escape, his slavery became perpetual, for his second, he was hanged.[271]
In 1547, when Edward VI was crowned, the major crisis had reached its peak. The silver from Potosi hadn’t yet provided relief, the currency was in disarray, labor was chaotic, and the country was filled with discontent that erupted into rebellion two years later. The landowners had complete power, and before they considered the responsibility of feeding the starving, they seriously focused on the task of extermination. The introduction of the third act claimed that, despite the “great efforts” and “righteous laws” of Parliament, poverty hadn’t decreased. Therefore, any vagrant brought before two justices would be declared the slave of their captor for two years. They could be forced to work through beating, chaining, or other methods, fed only bread and water, or denied meat, and confined with a ring of iron around their neck, arms, or legs. If they attempted to escape once, their slavery would become permanent; if they attempted it twice, they would be hanged.249
Even as late as 1591, in the midst of the great expansion which brought prosperity to all Europe, and when the monks and nuns, cast adrift by the suppression of the convents, must have mostly died, beggars so swarmed that at the funeral of the Earl of Shrewsbury “there were by the report of such as served the dole unto them, the number of 8000. And they thought that there were almost as many more that could not be served, through their unruliness. Yea, the press was so great that divers were slain and many hurt. And further it is reported of credible persons, that well estimated the number of all the said beggars, that they thought there were about 20,000.” It was conjectured “that all the said poor people were abiding and dwelling within thirty miles’ compass of Sheffield.”[272]
Even as late as 1591, during the significant expansion that brought prosperity to all of Europe, and when the monks and nuns, displaced by the closing of the convents, must have mostly passed away, beggars were so numerous that at the funeral of the Earl of Shrewsbury “there were, according to those who served food to them, about 8000. They believed there were almost as many more who could not be fed due to their unruly behavior. Yes, the crowd was so large that several were killed and many injured. Furthermore, it is reported by credible individuals, who estimated the total number of these beggars, that they thought there were around 20,000.” It was speculated “that all these poor people were living within thirty miles of Sheffield.”[272]
250 In 1549, just as the tide turned, insurrection blazed out all over England. In the west a pitched battle was fought between the peasantry and foreign mercenaries, and Exeter was relieved only after a long siege. In Norfolk the yeomen, led by one Kett, controlled a large district for a considerable time. They arrested the unpopular landlords, threw open the commons they had appropriated, and ransacked the manor houses to pay indemnities to evicted farmers. When attacked, they fought stubbornly, and stormed Norwich twice.
250 In 1549, just as things started to change, rebellion broke out all over England. In the west, a fierce battle took place between the peasants and foreign mercenaries, and Exeter was rescued only after a long siege. In Norfolk, the yeomen, led by someone named Kett, took control of a large area for quite some time. They arrested the unpopular landlords, opened up the common lands they had taken, and looted the manor houses to compensate evicted farmers. When they were attacked, they fought fiercely and stormed Norwich twice.
Strype described “these mutineers” as “certain poor men that sought to have their commons again, by force and power taken from them; and that a regulation be made according to law of arable lands turned into pasture.”[273]
Strype described “these mutineers” as “a group of poor men who wanted to regain their shared resources, which had been taken from them by force, and that new rules should be established according to the law regarding arable lands that had been converted to pasture.”[273]
Cranmer understood the situation perfectly, and though a consummate courtier, and himself a creation of the capitalistic revolution, spoke in this way of his patrons:—
Cranmer understood the situation perfectly, and although he was a skilled courtier and a product of the capitalist revolution, he spoke of his patrons in this way:—
“And they complain much of rich men and gentlemen, saying, that they take the commons from the poor, that they raise the prices of all manner of things, that they rule the poverty, and oppress them at their pleasure....
“And they complain a lot about wealthy people and gentlemen, saying that they take away common resources from the poor, that they drive up the prices of everything, that they control the poverty, and oppress them whenever they want....
251 “And although here I seem only to speak against these unlawful assemblers, yet I cannot allow those, but I must needs threaten everlasting damnation unto them, whether they be gentlemen or whatsoever they be, which never cease to purchase and join house to house, and land to land, as though they alone ought to possess and inhabit the earth.”[274]
251 “And even though it might seem like I’m only criticizing these unlawful gatherers, I can’t ignore those who continuously buy and accumulate property, whether they’re gentlemen or anyone else. I have to warn them that they face eternal damnation for thinking they alone should own and live on this Earth.”[274]
Revolt against the pressure of this unrestricted economic competition took the form of Puritanism, of resistance to the religious organization controlled by capital, and even in Cranmer’s time, the attitude of the descendants of the men who formed the line at Poitiers and Crécy was so ominous that Anglican bishops took alarm.
Rebellion against the pressure of unrestrained economic competition manifested as Puritanism, as a pushback against the religious organization dominated by wealth. Even in Cranmer’s era, the stance of the descendants of those who fought at Poitiers and Crécy was so threatening that Anglican bishops became concerned.
“It is reported that there be many among these unlawful assemblies that pretend knowledge of the gospel, and will needs be called gospellers.... But now I will go further to speak somewhat of the great hatred which divers of these seditious persons do bear against the gentlemen; which hatred in many is so outrageous, that they desire nothing more than the spoil, ruin, and destruction of them that be rich and wealthy.”[275]
“It’s been reported that there are many in these illegal gatherings who claim to know the gospel and insist on being called gospellers.... But now I want to address the intense hatred that some of these rebellious individuals have towards the gentlemen; this hatred in many is so extreme that all they want is the plunder, ruin, and destruction of those who are rich and wealthy.”[275]
Somerset, who owed his elevation to the accident of being the brother of Jane Seymour, proved unequal to the crisis of 1449, and was supplanted by John Dudley, now better remembered as Duke of Northumberland. Dudley was the strongest member of the new aristocracy. His father, Edmund Dudley, had been the celebrated lawyer who rose to eminence as the extortioner of Henry VII., and whom Henry VIII. executed, as an act of popularity, on his accession. John, beside inheriting his father’s financial ability, had a certain aptitude for war, and undoubted courage; accordingly he rose rapidly. He and Cromwell understood each other; he flattered Cromwell, and Cromwell lent him money.[276] 252 Strype has intimated that Dudley had strong motives for resisting the restoration of the commons.[277]
Somerset, who rose to power because he was Jane Seymour's brother, struggled during the crisis of 1449 and was replaced by John Dudley, who is better known as the Duke of Northumberland. Dudley was the most powerful member of the new aristocracy. His father, Edmund Dudley, was a famous lawyer who gained notoriety as the extorter for Henry VII., and whom Henry VIII. executed to gain public favor upon taking the throne. John inherited his father’s financial skills and had a knack for military affairs, along with undeniable bravery; as a result, he climbed the ranks quickly. He and Cromwell had a mutual understanding; Dudley flattered Cromwell, and Cromwell lent him money.[276] 252 Strype suggested that Dudley had strong reasons for opposing the restoration of the commons.[277]
In 1547 he was created Earl of Warwick, and in 1549 suppressed Kett’s rebellion. This military success brought him to the head of the State; he thrust Somerset aside, and took the title of Duke of Northumberland. His son was equally distinguished. He became the favourite of Queen Elizabeth, who created him Earl of Leicester; but, though an expert courtier, he was one of the most incompetent generals whom even the Tudor landed aristocracy ever put in the field.
In 1547, he was made Earl of Warwick, and in 1549, he put down Kett’s rebellion. This military success propelled him to the top of the government; he pushed Somerset aside and took the title of Duke of Northumberland. His son was equally notable. He became a favorite of Queen Elizabeth, who made him Earl of Leicester; however, despite being a skilled courtier, he was one of the least capable generals that the Tudor landed aristocracy ever sent into battle.
The disturbances of the reign of Edward VI. did not ripen into revolution, probably because of the relief given by rising prices after 1550; but, though they fell short of actual civil war, they were sufficiently formidable to terrify the aristocracy into abandoning their policy of killing off the surplus population. In 1552 the first statute was passed[278] looking toward the systematic relief of paupers. Small farmers prospered greatly after 1660, for prices rose strongly, very much more strongly than rents; nor was it until after the beginning of the seventeenth century, when rents again began to advance, that the yeomanry once more grew restive. Cromwell raised his Ironsides from among the great-grandchildren of the men who stormed Norwich with Kett.
The disturbances during Edward VI's reign didn't lead to a revolution, likely due to the relief provided by rising prices after 1550. However, while they didn't result in actual civil war, they were enough to scare the aristocracy into stopping their plan to reduce the surplus population. In 1552, the first law was passed[278]aimed at systematically helping the poor. Small farmers thrived significantly after 1660, as prices increased much more than rents did. It wasn't until the early seventeenth century, when rents began to rise again, that the yeomanry started to grow restless once more. Cromwell raised his Ironsides from the descendants of those who stormed Norwich with Kett.
“I had a very worthy friend then; and he was a very noble person, and I know his memory is very grateful to all,—Mr. John Hampden. At my first going out into this engagement, I saw our men were beaten at every hand. I did indeed; and desired him that he would make some additions to my Lord Essex’s army, of some new regiments; and I told him I would be serviceable to him in bringing such men in as I thought had a spirit that would do something in the work. This is very true that I tell you; God knows I lie not. ‘Your troops,’ said I, ‘are most of them old decayed serving-men, and tapsters, and such kind of fellows; and,’ said I, ‘their troops are gentlemen’s sons, younger sons and persons of quality: do you think that the spirits of such base and mean fellows will ever be able to encounter gentlemen, that have honour and courage and resolution in them?’... Truly I did tell him; ‘You must get men of a spirit: ... a spirit that is likely to go on as far as gentlemen will go;—or else you will be beaten still....’
“I had a very worthy friend back then; he was a great person, and I know everyone has fond memories of him—Mr. John Hampden. When I first joined this cause, I saw our men were losing all around us. I really did; and I asked him if he could add some new regiments to Lord Essex’s army. I told him I could help by bringing in people I thought had the drive to make a difference. This is absolutely true; God knows I’m not lying. ‘Your troops,’ I said, ‘are mostly old, worn-out servants, bartenders, and that sort of people; and,’ I added, ‘their troops are the sons of gentlemen, younger sons, and people of quality: do you really think those lowly fellows will ever be able to match up against gentlemen who have honor, courage, and determination?’... Honestly, I told him, ‘You need to recruit men with spirit: ... a spirit that can go as far as the gentlemen will go;—or else you’ll keep losing....’
“He was a wise and worthy person; and he did think that I talked a good notion, but an impracticable one. Truly I told him I could do somewhat in it, ... and truly I must needs say this to you, ... I raised such men as had the fear of God before them, as made some conscience of what they did; and from that day forward, I must say to you, they were never beaten, and wherever they were engaged against the enemy, they beat continually.”[279]
“He was a wise and respectable person, and he believed that I had a good idea, even if it was unrealistic. Honestly, I told him I could make some progress with it, ... and I have to say this to you, ... I gathered people who had a genuine fear of God and were mindful of their actions; and from that day on, I must tell you, they were never defeated, and whenever they confronted the enemy, they constantly prevailed.”[279]
254 Thus, by degrees, the pressure of intensifying centralization split the old homogeneous population of England into classes, graduated according to their economic capacity. Those without the necessary instinct sank into agricultural day labourers, whose lot, on the whole, has probably been somewhat worse than that of ordinary slaves. The gifted, like the Howards, the Dudleys, the Cecils, and the Boleyns, rose to be rich nobles and masters of the State. Between the two accumulated a mass of bold and needy adventurers, who were destined finally not only to dominate England, but to shape the destinies of the world.
254 Over time, the increasing pressure of centralization divided the formerly uniform population of England into classes based on their economic status. Those lacking the necessary skills ended up as agricultural day laborers, whose situation has likely been worse than that of ordinary slaves. The talented individuals, like the Howards, Dudleys, Cecils, and Boleyns, became wealthy nobles and leaders of the State. In between these two groups emerged a large number of daring and struggling adventurers who were ultimately destined not only to dominate England but to influence the fate of the world.
One section of these, the shrewder and less venturesome, gravitated to the towns, and grew rich as merchants, like the founder of the Osborn family, whose descendant became Duke of Leeds; or like the celebrated Josiah Child, who, in the reign of William III., controlled the whole eastern trade of the kingdom. The less astute and the more martial took to the sea, and as slavers, pirates, and conquerors, built up England’s colonial empire, and established her maritime supremacy. Of this class were Drake and Blake, Hawkins, Raleigh, and Clive.
One group of these, the sharper and less adventurous ones, moved to the towns and became wealthy as merchants, like the founder of the Osborn family, whose descendant became the Duke of Leeds; or like the famous Josiah Child, who, during the reign of William III, dominated the entire eastern trade of the kingdom. The less clever and more combative ones went to sea and, as slavers, pirates, and conquerors, helped build England’s colonial empire and established her maritime dominance. This group included Drake, Blake, Hawkins, Raleigh, and Clive.
For several hundred years after the Norman conquest, Englishmen showed little taste for the ocean, probably because sufficient outlet for their energies existed on land. In the Middle Ages the commerce of the island was mostly engrossed by the Merchants of the Steelyard, an offshoot of the Hanseatic league; while the great explorers of the fifteenth and early sixteenth centuries were usually Italians or Portuguese; men like Columbus, Vespucius, Vasco-da-Gama, or Magellan. This state of things lasted, however, only until economic competition began to ruin the small farmers, and then the hardiest and boldest race of Europe were cast adrift, and forced to seek their fortunes in strange lands.
For several hundred years after the Norman conquest, English people had little interest in the ocean, likely because they had enough opportunities to focus on land. During the Middle Ages, most of the island's trade was dominated by the Merchants of the Steelyard, a branch of the Hanseatic league; while the great explorers of the fifteenth and early sixteenth centuries were typically Italians or Portuguese—like Columbus, Vespucius, Vasco da Gama, and Magellan. However, this situation changed when economic competition began to undermine the small farmers, leading the toughest and most adventurous group in Europe to go out and seek their fortunes in distant lands.
255 For the soldier or the adventurer, there was no opening in England after the battle of Flodden. A peaceful and inert bourgeoisie more and more supplanted the ancient martial baronage; their representatives shrank from campaigns like those of Richard I., the Edwards, and Henry V., and therefore, for the evicted farmer, there was nothing but the far-off continents of America and Asia, and to these he directed his steps.
255 For soldiers or adventurers, there were no opportunities in England after the battle of Flodden. An increasingly passive and complacent middle class replaced the old warrior nobility; their leaders avoided campaigns like those of Richard I, the Edwards, and Henry V. As a result, the displaced farmer had no choice but to look towards the distant continents of America and Asia, and that’s where he set his sights.
The lives of the admirals tell the tale on every page. Drake’s history is now known. His family belonged to the lesser Devon gentry, but fallen so low that his father gladly apprenticed him as ship’s boy on a channel coaster, a life of almost intolerable hardship. From this humble beginning he fought his way, by dint of courage and genius, to be one of England’s three greatest seamen; and Blake and Nelson, the other two, were of the same blood.
The lives of the admirals tell the story on every page. Drake’s history is now well-known. His family was part of the lesser gentry in Devon, but had fallen so low that his father willingly apprenticed him as a ship's boy on a coastal ship, a life filled with almost unbearable hardship. From this humble start, he fought his way up, through courage and talent, to become one of England’s three greatest sailors; Blake and Nelson, the other two, came from similar backgrounds.
Sir Humphrey Gilbert was of the same west country stock as Drake; Frobisher was a poor Yorkshire man, and Sir Walter Raleigh came from a ruined house. No less than five knightly branches of Raleigh’s family once throve together in the western counties; but disaster came with the Tudors, and Walter’s father fell into trouble through his Puritanism. Walter himself early had to face the world, and carved out his fortune with his sword. He served in France in the religious wars; afterward, perhaps, in Flanders; then, through Gilbert, he obtained a commission in Ireland, but finally drifted to Elizabeth’s court, where he took to buccaneering, and conceived the idea of colonizing America.
Sir Humphrey Gilbert came from the same background as Drake; Frobisher was a poor guy from Yorkshire, and Sir Walter Raleigh came from a family that had fallen on hard times. There were once five knightly branches of Raleigh’s family thriving together in the western counties, but disaster struck with the Tudors, and Walter’s father got into trouble because of his Puritan beliefs. Walter himself had to confront the world early on and made his fortune by fighting. He served in France during the religious wars; later, he might have served in Flanders; then, through Gilbert, he got a commission in Ireland, but eventually ended up at Elizabeth’s court, where he took up piracy and came up with the idea of colonizing America.
256 A profound gulf separated these adventurers from the landed capitalists, for they were of an extreme martial type; a type hated and feared by the nobility. With the exception of the years of the Commonwealth, the landlords controlled England from the Reformation to the revolution of 1688, a period of one hundred and fifty years, and, during that long interval, there is little risk in asserting that the aristocracy did not produce a single soldier or sailor of more than average capacity. The difference between the royal and the parliamentary armies was as great as though they had been recruited from different races. Charles had not a single officer of merit, while it is doubtful if any force has ever been better led than the troops organized by Cromwell.
256 A huge divide separated these adventurers from the wealthy landowners because they were a very martial group; a group that the nobility both hated and feared. Except during the years of the Commonwealth, the landlords ruled England from the Reformation to the 1688 revolution, a span of one hundred and fifty years. Throughout that lengthy period, it’s safe to say that the aristocracy didn’t produce a single soldier or sailor of above-average skill. The difference between the royal and parliamentary armies was as significant as if they had come from different races. Charles had no officers of real merit, while it’s questionable if any army has ever been led better than Cromwell’s troops.
Men like Drake, Blake, and Cromwell were among the most terrible warriors of the world, and they were distrusted and feared by an oligarchy which felt instinctively its inferiority in arms. Therefore, in Elizabeth’s reign, politicians like the Cecils took care that the great seamen should have no voice in public affairs. And though these men defeated the Armada, and though England owed more to them than to all the rest of her population put together, not one reached the peerage, or was treated with confidence and esteem. Drake’s fate shows what awaited them. Like all his class, Drake was hot for war with Spain, and from time to time he was unchained, when fighting could not be averted; but his policy was rejected, his operations more nearly resembled those of a pirate than of an admiral, and when he died, he died in something like disgrace.
Men like Drake, Blake, and Cromwell were some of the most formidable warriors in the world, and the ruling elite distrusted and feared them, recognizing their own inferiority in combat. As a result, during Elizabeth’s reign, politicians like the Cecils ensured that these great seamen had no say in public affairs. Even though they defeated the Armada and contributed more to England than all the rest of the population combined, not one of them was elevated to the peerage or treated with respect and admiration. Drake’s fate illustrates what awaited them. Like many of his peers, Drake was eager for war with Spain, and he was occasionally unleashed when fighting became unavoidable; however, his strategies were dismissed, his actions resembled those of a pirate more than an admiral, and when he died, it was in a state close to disgrace.
257 The aristocracy even made the false position in which they placed their sailors a source of profit, for they forced them to buy pardon for their victories by surrendering the treasure they had won with their blood. Fortescue actually had to interfere to defend Raleigh and Hawkins from Elizabeth’s rapacity. In 1592 Borough sailed in command of a squadron fitted out by the two latter, with some contribution from the queen and the city of London. Borough captured the carack, the Madre-de-Dios, whose pepper alone Burleigh estimated at £102,000. The cargo proved worth £141,000, and of this Elizabeth’s share, according to the rule of distribution in use, amounted to one-tenth, or £14,000. She demanded £80,000, and allowed Raleigh and Hawkins, who had spent £34,000, only £36,000. Raleigh bitterly contrasted the difference made between himself a soldier, and a peer, or a London speculator. “I was the cause that all this came to the Queen, and that the King of Spaine spent 300,000li the last yere.... I that adventured all my estate, lose of my principall.... I tooke all the care and paines; ... they only sate still ... for which double is given to them, and less then mine own to me.”[280]
257 The aristocracy even turned the false predicament they put their sailors in into a way to profit, as they made them buy forgiveness for their victories by giving up the treasure they had earned through their blood. Fortescue actually had to step in to protect Raleigh and Hawkins from Elizabeth’s greed. In 1592, Borough commanded a squadron outfitted by the two of them, with some funding from the queen and the city of London. Borough captured the cargo ship, the Madre-de-Dios, whose pepper alone Burleigh valued at £102,000. The total cargo was worth £141,000, and according to the usual distribution rules, Elizabeth's share was one-tenth, or £14,000. She demanded £80,000 and gave Raleigh and Hawkins, who had spent £34,000, only £36,000. Raleigh angrily pointed out the unfair treatment between himself as a soldier and the peers or London investors. “I was the reason all this came to the Queen, and that the King of Spain spent £300,000 last year.... I risked all my wealth, losing my principal.... I took all the care and effort; ... they just sat back ... for which they get double and I get less than I deserve.”[280]
258 Raleigh was so brave he could not comprehend that his talent was his peril. He fancied his capacity for war would bring him fame and fortune, and it led him to the block. While Elizabeth lived, the admiration of the woman for the hero probably saved him, but he never even entered the Privy Council, and of real power he had none. The sovereign the oligarchy chose was James, and James imprisoned and then slew him. Nor was Raleigh’s fate peculiar, for, through timidity, the Cavaliers conceived an almost equal hate of many soldiers. They dug up the bones of Cromwell, they tried to murder William III., and they dragged down Marlborough in the midst of victory. Such were the new classes into which economic competition divided the people of England during the sixteenth century, and the Reformation was only one among many of the effects of this profound social revolution.
258 Raleigh was so courageous that he couldn't see his talent was also his downfall. He believed his skills in warfare would earn him fame and fortune, but instead, they led him to execution. While Elizabeth was alive, her admiration for the hero likely saved him, but he never even got a seat on the Privy Council and had no real power. The oligarchy chose James as the sovereign, and James imprisoned and then executed him. Raleigh's fate wasn't unique; out of fear, the Cavaliers developed a similar hatred toward many soldiers. They dug up Cromwell's bones, attempted to assassinate William III., and brought down Marlborough in the midst of his triumph. These were the new social classes that arose from economic competition in England during the sixteenth century, and the Reformation was just one of the many impacts of this significant social upheaval.
In the first fifty-three years of the sixteenth century, England passed through two distinct phases of ecclesiastical reform; the earlier, under Henry, when the conventual property was appropriated by the rising aristocracy; the later, under Edward, when portions of the secular endowments were also seized. Each period of spoliation was accompanied by innovations in doctrine, and each was followed by a reaction, the final one, under Mary, taking the form of reconciliation with Rome. Viewed in connection with the insurrections, the whole movement can hardly be distinguished from an armed conquest of the imaginative by the economic section of society; a conquest which produced a most curious and interesting development of a new clerical type.
In the first fifty-three years of the sixteenth century, England went through two distinct phases of church reform: the first, under Henry, when the convent property was taken over by the rising aristocracy; the second, under Edward, when parts of the secular funds were also claimed. Each phase of appropriation brought changes in doctrine, and each was followed by a backlash, the last one, under Mary, aiming for reconciliation with Rome. When viewed alongside the uprisings, the entire movement can hardly be seen as anything other than an armed conquest of the imaginative by the economic class; a conquest that led to the intriguing development of a new type of clergy.
259 During the Middle Ages, the hierarchy had been a body of miracle-workers, independent of, and at first superior to, the State. This great corporation had subsisted upon its own resources, and had generally been controlled by men of the ecstatic temperament, of whom Saint Anselm is, perhaps, the most perfect example. After the conquest at the Reformation, these conditions changed. Having lost its independence, the priesthood lapsed into an adjunct of the civil power; it then became reorganized upon an economic basis, and gradually turned into a salaried class, paid to inculcate obedience to the representative of an oligarchy which controlled the national revenue. Perhaps, in all modern history, there is no more striking example of the rapid and complete manner in which, under favourable circumstances, one type can supersede another, than the thoroughness with which the economic displaced the emotional temperament, in the Anglican Church, during the Tudor dynasty. The mental processes of the new pastors did not differ so much in degree as in kind from those of the old.
259 During the Middle Ages, the hierarchy was made up of miracle-workers, independent from and initially more powerful than the State. This large organization relied on its own resources and was mostly led by people with an ecstatic temperament, with Saint Anselm being perhaps the best example. After the upheaval of the Reformation, things changed. Having lost its independence, the priesthood became an extension of civil authority; it then restructured itself on an economic foundation and gradually evolved into a paid class, tasked with promoting obedience to representatives of an oligarchy that controlled the national revenue. In all of modern history, there may be no clearer example of how quickly and completely, under favorable conditions, one type can replace another than the way the economic mindset replaced the emotional temperament in the Anglican Church during the Tudor dynasty. The thought processes of the new pastors differed not so much in degree but in kind from those of the old.
Although the spoliations of Edward are less well remembered than those of his father, they were hardly less drastic. They began with the estates of the chantries and guilds, and rapidly extended to all sorts of property. In the Middle Ages, one of the chief sources of revenue of the sacred class had been their prayers for souls in purgatory, and all large churches contained chapels, many of them richly endowed, for the perpetual celebration of masses for the dead; in England and Wales more than a thousand such chapels existed, whose revenues were often very valuable. These were the chantries, which vanished with the imaginative age which created them, and the guilds shared the same fate.
Although Edward's confiscations are less remembered than his father's, they were still quite severe. They started with the properties of the chantries and guilds and quickly spread to all kinds of assets. During the Middle Ages, one of the main sources of income for the clergy was their prayers for souls in purgatory, and large churches typically had chapels, many of which were well-funded, for the ongoing celebration of masses for the deceased; in England and Wales, there were over a thousand such chapels, often yielding significant revenue. These were the chantries, which disappeared along with the creative era that brought them into being, and the guilds met the same fate.
260 Before economic competition had divided men into classes according to their financial capacity, all craftsmen possessed capital, as all agriculturists held land. The guild established the craftsman’s social status; as a member of a trade corporation he was governed by regulations fixing the number of hands he might employ, the amount of goods he might produce, and the quality of his workmanship; on the other hand, the guild regulated the market, and ensured a demand. Tradesmen, perhaps, did not easily grow rich, but they as seldom became poor.
260 Before economic competition split people into classes based on their wealth, all craftsmen had resources, just like all farmers owned land. The guild determined a craftsman's social standing; as part of a trade group, he followed rules that set limits on how many workers he could hire, how much he could produce, and the quality of his work. At the same time, the guild controlled the market and created demand. Tradespeople might not get rich quickly, but they also rarely fell into poverty.
With centralization life changed. Competition sifted the strong from the weak; the former waxed wealthy, and hired hands at wages, the latter lost all but the ability to labour; and, when the corporate body of producers had thus disintegrated, nothing stood between the common property and the men who controlled the engine of the law. By the 1 Edward VI., c. 14, all the possessions of the schools, colleges, and guilds of England, except the colleges of Oxford and Cambridge and the guilds of London, were conveyed to the king, and the distribution thus begun extended far and wide, and has been forcibly described by Mr. Blunt:—
With centralization, life changed. Competition separated the strong from the weak; the strong became wealthy and hired workers for wages, while the weak lost everything except their ability to work. Once the corporate body of producers broke apart, there was nothing standing between the common property and the people who controlled the law. By the 1 Edward VI., c. 14, all the possessions of the schools, colleges, and guilds of England, except for the colleges of Oxford and Cambridge and the guilds of London, were given to the king, and the distribution that started then spread widely and has been vividly described by Mr. Blunt:—
“They tore off the lead from the roofs, and wrenched out the brasses from the floors. The books they despoiled of their costly covers, and then sold them for waste paper. The gold and silver plate they melted down with copper and lead, to make a coinage so shamefully debased as was never known before or since in England. The vestments of altars and priests they turned into table-covers, carpets, and hangings, when not very costly; and when worth more money than usual, they sold them to foreigners, not caring who used them for ‘superstitious’ purposes, but caring to make the best ‘bargains’ they could of their spoil. Even the very surplices and altar linen would fetch something, and that too was seized by their covetous hands.”[281]
“They ripped the lead off the roofs and pulled the brass fittings from the floors. They stripped the books of their valuable covers and then sold them as scrap paper. They melted down gold and silver with copper and lead to create a currency so badly debased that it had never been seen before or since in England. The vestments of altars and priests were turned into tablecloths, carpets, and drapes, unless they were very valuable; in those cases, they sold them to foreigners, not caring who used them for 'superstitious' purposes, but focusing on making the best 'deals' they could from their loot. Even the surplices and altar linen could fetch a price, and that too was taken by their greedy hands.”[281]
These “covetous hands” were the privy councillors. Henry had not intended that any member of the board should have precedence, but the king’s body was not cold before Edward Seymour began an261 intrigue to make himself protector. To consolidate a party behind him, he opened his administration by distributing all the spoil he could lay hands on; and Mr. Froude estimated that “on a computation most favourable to the council, estates worth ... in modern currency about five millions” of pounds, were “appropriated—I suppose I must not say stolen—and divided among themselves.”[282] At the head of this council stood Cranmer, who took his share without scruple. Probably Froude’s estimate is far too low; for though Seymour, as Duke of Somerset, had, like Henry, to meet imperative claims which drained his purse, he yet built Somerset House, the most sumptuous palace of London.
These "greedy hands" were the privy councillors. Henry hadn't planned for any board member to have priority, but the moment the king died, Edward Seymour started a scheme to make himself the protector. To gather support, he kicked off his rule by distributing as much loot as he could get his hands on; Mr. Froude estimated that "in the most favorable calculation for the council, estates worth... in today’s money about five million pounds" were "taken—I guess I shouldn’t say stolen—and split among themselves." At the top of this council was Cranmer, who accepted his share without hesitation. Froude's estimate is probably way too low since, even though Seymour, as Duke of Somerset, had to deal with pressing demands that drained his finances, he still managed to build Somerset House, the most impressive palace in London.
Seymour was put to death by Dudley when he rose to power by his military success in Norfolk. Dudley as well as Cromwell was fitted for the emergency in which he lived; bold, able, unscrupulous and energetic, his party hated but followed him, because without him they saw no way to seize the property they coveted. He too, like Cromwell, allied himself with the evangelical clergy, and under Edward the orthodoxy of the “Six Articles” gave way to the doctrine of Geneva. Even in 1548 Calvin had been able to write to Somerset, thanking God that, through his wisdom, the “pure truth” was preached;[283] but when Dudley administered the government as Duke of Northumberland, bishops did not hesitate to teach that the dogma of the “carnal presence” in the sacrament “maintaineth that beastly kind of cruelty of the ‘Anthropophagi,’ that is, the devourers of man’s262 flesh: for it is a more cruel thing to devour a quick man, than to slay him.”[284]
Seymour was executed by Dudley when he gained power through his military success in Norfolk. Both Dudley and Cromwell were well-suited for the challenges of their time; they were bold, capable, ruthless, and energetic. His party despised him but still followed him because they saw no other way to grab the properties they desired. Like Cromwell, he also allied himself with the evangelical clergy, and during Edward's reign, the orthodoxy of the “Six Articles” gave way to the teachings from Geneva. Even in 1548, Calvin managed to write to Somerset, thanking God that, through his wisdom, the “pure truth” was being preached;[283] but when Dudley ran the government as Duke of Northumberland, bishops didn’t hesitate to preach that the doctrine of the “carnal presence” in the sacrament “fosters that brutal cruelty of the ‘Anthropophagi,’ meaning the eaters of human flesh: for it is a more cruel act to consume a living person than to kill him.”[284]
Dudley resembled Henry and Norfolk in being naturally conservative, for he died a Catholic; but with them all, money was the supreme object, and as they lacked the physical force to plunder alone, they were obliged to conciliate the Radicals. These were represented by Knox, and to Knox the duke paid assiduous court. The Scotchman began preaching in Berwick in 1549, but the government soon brought him to London, and in 1551 made him a royal chaplain, and, as chaplain, he was called upon to approve the Forty-two Articles of 1552. This he could do conscientiously, as they contained the dogmas of election and predestination, original sin, and justification by faith, beside a denial of “the reall and bodilie presence ... of Christes fleshe, and bloude, in the Sacramente of the Lordes Supper.”
Dudley was similar to Henry and Norfolk in being naturally conservative, as he died a Catholic; however, for all of them, money was the main goal. Lacking the physical strength to plunder alone, they needed to win over the Radicals. Knox represented these Radicals, and the duke worked hard to gain his favor. The Scottish preacher started his sermons in Berwick in 1549, but the government quickly brought him to London and made him a royal chaplain in 1551. As chaplain, he was asked to approve the Forty-two Articles of 1552, which he could do with a clear conscience since they included the doctrines of election and predestination, original sin, and justification by faith, along with a rejection of “the real and bodily presence ... of Christ’s flesh and blood in the Sacrament of the Lord’s Supper.”
263 Dudley tried hard to buy Knox, and offered him the See of Rochester; but the duke excited the deepest distrust and dislike in the preacher, who called him “that wretched and miserable Northumberland.” He rejected the preferment, and indeed, from the beginning, bad blood seems to have lain between the Calvinists and the court. Writing at the beginning of 1554, Knox expressed his opinion of the reforming aristocracy in emphatic language, beginning with Somerset, “who became so cold in hearing Godis Word, that the year befoir his last apprehensioun, he wald ga visit his masonis, and wald not dainyie himself to ga frome his gallerie to his hall for heiring of a sermone.”[285] Afterward matters grew worse, for “the haill Counsaile had said, Thay wald heir no mo of thair sermonis: thay wer but indifferent fellowis; (yea, and sum of thame eschameit not to call thame pratting knaves.)”[286]
263 Dudley made a strong effort to win over Knox by offering him the See of Rochester; however, the duke inspired deep distrust and dislike in the preacher, who referred to him as “that wretched and miserable Northumberland.” He turned down the position, and from the start, there seems to have been bad blood between the Calvinists and the court. Writing at the beginning of 1554, Knox openly shared his views on the reforming aristocracy, starting with Somerset, “who became so disengaged in hearing God’s Word that the year before his last capture, he would go visit his masons and wouldn’t even bother to go from his gallery to his hall to listen to a sermon.”[285] Things got worse afterward because “the whole Council had said they would hear no more of their sermons: they were just indifferent people; (yes, and some of them weren’t ashamed to call them prattling knaves.)”[286]
Finally, just before Edward’s death the open rupture came. Knox had a supreme contempt and antipathy for the Lord Treasurer, Paulet, Marquis of Winchester, whom he called a “crafty fox.” During Edward’s life, jeered Knox, “who was moste bolde to crye, Bastarde, bastarde, incestuous bastarde, Mary shall never rule over us,” and now that Mary is on the throne it is to her Paulet “crouches and kneeleth.”[287] In the last sermon he preached before the king he let loose his tongue, and probably he would have quitted the court, even had the reign continued. In this sermon Dudley was Ahithophel, Paulet, Shebna:—
Finally, just before Edward’s death, the open break happened. Knox had nothing but disdain and hatred for the Lord Treasurer, Paulet, Marquis of Winchester, whom he referred to as a “crafty fox.” During Edward’s reign, Knox mocked, “who was bold enough to shout, Bastard, bastard, incestuous bastard, Mary will never rule over us,” yet now that Mary is on the throne, it’s to her that Paulet “crouches and kneels.”[287] In the last sermon he preached before the king, he unleashed his words, and he probably would have left the court, even if the reign had continued. In this sermon, Dudley was Ahithophel, Paulet, Shebna:—
“I made this affirmacion, That commonlye it was sene, that the most godly princes hadde officers and chief counseilours moste ungodlye, conjured enemies to Goddes true religion, and traitours to their princes.... Was David, sayd I, and Ezechias, princes of great and godly giftes and experience, abused by crafty counsailers and dissemblyng hypocrites? What wonder is it then, that a yonge and innocent Kinge be deceived by craftye, covetouse, wycked, and ungodly counselours? I am greatly afrayd, that Achitophel be counsailer, that Judas beare the purse, and that Sobna be scribe, comptroller, and treasurer. This, and somwhat more I spake that daye, not in a corner (as many yet can wytnesse) but even before those whome my conscience judged worthy of accusation.”[288]
“I made this observation, that it often seems that the most righteous princes have the most wicked officers and chief counselors, enemies to God’s true religion and traitors to their rulers.... Was David, I asked, and Hezekiah, princes of great and godly gifts and experience, misled by crafty counselors and deceitful hypocrites? What is so surprising then, that a young and innocent king could be fooled by crafty, greedy, wicked, and ungodly counselors? I am very afraid that Ahithophel is the advisor, that Judas carries the money, and that Shebnah is the scribe, comptroller, and treasurer. This, and a bit more, I said that day, not in private (as many can still testify) but right in front of those whom my conscience judged worthy of accusation.”[288]
Knox understood the relation which men of his stamp bore to Anglicanism. In 1549 much land yet remained to be divided, therefore he and his like were flattered and cajoled until Paulet and his friends should be strong enough to discard them. Faith, in the hands of the monied oligarchy, became an instrument of police, and, from the Reformation downward, revelation has been expounded in England by statute. Hence men of the imaginative type, who could not accept their creed with their stipend, were at any moment in danger of being adjudged heretics, and suffering the extreme penalty of insubordination.
Knox understood the relationship that men like him had with Anglicanism. In 1549, there was still a lot of land left to be divided, so he and others like him were flattered and manipulated until Paulet and his allies were strong enough to get rid of them. Faith, in the hands of the wealthy elite, became a tool for control, and since the Reformation, revelations have been interpreted in England through laws. As a result, imaginative thinkers who couldn’t accept their beliefs along with their pay were always at risk of being labeled heretics and facing severe consequences for dissent.
Docility to lay dictation has always been the test by which the Anglican clergy have been sifted from Catholics and Puritans. To the imaginative mind a faith must spring from a revelation, and a revelation must be infallible and unchangeable. Truth must be single. Catholics believed their revelation to be continuous, delivered through the mouth of an illuminated priesthood, speaking in its corporate capacity. Puritans held that theirs had been made once for all, and was contained in a book. But both Catholics and Puritans were clear that divine truth was immutable, and that the universal Church could not err. To minds of this type, statutes regulating the appearance of God’s body in the elements were not only impious but absurd, and men of the priestly temperament, whether Catholic or Puritan, have faced death in its most appalling forms, rather than bow down before them.
Docility to follow dictation has always been the way to distinguish Anglican clergy from Catholics and Puritans. For an imaginative person, faith must come from a revelation, and such a revelation must be infallible and unchanging. Truth must be singular. Catholics believed their revelation was ongoing, delivered through an enlightened priesthood acting as a whole. Puritans thought theirs was delivered once for all and contained in a book. However, both Catholics and Puritans were clear that divine truth was unchanging and that the universal Church could not be wrong. For such minds, laws governing how God's presence appears in the elements were not only irreverent but ridiculous, and those with a priestly mindset, whether Catholic or Puritan, have chosen to face death in its most horrifying forms instead of submitting to them.
265 Here Fisher and Knox, Bellarmine and Calvin, agreed. Rather than accept the royal supremacy, the flower of the English priesthood sought poverty and exile, the scaffold and the stake. For this, the aged Fisher hastened to the block on Tower Hill; for this, Forest dangled over the embers of the smouldering rood; for this, the Carthusians rotted in their noisome dens. Nor were Puritans a whit behind Catholics in asserting the sacerdotal dignity; “Erant enim blasphemi qui vocarent eum [Henricum VIII.] summum caput ecclesiæ sub Christo,” wrote Calvin, and on this ground the Nonconformists fought the established Church, from Elizabeth’s accession downward.
265 Here, Fisher and Knox, Bellarmine and Calvin, agreed. Instead of accepting the royal authority, the finest of the English clergy chose poverty and exile, facing the scaffold and the stake. For this, the elderly Fisher rushed to the block at Tower Hill; for this, Forest hung over the burning embers of the smoldering cross; for this, the Carthusians suffered in their filthy cells. The Puritans were just as eager as the Catholics in defending the importance of the priesthood; “For there were blasphemers who called him [Henry VIII] the supreme head of the church under Christ,” Calvin wrote, and on this basis, the Nonconformists resisted the established Church, starting from Elizabeth’s reign onward.
The writings of Martin Marprelate only restated an issue which had been raised by Hildebrand five hundred years before; for the advance of centralization had reproduced in England something of the same conditions which prevailed at Constantinople when it became a centre of exchanges. Wherever civilization has reached the point at which energy expresses itself through money, faith must be subordinate to the representative of wealth. Stephen Gardiner understood the conditions under which he lived, and accepted his servitude in consideration of the great See of Winchester. With striking acuteness he cited Justinian as a precedent for Henry:—
The writings of Martin Marprelate simply reiterated an issue that had been raised by Hildebrand five hundred years earlier; the rise of centralization in England created conditions similar to those in Constantinople when it became a hub for trade. Whenever civilization evolves to the point where energy is expressed through money, faith has to take a backseat to the figure representing wealth. Stephen Gardiner was aware of the circumstances of his time and accepted his subservience in light of the importance of the See of Winchester. With remarkable insight, he referred to Justinian as a precedent for Henry:—
“Then, Sir, who did ever disallow Justinian’s fact, that made laws concerning the glorious Trinity, and the Catholic faith, of bishops, of men, of the clergy, of heretics, and others, such like?”[289]
“Then, Sir, who has ever rejected Justinian’s actions, which established laws about the glorious Trinity, the Catholic faith, bishops, people, the clergy, heretics, and others, similar matters?”[289]
266 From the day of the breach with Rome, the British priesthood sank into wage-earners, and those of the ancient clergy who remained in the Anglican hierarchy after the Reformation, acquiesced in their position, as appeared in all their writings, but in none, perhaps, more strikingly than in the Formularies of Faith of Henry VIII., where the episcopal bench submitted their views of orthodoxy to the revision of the secular power:—
266 From the day the split with Rome happened, the British clergy became wage earners, and those in the old clergy who stayed in the Anglican hierarchy after the Reformation accepted their role, as shown in all their writings, but perhaps most clearly in the Formularies of Faith of Henry VIII., where the bishops offered their views on orthodoxy for review by the secular authority:—
“And albeit, most dread and benign sovereign lord, we do affirm by our learnings with one assent, that the said treatise is in all points so concordant and agreeable to holy scripture, as we trust your majesty shall receive the same as a thing most sincerely and purely handled, to the glory of God, your grace’s honour, the unity of your people, the which things your highness, we may well see and perceive, doth chiefly in the same desire: yet we do most humbly submit it to the most excellent wisdom and exact judgment of your majesty, to be recognised, overseen, and corrected, if your grace shall find any word or sentence in it meet to be changed, qualified, or further expounded, for the plain setting forth of your highness’s most virtuous desire and purpose in that behalf. Whereunto we shall in that case conform ourselves, as to our most bounden duties to God and to your highness appertaineth.”
“And although, most revered and kind lord, we confirm by our shared understanding that the mentioned treatise aligns perfectly with holy scripture, we trust your majesty will regard it as something handled with utmost sincerity and purity, glorifying God, honoring your grace, and fostering the unity of your people, which we can clearly see is your highness’s main intent. Yet we humbly submit it to your majesty’s exceptional wisdom and precise judgment to be reviewed and revised, should your grace find any word or sentence in it that needs to be changed, clarified, or further explained, for the clear expression of your highness’s noble desires in this matter. In that case, we will gladly comply, as it is our utmost duty to God and to your highness.”
Signed by “your highness’ most humble subjects and daily beadsmen, Thomas Cantuarien” and all the bishops.[290]
Signed by “your highness’ most humble subjects and daily followers, Thomas of Canterbury” and all the bishops.[290]
267 A Church thus lying at the mercy of the temporal power, became a chattel in the hands of the class which controlled the revenue, and, from the Reformation to the revolution of 1688, this class consisted of a comparatively few great landed families, forming a narrow oligarchy which guided the Crown. In the Middle Ages, a king had drawn his army from his own domain. Cœur-de-Lion had his own means of attack and defence like any other baron, only on a larger scale. Henry VIII., on the contrary, stood alone and helpless. As centralization advanced, the cost of administration grew, until regular taxation had become necessary, and yet taxes could only be levied by Parliament. The king could hardly pay a body-guard, and such military force as existed within the realm obeyed the landlords. Had it not been for a few opulent nobles, like Norfolk and Shrewsbury, the Pilgrims of Grace might have marched to London and plucked Henry from his throne, as easily as William afterward plucked James. These landlords, together with the London tradesmen, carried Henry through the crisis of 1536, and thereafter he lay in their hands. His impotence appeared in every act of his reign. He ran the risk and paid the price, while others fattened on the plunder. The Howards, the Cecils, the Russells, the Dudleys, divided the Church spoil among themselves, and wrung from the Crown its last penny, so that Henry lived in debt, and Edward faced insolvency.
267 A Church that was vulnerable to the temporal power became a possession in the hands of the class that controlled the revenue, and from the Reformation to the revolution of 1688, this class was made up of a relatively small number of powerful landed families, creating a tight oligarchy that influenced the Crown. During the Middle Ages, a king would draw his army from his own territory. Cœur-de-Lion had his own methods of offense and defense just like any other baron, only on a larger scale. Henry VIII, on the other hand, found himself isolated and powerless. As centralization progressed, the cost of administration increased, making regular taxation necessary, but taxes could only be imposed by Parliament. The king could barely afford a bodyguard, and the military forces that existed within the kingdom were loyal to the landlords. If it hadn't been for a few wealthy nobles, like Norfolk and Shrewsbury, the Pilgrims of Grace could have easily marched to London and dethroned Henry, just as William had done to James later on. These landlords, along with the London tradesmen, supported Henry during the crisis of 1536, and from then on, he was in their control. His powerlessness was evident in every action he took during his reign. He took the risks and paid the costs while others profited from the spoils. The Howards, the Cecils, the Russells, and the Dudleys divided the wealth of the Church among themselves and extracted the last penny from the Crown, leaving Henry in debt and Edward on the brink of insolvency.
268 Deeply as Mary abhorred sacrilege, she dared not ask for restitution to the abbeys. Such a step would probably have caused her overthrow, while Elizabeth never attempted opposition, but obeyed Cecil, the incarnation of the spirit of the oligarchy. The men who formed this oligarchy were of totally different type from anything which flourished in England in the imaginative age. Unwarlike, for their insular position made it possible for them to survive without the martial quality, they always shrank from arms. Nor were they numerous enough, or strong enough, to overawe the nation even in quiet times. Accordingly they generally lay inert, and only from necessity allied themselves with some more turbulent faction.
268 As much as Mary hated sacrilege, she couldn't bring herself to ask for the abbeys to be restored. Doing so would likely have led to her downfall, while Elizabeth never opposed anyone; she just followed Cecil, who represented the spirit of the ruling elite. The men who made up this elite were completely different from those who thrived in England during the imaginative age. They were not warlike, as their island location allowed them to survive without martial qualities, so they always avoided conflict. They were also not numerous or powerful enough to intimidate the nation, even in peaceful times. As a result, they usually remained passive and only allied with more aggressive groups when absolutely necessary.
The Tudor aristocracy were rich, phlegmatic, and unimaginative men, in whom the other faculties were subordinated to acquisition, and they treated their religion as a financial investment. Strictly speaking, the Church of England never had a faith, but vibrated between the orthodoxy of the “Six Articles,” and the Calvinism of the “Lambeth Articles,” according to the exigencies of real estate. Within a single generation, the relation Christ’s flesh and blood bore to the bread and wine was changed five times by royal proclamation or act of Parliament.
The Tudor aristocracy were wealthy, unexcitable, and unimaginative men, focused primarily on accumulating more wealth, treating their religion like a financial investment. To be precise, the Church of England never truly had a faith; it fluctuated between the orthodoxy of the “Six Articles” and the Calvinism of the “Lambeth Articles," depending on the needs of land ownership. In just one generation, the relationship between Christ’s flesh and blood and the bread and wine was changed five times through royal decrees or acts of Parliament.
But if creeds were alike to the new economic aristocracy, it well understood the value of the pulpit as a branch of the police of the kingdom, and from the outset it used the clergy as part of the secular administration. On this point Cranmer was explicit.[291] Elizabeth probably represented the landed gentry more perfectly than any other sovereign, and she told her bishops plainly that she cared little for doctrine, but wanted clerks to keep order. She remarked that she had seen it said:—
But if beliefs were the same for the new economic elite, they clearly understood the importance of the pulpit as a part of the kingdom's law enforcement, and right from the beginning, they utilized the clergy as a component of the secular administration. In this regard, Cranmer was very clear. Elizabeth probably represented the landed gentry better than any other ruler, and she openly told her bishops that she was not particularly concerned about doctrine, but wanted clergy to maintain order. She noted that she had heard it said:—
“that hir Protestants themselves misliked hir, and in deede so they doe (quoth she) for I have heard that some of them of late have said, that I was of no religion, neither hot nor cold, but such a one, as one day would give God the vomit.... After this she wished the bishops to look unto private Conventicles, and now (quoth she) I miss my Lord of London who looketh no better unto the Citty where every merchant must have his schoolemaster and nightly conventicles.” [292]
“that their own Protestants were unhappy with her, and indeed they are (she said) because I’ve heard that some of them recently claimed I was of no faith at all, neither warm nor cold, but the kind that would one day make God vomit.... After this, she urged the bishops to pay attention to private gatherings, and now (she said) I miss my Lord of London, who doesn’t keep a better eye on the City where every merchant needs his tutor and has nightly meetings.” [292]
Elizabeth ruled her clergy with a rod of iron. No priest was allowed to marry without the approbation of two justices of the peace, beside the bishop, nor the head of a college without the leave of the visitor. When the Dean of St. Paul’s offended the queen in his sermon, she told him “to retire from that ungodly digression and return to his text,” and Grindall was suspended for disobedience to her orders.
Elizabeth ruled her clergy with an iron fist. No priest could get married without approval from two justices of the peace, in addition to the bishop, nor could the head of a college do so without permission from the visitor. When the Dean of St. Paul’s upset the queen during his sermon, she told him “to stop that sinful digression and get back to his text,” and Grindall was suspended for not following her orders.
In Grindall’s primacy, monthly prayer meetings, called “prophesyings,” came into fashion among the clergy. For some reason these meetings gave the government offence, and Grindall was directed to put a stop to them. Attacked thus, in the priests’ dearest rights, the archbishop refused. Without more ado the old prelate was suspended, nor was he pardoned until he made submission five years later.
In Grindall’s leadership, monthly prayer meetings, called “prophesyings,” became popular among the clergy. For some reason, these meetings upset the government, and Grindall was ordered to put an end to them. Faced with this challenge to the priests’ most cherished rights, the archbishop refused. Without hesitation, the old prelate was suspended, and he was not forgiven until he submitted five years later.
The correspondence of the Elizabethan bishops is filled with accounts of their thraldom. Pilkington, among others, complained that “We are under authority, and cannot make any innovation without the sanction of the queen ... and the only alternative now allowed us is, whether we will bear with these things or disturb the peace of the Church.”[293]
The letters from the Elizabethan bishops are full of stories about their captivity. Pilkington, among others, complained that “We are under authority, and can't make any changes without the queen's approval ... and the only choice we have now is whether to put up with these things or disrupt the peace of the Church.”[293]
270 Even ecclesiastical property continued to be seized, where it could be taken safely; and the story of Ely House, although it has been denied, is authentic in spirit. From the beginning of the Reformation the London palaces of the bishops had been a tempting prize. Henry took York House for himself, Raleigh had a lease of Durham House, and, about 1565, Sir Christopher Hatton, whose relations with the queen were hardly equivocal, undertook to force Bishop Cox to convey him Ely House. The bishop resisted. Hatton applied to the queen, and she is said to have cut the matter short thus:—
270 Even church property continued to be taken whenever it could be done safely; and the story of Ely House, although denied, is true in essence. From the outset of the Reformation, the bishops' London residences were highly sought after. Henry took York House for himself, Raleigh had a lease on Durham House, and around 1565, Sir Christopher Hatton, whose connections with the queen were quite clear, tried to pressure Bishop Cox into transferring Ely House to him. The bishop stood his ground. Hatton went to the queen, and she supposedly ended the discussion like this:—
“Proud prelate: I understand you are backward in complying with your agreement, but I would have you know that I who made you what you are can unmake you, and if you do not forthwith fulfil your engagement, by God, I will immediately unfrock you. Elizabeth.”
“Proud bishop: I know you’re falling short in keeping your promise, but I want you to understand that I, who made you who you are, can take it all away just as easily. If you don’t immediately uphold your end of the deal, I swear, I will kick you out of the clergy. Liz.”
Had the great landlords been either stronger, so as to have controlled the blouse of Commons, or more military, so as to have suppressed it, English ecclesiastical development would have been different. As it was, a knot of ruling families, gorged with plunder, lay between the Catholics and the more fortunate of the evicted yeomen, who had made money by trade, and who hated and competed with them. Puritans as well as Catholics sought to unsettle titles to Church lands:—
Had the powerful landlords been either stronger, allowing them to control the House of Commons, or more militaristic, enabling them to suppress it, the development of the English church would have changed. As it was, a group of ruling families, wealthy from plunder, stood between the Catholics and the more fortunate evicted farmers who got rich through trade and despised and competed with them. Both Puritans and Catholics aimed to challenge the ownership of church lands:—
“It is wonderfull to see how dispitefully they write of this matter. They call us church robbers, devourers of holly things, cormorantes, etc. affirminge that by the lawe of god, things once consecrated to god for the service of this churche, belong unto him for ever.... ffor my owne pte I have some imppriations, etc. & I thanke god I keepe them wth a good conscience, and many wold be ondone. The law appveth us.”[294]
“It’s amazing to see how harshly they write about this issue. They label us as church robbers, destroyers of sacred things, cormorants, and so on, claiming that by the law of God, things once consecrated for the service of this church belong to Him forever.... As for myself, I have some appropriations, etc., and I thank God I keep them with a clear conscience, and many would be ruined. The law supports us.”[294]
Thus beset, the landed capitalists struggled hard to maintain themselves, and, as their best defence, they organized a body of priests to preach and teach the divine right of primogeniture, which became the distinctive dogma of this national church. Such at least was the opinion of the non-jurors, who have always ranked among the most orthodox of the Anglican clergy, and who certainly were all who had the constancy to suffer for their faith. John Lake, Bishop of Chichester, suspended in 1689 for not swearing allegiance to William and Mary, on his death-bed made the following statement:—
Thus surrounded, the wealthy landowners fought hard to hold their ground, and as their best strategy, they formed a group of priests to preach and teach the divine right of inheritance, which became the official belief of this national church. At least, that was the view of the non-jurors, who have always been considered some of the most traditional of the Anglican clergy and who were certainly those who had the determination to suffer for their beliefs. John Lake, Bishop of Chichester, was suspended in 1689 for refusing to swear loyalty to William and Mary, and on his deathbed, he made the following statement:—
“That whereas I was baptized into the religion of the Church of England, and sucked it in with my milk, I have constantly adhered to it through the whole course of my life, and now, if so be the will of God, shall dye in it; and I had resolved through God’s grace assisting me to have dyed so, though at a stake.
“That although I was baptized in the Church of England and grew up with its teachings, I have consistently followed it throughout my life, and now, if it is God's will, I will die in this faith; and I had decided, with God's grace helping me, that I would die this way, even if it meant being burned at the stake.”
“And whereas that religion of the Church of England taught me the doctrine of non-resistance and passive obedience, which I have accordingly inculcated upon others, and which I took to be the distinguishing character of the Church of England, I adhere no less firmly and steadfastly to that, and in consequence of it, have incurred a suspension from the exercise of my office and expected a deprivation.”[295]
“And while the Church of England's teachings gave me the idea of non-resistance and passive obedience, which I have taught to others, and which I believed to be the defining aspect of the Church of England, I remain just as committed to that. As a result, I have faced a suspension from my position and anticipate a removal.”[295]
272 In the twelfth century, the sovereign drew his supernatural quality from his consecration by the priesthood; in the seventeenth century, money had already come to represent a force so predominant that the process had become reversed, and the priesthood attributed its prerogative to speak in the name of the Deity, to the interposition of the king. This was the substance of the Reformation in England. Cranmer taught that God committed to Christian princes “the whole cure of all their subjects, as well concerning the administration of God’s word ... as ... of things political”; therefore bishops, parsons, and vicars were ministers of the temporal ruler, to whom he confided the ecclesiastical office, as he confided the enforcement of order to a chief of police.[296] As a part of the secular administration, the main function of the Reformed priesthood was to preach obedience to their patrons; and the doctrine they evolved has been thus summed up by Macaulay:—
272 In the twelfth century, the king gained his supernatural authority through the priest’s blessing; by the seventeenth century, money had become such a strong influence that this relationship flipped, and the priesthood claimed its right to speak for God based on the king's power. This was the essence of the Reformation in England. Cranmer taught that God entrusted Christian rulers with “the complete care of all their subjects, both in matters of God's word ... and ... political affairs”; thus, bishops, priests, and vicars were seen as agents of the secular leader, to whom they were given the church's responsibilities, just as a chief of police was entrusted with maintaining order. [296] As part of the secular system, the primary role of the Reformed clergy was to promote obedience to their leaders; and the doctrine they established has been summarized by Macaulay:—
“It was gravely maintained that the Supreme Being regarded hereditary monarchy, as opposed to other forms of government, with peculiar favour; that the rule of succession in order of primogeniture was a divine institution, anterior to the Christian, and even to the Mosaic dispensation; that no human power ... could deprive a legitimate prince of his rights; that the authority of such a prince was necessarily always despotic....”[297]
“It was seriously argued that the Supreme Being viewed hereditary monarchy, unlike other types of government, with special favor; that the rule of succession based on primogeniture was a divine institution, prior to Christianity and even to the Mosaic law; that no human power... could take away a legitimate prince's rights; that the authority of such a prince was always inherently despotic....”[297]
273 In no other department of public affairs did the landed gentry show particular energy or ability. Their army was ineffective, their navy unequal to its work, their finances indifferently handled, but down to the time of their overthrow, in 1688, they were eminently successful in ecclesiastical organization. They chose their instruments with precision, and an oligarchy has seldom been more adroitly served. Macaulay was a practical politician, and Macaulay rated the clergy as the chief political power under Charles II:—
273 In no other part of public affairs did the landed gentry show much energy or skill. Their army was ineffective, their navy couldn't get the job done, and their finances were poorly managed. But until their downfall in 1688, they were very successful in organizing the church. They selected their tools carefully, and an oligarchy has rarely been served so skillfully. Macaulay was a practical politician, and he viewed the clergy as the main political power under Charles II:—
“At every important conjuncture, invectives against the Whigs and exhortations to obey the Lord’s anointed resounded at once from many thousands of pulpits; and the effect was formidable indeed. Of all the causes which, after the dissolution of the Oxford Parliament, produced the violent reaction against the exclusionists, the most potent seems to have been the oratory of the country clergy.”[298]
“At every major turning point, harsh criticisms of the Whigs and calls to obey the Lord’s anointed echoed from countless pulpits; and the impact was indeed significant. Of all the factors that, after the dissolution of the Oxford Parliament, led to the strong backlash against the exclusionists, the most powerful appears to have been the speeches of the local clergy.”[298]
For country squires a wage-earning clergy was safe, and although Macaulay’s famous passage describing their fear of an army has met with contradiction, it probably is true:—
For country gentlemen, a clergy that earned a salary was dependable, and although Macaulay’s well-known excerpt about their fear of an army has faced disagreement, it’s likely accurate:—
“In their minds a standing army was inseparably associated with the Rump, with the Protector, with the spoliation of the Church, with the purgation of the Universities, with the abolition of the peerage, with the murder of the King, with the sullen reign of the Saints, with cant and asceticism, with fines and sequestrations, with the insults which Major Generals, sprung from the dregs of the people, had offered to the oldest and most honourable families of the kingdom. There was, moreover, scarcely a baronet or a squire in the parliament who did not owe part of his importance in his own county to his rank in the militia. If that national force were set aside, the gentry of England must lose much of their dignity and influence.”[299]
“In their minds, a standing army was closely tied to the Rump, the Protector, the plundering of the Church, the cleansing of the Universities, the abolition of the peerage, the murder of the King, the dark rule of the Saints, the hypocrisy and strictness, the fines and confiscations, and the insults that Major Generals, coming from the lowest social classes, had inflicted on the oldest and most prestigious families in the kingdom. Additionally, there was hardly a baronet or a squire in parliament who didn’t owe some of his influence in his own county to his position in the militia. If that national force were removed, the gentry of England would lose much of their dignity and power.”[299]
274 The work to be done by the Tudor hierarchy was mercenary, not imaginative; therefore pastors had to be chosen who could be trusted to labour faithfully for wages. Perhaps no equally large and intelligent body of men has ever been more skilfully selected. The Anglican priests, as a body, have uniformly been true to the hand which fed them, without regard to the principles they were required to preach. A remarkable instance of their docility, where loss of income was the penalty for disobedience, was furnished at the accession of William and Mary. Divine right was, of course, the most sacred of Anglican dogmas, and yet, when the clergy were commanded to take the oath of allegiance to him whom they held to be an usurper, as Macaulay has observed, “some of the strongest motives which can influence the human mind, had prevailed. Above twenty-nine thirtieths of the profession submitted to the law.”[300] Moreover, the landlords had the economic instinct, bargaining accordingly, and Elizabeth bluntly told her bishops that they must get her sober, respectable preachers, but men who should be cheap.
274 The work required by the Tudor hierarchy was practical, not creative; so pastors had to be selected who could be relied upon to work honestly for pay. Perhaps no other large and intelligent group of men has ever been chosen so expertly. The Anglican priests, as a group, have consistently remained loyal to the authority that supported them, regardless of the beliefs they were asked to promote. A notable example of their obedience, where a loss of income was the consequence for noncompliance, occurred during the reign of William and Mary. Divine right was, of course, one of the central Anglican doctrines, yet when the clergy were ordered to pledge allegiance to someone they considered an usurper, as Macaulay pointed out, “some of the strongest motives which can influence the human mind, had prevailed. Over twenty-nine thirtieths of the profession complied with the law.”[300] Furthermore, landlords had a keen sense of economics, negotiating accordingly, and Elizabeth straightforwardly told her bishops they needed to find her sober, respectable preachers but at a low cost.
“Then spake my Lord Treasurer.... Her Maty hath declared unto you a marvellous great fault, in that you make in this time of light so many lewd and unlearned ministers.... It is the Bishop of Litchfield ... that I mean, who made LXX. ministers in one day for money, some taylors, some shoemakers, and other craftsmen, I am sure the greatest part of them not worthy to keep horses. Then said the Bp. of Rochester, that may be so, for I know one that made 7 in one day, I would every man might beare his own burthen, some of us have the greatest wrong that can be offred.... But my Lord, if you would have none but learned preachers to be admitted into the ministery, you must provide better livings for them....
“Then spoke my Lord Treasurer.... Her Majesty has pointed out to you a truly serious problem, that at this time of enlightenment, you are appointing so many unqualified and ignorant ministers.... It is the Bishop of Lichfield ... that I’m referring to, who created 70 ministers in one day for money, some tailors, some shoemakers, and other tradespeople; I’m sure most of them aren’t even fit to take care of horses. Then the Bishop of Rochester replied, that might be true, because I know one who made 7 in one day; I wish everyone would carry their own weight, some of us bear the greatest injustices that can be offered.... But my Lord, if you want only educated preachers to be admitted into the ministry, you need to offer them better living conditions....
275 “To have learned ministers in every parish is in my judgmt impossible (quoth my Ld. of Canterbury) being 13,000 parishes in Ingland, I know not how this realm should yield so many learned preachers.
275 “My Lord of Canterbury says it’s impossible to have well-educated ministers in every parish, with 13,000 parishes in England. I don’t see how this country could provide so many knowledgeable preachers.”
“Jesus (quoth the Queen) 13,000 it is not to be looked for, I thinke the time hath been, there hath not been 4. preachers in a diocesse, my meaning is not you should make choice of learned ministers only for they are not to be found, but of honest, sober, and wise men, and such as can reade the scriptures and homilies well unto the people.”[301]
“Jesus (said the Queen) 13,000 it’s not something to expect; I believe there was a time when there weren’t even 4 preachers in a diocese. I don’t mean that you should only choose learned ministers, as they aren’t always available, but rather honest, sober, and wise men—those who can read the scriptures and homilies well to the people.”[301]
The Anglican clergy under the Tudors and the Stuarts were not so much priests, in the sense of the twelfth century, as hired political retainers. Macaulay’s celebrated description is too well known to need full quotation: “for one who made the figure of a gentleman, ten were mere menial servants.... The coarse and ignorant squire” could hire a “young Levite” for his board, a small garret, and ten pounds a year. This clergyman “might not only be the most patient of butts and of listeners, might not only be always ready in fine weather for bowls, and in rainy weather for shovelboard, but might also save the expense of a gardener, or of a groom. Sometimes the reverend man nailed up the apricots; and sometimes he curried the coach horses.”[302]
The Anglican clergy during the Tudor and Stuart periods were less like the priests of the twelfth century and more like hired political assistants. Macaulay’s well-known description captures this perfectly: “for one who presented himself as a gentleman, ten were just lowly servants.... The rough and uneducated squire” could employ a “young Levite” in exchange for his meals, a small attic room, and ten pounds a year. This clergyman “might not only be the most patient target for jokes and a good listener, might not only be always available for games in nice weather and indoor activities when it rained, but might also save money on a gardener or a stableboy. Sometimes, the clergyman would pick the apricots; and sometimes he would take care of the coach horses.”[302]
276 Yet, as Macaulay has also pointed out, the hierarchy was divided into two sections, the ordinary labourers and the managers. The latter were indispensable to the aristocracy, since without them their machine could hardly have been kept in motion, and these were men of talent who demanded and received good wages. Probably for this reason a large revenue was reserved for the higher secular clergy, and from the outset the policy proved successful. Many of the ablest organizers and astutest politicians of England, during the sixteenth and seventeenth centuries, sat on the episcopal bench, and two of the most typical, as well as the ablest Anglicans who ever lived, were the two eminent bishops who led the opposing wings of the Church when it was reformed by Henry VIII.: Stephen Gardiner and Thomas Cranmer.
276 However, as Macaulay also noted, the hierarchy was split into two groups: the regular laborers and the managers. The managers were essential to the aristocracy because, without them, their system would barely function, and these were skilled individuals who demanded and earned good salaries. Probably for this reason, a significant portion of revenue was allocated for the higher secular clergy, and from the beginning, this strategy proved effective. Many of the most capable organizers and sharpest politicians in England during the sixteenth and seventeenth centuries held positions on the episcopal bench, and two of the most representative and talented Anglicans ever were the two prominent bishops who led the opposing factions of the Church when it was reformed by Henry VIII: Stephen Gardiner and Thomas Cranmer.
Gardiner was the son of a clothworker of Bury Saint Edmunds, and was born about 1483. At Cambridge he made himself the best civil lawyer of the kingdom, and on meeting Wolsey, so strongly impressed him with his talent that the cardinal advanced him rapidly, and in January 1529 sent him to negotiate for the divorce at Rome. Nobody doubts that to the end of his life Gardiner remained a sincere Catholic, but above all else he was a great Anglican. Becoming secretary to the king in June, 1529, as Wolsey was tottering to his fall, he laboured to bring the University of Cambridge to the royal side, and he also devoted himself to Anne until he obtained the See of Winchester, when his efforts for the divorce slackened. He even went so far as to assure Clement that he had repented, and meant to quit the court, but notwithstanding he “bore up the laps” of Anne’s robe at her coronation.
Gardiner was the son of a clothworker from Bury Saint Edmunds and was born around 1483. At Cambridge, he became the best civil lawyer in the country, and when he met Wolsey, he impressed the cardinal so much with his talent that Wolsey quickly promoted him. In January 1529, he was sent to negotiate the divorce in Rome. Everyone agrees that Gardiner remained a true Catholic until his death, but above all, he was a strong Anglican. He became the king's secretary in June 1529, just as Wolsey was falling from power. He worked hard to sway the University of Cambridge to support the crown, and he dedicated himself to Anne until he secured the See of Winchester, at which point his efforts for the divorce started to fade. He even claimed to Clement that he had repented and planned to leave the court, yet he still “held up the hems” of Anne’s robe at her coronation.
In 1535 the ways parted, a decision could not be deferred, he renounced Rome and preached his sermon “de vera Obedientia,” in which he recognized in Henry the supremacy of a Byzantine emperor. The pang this act cost him lasted till he died, and he told the papal nuncio “he made this book under compulsion, not having the strength to suffer death patiently, which was ready for him.”[303] Indeed, when277 dying, his apostacy seems to have been his last thought, for in his closing hours, as the story of the passion was read to him he exclaimed, “Negavi cum Petro, exivi cum Petro, sed nondum flevi cum Petro.” All his life long his enemies accused him of dissimulation and hypocrisy for acts like these, but it was precisely this quality which raised him to eminence. Had he not been purchasable, he could hardly have survived as an Anglican bishop; an enthusiast like Fisher would have ended on Tower Hill.
In 1535, they went their separate ways; a decision couldn't be postponed. He rejected Rome and delivered his sermon “de vera Obedientia,” where he acknowledged Henry as the supreme ruler like a Byzantine emperor. The pain this decision caused him lasted until his death, and he told the papal envoy that he wrote this book out of obligation, lacking the strength to face death bravely, which was waiting for him. [303] Indeed, as he was dying, his renunciation seemed to be his final thought, because in his last moments, while the story of the Passion was read to him, he exclaimed, “I denied with Peter, I went out with Peter, but I have not yet wept with Peter.” Throughout his life, his enemies accused him of deceit and hypocrisy for actions like these, but it was precisely this trait that elevated him to prominence. If he hadn't been adaptable, he likely wouldn’t have survived as an Anglican bishop; someone passionate like Fisher would have met his end on Tower Hill.
Perhaps more fully than any other prelate of his time, Gardiner represented the faction of Henry and Norfolk; he was as orthodox as he could be and yet prosper. He hated Cromwell and all “gospellers,” and he loved power and splendour and office. Fisher, with the temperament of Saint Anselm, shivering in his squalid house, clad in his shirt of hair, and sleeping on his pallet of straw, might indeed “humbly thank the king’s majesty” who rid him of “all this worldly business,” but men who rose to eminence in the reformed church were made of different stuff, and Gardiner’s ruling passion never burned more fiercely than as he neared his death. Though in excruciating torments from disease, he clung to office to the last. Noailles, the French ambassador, at a last interview, found him “livid with jaundice and bursting with dropsy: but for two hours he held discourse with me calmly and graciously, without a sign of discomposure; and at parting he must needs take my arm and walk through three saloons, on purpose to show himself to the people, because they said that he was dead.”[304]278
Perhaps more than any other bishop of his time, Gardiner embodied the faction of Henry and Norfolk; he was as orthodox as he could be while still thriving. He despised Cromwell and all “gospellers,” and he loved power, luxury, and position. Fisher, with the temperament of Saint Anselm, shivering in his shabby house, dressed in a hair shirt, and sleeping on his straw mattress, might indeed “humbly thank the king’s majesty” who freed him from “all this worldly business,” but those who rose to prominence in the reformed church were made of different stuff, and Gardiner’s ambition never burned more intensely than as he approached his death. Though in excruciating pain from disease, he held on to his office until the end. Noailles, the French ambassador, found him “livid with jaundice and swollen with dropsy” during their last meeting: “but for two hours he spoke with me calmly and graciously, without a hint of distress; and when we parted, he insisted on taking my arm and walking through three rooms to show himself to the people, because they said he was dead.”[304]278
Gardiner was a man born to be a great prelate under a monied oligarchy, but, gifted as he surely was, he must yield in glory to that wonderful archbishop who stamped the impress of his mind so deeply on the sect he loved, and whom most Anglicans would probably call, with Canon Dixon, the first clergyman of his age. Cranmer was so supremely fitted to meet the requirements of the economic revolution in which he lived, that he rose at a bound from insignificance to what was, for an Englishman, the summit of greatness. In 1529, when the breach came, Gardiner already held the place of chief secretary, while Cranmer remained a poor Fellow of Jesus. Within four years he had been consecrated primate, and he had bought his preferment by swearing allegiance to the pope, though he knew himself promoted for the express purpose of violating his oath, by decreeing the divorce which should sever England from Rome. His qualities were all recognized by his contemporaries; his adroitness, his trustworthiness, and his flexibility. “Such an archbishop so nominated, and ... so and in such wise consecrated, was a meet instrument for the king to work by ... a meet cover for such a cup; neither was there ever bear-ward that might more command his bears than the king might command him.”[305] This judgment has always been held by Churchmen to be no small claim to fame; Burnet, for example, himself a bishop and an admirer of his eminent predecessor, was clear that Cranmer’s strength lay in that mixture of intelligence and servility which made him useful to those who paid him:—
Gardiner was a man destined to be a great bishop in a wealthy ruling class, but despite his obvious talents, he had to step back in prominence from the remarkable archbishop who left such a strong mark on the movement he cherished, and whom most Anglicans would likely refer to, along with Canon Dixon, as the leading clergyman of his era. Cranmer was so well-suited to the challenges of the economic changes of his time that he quickly rose from obscurity to what was, for an Englishman, the peak of success. In 1529, when the split occurred, Gardiner was already the chief secretary, while Cranmer was still a struggling Fellow of Jesus. Within four years, he had become the archbishop, having secured his position by pledging loyalty to the pope, even though he was fully aware that he was being promoted specifically to break that oath by authorizing the divorce that would separate England from Rome. His contemporaries recognized all his qualities: his cleverness, his reliability, and his adaptability. “Such an archbishop, duly appointed and... consecrated in such a way, was the perfect tool for the king to use... a fitting cover for such a situation; nor was there ever a bear-handler who could command his bears better than the king could command him.” This assessment has always been regarded by Church figures as a significant acknowledgment; for instance, Burnet, who was also a bishop and admired his distinguished predecessor, believed that Cranmer’s strength lay in his blend of intelligence and servility, which made him valuable to those who supported him:—
“Cranmer’s great interest with the king was chiefly grounded on some opinions he had of the ecclesiastical officers being as much subject to the king’s power as all other civil officers were.... But there was this difference: that Cranmer was once of that opinion ... but Bonner against his conscience (if he had any) complied with it.”[306]
“Cranmer's main interest with the king was largely based on his belief that church officials were just as subject to the king's authority as any other civil officials were... But there was a difference: Cranmer used to hold that belief... whereas Bonner went along with it despite his conscience (if he had one).”[306]
The genius of the archbishop as a courtier may be measured by the fate which overtook his contemporaries. He was the fourth of Henry’s great ministers, of whom Cromwell, Norfolk, and Wolsey were the other three. Wolsey was disgraced, plundered, and hounded to death; Cromwell was beheaded, and Norfolk was on his way to the scaffold, when saved by the death of the man who condemned him. The priest alone, as Lutheran, or as worshipper of the miracle which he afterward denied, always kept the sunshine of favour. Burnet has described how readily he violated his oath by participating in the attempt to change the succession under Edward, “He stood firm, and said, that he could not subscribe it without perjury; having sworn to the observance of King Henry’s will.... The king himself required him to set his hand to the will.... It grieved him much; but such was the love that he bore to the king, that in conclusion he yielded, and signed it.”[307] Like the chameleon, he changed his colour to match the force which upheld him. Under Edward, he became radical as easily as he had sung the mass under the “Six Articles,” or as, under Mary, he pleaded to be allowed to return to Rome. Nor did he act thus from cowardice, for when he went to the fire, not a280 martyr of the Reformation showed more constancy than he. With hardly an exception, Cranmer’s contemporaries suffered because they could not entirely divest themselves of their scruples. Even Gardiner had convictions strong enough to lodge him in the Tower, and Bonner ended his days in the Marshalsea, rather than abjure again under Elizabeth, but no such weakness hampered Cranmer. At Oxford, before his execution, he recanted, in various forms, very many times, and would doubtless have gone on recanting could he have saved himself by so doing.
The genius of the archbishop as a courtier can be seen in the fates of his contemporaries. He was the fourth of Henry’s top ministers, alongside Cromwell, Norfolk, and Wolsey. Wolsey was disgraced, stripped of his wealth, and chased to his death; Cromwell was executed, and Norfolk was on his way to the scaffold when he was saved by the death of the man who condemned him. The priest alone, whether a Lutheran or a fan of the miracle he later denied, always retained his favor. Burnet described how easily he broke his oath by taking part in the effort to change the succession under Edward, stating, "He stood firm and said he couldn't agree to it without committing perjury since he had sworn to uphold King Henry’s will.... The king himself insisted he sign the will.... It troubled him greatly; but because of his love for the king, he ultimately gave in and signed it.” Like a chameleon, he changed his beliefs to fit the power that supported him. Under Edward, he became as radical as he had been when he performed mass under the “Six Articles,” or when, under Mary, he begged to be allowed to return to Rome. He didn’t act this way out of cowardice; when he faced the fire, not a single martyr of the Reformation showed more resolve than he did. With hardly any exceptions, Cranmer’s contemporaries suffered because they couldn’t fully shake off their scruples. Even Gardiner had beliefs strong enough to land him in the Tower, and Bonner spent his final days in the Marshalsea rather than renounce his faith again under Elizabeth, but Cranmer had no such weakness. At Oxford, before his execution, he recanted many times in various ways and would have continued to recant if it could have saved him.
Unlike Gardiner, his convictions were evangelical, and he probably imbibed reformed principles quite early, for he married Ossiander’s niece when in Germany, before he became archbishop. Characteristically enough, he voted for the “Six Articles” in deference to Henry,[308] although the third section of the act provided death and forfeiture of goods for any priest who might marry. Afterward, he had to conceal his wife and carry “her from place to place hidden from sight in a chest.”[309] Cranmer alleged at his trial that he had stayed orthodox regarding the sacrament until Ridley had converted him, after Henry’s death. But, leaving out of consideration the improbability of a man of Cranmer’s remarkable acuteness being influenced by Ridley, the judgment of such a man as Foxe should have weight. Certainly, Foxe thought him a “gospeller” at the time of Lambert’s trial, and nothing can give so vivid an idea of the lengths to which men of the Anglican type were281 ready to go, as the account given by Foxe of the martyrdom of this sectary:—
Unlike Gardiner, his beliefs were fervent and he likely adopted reformed ideas early on, as he married Ossiander’s niece while in Germany, before becoming archbishop. True to form, he voted in favor of the “Six Articles” to please Henry, even though the third section of the act imposed death and confiscation of property for any priest who dared to marry. Later, he had to keep his wife hidden and transport her “from place to place hidden from sight in a chest.” Cranmer claimed at his trial that he had remained orthodox about the sacrament until Ridley changed his mind after Henry’s death. However, setting aside the unlikelihood of someone as sharp as Cranmer being swayed by Ridley, the opinion of someone like Foxe should be considered. Certainly, Foxe viewed him as a “gospeller” during Lambert’s trial, and nothing illustrates the lengths to which men of the Anglican type were willing to go better than Foxe’s account of the martyrdom of this sect member:—
“Lambert: ‘I answer, with Saint Augustine, that it is the body of Christ, after a certain manner.’
“Lambert: ‘I reply, like Saint Augustine, that it is the body of Christ, in a certain way.’”
“The King: ‘Answer me neither out of Saint Augustine, nor by the authority of any other; but tell me plainly, whether thou sayest it is the body of Christ, or no.’...
“The King: ‘Don’t respond to me based on Saint Augustine, or any other authority; just tell me straight up, do you say it is the body of Christ or not?’...”
“Lambert: ‘Then I deny it to be the body of Christ.’
“Lambert: ‘Then I deny that it is the body of Christ.’”
“The King: ‘Mark well! for now thou shalt be condemned even by Christ’s own words, “Hoc est corpus meum.”’
“The King: ‘Pay attention! For now you will be condemned even by Christ’s own words, “This is my body.”’”
“Then he commanded Thomas Cranmer, Archbishop of Canterbury, to refute his assertion; who, first making a short preface unto the hearers, began his disputation with Lambert very modestly.... Then again the king and the bishops raged against Lambert, insomuch that he was not only forced to silence, but also might have been driven into a rage, if his ears had not been acquainted with such taunts before.... And here it is much to be marvelled at, to see how unfortunately it came to pass in this matter, that ... Satan (who oftentimes doth raise up one brother to the destruction of another) did here perform the condemnation of this Lambert by no other ministers than gospellers themselves, Taylor, Barnes, Cranmer, and Cromwell; who, afterwards, in a manner, all suffered the like for the gospel’s sake; of whom (God willing) we will speak more hereafter.... Upon the day that was appointed for this holy martyr of God to suffer, he was brought out of the prison at eight o’clock in the morning unto the house of the lord Cromwell, and so carried into his inward chamber, where, it is reported of many, that Cromwell desired of him forgiveness for what he had done.... As touching the terrible manner and fashion of the burning of this blessed martyr, here is to be noted, that of all others who have been burned and offered up at Smithfield, there was yet none so cruelly and piteously handled as he. For, after that his legs282 were consumed and burned up to the stumps, and that the wretched tormentors and enemies of God had withdrawn the fire from him, so that but a small fire and coals were left under him, then two that stood on each side of him, with their halberts pitched him upon their pikes, as far as the chain would reach.... Then he, lifting up such hands as he had, and his finger’s ends flaming with fire, cried unto the people in these words, ‘None but Christ, none but Christ;’ and so, being let down again from their halberts, fell into the fire, and there ended his life.”[310]
“Then he ordered Thomas Cranmer, Archbishop of Canterbury, to refute his claim; who, after making a brief introduction to the listeners, began his debate with Lambert quite modestly.... Then again the king and the bishops were furious with Lambert, to the extent that he was not only forced to remain silent but could have been driven to anger if he hadn’t been used to such insults before.... It's quite remarkable to see how tragically this situation unfolded, that ... Satan (who often stirs up one brother to the downfall of another) condemned Lambert through no one other than the very gospel advocates themselves, Taylor, Barnes, Cranmer, and Cromwell; who, later on, all suffered similarly for the sake of the gospel; of whom (God willing) we will speak more about later.... On the day set for this holy martyr of God to be executed, he was brought out of prison at eight o’clock in the morning to the house of Lord Cromwell, and taken into his inner chamber, where, many report, Cromwell asked him for forgiveness for what he had done.... Regarding the horrifying way in which this blessed martyr was burned, it should be noted that out of all those who have been executed at Smithfield, none were treated as cruelly and pitifully as he. After his legs were burned to the stumps, and the wretched tormentors and enemies of God had pulled the fire away from him, leaving just a small flame and some coals beneath him, two men standing on either side of him, with their halberds, speared him as far as the chain would allow.... Then, lifting up the hands he had left, with his fingertips ablaze, he cried to the people, ‘None but Christ, none but Christ;’ and so, being lowered again from their halberds, fell into the fire, and there ended his life.”[310]
In a hierarchy like the Anglican, whose function was to preach passive obedience to the representative of an opulent, but somewhat sluggish oligarchy, there could be no permanent place for idealists. With a Spanish invasion threatening them, an unwarlike ruling class might tolerate sailors like Drake, or priests like Latimer; but, in the long run, their interest lay in purging England of so dangerous an element. The aristocracy sought men who could be bought; but such were of a different type from Latimer, who, when they brought to him the fire, as he stood chained to the stake, “spake in this manner: ‘Be of good comfort, master Ridley, and play the man. We shall this day light such a candle, by God’s grace, in England, as I trust shall never be put out.’” And so, “after he had stroked his face with his hands, and as it were bathed them a little in the fire, he soon died.”
In a hierarchy like the Anglican Church, which aimed to promote passive obedience to the representative of a wealthy but somewhat lazy ruling class, there was no lasting role for idealists. Faced with a looming Spanish invasion, a non-military ruling class might tolerate sailors like Drake or priests like Latimer; however, in the long term, their interest was in removing such a dangerous element from England. The aristocracy sought individuals who could be bought, but these were a different kind from Latimer, who, when they brought him the fire while he was chained to the stake, said: ‘Be of good comfort, Master Ridley, and be brave. We shall today light such a candle, by God’s grace, in England, as I trust shall never be extinguished.’ And so, ‘after he had stroked his face with his hands, and as it were bathed them a little in the fire, he soon died.’
Ecclesiastics like Latimer were apt to be of the mind of Knox, who held “that sick as may and do brydill the inordinatt appetyteis of Princes, cannot be accusit of resistance to the aucthoratie, quhilk is283 Godis gud ordinance.” And as the interests of landed capital were bound up with the maintenance of the royal prerogative, such men had to be eliminated. After the death of Mary, the danger apprehended by the landed gentry was a Spanish invasion, coupled with a Catholic insurrection, and therefore the policy of statesmen like Cecil was to foster hostility to Rome. Until after the Armada, Anglicans were permitted to go all lengths towards Geneva; even as late as 1595 the “Lambeth Articles” breathed pure Calvinism. But with the opening of a new century, a change set in; as the power of Spain dwindled, rents rose, and the farmers grew restive at the precise moment when men of the heroic temperament could be discarded. Raleigh was sent to the Tower in 1603.
Ecclesiastics like Latimer generally shared the views of Knox, who believed that those who were sick and restrained the excessive desires of rulers shouldn't be accused of resisting authority, which is God’s good order. Since the interests of landowners were tied to upholding royal power, such individuals had to be removed. After Mary’s death, the landed gentry feared a Spanish invasion along with a Catholic uprising, so statesmen like Cecil aimed to promote hostility towards Rome. Up until after the Armada, Anglicans were allowed to adopt beliefs aligned with Geneva; even as late as 1595, the “Lambeth Articles” reflected pure Calvinism. However, as the new century began, a shift occurred; as Spain's power declined, rents increased, and farmers became restless just as individuals of heroic character were no longer needed. Raleigh was imprisoned in the Tower in 1603.
According to Thorold Rogers, “good arable land [which] let at less than a shilling an acre in the last quarter of the sixteenth century, was let at 5s. to 6s. at the end of the first quarter of the seventeenth,” while rent for pasture doubled.[311] Rising rents, and prices tending to become stationary, caused suffering among the rural population, and with suffering came discontent. This discontent in the country was fomented by restlessness in the towns, for commerce had been strongly stimulated during the reign of Elizabeth by the Spanish wars, and the mercantile element began to rebel against legislation passed in the interest of the favoured class. Suddenly the dissatisfaction found vent; for more than forty years the queen’s ministers had met with no serious opposition in Parliament; in 1601, without warning, their284 system of monopolies was struck down, and from that day to the revolution of 1688, the House of Commons proved to be unmanageable by the Crown. Even as early as the accession of James, the competition between the aristocracy and their victims had begun to glow with the heat which presages civil war.
According to Thorold Rogers, “good arable land that was rented for less than a shilling an acre in the last quarter of the sixteenth century, was rented for 5s. to 6s. by the end of the first quarter of the seventeenth,” while pasture rents doubled. Rising rents and prices leveling off led to suffering among the rural population, and with that suffering came discontent. This dissatisfaction in the countryside was fueled by unrest in the towns, as commerce had been greatly boosted during Elizabeth’s reign by the Spanish wars, and the business class began to push back against laws made for the benefit of the privileged class. Suddenly, this frustration erupted; for over forty years, the queen’s ministers faced no serious opposition in Parliament. In 1601, without any warning, their system of monopolies was dismantled, and from that day until the revolution of 1688, the House of Commons proved unmanageable by the Crown. Even as early as James’s accession, the rivalry between the aristocracy and their victims had started to intensify, signaling the onset of civil war.
Had the Tudor aristocracy been a martial caste, they would doubtless have organized an army, and governed by the sword; but they instinctively felt that, upon the field of battle, they might be at a disadvantage, and therefore they attempted to control the popular imagination through the priesthood. Thus the divine right of primogeniture came to be the distinguishing tenet of the Church of England. James felt the full force of the current which was carrying him onward, and expressed the situation pithily in his famous apothegm, “No bishop, no king.” “I will have,” said he, “one doctrine, one discipline, one religion in substance and ceremony;” and the policy of the interest he represented was laid down as early as 1604, at the conference at Hampton Court.
Had the Tudor aristocracy been a warrior class, they would have undoubtedly organized an army and ruled by force. However, they instinctively sensed that they might be at a disadvantage on the battlefield, so they tried to shape public perception through the clergy. Thus, the divine right of primogeniture became the key belief of the Church of England. James fully grasped the momentum pushing him forward and famously summarized the situation with the phrase, “No bishop, no king.” He stated, “I want one doctrine, one discipline, one religion in both substance and ceremony;” and the policy of the interests he represented was established as early as 1604 during the conference at Hampton Court.
Passive obedience was to be preached, and the church filled with men who could be relied on by the oligarchy. Six weeks after the conference at Hampton Court, Whitgift died, and Bancroft, Bishop of London, was translated to Canterbury. Within a week he was at work. He had already prepared a Book of Canons with which to test the clergy, and this he had ratified by the convocation which preceded his consecration. In these canons the divine origin of episcopacy was asserted; a strange departure from the doctrine of Cranmer. In 1605 there are supposed to have been about fifteen hundred285 Puritan clergymen in England and Wales, and at Bancroft’s first winnowing three hundred were ejected.
Passive obedience was supposed to be promoted, and the church filled with men who could be trusted by the ruling class. Six weeks after the conference at Hampton Court, Whitgift died, and Bancroft, the Bishop of London, moved up to Canterbury. Within a week, he got to work. He had already prepared a Book of Canons to evaluate the clergy, and this was approved by the convocation that took place before his consecration. In these canons, the divine origin of episcopacy was emphasized; a surprising shift from Cranmer's doctrine. By 1605, there were estimated to be about fifteen hundred285 Puritan clergymen in England and Wales, and during Bancroft’s first purge, three hundred were removed.
Among these Puritans was a certain John Robinson, the teacher of a small congregation of yeomen, in the village of Scrooby, in Nottinghamshire. The man’s birth is unknown, his early history is obscure, but in him, and in the farmers who heard him preach, the long and bitter struggle against the pressure of the class which was destroying them, had bred that stern and sombre enthusiasm which afterward marked the sect. By 1607 England had grown intolerable to this congregation, and they resolved to emigrate. They had heard that in Holland liberty of conscience was allowed, and they fondly hoped that with liberty of conscience they might be content to earn their daily bread in peace. Probably with them, however, religion was not the cause, but the effect of their uneasiness, as the result proved.
Among these Puritans was a man named John Robinson, the teacher of a small group of farmers in the village of Scrooby, Nottinghamshire. His origins are unknown, and his early life is unclear, but both he and the farmers who listened to him preach had developed a deep and serious enthusiasm from their long and bitter struggle against the social class that was oppressing them, which later defined the sect. By 1607, England had become unbearable for this congregation, and they decided to emigrate. They had heard that in Holland, freedom of belief was permitted, and they hoped that with this freedom, they could peacefully earn their daily living. However, religion was probably more of a result than a cause of their discomfort, as later events showed.
After many trials and sorrows, these poor people finally assembled in Amsterdam, and thence journeyed to Leyden, where they dwelt some eleven years. But they found the struggle for life to be full as severe in the Low Countries as it had been at home, and presently the exiles began to long for some distant land where “they might more glorify God, do more good to their country, better provide for their posterity, and live to be more refreshed by their labours, than ever they could do in Holland.” Accordingly, obtaining a grant from the Virginia Company, they sailed in the Mayflower in 1620, to settle in New England; and thus, by the eviction of the yeomen, England laid the foundation of one great province of her colonial empire.
After many challenges and hardships, these unfortunate people finally gathered in Amsterdam and then traveled to Leyden, where they lived for about eleven years. However, they found that the struggle for survival was just as tough in the Low Countries as it had been back home, and soon the exiles began to yearn for a faraway land where “they could better glorify God, do more good for their country, better provide for their descendants, and find more satisfaction in their work than they ever could in Holland.” As a result, after getting a grant from the Virginia Company, they set sail on the Mayflower in 1620 to settle in New England; thus, by displacing the common people, England laid the groundwork for one significant province of her colonial empire.
CHAPTER X
SPAIN AND INDIA
In the words of Mr. Froude: “Before the sixteenth century had measured half its course the shadow of Spain already stretched beyond the Andes; from the mines of Peru and the custom-houses of Antwerp the golden rivers streamed into her imperial treasury; the crowns of Aragon and Castile, of Burgundy, Milan, Naples, and Sicily, clustered on the brow of her sovereigns.”[312] But with all their great martial qualities, the Spaniards seem to have been incapable of attaining the same velocity of movement as the races with which they had to compete. They never emerged from the imaginative period, they never developed the economic type, and in consequence they never centralized as the English centralized. Even as early as the beginning of the seventeenth century this peculiarity had been observed, for the Duke de Sully remarked that with Spain the “legs and arms are strong and powerful, but the heart infinitely weak and feeble.”
In the words of Mr. Froude: “Before the sixteenth century had completed half its timeline, the influence of Spain already reached beyond the Andes; from the mines of Peru and the customs offices of Antwerp, streams of gold flowed into her imperial treasury; the crowns of Aragon and Castile, Burgundy, Milan, Naples, and Sicily, adorned the heads of her rulers.”[312] But despite their impressive military capabilities, the Spaniards seemed unable to match the pace of progress of the nations they were competing with. They never moved beyond the imaginative stage, never evolved the economic structure, and as a result, they never centralized like the English did. Even as early as the beginning of the seventeenth century, this distinctiveness had been noted, as the Duke de Sully commented that with Spain, the “legs and arms are strong and powerful, but the heart is incredibly weak and feeble.”
287 Captain Mahan has explained the military impotence of the mighty mass which, scattered over two continents, could not command the sea, and in the seventeenth century an intelligent Dutchman boasted that “the Spaniards have publicly begun to hire our ships to sail to the Indies.... It is manifest that the West Indies, being as the stomach to Spain (for from it nearly all the revenue is drawn), must be joined to the Spanish head by a sea force”;[313] and the glory of the Elizabethan sailors lay not only in having routed this sea force, but in having assimilated no small portion of the nutriment which the American stomach should have supplied to the Spanish heart.
287 Captain Mahan has pointed out the military weakness of the huge force that, spread across two continents, couldn't control the sea. In the seventeenth century, a smart Dutchman proudly claimed that "the Spaniards have publicly started hiring our ships to sail to the Indies.... It’s clear that the West Indies, being like the stomach to Spain (since nearly all of its revenue comes from there), must be connected to the Spanish head by naval power";[313] and the achievement of the Elizabethan sailors was not just in defeating this naval power, but also in taking a significant share of the resources that the American stomach should have provided to the Spanish heart.
As Spain lingered long in the imaginative age, the priest and soldier there reigned supreme after the mercantile and sceptical type had begun to predominate elsewhere; and the instinct of the priest and soldier has always been to exterminate their rivals when pressed by their competition. In the Spanish peninsula itself the Inquisition soon trampled out heresy, but by the middle of the sixteenth century the Low Countries were a hotbed of Protestantism, and in Flanders these opposing forces fought out their battle to the death. The war which ruined Antwerp made England.
As Spain stayed in its imaginative era for a long time, the priest and soldier held the highest power there, even as the more business-minded and skeptical types started to take over in other places. The natural instinct of the priest and soldier has always been to eliminate their competition when threatened. In Spain, the Inquisition quickly suppressed heresy, but by the mid-sixteenth century, the Low Countries had become a stronghold of Protestantism, and in Flanders, these conflicting forces fought their battle to the end. The war that devastated Antwerp established England.
288 In 1576 Antwerp was sacked and burned; in 1585 the town was reduced to starvation by the Duke of Parma, and its commerce having been scattered by successive disasters, some of it migrated to Amsterdam, and some sought shelter in the Thames. In London the modern man was protected by the sea, and the crisis of the combat came in 1588, when the Spaniards, having decided to pursue their enemy to his last stronghold, sent the Armada to perish in the Channel. With that supreme effort the vitality of the great imaginative empire began to fail, disintegration set in, and on the ruins of Spain rose the purely economic centralization of Great Britain.
288 In 1576, Antwerp was sacked and burned; in 1585, the town faced starvation due to the Duke of Parma, and its trade was scattered by ongoing disasters. Some of it moved to Amsterdam, while others sought refuge in the Thames. In London, the modern individual was safeguarded by the sea, and the crisis came in 1588 when the Spaniards decided to chase their enemy to his last stronghold, sending the Armada to be defeated in the Channel. With that final struggle, the strength of the vast imaginative empire began to wane, disintegration took hold, and from the ruins of Spain rose Great Britain's purely economic centralization.
Like the Venetians, the British laid the basis of their high fortune by piracy and slaving, and their advantage over Spain lay not in mass, but in a superior energy, which gave them more rapid movement. Drake’s squadron, when he sailed round the world, numbered five ships, the largest measuring only one hundred and twenty tons, the smallest twelve, but with these he succeeded because of their speed. For example, he overtook the Cacafuego, whose ballast was silver, and whose cargo gold and jewels. He never disclosed her value, but the Spanish government afterward proved a loss of a million and a half of ducats, beside the property of private individuals. In like manner the Armada was destroyed by little ships, which sailed round their clumsy enemy, and disabled him before he could strike a blow in self-defence.
Like the Venetians, the British built their wealth on piracy and the slave trade, and their advantage over Spain was not in numbers but in greater energy, which allowed for quicker movements. Drake's fleet, when he circumnavigated the globe, consisted of five ships, the largest measuring just one hundred and twenty tons and the smallest twelve. Despite their size, he succeeded due to their speed. For instance, he caught up with the Cacafuego, which was loaded with silver ballast and a cargo of gold and jewels. He never revealed its worth, but the Spanish government later reported a loss of a million and a half ducats, in addition to private individuals' losses. Similarly, the Armada was defeated by smaller ships, which outmaneuvered their unwieldy enemy and disabled it before it could launch a defensive strike.
289 The Spanish wars were halcyon days for the men of martial blood who had lost their land; they took to the sea by thousands, and ravaged the Spanish colonies with the energy and ferocity of vikings. For nearly a generation they wallowed in gold and silver and gems, and in the plunder of the American towns. Among these men Sir Francis Drake stood foremost, but, after 1560, the southern counties swarmed with pirates; and when, in 1585, Drake sailed on his raid against the West Indies, he led a force of volunteers twenty-five hundred strong. He held no commission, the crews of his twenty-five ships served without pay, they went as buccaneers to fatten on the commerce of the Spaniard. As it happened, this particular expedition failed financially, for the treasure fleet escaped, and the plunder of the three cities of Santiago, Saint Domingo, and Carthagena yielded only £60,000, but the injury done to Spain was incalculable.
289 The Spanish wars were a golden age for the fighters who had lost their land; they took to the sea by the thousands, attacking the Spanish colonies with the energy and savagery of vikings. For nearly a generation, they reveled in gold, silver, and jewels, as well as the loot from American towns. Among these men, Sir Francis Drake was the most prominent, but after 1560, the southern counties were overflowing with pirates. In 1585, when Drake set out on his raid against the West Indies, he led a group of volunteers that numbered twenty-five hundred. He had no official commission, and the crews of his twenty-five ships worked without pay, going as buccaneers to profit from Spanish trade. Unfortunately, this particular expedition was a financial failure because the treasure fleet got away, and the loot from the three cities of Santiago, Saint Domingo, and Carthagena amounted to only £60,000, but the damage inflicted on Spain was incalculable.
No computation can be attempted of the spoil taken during these years; no reports were ever made; on the contrary, all concerned were anxious to conceal their doings, but certain prizes were too dazzling to be hidden. When Drake surprised three caravans on the Isthmus, numbering one hundred and ninety mules, each mule loaded with three hundred pounds of silver, the fact became known. No wonder Drake ate off “silver richly gilt, and engraved with his arms,” that he had “all possible luxuries, even to perfumes,” that he dined and supped “to the music of violins,” and that he could bribe the queen with a diamond cross and a coronet set with splendid emeralds, and give the lord chancellor a service of plate. What he gave in secret he alone knew.
No calculations can be made about the loot taken during these years; no reports were ever filed; instead, everyone involved wanted to hide what they were doing, but some treasures were too bright to keep secret. When Drake ambushed three caravans on the Isthmus, consisting of one hundred and ninety mules, each carrying three hundred pounds of silver, word got out. It’s no surprise that Drake dined off “silver richly gilt, and engraved with his arms,” that he enjoyed “all possible luxuries, even to perfumes,” that he had meals “to the music of violins,” and that he could bribe the queen with a diamond cross and a coronet studded with stunning emeralds, as well as give the lord chancellor a set of silverware. What he gave in private he alone knew.
290 As Francis Drake was the ideal English corsair, so John Hawkins was the ideal slaver. The men were kinsmen, and of the breed which, when driven from their farms at the end of the Middle Ages, left their mark all over the world. Of course the two sailors were “gospellers,” and Mr. Froude has quoted an interesting passage from the manuscript of a contemporary Jesuit, which shows how their class was esteemed toward the close of the sixteenth century: “The only party that would fight to the death for the queen, the only real friends she had, were the Puritans, the Puritans of London, the Puritans of the sea towns.”[314] These the priest thought desperate and determined men. Nevertheless they sometimes provoked Elizabeth by their sermonizing. The story is told that one day after reading a letter of Hawkins to Burleigh she cried: “God’s death! This fool went out a soldier, and has come back a divine.”
290 Francis Drake was the perfect English corsair, and John Hawkins was the perfect slaver. The two men were relatives and came from a background that, after being forced off their lands at the end of the Middle Ages, left a significant impact around the world. Naturally, both sailors were "gospellers," and Mr. Froude quoted an interesting excerpt from a contemporary Jesuit's manuscript, showing how their group was viewed towards the end of the sixteenth century: "The only people who would fight to the death for the queen, the only true allies she had, were the Puritans, the Puritans of London, the Puritans of the coastal towns."[314] The priest considered them to be desperate and resolute individuals. However, they sometimes annoyed Elizabeth with their preaching. It's said that one day, after reading a letter from Hawkins to Burleigh, she exclaimed: "God’s death! This fool went out as a soldier and has come back as a preacher."
Though both Drake and Hawkins possessed the predatory temperament, Hawkins had a strong commercial instinct, and kept closely to trade. He was the son of old William Hawkins, the first British captain who ever visited Brazil, and who brought from thence a native chief, whom he presented to Henry VIII. As a young man John had discovered at the Canaries “that negroes were a very good commodity in Hispaniola,”[315] and that they might easily be taken on the coast of Guinea. Accordingly, in 1562, he fitted out three ships, touched at Sierra Leone, and “partly by the sword and partly by other means,” he obtained a cargo, “and with that prey he sailed over the ocean sea” to Hispaniola, where he sold his goods at a large profit. The West India Islands, and the countries bordering the Gulf of Mexico, cannot be cultivated profitably by white labourers; therefore, when the Spaniards had, by hard usage, partially exterminated the natives, a fresh supply of field hands became necessary, and these could be had easily and cheaply on the coast of Africa.
Though both Drake and Hawkins had a predatory nature, Hawkins had a strong business sense and focused on trade. He was the son of the late William Hawkins, the first British captain to ever visit Brazil, who brought back a native chief to present to Henry VIII. As a young man, John discovered in the Canaries that “negroes were a very good commodity in Hispaniola,”[315] and that they could be easily captured on the coast of Guinea. So, in 1562, he outfitted three ships, stopped at Sierra Leone, and “partly by the sword and partly by other means,” secured a cargo and “with that prey he sailed over the ocean sea” to Hispaniola, where he sold his goods for a substantial profit. The West India Islands and the regions around the Gulf of Mexico couldn't be farmed profitably by white laborers; therefore, after the Spaniards had, through harsh treatment, mostly wiped out the native population, a new supply of field hands was needed, and these could be easily and cheaply found on the coast of Africa.
291 At first Spain tried to exclude foreigners from this most lucrative traffic; but here again the English moved too quickly to be stopped. Wherever Hawkins went, he went prepared to fight, and, if prevented from trading peaceably, he used force. In his first voyage he met with no opposition, but subsequently, at Burburata, leave to sell was denied him, and, without an instant’s hesitation, he marched against the town with “a hundred men well armed,” and brought the governor to terms. Having supplied all the slaves needed at that port, Hawkins went on to Rio de la Hacha, where he, in like manner, made a demonstration with “one hundred men in armour,” and two small guns, and in ten days he had disposed of his whole stock.
291 At first, Spain tried to keep foreigners out of this very profitable trade, but the English acted too quickly to be stopped. Wherever Hawkins went, he was ready to fight, and if he couldn’t trade peacefully, he resorted to force. During his first voyage, he faced no opposition, but later, at Burburata, he was denied permission to sell. Without a moment’s pause, he marched into the town with “a hundred well-armed men” and forced the governor to comply. After supplying all the slaves needed at that port, Hawkins moved on to Rio de la Hacha, where he similarly made a show of strength with “one hundred armored men” and two small cannons, and within ten days, he sold all his stock.
As at that time an able negro appears to have been worth about £160 in the West Indies,[316] a cargo of five hundred ought to have netted between seventy and eighty thousand pounds, for the cost of kidnapping was trifling. No wonder, therefore, that slaving flourished, and that, by the middle of the eighteenth century, England probably carried not far from one hundred thousand blacks annually from Africa to the colonies. The East offered no such market, and doubtless Adam Smith was right in his opinion that the commerce with India had never been so advantageous as the trade to America.[317]
At that time, a skilled Black person was worth around £160 in the West Indies, so a shipment of five hundred should have brought in about seventy to eighty thousand pounds, since the cost of kidnapping was minimal. It's no surprise that the slave trade thrived, and by the middle of the eighteenth century, England likely transported close to one hundred thousand Black individuals from Africa to the colonies each year. The East didn't provide a comparable market, and Adam Smith was probably correct in believing that trade with India was never as profitable as trade with America.
292 Both slavers and pirates brought bullion to England, and presently this flow of silver began to stimulate at London a certain amount of exchange between the East and West. The Orientals have always preferred payment in specie, and, as silver has usually offered more profit than gold as an export, the European with a surplus of silver has had the advantage over all competitors. Accordingly, until Spain lost the power to protect her communications with her mines, the Spanish peninsula enjoyed almost a monopoly of the trade beyond the Cape; but as the war went on, and more of the precious metal flowed to the north, England and Holland began to send their silver to Asia, the Dutch organizing one East India Company in 1595, and the British another in 1600.
292 Both slave traders and pirates brought silver to England, and soon this influx of silver started to promote some exchange between the East and West in London. People from the East have always preferred to be paid in actual currency, and since silver has generally been more profitable than gold for export, Europeans with extra silver had the advantage over their competitors. So, until Spain lost the ability to protect its trade routes to its mines, the Spanish peninsula held almost a monopoly on trade beyond the Cape; however, as the war continued and more precious metal flowed north, England and Holland began sending their silver to Asia, with the Dutch establishing one East India Company in 1595 and the British another in 1600.
Sir Josiah Child, who was, perhaps, the ablest merchant of the seventeenth century, observed that in 1545 “the trade of England then was inconsiderable, and the merchants very mean and few.”[318] Child’s facts are beyond doubt, and the date he fixed is interesting because it coincides with the discovery of Potosi, whence most of the silver came which supplied the pirates and the slavers. Prior to 1545 specie had been scarce in London, but when the buccaneers had been scuttling treasure galleons for a generation, they found themselves possessed of enough specie to set them dreaming of India, and thus piracy laid the foundation of the British empire in Asia.
Sir Josiah Child, arguably the most skilled merchant of the seventeenth century, noted that in 1545 “the trade of England was insignificant, and the merchants were quite poor and few.”[318] Child's facts are indisputable, and the date he mentioned is interesting because it aligns with the discovery of Potosi, from which most of the silver came that supplied the pirates and slave traders. Before 1545, coinage had been rare in London, but after a generation of buccaneers plundering treasure ships, they found themselves with enough silver to start dreaming of India, and thus piracy laid the groundwork for the British empire in Asia.
293 But robbing the Spaniards had another more immediate and more startling result, for it probably precipitated the civil war. As the city grew rich it chafed at the slow movement of the aristocracy, who, timid and peaceful, cramped it by closing the channels through which it reached the property of foreigners; and, just when the yeomanry were exasperated by rising rents, London began to glow with that energy which, when given vent, was destined to subdue so large a portion of the world. Perhaps it is not going too far to say that, even from the organization of the East India Company, the mercantile interest controlled England. Not that it could then rule alone, it lacked the power to do so for nearly a hundred years to come; but, after 1600, its weight turned the scale on which side soever thrown. Before the Long Parliament the merchants were generally Presbyterians or moderate Puritans; the farmers, Independents or Radicals; and Winthrop, when preparing for the emigration to Massachusetts, dealt not only with squires like Hampden, but with city magnates like Thomas Andrews, the lord mayor. This alliance between the rural and the urban Puritans carried through the Great Rebellion, and as their coalition crushed the monarchy so their separation reinstated it.
293 But robbing the Spaniards had another, more immediate and shocking result: it likely triggered the civil war. As the city became wealthier, it grew frustrated with the slow pace of the aristocracy, which, being timid and peaceful, restricted its access to foreign property. Just as the common folks were fed up with rising rents, London started to buzz with a kind of energy that, when unleashed, was destined to conquer a significant part of the world. It may not be too far-fetched to claim that, even from the formation of the East India Company, the business interests controlled England. Not that it could rule on its own; it didn’t have the power to do so for nearly another hundred years. However, after 1600, its influence tipped the balance, no matter which way it was cast. Before the Long Parliament, the merchants were mostly Presbyterians or moderate Puritans, while the farmers were Independents or Radicals. Winthrop, when preparing for the migration to Massachusetts, worked not only with landowners like Hampden but with city leaders like Thomas Andrews, the lord mayor. This partnership between the rural and urban Puritans carried through the Great Rebellion, and just as their alliance toppled the monarchy, their split restored it.
Macaulay has very aptly observed that “but for the hostility of the city, Charles the First would never have been vanquished, and that, without the help of the city, Charles the Second could scarcely have been restored.”[319] At the Protector’s death the Presbyterians abandoned the farmers, probably because they feared them. The army of the Commonwealth swarmed with men like Cromwell and Blake, warriors resistless alike on land and sea, with whom, when organized, the city could not cope. Therefore it scattered them, and, throwing in its lot with the Cavaliers, set up the king.
Macaulay has very insightfully noted that “if it weren't for the city's opposition, Charles the First would never have been defeated, and without the city's support, Charles the Second could hardly have been brought back.”[319] After the Protector died, the Presbyterians turned their backs on the farmers, likely because they were afraid of them. The army of the Commonwealth was filled with strong leaders like Cromwell and Blake, formidable fighters on land and sea, whom the city couldn’t match when they were organized. So, the city scattered them and allied with the Cavaliers to restore the king.
294 For about a generation after the Restoration, no single interest had the force to impose its will upon the nation, or, in other words, parties were equally balanced; but from the middle of the century the tide flowed rapidly. Capital accumulated, and as it accumulated the men adapted to be its instruments grew to be the governing class. Sir Josiah Child is the most interesting figure of this period. His acquaintance remembered him a poor apprentice sweeping the counting-house where he worked; and yet, at fifty, his fortune reached £20,000 a year, a sum almost equal to the rent-roll of the Duke of Ormond, the richest peer of the realm. Child married his daughter to the eldest son of the Duke of Beaufort, and gave her £50,000, and his ability was so commanding that for years he absolutely ruled the East India Company, and used its revenues to corrupt Parliament. On matters of finance such a man would hardly err, and he gave it as his opinion that in 1635 “there were more merchants to be found upon the Exchange worth each one thousand pounds and upwards, than were in the former days, viz., before the year 1600, to be found worth one hundred pounds each.”
294 For about a generation after the Restoration, no single interest had the power to impose its will on the nation; in other words, the parties were evenly matched. However, from the middle of the century, things started to change rapidly. Capital grew, and as it did, the people who adapted to be its instruments became the ruling class. Sir Josiah Child is the most notable figure of this period. Those who knew him remembered him as a poor apprentice cleaning the counting-house where he worked; yet by the age of fifty, his fortune reached £20,000 a year, an amount nearly equal to the rent-roll of the Duke of Ormond, the wealthiest peer in the country. Child married his daughter to the eldest son of the Duke of Beaufort and gave her £50,000, and his influence was so strong that for years he effectively controlled the East India Company, using its revenues to sway Parliament. When it came to financial matters, a man like him was unlikely to make mistakes, and he believed that in 1635, “there were more merchants on the Exchange each worth a thousand pounds and up than there were in earlier times, specifically before the year 1600, who were worth a hundred pounds each.”
“And now ... there are more men to be found upon the Exchange now worth ten thousand pounds estates, than were then of one thousand pounds. And if this be doubted, let us ask the aged, whether five hundred pounds portion with a daughter sixty years ago, were not esteemed a larger portion than two thousand pounds is now; and whether gentlewomen in those days would not esteem themselves well clothed in a serge gown, which a chambermaid now will be ashamed to be seen in.... We have now almost one hundred coaches for one we had formerly. We with ease can pay a greater tax now in one year than our forefathers could in twenty. Our customs are very much improved, I believe above the proportion aforesaid, of six to one; which is not so much in advance of the rates of goods as by increase of the bulk of trade....
“And now ... there are more men on the Exchange who are worth ten thousand pounds in assets than there were back then who had one thousand pounds. And if anyone doubts this, let’s ask the older generation whether five hundred pounds as a dowry for a daughter sixty years ago was considered a bigger deal than two thousand pounds is today; and whether women back then would feel well-dressed in a serge gown, which a maid would now be embarrassed to wear.... We now have almost one hundred coaches for every one we used to have. We can easily pay a larger tax in one year than our ancestors could in twenty. Our customs have improved significantly, probably more than the six to one ratio mentioned; this is not just due to the rising prices of goods but because the volume of trade has increased....
295 “I can myself remember since there were not in London used so many wharves or keys for the landing of merchants’ goods, by at least one third part, as now there are, and those that were then could scarce have employment for half what they could do; and now, notwithstanding one-third more used to the same purpose, they are all too little, in time of peace, to land the goods at, that come to London.”[320]
295 “I can remember a time when London didn’t have as many docks or piers for unloading goods from merchants, by at least a third compared to now. The ones that existed then barely had enough work for half of what they could handle; and now, even with a third more dedicated to the same purpose, there are still not enough during peacetime to unload all the goods that come to London.”[320]
Child estimated that, within twenty years, wages had risen one-third, and rents twenty-five per cent, while “houses new-built in London yield twice the rent they did before the fire.”[321] Farms that “their grandfathers or fathers bought or sold fifty years past ... would yield, one with another, at least treble the money, and in some cases, six times the money, they were then bought and sold for.”[322] Macaulay has estimated the population of London in 1685 at half a million, and believed it to have then become the largest city in Europe.
Child estimated that, within twenty years, wages had increased by one-third, and rents by twenty-five percent, while “newly built houses in London earn twice the rent they did before the fire.”[321] Farms that “their grandfathers or fathers bought or sold fifty years ago ... would generate, on average, at least three times the money, and in some cases, six times the money, they were bought and sold for.”[322] Macaulay estimated the population of London in 1685 to be half a million and believed it had then become the largest city in Europe.
The aristocracy were forced to tolerate men of the predatory type while they feared a Spanish invasion, but after the defeat of the Armada these warriors became dangerous at home, and the oligarchy, very naturally, tried to purge the island of a class which constantly menaced their authority. Persecution drove numbers of Nonconformists to America, and the story of Captain John Smith shows how hardly society then pressed on the race of adventurers, even where the bitterness of the struggle did not produce religious enthusiasm.
The aristocracy had to put up with predatory men while they worried about a Spanish invasion, but after the Armada was defeated, these warriors became a threat at home. Naturally, the oligarchy wanted to get rid of a class that constantly challenged their power. Persecution pushed many Nonconformists to America, and the story of Captain John Smith illustrates how severely society treated adventurers, even when the conflict didn't spark religious fervor.
296 Smith lived a generation too late. Born in 1579, he was a child of nine when the Armada perished, and only sixteen when Drake and Hawkins died at sea. Smith’s father had property, but when left an orphan his guardians neglected him, and at fifteen let him set out on his travels with only ten shillings in his pocket. At home no career was open to him, for the Cecils rather inclined to imprison and behead soldiers of fortune than to reward them. Accordingly he went abroad, and by twenty-five had seen service in most countries of the Continent, had been enslaved by the Turks, had escaped and wandered to Barbary, had fought the Spanish on a French man-of-war, and at last had learned that the dreams of his youth belonged to a past age, and that he must enter a new path. He therefore joined himself to a party bound for Virginia, and the hardship of the times may be gauged by the fact that out of a company of a hundred, fifty-two were gentlemen adventurers as needy as himself, none of whom sought exile for religion.
296 Smith was born at the wrong time. He came into the world in 1579, just nine years old when the Armada failed, and only sixteen when Drake and Hawkins died at sea. His father owned property, but after being left an orphan, his guardians ignored him, and at fifteen he was allowed to embark on his travels with just ten shillings to his name. At home, there were no opportunities for him, since the Cecils preferred to imprison or execute mercenaries rather than reward them. So, he went abroad, and by the age of twenty-five, he had served in most countries across the continent, been enslaved by the Turks, escaped and wandered to Barbary, fought the Spanish on a French warship, and ultimately realized that the dreams of his youth belonged to a bygone era, and he needed to find a new direction. He then joined a group headed for Virginia, illustrating the tough times they lived in, as out of a hundred people, fifty-two were gentlemen adventurers just as desperate as he was, none of whom sought exile for religious reasons.
Smith’s voyages to America brought him nothing but bitterness. He returned to England and passed his last years in obscurity and neglect, and perhaps the fate that awaited soldiers under James, has been nowhere better told than in Smith’s own words. He spent five years and more than five hundred pounds in the service of Virginia and New England, yet “in neither ... have I one foot of land, nor the very house I builded, nor the ground I digged with my own hands, nor ever any content or satisfaction at all, and though I see ordinarily those two countries shared before me by them that neither have them, nor know them but by my descriptions.”[323]
Smith’s journeys to America only brought him disappointment. He went back to England and spent his final years in obscurity and neglect, and perhaps the fate that awaited soldiers under James is best expressed in Smith’s own words. He dedicated over five years and more than five hundred pounds to the service of Virginia and New England, yet “in neither ... do I have one square foot of land, nor the very house I built, nor the ground I worked with my own hands, nor ever any content or satisfaction at all, and even though I regularly see those two countries occupied by people who neither own them nor know them except through my descriptions.”[323]
297 As long as the Tudor aristocracy ruled, Great Britain afforded small comfort for men like Smith. That aristocracy had genius neither for adventure nor for war, and few Western nations have a sorrier military history than England under the Stuarts. Yet beneath the inert mass of the nobility seethed an energy which was to recentralize the world; and when capital had accumulated to a certain point, the men who gave it an outlet laid their grasp upon the State. In 1688 the commercial adventurers conquered the kingdom.
297 As long as the Tudor aristocracy was in charge, Great Britain offered little comfort to men like Smith. This aristocracy had no talent for adventure or warfare, and few Western countries have a more disappointing military history than England under the Stuarts. However, beneath the stagnant nobility, there was a surge of energy that would recentralize the world; and when capital had built up enough, the men who found a way to use it seized control of the State. In 1688, the commercial adventurers took over the kingdom.
The change was radical; at once social, political, and religious. The stronghold of the Tories had been the royal prerogative. The victors lodged the power of the Crown in a committee chosen by the House of Commons. The dogma of divine right immediately vanished, and with it all that distinguished Anglicanism. Though perverted by the Tudors, this great tenet of the Church of Henry VIII. had been at least a survival of an imaginative age; and when the merchants swept it away, all trace of idealism departed. Thenceforward English civilization became a purely materialistic phenomenon.
The change was drastic; it affected social, political, and religious aspects all at once. The Tories had relied on the royal authority for their power. The victors placed the Crown's power in a committee selected by the House of Commons. The belief in divine right disappeared right away, taking with it everything that defined Anglicanism. Although the Tudors had distorted it, this core principle of the Church of Henry VIII. had at least been a remnant of a more imaginative time; when the merchants eliminated it, all signs of idealism vanished. From then on, English civilization became entirely materialistic.
In proportion as movement accelerates societies consolidate, and as societies consolidate they pass through a profound intellectual change. Energy ceases to find vent through the imagination, and takes the form of capital; hence as civilizations advance, the imaginative temperament tends to disappear, while the economic instinct is fostered, and thus substantially new varieties of men come to possess the world.
As movement speeds up, societies become more stable, and as societies stabilize, they undergo a deep intellectual shift. Energy stops being expressed through imagination and instead turns into capital; therefore, as civilizations progress, the imaginative spirit tends to fade away, while economic instincts are encouraged, resulting in entirely new types of people gaining control of the world.
298 Nothing so portentous overhangs humanity as this mysterious and relentless acceleration of movement, which changes methods of competition and alters paths of trade; for by it countless millions of men and women are foredoomed to happiness or misery, as certainly as the beasts and trees, which have flourished in the wilderness, are destined to vanish when the soil is subdued by man.
298 Nothing looms over humanity as heavily as this mysterious and relentless increase in movement, which changes how we compete and shifts trade routes; because of it, countless millions of people are destined for happiness or misery, just like the animals and trees that thrived in the wild are bound to disappear when the land is tamed by humans.
The Romans amassed the treasure by which they administered their Empire, through the plunder and enslavement of the world. The Empire cemented by that treasure crumbled when adverse exchanges carried the bullion of Italy to the shore of the Bosphorus. An accelerated movement among the semi-barbarians of the West caused the agony of the crusades, amidst which Constantinople fell as the Italian cities rose; while Venice and Genoa, and with them the whole Arabic civilization, shrivelled, when Portugal established direct communication with Hindostan.
The Romans gathered the wealth they used to run their Empire through looting and enslaving people across the world. The Empire strengthened by that wealth collapsed when unfavorable trades took the gold from Italy to the shores of the Bosphorus. A rapid shift among the semi-barbaric West led to the suffering of the crusades, during which Constantinople fell as the Italian cities thrived; meanwhile, Venice and Genoa, along with the entire Arab civilization, declined when Portugal established direct trade routes to India.
The opening of the ocean as a highroad precipitated the Reformation, and built up Antwerp, while in the end it ruined Spain; and finally the last great quickening of the age of steam, which centralized the world at London, bathed the earth in blood, from the Mississippi to the Ganges. Thus religions are preached and are forgotten, empires rise and fall, philosophies are born and die, art and poetry bloom and fade, as societies pass from the disintegration wherein the imagination kindles, to the consolidation whose pressure ends in death.
The opening of the ocean as a major route led to the Reformation and helped Antwerp thrive, but ultimately it brought ruin to Spain. In the end, the major boost of the steam age, which made London the center of the world, soaked the earth in blood, from the Mississippi to the Ganges. Religions are preached and then forgotten, empires rise and fall, philosophies are created and fade away, art and poetry flourish and wither as societies move from a state of breakdown that sparks imagination to a level of consolidation that leads to death.
In 1688, when the momentum of England suddenly increased, the change was equivalent to the conquest of the island by a new race. Among the family of299 European nations, Great Britain rose as no people had risen since the Punic Wars. Almost instantly she entered on a career of conquest unparalleled in modern history. Of the hundred and twenty-five years between the Boyne and Waterloo, she passed some seventy in waging ferocious wars, from which she emerged victorious on land and sea, the mistress of a mighty empire, the owner of incalculable wealth, and the centre of the world’s exchanges. Then, from this culminating point of expansion by conquest, she glided subtly, and almost imperceptibly, into the period of contraction, as Rome went before her under the Cæsars.
In 1688, when England's influence suddenly grew, it felt like a new race had taken control of the island. Among the family of299 European nations, Great Britain emerged like no one had since the Punic Wars. Almost immediately, she began an unparalleled era of conquest in modern history. Over the 125 years between the Boyne and Waterloo, she spent about seventy years fighting brutal wars, which she won on land and sea, becoming the ruler of a vast empire, the possessor of unimaginable wealth, and the center of global trade. Then, from this peak of expansion through conquest, she smoothly and almost unnoticed entered a period of decline, just as Rome did under the Cæsars.
Although abundant metallic currency does not, probably, of itself, create mercantile prosperity, such prosperity is hardly compatible with a shrinking stock of money; for when contraction sets in and prices fall, producers and debtors are ruined, as they were ruined in Italy under the later emperors. Toward the close of the seventeenth century Europe appeared to be on the brink of such a contraction, for though Peru had lavishly replenished the supply of the precious metals a hundred years previously, the drain to Asia and the increasing demands of commerce had been so considerable, that the standard coin had generally depreciated. From the reign of Augustus downward, commerce between Europe and Asia has usually favoured Asia, and this was particularly true of the seventeenth century, when the value of bullion fell in the West, and therefore encouraged lavish exports to the East, where it retained its purchasing power. According to Adam Smith, “the banks of Venice, Genoa, Amsterdam, Hamburg, and300 Nuremberg, seem to have been all originally established” to provide an ideal currency for the settlement of bills of exchange, and the money “of such banks, being better than the common currency of the country, necessarily bore an agio, which was greater or smaller, according as the currency was supposed to be more or less degraded below the standard of the State.”[324] Smith estimated the depreciation at Hamburg at fourteen per cent, and at Amsterdam, early in the previous century, at nine per cent; in short, all European countries suffered, but in England the evil reached a climax through the inertia of the new aristocracy.
Although having a lot of metal currency doesn’t automatically create economic prosperity, such prosperity is definitely hard to achieve if the amount of money is shrinking. When money supply decreases and prices drop, producers and debtors face ruin, just as they did in Italy during the later emperors’ reign. By the end of the seventeenth century, Europe seemed close to experiencing such a contraction. Even though Peru had generously increased the supply of precious metals a hundred years earlier, the outflow to Asia and the growing demands of trade were so significant that the standard coinage had generally lost value. Since the time of Augustus, trade between Europe and Asia has typically favored Asia, especially in the seventeenth century when the value of bullion fell in the West, encouraging excessive exports to the East, where it still held its purchasing power. According to Adam Smith, “the banks of Venice, Genoa, Amsterdam, Hamburg, and300 Nuremberg, seem to have been all originally established” to create an effective currency for settling bills of exchange, and the money “of such banks, being better than the common currency of the country, necessarily bore an agio, which was greater or smaller, according as the currency was supposed to be more or less degraded below the standard of the State.”[324] Smith estimated depreciation at Hamburg at fourteen percent and at Amsterdam, early in the previous century, at nine percent; in short, all European countries suffered, but in England, the issue peaked due to the apathy of the new aristocracy.
In England, silver had always been the standard, and by the third year of Elizabeth the coin had been restored to its proper fineness, which thenceforward was scrupulously maintained. But though the metal was not degraded by the government, the stock of bullion, if not constantly replenished from without, tended to diminish in proportion to the growth of the country and the export of specie to Asia. After the discovery of America, the value of silver in relation to gold fell, in Europe, to about fourteen or fifteen to one, while in China or India it stood pretty steady at from ten to twelve to one. Consequently from 1600 downward, silver remained the most profitable cargo which could be sent round the Cape of Good Hope, and, unhappily for British prosperity, at the very moment when the East India Company came into being, piracy ceased. The chief supply of bullion being thus cut off, the strain of the export trade fell upon the coin, and within a little more than a301 generation the effect become apparent in a degeneration of the currency.
In England, silver had always been the standard, and by the third year of Elizabeth's reign, the coin had been restored to its proper quality, which was carefully maintained from that point on. However, even though the government did not degrade the metal, the amount of bullion, if not constantly replenished from outside sources, tended to decrease as the country grew and the export of money to Asia increased. After America was discovered, the value of silver compared to gold dropped in Europe to about fourteen or fifteen to one, while in China or India it remained fairly stable at around ten to twelve to one. As a result, starting in 1600, silver continued to be the most profitable cargo that could be shipped around the Cape of Good Hope, and unfortunately for British prosperity, piracy came to an end just as the East India Company was established. With the main supply of bullion cut off, the pressure of the export trade fell on the coin, and within just over a generation, the effects became clear in the deterioration of the currency.
To make good her position as a centre of exchanges, England had no choice but to supply her necessities by force. Cromwell understood the situation perfectly, and had hardly assumed the office of Protector when he laid plans to cut the evil at the root by conquering Spanish America, and robbing Spain of her mines. To this end he fitted out his great expedition against Saint Domingo, which was to serve him as his base; but for once his military genius failed him, his commanders blundered, the attack miscarried, and the island of Jamaica was all that came of the campaign.
To cement its position as a hub of trade, England had no choice but to use force to secure its needs. Cromwell understood the situation perfectly, and as soon as he became Protector, he made plans to tackle the problem at its source by conquering Spanish America and seizing Spain's mines. To achieve this, he launched his significant expedition against Saint Domingo, which was meant to be his base; however, for once his military strategy let him down, his commanders made mistakes, the attack failed, and the only result of the campaign was the island of Jamaica.
Meanwhile, however, that no time might be lost while fighting for the mines themselves, Cromwell sent Blake to intercept the treasure ships off the coast of Spain. At first Blake also had ill-luck. In 1655 the plate fleet escaped him, but the next year, though forced himself to go to port for supplies, he detached Captain Stayner, with six sail, to cruise off Cadiz, and on September 19, General Montague was able to report that his “hart [was] very much warmed with the apprehension of the singular providence of God,” who had permitted Stayner to meet, “with the Kinge of Spain’s West India fleete,” and take among other prizes “a gallion reported to have in her two million pieces of plate.”[325] If the “plate” were Mexican “pieces of eight” at four shillings and sixpence, the cargo was worth £450,000, or considerably more than the whole annual export to the East at the beginning of the eighteenth century. Had302 the Protector lived, there can be little doubt that, by some such means as this, he would have fostered British resources, and maintained the integrity of British coin; but in less than two years from the date of Montague’s dispatch, Cromwell was dead, and the inertia of the Tory landlords paralyzed the nation for another generation. No foreigner was robbed, and the stock of domestic silver dwindled from year to year, until at the Revolution the golden guinea, which, from its first issue in 1662 down to the accession of William and Mary, had been nominally current for twenty shillings, actually sold in the market for thirty shillings of the money in use.
Meanwhile, to make sure that there was no delay in the fight for the mines, Cromwell sent Blake to intercept the treasure ships off the coast of Spain. At first, Blake had bad luck as well. In 1655, the plate fleet got away from him, but the following year, despite needing to go to port for supplies himself, he sent Captain Stayner with six ships to patrol near Cadiz. On September 19, General Montague reported that his “heart [was] very much warmed with the thought of the singular providence of God,” who had allowed Stayner to encounter “the King of Spain’s West India fleet” and capture, among other prizes, “a galleon said to have two million pieces of plate.” If the “plate” were Mexican “pieces of eight” valued at four shillings and sixpence, the cargo would be worth £450,000, significantly more than the total annual exports to the East at the beginning of the eighteenth century. Had302 the Protector lived, there’s little doubt that he would have used this kind of opportunity to boost British resources and maintain the integrity of British coinage; however, less than two years after Montague’s dispatch, Cromwell was dead, and the inactivity of the Tory landlords left the nation stagnant for another generation. No foreigner was robbed, and the stock of domestic silver decreased year by year, until at the time of the Revolution, the golden guinea, which had been nominally worth twenty shillings from its first issue in 1662 until the accession of William and Mary, was actually selling in the market for thirty shillings in current money.
“This diminishing and counterfeiting the money was at this time so excessive, that what was good silver was worth scarcely one-half of its current value, whilst a great part of the coins was only iron, brass, or copper plated, and some no more than washed over.”[326]
“This reduction and faking of money was so extreme at this time that actual good silver was worth barely half of its current value, while a significant portion of the coins was made of nothing more than iron, brass, or just copper plated, and some were no more than coated.”[326]
One of the first acts of the new government was a complete recoinage, which was finished in 1699; but the measure failed of its purpose, for the reason that the exports of silver regularly exceeded the imports.
One of the first actions of the new government was a complete recoinage, which was finished in 1699; however, the effort did not achieve its goal because silver exports routinely surpassed imports.
303 In 1717, a committee of the House of Lords considered the condition of the currency, and Lord Stanhope then explained very lucidly the cause of the scarcity of silver. Among other papers he produced a report from the Custom House, by which it appeared that, in the year 1717, “the East India Company had exported near three million ounces of silver, which far exceeding the imports of the bullion in that year, it necessarily followed that vast quantities of silver specie must have been melted down, both to make up the export, and to supply the silversmith.”[327] For the decade from 1711 to 1720 the annual export of bullion by the East India Company averaged £434,000.[328] At the accession of George III., in 1760, Lord Liverpool estimated that shillings had lost one-sixth, and sixpences one-quarter of their original weight, while the crown-piece had almost wholly disappeared.[329] Even Adam Smith admitted that because of this outflow silver had risen in value, and probably purchased “a larger quantity both of labour and commodities” than it otherwise would.[330]
303 In 1717, a committee from the House of Lords looked into the state of the currency, and Lord Stanhope clearly explained the reasons behind the shortage of silver. Among other documents, he presented a report from the Custom House, which indicated that in 1717, “the East India Company had exported nearly three million ounces of silver, which far exceeded the imports of bullion that year, leading to the conclusion that large amounts of silver coins must have been melted down, both to cover the exports and to supply the silversmiths.”[327] For the ten years from 1711 to 1720, the East India Company’s average annual export of bullion was £434,000.[328] When George III ascended to the throne in 1760, Lord Liverpool estimated that shillings had lost one-sixth and sixpences one-quarter of their original weight, while the crown piece had almost entirely vanished.[329] Even Adam Smith acknowledged that due to this outflow, silver had increased in value and likely bought “a larger quantity of both labor and goods” than it would have otherwise.[330]
In this emergency the British merchants showed the resource which has always been their characteristic, and, in default of an adequate supply of specie, relieved the strain upon their currency by issuing paper. Mediæval banking had gone no further than the establishment of reserves of coin, to serve as a medium for clearing bills of exchange; the English took the great step of accelerating the circulation of their money, by using this reserve as a basis for a paper currency which might be largely expanded. The Bank of England was incorporated in 1694, the Bank of Scotland in 1695, and the effect was unquestionably considerable. Adam Smith has thus described the impetus received by Glasgow:—
In this emergency, British merchants demonstrated their typical resourcefulness. Lacking a sufficient supply of coin, they eased the pressure on their currency by issuing paper money. Medieval banking had only established reserves of coins to clear bills of exchange; the English made a significant advancement by increasing the circulation of their money, using this reserve as the foundation for a paper currency that could be greatly expanded. The Bank of England was founded in 1694, followed by the Bank of Scotland in 1695, and the impact was undeniably significant. Adam Smith described the boost that Glasgow received:—
“The effects of it have been precisely those above described. The business of the country is almost entirely carried on by means of the paper of those different banking companies, with which purchases and payments of all kinds are commonly made. Silver very seldom appears except in the change of a twenty shillings bank note, and gold still seldomer. But though the conduct of all those different companies has not been unexceptionable ... the country, notwithstanding, has evidently derived great benefit from their trade. I have heard it asserted, that the trade of the city of Glasgow doubled in about fifteen years after the first erection of the banks there; and that the trade of Scotland has more than quadrupled since the first erection of the two public banks at Edinburgh.”[331]
“The effects have been exactly as described above. The country's economy is almost entirely driven by the paper from various banking companies, which is commonly used for purchases and payments of all kinds. Silver rarely appears except as change for a twenty-shilling banknote, and gold is even less common. However, even though the actions of these different companies haven't always been perfect, the country has clearly benefited greatly from their operations. I've heard it claimed that the trade in Glasgow doubled within about fifteen years after the banks were first established there, and that Scotland's trade has more than quadrupled since the two public banks were set up in Edinburgh.”[331]
But although by this means a certain degree of relief was given, and though prices rose slowly throughout the first half of the eighteenth century, the fundamental difficulty remained. There was insufficient silver for export, exchanges were adverse, and that stock of coined money was lacking which is the form in which force clothes itself in highly centralized communities. How England finally supplied her needs is one of the most dramatic pages of history.
But even though this provided some relief and prices gradually increased throughout the first half of the eighteenth century, the underlying problem persisted. There wasn't enough silver for export, the exchanges were unfavorable, and there was a shortage of coined money, which is how power manifests in highly centralized societies. How England ultimately met its needs is one of the most dramatic stories in history.
305 As Jevons has aptly observed, Asia is “the great reservoir and sink of the precious metals.” From time immemorial the Oriental custom has been to hoard, and from the Mogul blazing with the diamonds of Golconda, to the peasant starving on his wretched pittance, every Hindoo had, in former days, a treasure stored away against a day of trouble. Year by year, since Pizarro had murdered the Inca Atahualpa for his gold, a stream of bullion had flowed from America to Europe, and from Europe to the East: there it had vanished as completely as though once more buried in the bowels of the mine. These hoards, the savings of millions of human beings for centuries, the English seized and took to London, as the Romans had taken the spoil of Greece and Pontus to Italy. What the value of the treasure was, no man can estimate, but it must have been many millions of pounds—a vast sum in proportion to the stock of the precious metals then owned by Europeans. Some faint idea of the booty of the conqueror may be drawn from Macaulay’s description of the first visit of an English soldier to an Oriental treasure chamber:—
305 As Jevons has rightly pointed out, Asia is “the great reservoir and sink of precious metals.” For ages, the custom in the East has been to hoard wealth. From the Mughal adorned with the diamonds of Golconda to the peasant struggling on his meager income, every Hindu once kept a stash set aside for tough times. Year after year, since Pizarro killed the Inca Atahualpa for his gold, a flow of bullion has moved from America to Europe and then from Europe to the East, disappearing as completely as if it were buried back in the mines. These hoards, the savings of millions for centuries, were seized by the English and taken to London, just as the Romans had taken the spoils of Greece and Pontus to Italy. The exact value of these treasures is beyond anyone's calculation, but it must have been many millions of pounds—a huge sum compared to the precious metals owned by Europeans at the time. A glimpse of the conqueror's spoils can be seen in Macaulay’s description of the first visit of an English soldier to an Eastern treasure chamber:—
“As to Clive, there was no limit to his acquisitions but his own moderation. The treasury of Bengal was thrown open to him. There were piled up, after the usage of Indian princes, immense masses of coin, among which might not seldom be detected the florins and byzants with which, before any European ship had turned the Cape of Good Hope, the Venetians purchased the stuffs and spices of the East. Clive walked between heaps of gold and silver, crowned with rubies and diamonds, and was at liberty to help himself.”[332]
“As for Clive, there was no limit to what he could acquire except for his own sense of moderation. The treasury of Bengal was opened up to him. There were huge piles of coins stacked up, just like Indian princes used to do, and among them were often the florins and byzants that the Venetians had used to trade for goods and spices from the East before any European ship had passed the Cape of Good Hope. Clive strolled between mountains of gold and silver, adorned with rubies and diamonds, and was free to take whatever he wanted.”[332]
306 The lives of few men are better known than those of Clive and Hastings, and yet there are few whose influence upon the fate of mankind has had such scant appreciation. It is not too much to say that the destiny of Europe hinged upon the conquest of Bengal. Robert Clive was of the same stock as Drake and Hawkins, Raleigh, Blake, and Cromwell; he was the eldest son of one of those small farmers whose ancestors had held their land ever since the Conquest, and who, when at last evicted and driven out to sea, had fought and conquered on every continent and on every ocean. Among the throng of great English adventurers none is greater than he.
306 Few lives are as well-known as those of Clive and Hastings, yet their impact on the fate of humanity is often overlooked. It's fair to say that the destiny of Europe depended on the conquest of Bengal. Robert Clive came from the same lineage as Drake, Hawkins, Raleigh, Blake, and Cromwell; he was the oldest son of one of those small-scale farmers whose families had owned their land since the Conquest, and who, when finally evicted and forced to seek new beginnings, fought and triumphed on every continent and in every ocean. Among the many great English adventurers, none is greater than he.
He was born in 1725, and from childhood displayed those qualities which made him pre-eminent on the field of battle; fighting was his delight, and so fierce was his temper that his family could not control him. At last, when eighteen, his father gladly sent him to Madras as a clerk in the service of the East India Company; and there, in a torrid climate which shattered his health, poor and neglected, lonely and forlorn, he pined, until in melancholy he twice attempted suicide. But he was destined to found an empire, and at last his hour came.
He was born in 1725, and from a young age, he showed the traits that made him outstanding on the battlefield; fighting was his passion, and his fierce temper was too much for his family to handle. Finally, at eighteen, his father happily sent him to Madras as a clerk for the East India Company; there, in a sweltering climate that damaged his health, feeling poor and neglected, lonely and abandoned, he suffered until he twice tried to end his own life out of despair. But he was meant to establish an empire, and eventually, his moment arrived.
When Clive went to India, the Company was still a purely commercial concern, holding only the land needed for its warehouses, and having in their pay a few ill-disciplined sepoys. In the year 1746, when Clive was twenty-one, the war of the Austrian Succession was raging, and suddenly a French fleet, commanded by Labourdonnais, appeared off Madras, and attacked Fort Saint George. Resistance was hopeless, the place surrendered, and the governor and chief inhabitants were taken to Pondicherry. Clive, however, managed to escape, and, volunteering, received an ensign’s commission, and began his military career.
When Clive went to India, the Company was still just a business, only owning the land needed for its warehouses and employing a few poorly trained sepoys. In 1746, when Clive was twenty-one, the War of the Austrian Succession was in full swing, and suddenly a French fleet led by Labourdonnais showed up off Madras and attacked Fort Saint George. Resistance was futile, the fort surrendered, and the governor and leading locals were taken to Pondicherry. Clive, however, managed to escape, and after volunteering, he received an ensign’s commission and started his military career.
307 Shortly after, peace was made in Europe, but in India the issue of the struggle lay undecided between the French and English, the prize being the peninsula. Dupleix, the French governor of Pondicherry, was a man of commanding intellect, who first saw the possibility of constructing a European empire in Hindostan by controlling native princes. Following up his idea, he mixed in a war of succession, and having succeeded in establishing a sovereign of the Deccan, he made himself master of Southern India. The Nizam’s treasure was thrown open to him, and beside many jewels of price, he is said to have appropriated two hundred thousand pounds in coin. This was the man whom Clive, when only a clerk of twenty-five, without military education or experience, attacked and overthrew.
307 Soon after, peace was established in Europe, but in India, the struggle between the French and English remained unresolved, with the prize being the peninsula. Dupleix, the French governor of Pondicherry, was a brilliant strategist who first recognized the potential to build a European empire in Hindostan by gaining control over native rulers. Pursuing this vision, he got involved in a succession war, and after successfully installing a ruler in the Deccan, he became the dominant power in Southern India. The Nizam’s treasure was made available to him, and along with many valuable jewels, it's said he took two hundred thousand pounds in cash. This was the man whom Clive, just a twenty-five-year-old clerk with no military training or experience, challenged and defeated.
Clive began his campaigns by the capture and defence of Arcot, one of the most daring deeds of a generation given over to perpetual war. Aided by their native allies, the French had laid siege to Trichinopoly, and Clive represented to his superiors that with the fate of Trichinopoly was bound up the fate of the whole peninsula. He recommended making a diversion by assaulting Arcot, the capital of the Carnatic; his plan met with approval, and, with two hundred Europeans and three hundred sepoys, he marched to fight the greatest power in the East. He succeeded in surprising and occupying the town without loss, but when within the city his real peril began. Arcot had neither ditches nor defensible ramparts, the English were short of provisions, and the Nabob hurried forward ten thousand men to relieve his capital. With four officers, one hundred and twenty British, and two hundred sepoys, Clive held the town for fifty days, and when the enemy assaulted for the last time he served his own guns. He won a decisive victory, and from that308 hour was recognized as among the most brilliant officers of the world.
Clive started his campaigns by capturing and defending Arcot, one of the most daring acts of a generation consumed by constant war. Supported by local allies, the French had laid siege to Trichinopoly, and Clive informed his superiors that the fate of Trichinopoly was tied to the fate of the entire peninsula. He suggested creating a diversion by attacking Arcot, the capital of the Carnatic; his plan was approved, and with two hundred Europeans and three hundred sepoys, he marched to confront the greatest power in the East. He managed to surprise and occupy the town without losses, but once inside the city, his real danger began. Arcot had no ditches or strong defensive walls, the British were low on supplies, and the Nabob quickly sent ten thousand men to relieve his capital. With four officers, one hundred and twenty British soldiers, and two hundred sepoys, Clive held the town for fifty days, and when the enemy launched their final assault, he operated his own guns. He achieved a decisive victory, and from that moment308, he was recognized as one of the most brilliant officers in the world.
Other campaigns followed, but his health, undermined by the tropics, gave way, and at twenty-seven he returned home to squander his money and contest an election to Parliament. He soon reached the end of his resources, and, just before the opening of the Seven Years’ War, he accepted a lieutenant-colonel’s commission, and set sail to take command in Hindostan. The Company appointed him governor of Fort Saint David, a settlement near Madras; but he had hardly assumed his office before an event occurred which caused the conquest of Bengal. The Nabob of Bengal captured Calcutta, and imprisoned one hundred and forty-six of the English residents in the “Black Hole,” where, in a single night, one hundred and twenty-three perished.
Other campaigns followed, but his health, weakened by the tropics, declined, and at twenty-seven he returned home to waste his money and challenge an election to Parliament. He soon ran out of funds, and just before the start of the Seven Years’ War, he accepted a lieutenant-colonel’s commission and set sail to take command in Hindostan. The Company appointed him governor of Fort Saint David, a settlement near Madras; however, he had barely taken office when an event unfolded that led to the conquest of Bengal. The Nabob of Bengal captured Calcutta and imprisoned one hundred and forty-six English residents in the “Black Hole,” where, in a single night, one hundred and twenty-three died.
Clive was summoned, and acted with his usual vigour. He routed the Nabob’s army, recovered Calcutta, and would have taken vengeance at once had not the civilians, who wanted to be restored to their places, interfered.
Clive was called in and acted with his usual energy. He defeated the Nabob’s army, took back Calcutta, and would have exacted revenge immediately if the civilians, who wanted their positions back, hadn’t intervened.
309 Long and tortuous negotiations followed, in which Clive displayed more than Oriental cunning and duplicity, ending in a march into the interior and the battle of Plassey. There, with one thousand English and two thousand sepoys, he met and crushed the army of the Nabob, sixty thousand strong. On June 23, 1757, one of the richest provinces of Asia lay before him defenceless, ripe for plunder. Eight hundred thousand pounds were sent down the Hooghly to Calcutta, in one shipment; Clive himself took between two and three hundred thousand pounds.
309 After lengthy and complicated negotiations, Clive showed more than just cunning and deceit typical of the East, leading to a push into the interior and the battle of Plassey. There, with a force of one thousand English soldiers and two thousand sepoys, he confronted and defeated the Nabob's army, which numbered sixty thousand. On June 23, 1757, one of the wealthiest provinces in Asia lay unprotected, ready for looting. Eight hundred thousand pounds were sent down the Hooghly River to Calcutta in a single shipment; Clive himself took between two and three hundred thousand pounds.
Like Drake and Hawkins, Clive had done great things for England, but he was a military adventurer, one of the class in whom the aristocracy recognized an enemy; and though in London he was treated with outward respect, and even given an Irish peerage, the landed interest hated him, and tried to destroy him, as in the next generation it tried to destroy Hastings.
Like Drake and Hawkins, Clive had achieved significant things for England, but he was a military adventurer, a type that the aristocracy viewed as a threat; and although he was outwardly respected in London and even granted an Irish peerage, the landowners despised him and sought to bring him down, just as they would try to do with Hastings in the next generation.
Upon the plundering of India there can be no better authority than Macaulay, who held high office at Calcutta when the administration of Hastings was still remembered; and who less than any of the writers who have followed him, was a mouth-piece of the official class.[333] He has told how after Plassey “the shower of wealth” began to fall, and he has described Clive’s own gains: “We may safely affirm that no Englishman who started with nothing has ever, in any line of life, created such a fortune at the early age of thirty-four.”[334] But the takings of Clive, either for himself or for the government, were trifling compared to the wholesale robbery and spoliation which followed his departure, when Bengal was surrendered a helpless prey to a myriad of greedy officials. These officials were absolute, irresponsible, and rapacious, and they emptied the private hoards. Their only thought was to wring some hundreds of thousands of pounds out of the natives as quickly as possible, and hurry home to display their wealth.
Upon the looting of India, there’s no better authority than Macaulay, who held a prominent position in Calcutta when Hastings's administration was still fresh in memory; and unlike many of the writers who came after him, he wasn't a mouthpiece for the official class. He described how, after Plassey, “the shower of wealth” began, and he detailed Clive’s own profits: “We can safely say that no Englishman who started with nothing has ever created such a fortune at the young age of thirty-four.” But Clive's earnings, whether for himself or for the government, were minor compared to the widespread theft and pillaging that occurred after his departure, when Bengal was left vulnerable to countless greedy officials. These officials were completely unchecked, irresponsible, and voracious, draining the private resources. Their sole focus was to extract hundreds of thousands of pounds from the locals as quickly as possible and rush back home to show off their riches.
“Enormous fortunes were thus rapidly accumulated at Calcutta, while thirty millions of human beings were reduced to the extremity of wretchedness.” “The misgovernment of the English was carried to a point such as seems hardly compatible with the very existence of society. The Roman proconsul, who, in a year or two, squeezed out of a province the means of rearing marble palaces and baths on the shores of Campania, of drinking from amber, of feasting on singing birds, of exhibiting armies of gladiators and flocks of camelopards; the Spanish viceroy, who, leaving behind him the curses of Mexico or Lima, entered Madrid with a long train of gilded coaches, and of sumpter-horses trapped and shod with silver, were now outdone.”[335]
“Massive fortunes were quickly amassed in Calcutta while thirty million people were pushed to the brink of misery. The English mismanagement was taken to a level that seemed barely sustainable for society. The Roman proconsul, who in a year or two drained a province of resources to build marble palaces and baths along the shores of Campania, to drink from amber, to feast on singing birds, and to display armies of gladiators and herds of giraffes; the Spanish viceroy, who, leaving behind the curses of Mexico or Lima, entered Madrid with a long procession of gilded coaches and pack horses adorned and shod with silver, were now surpassed.”[335]
Thus treasure in oceans flowed into England through private hands, but in India the affairs of the Company went from bad to worse. Misgovernment impoverished the people, the savings of long years of toil were exhausted, and when, in 1770, a drought brought famine, the resources of the people failed, and they perished by millions: “the very streets of Calcutta were blocked up by the dying and the dead.” Then came an outbreak of wrath from disappointed stockholders; the landed interest seized its opportunity to attack Clive in Parliament; and the merchants chose Hastings to develop the resources of Hindostan.
Thus, treasure from the oceans flowed into England through private hands, but in India, the Company’s affairs worsened significantly. Poor governance left the people in poverty, draining the savings accumulated over many years of hard work. Then, in 1770, a drought caused famine; the people’s resources ran out, and millions perished: “the very streets of Calcutta were blocked up by the dying and the dead.” This led to an outcry from dissatisfied stockholders; the landowners seized their chance to attack Clive in Parliament, and the merchants selected Hastings to tap into the resources of Hindostan.
As Sheridan said, the Company “extended the sordid principles of their origin over all their successive operations; connecting with their civil policy, and even with their boldest achievements, the meanness of a pedlar and the profligacy of pirates.” In Hastings the Company found a man fitted to their hands,311 a statesman worthy to organize a vast empire on an economic basis. Able, bold, cool, and relentless, he grasped the situation at a glance, and never faltered in his purpose. If more treasure was to be wrung from the natives, force had to be used systematically. Though Bengal might be ruined, the hoards of the neighbouring potentates remained safe, and these Hastings deliberately set himself to drain. Macaulay has explained the policy and the motives which actuated him:—
As Sheridan pointed out, the Company “carried over the troubling principles of their beginnings into all their subsequent actions; linking their civil policies, and even their most daring achievements, with the pettiness of a trader and the reckless behavior of pirates.” In Hastings, the Company found a man suited to their needs,311 a statesman capable of organizing a vast empire on a financial foundation. Smart, bold, composed, and unyielding, he understood the situation immediately and never wavered in his goals. If more wealth was to be extracted from the locals, force had to be applied systematically. Even if Bengal faced ruin, the treasures of the nearby rulers were still secure, and Hastings intentionally set out to exploit those. Macaulay has clarified the policies and motivations that drove him:—
“The object of his diplomacy was at this time simply to get money. The finances of his government were in an embarrassed state, and this embarrassment he was determined to relieve by some means, fair or foul. The principle which directed all his dealings with his neighbours is fully expressed by the old motto of one of the great predatory families of Teviotdale, ‘Thou shalt want ere I want.’ He seems to have laid it down, as a fundamental proposition which could not be disputed, that, when he had not as many lacs of rupees as the public service required, he was to take them from anybody who had. One thing, indeed, is to be said in excuse for him. The pressure applied to him by his employers at home, was such as only the highest virtue could have withstood, such as left him no choice except to commit great wrongs, or to resign his high post, and with that post all his hopes of fortune and distinction.”[336]
“The goal of his diplomacy at that time was simply to secure funding. The finances of his government were in a tough situation, and he was determined to fix this by any means necessary, whether fair or foul. The principle guiding all his interactions with his neighbors is summed up by the old saying of one of the renowned predatory families of Teviotdale, ‘You’ll go without before I do.’ It seems he established, as a fundamental rule that couldn’t be questioned, that when he didn’t have enough lacs of rupees for public service, he could take them from anyone who had them. One thing can be said in his defense: the pressure he faced from his superiors at home was so intense that only the highest moral standard could have withstood it, leaving him with no choice but to commit significant wrongs or resign from his prestigious position, taking with it all his hopes for wealth and recognition.”[336]
How he obtained his money, the pledges he violated, and the blood he spilt, is known as few passages of history are known, for the story has been told by Macaulay and by Burke. How he robbed the Nabob of Bengal of half the income the Company had solemnly promised to pay, how he repudiated312 the revenue which the government had covenanted to yield to the Mogul as a tribute for provinces ceded them, and how, in consideration of four hundred thousand pounds, he sent a brigade to slaughter the Rohillas, and placidly saw “their villages burned, their children butchered, and their women violated,” has been described in one of the most popular essays in the language. At Hastings’ impeachment, the heaviest charge against him was that based on his conduct toward the princesses of Oude, whom his creature, Asaph-ul-Dowlah, imprisoned and starved, whose servants he tormented, and from whom he wrung at last twelve hundred thousand pounds, as the price of blood. By these acts, and acts such as these, the treasure which had flowed to Europe through the extermination of the Peruvians, was returned again to England from the hoards of conquered Hindoos.
How he got his money, the promises he broke, and the violence he caused is known like few parts of history are, because the story has been told by Macaulay and Burke. How he took half the income that the Company had formally promised to pay the Nabob of Bengal, how he rejected the revenue that the government had agreed to give to the Mogul as tribute for the provinces they took, and how, in exchange for four hundred thousand pounds, he sent a brigade to kill the Rohillas, calmly watching their villages burn, their children slaughtered, and their women violated, has been described in one of the most popular essays in the language. During Hastings’ impeachment, the most serious accusation against him was related to his treatment of the princesses of Oude, whom his associate, Asaph-ul-Dowlah, imprisoned and starved, whose servants he tormented, and from whom he eventually extorted twelve hundred thousand pounds as a price of blood. Through these acts, and acts like these, the wealth that had flowed to Europe through the extermination of the Peruvians was returned to England from the treasures of conquered Hindoos.
CHAPTER XI
MODERN CENTRALIZATION
In discussing the phenomena of the highly centralized society in which he lived, Mill defined capital “as the accumulated stock of human labour.” In other words, capital may be considered as stored energy; but most of this energy flows in fixed channels, money alone is capable of being transmuted immediately into any form of activity. Therefore the influx of the Indian treasure, by adding considerably to the nation’s cash capital, not only increased its stock of energy, but added much to its flexibility and the rapidity of its movement.
In talking about the characteristics of the highly centralized society he lived in, Mill defined capital as “the accumulated stock of human labor.” In other words, capital can be viewed as stored energy; however, most of this energy flows along specific paths. Only money can be quickly transformed into any type of activity. So, the influx of Indian treasure, by significantly increasing the nation’s cash capital, not only boosted its energy reserves but also enhanced its flexibility and speed of operation.
Very soon after Plassey the Bengal plunder began to arrive in London, and the effect appears to have been instantaneous, for all authorities agree that the “industrial revolution,” the event which has divided the nineteenth century from all antecedent time, began with the year 1760. Prior to 1760, according to Baines, the machinery used for spinning cotton in Lancashire was almost as simple as in India;[337] while about 1750 the English iron industry was in full decline because of the destruction of the forests for fuel. At that time four-fifths of the iron in use in the kingdom came from Sweden.
Very soon after Plassey, the theft of resources from Bengal started to flow into London, and the impact seemed to be immediate, since all experts agree that the "industrial revolution," which marked a clear break between the nineteenth century and everything that came before, began around 1760. Before 1760, according to Baines, the machines used for spinning cotton in Lancashire were almost as basic as those in India;[337] while around 1750, the English iron industry was in serious decline due to the depletion of forests for fuel. At that time, four-fifths of the iron used in the kingdom came from Sweden.
314 Plassey was fought in 1757, and probably nothing has ever equalled the rapidity of the change which followed. In 1760 the flying-shuttle appeared, and coal began to replace wood in smelting. In 1764 Hargreaves invented the spinning-jenny, in 1779 Crompton contrived the mule, in 1785 Cartwright patented the power-loom, and, chief of all, in 1768 Watt matured the steam-engine, the most perfect of all vents of centralizing energy. Hut though these machines served as outlets for the accelerating movement of the time, they did not cause that acceleration. In themselves inventions are passive, many of the most important having lain dormant for centuries, waiting for a sufficient store of force to have accumulated to set them working. That store must always take the shape of money, and money not hoarded, but in motion.
314 The Battle of Plassey took place in 1757, and probably nothing has ever matched the speed of the changes that followed. In 1760, the flying shuttle was introduced, and coal began to replace wood in smelting. In 1764, Hargreaves developed the spinning jenny, in 1779, Crompton created the mule, in 1785, Cartwright patented the power loom, and most importantly, in 1768, Watt perfected the steam engine, the ultimate means of concentrating energy. However, while these machines provided outlets for the rapidly increasing momentum of the time, they did not actually cause that momentum. Inventions themselves are passive; many of the most significant ones had remained unused for centuries, waiting for enough energy to build up to activate them. That energy must always take the form of money, and money that is not just saved, but actively circulating.
Thus printing had been known for ages in China before it came to Europe; the Romans probably were acquainted with gunpowder; revolvers and breech-loading cannon existed in the fifteenth and sixteenth centuries, and steam had been experimented upon long before the birth of Watt. The least part of Watt’s labour lay in conceiving his idea; he consumed his life in marketing it. Before the influx of the Indian treasure, and the expansion of credit which followed, no force sufficient for this purpose existed; and had Watt lived fifty years earlier, he and his invention must have perished together. Considering the difficulties under which Matthew Boulton, the ablest and most energetic manufacturer of his time, nearly succumbed, no one can doubt that without Boulton’s works at Birmingham the engine could not have been produced, and yet before 1760 such works could not315 have been organized. The factory system was the child of the “industrial revolution,” and until capital had accumulated in masses capable of giving solidity to large bodies of labour, manufactures were necessarily carried on by scattered individuals, who combined a handicraft with agriculture. Defoe’s charming description of Halifax about the time Boulton learned his trade, is well known:—
Thus, printing had been known for ages in China before it made its way to Europe; the Romans likely knew about gunpowder; revolvers and breech-loading cannons existed in the fifteenth and sixteenth centuries, and steam had been experimented with long before Watt was born. The smallest part of Watt’s work was coming up with his idea; he spent his life trying to market it. Before the influx of Indian treasure and the expansion of credit that followed, there wasn't enough force for this purpose; and if Watt had lived fifty years earlier, both he and his invention would have disappeared together. Considering the challenges that Matthew Boulton, the most skilled and dynamic manufacturer of his time, nearly faced, no one can doubt that without Boulton’s works in Birmingham, the engine could not have been created. Yet, before 1760, such works couldn't have been set up. The factory system was the product of the “industrial revolution,” and until capital had built up in amounts large enough to support big workforces, manufacturing was necessarily done by scattered individuals who combined a craft with farming. Defoe’s charming description of Halifax around the time Boulton learned his trade is well known:—
“The nearer we came to Halifax, we found the houses thicker, and the villages greater, in every bottom; ... for the land being divided into small enclosures, from two acres to six or seven each, seldom more, every three or four pieces of land had an house belonging to them.
“The closer we got to Halifax, we noticed more houses and larger villages in every valley; ... since the land was divided into small plots, ranging from two to six or seven acres each, rarely more, every three or four pieces of land had a house attached to them."
“In short, after we had mounted the third hill, we found the country one continued village, tho’ every way mountainous, hardly an house standing out of a speaking distance from another; and, as the day cleared up, we could see at every house a tenter, and on almost every tenter a piece of cloth, kersie, or shalloon; which are the three articles of this countries labour....
“In short, after we climbed the third hill, we found the area to be one big village, with mountains all around, barely a house out of earshot from another; and as the day brightened up, we could see at each house a tenter, and on almost every tenter a piece of cloth, kersie, or shalloon; which are the three main products of this region's labor....
316 “This place then seems to have been designed by providence for the very purposes to which it is now allotted.... Nor is the industry of the people wanting to second these advantages. Tho’ we met few people without doors, yet within we saw the houses full of lusty fellows, some at the dye vat, some at the loom, others dressing the cloths; the women and children carding, or spinning; all employed from the youngest to the oldest; scarce anything above four years old, but its hands were sufficient for its own support. Not a beggar to be seen, nor an idle person, except here and there in an alms-house, built for those that are antient, and past working. The people in general live long; they enjoy a good air; and under such circumstances hard labour is naturally attended with the blessing of health, if not riches.”[338]
316 “This place seems to have been created by fate for the exact purposes it now serves. The hard work of the people definitely supports these advantages. Although we encountered few people outside, inside the houses, we found many strong individuals—some at the dye vat, some at the loom, and others preparing the fabrics; women and children were carding or spinning; everyone, from the youngest to the oldest, was busy; hardly anyone over the age of four wasn't contributing to their own support. There wasn’t a beggar in sight, nor was there an idle person, except for a few in an almshouse meant for the elderly and those who could no longer work. Overall, the people live long lives; they breathe good air; and in these conditions, hard work naturally leads to good health, if not wealth.”[338]
To the capitalist, then, rather than to the inventor, civilization owes the steam engine as a part of daily life, and Matthew Boulton was one of the most remarkable of the race of producers whose reign lasted down to Waterloo. As far back as tradition runs the Boultons appear to have been Northamptonshire farmers, but Matthew’s grandfather met with misfortunes under William, and sent his son to Birmingham to seek his fortune in trade. There the adventurer established himself as a silver stamper, and there, in 1728, Matthew was born. Young Boulton early showed both energy and ingenuity, and on coming of age became his father’s partner, thenceforward managing the business. In 1759, two years after the conquest of Bengal, the father died, and Matthew, having married in 1760, might have retired on his wife’s property, but he chose rather to plunge more deeply into trade. Extending his works, he built the famous shops at Soho, which he finished in 1762 at an outlay of £20,000, a debt which probably clung to him to the end of his life.
To the capitalist, rather than the inventor, civilization owes the steam engine as part of daily life, and Matthew Boulton was one of the most remarkable individuals in the production industry whose influence lasted until Waterloo. According to tradition, the Boultons were originally farmers from Northamptonshire, but Matthew's grandfather faced hardships under William and sent his son to Birmingham to seek his fortune in business. There, the entrepreneur established himself as a silver stamper, and it was in 1728 that Matthew was born. Young Boulton showed both energy and creativity from an early age, and upon reaching adulthood, he became his father’s partner, managing the business from then on. In 1759, two years after the conquest of Bengal, his father passed away. Matthew, who married in 1760, could have retired on his wife's inheritance, but he decided instead to dive deeper into trade. He expanded his operations and built the famous workshops at Soho, completing them in 1762 at a cost of £20,000, a debt that likely haunted him for the rest of his life.
Boulton formed his partnership with Watt in 1774, and then began to manufacture the steam-engine, but he met with formidable difficulties. Before the sales yielded any return, the outlay reduced him to the brink of insolvency; nor did he achieve success until he had exhausted his own and his friends’ resources.
Boulton teamed up with Watt in 1774 and started making the steam engine, but he faced serious challenges. Before the sales started generating any profit, his expenses almost led him to bankruptcy; he only found success after draining his own and his friends' finances.
“He mortgaged his lands to the last farthing; borrowed from his personal friends; raised money by annuities; obtained advances from bankers; and had invested upwards of forty thousand pounds in the enterprise before it began to pay.”[339]
“He remortgaged his property down to the last penny; borrowed from his friends; secured funds through annuities; got advances from banks; and had invested over forty thousand pounds in the project before it started to yield any returns.”[339]
Agriculture, as well as industry, felt the impulsion of the new force. Arthur Young remarked in 1770, that within ten years there had been “more experiments, more discoveries, and more general good sense displayed in the walk of agriculture than in an hundred preceding ones”; and the reason why such a movement should have occurred seems obvious. After 1760 a complex system of credit sprang up, based on a metallic treasure, and those who could borrow had the means at their disposal of importing breeds of cattle, and of improving tillage, as well as of organizing factories like Soho. The effect was to cause rapid centralization. The spread of high farming certainly raised the value of land, but it also made the position of the yeomanry untenable, and nothing better reveals the magnitude of the social revolution wrought by Plassey, than the manner in which the wastes were enclosed after the middle of the century. Between 1710 and 1760 only 335,000 acres of the commons were absorbed; between 1760 and 1843, nearly 7,000,000. In eighty years the yeomanry became extinct. Many of these small farmers migrated to the towns, where the stronger, like the ancestor of Sir Robert Peel, accumulated wealth in industry, the weaker sinking into factory hands. Those who lingered on the land, toiled as day labourers.
Agriculture and industry both experienced a boost from the new force. Arthur Young noted in 1770 that in just ten years, there had been “more experiments, more discoveries, and more common sense shown in agriculture than in a hundred years before”; and the reason for this movement seems clear. After 1760, a complex credit system emerged, supported by metal reserves, allowing those who could borrow to import better cattle breeds, improve farming techniques, and establish factories like Soho. This led to rapid centralization. While the spread of advanced farming increased land value, it also made the situation for small farmers unsustainable. The extent of the social revolution brought about by Plassey is highlighted by how the wastelands were enclosed after the middle of the century. From 1710 to 1760, only 335,000 acres of common land were absorbed; between 1760 and 1843, nearly 7,000,000 acres were taken in. In eighty years, small farmers disappeared. Many of these farmers moved to the cities, where the more successful, like Sir Robert Peel's ancestor, built wealth in industry, while the less fortunate fell into factory work. Those who stayed on the land worked as day laborers.
318 Possibly since the world began, no investment has ever yielded the profit reaped from the Indian plunder, because for nearly fifty years Great Britain stood without a competitor. That she should have so long enjoyed a monopoly seems at first mysterious, but perhaps the condition of the Continent may suggest an explanation. Since Italy had been ruined by the loss of the Eastern trade, she had ceased to breed the economic mind; consequently no class of her population could suddenly and violently accelerate their movements. In Spain the priest and soldier had so thoroughly exterminated the sceptic, that far from centralizing during the seventeenth century, as England and France had done, her empire was in full decline at the revolution of 1688. In France something similar had happened, though in a much less degree. After a struggle of a century and a half, the Church so far prevailed in 1685 as to secure the revocation of the Edict of Nantes. At the revocation many Huguenots went into exile, and thus no small proportion of the economic class, who should have pressed England hardest, were driven across the Channel, to add their energy to the energy of the natives. Germany lacked capital. Hemmed in by enemies, and without a seacoast, she had been at a disadvantage in predatory warfare; accordingly she did not accumulate money, and failed to consolidate until, in 1870, she extorted a treasure from France. Thus, in 1760, Holland alone remained as a competitor, rich, maritime, and peopled by Protestants. But Holland lacked the mass possessed by her great antagonist, beside being without minerals; and accordingly, far from accelerating her progress, she proved unable to maintain her relative rate of advance.
318 Since the dawn of time, no investment has matched the profits gained from the plundering of India, because for nearly fifty years, Great Britain had no competition. Initially, it seems puzzling that she could enjoy a monopoly for so long, but perhaps the state of the Continent provides some insight. After losing the Eastern trade, Italy was devastated and ceased to develop a strong economic mindset; as a result, no class within its population could rapidly and dramatically change its actions. In Spain, the priests and soldiers had virtually wiped out skepticism, so instead of centralizing like England and France did during the seventeenth century, Spain's empire was already in decline by the time of the 1688 revolution. France experienced something similar, though to a lesser extent. After a century and a half of struggle, the Church gained enough power in 1685 to revoke the Edict of Nantes. Following this revocation, many Huguenots fled, meaning a significant portion of the economic class that could have pressured England the most was forced to cross the Channel and join forces with the locals. Germany lacked capital. Surrounded by enemies and without access to the sea, it struggled in warfare and failed to accumulate wealth, only beginning to consolidate after extracting treasure from France in 1870. Therefore, by 1760, Holland was the only remaining competitor, being wealthy, maritime, and predominantly Protestant. However, Holland didn't have the population mass that its major rival possessed and was also lacking in minerals; as a result, instead of speeding up her progress, she couldn't maintain her relative pace of advancement.
319 Thus isolated, and favoured by mines of coal and iron, England not only commanded the European and American markets, at a time when production was strained to the utmost by war, but even undersold Hindoo labour at Calcutta. In some imperfect way her gains may be estimated by the growth of her debt, which must represent savings. In 1756, when Clive went to India, the nation owed £74,575,000, on which it paid an interest of £2,753,000. In 1815 this debt had swelled to £861,000,000, with an annual interest charge of £32,645,000. In 1761 the Duke of Bridgewater finished the first of the canals which were afterward to form an inland water-way costing £50,000,000, or more than two-thirds of the amount of the public debt at the outbreak of the Seven Years’ War. Meanwhile, also, steam had been introduced, factories built, turnpikes improved, and bridges erected, and all this had been done through a system of credit extending throughout the land. Credit is the chosen vehicle of energy in centralized societies, and no sooner had treasure enough accumulated in London to offer it a foundation, than it shot up with marvellous rapidity.
319 Isolated and benefiting from abundant coal and iron mines, England not only dominated the European and American markets during a time when production was stretched to its limits by war, but also managed to undercut Indian labor in Calcutta. Her profits can be roughly gauged by the increase in her national debt, which reflects her savings. In 1756, when Clive arrived in India, the country owed £74,575,000, paying £2,753,000 in interest. By 1815, this debt had ballooned to £861,000,000, with an annual interest payment of £32,645,000. In 1761, the Duke of Bridgewater completed the first of the canals that would eventually establish an inland waterway costing over £50,000,000, which was more than two-thirds of the public debt at the start of the Seven Years’ War. Meanwhile, steam power had been introduced, factories built, turnpikes improved, and bridges constructed, all through a credit system that spread across the nation. Credit is the preferred channel of energy in centralized societies, and as soon as enough wealth was gathered in London to establish a foundation, it surged forward with remarkable speed.
320 From 1694 to Plassey, the growth had been relatively slow. For more than sixty years after the foundation of the Bank of England, its smallest note had been for £20, a note too large to circulate freely, and which rarely travelled far from Lombard Street. Writing in 1790, Burke mentioned that when he came to England in 1750 there were not “twelve bankers’ shops” in the provinces, though then, he said, they were in every market town.[340] Thus the arrival of the Bengal silver not only increased the mass of money, but stimulated its movement; for at once, in 1759, the bank issued £10 and £15 notes, and, in the country, private firms poured forth a flood of paper. At the outbreak of the Napoleonic wars, there were not far from four hundred provincial houses, many of more than doubtful solvency. Macleod, who usually does not exaggerate such matters, has said, that grocers, tailors, and drapers inundated the country with their miserable rags.[341]
320 From 1694 to Plassey, growth was pretty slow. For over sixty years after the Bank of England was established, the smallest note issued was £20, which was too large to circulate widely and rarely left Lombard Street. In 1790, Burke noted that when he arrived in England in 1750, there weren't "twelve bankers' shops" in the provinces, although he remarked that they were present in every market town.[340] So, the introduction of Bengal silver not only increased the amount of money but also got it moving; by 1759, the bank began issuing £10 and £15 notes, and private firms in the countryside flooded the market with their own paper currency. When the Napoleonic wars broke out, there were nearly four hundred provincial banks, many of which were very questionable in terms of their financial stability. Macleod, who typically doesn’t exaggerate these things, mentioned that grocers, tailors, and drapers overwhelmed the country with their worthless notes.[341]
The cause of this inferiority of the country bankers was the avarice of the Bank of England, which prevented the formation of joint stock companies, who might act as competitors; and, as the period was one of great industrial and commercial expansion, when the adventurous and producing classes controlled society, enough currency of some kind was kept in circulation to prevent the prices of commodities from depreciating relatively to coin. The purchasing power of a currency is, other things being equal, in proportion to its quantity. Or, to put the proposition in the words of Locke, “the value of money, in general, is the quantity of all the money in the world in proportion to all the trade.”[342] At the close of the eighteenth century, many causes combined to make money plentiful, and therefore to cheapen it. Not only was the stock of bullion in England increased by importations from India, but, for nearly a generation, exports of silver to Asia fell off. From an average of £600,000 annually between 1740 and 1760, the shipments of specie by the East India Company fell to £97,500 between 1760 and 1780; nor did they rise to their old level until after the close of the administration of Hastings, when trade returned to normal channels. After 1800 the stream gathered volume, and between 1810 and 1820321 the yearly consignment amounted to £2,827,000, or to nearly one-half of the precious metals yielded by the mines.
The reason for the lesser status of local bankers was the greed of the Bank of England, which hindered the establishment of joint stock companies that could serve as competitors. Since this was a time of significant industrial and commercial growth, when the bold and productive classes had power in society, there was enough currency circulating to keep commodity prices stable in relation to coin. The purchasing power of currency is, all else being equal, related to its quantity. To put it in Locke's terms, “the value of money, in general, is the quantity of all the money in the world in proportion to all the trade.” [342] By the end of the eighteenth century, various factors came together to increase the amount of money, thus lowering its value. The stock of bullion in England rose due to imports from India, and for nearly a generation, shipments of silver to Asia decreased. From an average of £600,000 annually between 1740 and 1760, the East India Company’s exports of specie dropped to £97,500 between 1760 and 1780, not returning to previous levels until after Hastings' administration ended and trade stabilized. After 1800, the flow increased, and between 1810 and 1820321, the annual consignments reached £2,827,000, nearly half of the precious metals produced by the mines.
From the crusades to Waterloo, the producers dominated Europe, the money-lenders often faring hardly, as is proved by the treatment of the Jews. From the highest to the lowest, all had wares to sell; the farmer his crop, the weaver his cloth, the grocer his goods, and all were interested in maintaining the value of their merchandise relatively to coin, for they lost when selling on a falling market. By degrees, as competition sharpened after the Reformation, a type was developed which, perhaps, may be called the merchant adventurer; men like Child and Boulton, bold, energetic, audacious. Gradually energy vented itself more and more freely through these merchants, until they became the ruling power in England, their government lasting from 1688 to 1815. At length they fell through the very brilliancy of their genius. The wealth they amassed so rapidly, accumulated, until it prevailed over all other forms of force, and by so doing raised another variety of man to power. These last were the modern bankers.
From the Crusades to Waterloo, the producers ruled Europe, while money-lenders often struggled, as shown by the treatment of the Jews. From the highest to the lowest, everyone had something to sell; the farmer had his crops, the weaver his cloth, the grocer his goods, and all were keen to keep the value of their merchandise in line with coin, since they lost out when selling in a declining market. Gradually, as competition intensified after the Reformation, a new type emerged that might be called the merchant adventurer; men like Child and Boulton, who were bold, energetic, and daring. Over time, this energy became more freely expressed through these merchants, and they eventually became the dominant force in England, with their influence lasting from 1688 to 1815. Ultimately, they fell due to the very brilliance of their genius. The wealth they amassed so quickly grew to overshadow all other forms of power, leading to the rise of a new type of man — the modern bankers.
322 With the advent of the bankers, a profound change came over civilization, for contraction began. Self-interest had from the outset taught the producer that, to prosper, he should deal in wares which tended rather to rise than fall in value, relatively to coin. The opposite instinct possessed the usurer; he found that he grew rich when money appreciated, or when the borrower had to part with more property to pay his debt when it fell due, than the cash lent him would have bought on the day the obligation was contracted. As, toward the close of the eighteenth century, the great hoards of London passed into the possession of men of the latter type, the third and most redoubtable variety of the economic intellect arose to prominence, a variety of which perhaps the most conspicuous example is the family of Rothschild.
322 With the rise of bankers, a significant shift occurred in society, leading to a period of contraction. From the beginning, self-interest had taught producers that to thrive, they should trade in goods that were more likely to increase in value compared to money. The opposite motivation drove the moneylender; he realized that he became wealthier when money gained value or when the borrower had to give up more assets to settle their debt than what the cash lent could have purchased at the time the loan was made. As, toward the end of the eighteenth century, the vast resources of London came into the hands of these type of individuals, a third and formidable category of economic intellect came to the forefront, with the most notable example being the Rothschild family.
In one of the mean and dirty houses of the Jewish quarter of Frankfort, Mayer Amschel was born in the year 1743. The house was numbered 152 in the Judengasse, but was better known as the house of the Red Shield, and gave its name to the Amschel family. Mayer was educated by his parents for a rabbi; but, judging himself better fitted for finance, he entered the service of a Hanoverian banker named Oppenheim, and remained with him until he had saved enough to set up for himself. Then for some years he dealt in old coins, curiosities and bullion, married in 1770, returned to Frankfort, established himself in the house of the Red Shield, and rapidly advanced toward opulence. Soon after he gave up his trade in curiosities, confining himself to banking, and his great step in life was made when he became “Court Jew” to the Landgrave of Hesse. By 1804 he was already so prosperous that he contracted with the Danish Government for a loan of four millions of thalers.
In one of the shabby and grimy houses in the Jewish quarter of Frankfurt, Mayer Amschel was born in 1743. The house was numbered 152 on Judengasse but was better known as the House of the Red Shield, which became the name of the Amschel family. Mayer was raised by his parents to become a rabbi, but believing he was more suited for finance, he began working for a Hanoverian banker named Oppenheim and stayed with him until he saved enough to start his own business. For several years, he dealt in old coins, collectibles, and precious metals, got married in 1770, returned to Frankfurt, set himself up in the House of the Red Shield, and quickly moved towards wealth. Soon after, he stopped trading in curiosities and focused solely on banking, with his major breakthrough coming when he became the “Court Jew” to the Landgrave of Hesse. By 1804, he was already so successful that he made a deal with the Danish Government for a loan of four million thalers.
323 Mayer had five sons, to whom he left his business and his wealth. In 1812 he died, and, as he lay upon his death-bed, his last words were, “You will soon be rich among the richest, and the world will belong to you.”[343] His prophecy came true. These five sons conceived and executed an original and daring scheme. While the eldest remained at Frankfort, and conducted the parent house, the four others migrated to four different capitals, Naples, Vienna, Paris, and London, and, acting continually in consort, they succeeded in obtaining a control over the money market of Europe, as unprecedented as it was lucrative to themselves.
323 Mayer had five sons, to whom he left his business and wealth. He passed away in 1812, and as he lay on his deathbed, his last words were, “You will soon be among the wealthiest, and the world will belong to you.”[343] His prediction came true. These five sons came up with and carried out an original and bold plan. While the oldest stayed in Frankfurt to manage the family business, the other four moved to four different capitals: Naples, Vienna, Paris, and London. By working together consistently, they gained control over the European money market, achieving unprecedented success and making a significant profit for themselves.
Of the five brothers, the third, Nathan, had commanding ability. In 1798 he settled in London, married in 1806 the daughter of one of the wealthiest of the English Jews, and by 1815 had become the despot of the Stock Exchange; “peers and princes of the blood sat at his table, clergymen and laymen bowed before him.” He had no tastes, either literary, social, or artistic; “in his manners and address he seemed to delight in displaying his thorough disregard of all the courtesies and amenities of civilized life”; and when asked about the future of his children he said, “I wish them to give mind, soul, and heart, and body—everything to business. That is the way to be happy.”[344] Extremely ostentatious, though without delicacy or appreciation, “his mansions were crowded with works of art, and the most gorgeous appointments.” His benevolence was capricious; to quote his own words, “Sometimes to amuse myself I give a beggar a guinea. He thinks it is a mistake, and for fear I shall find it out off he runs as hard as he can. I advise you to give a beggar a guinea sometimes. It is very amusing.”[345]
Of the five brothers, the third, Nathan, had a powerful presence. In 1798, he moved to London and in 1806 married the daughter of one of the richest English Jews. By 1815, he had become the kingpin of the Stock Exchange; “peers and princes of the blood sat at his table, clergymen and laymen bowed before him.” He had no interests, whether literary, social, or artistic; “in his manners and address he seemed to relish showing his complete disregard for all the courtesies and niceties of civilized life.” When asked about his children’s future, he said, “I want them to dedicate mind, soul, heart, and body—everything to business. That is the way to be happy.”[344] Extremely flashy, yet lacking sensitivity or appreciation, “his mansions were filled with works of art and the most extravagant decorations.” His generosity was unpredictable; to quote him directly, “Sometimes to entertain myself I give a beggar a guinea. He thinks it’s a mistake, and out of fear I’ll realize it, he runs off as fast as he can. I recommend giving a beggar a guinea sometimes. It’s quite entertaining.”[345]
324 Though an astonishingly bold and unscrupulous speculator, Nathan probably won his chief successes by skill in lending, and, in this branch of financiering, he was favoured by the times in which he lived. During the long wars Europe plunged into debt, contracting loans in depreciated paper, or in coin which was unprecedentedly cheap because of the abundance of the precious metals.
324 Although he was an incredibly bold and ruthless investor, Nathan likely achieved most of his success through his expertise in lending, and he benefited from the circumstances of his time. During the prolonged wars, Europe fell into deep debt, borrowing in devalued currency or in coins that were unusually cheap due to the surplus of precious metals.
In the year 1809, prices reached the greatest altitude they ever attained in modern, or even, perhaps, in all history. There is something marvellously impressive in this moment of time, as the world stood poised upon the brink of a new era. To the contemporary eye Napoleon had reached his zenith. Everywhere victorious, he had defeated the English in Spain, and forced the army of Moore to embark at Corunna; while at Wagram he had brought Austria to the dust. He seemed about to rival Cæsar, and establish a military empire which should consolidate the nations of the mainland of Europe. Yet in reality one of those vast and subtle changes was impending, which, by modifying the conditions under which men compete, alter the complexion of civilizations, and which has led in the course of the nineteenth century to the decisive rejection of the martial and imaginative mind.
In 1809, prices reached their highest point ever in modern history, and perhaps in all of history. There’s something really striking about this moment in time, as the world was on the edge of a new era. To people of that time, Napoleon seemed to be at the peak of his power. Victorious everywhere, he had defeated the English in Spain and forced Moore's army to evacuate at Corunna; meanwhile, he had crushed Austria at Wagram. He looked like he was about to rival Caesar and create a military empire that would unify the nations of mainland Europe. Yet, in reality, a significant and subtle change was on the horizon, one that would transform the competition between men, reshape civilizations, and ultimately lead to a decisive rejection of the martial and imaginative mindset throughout the nineteenth century.
325 In April 1810 Bolivar obtained control at Caracas, and, with the outbreak of the South American revolutions, the gigantic but imaginative empire of Spain passed into the acute stage of disintegration. On December 19 of the same year, the Emperor Alexander opened the ports of Russia to neutral trade. By so doing Alexander repudiated the “continental system” of Napoleon, made a breach with him inevitable, and thus brought on the campaign of Moscow, the destruction of the Grand Army, and the close of French military triumphs on the hill of Waterloo. From the year 1810, nature has favoured the usurious mind, even as she favoured it in Rome, from the death of Augustus.
325 In April 1810, Bolivar took control of Caracas, and with the start of the South American revolutions, the massive but over-ambitious empire of Spain entered a severe phase of collapse. On December 19 of that same year, Emperor Alexander opened Russia's ports to neutral trade. In doing so, Alexander rejected Napoleon's "continental system," making a break with him unavoidable and leading to the Moscow campaign, the defeat of the Grand Army, and the end of French military victories at Waterloo. Since 1810, nature has favored the greedy, just as it did in Rome after Augustus's death.
Moreover, both in ancient and modern life, the first symptom of this profound economic and intellectual revolution was identical. Tacitus has described the panic which was the immediate forerunner of the rise of the precious metals in the first century; and in 1810 a similar panic occurred in London, when prices suddenly fell fifteen per cent,[346] and when the most famous magnate of the Stock Exchange was ruined and killed. The great houses of Baring and of Goldsmid had undertaken the negotiation of a government loan of £14,000,000. To the surprise of these eminent financiers values slowly receded, and, in September, the death of Sir Francis Baring precipitated a crisis; Abraham Goldsmid, reduced to insolvency, in despair committed suicide; the acutest intellects rose instantaneously upon the corpses of the weaker, and the Rothschilds remained the dictators of the markets of the world. From that day to this the slow contraction has continued, with only the break of little more than twenty years, when the gold of California and Australia came in an overwhelming flood; and, from that day to this, the same series of phenomena have succeeded one another, which eighteen hundred years ago marked the emasculation of Rome.
Moreover, both in ancient and modern life, the first sign of this major economic and intellectual revolution was the same. Tacitus described the panic that preceded the rise of precious metals in the first century; similarly, in 1810, a panic hit London when prices suddenly dropped by fifteen percent, and the most well-known figure on the Stock Exchange was ruined and died. The major firms of Baring and Goldsmid had taken on the task of negotiating a government loan of £14,000,000. To the surprise of these prominent financiers, values slowly declined, and in September, the death of Sir Francis Baring triggered a crisis; Abraham Goldsmid, facing insolvency, tragically took his own life; the sharpest minds quickly capitalized on the misfortunes of the weaker, and the Rothschilds remained the rulers of the world's markets. From that day until now, the slow contraction has continued, with only a break of just over twenty years when gold from California and Australia arrived in massive amounts; and since then, the same series of events have occurred that marked the decline of Rome eighteen hundred years ago.
326 At the peace, many causes converged to make specie rise; the exports of bullion to the East nearly doubled; America grew vigorously, and mining was interrupted by the revolt of the Spanish colonies. Yet favourable as the position of the creditor class might be, it could be improved by legislation, and probably no financial policy has ever been so ably conceived, or so adroitly executed, as that masterpiece of state-craft which gave Lombard Street control of the currency of Great Britain.
326 After the peace, several factors came together to drive up the value of money; exports of gold and silver to the East nearly doubled; America was booming, and mining was disrupted by the revolt of the Spanish colonies. Although the situation was favorable for creditors, it could be enhanced through legislation, and likely no financial policy has ever been as well-planned or skillfully implemented as that brilliant act of statecraft that gave Lombard Street control over Britain’s currency.
Under the reign of the producers, values had generally been equalized by cheapening the currency when prices fell. In the fourteenth, fifteenth, and sixteenth centuries, the penny had been systematically degraded, to keep pace with the growing dearth of silver. When the flood of the Peruvian bullion had reached its height in 1561, the currency regained its fineness; but in 1601 the penny lost another half-grain of weight, and, though not again adulterated at the mint, the whole coinage suffered so severely from hard usage that, under the Stuarts, it fell to about two-thirds of its nominal value. A re-coinage took place under William, but then paper came in to give relief, and the money in circulation continued to degenerate, as there was no provision for the withdrawal of light pieces. By 1774, the loss upon even the guinea had become so great that Parliament intervened, and Lord North recommended “that all the deficient gold coin should be called in, and re-coined” and also that the “currency of the gold coin should, in future, be regulated by weight as well as by tale ... and that the several pieces should not be legal tender, if they were diminished, by wearing or327 otherwise, below a certain weight, to be determined by proclamation.”[347]
Under the producers' rule, values were generally balanced by devaluing the currency when prices dropped. In the 14th, 15th, and 16th centuries, the penny was systematically diminished to keep up with the decreasing supply of silver. When the influx of Peruvian silver peaked in 1561, the currency regained its quality; however, in 1601, the penny lost another half-grain of weight. Although it wasn't further diluted at the mint, the entire coinage became worn down due to heavy use, so that under the Stuarts, it dropped to about two-thirds of its nominal value. There was a re-coinage under William, but once paper money came in for relief, the circulating money continued to deteriorate since there was no plan to withdraw lighter coins. By 1774, the loss on even the guinea had become so significant that Parliament had to step in, and Lord North suggested “that all the deficient gold coin should be called in, and re-coined” and that “the currency of the gold coin should, in future, be regulated by weight as well as by count ... and that the various pieces should not be legal tender if they were worn down or otherwise diminished below a specific weight, which would be determined by proclamation.”327
By such means as this, the integrity of the metallic money was at length secured; but the emission of paper remained unlimited, and in 1797 even the Bank of England suspended cash payments. Then prices advanced as they had never advanced before, and, during the first ten years of the nineteenth century, the commercial adventurers reached their meridian. From 1810 they declined in power; but for several preceding generations they had formed a true aristocracy, shaping the laws and customs of their country. They needed an abundant currency, and they obtained it through the Bank. On their side the directors recognized this duty to be their chief function, and laid it down as a principle that all legitimate commercial paper should always be discounted. If interest rose, the rise proved a dearth of money, and they relieved that dearth with notes.
By these means, the integrity of the metal money was finally secured; however, the issuance of paper money remained unlimited, and in 1797, even the Bank of England stopped cash payments. As a result, prices soared like never before, and during the first ten years of the 1800s, commercial adventurers reached their peak. From 1810, their power declined, but for several generations prior, they had formed a true aristocracy, shaping the laws and customs of their country. They needed a plentiful currency, which they obtained through the Bank. The directors on their part recognized this duty as their main function and established as a principle that all legitimate commercial paper should always be discounted. If interest rates rose, it indicated a shortage of money, and they addressed that shortage with notes.
328 Lord Overstone has thus explained the system of banking which was accepted, without question, until 1810: “A supposed obligation to meet the real wants of commerce, and to discount all commercial bills arising out of legitimate transactions, appears to have been considered as the principle upon which the amount of the circulation was to be regulated.”[348] And yet, strangely enough, even the adversaries of this system admitted that it worked well. A man as fixed in his opinions as Tooke, could not contain his astonishment that “under the guidance of maxims and principles so unsound and of such apparently mischievous tendency, as those professed by the governors and some of the directors of the Bank in 1810, such moderation and ... such regularity of issue should, under chances and changes in politics and trade, unprecedented in violence and extent, have been preserved, as that a spontaneous readjustment between the value of the gold and the paper should have taken place, as it did, without any reduction of their circulation.”[349]
328 Lord Overstone has explained the banking system that was accepted without question until 1810: “It seems that there was a supposed obligation to meet the actual needs of commerce and to discount all commercial bills from legitimate transactions, which was considered the principle for regulating the amount of currency in circulation.”[348] Yet, oddly enough, even the critics of this system acknowledged that it functioned well. A person as steadfast in his views as Tooke was astonished that “under the guidance of such flawed and seemingly harmful maxims and principles held by the governors and some directors of the Bank in 1810, such restraint and ... such regularity in issuing currency should have been maintained despite the unprecedented political and economic turmoil, allowing a spontaneous readjustment between the value of gold and paper to occur without any reduction in their circulation.”[349]
With such a system the currency tended to fall rather than to rise in value, in comparison with commodities, and for this reason the owners of the great hoards were at a disadvantage. What powerful usurers, like Rothschild, wanted, was a legal tender fixed in quantity, which, being unable to expand to meet an increased demand, would rise in price. Moreover, they needed a circulating medium sufficiently compact to be controlled by a comparatively small number of capitalists, who would thus, under favourable conditions, hold the whole debtor community at their mercy.
With this kind of system, the currency usually lost value instead of gaining it in comparison to goods, which put the owners of large hoards at a disadvantage. What powerful lenders, like Rothschild, wanted was a fixed quantity of legal tender that couldn’t expand to meet increased demand, causing its value to go up. Additionally, they needed a currency that was compact enough to be managed by a relatively small group of capitalists, who could then, under favorable conditions, keep the entire debtor community at their mercy.
329 If the year 1810 be taken as the point at which the energy stored in accumulations of money began to predominate in England, the revolution which ended in the overthrow of the producers, advanced, with hardly a check, to its completion by the “Bank Act” of 1844. The first symptom of approaching change was the famous “Bullion Committee,” appointed on the motion of Francis Horner in 1810. This report is most interesting, for it marks an epoch, and in it the struggle for supremacy between the lender and the borrower is brought out in full relief. To the producer, the commodity was the measure of value; to the banker, coin. The producer sought a currency which should retain a certain ratio to all commodities, of which gold was but one. The banker insisted on making a fixed weight of the metal he controlled, the standard from which there was no appeal.
329 If we consider the year 1810 as the point when the power of money accumulation started to take over in England, the revolution that led to the downfall of producers moved forward, almost uninterrupted, until it reached its peak with the “Bank Act” of 1844. The initial sign of this impending change was the well-known “Bullion Committee,” established at the behest of Francis Horner in 1810. This report is fascinating because it represents a significant turning point, revealing the intense competition between lenders and borrowers. For producers, the commodity was the standard of value; for bankers, it was coin. The producer wanted a type of currency that maintained a consistent ratio to all commodities, with gold being just one of them. The banker, on the other hand, insisted on using a fixed weight of the metal he controlled as the sole standard, with no room for debate.
A distinguished merchant, named Chambers, in his evidence before the Committee, put the issue in a nutshell:—
A respected merchant named Chambers, in his testimony before the Committee, summed up the issue perfectly:—
Q. “At the Mint price of standard gold in this country, how much gold does a Bank of England note for one pound represent?
Q. “At the current Mint price of standard gold in this country, how much gold does a Bank of England note for one pound represent?
A. “5 dwts. 3 grs.
“5 dwt. 3 gr.”
Q. “At the present market price of standard gold of £4 12. per ounce, how much gold do you get for a Bank of England note for one pound?
Q. “At today’s market price of standard gold at £4.12 per ounce, how much gold can you get for a Bank of England note for one pound?
A. “4 dwts. 8 grs.
4 dwt. 8 gr.
Q. “Do you consider that a Bank of England note for one pound, under these present circumstances, is exchangeable in gold for what it represents of that metal?
Q. “Do you think that a Bank of England note for one pound can be exchanged for gold based on what it represents in this situation?”
A. “I do not conceive gold to be a fairer standard for Bank of England notes than indigo or broadcloth.”
A. “I don’t think gold is a better standard for Bank of England notes than indigo or broadcloth.”
330 Although the bankers controlled the “Bullion Committee,” the mercantile interest still maintained itself in Parliament, and the resolutions proposed by the chairman in his report were rejected in the Commons by a majority of about two to one. The tide, however, had turned, and perhaps the best index of the moment at which the balance of power shifted, may be the course of Peel. Of all the public men of his generation, Peel had the surest instinct for the strongest force. Rarely, if ever, did this instinct fail him, and after 1812 his intuition led him to separate from his father; as, later in life, it led him to desert his party in the crisis of 1845. The first Sir Robert Peel, the great manufacturer, who made the fortune of the family, had the producer’s instinct and utterly opposed contraction. In 1811 he voted against the report of the Bullion Committee, and then his son voted with him. After 1816, however, the younger Peel became the spokesman of Lombard Street, and the story is told that when the bill providing for cash payments passed in July, 1819, the old man, after listening to his son’s great speech, said with bitterness: “Robert has doubled his fortune, but ruined his country.”[350]
330 Even though the bankers were in charge of the “Bullion Committee,” the business interests still had a presence in Parliament, and the resolutions suggested by the chairman in his report were turned down in the Commons by a majority of about two to one. However, things had started to change, and perhaps the best sign of when the balance of power shifted is seen in Peel’s actions. Among all the public figures of his time, Peel had the greatest instinct for identifying powerful forces. This instinct rarely let him down, and after 1812 it led him to part ways with his father; later in life, it prompted him to leave his party during the crisis of 1845. The first Sir Robert Peel, the successful manufacturer who created the family fortune, had a producer’s instinct and firmly opposed any reduction. In 1811, he voted against the report from the Bullion Committee, and at that time, his son voted alongside him. However, after 1816, the younger Peel became the voice for Lombard Street, and it is said that when the bill for cash payments was approved in July 1819, the elder Peel, after hearing his son's impressive speech, bitterly remarked: “Robert has doubled his fortune, but ruined his country.”[350]
Probably Waterloo marked the opening of the new era, for after Waterloo the bankers met with no serious defeat. At first they hardly encountered opposition. They began by discarding silver. In 1817 the government made 123 374⁄1000 grs. of gold the unit of value, the coin representing this weight of metal ceasing to be a legal tender when deficient by about half a grain. The standard having thus been determined, it remained to enforce it. By this time Peel had been chosen by the creditor class as their mouthpiece, and in 1819 he introduced a bill to provide for cash payments. He found little resistance to his measure, and proposed 1823 as the time for the return; as it happened, the date was anticipated, and notes were redeemed in gold from May 1, 1821. As far as the coinage was concerned, this legislation completed the work, but the task of limiting discounts remained untouched, a task of even more importance,331 for, as long as the Bank continued discounting bills, and thus emitting an unlimited quantity of notes whenever the rate of interest rose, debtors not only might always be able to face their obligations, but the worth of money could not be materially enhanced. This question was decided by the issue of the panic of 1825, brought on by the Resumption Act.
Probably, Waterloo marked the start of a new era, because after Waterloo, the bankers faced no serious defeats. Initially, they hardly encountered any opposition. They began by getting rid of silver. In 1817, the government set 123 374⁄1000 grams of gold as the unit of value, with the coin representing this weight of metal no longer considered legal tender if it fell short by about half a grain. With the standard established, the next step was to enforce it. By then, Peel had been chosen by the creditors to speak for them, and in 1819, he introduced a bill to facilitate cash payments. He encountered little resistance to his proposal and suggested 1823 as the return date; however, that date was moved up, and notes were redeemed in gold starting May 1, 1821. Regarding the coinage, this legislation completed the task, but the issue of limiting discounts remained unaddressed, which was even more crucial. As long as the Bank continued to discount bills and release an unlimited amount of notes whenever interest rates rose, debtors would always be able to meet their obligations, and the value of money couldn't be significantly increased. This issue became apparent during the panic of 1825, triggered by the Resumption Act.331
At the suspension of 1797, paper in small denominations had been authorized to replace the coin which disappeared, but this act expired two years after the return to specie payments. Therefore, as time elapsed, the small issues began to be called in, and, according to Macleod, the country circulation, by 1823, had contracted about twelve per cent. The Bank of England also withdrew a large body of notes in denominations less than five pounds, and, to fill the gap, hoarded some twelve million sovereigns, a mass of gold about equal to the yield of the mines for the preceding seven or eight years. This gold had to be taken from the currency of Europe, and the sudden contraction caused a shock which vibrated throughout the West.
At the suspension in 1797, small denomination paper money was authorized to replace the coins that had disappeared, but this measure expired two years after the return to specie payments. As time went on, the small issues began to be collected, and, according to Macleod, by 1823, the country’s circulation had contracted by about twelve percent. The Bank of England also pulled a significant amount of notes in denominations less than five pounds, and to fill this gap, it hoarded around twelve million sovereigns, a pile of gold similar to the yield from the mines over the past seven or eight years. This gold had to be drawn from the currency of Europe, and the sudden contraction caused a shock that resonated throughout the West.
In France gold coinage almost ceased, and prices dropped heavily, declining twenty-four per cent between 1819 and 1822. Yet perhaps the most vivid picture of the distress caused by this absorption of gold, is given in a passage written by Macleod, to prove that Peel’s act had nothing to do with the catastrophe:—
In France, gold coinage nearly stopped, and prices fell sharply, dropping by twenty-four percent between 1819 and 1822. However, perhaps the clearest illustration of the hardship caused by this depletion of gold can be found in a passage by Macleod, which aimed to demonstrate that Peel’s act had no relation to the disaster:—
“There was one perfectly satisfactory argument to show that the low prices of that year had nothing to do with the Act of 1819, namely, that prices of all sorts of agricultural produce were equally depressed all over the continent of Europe from the same cause. The fluctuations, indeed, on the continent were much more violent than even in England.... The same phenomena were observed in Italy. A similar fall, but not to so great an extent, took place at Lisbon. What could the Act of 1819 have to do with these places?”[351]
“There was one solid argument to show that the low prices that year had nothing to do with the Act of 1819: the prices of all kinds of agricultural products were equally low across Europe for the same reason. In fact, the fluctuations on the continent were much more extreme than even in England.... The same trends were seen in Italy. A similar drop, though not as severe, happened in Lisbon. What could the Act of 1819 possibly have to do with these places?”[351]
The severe and protracted depression, while affecting all producers, bore with peculiar severity upon the gentry, whose estates were burdened with mortgages and all kinds of settlements, so much so that frequently properties sank below their encumbrances, and the owners were beggared. At the opening of Parliament, both Houses were overwhelmed with petitions for aid. Among these petitions, one of the best known was presented to the Commons in May, 1822, by Charles Andrew Thompson, of Chiswick, which serves to show the keenness of the distress among debtors owning land.
The severe and long-lasting depression affected all producers, but it hit the gentry particularly hard, as their estates were loaded with mortgages and various settlements. Often, properties lost value and fell below their debts, leaving the owners bankrupt. At the start of Parliament, both Houses were flooded with requests for assistance. Among these requests, one of the most notable was submitted to the Commons in May 1822 by Charles Andrew Thompson from Chiswick, highlighting the deep distress felt by landowning debtors.
Thompson stated, in substance, that in 1811 he and his father, being wealthy merchants, purchased an estate in Hertfordshire for £62,000, and afterward laid out £10,000 more in improvements. That in 1812 they entered into a contract for another estate, whose price was £60,000, but, a question having arisen as to the title, a lawsuit intervened, and, before judgment, the petitioner and his father had experienced such losses that they could not pay the sum adjudged due by the court. Thereupon, to raise money, they mortgaged both estates for £65,000. In July, 1821, both estates were offered for sale, but they failed to bring the amount for which they were mortgaged. Estates in other333 counties which cost £33,166, had been sold for £12,000, and through the depression of trade the petitioners had become bankrupt. In 1822 the petitioner’s father died of a broken heart; and he himself remained a ruined man, with seven children of his own, ten of his brother’s, and seven of his sister’s all depending on him.[352]
Thompson mentioned that in 1811, he and his father, who were wealthy merchants, bought an estate in Hertfordshire for £62,000, and later spent an additional £10,000 on improvements. In 1812, they entered a contract for another estate that cost £60,000, but when a question arose regarding the title, a lawsuit ensued. Before a judgment was reached, both the petitioner and his father faced such financial losses that they couldn't pay the amount determined by the court. To raise funds, they mortgaged both estates for £65,000. In July 1821, both estates were put up for sale, but they didn't sell for the amount of the mortgage. Estates in other counties, which had originally cost £33,166, were sold for only £12,000, and due to a downturn in trade, the petitioners went bankrupt. In 1822, the petitioner's father died from heartbreak, and the petitioner himself was left destitute, responsible for seven of his own children, ten of his brother's, and seven of his sister's, all relying on him.
The nation seemed upon the brink of some convulsion, for the gentry hardly cared to disguise their design of effecting a readjustment of both public and private debts. Passions ran high, and in June, 1822, a long debate followed upon a motion, made by Mr. Western, to inquire into the effects produced by the resumption of cash payments. The motion was indeed defeated, but defeated by a concession which entailed a catastrophe up to that time unequalled in the experience of Great Britain. To save the “Resumption Act” the ministry in July brought in a bill to respite the small notes until 1833, a measure which at once quieted the agitation, but which produced the most far-reaching and unexpected results.
The country seemed on the verge of major upheaval, as the wealthy class barely tried to hide their plans to adjust both public and private debts. Tensions were high, and in June 1822, there was a lengthy debate on a motion made by Mr. Western to investigate the effects of resuming cash payments. The motion was ultimately rejected, but this rejection came with a concession that led to a crisis greater than anything Britain had experienced before. To protect the “Resumption Act,” the government introduced a bill in July to delay the small notes until 1833, a move that immediately calmed the unrest but resulted in far-reaching and unforeseen consequences.
According to Francis, the country banks augmented their issues fifty per cent between 1822 and 1825,[353] nor was this increase of paper the only or the most serious form taken by the inflation. The great hoard of sovereigns, accumulated by the Bank to replace its small notes, was made superfluous; and, in a memorandum delivered by the directors to the House of Commons, no less than £14,200,000 were stated to have been thrown on their hands in 1824334 by this change of policy.[354] The effect was to create a veritable glut of gold in the United Kingdom; prices rose abnormally—fifteen per cent—between 1824 and 1825.
According to Francis, the country banks increased their issues by fifty percent between 1822 and 1825,[353] and this rise in paper money was not the only or the most significant form of inflation. The large reserve of gold coins that the Bank had saved to back its small notes became unnecessary; in a report given by the directors to the House of Commons, it was noted that £14,200,000 had been left unneeded in 1824334 due to this policy change.[354] The outcome was a real surplus of gold in the United Kingdom; prices surged unusually—by fifteen percent—between 1824 and 1825.
As values tended upward, a frenzy of speculation seized upon a people who had long suffered from the grinding of contraction, and meanwhile the Bank, adhering to its old policy, freely discounted all the sound bills brought them. In 1824 prices rose above the Continental level, and gold, being cheaper in London than in Paris, began to flow thither. The Bank reserve steadily fell. In March, 1825, the fever reached its height, and a decline set in, while the directors, anxious at the condition of their reserve in May, attempted to restrict their issues. The consequence was sharp contraction, and in November the crash came. Mr. Huskisson stated, in the House of Commons, that for forty-eight hours it was impossible to convert even government securities into cash. Exchequer bills, bank stock, and East India stock were alike unsalable, and many of the richest merchants of London walked the streets, not knowing whether on the morrow they might not be insolvent. “It is said” the Bank itself “must have stopped payment, and that we should have been reduced to a state of barter, but for a box full of old one and two-pound notes which was discovered by accident.”[355] What happened in the Bank parlour during those days is unknown. Probably the pressure of the mercantile classes became too sharp to be withstood, perhaps even the strongest bankers were alarmed;335 but, at all events, the financial policy changed completely. Contraction was abandoned, the Bank reverted to the system of 1810, and in an instant relief came. “We lent by every possible means, and in modes we had never adopted before; ... we not only discounted outright, but we made advances on deposit of bills of exchange to an immense amount.” The Bank emitted five millions in notes in four days, and “this audacious policy was crowned with the most complete success, the panic was stayed almost immediately.”[356]
As values rose, a wave of speculation took hold of people who had long endured the hardships of economic downturns. Meanwhile, the Bank, sticking to its old strategy, readily discounted all the legitimate bills presented to them. In 1824, prices surpassed the Continental level, and gold, being cheaper in London than in Paris, started to flow there. The Bank's reserves steadily decreased. In March 1825, the frenzy peaked, and a decline began, while the directors, worried about their reserve situation in May, tried to limit their issues. This resulted in a sharp contraction, and by November, the crash occurred. Mr. Huskisson mentioned in the House of Commons that for forty-eight hours, it became impossible to convert even government securities into cash. Exchequer bills, bank stocks, and East India stocks were all unsellable, and many of London’s wealthiest merchants roamed the streets, unsure if they might be bankrupt by the next day. “It is said” the Bank itself “must have stopped payment, and that we would have ended up in a barter economy, if not for a box full of old one- and two-pound notes that was accidentally discovered.”[355] What transpired in the Bank parlor during those days is unknown. Likely, the pressure from the business community became too intense to endure; perhaps even the most resilient bankers were alarmed;335 but in any case, the financial policy underwent a complete overhaul. Contraction was abandoned, the Bank reverted to the system of 1810, and relief came almost immediately. “We lent by every possible means, and in ways we had never used before; ... we not only discounted outright, but we also made advances on deposits of bills of exchange to a huge extent.” The Bank issued five million in notes in just four days, and “this bold strategy was met with complete success, and the panic was quelled almost instantly.”[356]
With an expansion of the currency sufficient to furnish the means of paying debts, the panic passed away, but the disaster gave the bankers their opportunity; they seized it, and thenceforward their hold upon the community never, even for an instant, relaxed. The administration fell into discredit, and turned for assistance to the only men who promised to give them effective support: these were the capitalists of Lombard Street, whose first care was to obtain a statute prohibiting the small notes, which, they alleged, were the cause of the misfortune of 1825. The act they demanded passed in 1826, and about this time Samuel Loyd rose into prominence, who was, perhaps, the greatest financier of modern times. Cautious and sagacious, though resolute and bold, gifted with an amazing penetration into the complex causes which control the competition of modern life, he swayed successive administrations, and crushed down the fiercest opposition. Apparently he never faltered in his course, and down to the day of his death he sneered at the panic-stricken336 directors, who only saved themselves from bankruptcy by accidentally remembering and issuing a “parcel of old discarded one-pound notes ... drawn forth from a refuse cellar in 1825.”[357]
With enough currency created to pay off debts, the panic faded away, but the disaster gave the bankers their chance; they seized it, and from then on, their grip on the community never loosened, even for a moment. The administration lost credibility and turned to the only people who promised to help them: the capitalists of Lombard Street, whose main goal was to get a law passed that banned small notes, which they claimed were the reason for the crisis of 1825. The law they requested passed in 1826, and around this time, Samuel Loyd became prominent, who was perhaps the greatest financier of modern times. Cautious and wise, yet determined and bold, he had an incredible understanding of the complex factors that drive the competition in modern life; he influenced successive administrations and defeated fierce opposition. It seemed he never wavered in his efforts, and until the day he died, he mocked the panic-stricken directors who only avoided bankruptcy by coincidentally remembering and issuing a “parcel of old discarded one-pound notes ... pulled from a junk cellar in 1825.”[357]
Loyd’s father began life somewhat humbly as a dissenting minister in Wales, but, after his marriage, he entered a Manchester firm, and subsequently founded in London the house of Jones, Loyd and Co., afterward merged in the London and Westminster Bank, one of the largest concerns in the world. Samuel did not actually succeed his father until 1844, but much earlier he had grown to be the recognized chief of the monied interest, and Sir Robert Peel long served as his lieutenant. Loyd was the man who conceived the Bank Act of 1844, who succeeded in laying his grasp upon the currency of the kingdom, and in whose words, therefore, the policy of the new governing class is best stated:—
Loyd’s father started out modestly as a dissenting minister in Wales, but after getting married, he joined a firm in Manchester and eventually established the company Jones, Loyd and Co. in London, which later merged with the London and Westminster Bank, one of the largest banks in the world. Samuel didn’t take over from his father until 1844, but long before that, he had become the acknowledged leader of the financial sector, with Sir Robert Peel often acting as his right-hand man. Loyd was the person who came up with the Bank Act of 1844, who succeeded in getting control over the country’s currency, and in whose words the policy of the new ruling class is best expressed:—
“A paper-circulation is the substitution of paper ... in the place of the precious metals. The amount of it ought therefore to be equal to what would have been the amount of a metallic circulation; and of this the best measure is the influx or efflux of bullion.”[358]
“A paper-circulation is the replacement of paper ... instead of precious metals. The amount of it should, therefore, be equal to what a metallic circulation would have been; and the best measure for this is the inflow or outflow of bullion.”[358]
“By the provisions of that Act [the Bank Act of 1844] it is permitted to issue notes to the amount of £14,000,000 as before—that is, with no security for the redemption of the notes on demand beyond the legal obligation so to redeem them. But all fluctuations in the amount of notes issued beyond this £14,000,000 must have direct reference to corresponding fluctuations in the amount of gold.”[359]
“According to the rules of that Act [the Bank Act of 1844], it’s allowed to issue notes up to £14,000,000 just like before—meaning there's no security for cashing in the notes on demand other than the legal requirement to do so. However, any changes in the amount of notes issued beyond this £14,000,000 must directly relate to matching changes in the amount of gold.”[359]
337 Thus Loyd’s principle, which he embodied in his statute, was the rigid limitation of the currency to the weight of gold available for money. “When ... notes are permitted to be issued, the number in circulation should always be exactly equal to the coin which would be in circulation if they did not exist.”[360] In 1845 the Bank Act was extended to Scotland, except that there small notes were still tolerated; the expansion of provincial paper was prohibited, and England reverted to the economic condition of Byzantium,—a condition of contraction in which the debtor class lies prostrate, for, the legal tender being absolutely limited, when creditors choose to withdraw their loans, payment becomes impossible.
337 So Loyd’s principle, which he incorporated in his statute, was the strict limitation of the currency to the amount of gold available for money. “When... notes are allowed to be issued, the number in circulation should always be exactly equal to the coins that would be in circulation if the notes didn't exist.”[360] In 1845, the Bank Act was extended to Scotland, except that there, small notes were still allowed; the growth of local paper currency was banned, and England returned to a state of economic contraction like that of Byzantium—a situation where the debtor class suffers greatly, because with the legal tender being strictly limited, if creditors decide to pull back their loans, payment becomes impossible.
Perhaps no financier has ever lived abler than Samuel Loyd. Certainly he understood as few men, even of later generations, have understood, the mighty engine of the single standard. He comprehended that, with expanding trade, an inelastic currency must rise in value; he saw that, with sufficient resources at command, his class might be able to establish such a rise, almost at pleasure; certainly that they could manipulate it when it came, by taking advantage of foreign exchanges. He perceived moreover that, once established, a contraction of the currency might be forced to an extreme, and that when money rose beyond price, as in 1825, debtors would have to surrender their property on such terms as creditors might dictate.
Perhaps no financier has ever been as capable as Samuel Loyd. He definitely understood, better than most, even in later generations, the powerful mechanics of the gold standard. He realized that, with growing trade, a fixed currency would increase in value; he recognized that, with enough resources at hand, his group could almost effortlessly create such an increase; and they could definitely manipulate it when it happened by taking advantage of foreign exchanges. He also understood that, once established, a reduction in the currency could be pushed to extremes, which meant that when money was worth more than the prices, as in 1825, debtors would have to give up their property on terms set by the creditors.
338 Furthermore, he reasoned that under pressure prices must fall to a point lower than in other nations, that then money would flow from abroad, and relief would ultimately be given, even if the government did not interfere; that this influx of gold would increase the quantity of money, by so doing would again raise prices, and that, when prices rose, pledges forfeited in the panic might be resold at an advance. He explained the principle of this rise and fall of values, with his usual lucidity, to a committee of the House of Lords, which investigated the panic of 1847:—
338 Moreover, he argued that under pressure, prices must drop to levels lower than those in other countries, which would lead to an influx of foreign money, providing relief even without government intervention; this influx of gold would increase the money supply, thereby raising prices again, and when prices increased, assets that were forfeited during the panic could be resold at a profit. He explained the principle behind this rise and fall of values with his usual clarity to a committee of the House of Lords that was investigating the panic of 1847:—
“Monetary distress tends to produce fall of prices; that fall of prices encourages exports and diminishes imports; consequently it tends to promote an influx of bullion. I can quote a fact of rather a striking character, which tends to show that a contracting operation upon the circulation tends to cheapen the cost of our manufactured productions, and therefore to increase our exports.” He then stated that during the panic he had received a letter “from a person of great importance in Lancashire,” begging him to use his influence with the ministry “to be firm in maintaining the act,—to be firm in resisting these applications for relaxation,” because in Lancashire the manufacturers were struggling to “resist the improperly high price of the raw material of cotton.” “That letter reached me the very morning that the letter of the government was issued [suspending the act], and almost immediately the raw cotton rose in price.”
"Financial stress usually leads to a drop in prices; this drop in prices encourages exports and reduces imports; as a result, it tends to bring in more gold. I can share a rather striking fact that shows that reducing the money supply tends to lower the cost of our manufactured goods, which in turn boosts our exports.” He then mentioned that during the panic, he received a letter “from a very important person in Lancashire,” asking him to use his influence with the government “to stand strong in maintaining the law,—to stand strong against these requests for leniency,” because in Lancashire, the manufacturers were struggling to “fight against the unreasonably high prices of raw cotton.” “That letter reached me the very morning the government’s letter was issued [suspending the law], and almost immediately the price of raw cotton went up.”
Q. “The writer of that letter was probably a man of considerable substance, a very wealthy man, with abundant capital to carry on his business?
Q. “The person who wrote that letter was likely a man of significant means, a very rich man, with plenty of money to support his business?
339 A. “He had recently retired from business. I can state another circumstance that occurred in London corroborative of the same results. Within half an hour of the time that the notes summoning the Court of Directors ... were issued, parties, inferring probably ... that a relaxation was about to take place, sent orders to withdraw goods from a sale which was then going on.”[361]
339 A. “He had recently retired from business. I can mention another event that happened in London that supports the same outcome. Within half an hour after the notes calling the Court of Directors ... were sent out, people, likely assuming ... that a change was going to happen, placed orders to pull goods from a sale that was currently happening.”[361]
The history of half a century has justified the diagnosis of this eminent financier. As followed out by his successors, Loyd’s policy has not only forced down prices throughout the West, but has changed the aspect of civilization. In England the catastrophe began with the passage of the Bank Act.
The history of fifty years has confirmed this prominent financier's analysis. Carried on by his successors, Loyd's strategy has not only driven down prices across the West but has also transformed the face of civilization. In England, the disaster started with the enactment of the Bank Act.
No sooner had this statute taken effect than it necessarily caused a contraction of the currency at a time when gold was rising because of commercial expansion. Between 1839 and 1849 there was a fall in prices of twenty-eight per cent, and, severe as may have been the decline, it seems moderate considering the conditions which then prevailed. The yield of the mines was scanty, and of this yield India absorbed annually an average of £2,308,000, or somewhat more than one-sixth.
No sooner had this law gone into effect than it led to a reduction in the currency at a time when gold prices were increasing due to commercial growth. Between 1839 and 1849, prices fell by twenty-eight percent, and while this decline was significant, it seems moderate given the circumstances at the time. The output from the mines was limited, and of this output, India took in an average of £2,308,000 each year, which was a little over one-sixth of the total.
America was growing with unprecedented vigour, industrial competition sharpened as prices fell, and the year of the “Bank Act” was the year in which railway building began to take the form of a mania.
America was growing with unmatched energy, industrial competition intensified as prices dropped, and the year of the “Bank Act” marked the start of a railway construction craze.
340 The peasantry are always the weakest part of every population, and therefore agricultural prices are the most sensitive. But the resources of a peasantry are seldom large, and, as the value of their crops shrinks, the margin of profit on which they live dwindles, until they are left with only a bare subsistence in good years, and with famine facing them in bad. The Irish peasants were the weakest portion of the population of Great Britain when Lord Overstone became supreme, and when the potato crop failed in 1845 they starved.
340 The peasantry is always the most vulnerable group in any population, which makes agricultural prices very unstable. However, the resources of the peasantry are rarely significant, and as the value of their crops declines, the profit margin that sustains them shrinks until they are left with only enough to get by in good years and are faced with hunger in bad ones. The Irish peasants were the most vulnerable segment of Great Britain's population when Lord Overstone rose to power, and when the potato crop failed in 1845, they starved.
Although the landlords had lost their command over the nation in 1688, they yet, down to the last administration of Peel, had kept strength enough to secure protection from Parliament against foreign competition. By 1815 the yeomanry had almost disappeared, the soil belonged to a few rich families whose revenue depended on rents, and the value of rents turned on the price of the cereals. To sustain the market for wheat became therefore all-important to the aristocracy, and when, with the peace, prices collapsed, they obtained a statute which prohibited imports until the bushel should fetch ten shillings at home.
Although the landlords had lost their control over the country in 1688, they still managed to maintain enough power, until Peel's last administration, to secure protection from Parliament against foreign competition. By 1815, the yeomanry had nearly vanished, and the land belonged to a few wealthy families whose income depended on rents, with rent values tied to cereal prices. Keeping the wheat market stable became crucial for the aristocracy, and when prices fell after the peace, they got a law passed that banned imports until the price of a bushel reached ten shillings locally.
This statute, though frequently amended to make it more effective, partially failed of its purpose. A contracting currency did its resistless work, prices dropped, tenants went bankrupt, and, as the value of money rose, encumbered estates passed more frequently into the hands of creditors. Thus when Peel took office in 1841, the Corn Laws were regarded by the gentry as their only hope, and Peel as their chosen champion; but only a few years elapsed before it became evident that the policy of Lombard Street must precipitate a struggle for life between the manufacturers and the landlords. In the famine of 1846 the decisive moment came, and when Sir Robert sided, as was his wont, with the strongest, and abandoned his followers to their fate, he only yielded to the impulsion of a resistless force.
This law, though often revised to improve its effectiveness, partially missed its goal. A shrinking currency did its unstoppable work, prices fell, tenants went broke, and as money became more valuable, mortgaged properties shifted more frequently into the hands of creditors. So when Peel started his term in 1841, the Corn Laws were seen by the gentry as their only hope, with Peel as their chosen leader; however, just a few years later, it became clear that the policies from Lombard Street would lead to a life-and-death struggle between manufacturers and landlords. The turning point came during the famine of 1846, and when Sir Robert sided, as he usually did, with the more powerful party and left his supporters to face their fate, he was merely responding to an unstoppable force.
341 As a class both landlords and manufacturers were debtors, and, by 1844, cheap bread appeared to be as vital to the one as dear corn was to the other. With a steadily falling market the manufacturers saw their margin of profit shrink, and at last Manchester and Birmingham believed themselves to be confronted with ruin unless wages fell proportionately, or they could broaden the market for their wares by means of international exchanges. The Corn Laws closed both avenues of relief; therefore there was war to the death between the manufacturers and the aristocracy. The savageness of the attack can be judged by Cobden’s jeers at gentlemen who admitted that free corn meant insolvency:—
341 Both landlords and manufacturers were in debt as a group, and by 1844, cheap bread seemed as crucial to one as expensive grain was to the other. With the market continuously declining, manufacturers watched their profit margins shrink, and eventually, Manchester and Birmingham felt they were facing disaster unless wages dropped accordingly, or unless they could expand their market through international trade. The Corn Laws blocked both ways out; thus, there was a fierce conflict between the manufacturers and the aristocracy. The intensity of the attack can be seen in Cobden’s mockery of those gentlemen who admitted that free grain would lead to bankruptcy:—
“Sir Edward Knatchbull could not have made a better speech for the League than that which he made lately, even if he were paid for it. I roared so with laughter that he called me specially to order, and I begged his pardon, for he is the last man in the world I would offend, we are all so much obliged to him. He said they could not do without this Corn Law, because, if it were repealed, they could not pay the jointures, charged on their estates. Lord Mountcashel, too (he’s not over-sharp) said that one half the land was mortgaged, and they could not pay the interest unless they had a tax upon bread. In Lancashire, when a man gets into debt and can’t pay, he goes into the Gazette, and what is good for a manufacturer is, I think, good for a landlord.”[362]
“Sir Edward Knatchbull couldn't have given a better speech for the League than the one he recently made, even if he were paid for it. I laughed so hard that he actually called me to order, and I apologized because he is the last person I would want to offend; we’re all so grateful to him. He mentioned they couldn’t do without this Corn Law, since if it were repealed, they couldn’t pay the jointures tied to their estates. Lord Mountcashel, too (he’s not the sharpest tool in the shed), said that half the land was mortgaged, and they couldn’t pay the interest without a tax on bread. In Lancashire, when someone gets into debt and can’t pay, they end up in the Gazette, and what benefits a manufacturer, I think, benefits a landlord too.”[362]
342 In such a contest the gentry were overmatched, for they were but nature’s first effort toward creating the economic type, and they were pitted against later forms which had long distanced them in the competition of life. Bright and Cobden, as well as Loyd and Peel, belonged to a race which had been driven into trade, by the loss of their freeholds to the fortunate ancestors of the men who lay at their mercy in 1846. Peel himself was the son of a cotton-spinner, and the grandson of a yeoman, who, only in middle life, had quitted his hand-loom to make his fortune in the “industrial revolution.”
342 In such a competition, the gentry were outmatched because they were just nature’s initial attempt at creating an economic class, facing off against later groups that had long surpassed them in the struggle for survival. Bright and Cobden, along with Loyd and Peel, came from a lineage that had been pushed into trade after losing their land to the lucky ancestors of the men they subjugated in 1846. Peel himself was the son of a cotton-spinner and the grandson of a farmer, who only in his middle age had left his hand-loom to seek his fortune during the “industrial revolution.”
In modern England, as in ancient Italy, the weakest sank first, and the landed gentry succumbed, almost without resistance, to the combination which Lombard Street made against them. Yet, though the manufacturers seemed to triumph, their exultation was short, for the fate impended over them, even in the hour of their victory, which always overhangs the debtor when the currency has been seized by the creditor class. By the “Bank Act” the usurers became supreme, and in 1846 the potato crop failed even more completely than in 1845. Credit always is more sensitive in England than in France, because it rests upon a narrower basis, and at that moment it happened to be strained by excessive railway loans. With free trade in corn, large imports of wheat were made, which were paid for with gold. A drain set in upon the Bank, the reserve was depleted, and by October 2, 1847, the directors denied all further advances. Within three years of the passage of his statute, the event Loyd had foreseen arrived. “Monetary distress” began to force down prices. The decision of the directors to refuse discounts created “a great excitement on the Stock Exchange. The town and country bankers hastened to sell their public securities, to convert them into money. The difference between the price of consols for ready money and for the account of the 14th of October showed a rate of interest equivalent to 50 per cent343 per annum. Exchequer bills were sold at 35s. discount.”... “A complete cessation of private discounts followed. No one would part with the money or notes in his possession. The most exorbitant sums were offered to and refused by merchants for their acceptances.”[363]
In modern England, just like in ancient Italy, the most vulnerable were the first to go under, and the wealthy landowners fell into line, nearly without a fight, against the alliance formed by Lombard Street. However, even though the manufacturers seemed to be winning, their triumph was short-lived, as a shadow loomed over them, even in their moment of success, that always hangs over debtors when the currency is controlled by the creditors. With the “Bank Act,” the moneylenders became dominant, and in 1846 the potato crop failed even more dramatically than in 1845. Credit tends to be more fragile in England than in France because it relies on a narrower base, and at that time it was under pressure from excessive railway loans. With free trade in grain, there were large imports of wheat, which were bought with gold. This led to a drain on the Bank, depleting its reserves, and by October 2, 1847, the directors refused any more loans. Within three years of the passing of this law, the crisis that Loyd had predicted came to pass. “Monetary distress” began to push prices down. The directors’ decision to halt discounts caused a huge stir on the Stock Exchange. Local and country bankers rushed to sell their public securities to turn them into cash. The difference between the price of consols for immediate payment and for the account of October 14 reflected an interest rate equivalent to 50 percent343 per year. Exchequer bills were sold at a 35s. discount.”... “A total halt of private discounts followed. No one would part with the money or notes they had. The most outrageous amounts were offered and turned down by merchants for their acceptances.”[363]
Additional gold could only be looked for from abroad, and as a considerable time must elapse before specie could arrive in sufficient quantity to give relief, the currency actually in use offered the only means of obtaining legal tender for the payment of debts. Consequently hoarding became general, and, as the chancellor of the exchequer afterward observed, “an amount of circulation which, under ordinary circumstances, would have been adequate, became insufficient for the wants of the community.” Boxes of gold and bank-notes in “thousands and tens of thousands of pounds” were “deposited with bankers.” The merchants, the chancellor said, begged for notes: “Let us have notes; ... we don’t care what the rate of interest is.... Only tell us that we can get them, and this will at once restore confidence.”[364]
Additional gold could only be sourced from abroad, and since it would take a significant amount of time for enough coins to arrive and provide relief, the currency currently in use was the only way to obtain legal tender for paying debts. As a result, hoarding became widespread, and, as the chancellor of the exchequer later noted, “an amount of circulation that, under normal conditions, would have been sufficient, became inadequate for the needs of the community.” Boxes filled with gold and banknotes worth “thousands and tens of thousands of pounds” were “deposited with bankers.” The merchants, the chancellor said, pleaded for notes: “Let us have notes; ... we don’t care what the interest rate is.... Just tell us that we can get them, and this will immediately restore confidence.”[364]
But, after October 2, no notes were to be had, money was a commodity without price, and had the policy of the “Bank Act” been rigorously maintained, English debtors, whose obligations then matured, must have forfeited their property, since credit had ceased to exist and currency could not be obtained wherewith to redeem their pledges.
But after October 2, there were no notes available, money became a commodity without value, and if the policy of the “Bank Act” had been strictly enforced, English debtors whose debts were due at that time would have lost their property, since credit was gone and there was no currency to redeem their pledges.
344 The instinct of the usurer has, however, never been to ruin suddenly the community in which he has lived: only by degrees does he exhaust human vitality. Therefore, when the great capitalists had satisfied their appetites, they gave relief. From the 2d to the 25th of October, contraction was allowed to do its work; then Overstone intervened, the government was instructed to suspend the “act,” and the community was promised all the currency it might require.
344 The instinct of the moneylender has never been to suddenly destroy the community he lives in; he only gradually drains its resources. So, when the big investors had their fill, they provided some relief. From October 2nd to 25th, the contraction was allowed to take its course; then Overstone stepped in, the government was told to pause the “act,” and the community was promised all the money it might need.
The effect was instantaneous. The letter from the cabinet, signed by Lord John Russell, which recommended the directors of the Bank to increase their discounts, “was made public about one o’clock on Monday, the 25th, and no sooner was it done so than the panic vanished like a dream! Mr. Gurney stated that it produced its effect in ten minutes! No sooner was it known that notes might be had, than the want of them ceased!”[365] Large parcels of notes were “returned to the Bank of England cut into halves, as they had been sent down into the country.”
The effect was immediate. The letter from the cabinet, signed by Lord John Russell, which recommended that the directors of the Bank increase their discounts, “was made public around one o’clock on Monday, the 25th, and as soon as it was released, the panic disappeared like a dream! Mr. Gurney said it had an effect in ten minutes! As soon as people found out that notes might be available, the demand for them ended!”[365] Large bundles of notes were “returned to the Bank of England cut in half, just as they had been sent out to the country.”
345 The story of this crisis demonstrates that, by 1844, the money-lenders had become autocratic in London. The ministry were naturally unwilling to suspend a statute which had just been enacted, and the blow to Sir Robert Peel was peculiarly severe; but the position of the government admitted of no alternative. At the time it was said that the private bankers of London intimated to the chancellor of the exchequer that, unless he interfered forthwith, they would withdraw their balances from the Bank of England. This meant insolvency, and to such an argument there was no reply. But whether matters actually went so far or not, there can be no question that the cabinet acted under the dictation of Lombard Street, for the chancellor of the exchequer defended his policy by declaring that the “act” had not been suspended until “those conversant with commercial affairs, and least likely to decide in favour of the course which we ultimately adopted,” unanimously advised that relief should be given to the mercantile community.[366]
345 The situation during this crisis shows that by 1844, the money-lenders had become powerful in London. The government was understandably reluctant to suspend a law that had just been passed, and the setback for Sir Robert Peel was particularly harsh; however, the government had no other choice. At that time, it was reported that the private bankers of London warned the chancellor of the exchequer that if he didn’t act immediately, they would take their funds out of the Bank of England. This would mean bankruptcy, and there was no counter-argument to this threat. Whether the situation actually reached that point or not, it’s clear that the cabinet acted under the influence of Lombard Street, as the chancellor of the exchequer justified his actions by stating that the “act” was not suspended until “those familiar with commercial matters, and least likely to support the path we ultimately took,” unanimously recommended that assistance be provided to the business community.[366]
There was extreme suffering throughout the country, which manifested itself in all the well-known ways. The revenue fell off, emigration increased, wheat brought but about five shillings the bushel, while in England and Wales alone there were upwards of nine hundred thousand paupers. Discontent took the form of Chartism, and a revolution seemed imminent. Nor was it Great Britain only which was convulsed: all Europe was shaken to its centre, and everything portended some dire convulsion, when nature intervened and poured upon the world a stream of treasure too bountiful to be at once controlled.
There was extreme suffering across the country, showing up in all the usual ways. Revenue dropped, more people were leaving, and wheat sold for about five shillings a bushel, while in England and Wales alone, there were over nine hundred thousand people living in poverty. Discontent took the form of Chartism, and a revolution felt close. And it wasn’t just Great Britain that was in turmoil: all of Europe was shaken to its core, and everything hinted at some disastrous upheaval, when nature stepped in and flooded the world with so much wealth that it couldn’t be managed right away.
In 1849 the first Californian gold reached Liverpool. In four years the supply of the precious metals trebled, prices rose, crops sold again at a profit. As the farmers grew rich, the demand for manufactures quickened, wages advanced, discontent vanished, and though values never again reached the altitude of 1809, they at least attained that level of substantial prosperity which preceded the French Revolution. Nevertheless, the fall in the purchasing power of money, and the consequent ability of346 debtors to meet their obligations, did not excite that universal joy which had thrilled Europe at the discovery of Potosi, for a profound change had passed over society since the buccaneers laid the foundations of England’s fortune by the plunder of the Peruvian galleons.
In 1849, the first gold from California arrived in Liverpool. In just four years, the supply of precious metals tripled, prices increased, and crops were sold at a profit once again. As the farmers became wealthier, the demand for manufactured goods grew, wages went up, and discontent faded away. Although values never returned to the heights of 1809, they did reach a level of solid prosperity that was similar to what was seen before the French Revolution. However, the decline in the purchasing power of money, and the resulting ability of debtors to meet their obligations, didn’t bring about the widespread excitement that swept across Europe when Potosi was discovered. A significant change had taken place in society since the buccaneers established England's wealth through the plunder of the Peruvian galleons.
To the type of mind which predominated after 1810, the permanent rise of commodities relatively to money was unwelcome, and, almost from the opening of the gold discoveries, a subtle but resistless force was working for contraction—a force which first showed itself in the movement for an uniform gold coinage, and afterwards in general gold monometallism. The great change came with the conquest of France by Germany. Until after the middle of the nineteenth century, Germany held only a secondary position in the economic system of Europe, because of her poverty. With few harbours, she had reaped little advantage from the plunder of America and India, exchanges had never centred within her borders, and her accumulated capital had not sufficed to stimulate high consolidation. The conquest of France suddenly transformed these conditions. In 1871 she acquired an enormous booty, and the effect upon her was akin to the effect on England of the confiscations in Bengal; the chief difference being that, unlike England, Germany passed almost immediately into the period of contraction.
To the mindset that dominated after 1810, the ongoing increase in the value of goods compared to money was unwelcome, and almost right from the start of the gold discoveries, a subtle yet unstoppable force was pushing for a decrease—this force first revealed itself in the push for a uniform gold coinage, and later in general gold monometallism. The major shift came with Germany's conquest of France. Until the mid-nineteenth century, Germany had only a minor role in Europe's economic landscape due to her poverty. With few ports, she had gained little from the wealth of America and India, exchanges had never been centered within her borders, and her accumulated capital hadn't been enough to foster strong consolidation. The conquest of France drastically changed these circumstances. In 1871, she gained an immense amount of wealth, and the impact on her was similar to that on England from the confiscations in Bengal; the key difference being that, unlike England, Germany quickly entered a period of contraction.
347 The spoliation of India went on for twenty years, that of France was finished in a few months, and, while in England the “industrial revolution” intervened between Plassey and the adoption of the gold standard, in Germany the bankers dominated from the outset. The government belonged to the class which desired an appreciating currency, and in 1873 the new empire followed in the steps of Lombard Street, and demonetized silver.
347 The exploitation of India lasted for twenty years, while the exploitation of France was completed in just a few months. In England, the "industrial revolution" occurred between the Battle of Plassey and the adoption of the gold standard, whereas in Germany, the bankers held power from the beginning. The government was controlled by the class that wanted a stronger currency, and in 1873, the new empire followed Lombard Street's example and eliminated silver as legal tender.
Germany’s action was decisive. Restrictions were placed on the mints of the Latin Union and of the United States, and thus, by degrees, the whole stress of the trade of the West was transferred from the old composite currency to gold alone. In this way, not only was the basis of credit in the chief commercial states cut in half, but the annual supply of metal for coinage was diminished. In 1893 the gold mined fell nearly nine per cent short of the value of the gold and silver produced in 1865, and yet, during those twenty-eight years, the demand for money must have increased enormously, if it in any degree corresponded with the growth of trade.
Germany's actions were decisive. Restrictions were placed on the mints of the Latin Union and the United States, which gradually shifted the entire focus of Western trade from the old mixed currency system to gold alone. This not only halved the credit base in the major commercial countries but also reduced the annual supply of metal for coinage. In 1893, the amount of gold mined was nearly nine percent less than the value of the gold and silver produced in 1865. Yet, over those twenty-eight years, the demand for money must have increased significantly, if it in any way reflected the growth of trade.
The phenomena which followed the adoption of the gold standard by Western countries were precisely those which had been anticipated by Loyd. Lord Overstone had explained them to an earlier generation. In one of his letters on the “Bank Charter,” as early as 1855, he developed the whole policy of the usurers:—
The events that happened after Western countries adopted the gold standard were exactly what Loyd predicted. Lord Overstone had explained them to a previous generation. In one of his letters about the “Bank Charter,” as early as 1855, he elaborated on the entire strategy of the lenders:—
“If a country increases in population, in wealth, in enterprise, and activity, more circulating medium will probably be required to conduct its extended transactions. This demand for increased circulation will raise the value of the existing circulation; it will become more scarce and more valuable, ... in other words—gold will rise....”[367]
“If a country’s population, wealth, enterprise, and activity grow, it will likely need more money in circulation to handle its increased transactions. This demand for more circulation will boost the value of the current money supply; it will become scarcer and more valuable... in other words—gold will rise....”[367]
348 By the action of Germany, Overstone’s policy was extended to the whole Western world, with the results he had foreseen. Gold appreciated, until it acquired a purchasing power unequalled since the Middle Ages, and while in the silver-using countries prices remained substantially unchanged and the producers accordingly prospered, prostration supervened in Europe, the United States, and Australia. As usual the rural population suffered most, and the English aristocracy, who had been respited by the gold discoveries, were the first to succumb. They not only drew their revenues from farming land, but, standing at the focus of competition, they were exposed to the pressure of Asia and America alike. The harvest of 1879 was one of the worst of the century, land depreciated hopelessly, and that year may probably be taken as marking the downfall of a class which had maintained itself in opulence for nearly three hundred and fifty years.
348 Germany's actions caused Overstone’s policy to impact the entire Western world, leading to the outcomes he had anticipated. Gold became more valuable, reaching a level of purchasing power unmatched since the Middle Ages, while prices in countries that used silver stayed relatively stable, allowing producers to thrive. In contrast, Europe, the United States, and Australia faced economic collapse. As always, the rural population suffered the most, and the English aristocracy, who had benefited from the gold discoveries, were the first to fall. They not only earned their income from farming but were also vulnerable to competition from Asia and America. The harvest of 1879 was one of the worst of the century, land values plummeted, and that year likely marks the decline of a class that had enjoyed wealth for nearly three hundred and fifty years.
This Tudor aristocracy, which sprang up at the Reformation, was one of the first effects of the quickened movement which transferred the centre of exchanges from Italy to the North Sea. They represented sharpening economic competition, and they prospered because of an intellectual gift, an aptitude they enjoyed, of absorbing the lands of the priests and soldiers amidst whom they dwelt. These soldiers were the yeomen who, when evicted, became pirates, slavers, commercial adventurers, religious colonists, and conquerors, and who together poured the flood of treasure into London which, transmuted into movement, made the “industrial revolution.” When by their efforts, toward the beginning of the nineteenth century, sufficiently vast reservoirs of energy in the shape of money had accumulated, a349 new race rose to prominence, fitted to give vent to this force—men like Nathan Rothschild and Samuel Loyd, probably endowed with a subtler intellect and a keener vision than any who had preceded them, financiers beside whom the usurers of Byzantium, or the nobles of Henry VIII., were pigmies.
This Tudor aristocracy, which emerged during the Reformation, was one of the first results of the swift shift that moved the center of trade from Italy to the North Sea. They represented increasing economic competition, and they thrived because of a unique ability they had to take over the lands of the priests and soldiers around them. These soldiers were the yeomen who, when displaced, turned into pirates, slave traders, commercial adventurers, religious settlers, and conquerors, contributing to the flood of wealth that filled London and eventually fueled the “industrial revolution.” By the early nineteenth century, when vast amounts of money had accumulated, a349new class of leaders emerged, ready to harness this power—men like Nathan Rothschild and Samuel Loyd, likely possessing a sharper intellect and clearer vision than anyone before them, financiers who made the moneylenders of Byzantium and the nobles of Henry VIII. seem insignificant.
These bankers conceived a policy unrivalled in brilliancy, which made them masters of all commerce, industry, and trade. They engrossed the gold of the world, and then, by legislation, made it the sole measure of values. What Samuel Loyd and his followers did to England, in 1847, became possible for his successors to do to all the gold standard nations, after 1873. When the mints had been closed to silver, the currency being inelastic, the value of money could be manipulated like that of any article limited in quantity, and thus the human race became the subjects of the new aristocracy, which represented the stored energy of mankind.
These bankers came up with a groundbreaking policy that made them the rulers of all commerce, industry, and trade. They gathered the world's gold and then used legislation to establish it as the only standard for value. What Samuel Loyd and his supporters did to England in 1847 became possible for his successors to implement across all gold standard nations after 1873. Once the mints stopped producing silver and the currency became inflexible, the value of money could be manipulated like any limited resource, and as a result, humanity fell under the control of this new elite, which symbolized the accumulated power of people.
From the moment this aristocracy has determined on a policy, as, for example the “Bank Act” or monometallism, resistance by producers becomes most difficult. Being debtors, producers are destroyed when credit is withdrawn, and, at the first signs of insubordination, the bankers draw in their gold, contract their loans, and precipitate a panic. Then, to escape immediate ruin, the debtor yields.
From the moment this upper class decides on a policy, like the "Bank Act" or using only one metal for currency, it becomes really tough for producers to resist. Since they owe money, producers are ruined when credit is taken away, and at the first hint of rebellion, the bankers pull back their gold, cut their loans, and create a panic. Then, to avoid immediate disaster, the debtor gives in.
350 Since 1873 prices have generally fallen, and the mortgage has tended to engulf the pledge; but, from time to time the creditor class feels the need of turning the property it has acquired from bankrupts into gold, and then the rise explained by Overstone takes place. The hoards are opened, credit is freely given, the quantity of currency is increased, values rise, sales are made, and new adventurers contract fresh obligations. Then this expansion is followed by a fresh contraction, and liquidation is repeated on an ever-descending scale.
350 Since 1873, prices have mostly gone down, and mortgages have started to take over the assets they are secured against; however, occasionally the lending class feels the need to turn the property they've acquired from bankrupts into cash, leading to a rise as explained by Overstone. The reserves are accessed, credit is easily available, the amount of currency increases, values go up, sales happen, and new investors take on new debts. This growth is then followed by another contraction, and the process of liquidation continues on a continuously decreasing scale.
For many years farming land has fallen throughout the West, as it fell in Italy in the time of Pliny. Everywhere, as under Trajan, the peasantry are distressed; everywhere they migrate to the cities, as they did when Rome repudiated the denarius. By the census of the United Kingdom taken in 1891, not only did it appear that over seventy-one per cent of the inhabitants of England and Wales lived in towns, but that, while the urban districts had increased above fifteen per cent since the last census, the population of the purely agricultural counties had diminished.[368]
For many years, farmland has decreased across the West, just like it did in Italy during Pliny's time. Everywhere, like during Trajan's rule, farmers are struggling; they are moving to the cities, just as they did when Rome abandoned the denarius. According to the 1891 census of the United Kingdom, not only did it show that over seventy-one percent of the people in England and Wales lived in towns, but also that, while urban areas grew by more than fifteen percent since the last census, the population of strictly agricultural counties declined.[368]
Moreover, within a generation, there has been a marked loss of fecundity among the more costly races. The rate of increase of the population has diminished. In the United States it is generally believed that the old native American blood is hardly reproducing itself; but, in all social phenomena, France precedes other nations by at least a quarter of a century, and it is, therefore, in France that the failure of vitality is most plainly seen. In 1789 the average French family consisted of 4.2 children. In 1891 it had fallen to 2.1,[369] and, since 1890, the deaths seem to have equalled the births.[370] In 1889 legislation was attempted to encourage productiveness, and parents of seven children were exempted from certain351 classes of taxes, but the experiment failed. Levasseur, in his great work on the population of France, has expressed himself almost in the words of Tacitus: “It can be laid down as a general law that, if in such a social condition as that of the French of the nineteenth century, the number of children is small, it is because the majority of parents wish it should be small.”[371]
Moreover, within a generation, there has been a clear decline in fertility among the more affluent populations. The rate of population growth has slowed down. In the United States, it's generally thought that the original native American lineage is barely reproducing itself; however, in all social trends, France leads other countries by at least twenty-five years, and it's in France that the decline in vitality is most evident. In 1789, the average French family had 4.2 children. By 1891, that number had dropped to 2.1, and since 1890, deaths appear to have matched births. In 1889, there was an attempt to pass legislation to encourage higher birth rates, exempting parents with seven children from certain classes of taxes, but the attempt was unsuccessful. Levasseur, in his major work on the population of France, expressed a sentiment very similar to Tacitus: “It can be established as a general principle that if, in a social condition like that of the French in the nineteenth century, the number of children is low, it is because most parents prefer it to be low.”
Such signs point to the climax of consolidation. And yet, even the rise of the bankers is not the only or the surest indication that centralization is culminating. The destruction, wrought by accelerated movement, of the less tenacious organisms, is more evident below than above, is more striking in the advance of cheap labour, than in the evolution of the financier.
Such signs indicate the peak of consolidation. However, the rise of bankers isn't the only or the most certain sign that centralization is reaching its peak. The damage caused by rapid movement to the less resilient entities is more obvious below than above, and is more noticeable in the growth of cheap labor than in the development of financiers.
CHAPTER XII
CONCLUSION
Apparently nature needs to consume about three generations in perfecting the selection of a new type. Accordingly the money-lenders did not become absolute immediately after Waterloo, and a period of some sixty years followed during which the adventurers kept up a struggle, wherein they were aided by the discoveries of gold near the middle of the century. Seemingly they met their final defeat at Sedan, for the decay of the soldier, which had been in progress since the fall of Napoleon, reached a point, after the collapse of the Second Empire, even lower than after the consolidation of Rome.
Apparently, nature takes about three generations to perfect the selection of a new type. As a result, the money-lenders didn’t gain absolute power right after Waterloo; instead, there was a period of about sixty years during which the adventurers fought to maintain their influence, a struggle that was boosted by the discoveries of gold around the middle of the century. It seems they faced their final defeat at Sedan, as the decline of the military, which had been ongoing since Napoleon's fall, hit a low point after the collapse of the Second Empire, even lower than that following the establishment of Rome.
353 From Alaric to Napoleon the soldier had served as an independent vent to energy. Often, even when opposed to capital, he had been victorious, and the highest function of a leader of men had been, in theory at least, military command. The ideal statesman had been one who, like Cromwell, Frederic the Great, Henry IV., William III., and Washington, could lead his followers in battle, and, on the Continent, down to 1789, the aristocracy had professedly been a military caste. In France and Germany the old tradition lasted to within a generation. Only after 1871 came the new era, an era marked by many social changes. For the first time in their history the ruler of the French people passed admittedly from the martial to the monied type, and everywhere the same phenomenon appeared; the whole administration of society fell into the hands of the economic man. Nothing so radical happened at Rome, or even at Byzantium, for there the pressure of the barbarians necessitated the retention of the commander at the head of the State; in Europe he lost this importance. Since the capitulation of Paris the soldier has tended to sink more and more into a paid official, receiving his orders from financiers with his salary, without being allowed a voice even in questions involving peace and war. The same fate has overtaken the producing classes; they have failed to maintain themselves, and have become subjects of the possessors of hoarded wealth. Although the conventions of popular government are still preserved, capital is at least as absolute as under the Cæsars, and, among capitalists, the money-lenders form an aristocracy. Debtors are in reality powerless, because of the extension of that very system of credit which they invented to satisfy their needs. Although the volume of credit is gigantic, the basis on which it rests is so narrow that it may be manipulated by a handful of men. That basis is gold; in gold debts must be paid; therefore, when gold is withdrawn, the debtor is helpless and becomes the servant of his master. The elasticity of the age of expansion has gone.
353 From Alaric to Napoleon, soldiers had been an independent outlet for energy. Often, even when fighting against wealth, they had emerged victorious, and the highest role of a leader had, at least in theory, been military command. The ideal politician was someone like Cromwell, Frederick the Great, Henry IV, William III, and Washington, who could lead their followers into battle. On the Continent, up until 1789, the aristocracy was openly a military class. In France and Germany, this old tradition lasted until about a generation ago. Only after 1871 did a new era begin, one marked by many social changes. For the first time in history, the leadership of the French people shifted from a military to a money-based type, and this phenomenon appeared everywhere; the entire administration of society fell into the hands of the economic class. Nothing as drastic occurred in Rome or even in Byzantium, because the threat of invading forces required military leaders to remain at the head of the state; in Europe, that importance diminished. Since the fall of Paris, soldiers have increasingly become paid officials, taking orders from financiers along with their salaries, without a say in matters of peace or war. The same has happened to the working classes; they failed to hold their ground and became subjects of those who hoard wealth. Although the structures of popular government still exist, capital holds at least as much power as it did under the Caesars, and among capitalists, money lenders form a sort of aristocracy. Debtors have become essentially powerless because of the very credit system they created to meet their needs. Even though the amount of credit is enormous, its foundation is so limited that it can be controlled by just a few individuals. That foundation is gold; debts must be paid in gold; thus, when gold is taken away, the debtor is powerless and becomes a servant to their master. The flexibility we had during the age of expansion is gone.
354 The aristocracy which wields this autocratic power is beyond attack, for it is defended by a wage-earning police, by the side of which the legions were a toy; a police so formidable that, for the first time in history, revolt is hopeless and is not attempted. The only question which preoccupies the ruling class is whether it is cheaper to coerce or to bribe.
354 The ruling elite that holds this absolute power is untouchable, protected by a paid police force that makes armies look weak; a police so powerful that, for the first time ever, rebellion feels pointless and isn’t even tried. The only thing the ruling class worries about is whether it's more cost-effective to use force or to pay people off.
On looking back over long periods of time, the sequence of causes may be followed which have led to this result. First, inventions from the East facilitated trade; then, the perfection of weapons of attack made police possible, and individual bravery unnecessary; on this followed the abasement of the martial and exaltation of the economic type; and finally that intense acceleration of movement by machinery supervened, which, in annihilating space, has destroyed the protection that the costly races long enjoyed against the competition of simpler organisms.
On reflecting on long periods of time, we can trace the chain of causes that led to this outcome. First, inventions from the East made trade easier; then, improvements in weaponry enabled the establishment of police forces, making individual bravery unnecessary. This was followed by a decline in martial values and an elevation of economic ones. Finally, the rapid progress brought by machinery emerged, which, by eliminating distance, has undermined the protection that the wealthier races had long enjoyed against competition from simpler forms of life.
Roman civilization was less complex than modern because of the relative inflexibility of the Latin mind. Unable to quicken his motions by inventions, the ancient Italian failed to discover America or absorb India, and, for the same reason, collapsed without an effort under the insidious attack of Asiatic and African labour. No industrial expansion followed the influx of bullion under Cæsar, and therefore, when the value of cereals fell, the evicted farmer either sank into slavery or begged for bread from the magnates of the Senate. In modern times an industrial period has intervened; the evicted long found employment in the factories of the towns, and it has only been as contraction has reduced the demand for merchandise, by diminishing the purchasing power of the agricultural population, that those stagnant pools of the unemployed have collected, which exactly correspond to the proletariat. But, as each special faculty which,355 for a time, enables its possessor to excel in competition, seems to bear with it the seeds of its own decay, so the inventive, which once enabled the Western races to undersell the Eastern in their homes seems destined to reduce all to a common economic level, as Rome sank to the level of Egypt.
Roman civilization was less complex than today because of the relative rigidity of the Latin mindset. Unable to innovate quickly, the ancient Italians didn't discover America or engage with India, and as a result, they fell without resistance to the quiet invasion of Asian and African labor. There was no industrial growth following the influx of wealth during Cæsar's time, so when the price of crops dropped, the displaced farmers either fell into slavery or begged for food from the powerful senators. In modern times, an industrial era has come in between; the displaced have typically found jobs in urban factories, and it's only as economic contraction has reduced the demand for goods, leading to a decrease in the purchasing power of farmers, that we've seen pools of unemployed people forming, which correspond directly to the proletariat. However, just as each unique capability that allows someone to excel in competition seems to carry with it the seeds of its own decline, the innovation that once allowed Western countries to outcompete Eastern ones seems destined to bring everyone down to a common economic level, just as Rome declined to match the status of Egypt.
For nearly a century the inventions of Hargreaves, of Crompton, of Cartwright, and of Watt, enabled Lancashire to supply Bombay and Calcutta with fabrics, as, in the seventeenth century, Surat and Calicut had supplied London, and this superiority appeared assured until Orientals should acquire the momentum necessary for machinery. One effect in Europe was the rapid increase of a population congregated in towns, and bearing a marked resemblance to the “humiliores” of Rome in their disinclination for war. True to their instincts, the adventurers ever quickened their movements, ever extended the sphere of their enterprises, and, finally, just as the Second Empire verged upon its fall, they opened the Suez Canal in 1869. The consequences of this great engineering triumph have probably equalled in gravity the establishment of the gold standard, but the two phenomena had this marked difference. The producers saw their danger and resisted to the utmost the contraction of the currency, whereas the Canal was a case of suicide. Thenceforward grain, raised by the most enduring labour of the world, could be thrown without limit on the European market, and, agricultural competition once established, industrial could only be a question of time. The Canal made the importation and the reparation of machinery cheap throughout Asia.
For almost a hundred years, the inventions of Hargreaves, Crompton, Cartwright, and Watt allowed Lancashire to supply Bombay and Calcutta with fabrics, just as Surat and Calicut had supplied London in the seventeenth century. This advantage seemed secure until the people of the East gained the capability to use machinery effectively. In Europe, one outcome was the rapid growth of a population concentrated in cities, resembling the "humiliores" of Rome in their reluctance to engage in war. Staying true to their instincts, adventurers constantly sped up their pursuits and expanded their ventures, and finally, just as the Second Empire was nearing its downfall, they opened the Suez Canal in 1869. The effects of this impressive engineering feat likely matched the significance of establishing the gold standard, but the two situations had a key difference. Producers recognized the threat and fought against the reduction of currency, while the Canal represented a case of self-destruction. From that point on, grain produced by the hardest labor globally could flood the European market without limits, and once agricultural competition was established, industrial competition was just a matter of time. The Canal made importing and repairing machinery inexpensive across Asia.
356 From a period, perhaps, as remote as Clive’s victories, the Hindoos had experienced a certain impulsion from contact with the British, but it was not until the building of railroads, under Lord Dalhousie, that the severer phases of competition opened among the inhabitants of India. Lord Dalhousie became Governor General in 1848, and, that the acceleration of the next nine years culminated in a catastrophe seems certain, for nothing can be plainer than that the Mutiny of 1857 was an outbreak of a martial Mohammedan population crushed under an intolerable pressure.
356 From a time that might be as far back as Clive’s victories, the Indians had felt a certain push from their interactions with the British, but it wasn't until the construction of railroads, under Lord Dalhousie, that the harsher aspects of competition began among the people of India. Lord Dalhousie became Governor-General in 1848, and it’s clear that the events of the following nine years led to a disaster, as nothing is more obvious than that the Mutiny of 1857 was a revolt by a militant Muslim population oppressed under unbearable strain.
The locality of the disturbance alone is enough to demonstrate the accuracy of this inference. Dalhousie’s last act was the annexation of the Kingdom of Oude. Of this province Lucknow is the capital, and while Lucknow was one focus of the insurrection, Delhi, the capital of the ancient Mogul empire, was the other. Once subdued by the British, and reduced to an economic equality with subtler races, the old Moslem gentry rapidly disappeared. Since 1857 these families, which had maintained themselves for six or seven hundred years, have rapidly fallen into ruin, and their estates have been bought by their creditors, the rising usurer class.
The location of the unrest itself is enough to show the validity of this conclusion. Dalhousie's final action was taking over the Kingdom of Oude. Lucknow is the capital of this province, and while Lucknow was one center of the rebellion, Delhi, the capital of the ancient Mogul empire, was the other. Once defeated by the British and brought to an economic level with more sophisticated cultures, the old Muslim elite quickly faded away. Since 1857, these families, who had sustained themselves for six or seven hundred years, have quickly fallen into decline, and their estates have been purchased by their creditors, the emerging moneylender class.
Under immemorial native custom the money-lender, generally speaking, had no forcible means of collecting debt; he relied on public opinion and conducted himself accordingly. On the other hand, unrestricted alienation of land was not usually incidental to proprietorship, and thus the tenant for life, as he would be called in English law, could only pledge his crops; he could not sell the succession. With centralization357 came full ownership, and with it summary process for debt. Following her immutable law, nature, having changed the form of competition, proceeded to select a quality of mind to correspond with the new conditions of life. She demanded improved vents for her energy. Forthwith, under the pressure of accelerated movement and advancing consolidation, the trammels of caste relaxed, the population fused, and a new aristocracy arose, composed of the strongest economic types culled from all the peoples who inhabit the plains south of the Himalayas. This aristocracy is a strange mixture of blood, an amalgam of the most diverse elements, of Parsees, Brahmins, Bunniahs of different races, with gifted individuals from other castes, like the leather-workers or the goldsmiths; but among them all the most ruthless, the corruptest, the most hated, and the most successful, are the Marwaris, who have been thus described by a British commission:—
Under long-standing local tradition, moneylenders generally didn’t have any forceful means to collect debts; they depended on public opinion and acted accordingly. In contrast, land ownership didn’t typically allow for unrestricted transfer, so a life tenant, as he would be known in English law, could only put up his crops as collateral; he couldn’t sell the inheritance. With centralization357 came full ownership and swift processes for collecting debts. Following her unchanging laws, nature, having altered the nature of competition, began to select a mindset that matched the new life conditions. She needed better outlets for her energy. As a result, under the pressure of rapid change and increasing consolidation, the barriers of caste loosened, the population blended, and a new aristocracy emerged, made up of the most robust economic types drawn from all the communities living on the plains south of the Himalayas. This aristocracy is a peculiar blend of various ancestries, a mix of the most diverse groups, including Parsees, Brahmins, and Bunniahs of different races, along with talented individuals from other castes, such as leather-workers or goldsmiths; yet among them, the most ruthless, the most corrupt, the most disliked, and the most successful are the Marwaris, who have been described by a British commission as follows:—
“The average Marwari money-lender is not a pleasant character to analyze; his most prominent characteristics are love of gain and indifference to the opinions or feelings of his neighbour. He has considerable self-reliance and immense industry, but the nature of his business and the method by which it is pursued would tend to degrade and harden even a humane nature, which his is not. As a landlord he follows the instincts of the usurer, making the hardest terms possible with his tenant, who is also his debtor and often little better than his slave.”[372]
“The typical Marwari moneylender isn't an easy person to analyze; his main traits are a strong desire for profit and a disregard for what others think or feel. He is quite self-reliant and incredibly hardworking, but the nature of his business and how he conducts it would likely degrade and toughen even a compassionate person, which he definitely isn't. As a landlord, he acts like a loan shark, squeezing the toughest terms possible from his tenant, who is also his borrower and often little more than his servant.”[372]
358 The effect of the selection of such a type as a dominant class must be destructive to a martial population, whether it be French or English, Mohammedan or Hindoo. The social revolution which swept over Oude after its annexation has been referred to, but the fate which overtook the famous Mahratta nation is even more tragic and impressive.
358 The impact of choosing such a type as a dominant class must be harmful to a martial population, whether it's French or English, Muslim or Hindu. The social upheaval that occurred in Oude after its annexation has been mentioned, but the fate that befell the renowned Mahratta nation is even more tragic and striking.
When, toward the close of the last century, the British were pushing their conquests inland, the most formidable enemy they met were the Mahrattas; and, perhaps, the most renowned battle, next to Plassey, ever fought by Europeans against natives, was Assaye, where Wellesley defeated Sindhia in 1803. These Mahrattas were tribes of Hindoo farmers, who inhabited the mountainous country about one hundred miles to the east of Bombay; a territory of which Poona has always been considered the capital. Mounted on their hill ponies, these bold and hardy spearmen were always ready to follow their chiefs to battle, and, in the eighteenth century, became the terror not only of the Mohammedans of the Deccan, but of the Mogul himself, at Delhi. Even the English respected and feared them, and only subdued them in 1818 after desperate fighting. Then they were disarmed and subjected to the combined action of peace and English law.
When, towards the end of the last century, the British were pushing their conquests inland, the most formidable enemy they encountered were the Mahrattas; and perhaps the most famous battle, after Plassey, ever fought by Europeans against locals was Assaye, where Wellesley defeated Sindhia in 1803. The Mahrattas were tribes of Hindu farmers living in the mountainous region about a hundred miles east of Bombay, with Poona always considered the capital of this territory. Mounted on their hill ponies, these bold and resilient spearmen were always ready to follow their leaders into battle, and in the eighteenth century, they became the terror not only of the Muslims of the Deccan but of the Mogul himself in Delhi. Even the English respected and feared them, only managing to subdue them in 1818 after fierce fighting. They were then disarmed and subjected to the combined effects of peace and English law.
359 Soon after this conquest an inflow of Marwaris began. As early as 1854, in Dalhousie’s administration, Captain Anderson stated that “two-thirds of the ryots [were] in the hands of the Marwaris, and that the average debt of each individual [was] not less than Rs. 100.”[373] Competition continued unchecked as time flowed on, and in 1875 disturbances broke out in certain villages near Poona, serious enough to cause the government to appoint a commission of inquiry. After full investigation this commission reported that up to 1872 or 1873 the peasantry had seemed relatively prosperous, but that afterward “prices fell quickly,” and that this fall had been accompanied by a rise in taxation of somewhat more than fifty per cent.[374] Under this double pressure the peasantry had rapidly sunk into insolvency, and the whole real estate of the Deccan was passing into the hands of usurers, while the farmers had become serfs toiling on the soil they had once owned, to satisfy an inextinguishable debt. Precisely like the colonus, the delinquent was not evicted, but remained, “recorded as occupier of his holding, and responsible for the payment of revenue assessed on it, but virtually reduced by pressure of debt to a tenant-at-will, ... sweated by his Marwari creditor. It is in that creditor’s power to eject him any day; ... and if allowed to hold on, it is only on condition of paying over to his creditor all the produce of his land not absolutely necessary for next year’s seed grain or for the support of life. He is indebted on an average to the extent of sixteen or seventeen years’ payment of the government revenue. He has nothing to hope for, but lives in daily fear of the final catastrophe.”[375]
359 Soon after this conquest, an influx of Marwaris began. As early as 1854, during Dalhousie’s administration, Captain Anderson reported that “two-thirds of the ryots were in the hands of the Marwaris, and the average debt of each individual was not less than Rs. 100.”[373] Competition continued unchecked as time went on, and in 1875, unrest broke out in certain villages near Poona, serious enough for the government to appoint a commission of inquiry. After a thorough investigation, this commission reported that up to 1872 or 1873, the peasantry had seemed relatively prosperous, but afterward, “prices fell quickly,” and this drop was accompanied by an increase in taxation of over fifty percent.[374] Under this dual pressure, the peasantry quickly fell into insolvency, and the entire real estate of the Deccan was passing into the hands of moneylenders, while the farmers had become serfs working the land they once owned, to settle an endless debt. Just like the colonus, the debtor was not evicted but remained, “recorded as the occupant of his holding, and responsible for the payment of the revenue assessed on it, but virtually reduced by the weight of debt to a tenant-at-will, ... squeezed by his Marwari creditor. It is in that creditor’s power to evict him any day; ... and if he is allowed to stay, it is only on the condition that he pays over to his creditor all the produce of his land that isn’t absolutely necessary for next year’s seed grain or for his basic needs. He is indebted on average to the extent of sixteen or seventeen years’ worth of government revenue. He has nothing to look forward to and lives in daily fear of a total disaster.”[375]
360 Since Assaye three generations have passed away, and the Mahratta spearmen have vanished. The Western Ghats are now tilled by a sluggish race whom the British officers deem unworthy of their cavalry, and in the place of those renowned and daring chiefs Sivaji and Holkar, stands the Marwari under whom no ryots can prosper save those “who having received some education are able to combat the sowkars with their own weapons, fraud, chicanery, and even forgery.”[376] Apparently the same destiny awaits every people which requires more than the minimum of nutriment, or which is not gifted with the economic mind,[377] for the “money-lenders sweep off the crops as soon as harvested, only leaving with the ryots barely sufficient to eke out a subsistence till the following year.”[378] That allowance, in the Deccan, is estimated at about a dollar a month in silver—too little to sustain any but the most tenacious organisms, even among Asiatics. Consequently, though the population of India is increasing rapidly, the increase lies chiefly among the aboriginal tribes who form the lowest castes, or in other words among the non-martial or servile races. Men who, though enslaved by the Aryan invaders of prehistoric times, and who have always been subjected to extremest hardship, have been gifted, like the Egyptian fellah, with an endurance which has enabled them to survive.[379]
360 Since Assaye, three generations have passed, and the Mahratta spearmen have disappeared. The Western Ghats are now farmed by a sluggish population that British officers consider unworthy of their cavalry. Replacing the famous and bold leaders Sivaji and Holkar is the Marwari, under whom no farmers can thrive unless they "have received some education to defend themselves against the moneylenders with their own tactics: deception, trickery, and even forgery."[376] Clearly, the same fate awaits any society that needs more than the bare minimum to survive or lacks a strong economic mindset,[377] since "the moneylenders take the harvests as soon as they're gathered, leaving the farmers with barely enough to get by until the next year."[378] That bare minimum in the Deccan is estimated at about a dollar a month in silver—too little to sustain anyone but the most resilient individuals, even among Asians. As a result, while the population of India is rapidly growing, most of this increase is among the indigenous tribes that belong to the lowest castes, or in other words, among the non-military or servant classes. These people, who were enslaved by the Aryan invaders in prehistoric times and have always faced extreme hardships, have been endowed, like the Egyptian fellah, with a resilience that has allowed them to survive.[379]
361 Herein, likewise, may be plainly perceived the destructive effects of the policy of the Western usurers upon the population subject to them. By enhancing the value of their own money they have nearly doubled the intensity of this Asiatic competition. In India, silver has substantially retained its purchasing power, therefore the ryot now, as in the days of Captain Cunningham, can exist on two rupees a month, but he cannot live on less. Accordingly, the severity of his competition with Europeans must be measured by the value of his wages when reckoned on the European scale. In 1854 the ryot’s two rupees were worth one dollar; now, through the appreciation of gold, they are worth about sixty cents, and the effect is the same as though the tenacity of life of the Asiatic had been increased four-sixths. Everything the Indian or Chinese peasant produces with his hands, whether on the farm or in the factory, has been reduced in price, in relation to Western peoples, in the ratio of six to ten.
361 Here, we can clearly see the harmful effects of the Western moneylenders' policies on the people they control. By increasing the value of their own currency, they have almost doubled the intensity of competition from Asia. In India, silver has largely kept its purchasing power, which means that the ryot, just like in Captain Cunningham's time, can survive on two rupees a month, but he can't get by on any less. Therefore, the strictness of his competition with Europeans must be compared to the value of his wages when looked at from a European perspective. In 1854, the ryot’s two rupees were worth one dollar; now, due to the rise in gold value, they are worth about sixty cents, making it feel as if the survival capacity of the Asian has increased by four-sixths. Everything that the Indian or Chinese peasant produces with his hands, whether it's on the farm or in the factory, has seen a price drop compared to Western people, at a ratio of six to ten.
The cheapest form of labour is thus being bred on a gigantic scale, and this labour is being accelerated by an industrial development which is stimulated by eviction of the farmers, as the “industrial revolution” was stimulated in England one hundred and thirty years ago. For many years the cotton mills of Bombay have undersold Lancashire in the coarser fabrics, and when, by means of a canal to the Pacific, American cotton can be imported cheaply, they will spin the finer also. Moreover, Hindostan is full of iron and coal which has never been utilized because of the immense difference in the rapidity of European and Asiatic labour, but the steadily falling range of Western prices must force the cheapest product on the market, and when the Indian railways have been assumed by the government, a new era will have opened. The same causes are affecting China and Japan, and, under precisely similar conditions,362 the centre of exchanges passed from the Tiber to the Bosphorus sixteen hundred years ago.
The cheapest form of labor is being produced on a massive scale, and this labor is being propelled by industrial growth, which has been pushed by the displacement of farmers, similar to how the "industrial revolution" was spurred in England around one hundred and thirty years ago. For many years, the cotton mills in Bombay have outperformed Lancashire in making coarser fabrics, and once a canal to the Pacific allows for cheaper American cotton imports, they will also start producing finer fabrics. Additionally, Hindostan is rich in iron and coal that has never been tapped into due to the significant difference in the speed of European and Asian labor. However, the continually dropping prices from the West will compel the cheapest products to dominate the market, and once the Indian railways are managed by the government, a new era will begin. The same factors are impacting China and Japan, and under very similar circumstances,362 the center of trade shifted from the Tiber to the Bosphorus sixteen hundred years ago.
Such uniformity of development in the most distant times, and among the most divergent peoples, points to a progressive law of civilization, each stage of progress being marked by certain intellectual, moral, and physical changes. As the attack in war masters the defence, and the combative instinct becomes unnecessary to the preservation of life, the economic supersedes the martial mind, being superior in bread-winning. As velocity augments and competition intensifies, nature begins to sift the economic minds themselves, culling a favoured aristocracy of the craftiest and the subtlest types; choosing, for example, the Armenian in Byzantium, the Marwari in India, and the Jew in London. Conversely, as the costly nervous system of the soldier becomes an encumbrance, organisms, which can exist on less, successively supplant each other, until the limit of endurance is reached. Thus the Slavs exterminated the Greeks in Thrace and Macedonia, the Mahrattas and the Moslems dwindle before the low caste tribes of India, and the instinct of self-preservation has taught white races to resist an influx of Chinese. When nature has finished this double task, civilization has reached its zenith. Humanity can ascend no higher.
Such uniformity of development across distant times and among very different peoples points to a progressive law of civilization, with each stage of progress marked by specific intellectual, moral, and physical changes. As offense in war takes precedence over defense, and the need for a combative instinct fades away for survival, the economic mindset becomes more important than the martial one, excelling in the ability to generate income. As speed increases and competition grows fiercer, nature begins to filter the economic minds themselves, selecting a favored elite of the most cunning and subtle types; for example, the Armenian in Byzantium, the Marwari in India, and the Jew in London. On the other hand, as the costly nervous system of soldiers becomes a burden, organisms capable of surviving on less gradually replace one another until they reach the limits of endurance. Thus, the Slavs wiped out the Greeks in Thrace and Macedonia, the Mahrattas and the Muslims diminished before the lower-caste tribes of India, and the instinct for self-preservation has led white races to resist an influx of Chinese. When nature has completed this dual task, civilization has reached its peak. Humanity can rise no higher.
363 In view of this possible extermination of the martial blood in the higher stages of civilization, the attention necessarily becomes concentrated on what is, perhaps, the main point of divergence between ancient and modern society,—the presence and the absence of a supply of barbaric life. All the evidence points to the conclusion that the infusion of vitality which Rome ever drew from territories beyond her borders, was the cause both of her strength and of her longevity. Without such aid she could never have consolidated the world. On the other hand, the lack of this resource has been the weakness of modern nations. One after another they have dreamed of universal conquest, and one after another they have fallen through exhaustion in war.
363 Given the potential eradication of the warrior spirit in the more advanced stages of civilization, the focus naturally shifts to what might be the key difference between ancient and modern society—the presence versus the absence of a source of primal energy. All evidence suggests that the life force Rome consistently drew from regions beyond its borders was the reason for both its power and its longevity. Without that support, it could never have unified the world. In contrast, the absence of this resource has been a major weakness for modern nations. One by one, they have aspired to global domination, and one by one, they have collapsed from the fatigue of war.
Spain levied never a pikeman in America, and her colonies were a source of debility in so far as they drained her of her youth. Had Rome been similarly situated, she could hardly have carried the eagles beyond the Bosphorus and the Alps. Perhaps Cæsar’s army was the best an ancient general ever put in the field, and yet it was filled with barbarians. All his legions were raised north of the Po, and most of them, including the tenth, north of the Alps.[380] When pitted against this force native Italians broke in rout, and one of the most striking pages of Plutarch is the story of the gradual awakening of Pompey to a sense of the impotence of Romans. Pompey himself was a commander of high ability, and, until he split upon the rock of the pure martial blood, battle had been with him synonymous with victory.
Spain never sent any pikemen to America, and her colonies weakened her by draining away her young people. If Rome had been in a similar position, she probably wouldn't have been able to expand beyond the Bosphorus and the Alps. Perhaps Cæsar’s army was the best any ancient general ever led, yet it was filled with non-Romans. All his legions were raised north of the Po River, and most of them, including the tenth, came from north of the Alps.[380] When faced with this force, native Italians quickly fell apart, and one of the most striking passages in Plutarch tells the story of how Pompey slowly recognized the powerlessness of the Romans. Pompey himself was a highly skilled commander, and until he encountered the reality of pure martial blood, he had always associated battle with victory.
364 At first he felt such confidence, he laughed at the suggestion of an attack within the Rubicon. With the conviction of the conqueror he said: “Whenever I stamp with my foot in any part of Italy, there will rise up forces enough in an instant, both horse and foot.”[381] A very short experience of the men of the north sufficed to sober him; for, though Cæsar’s command amounted to only twenty-two thousand, and his to twice as many, he not only declined an action, but took what care he could to keep the threats of the Gauls from his men, “who were out of heart and despondent, through terror at the fierceness and hardiness of their enemies, whom they looked upon as a sort of wild beasts.”[382] Pharsalia stunned him. When the tenth legion routed his left wing, he went to his tent and sat speechless until the invasion of the camp; then he walked away “softly afoot, taken up altogether with thoughts such as probably might possess a man that for the space of thirty-four years together had been accustomed to conquest and victory, and was then at last, in his old age, learning for the first time what defeat and flight were.”[383]
364 At first, he felt so confident that he laughed at the idea of an attack across the Rubicon. With the certainty of a conqueror, he said, “Whenever I stamp my foot anywhere in Italy, forces will instantly rise up, both cavalry and infantry.”[381] A brief encounter with the men from the north quickly brought him back to reality; even though Cæsar had only twenty-two thousand men and he had twice as many, he not only avoided battle but also tried to protect his soldiers from the Gauls' threats, who were disheartened and terrified by the fierceness and toughness of their enemies, which they viewed as wild beasts.”[382] The Battle of Pharsalia shocked him. When the tenth legion defeated his left flank, he returned to his tent and sat in silence until the camp was invaded; then he quietly walked away, immersed in thoughts like those of a man who, after thirty-four years of constant victory, was finally facing defeat and retreat for the first time in his old age.”[383]
Thus, in reality, barbarians consolidated the ancient world, and the force which created the Empire, afterward upheld it. With each succeeding century the drafts of centralized society upon the blood of the country beyond the Danube and the Rhine increased, but the supply proved limitless; and, when the Western provinces disintegrated, a new imaginative race poured over Italy and France, creating a new religion, a new art, a new literature, and new institutions. Among modern nations the Russians alone have developed this power of absorbing kindred conquered peoples; and yet, obviously, Napoleon would have fought his campaigns under very different circumstances, and,365 perhaps, brought them to a different end, had he, like Cæsar, had an exhaustless supply of the best soldiers, altogether independent of the population of France.
So, in reality, the barbarians shaped the ancient world, and the force that built the Empire later supported it. With each century, the demand for a centralized society from the lands beyond the Danube and the Rhine grew, but the supply was endless; and when the Western provinces fell apart, a new vibrant culture spread across Italy and France, creating a new religion, a new art, a new literature, and new institutions. Among modern nations, only the Russians have developed this ability to absorb similar conquered peoples; yet, it's clear that Napoleon would have fought his campaigns under very different conditions and possibly achieved a different outcome if he, like Caesar, had an unlimited supply of the best soldiers that weren't dependent on the population of France.
Religious phenomena become explicable when viewed from the same standpoint. Unquestionably scepticism has been to the full as rife in Paris since 1789 as it ever was in Rome, and yet no new religion has been born. Supposing, however, that a vast and highly emotional emigration flowed annually into France, the aspect of life would be completely changed. Christian saints and martyrs were not begotten by the usurers of Constantinople or of Rome, but by barbarian soldiers and Asiatic serfs, and Christianity could hardly have become a State religion had the composition of society, as it existed under Trajan, remained unaltered. Even in the reign of Justinian the aristocracy carped at faith, and Byzantine architecture did not bloom until the invasions of Alaric and Attila.
Religious phenomena make sense when viewed from the same perspective. Without a doubt, skepticism has been just as common in Paris since 1789 as it ever was in Rome, yet no new religion has emerged. However, if a massive and highly emotional wave of immigrants flowed into France every year, life would be completely different. Christian saints and martyrs were not created by the moneylenders of Constantinople or Rome, but by barbarian soldiers and Asian serfs, and Christianity likely wouldn't have become a state religion if society had remained the same as it was under Trajan. Even during Justinian's reign, the aristocracy criticized faith, and Byzantine architecture didn't flourish until the invasions of Alaric and Attila.
If, then, although nature never precisely repeats herself, she operates upon the human mind according to immutable laws, it should be possible by comparing a living civilization with a dead, to estimate in some degree the course which has been run. For such an attempt an infinite variety of standards might be suggested, but few, perhaps, are more suitable than the domestic relations which lie at the basis of the reproduction of life.
If nature never exactly repeats itself, but works on the human mind according to unchanging rules, we should be able to compare a living civilization with a dead one to understand its development to some extent. There are countless ways to make such comparisons, but few might be more appropriate than examining the domestic relationships that form the foundation of life’s reproduction.
366 In a martial and imaginative age, where energy vents itself through fear, and every man must be a soldier, the family generally forms a unit; the women and children being under the control of the father, as they were under the control of the patriarchs in the Bible, or of the paterfamilias in Rome. In such periods the woman is sought after by the man, and even commands a high money value; “And Shechem said unto her father, ... Ask me never so much dowry and gift, and I will give according as ye shall say unto me: but give me the damsel to wife.”[384] The Homeric heroes bought their wives, and, moreover, were very fond of them—an affection the women returned, for in all classical literature there are few more charming legends than that of Penelope. Divorce was unknown to Hector and Agamemnon, Ulysses and Achilles. Marriage, in these simple ages, is usually a rite half sacred, half warlike. When Abraham’s servant found Rebekah at the well, he bowed his head, and blessed the Lord God of his master Abraham, which had led him in the right way. A Roman wedding was a solemn religious function accompanied by prayer and sacrifice, and, at the end, the bride was carried to her husband’s house, where she was violently torn from her mother’s arms.
366 In a time of warfare and creativity, where energy expresses itself through fear, and every man is expected to be a soldier, the family generally operates as a unit; the women and children are under the authority of the father, similar to how they were under the control of the patriarchs in the Bible or the paterfamilias in Rome. During such times, men pursue women, who hold significant value, as shown in the quote: “And Shechem said unto her father, ... Ask me never so much dowry and gift, and I will give according as ye shall say unto me: but give me the damsel to wife.”[384] The heroes of Homer’s tales paid for their wives and were genuinely fond of them—an affection that the women reciprocated, exemplified by the charming legend of Penelope in classical literature. Divorce was unheard of for Hector and Agamemnon, Ulysses and Achilles. In these straightforward times, marriage was typically a ceremony that was both sacred and combative. When Abraham's servant found Rebekah at the well, he bowed his head and blessed the Lord God of his master Abraham for guiding him correctly. A Roman wedding was a serious religious affair involving prayer and sacrifice, culminating in the bride being carried to her husband’s home, where she was forcibly taken from her mother's embrace.
Aristotle, with his unerring acumen, made this observation: “That all warlike races are prone to the love of women,” and also that they tend to “fall under the dominion of their wives.”[385] Undoubtedly this is the instinct of the soldier, and, in martial ages, women are idealized. When a foreigner asked the wife of Leonidas, “Why do you Lacedæmonian wives, unlike all others, govern your husbands?” the Spartan answered, “Because we alone are the mothers of men.” When at Rome Tiberius killed the male serpent, thereby devoting himself to death to save Cornelia, Plutarch, telling the story, remarked, “that Tiberius367 seemed to all men to have done nothing unreasonable, in choosing to die for such a woman; who, when King Ptolemy himself proffered her his crown, and would have married her, refused it, and chose rather to live a widow.”[386]
Aristotle, with his sharp insight, noted: “All warrior cultures tend to have a love for women,” and that they often “come under the control of their wives.”[385] This is clearly the instinct of a soldier, and in times of war, women are idealized. When a foreigner asked Leonidas's wife, “Why do you Spartan women, unlike others, rule over your husbands?” the Spartan replied, “Because we are the only ones who give birth to men.” When Tiberius killed the male serpent in Rome, sacrificing himself to save Cornelia, Plutarch commented that “most people thought it was reasonable for Tiberius367 to choose to die for such a woman; who, when King Ptolemy offered her a crown and wanted to marry her, turned it down and chose to remain a widow.”[386]
In the Middle Ages, that greatest of martial and imaginative epochs, marriage developed into the most solemn of sacraments, and the worship of women became the popular religion. In France, especially, the centre of thought, enthusiasm, and war, from the mighty fane of Paris downward, the churches were dedicated to Mary, and the vow of chivalry bound the knight to fight for God and for his lady.
In the Middle Ages, a time rich in martial spirit and creativity, marriage became one of the most serious sacraments, and the admiration of women turned into a widespread belief system. In France, particularly, the hub of ideas, passion, and conflict, from the great cathedral of Paris down to other cities, churches were dedicated to Mary, and the chivalric code obligated knights to fight for God and for their ladies.
That with the praise of arms and chivalry
"The prize of beauty is still connected." __A_TAG_PLACEHOLDER_0__
It might almost be said that the destinies of France have been moulded by men’s love for women, and that this influence still prevailed down to the advent of the usurers after the rout of Waterloo. On the other hand, nature bred a type of woman fit to mate with the imaginative man. The devotion of Saint Clara to Saint Francis is one of the most exquisite lyrics of the Church, and for six hundred years Héloïse remained an ideal of the West. Perhaps, indeed, that strange blending of tenderness and enthusiasm, which was peculiar to the mediæval mind, never found more refined and exalted expression than in the simple hymn which Héloïse is said to have composed and sung at the grave of Abélard:—
It could almost be said that the fate of France has been shaped by men’s love for women, and this influence continued until the arrival of the moneylenders after the defeat at Waterloo. On the other hand, nature produced a type of woman suited to partner with the imaginative man. The devotion of Saint Clara to Saint Francis is one of the most beautiful songs of the Church, and for six hundred years, Héloïse has remained an ideal of the West. Perhaps that unique combination of tenderness and passion, which was characteristic of the medieval mindset, never found a more refined and elevated expression than in the simple hymn that Héloïse is said to have created and sung at Abélard's grave:—
I will sleep tired,
And in Zion I will come.
Solve the cross,
Toward the light
Degravatam animam.”
In primitive ages children are not only a source of power, but of wealth, and therefore the highest merit of the woman is fecundity. “And they blessed Rebekah, and said unto her, ... be thou the mother of thousands of millions.” Also maternity is then a glory, and childlessness a shame; and Rachel said, “Give me children, or else I die.” “And she conceived and bare a son; and said, God hath taken away my reproach.” That she might live for her boys, Cornelia refused a crown; and when they grew up, she would upbraid them because “the Romans as yet rather called her the daughter of Scipio than the mother of the Gracchi.” But Cornelia’s father was the conqueror of Hannibal, and her son was an agrarian agitator, whom the monied oligarchy murdered for reviving the Licinian Laws. Apparently, one of the first signs of advancing civilization is the fall in the value of women in men’s eyes. Not very long after the siege of Troy, husbands must have ceased paying for their wives; for, at a comparatively early date, they demanded a price for wedding them. Euripides, born in 480 B.C., made Medea complain that women had to buy their husbands for great sums of money. In other words, the custom of the wedding portion had come to prevail.
In ancient times, children were not just a source of strength, but also of wealth, making fertility the highest virtue of women. “And they blessed Rebekah, and said to her, ... may you be the mother of countless millions.” Maternity was considered a source of pride, while being childless brought shame; Rachel exclaimed, “Give me children, or I will die.” “And she conceived and bore a son; and said, God has removed my disgrace.” Cornelia turned down a crown to focus on her sons; as they grew older, she would remind them that “the Romans still preferred to call her the daughter of Scipio rather than the mother of the Gracchi.” Cornelia’s father was the conqueror of Hannibal, while her son was an agrarian reformer murdered by the wealthy elite for trying to revive the Licinian Laws. It seems that one of the first signs of advancing civilization is the decreasing value of women in the eyes of men. Not long after the fall of Troy, husbands likely stopped paying for their wives; instead, it became common for men to ask for a price to marry them. Euripides, born in 480 BCE, had Medea lament that women had to buy their husbands for large sums of money. In other words, the tradition of dowries had emerged.
369 As the pressure of economic competition intensifies with social consolidation, the family regularly disintegrates, the children rejecting the parental authority at a steadily decreasing age; until, finally, the population fuses into a compact mass, in which all individuals are equal before the law, and all are forced to compete with each other for the means of subsistence. When at length wealth has accumulated sufficiently to find vent through capitalistic methods of farming and manufacture, children lose all value, for then hiring labour is always cheaper than breeding. Thenceforward, among the more extravagant races, the family dwindles, as in ancient Rome or modern France, and marriage, having become a luxury, decreases. Moreover, the economic instinct impels parents to reduce the number of possible inheritors of their property, that its bulk may not shrink.
369 As the pressure of economic competition increases alongside social consolidation, families often break apart, with children starting to reject parental authority at younger ages. Eventually, the population merges into a compact group where everyone is equal under the law, and all are forced to compete for basic survival. When wealth builds up enough to be channeled into capitalist farming and manufacturing, children lose their value, as hiring labor becomes cheaper than raising kids. After that, among the more extravagant cultures, families start to shrink, similar to what happened in ancient Rome or modern France, and marriage, which becomes a luxury, declines. Additionally, the economic instinct drives parents to limit the number of people who could inherit their wealth, so its overall size can be preserved.
Upon women the effect of these changed conditions is prodigious. Their whole relation to society is altered. From a religious sacrament marriage is metamorphosed into a civil contract, dissoluble, like other contracts, by mutual consent; and, as the obligations of maternity diminish, the relation of husband and wife resolves itself into a sort of business partnership, tending always to become more ephemeral. Frequent as divorce now is, it was even more so under the Antonines.
Upon women, the impact of these changed conditions is enormous. Their entire relationship with society has shifted. What was once a religious sacrament of marriage has transformed into a civil contract, which can be dissolved by mutual agreement like any other contract. As the responsibilities of motherhood decrease, the relationship between husband and wife becomes more like a business partnership, always becoming more temporary. While divorce is common now, it was even more prevalent during the Antonine period.
370 On men the action of natural selection is, at least, as drastic. The change wrought in Roman character in about three hundred years has always been one of the problems of history. In the words of Aristotle, the primitive Roman “was prone to the love of women.” Strong in his passions, austere in his life, fierce in his jealousy, he set the undisputed possession of the female as his supreme happiness. Virginius slew his daughter to keep her from Appius Claudius, and his comrades in the legions washed out his wrong in the Decemvir’s blood; while among the stirring ballads of the fabled time which were sung at the farmer’s fireside, none roused such emotion as the tale of the vengeance wreaked on Tarquin for Lucretia’s death. Compare this virile race with the aristocracy of the middle Empire. By the second century female purity weighed light against money. Marcus Aurelius is said to have condensed the whole economic moral code in one short sentence. His wife, Faustina, was accused, by scandal, of being the most abandoned woman of her generation, more notorious even than had been Messalina. When the philosopher was urged to repudiate her, he replied, “Then I should have to surrender her portion” (the Empire); and he not only lived with her, but built a temple to her memory. Even if the story be false, it reflects none the less truly the temper of the age.
370 Natural selection has had a significant impact on men as well. The transformation of Roman character over the course of about three hundred years has always been a historical puzzle. Aristotle described the primitive Roman as “prone to the love of women.” Driven by strong passions, strict in his lifestyle, and intense in his jealousy, he viewed the absolute possession of women as his ultimate joy. Virginius killed his daughter to protect her from Appius Claudius, and his fellow soldiers avenged him by spilling the Decemvir's blood. Among the stirring ballads sung by farmers at their firesides, none stirred more emotion than the story of revenge taken on Tarquin for Lucretia’s death. Contrast this vigorous race with the aristocracy of the middle Empire. By the second century, female chastity held little value compared to wealth. Marcus Aurelius is said to have summed up the entire economic moral code in one brief statement. His wife, Faustina, was rumored to be the most scandalous woman of her time, even more infamous than Messalina. When people urged the philosopher to divorce her, he replied, “Then I would have to give up her share” (the Empire); not only did he stay with her, but he also built a temple in her honor. Even if the story isn’t true, it still accurately reflects the mood of the era.
The minds of noble Romans of the third and fourth centuries, under the same impulsion, worked differently from those of their primitive ancestors; they lacked the martial and the amatory instincts. As a general rule one salient characteristic of the later reigns was a sexual lassitude yielding only to the most potent stimulants. The same phenomena were noticed among Frenchmen at the collapse of the Empire, since when like symptoms have become notorious in London.
The thoughts of noble Romans in the third and fourth centuries, driven by the same influences, operated differently from those of their primitive ancestors; they lacked the warrior and romantic instincts. Generally, one noticeable trait of the later periods was a sexual lethargy that only responded to the strongest stimulants. The same trends were observed among the French at the fall of the Empire, and similar symptoms have since become well-known in London.
371 Taking history as a whole, women seem never to have more than moderately appealed to the senses of the economic man. The monied magnate seldom ruins himself for love, and chivalry would have been as foreign to a Roman senator under Diocletian, as it would be now to a Lombard Street banker. On the other hand, in proportion as women’s influence has declined when measured by their power over men, it has increased when measured by the economic standard. In many ways the female seems to serve as a vent for the energy of capital almost as well as men; in the higher planes of civilization they hold their property in severalty, and, by means of money, wield a power not unlike Faustina’s. If unmarried, the economic woman competes with the man on nearly equal terms, and everywhere, and in all ages, the result is not dissimilar. The stronger and more fortunate members of the sex have grown rich and have bought social and political power. Roman politics under Septimius Severus and Caracalla was much in the hands of women, and Julia Mæsa, who was enormously wealthy, carried through a most famous intrigue by purchasing the throne for Elagabalus.
371 Looking at history overall, women have never really captured the interest of the economic man. Wealthy magnates rarely sacrifice their fortunes for love, and the idea of chivalry would have seemed just as strange to a Roman senator during Diocletian's time as it does today to a banker on Lombard Street. However, as women’s influence has waned in terms of their power over men, it has actually increased when considered from an economic perspective. In many ways, women seem to channel capital's energy almost as effectively as men do; in more advanced societies, they maintain ownership of property individually and, through money, exert a power that is somewhat reminiscent of Faustina’s. If single, women in the economic sphere compete on almost equal footing with men, and throughout history, the outcomes have been similar. The stronger and more successful women have accumulated wealth and gained social and political influence. Roman politics during the reigns of Septimius Severus and Caracalla was largely dominated by women, and Julia Mæsa, who was extremely wealthy, orchestrated a notable scheme by purchasing the throne for Elagabalus.
In Rome, however, there was always a strong admixture of barbaric blood, and, to the last, the barbarians married for love. Justinian was an example. Born of an obscure race of barbarians in the desolate Bulgarian country, he fell uncontrollably in love with Theodora, who had scandalized even the theatres of Constantinople. His mother died of shame; but Justinian persevered, and, while she lived, his devotion to his wife never wavered.
In Rome, however, there was always a strong mix of barbaric blood, and, ultimately, the barbarians married for love. Justinian was a prime example. Born of an obscure tribe of barbarians in the desolate Bulgarian land, he fell head over heels for Theodora, who had caused a scandal even in the theaters of Constantinople. His mother died of embarrassment; but Justinian stayed committed, and throughout her life, his devotion to his wife never faltered.
372 In Rome and in Byzantium such women were the stronger or the more fortunate; their counterparts are easily to be found in any economic age. The fate of the weaker there was slavery; now they are forced by competition into the ranks of the cheapest labour,—a lot, perhaps, hardly preferable.
372 In Rome and in Byzantium, those women were either stronger or more fortunate; similar women can be found in any economic era. The fate of the weaker ones back then was slavery; now they are pushed by competition into the lowest-paying jobs—a situation that might not be much better.
And yet art, perhaps, even more clearly than religion, love, or war, indicates the pathway of consolidation; for art reflects with the subtlest delicacy those changes in the forms of competition which enfeeble or inflame the imagination. Of Greek art, in its zenith, little need be said; its great qualities have been too fully recognized. It suffices to point out that it was absolutely honest, and that it formed a vehicle of expression as flexible as the language itself. A temple apparently of marble, was of marble; a colonnade apparently supporting a portico, did support it; and, while the ornament formed an integral part of the structure, the people read it as intelligently as they read the poems of Homer. Nothing similar ever flourished in Rome.
And yet art, perhaps even more clearly than religion, love, or war, shows the way to unity; for art delicately reflects those changes in competition that either weaken or inspire the imagination. There’s not much to say about Greek art at its peak; its great qualities are well known. It’s enough to mention that it was completely honest and served as an expression medium as adaptable as the language itself. A temple that looked like it was made of marble actually was made of marble; a colonnade that appeared to support a portico really did support it; and while the decoration was an essential part of the structure, people understood it as clearly as they understood the poems of Homer. Nothing like that ever thrived in Rome.
Unlike the Greeks, the Romans were never sensitive or imaginative. Properly speaking, they had nothing which they could express through art; they were utilitarian from the outset, and their architecture finally took shape in the most perfect system of materialistic building which, probably, has ever existed. Obviously such a system could only be matured in a capitalistic society, and, accordingly, Roman architecture only reached perfection somewhat late, perhaps, toward the close of the first century.
Unlike the Greeks, the Romans were never really sensitive or imaginative. To be precise, they had nothing they could express through art; they were practical from the beginning, and their architecture eventually developed into the most perfect system of materialistic construction that probably has ever existed. Clearly, such a system could only grow in a capitalist society, and as a result, Roman architecture only achieved perfection somewhat late, perhaps toward the end of the first century.
373 The Romans, though vulgar and ostentatious, understood business. They knew how to combine economy and even solidity with display. As Viollet-le-Duc has observed, “They were rich, and they wanted to appear so,”[388] but they strove to attain their end without waste. Therefore they first ran up a cheap core of rubble, bricks, and mortar, which could be put together by rude slave labour under the direction of an engineer and a few overseers; and their squalid interior they afterward veneered with marble, adding, by way of ornament, tier above tier of Greek columns ranged against the walls. That gaudy exterior had nothing whatever to do with the building itself, and could be stripped off without vital injury. From the Greek standpoint nothing could be falser, more insulting to the intelligence, or, in a word, more plutocratic; but the work was sound and durable, and, to a certain degree, imposing from its mass. This system lasted, substantially unimpaired, even to Constantine or until the final migration of capital to the Bosphorus, the only difference between the monuments of the fourth century and the first being that the former are somewhat coarser, just as the coins of Diocletian are coarser than those of Nero.
373 The Romans, while flashy and showy, really knew how to do business. They mastered the art of blending economy and strength with style. As Viollet-le-Duc pointed out, “They were rich, and they wanted to show it,”[388] but they aimed to reach their goal without wasting resources. They started with a cheap structure made of rubble, bricks, and mortar, which could be assembled by rough slave labor under the guidance of an engineer and a few supervisors; then they covered the shabby interior with marble, adding layers of Greek columns as decoration against the walls. That flashy exterior wasn't connected to the actual building and could be removed without causing significant damage. From a Greek perspective, nothing could be more misleading, more disrespectful to common sense, or, in short, more about wealth; but the construction was solid and long-lasting, and it was somewhat impressive because of its size. This approach continued largely unchanged even into Constantine's time or until the final shift of power to the Bosphorus, with the only difference between the monuments of the fourth century and those of the first being that the former are a bit rougher, just as Diocletian's coins are rougher than Nero's.
Yet, although the monied aristocracy remained supreme down to the final disintegration of the West, emigration began very early to modify the base of society, by the injection of a considerable amount of imaginative blood; and, as early as the reign of Claudius, this new store of energy made its presence felt through the outlet of Christianity. The converts were, of course, the antipodes of the ruling class. They were “humiliores,” poor people, below the notice of a rich man like Tacitus; “quos, ... vulgus Christianos appellabat.”[389]
Yet, even though the wealthy aristocracy remained in control until the complete collapse of the West, emigration began early to change the social foundation by introducing a significant amount of fresh, imaginative energy; and, as early as the reign of Claudius, this new influx of vitality was felt through the rise of Christianity. The converts were, of course, the opposite of the ruling class. They were "humiliores," poor individuals who were overlooked by a wealthy man like Tacitus; "quos, ... vulgus Christianos appellabat."[389]
374 These Christians held a position analogous to that of Nihilists now, whom they resembled save in respect to violence. They were socialists living under a monied despotism, and they openly prayed for the end of the world; therefore they were thought “haters of the human race,”[390] and they suffered the penalty. Primitive Christianity was incompatible with the existence of Roman society, against which it was a protest, for it “fully accepted the idea that the rich, if he did not surrender his superfluity, kept what belonged to another.”[391] By right the Kingdom of Heaven was closed to the wealthy.
374 These Christians held a position similar to that of modern Nihilists, differing only in their use of violence. They were socialists living under a wealthy dictatorship, and they openly prayed for the end of the world; because of this, they were seen as “haters of humanity,”[390] and faced the consequences. Primitive Christianity could not coexist with Roman society, as it was a protest against it, fully embracing the belief that a rich person who did not give up their excess retained what rightfully belonged to others.”[391] By right, the Kingdom of Heaven was closed to the wealthy.
Probably very few of these early Christians were Italians; most of them were from the Levant, and that they were intensely emotional is proved by their lust for martyrdom—they voluntarily sought death as a means of glorifying God. One day Arrius Antoninus, proconsul of Asia, having ordered certain Christians arrested, saw all the faithful of the town present themselves before his tribunal, demanding to share the fate of those chosen for martyrdom. He dismissed them in wrath, telling them that if they were so in love with death they might commit suicide;[392] and Renan’s account of the persecutions under Nero shows an incredible exaltation.[393]
Probably very few of these early Christians were Italians; most of them came from the Levant, and their intense emotions are evident in their desire for martyrdom—they willingly sought death to glorify God. One day, Arrius Antoninus, the proconsul of Asia, ordered some Christians to be arrested and saw all the faithful from the town come forward to his court, asking to share the fate of those chosen for martyrdom. He angrily dismissed them, telling them that if they loved death so much, they could commit suicide;[392] and Renan’s account of the persecutions under Nero reveals an incredible exaltation.[393]
375 Almost at once the effect of this emotional temperament became perceptible. The paintings in the catacombs are, perhaps, the oldest example of Christian art, and of these M. Vitet thus spoke many years ago:—
375 Almost immediately, the impact of this emotional temperament became noticeable. The paintings in the catacombs are possibly the oldest examples of Christian art, and M. Vitet commented on them many years ago:—
“These decorations, made with the hand raised, in secret, hurriedly, and more for pious reasons than for love of the beautiful, nevertheless reveal to the most rebellious eyes and in spite of strange negligence and incorrectness, I know not what of animation, of youth, of fecundity, and, so to speak, a real transformation of that very art which, in the service of paganism, seemed then, we are all agreed, dying of exhaustion.”[394]
“These decorations, created quickly and in secret, more out of religious duty than a love of beauty, still show, to even the most defiant eyes, a certain liveliness, youth, and vitality. In a way, they represent a genuine transformation of the very art that, in the service of paganism, appeared to be dying from exhaustion at that time.”[394]
As the world disintegrated, and the imagination everywhere acquired power, and with power wealth and the means of expression, an entirely new architecture sprang up in the East, whose growth closely followed upon the barbarian invasions and the progressive failure of the Roman blood. The system of construction was Asiatic modified by Greek influences,[395] and with this new construction came an equally new decoration, a decoration which once more served as a language.
As the world fell apart and imagination gained strength everywhere, it brought with it wealth and ways to express itself. An entirely new architecture emerged in the East, closely following the barbarian invasions and the gradual decline of Roman influence. The construction methods were rooted in Asian traditions but were influenced by Greek styles, and along with this new kind of building came a fresh approach to decoration, which once again acted as a form of communication.
Mosaics of stone had long been used, but mosaics of glass, which give such an incomparable lustre to the dome, were the invention of Levantine Christians, and seem to have come into general use toward the beginning of the fifth century. But the fifth century was the period of the great invasions of Alaric, Attila, and Theoderic, and during this period the population of Italy, Macedonia, and Thrace must have undergone profound changes. In Italy the whole fabric of consolidated society crumbled; south of the Danube it survived, but survived in a modified form, a form on which the recent migrations left an unmistakable imprint. Galla Placidia, the first great patron of the376 pure Byzantine school, died in 450, after an eventful life largely passed among the barbarians, one of whom she married. She began to embellish Ravenna, and a comparison of these remains with those of France and Italy of the eleventh, twelfth, and thirteenth centuries, exposes the difference in the forces which moulded these three civilizations.
Mosaics made from stone had been used for a long time, but the introduction of glass mosaics, which give such an amazing shine to the dome, was a creation of Levantine Christians. They seem to have started being used widely around the beginning of the fifth century. However, the fifth century was also when major invasions by Alaric, Attila, and Theoderic took place, leading to significant changes in the populations of Italy, Macedonia, and Thrace. In Italy, the entire structure of organized society collapsed; south of the Danube, it persisted but in a modified form, visibly influenced by the recent migrations. Galla Placidia, the first major supporter of the376pure Byzantine school, died in 450 after a notable life spent largely among the barbarians, one of whom she married. She started to beautify Ravenna, and a comparison of these remains with those of France and Italy from the eleventh, twelfth, and thirteenth centuries reveals the differences in the influences that shaped these three civilizations.
With all its grace and refinement the characteristic of Ravenna was not religious ecstasy, but rather an absence of fear of the unknown, and a respect for wealth. There is nothing mysterious or terrible about these charming buildings, which are manifestly rather a glorification of the Empire on the Bosphorus, than of the Kingdom of Heaven.
With all its elegance and sophistication, the hallmark of Ravenna wasn't religious ecstasy, but instead a lack of fear of the unknown and an appreciation for wealth. There's nothing mysterious or fearsome about these beautiful buildings; they clearly celebrate the Empire on the Bosphorus more than the Kingdom of Heaven.
At San Vitale it is Justinian, with an aureole about his head and surrounded by his courtiers, carrying a gift to the shrine; or Theodora, blazing with jewels, and followed by the magnificent ladies of her household. At San Apollinare the long procession of saints are richly clad and bear crowns, while the Virgin herself, seated on a throne and revered as a sovereign, is as far removed from the vulgar as Theodora herself. “Byzantine etiquette no longer permits her to be approached directly; four angels surround her and separate her from humanity.”[396] The terrifying was scrupulously avoided. “By a most significant scruple, the artist, in reproducing various episodes of the Passion, avoided the most painful, the Crucifixion.”[397]
At San Vitale, there’s Justinian, with a halo above his head and surrounded by his courtiers, bringing a gift to the shrine; or Theodora, dazzling in jewels and followed by the elegant ladies of her court. At San Apollinare, the long procession of saints is beautifully dressed and carries crowns, while the Virgin herself, seated on a throne and honored like a queen, is as distant from the common people as Theodora. “Byzantine etiquette no longer allows her to be approached directly; four angels surround her and keep her separate from humanity.”[396] The frightening was carefully avoided. “In a very telling choice, the artist, in depicting various scenes of the Passion, skipped the most painful one, the Crucifixion.”[397]
Saint Sophia offers every indication of having been expressly contrived to provide the large light spaces377 needful for such functions as those depicted in San Vitale, and the account given by Procopius of its erection sustains this supposition. According to Procopius, Saint Sophia was a hobby of Justinian, who not only selected the architect Anthemius because he was the most ingenious mechanic of his age, but who also supplied the funds and “assisted it by the labour and powers of his mind.”[398] The dome, “from the lightness of the building ... does not appear to rest upon a solid foundation, but to cover the place beneath as though it were suspended from heaven by the fabled golden chain”; and the interior “is singularly full of light and of sunshine; you would declare that the place is not lighted by the sun from without, but that the rays are produced within itself, such an abundance of light is poured into this church.”[399] Of the decorations it is impossible to speak with certainty, since it is probable that the mosaics which now exist were of a later period.
Saint Sophia seems to have been specifically designed to provide the large, bright spaces needed for functions like those shown in San Vitale, and Procopius’s account of its construction supports this idea. Procopius states that Saint Sophia was a passion of Justinian, who not only chose the architect Anthemius because he was the best mechanic of his time, but also provided the funding and “contributed through his intellect and efforts.” The dome, “because of the lightness of the building ... seems not to rest on a solid foundation, but to cover the space below as if it were suspended from heaven by a mythical golden chain”; and the interior “is exceptionally filled with light and sunshine; one might say that the light does not come from the sun outside, but that the rays are generated within, such is the overwhelming amount of light that floods this church.” Of the decorations, it’s hard to say for sure, as it’s likely that the mosaics we see today were created in a later period.
Perhaps, however, the most significant phenomenon about the church is its loneliness; nothing like it was built elsewhere, and the reason seems plain. There was but one imperial court which needed so superb a setting, and but one emperor who could pay for it. Herein lies the radical divergence between the East and West; the great tabernacle of Constantinople stood alone because it represented the wealth, the pomp, and the imagination of the barbarian shepherd who had been raised by fortune to be the chief of police of the city where the world’s wealth had centralized. In France every diocese had a temple magnificent according to its means, some of which378 exceeded in majesty that of Paris; and the cause was that, in France, the artistic and imaginative caste formed a theocracy, who were not hired by king or emperor, but who were themselves the strongest force in all the land. In the East, the imaginative inroad was not strong enough to cause disintegration, and the artists always remained wage-earners. In the West, society fell back a thousand years, and consolidation began afresh. Six centuries intervened between the death of Galla Placidia and the famous dream of the monk Gauzon which contained the revelation of the plan of the Abbey of Cluny, and yet six hundred years by no means represented the gap between the Franks and the Burgundians, and the Eastern Empire, even when it sank lowest under Heraclius. To Justinian the building of Saint Sophia was a matter of time and money; to Saint Hugh the church of Cluny was a miracle.
Perhaps the most significant thing about the church is its loneliness; nothing like it was built elsewhere, and the reason is clear. There was only one imperial court that required such an impressive setting and just one emperor who could afford it. This highlights the fundamental difference between the East and the West; the grand cathedral of Constantinople stood alone because it embodied the wealth, grandeur, and creativity of the barbarian shepherd who was fortunate enough to become the head of the city's police, where the world's wealth had gathered. In France, every diocese had a temple grand in its own way, some of which378 were even more magnificent than that of Paris; the reason being that, in France, the artistic and imaginative class formed a powerful theocracy, not hired by kings or emperors, but themselves being the strongest force in the land. In the East, the creative influence wasn’t strong enough to lead to fragmentation, and artists always remained wage earners. In the West, society regressed a thousand years, and consolidation started all over again. Six centuries passed between the death of Galla Placidia and the famous dream of the monk Gauzon, which revealed the plan for the Abbey of Cluny, yet six hundred years didn’t fully represent the divide between the Franks and the Burgundians and the Eastern Empire, even at its lowest point under Heraclius. For Justinian, building Saint Sophia was just about time and money; for Saint Hugh, the church of Cluny was a miracle.
In France the churches long were miracles; the chronicles are filled with the revelations vouchsafed the monks; and none can cross the threshold of one of these noble monuments and fail to grasp its meaning. They are the most vigorous of all expressions of fear of the unseen. The Gothic architect heeded no living potentate; he held kings in contempt, and oftener represented them thrust down into hell than seated on their thrones. With the enemy who lurked in darkness none but the saints could cope, and them he idealized. No sculpture is more terrible than the demons on the walls of Rheims, none more majestic and pathetic than that over the door of the Virgin at Paris, while no colour ever equalled the windows of Saint Denis and Chartres.
In France, churches have long been seen as miracles; the chronicles are filled with the insights given to the monks, and anyone who enters one of these grand structures can’t help but understand their significance. They are the strongest expressions of fear of the unknown. The Gothic architect paid no attention to living rulers; he scorned kings and often depicted them being cast down into hell rather than seated on their thrones. Only the saints could confront the darkness lurking within, and he idealized them. No sculpture is as terrifying as the demons on the walls of Rheims, none more grand and moving than the one above the Virgin's door in Paris, and no colors ever matched the stained glass of Saint Denis and Chartres.
379 With the thirteenth century came the influx of the Eastern trade and the rise of the communes. Immediately the glory of the Gothic began to fade; by the reign of Saint Louis it had passed its prime, and under Philip the Fair it fell in full decline. The men who put dead cats in shrines were not likely to be inspired in religious sculpture. The decay, and the reasons for it, can be readily traced in colour.
379 With the thirteenth century came a surge in Eastern trade and the rise of the communes. Almost immediately, the glory of the Gothic style began to fade; by the time of Saint Louis, it had already peaked, and under Philip the Fair, it was in full decline. The people who placed dead cats in shrines were not likely to be inspired when it came to religious sculpture. The decay and its causes can easily be seen through color.
The monks who conceived the twelfth century windows, or painted the pictures of the saints, only sought to render an emotion by a conventional symbol which should rouse a response. Consequently they used marvellous combinations of colours, in which blue was apt to predominate, and they harmonized their colours with gold. Viollet-le-Duc has elaborately explained how this was done.[400] But such a system was not pretentious, and was incompatible with perspective. The mediæval burgher, like the Roman, was rich, and wanted to appear so. He demanded more for his money than a solemn portrait of a saint. He craved a picture of himself, or of his guild, and above all he insisted on display. The fourteenth century was the period when the reds and yellows superseded the blues, and when the sense of harmony began to fail. Furthermore, the burgher was realistic and required a representation of the world he saw about him. Hence came perspective, the abandonment of gold, and the final degradation of colour, which sank into a lost art. For hundreds of years it has been impossible to imitate the work of the monks of Saint Denis. In Italy, the economic phenomena were yet more striking; for Italy, even380 in the Middle Ages, was always a commercial community, which looked on art with the economic eye. One example will suffice,—the treatment of the dome.
The monks who created the windows of the twelfth century and painted the images of saints aimed to evoke an emotion using conventional symbols that could spark a reaction. Therefore, they employed amazing combinations of colors, with blue often being the dominant shade, and they blended these colors with gold. Viollet-le-Duc has thoroughly explained how this was achieved.[400] However, this approach wasn’t pretentious and did not align with perspective. The medieval townsman, like the Roman, was wealthy and wanted to show it. He expected more than a serious portrait of a saint; he desired a depiction of himself or his guild, and above all, he insisted on visibility. The fourteenth century marked the shift when reds and yellows took over from blues, and the sense of harmony started to decline. Additionally, the townsman was realistic and wanted representations of the world around him. This led to the development of perspective, the abandonment of gold, and the eventual decline of color, which became a lost art. For hundreds of years, it has been impossible to replicate the work of the monks of Saint Denis. In Italy, the economic factors were even more pronounced; Italy, even in the Middle Ages, was always a commercial society that viewed art through an economic lens. One example suffices—the treatment of the dome.
Placed between the masterpieces of the East and West, and having little imagination of his own, the Florentine banker conceived the idea of combining the two systems and embellishing them in a cheap and showy manner. Accordingly on Gothic arches he placed an Eastern dome, and instead of adorning his dome with mosaics, which are costly, he had his interior painted at about one-quarter of the price. The substitution of the fresco for the mosaic is one of the most typical devices of modern times.
Placed between the masterpieces of the East and West, and lacking much imagination of his own, the Florentine banker came up with the idea of blending the two styles and decorating them in an extravagant yet inexpensive way. So, he put an Eastern dome on Gothic arches, and instead of decorating his dome with costly mosaics, he opted to have the interior painted for about a quarter of the price. The replacement of fresco for mosaic is one of the most typical strategies of modern times.
Before the opening of the economic age, when the imagination glowed with all the passion of religious enthusiasm, the monks who built the abbeys of Cluny and Saint Denis took no thought of money, for it regarded them not. Sheltered by their convents, their livelihood was assured; their bread and their robe were safe; they pandered to no market, for they cared for no patron. Their art was not a chattel to be bought, but an inspired language in which they communed with God, or taught the people, and they expressed a poetry in the stones they carved which far transcended words. For these reasons Gothic architecture, in its prime, was spontaneous, elevated, dignified, and pure.
Before the start of the economic age, when imagination burned with the fervor of religious devotion, the monks who built the abbeys of Cluny and Saint Denis had no concerns about money, as it held no importance for them. Protected by their monasteries, their needs were met; their bread and robes were secure; they didn’t cater to any market, as they sought no patrons. Their art wasn’t a commodity to be sold, but an inspired way of communicating with God or educating the people, and they conveyed a poetry in the stones they carved that went far beyond words. For these reasons, Gothic architecture, at its peak, was spontaneous, elevated, dignified, and pure.
381 The advent of portraiture has usually been considered to portend decay, and rightly, since the presence of the portrait demonstrates the supremacy of wealth. A portrait can hardly be the ideal of an enthusiast, like the figure of a god, for it is a commercial article, sold for a price, and manufactured to suit a patron’s taste; were it made to please the artist, it might not find a buyer. When portraits are fashionable, the economic period must be well advanced. Portraiture, like other economic phenomena, blossomed during the Renaissance, and it was then also that the artist, no longer shielded by his convent or his guild, stood out to earn his living by the sale of his wares, like the Venetian merchants whom he met on the Rialto, whose vanity he flattered, and whose palaces he adorned. From the sixteenth century downward, the man of imagination, unable to please the economic taste, has starved.
381 The rise of portrait art has often been seen as a signal of decline, which is accurate, since the existence of a portrait reflects the dominance of wealth. A portrait can't truly be the ideal of an admirer, like the depiction of a deity, because it’s a commercial product, sold for a price and crafted to meet the patron’s preferences; if it were made to satisfy the artist, it might remain unsold. When portraits are in vogue, the economic situation must be quite prosperous. Portrait art, like other economic trends, flourished during the Renaissance, when the artist, no longer protected by his monastery or guild, emerged to make a living by selling his creations, similar to the Venetian merchants he encountered on the Rialto, whose vanity he catered to and whose palaces he decorated. Since the sixteenth century, imaginative individuals who couldn’t meet economic demands have faced starvation.
This mercenary quality forms the gulf which has divided the art of the Middle Ages from that of modern times—a gulf which cannot be bridged, and which has broadened with the lapse of centuries, until at last the artist, like all else in society, has become the creature of a commercial market, even as the Greek was sold as a slave to the plutocrat of Rome. With each invention, with each acceleration of movement, prose has more completely supplanted poetry, while the economic intellect has grown less tolerant of any departure from those representations of nature which have appealed to the most highly gifted of the monied type among successive generations. Hence the imperiousness of modern realism.
This mercenary quality has created a gap that separates the art of the Middle Ages from that of modern times—a gap that can't be crossed, and which has widened over the centuries, until finally the artist, like everything else in society, has become a product of the commercial market, just as the Greek was sold as a slave to the wealthy in Rome. With every invention and every increase in speed, prose has increasingly taken the place of poetry, while the economic mindset has become less accepting of any deviation from those representations of nature that have appealed to the most talented individuals among successive generations of the wealthy. Thus, the dominance of modern realism.
Thus the history of art coincides with the history of all other phenomena of life; for experience has demonstrated that, since the Reformation, a school of architecture, like the Greek or Gothic, has become impossible. No such school could exist in a society382 where the imagination had decayed, for the Greek and Gothic represented imaginative ideals. In an economic period, like that which has followed the Reformation, wealth is the form in which energy seeks expression; therefore, since the close of the fifteenth century, architecture has reflected money.
Thus, the history of art aligns with the history of all other aspects of life; because experience has shown that, since the Reformation, a style of architecture, like the Greek or Gothic, has become impossible. No such style could exist in a society382 where imagination has dwindled, as Greek and Gothic represented imaginative ideals. In an economic era, like the one that has followed the Reformation, wealth is how energy seeks expression; therefore, since the end of the fifteenth century, architecture has mirrored financial status.
Viollet-le-Duc has said of the Romans, that, like all parvenus, the true expression of art lay, for them, rather in lavish ornament than in purity of form,[401] and what was true of the third century is true of the nineteenth. The type of mind being the same, its operation must be similar, and the economic, at once ostentatious and parsimonious, produces a cheap core fantastically adorned. The Romans perched the travesty of a Grecian colonnade upon the summit of a bath or an amphitheatre, while the Englishman, having pillaged weaker nations of their imaginative gems, delights to cover with coarse imitations the exterior of banks and counting-houses.
Viollet-le-Duc commented on the Romans, noting that, like all newcomers, their true expression of art focused more on extravagant decoration than on the purity of form, [401] and what was true in the third century is true in the nineteenth. Since the mindset remains the same, the way of thinking must also be similar, and the economic situation, both showy and frugal, produces a cheap core that is fantastically embellished. The Romans placed a distorted version of a Greek colonnade on top of a bath or an amphitheater, while the English, having taken imaginative treasures from weaker nations, take pleasure in covering the outsides of banks and offices with rough imitations.
And yet, though thus alike, a profound difference separates Roman architecture from our own; the Romans were never wholly sordid, nor did they ever niggle. When they built a wall, that wall was solid masonry, not painted iron; and, even down to Constantine, one chord remained which, when struck, would always vibrate. Usurers may have sat in the Senate, but barbarians filled the legions, and, as long as the triumph wound its way through the Forum, men knew how to raise triumphal arches to the victor. Perhaps, in all the ages, no more serious or majestic monument has been conceived to commemorate the soldier than the column of Trajan, a monument383 which it has been the ambition of our century to copy.
And yet, even with their similarities, there’s a significant difference between Roman architecture and ours; the Romans were never completely cheap or petty. When they built a wall, it was solid stone, not just painted metal. Even up to Constantine, one element remained that, when tapped, always resonated. Moneylenders might have sat in the Senate, but warriors filled the legions, and as long as the parade went through the Forum, people knew how to build triumphal arches for the victor. Perhaps, throughout history, no other serious or grand monument has been created to honor the soldier as the column of Trajan, a monument383 that our century has aspired to replicate.
In Paris an imitation of this trophy was erected to the greatest captain of France, and the column of the Place Vendôme serves to mark the grave of the modern martial blood. Raised in 1810, almost at the moment when Nathan Rothschild became despot of the London Stock Exchange, the tide from thence ran swiftly, and, since Sedan, the present generation has drained to the lees the cup of realism.
In Paris, a replica of this trophy was built to honor the greatest military leader of France, and the column in Place Vendôme stands as a testament to the legacy of modern warriors. Established in 1810, around the time Nathan Rothschild took control of the London Stock Exchange, the influence from that point on spread quickly, and since Sedan, today's generation has fully embraced the reality of the situation.
No poetry can bloom in the arid modern soil, the drama has died, and the patrons of art are no longer even conscious of shame at profaning the most sacred of ideals. The ecstatic dream, which some twelfth-century monk cut into the stones of the sanctuary hallowed by the presence of his God, is reproduced to bedizen a warehouse; or the plan of an abbey, which Saint Hugh may have consecrated, is adapted to a railway station.
No poetry can thrive in the dry, modern landscape; drama is extinct, and art patrons are no longer even aware of the shame in desecrating the most sacred ideals. The ecstatic vision that some twelfth-century monk carved into the stones of the sanctuary blessed by his God is now used to decorate a warehouse; or the design of an abbey that Saint Hugh might have blessed is repurposed for a train station.
Decade by decade, for some four hundred years, these phenomena have grown more sharply marked in Europe, and, as consolidation apparently nears its climax, art seems to presage approaching disintegration. The architecture, the sculpture, and the coinage of London at the close of the nineteenth century, when compared with those of the Paris of Saint Louis, recall the Rome of Caracalla as contrasted with the Athens of Pericles, save that we lack the stream of barbarian blood which made the Middle Age.
Decade by decade, over the course of four hundred years, these phenomena have become increasingly pronounced in Europe. As consolidation seems to reach its peak, art appears to predict impending disintegration. The architecture, sculpture, and coinage of London at the end of the nineteenth century, when compared to those of Paris during the reign of Saint Louis, are reminiscent of Rome under Caracalla in contrast to Athens during the time of Pericles, except we don’t have the influx of barbarian blood that characterized the Middle Ages.
[Footnotes]
INDEX
- Acre: siege of 130;
- defence of by Templars 171.
- Alaric: served in Roman army 61.
- Alexander, Emperor of Russia: breach with Napoleon 324.
- Alexis: treats with crusaders 139;
- death of 143.
- Anastasius: wealth of 51;
- builds long wall 51.
- Anglicanism, see Church of England.
- Antwerp: rise of 201;
- Architecture: Italian 88;
- Armada: defeated by yeomen 256;
- loss of 287.
- Army, see Police.
- Art: decline of 380, 381;
- see Architecture.
- Articles, ecclesiastical: Six 232, 268;
- Attila: ransoms Constantinople 50;
- vision of 63.
- Aureus: depreciation of 27;
- passes by weight 31.
- Baldwin, Count of Edessa: 105;
- King of Jerusalem 105.
- Baldwin, Emperor of the East: 146;
- reproved by Innocent 147.
- Bank of England: incorporated 303;
- Bank of Genoa: 168.
- Bank of Venice: 168, 169.
- Bankers: mediæval 168;
- Barbarians: imported by Roman emperors 39;
- Boadicea: revolt of 37.
- Boleyn, Anne: 212;
- Boleyn, Thomas: character and rise of 213.
- Boniface VIII.: character of 172;
- Bosra: retreat from 119;
- Boulton, Matthew: rise of 314;
- Bullion Committee: 328, 329.
- Burleigh, Lord: rise of 213;
- Cæsar: army of 363.
- Capital: centres at Constantinople 28;
- Carthusians: martyrdom of 221.
- Cecil, see Burleigh.
- Champagne: fairs of 158;
- Chantries: confiscation of 259.
- Child, Sir Josiah: rise of 294;
- estimates England’s wealth 295.
- Church, Catholic: see Early Christian;
- becomes dominant in Italy 63;
- secular character of mediæval clergy of 71;
- secular clergy of 73;
- claims of under Hildebrand 75;
- makes papacy self-perpetuating 75;
- emancipates itself from civil power 76, 77;
- schism of with Constantinople 78;
- character of clergy of at Reformation 264, 265;
- miracles of, see Miracles, Cluny, Convents.
- Church, Early Christian: socialistic 60;
- Church, Eastern: remains subject to the emperors 78–88;
- Church of England: an economic phenomenon 228;
- Henry supreme head of 228;
- robbed by landlords 230;
- orthodox under Henry VIII. 232;
- spoiled by Edward VI. 259, 260;
- Calvinistic 262;
- docile to lay dictation 264;
- faith of regulated by statute 266;
- without fixed faith 268;
- ruled by Elizabeth 269;
- hated by Puritans and Catholics 270;
- divine right distinctive doctrine of 271;
- organized as police by landlords 272;
- mercenary 273;
- types of clergy of 275;
- great bishops of 276 et seq.;
- upheld by James I. 284;
- persecutes Puritans under Bancroft 285.
- Clairvaux: foundation of 109;
- appeals to pope against Philip the Fair 172;
- see Saint Bernard.
- Claudius, Appius: a usurer 7;
- Clement V.: election of 178;
- Clermont: council of 83.
- Clive, Lord: birth of 306;
- Cluny: founded 72;
- Cobden: attacks landlords 341;
- origin of 341.
- Cobham, Lord: trial of 193;
- attempts conventual confiscation 195.
- Cœur-de-Lion: leads crusade 130;
- treats with Saladin 131.
- Coinage, Roman: copper 15;
- silver 20;
- debasement of 26;
- becomes gold monometallic 27, 30;
- passes by weight 31;
- of Constantinople 55;
- debasement of coinage of Constantinople 56;
- becomes silver under Charlemagne 129;
- Venetian 129;
- gold of thirteenth century 129;
- debasement of French pound 170;
- debasement of English penny 195;
- base money of Henry VIII. 206;
- standard restored by Elizabeth 300;
- recoinage by William III. 302;
- depreciation in eighteenth century 303;
- English gold of nineteenth century 330;
- passes by weight 326, 330;
- see Gold standard.
- Coloni: debtors 33;
- Commerce: see Eastern trade, Fairs of Champagne, Slaving, West Indies.
- Commons: rights of tenants in 244;
- Communes: rise of 157;
- Constantine: built Constantinople 28;
- Constantinople: becomes the economic centre of the world 28;
- prosperity of after fall of Western Empire 49, 50;
- colonized by Roman capitalists 49;
- taxation of 49;
- poverty of under Theodosius II. 50;
- prosperity of under Justinian I. 51;
- population changes under Heraclius 52;
- becomes an Asiatic city 52;
- declines in eleventh century 53;
- civilization of economic 53;
- description of by Rabbi Benjamin 53;
- population of economic and cowardly 54;
- economic condition of in twelfth century 87;
- army of 88;
- sack of 144;
- see Coinage and Architecture.
- Convents: mediæval founders of 68;
- efficacy of intercession of 69;
- Benedictine 72;
- early discipline of 72;
- consolidation of 72;
- Cluny 73;
- control papacy 78;
- armies organized by 99;
- fortresses built by 99;
- patronized for miracles 109;
- wealth of 154;
- attacked by feudal nobles 155;
- hostile to communes 160, 161;
- taxed by Philip the Fair 172;
- revenues seized by Edward I. 195;
- attacked by Lollards 196;
- bill to suppress 231;
- visitation of 235;
- visitors of 235–238;
- spoliation of 239.
- Corn: price of at Rome 17;
- Councils of the Church: Hildebrand’s propositions at council of 1076 75;
- Cranmer: rise of 278;
- Credit: dawn of in thirteenth century 167;
- Cromwell, Oliver: raises Ironsides 252;
- Cromwell, Thomas: rise of 208;
- Cross: miracle worked by at Bosra 119;
- see Relics.
- Crusade: first 84;
- takes Jerusalem 85;
- second, preached by Saint Bernard 112;
- suffers before Atalia 115;
- defeat of 118;
- crusading becomes commercial 124;
- third, led by Cœur-de-Lion 129;
- takes Acre 130;
- of Constantinople, preached 132;
- reaches Venice 134;
- diverted by Dandolo 139;
- attacks Zara 138;
- sacks Constantinople 145;
- of Damietta 150;
- defeated in Egypt 151.
- Currency: regulated by Charlemagne 129;
- Dalhousie, Lord: administration of 356.
- Damietta, see Crusade.
- Dandolo, Henry: character of 132;
- Darcy, Thomas, Loid: character of 216;
- Denarius: depreciation of at Rome 26;
- Diocletian: a slave 27;
- Divine right: defined 272;
- see Church of England.
- Divorce: see Domestic relations.
- Domestic relations: ancient and modern 365 et seq.
- Dovercourt: rood of 200.
- Drake: rise of 255;
- Dudley, John, Duke of Northumberland: rise of 251;
- East India Companies: organized 292;
- Eastern Empire, see Constantinople.
- Eastern trade: in Rome 23, 24;
- Edessa: position of 86;
- Egypt: cheap labour of 19;
- Elizabeth: greed of 257;
- England: Lollardy in 186;
- Reformation in, an economic phenomenon 190;
- debasement of currency in 194;
- martyrdoms in 199;
- condition of in Middle Ages 202;
- new nobility of 212 et seq.;
- convents suppressed in 233 et seq.;
- population of in Middle Ages 243;
- social revolution in, in sixteenth century 245, 246;
- not originally maritime 254;
- seamen of 255;
- prosperity of in seventeenth century 292;
- industrial revolution in 315;
- distress in after 1815 332;
- ruin of aristocracy of 341, 348;
- money-lenders autocratic in 344;
- see Bank, and Church of England, and Yeomen.
- Exchanges: see Rome, Constantinople, Eastern trade, Fairs of Champagne, Venice.
- Fairs, see Champagne.
- Fetish, see Relics.
- Fisher: temperament of 277.
- Flotte: chancellor of Philip the Fair 165.
- France: convents of in tenth century 72;
- Cluny 73;
- decentralization of in eleventh century 80;
- money of 80;
- barbarian invasions of 80;
- seat of Gothic architecture 89;
- ogive introduced into 95;
- emotional in eleventh century 107;
- disintegration of in tenth century 152;
- kings of enjoy supernatural powers 153;
- alliance of crown with clergy 154;
- consolidation of under Philip Augustus 158;
- centralization of under Saint Louis 165;
- depreciation of coinage of 170;
- estates of sustain Philip the Fair 174;
- castles of 202.
- Frumentariæ Leges, see Corn.
- Gardiner, Stephen: on True Obedience 265;
- Germans: hunted by Romans for slaves 39;
- Glastonbury: suppression of 240.
- Godfrey de Bouillon: elected King of Jerusalem 85;
- Gold: ratio of to silver in Roman Empire 30;
- Gold standard: in Rome 31;
- Gunther: chronicle of 137;
- sails with Dandolo 138.
- Hanse of London: organization of 158;
- Hastings: Governor-General 310;
- policy of 311.
- Hattin: battle of 123.
- Hawkins, John: a slaver 289.
- Héloïse, hymn of 368.
- Henry IV., Emperor: breach with Hildebrand 75;
- Henry VIII.: court of 212;
- Heraclius: disasters under 52.
- Hildebrand: prior of Cluny 74;
- Holland: decay of 318.
- Hospital, see Knights of.
- Howard, Thomas, Duke of Norfolk: family of 214;
- Hugh Capet: elected by clergy 153.
- Hugh du Puiset, see Louis the Fat.
- Hun, Richard: death of 198.
- Imagination: basis of mediæval Church 60;
- gives power to priesthood 63;
- cause of relic worship 64;
- vivid in age of decentralization 69;
- most intense in tenth century 72;
- evolves Cluny 73;
- cause of Hildebrand’s power 78;
- cause of crusades 82;
- inspires Gothic architecture 89;
- strong in Saint Bernard 108;
- weakness of Louis VII. 117:
- lacking in Venetians 126;
- its power in France in thirteenth century 136;
- strength of in Church up to 1200 148;
- a weakness in war 151;
- economic mind lacks 162;
- cause of Templars’ martyrdom 183;
- lacking in English reformers 191;
- Anglican clergy without 259;
- Tudor aristocracy without 268;
- strong in early Christians 373;
- in contempt in nineteenth century 380, 381.
- India: failure of Romans to conquer 12;
- Industrial revolution: begins 313;
- caused by Indian treasure 314.
- Innocent III.: incites crusade 132;
- Inquisition: organized 191.
- Jacques de Vitry: hates bourgeoisie 163.
- Jerusalem: capture of 85;
- Joscelin de Courtney, Count of Edessa: 105;
- Justification by faith: corner stone of Protestantism 187;
- Justinian I.: prosperity of 51;
- Karak: castle of 86, 121.
- Kett, see Rebellion.
- Knights of Temple and Hospital: origin of 97, 98;
- Knox, John: appointed royal chaplain 262;
- Krak des Chevaliers: 100.
- Lambert: martyrdom of 281.
- Landlords: Roman 21;
- enslave their tenants 33;
- form aristocracy of Empire 41;
- not martial 42;
- English mercenary 212;
- rise of 227;
- confiscate Church property 230;
- evict yeomen 245;
- despoil chantries 259, 200;
- control Crown 267;
- without faith 268;
- organize Church 272;
- fear army 273;
- not martial 227, 245, 254, 255, 256, 267, 268, 283;
- persecute Nonconformists 295;
- persecute adventurers 295;
- conquered in 1688 297;
- jealous of Clive and Hastings 309;
- suffer after 1815 332;
- distressed in 1841 340;
- attacked by Cobden 341;
- ruined 348;
- of Oude 356.
- Latimer: describes his father’s farm 247;
- martyrdom of 282.
- Leo the Great: visits Attila 63.
- Leo IX.: election of 75.
- Licinian Laws 10;
- effect of 11.
- Lollards: description of 187;
- London: hot-bed of Lollardism 197;
- Louis the Fat: defeats Hugh du Puiset 155;
- obtains Montlhéri 157.
- Louis VII.: character of 112;
- Madre-de-Dios: capture of 257.
- Mahrattas: conquest of 358;
- disappearance of 350.
- Margat: castle of 101.
- Marriage: see Domestic relations.
- Martin, Abbot: sails with Dandolo 138;
- steals relics 148.
- Marwaris: 357;
- destroy Mahrattas 359.
- Milo, Archbishop of Rheims: 71.
- Miracles: early Christian 63;
- mediæval 64 et seq.;
- see Bosra, Relics.
- Molay, Grand Master: lured to Paris 180;
- burned 184.
- Monasticism: see Convents.
- Money: Rome depleted of 23;
- centres at Constantinople 28;
- rises in value under Empire 35;
- falls in value under Charlemagne 129;
- rises in value in thirteenth century 169;
- rises in fifteenth century 194;
- rises under Henry VIII. 206;
- falls after opening of Potosi 207;
- abundant stimulates movement 299;
- a form of energy 304;
- hoarded in India 304;
- falls at close of eighteenth century 320;
- rises in nineteenth century 337, 360;
- see Capital, Coinage, Currency, Prices.
- Mons Sacer: secession to 9.
- Monte Casino: founded 72.
- Montfort, Simon de: joins crusade 132;
- leaves Dandolo 138.
- Montlhéri: lords of 156;
- castle 157.
- Nantes: revocation of Edict of 318.
- Napoleon: decline of 324;
- Nobility: feudal French 154;
- Nogaret: captures Boniface 176, 177.
- Northumberland: see Dudley.
- Nour-ed-Din: Sultan of Aleppo 103;
- Ogive: of Eastern origin 95;
- appears in transition architecture 96.
- Overstone, Lord: rise of 336;
- Panic: under Tiberius 25;
- Passive obedience: see Divine right.
- Patricians: usurers 7;
- Pauperism: under Henry VII I. 249;
- in 1848 345.
- Peel, Sir Robert: represents Lombard Street 330;
- Pelagius, Cardinal: commands crusade 150.
- Penny: the Roman, see Denarius;
- Philip Augustus: regal of France vowed for recovery of 65;
- Philip the Fair: character of 171;
- Pilgrimage of Grace: see Rebellion.
- Plassey: battle of 308;
- effect of 313.
- Plebeians: farmers 6;
- Police, a paid: lack of, causes defeat of patricians 39;
- an effect of money 45;
- organized by Augustus 45;
- makes capital autocratic at Rome 46;
- impossible when the defence in war is superior to the attack 79;
- lack of, causes weakness of the Kingdom of Jerusalem 99, 121, 122;
- the weapon of an economic community 164;
- an effect of wealth and the basis of centralization 165;
- in England under Henry VIII. 245;
- destroys martial type 245;
- drives adventurers from England 254;
- resistless in nineteenth century 353.
- Pompey: defeat of 364.
- Potosi: discovery 207.
- Prices: fall of, under Trajan 33;
- rise of in thirteenth century 167;
- fall of in fifteenth century 203;
- rise of in sixteenth century 207, 283;
- rise of after Plassey 319;
- culminate in 1809 324;
- fall of in England after 1815 330;
- depressed by gold standard 337;
- fall of after Bank Act 339;
- rise of after 1849 345;
- fall of since 1873 349.
- Producers: predominance of 321;
- Puritans: reject royal supremacy 264;
- Pyrrhus: admires Roman infantry 11;
- defeat of 11.
- Raleigh: family of 255;
- Raymond de Poitiers: at feud with de Courtney 107;
- Rebellion: of Pilgrimage of Grace 216;
- Reformation: an economic movement 188;
- Reginald de Chatillon 121.
- Regulus: poverty of 15.
- Relics: magical 64;
- Rent: rise of money value of in Rome 32;
- Ridley: doctrine concerning sacrament 261;
- burned 282.
- Robinson, John: congregation of 285.
- Rome: early society of 1;
- classes in 2;
- law of debt in 2–4;
- early army of 9;
- not maritime 12;
- slavery in 13;
- economic revolution in 14;
- a plutocracy 15;
- annexes Egypt 17;
- senators land-owners 21;
- great domains of 21;
- conquests of 23;
- unable to compete with Asia 23;
- foreign exchanges unfavourable to 23;
- insolvent 28;
- decline of 37;
- ceases breeding soldiers 40;
- later emperors of foreign adventurers 40;
- governed by a monied oligarchy 41;
- economic type autocratic in 42;
- women of emancipated 43;
- paid police of 45;
- barbarian invasions 46, 47;
- domestic relations in 369;
- art of 372;
- architecture of 381;
- see Coinage, Slaving, Usurers, Usury.
- Rothschilds: rise of 322;
- establish house in London 323.
- Russell, John, Earl of Bedford: conducts trial of Abbot of Glaston 241.
- Saint Bernard: birth of 108;
- Saint Cuthbert: plunder of shrine of 239.
- Saint Denis: Abbey of 154.
- Saint Riquier: sacrilege at 162.
- Saint Sophia: architecture of 89, 377;
- desecration of 145.
- Saint Thomas à Becket: shrine of 65.
- Saint Thomas Aquinas: veneration of for Eucharist 67.
- Saladin: sends physician to Richard 94;
- Saracens: architecture of 89, 90;
- Schism: Greek 78.
- Seymour, Protector: confiscations under 261;
- executed 261.
- Sicily: cheap labour in 16;
- Silver: Roman standard 26;
- discarded in Rome 31;
- restored by Charlemagne 128;
- ratio of to gold in Rome 30;
- to gold in thirteenth century 169;
- Potosi 204;
- Spaniards plundered of 288;
- brought to England by piracy 291;
- ratio to gold in seventeenth century 300;
- standard in England 300;
- exported to India in eighteenth century 299–302;
- in 1810 320;
- discarded by England 330;
- by Germany 347;
- relation to Asiatic competition 360;
- see Coinage, Currency, Denarius, Gold standard.
- Slavery: for debt in Rome 5;
- Slaving: part of Roman fiscal system 34;
- Smith, Captain John: career of 295.
- Solidus: see Aureus.
- Somerset: Duke of, see Seymour.
- Spain: empire of 286;
- Spanish America: revolution of 324.
- Suez Canal: effect of 355.
- Sylvester II.: thought a sorcerer 81;
- proposes a crusade 83.
- Syria: industrial 25;
- see Architecture, Crusades, Eastern trade, Saracens.
- Temple, see Knights of the.
- Tenures: primitive Roman 1;
- Thompson, Charles Andrew: petition of 332.
- Tiberias: battle of, see Hattin.
- Tortosa: fortress of 101;
- surrender of 171.
- Trade, see Eastern trade, Fairs of Champagne, Slaving.
- Urban II.: preaches at Clermont 83.
- Usurers: form Roman aristocracy 2;
- Usury: a patrician privilege 2;
- Vagrant Acts: English 248.
- Venice: rise of 125;
- Vézelay: second crusade preached at 112;
- feud with Counts of Nevers 161.
- Ville-Hardouin: chronicle of 132.
- Virginia: story of 8.
- War: see Police.
- Watt, James: invents engine 314;
- partnership with Boulton 316.
- West Indies: Spanish revenue drawn from 287;
- Whiting, Abbot of Glaston: martyrdom of 241.
- Wickliffe: begins his agitation 192.
- William of Tyre: describes origin of Temple 97;
- Wiltshire: Earl of, see Boleyn.
- Yeomen: form British infantry 243;
- Zara: attack on 134;
- stormed 138.
- Zenghi: rise of 103;
- captures Edessa 103.
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