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POLITICAL IDEALS
by
Bertrand Russell
CONTENTS
I: | Political Ideals |
II: | Capitalism and the Wage System |
III: | Pitfalls in Socialism |
IV: | Individual Liberty and Public Control |
V: | National Independence and Internationalism |
Chapter I: Political Ideals
In dark days, men need a clear faith and a well-grounded hope; and as the outcome of these, the calm courage which takes no account of hardships by the way. The times through which we are passing have afforded to many of us a confirmation of our faith. We see that the things we had thought evil are really evil, and we know more definitely than we ever did before the directions in which men must move if a better world is to arise on the ruins of the one which is now hurling itself into destruction. We see that men's political dealings with one another are based on wholly wrong ideals, and can only be saved by quite different ideals from continuing to be a source of suffering, devastation, and sin.
In tough times, people need strong faith and solid hope; and from those comes a steady courage that doesn’t shy away from the challenges ahead. The times we're experiencing have given many of us a clearer understanding of our beliefs. We've realized that what we once thought was bad is truly bad, and we now understand better than ever where we need to head if we want to build a better world from the ashes of the one that's now spiraling into chaos. We recognize that how people interact politically is based on completely flawed ideals, and to avoid ongoing suffering, destruction, and wrongdoing, we must adopt entirely different ideals.
Political ideals must be based upon ideals for the individual life. The aim of politics should be to make the lives of individuals as good as possible. There is nothing for the politician to consider outside or above the various men, women, and children who compose the world. The problem of politics is to adjust the relations of human beings in such a way that each severally may have as much of good in his existence as possible. And this problem requires that we should first consider what it is that we think good in the individual life.
Political ideals should be grounded in the principles of individual life. The goal of politics is to enhance the quality of life for each person. Politicians shouldn't focus on anything beyond the actual men, women, and children in the world. The challenge of politics is to balance the relationships between people so that everyone can achieve as much good in their lives as possible. To tackle this challenge, we first need to think about what we believe is good for individual lives.
To begin with, we do not want all men to be alike. We do not want to lay down a pattern or type to which men of all sorts are to be made by some means or another to approximate. This is the ideal of the impatient administrator. A bad teacher will aim at imposing his opinion, and turning out a set of pupils all of whom will give the same definite answer on a doubtful point. Mr. Bernard Shaw is said to hold that Troilus and Cressida is the best of Shakespeare's plays. Although I disagree with this opinion, I should welcome it in a pupil as a sign of individuality; but most teachers would not tolerate such a heterodox view. Not only teachers, but all commonplace persons in authority, desire in their subordinates that kind of uniformity which makes their actions easily predictable and never inconvenient. The result is that they crush initiative and individuality when they can, and when they cannot, they quarrel with it.
To start, we don’t want all people to be the same. We don’t want to create a standard or mold that everyone has to fit into by any means necessary. This is the ideal of the impatient administrator. A bad teacher will try to impose their opinion and produce a group of students all giving the same exact answer on a controversial topic. Mr. Bernard Shaw is said to believe that Troilus and Cressida is the best of Shakespeare's plays. While I disagree with this viewpoint, I would appreciate it in a student as a sign of individuality; however, most teachers would not accept such a non-traditional opinion. Not just teachers, but all ordinary people in authority, want their subordinates to be uniform, which makes their actions predictable and never problematic. The result is that they stifle initiative and individuality when they can, and when they can’t, they argue about it.
It is not one ideal for all men, but a separate ideal for each separate man, that has to be realized if possible. Every man has it in his being to develop into something good or bad: there is a best possible for him, and a worst possible. His circumstances will determine whether his capacities for good are developed or crushed, and whether his bad impulses are strengthened or gradually diverted into better channels.
It’s not a single ideal that fits everyone, but rather an individual ideal for each person that should be achieved if possible. Everyone has the potential to grow into something good or bad: there’s a best version of themselves and a worst version. Their circumstances will decide if their abilities for good are nurtured or stifled, and whether their negative impulses are amplified or slowly redirected toward better paths.
But although we cannot set up in any detail an ideal of character which is to be universally applicable—although we cannot say, for instance, that all men ought to be industrious, or self-sacrificing, or fond of music—there are some broad principles which can be used to guide our estimates as to what is possible or desirable.
But even though we can't create a detailed ideal of character that applies to everyone—like saying all people should be hardworking, selfless, or love music—there are some general principles that can help guide our ideas about what’s achievable or worthwhile.
We may distinguish two sorts of goods, and two corresponding sorts of impulses. There are goods in regard to which individual possession is possible, and there are goods in which all can share alike. The food and clothing of one man is not the food and clothing of another; if the supply is insufficient, what one man has is obtained at the expense of some other man. This applies to material goods generally, and therefore to the greater part of the present economic life of the world. On the other hand, mental and spiritual goods do not belong to one man to the exclusion of another. If one man knows a science, that does not prevent others from knowing it; on the contrary, it helps them to acquire the knowledge. If one man is a great artist or poet, that does not prevent others from painting pictures or writing poems, but helps to create the atmosphere in which such things are possible. If one man is full of good-will toward others, that does not mean that there is less good-will to be shared among the rest; the more good-will one man has, the more he is likely to create among others. In such matters there is no possession, because there is not a definite amount to be shared; any increase anywhere tends to produce an increase everywhere.
We can identify two types of goods and two related types of impulses. One type of good is something that individuals can possess, while the other type is something everyone can share equally. The food and clothing of one person are not the same as those of another; if there isn’t enough available, what one person has comes at the cost of someone else. This is generally true for physical goods, which applies to most of today’s global economy. On the flip side, mental and spiritual goods don’t belong to one person to the exclusion of others. If one person understands a subject, it doesn’t stop others from learning about it; in fact, it actually helps them gain that knowledge. If someone is a talented artist or poet, that doesn’t prevent others from creating their own art or poetry; rather, it helps foster an environment where such creativity can thrive. If one person shows kindness toward others, it doesn’t mean there’s less kindness available for everyone else; the more kindness one person has, the more likely they are to inspire it in others. In these cases, there is no possession because there isn’t a fixed amount to divide; any increase in one area tends to lead to an increase everywhere.
There are two kinds of impulses, corresponding to the two kinds of goods. There are possessive impulses, which aim at acquiring or retaining private goods that cannot be shared; these center in the impulse of property. And there are creative or constructive impulses, which aim at bringing into the world or making available for use the kind of goods in which there is no privacy and no possession.
There are two types of impulses, corresponding to the two types of goods. There are possessive impulses that focus on acquiring or keeping private goods that can't be shared; these are centered around the desire for property. Then there are creative or constructive impulses, which aim to create or provide goods that aren't exclusive and can't be owned.
The best life is the one in which the creative impulses play the largest part and the possessive impulses the smallest. This is no new discovery. The Gospel says: "Take no thought, saying, What shall we eat? or What shall we drink? or, Wherewithal shall we be clothed?" The thought we give to these things is taken away from matters of more importance. And what is worse, the habit of mind engendered by thinking of these things is a bad one; it leads to competition, envy, domination, cruelty, and almost all the moral evils that infest the world. In particular, it leads to the predatory use of force. Material possessions can be taken by force and enjoyed by the robber. Spiritual possessions cannot be taken in this way. You may kill an artist or a thinker, but you cannot acquire his art or his thought. You may put a man to death because he loves his fellow-men, but you will not by so doing acquire the love which made his happiness. Force is impotent in such matters; it is only as regards material goods that it is effective. For this reason the men who believe in force are the men whose thoughts and desires are preoccupied with material goods.
The best life is the one where creativity plays the biggest role and possessiveness plays the smallest. This isn’t a new idea. The Gospel says: "Don’t worry about what we will eat, drink, or wear?" The time we spend thinking about these things distracts us from more important issues. What’s worse is that this mindset fosters competition, jealousy, control, cruelty, and almost all the moral issues that plague the world. Specifically, it leads to the harmful use of force. Material possessions can be stolen and enjoyed by the thief. Spiritual possessions can’t be taken this way. You can kill an artist or a thinker, but you can’t take their art or ideas. You can execute someone because they love others, but you won’t gain the love that brought them happiness. Force is useless in these matters; it only works when it comes to material goods. That’s why those who rely on force are the ones whose thoughts and desires are focused on material possessions.
The possessive impulses, when they are strong, infect activities which ought to be purely creative. A man who has made some valuable discovery may be filled with jealousy of a rival discoverer. If one man has found a cure for cancer and another has found a cure for consumption, one of them may be delighted if the other man's discovery turns out a mistake, instead of regretting the suffering of patients which would otherwise have been avoided. In such cases, instead of desiring knowledge for its own sake, or for the sake of its usefulness, a man is desiring it as a means to reputation. Every creative impulse is shadowed by a possessive impulse; even the aspirant to saintliness may be jealous of the more successful saint. Most affection is accompanied by some tinge of jealousy, which is a possessive impulse intruding into the creative region. Worst of all, in this direction, is the sheer envy of those who have missed everything worth having in life, and who are instinctively bent on preventing others from enjoying what they have not had. There is often much of this in the attitude of the old toward the young.
The possessive urges, when they are intense, taint activities that should be purely creative. A person who has made a significant discovery might feel jealous of a competing discoverer. If one person has found a cure for cancer and another has found a cure for tuberculosis, one of them might feel pleased if the other’s discovery turns out to be wrong, rather than feeling sorry for the patients who could have been spared suffering. In these situations, instead of wanting knowledge for its own sake, or for its usefulness, a person desires it as a way to gain recognition. Every creative impulse is overshadowed by a possessive urge; even someone aspiring to be saintly may feel jealous of a more accomplished saint. Most affection comes with a bit of jealousy, which is a possessive impulse intruding into a creative space. The worst of this is the raw envy from those who have missed out on everything worthwhile in life and who instinctively want to prevent others from enjoying what they themselves have not had. This mindset is often evident in how older people view the younger generation.
There is in human beings, as in plants and animals, a certain natural impulse of growth, and this is just as true of mental as of physical development. Physical development is helped by air and nourishment and exercise, and may be hindered by the sort of treatment which made Chinese women's feet small. In just the same way mental development may be helped or hindered by outside influences. The outside influences that help are those that merely provide encouragement or mental food or opportunities for exercising mental faculties. The influences that hinder are those that interfere with growth by applying any kind of force, whether discipline or authority or fear or the tyranny of public opinion or the necessity of engaging in some totally incongenial occupation. Worst of all influences are those that thwart or twist a man's fundamental impulse, which is what shows itself as conscience in the moral sphere; such influences are likely to do a man an inward danger from which he will never recover.
There is in humans, just like in plants and animals, a natural drive to grow, and this applies to both mental and physical development. Physical growth is supported by air, nutrition, and exercise, while it can be stunted by harmful practices like the tradition of foot-binding in China. Similarly, mental growth can be influenced positively or negatively by external factors. Positive influences are those that offer support, mental stimulation, or opportunities to use our mental abilities. Negative influences are those that obstruct growth through force, whether it’s strict discipline, authority, fear, societal pressure, or being forced to do work that doesn’t fit one’s nature. The worst influences are those that crush or distort a person's basic drive, which manifests as conscience in moral matters; such influences can cause deep inner damage that may be impossible to heal.
Those who realize the harm that can be done to others by any use of force against them, and the worthlessness of the goods that can be acquired by force, will be very full of respect for the liberty of others; they will not try to bind them or fetter them; they will be slow to judge and swift to sympathize; they will treat every human being with a kind of tenderness, because the principle of good in him is at once fragile and infinitely precious. They will not condemn those who are unlike themselves; they will know and feel that individuality brings differences and uniformity means death. They will wish each human being to be as much a living thing and as little a mechanical product as it is possible to be; they will cherish in each one just those things which the harsh usage of a ruthless world would destroy. In one word, all their dealings with others will be inspired by a deep impulse of reverence.
Those who understand the damage that can be caused to others by any use of force against them, as well as the emptiness of the possessions that can be gained through force, will have a great deal of respect for the freedom of others; they won’t try to control or restrict them; they will be slow to judge and quick to empathize; they will treat every person with a kind of gentleness because the good within them is both delicate and incredibly valuable. They won’t condemn those who are different from themselves; they will recognize and feel that individuality brings diversity, while uniformity leads to stagnation. They will want each person to be as much of a living being and as little of a mechanical product as possible; they will value in each individual those traits that the harsh realities of a callous world would otherwise crush. In short, all their interactions with others will be driven by a deep sense of reverence.
What we shall desire for individuals is now clear: strong creative impulses, overpowering and absorbing the instinct of possession; reverence for others; respect for the fundamental creative impulse in ourselves. A certain kind of self-respect or native pride is necessary to a good life; a man must not have a sense of utter inward defeat if he is to remain whole, but must feel the courage and the hope and the will to live by the best that is in him, whatever outward or inward obstacles it may encounter. So far as it lies in a man's own power, his life will realize its best possibilities if it has three things: creative rather than possessive impulses, reverence for others, and respect for the fundamental impulse in himself.
What we desire for individuals is now clear: strong creative urges that overpower and absorb the instinct to possess; respect for others; and acknowledgment of the fundamental creative urge within ourselves. A certain level of self-respect or natural pride is necessary for a good life; a person must not feel completely defeated inside if they want to remain whole, but should feel the courage, hope, and determination to live by the best within them, regardless of any external or internal obstacles they may face. As much as it is within a person's control, their life will reach its fullest potential if it embodies three things: creative rather than possessive urges, respect for others, and recognition of the fundamental urge within themselves.
Political and social institutions are to be judged by the good or harm that they do to individuals. Do they encourage creativeness rather than possessiveness? Do they embody or promote a spirit of reverence between human beings? Do they preserve self-respect?
Political and social institutions should be evaluated based on the benefits or drawbacks they bring to individuals. Do they foster creativity instead of greed? Do they embody or encourage mutual respect among people? Do they uphold self-esteem?
In all these ways the institutions under which we live are very far indeed from what they ought to be.
In all these ways, the systems we live under are definitely not what they should be.
Institutions, and especially economic systems, have a profound influence in molding the characters of men and women. They may encourage adventure and hope, or timidity and the pursuit of safety. They may open men's minds to great possibilities, or close them against everything but the risk of obscure misfortune. They may make a man's happiness depend upon what he adds to the general possessions of the world, or upon what he can secure for himself of the private goods in which others cannot share. Modern capitalism forces the wrong decision of these alternatives upon all who are not heroic or exceptionally fortunate.
Institutions, especially economic systems, significantly shape the personalities of people. They can promote adventure and hope or lead to timidity and a focus on safety. They can broaden people's perspectives to great possibilities or narrow them to only the fear of minor misfortunes. They can make a person's happiness reliant on what they contribute to the world's shared wealth or on what they can acquire for themselves that others cannot access. Modern capitalism pushes everyone who isn't heroic or exceptionally lucky into making the wrong choice between these options.
Men's impulses are molded, partly by their native disposition, partly by opportunity and environment, especially early environment. Direct preaching can do very little to change impulses, though it can lead people to restrain the direct expression of them, often with the result that the impulses go underground and come to the surface again in some contorted form. When we have discovered what kinds of impulse we desire, we must not rest content with preaching, or with trying to produce the outward manifestation without the inner spring; we must try rather to alter institutions in the way that will, of itself, modify the life of impulse in the desired direction.
Men's instincts are shaped by their natural tendencies and their surroundings, especially during their early years. Direct preaching has very little impact on changing these instincts, though it can lead people to hold back their direct expressions, often resulting in those instincts surfacing again in distorted ways. Once we identify the types of impulses we want, we shouldn't be satisfied with just preaching or attempting to display the outward behavior without addressing the internal motivation; instead, we should work to change institutions in a way that naturally influences these impulses in the direction we desire.
At present our institutions rest upon two things: property and power. Both of these are very unjustly distributed; both, in the actual world, are of great importance to the happiness of the individual. Both are possessive goods; yet without them many of the goods in which all might share are hard to acquire as things are now.
At the moment, our institutions rely on two things: property and power. Both of these are distributed very unfairly; both are crucial for individual happiness in today’s world. Both are things that people want to own; however, without them, it's difficult for many to access the resources that everyone could benefit from as things stand now.
Without property, as things are, a man has no freedom, and no security for the necessities of a tolerable life; without power, he has no opportunity for initiative. If men are to have free play for their creative impulses, they must be liberated from sordid cares by a certain measure of security, and they must have a sufficient share of power to be able to exercise initiative as regards the course and conditions of their lives.
Without property, as things stand, a person has no freedom or security for the essentials of a decent life; without power, they have no chance to take initiative. If individuals are to fully express their creative impulses, they need to be freed from mundane worries by a certain level of security, and they must have enough power to exercise initiative over the direction and conditions of their lives.
Few men can succeed in being creative rather than possessive in a world which is wholly built on competition, where the great majority would fall into utter destitution if they became careless as to the acquisition of material goods, where honor and power and respect are given to wealth rather than to wisdom, where the law embodies and consecrates the injustice of those who have toward those who have not. In such an environment even those whom nature has endowed with great creative gifts become infected with the poison of competition. Men combine in groups to attain more strength in the scramble for material goods, and loyalty to the group spreads a halo of quasi-idealism round the central impulse of greed. Trade-unions and the Labor party are no more exempt from this vice than other parties and other sections of society; though they are largely inspired by the hope of a radically better world. They are too often led astray by the immediate object of securing for themselves a large share of material goods. That this desire is in accordance with justice, it is impossible to deny; but something larger and more constructive is needed as a political ideal, if the victors of to-morrow are not to become the oppressors of the day after. The inspiration and outcome of a reforming movement ought to be freedom and a generous spirit, not niggling restrictions and regulations.
Few men can succeed in being creative instead of possessive in a world that’s entirely driven by competition, where the vast majority would fall into complete poverty if they stopped focusing on acquiring material goods, where honor, power, and respect are awarded to wealth rather than wisdom, and where the law supports and legitimizes the injustice of those who have towards those who do not. In such an environment, even those blessed by nature with exceptional creative talents become tainted by the poison of competition. People come together in groups to gain more strength in the race for material goods, and loyalty to the group creates a veneer of almost idealism over the central drive of greed. Trade unions and the Labor party are no more exempt from this flaw than other parties and sections of society; although they are mainly motivated by the hope of a fundamentally better world, they all too often get sidetracked by the immediate goal of securing a larger share of material goods for themselves. While it can't be denied that this desire aligns with justice, something broader and more constructive is necessary as a political ideal if tomorrow’s victors are not to become the oppressors of the next day. The inspiration and outcome of a reform movement should be freedom and a generous spirit, not petty restrictions and regulations.
The present economic system concentrates initiative in the hands of a small number of very rich men. Those who are not capitalists have, almost always, very little choice as to their activities when once they have selected a trade or profession; they are not part of the power that moves the mechanism, but only a passive portion of the machinery. Despite political democracy, there is still an extraordinary degree of difference in the power of self-direction belonging to a capitalist and to a man who has to earn his living. Economic affairs touch men's lives, at most times, much more intimately than political questions. At present the man who has no capital usually has to sell himself to some large organization, such as a railway company, for example. He has no voice in its management, and no liberty in politics except what his trade-union can secure for him. If he happens to desire a form of liberty which is not thought important by his trade-union, he is powerless; he must submit or starve.
The current economic system focuses power in the hands of a small group of very wealthy individuals. Those who aren't capitalists usually have very limited options regarding their work once they choose a trade or profession; they aren’t part of the driving force behind the system, but just a passive segment of the machinery. Even with political democracy, there's still a significant difference in the level of self-direction available to a capitalist compared to someone who has to earn a living. Economic issues affect people's lives, often more directly than political matters. Right now, a person without capital typically has to sell their labor to a large organization, like a railway company. They have no say in how it's run, and their political freedom is limited to whatever their trade union can negotiate for them. If they wish for a type of freedom that their trade union doesn’t prioritize, they are left powerless; they must either conform or face hardship.
Exactly the same thing happens to professional men. Probably a majority of journalists are engaged in writing for newspapers whose politics they disagree with; only a man of wealth can own a large newspaper, and only an accident can enable the point of view or the interests of those who are not wealthy to find expression in a newspaper. A large part of the best brains of the country are in the civil service, where the condition of their employment is silence about the evils which cannot be concealed from them. A Nonconformist minister loses his livelihood if his views displease his congregation; a member of Parliament loses his seat if he is not sufficiently supple or sufficiently stupid to follow or share all the turns and twists of public opinion. In every walk of life, independence of mind is punished by failure, more and more as economic organizations grow larger and more rigid. Is it surprising that men become increasingly docile, increasingly ready to submit to dictation and to forego the right of thinking for themselves? Yet along such lines civilization can only sink into a Byzantine immobility.
Exactly the same thing happens to professional men. Probably a majority of journalists write for newspapers whose political views they disagree with; only someone wealthy can own a large newspaper, and only by chance can the perspectives or interests of those who aren't wealthy find a voice in a newspaper. A large part of the brightest minds in the country works in the civil service, where their job requires them to remain silent about the problems they can't ignore. A Nonconformist minister loses his job if his beliefs upset his congregation; a member of Parliament loses his position if he isn't flexible enough or lacks the intellect to keep up with the changing public opinion. In every profession, independent thinking is punished by failure, increasingly so as economic organizations become larger and more rigid. Is it any wonder that people become more obedient, more willing to submit to direction and to give up their right to think for themselves? Yet following this path, civilization can only decline into a stagnant state.
Fear of destitution is not a motive out of which a free creative life can grow, yet it is the chief motive which inspires the daily work of most wage-earners. The hope of possessing more wealth and power than any man ought to have, which is the corresponding motive of the rich, is quite as bad in its effects; it compels men to close their minds against justice, and to prevent themselves from thinking honestly on social questions while in the depths of their hearts they uneasily feel that their pleasures are bought by the miseries of others. The injustices of destitution and wealth alike ought to be rendered impossible. Then a great fear would be removed from the lives of the many, and hope would have to take on a better form in the lives of the few.
Fear of poverty isn't something that can allow a free creative life to flourish, yet it's the main driver behind the daily grind for most wage earners. The desire to have more wealth and power than anyone should realistically possess, which motivates the rich, is just as damaging; it forces people to shut themselves off from justice and avoid thinking honestly about social issues, even as they secretly realize that their enjoyment comes at the expense of others' suffering. Both poverty and extreme wealth should be made impossible. That way, a significant fear would be lifted from the lives of many, and hope could transform into something more positive for the few.
But security and liberty are only the negative conditions for good political institutions. When they have been won, we need also the positive condition: encouragement of creative energy. Security alone might produce a smug and stationary society; it demands creativeness as its counterpart, in order to keep alive the adventure and interest of life, and the movement toward perpetually new and better things. There can be no final goal for human institutions; the best are those that most encourage progress toward others still better. Without effort and change, human life cannot remain good. It is not a finished Utopia that we ought to desire, but a world where imagination and hope are alive and active.
But security and freedom are just the basic requirements for effective political systems. Once we achieve them, we also need the positive aspect: fostering creativity. Relying solely on security might lead to a complacent and stagnant society; it requires creativity as a balance to keep the excitement and interest in life alive, and to drive us toward constantly new and improved things. There’s no ultimate destination for human institutions; the best ones are those that most promote progress toward even better versions. Without effort and change, human life can’t stay good. What we should seek isn’t a finished Utopia, but a world where imagination and hope are vibrant and active.
It is a sad evidence of the weariness mankind has suffered from excessive toil that his heavens have usually been places where nothing ever happened or changed. Fatigue produces the illusion that only rest is needed for happiness; but when men have rested for a time, boredom drives them to renewed activity. For this reason, a happy life must be one in which there is activity. If it is also to be a useful life, the activity ought to be as far as possible creative, not merely predatory or defensive. But creative activity requires imagination and originality, which are apt to be subversive of the status quo. At present, those who have power dread a disturbance of the status quo, lest their unjust privileges should be taken away. In combination with the instinct for conventionality,[1] which man shares with the other gregarious animals, those who profit by the existing order have established a system which punishes originality and starves imagination from the moment of first going to school down to the time of death and burial. The whole spirit in which education is conducted needs to be changed, in order that children may be encouraged to think and feel for themselves, not to acquiesce passively in the thoughts and feelings of others. It is not rewards after the event that will produce initiative, but a certain mental atmosphere. There have been times when such an atmosphere existed: the great days of Greece, and Elizabethan England, may serve as examples. But in our own day the tyranny of vast machine-like organizations, governed from above by men who know and care little for the lives of those whom they control, is killing individuality and freedom of mind, and forcing men more and more to conform to a uniform pattern.
It’s a sad sign of the exhaustion humanity has experienced from too much work that our dreams often become places where nothing ever happens or changes. Fatigue creates the false impression that rest is the only thing needed for happiness; however, after a while, boredom pushes people back into action. For this reason, a happy life must involve activity. If it’s also meant to be a meaningful life, that activity should be as creative as possible, rather than just predatory or defensive. However, creative activity demands imagination and originality, which tend to challenge the status quo. Right now, those in power fear any disruption of the status quo, worried that their unfair advantages might be lost. Combined with the instinct for conventionality,[1] which humans share with other social animals, those who benefit from the current system have created a structure that punishes originality and stifles imagination from the first day of school until the end of life. The whole approach to education needs to change, so children are encouraged to think and feel for themselves instead of passively accepting the thoughts and feelings of others. It’s not incentives after the fact that will cultivate initiative, but rather a certain mindset in the environment. There have been times when such an atmosphere thrived: the great days of Greece and Elizabethan England serve as examples. But nowadays, the oppression of massive, machine-like organizations run by people who know and care little about the lives of those they oversee is stifling individuality and freedom of thought, pushing people increasingly to conform to a rigid mold.
[1] In England this is called "a sense of humor."
[1] In England, this is known as "a sense of humor."
Vast organizations are an inevitable element in modern life, and it is useless to aim at their abolition, as has been done by some reformers, for instance, William Morris. It is true that they make the preservation of individuality more difficult, but what is needed is a way of combining them with the greatest possible scope for individual initiative.
Vast organizations are a necessary part of modern life, and trying to eliminate them, like some reformers such as William Morris have attempted, is pointless. It's true that they complicate the preservation of individuality, but what we need is a way to combine them while still allowing for as much personal initiative as possible.
One very important step toward this end would be to render democratic the government of every organization. At present, our legislative institutions are more or less democratic, except for the important fact that women are excluded. But our administration is still purely bureaucratic, and our economic organizations are monarchical or oligarchic. Every limited liability company is run by a small number of self-appointed or coöpted directors. There can be no real freedom or democracy until the men who do the work in a business also control its management.
One crucial step toward this goal would be to make the government of every organization democratic. Right now, our legislative bodies are fairly democratic, except for the significant issue that women are left out. However, our administration is still completely bureaucratic, and our economic organizations are either run by a single leader or a small group of powerful individuals. Every limited liability company is managed by a few self-appointed or chosen directors. There can be no genuine freedom or democracy until the workers in a business have control over its management.
Another measure which would do much to increase liberty would be an increase of self-government for subordinate groups, whether geographical or economic or defined by some common belief, like religious sects. A modern state is so vast and its machinery is so little understood that even when a man has a vote he does not feel himself any effective part of the force which determines its policy. Except in matters where he can act in conjunction with an exceptionally powerful group, he feels himself almost impotent, and the government remains a remote impersonal circumstance, which must be simply endured, like the weather. By a share in the control of smaller bodies, a man might regain some of that sense of personal opportunity and responsibility which belonged to the citizen of a city-state in ancient Greece or medieval Italy.
Another way to boost freedom would be to give more self-governance to smaller groups, whether they're based on geography, economy, or a shared belief, like religious communities. Today’s government is so large and its operations so complicated that even when a person has a vote, they don’t feel like they really influence the decisions that shape its policies. Unless they can team up with a particularly powerful group, they often feel powerless, and the government seems like a distant, impersonal force that has to be dealt with, like the weather. By having a say in the management of smaller organizations, a person could reclaim some of the sense of personal opportunity and responsibility that citizens in ancient Greek city-states or medieval Italy experienced.
When any group of men has a strong corporate consciousness—such as belongs, for example, to a nation or a trade or a religious body—liberty demands that it should be free to decide for itself all matters which are of great importance to the outside world. This is the basis of the universal claim for national independence. But nations are by no means the only groups which ought to have self-government for their internal concerns. And nations, like other groups, ought not to have complete liberty of action in matters which are of equal concern to foreign nations. Liberty demands self-government, but not the right to interfere with others. The greatest degree of liberty is not secured by anarchy. The reconciliation of liberty with government is a difficult problem, but it is one which any political theory must face.
When any group of people has a strong sense of unity—like a nation, a trade organization, or a religious community—freedom requires that they should have the ability to make their own decisions on matters that are significant to the outside world. This is the foundation of the universal demand for national independence. However, nations aren't the only groups that should have self-governance for their internal issues. And like other groups, nations shouldn’t have total freedom to act in ways that affect foreign nations. Freedom implies self-governance but not the right to interfere with others. The highest level of freedom isn’t achieved through chaos. Balancing freedom with government is a challenging issue, but it’s one that any political theory must address.
The essence of government is the use of force in accordance with law to secure certain ends which the holders of power consider desirable. The coercion of an individual or a group by force is always in itself more or less harmful. But if there were no government, the result would not be an absence of force in men's relations to each other; it would merely be the exercise of force by those who had strong predatory instincts, necessitating either slavery or a perpetual readiness to repel force with force on the part of those whose instincts were less violent. This is the state of affairs at present in international relations, owing to the fact that no international government exists. The results of anarchy between states should suffice to persuade us that anarchism has no solution to offer for the evils of the world.
The core of government is using force according to the law to achieve certain goals that those in power find desirable. Coercing an individual or a group using force is always somewhat harmful. However, if there were no government, it wouldn't mean that there would be no force in people's interactions; it would simply mean that those with strong predatory instincts would exercise force, leading to either slavery or a constant need for those with less violent instincts to defend themselves with force. This is the current situation in international relations, as there is no global government. The consequences of anarchy between states should be enough to convince us that anarchism offers no real solution to the world's problems.
There is probably one purpose, and only one, for which the use of force by a government is beneficent, and that is to diminish the total amount of force used m the world. It is clear, for example, that the legal prohibition of murder diminishes the total amount of violence in the world. And no one would maintain that parents should have unlimited freedom to ill-treat their children. So long as some men wish to do violence to others, there cannot be complete liberty, for either the wish to do violence must be restrained, or the victims must be left to suffer. For this reason, although individuals and societies should have the utmost freedom as regards their own affairs, they ought not to have complete freedom as regards their dealings with others. To give freedom to the strong to oppress the weak is not the way to secure the greatest possible amount of freedom in the world. This is the basis of the socialist revolt against the kind of freedom which used to be advocated by laissez-faire economists.
There’s probably one reason, and only one, for which a government’s use of force is beneficial, and that is to reduce the overall amount of force used in the world. It’s obvious, for example, that legally banning murder reduces the total amount of violence in society. And no one would argue that parents should have unlimited freedom to harm their children. As long as some people want to inflict harm on others, there cannot be complete freedom, because either the desire to do harm must be controlled, or the victims must be allowed to suffer. For this reason, while individuals and societies should have the maximum freedom regarding their own matters, they shouldn’t have complete freedom when it comes to how they treat others. Allowing the strong to oppress the weak isn’t the way to achieve the greatest possible amount of freedom in the world. This is the foundation of the socialist revolt against the type of freedom once promoted by laissez-faire economists.
Democracy is a device—the best so far invented—for diminishing as much as possible the interference of governments with liberty. If a nation is divided into two sections which cannot both have their way, democracy theoretically insures that the majority shall have their way. But democracy is not at all an adequate device unless it is accompanied by a very great amount of devolution. Love of uniformity, or the mere pleasure of interfering, or dislike of differing tastes and temperaments, may often lead a majority to control a minority in matters which do not really concern the majority. We should none of us like to have the internal affairs of Great Britain settled by a parliament of the world, if ever such a body came into existence. Nevertheless, there are matters which such a body could settle much better than any existing instrument of government.
Democracy is a system—the best one invented so far—for minimizing government interference with freedom. If a country is split into two groups that can’t both get what they want, democracy ideally ensures that the majority gets their way. However, democracy isn’t effective unless it’s paired with a significant amount of decentralization. A desire for uniformity, the simple enjoyment of intervening, or a dislike for different preferences and personalities can often lead a majority to dominate a minority in issues that don’t really concern the majority. None of us would want the internal matters of Great Britain to be decided by a global parliament, if such a body ever existed. Still, there are issues that such a group could handle much better than any current government.
The theory of the legitimate use of force in human affairs, where a government exists, seems clear. Force should only be used against those who attempt to use force against others, or against those who will not respect the law in cases where a common decision is necessary and a minority are opposed to the action of the majority. These seem legitimate occasions for the use of force; and they should be legitimate occasions in international affairs, if an international government existed. The problem of the legitimate occasions for the use of force in the absence of a government is a different one, with which we are not at present concerned.
The theory of legitimate force in human interactions, where a government is in place, appears straightforward. Force should only be used against those who try to use force against others or against individuals who refuse to follow the law when a common decision is needed, and a minority opposes the majority's action. These seem like valid reasons to use force; they should also apply in international relations if there were an international government. The issue of when it’s legitimate to use force without a government is a different matter that we are not focusing on right now.
Although a government must have the power to use force, and may on occasion use it legitimately, the aim of the reformers to have such institutions as will diminish the need for actual coercion will be found to have this effect. Most of us abstain, for instance, from theft, not because it is illegal, but because we feel no desire to steal. The more men learn to live creatively rather than possessively, the less their wishes will lead them to thwart others or to attempt violent interference with their liberty. Most of the conflicts of interests, which lead individuals or organizations into disputes, are purely imaginary, and would be seen to be so if men aimed more at the goods in which all can share, and less at those private possessions that are the source of strife. In proportion as men live creatively, they cease to wish to interfere with others by force. Very many matters in which, at present, common action is thought indispensable, might well be left to individual decision. It used to be thought absolutely necessary that all the inhabitants of a country should have the same religion, but we now know that there is no such necessity. In like manner it will be found, as men grow more tolerant in their instincts, that many uniformities now insisted upon are useless and even harmful.
Although a government needs the power to use force, and may sometimes use it legitimately, the reformers' goal of creating institutions that reduce the need for actual coercion will achieve this effect. Most of us avoid theft not because it’s illegal, but because we simply don't want to steal. The more people learn to live creatively instead of possessively, the less their desires will lead them to harm others or to violently interfere with their freedom. Most conflicts of interest that lead individuals or organizations into disputes are purely imaginary and would be recognized as such if people focused more on shared goods rather than on private possessions, which often cause conflict. As people embrace creativity in their lives, they will be less inclined to use force against others. Many matters currently deemed essential for collective action could easily be left to individual choices. It was once thought that it was absolutely necessary for all citizens of a country to share the same religion, but we now understand that this isn't required. Similarly, as people become more tolerant by nature, many of the enforced uniformities will prove unnecessary and even harmful.
Good political institutions would weaken the impulse toward force and domination in two ways: first, by increasing the opportunities for the creative impulses, and by shaping education so as to strengthen these impulses; secondly, by diminishing the outlets for the possessive instincts. The diffusion of power, both in the political and the economic sphere, instead of its concentration in the hands of officials and captains of industry, would greatly diminish the opportunities for acquiring the habit of command, out of which the desire for exercising tyranny is apt to spring. Autonomy, both for districts and for organizations, would leave fewer occasions when governments were called upon to make decisions as to other people's concerns. And the abolition of capitalism and the wage system would remove the chief incentive to fear and greed, those correlative passions by which all free life is choked and gagged.
Good political institutions would reduce the tendency toward force and control in two ways: first, by increasing opportunities for creativity and by shaping education to reinforce these creative impulses; second, by reducing avenues for possessive instincts. Distributing power, both politically and economically, rather than concentrating it in the hands of officials and business leaders, would significantly lessen chances to develop a habit of command, which often leads to a desire to exercise tyranny. Autonomy for communities and organizations would result in fewer instances where governments need to make decisions about others' affairs. Lastly, eliminating capitalism and the wage system would take away the main incentives for fear and greed, those interconnected emotions that stifle and suffocate all forms of free life.
Few men seem to realize how many of the evils from which we suffer are wholly unnecessary, and that they could be abolished by a united effort within a few years. If a majority in every civilized country so desired, we could, within twenty years, abolish all abject poverty, quite half the illness in the world, the whole economic slavery which binds down nine tenths of our population; we could fill the world with beauty and joy, and secure the reign of universal peace. It is only because men are apathetic that this is not achieved, only because imagination is sluggish, and what always has been is regarded as what always must be. With good-will, generosity, intelligence, these things could be brought about.
Few people seem to realize how many of the problems we face are completely unnecessary and that we could get rid of them through a united effort in just a few years. If the majority in every civilized country wanted it, we could, within twenty years, eliminate all extreme poverty, drastically reduce global illness, and end the economic slavery that traps nine-tenths of our population. We could fill the world with beauty and joy and achieve universal peace. It’s only because people are indifferent that this hasn’t happened, only because imagination is dull, and what has always been is seen as something that must always be. With goodwill, generosity, and intelligence, these changes could be made.
Chapter II: Capitalism and the Wage System
I
The world is full of preventible evils which most men would be glad to see prevented.
The world is full of preventable problems that most people would be happy to see eliminated.
Nevertheless, these evils persist, and nothing effective is done toward abolishing them.
Nevertheless, these issues continue, and nothing substantial is being done to eliminate them.
This paradox produces astonishment in inexperienced reformers, and too often produces disillusionment in those who have come to know the difficulty of changing human institutions.
This paradox surprises inexperienced reformers and often leads to disillusionment for those who understand the challenges of changing human institutions.
War is recognized as an evil by an immense majority in every civilized country; but this recognition does not prevent war.
War is seen as a bad thing by almost everyone in every developed country; however, this understanding doesn't stop wars from happening.
The unjust distribution of wealth must be obviously an evil to those who are not prosperous, and they are nine tenths of the population. Nevertheless it continues unabated.
The unfair distribution of wealth is clearly a problem for those who are not well-off, and they make up nine-tenths of the population. Yet, it goes on without any change.
The tyranny of the holders of power is a source of needless suffering and misfortune to very large sections of mankind; but power remains in few hands, and tends, if anything, to grow more concentrated.
The oppression from those in power causes unnecessary pain and hardship for many people; however, power stays in the hands of a small group and tends to become even more concentrated.
I wish first to study the evils of our present institutions, and the causes of the very limited success of reformers in the past, and then to suggest reasons for the hope of a more lasting and permanent success in the near future.
I want to start by examining the problems with our current institutions and the reasons why reformers in the past have had such limited success. Then, I’ll suggest reasons to believe that we can achieve more lasting and permanent success soon.
The war has come as a challenge to all who desire a better world. The system which cannot save mankind from such an appalling disaster is at fault somewhere, and cannot be amended in any lasting way unless the danger of great wars in the future can be made very small.
The war presents a challenge to everyone who wants a better world. The system that can't protect humanity from such a terrible disaster has some issues, and it can't be fixed in any meaningful way unless we can greatly reduce the risk of major wars in the future.
But war is only the final flower of an evil tree. Even in times of peace, most men live lives of monotonous labor, most women are condemned to a drudgery which almost kills the possibility of happiness before youth is past, most children are allowed to grow up in ignorance of all that would enlarge their thoughts or stimulate their imagination. The few who are more fortunate are rendered illiberal by their unjust privileges, and oppressive through fear of the awakening indignation of the masses. From the highest to the lowest, almost all men are absorbed in the economic struggle: the struggle to acquire what is their due or to retain what is not their due. Material possessions, in fact or in desire, dominate our outlook, usually to the exclusion of all generous and creative impulses. Possessiveness—the passion to have and to hold—is the ultimate source of war, and the foundation of all the ills from which the political world is suffering. Only by diminishing the strength of this passion and its hold upon our daily lives can new institutions bring permanent benefit to mankind.
But war is just the final bloom of a toxic tree. Even in peaceful times, most men lead lives of dull labor, most women are trapped in jobs that nearly snuff out their chance for happiness before they even reach adulthood, and most children grow up without knowledge of anything that would broaden their minds or spark their imaginations. The few who are luckier become narrow-minded because of their unfair privileges and oppressive because they fear the rising anger of the masses. From the top to the bottom, almost everyone is caught up in the economic struggle: the fight to get what they deserve or to keep what isn’t rightfully theirs. Material wealth, whether real or desired, dominates our perspective, often overshadowing all generous and creative impulses. Wanting to possess—this drive to have and to hold—is the root cause of war and the basis of all the problems the political world faces. Only by weakening this desire and its grip on our everyday lives can new systems truly benefit humanity in the long run.
Institutions which will diminish the sway of greed are possible, but only through a complete reconstruction of our whole economic system. Capitalism and the wage system must be abolished; they are twin monsters which are eating up the life of the world. In place of them we need a system which will hold in cheek men's predatory impulses, and will diminish the economic injustice that allows some to be rich in idleness while others are poor in spite of unremitting labor; but above all we need a system which will destroy the tyranny of the employer, by making men at the same time secure against destitution and able to find scope for individual initiative in the control of the industry by which they live. A better system can do all these things, and can be established by the democracy whenever it grows weary of enduring evils which there is no reason to endure.
Institutions that can reduce the influence of greed are possible, but only with a complete overhaul of our entire economic system. We need to get rid of capitalism and the wage system; they are two destructive forces that are consuming the vitality of the world. Instead, we need a system that will curb people's predatory instincts and reduce the economic unfairness that lets some people be wealthy without effort while others remain poor despite working hard; but most importantly, we need a system that will end employer tyranny by ensuring that everyone is secure from poverty and able to exercise their individual creativity in the industries that support their lives. A better system can achieve all of this and can be created by democracy whenever it becomes tired of putting up with injustices that shouldn’t be tolerated.
We may distinguish four purposes at which an economic system may aim: first, it may aim at the greatest possible production of goods and at facilitating technical progress; second, it may aim at securing distributive justice; third, it may aim at giving security against destitution; and, fourth, it may aim at liberating creative impulses and diminishing possessive impulses.
We can identify four objectives that an economic system might pursue: first, it might focus on maximizing the production of goods and promoting technological advancement; second, it might prioritize achieving fair distribution; third, it might aim to provide security against poverty; and fourth, it might seek to encourage creativity while reducing materialistic desires.
Of these four purposes the last is the most important. Security is chiefly important as a means to it. State socialism, though it might give material security and more justice than we have at present, would probably fail to liberate creative impulses or produce a progressive society.
Of these four purposes, the last is the most important. Security mainly serves as a way to achieve it. State socialism, while it might provide material security and more justice than we currently have, would likely not free creative impulses or lead to a progressive society.
Our present system fails in all four purposes. It is chiefly defended on the ground that it achieves the first of the four purposes, namely, the greatest possible production of material goods, but it only does this in a very short-sighted way, by methods which are wasteful in the long run both of human material and of natural resources.
Our current system fails to meet all four goals. It's mainly justified by claiming that it achieves the first goal—maximizing the production of goods—but it does so in a shortsighted manner, using methods that waste both human labor and natural resources in the long run.
Capitalistic enterprise involves a ruthless belief in the importance of increasing material production to the utmost possible extent now and in the immediate future. In obedience to this belief, new portions of the earth's surface are continually brought under the sway of industrialism. Vast tracts of Africa become recruiting grounds for the labor required in the gold and diamond mines of the Rand, Rhodesia, and Kimberley; for this purpose, the population is demoralized, taxed, driven into revolt, and exposed to the contamination of European vice and disease. Healthy and vigorous races from Southern Europe are tempted to America, where sweating and slum life reduce their vitality if they do not actually cause their death. What damage is done to our own urban populations by the conditions under which they live, we all know. And what is true of the human riches of the world is no less true of the physical resources. The mines, forests, and wheat-fields of the world are all being exploited at a rate which must practically exhaust them at no distant date. On the side of material production, the world is living too fast; in a kind of delirium, almost all the energy of the world has rushed into the immediate production of something, no matter what, and no matter at what cost. And yet our present system is defended on the ground that it safeguards progress!
Capitalist business is driven by a harsh belief in the need to maximize material production as much as possible, both now and in the near future. Following this belief, new areas of the earth are constantly being brought under industrial control. Large parts of Africa become sources for the labor needed in the gold and diamond mines of the Rand, Rhodesia, and Kimberley; for this, the local population is demoralized, taxed, forced into rebellion, and subjected to the corrupting influence of European vices and diseases. Strong, healthy people from Southern Europe are lured to America, where grueling labor and slum living diminish their vitality, if they don’t outright lead to their deaths. We all understand the harm that the living conditions impose on our urban populations. What's true for the world's human capital is equally valid for its physical resources. The mines, forests, and wheat fields around the globe are all being exploited at a pace that will nearly deplete them in the not-too-distant future. In terms of material production, the world is moving too quickly; in a kind of frenzy, nearly all global energy is focused on the immediate creation of something, anything, regardless of the cost. Yet, our current system is defended on the basis that it promotes progress!
It cannot be said that our present economic system is any more successful in regard to the other three objects which ought to be aimed at. Among the many obvious evils of capitalism and the wage system, none are more glaring than that they encourage predatory instincts, that they allow economic injustice, and that they give great scope to the tyranny of the employer.
It can't be said that our current economic system is any more successful when it comes to the other three goals we should be aiming for. Among the many obvious problems with capitalism and the wage system, none are more glaring than the fact that they encourage predatory instincts, allow for economic injustice, and give employers the power to be tyrannical.
As to predatory instincts, we may say, broadly speaking, that in a state of nature there would be two ways of acquiring riches—one by production, the other by robbery. Under our existing system, although what is recognized as robbery is forbidden, there are nevertheless many ways of becoming rich without contributing anything to the wealth of the community. Ownership of land or capital, whether acquired or inherited, gives a legal right to a permanent income. Although most people have to produce in order to live, a privileged minority are able to live in luxury without producing anything at all. As these are the men who are not only the most fortunate but also the most respected, there is a general desire to enter their ranks, and a widespread unwillingness to face the fact that there is no justification whatever for incomes derived in this way. And apart from the passive enjoyment of rent or interest, the methods of acquiring wealth are very largely predatory. It is not, as a rule, by means of useful inventions, or of any other action which increases the general wealth of the community, that men amass fortunes; it is much more often by skill in exploiting or circumventing others. Nor is it only among the rich that our present régime promotes a narrowly acquisitive spirit. The constant risk of destitution compels most men to fill a great part of their time and thought with the economic struggle. There is a theory that this increases the total output of wealth by the community. But for reasons to which I shall return later, I believe this theory to be wholly mistaken.
When it comes to predatory instincts, we can say that in a natural state, there are two main ways to gain wealth—one is through production, and the other is through theft. In our current system, while what we call theft is illegal, there are still many ways to become wealthy without contributing anything to the community's wealth. Owning land or capital, whether earned or inherited, gives a legal right to a steady income. Although most people need to work to make a living, a privileged few can live in luxury without producing anything. Since these individuals are not only the luckiest but also the most admired, many aspire to join their ranks, and there is a widespread reluctance to acknowledge that there is no justification for incomes earned in this manner. Besides passively enjoying rent or interest, most methods of accumulating wealth are quite predatory. Generally, people don't make fortunes through useful inventions or actions that increase the community's wealth; they amass wealth primarily by exploiting or outsmarting others. Moreover, it's not just the wealthy who are influenced by our current system's acquisitive culture. The constant threat of poverty forces many to dedicate a large portion of their time and energy to financial survival. There's a theory that this enhances the overall wealth output of the community. However, for reasons I will discuss later, I believe this theory is completely wrong.
Economic injustice is perhaps the most obvious evil of our present system. It would be utterly absurd to maintain that the men who inherit great wealth deserve better of the community than those who have to work for their living. I am not prepared to maintain that economic justice requires an exactly equal income for everybody. Some kinds of work require a larger income for efficiency than others do; but there is economic injustice as soon as a man has more than his share, unless it is because his efficiency in his work requires it, or as a reward for some definite service. But this point is so obvious that it needs no elaboration.
Economic injustice is probably the most glaring problem with our current system. It would be completely ridiculous to argue that people who inherit vast wealth deserve more from society than those who have to earn their keep. I’m not saying that economic justice means everyone should have the same income. Some jobs require a higher income for efficiency than others; however, economic injustice occurs when someone has more than their fair share, unless it’s because their job demands it or they are being rewarded for a specific service. But this point is so clear that it doesn’t need further explanation.
The modern growth of monopolies in the shape of trusts, cartels, federations of employers and so on has greatly increased the power of the capitalist to levy toll on the community. This tendency will not cease of itself, but only through definite action on the part of those who do not profit by the capitalist régime. Unfortunately the distinction between the proletariat and the capitalist is not so sharp as it was in the minds of socialist theorizers. Trade-unions have funds in various securities; friendly societies are large capitalists; and many individuals eke out their wages by invested savings. All this increases the difficulty of any clear-cut radical change in our economic system. But it does not diminish the desirability of such a change.
The recent rise of monopolies in the form of trusts, cartels, and employer federations has significantly increased the capitalist's ability to extract wealth from the community. This trend won't stop on its own; it requires decisive action from those who aren't benefiting from the capitalist system. Unfortunately, the divide between the working class and the capitalist is not as clear as it once was in the minds of socialist theorists. Trade unions have funds in various investments, mutual aid societies are major investors, and many individuals supplement their income with investment savings. All of this makes it harder to implement any straightforward radical change in our economic system. However, it doesn't lessen the need for such a change.
Such a system as that suggested by the French syndicalists, in which each trade would be self-governing and completely independent, without the control of any central authority, would not secure economic justice. Some trades are in a much stronger bargaining position than others. Coal and transport, for example, could paralyze the national life, and could levy blackmail by threatening to do so. On the other hand, such people as school teachers, for example, could rouse very little terror by the threat of a strike and would be in a very weak bargaining position. Justice can never be secured by any system of unrestrained force exercised by interested parties in their own interests. For this reason the abolition of the state, which the syndicalists seem to desire, would be a measure not compatible with economic justice.
A system like the one proposed by the French syndicalists, where each trade operates independently without any central authority, wouldn’t achieve economic fairness. Some trades are in a much stronger position to negotiate than others. For instance, coal and transport could disrupt the entire nation and could extort by threatening to do so. On the flip side, professions like teaching wouldn’t instill much fear with the prospect of a strike and would find themselves in a very weak negotiating position. Justice can never be achieved through unchecked power exercised by parties with vested interests. For this reason, the elimination of the state, which the syndicalists appear to advocate for, wouldn’t be compatible with economic justice.
The tyranny of the employer, which at present robs the greater part of most men's lives of all liberty and all initiative, is unavoidable so long as the employer retains the right of dismissal with consequent loss of pay. This right is supposed to be essential in order that men may have an incentive to work thoroughly. But as men grow more civilized, incentives based on hope become increasingly preferable to those that are based on fear. It would be far better that men should be rewarded for working well than that they should be punished for working badly. This system is already in operation in the civil service, where a man is only dismissed for some exceptional degree of vice or virtue, such as murder or illegal abstention from it. Sufficient pay to ensure a livelihood ought to be given to every person who is willing to work, independently of the question whether the particular work at which he is skilled is wanted at the moment or not. If it is not wanted, some new trade which is wanted ought to be taught at the public expense. Why, for example, should a hansom-cab driver be allowed to suffer on account of the introduction of taxies? He has not committed any crime, and the fact that his work is no longer wanted is due to causes entirely outside his control. Instead of being allowed to starve, he ought to be given instruction in motor driving or in whatever other trade may seem most suitable. At present, owing to the fact that all industrial changes tend to cause hardships to some section of wage-earners, there is a tendency to technical conservatism on the part of labor, a dislike of innovations, new processes, and new methods. But such changes, if they are in the permanent interest of the community, ought to be carried out without allowing them to bring unmerited loss to those sections of the community whose labor is no longer wanted in the old form. The instinctive conservatism of mankind is sure to make all processes of production change more slowly than they should. It is a pity to add to this by the avoidable conservatism which is forced upon organized labor at present through the unjust workings of a change.
The oppression of employers, which currently takes away the freedom and initiative of most people's lives, is unavoidable as long as employers hold the right to fire workers, resulting in loss of income. This right is seen as necessary to motivate people to work hard. However, as society becomes more advanced, motivations based on hope are increasingly preferable to those based on fear. It would be much better for people to be rewarded for their good work rather than punished for poor performance. This approach is already in practice in civil service, where someone is only fired for extreme misconduct or exceptional virtue, like murder or notably refraining from it. Every person willing to work should be given enough pay to ensure a decent living, regardless of whether their specific skills are currently in demand. If their skills aren't needed, they should be trained for a new job that is. For instance, why should a cab driver suffer because taxis have been introduced? They haven’t committed any crime, and the decline of their job is due to factors beyond their control. Instead of being left to struggle, they should receive training in motor driving or any other suitable job. Currently, because all industrial changes tend to cause hardship for certain workers, there is a tendency for labor to resist change, resisting innovations, new processes, and new methods. However, if these changes benefit the community in the long run, they should be implemented without leading to unearned losses for those whose labor is no longer valuable in its previous form. The natural conservatism of people will ensure that production processes change more slowly than they should. It's unfortunate to further slow this down with the unnecessary conservatism that organized labor faces today due to the unjust repercussions of change.
It will be said that men will not work well if the fear of dismissal does not spur them on. I think it is only a small percentage of whom this would be true at present. And those of whom it would be true might easily become industrious if they were given more congenial work or a wiser training. The residue who cannot be coaxed into industry by any such methods are probably to be regarded as pathological cases, requiring medical rather than penal treatment. And against this residue must be set the very much larger number who are now ruined in health or in morale by the terrible uncertainty of their livelihood and the great irregularity of their employment. To very many, security would bring a quite new possibility of physical and moral health.
It will be said that men won't work well if the fear of being fired doesn't motivate them. I believe this applies to only a small percentage at this time. Those for whom this is true might easily become more hardworking if they were given more suitable jobs or better training. The remaining individuals who can't be motivated by such methods are likely to be seen as pathological cases, needing medical rather than punitive intervention. And against this group, we must consider the much larger number of people whose health or morale is currently damaged by the terrible uncertainty of their jobs and the unpredictability of their employment. For many, having security could open up new possibilities for physical and mental well-being.
The most dangerous aspect of the tyranny of the employer is the power which it gives him of interfering with men's activities outside their working hours. A man may be dismissed because the employer dislikes his religion or his politics, or chooses to think his private life immoral. He may be dismissed because he tries to produce a spirit of independence among his fellow employees. He may fail completely to find employment merely on the ground that he is better educated than most and therefore more dangerous. Such cases actually occur at present. This evil would not be remedied, but rather intensified, under state socialism, because, where the State is the only employer, there is no refuge from its prejudices such as may now accidentally arise through the differing opinions of different men. The State would be able to enforce any system of beliefs it happened to like, and it is almost certain that it would do so. Freedom of thought would be penalized, and all independence of spirit would die out.
The most dangerous part of employer tyranny is the power it gives them to interfere with people's activities outside of work hours. A person can be fired because the employer disapproves of their religion or politics, or because they perceive their private life as immoral. They can be let go for fostering a sense of independence among their coworkers. They may struggle to find a job simply because they are better educated than most and seen as a threat. Such situations are happening today. This issue wouldn’t be resolved but rather worsened under state socialism, because if the State is the only employer, there’s no escape from its biases that might currently differ among individuals. The State could impose any ideology it prefers, and it’s almost guaranteed that it would. Freedom of thought would be punished, and all independence of spirit would vanish.
Any rigid system would involve this evil. It is very necessary that there should be diversity and lack of complete systematization. Minorities must be able to live and develop their opinions freely. If this is not secured, the instinct of persecution and conformity will force all men into one mold and make all vital progress impossible.
Any strict system would lead to this problem. It's really important to have diversity and not a fully organized structure. Minorities need to be able to express and develop their opinions freely. If this isn't guaranteed, the urge to persecute and conform will push everyone into the same mold, making all significant progress impossible.
For these reasons, no one ought to be allowed to suffer destitution so long as he or she is willing to work. And no kind of inquiry ought to be made into opinion or private life. It is only on this basis that it is possible to build up an economic system not founded upon tyranny and terror.
For these reasons, no one should be allowed to be in poverty as long as they are willing to work. And no one should be questioned about their opinions or private life. It is only on this foundation that we can create an economic system that is not based on oppression and fear.
II
The power of the economic reformer is limited by the technical productivity of labor. So long as it was necessary to the bare subsistence of the human race that most men should work very long hours for a pittance, so long no civilization was possible except an aristocratic one; if there were to be men with sufficient leisure for any mental life, there had to be others who were sacrificed for the good of the few. But the time when such a system was necessary has passed away with the progress of machinery. It would be possible now, if we had a wise economic system, for all who have mental needs to find satisfaction for them. By a few hours a day of manual work, a man can produce as much as is necessary for his own subsistence; and if he is willing to forgo luxuries, that is all that the community has a right to demand of him. It ought to be open to all who so desire to do short hours of work for little pay, and devote their leisure to whatever pursuit happens to attract them. No doubt the great majority of those who chose this course would spend their time in mere amusement, as most of the rich do at present. But it could not be said, in such a society, that they were parasites upon the labor of others. And there would be a minority who would give their hours of nominal idleness to science or art or literature, or some other pursuit out of which fundamental progress may come. In all such matters, organization and system can only do harm. The one thing that can be done is to provide opportunity, without repining at the waste that results from most men failing to make good use of the opportunity.
The power of economic reform is limited by how productive labor can be. As long as it was essential for the survival of humanity that most people worked extremely long hours for very little pay, civilization could only be aristocratic; to have individuals with enough free time for any kind of intellectual life, others had to be sacrificed for the sake of a few. However, that necessity has faded with advancements in machinery. Now, if we had a smart economic system, everyone with mental needs could find satisfaction. With just a few hours of manual labor each day, a person can produce enough for their own living; and if they are willing to give up luxuries, that’s all the community has the right to demand from them. It should be available to everyone who wants to work short hours for low pay, allowing them to spend their free time on whatever interests them. While many of those who choose this path might just engage in entertainment, like most wealthy people do today, it wouldn't be fair to call them parasites on the labor of others. There would also be a minority dedicating their free time to science, art, literature, or other pursuits that could lead to significant progress. In these matters, organization and systems can typically do more harm than good. The only thing we can do is create opportunities, without lamenting the waste that comes from most people not fully utilizing those opportunities.
But except in cases of unusual laziness or eccentric ambition, most men would elect to do a full day's work for a full day's pay. For these, who would form the immense majority, the important thing is that ordinary work should, as far as possible, afford interest and independence and scope for initiative. These things are more important than income, as soon as a certain minimum has been reached. They can be secured by gild socialism, by industrial self-government subject to state control as regards the relations of a trade to the rest of the community. So far as I know, they cannot be secured in any other way.
But unless it's a case of extreme laziness or unusual ambition, most people would choose to put in a full day’s work for a full day’s pay. For these individuals, who would make up the vast majority, what's really important is that regular work should, as much as possible, provide interest, independence, and opportunities for initiative. These factors matter more than income once a certain minimum level is met. They can be achieved through socialist systems, by having industries self-governed but still under state control regarding their relationships with the wider community. As far as I know, there’s no other way to secure these conditions.
Guild socialism, as advocated by Mr. Orage and the "New Age," is associated with a polemic against "political" action, and in favor of direct economic action by trade-unions. It shares this with syndicalism, from which most of what is new in it is derived. But I see no reason for this attitude; political and economic action seem to me equally necessary, each in its own time and place. I think there is danger in the attempt to use the machinery of the present capitalist state for socialistic purposes. But there is need of political action to transform the machinery of the state, side by side with the transformation which we hope to see in economic institutions. In this country, neither transformation is likely to be brought about by a sudden revolution; we must expect each to come step by step, if at all, and I doubt if either could or should advance very far without the other.
Guild socialism, as promoted by Mr. Orage and the "New Age," criticizes "political" action while supporting direct economic action by trade unions. It shares this perspective with syndicalism, from which most of its new ideas are derived. However, I see no reason for this stance; both political and economic actions seem equally important, each in their own time and place. I believe there's a risk in trying to use the machinery of the current capitalist state for socialist goals. Yet, we need political action to change the state machinery, alongside the changes we hope to see in economic institutions. In this country, neither change is likely to happen through a sudden revolution; we should expect each to progress gradually, if at all, and I doubt that either could or should advance significantly without the other.
The economic system we should ultimately wish to see would be one in which the state would be the sole recipient of economic rent, while private capitalistic enterprises should be replaced by self-governing combinations of those who actually do the work. It ought to be optional whether a man does a whole day's work for a whole day's pay, or half a day's work for half a day's pay, except in cases where such an arrangement would cause practical inconvenience. A man's pay should not cease through the accident of his work being no longer needed, but should continue so long as he is willing to work, a new trade being taught him at the public expense, if necessary. Unwillingness to work should be treated medically or educationally, when it could not be overcome by a change to some more congenial occupation.
The economic system we should ultimately aim for would be one where the state is the only recipient of economic rent, while private businesses are replaced by self-managing groups of workers. It should be up to individuals whether they want to work a full day for full pay or half a day for half pay, unless this would create practical issues. A person's pay shouldn't stop just because their current work isn't needed anymore; it should continue as long as they're willing to work, with new skills taught at public expense if necessary. If someone is unwilling to work, it should be addressed through medical or educational support, especially if a change to a more suitable job doesn’t help.
The workers in a given industry should all be combined in one autonomous unit, and their work should not be subject to any outside control. The state should fix the price at which they produce, but should leave the industry self-governing in all other respects. In fixing prices, the state should, as far as possible, allow each industry to profit by any improvements which it might introduce into its own processes, but should endeavor to prevent undeserved loss or gain through changes in external economic conditions. In this way there would be every incentive to progress, with the least possible danger of unmerited destitution. And although large economic organizations will continue, as they are bound to do, there will be a diffusion of power which will take away the sense of individual impotence from which men and women suffer at present.
The workers in any given industry should be brought together into one independent group, and their work shouldn't be controlled by outside forces. The government should set the prices at which they produce, but let the industry manage itself in all other areas. When setting prices, the government should try to allow each industry to benefit from improvements it makes in its own processes while also working to prevent unfair losses or gains due to changes in external economic conditions. This way, there would be plenty of motivation for progress, with minimal risk of unjust poverty. Even though large economic organizations will persist, as they inevitably will, there will be a distribution of power that removes the feeling of helplessness that men and women currently experience.
III
Some men, though they may admit that such a system would be desirable, will argue that it is impossible to bring it about, and that therefore we must concentrate on more immediate objects.
Some men, even if they acknowledge that such a system would be ideal, will argue that it’s impossible to achieve, and therefore we must focus on more immediate goals.
I think it must be conceded that a political party ought to have proximate aims, measures which it hopes to carry in the next session or the next parliament, as well as a more distant goal. Marxian socialism, as it existed in Germany, seemed to me to suffer in this way: although the party was numerically powerful, it was politically weak, because it had no minor measures to demand while waiting for the revolution. And when, at last, German socialism was captured by those who desired a less impracticable policy, the modification which occurred was of exactly the wrong kind: acquiescence in bad policies, such as militarism and imperialism, rather than advocacy of partial reforms which, however inadequate, would still have been steps in the right direction.
I think it has to be acknowledged that a political party should have immediate goals, actions it plans to push in the upcoming session or the next parliament, as well as a longer-term vision. Marxist socialism, as it was in Germany, seemed to suffer from this issue: even though the party was strong in numbers, it was politically weak because it had no smaller actions to advocate for while waiting for the revolution. And when German socialism was eventually taken over by those who wanted a less unrealistic approach, the change that happened was exactly the wrong kind: settling for bad policies, like militarism and imperialism, instead of pushing for partial reforms that, while not perfect, would still have been steps in the right direction.
A similar defect was inherent in the policy of French syndicalism as it existed before the war. Everything was to wait for the general strike; after adequate preparation, one day the whole proletariat would unanimously refuse to work, the property owners would acknowledge their defeat, and agree to abandon all their privileges rather than starve. This is a dramatic conception; but love of drama is a great enemy of true vision. Men cannot be trained, except under very rare circumstances, to do something suddenly which is very different from what they have been doing before. If the general strike were to succeed, the victors, despite their anarchism, would be compelled at once to form an administration, to create a new police force to prevent looting and wanton destruction, to establish a provisional government issuing dictatorial orders to the various sections of revolutionaries. Now the syndicalists are opposed in principle to all political action; they would feel that they were departing from their theory in taking the necessary practical steps, and they would be without the required training because of their previous abstention from politics. For these reasons it is likely that, even after a syndicalist revolution, actual power would fall into the hands of men who were not really syndicalists.
A similar flaw existed in the policy of French syndicalism before the war. Everything was supposed to hinge on the general strike; after enough preparation, one day the entire working class would collectively refuse to work, the property owners would admit their defeat, and agree to give up all their privileges rather than face starvation. It's a dramatic idea, but an obsession with drama often clouds genuine understanding. People can’t typically be trained, except in very rare situations, to suddenly do something completely different from what they've been doing before. If the general strike were successful, the victors, despite their anarchist beliefs, would have no choice but to establish an administration, create a new police force to prevent looting and senseless destruction, and set up a provisional government issuing strict orders to the various groups of revolutionaries. However, the syndicalists are fundamentally opposed to all political action; they would feel as if they were straying from their theory by taking the necessary pragmatic steps, and they would lack the essential skills due to their previous disengagement from politics. For these reasons, it's likely that even after a syndicalist revolution, actual power would end up in the hands of people who weren't truly syndicalists.
Another objection to a program which is to be realized suddenly at some remote date by a revolution or a general strike is that enthusiasm flags when there is nothing to do meanwhile, and no partial success to lessen the weariness of waiting. The only sort of movement which can succeed by such methods is one where the sentiment and the program are both very simple, as is the case in rebellions of oppressed nations. But the line of demarcation between capitalist and wage-earner is not sharp, like the line between Turk and Armenian, or between an Englishman and a native of India. Those who have advocated the social revolution have been mistaken in their political methods, chiefly because they have not realized how many people there are in the community whose sympathies and interests lie half on the side of capital, half on the side of labor. These people make a clear-cut revolutionary policy very difficult.
Another objection to a program that is supposed to happen suddenly at some distant date through a revolution or a general strike is that enthusiasm fades when there’s nothing to do in the meantime, and no partial success to alleviate the boredom of waiting. The only type of movement that can succeed with these methods is one where both the feelings and the program are very straightforward, as seen in rebellions of oppressed nations. However, the line between capitalists and wage-earners isn’t as clear-cut as the distinctions between Turks and Armenians or between an Englishman and a native of India. Those who have pushed for social revolution have been wrong in their political tactics, mainly because they haven’t recognized how many people in the community have sympathies and interests that are divided between capital and labor. This situation makes it very challenging to establish a clear revolutionary policy.
For these reasons, those who aim at an economic reconstruction which is not likely to be completed to-morrow must, if they are to have any hope of success, be able to approach their goal by degrees, through measures which are of some use in themselves, even if they should not ultimately lead to the desired end. There must be activities which train men for those that they are ultimately to carry out, and there must be possible achievements in the near future, not only a vague hope of a distant paradise.
For these reasons, anyone looking to rebuild the economy in a way that won't be finished overnight must, if they want to succeed, be able to work towards their goal step by step, using measures that are somewhat useful on their own, even if they don't ultimately lead to the desired outcome. There need to be activities that prepare people for the tasks they will eventually take on, and there should be achievable goals in the near future, not just a vague hope for a far-off paradise.
But although I believe that all this is true, I believe no less firmly that really vital and radical reform requires some vision beyond the immediate future, some realization of what human beings might make of human life if they chose. Without some such hope, men will not have the energy and enthusiasm necessary to overcome opposition, or the steadfastness to persist when their aims are for the moment unpopular. Every man who has really sincere desire for any great amelioration in the conditions of life has first to face ridicule, then persecution, then cajolery and attempts at subtle corruption. We know from painful experience how few pass unscathed through these three ordeals. The last especially, when the reformer is shown all the kingdoms of the earth, is difficult, indeed almost impossible, except for those who have made their ultimate goal vivid to themselves by clear and definite thought.
But even though I believe all of this is true, I also firmly believe that truly significant and radical reform needs a vision that goes beyond the immediate future—a realization of what people could create in their lives if they wanted to. Without such hope, people won't have the energy and enthusiasm needed to overcome opposition, or the determination to keep going when their goals are unpopular at the moment. Anyone who genuinely desires significant improvements in their living conditions has to first face ridicule, then persecution, and finally, manipulation and attempts at subtle corruption. We know from painful experience how few emerge unscathed from these three challenges. The last one, especially, when the reformer is tempted by all the riches and power in the world, is really tough—almost impossible—unless they have made their ultimate goal clear and vivid through focused thought.
Economic systems are concerned essentially with the production and distribution of material goods. Our present system is wasteful on the production side, and unjust on the side of distribution. It involves a life of slavery to economic forces for the great majority of the community, and for the minority a degree of power over the lives of others which no man ought to have. In a good community the production of the necessaries of existence would be a mere preliminary to the important and interesting part of life, except for those who find a pleasure in some part of the work of producing necessaries. It is not in the least necessary that economic needs should dominate man as they do at present. This is rendered necessary at present, partly by the inequalities of wealth, partly by the fact that things of real value, such as a good education, are difficult to acquire, except for the well-to-do.
Economic systems mainly focus on producing and distributing material goods. Our current system is wasteful in production and unfair in distribution. It creates a life of servitude to economic forces for most people, while a small minority holds power over the lives of others that no one should have. In a healthy community, producing the essentials for living would just be a preliminary task, leaving room for the more important and interesting aspects of life, except for those who enjoy some part of the work involved in producing essentials. There's no need for economic needs to control people the way they do now. This necessity is caused, in part, by wealth inequality and the fact that valuable things, like a good education, are difficult to obtain unless you’re wealthy.
Private ownership of land and capital is not defensible on grounds of justice, or on the ground that it is an economical way of producing what the community needs. But the chief objections to it are that it stunts the lives of men and women, that it enshrines a ruthless possessiveness in all the respect which is given to success, that it leads men to fill the greater part of their time and thought with the acquisition of purely material goods, and that it affords a terrible obstacle to the advancement of civilization and creative energy.
Private ownership of land and capital can't be justified on the basis of fairness or because it's the most efficient way to produce what the community needs. However, the main issues with it are that it limits people's lives, promotes a harsh possessiveness that comes with success, causes people to spend most of their time and thoughts on acquiring material goods, and creates a significant barrier to the progress of civilization and creative energy.
The approach to a system free from these evils need not be sudden; it is perfectly possible to proceed step by step towards economic freedom and industrial self-government. It is not true that there is any outward difficulty in creating the kind of institutions that we have been considering. If organized labor wishes to create them, nothing could stand in its way. The difficulty involved is merely the difficulty of inspiring men with hope, of giving them enough imagination to see that the evils from which they suffer are unnecessary, and enough thought to understand how the evils are to be cured. This is a difficulty which can be overcome by time and energy. But it will not be overcome if the leaders of organized labor have no breadth of outlook, no vision, no hopes beyond some slight superficial improvement within the framework of the existing system. Revolutionary action may be unnecessary, but revolutionary thought is indispensable, and, as the outcome of thought, a rational and constructive hope.
The path to a system without these problems doesn't have to be immediate; it's completely possible to move gradually towards economic freedom and self-governance in industry. It's not true that there are major obstacles in setting up the institutions we've been discussing. If organized labor wants to create them, nothing can stop it. The challenge is simply about inspiring people with hope, giving them the imagination to see that the issues they face are avoidable, and the insight to understand how to resolve these issues. This is a challenge that can be tackled with time and effort. However, it won't be resolved if the leaders of organized labor lack a wide perspective, vision, or aspirations beyond just minor improvements within the current system. Revolutionary actions may not be needed, but revolutionary thinking is essential, and as a result of that thinking, a sensible and positive hope.
Chapter III: Pitfalls in Socialism
I
In its early days, socialism was a revolutionary movement of which the object was the liberation of the wage-earning classes and the establishment of freedom and justice. The passage from capitalism to the new régime was to be sudden and violent: capitalists were to be expropriated without compensation, and their power was not to be replaced by any new authority.
In its early days, socialism was a revolutionary movement aimed at liberating the working class and establishing freedom and justice. The transition from capitalism to the new system was meant to be abrupt and forceful: capitalists were to be taken from their possessions without compensation, and their authority was not to be replaced by a new one.
Gradually a change came over the spirit of socialism. In France, socialists became members of the government, and made and unmade parliamentary majorities. In Germany, social democracy grew so strong that it became impossible for it to resist the temptation to barter away some of its intransigeance in return for government recognition of its claims. In England, the Fabians taught the advantage of reform as against revolution, and of conciliatory bargaining as against irreconcilable antagonism.
Gradually, the spirit of socialism changed. In France, socialists joined the government and influenced parliamentary majorities. In Germany, social democracy became so powerful that it couldn't resist the temptation to compromise some of its principles in exchange for government acknowledgment of its demands. In England, the Fabians promoted the benefits of reform over revolution and advocated for negotiation instead of outright conflict.
The method of gradual reform has many merits as compared to the method of revolution, and I have no wish to preach revolution. But gradual reform has certain dangers, to wit, the ownership or control of businesses hitherto in private hands, and by encouraging legislative interference for the benefit of various sections of the wage-earning classes. I think it is at least doubtful whether such measures do anything at all to contribute toward the ideals which inspired the early socialists and still inspire the great majority of those who advocate some form of socialism.
The approach of gradual reform has many advantages over revolution, and I’m not here to promote revolution. However, gradual reform comes with its own risks, like the ownership or control of businesses that were previously privately owned, and the push for government intervention to benefit different groups within the working class. I believe it’s questionable whether these actions really help achieve the goals that motivated early socialists and still drive most people who support some form of socialism.
Let us take as an illustration such a measure as state purchase of railways. This is a typical object of state socialism, thoroughly practicable, already achieved in many countries, and clearly the sort of step that must be taken in any piecemeal approach to complete collectivism. Yet I see no reason to believe that any real advance toward democracy, freedom, or economic justice is achieved when a state takes over the railways after full compensation to the shareholders.
Let’s consider an example like the government buying railroads. This is a typical goal of state socialism, completely doable, already accomplished in many countries, and clearly a necessary step in any gradual move toward full collectivism. However, I see no reason to think that any true progress toward democracy, freedom, or economic justice is made when a government takes over the railroads after fully compensating the shareholders.
Economic justice demands a diminution, if not a total abolition, of the proportion of the national income which goes to the recipients of rent and interest. But when the holders of railway shares are given government stock to replace their shares, they are given the prospect of an income in perpetuity equal to what they might reasonably expect to have derived from their shares. Unless there is reason to expect a great increase in the earnings of railways, the whole operation does nothing to alter the distribution of wealth. This could only be effected if the present owners were expropriated, or paid less than the market value, or given a mere life-interest as compensation. When full value is given, economic justice is not advanced in any degree.
Economic justice requires a reduction, if not a complete elimination, of the share of national income that goes to those receiving rent and interest. However, when shareholders of railways are given government bonds to replace their shares, they are essentially guaranteed a permanent income that they would have reasonably expected from their shares. Unless there is a strong expectation of a significant increase in railway earnings, this entire process does nothing to change the distribution of wealth. Real change could only occur if the current owners were expropriated, compensated with less than market value, or given only a lifetime interest as compensation. When full value is paid, economic justice is not improved at all.
There is equally little advance toward freedom. The men employed on the railway have no more voice than they had before in the management of the railway, or in the wages and conditions of work. Instead of having to fight the directors, with the possibility of an appeal to the government, they now have to fight the government directly; and experience does not lead to the view that a government department has any special tenderness toward the claims of labor. If they strike, they have to contend against the whole organized power of the state, which they can only do successfully if they happen to have a strong public opinion on their side. In view of the influence which the state can always exercise on the press, public opinion is likely to be biased against them, particularly when a nominally progressive government is in power. There will no longer be the possibility of divergences between the policies of different railways. Railway men in England derived advantages for many years from the comparatively liberal policy of the North Eastern Railway, which they were able to use as an argument for a similar policy elsewhere. Such possibilities are excluded by the dead uniformity of state administration.
There’s still very little progress towards freedom. The men working on the railway have just as little say in the management of the railway as they did before, along with their wages and working conditions. Instead of having to challenge the directors, with the option to appeal to the government, they now have to confront the government directly; and past experience doesn’t suggest that a government department is particularly compassionate towards workers' claims. If they go on strike, they’re up against the full organized power of the state, which they can only overcome if they happen to have strong public support. Given the influence that the state can wield over the media, public opinion is likely to be stacked against them, especially when a seemingly progressive government is in control. There will no longer be any chance for different policies between the railways. Railway workers in England benefited for many years from the relatively liberal approach of the North Eastern Railway, which they could use as leverage for similar policies elsewhere. Such opportunities are eliminated by the rigid uniformity of state administration.
And there is no real advance toward democracy. The administration of the railways will be in the hands of officials whose bias and associations separate them from labor, and who will develop an autocratic temper through the habit of power. The democratic machinery by which these officials are nominally controlled is cumbrous and remote, and can only be brought into operation on first-class issues which rouse the interest of the whole nation. Even then it is very likely that the superior education of the officials and the government, combined with the advantages of their position, will enable them to mislead the public as to the issues, and alienate the general sympathy even from the most excellent cause.
And there’s no real progress toward democracy. The management of the railways will be in the hands of officials whose biases and connections set them apart from workers, and who will develop an authoritarian mindset due to the power they hold. The democratic system that’s supposed to keep these officials in check is cumbersome and distant, only activated for major issues that grab the whole nation's interest. Even then, it's likely that the higher education of these officials and the government, along with their advantages, will allow them to mislead the public about the issues, distancing people even from the best causes.
I do not deny that these evils exist at present; I say only that they will not be remedied by such measures as the nationalization of railways in the present economic and political environment. A greater upheaval, and a greater change in men's habits of mind, is necessary for any really vital progress.
I don't deny that these problems are real right now; I just think that they won't be fixed by things like nationalizing railways in today's economic and political climate. A bigger upheaval and a more significant change in people's ways of thinking are needed for any meaningful progress.
II
State socialism, even in a nation which possesses the form of political democracy, is not a truly democratic system. The way in which it fails to be democratic may be made plain by an analogy from the political sphere. Every democrat recognizes that the Irish ought to have self-government for Irish affairs, and ought not to be told that they have no grievance because they share in the Parliament of the United Kingdom. It is essential to democracy that any group of citizens whose interests or desires separate them at all widely from the rest of the community should be free to decide their internal affairs for themselves. And what is true of national or local groups is equally true of economic groups, such as miners or railway men. The national machinery of general elections is by no means sufficient to secure for groups of this kind the freedom which they ought to have.
State socialism, even in a country that has a political democracy, is not a genuinely democratic system. The way it falls short of being democratic can be illustrated by a political analogy. Every democrat acknowledges that the Irish should have the right to self-govern in their own affairs and should not be told that they have no complaints simply because they participate in the Parliament of the United Kingdom. It is vital for democracy that any group of citizens whose interests or needs significantly differ from the rest of the community should be able to manage their own internal matters. What applies to national or local groups also applies to economic groups, like miners or railway workers. The national system of general elections is by no means enough to guarantee these groups the freedom they deserve.
The power of officials, which is a great and growing danger in the modern state, arises from the fact that the majority of the voters, who constitute the only ultimate popular control over officials, are as a rule not interested in any one particular question, and are therefore not likely to interfere effectively against an official who is thwarting the wishes of the minority who are interested. The official is nominally subject to indirect popular control, but not to the control of those who are directly affected by his action. The bulk of the public will either never hear about the matter in dispute, or, if they do hear, will form a hasty opinion based upon inadequate information, which is far more likely to come from the side of the officials than from the section of the community which is affected by the question at issue. In an important political issue, some degree of knowledge is likely to be diffused in time; but in other matters there is little hope that this will happen.
The power of officials, which is a significant and growing threat in today's state, comes from the fact that most voters, who are the only ultimate popular control over officials, usually aren't invested in any one specific issue. Because of this, they're unlikely to effectively challenge an official who goes against the wishes of the minority who do care. The official is supposedly under indirect popular control, but not under the control of those who are directly impacted by his actions. Most of the public will either never hear about the issue at hand, or if they do, they'll form a quick opinion based on insufficient information, which is much more likely to come from the officials' side than from the segment of the community affected by the matter. With significant political issues, some level of knowledge is likely to spread over time; however, in other situations, there's little hope that this will happen.
It may be said that the power of officials is much less dangerous than the power of capitalists, because officials have no economic interests that are opposed to those of wage-earners. But this argument involves far too simple a theory of political human nature—a theory which orthodox socialism adopted from the classical political economy, and has tended to retain in spite of growing evidence of its falsity. Economic self-interest, and even economic class-interest, is by no means the only important political motive. Officials, whose salary is generally quite unaffected by their decisions on particular questions, are likely, if they are of average honesty, to decide according to their view of the public interest; but their view will none the less have a bias which will often lead them wrong. It is important to understand this bias before entrusting our destinies too unreservedly to government departments.
It can be argued that the power of government officials is much less dangerous than that of capitalists because officials don’t have economic interests that conflict with those of wage earners. However, this argument relies on a much too simplistic view of political human nature—a perspective that traditional socialism borrowed from classical political economy and has kept despite increasing evidence of its inaccuracy. Economic self-interest, and even class interest, is not the only significant political motivation. Officials, whose salaries are typically unaffected by their decisions on specific issues, are likely, if they are reasonably honest, to make choices based on their understanding of the public interest. However, their perspective will still have a bias that can often lead them astray. It’s crucial to recognize this bias before completely trusting our fate to government agencies.
The first thing to observe is that, in any very large organization, and above all in a great state, officials and legislators are usually very remote from those whom they govern, and not imaginatively acquainted with the conditions of life to which their decisions will be applied. This makes them ignorant of much that they ought to know, even when they are industrious and willing to learn whatever can be taught by statistics and blue-books. The one thing they understand intimately is the office routine and the administrative rules. The result is an undue anxiety to secure a uniform system. I have heard of a French minister of education taking out his watch, and remarking, "At this moment all the children of such and such an age in France are learning so and so." This is the ideal of the administrator, an ideal utterly fatal to free growth, initiative, experiment, or any far reaching innovation. Laziness is not one of the motives recognized in textbooks on political theory, because all ordinary knowledge of human nature is considered unworthy of the dignity of these works; yet we all know that laziness is an immensely powerful motive with all but a small minority of mankind.
The first thing to note is that, in any large organization, especially in a big government, officials and lawmakers are often very distant from the people they govern, and they don't fully understand the realities of life affected by their decisions. This leads to ignorance about many important things, even when they are hard-working and eager to learn whatever data and reports can teach them. The one thing they really know well is the office routine and administrative rules. As a result, there's an excessive desire to create a uniform system. I once heard about a French education minister who took out his watch and said, "At this moment, all the children of this age in France are learning this and that." This reflects the ideal of the administrator, an ideal that is completely detrimental to free growth, initiative, experimentation, or any significant innovation. Laziness isn't typically mentioned in political theory textbooks because a basic understanding of human nature is seen as beneath the dignity of these works; however, we all know that laziness is a tremendously strong motivator for nearly everyone except a small minority.
Unfortunately, in this case laziness is reinforced by love of power, which leads energetic officials to create the systems which lazy officials like to administer. The energetic official inevitably dislikes anything that he does not control. His official sanction must be obtained before anything can be done. Whatever he finds in existence he wishes to alter in some way, so as to have the satisfaction of feeling his power and making it felt. If he is conscientious, he will think out some perfectly uniform and rigid scheme which he believes to be the best possible, and he will then impose this scheme ruthlessly, whatever promising growths he may have to lop down for the sake of symmetry. The result inevitably has something of the deadly dullness of a new rectangular town, as compared with the beauty and richness of an ancient city which has lived and grown with the separate lives and individualities of many generations. What has grown is always more living than what has been decreed; but the energetic official will always prefer the tidiness of what he has decreed to the apparent disorder of spontaneous growth.
Unfortunately, laziness in this situation is fueled by the desire for power, which leads proactive officials to establish systems that inactive officials prefer to manage. The proactive official inevitably dislikes anything he can’t control. His approval is required before anything can happen. He wants to change whatever already exists to feel his power and make it known. If he is diligent, he’ll come up with a perfectly uniform and rigid plan that he thinks is the best possible, and he will impose this plan without mercy, regardless of the promising developments he must cut down for the sake of order. The result often carries the soulless uniformity of a new rectangular town, compared to the beauty and richness of an ancient city that has evolved alongside the unique lives and personalities of many generations. What has grown is always more vibrant than what has been mandated; however, the proactive official will always favor the neatness of his decrees over the apparent chaos of organic growth.
The mere possession of power tends to produce a love of power, which is a very dangerous motive, because the only sure proof of power consists in preventing others from doing what they wish to do. The essential theory of democracy is the diffusion of power among the whole people, so that the evils produced by one man's possession of great power shall be obviated. But the diffusion of power through democracy is only effective when the voters take an interest in the question involved. When the question does not interest them, they do not attempt to control the administration, and all actual power passes into the hands of officials.
The simple act of having power tends to create a desire for more power, which is a very dangerous motivation, because the only true proof of power lies in stopping others from doing what they want to do. The basic principle of democracy is the distribution of power among all the people, so that the problems caused by one person having too much power can be avoided. However, the distribution of power through democracy only works when voters care about the issues at hand. When the issue doesn't interest them, they don't try to influence the administration, and real power ends up in the hands of officials.
For this reason, the true ends of democracy are not achieved by state socialism or by any system which places great power in the hands of men subject to no popular control except that which is more or less indirectly exercised through parliament.
For this reason, the real goals of democracy aren't achieved through state socialism or any system that gives significant power to individuals who aren't directly controlled by the public, except for the control that is somewhat indirectly exercised through parliament.
Any fresh survey of men's political actions shows that, in those who have enough energy to be politically effective, love of power is a stronger motive than economic self-interest. Love of power actuates the great millionaires, who have far more money than they can spend, but continue to amass wealth merely in order to control more and more of the world's finance.[2] Love of power is obviously the ruling motive of many politicians. It is also the chief cause of wars, which are admittedly almost always a bad speculation from the mere point of view of wealth. For this reason, a new economic system which merely attacks economic motives and does not interfere with the concentration of power is not likely to effect any very great improvement in the world. This is one of the chief reasons for regarding state socialism with suspicion.
Any fresh survey of men's political actions shows that, among those who have enough energy to be politically effective, the desire for power is a stronger motive than economic self-interest. The desire for power drives the wealthy millionaires, who have far more money than they can spend, yet continue to accumulate wealth solely to gain more control over the world's finances.[2] The desire for power is clearly the main motivation for many politicians. It is also the primary cause of wars, which are recognized to be almost always a poor investment from a financial standpoint. For this reason, a new economic system that only targets economic motives without addressing the concentration of power is unlikely to bring about significant improvement in the world. This is one of the main reasons to view state socialism with skepticism.
[2] Cf. J. A. Hobson, "The Evolution of Modern Capitalism."
[2] Cf. J. A. Hobson, "The Evolution of Modern Capitalism."
III
The problem of the distribution of power is a more difficult one than the problem of the distribution of wealth. The machinery of representative government has concentrated on ultimate power as the only important matter, and has ignored immediate executive power. Almost nothing has been done to democratize administration. Government officials, in virtue of their income, security, and social position, are likely to be on the side of the rich, who have been their daily associates ever since the time of school and college. And whether or not they are on the side of the rich, they are not likely, for the reasons we have been considering, to be genuinely in favor of progress. What applies to government officials applies also to members of Parliament, with the sole difference that they have had to recommend themselves to a constituency. This, however, only adds hypocrisy to the other qualities of a ruling caste. Whoever has stood in the lobby of the House of Commons watching members emerge with wandering eye and hypothetical smile, until the constituent is espied, his arm taken, "my dear fellow" whispered in his ear, and his steps guided toward the inner precincts—whoever, observing this, has realized that these are the arts by which men become and remain legislators, can hardly fail to feel that democracy as it exists is not an absolutely perfect instrument of government. It is a painful fact that the ordinary voter, at any rate in England, is quite blind to insincerity. The man who does not care about any definite political measures can generally be won by corruption or flattery, open or concealed; the man who is set on securing reforms will generally prefer an ambitious windbag to a man who desires the public good without possessing a ready tongue. And the ambitious windbag, as soon as he has become a power by the enthusiasm he has aroused, will sell his influence to the governing clique, sometimes openly, sometimes by the more subtle method of intentionally failing at a crisis. This is part of the normal working of democracy as embodied in representative institutions. Yet a cure must be found if democracy is not to remain a farce.
The issue of power distribution is more complicated than wealth distribution. The system of representative government has focused on ultimate power as the only significant aspect, neglecting immediate executive power. Almost nothing has been done to make administration more democratic. Government officials, due to their income, job security, and social status, often side with the wealthy, who have been their companions since school and college. And whether or not they align with the rich, they are unlikely, for the reasons we've discussed, to genuinely support progress. The same applies to members of Parliament, except they need to appeal to a constituency. This simply adds hypocrisy to the existing traits of a ruling class. Anyone who has stood in the lobby of the House of Commons watching members come out with distracted eyes and feigned smiles, until they spot a constituent, grabs their arm, whispers "my dear fellow" in their ear, and guides them toward the inner chambers—anyone who observes this realizes that these are the tactics used by those who become and stay legislators, can't help but feel that the current form of democracy isn't a flawless system of government. It's a sad reality that the typical voter, at least in England, is completely oblivious to insincerity. A person who doesn't care about specific political actions can usually be won over by corruption or flattery, whether obvious or hidden; someone determined to secure reforms usually prefers an ambitious talker over a person committed to the public good who isn't as eloquent. And the ambitious talker, once he gains influence through the excitement he's stirred up, will often sell his power to the ruling group, sometimes openly, sometimes through the more subtle tactic of purposefully failing at a critical moment. This is part of how democracy operates within representative institutions. Yet, a solution must be found if democracy isn't to be reduced to a farce.
One of the sources of evil in modern large democracies is the fact that most of the electorate have no direct or vital interest in most of the questions that arise. Should Welsh children be allowed the use of the Welsh language in schools? Should gipsies be compelled to abandon their nomadic life at the bidding of the education authorities? Should miners have an eight-hour day? Should Christian Scientists be compelled to call in doctors in case of serious illness? These are matters of passionate interest to certain sections of the community, but of very little interest to the great majority. If they are decided according to the wishes of the numerical majority, the intense desires of a minority will be overborne by the very slight and uninformed whims of the indifferent remainder. If the minority are geographically concentrated, so that they can decide elections in a certain number of constituencies, like the Welsh and the miners, they have a good chance of getting their way, by the wholly beneficent process which its enemies describe as log-rolling. But if they are scattered and politically feeble, like the gipsies and the Christian Scientists, they stand a very poor chance against the prejudices of the majority. Even when they are geographically concentrated, like the Irish, they may fail to obtain their wishes, because they arouse some hostility or some instinct of domination in the majority. Such a state of affairs is the negation of all democratic principles.
One source of problems in modern large democracies is that most voters have no direct or significant interest in many of the issues that come up. Should Welsh kids be allowed to use the Welsh language in schools? Should gypsies be forced to give up their nomadic lifestyle at the request of education authorities? Should miners be guaranteed an eight-hour workday? Should Christian Scientists be required to see doctors in cases of serious illness? These issues are of great passion to certain groups in society but barely matter to the vast majority. If these matters are decided based on the wishes of the numerical majority, the strong desires of a minority will be overshadowed by the very minimal and uninformed preferences of those who are indifferent. If the minority is concentrated geographically and can influence elections in certain districts, like the Welsh and the miners, they have a good chance of getting what they want through the beneficial process that opponents refer to as log-rolling. However, if they are scattered and politically weak, like the gypsies and the Christian Scientists, they stand little chance against the biases of the majority. Even when they are geographically concentrated, like the Irish, they might still miss their goals because they provoke some hostility or an instinct to dominate from the majority. This situation completely undermines the principles of democracy.
The tyranny of the majority is a very real danger. It is a mistake to suppose that the majority is necessarily right. On every new question the majority is always wrong at first. In matters where the state must act as a whole, such as tariffs, for example, decision by majorities is probably the best method that can be devised. But there are a great many questions in which there is no need of a uniform decision. Religion is recognized as one of these. Education ought to be one, provided a certain minimum standard is attained. Military service clearly ought to be one. Wherever divergent action by different groups is possible without anarchy, it ought to be permitted. In such cases it will be found by those who consider past history that, whenever any new fundamental issue arises, the majority are in the wrong, because they are guided by prejudice and habit. Progress comes through the gradual effect of a minority in converting opinion and altering custom. At one time—not so very long ago—it was considered monstrous wickedness to maintain that old women ought not to be burnt as witches. If those who held this opinion had been forcibly suppressed, we should still be steeped in medieval superstition. For such reasons, it is of the utmost importance that the majority should refrain from imposing its will as regards matters in which uniformity is not absolutely necessary.
The tyranny of the majority is a real threat. It's a mistake to think that the majority is always right. On every new issue, the majority is usually wrong at first. In areas where the state must act collectively, like tariffs, decision-making by majorities is probably the best method available. However, many questions don’t require a uniform decision. Religion is one of these areas. Education should be another, as long as a basic standard is met. Military service clearly should be as well. Whenever different groups can act differently without causing chaos, it should be allowed. History shows that when a new fundamental issue comes up, the majority often gets it wrong because they are driven by prejudice and tradition. Progress happens through the gradual influence of a minority changing opinions and customs. Not long ago, it was seen as outrageous to say that old women shouldn't be burned as witches. If those who believed this had been silenced, we'd still be trapped in medieval superstition. For these reasons, it's extremely important for the majority to avoid imposing its will on issues where uniformity isn’t truly necessary.
IV
The cure for the evils and dangers which we have been considering is a very great extension of devolution and federal government. Wherever there is a national consciousness, as in Wales and Ireland, the area in which it exists ought to be allowed to decide all purely local affairs without external interference. But there are many matters which ought to be left to the management, not of local groups, but of trade groups, or of organizations embodying some set of opinions. In the East, men are subject to different laws according to the religion they profess. Something of this kind is necessary if any semblance of liberty is to exist where there is great divergence in beliefs.
The solution to the problems and risks we've been discussing is a significant increase in devolution and federal governance. In places with a strong national identity, like Wales and Ireland, those regions should have the right to handle all local issues without outside interference. However, there are many situations that should be managed not by local groups, but by trade associations or organizations that represent specific viewpoints. In the East, people follow different laws based on their religion. A system like this is essential if we want any sense of freedom to exist amidst the wide range of beliefs.
Some matters are essentially geographical; for instance, gas and water, roads, tariffs, armies and navies. These must be decided by an authority representing an area. How large the area ought to be, depends upon accidents of topography and sentiment, and also upon the nature of the matter involved. Gas and water require a small area, roads a somewhat larger one, while the only satisfactory area for an army or a navy is the whole planet, since no smaller area will prevent war.
Some issues are fundamentally geographical; for example, gas and water supply, roads, tariffs, and military forces. These need to be managed by an authority that represents a specific region. The size of that region depends on factors like geography, public sentiment, and the specifics of the issue at hand. Gas and water can be managed in a small area, roads need a bit more space, but the only effective area for an army or navy is the entire planet, because no smaller region can stop war.
But the proper unit in most economic questions, and also in most questions that are intimately concerned with personal opinions, is not geographical at all. The internal management of railways ought not to be in the hands of the geographical state, for reasons which we have already considered. Still less ought it to be in the hands of a set of irresponsible capitalists. The only truly democratic system would be one which left the internal management of railways in the hands of the men who work on them. These men should elect the general manager, and a parliament of directors if necessary. All questions of wages, conditions of labor, running of trains, and acquisition of material, should be in the hands of a body responsible only to those actually engaged in the work of the railway.
But in most economic issues, as well as in matters closely related to personal opinions, the relevant unit isn't geographical at all. The management of railways shouldn't be controlled by the geographical state, for reasons we've already discussed. Even less should it be in the hands of a group of unaccountable capitalists. The only truly democratic approach would be to place the management of railways in the hands of the people who actually work on them. These workers should elect the general manager, and if needed, a board of directors. All matters regarding wages, working conditions, train operations, and resource acquisition should be managed by a group accountable solely to those who are directly involved in the railway work.
The same arguments apply to other large trades: mining, iron and steel, cotton, and so on. British trade-unionism, it seems to me, has erred in conceiving labor and capital as both permanent forces, which were to be brought to some equality of strength by the organization of labor. This seems to me too modest an ideal. The ideal which I should wish to substitute involves the conquest of democracy and self-government in the economic sphere as in the political sphere, and the total abolition of the power now wielded by the capitalist. The man who works on a railway ought to have a voice in the government of the railway, just as much as the man who works in a state has a right to a voice in the management of his state. The concentration of business initiative in the hands of the employers is a great evil, and robs the employees of their legitimate share of interest in the larger problems of their trade.
The same arguments apply to other major industries: mining, iron and steel, cotton, and so on. British trade unionism seems to have made a mistake by viewing labor and capital as both permanent forces that should achieve a balance in power through labor organization. This seems to me like a too modest goal. The ideal I would propose involves achieving democracy and self-governance in the economic realm, just as we do in the political realm, along with completely eliminating the power that capitalists currently hold. The person working on a railway should have a say in how the railway is run, just like the person working in a government has the right to influence how their state operates. Concentrating business decision-making in the hands of employers is a significant problem and deprives employees of their rightful interest in the broader issues of their industry.
French syndicalists were the first to advocate the system of trade autonomy as a better solution than state socialism. But in their view the trades were to be independent, almost like sovereign states at present. Such a system would not promote peace, any more than it does at present in international relations. In the affairs of any body of men, we may broadly distinguish what may be called questions of home politics from questions of foreign politics. Every group sufficiently well-marked to constitute a political entity ought to be autonomous in regard to internal matters, but not in regard to those that directly affect the outside world. If two groups are both entirely free as regards their relations to each other, there is no way of averting the danger of an open or covert appeal to force. The relations of a group of men to the outside world ought, whenever possible, to be controlled by a neutral authority. It is here that the state is necessary for adjusting the relations between different trades. The men who make some commodity should be entirely free as regards hours of labor, distribution of the total earnings of the trade, and all questions of business management. But they should not be free as regards the price of what they produce, since price is a matter concerning their relations to the rest of the community. If there were nominal freedom in regard to price, there would be a danger of a constant tug-of-war, in which those trades which were most immediately necessary to the existence of the community could always obtain an unfair advantage. Force is no more admirable in the economic sphere than in dealings between states. In order to secure the maximum of freedom with the minimum of force, the universal principle is: Autonomy within each politically important group, and a neutral authority for deciding questions involving relations between groups. The neutral authority should, of course, rest on a democratic basis, but should, if possible, represent a constituency wider than that of the groups concerned. In international affairs the only adequate authority would be one representing all civilized nations.
French labor unionists were the first to support the idea of trade autonomy as a better alternative to state socialism. However, they believed that trades should operate independently, almost like sovereign states do today. This system wouldn't foster peace, just as it doesn’t in current international relations. In any group of people, we can broadly differentiate between what we might call internal politics and external politics. Every clearly defined group that functions as a political unit should have autonomy over its internal matters, but not over issues that directly impact the external world. If two groups are completely free in their interactions with each other, there is no way to prevent an open or hidden resort to force. The way a group interacts with the outside world should, whenever possible, be managed by a neutral authority. This is where the state plays a crucial role in managing the relationships between different trades. The people producing a certain good should have complete freedom regarding their working hours, how total profits are distributed, and all matters of business management. However, they should not have freedom over the price of what they produce, as pricing is related to their connections with the rest of the community. If there were only nominal freedom regarding price, it would create a constant struggle, where trades vital for the community's survival could gain an unfair advantage. Force is just as undesirable in the economic realm as it is in relations between states. To achieve the most freedom with the least amount of force, the guiding principle is: Autonomy within each politically significant group, and a neutral authority to resolve issues between groups. This neutral authority should, of course, be grounded in democratic principles but should ideally represent a broader constituency than just the involved groups. In international relations, the only suitable authority would be one that represents all civilized nations.
In order to prevent undue extension of the power of such authorities, it is desirable and necessary that the various autonomous groups should be very jealous of their liberties, and very ready to resist by political means any encroachments upon their independence. State socialism does not tolerate such groups, each with their own officials responsible to the group. Consequently it abandons the internal affairs of a group to the control of men not responsible to that group or specially aware of its needs. This opens the door to tyranny and to the destruction of initiative. These dangers are avoided by a system which allows any group of men to combine for any given purpose, provided it is not predatory, and to claim from the central authority such self-government as is necessary to the carrying out of the purpose. Churches of various denominations afford an instance. Their autonomy was won by centuries of warfare and persecution. It is to be hoped that a less terrible struggle will be required to achieve the same result in the economic sphere. But whatever the obstacles, I believe the importance of liberty is as great in the one case as it has been admitted to be in the other.
To prevent excessive extension of authority power, it's essential that various independent groups fiercely protect their freedoms and be ready to politically resist any threats to their autonomy. State socialism does not accept these groups, each with their own officials accountable to them. Instead, it hands over the internal affairs of a group to people who are not accountable to that group or informed about its needs. This paves the way for tyranny and stifles initiative. These risks are avoided by a system that allows any group of individuals to unite for any legitimate purpose and request from the central authority the self-governance necessary to achieve that purpose. Different religious denominations are a good example, having gained their autonomy through centuries of conflict and persecution. We hope that a less horrific struggle will be necessary to achieve the same outcome in the economic arena. But regardless of the challenges, I believe the value of liberty is just as significant in this context as it has been recognized to be in the other.
Chapter IV: Individual Liberty and Public Control
I
Society cannot exist without law and order, and cannot advance except through the initiative of vigorous innovators. Yet law and order are always hostile to innovations, and innovators are almost always, to some extent, anarchists. Those whose minds are dominated by fear of a relapse towards barbarism will emphasize the importance of law and order, while those who are inspired by the hope of an advance towards civilization will usually be more conscious of the need of individual initiative. Both temperaments are necessary, and wisdom lies in allowing each to operate freely where it is beneficent. But those who are on the side of law and order, since they are reinforced by custom and the instinct for upholding the status quo, have no need of a reasoned defense. It is the innovators who have difficulty in being allowed to exist and work. Each generation believes that this difficulty is a thing of the past, but each generation is only tolerant of past innovations. Those of its own day are met with the same persecution as though the principle of toleration had never been heard of.
Society can't function without law and order, and it can't progress without the drive of enthusiastic innovators. However, law and order often clash with innovations, and innovators tend to have a rebellious side. Those who are primarily concerned about slipping back into chaos will stress the importance of law and order, while those inspired by the possibility of moving toward a more advanced civilization will usually focus on the need for individual initiative. Both attitudes are important, and the key is to let each operate freely where it can do good. But those who prioritize law and order, supported by tradition and the instinct to maintain the status quo, don’t feel the need to justify their stance. It's the innovators who struggle to be recognized and allowed to work. Each generation thinks this struggle is a thing of the past, yet they only accept past innovations. The new ideas of their own time face the same pushback as if the concept of tolerance had never existed.
"In early society," says Westermarck, "customs are not only moral rules, but the only moral rules ever thought of. The savage strictly complies with the Hegelian command that no man must have a private conscience. The following statement, which refers to the Tinnevelly Shanars, may be quoted as a typical example: 'Solitary individuals amongst them rarely adopt any new opinions, or any new course of procedure. They follow the multitude to do evil, and they follow the multitude to do good. They think in herds.'"[3]
"In early society," says Westermarck, "customs are not just moral guidelines, but the only moral guidelines anyone has ever considered. The primitive person strictly follows the Hegelian principle that no one should have a private conscience. A typical example can be seen in the Tinnevelly Shanars: 'Individual members of this group rarely adopt new opinions or new ways of acting. They follow the crowd to do wrong, and they follow the crowd to do right. They think in groups.'"[3]
[3] "The Origin and Development of the Moral Ideas," 2d edition, Vol. I, p. 119.
[3] "The Origin and Development of the Moral Ideas," 2nd edition, Vol. I, p. 119.
Those among ourselves who have never thought a thought or done a deed in the slightest degree different from the thoughts and deeds of our neighbors will congratulate themselves on the difference between us and the savage. But those who have ever attempted any real innovation cannot help feeling that the people they know are not so very unlike the Tinnevelly Shanars.
Those of us who have never thought anything or done anything even slightly different from our neighbors will take pride in the distinction between us and the uncivilized. But those who have ever tried to make a real change can’t help but feel that the people they know are not so different from the Tinnevelly Shanars.
Under the influence of socialism, even progressive opinion, in recent years, has been hostile to individual liberty. Liberty is associated, in the minds of reformers, with laissez-faire, the Manchester School, and the exploitation of women and children which resulted from what was euphemistically called "free competition." All these things were evil, and required state interference; in fact, there is need of an immense increase of state action in regard to cognate evils which still exist. In everything that concerns the economic life of the community, as regards both distribution and conditions of production, what is required is more public control, not less—how much more, I do not profess to know.
Under the influence of socialism, even progressive thinkers have recently become critical of individual freedom. Reformers link liberty with laissez-faire, the Manchester School, and the exploitation of women and children that came from what was misleadingly called "free competition." All these things were harmful and needed government intervention; in fact, we need a significant increase in government action regarding related issues that still persist. In everything related to the community's economic life, including both distribution and production conditions, what’s needed is more public control, not less—how much more, I can’t say.
Another direction in which there is urgent need of the substitution of law and order for anarchy is international relations. At present, each sovereign state has complete individual freedom, subject only to the sanction of war. This individual freedom will have to be curtailed in regard to external relations if wars are ever to cease.
Another area where we urgently need to replace chaos with law and order is in international relations. Right now, each sovereign state has total freedom, only limited by the threat of war. This individual freedom will need to be limited when it comes to external relations if we ever want wars to stop.
But when we pass outside the sphere of material possessions, we find that the arguments in favor of public control almost entirely disappear.
But when we move beyond the realm of material possessions, we see that the arguments for public control largely vanish.
Religion, to begin with, is recognized as a matter in which the state ought not to interfere. Whether a man is Christian, Mahometan, or Jew is a question of no public concern, so long as he obeys the laws; and the laws ought to be such as men of all religions can obey. Yet even here there are limits. No civilized state would tolerate a religion demanding human sacrifice. The English in India put an end to suttee, in spite of a fixed principle of non-interference with native religious customs. Perhaps they were wrong to prevent suttee, yet almost every European would have done the same. We cannot effectively doubt that such practices ought to be stopped, however we may theorize in favor of religious liberty.
Religion, fundamentally, is something the state should not get involved in. Whether someone is Christian, Muslim, or Jewish is not a public issue, as long as they follow the laws; and those laws should be ones that people of all faiths can comply with. However, there are some limits. No civilized nation would accept a religion that requires human sacrifice. The British in India ended the practice of suttee, even though they had a strong principle of not interfering with local religious traditions. They might have been wrong to stop suttee, but nearly every European would have taken the same stance. We cannot realistically doubt that such practices should be prohibited, no matter how we might argue for religious freedom.
In such cases, the interference with liberty is imposed from without by a higher civilization. But the more common case, and the more interesting, is when an independent state interferes on behalf of custom against individuals who are feeling their way toward more civilized beliefs and institutions.
In these situations, the restriction on freedom comes from outside, imposed by a more advanced civilization. However, the more common and intriguing scenario is when an independent state steps in to defend tradition against individuals who are exploring more civilized ideas and systems.
"In New South Wales," says Westermarck, "the first-born of every lubra used to be eaten by the tribe 'as part of a religious ceremony.' In the realm of Khai-muh, in China, according to a native account, it was customary to kill and devour the eldest son alive. Among certain tribes in British Columbia the first child is often sacrificed to the sun. The Indians of Florida, according to Le Moyne de Morgues, sacrificed the first-born son to the chief....'"[4]
"In New South Wales," says Westermarck, "the first-born of every woman would be eaten by the tribe as part of a religious ceremony." In the region of Khai-muh, in China, according to a local account, it was common to kill and eat the eldest son while he was still alive. Among some tribes in British Columbia, the first child is frequently sacrificed to the sun. The Indians of Florida, according to Le Moyne de Morgues, sacrificed the first-born son to the chief....'"[4]
[4] Op cit., p. 459.
[4] See above., p. 459.
There are pages and pages of such instances.
There are countless examples like this.
There is nothing analogous to these practices among ourselves. When the first-born in Florida was told that his king and country needed him, this was a mere mistake, and with us mistakes of this kind do not occur. But it is interesting to inquire how these superstitions died out, in such cases, for example, as that of Khai-muh, where foreign compulsion is improbable. We may surmise that some parents, under the selfish influence of parental affection, were led to doubt whether the sun would really be angry if the eldest child were allowed to live. Such rationalism would be regarded as very dangerous, since it was calculated to damage the harvest. For generations the opinion would be cherished in secret by a handful of cranks, who would not be able to act upon it. At last, by concealment or flight, a few parents would save their children from the sacrifice. Such parents would be regarded as lacking all public spirit, and as willing to endanger the community for their private pleasure. But gradually it would appear that the state remained intact, and the crops were no worse than in former years. Then, by a fiction, a child would be deemed to have been sacrificed if it was solemnly dedicated to agriculture or some other work of national importance chosen by the chief. It would be many generations before the child would be allowed to choose its own occupation after it had grown old enough to know its own tastes and capacities. And during all those generations, children would be reminded that only an act of grace had allowed them to live at all, and would exist under the shadow of a purely imaginary duty to the state.
There’s nothing like these practices among us. When the first-born in Florida was told that his king and country needed him, it was simply a mistake, and we don’t make those kinds of mistakes. However, it’s interesting to look into how these superstitions faded away, such as in the case of Khai-muh, where outside pressure seems unlikely. We might guess that some parents, driven by the selfish motivation of love for their children, started to doubt whether the sun would really be angry if the eldest child was allowed to live. Such rational thinking would be seen as very dangerous since it could harm the harvest. For generations, this belief would be quietly held by a few misfits who wouldn’t be able to act on it. Eventually, through secrecy or escape, a few parents would save their children from being sacrificed. These parents would be viewed as lacking civic responsibility and willing to put their own desires above the community’s well-being. But slowly, it would become clear that the state remained strong and the crops were no worse than before. Then, through a pretense, a child would be considered sacrificed if it was formally dedicated to farming or some other task deemed important by the chief. It would take many generations before a child could choose their own occupation after growing old enough to understand their own preferences and abilities. And throughout all those generations, children would be reminded that they were only alive because of a gracious act, living under the weight of a completely fictitious obligation to the state.
The position of those parents who first disbelieved in the utility of infant sacrifice illustrates all the difficulties which arise in connection with the adjustment of individual freedom to public control. The authorities, believing the sacrifice necessary for the good of the community, were bound to insist upon it; the parents, believing it useless, were equally bound to do everything in their power toward saving the child. How ought both parties to act in such a case?
The stance of those parents who initially doubted the value of infant sacrifice highlights all the challenges that come with balancing personal freedom and public control. The authorities, convinced that the sacrifice was essential for the welfare of the community, were compelled to enforce it; the parents, believing it to be pointless, felt equally obligated to do everything they could to save their child. How should both sides respond in such a situation?
The duty of the skeptical parent is plain: to save the child by any possible means, to preach the uselessness of the sacrifice in season and out of season, and to endure patiently whatever penalty the law may indict for evasion. But the duty of the authorities is far less clear. So long as they remain firmly persuaded that the universal sacrifice of the first-born is indispensable, they are bound to persecute those who seek to undermine this belief. But they will, if they are conscientious, very carefully examine the arguments of opponents, and be willing in advance to admit that these arguments may be sound. They will carefully search their own hearts to see whether hatred of children or pleasure in cruelty has anything to do with their belief. They will remember that in the past history of Khai-muh there are innumerable instances of beliefs, now known to be false, on account of which those who disagreed with the prevalent view were put to death. Finally they will reflect that, though errors which are traditional are often wide-spread, new beliefs seldom win acceptance unless they are nearer to the truth than what they replace; and they will conclude that a new belief is probably either an advance, or so unlikely to become common as to be innocuous. All these considerations will make them hesitate before they resort to punishment.
The role of the skeptical parent is straightforward: to protect the child by any means necessary, to argue against the pointless sacrifice repeatedly, and to patiently accept any legal consequences for resistance. However, the role of the authorities is much less clear. As long as they firmly believe that the universal sacrifice of the firstborn is essential, they feel compelled to persecute those who challenge this belief. Yet, if they are sincere, they should carefully consider the arguments of their opponents and be open to the possibility that these arguments could be valid. They will reflect on their own motivations to ensure that their belief isn't driven by hatred of children or a desire for cruelty. They will recall that throughout Khai-muh's past, there have been countless instances of beliefs that are now understood to be false, leading to the execution of those who opposed the dominant view. Ultimately, they will recognize that while traditional errors can be widespread, new beliefs rarely gain traction unless they are closer to the truth than the ones they replace; thus, they may conclude that a new belief is either a step forward or unlikely to become common enough to pose a threat. All these thoughts will make them pause before resorting to punishment.
II
The study of past times and uncivilized races makes it clear beyond question that the customary beliefs of tribes or nations are almost invariably false. It is difficult to divest ourselves completely of the customary beliefs of our own age and nation, but it is not very difficult to achieve a certain degree of doubt in regard to them. The Inquisitor who burnt men at the stake was acting with true humanity if all his beliefs were correct; but if they were in error at any point, he was inflicting a wholly unnecessary cruelty. A good working maxim in such matters is this: Do not trust customary beliefs so far as to perform actions which must be disastrous unless the beliefs in question are wholly true. The world would be utterly bad, in the opinion of the average Englishman, unless he could say "Britannia rules the waves"; in the opinion of the average German, unless he could say "Deutschland über alles." For the sake of these beliefs, they are willing to destroy European civilization. If the beliefs should happen to be false, their action is regrettable.
The study of history and primitive cultures clearly shows that the usual beliefs of tribes or nations are almost always wrong. It's tough to completely shake off the beliefs of our own time and culture, but it's not too hard to develop some doubt about them. The Inquisitor who burned people at the stake was acting humanely if all his beliefs were correct; however, if any of them were wrong, he was causing completely unnecessary suffering. A good guideline in these situations is this: Don't trust customary beliefs enough to take actions that could be disastrous unless those beliefs are completely true. The average Englishman thinks the world would be terrible unless he can say "Britannia rules the waves"; the average German feels the same unless he can say "Deutschland über alles." For the sake of these beliefs, they're willing to jeopardize European civilization. If those beliefs turn out to be false, their actions are unfortunate.
One fact which emerges from these considerations is that no obstacle should be placed in the way of thought and its expression, nor yet in the way of statements of fact. This was formerly common ground among liberal thinkers, though it was never quite realized in the practice of civilized countries. But it has recently become, throughout Europe, a dangerous paradox, on account of which men suffer imprisonment or starvation. For this reason it has again become worth stating. The grounds for it are so evident that I should be ashamed to repeat them if they were not universally ignored. But in the actual world it is very necessary to repeat them.
One fact that stands out from these thoughts is that no barriers should be put up against free thinking and expression, nor against factual statements. This used to be a shared belief among liberal thinkers, although it was never fully practiced in civilized countries. However, it has recently become a dangerous contradiction across Europe, leading to imprisonment and starvation for many. For this reason, it’s important to state it again. The reasons are so clear that I would be embarrassed to repeat them if they weren't widely overlooked. But in today's world, it's crucial to reiterate them.
To attain complete truth is not given to mortals, but to advance toward it by successive steps is not impossible. On any matter of general interest, there is usually, in any given community at any given time, a received opinion, which is accepted as a matter of course by all who give no special thought to the matter. Any questioning of the received opinion rouses hostility, for a number of reasons.
To achieve total truth isn’t something humans can do, but making progress toward it in small steps is possible. On topics of common interest, there’s typically an accepted view in any community at any time, which most people embrace without much thought. Challenging the accepted view provokes resistance for various reasons.
The most important of these is the instinct of conventionality, which exists in all gregarious animals and often leads them to put to death any markedly peculiar member of the herd.
The most important of these is the instinct of conventionality, which exists in all social animals and often leads them to kill any member of the group that is noticeably different.
The next most important is the feeling of insecurity aroused by doubt as to the beliefs by which we are in the habit of regulating our lives. Whoever has tried to explain the philosophy of Berkeley to a plain man will have seen in its unadulterated form the anger aroused by this feeling. What the plain man derives from Berkeley's philosophy at a first hearing is an uncomfortable suspicion that nothing is solid, so that it is rash to sit on a chair or to expect the floor to sustain us. Because this suspicion is uncomfortable, it is irritating, except to those who regard the whole argument as merely nonsense. And in a more or less analogous way any questioning of what has been taken for granted destroys the feeling of standing on solid ground, and produces a condition of bewildered fear.
The next most important feeling is the insecurity that comes from doubting the beliefs that guide our lives. Anyone who has tried to explain Berkeley's philosophy to an everyday person has witnessed the raw anger this feeling can provoke. What the average person picks up from Berkeley's ideas at first is an unsettling suspicion that nothing is really solid, making it risky to sit on a chair or count on the floor to hold us up. This suspicion is uncomfortable, which makes it frustrating, except for those who see the entire argument as just nonsense. Similarly, any questioning of what has been taken for granted disrupts the sense of standing on stable ground and leads to a feeling of confused fear.
A third reason which makes men dislike novel opinions is that vested interests are bound up with old beliefs. The long fight of the church against science, from Giordano Bruno to Darwin, is attributable to this motive among others. The horror of socialism which existed in the remote past was entirely attributable to this cause. But it would be a mistake to assume, as is done by those who seek economic motives everywhere, that vested interests are the principal source of anger against novelties in thought. If this were the case, intellectual progress would be much more rapid than it is.
A third reason that makes people dislike new ideas is that established interests are tied to old beliefs. The long battle between the church and science, from Giordano Bruno to Darwin, can be traced back to this reason among others. The fear of socialism that existed in the distant past was completely due to this issue. However, it would be a mistake to assume, as those who look for economic motives everywhere do, that established interests are the main source of resentment against new ways of thinking. If that were true, intellectual progress would be happening a lot faster than it actually is.
The instinct of conventionality, horror of uncertainty, and vested interests, all militate against the acceptance of a new idea. And it is even harder to think of a new idea than to get it accepted; most people might spend a lifetime in reflection without ever making a genuinely original discovery.
The urge to conform, fear of the unknown, and personal interests all work against accepting new ideas. It's even tougher to come up with a new idea than to get it accepted; most people could spend their entire lives thinking without ever making a truly original discovery.
In view of all these obstacles, it is not likely that any society at any time will suffer from a plethora of heretical opinions. Least of all is this likely in a modern civilized society, where the conditions of life are in constant rapid change, and demand, for successful adaptation, an equally rapid change in intellectual outlook. There should be an attempt, therefore, to encourage, rather than discourage, the expression of new beliefs and the dissemination of knowledge tending to support them. But the very opposite is, in fact, the case. From childhood upward, everything is done to make the minds of men and women conventional and sterile. And if, by misadventure, some spark of imagination remains, its unfortunate possessor is considered unsound and dangerous, worthy only of contempt in time of peace and of prison or a traitor's death in time of war. Yet such men are known to have been in the past the chief benefactors of mankind, and are the very men who receive most honor as soon as they are safely dead.
Given all these obstacles, it's unlikely that any society at any time will face an abundance of heretical opinions. This is especially true in a modern, civilized society where life is constantly changing, requiring a fast adaptation in our way of thinking. Therefore, we should encourage the expression of new beliefs and the sharing of knowledge that supports them, rather than suppressing them. However, the reality is quite the opposite. From childhood onward, everything is geared toward making people's minds conventional and unoriginal. And if, by chance, someone retains even a spark of imagination, that unfortunate person is viewed as unstable and dangerous, deserving only of scorn in peaceful times and imprisonment or execution in wartime. Yet, history shows that such individuals have been the greatest benefactors of humanity, and they are often the ones who receive the most honor once they're safely gone.
The whole realm of thought and opinion is utterly unsuited to public control; it ought to be as free, and as spontaneous as is possible to those who know what others have believed. The state is justified in insisting that children shall be educated, but it is not justified in forcing their education to proceed on a uniform plan and to be directed to the production of a dead level of glib uniformity. Education, and the life of the mind generally, is a matter in which individual initiative is the chief thing needed; the function of the state should begin and end with insistence on some kind of education, and, if possible, a kind which promotes mental individualism, not a kind which happens to conform to the prejudices of government officials.
The entire area of thought and opinion should not be controlled by the public; it should be as free and spontaneous as possible for those who understand what others have believed. The government is right to require that children receive an education, but it shouldn't force their education to follow a one-size-fits-all approach or aim for a bland uniformity. Education, and intellectual development in general, relies primarily on individual initiative; the government's role should start and end with ensuring some form of education, ideally one that encourages mental individuality, rather than one that simply aligns with the biases of government officials.
III
Questions of practical morals raise more difficult problems than questions of mere opinion. The thugs honestly believe it their duty to commit murders, but the government does not acquiesce. The conscientious objectors honestly hold the opposite opinion, and again the government does not acquiesce. Killing is a state prerogative; it is equally criminal to do it unbidden and not to do it when bidden. The same applies to theft, unless it is on a large scale or by one who is already rich. Thugs and thieves are men who use force in their dealings with their neighbors, and we may lay it down broadly that the private use of force should be prohibited except in rare cases, however conscientious may be its motive. But this principle will not justify compelling men to use force at the bidding of the state, when they do not believe it justified by the occasion. The punishment of conscientious objectors seems clearly a violation of individual liberty within its legitimate sphere.
Questions of practical ethics create more complex issues than questions of simple opinion. The criminals genuinely think it's their duty to commit murder, but the government doesn't agree. The conscientious objectors sincerely hold the opposite view, and once again, the government does not consent. Taking a life is a government power; it’s equally wrong to do it without permission as it is to not do it when ordered. The same goes for theft, unless it's done on a large scale or by someone who is already wealthy. Criminals and thieves are individuals who resort to force in their interactions with others, and we can generally say that the private use of force should be banned except in rare circumstances, no matter how noble the intention may be. However, this principle does not justify forcing individuals to use force at the direction of the state when they believe it isn't warranted by the situation. Punishing conscientious objectors clearly seems to violate personal freedom within its rightful boundaries.
It is generally assumed without question that the state has a right to punish certain kinds of sexual irregularity. No one doubts that the Mormons sincerely believed polygamy to be a desirable practice, yet the United States required them to abandon its legal recognition, and probably any other Christian country would have done likewise. Nevertheless, I do not think this prohibition was wise. Polygamy is legally permitted in many parts of the world, but is not much practised except by chiefs and potentates. If, as Europeans generally believe, it is an undesirable custom, it is probable that the Mormons would have soon abandoned it, except perhaps for a few men of exceptional position. If, on the other hand, it had proved a successful experiment, the world would have acquired a piece of knowledge which it is now unable to possess. I think in all such cases the law should only intervene when there is some injury inflicted without the consent of the injured person.
It is generally accepted without question that the state has the authority to punish certain types of sexual misconduct. No one doubts that the Mormons genuinely believed polygamy to be a valuable practice, yet the United States required them to relinquish its legal recognition, and likely any other Christian country would have done the same. However, I don’t think that this prohibition was wise. Polygamy is legally allowed in many parts of the world, but it’s mostly practiced only by chiefs and rulers. If, as Europeans generally believe, it is an undesirable custom, it’s likely that the Mormons would have eventually given it up, except perhaps for a few men of exceptional status. On the other hand, if it had turned out to be a successful experiment, the world would have gained knowledge that it now lacks. I believe in all such cases, the law should only step in when there is harm done without the consent of the injured party.
It is obvious that men and women would not tolerate having their wives or husbands selected by the state, whatever eugenists might have to say in favor of such a plan. In this it seems clear that ordinary public opinion is in the right, not because people choose wisely, but because any choice of their own is better than a forced marriage. What applies to marriage ought also to apply to the choice of a trade or profession; although some men have no marked preferences, most men greatly prefer some occupations to others, and are far more likely to be useful citizens if they follow their preferences than if they are thwarted by a public authority.
It’s clear that men and women wouldn’t accept having their spouses chosen by the government, no matter what eugenicists might argue in support of such a plan. In this case, it seems that general public opinion is correct, not because people always make wise choices, but because any choice they make themselves is better than being forced into a marriage. The same principle that applies to marriage should also apply to choosing a job or career; even though some individuals may not have strong preferences, most people definitely prefer certain jobs over others and are much more likely to be valuable citizens if they pursue their interests rather than being restricted by government authority.
The case of the man who has an intense conviction that he ought to do a certain kind of work is peculiar, and perhaps not very common; but it is important because it includes some very important individuals. Joan of Arc and Florence Nightingale defied convention in obedience to a feeling of this sort; reformers and agitators in unpopular causes, such as Mazzini, have belonged to this class; so have many men of science. In cases of this kind the individual conviction deserves the greatest respect, even if there seems no obvious justification for it. Obedience to the impulse is very unlikely to do much harm, and may well do great good. The practical difficulty is to distinguish such impulses from desires which produce similar manifestations. Many young people wish to be authors without having an impulse to write any particular book, or wish to be painters without having an impulse to create any particular picture. But a little experience will usually show the difference between a genuine and a spurious impulse; and there is less harm in indulging the spurious impulse for a time than in thwarting the impulse which is genuine. Nevertheless, the plain man almost always has a tendency to thwart the genuine impulse, because it seems anarchic and unreasonable, and is seldom able to give a good account of itself in advance.
The situation of a person who strongly believes they should pursue a specific type of work is unique and not very common; however, it’s significant because it involves some notable individuals. Joan of Arc and Florence Nightingale went against the norm because of this kind of feeling; reformers and activists for unpopular causes, like Mazzini, also belong to this group, as do many scientists. In these cases, the personal conviction deserves the highest respect, even if there’s no clear reason for it. Following this impulse is unlikely to cause much harm and could lead to significant good. The real challenge is distinguishing these impulses from desires that may look similar. Many young people want to be writers without a specific book in mind, or want to be artists without a particular artwork they feel driven to create. However, a little experience usually reveals the difference between a true and a false impulse; indulging the false impulse for a while typically causes less harm than suppressing the real one. Still, the average person often tends to suppress the genuine impulse because it seems chaotic and unreasonable, and usually struggles to justify itself beforehand.
What is markedly true of some notable personalities is true, in a lesser degree, of almost every individual who has much vigor or force of life; there is an impulse towards activity of some kind, as a rule not very definite in youth, but growing gradually more sharply outlined under the influence of education and opportunity. The direct impulse toward a kind of activity for its own sake must be distinguished from the desire for the expected effects of the activity. A young man may desire the rewards of great achievement without having any spontaneous impulse toward the activities which lead to achievement. But those who actually achieve much, although they may desire the rewards, have also something in their nature which inclines them to choose a certain kind of work as the road which they must travel if their ambition is to be satisfied. This artist's impulse, as it may be called, is a thing of infinite value to the individual, and often to the world; to respect it in oneself and in others makes up nine tenths of the good life. In most human beings it is rather frail, rather easily destroyed or disturbed; parents and teachers are too often hostile to it, and our economic system crushes out its last remnants in young men and young women. The result is that human beings cease to be individual, or to retain the native pride that is their birthright; they become machine-made, tame, convenient for the bureaucrat and the drill-sergeant, capable of being tabulated in statistics without anything being omitted. This is the fundamental evil resulting from lack of liberty; and it is an evil which is being continually intensified as population grows more dense and the machinery of organization grows more efficient.
What is noticeably true for some well-known individuals is also true, to a lesser extent, for almost everyone who has a lot of energy or passion for life; there is a drive toward some form of activity, usually not very clear in youth, but gradually becoming more defined through education and opportunity. The direct drive toward a specific activity for its own sake should be differentiated from the desire for the anticipated benefits of that activity. A young person might want the rewards of significant achievements without feeling a natural urge toward the actions that lead to those successes. However, those who actually accomplish a lot, while they may seek rewards, also possess an intrinsic inclination to pursue particular types of work that they believe will fulfill their ambitions. This drive, which can be referred to as the artist's impulse, is incredibly valuable to the individual and often to society; respecting it in ourselves and in others constitutes a large part of living well. In most people, this impulse is quite fragile, easily damaged, or disrupted; parents and teachers frequently oppose it, and our economic system often stifles the last remnants in young men and women. The outcome is that individuals stop being unique or lose the innate pride that is their birthright; they become manufactured, compliant, suitable for bureaucrats and drill sergeants, capable of being reduced to statistics without anything left out. This represents a fundamental harm caused by a lack of freedom; and it is a harm that is continually worsened as populations grow denser and organizational systems become more efficient.
The things that men desire are many and various: admiration, affection, power, security, ease, outlets for energy, are among the commonest of motives. But such abstractions do not touch what makes the difference between one man and another. Whenever I go to the zoölogical gardens, I am struck by the fact that all the movements of a stork have some common quality, differing from the movements of a parrot or an ostrich. It is impossible to put in words what the common quality is, and yet we feel that each thing an animal does is the sort of thing we might expect that animal to do. This indefinable quality constitutes the individuality of the animal, and gives rise to the pleasure we feel in watching the animal's actions. In a human being, provided he has not been crushed by an economic or governmental machine, there is the same kind of individuality, a something distinctive without which no man or woman can achieve much of importance, or retain the full dignity which is native to human beings. It is this distinctive individuality that is loved by the artist, whether painter or writer. The artist himself, and the man who is creative in no matter what direction, has more of it than the average man. Any society which crushes this quality, whether intentionally or by accident, must soon become utterly lifeless and traditional, without hope of progress and without any purpose in its being. To preserve and strengthen the impulse that makes individuality should be the foremost object of all political institutions.
The things that men want are many and varied: admiration, affection, power, security, comfort, outlets for energy—these are among the most common motives. But these general ideas don’t capture what truly sets one man apart from another. Every time I visit the zoo, I notice that all the movements of a stork have something in common that distinguishes them from a parrot or an ostrich. It’s hard to describe what that common quality is, yet we instinctively understand that everything an animal does fits our expectations of that animal. This indescribable quality is what makes each animal unique and is what we enjoy when watching their behavior. In a human being, as long as they haven’t been beaten down by an economic or governmental system, there’s a similar individuality—a distinctiveness that is essential for anyone to achieve anything significant or to maintain the full dignity that belongs to all humans. This unique individuality is what artists, whether they are painters or writers, cherish. The artist and anyone who is creative in any field possesses more of it than the average person. Any society that stifles this quality, whether on purpose or by accident, will soon become completely lifeless and stagnant, devoid of hope for progress and without any real purpose. Preserving and enhancing the drive that fosters individuality should be the primary goal of all political institutions.
IV
We now arrive at certain general principles in regard to individual liberty and public control.
We now come to some basic ideas about personal freedom and societal regulation.
The greater part of human impulses may be divided into two classes, those which are possessive and those which are constructive or creative. Social institutions are the garments or embodiments of impulses, and may be classified roughly according to the impulses which they embody. Property is the direct expression of possessiveness; science and art are among the most direct expressions of creativeness. Possessiveness is either defensive or aggressive; it seeks either to retain against a robber, or to acquire from a present holder. In either case an attitude of hostility toward others is of its essence. It would be a mistake to suppose that defensive possessiveness is always justifiable, while the aggressive kind is always blameworthy; where there is great injustice in the status quo, the exact opposite may be the case, and ordinarily neither is justifiable.
Most human impulses can be classified into two categories: those that are possessive and those that are constructive or creative. Social institutions represent these impulses and can be roughly categorized based on the impulses they embody. Property is a direct expression of possessiveness; science and art are some of the clearest expressions of creativity. Possessiveness can be either defensive or aggressive; it aims to either defend what one has against a thief or to take from someone who currently holds it. In both scenarios, there is an inherent attitude of hostility toward others. It's a mistake to think that defensive possessiveness is always justified while aggressive possessiveness is always wrong; in cases of significant injustice within the status quo, the opposite might be true, and usually, neither is justified.
State interference with the actions of individuals is necessitated by possessiveness. Some goods can be acquired or retained by force, while others cannot. A wife can be acquired by force, as the Romans acquired the Sabine women; but a wife's affection cannot be acquired in this way. There is no record that the Romans desired the affection of the Sabine women; and those in whom possessive impulses are strong tend to care chiefly for the goods that force can secure. All material goods belong to this class. Liberty in regard to such goods, if it were unrestricted, would make the strong rich and the weak poor. In a capitalistic society, owing to the partial restraints imposed by law, it makes cunning men rich and honest men poor, because the force of the state is put at men's disposal, not according to any just or rational principle, but according to a set of traditional maxims of which the explanation is purely historical.
State interference with individual actions is necessary because of possessiveness. Some goods can be gained or kept through force, while others cannot. A wife can be taken by force, like the Romans took the Sabine women; however, you can't force a wife’s love. There’s no evidence that the Romans wanted the Sabine women’s affection; people with strong possessive instincts mainly care about what they can secure through force. All physical goods fall into this category. If there were no restrictions on liberty regarding these goods, the strong would become rich while the weak would become poor. In a capitalist society, due to the partial laws that are in place, it makes clever individuals rich and honest ones poor, because the power of the state is used by people not based on any fair or logical principle, but according to a traditional set of rules that are explained only by history.
In all that concerns possession and the use of force, unrestrained liberty involves anarchy and injustice. Freedom to kill, freedom to rob, freedom to defraud, no longer belong to individuals, though they still belong to great states, and are exercised by them in the name of patriotism. Neither individuals nor states ought to be free to exert force on their own initiative, except in such sudden emergencies as will subsequently be admitted in justification by a court of law. The reason for this is that the exertion of force by one individual against another is always an evil on both sides, and can only be tolerated when it is compensated by some overwhelming resultant good. In order to minimize the amount of force actually exerted in the world, it is necessary that there should be a public authority, a repository of practically irresistible force, whose function should be primarily to repress the private use of force. A use of force is private when it is exerted by one of the interested parties, or by his friends or accomplices, not by a public neutral authority according to some rule which is intended to be in the public interest.
In matters of possession and the use of force, unrestricted freedom leads to chaos and injustice. The freedom to kill, steal, or deceive doesn't belong to individuals anymore; it’s now held by powerful nations and is exercised in the name of patriotism. Neither individuals nor states should be free to use force on their own accord, except in sudden emergencies that a court of law would later recognize as justifiable. The reason for this is that one person using force against another is harmful for both sides, and it should only be allowed if it results in a significantly greater good. To reduce the amount of force used in the world, there needs to be a public authority, a source of nearly unstoppable force, whose main job is to prevent the private use of force. A use of force is considered private when it’s carried out by one of the involved parties, or by their friends or allies, rather than by a public neutral authority based on rules that serve the public good.
The régime of private property under which we live does much too little to restrain the private use of force. When a man owns a piece of land, for example, he may use force against trespassers, though they must not use force against him. It is clear that some restriction of the liberty of trespass is necessary for the cultivation of the land. But if such powers are to be given to an individual, the state ought to satisfy itself that he occupies no more land than he is warranted in occupying in the public interest, and that the share of the produce of the land that comes to him is no more than a just reward for his labors. Probably the only way in which such ends can be achieved is by state ownership of land. The possessors of land and capital are able at present, by economic pressure, to use force against those who have no possessions. This force is sanctioned by law, while force exercised by the poor against the rich is illegal. Such a state of things is unjust, and does not diminish the use of private force as much as it might be diminished.
The system of private property we live under does way too little to limit the private use of force. When someone owns a piece of land, for instance, they can use force against trespassers, but those trespassers can’t use force against them. It’s clear that some restrictions on trespassing are necessary for farming the land. However, if we're going to give someone those kinds of powers, the government should make sure that person doesn’t own more land than they should for the public good, and that the portion of the land's yield they receive is just compensation for their work. The most likely way to achieve these goals is through state ownership of land. Right now, land and capital owners can use economic pressure to exert force against those who are less fortunate. This force is backed by law, while any force used by the poor against the rich is illegal. This situation is unfair and doesn’t reduce the private use of force as much as it could.
The whole realm of the possessive impulses, and of the use of force to which they give rise, stands in need of control by a public neutral authority, in the interests of liberty no less than of justice. Within a nation, this public authority will naturally be the state; in relations between nations, if the present anarchy is to cease, it will have to be some international parliament.
The entire area of possessive impulses and the use of force they lead to needs to be regulated by a neutral public authority, for the sake of both liberty and justice. Within a country, this public authority will naturally be the state; in relations between countries, if the current chaos is to end, it will have to be some form of international parliament.
But the motive underlying the public control of men's possessive impulses should always be the increase of liberty, both by the prevention of private tyranny and by the liberation of creative impulses. If public control is not to do more harm than good, it must be so exercised as to leave the utmost freedom of private initiative in all those ways that do not involve the private use of force. In this respect all governments have always failed egregiously, and there is no evidence that they are improving.
But the reason behind public control of people’s possessive urges should always be to enhance freedom, both by preventing private tyranny and by freeing creative impulses. If public control is not to cause more harm than good, it must be managed in a way that allows for maximum freedom of personal initiative in all areas that don’t involve the use of private force. In this regard, all governments have historically failed spectacularly, and there’s no evidence that they are getting any better.
The creative impulses, unlike those that are possessive, are directed to ends in which one man's gain is not another man's loss. The man who makes a scientific discovery or writes a poem is enriching others at the same time as himself. Any increase in knowledge or good-will is a gain to all who are affected by it, not only to the actual possessor. Those who feel the joy of life are a happiness to others as well as to themselves. Force cannot create such things, though it can destroy them; no principle of distributive justice applies to them, since the gain of each is the gain of all. For these reasons, the creative part of a man's activity ought to be as free as possible from all public control, in order that it may remain spontaneous and full of vigor. The only function of the state in regard to this part of the individual life should be to do everything possible toward providing outlets and opportunities.
The creative impulses, unlike those that seek to possess, aim at goals where one person’s gain doesn’t mean another person’s loss. The person who makes a scientific discovery or writes a poem enriches others as well as themselves. Any increase in knowledge or goodwill benefits everyone involved, not just the person who has it. Those who experience the joy of life also bring happiness to others, not just themselves. Force can't create these things, although it can destroy them; no principle of fairness applies here, since everyone's gain is a collective gain. For these reasons, the creative aspect of a person’s activity should be as free as possible from public control, so it can remain spontaneous and vibrant. The only role of the state regarding this part of individual life should be to do everything it can to provide avenues and opportunities.
In every life a part is governed by the community, and a part by private initiative. The part governed by private initiative is greatest in the most important individuals, such as men of genius and creative thinkers. This part ought only to be restricted when it is predatory; otherwise, everything ought to be done to make it as great and as vigorous as possible. The object of education ought not to be to make all men think alike, but to make each think in the way which is the fullest expression of his own personality. In the choice of a means of livelihood all young men and young women ought, as far as possible, to be able to choose what is attractive to them; if no money-making occupation is attractive, they ought to be free to do little work for little pay, and spend their leisure as they choose. Any kind of censure on freedom of thought or on the dissemination of knowledge is, of course, to be condemned utterly.
In every life, part of it is shaped by the community, and part by individual initiative. The aspect defined by individual initiative is most prominent in the most significant individuals, like geniuses and creative thinkers. This aspect should only be limited when it becomes harmful; otherwise, everything should be done to enhance its growth and energy. The goal of education shouldn’t be to make everyone think the same, but to help each person express their own unique personality. When choosing a career, young men and women should have the freedom to pursue what interests them; if nothing profitable appeals to them, they should be allowed to take on small jobs for minimal pay and spend their free time as they wish. Any kind of restriction on freedom of thought or the sharing of knowledge should be completely condemned.
Huge organizations, both political and economic, are one of the distinguishing characteristics of the modern world. These organizations have immense power, and often use their power to discourage originality in thought and action. They ought, on the contrary, to give the freest scope that is possible without producing anarchy or violent conflict. They ought not to take cognizance of any part of a man's life except what is concerned with the legitimate objects of public control, namely, possessions and the use of force. And they ought, by devolution, to leave as large a share of control as possible in the hands of individuals and small groups. If this is not done, the men at the head of these vast organizations will infallibly become tyrannous through the habit of excessive power, and will in time interfere in ways that crush out individual initiative.
Huge organizations, both political and economic, are a defining feature of the modern world. These organizations wield enormous power and often use it to stifle originality in thought and action. Instead, they should provide the maximum freedom possible without leading to anarchy or violent conflict. They should only concern themselves with aspects of a person's life that pertain to legitimate public control, specifically property and the use of force. Additionally, they should, through decentralization, grant as much control as possible to individuals and small groups. If this doesn't happen, the leaders of these large organizations will inevitably become tyrannical due to their excessive power and will eventually interfere in ways that suppress individual initiative.
The problem which faces the modern world is the combination of individual initiative with the increase in the scope and size of organizations. Unless it is solved, individuals will grow less and less full of life and vigor, and more and more passively submissive to conditions imposed upon them. A society composed of such individuals cannot be progressive or add much to the world's stock of mental and spiritual possessions. Only personal liberty and the encouragement of initiative can secure these things. Those who resist authority when it encroaches upon the legitimate sphere of the individual are performing a service to society, however little society may value it. In regard to the past, this is universally acknowledged; but it is no less true in regard to the present and the future.
The issue that the modern world faces is how to balance individual initiative with the growing size and reach of organizations. If this isn't addressed, people will become less vibrant and more passively compliant with the conditions placed on them. A society made up of such individuals can't be progressive or contribute significantly to the world's pool of ideas and values. Only personal freedom and the encouragement of initiative can achieve these goals. Those who push back against authority when it intrudes on the rightful space of the individual are doing a service to society, even if society doesn’t recognize it. This has always been accepted in relation to the past, but it's just as true for the present and future.
Chapter V: National Independence and Internationalism
In the relations between states, as in the relations of groups within a single state, what is to be desired is independence for each as regards internal affairs, and law rather than private force as regards external affairs. But as regards groups within a state, it is internal independence that must be emphasized, since that is what is lacking; subjection to law has been secured, on the whole, since the end of the Middle Ages. In the relations between states, on the contrary, it is law and a central government that are lacking, since independence exists for external as for internal affairs. The stage we have reached in the affairs of Europe corresponds to the stage reached in our internal affairs during the Wars of the Roses, when turbulent barons frustrated the attempt to make them keep the king's peace. Thus, although the goal is the same in the two cases, the steps to be taken in order to achieve it are quite different.
In the relations between countries, just like in the relationships of groups within a single country, we want each to have independence regarding their internal matters, and we prefer the rule of law over personal force when it comes to external matters. However, for groups inside a country, we need to focus on internal independence, as that is what's lacking; for the most part, they have been subjected to the law since the end of the Middle Ages. In contrast, in the relations between countries, what is missing is law and a central government, as there is independence for both external and internal matters. The current state of affairs in Europe mirrors the stage of our internal affairs during the Wars of the Roses, when rebellious nobles hindered efforts to maintain the king's peace. Therefore, while the ultimate goal is similar in both scenarios, the actions needed to reach it are quite different.
There can be no good international system until the boundaries of states coincide as nearly as possible with the boundaries of nations.
There can't be a good international system until the borders of countries match up closely with the borders of nations.
But it is not easy to say what we mean by a nation. Are the Irish a nation? Home Rulers say yes, Unionists say no. Are the Ulstermen a nation? Unionists say yes, Home Rulers say no. In all such cases it is a party question whether we are to call a group a nation or not. A German will tell you that the Russian Poles are a nation, but as for the Prussian Poles, they, of course, are part of Prussia. Professors can always be hired to prove, by arguments of race or language or history, that a group about which there is a dispute is, or is not, a nation, as may be desired by those whom the professors serve. If we are to avoid all these controversies, we must first of all endeavor to find some definition of a nation.
But it's not easy to define what we mean by a nation. Are the Irish a nation? Home Rulers say yes, Unionists say no. Are the Ulstermen a nation? Unionists say yes, Home Rulers say no. In all these cases, it becomes a political question about whether we label a group as a nation or not. A German might say that the Russian Poles are a nation, but as for the Prussian Poles, they are, of course, part of Prussia. Professors can always be found to argue, using race, language, or history, that a disputed group is or isn't a nation, depending on who is hiring them. To avoid all these controversies, we first need to try to find a definition for a nation.
A nation is not to be defined by affinities of language or a common historical origin, though these things often help to produce a nation. Switzerland is a nation, despite diversities of race, religion, and language. England and Scotland now form one nation, though they did not do so at the time of the Civil War. This is shown by Cromwell's saying, in the height of the conflict, that he would rather be subject to the domain of the royalists than to that of the Scotch. Great Britain was one state before it was one nation; on the other hand, Germany was one nation before it was one state.
A nation shouldn't be defined by shared language or a common history, even though those factors often contribute to the formation of a nation. Switzerland is a nation, despite its diversity in race, religion, and language. England and Scotland are now one nation, even though they weren't during the Civil War. This is illustrated by Cromwell's remark during the height of the conflict, that he'd prefer to be under royalist rule than under Scottish rule. Great Britain was a single state before it became one nation; on the flip side, Germany was a unified nation before it became a state.
What constitutes a nation is a sentiment and an instinct, a sentiment of similarity and an instinct of belonging to the same group or herd. The instinct is an extension of the instinct which constitutes a flock of sheep, or any other group of gregarious animals. The sentiment which goes with this is like a milder and more extended form of family feeling. When we return to England after being on the Continent, we feel something friendly in the familiar ways, and it is easy to believe that Englishmen on the whole are virtuous, while many foreigners are full of designing wickedness.
What makes a nation is a feeling and a natural instinct, a sense of similarity and a drive to belong to the same group or community. This instinct is similar to what brings together a flock of sheep or any other social animals. The feeling that accompanies this is like a softer and broader version of family ties. When we come back to England after being on the Continent, we feel a friendly connection in the familiar customs, and it's easy to think that English people, on the whole, are good-natured, while many foreigners seem filled with deceitful malice.
Such feelings make it easy to organize a nation into a state. It is not difficult, as a rule, to acquiesce in the orders of a national government. We feel that it is our government, and that its decrees are more or less the same as those which we should have given if we ourselves had been the governors. There is an instinctive and usually unconscious sense of a common purpose animating the members of a nation. This becomes especially vivid when there is war or a danger of war. Any one who, at such a time, stands out against the orders of his government feels an inner conflict quite different from any that he would feel in standing out against the orders of a foreign government in whose power he might happen to find himself. If he stands out, he does so with some more or less conscious hope that his government may in time come to think as he does; whereas, in standing out against a foreign government, no such hope is necessary. This group instinct, however it may have arisen, is what constitutes a nation, and what makes it important that the boundaries of nations should also be the boundaries of states.
Such feelings make it easy to organize a nation into a state. It's generally not hard to go along with the orders from a national government. We feel it's our government, and its decisions are pretty much what we would have chosen if we were in charge. There’s an instinctive and often unconscious sense of shared purpose driving the people of a nation. This feeling becomes especially strong during war or the threat of war. Anyone who, during such a time, opposes their government’s orders experiences an inner conflict that's quite different from opposing a foreign government they might find themselves under. If they resist, it’s often with the hope that their government will eventually see things their way; in contrast, opposing a foreign government doesn’t usually come with that kind of hope. This group instinct, however it developed, is what makes a nation, and it’s why it’s important that the borders of nations align with the borders of states.
National sentiment is a fact, and should be taken account of by institutions. When it is ignored, it is intensified and becomes a source of strife. It can only be rendered harmless by being given free play, so long as it is not predatory. But it is not, in itself, a good or admirable feeling. There is nothing rational and nothing desirable in a limitation of sympathy which confines it to a fragment of the human race. Diversities of manners and customs and traditions are, on the whole, a good thing, since they enable different nations to produce different types of excellence. But in national feeling there is always latent or explicit an element of hostility to foreigners. National feeling, as we know it, could not exist in a nation which was wholly free from external pressure of a hostile kind.
National sentiment is real and should be considered by institutions. When it's ignored, it intensifies and leads to conflict. The only way to make it harmless is to allow it to express itself, as long as it isn’t aggressive. However, it’s not inherently a good or admirable emotion. There’s nothing rational or desirable about a limitation of empathy that restricts it to just a portion of humanity. The various customs and traditions among different nations are generally positive because they allow for a range of excellent outcomes. Yet, within national sentiment, there is often an underlying or overt hostility towards outsiders. National sentiment, as we know it, couldn’t exist in a nation that faced no external hostile pressures.
And group feeling produces a limited and often harmful kind of morality. Men come to identify the good with what serves the interests of their own group, and the bad with what works against those interests, even if it should happen to be in the interests of mankind as a whole. This group morality is very much in evidence during war, and is taken for granted in men's ordinary thought. Although almost all Englishmen consider the defeat of Germany desirable for the good of the world, yet nevertheless most of them honor a German for fighting for his country, because it has not occurred to them that his actions ought to be guided by a morality higher than that of the group.
And group loyalty creates a limited and often damaging type of morality. People begin to see what's good as what benefits their own group, and what's bad as anything that goes against those interests, even if it’s actually better for humanity overall. This group morality is particularly visible during times of war and is often assumed in people's everyday thinking. While almost all English people view Germany's defeat as good for the world, many still respect a German for fighting for his country, because it hasn’t crossed their minds that his actions should be guided by a morality that transcends group attachments.
A man does right, as a rule, to have his thoughts more occupied with the interests of his own nation than with those of others, because his actions are more likely to affect his own nation. But in time of war, and in all matters which are of equal concern to other nations and to his own, a man ought to take account of the universal welfare, and not allow his survey to be limited by the interest, or supposed interest, of his own group or nation.
A man should generally focus more on the interests of his own country than those of others since his actions are more likely to impact his own nation. However, in times of war, and in all matters that equally concern other nations and his own, a man should consider the overall well-being and not limit his perspective to the interests, or perceived interests, of his own group or nation.
So long as national feeling exists, it is very important that each nation should be self-governing as regards its internal affairs. Government can only be carried on by force and tyranny if its subjects view it with hostile eyes, and they will so view it if they feel that it belongs to an alien nation. This principle meets with difficulties in cases where men of different nations live side by side in the same area, as happens in some parts of the Balkans. There are also difficulties in regard to places which, for some geographical reason, are of great international importance, such as the Suez Canal and the Panama Canal. In such cases the purely local desires of the inhabitants may have to give way before larger interests. But in general, at any rate as applied to civilized communities, the principle that the boundaries of nations ought to coincide with the boundaries of states has very few exceptions.
As long as national feelings exist, it's crucial that each nation governs itself in terms of its internal affairs. A government can only function through force and oppression if its people view it with hostility, which they will do if they believe it belongs to a foreign nation. This principle faces challenges in situations where people from different nations live together in the same area, as seen in certain parts of the Balkans. There are also complications related to places that are critically important on an international scale, such as the Suez Canal and the Panama Canal, where the local wishes of residents might need to take a back seat to broader interests. However, in general, particularly regarding civilized communities, the idea that national boundaries should align with state boundaries has very few exceptions.
This principle, however, does not decide how the relations between states are to be regulated, or how a conflict of interests between rival states is to be decided. At present, every great state claims absolute sovereignty, not only in regard to its internal affairs but also in regard to its external actions. This claim to absolute sovereignty leads it into conflict with similar claims on the part of other great states. Such conflicts at present can only be decided by war or diplomacy, and diplomacy is in essence nothing but the threat of war. There is no more justification for the claim to absolute sovereignty on the part of a state than there would be for a similar claim on the part of an individual. The claim to absolute sovereignty is, in effect, a claim that all external affairs are to be regulated purely by force, and that when two nations or groups of nations are interested in a question, the decision shall depend solely upon which of them is, or is believed to be, the stronger. This is nothing but primitive anarchy, "the war of all against all," which Hobbes asserted to be the original state of mankind.
This principle, however, doesn't determine how the relationships between states should be managed or how to resolve conflicts of interest between competing states. Right now, every major state claims complete sovereignty, not just over its domestic affairs but also regarding its foreign actions. This assertion of absolute sovereignty causes conflicts with similar claims from other major states. Currently, such conflicts can only be settled through war or diplomacy, and diplomacy is essentially just a threat of war. There's no more justification for a state's claim to absolute sovereignty than there would be for a similar claim from an individual. The claim to absolute sovereignty is, in essence, a claim that all external matters should be handled solely through force, and that when two nations or groups of nations have a vested interest in an issue, the outcome will solely depend on which of them is, or is thought to be, the stronger. This is nothing more than primitive anarchy, "the war of all against all," which Hobbes claimed was the original state of humanity.
There cannot be secure peace in the world, or any decision of international questions according to international law, until states are willing to part with their absolute sovereignty as regards their external relations, and to leave the decision in such matters to some international instrument of government.[5] An international government will have to be legislative as well as judicial. It is not enough that there should be a Hague tribunal, deciding matters according to some already existing system of international law; it is necessary also that there should be a body capable of enacting international law, and this body will have to have the power of transferring territory from one state to another, when it is persuaded that adequate grounds exist for such a transference. Friends of peace will make a mistake if they unduly glorify the status quo. Some nations grow, while others dwindle; the population of an area may change its character by emigration and immigration. There is no good reason why states should resent changes in their boundaries under such conditions, and if no international authority has power to make changes of this kind, the temptations to war will sometimes become irresistible.
There can't be real peace in the world, or any resolution to international issues based on international law, until countries are willing to give up their absolute sovereignty over foreign relations and allow some international governing body to make those decisions. An international government will need to be both legislative and judicial. It's not enough to have a Hague tribunal making rulings based on an existing system of international law; there also needs to be a body that can create international law, and this body must have the authority to transfer territory from one country to another if it believes there are valid reasons for such a change. Peace advocates will make a mistake if they overly romanticize the status quo. Some nations expand, while others shrink; the population of a region can change through immigration and emigration. There's no justifiable reason for countries to oppose changes to their borders under these circumstances, and if there’s no international authority empowered to make such changes, the temptations to go to war may become overwhelming.
[5] For detailed scheme of international government see "International Government," by L. Woolf. Allen & Unwin.
[5] For a detailed plan of international government, see "International Government" by L. Woolf. Allen & Unwin.
The international authority ought to possess an army and navy, and these ought to be the only army and navy in existence. The only legitimate use of force is to diminish the total amount of force exercised in the world. So long as men are free to indulge their predatory instincts, some men or groups of men will take advantage of this freedom for oppression and robbery. Just as the police are necessary to prevent the use of force by private citizens, so an international police will be necessary to prevent the lawless use of force by separate states.
The international authority should have its own military and naval forces, and those should be the only ones allowed. The only rightful use of force is to reduce the overall amount of force in the world. As long as individuals can act on their aggressive instincts, some people or groups will exploit that freedom for oppression and theft. Just as local police are needed to stop private individuals from using force, an international police force will be essential to prevent unlawful use of force by individual countries.
But I think it is reasonable to hope that if ever an international government, possessed of the only army and navy in the world, came into existence, the need of force to enact obedience to its decisions would be very temporary. In a short time the benefits resulting from the substitution of law for anarchy would become so obvious that the international government would acquire an unquestioned authority, and no state would dream of rebelling against its decisions. As soon as this stage had been reached, the international army and navy would become unnecessary.
But I think it's fair to hope that if an international government, which has the only army and navy in the world, were to be established, the need for force to enforce its decisions would be very short-lived. Before long, the advantages of replacing chaos with law would become so clear that the international government would gain unquestioned authority, and no nation would even consider rebelling against its decisions. Once this stage is reached, the international army and navy would no longer be needed.
We have still a very long road to travel before we arrive at the establishment of an international authority, but it is not very difficult to foresee the steps by which this result will be gradually reached. There is likely to be a continual increase in the practice of submitting disputes to arbitration, and in the realization that the supposed conflicts of interest between different states are mainly illusory. Even where there is a real conflict of interest, it must in time become obvious that neither of the states concerned would suffer as much by giving way as by fighting. With the progress of inventions, war, when it does occur, is bound to become increasingly destructive. The civilized races of the world are faced with the alternative of coöperation or mutual destruction. The present war is making this alternative daily more evident. And it is difficult to believe that, when the enmities which it has generated have had time to cool, civilized men will deliberately choose to destroy civilization, rather than acquiesce in the abolition of war.
We still have a long way to go before we establish an international authority, but it's not hard to see the steps we will take to reach this goal gradually. There will likely be a steady increase in the practice of resolving disputes through arbitration and in recognizing that the supposed conflicts of interest between different countries are mostly illusory. Even when there is a genuine conflict of interest, it will become clear over time that neither country would suffer as much by compromising as they would by going to war. With advancements in technology, when war does happen, it will inevitably become more destructive. The civilized nations of the world are faced with the choice of cooperation or mutual destruction. The current war is making this choice increasingly clear. It's hard to believe that once the animosities it has caused have had time to fade, civilized people would intentionally choose to destroy civilization rather than agree to end war.
The matters in which the interests of nations are supposed to clash are mainly three: tariffs, which are a delusion; the exploitation of inferior races, which is a crime; pride of power and dominion, which is a schoolboy folly.
The issues where countries are thought to be at odds mainly involve three things: tariffs, which are misleading; the exploitation of marginalized groups, which is a moral wrongdoing; and the pride in power and control, which is childish foolishness.
The economic argument against tariffs is familiar, and I shall not repeat it. The only reason why it fails to carry conviction is the enmity between nations. Nobody proposes to set up a tariff between England and Scotland, or between Lancashire and Yorkshire. Yet the arguments by which tariffs between nations are supported might be used just as well to defend tariffs between counties. Universal free trade would indubitably be of economic benefit to mankind, and would be adopted to-morrow if it were not for the hatred and suspicion which nations feel one toward another. From the point of view of preserving the peace of the world, free trade between the different civilized states is not so important as the open door in their dependencies. The desire for exclusive markets is one of the most potent causes of war.
The economic case against tariffs is well-known, and I won't go over it again. The only reason it doesn't convince everyone is the animosity between nations. No one would suggest putting a tariff between England and Scotland, or between Lancashire and Yorkshire. Yet the arguments used to justify tariffs between countries could just as easily be applied to defend tariffs between counties. Universal free trade would definitely benefit humanity and would be implemented tomorrow if it weren't for the hatred and distrust that nations have for each other. From the perspective of maintaining global peace, free trade among different civilized nations is not as critical as having an open market in their territories. The drive for exclusive markets is one of the strongest triggers for war.
Exploiting what are called "inferior races" has become one of the main objects of European statecraft. It is not only, or primarily, trade that is desired, but opportunities for investment; finance is more concerned in the matter than industry. Rival diplomatists are very often the servants, conscious or unconscious, of rival groups of financiers. The financiers, though themselves of no particular nation, understand the art of appealing to national prejudice, and of inducing the taxpayer to incur expenditure of which they reap the benefit. The evils which they produce at home, and the devastation that they spread among the races whom they exploit, are part of the price which the world has to pay for its acquiescence in the capitalist régime.
Exploiting what are known as "inferior races" has become one of the main goals of European statecraft. It's not only, or mainly, trade that's desired, but also opportunities for investment; finance plays a bigger role in this than industry does. Rival diplomats often act as the conscious or unconscious agents of competing groups of financiers. These financiers, who don’t belong to any specific nation, know how to tap into national prejudices and persuade taxpayers to spend money from which they benefit. The problems they create at home and the damage they cause among the races they exploit are part of the cost the world has to pay for accepting the capitalist system.
But neither tariffs nor financiers would be able to cause serious trouble, if it were not for the sentiment of national pride. National pride might be on the whole beneficent, if it took the direction of emulation in the things that are important to civilization. If we prided ourselves upon our poets, our men of science, or the justice and humanity of our social system, we might find in national pride a stimulus to useful endeavors. But such matters play a very small part. National pride, as it exists now, is almost exclusively concerned with power and dominion, with the extent of territory that a nation owns, and with its capacity for enforcing its will against the opposition of other nations. In this it is reinforced by group morality. To nine citizens out of ten it seems self-evident, whenever the will of their own nation clashes with that of another, that their own nation must be in the right. Even if it were not in the right on the particular issue, yet it stands in general for so much nobler ideals than those represented by the other nation to the dispute, that any increase in its power is bound to be for the good of mankind. Since all nations equally believe this of themselves, all are equally ready to insist upon the victory of their own side in any dispute in which they believe that they have a good hope of victory. While this temper persists, the hope of international coöperation must remain dim.
But neither tariffs nor financiers could really cause serious trouble if it weren't for national pride. National pride could actually be beneficial if it inspired us to strive for things that truly matter to society. If we took pride in our poets, scientists, or the fairness and compassion of our social system, we might find national pride motivating us to do good things. Unfortunately, these aspects play a very minor role. As it stands, national pride is mostly focused on power and control, on how much land a nation possesses, and its ability to impose its will against other nations. This is backed by group morality. For nine out of ten citizens, it seems obvious that whenever their nation's interests clash with another's, their nation must be in the right. Even if it isn't right on a specific issue, it represents much nobler ideals than those of the opposing nation, so any increase in its power must be good for humanity. Since all nations believe this about themselves, they're all equally eager to push for their own side's victory in any conflict where they think they have a good chance of winning. As long as this mindset prevails, the hope for international cooperation will remain weak.
If men could divest themselves of the sentiment of rivalry and hostility between different nations, they would perceive that the matters in which the interests of different nations coincide immeasurably outweigh those in which they clash; they would perceive, to begin with, that trade is not to be compared to warfare; that the man who sells you goods is not doing you an injury. No one considers that the butcher and the baker are his enemies because they drain him of money. Yet as soon as goods come from a foreign country, we are asked to believe that we suffer a terrible injury in purchasing them. No one remembers that it is by means of goods exported that we purchase them. But in the country to which we export, it is the goods we send which are thought dangerous, and the goods we buy are forgotten. The whole conception of trade, which has been forced upon us by manufacturers who dreaded foreign competition, by trusts which desired to secure monopolies, and by economists poisoned by the virus of nationalism, is totally and absolutely false. Trade results simply from division of labor. A man cannot himself make all the goods of which he has need, and therefore he must exchange his produce with that of other people. What applies to the individual, applies in exactly the same way to the nation. There is no reason to desire that a nation should itself produce all the goods of which it has need; it is better that it should specialize upon those goods which it can produce to most advantage, and should exchange its surplus with the surplus of other goods produced by other countries. There is no use in sending goods out of the country except in order to get other goods in return. A butcher who is always willing to part with his meat but not willing to take bread from the baker, or boots from the bootmaker, or clothes from the tailor, would soon find himself in a sorry plight. Yet he would be no more foolish than the protectionist who desires that we should send goods abroad without receiving payment in the shape of goods imported from abroad.
If people could let go of the feelings of rivalry and hostility between different countries, they would realize that the areas where different nations' interests align far outweigh the areas where they conflict. They would see, first of all, that trade is not at all comparable to warfare; the person selling you goods is not doing you harm. Nobody thinks of the butcher and the baker as enemies just because they take his money. Yet, as soon as products come from another country, we are led to believe we're somehow harmed by buying them. People forget that it's through exported goods that we can pay for what we import. But in the countries we export to, it’s the items we send that are viewed as a threat, while the items we buy are overlooked. The entire idea of trade, pushed on us by manufacturers who feared foreign competition, by trusts seeking monopolies, and by economists tainted by nationalist ideas, is completely and utterly wrong. Trade simply arises from the division of labor. A person cannot make all the things they need, so they must trade their products for those made by others. What holds true for an individual also applies to a nation. There's no reason for a country to produce everything it needs; it's better for it to focus on producing what it can do best and to exchange its surplus for what other countries produce. There's no point in sending goods out of the country unless it's to receive something in return. A butcher who is always happy to give away his meat but refuses to take bread from the baker, or shoes from the shoemaker, or clothes from the tailor, would soon find himself in trouble. Yet he wouldn’t be any more foolish than a protectionist who thinks we should send goods abroad without getting any imports back in return.
The wage system has made people believe that what a man needs is work. This, of course, is absurd. What he needs is the goods produced by work, and the less work involved in making a given amount of goods, the better. But owing to our economic system, every economy in methods of production enables employers to dismiss some of their employees, and to cause destitution, where a better system would produce only an increase of wages or a diminution in the hours of work without any corresponding diminution of wages.
The wage system has led people to think that what a person really needs is a job. This is obviously ridiculous. What people actually need is the products created by work, and the less work it takes to produce those products, the better. However, because of our economic system, every improvement in production methods allows employers to let go of some workers, resulting in poverty, while a better system would only lead to higher wages or shorter hours without lowering wages at all.
Our economic system is topsyturvy. It makes the interest of the individual conflict with the interest of the community in a thousand ways in which no such conflict ought to exist. Under a better system the benefits of free trade and the evils of tariffs would be obvious to all.
Our economic system is upside down. It creates conflicts between individual interests and community interests in countless ways that shouldn't exist. In a better system, the advantages of free trade and the drawbacks of tariffs would be clear to everyone.
Apart from trade, the interests of nations coincide in all that makes what we call civilization. Inventions and discoveries bring benefit to all. The progress of science is a matter of equal concern to the whole civilized world. Whether a man of science is an Englishman, a Frenchman, or a German is a matter of no real importance. His discoveries are open to all, and nothing but intelligence is required in order to profit by them. The whole world of art and literature and learning is international; what is done in one country is not done for that country, but for mankind. If we ask ourselves what are the things that raise mankind above the brutes, what are the things that make us think the human race more valuable than any species of animals, we shall find that none of them are things in which any one nation can have exclusive property, but all are things in which the whole world can share. Those who have any care for these things, those who wish to see mankind fruitful in the work which men alone can do, will take little account of national boundaries, and have little care to what state a man happens to owe allegiance.
Aside from trade, the interests of nations align in everything that defines what we call civilization. Innovations and discoveries benefit everyone. The advancement of science is a shared concern for the entire civilized world. Whether a scientist is British, French, or German doesn’t really matter. Their discoveries are available to everyone, and all it takes to benefit from them is intelligence. The entire realm of art, literature, and learning is international; what happens in one country isn’t just for that country, but for all humanity. If we consider what elevates humanity above animals and what makes us believe the human race is more valuable than any animal species, we’ll realize that none of these things can be owned by any one nation. Instead, they are all things the whole world can enjoy. Those who care about these matters and wish to see humanity thrive in endeavors unique to people will hardly regard national borders and will have little concern about which country a person belongs to.
The importance of international coöperation outside the sphere of politics has been brought home to me by my own experience. Until lately I was engaged in teaching a new science which few men in the world were able to teach. My own work in this science was based chiefly upon the work of a German and an Italian. My pupils came from all over the civilized world: France, Germany, Austria, Russia, Greece, Japan, China, India, and America. None of us was conscious of any sense of national divisions. We felt ourselves an outpost of civilization, building a new road into the virgin forest of the unknown. All coöperated in the common task, and in the interest of such a work the political enmities of nations seemed trivial, temporary, and futile.
The significance of international cooperation beyond politics has become clear to me through my own experiences. Until recently, I was focused on teaching a new science that very few people around the world could teach. My work in this field was largely based on the contributions of a German and an Italian. My students came from all over the civilized world: France, Germany, Austria, Russia, Greece, Japan, China, India, and America. None of us felt any sense of national divisions. We saw ourselves as an outpost of civilization, forging a new path into the uncharted territory of the unknown. Everyone collaborated on the shared mission, and against the backdrop of such work, the political rivalries of nations appeared small, temporary, and pointless.
But it is not only in the somewhat rarefied atmosphere of abstruse science that international coöperation is vital to the progress of civilization. All our economic problems, all the questions of securing the rights of labor, all the hopes of freedom at home and humanity abroad, rest upon the creation of international good-will.
But it's not just in the specialized world of complex science that international cooperation is essential for the advancement of civilization. All our economic issues, all the questions around protecting workers' rights, and all the hopes for freedom at home and for humanity overseas depend on fostering international goodwill.
So long as hatred, suspicion, and fear dominate the feelings of men toward each other, so long we cannot hope to escape from the tyranny of violence and brute force. Men must learn to be conscious of the common interests of mankind in which all are at one, rather than of those supposed interests in which the nations are divided. It is not necessary, or even desirable, to obliterate the differences of manners and custom and tradition between different nations. These differences enable each nation to make its own distinctive contribution to the sum total of the world's civilization.
As long as hatred, suspicion, and fear control how people feel about each other, we can’t expect to break free from the oppression of violence and brute force. People need to recognize the shared interests of humanity that unite us all, instead of focusing on the supposed interests that divide nations. It isn’t necessary, or even a good idea, to erase the differences in customs and traditions across various nations. These differences allow each nation to bring its unique contribution to the overall civilization of the world.
What is to be desired is not cosmopolitanism, not the absence of all national characteristics that one associates with couriers, wagon-lit attendants, and others, who have had everything distinctive obliterated by multiple and trivial contacts with men of every civilized country. Such cosmopolitanism is the result of loss, not gain. The international spirit which we should wish to see produced will be something added to love of country, not something taken away. Just as patriotism does not prevent a man from feeling family affection, so the international spirit ought not to prevent a man from feeling affection for his own country. But it will somewhat alter the character of that affection. The things which he will desire for his own country will no longer be things which can only be acquired at the expense of others, but rather those things in which the excellence of any one country is to the advantage of all the world. He will wish his own country to be great in the arts of peace, to be eminent in thought and science, to be magnanimous and just and generous. He will wish it to help mankind on the way toward that better world of liberty and international concord which must be realized if any happiness is to be left to man. He will not desire for his country the passing triumphs of a narrow possessiveness, but rather the enduring triumph of having helped to embody in human affairs something of that spirit of brotherhood which Christ taught and which the Christian churches have forgotten. He will see that this spirit embodies not only the highest morality, but also the truest wisdom, and the only road by which the nations, torn and bleeding with the wounds which scientific madness has inflicted, can emerge into a life where growth is possible and joy is not banished at the frenzied call of unreal and fictitious duties. Deeds inspired by hate are not duties, whatever pain and self-sacrifice they may involve. Life and hope for the world are to be found only in the deeds of love.
What we should aim for isn't cosmopolitanism, nor is it the complete absence of national traits that people associate with couriers, wagon-lit attendants, and others who've lost all uniqueness through countless trivial encounters with individuals from every civilized nation. Such cosmopolitanism reflects a loss, not a gain. The international spirit we should aspire to create will be an addition to our love for our country, not a subtraction. Just as patriotism doesn't stop someone from feeling family love, the international spirit shouldn't prevent someone from having affection for their own country. However, it will change the nature of that affection. What he will want for his country will no longer be things that can only be gained at the expense of others, but rather those things where the excellence of one country benefits the whole world. He will want his country to excel in the arts of peace, to be recognized in thought and science, to be generous, noble, and just. He will want it to assist humanity in moving toward that better world of freedom and international harmony that must be achieved if any happiness is to remain for humankind. He won’t seek for his country the fleeting victories of narrow selfishness, but rather the lasting triumph of having contributed to human affairs with a spirit of brotherhood that Christ taught and which Christian churches have forgotten. He will recognize that this spirit embodies not only the highest morality but also the truest wisdom, and it is the only path through which nations, torn and bleeding from the wounds inflicted by scientific insanity, can emerge into a life where growth is possible and joy isn't banished by the frantic demands of unrealistic and fictitious duties. Actions motivated by hate are not true duties, no matter what pain and sacrifice they may entail. Life and hope for the world can only be found in acts of love.
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