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AESTHETICAL AND PHILOSOPHICAL ESSAYS
by Frederick Schiller
INTRODUCTION.
The special subject of the greater part of the letters and essays of Schiller contained in this volume is Aesthetics; and before passing to any remarks on his treatment of the subject it will be useful to offer a few observations on the nature of this topic, and on its treatment by the philosophical spirit of different ages.
The main focus of most of the letters and essays by Schiller in this volume is Aesthetics. Before discussing his approach to the topic, it’s helpful to make a few observations on what this subject is and how it has been treated by the philosophical mindset of various eras.
First, then, aesthetics has for its object the vast realm of the beautiful, and it may be most adequately defined as the philosophy of art or of the fine arts. To some the definition may seem arbitrary, as excluding the beautiful in nature; but it will cease to appear so if it is remarked that the beauty which is the work of art is higher than natural beauty, because it is the offspring of the mind. Moreover, if, in conformity with a certain school of modern philosophy, the mind be viewed as the true being, including all in itself, it must be admitted that beauty is only truly beautiful when it shares in the nature of mind, and is mind's offspring.
First, aesthetics focuses on the vast area of beauty and can best be defined as the philosophy of art or fine arts. Some might find this definition limiting because it seems to exclude beauty found in nature; however, this perspective changes when we consider that the beauty created by art is higher than natural beauty since it comes from the mind. Additionally, if we follow a certain trend in modern philosophy that sees the mind as the true essence of existence, encompassing everything within it, then we must agree that beauty is only genuinely beautiful when it reflects the nature of the mind and is a product of the mind.
Viewed in this light, the beauty of nature is only a reflection of the beauty of the mind, only an imperfect beauty, which as to its essence is included in that of the mind. Nor has it ever entered into the mind of any thinker to develop the beautiful in natural objects, so as to convert it into a science and a system. The field of natural beauty is too uncertain and too fluctuating for this purpose. Moreover, the relation of beauty in nature and beauty in art forms a part of the science of aesthetics, and finds again its proper place.
Seen this way, the beauty of nature is just a reflection of the beauty of the mind—it's an imperfect version that, at its core, is part of the mind's beauty. No thinker has ever thought to systematize the beauty found in natural objects to turn it into a science. The realm of natural beauty is too unpredictable and variable for that to work. Besides, the connection between beauty in nature and beauty in art is part of the field of aesthetics, giving it a rightful place there.
But it may be urged that art is not worthy of a scientific treatment. Art is no doubt an ornament of our life and a charm to the fancy; but has it a more serious side? When compared with the absorbing necessities of human existence, it might seem a luxury, a superfluity, calculated to enfeeble the heart by the assiduous worship of beauty, and thus to be actually prejudicial to the true interest of practical life. This view seems to be largely countenanced by a dominant party in modern times, and practical men, as they are styled, are only too ready to take this superficial view of the office of art.
But some might argue that art doesn't deserve a scientific approach. Art is certainly a beautiful addition to our lives and a delight for the imagination; but does it have a more serious aspect? When we compare it to the essential needs of human life, it might come off as a luxury or an extra—something that could weaken our hearts through an excessive focus on beauty, and therefore could be harmful to the true interests of practical living. This perspective seems to be widely supported by a dominant group in today's society, and what are referred to as practical individuals are all too eager to adopt this shallow view of art's purpose.
Many have indeed undertaken to defend art on this score, and to show that, far from being a mere luxury, it has serious and solid advantages. It has been even apparently exaggerated in this respect, and represented as a kind of mediator between reason and sense, between inclination and duty, having as its mission the work of reconciling the conflicting elements in the human heart. A strong trace of this view will be found in Schiller, especially in all that he says about the play-instinct in his "Aesthetical Letters."
Many have indeed tried to defend art on this point, showing that, far from being just a luxury, it offers serious and concrete benefits. This has even been somewhat exaggerated in this regard, with art being portrayed as a sort of mediator between reason and emotion, between desire and responsibility, tasked with reconciling the conflicting elements within the human heart. A strong expression of this perspective can be found in Schiller, particularly in everything he discusses about the play instinct in his "Aesthetical Letters."
Nevertheless, art is worthy of science; aesthetics is a true science, and the office of art is as high as that assigned to it in the pages of Schiller. We admit that art viewed only as an ornament and a charm is no longer free, but a slave. But this is a perversion of its proper end. Science has to be considered as free in its aim and in its means, and it is only free when liberated from all other considerations; it rises up to truth, which is its only real object, and can alone fully satisfy it. Art in like manner is alone truly art when it is free and independent, when it solves the problem of its high destination—that problem whether it has to be placed beside religion and philosophy as being nothing else than a particular mode or a special form of revealing God to consciousness, and of expressing the deepest interests of human nature and the widest truths of the human mind.
Nonetheless, art deserves the same respect as science; aesthetics is a legitimate science, and the role of art is just as significant as it is in the works of Schiller. We acknowledge that when art is only seen as decoration or allure, it loses its freedom and becomes a servant. However, this is a distortion of its true purpose. Science must be viewed as free in its goals and methods, and it is only free when it is unencumbered by other considerations; it aspires to truth, which is its only genuine goal and can truly fulfill it. Similarly, art is only genuinely art when it is free and autonomous, when it addresses the challenge of its elevated purpose—whether it should stand alongside religion and philosophy as a unique way or a specific form of revealing the divine to awareness, and of expressing the deepest concerns of human nature and the broadest truths of the human mind.
For it is in their works of art that the nations have imprinted their favorite thoughts and their richest intuitions, and not unfrequently the fine arts are the only means by which we can penetrate into the secrets of their wisdom and the mysteries of their religion.
For it’s in their artworks that nations have expressed their favorite ideas and deepest insights, and often the fine arts are the only way for us to uncover the secrets of their wisdom and the mysteries of their faith.
It is made a reproach to art that it produces its effects by appearance and illusion; but can it be established that appearance is objectionable? The phenomena of nature and the acts of human life are nothing more than appearances, and are yet looked upon as constituting a true reality; for this reality must be sought for beyond the objects perceived immediately by the sense, the substance and speech and principle underlying all things manifesting itself in time and space through these real existences, but preserving its absolute existence in itself. Now, the very special object and aim of art is to represent the action and development of this universal force. In nature this force or principle appears confounded with particular interests and transitory circumstances, mixed up with what is arbitrary in the passions and in individual wills. Art sets the truth free from the illusory and mendacious forms of this coarse, imperfect world, and clothes it in a nobler, purer form created by the mind itself. Thus the forms of art, far from being mere appearances, perfectly illusory, contain more reality and truth than the phenomenal existences of the real world. The world of art is truer than that of history or nature.
People often criticize art for relying on appearance and illusion, but is it really fair to say that appearance is bad? The phenomena of nature and human actions are just appearances, yet they are considered to represent true reality. This reality exists beyond what we perceive through our senses; it’s the substance, speech, and principle underlying everything, manifesting in time and space through tangible existences while still maintaining its absolute existence. The unique purpose of art is to capture the action and evolution of this universal force. In nature, this force or principle often mixes with specific interests and temporary situations, intertwined with the arbitrary nature of passions and individual wills. Art liberates truth from the deceptive and crude forms of this flawed world and presents it in a nobler, purer form created by the mind. Therefore, the forms of art are not just mere illusions; they encompass more reality and truth than the superficial aspects of the physical world. The realm of art is more authentic than that of history or nature.
Nor is this all: the representations of art are more expressive and transparent than the phenomena of the real world or the events of history. The mind finds it harder to pierce through the hard envelop of nature and common life than to penetrate into works of art.
Nor is this all: the representations of art are more expressive and transparent than the phenomena of the real world or the events of history. The mind finds it harder to break through the tough outer layer of nature and everyday life than to dive into works of art.
Two more reflections appear completely to meet the objection that art or aesthetics is not entitled to the name of science.
Two more reflections seem to fully address the objection that art or aesthetics shouldn’t be considered a science.
It will be generally admitted that the mind of man has the power of considering itself, of making itself its own object and all that issues from its activity; for thought constitutes the essence of the mind. Now art and its work, as creations of the mind, are themselves of a spiritual nature. In this respect art is much nearer to the mind than nature. In studying the works of art the mind has to do with itself, with what proceeds from itself, and is itself.
It is generally accepted that the human mind has the ability to reflect on itself, to make itself its own focus, and to generate everything that comes from its activity, since thought is the essence of the mind. Art and its creations, being products of the mind, are inherently spiritual. In this way, art is much closer to the mind than nature is. When studying works of art, the mind engages with itself, with what originates from itself, and with its own essence.
Thus art finds its highest confirmation in science.
Thus, art finds its greatest validation in science.
Nor does art refuse a philosophical treatment because it is dependent on caprice, and subject to no law. If its highest aim be to reveal to the human consciousness the highest interest of the mind, it is evident that the substance or contents of the representations are not given up to the control of a wild and irregular imagination. It is strictly determined by the ideas that concern our intelligence and by the laws of their development, whatever may be the inexhaustible variety of forms in which they are produced. Nor are these forms arbitrary, for every form is not fitted to express every idea. The form is determined by the substance which it has to suit.
Art doesn’t shy away from philosophical analysis just because it relies on whim and isn’t governed by strict rules. If its main goal is to show human consciousness the most important interests of the mind, it’s clear that the content of its representations isn’t left to a chaotic and unpredictable imagination. It’s carefully shaped by the ideas that engage our intellect and by the principles of their development, no matter the endless variety of forms in which they appear. These forms aren't random either; not every form can express every idea. The form must fit the substance it aims to represent.
A further consideration of the true nature of beauty, and therefore of the vocation of the artist, will aid us still more in our endeavor to show the high dignity of art and of aesthetics. The history of philosophy presents us with many theories on the nature of the beautiful; but as it would lead us too far to examine them all, we shall only consider the most important among them. The coarsest of these theories defines the beautiful as that which pleases the senses. This theory, issuing from the philosophy of sensation of the school of Locke and Condillac, only explains the idea and the feeling of the beautiful by disfiguring it. It is entirely contradicted by facts. For it converts it into desire, but desire is egotistical and insatiable, while admiration is respectful, and is its own satisfaction without seeking possession.
A deeper look into the true nature of beauty, and therefore the role of the artist, will help us even more in our effort to highlight the high value of art and aesthetics. The history of philosophy offers many theories on what beauty is; however, since exploring them all would take us too far, we will only focus on the most significant ones. The simplest of these theories defines beauty as what pleases the senses. This idea, rooted in the philosophy of sensation from the school of Locke and Condillac, distorts the concept and feeling of beauty. It is entirely contradicted by reality. It turns beauty into mere desire, but desire is self-centered and unquenchable, whereas admiration is respectful and finds satisfaction in itself without needing to possess anything.
Others have thought the beautiful consists in proportion, and no doubt this is one of the conditions of beauty, but only one. An ill-proportioned object cannot be beautiful, but the exact correspondence of parts, as in geometrical figures, does not constitute beauty.
Others have believed that beauty lies in proportion, and while this is definitely one aspect of beauty, it's only one. A poorly proportioned object can't be beautiful, but having perfectly matched parts, like in geometric shapes, doesn't make something beautiful either.
A noted ancient theory makes beauty consist in the perfect suitableness of means to their end. In this case the beautiful is not the useful, it is the suitable; and the latter idea is more akin to that of beauty. But it has not the true character of the beautiful. Again, order is a less mathematical idea than proportion, but it does not explain what is free and flowing in certain beauties.
A well-known ancient theory suggests that beauty lies in the perfect match between means and their purpose. In this view, what is beautiful isn’t necessarily useful, but rather suitable; and this idea is closer to beauty. However, it doesn’t capture the true essence of what is beautiful. Additionally, order is a less mathematical concept than proportion, but it doesn't clarify what is free and fluid in some forms of beauty.
The most plausible theory of beauty is that which makes it consist in two contrary and equally necessary elements—unity and variety. A beautiful flower has all the elements we have named; it has unity, symmetry, and variety of shades of color. There is no beauty without life, and life is movement, diversity. These elements are found in beautiful and also in sublime objects. A beautiful object is complete, finished, limited with symmetrical parts. A sublime object whose forms, though not out of proportion, are less determined, ever awakens in us the feeling of the infinite. In objects of sense all qualities that can produce the feeling of the beautiful come under one class called physical beauty. But above and beyond this in the region of mind we have first intellectual beauty, including the laws that govern intelligence and the creative genius of the artist, the poet, and the philosopher. Again, the moral world has beauty in its ideas of liberty, of virtue, of devotion, the justice of Aristides, the heroism of Leonidas.
The most convincing theory of beauty is that it consists of two opposing yet equally essential elements—unity and variety. A beautiful flower includes all these aspects; it has unity, symmetry, and a range of color shades. There can’t be beauty without life, and life is about movement and diversity. These elements appear in both beautiful and sublime objects. A beautiful object is whole, complete, and defined by symmetrical parts. A sublime object, though not disproportionate, has forms that are less defined, and it always stirs feelings of the infinite within us. In sensory objects, all qualities that can evoke feelings of beauty fall into a category known as physical beauty. But beyond that, in the realm of the mind, we also find intellectual beauty, which encompasses the laws of intelligence and the creative genius of artists, poets, and philosophers. Furthermore, the moral realm has beauty in concepts like liberty, virtue, devotion, Aristides’ justice, and Leonidas’ heroism.
We have now ascertained that there is beauty and sublimity in nature, in ideas, in feelings, and in actions. After all this it might be supposed that a unity could be found amidst these different kinds of beauty. The sight of a statue, as the Apollo of Belvedere, of a man, of Socrates expiring, are adduced as producing impressions of the beautiful; but the form cannot be a form by itself, it must be the form of something. Physical beauty is the sign of an interior beauty, a spiritual and moral beauty which is the basis, the principle, and the unity of the beautiful.
We have now determined that there is beauty and grandeur in nature, ideas, feelings, and actions. After all this, one might think there could be a unity among these different types of beauty. The sight of a statue, like the Apollo of Belvedere or a depiction of Socrates dying, is presented as creating impressions of beauty; however, form cannot exist on its own; it must be the form of something. Physical beauty is a sign of inner beauty, a spiritual and moral beauty that is the foundation, the principle, and the unity of beauty.
Physical beauty is an envelop to intellectual and to moral beauty.
Physical beauty is an envelope for intellectual and moral beauty.
Intellectual beauty, the splendor of the true, can only have for principle that of all truth.
Intellectual beauty, the brilliance of the true, can only be based on the principle of all truth.
Moral beauty comprehends two distinct elements, equally beautiful, justice and charity. Thus God is the principle of the three orders of beauty, physical, intellectual, and moral. He also construes the two great powers distributed over the three orders, the beautiful and the sublime. God is beauty par excellence; He is therefore perfectly beautiful; He is equally sublime. He is to us the type and sense of the two great forms of beauty. In short, the Absolute Being as absolute unity and absolute variety is necessarily the ultimate principle, the extreme basis, the finished ideal of all beauty. This was the marvellous beauty which Diotimus had seen, and which is described in the Banquet of Socrates.
Moral beauty consists of two different elements, both equally beautiful: justice and charity. Therefore, God is the foundation of the three kinds of beauty: physical, intellectual, and moral. He also embodies the two great forces represented across these three types, the beautiful and the sublime. God is the ultimate beauty; He is perfectly beautiful and equally sublime. He serves as the model and embodiment of these two essential forms of beauty. In summary, the Absolute Being, as complete unity and complete variety, is necessarily the ultimate principle, the foundational basis, and the perfect ideal of all beauty. This was the extraordinary beauty that Diotimus witnessed and is described in the Banquet of Socrates.
It is our purpose after the previous discussion to attempt to elucidate still further the idea of art by following its historic development.
Our goal, following the earlier discussion, is to further clarify the concept of art by tracing its historical development.
Many questions bearing on art and relating to the beautiful had been propounded before, even as far back as Plotinus, Plato, and Socrates, but recent times have been the real cradle of aesthetics as a science. Modern philosophy was the first to recognize that beauty in art is one of the means by which the contradictions can be removed between mind considered in its abstract and absolute existence and nature constituting the world of sense, bringing back these two factors to unity.
Many questions about art and beauty had been raised long ago, dating back to Plotinus, Plato, and Socrates, but recent times have truly been the birthplace of aesthetics as a science. Modern philosophy was the first to understand that beauty in art is one of the ways to resolve the contradictions between the mind seen in its abstract and absolute existence and nature, which makes up the world of the senses, bringing these two aspects back into unity.
Kant was the first who felt the want of this union and expressed it, but without determining its conditions or expressing it scientifically. He was impeded in his efforts to effect this union by the opposition between the subjective and the objective, by his placing practical reason above theoretical reason, and he set up the opposition found in the moral sphere as the highest principle of morality. Reduced to this difficulty, all that Kant could do was to express the union under the form of the subjective ideas of reason, or as postulates to be deduced from the practical reason, without their essential character being known, and representing their realization as nothing more than a simple you ought, or imperative "Du sollst."
Kant was the first to recognize the need for this connection and to articulate it, but he did so without clarifying its conditions or expressing it in a scientific way. His attempts to create this union were hindered by the conflict between the subjective and the objective, as well as his belief that practical reason should take precedence over theoretical reason. He established the conflict found in the moral realm as the highest principle of morality. Faced with this challenge, all Kant could do was to frame the union in terms of subjective ideas of reason, or as postulates derived from practical reason, without knowing their essential nature, and to portray their realization as nothing more than a simple "you ought to," or the imperative "Du sollst."
In his teleological judgment applied to living beings, Kant comes, on the contrary, to consider the living organism in such wise that, the general including the particular, and determining it as an end, consequently the idea also determines the external, the compound of the organs, not by an act springing from without but issuing from within. In this way the end and the means, the interior and exterior, the general and particular, are confounded in unity. But this judgment only expresses a subjective act of reflection, and does not throw any light on the object in itself. Kant has the same view of the aesthetic judgment. According to him the judgment does not proceed either from reason, as the faculty of general ideas, or from sensuous perception, but from the free play of the reason and of the imagination. In this analysis of the cognitive faculty, the object only exists relatively to the subject and to the feeling of pleasure or the enjoyment that it experiences.
In his teleological judgment about living beings, Kant instead views the living organism in a way that the general includes the particular, designating it as an end. As a result, this idea also influences the external aspects, the combination of organs, not by an external act but by one coming from within. In this manner, the end and the means, the internal and external, the general and particular, merge in unity. However, this judgment merely represents a subjective act of reflection and does not shed any light on the object itself. Kant holds a similar perspective on aesthetic judgment. He argues that this judgment does not arise from reason, as the faculty of general ideas, nor from sensory perception, but from the free interplay of reason and imagination. In this analysis of the cognitive faculty, the object exists only in relation to the subject and to the feeling of pleasure or enjoyment that it provides.
The characteristics of the beautiful are, according to Kant:—
The traits of beauty, according to Kant, are:—
1. The pleasure it procures is free from interest.
1. The pleasure it brings is not driven by self-interest.
2. Beauty appears to us as an object of general enjoyment, without awakening in us the consciousness of an abstract idea and of a category of reason to which we might refer our judgment.
2. Beauty seems to us as something we all enjoy, without sparking the awareness of an abstract idea or a logical category to which we might connect our judgment.
3. Beauty ought to embrace in itself the relation of conformity to its end, but in such a way that this conformity may be grasped without the idea of the end being offered to our mind.
3. Beauty should include the relationship of fitting into its purpose, but in a way that we can understand this fit without the purpose being explicitly presented to us.
4. Though it be not accompanied by an abstract idea, beauty ought to be acknowledged as the object of a necessary enjoyment.
4. Even if it isn't linked to an abstract idea, beauty should be recognized as something we enjoy and need.
A special feature of all this system is the indissoluble unity of what is supposed to be separated in consciousness. This distinction disappears in the beautiful, because in it the general and the particular, the end and the means, the idea and the object, mentally penetrate each other completely. The particular in itself, whether it be opposed to itself or to what is general, is something accidental. But here what may be considered as an accidental form is so intimately connected with the general that it is confounded and identified with it. By this means the beautiful in art presents thought to us as incarnate. On the other hand, matter, nature, the sensuous as themselves possessing measure, end, and harmony, are raised to the dignity of spirit and share in its general character. Thought not only abandons its hostility against nature, but smiles in her. Sensation and enjoyment are justified and sanctified, so that nature and liberty, sense and ideas, find their justification and their sanctification in this union. Nevertheless this reconciliation, though seemingly perfect, is stricken with the character of subjectiveness. It cannot constitute the absolutely true and real.
A key feature of this system is the inseparable unity of what seems to be separate in our minds. This distinction fades away in beauty, because it allows the general and the specific, the goal and the means, the idea and the object, to completely blend into one another. The specific on its own, whether it stands against itself or against the general, is something temporary. However, what might be seen as a temporary form is so closely linked to the general that they become confused and identified with each other. This way, beauty in art presents thought as embodied. On the other hand, matter, nature, and our senses, which all have measure, purpose, and harmony, are elevated to the level of spirit and share in its overall nature. Thought not only stops opposing nature but also embraces it. Sensation and enjoyment are validated and made sacred, so that nature and freedom, senses and ideas, find their meaning and their sanctity in this union. Yet, this reconciliation, even though it seems flawless, carries a subjective quality. It cannot represent what is absolutely true and real.
Such is an outline of the principal results of Kant's criticism, and Hegel passes high praise on the profoundly philosophic mind of Schiller, who demanded the union and reconciliation of the two principles, and who tried to give a scientific explanation of it before the problem had been solved by philosophy. In his "Letters on Aesthetic Education," Schiller admits that man carries in himself the germ of the ideal man which is realized and represented by the state. There are two ways for the individual man to approach the ideal man; first, when the state, considered as morality, justice, and general reason, absorbs the individualities in its unity; secondly, when the individual rises to the ideal of his species by the perfecting of himself. Reason demands unity, conformity to the species; nature, on the other hand, demands plurality and individuality; and man is at once solicited by two contrary laws. In this conflict, aesthetic education must come in to effect the reconciliation of the two principles; for, according to Schiller, it has as its end to fashion and polish the inclinations and passions so that they may become reasonable, and that, on the other hand, reason and freedom may issue from their abstract character, may unite with nature, may spiritualize it, become incarnate, and take a body in it. Beauty is thus given as the simultaneous development of the rational and of the sensuous, fused together, and interpenetrated one by the other, an union that constitutes in fact true reality.
This outlines the main results of Kant's criticism, and Hegel gives high praise to the deeply philosophical mind of Schiller, who called for the union and reconciliation of the two principles and sought to provide a scientific explanation for it before philosophy had resolved the issue. In his "Letters on Aesthetic Education," Schiller acknowledges that within each person lies the seed of the ideal human, which is realized and represented by the state. There are two ways for an individual to approach the ideal human: first, when the state—viewed as morality, justice, and universal reason—integrates individual identities into its unity; second, when the individual elevates themselves to the ideal of their species through self-improvement. Reason seeks unity and conformity to the species, while nature demands diversity and individuality, creating a tug-of-war between two opposing laws. In this struggle, aesthetic education must come in to reconcile these two principles; as Schiller suggests, its purpose is to shape and refine inclinations and passions so they become reasonable, while also allowing reason and freedom to evolve beyond their abstract nature, unite with the natural world, spiritualize it, become embodied, and take form within it. Beauty, then, is presented as the simultaneous development of the rational and the sensuous, intertwined and interpenetrated, a union that represents true reality.
This unity of the general and of the particular, of liberty and necessity of the spiritual and material, which Schiller understood scientifically as the spirit of art, and which he tried to make appear in real life by aesthetic art and education, was afterwards put forward under the name of idea as the principle of all knowledge and existence. In this way, through the agency of Schelling, science raised itself to an absolute point of view. It was thus that art began to claim its proper nature and dignity. From that time its proper place was finally marked out for it in science, though the mode of viewing it still labored under certain defects. Its high and true distinction were at length understood.
This connection between the general and the specific, freedom and necessity, the spiritual and the material, which Schiller understood scientifically as the essence of art, and which he aimed to manifest in real life through aesthetic art and education, later emerged under the term "idea" as the foundation of all knowledge and existence. In this way, through Schelling's influence, science elevated itself to an absolute perspective. It was at this point that art began to assert its true nature and value. Since then, its rightful place in science was finally established, although the perspective on it still had some shortcomings. Eventually, its true and high distinction was recognized.
In viewing the higher position to which recent philosophical systems have raised the theory of art in Germany, we must not overlook the advantages contributed by the study of the ideal of the ancients by such men as Winckelmann, who, by a kind of inspiration, raised art criticism from a carping about petty details to seek the true spirit of great works of art, and their true ideas, by a study of the spirit of the originals.
In looking at the elevated status that recent philosophical systems have given the theory of art in Germany, we shouldn’t ignore the benefits brought by studying the ideals of the ancients, particularly by individuals like Winckelmann. He, through a kind of inspiration, transformed art criticism from nitpicking minor details to searching for the true essence of great artworks and their real concepts by examining the spirit of the originals.
It has appeared expedient to conclude this introduction with a summary of the latest and highest theory of art and aesthetics issuing from Kant and Schiller, and developed in the later philosophy of Hegel.
It seems fitting to wrap up this introduction with a summary of the latest and greatest theory of art and aesthetics coming from Kant and Schiller, and further developed in Hegel's later philosophy.
Our space only allows us to give a glance, first, at the metaphysics of the beautiful as developed by Hegel in the first part of his 'Aesthetik,' and then at the later development of the same system in recent writers issuing from his school.
Our space only lets us take a look, first, at the metaphysics of beauty as Hegel explained in the first part of his 'Aesthetik,' and then at how the same ideas have evolved in recent writers from his school.
Hegel considers, first, the abstract idea of the beautiful; secondly, beauty in nature; thirdly, beauty in art or the ideal; and he winds up with an examination of the qualities of the artist.
Hegel examines, first, the basic concept of beauty; second, beauty in nature; third, beauty in art or the ideal; and he concludes with a look at the qualities of the artist.
His preliminary remarks are directed to show the relations of art to religion and philosophy, and he shows that man's destination is an infinite development. In real life he only satisfies his longing partially and imperfectly by limited enjoyments. In science he finds a nobler pleasure, and civil life opens a career for his activity; but he only finds an imperfect pleasure in these pursuits. He cannot then find the ideal after which he sighs. Then he rises to a higher sphere, where all contradictions are effaced and the ideas of good and happiness are realized in perfect accord and in constant harmony. This deep want of the soul is satisfied in three ways: in art, in religion, and in philosophy.
His initial comments aim to illustrate the connections between art, religion, and philosophy, emphasizing that humanity's purpose is infinite growth. In real life, he only partially and imperfectly fulfills his desires through limited pleasures. In science, he discovers a greater joy, and societal life offers a path for his endeavors; yet, he finds only incomplete satisfaction in these activities. He can't attain the ideal he yearns for. Then, he rises to a higher level, where all contradictions disappear, and the concepts of goodness and happiness align perfectly and harmoniously. This profound yearning of the soul is fulfilled in three ways: through art, religion, and philosophy.
Art is intended to make us contemplate the true and the infinite in forms of sense. Yet even art does not fully satisfy the deepest need of the soul. The soul wants to contemplate truth in its inmost consciousness. Religion is placed above the dominion of art.
Art is meant to make us think about the true and the infinite through sensory experiences. However, even art doesn't completely fulfill the deepest desires of the soul. The soul seeks to understand truth in its most profound awareness. Religion is considered to be above the realm of art.
First, as to idea of the beautiful, Hegel begins by giving its characteristics. It is infinite, and it is free; the contemplation of the beautiful suffices to itself, it awakens no desire. The soul experiences something like a godlike felicity and is transported into a sphere remote from the miseries of life. This theory of the beautiful comes very near that of Plato.
First, regarding the idea of beauty, Hegel starts by outlining its characteristics. It is infinite and free; the experience of beauty is self-sufficient and doesn’t invoke any desire. The soul feels a kind of divine happiness and is lifted into a realm far removed from the struggles of life. This theory of beauty closely resembles that of Plato.
Secondly, as to beauty in nature. Physical beauty, considered externally, presents itself successively under the aspects of regularity and of symmetry, of conformity with a law, and of harmony, also of purity and simplicity of matter.
Secondly, regarding beauty in nature. Physical beauty, when viewed from the outside, appears in terms of regularity and symmetry, alignment with a certain law, harmony, and also the purity and simplicity of materials.
Thirdly, beauty in art or the ideal is beauty in a higher degree of perfection than real beauty. The ideal in art is not contrary to the real, but the real idealized, purified, and perfectly expressed. The ideal is also the soul arrived at the consciousness of itself, free and fully enjoying its faculties; it is life, but spiritual life and spirit. Nor is the ideal a cold abstraction, it is the spiritual principle under the form of a living individuality freed from the laws of the finite. The ideal in its highest form is the divine, as expressed in the Greek divinities; the Christian ideal, as expressed in all its highest purity in God the Father, the Christ, the Virgin. Its essential features are calm, majesty, serenity.
Thirdly, beauty in art or the ideal represents a higher level of perfection than real beauty. The ideal in art doesn’t contradict the real; rather, it’s the real made more perfect, refined, and fully expressed. The ideal is also the soul that has become aware of itself, free and fully enjoying its abilities; it represents life, but in a spiritual sense. The ideal isn't just a cold concept; it’s a spiritual principle embodied in a living individual that is free from the limitations of the finite. The ideal, in its highest form, is divine, as reflected in the Greek gods; the Christian ideal is represented in its purest form through God the Father, Christ, and the Virgin. Its key characteristics are calmness, majesty, and serenity.
At a lower degree the ideal is in man the victory of the eternal principles that fill the human heart, the triumph of the nobler part of the soul, the moral and divine principle.
At a lesser degree, the ideal in a person is the victory of the eternal principles that fill the human heart, the triumph of the nobler part of the soul, the moral and divine principle.
But the ideal manifested in the world becomes action, and action implies a form of society, a determinate situation with collision, and an action properly so called. The heroic age is the best society for the ideal in action; in its determinate situation the ideal in action must appear as the manifestation of moral power, and in action, properly so called, it must contain three points in the ideal: first, general principles; secondly, personages; thirdly, their character and their passions. Hegel winds up by considering the qualities necessary in an artist: imagination, genius, inspiration, originality, etc.
But the ideal shown in the world turns into action, and action requires a form of society, a specific situation with conflict, and a true action. The heroic age is the best society for the ideal in action; in its specific situation, the ideal in action must appear as the embodiment of moral strength, and in true action, it must include three elements of the ideal: first, general principles; second, characters; third, their traits and emotions. Hegel concludes by discussing the qualities needed in an artist: imagination, genius, inspiration, originality, and so on.
A recent exponent of Hegel's aesthetical ideas further developed expresses himself thus on the nature of beauty:—
A recent supporter of Hegel's ideas about aesthetics puts it this way regarding the nature of beauty:—
"After the bitterness of the world, the sweetness of art soothes and refreshes us. This is the high value of the beautiful—that it solves the contradiction of mind and matter, of the moral and sensuous world, in harmony. Thus the beautiful and its representation in art procures for intuition what philosophy gives to the cognitive insight and religion to the believing frame of mind. Hence the delight with which Schiller's wonderful poem on the Bell celebrates the accord of the inner and outer life, the fulfilment of the longing and demands of the soul by the events in nature. The externality of phenomena is removed in the beautiful; it is raised into the circle of ideal existence; for it is recognized as the revelation of the ideal, and thus transfigured it gives to the latter additional splendor."
"After experiencing the harshness of the world, the beauty of art comforts and revitalizes us. This is the true value of beauty—it resolves the conflict between mind and matter, and the moral and physical worlds, in harmony. Therefore, beauty and its expression in art provide intuition with what philosophy offers to intellectual understanding and religion gives to a faith-filled mindset. This is the joy in Schiller's amazing poem about the Bell, which celebrates the harmony between our inner and outer lives, meeting the desires and needs of the soul through the events in nature. The superficiality of phenomena is lifted in beauty; it is elevated to the realm of ideal existence; for it is recognized as a manifestation of the ideal and, in this way, it adds extra brilliance to it."
"Thus the beautiful is active, living unity, full existence without defect, as Plato and Schelling have said, or as recent writers describe it; the idea that is quite present in the appearance, the appearance which is quite formed and penetrated by the idea."
"Therefore, beauty is an active, lively unity, a complete existence without flaws, as Plato and Schelling mentioned, or as modern writers describe it; the idea is fully present in the appearance, which is thoroughly shaped and infused with the idea."
"Beauty is the world secret that invites us in image and word," is the poetical expression of Plato; and we may add, because it is revealed in both. We feel in it the harmony of the world; it breaks forth in a beauty, in a lovely accord, in a radiant point, and starting thence we penetrate further and yet further, and find as the ground of all existence the same charm which had refreshed us in individual forms. Thus Christ pointed to the lilies of the field to knit His followers' reliance on Providence with the phenomena of nature: and could they jet forth in royal beauty, exceeding that of Solomon, if the inner ground of nature were not beauty?
"Beauty is the world's secret that draws us in through image and word," says Plato; and we can add this is revealed in both. We sense the harmony of the world in it; it bursts forth in beauty, in a lovely harmony, in a shining moment, and from there we dive deeper and deeper, discovering that the same charm that amazed us in individual forms underlies all existence. Similarly, Christ pointed to the lilies of the field to connect His followers’ trust in Providence with the wonders of nature: could they bloom in royal beauty, surpassing that of Solomon, if the essence of nature weren't beauty?
We may also name beauty in a certain sense a mystery, as it mediates to us in a sensuous sign a heavenly gift of grace, that it opens to us a view into the eternal Being, teaching us to know nature in God and God in nature, that it brings the divine even to the perception of sense, and establishes the energy of love and freedom as the ground, the bond, and the end of the world.
We can also call beauty, in a way, a mystery, as it conveys to us, through a sensory sign, a divine gift of grace. It gives us a glimpse into the eternal Being, teaching us to recognize nature within God and God within nature. It brings the divine into our sensory experience and establishes love and freedom as the foundation, connection, and ultimate purpose of the world.
In the midst of the temporal the eternal is made palpable and present to us in the beautiful, and offers itself to our enjoyment. The separation is suppressed, and the original unity, as it is in God, appears as the first, as what holds together even the past in the universe, and what constitutes the aim of the development in a finite accord.
In the middle of the temporary, the eternal becomes clear and real to us in beauty, offering itself for us to enjoy. The division fades away, and the original unity, as it is in God, shines through as the foundation that connects even the past in the universe and serves as the goal for development in a limited harmony.
The beautiful not only presents itself to us as mediator of a foreign excellence or of a remote divinity, but the ideal and the godlike are present in it. Hence aesthetics requires as its basis the system in which God is known as indwelling in the world, that He is not far distant from any one of us, but that He animates us, and that we live in Him. Aesthetics requires the knowledge that mind is the creative force and unity of all that is extended and developed in time and space.
The beautiful not only acts as a bridge to an external excellence or distant divinity, but it also embodies the ideal and the divine within itself. Therefore, aesthetics is grounded in the idea that God is present in the world, that He is not far away from any of us but resides within us, giving us life. Aesthetics relies on understanding that the mind is the creative force that unifies everything that exists and evolves in time and space.
The beautiful is thus, according to these later thinkers, the revelation of God to the mind through the senses; it is the appearance of the idea. In the beautiful spirit reveals itself to spirit through matter and the senses; thus the entire man feels himself raised and satisfied by it. By the unity of the beautiful with us we experience with delight that thought and the material world are present for our individuality, that they utter tones and shine forth in it, that both penetrate each other and blend in it and thus become one with it. We feel one with them and one in them.
The beautiful, according to these later thinkers, is how God reveals Himself to the mind through our senses; it’s the expression of the idea. In beauty, spirit reveals itself to spirit through physical matter and the senses; this elevates and fulfills our entire being. Through our connection to beauty, we joyfully realize that thoughts and the physical world are meaningful to us individually, that they resonate and radiate within us, that they interact and merge together, becoming one with us. We feel united with them and unified within them.
This later view was to a great extent expressed by Schiller in his "Aesthetical Letters."
This later perspective was largely articulated by Schiller in his "Aesthetical Letters."
But art and aesthetics, in the sense in which these terms are used and understood by German philosophical writers, such as Schiller, embrace a wider field than the fine arts. Lessing, in his "Laocoon," had already shown the point of contrast between painting and poetry; and aesthetics, being defined as the science of the beautiful, must of necessity embrace poetry. Accordingly Schiller's essays on tragic art, pathos, and sentimental poetry, contained in this volume, are justly classed under his aesthetical writings.
But art and aesthetics, as these terms are understood by German philosophers like Schiller, cover a broader area than just the fine arts. Lessing, in his "Laocoon," had already highlighted the differences between painting and poetry; since aesthetics is defined as the study of beauty, it must inherently include poetry. Therefore, Schiller's essays on tragic art, emotion, and sentimental poetry, found in this volume, are rightly categorized as part of his aesthetic writings.
This being so, it is important to estimate briefly the transitions of German poetry before Schiller, and the position that he occupied in its historic development.
Given this, it's important to briefly assess the changes in German poetry before Schiller and the role he played in its historical development.
The first classical period of German poetry and literature was contained between A. D. 1190 and 1300. It exhibits the intimate blending of the German and Christian elements, and their full development in splendid productions, for this was the period of the German national epos, the "Nibelungenlied," and of the "Minnegesang."
The first classical period of German poetry and literature was from A.D. 1190 to 1300. It shows a close mix of German and Christian themes, fully flourishing in remarkable works, as this was the time of the German national epic, the "Nibelungenlied," and the "Minnegesang."
This was a period which has nothing to compare with it in point of art and poetry, save perhaps, and that imperfectly, the heroic and post-Homeric age of early Greece.
This was a time that has no comparison in terms of art and poetry, except maybe, and not perfectly, the heroic and post-Homeric era of early Greece.
The poetical efforts of that early age may be grouped under—(1) national epos: the "Nibelungenlied;" (2) art epos: the "Rolandslied," "Percival," etc.; (3) the introduction of antique legends: Veldeck's "Aeneide," and Konrad's "War of Troy;" (4) Christian legends "Barlaam," "Sylvester," "Pilatus," etc.; (5) poetical narratives: "Crescentia," "Graf Rudolf," etc.; (6) animal legends; "Reinecke Vos;" (7) didactic poems: "Der Renner;" (8) the Minne-poetry, and prose.
The poetic works from that early period can be categorized into: (1) national epics: the "Nibelungenlied;" (2) artistic epics: the "Rolandslied," "Percival," etc.; (3) the introduction of ancient legends: Veldeck's "Aeneide" and Konrad's "War of Troy;" (4) Christian legends: "Barlaam," "Sylvester," "Pilatus," etc.; (5) poetic narratives: "Crescentia," "Graf Rudolf," etc.; (6) animal legends: "Reinecke Vos;" (7) didactic poems: "Der Renner;" (8) Minne-poetry and prose.
The fourth group, though introduced from a foreign source, gives the special character and much of the charm of the period we consider. This is the sphere of legends derived from ecclesiastical ground. One of the best German writers on the history of German literature remarks: "If the aim and nature of all poetry is to let yourself be filled by a subject and to become penetrated with it; if the simple representation of unartificial, true, and glowing feelings belongs to its most beautiful adornments; if the faithful direction of the heart to the invisible and eternal is the ground on which at all times the most lovely flowers of poetry have sprouted forth, these legendary poems of early Germany, in their lovely heartiness, in their unambitious limitation, and their pious sense, deserve a friendly acknowledgment. What man has considered the pious images in the prayer-books of the Middle Ages, the unadorned innocence, the piety and purity, the patience of the martyrs, the calm, heavenly transparency of the figures of the holy angels, without being attracted by the simple innocence and humility of these forms, the creation of pious artists' hands? Who has beheld them without tranquil joy at the soft splendor poured, over them, without deep sympathy, nay, without a certain emotion and tenderness? And the same spirit that created these images also produced those poetical effusions, the same spirit of pious belief, of deep devotion, of heavenly longing. If we make a present reality of the heroic songs of the early German popular poetry, and the chivalrous epics of the art poetry, the military expeditions and dress of the Crusades, this legendary poetry appears as the invention of humble pilgrims, who wander slowly on the weary way to Jerusalem, with scollop and pilgrim's staff, engaged in quiet prayer, till they are all to kneel at the Saviour's sepulchre; and thus contented, after touching the holy earth with their lips, they return, poor as they were, but full of holy comfort, to their distant home.
The fourth group, even though it comes from a foreign source, gives the special character and much of the charm of the period we're discussing. This is the realm of legends rooted in ecclesiastical themes. One of the best German scholars on the history of German literature points out: "If the goal and essence of all poetry is to immerse yourself in a subject and be deeply affected by it; if simply expressing genuine, heartfelt emotions is one of its most beautiful features; and if a sincere focus on the unseen and the eternal is the foundation from which the most beautiful flowers of poetry have always grown, then these legendary poems of early Germany, with their warmth and unpretentiousness, and their sense of devotion, deserve a kind acknowledgment. Who hasn't looked at the pious images in the prayer books of the Middle Ages—the raw innocence, piety and purity, the patience of martyrs, the calm, heavenly essence of the figures of the holy angels—without being drawn to the simple innocence and humility of these forms, crafted by the hands of devoted artists? Who hasn't gazed at them with quiet joy at the gentle beauty radiating from them, and felt deep sympathy or even a certain emotion and tenderness? The same spirit that created these images also inspired those poetic expressions, that same spirit of pious belief, deep devotion, and heavenly yearning. If we envision the heroic songs of early German folk poetry and the chivalric epics of artistic poetry, along with the military campaigns and attire of the Crusades, this legendary poetry appears as the work of humble pilgrims, who slowly journey along the weary path to Jerusalem, with scallop shells and staffs, engaged in quiet prayer, until they kneel at the Savior's tomb; content, after touching the holy ground with their lips, they return home as poor as they were, but filled with sacred comfort."
"While the knightly poetry is the poetry of the splendid secular life, full of cheerful joy, full of harp-tones and song, full of tournaments and joyous festivals, the poetry of the earthly love for the earthly bride, the poetry of the legends is that of the spontaneous life of poverty, the poetry of the solitary cloister cell, of the quiet, well-walled convent garden, the poetry of heavenly brides, who without lamenting the joys of the world, which they need not, have their joy in their Saviour in tranquil piety and devout resignation—who attend at the espousals of Anna and Joachim, sing the Magnificat with the Holy Mother of God, stand weeping beneath the cross, to be pierced also by the sword, who hear the angel harp with St. Cecilia, and walk with St. Theresa in the glades of Paradise. While the Minne-poetry was the tender homage offered to the beauty, the gentleness, the grace, and charm of noble women of this world, legendary poetry was the homage given to the Virgin Mother, the Queen of Heaven, transfiguring earthly love into a heavenly and eternal love."
"While knightly poetry reflects the vibrant secular life, filled with cheerful joy, lively harp music, and song, as well as tournaments and festive celebrations, the poetry of earthly love for an earthly bride and the poetry of legends represents the simple life of poverty. It comes from the solitude of a cloistered cell, the quiet, enclosed convent garden, and celebrates the heavenly brides who, without mourning the pleasures of the world—which they need not—find joy in their Savior through peaceful devotion and humble acceptance. They witness the marriage of Anna and Joachim, sing the Magnificat with the Holy Mother of God, weep beneath the cross, pierced like the sword, hear the angel's harp alongside St. Cecilia, and wander with St. Theresa in the meadows of Paradise. While Minne-poetry offered gentle admiration for the beauty, kindness, grace, and charm of noble women in this world, legendary poetry pays tribute to the Virgin Mother, the Queen of Heaven, transforming earthly love into a heavenly and eternal love."
"For the twelfth and thirteenth centuries were the time of woman cultus, such as has never been before or since seen; it is also the time of the deepest and simplest and truest, most enthusiastic and faithful veneration of the Virgin Mary. If we, by a certain effort, manage to place ourselves back on the standpoint of childlike poetic faith of that time, and set aside in thought the materializing and exaggeration of the hagiology and Mariolatry produced by later centuries, rendering the reaction of the Reformation unavoidable—if now in our age, turned exclusively to logical ideas and a negative dialectic, we live again by thought in those ages of feeling and poetry—if we acknowledge all these things to be something more than harmless play of words and fancy, and as the true lifelike contents of the period, then we can properly appreciate this legendary poetry as a necessary link in the crown of pearls of our ancient poetry."
"For the twelfth and thirteenth centuries, there was a devotion to women like never before or since; this was also the period of the deepest, simplest, and most genuine admiration for the Virgin Mary. If we can, with some effort, bring ourselves back to the childlike, poetic faith of that time and set aside the materialism and exaggeration of the hagiography and Mariolatry that later centuries produced—which made the Reformation's reaction inevitable—if in our current age, focused solely on logical reasoning and negative thinking, we can mentally revisit those times filled with emotion and poetry—if we recognize all of this as more than just fanciful words and ideas, as the true, lifelike essence of the period, then we can truly appreciate this legendary poetry as an essential part of the beautiful tapestry of our ancient poetry."
In short, the first classical period of German literature was a time of youthful freshness, of pure harmony, plunged in verse and song, full of the richest tones and the noblest rhythm, so that rhyme and song alone must be looked for as the form of poetic creations. Accordingly it had no proper prose. Like our own youth, it was a happy, free, and true youth, it knew no prose; like us it dreamed to speechless songs; and as we expressed our youthful language and hopes, woes and joys, in rhyme and song, thus a whole people and age had its beautiful youth full of song and verse tones. The life was poetry and poetry was the life.
In summary, the first classical period of German literature was an era of youthful energy, pure harmony, immersed in verse and song, filled with rich sounds and noble rhythms, where rhyme and melody were the main forms of poetry. It didn't really have prose. Just like our youth, it was a happy, free, and genuine time, devoid of prose; it dreamt in wordless songs. As we share our youthful language, hopes, sorrows, and joys through rhyme and melody, an entire people and age experienced a beautiful youth filled with song and poetic tones. Life was poetry, and poetry was life.
Then came degeneracy and artifice; after that the great shock of the Reformation; subsequently a servile and pedantic study of classical forms without imbibing their spirit, but preparing the way for a truer art spirit, extracted from their study by the masterly criticism of Winckelmann and Lessing, till the second classical period of German literature and poetry bloomed forth in full beauty, blending the national and legendary elements so well expressed by Herder with the highest effusions of dramatic poetry, partly creative and partly imitative of the Greek models, in Schiller and Goethe.
Then came decline and deceit; after that, the major upheaval of the Reformation; later, a dull and overly academic focus on classical forms without truly grasping their essence, but laying the groundwork for a more authentic artistic spirit, drawn from their study through the brilliant critiques of Winckelmann and Lessing, until the second classical period of German literature and poetry flourished beautifully, blending the national and legendary elements so well articulated by Herder with the most profound expressions of dramatic poetry, partly original and partly inspired by Greek models, in Schiller and Goethe.
Modern German literature presents a very remarkable spectacle, though far from unique in history, for there we see criticism begetting genius.
Modern German literature offers a truly impressive scene, although it's not unprecedented in history, as we observe criticism giving rise to genius.
Lessing, the founder of the modern German drama, sought to banish all pomp from the theatre, and in doing so some critics have thought that he banished the ideal and fell into affectation. At any rate, his "Dramaturgy" is full of original ideas, and when he drew out the sphere of poetry contrasted with that of painting in his "Laocoon," all Germany resounded with his praise. "With that delight," says Goethe, "we saluted this luminous ray which a thinker of the first order caused to break forth from its clouds. It is necessary to have all the fire of youth to conceive the effect produced on us by the 'Laocoon' of Lessing." Another great contemporary, whose name is imperishable as that of art, struck a mortal blow at a false taste in the study of the antique. Winckelmann questioned the works of the Greek chisel with an intelligence full of love, and initiated his countrymen into poetry by a feeling for sculpture! What an enthusiasm he displayed for classical beauty! what a worship of the form! what a fervor of paganism is found in its eloquent pages when he also comments on the admirable group of the Laocoon, or the still purer masterpiece of the Apollo of Belvedere.
Lessing, the founder of modern German drama, aimed to eliminate all the extravagance from theater, and some critics have argued that in doing so he got rid of the ideal and became pretentious. Regardless, his "Dramaturgy" is packed with original ideas, and when he outlined the difference between poetry and painting in his "Laocoon," he received widespread acclaim throughout Germany. "With that delight," Goethe notes, "we welcomed this bright insight that a thinker of the highest order brought forth from the clouds. It takes all the youthful passion to understand the impact that Lessing's 'Laocoon' had on us." Another great contemporary, whose name will always be linked to art, delivered a significant critique against poor taste in studying antiquity. Winckelmann examined Greek sculptures with genuine admiration and introduced his fellow countrymen to poetry through an appreciation of sculpture! His enthusiasm for classical beauty was remarkable; the reverence for form and the passionate spirit of paganism resonate in his eloquent writings, especially when he discusses the stunning group of the Laocoon or the even more pristine masterpiece of the Apollo of Belvedere.
These men were the vanguard of the great Germanic army; Schiller and Goethe alone formed its main column. In them German poetry shows itself in its perfection, and completely realizes the ideal designed for it by the critic. Every factitious precept and conventional law was now overthrown; these poetical Protestants broke away entirely from the yoke of tradition. Yet their genius was not without a rule. Every work bears in itself the organic laws of its development. Thus, although they laugh at the famous precept of the three unities, it is because they dig still deeper down to the root of things, to grasp the true principle from which the precept issued. "Men have not understood," said Goethe, "the basis of this law. The law of the comprehensive—'das Fassliche'—is the principle; and the three unities have only value as far as they attain it. When they become an obstacle to the comprehension it is madness to wish to observe them. The Greeks themselves, from whom the rule is derived, did not always follow it. In the 'Phaeton' of Euripides, and in other pieces, there was change, place; accordingly they prefer to give a perfect exposition of their subject, rather than blindly respect a law never very essential in itself. The pieces of Shakspeare violate in the highest degree the unity of time and of place; but they are full of comprehensiveness; nothing is easier to grasp, and for that reason they would have found favor with the Greeks. The French poets tried to obey exactly the law of the three unities; but they violate the law of comprehensiveness, as they do not expound dramatic subjects by dramas but by recitals."
These men were at the forefront of the great Germanic army; Schiller and Goethe made up its core. In them, German poetry reveals its full potential and fully realizes the ideal set for it by critics. Every artificial rule and conventional guideline was now cast aside; these poetic rebels completely broke free from the constraints of tradition. Yet their genius still followed a set of principles. Each piece contains the inherent laws governing its evolution. So, while they mock the famous rule of the three unities, it’s because they delve much deeper to grasp the fundamental truth from which that rule originated. "People have misunderstood," Goethe said, "the foundation of this law. The law of comprehensiveness—'das Fassliche'—is the principle; and the three unities are only valuable to the extent that they achieve it. When they hinder understanding, it’s absurd to try to stick to them. The Greeks themselves, from whom this rule comes, didn’t always adhere to it. In Euripides' 'Phaeton' and other works, there were changes in time and place; thus, they opted for a complete presentation of their subject instead of blindly following a rule that was never crucial in the first place. Shakespeare's works greatly violate the unity of time and place; yet they are rich in comprehensiveness; nothing is easier to grasp. For that reason, they would have appealed to the Greeks. French poets attempted to strictly follow the rule of the three unities; however, they break the law of comprehensiveness, as they don’t depict dramatic subjects through dramas but through narratives."
Poetical creation was therefore viewed as free, but at the same time responsible. Immediately, as if fecundity were the reward of correctness, the German theatre became filled with true and living characters. The stage widens under their steps that they may have room to move. History with its great proportions and its terrible lessons, is now able to take place on the stage. The whole Thirty Years' War passes before us in "Wallenstein." We hear the tumult of camps, the disorder of a fanatical and undisciplined army, peasants, recruits, sutlers, soldiers. The illusion is complete, and enthusiasm breaks out among the spectators. Similar merits attach to many other of Schiller's plays.
Poetic creation was seen as both free and responsible. Almost immediately, as if creativity were the reward for correctness, the German theater became filled with authentic and vibrant characters. The stage expands under their movements to give them space to operate. History, with its grand scale and harsh lessons, can now unfold on stage. The entire Thirty Years' War is depicted in "Wallenstein." We hear the chaos of the camps, the disarray of a fanatical and undisciplined army, along with peasants, recruits, merchants, and soldiers. The illusion is complete, and enthusiasm erupts among the audience. Many of Schiller's other plays share similar qualities.
This new drama, which seemed to give all to the natural sphere, concedes still more to the ideal. An able critic has said the details which are the truth of history are also its poetry. Here the German school professes a principle of the highest learning, and one that seems to be borrowed from its profoundest philosophers; it is that of the universal beauty of life, of the identity of beauty and existence. "Our aesthetics," says Goethe, "speak a great deal of poetical or antipoetical subjects; fundamentally there is no subject that has not its poetry; it is for the poet to find it there."
This new drama, which appears to focus entirely on the natural world, actually gives even more to the ideal. A sharp critic has pointed out that the details that reflect historical truth are also its poetry. Here, the German school embraces a principle of deep understanding that seems to come from its most insightful philosophers; it revolves around the universal beauty of life and the connection between beauty and existence. "Our aesthetics," says Goethe, "talk a lot about poetic or anti-poetic subjects; fundamentally, there is no subject without its poetry; it's up to the poet to discover it."
Schiller and Goethe divide the empire over modern German poetry, and represent its two principal powers; the one, Schiller, impassioned and lyrical, pours his soul over all the subjects he touches; in him every composition, ode, or drama is always one of his noble ideas, borrowing its dress and ornament from the external world. He is a poet especially through the heart, by the force with which he rushes in and carries you with him. Goethe is especially an epic; no doubt he paints the passions with admirable truth, but he commands them; like the god of the seas in Virgil, he raises above the angry waves his calm and sublime forehead.
Schiller and Goethe dominate the realm of modern German poetry, representing its two main influences. Schiller, passionate and lyrical, pours his heart into everything he touches; in his work, every poem, ode, or play embodies one of his noble ideas, drawing its style and beauty from the outside world. He is a poet whose strength lies in the emotional depth that pulls you in and carries you along. Goethe, on the other hand, is more epic; he depicts emotions with remarkable truth, but he also controls them, like the sea god in Virgil, lifting his serene and majestic brow above the turbulent waves.
After this glance at the position and chief characteristics of Schiller, it may be useful to offer a few remarks on those of the principal works in this volume, his Aesthetical Letters and Essays. Schiller, in his Aesthetical Essays, did not choose the pure abstract method of deduction and conception like Kant, nor the historical like Herder, who strove thus to account for the genesis of our ideas of beauty and art. He struck out a middle path, which presents certain deficiencies to the advocates of either of these two systems. He leans upon Kantian ideas, but without scholastic constraint. Pure speculation, which seeks to set free the form from all contents and matter, was remote from his creative genius, to which the world of matter and sense was no hinderance, but a necessary envelop for his forms.
After this overview of Schiller's position and main characteristics, it might be helpful to share a few thoughts on his key works in this volume, specifically his Aesthetical Letters and Essays. In his Aesthetical Essays, Schiller didn’t adopt the purely abstract method of deduction and conception like Kant, nor the historical approach like Herder, who aimed to explain the origins of our ideas of beauty and art. Instead, he found a middle ground that presents certain shortcomings to supporters of either method. He draws on Kantian concepts, but without the rigid constraints of scholasticism. Pure speculation, which tries to separate form from all content and matter, was far from his creative genius; for him, the world of matter and sensation was not an obstacle, but rather a necessary framework for his forms.
His removal to Jena in 1791, and acquaintance with Reinhold, familiarized him with the Kantian philosophy, but he only appreciated it by halves. The bare and bald dealing with fundamental principles was at this time equally repulsive to Goethe and Schiller, the man of the world and the man of life. But Schiller did not find anywhere at that time justice done to the dignity of art, or honor to the substantial value of beauty.
His move to Jena in 1791 and his introduction to Reinhold helped him get to know Kantian philosophy, but he only understood it partially. The straightforward and dry approach to fundamental principles was off-putting to both Goethe and Schiller, the worldly man and the vital man, at that time. However, Schiller felt that, at that moment, no one was giving proper recognition to the importance of art or the true value of beauty.
The Aesthetical Essays in this volume appeared for the most part since 1792, in the "Thalia" and the "Hours" periodicals. The first "On the Ground of our Pleasure in Tragic Subjects" (1792), applies Kantian principles of the sublime to tragedy, and shows Schiller's lofty estimate of this class of poetry. With Kant he shows that the source of all pleasure is suitableness; the touching and sublime elicit this feeling, implying the existence of unsuitableness. In this article he makes the aim and source of art to consist in giving enjoyment, in pleasing. To nature pleasure is a mediate object, to art its main object. The same proposition appears in Schiller's paper on Tragic Art (1792), closely connected with the former. This article contains views of the affection of pity that seem to approximate the Aristotelian propositions about tragedy.
The Aesthetical Essays in this volume mainly appeared since 1792 in the "Thalia" and "Hours" magazines. The first one, "On the Ground of our Pleasure in Tragic Subjects" (1792), applies Kant's ideas of the sublime to tragedy, demonstrating Schiller's high regard for this type of poetry. Like Kant, he argues that the source of all pleasure is suitability; the touching and sublime evoke this feeling, suggesting the presence of unsuitability. In this article, he claims that the purpose and source of art lie in providing enjoyment, in pleasing. For nature, pleasure is a secondary objective; for art, it is the primary goal. The same idea is present in Schiller's paper on Tragic Art (1792), which is closely related to the former. This article includes reflections on the emotion of pity that seem to align with Aristotelian ideas about tragedy.
His views on the sublime are expressed in two papers, "The Sublime" and "The Pathetic," in which we trace considerable influence of Lessing and Winckelmann. He is led especially to strong antagonism against the French tragedy, and he indulges in a lengthy consideration of the passage of Virgil on Laocoon, showing the necessity of suffering and the pathetic in connection with moral adaptations to interest us deeply.
His thoughts on the sublime are detailed in two papers, "The Sublime" and "The Pathetic," where we see a significant influence from Lessing and Winckelmann. He particularly expresses strong opposition to French tragedy and spends a substantial amount of time discussing the passage from Virgil about Laocoon, highlighting the importance of suffering and the pathetic in relation to moral adaptations that deeply engage us.
All these essays bespeak the poet who has tried his hand at tragedy, but in his next paper, "On Grace and Dignity," we trace more of the moralist. Those passages where he takes up a medium position between sense and reason, between Goethe and Kant, are specially attractive. The theme of this paper is the conception of grace, or the expression of a beautiful soul and dignity, or that of a lofty mind. The idea of grace has been developed more deeply and truly by Schiller than by Wieland or Winckelmann, but the special value of the paper is its constantly pointing to the ideal of a higher humanity. In it he does full justice to the sensuous and to the moral, and commencing with the beautiful nature of the Greeks, to whom sense was never mere sense, nor reason mere reason, he concludes with an image of perfected humanity in which grace and dignity are united, the former by architectonic beauty (structure), the last supported by power.
All these essays reflect the poet's attempt at tragedy, but in his next piece, "On Grace and Dignity," we see more of the moralist. The sections where he finds a middle ground between feeling and reason, between Goethe and Kant, are particularly engaging. The focus of this essay is the idea of grace, or the expression of a beautiful soul and dignity, representing a noble mind. Schiller has explored the concept of grace more deeply and accurately than Wieland or Winckelmann, but the real value of the essay lies in its consistent emphasis on the ideal of a higher humanity. He gives equal importance to the sensory and the moral, starting with the beautiful nature of the Greeks, where sense was never just sense, nor reason merely reason, and concluding with a vision of perfected humanity in which grace and dignity are intertwined, with the former embodied in architectural beauty and the latter supported by strength.
The following year, 1795, appeared his most important contribution to aesthetics, in his Aesthetical Letters.
The following year, 1795, saw the release of his most significant contribution to aesthetics, in his Aesthetical Letters.
In these letters he remarks that beauty is the work of free contemplation, and we enter with it into the world of ideas, but without leaving the world of sense. Beauty is to us an object, and yet at the same time a state of our subjectivity, because the feeling of the conditional is under that which we have of it. Beauty is a form because we consider it, and life because we feel it; in a word, it is at once our state and our art. And exactly because it is both it serves us as a triumphant proof that suffering does not exclude activity, nor matter form, nor limitation the infinite, for in the enjoyment of beauty both natures are united, and by this is proved the capacity of the infinite to be developed in the finite, and accordingly the possibility of the sublimest humanity.
In these letters, he points out that beauty arises from free contemplation, allowing us to engage with the world of ideas while still being rooted in the world of our senses. Beauty serves as both an object to us and a state of our subjectivity, as our perception is based on what we have experienced. Beauty is a form because we actively consider it, and it embodies life because we deeply feel it; in short, it represents both our condition and our expression. And precisely because it encompasses both, it stands as a powerful testament that suffering doesn't prevent action, nor does matter negate form, nor does limitation rule out the infinite. In appreciating beauty, both aspects come together, demonstrating the potential for the infinite to manifest within the finite, and thus the possibility of the highest expression of humanity.
The free play of the faculty of cognition which had been determined by Kant is also developed by Schiller. His representation of this matter is this: Man, as a spirit, is reason and will, self-active, determining, form-giving; this is described by Schiller as the form-instinct; man, as a sensuous being, is determinable, receptive, termed to matter; Schiller describes this as the material instinct, "Stofftrieb." In the midst between these two is situated the beautiful, in which reason and the sensuous penetrate each other, and their enjoyable product is designated by Schiller the play instinct. This expression is not happily chosen. Schiller means to describe by it the free play of the forces, activity according to nature, which is at once a joy and a happiness; he reminds us of the life of Olympus, and adds: "Man is only quite a man when he plays." Personality is that which lasts, the state of feeling is the changeable in man; he is the fixed unity remaining eternally himself in the floods of change. Man in contact with the world is to take it up in himself, but to unite with it the highest freedom and independence, and, instead of being lost in the world, to subject it to his reason. It is only by his being independent that there is reality out of him; only by being susceptible of feeling that there is reality in him. The object of sensuous instinct is life; that of the purer instinct figure; living figure or beauty is the object of the play instinct.
The free operation of the mind that Kant talked about is also expanded upon by Schiller. He describes it this way: Humanity, as a spirit, embodies reason and will, being self-active, self-determining, and capable of creating form; Schiller refers to this as the form-instinct. On the other hand, humans as physical beings are influenced, receptive, and related to matter, which Schiller calls the material instinct, or "Stofftrieb." The beautiful exists in the space between these two aspects, where reason and the sensory experience merge, creating something enjoyable that Schiller names the play instinct. This term isn’t the best choice. Schiller uses it to describe the free interplay of forces, an activity that is natural and brings joy and happiness; he invokes the life of Olympus and adds, "Man is only truly human when he plays." Personality is what endures, while feelings are the variable aspects of people; individuals maintain a consistent identity amid constant change. In engaging with the world, a person should absorb it into themselves but also retain the highest level of freedom and independence, avoiding becoming lost in it, and instead subjecting it to their reason. It is only through independence that true reality emerges from within; and it is only by being open to emotions that reality exists within. The aim of the sensory instinct is life; the aim of the purer instinct is form; and the aim of the play instinct is living form or beauty.
Only inasmuch as life is formed in the understanding and form in feeling does life win a form and form win life, and only thus does beauty arise. By beauty the sensuous man is led up to reason, the one-sided tension of special force is strung to harmony, and man made a complete whole.
Only when life is shaped by understanding and form is influenced by feelings does life gain a shape and form gains vitality, and only then does beauty emerge. Through beauty, a sensory person is elevated to reasoning, the one-sided tension of special forces is balanced into harmony, and a person is made whole.
Schiller adds that beauty knits together thought and feeling; the fullest unity of spirit and matter. Its freedom is not lack, but harmony, of laws; its conditions are not exclusions, inclusion of all infinity determined in itself. A true work of art generates lofty serenity and freedom of mind. Thus the aesthetic disposition bestows on us the highest of all gifts, that of a disposition to humanity, and we may call beauty our second creator.
Schiller points out that beauty connects thought and emotion; it represents the complete unity of spirit and matter. Its freedom isn't about absence, but rather harmony within the laws; its conditions don't involve exclusions, but the inclusion of all infinity defined within itself. A true work of art brings about a profound sense of tranquility and mental freedom. Therefore, the aesthetic experience grants us the greatest gift of all: a tendency toward humanity, and we can refer to beauty as our second creator.
In these letters Schiller spoke out the mildest and highest sentiments on art, and in his paper on Simple and Sentimental Poetry (1795) he constructs the ideal of the perfect poet. This is by far the most fruitful of Schiller's essays in its results. It has much that is practically applicable, and contains a very able estimate of German poetry. The writing is also very pointed and telling, because it is based upon actual perceptions, and it is interesting because the contrast drawn out throughout it between the simple and the sentimental has been referred to his own contrast with Goethe. He also wished to vindicate modern poetry, which Goethe seemed to wish to sacrifice to the antique.
In these letters, Schiller expressed the most thoughtful and profound ideas about art, and in his essay on Simple and Sentimental Poetry (1795), he outlines the ideal of the perfect poet. This is by far the most productive of Schiller's essays in terms of its outcomes. It includes many practical insights and offers a strong evaluation of German poetry. The writing is sharp and impactful because it draws on real experiences, and it's intriguing because the ongoing comparison between the simple and the sentimental reflects his own differences with Goethe. He also aimed to defend modern poetry, which Goethe seemed to prefer giving up for the classics.
The sentimental poetry is the fruit of quiet and retirement; simple poetry the child of life. One is a favor of nature; the sentimental depends on itself, the simple on the world of experience. The sentimental is in danger of extending the limits of human nature too far, of being too ideal, too mystical. Neither character exhausts the ideal of humanity, but the intimate union of both. Both are founded in human nature; the contradictions lying at their basis, when cleared in thought from the poetical faculty, are realism and idealism. These also are sides of human nature, which, when unconnected, bring forth disastrous results. Their opposition is as old as the beginning of culture, and till its end can hardly be set aside, save in the individual. The idealist is a nobler but a far less perfect being; the realist appears far less noble, but is more perfect, for the noble lies in the proof of a great capacity, but the perfect in the general attitude of the whole and in the real facts.
Sentimental poetry comes from moments of quiet and solitude, while simple poetry arises from everyday life. One is a gift from nature; the sentimental relies on itself, while the simple draws from the world of experience. The sentimental can easily overreach the boundaries of human nature, becoming too idealistic and mystical. Neither style fully captures the ideal of humanity, but rather, it’s the deep connection of both that does. Both are rooted in human nature; the contradictions underlying them, when stripped away from poetic expression, are realism and idealism. These are also facets of human nature, which, when disconnected, can lead to disastrous outcomes. Their conflict is as old as culture itself and is unlikely to be resolved anytime soon, except within individuals. The idealist is a nobler, yet far less complete individual; the realist seems less noble but is more complete, since nobility shows a great potential, while completeness lies in a holistic view and the actual facts.
On the whole it may be said, taking a survey of these labors, that if Schiller had developed his ideas systematically and the unity of his intuition of the world, which were present in his feelings, and if he had based them scientifically, a new epoch in philosophy might have been anticipated. For he had obtained a view of such a future field of thought with the deep clairvoyance of his genius.
Overall, it can be said that if Schiller had organized his ideas systematically and unified his understanding of the world, which was reflected in his feelings, and if he had founded them on scientific principles, a new era in philosophy could have been expected. He had a vision of this future area of thought thanks to the profound insight of his genius.
A few words may be desirable on Schiller's religious standpoint, especially in connection with his philosophical letters.
A few words might be helpful regarding Schiller's religious views, especially in relation to his philosophical letters.
Schiller came up ten years later than Goethe, and concluded the cyclus of genius that Goethe had inaugurated. But as he was the last arrival of that productive period of tempestuous agitation, he retained more of its elements in his later life and poetry than any others who had passed through earlier agitations, such as Goethe. For Goethe cast himself free in a great measure from the early intoxication of his youthful imagination, devoting himself partly to nobler matter and partly to purer forms.
Schiller arrived on the scene ten years after Goethe, completing the cycle of genius that Goethe had started. However, since he was the last one from that intense period of creative upheaval, he held onto more of its traits in his later life and poetry than anyone else who had experienced earlier struggles, like Goethe. Goethe largely freed himself from the early excitement of his youthful imagination, focusing on more noble subjects and cleaner forms.
Schiller derived from the stormy times of his youth his direction to the ideal, to the hostility against the narrow spirit of civil relations, and to all given conditions of society in general. He derived from it his disposition, not to let himself be moulded by matter, but to place his own creative and determining impress on matter, not so much to grasp reality poetically and represent it poetically as to cast ideas into reality, a disposition for lively representation and strong oratorical coloring. All this he derived from the genial period, though later on somewhat modified, and carried it over into his whole life and poetry; and for this very reason he is not only together with Goethe, but before Goethe, the favorite poet of the nation, and especially with that part of the nation which sympathizes with him in the choice of poetic material and in his mode of feeling.
Schiller drew from the tumultuous times of his youth his focus on the ideal, his opposition to the narrow-mindedness of social conventions, and his critique of the overall conditions in society. He developed a mindset that aimed not to be shaped by what is material, but to leave his own creative and defining mark on it. His goal was not just to understand reality poetically and represent it that way, but to transform ideas into reality, leading to vibrant expression and powerful rhetoric. He gained all of this from that inspiring period, even though it evolved somewhat later, and he carried it throughout his life and poetry. For this reason, he is not only a favorite poet of the nation alongside Goethe but also, in many ways, before Goethe, especially among those in the nation who resonate with his choice of poetic themes and his emotional approach.
Gervinus remarks that Schiller had at Weimar long fallen off from Christianity, and occupied his mind tranquilly for a time with the views of Spinoza (realistic pantheism). Like Herder and Goethe, he viewed life in its great entirety and sacrificed the individual to the species. Accordingly, through the gods of Greece, he fell out with strict, orthodox Christians.
Gervinus notes that Schiller had strayed from Christianity at Weimar and spent some time peacefully considering the ideas of Spinoza (realistic pantheism). Like Herder and Goethe, he saw life as a whole and prioritized the species over the individual. As a result, he clashed with strict, orthodox Christians through his embrace of the gods of Greece.
But Schiller had deeply religious and even Christian elements, as became a German and a Kantian. He receives the Godhead in His will, and He descends from His throne, He dwells in his soul; the poet sees divine revelations, and as a seer announces them to man. He is a moral educator of his people, who utters the tones of life in his poetry from youth upwards. Philosophy was not disclosed to Plato in the highest and purest thought, nor is poetry to Schiller merely an artificial edifice in the harmony of speech; philosophy and poetry are to both a vibration of love in the soul upwards to God, a liberation from the bonds of sense, a purification of man, a moral art. On this reposes the religious consecration of the Platonic spirit and of that of Schiller.
But Schiller had deeply religious and even Christian elements, as suited a German and a Kantian. He receives God in His will, and He comes down from His throne; He resides in his soul. The poet witnesses divine revelations and, as a seer, shares them with humanity. He serves as a moral guide for his people, expressing the essence of life in his poetry from a young age. Philosophy wasn’t revealed to Plato in the highest and purest thoughts, nor is poetry for Schiller just a crafted structure of speech; for both, philosophy and poetry are a resonance of love in the soul reaching up to God, a freeing from the constraints of the senses, a purification of humanity, a moral art. This forms the basis of the religious dedication of the Platonic spirit and Schiller's.
Issuing from the philosophical school of Kant, and imbued with the antagonism of the age against constituted authorities, it is natural that Schiller should be a rationalist in his religious views. It has been justly said of him that while Goethe's system was an apotheosis of nature Schiller's was an apotheosis of man.
Coming from the philosophical school of Kant and filled with the era's opposition to established authorities, it's understandable that Schiller would take a rationalist approach to religion. It's been accurately noted that while Goethe's philosophy celebrated nature, Schiller's celebrated humanity.
Historically he was not prepared enough to test and search the question of evidence as applied to divine things handed down by testimony, and his Kantian coloring naturally disposed him to include all religions within the limits of pure reason, and to seek it rather in the subject than in anything objective.
Historically, he wasn't sufficiently prepared to examine and explore the issue of evidence as it relates to divine matters conveyed through testimony. His Kantian influence naturally led him to encompass all religions within the bounds of pure reason, prioritizing the subjective experience over any objective reality.
In conclusion, we may attempt to classify and give Schiller his place in the progress of the world's literary history. Progress is no doubt a law of the individual, of nations, and of the whole race. To grow in perfection, to exist in some sort at a higher degree, is the task imposed by God on man, the continuation of the very work of God, the complement of creation. But this moral growth, this need of increase, may, like all the forces of nature, yield to a greater force; it is an impulsion rather than a necessity; it solicits and does not constrain. A thousand obstacles stay its development in individuals and in societies; moral liberty may retard or accelerate its effects. Progress is therefore a law which cannot be abrogated, but which is not invariably obeyed.
In conclusion, we can try to classify Schiller and determine his place in the evolution of world literature. Progress is undoubtedly a principle for individuals, nations, and humanity as a whole. Striving for improvement and existing at a higher level is a task given by God to humanity, a continuation of God's work, and a completion of creation. However, this moral growth, this need to advance, can, like all natural forces, be overcome by a greater force; it is more of a drive than a requirement; it encourages rather than compels. Numerous obstacles hinder its progress in individuals and societies; moral freedom can slow down or speed up its impact. Therefore, progress is a principle that cannot be canceled, but it is not always followed.
Nevertheless, in proportion to the increase of the mass of individuals, the caprices of chance and of liberty neutralize each other to allow the providential action that presides over our destinies to prevail. Looking at the same total of the life of the world, humanity undoubtedly advances: there are in our time fewer moral miseries, fewer physical miseries, than were known in the past.
Nevertheless, as the number of people increases, the whims of chance and freedom balance each other out, allowing the guiding forces that shape our destinies to take effect. Considering the overall state of the world, humanity is clearly making progress: today, there are fewer moral and physical hardships than in the past.
Consequently art and literature, which express the different states of society, must share in some degree in this progressive march. But there are two things in literary work: on the one hand the ideas and social manners which it expresses, on the other the intelligence, the feeling, the imagination of the writer who becomes its interpreter. While the former of these elements tends incessantly to a greater perfection, the latter is subject to all the hazards of individual genius. Accordingly the progressive literature is only in the inspiration, and so to speak in the matter; it may and must therefore not be continuous in form.
As a result, art and literature, which reflect the various aspects of society, must, to some extent, participate in this progressive movement. However, there are two components in literary work: on one side, the ideas and social customs it conveys; on the other side, the intelligence, emotions, and imagination of the writer who interprets it. While the former constantly seeks greater perfection, the latter is influenced by the unpredictable nature of individual talent. Therefore, progressive literature is found only in the inspiration and, so to speak, in the content; it may and must not necessarily maintain a continuous form.
But more than this: in very advanced societies the very grandeur of ideas, the abundance of models, the satiety of the public render the task of the artist more and more difficult. The artist himself has no longer the enthusiasm of the first ages, the youth of imagination and of the heart; he is an old man whose riches have increased, but who enjoys his wealth less.
But more than this: in highly developed societies, the vastness of ideas, the multitude of examples, and the saturation of the audience make the artist's job increasingly challenging. The artist no longer has the enthusiasm of the early days, the youthful imagination and passion; he is an older person whose wealth has grown, but he enjoys it less.
If all the epochs of literature are considered as a whole it will be seen that they succeed each other in a constant order. After the period when the idea and the form combined in a harmonious manner comes another where the social idea is superabundant, and destroys the literary form of the preceding epoch.
If we look at all periods of literature together, we can see that they follow a consistent sequence. After a time when ideas and forms come together harmoniously, another period arrives, overflowing with social ideas, which undermines the literary form of the previous era.
The middle ages introduced spiritualism in art; before this new idea the smiling untruths of Greek poetry fled away frightened. The classical form so beautiful, so pure, cannot contain high Catholic thought. A new art is formed; on this side the Alps it does not reach the maturity that produces masterpieces. But at that time all Europe was one fatherland; Italy completes what is lacking in France and elsewhere.
The Middle Ages brought spiritualism to art; before this new concept, the cheerful falsehoods of Greek poetry disappeared in fear. The classical form, so beautiful and pure, couldn't hold high Catholic thought. A new art emerged; on this side of the Alps, it doesn’t reach the maturity that creates masterpieces. But at that time, all of Europe was one homeland; Italy fills in what’s missing in France and other places.
The renaissance introduces new ideas into civilization; it resuscitates the traditions of antique science and seeks to unite them to the truths of Christianity. The art of the middle ages, as a vessel of too limited capacity, is broken by the new flood poured into it. These different ideas are stirred up and in conflict in the sixteenth century; they became co-ordinate and attain to an admirable expression in the following age.
The Renaissance brings fresh ideas into society; it revives the traditions of ancient science and aims to connect them with the truths of Christianity. The art of the Middle Ages, like a container that’s too small, is overwhelmed by this new influx. In the sixteenth century, these various ideas clash and are in conflict; they later come together and reach an impressive expression in the following era.
In the eighteenth century there is a new invasion of ideas; all is examined and questioned; religion, government, society, all becomes a matter of discussion for the school called philosophical. Poetry appeared dying out, history drying up, till a truer spirit was breathed into the literary atmosphere by the criticism of Lessing, the philosophy of Kant, and the poetry of Klopstock. It was at this transition period that Schiller appeared, retaining throughout his literary career much of the revolutionary and convulsive spirit of his early days, and faithfully reflecting much of the dominant German philosophy of his time.
In the eighteenth century, new ideas were everywhere; everything was examined and questioned—religion, government, society—turning into topics for philosophical debate. Poetry seemed to fade away, and history felt stagnant, until figures like Lessing brought fresh criticism, Kant introduced new philosophy, and Klopstock revitalized poetry. It was during this shifting period that Schiller emerged, carrying with him the revolutionary and turbulent spirit from his youth, while also mirroring much of the prevailing German philosophy of his era.
Part of the nineteenth century seems to take in hand the task of
reconstructing the moral edifice and of giving back to thought a larger form. The literary result of its effects is the renaissance of lyrical poetry with an admirable development in history.
reconstructing the moral foundation and restoring a broader form to thought. The outcome in literature is a revival of lyrical poetry with an impressive evolution in history.
Schiller's most brilliant works were in the former walk, his histories have inferior merit, and his philosophical writings bespeak a deep thinking nature with great originality of conception, such as naturally results from a combination of high poetic inspiration with much intellectual power.
Schiller's most remarkable works were in the earlier field; his histories are of lesser quality, and his philosophical writings show a deeply thoughtful nature with a lot of original ideas, which naturally come from a mix of strong poetic inspiration and considerable intellectual strength.
Schiller, like all great men of genius, was a representative man of his country and of his age. A German, a Protestant free-thinker, a worshipper of the classical, he was the expression of these aspects of national and general thought.
Schiller, like all great geniuses, represented his country and his time. As a German, a Protestant free-thinker, and an admirer of the classics, he embodied these elements of national and universal thought.
The religious reformation was the work of the North. The instinct of races came in it to complicate the questions of dogmas. The awakening of individual nationalities was one of the characters of the epoch.
The religious reformation was driven by the North. Racial instincts complicated the issues of beliefs. The rise of individual national identities was a key feature of this time.
The nations compressed in the severe unity of the Middle Ages escaped in the Reformation from the uniform mould that had long enveloped them, and tended to that other unity, still very distant, which must spring from the spontaneous view of the same truth by all men, result from the free and original development of each nation, and, as in a vast concert, unite harmonious dissonances. Europe, without being conscious of its aim, seized greedily at the means—insurrection; the only thought was to overthrow, without yet thinking of a reconstruction. The sixteenth century was the vanguard of the eighteenth. At all times the North had fretted under the antipathetic yoke of the South. Under the Romans, Germany, though frequently conquered, had never been subdued. She had invaded the Empire and determined its fall. In the Middle Ages the struggle had continued; not only instincts, but ideas, were in conflict; force and spirit, violence and polity, feudalism and the Catholic hierarchy, hereditary and elective forms, represented the opposition of two races. In the sixteenth century the schism long anticipated took place. The Catholic dogma had hitherto triumphed over all outbreaks— over Arnaldo of Brescia, the Waldenses, and Wickliffe. But Luther appeared, and the work was accomplished: Catholic unity was broken.
The countries trapped in the strict unity of the Middle Ages broke free during the Reformation from the uniform mold that had held them for so long, and they moved toward a different unity, still far off, which would arise from everyone freely seeing the same truth, resulting from the independent development of each nation, and, like a massive concert, combining harmonious dissonances. Europe, unknowingly aiming for this, eagerly seized the means—rebellion; the only thought was to overthrow the old order, without yet considering how to rebuild. The sixteenth century was a precursor to the eighteenth. Throughout history, the North had chafed under the unwelcome control of the South. Under the Romans, Germany, despite being frequently conquered, had never been completely subdued. It had invaded the Empire and played a role in its collapse. During the Middle Ages, this struggle continued; not just impulses but ideas were at odds; power and spirit, violence and governance, feudalism and the Catholic hierarchy, hereditary and elective forms illustrated the clash of two cultures. In the sixteenth century, the long-expected split finally happened. The Catholic doctrine had previously triumphed over all challenges—from Arnaldo of Brescia to the Waldenses and Wickliffe. But then Luther came along, and the deed was done: Catholic unity was shattered.
And this breaking with authority went on fermenting in the nations till its last great outburst at the French Revolution; and Schiller was born at this convulsive period, and bears strong traces of his parentage in his anti-dogmatic spirit.
And this break with authority continued to grow in the nations until its final major eruption during the French Revolution; Schiller was born during this turbulent time and shows clear signs of his upbringing in his anti-dogmatic spirit.
Yet there is another side to Germanism which is prone to the ideal and the mystical, and bears still the trace of those lovely legends of mediaeval growth to which we have adverted. For Christianity was not a foreign and antagonistic importation in Germany; rather, the German character obtained its completeness through Christianity. The German found himself again in the Church of Christ, only raised, transfigured, and sanctified. The apostolic representation of the Church as the bride of Christ has found its fullest and truest correspondence in that of Germany. Hence when the German spirit was thoroughly espoused to the Christian spirit, we find that character of love, tenderness, and depth so characteristic of the early classics of German poetry, and reappearing in glorious afterglow in the second classics, in Klopstock, Herder, and, above all, Schiller.
Yet there’s another aspect of German culture that leans toward the ideal and the mystical, still reflecting those beautiful legends of medieval development we've mentioned. Christianity wasn’t an outside force or opposing influence in Germany; instead, the German identity became complete through Christianity. The German people found their true selves in the Church of Christ, which elevated, transformed, and sanctified them. The apostolic image of the Church as the bride of Christ aligns perfectly with Germany. So, when the German spirit fully embraced the Christian spirit, we see the qualities of love, tenderness, and depth that define the early classics of German poetry, reappearing in a radiant afterglow in the later classics, like those of Klopstock, Herder, and especially Schiller.
It is this special instinct for the ideal and mystical in German nature that has enabled spirits born of negation and revolution, like Schiller, to unite with those elements the most genial and creative inspirations of poetry.
It’s this unique instinct for the ideal and mystical in German nature that has allowed spirits born from negation and revolution, like Schiller, to combine with those elements the most inspiring and creative ideas of poetry.
VOCABULARY OF TERMINOLOGY.
Absolute, The. A conception, or, more strictly, in Kantian language, an idea of the pure reason, embracing the fundamental and necessary yet free ground of all things.
Absolute, The. A concept, or, more specifically, in Kantian terms, an idea of pure reason that encompasses the fundamental and necessary yet free basis of everything.
Antinomy. The conflict of the laws of pure reason; as in the question of free will and necessity.
Antinomy. The clash between the laws of pure reason, like in the debate over free will and necessity.
Autonomy (autonomous). Governing itself by the spontaneous action of free will.
Autonomy (autonomous). Self-governing through the natural actions of free will.
Aesthetics. The science of beauty; as ethics of duty.
Aesthetics. The study of beauty; like ethics is the study of duty.
Cognition (knowledge; Germanice, "Erkenntniss") is either an intuition or a conception. The former has an immediate relation to the object, and is singular and individual; the latter has but a mediate relation, by means of a characteristic mark, which may be common to several things.
Cognition (knowledge; in German, "Erkenntniss") is either an intuition or a conception. The former has a direct connection to the object and is singular and individual, while the latter has an indirect connection through a distinctive feature that can be shared by several things.
Cognition is an objective perception.
Cognition is an objective view.
Conception. A conception is either empirical or pure. A pure conception, in so far as it has its origin in the understanding alone, and is not the conception of a pure sensuous image, is called notio.
Conception. A conception is either empirical or pure. A pure conception, as it comes solely from understanding and is not based on a pure sensory image, is called notio.
Conceptions are distinguished on the one hand from sensation and perception, and on the other hand from the intuitions of pure reason or ideas. They are distinctly the product of thought and of the understanding, except when quite free from empirical elements.
Conceptions are set apart from sensation and perception, as well as from the intuitions of pure reason or ideas. They are clearly the result of thought and understanding, unless they are completely devoid of empirical elements.
Feeling (Gefuehl). That part of our nature which relates to passion and instinct. Feelings are connected both with our sensuous nature, our imagination, and the pure reason.
Feeling. That part of our nature that relates to passion and instinct. Feelings are connected to our sensory nature, our imagination, and pure reason.
Form. See Matter.
Form. Check it out.
Ideas. The product of the pure reason (Vernunft) or intuitive faculty. Wherever the absolute is introduced in thought we have ideas. Perfection in all its aspects is an idea, virtue and wisdom in their perfect purity and ideas. Kant remarks ("Critique of Pure Reason," Meiklejohn's translation, p. 256): "It is from the understanding alone that pure and transcendental conceptions take their origin; the reason does not properly give birth to any conception, but only frees the conception of the understanding from the unavoidable limitation of possible experience. A conception formed from notions which transcend the possibility of experience is an idea or a conception of reason."
Ideas. The result of pure reason (Vernunft) or our intuitive ability. Wherever the absolute is present in thought, we encounter ideas. Perfection in all its forms is an idea, as are virtue and wisdom in their absolute clarity. Kant notes ("Critique of Pure Reason," Meiklejohn's translation, p. 256): "It is only from the understanding that pure and transcendental concepts originate; reason does not actually produce any concept, it just liberates the concept of the understanding from the unavoidable limits of possible experience. A concept that is formed from notions that go beyond the possibility of experience is an idea or a concept of reason."
Intuition (Anschauung) as used by Kant, is external or internal. External, sensuous intuition is identical with perception; internal intuition gives birth to ideas.
Intuition (Anschauung) as Kant used it can be either external or internal. External, sensory intuition is the same as perception; internal intuition generates ideas.
Matter and Form. "These two conceptions are at the foundation of all other reflection, being inseparably connected with every mode of exercising the understanding. By the former is implied that which can be determined in general; the second implies its determination, both in a transcendental sense, abstraction being made of any difference in that which is given, and of the mode in which it is determined. That which in the phenomenon corresponds to the sensation, I term its matter; but that which effects that the content of the phenomenon can be arranged under certain relations, I call its form."—Kant, "Critique," op. cit.
Matter and Form. "These two concepts are the foundation of all other thinking, being closely connected to every way we use our understanding. The first refers to what can be generally defined; the second refers to its specific definition, both in a transcendental sense, ignoring any differences in what is given and how it is defined. What corresponds to the sensation in the phenomenon I call its matter; but what allows the content of the phenomenon to be organized in certain ways, I call its form."—Kant, "Critique," op. cit.
Objective. What is inherent or relative to an object, or not Myself, except in the case when I reflect on myself, in which case my states of mind are objective to my thoughts. In a popular sense objective means external, as contrasted with the subjective or internal.
Objective. What is inherent or relative to an object, or not Myself, except in the case when I reflect on myself, in which case my states of mind are objective to my thoughts. In a popular sense, objective means external, as opposed to the subjective or internal.
Perception, if it relates only to the subject as a modification of its state, is a sensation. An objective perception is a cognition (Erkenntniss).
Perception, if it only concerns the subject as a change in its state, is a sensation. An objective perception is a form of knowledge (cognition).
Phenomena (Erscheinnngen). The undetermined object of an empirical intuition is called phenomenon.
Phenomena (Erscheinnngen). The unknown object of an empirical intuition is referred to as a phenomenon.
Reason (pure; Germanice, "Vernunft"). The source of ideas of moral feelings and of conceptions free from all elements taken up from experience.
Reason (pure; in German, "Vernunft"). The source of ideas related to moral feelings and concepts that are free from any elements derived from experience.
Representation (Vorstellung). All the products of the mind are styled representations (except emotions and mere sensations) and the term is applied to the whole genus.
Representation. All the products of the mind are called representations (except for emotions and simple sensations), and the term is used for the entire category.
Representation with consciousness is perceptio.
Representation with consciousness is perception.
Sensation. The capacity of receiving representations through the mode in which we are affected by objects is called sensibility. By means of sensibility objects are given to us, and it alone furnishes with intentions meaning sensuous intuitions. By the understanding they are thought, and from it arise conceptions.
Sensation. The ability to receive representations based on how we are affected by objects is called sensibility. Through sensibility, objects are presented to us, and it alone provides us with meaningful sensory experiences. Our understanding allows us to think about them, leading to the formation of concepts.
Subjective. What has its source in and relation to the personality, to Myself, I, or the Ego; opposed to the objective, or what is inherent in and relative to the object. Not myself, except in the case when my states of mind are the object of my own reflection.
Subjective. What comes from and relates to the personality, to myself, I, or the ego; in contrast to the objective, or what is inherent in and related to the object. Not myself, unless my states of mind are the focus of my own reflection.
Supersensuous. Contrasted with and opposed to the sensuous. What is exclusively related to sense or imparted through the sensuous ideas is supersensuous. See Transcendental.
Supersensuous. Compared to and in opposition to the sensuous. What is solely connected to sense or conveyed through sensuous ideas is supersensuous. See Transcendental.
Transcendental. What exceeds the limits of sense and empirical observation. "I apply the term transcendental to all knowledge which is not so much occupied with objects as with the mode of our cognition of these objects, so far as this mode of cognition is possible a priori." Kant's "Critique," op. cit. p. 16.
Transcendental. It refers to what goes beyond the limits of sensory experience and empirical observation. "I use the term transcendental for all knowledge that focuses not so much on the objects themselves but on how we perceive these objects, as far as this way of understanding is possible beforehand." Kant's "Critique," op. cit. p. 16.
Understanding (Verstand). The thought of faculty, the source of conceptions and notions (Begriffe) of the laws of logic, the categories, and judgment.
Understanding (Verstand). The faculty of thought, the source of conceptions and notions (Begriffe) of the laws of logic, the categories, and judgment.
LETTERS ON THE AESTHETICAL EDUCATION OF MAN.
LETTER I.
By your permission I lay before you, in a series of letters, the results of my researches upon beauty and art. I am keenly sensible of the importance as well as of the charm and dignity of this undertaking. I shall treat a subject which is closely connected with the better portion of our happiness and not far removed from the moral nobility of human nature. I shall plead this cause of the beautiful before a heart by which her whole power is felt and exercised, and which will take upon itself the most difficult part of my task in an investigation where one is compelled to appeal as frequently to feelings as to principles.
With your permission, I present to you a series of letters detailing the results of my research on beauty and art. I'm very aware of both the significance and the appeal of this endeavor. I'm going to discuss a topic that's closely linked to our happiness and deeply connected to the moral greatness of human nature. I'll advocate for the beauty of this topic before a heart that feels and expresses its full power, one that will take on the most challenging part of my work in a study that often requires appealing to emotions as much as to principles.
That which I would beg of you as a favor, you generously impose upon me as a duty; and, when I solely consult my inclination, you impute to me a service. The liberty of action you prescribe is rather a necessity for me than a constraint. Little exercised in formal rules, I shall scarcely incur the risk of sinning against good taste by any undue use of them; my ideas, drawn rather from within than from reading or from an intimate experience with the world, will not disown their origin; they would rather incur any reproach than that of a sectarian bias, and would prefer to succumb by their innate feebleness than sustain themselves by borrowed authority and foreign support.
What I ask of you as a favor, you generously treat as a duty for me; and when I simply follow my own desires, you accuse me of not being helpful. The freedom of action you require feels more like a necessity to me than a restriction. Since I'm not well-versed in formal rules, I'm unlikely to risk offending good taste by misusing them. My ideas, more drawn from my own feelings than from reading or extensive life experience, acknowledge their origins; they would rather face any criticism than be seen as biased, and would choose to fail due to their own shortcomings rather than survive on borrowed ideas and external support.
In truth, I will not keep back from you that the assertions which follow rest chiefly upon Kantian principles; but if in the course of these researches you should be reminded of any special school of philosophy, ascribe it to my incapacity, not to those principles. No; your liberty of mind shall be sacred to me; and the facts upon which I build will be furnished by your own sentiments; your own unfettered thought will dictate the laws according to which we have to proceed.
Honestly, I won’t hide from you that the claims that follow mainly rely on Kantian principles; but if, during this exploration, you think of any specific school of philosophy, blame it on my lack of understanding, not the principles themselves. No, your freedom of thought will be precious to me; the facts I use will come from your own feelings; your own unrestrained thinking will guide the rules we need to follow.
With regard to the ideas which predominate in the practical part of Kant's system, philosophers only disagree, whilst mankind, I am confident of proving, have never done so. If stripped of their technical shape, they will appear as the verdict of reason pronounced from time immemorial by common consent, and as facts of the moral instinct which nature, in her wisdom, has given to man in order to serve as guide and teacher until his enlightened intelligence gives him maturity. But this very technical shape which renders truth visible to the understanding conceals it from the feelings; for, unhappily, understanding begins by destroying the object of the inner sense before it can appropriate the object. Like the chemist, the philosopher finds synthesis only by analysis, or the spontaneous work of nature only through the torture of art. Thus, in order to detain the fleeting apparition, he must enchain it in the fetters of rule, dissect its fair proportions into abstract notions, and preserve its living spirit in a fleshless skeleton of words. Is it surprising that natural feeling should not recognize itself in such a copy, and if in the report of the analyst the truth appears as paradox?
When it comes to the ideas that dominate the practical part of Kant's system, philosophers only have disagreements, whereas I am confident in proving that humanity as a whole has never disagreed. If you take away the technical terms, these ideas reveal themselves as the judgment of reason, always acknowledged by common agreement, and as facts of the moral instinct that nature has wisely bestowed upon humans to act as guides and teachers until their enlightened understanding matures. However, this very technical structure that makes truth accessible to the mind hides it from our feelings; unfortunately, the mind often destroys the essence of the inner sense before it can truly grasp the object. Similar to a chemist, a philosopher discovers synthesis only through analysis, or the natural processes only through the artificial manipulation of techniques. Therefore, to capture the fleeting presence of truth, they must bind it with rules, break its harmonious elements into abstract concepts, and maintain its living essence in a lifeless collection of words. Is it any wonder that natural feelings might not recognize themselves in such a reproduction, or that the truth appears paradoxical in the analyst's report?
Permit me therefore to crave your indulgence if the following researches should remove their object from the sphere of sense while endeavoring to draw it towards the understanding. That which I before said of moral experience can be applied with greater truth to the manifestation of "the beautiful." It is the mystery which enchants, and its being is extinguished with the extinction of the necessary combination of its elements.
Please allow me to ask for your patience if the following explorations take the subject out of the realm of the tangible while trying to bring it into the realm of understanding. What I previously mentioned about moral experience applies even more accurately to the manifestation of "the beautiful." It's the mystery that captivates, and its existence disappears when the essential combination of its elements ceases to exist.
LETTER II.
But I might perhaps make a better use of the opening you afford me if I were to direct your mind to a loftier theme than that of art. It would appear to be unseasonable to go in search of a code for the aesthetic world, when the moral world offers matter of so much higher interest, and when the spirit of philosophical inquiry is so stringently challenged by the circumstances of our times to occupy itself with the most perfect of all works of art—the establishment and structure of a true political freedom.
But I might make better use of the opportunity you've given me if I could steer your attention towards a more important topic than art. It seems out of place to search for a set of rules for the art world when the moral world presents issues of much greater significance, especially when the spirit of philosophical inquiry is so strongly prompted by our current circumstances to focus on the greatest masterpiece of all—establishing and structuring true political freedom.
It is unsatisfactory to live out of your own age and to work for other times. It is equally incumbent on us to be good members of our own age as of our own state or country. If it is conceived to be unseemly and even unlawful for a man to segregate himself from the customs and manners of the circle in which he lives, it would be inconsistent not to see that it is equally his duty to grant a proper share of influence to the voice of his own epoch, to its taste and its requirements, in the operations in which he engages.
It's disappointing to live outside your own time and to work for past eras. Just as it's important to be good members of our community or country, we also have a responsibility to our own time. If it's considered inappropriate and even wrong for someone to distance themselves from the customs and behaviors of their social circle, then it would be inconsistent not to acknowledge that it’s equally important to give proper weight to the perspective of our own era, along with its preferences and needs, in the activities we participate in.
But the voice of our age seems by no means favorable to art, at all events to that kind of art to which my inquiry is directed. The course of events has given a direction to the genius of the time that threatens to remove it continually further from the ideal of art. For art has to leave reality, it has to raise itself boldly above necessity and neediness; for art is the daughter of freedom, and it requires its prescriptions and rules to be furnished by the necessity of spirits and not by that of matter. But in our day it is necessity, neediness, that prevails, and lends a degraded humanity under its iron yoke. Utility is the great idol of the time, to which all powers do homage and all subjects are subservient. In this great balance on utility, the spiritual service of art has no weight, and, deprived of all encouragement, it vanishes from the noisy Vanity Fair of our time. The very spirit of philosophical inquiry itself robs the imagination of one promise after another, and the frontiers of art are narrowed in proportion as the limits of science are enlarged.
But the voice of our times doesn’t seem to support art, at least not the kind of art I’m looking into. The course of events has shaped the spirit of this era in a way that continuously pulls it further from the ideal of art. Art needs to break away from reality; it must rise boldly above necessity and lack; after all, art is the child of freedom, and it should be guided by the needs of the spirit, not by the demands of material. Yet today, necessity and lack dominate, enslaving humanity under a harsh burden. Utility has become the main idol of our time, to which all powers bow down and everyone serves. In this grand balance of utility, the spiritual value of art is weightless, and stripped of all support, it fades from the loud Vanity Fair of our era. Even the essence of philosophical inquiry is taking away the imagination’s promises one after another, and as the boundaries of science expand, the borders of art are shrinking.
The eyes of the philosopher as well as of the man of the world are anxiously turned to the theatre of political events, where it is presumed the great destiny of man is to be played out. It would almost seem to betray a culpable indifference to the welfare of society if we did not share this general interest. For this great commerce in social and moral principles is of necessity a matter of the greatest concern to every human being, on the ground both of its subject and of its results. It must accordingly be of deepest moment to every man to think for himself. It would seem that now at length a question that formerly was only settled by the law of the stronger is to be determined by the calm judgment of the reason, and every man who is capable of placing himself in a central position, and raising his individuality into that of his species, can look upon himself as in possession of this judicial faculty of reason; being moreover, as man and member of the human family, a party in the case under trial and involved more or less in its decisions. It would thus appear that this great political process is not only engaged with his individual case, it has also to pronounce enactments, which he as a rational spirit is capable of enunciating and entitled to pronounce.
The eyes of both the philosopher and the worldly individual are anxiously focused on the stage of political events, where it’s assumed that the significant fate of humanity will unfold. It would almost seem like a serious lack of concern for society if we didn’t share this common interest. This major exchange of social and moral principles is undoubtedly crucial for every person, considering both its focus and its outcomes. Therefore, it is essential for everyone to think for themselves. It appears that, finally, a question that was once decided by the law of the strongest is now set to be resolved by thoughtful reasoning. Anyone who can position themselves centrally and elevate their individuality to that of their species can consider themselves equipped with this rational judgment. Additionally, as a human and a member of the human community, they are part of the case being examined and affected by its verdicts. Hence, it seems that this significant political process not only addresses individual circumstances but must also issue decisions that, as rational beings, they are capable of articulating and have the right to declare.
It is evident that it would have been most attractive to me to inquire into an object such as this, to decide such a question in conjunction with a thinker of powerful mind, a man of liberal sympathies, and a heart imbued with a noble enthusiasm for the weal of humanity. Though so widely separated by worldly position, it would have been a delightful surprise to have found your unprejudiced mind arriving at the same result as my own in the field of ideas. Nevertheless, I think I can not only excuse, but even justify by solid grounds, my step in resisting this attractive purpose and in preferring beauty to freedom. I hope that I shall succeed in convincing you that this matter of art is less foreign to the needs than to the tastes of our age; nay, that, to arrive at a solution even in the political problem, the road of aesthetics must be pursued, because it is through beauty that we arrive at freedom. But I cannot carry out this proof without my bringing to your remembrance the principles by which the reason is guided in political legislation.
It’s clear that I would have found it very appealing to explore something like this, to tackle such a question alongside a deep thinker, someone with open-minded views and a passion for the well-being of humanity. Even though we come from very different backgrounds, it would have been a pleasant surprise to see your unbiased perspective lead to the same conclusions as mine in the realm of ideas. However, I believe I can not only excuse but also justify my choice to resist this tempting goal and to prioritize beauty over freedom. I hope to convince you that the issue of art is more relevant to our era’s needs than just to its preferences; in fact, to solve even the political dilemma, we must pursue the path of aesthetics, because it’s through beauty that we achieve freedom. But I can’t make this argument without reminding you of the principles that guide reasoning in political legislation.
LETTER III.
Man is not better treated by nature in his first start than her other works are; so long as he is unable to act for himself as an independent intelligence she acts for him. But the very fact that constitutes him a man is that he does not remain stationary, where nature has placed him, that he can pass with his reason, retracing the steps nature had made him anticipate, that he can convert the work of necessity into one of free solution, and elevate physical necessity into a moral law.
Man is not treated better by nature at his beginning than any of her other creations; as long as he can't think for himself as an independent being, she acts on his behalf. But the very thing that makes him human is that he doesn’t stay where nature has put him. He can use his reasoning to revisit the paths nature made him expect, turn the demands of necessity into choices made freely, and transform physical necessity into a moral law.
When man is raised from his slumber in the senses he feels that he is a man; he surveys his surroundings and finds that he is in a state. He was introduced into this state by the power of circumstances, before he could freely select his own position. But as a moral being he cannot possibly rest satisfied with a political condition forced upon him by necessity, and only calculated for that condition; and it would be unfortunate if this did satisfy him. In many cases man shakes off this blind law of necessity, by his free spontaneous action, of which among many others we have an instance, in his ennobling by beauty and suppressing by moral influence the powerful impulse implanted in him by nature in the passion of love. Thus, when arrived at maturity, he recovers his childhood by an artificial process, he founds a state of nature in his ideas, not given him by any experience, but established by the necessary laws and conditions of his reason, and he attributes to this ideal condition an object, an aim, of which he was not cognizant in the actual reality of nature. He gives himself a choice of which he was not capable before, and sets to work just as if he were beginning anew, and were exchanging his original state of bondage for one of complete independence, doing this with complete insight and of his free decision. He is justified in regarding this work of political thraldom as non-existing, though a wild and arbitrary caprice may have founded its work very artfully; though it may strive to maintain it with great arrogance and encompass it with a halo of veneration. For the work of blind powers possesses no authority before which freedom need bow, and all must be made to adapt itself to the highest end which reason has set up in his personality. It is in this wise that a people in a state of manhood is justified in exchanging a condition of thraldom for one of moral freedom.
When a person awakens to their senses, they realize that they are a human being; they take a look around and see that they are in a society. They were placed into this society by the circumstances of life before they could freely choose their own path. However, as a moral individual, they cannot be content with a political situation that was imposed upon them by necessity and is only suited for that condition; it would be unfortunate if this did satisfy them. In many cases, a person breaks free from this blind force of necessity through their own free and spontaneous actions. One example is how they elevate themselves through beauty and suppress the strong impulse of love that nature has instilled in them through moral influence. Thus, when they reach adulthood, they recreate a sense of childhood through an artificial process. They establish an idea of a natural state within their minds, one not provided by actual experience but formed by the inherent laws and conditions of their reason. They attribute an object and a purpose to this ideal condition that they weren't aware of in the real world. They give themselves a choice they weren't previously capable of, and they approach life as if they are starting anew, exchanging their original state of bondage for complete independence, all while fully aware and making this decision of their own free will. They are justified in seeing this political oppression as nonexistent, even if it was crafted skillfully by a capricious force and tries to maintain it with arrogance while surrounding it with a sense of reverence. The actions of blind powers hold no authority that freedom must submit to, and everything must be adjusted to align with the highest purpose that reason has established within their character. In this way, a mature society is justified in swapping a state of oppression for one of moral freedom.
Now the term natural condition can be applied to every political body which owes its establishment originally to forces and not to laws, and such a state contradicts the moral nature of man, because lawfulness can alone have authority over this. At the same time this natural condition is quite sufficient for the physical man, who only gives himself laws in order to get rid of brute force. Moreover, the physical man is a reality, and the moral man problematical. Therefore when the reason suppresses the natural condition, as she must if she wishes to substitute her own, she weighs the real physical man against the problematical moral man, she weighs the existence of society against a possible, though morally necessary, ideal of society. She takes from man something which he really possesses, and without which he possesses nothing, and refers him as a substitute to something that he ought to possess and might possess; and if reason had relied too exclusively on him she might, in order to secure him a state of humanity in which he is wanting and can want without injury to his life, have robbed him even of the means of animal existence, which is the first necessary condition of his being a man. Before he had opportunity to hold firm to the law with his will, reason would have withdrawn from his feet the ladder of nature.
Now the term natural condition can be applied to any political entity that was created by forces rather than laws, and such a state goes against the moral nature of humanity, as only lawful authority should hold power over this. At the same time, this natural condition is perfectly adequate for the physical being, who only creates laws to escape from brute force. Additionally, the physical being is a reality, while the moral being remains uncertain. Therefore, when reason suppresses the natural condition, as it must if it wants to impose its own, it weighs the real physical being against the uncertain moral being; it weighs the existence of society against a possible but morally necessary ideal of society. It takes away from people something they truly possess, without which they have nothing, and redirects them as a substitute to something they should and could possess; if reason relied too heavily on this substitute, it might, in trying to ensure a state of humanity that is lacking or desired without harming life, rob them even of the means for basic survival, which is the essential condition for being human. Before individuals had a chance to firmly embrace the law with their will, reason would have pulled away the ladder of nature from beneath them.
The great point is, therefore, to reconcile these two considerations, to prevent physical society from ceasing for a moment in time, while the moral society is being formed in the idea; in other words, to prevent its existence from being placed in jeopardy for the sake of the moral dignity of man. When the mechanic has to mend a watch he lets the wheels run out; but the living watchworks of the state have to be repaired while they act, and a wheel has to be exchanged for another during its revolutions. Accordingly props must be sought for to support society and keep it going while it is made independent of the natural condition from which it is sought to emancipate it.
The main point is to balance these two aspects: to ensure that physical society doesn’t pause even for a moment while moral society is being developed in our minds; in other words, to make sure its existence isn’t at risk for the sake of human moral dignity. When a mechanic needs to fix a watch, he lets the gears wind down. But the living mechanisms of the state need to be repaired while they’re functioning, and one gear must be swapped out for another as it keeps turning. Therefore, we need to find support to sustain society and keep it running while we work to free it from its natural conditions.
This prop is not found in the natural character of man, who, being selfish and violent, directs his energies rather to the destruction than to the preservation of society. Nor is it found in his moral character, which has to be formed, which can never be worked upon or calculated on by the lawgiver, because it is free and never appears. It would seem, therefore, that another measure must be adopted. It would seem that the physical character of the arbitrary must be separated from moral freedom; that it is incumbent to make the former harmonize with the laws and the latter dependent on impressions; it would be expedient to remove the former still farther from matter and to bring the latter somewhat more near to it; in short, to produce a third character related to both the others—the physical and the moral—paving the way to a transition from the sway of mere force to that of law, without preventing the proper development of the moral character, but serving rather as a pledge in the sensuous sphere of a morality in the unseen.
This trait isn't part of human nature, which tends to be selfish and aggressive, focusing its energy more on destroying society than preserving it. It's also not found in our moral character, which must be developed and is not something that can be influenced or relied upon by lawmakers, since it is free and often hidden. Therefore, it seems we need to take a different approach. It appears necessary to differentiate the physical aspects of authority from moral freedom; we should align the former with the laws while making the latter influenced by experiences. It would be wise to further distance authority from physical force and bring moral freedom a bit closer to it; essentially, we need to create a third aspect that connects both the physical and moral sides, bridging the gap from merely using force to embracing law, without hindering the healthy evolution of moral character but instead acting as a guarantee in the tangible world for a higher morality.
LETTER IV.
Thus much is certain. It is only when a third character, as previously suggested, has preponderance that a revolution in a state according to moral principles can be free from injurious consequences; nor can anything else secure its endurance. In proposing or setting up a moral state, the moral law is relied upon as a real power, and free-will is drawn into the realm of causes, where all hangs together mutually with stringent necessity and rigidity. But we know that the condition of the human will always remains contingent, and that only in the Absolute Being physical coexists with moral necessity. Accordingly, if it is wished to depend on the moral conduct of man as on natural results, this conduct must become nature, and he must be led by natural impulse to such a course of action as can only and invariably have moral results. But the will of man is perfectly free between inclination and duty, and no physical necessity ought to enter as a sharer in this magisterial personality. If, therefore, he is to retain this power of solution, and yet become a reliable link in the causal concatenation of forces, this can only be effected when the operations of both these impulses are presented quite equally in the world of appearances. It is only possible when, with every difference of form, the matter of man's volition remains the same, when all his impulses agreeing with his reason are sufficient to have the value of a universal legislation.
It’s clear that a revolution in a state based on moral principles can only be free from harmful consequences if a third character, as mentioned earlier, holds significant power; otherwise, there’s no guarantee it will last. When creating a moral state, we rely on moral law as a true force, pulling free will into the realm of causes, where everything is interconnected with necessity and strictness. However, we understand that the human will is always contingent, and only in the Absolute Being do physical and moral necessity coexist. Therefore, if we want to depend on human moral behavior as if it were natural outcomes, that behavior must become second nature, and individuals must be instinctively led to actions that will inevitably produce moral outcomes. Yet, human will is entirely free between desire and duty, and no physical necessity should interfere with this authoritative personality. Thus, for a person to maintain this ability to choose while also being a dependable part of the chain of causation, it can only happen if both impulses are equally presented in the visible world. This is only achievable when, despite any differences in form, the essence of human choice remains constant, and all impulses aligned with reason are sufficient to form a universal law.
It may be urged that every individual man carries within himself, at least in his adaptation and destination, a purely ideal man. The great problem of his existence is to bring all the incessant changes of his outer life into conformity with the unchanging unity of this ideal. This pure ideal man, which makes itself known more or less clearly in every subject, is represented by the state, which is the objective, and, so to speak, canonical form in which the manifold differences of the subjects strive to unite. Now two ways present themselves to the thought in which the man of time can agree with the man of idea, and there are also two ways in which the state can maintain itself in individuals. One of these ways is when the pure ideal man subdues the empirical man, and the state suppresses the individual, or again when the individual becomes the state, and the man of time is ennobled to the man of idea.
Every person carries within them, at least in their purpose and direction, an ideal version of themselves. The main challenge of their existence is to align the constant changes of their outer life with this unchanging idea of who they could be. This ideal self, which becomes clearer or less clear in each individual, is represented by the state, which serves as the objective and, in a sense, standard form through which the diverse differences of individuals strive to come together. Now, there are two ways that the contemporary person can connect with the ideal person, and there are also two ways the state can exist within individuals. One way is when the ideal self dominates the empirical self, and the state suppresses the individual, or when the individual embodies the state, and the contemporary person is elevated to this ideal self.
I admit that in a one-sided estimate from the point of view of morality this difference vanishes, for the reason is satisfied if her law prevails unconditionally. But when the survey taken is complete and embraces the whole man (anthropology), where the form is considered together with the substance, and a living feeling has a voice, the difference will become far more evident. No doubt the reason demands unity, and nature variety, and both legislations take man in hand. The law of the former is stamped upon him by an incorruptible consciousness, that of the latter by an ineradicable feeling. Consequently education will always appear deficient when the moral feeling can only be maintained with the sacrifice of what is natural; and a political administration will always be very imperfect when it is only able to bring about unity by suppressing variety. The state ought not only to respect the objective and generic, but also the subjective and specific in individuals; and while diffusing the unseen world of morals, it must not depopulate the kingdom of appearance, the external world of matter.
I recognize that from a strictly moral perspective, this difference fades away because reason is fulfilled when its laws apply without exception. However, when we look at the bigger picture that includes our entire humanity (anthropology), where we consider both form and substance, and when genuine feelings are taken into account, the difference becomes much clearer. It's true that reason seeks unity, while nature seeks diversity, and both forms of law engage with humanity. The law based on reason is imposed on us by an unwavering consciousness, while the law grounded in nature arises from an unshakeable feeling. As a result, education will always seem lacking if moral feelings can only be preserved at the cost of what is natural. Similarly, a political system will always fall short if it achieves unity solely by suppressing diversity. The state should not only acknowledge the universal and general aspects but also the personal and unique qualities of individuals. While spreading the unseen realm of morals, it must not create a void in the observable world, the tangible realm of matter.
When the mechanical artist places his hand on the formless block, to give it a form according to his intention, he has not any scruples in doing violence to it. For the nature on which he works does not deserve any respect in itself, and he does not value the whole for its parts, but the parts on account of the whole. When the child of the fine arts sets his hand to the same block, he has no scruples either in doing violence to it, he only avoids showing this violence. He does not respect the matter in which he works any more than the mechanical artist; but he seeks by an apparent consideration for it to deceive the eye which takes this matter under its protection. The political and educating artist follows a very different course, while making man at once his material and his end. In this case the aim or end meets in the material, and it is only because the whole serves the parts that the parts adapt themselves to the end. The political artist has to treat his material—man—with a very different kind of respect than that shown by the artist of fine art to his work. He must spare man's peculiarity and personality, not to produce a defective effect on the senses, but objectively and out of consideration for his inner being.
When the mechanical artist places his hand on the shapeless block to give it a form according to his intention, he doesn’t hesitate to impose his will on it. The material he works with doesn’t deserve respect on its own, and he values the whole for what it can become, rather than valuing the parts individually. The fine arts artist also manipulates the same block without hesitation, but he tries not to reveal the aggression in his actions. He doesn’t respect the material any more than the mechanical artist does; instead, he attempts to create an illusion of respect to deceive the observer who perceives this material as deserving protection. The political and educational artist takes a different approach, as he treats humanity both as his material and his ultimate goal. In this case, the objective or purpose aligns with the material, and it’s only because the whole benefits the parts that they adjust to the end. The political artist must handle his material—human beings—with a much deeper kind of respect than what the fine artist shows to his work. He must acknowledge each person’s uniqueness and individuality, not just to avoid creating a negative sensory impact, but out of respect for their inner essence.
But the state is an organization which fashions itself through itself and for itself, and for this reason it can only be realized when the parts have been accorded to the idea of the whole. The state serves the purpose of a representative, both to pure ideal and to objective humanity, in the breast of its citizens, accordingly it will have to observe the same relation to its citizens in which they are placed to it; and it will only respect their subjective humanity in the same degree that it is ennobled to an objective existence. If the internal man is one with himself he will be able to rescue his peculiarity, even in the greatest generalization of his conduct, and the state will only become the exponent of his fine instinct, the clearer formula of his internal legislation. But if the subjective man is in conflict with the objective, and contradicts him in the character of a people, so that only the oppression of the former can give victory to the latter, then the state will take up the severe aspect of the law against the citizen, and in order not to fall a sacrifice, it will have to crush under foot such a hostile individuality without any compromise.
But the state is an organization that shapes itself for its own sake, and for that reason, it can only be realized when the individual parts align with the idea of the whole. The state acts as a representative, both of pure ideals and of humanity as a whole, within its citizens. Therefore, it must acknowledge its citizens in the same way that they relate to it; it will only recognize their individual humanity to the extent that it is elevated to an objective existence. If a person's inner self is united, they will be able to maintain their uniqueness, even in the broadest generalization of their actions, and the state will only represent their refined instincts, providing a clearer terms of their internal principles. However, if the individual's subjectivity is at odds with objective reality, leading to a contradiction within the collective identity, where only the suppression of the former can enable the latter to win, then the state will adopt a harsh legal stance against the citizen. To avoid becoming a victim itself, it will have to eliminate such a conflicting individuality without any concessions.
Now man can be opposed to himself in a twofold manner; either as a savage, when his feelings rule over his principles; or as a barbarian, when his principles destroy his feelings. The savage despises art, and acknowledges nature as his despotic ruler; the barbarian laughs at nature, and dishonors it, but he often proceeds in a more contemptible way than the savage to be the slave of his senses. The cultivated man makes of nature his friend, and honors its friendship, while only bridling its caprice.
Now, a person can be at odds with themselves in two ways: either like a savage, when their emotions take over their values, or like a barbarian, when their values crush their emotions. The savage looks down on art and views nature as their absolute ruler; the barbarian mocks nature and disrespects it, but often acts in an even more pathetic way than the savage when they give in to their desires. The educated person sees nature as a friend and values that friendship, while only keeping its unpredictability in check.
Consequently, when reason brings her moral unity into physical society, she must not injure the manifold in nature. When nature strives to maintain her manifold character in the moral structure of society, this must not create any breach in moral unity; the victorious form is equally remote from uniformity and confusion. Therefore, totality of character must be found in the people which is capable and worthy to exchange the state of necessity for that of freedom.
As a result, when reason establishes its moral unity in society, it must not harm the diversity found in nature. When nature works to preserve its varied character within the moral framework of society, this should not disrupt moral unity; the ideal outcome is equally distant from sameness and chaos. Thus, the people must possess a complete character that is capable and deserving of exchanging a state of necessity for a state of freedom.
LETTER V.
Does the present age, do passing events, present this character? I direct my attention at once to the most prominent object in this vast structure.
Does today's world, do current events, show this character? I immediately focus on the most notable feature of this grand structure.
It is true that the consideration of opinion is fallen; caprice is unnerved, and, although still armed with power, receives no longer any respect. Man has awakened from his long lethargy and self-deception, and he demands with impressive unanimity to be restored to his imperishable rights. But he does not only demand them; he rises on all sides to seize by force what, in his opinion, has been unjustly wrested from him. The edifice of the natural state is tottering, its foundations shake, and a physical possibility seems at length granted to place law on the throne, to honor man at length as an end, and to make true freedom the basis of political union. Vain hope! The moral possibility is wanting, and the generous occasion finds an unsusceptible rule.
It's true that the value of opinion has declined; whim is weakened, and, even though it still holds power, it no longer commands respect. People have woken up from their long state of complacency and self-deception, and they are collectively demanding the restoration of their fundamental rights. But they don’t just demand these rights; they are rising up from all sides to forcibly reclaim what they believe has been unfairly taken from them. The structure of the natural state is unstable, its foundations are shaking, and there finally seems to be a physical possibility to establish law as the supreme authority, to recognize people as an end in themselves, and to make true freedom the foundation of political unity. What a foolish hope! The moral potential is lacking, and the noble opportunity encounters an unyielding rule.
Man paints himself in his actions, and what is the form depicted in the drama of the present time? On the one hand, he is seen running wild, on the other, in a state of lethargy; the two extremest stages of human degeneracy, and both seen in one and the same period.
Man reveals himself through his actions, and what do we see in the drama of today? On one hand, he's acting out of control, while on the other, he's completely lethargic; these are the two most extreme stages of human decline, and both are happening at the same time.
In the lower larger masses, coarse, lawless impulses come to view, breaking loose when the bonds of civil order are burst asunder, and hastening with unbridled fury to satisfy their savage instinct. Objective humanity may have had cause to complain of the state; yet subjective man must honor its institutions. Ought he to be blamed because he lost sight of the dignity of human nature, so long as he was concerned in preserving his existence? Can we blame him that he proceeded to separate by the force of gravity, to fasten by the force of cohesion, at a time when there could be no thought of building or raising up? The extinction of the state contains its justification. Society set free, instead of hastening upward into organic life, collapses into its elements.
In the larger masses below, rough, unruly urges come to light, breaking free when the bonds of civil order are shattered, rushing with wild intensity to fulfill their primal instincts. While humanity might have had reasons to criticize the state, the individual still needs to respect its institutions. Should he be blamed for losing sight of the dignity of human nature when his main concern was preserving his own life? Can we fault him for allowing things to separate under the influence of gravity and to connect through cohesion at a time when there was no thought of building or elevating anything? The collapse of the state holds its own justification. When society is set free, rather than rising into a more organized existence, it falls back into its basic components.
On the other hand, the civilized classes give us the still more repulsive sight of lethargy, and of a depravity of character which is the more revolting because it roots in culture. I forget who of the older or more recent philosophers makes the remark, that what is more noble is the more revolting in its destruction. The remark applies with truth to the world of morals. The child of nature, when he breaks loose, becomes a madman; but the art scholar, when he breaks loose, becomes a debased character. The enlightenment of the understanding, on which the more refined classes pride themselves with some ground, shows on the whole so little of an ennobling influence on the mind that it seems rather to confirm corruption by its maxims. We deny nature on her legitimate field and feel her tyranny in the moral sphere, and while resisting her impressions, we receive our principles from her. While the affected decency of our manners does not even grant to nature a pardonable influence in the initial stage, our materialistic system of morals allows her the casting vote in the last and essential stage. Egotism has founded its system in the very bosom of a refined society, and without developing even a sociable character, we feel all the contagions and miseries of society. We subject our free judgment to its despotic opinions, our feelings to its bizarre customs, and our will to its seductions. We only maintain our caprice against her holy rights. The man of the world has his heart contracted by a proud self-complacency, while that of the man of nature often beats in sympathy; and every man seeks for nothing more than to save his wretched property from the general destruction, as it were from some great conflagration. It is conceived that the only way to find a shelter against the aberrations of sentiment is by completely foregoing its indulgence, and mockery, which is often a useful chastener of mysticism, slanders in the same breath the noblest aspirations. Culture, far from giving us freedom, only develops, as it advances, new necessities; the fetters of the physical close more tightly around us, so that the fear of loss quenches even the ardent impulse toward improvement, and the maxims of passive obedience are held to be the highest wisdom of life. Thus the spirit of the time is seen to waver between perversion and savagism, between what is unnatural and mere nature, between superstition and moral unbelief, and it is often nothing but the equilibrium of evils that sets bounds to it.
On the other hand, the civilized classes present an even more disturbing view of lethargy and a depravity of character that is even more shocking because it stems from culture. I can’t remember which philosopher, old or modern, remarked that what is more noble is also more grotesque in its downfall. This remark rings true in the moral realm. The natural person, when unrestrained, becomes a madman, but the cultured scholar, once free, becomes a degraded individual. The enlightenment of understanding, which the more refined classes take pride in, shows so little of an uplifting effect on the mind that it seems to actually endorse corruption with its principles. We reject nature in her rightful domain yet feel her overwhelming force in the moral realm; while resisting her influences, we still draw our principles from her. Our affected decency fails to grant nature even a forgivable role in the beginning stages, while our materialistic moral system gives her the deciding vote when it truly matters. Egotism has established its system right within a refined society, and despite not fostering even a friendly character, we are hit with all the infections and miseries of society. We submit our free judgment to its oppressive views, our emotions to its strange customs, and our will to its temptations. We only cling to our whims against her legitimate rights. The worldly person’s heart is tightened by proud self-satisfaction, while the natural individual’s often beats in harmony; every person seeks only to protect their miserable possessions from total ruin, as if they were escaping a great fire. It's believed that the only way to shield ourselves from the deviations of sentiment is by entirely giving up any indulgence, and ridicule, which can sometimes effectively moderate mysticism, simultaneously insults the highest aspirations. Culture, instead of granting us freedom, merely creates new necessities as it progresses; the chains of the physical world tighten around us, leading to a fear of loss that stifles even the strongest drive for improvement, and the principles of passive obedience are viewed as the ultimate wisdom of life. Thus, the spirit of the age is seen to oscillate between corruption and barbarism, between what is unnatural and pure nature, between superstition and moral skepticism, often limited only by the balance of evils.
LETTER VI.
Have I gone too far in this portraiture of our times? I do not anticipate this stricture, but rather another—that I have proved too much by it. You will tell me that the picture I have presented resembles the humanity of our day, but it also bodies forth all nations engaged in the same degree of culture, because all, without exception, have fallen off from nature by the abuse of reason, before they can return to it through reason.
Have I gone too far in this depiction of our times? I don't expect this criticism, but rather another—that I've proven too much with it. You might tell me that the image I've presented reflects the humanity of today, but it also represents all nations at the same level of culture, because all have, without exception, strayed from nature by misusing reason before they can return to it through reason.
But if we bestow some serious attention to the character of our times, we shall be astonished at the contrast between the present and the previous form of humanity, especially that of Greece. We are justified in claiming the reputation of culture and refinement, when contrasted with a purely natural state of society, but not so comparing ourselves with the Grecian nature. For the latter was combined with all the charms of art and with all the dignity of wisdom, without, however, as with us, becoming a victim to these influences. The Greeks have put us to shame not only by their simplicity, which is foreign to our age; they are at the same time our rivals, nay, frequently our models, in those very points of superiority from which we seek comfort when regretting the unnatural character of our manners. We see that remarkable people uniting at once fulness of form and fulness of substance, both philosophizing and creating, both tender and energetic, uniting a youthful fancy to the virility of reason in a glorious humanity.
But if we take a good look at the character of our times, we'll be amazed by how different the present is from the previous form of humanity, especially that of Greece. We can rightfully claim to have culture and refinement compared to a purely natural state of society, but not when we compare ourselves to the Greeks. The latter combined all the beauty of art with the dignity of wisdom, without, like us, becoming a victim to these influences. The Greeks shame us not only with their simplicity, which is unusual for our time; they are also our competitors, and often our role models, in those very areas of superiority that we look to for comfort when we lament the unnatural nature of our manners. We see that remarkable people combining fullness of form and substance, both thinking deeply and creating, being both sensitive and strong, blending youthful imagination with the strength of reason in a glorious humanity.
At the period of Greek culture, which was an awakening of the powers of the mind, the senses and the spirit had no distinctly separated property; no division had yet torn them asunder, leading them to partition in a hostile attitude, and to mark off their limits with precision. Poetry had not as yet become the adversary of wit, nor had speculation abused itself by passing into quibbling. In cases of necessity both poetry and wit could exchange parts, because they both honored truth only in their special way. However high might be the flight of reason, it drew matter in a loving spirit after it, and while sharply and stiffly defining it, never mutilated what it touched. It is true the Greek mind displaced humanity, and recast it on a magnified scale in the glorious circle of its gods; but it did this not by dissecting human nature, but by giving it fresh combinations, for the whole of human nature was represented in each of the gods. How different is the course followed by us moderns! We also displace and magnify individuals to form the image of the species, but we do this in a fragmentary way, not by altered combinations, so that it is necessary to gather up from different individuals the elements that form the species in its totality. It would almost appear as if the powers of mind express themselves with us in real life or empirically as separately as the psychologist distinguishes them in the representation. For we see not only individual subjects, but whole classes of men, uphold their capacities only in part, while the rest of their faculties scarcely show a germ of activity, as in the case of the stunted growth of plants.
During the time of Greek culture, which was a revival of intellectual power, the senses and spirit weren't clearly defined; there hadn't been a separation that caused them to compete or to set strict boundaries. Poetry hadn't yet become the enemy of wit, nor had speculation degraded itself into mere quibbling. In times of need, poetry and wit could swap roles because both valued truth in their own ways. No matter how high reason soared, it affectionately drew matter along with it; while clearly and rigidly defining it, it never distorted what it touched. It's true that the Greek mind elevated humanity and reimagined it on a grand scale through its pantheon of gods; however, it did this not by tearing human nature apart, but by creating new combinations, as the entirety of human nature was embodied in each god. How different is the path taken by modern thinkers! We too displace and elevate individuals to create an image of the species, but we do so in a fragmented manner, not through altered combinations. This means we need to piece together from various individuals the elements that make up the species as a whole. It almost seems as if our mental capacities express themselves in real life as distinctly as psychologists identify them in theory. We observe not only individual people but entire categories of individuals only partially realizing their abilities, while the rest of their potential remains scarcely active, reminiscent of stunted plant growth.
I do not overlook the advantages to which the present race, regarded as a unity and in the balance of the understanding, may lay claim over what is best in the ancient world; but it is obliged to engage in the contest as a compact mass, and measure itself as a whole against a whole. Who among the moderns could step forth, man against man, and strive with an Athenian for the prize of higher humanity.
I recognize the advantages that today's society, viewed as a unified whole with a balanced understanding, has over the best of the ancient world. However, it must compete as a collective and measure itself as one against another whole. Who among modern people could stand up, one-on-one, and contend with an Athenian for the prize of greater humanity?
Whence comes this disadvantageous relation of individuals coupled with great advantages of the race? Why could the individual Greek be qualified as the type of his time; and why can no modern dare to offer himself as such? Because all-uniting nature imparted its forms to the Greek, and an all-dividing understanding gives our forms to us.
Where does this unfavorable relationship of individuals, combined with the significant advantages of the race, come from? Why could the individual Greek be seen as the representative of his time, while no modern person would dare to present themselves in the same way? It’s because the all-unifying nature shaped the Greek, whereas a fragmenting understanding shapes us today.
It was culture itself that gave these wounds to modern humanity. The inner union of human nature was broken, and a destructive contest divided its harmonious forces directly; on the one hand, an enlarged experience and a more distinct thinking necessitated a sharper separation of the sciences, while, on the other hand, the more complicated machinery of states necessitated a stricter sundering of ranks and occupations. Intuitive and speculative understanding took up a hostile attitude in opposite fields, whose borders were guarded with jealousy and distrust; and by limiting its operation to a narrow sphere, men have made unto themselves a master who is wont not unfrequently to end by subduing and oppressing all the other faculties. Whilst on the one hand a luxuriant imagination creates ravages in the plantations that have cost the intelligence so much labor; on the other hand, a spirit of abstraction suffocates the fire that might have warmed the heart and inflamed the imagination.
It was culture itself that inflicted these wounds on modern humanity. The internal unity of human nature was disrupted, leading to a destructive struggle that divided its harmonious forces. On one side, an expanded experience and clearer thinking required a sharper separation of the sciences, while on the other side, the more complex machinery of states required a stricter division of ranks and jobs. Intuitive and speculative understanding adopted an adversarial stance in opposing fields, where the boundaries were fiercely protected with jealousy and distrust. By confining its operation to a limited area, people have created a master who often ends up dominating and oppressing all other faculties. While on one hand, an overflowing imagination wreaks havoc in the areas that intelligence has labored so hard to cultivate, on the other hand, a spirit of abstraction stifles the fire that could have warmed the heart and ignited the imagination.
This subversion, commenced by art and learning in the inner man, was carried out to fulness and finished by the spirit of innovation in government. It was, no doubt, reasonable to expect that the simple organization of the primitive republics should survive the quaintness of primitive manners and of the relations of antiquity. But, instead of rising to a higher and nobler degree of animal life, this organization degenerated into a common and coarse mechanism. The zoophyte condition of the Grecian states, where each individual enjoyed an independent life, and could, in cases of necessity, become a separate whole and unit in himself, gave way to an ingenious mechanism, when, from the splitting up into numberless parts, there results a mechanical life in the combination. Then there was a rupture between the state and the church, between laws and customs; enjoyment was separated from labor, the means from the end, the effort from the reward. Man himself, eternally chained down to a little fragment of the whole, only forms a kind of fragment; having nothing in his ears but the monotonous sound of the perpetually revolving wheel, he never develops the harmony of his being, and instead of imprinting the seal of humanity on his being, he ends by being nothing more than the living impress of the craft to which he devotes himself, of the science that he cultivates. This very partial and paltry relation, linking the isolated members to the whole, does not depend on forms that are given spontaneously; for how could a complicated machine, which shuns the light, confide itself to the free will of man? This relation is rather dictated, with a rigorous strictness, by a formulary in which the free intelligence of man is chained down. The dead letter takes the place of a living meaning, and a practised memory becomes a safer guide than genius and feeling.
This upheaval, initiated by art and knowledge within individuals, was fully realized and completed by the spirit of innovation in governance. It was certainly reasonable to expect that the simple structure of the early republics would endure beyond the quirks of their primitive customs and ancient relationships. However, instead of evolving into a higher and more admirable form of life, this structure devolved into a crude and basic mechanism. The state of the Greek city-states, where each person enjoyed independent existence and could, when necessary, operate as a complete individual, gave way to a complex mechanism. From the fragmentation into countless parts emerged a mechanical existence through their combination. There was then a division between the state and the church, between laws and traditions; enjoyment became detached from labor, means from ends, and effort from reward. Individuals, eternally tied to a small piece of the whole, become mere fragments; with nothing but the monotonous sound of an endlessly turning wheel in their ears, they never cultivate the harmony of their existence. Instead of leaving a mark of humanity on their lives, they ultimately become nothing more than the living embodiment of the trade they pursue or the knowledge they develop. This limited and trivial connection, linking the isolated parts to the whole, doesn’t arise from spontaneous forms; after all, how could a complex machine, which avoids transparency, relinquish itself to human free will? This connection is instead strictly dictated by a framework that confines human intelligence. The rigid law replaces vibrant meaning, and a trained memory becomes a more reliable guide than creativity and intuition.
If the community or state measures man by his function, only asking of its citizens memory, or the intelligence of a craftsman, or mechanical skill, we cannot be surprised that the other faculties of the mind are neglected for the exclusive culture of the one that brings in honor and profit. Such is the necessary result of an organization that is indifferent about character, only looking to acquirements, whilst in other cases it tolerates the thickest darkness, to favor a spirit of law and order; it must result if it wishes that individuals in the exercise of special aptitudes should gain in depth what they are permitted to lose in extension. We are aware, no doubt, that a powerful genius does not shut up its activity within the limits of its functions; but mediocre talents consume in the craft fallen to their lot the whole of their feeble energy; and if some of their energy is reserved for matters of preference, without prejudice to its functions, such a state of things at once bespeaks a spirit soaring above the vulgar. Moreover, it is rarely a recommendation in the eye of a state to have a capacity superior to your employment, or one of those noble intellectual cravings of a man of talent which contend in rivalry with the duties of office. The state is so jealous of the exclusive possession of its servants that it would prefer—nor can it be blamed in this—for functionaries to show their powers with the Venus of Cytherea rather than the Uranian Venus.
If the community or state judges a person by their role, only valuing their memory, the skills of a craftsman, or technical abilities, it’s no surprise that other mental capabilities are overlooked in favor of those that bring recognition and profit. This outcome is unavoidable in a setup that doesn’t care about character and only focuses on skills, while in other situations, it tolerates complete ignorance to promote a sense of law and order. If it expects individuals with specific talents to gain depth while sacrificing breadth, that's what will happen. We know that a great talent doesn’t limit its activities to its designated role, but average talents exhaust all their limited energy on the task they are given. Even if some of their energy goes to personal interests without affecting their work, this situation indicates a mindset that rises above the ordinary. Furthermore, having abilities that exceed your job description isn't usually seen as an asset by the state, nor are the noble intellectual desires of a talented person that conflict with their responsibilities. The state is so protective of its employees that it prefers them to showcase their skills in matters unrelated to work rather than in more exalted pursuits.
It is thus that concrete individual life is extinguished, in order that the abstract whole may continue its miserable life, and the state remains forever a stranger to its citizens, because feeling does not discover it anywhere. The governing authorities find themselves compelled to classify, and thereby simplify the multiplicity of citizens, and only to know humanity in a representative form and at second-hand. Accordingly they end by entirely losing sight of humanity, and by confounding it with a simple artificial creation of the understanding, whilst on their part the subject-classes cannot help receiving coldly laws that address themselves so little to their personality. At length, society, weary of having a burden that the state takes so little trouble to lighten, falls to pieces and is broken up—a destiny that has long since attended most European states. They are dissolved in what may be called a state of moral nature, in which public authority is only one function more, hated and deceived by those who think it necessary, respected only by those who can do without it.
This is how real individual lives are extinguished so that the abstract whole can continue its miserable existence, leaving the state forever disconnected from its citizens, as their feelings don’t resonate with it. The governing authorities feel forced to categorize and simplify the diverse population, only knowing humanity in a representative way and second-hand. As a result, they completely lose sight of humanity and confuse it with a mere artificial concept made by the mind, while the lower classes can only coldly accept laws that barely acknowledge their individuality. Eventually, society, tired of bearing a burden that the state does so little to ease, falls apart and breaks down—a fate that has long befallen most European states. They dissolve into what can be described as a state of moral nature, where public authority is just another function, hated and deceived by those who see it as necessary, and respected only by those who can manage without it.
Thus compressed between two forces, within and without, could humanity follow any other course than that which it has taken? The speculative mind, pursuing imprescriptible goods and rights in the sphere of ideas, must needs have become a stranger to the world of sense, and lose sight of matter for the sake of form. On its part, the world of public affairs, shut up in a monotonous circle of objects, and even there restricted by formulas, was led to lose sight of the life and liberty of the whole, while becoming impoverished at the same time in its own sphere. Just as the speculative mind was tempted to model the real after the intelligible, and to raise the subjective laws of its imagination into laws constituting the existence of things, so the state spirit rushed into the opposite extreme, wished to make a particular and fragmentary experience the measure of all observation, and to apply without exception to all affairs the rules of its own particular craft. The speculative mind had necessarily to become the prey of a vain subtlety, the state spirit of a narrow pedantry; for the former was placed too high to see the individual, and the latter too low to survey the whole. But the disadvantage of this direction of mind was not confined to knowledge and mental production; it extended to action and feeling. We know that the sensibility of the mind depends, as to degree, on the liveliness, and for extent on the richness of the imagination. Now the predominance of the faculty of analysis must necessarily deprive the imagination of its warmth and energy, and a restricted sphere of objects must diminish its wealth. It is for this reason that the abstract thinker has very often a cold heart, because he analyzes impressions, which only move the mind by their combination or totality; on the other hand, the man of business, the statesman, has very often a narrow heart, because, shut up in the narrow circle of his employment, his imagination can neither expand nor adapt itself to another manner of viewing things.
Caught between two opposing forces, both internal and external, could humanity have taken any other path than the one it has chosen? The analytical mind, chasing universal truths and rights in the realm of ideas, inevitably becomes disconnected from the tangible world, losing sight of reality for the sake of abstract concepts. Meanwhile, the world of public affairs, confined to a monotonous cycle of tasks and limited by rigid rules, fails to recognize the life and freedom of the larger picture, while simultaneously becoming poorer in its own domain. Just as the analytical mind tries to shape the real world based on what it understands, raising personal interpretations to define the essence of things, the governing spirit rushed to the opposite extreme, trying to make specific and fragmented experiences the standard for all observations, applying its own particular methods indiscriminately to every situation. The analytical mind inevitably falls prey to pointless complexity, while the governing spirit ends up with a rigid narrowness; the former is too elevated to notice the details, and the latter is too grounded to grasp the whole. However, this limitation of mindset isn't just confined to knowledge and intellectual output; it also affects action and emotions. We know that the sensitivity of the mind is influenced by how vivid experiences are, and its breadth depends on the richness of imagination. The dominance of analytical thinking must consequently rob the imagination of its warmth and vitality, while a limited scope of objects reduces its abundance. This is why abstract thinkers often have cold hearts—they dissect impressions that only engage the mind through their combinations or overall essence. Conversely, the businessman or politician often has a narrow heart because, trapped within the confines of his work, his imagination cannot expand or adjust to other perspectives.
My subject has led me naturally to place in relief the distressing tendency of the character of our own times and to show the sources of the evil, without its being my province to point out the compensations offered by nature. I will readily admit to you that, although this splitting up of their being was unfavorable for individuals, it was the only open road for the progress of the race. The point at which we see humanity arrived among the Greeks was undoubtedly a maximum; it could neither stop there nor rise higher. It could not stop there, for the sum of notions acquired forced infallibly the intelligence to break with feeling and intuition, and to lead to clearness of knowledge. Nor could it rise any higher; for it is only in a determinate measure that clearness can be reconciled with a certain degree of abundance and of warmth. The Greeks had attained this measure, and to continue their progress in culture, they, as we, were obliged to renounce the totality of their being, and to follow different and separate roads in order to seek after truth.
My topic has naturally led me to highlight the troubling tendencies of our current times and to identify the sources of these issues, without delving into the compensations offered by nature. I’ll admit that, while this fragmentation of their existence was not beneficial for individuals, it was the only path available for the advancement of humanity. The level we observe humanity reaching among the Greeks was certainly a peak; it could neither remain there nor ascend further. It could not stay there, as the accumulation of ideas compelled the mind to separate from feelings and intuition, driving a pursuit of clearer knowledge. Nor could it rise any higher, because a certain degree of clarity can only be harmonized with a specific amount of richness and warmth. The Greeks had achieved this balance, and to further advance their culture, they, like us, had to give up the wholeness of their being and pursue different, distinct paths to seek the truth.
There was no other way to develop the manifold aptitudes of man than to bring them in opposition with one another. This antagonism of forces is the great instrument of culture, but it is only an instrument: for as long as this antagonism lasts man is only on the road to culture. It is only because these special forces are isolated in man, and because they take on themselves to impose all exclusive legislation, that they enter into strife with the truth of things, and oblige common sense, which generally adheres imperturbably to external phenomena, to dive into the essence of things. While pure understanding usurps authority in the world of sense, and empiricism attempts to subject this intellect to the conditions of experience, these two rival directions arrive at the highest possible development, and exhaust the whole extent of their sphere. While, on the one hand, imagination, by its tyranny, ventures to destroy the order of the world, it forces reason, on the other side, to rise up to the supreme sources of knowledge, and to invoke against this predominance of fancy the help of the law of necessity.
There was no other way to develop the various abilities of humans than to put them in opposition to each other. This clash of forces is the main tool of culture, but it is just a tool: as long as this clash continues, humans are merely on the path to culture. It’s because these specific forces are isolated in individuals, and because they impose their own exclusive rules, that they conflict with the truth of things, pushing common sense—usually calm and focused on external phenomena—to explore the deeper essence of things. While pure understanding tries to take control in the realm of perception, and empiricism seeks to ground this intellect in experience, these two opposing directions reach their highest growth and explore the full extent of their domain. On one hand, imagination, in its dominance, dares to disrupt the order of the world, while on the other hand, it compels reason to rise to the ultimate sources of knowledge and to call upon the law of necessity to counterbalance the power of imagination.
By an exclusive spirit in the case of his faculties, the individual is fatally led to error; but the species is led to truth. It is only by gathering up all the energy of our mind in a single focus, and concentrating a single force in our being, that we give in some sort wings to this isolated force, and that we draw it on artificially far beyond the limits that nature seems to have imposed upon it. If it be certain that all human individuals taken together would never have arrived, with the visual power given them by nature, to see a satellite of Jupiter, discovered by the telescope of the astronomer, it is just as well established that never would the human understanding have produced the analysis of the infinite, or the critique of pure reason, if in particular branches, destined for this mission, reason had not applied itself to special researches, and it, after having, as it were, freed itself from all matter, it had not, by the most powerful abstraction given to the spiritual eye of man the force necessary, in order to look into the absolute. But the question is, if a spirit thus absorbed in pure reason and intuition will be able to emancipate itself from the rigorous fetters of logic, to take the free action of poetry, and seize the individuality of things with a faithful and chaste sense? Here nature imposes even on the most universal genius a limit it cannot pass, and truth will make martyrs as long as philosophy will be reduced to make its principal occupation the search for arms against errors.
By focusing exclusively on their own abilities, a person is inevitably led to mistakes; however, the larger group reaches the truth. It's only by channeling all our mental energy into a single focus and concentrating our strength that we can give this isolated force a sort of power and push it beyond the limits that nature seems to have set. While it’s true that no group of humans would have been able to see Jupiter's moons with just their natural vision, as discovered by the astronomer's telescope, it’s equally true that humanity would never have developed insights into the infinite or the critique of pure reason if specific branches of reasoning hadn't dedicated themselves to specialized research. After liberating itself from all tangible matters, reason had to harness powerful abstraction, granting humanity the necessary vision to explore the absolute. The real question is whether a mind so fixated on pure reasoning and intuition can break free from the strict constraints of logic to achieve the creative freedom of poetry and truly grasp the individuality of things with clarity and integrity. Here, nature sets even the most exceptional genius a boundary it cannot cross, and truth will continue to create martyrs as long as philosophy remains focused on finding weapons against errors.
But whatever may be the final profit for the totality of the world, of this distinct and special perfecting of the human faculties, it cannot be denied that this final aim of the universe, which devotes them to this kind of culture, is a cause of suffering, and a kind of malediction for individuals. I admit that the exercises of the gymnasium form athletic bodies; but beauty is only developed by the free and equal play of the limbs. In the same way the tension of the isolated spiritual forces may make extraordinary men; but it is only the well-tempered equilibrium of these forces that can produce happy and accomplished men. And in what relation should we be placed with past and future ages if the perfecting of human nature made such a sacrifice indispensable? In that case we should have been the slaves of humanity, we should have consumed our forces in servile work for it during some thousands of years, and we should have stamped on our humiliated, mutilated nature the shameful brand of this slavery—all this in order that future generations, in a happy leisure, might consecrate themselves to the cure of their moral health, and develop the whole of human nature by their free culture.
But no matter what the ultimate benefit for the world may be from this specific enhancement of human abilities, it’s undeniable that this ultimate goal of the universe, which dedicates them to this type of development, causes suffering and acts as a curse for individuals. I acknowledge that gym exercises create strong bodies; however, true beauty comes from the free and equal movement of the limbs. Similarly, the strain of isolated mental forces can produce extraordinary individuals, but only a well-balanced equilibrium of these forces can create happy and well-rounded people. What kind of connection would we have with past and future generations if perfecting human nature required such a sacrifice? In that case, we would have been the slaves of humanity, draining our energy in menial labor for thousands of years, and we would have marked our humiliated, mutilated nature with the shameful mark of this slavery—all so that future generations could enjoy their free time dedicated to nurturing their moral well-being and developing the full potential of human nature.
But can it be true that man has to neglect himself for any end whatever? Can nature snatch from us, for any end whatever, the perfection which is prescribed to us by the aim of reason? It must be false that the perfecting of particular faculties renders the sacrifice of their totality necessary; and even if the law of nature had imperiously this tendency, we must have the power to reform by a superior art this totality of our being, which art has destroyed.
But can it really be true that a person has to neglect themselves for any purpose? Can nature take away the perfection that reason dictates we should strive for? It can't be true that improving specific abilities requires sacrificing our overall potential; and even if nature seemed to demand this, we should have the ability to restore the completeness of our being through a higher form of development that has been compromised.
LETTER VII.
Can this effect of harmony be attained by the state? That is not possible, for the state, as at present constituted, has given occasion to evil, and the state as conceived in the idea, instead of being able to establish this more perfect humanity, ought to be based upon it. Thus the researches in which I have indulged would have brought me back to the same point from which they had called me off for a time. The present age, far from offering us this form of humanity, which we have acknowledged as a necessary condition of an improvement of the state, shows us rather the diametrically opposite form. If, therefore, the principles I have laid down are correct, and if experience confirms the picture I have traced of the present time, it would be necessary to qualify as unseasonable every attempt to effect a similar change in the state, and all hope as chimerical that would be based on such an attempt, until the division of the inner man ceases, and nature has been sufficiently developed to become herself the instrument of this great change and secure the reality of the political creation of reason.
Can the state achieve this harmony? That's not possible, because the state, as it currently exists, has caused harm, and the ideal state should be built upon a more perfect humanity instead of creating it. My explorations would have led me back to the same conclusion that diverted me temporarily. The current era, rather than providing us with this kind of humanity that we know is essential for improving the state, actually shows us the exact opposite. Therefore, if the principles I've established are correct, and if experience backs up the depiction I've provided of the present time, any attempt to bring about a similar change in the state should be considered misguided, and any hope based on such attempts should be seen as unrealistic, until the inner conflict within humanity ends, and nature evolves enough to become the catalyst for this significant transformation, ensuring the realization of a rational political order.
In the physical creation, nature shows us the road that we have to follow in the moral creation. Only when the struggle of elementary forces has ceased in inferior organizations, nature rises to the noble form of the physical man. In like manner, the conflict of the elements of the moral man and that of blind instincts must have ceased, and a coarse antagonism in himself, before the attempt can be hazarded. On the other hand, the independence of man's character must be secured, and his submission to despotic forms must have given place to a suitable liberty, before the variety in his constitution can be made subordinate to the unity of the ideal. When the man of nature still makes such an anarchial abuse of his will, his liberty ought hardly to be disclosed to him. And when the man fashioned by culture makes so little use of his freedom, his free will ought not to be taken from him. The concession of liberal principles becomes a treason to social order when it is associated with a force still in fermentation, and increases the already exuberant energy of its nature. Again, the law of conformity under one level becomes tyranny to the individual when it is allied to a weakness already holding sway and to natural obstacles, and when it comes to extinguish the last spark of spontaneity and of originality.
In nature, we see the path we need to take for moral growth. Only when the basic forces have settled down in simpler beings does nature advance to the higher form of a physical human being. Similarly, the inner conflict of a moral person and their blind instincts must settle, along with any harsh internal struggles, before one can even attempt growth. Moreover, a person’s character must be independent, and their submission to oppressive structures must give way to appropriate freedom before the diversity in their nature can align with the unified ideal. When a natural man abuses his will in an unrestrained way, he shouldn’t be given full freedom. And when a cultured man doesn’t fully utilize his freedom, his free will shouldn’t be taken away. Allowing liberal principles becomes a betrayal of social order if paired with a force that is still unstable, as it heightens the already excessive energy of that nature. On the other hand, enforcing conformity at a single level turns into tyranny for the individual when linked to existing weaknesses and natural barriers, snuffing out the last spark of spontaneity and originality.
The tone of the age must therefore rise from its profound moral degradation; on the one hand it must emancipate itself from the blind service of nature, and on the other it must revert to its simplicity, its truth, and its fruitful sap; a sufficient task for more than a century. However, I admit readily, more than one special effort may meet with success, but no improvement of the whole will result from it, and contradictions in action will be a continual protest against the unity of maxims. It will be quite possible, then, that in remote corners of the world humanity may be honored in the person of the negro, while in Europe it may be degraded in the person of the thinker. The old principles will remain, but they will adopt the dress of the age, and philosophy will lend its name to an oppression that was formerly authorized by the church. In one place, alarmed at the liberty which in its opening efforts always shows itself an enemy, it will cast itself into the arms of a convenient servitude. In another place, reduced to despair by a pedantic tutelage, it will be driven into the savage license of the state of nature. Usurpation will invoke the weakness of human nature, and insurrection will invoke its dignity, till at length the great sovereign of all human things, blind force, shall come in and decide, like a vulgar pugilist, this pretended contest of principles.
The tone of the era must rise from its deep moral decline; on one hand, it needs to free itself from the mindless submission to nature, and on the other, it needs to return to its simplicity, its truth, and its vital essence; a considerable challenge for more than a century. However, I readily acknowledge that individual efforts may succeed, but they won't lead to an overall improvement, and contradictions in actions will constantly oppose the unity of principles. It's quite possible that in distant parts of the world, humanity may be respected in the person of a black individual, while in Europe, it may be belittled in the person of a thinker. The old principles will remain, but they'll take on the style of the time, and philosophy will be used to justify an oppression that was once sanctioned by the church. In one place, wary of the freedom that initially appears hostile, it will seek the comfort of convenient servitude. In another place, driven to despair by a rigid education, it will fall into the wild anarchy of the state of nature. Tyranny will call upon the frailty of human nature, and rebellion will invoke its dignity, until eventually, the great ruler of all human affairs, raw force, will come in and resolve this supposed clash of principles, like a common brawler.
LETTER VIII.
Must philosophy therefore retire from this field, disappointed in its hopes? Whilst in all other directions the dominion of forms is extended, must this the most precious of all gifts be abandoned to a formless chance? Must the contest of blind forces last eternally in the political world, and is social law never to triumph over a hating egotism?
Must philosophy therefore withdraw from this area, disheartened in its aspirations? While in every other direction the control of forms is growing, must this, the most valuable of all gifts, be left to random chaos? Will the struggle of blind forces persist forever in the political realm, and will social law never overcome a selfish hatred?
Not in the least. It is true that reason herself will never attempt directly a struggle with this brutal force which resists her arms, and she will be as far as the son of Saturn in the "Iliad" from descending into the dismal field of battle, to fight them in person. But she chooses the most deserving among the combatants, clothes him with divine arms as Jupiter gave them to his son-in-law, and by her triumphing force she finally decides the victory.
Not at all. It's true that reason will never directly confront this brutal force that fights back, and she will be as far from entering the bleak battlefield as the son of Saturn in the "Iliad." But she selects the most deserving of the fighters, outfits him with divine armor just like Jupiter did for his son-in-law, and through her powerful influence, she ultimately determines the outcome of the battle.
Reason has done all that she could in finding the law and promulgating it; it is for the energy of the will and the ardor of feeling to carry it out. To issue victoriously from her contest with force, truth herself must first become a force, and turn one of the instincts of man into her champion in the empire of phenomena. For instincts are the only motive forces in the material world. If hitherto truth has so little manifested her victorious power, this has not depended on the understanding, which could not have unveiled it, but on the heart which remained closed to it and on instinct which did not act with it.
Reason has done everything she can to find and share the law; now it’s up to the will's energy and the passion of feeling to put it into action. To emerge victorious from her struggle against force, truth itself must first become a force and turn one of human instincts into its champion in the realm of the physical world. Instincts are the only driving forces in the material world. If truth has shown so little of her winning power until now, it hasn’t been because understanding couldn’t reveal it, but rather because the heart was closed to it and instinct didn’t act in alignment with it.
Whence, in fact, proceeds this general sway of prejudices, this might of the understanding in the midst of the light disseminated by philosophy and experience? The age is enlightened, that is to say, that knowledge, obtained and vulgarized, suffices to set right at least on practical principles. The spirit of free inquiry has dissipated the erroneous opinions which long barred the access to truth, and has undermined the ground on which fanaticism and deception had erected their throne. Reason has purified itself from the illusions of the senses and from a mendacious sophistry, and philosophy herself raises her voice and exhorts us to return to the bosom of nature, to which she had first made us unfaithful. Whence then is it that we remain still barbarians?
Where does this widespread influence of prejudices come from, this power of understanding amidst the light provided by philosophy and experience? The times are enlightened, meaning that the knowledge we have gained and shared is enough to clarify at least some practical principles. The spirit of free inquiry has cleared away the false beliefs that long obstructed access to truth and has weakened the foundation on which fanaticism and deception built their power. Reason has freed itself from the illusions of the senses and from misleading arguments, and philosophy itself now urges us to return to the embrace of nature, which it initially led us away from. So why do we still behave like barbarians?
There must be something in the spirit of man—as it is not in the objects themselves—which prevents us from receiving the truth, notwithstanding the brilliant light she diffuses, and from accepting her, whatever may be her strength for producing conviction. This something was perceived and expressed by an ancient sage in this very significant maxim: sapere aude [dare to be wise.]
There has to be something in the human spirit—since it’s not found in the objects themselves—that keeps us from grasping the truth, despite the bright light it shines, and from embracing it, regardless of how convincing it might be. An ancient sage recognized this and captured it well in the meaningful saying: sapere aude [dare to be wise].
Dare to be wise! A spirited courage is required to triumph over the impediments that the indolence of nature as well as the cowardice of the heart oppose to our instruction. It was not without reason that the ancient Mythos made Minerva issue fully armed from the head of Jupiter, for it is with warfare that this instruction commences. From its very outset it has to sustain a hard fight against the senses, which do not like to be roused from their easy slumber. The greater part of men are much too exhausted and enervated by their struggle with want to be able to engage in a new and severe contest with error. Satisfied if they themselves can escape from the hard labor of thought, they willingly abandon to others the guardianship of their thoughts. And if it happens that nobler necessities agitate their soul, they cling with a greedy faith to the formula that the state and the church hold in reserve for such cases. If these unhappy men deserve our compassion, those others deserve our just contempt, who, though set free from those necessities by more fortunate circumstances, yet willingly bend to their yoke. These latter persons prefer this twilight of obscure ideas, where the feelings have more intensity, and the imagination can at will create convenient chimeras, to the rays of truth which put to flight the pleasant illusions of their dreams. They have founded the whole structure of their happiness on these very illusions, which ought to be combated and dissipated by the light of knowledge, and they would think they were paying too dearly for a truth which begins by robbing them of all that has value in their sight. It would be necessary that they should be already sages to love wisdom: a truth that was felt at once by him to whom philosophy owes its name. [The Greek word means, as is known, love of wisdom.]
Dare to be wise! It takes spirited courage to overcome the obstacles posed by our natural laziness and the cowardice of our hearts that hinder our learning. The ancient myths were right to have Minerva emerge fully armored from Jupiter's head, as this journey of learning starts off like a battle. From the very beginning, it faces tough resistance from our senses, which prefer to stay in their comfortable slumber. Most people are too worn out and drained from struggling with their basic needs to take on a fresh and serious battle with falsehood. Content to escape the heavy labor of thought themselves, they willingly leave the responsibility of their thinking to others. And when more noble needs stir their souls, they cling obsessively to the formulas that society and the church provide for such situations. While these unfortunate souls deserve our compassion, we should rightly scorn those who, despite being freed from those needs by better circumstances, still willingly choose to submit to them. These latter individuals prefer this murky world of vague ideas, where emotions run high, and imagination can whimsically create pleasing fantasies, rather than face the truth that shatters the comforting illusions of their dreams. They have built their entire sense of happiness on these very illusions, which should be challenged and dispelled by the light of knowledge, and they believe they would be paying too high a price for a truth that starts by taking away everything they hold dear. They would need to be wise already to appreciate wisdom—a truth recognized long ago by the one to whom philosophy owes its name. [The Greek word means, as is known, love of wisdom.]
It is therefore not going far enough to say that the light of the understanding only deserves respect when it reacts on the character; to a certain extent it is from the character that this light proceeds; for the road that terminates in the head must pass through the heart. Accordingly, the most pressing need of the present time is to educate the sensibility, because it is the means, not only to render efficacious in practice the improvement of ideas, but to call this improvement into existence.
It isn't enough to say that understanding is only worthy of respect when it influences one's character; to some extent, this understanding comes from character itself, since the path that leads to the mind must go through the heart. Therefore, the most urgent need today is to develop our emotional awareness, because it is essential not only for effectively putting ideas into practice but also for bringing those ideas to life.
LETTER IX.
But perhaps there is a vicious circle in our previous reasoning! Theoretical culture must it seems bring along with it practical culture, and yet the latter must be the condition of the former. All improvement in the political sphere must proceed from the ennobling of the character. But, subject to the influence of a social constitution still barbarous, how can character become ennobled? It would then be necessary to seek for this end an instrument that the state does not furnish, and to open sources that would have preserved themselves pure in the midst of political corruption.
But maybe there's a vicious cycle in our previous reasoning! Theoretical culture seems to need practical culture to exist, but the latter must be the foundation for the former. Any advancements in politics have to come from improving character. But if we're under the influence of a still-primitive social structure, how can character improve? We would then need to find a means that the state doesn't provide and look for sources that have remained untainted amidst political corruption.
I have now reached the point to which all the considerations tended that have engaged me up to the present time. This instrument is the art of the beautiful; these sources are open to us in its immortal models.
I have now reached the point to which all the thoughts I've had up to now have led me. This tool is the art of beauty; these sources are available to us in its timeless examples.
Art, like science, is emancipated from all that is positive, and all that is humanly conventional; both are completely independent of the arbitrary will of man. The political legislator may place their empire under an interdict, but he cannot reign there. He can proscribe the friend of truth, but truth subsists; he can degrade the artist, but he cannot change art. No doubt, nothing is more common than to see science and art bend before the spirit of the age, and creative taste receive its law from critical taste. When the character becomes stiff and hardens itself, we see science severely keeping her limits, and art subject to the harsh restraint of rules; when the character is relaxed and softened, science endeavors to please and art to rejoice. For whole ages philosophers as well as artists show themselves occupied in letting down truth and beauty to the depths of vulgar humanity. They themselves are swallowed up in it; but, thanks to their essential vigor and indestructible life, the true and the beautiful make a victorious fight, and issue triumphant from the abyss.
Art, like science, is free from everything that is strictly factual and from all human conventions; both are entirely independent of human whims. A political leader can put restrictions on their domain, but they can't truly govern there. They can banish the ally of truth, but truth remains; they can diminish the artist, but they can't alter art. Certainly, it's common to see science and art conform to the trends of the times, and creative expression influenced by critical opinion. When people's attitudes become rigid and rigidify, we see science maintaining its boundaries, while art is constrained by strict rules; when attitudes relax and soften, science seeks to please and art seeks to inspire joy. For long periods, both philosophers and artists are engaged in bringing truth and beauty down to the level of everyday humanity. They themselves become part of it; but, thanks to their inherent strength and unyielding spirit, the true and the beautiful fight back and emerge victorious from the depths.
No doubt the artist is the child of his time, but unhappy for him if he is its disciple or even its favorite! Let a beneficent deity carry off in good time the suckling from the breast of its mother, let it nourish him on the milk of a better age, and suffer him to grow up and arrive at virility under the distant sky of Greece. When he has attained manhood, let him come back, presenting a face strange to his own age; let him come, not to delight it with his apparition, but rather to purify it, terrible as the son of Agamemnon. He will, indeed, receive his matter from the present time, but he will borrow the form from a nobler time and even beyond all time, from the essential, absolute, immutable unity. There, issuing from the pure ether of its heavenly nature, flows the source of all beauty, which was never tainted by the corruptions of generations or of ages, which roll along far beneath it in dark eddies. Its matter may be dishonored as well as ennobled by fancy, but the ever-chaste form escapes from the caprices of imagination. The Roman had already bent his knee for long years to the divinity of the emperors, and yet the statues of the gods stood erect; the temples retained their sanctity for the eye long after the gods had become a theme for mockery, and the noble architecture of the palaces that shielded the infamies of Nero and of Commodus were a protest against them. Humanity has lost its dignity, but art has saved it, and preserves it in marbles full of meaning; truth continues to live in illusion, and the copy will serve to re-establish the model. If the nobility of art has survived the nobility of nature, it also goes before it like an inspiring genius, forming and awakening minds. Before truth causes her triumphant light to penetrate into the depths of the heart, poetry intercepts her rays, and the summits of humanity shine in a bright light, while a dark and humid night still hangs over the valleys.
There's no doubt that an artist is a product of their time, but it's unfortunate for them if they end up just being an obedient follower or even a favorite of it! Let a kind deity take the artist away in good time from the nurturing of their current age, let them be fed with the wisdom of a better era, and allow them to grow up and reach maturity under the expansive sky of Greece. Once they've become an adult, let them return with a face that's unfamiliar to their own time; let them come not just to please it with their presence, but to challenge it powerfully, like the son of Agamemnon. They will indeed draw inspiration from the present, but they'll take their form from a nobler age and even from a timeless, fundamental essence. From the pure atmosphere of its divine nature flows the source of all beauty, which has never been stained by the flaws of generations or eras that churn beneath it in dark currents. Its substance may be tainted or elevated by imagination, but the ever-pure form remains untouched by the whims of creativity. The Romans had long ago bowed down to the power of their emperors, yet the statues of the gods still stood tall; the temples held onto their sacredness for the eye even after the deities had become subjects of ridicule, and the grand architecture of the palaces that hid the misdeeds of Nero and Commodus served as a silent protest against them. Humanity may have lost its dignity, but art has preserved it, captured in meaningful sculptures; truth continues to thrive in illusion, and replicas will help restore the original. If the nobility of art has outlasted the nobility of nature, it also leads the way like an inspiring muse, shaping and awakening minds. Before truth’s triumphant light reaches the depths of the heart, poetry catches her rays, illuminating the peaks of humanity while a dark, damp night still lingers over the valleys.
But how will the artist avoid the corruption of his time which encloses him on all hands? Let him raise his eyes to his own dignity, and to law; let him not lower them to necessity and fortune. Equally exempt from a vain activity which would imprint its trace on the fugitive moment, and from the dreams of an impatient enthusiasm which applies the measure of the absolute to the paltry productions of time, let the artist abandon the real to the understanding, for that is its proper field. But let the artist endeavor to give birth to the ideal by the union of the possible and of the necessary. Let him stamp illusion and truth with the effigy of this ideal; let him apply it to the play of his imagination and his most serious actions, in short, to all sensuous and spiritual forms; then let him quietly launch his work into infinite time.
But how can an artist avoid the corruption of their time that surrounds them on all sides? They should look up to their own dignity and to the law; they shouldn’t lower their gaze to necessity and chance. Free from a pointless busyness that would leave its mark on fleeting moments, and from the delusions of an impatient enthusiasm that measures the absolute against trivial creations of the moment, the artist should leave reality to understanding, as that is where it belongs. Instead, the artist should strive to create the ideal by combining the possible and the necessary. They should impress both illusion and truth with the image of this ideal; applying it to their imagination and their most serious actions, in short, to all physical and spiritual forms; then they should calmly send their work out into infinite time.
But the minds set on fire by this ideal have not all received an equal share of calm from the creative genius—that great and patient temper which is required to impress the ideal on the dumb marble, or to spread it over a page of cold, sober letters, and then intrust it to the faithful hands of time. This divine instinct, and creative force, much too ardent to follow this peaceful walk, often throws itself immediately on the present, on active life, and strives to transform the shapeless matter of the moral world. The misfortune of his brothers, of the whole species, appeals loudly to the heart of the man of feeling; their abasement appeals still louder: enthusiasm is inflamed, and in souls endowed with energy the burning desire aspires impatiently to action and facts. But has this innovator examined himself to see if these disorders of the moral world wound his reason, or if they do not rather wound his self-love? If he does not determine this point at once, he will find it from the impulsiveness with which he pursues a prompt and definite end. A pure, moral motive has for its end the absolute; time does not exist for it, and the future becomes the present to it directly; by a necessary development, it has to issue from the present. To a reason having no limits the direction towards an end becomes confounded with the accomplishment of this end, and to enter on a course is to have finished it.
But the minds ignited by this ideal haven’t all experienced an equal measure of calm from the creative genius—that amazing and patient temperament needed to carve the ideal into unyielding marble, or to convey it across a page filled with cold, precise letters, and then hand it over to the unwavering hands of time. This divine instinct and creative force, much too passionate to remain on this peaceful path, often dives straight into the present, into active life, and seeks to reshape the formless matter of the moral world. The suffering of his fellow beings, of all humanity, resonates deeply with the empathetic individual; their degradation strikes even harder: enthusiasm ignites, and in those with fervor, the intense desire eagerly reaches for action and tangible results. But has this innovator taken a moment to reflect on whether these issues in the moral world challenge his reasoning, or if they merely wound his self-esteem? If he doesn’t clarify this point quickly, he will realize it through the urgency with which he chases a swift and definite goal. A pure, moral motive aims for the absolute; time becomes irrelevant to it, and the future immediately transforms into the present; through a natural progression, it must emerge from the now. For a reasoning mind without limits, the path toward a goal becomes indistinguishable from achieving that goal, and to embark on a journey is to have completed it.
If, then, a young friend of the true and of the beautiful were to ask me how, notwithstanding the resistance of the times, he can satisfy the noble longing of his heart, I should reply: Direct the world on which you act towards that which is good, and the measured and peaceful course of time will bring about the results. You have given it this direction if by your teaching you raise its thoughts towards the necessary and the eternal; if, by your acts or your creations, you make the necessary and the eternal the object of your leanings. The structure of error and of all that is arbitrary must fall, and it has already fallen, as soon as you are sure that it is tottering. But it is important that it should not only totter in the external but also in the internal man. Cherish triumphant truth in the modest sanctuary of your heart; give it an incarnate form through beauty, that it may not only be in the understanding that does homage to it, but that feeling may lovingly grasp its appearance. And that you may not by any chance take from external reality the model which you yourself ought to furnish, do not venture into its dangerous society before you are assured in your own heart that you have a good escort furnished by ideal nature. Live with your age, but be not its creation; labor for your contemporaries, but do for them what they need, and not what they praise. Without having shared their faults, share their punishment with a noble resignation, and bend under the yoke which they find it as painful to dispense with as to bear. By the constancy with which you will despise their good fortune, you will prove to them that it is not through cowardice that you submit to their sufferings. See them in thought such as they ought to be when you must act upon them; but see them as they are when you are tempted to act for them. Seek to owe their suffrage to their dignity; but to make them happy keep an account of their unworthiness: thus, on the one hand, the nobleness of your heart will kindle theirs, and, on the other, your end will not be reduced to nothingness by their unworthiness. The gravity of your principles will keep them off from you, but in play they will still endure them. Their taste is purer than their heart, and it is by their taste you must lay hold of this suspicious fugitive. In vain will you combat their maxims, in vain will you condemn their actions; but you can try your moulding hand on their leisure. Drive away caprice, frivolity, and coarseness from their pleasures, and you will banish them imperceptibly from their acts, and at length from their feelings. Everywhere that you meet them, surround them with great, noble, and ingenious forms; multiply around them the symbols of perfection, till appearance triumphs over reality, and art over nature.
If a young friend of truth and beauty were to ask me how, despite the challenges of our times, he can fulfill the noble desire in his heart, I would say: Guide the world around you toward what is good, and the steady and calm passage of time will lead to the results you seek. You give it this direction when your teachings uplift its thoughts toward the necessary and the eternal; when your actions or creations make the necessary and the eternal the focus of your efforts. The foundation of error and everything arbitrary must crumble, and it already has, as soon as you're certain it's faltering. But it’s crucial that it doesn’t just falter externally but also within oneself. Hold onto triumphant truth in the humble space of your heart; give it a tangible form through beauty, so it's not only in the intellect that recognizes it but also in emotion that lovingly embraces its presence. And to ensure you don’t draw your model from external reality when you should provide it yourself, don’t venture into its risky company until you’re confident in your own heart that you have a good companion from the realm of ideals. Engage with your time, but don’t let it shape you; work for your peers, but give them what they need, not just what they praise. Without adopting their flaws, share their burdens with noble acceptance and endure the yoke they find as hard to live without as to bear. By consistently disregarding their luck, you'll show them that your submission to their suffering isn't out of cowardice. Picture them in your mind as they should be when you need to influence them, but see them as they are when you’re tempted to act for them. Strive to win their support through their dignity; but to keep them happy, be aware of their shortcomings: this way, your heart's nobility will inspire theirs, and your purpose won’t be diminished by their faults. The weight of your principles will create distance between you, but in light-hearted moments, they will still tolerate them. Their taste is purer than their hearts, and it’s through their taste that you need to connect with this elusive essence. It will be useless to battle their beliefs or condemn their actions; however, you can try to shape their leisure time. Eliminate whim, shallowness, and crudeness from their pleasures, and you’ll gradually remove them from their actions, and eventually from their emotions. Wherever you encounter them, surround them with great, noble, and imaginative forms; multiply the symbols of perfection around them until appearance overcomes reality, and art surpasses nature.
LETTER X.
Convinced by my preceding letters, you agree with me on this point, that man can depart from his destination by two opposite roads, that our epoch is actually moving on these two false roads, and that it has become the prey, in one case, of coarseness, and elsewhere of exhaustion and depravity. It is the beautiful that must bring it back from this twofold departure. But how can the cultivation of the fine arts remedy, at the same time, these opposite defects, and unite in itself two contradictory qualities? Can it bind nature in the savage, and set it free in the barbarian? Can it at once tighten a spring and loose it; and if it cannot produce this double effect, how will it be reasonable to expect from it so important a result as the education of man?
Convinced by my earlier letters, you agree with me on this point: that humanity can stray from its true path in two opposite ways, that our time is currently on these two misguided paths, and that it has fallen victim, in one case, to crudeness, and elsewhere to exhaustion and decay. It is the beauty that must guide us back from this dual departure. But how can the fostering of the arts fix both of these contrasting flaws and somehow combine two opposing qualities? Can it restrain nature in the wild person and set it free in the uncivilized? Can it simultaneously tighten and loosen a spring; and if it can’t produce this dual outcome, how can we expect it to play such an important role as the education of humanity?
It may be urged that it is almost a proverbial adage that the feeling developed by the beautiful refines manners, and any new proof offered on the subject would appear superfluous. Men base this maxim on daily experience, which shows us almost always clearness of intellect, delicacy of feeling, liberality and even dignity of conduct, associated with a cultivated taste, while an uncultivated taste is almost always accompanied by the opposite qualities. With considerable assurance, the most civilized nation of antiquity is cited as an evidence of this, the Greeks, among whom the perception of the beautiful attained its highest development, and, as a contrast, it is usual to point to nations in a partial savage state, and partly barbarous, who expiate their insensibility to the beautiful by a coarse, or, at all events, a hard, austere character. Nevertheless, some thinkers are tempted occasionally to deny either the fact itself or to dispute the legitimacy of the consequences that are derived from it. They do not entertain so unfavorable an opinion of that savage coarseness which is made a reproach in the case of certain nations; nor do they form so advantageous an opinion of the refinement so highly lauded in the case of cultivated nations. Even as far back as in antiquity there were men who by no means regarded the culture of the liberal arts as a benefit, and who were consequently led to forbid the entrance of their republic to imagination.
It can be argued that it's almost a common saying that the appreciation for beauty refines behavior, and any new proof of this seems unnecessary. People base this idea on everyday experience, which shows that clarity of thought, sensitivity, generosity, and even dignity in behavior are often linked to a cultured taste, while a lack of cultural taste tends to accompany the opposite traits. With confidence, the most advanced civilization of ancient times, the Greeks, is often cited as evidence of this, where the understanding of beauty reached its peak. In contrast, it's common to point to societies that are somewhat primitive or partially barbaric, which compensate for their insensitivity to beauty with a coarse or, at the very least, harsh and severe character. Nevertheless, some thinkers sometimes question either the fact itself or the validity of the conclusions drawn from it. They don't hold such a negative view of the roughness often criticized in certain societies, nor do they see such an idealized view of the refinement praised in cultured nations. Even in ancient times, there were individuals who did not see the culture of the liberal arts as a benefit and thus sought to exclude imagination from their republic.
I do not speak of those who calumniate art because they have never been favored by it. These persons only appreciate a possession by the trouble it takes to acquire it, and by the profit it brings: and how could they properly appreciate the silent labor of taste in the exterior and interior man? How evident it is that the accidental disadvantages attending liberal culture would make them lose sight of its essential advantages? The man deficient in form despises the grace of diction as a means of corruption, courtesy in the social relations as dissimulation, delicacy and generosity in conduct as an affected exaggeration. He cannot forgive the favorite of the Graces for having enlivened all assemblies as a man of the world, of having directed all men to his views like a statesman, and of giving his impress to the whole century as a writer: while he, the victim of labor, can only obtain with all his learning, the least attention or overcome the least difficulty. As he cannot learn from his fortunate rival the secret of pleasing, the only course open to him is to deplore the corruption of human nature, which adores rather the appearance than the reality.
I’m not talking about those who slander art because they’ve never experienced it themselves. These people only value something based on the effort it takes to get it and the benefits it provides: how can they truly appreciate the subtle work of taste in both our outward and inward selves? It’s so clear that the random drawbacks of higher education would blind them to its true benefits. A person lacking in style looks at eloquence as a sign of corruption, sees politeness in social interactions as deceit, and regards kindness and generosity as mere pretentiousness. He can’t forgive those favored by charm for enlivening every gathering like socialites, for guiding others to their ideas like politicians, and for leaving their mark on the era as writers: while he, the one burdened by hard work, can barely attract the slightest attention or overcome even the smallest obstacle with all his knowledge. Unable to learn from his successful rival how to be pleasing, all he can do is lament the flawed nature of humanity, which prefers appearances over reality.
But there are also opinions deserving respect, that pronounce themselves adverse to the effects of the beautiful, and find formidable arms in experience, with which to wage war against it. "We are free to admit"— such is their language—"that the charms of the beautiful can further honorable ends in pure hands; but it is not repugnant to its nature to produce, in impure hands, a directly contrary effect, and to employ in the service of injustice and error the power that throws the soul of man into chains. It is exactly because taste only attends to the form and never to the substance; it ends by placing the soul on the dangerous incline, leading it to neglect all reality and to sacrifice truth and morality to an attractive envelope. All the real difference of things vanishes, and it is only the appearance that determines the value! How many men of talent"—thus these arguers proceed—"have been turned aside from all effort by the seductive power of the beautiful, or have been led away from all serious exercise of their activity, or have been induced to use it very feebly? How many weak minds have been impelled to quarrel with the organizations of society, simply because it has pleased the imagination of poets to present the image of a world constituted differently, where no propriety chains down opinion and no artifice holds nature in thraldom? What a dangerous logic of the passions they have learned since the poets have painted them in their pictures in the most brilliant colors, and since, in the contest with law and duty, they have commonly remained masters of the battle-field. What has society gained by the relations of society, formerly under the sway of truth, being now subject to the laws of the beautiful, or by the external impression deciding the estimation in which merit is to be held? We admit that all virtues whose appearance produces an agreeable effect are now seen to flourish, and those which, in society, give a value to the man who possesses them. But, as a compensation, all kinds of excesses are seen to prevail, and all vices are in vogue that can be reconciled with a graceful exterior." It is certainly a matter entitled to reflection that, at almost all the periods of history when art flourished and taste held sway, humanity is found in a state of decline; nor can a single instance be cited of the union of a large diffusion of aesthetic culture with political liberty and social virtue, of fine manners associated with good morals, and of politeness fraternizing with truth and loyalty of character and life.
But there are also opinions that deserve respect, arguing against the effects of beauty, asserting strong points based on experience to oppose it. "We can freely acknowledge," they say, "that the allure of beauty can promote noble purposes when in pure hands; however, it can also have the opposite effect in impure hands, using its power to chain the human soul in the service of injustice and falsehood. This is because taste focuses only on form and not on substance; it ultimately places the soul on a slippery slope, leading it to disregard reality and sacrifice truth and morality for a pleasing facade. The true differences between things fade away, and only appearances determine worth! How many talented individuals," these critics continue, "have been distracted from their efforts by the enticing allure of beauty, been led away from serious engagement in their pursuits, or tempted to act with minimal effort? How many fragile minds have felt driven to rebel against societal structures simply because poets imagined a different world where no propriety restrains opinion and no trickery enslaves nature? They have adopted a dangerous logic fueled by emotion since poets have painted their passions in vivid colors, and in the struggle against law and duty, they have often emerged victorious. What has society gained by allowing social relations, once grounded in truth, to be ruled by the standards of beauty, or by letting external appearances dictate the value of merit? While we recognize that virtues which present an appealing façade are now celebrated and those that provide value in society are acknowledged, we see that this has led to various excesses and that vices that can be masked by a charming appearance have become fashionable. It is certainly worth contemplating that throughout nearly all periods in history where art and taste thrived, humanity was often in decline; and it’s rare to find an instance where a widespread appreciation of aesthetic culture coincided with political freedom and social virtue, where refined manners align with good morals, and where politeness coexists with truthfulness and integrity in character and life.
As long as Athens and Sparta preserved their independence, and as long as their institutions were based on respect for the laws, taste did not reach its maturity, art remained in its infancy, and beauty was far from exercising her empire over minds. No doubt, poetry had already taken a sublime flight, but it was on the wings of genius, and we know that genius borders very closely on savage coarseness, that it is a light which shines readily in the midst of darkness, and which therefore often argues against rather than in favor of the taste of time. When the golden age of art appears under Pericles and Alexander, and the sway of taste becomes more general, strength and liberty have abandoned Greece; eloquence corrupts the truth, wisdom offends it on the lips of Socrates, and virtue in the life of Phocion. It is well known that the Romans had to exhaust their energies in civil wars, and, corrupted by Oriental luxury, to bow their heads under the yoke of a fortunate despot, before Grecian art triumphed over the stiffness of their character. The same was the case with the Arabs: civilization only dawned upon them when the vigor of their military spirit became softened under the sceptre of the Abbassides. Art did not appear in modern Italy till the glorious Lombard League was dissolved, Florence submitting to the Medici; and all those brave cities gave up the spirit of independence for an inglorious resignation. It is almost superfluous to call to mind the example of modern nations, with whom refinement has increased in direct proportion to the decline of their liberties. Wherever we direct our eyes in past times, we see taste and freedom mutually avoiding each other. Everywhere we see that the beautiful only founds its sway on the ruins of heroic virtues.
As long as Athens and Sparta maintained their independence, and their systems were built on a respect for the laws, taste hadn’t matured, art was still developing, and beauty hadn’t yet gained influence over people's minds. Certainly, poetry had already soared to impressive heights, but it was propelled by genius, which often borders on raw coarseness; it’s a light that shines brightly amid darkness, often arguing against the prevailing taste of the time rather than supporting it. When the golden age of art emerged under Pericles and Alexander, and the influence of taste became more widespread, strength and freedom had left Greece; eloquence twisted the truth, wisdom was offensive on Socrates’ lips, and virtue was compromised in Phocion’s life. It’s well known that the Romans had to exhaust their energies in civil wars, and, corrupted by Eastern luxury, had to yield to a fortunate despot before Greek art could triumph over their rigid character. The same happened with the Arabs: civilization only began to flourish when their military vigor softened under the rule of the Abbasids. Art didn’t surface in modern Italy until the glorious Lombard League fell apart, with Florence succumbing to the Medici; all of those brave cities surrendered their spirit of independence for a dishonorable resignation. It’s almost unnecessary to mention the example of modern nations, where refinement has increased directly in proportion to the decrease in their liberties. Wherever we look in the past, we see taste and freedom avoiding each other. Everywhere we observe that beauty only establishes its dominance on the ruins of heroic virtues.
And yet this strength of character, which is commonly sacrificed to establish aesthetic culture, is the most powerful spring of all that is great and excellent in man, and no other advantage, however great, can make up for it. Accordingly, if we only keep to the experiments hitherto made, as to the influence of the beautiful, we cannot certainly be much encouraged in developing feelings so dangerous to the real culture of man. At the risk of being hard and coarse, it will seem preferable to dispense with this dissolving force of the beautiful rather than see human nature a prey to its enervating influence, notwithstanding all its refining advantages. However, experience is perhaps not the proper tribunal at which to decide such a question; before giving so much weight to its testimony, it would be well to inquire if the beauty we have been discussing is the power that is condemned by the previous examples. And the beauty we are discussing seems to assume an idea of the beautiful derived from a source different from experience, for it is this higher notion of the beautiful which has to decide if what is called beauty by experience is entitled to the name.
And yet this strength of character, which is often sacrificed to build aesthetic culture, is the most powerful source of everything great and excellent in humanity, and no other advantage, no matter how significant, can compensate for it. Therefore, if we only focus on the experiments conducted so far regarding the influence of beauty, we can't be very encouraged to foster feelings that are so harmful to genuine human development. At the risk of sounding harsh, it might be better to eliminate this dissolving force of beauty rather than let human nature fall victim to its weakening influence, despite all its supposedly refining benefits. However, experience might not be the right judge for such a question; before assigning so much importance to its findings, it would be wise to investigate whether the beauty we've been talking about is the same force critiqued in previous examples. The beauty we're discussing seems to reflect an idea of beauty coming from a source other than experience, as it's this higher concept of beauty that must determine if what is labeled beauty by experience deserves that title.
This pure and rational idea of the beautiful—supposing it can be placed in evidence—cannot be taken from any real and special case, and must, on the contrary, direct and give sanction to our judgment in each special case. It must therefore be sought for by a process of abstraction, and it ought to be deduced from the simple possibility of a nature both sensuous and rational; in short, beauty ought to present itself as a necessary condition of humanity. It is therefore essential that we should rise to the pure idea of humanity, and as experience shows us nothing but individuals, in particular cases, and never humanity at large, we must endeavor to find in their individual and variable mode of being the absolute and the permanent, and to grasp the necessary conditions of their existence, suppressing all accidental limits. No doubt this transcendental procedure will remove us for some time from the familiar circle of phenomena, and the living presence of objects, to keep us on the unproductive ground of abstract idea; but we are engaged in the search after a principle of knowledge solid enough not to be shaken by anything, and the man who does not dare to rise above reality will never conquer this truth.
This clear and logical idea of beauty—assuming it can be demonstrated—can’t be derived from any specific instance and should instead guide and validate our judgment in each individual case. It needs to be sought through abstraction, and should be based on the simple possibility of a nature that is both sensory and rational; in short, beauty should be seen as a fundamental aspect of humanity. Therefore, it’s crucial for us to elevate our understanding to the pure idea of humanity, and since experience only shows us individual cases and never humanity as a whole, we must try to find the absolute and the enduring in their unique and changing forms of existence, while disregarding any accidental limitations. Certainly, this philosophical approach may temporarily distance us from the familiar realm of phenomena and the tangible presence of objects, placing us in the less productive space of abstract ideas; however, we are in pursuit of a principle of knowledge that is robust enough to withstand anything, and the person who doesn’t dare to look beyond reality will never grasp this truth.
LETTER XI.
If abstraction rises to as great an elevation as possible, it arrives at two primary ideas, before which it is obliged to stop and to recognize its limits. It distinguishes in man something that continues, and something that changes incessantly. That which continues it names his person; that which changes his position, his condition.
If abstraction reaches the highest level possible, it comes to two main ideas, where it must pause and acknowledge its limits. It recognizes in humans something that remains constant and something that continuously changes. The constant element is referred to as a person's identity; the changing aspect is their situation or condition.
The person and the condition, I and my determinations, which we represent as one and the same thing in the necessary being, are eternally distinct in the finite being. Notwithstanding all continuance in the person, the condition changes; in spite of all change of condition the person remains. We pass from rest to activity, from emotion to indifference, from assent to contradiction, but we are always we ourselves, and what immediately springs from ourselves remains. It is only in the absolute subject that all his determinations continue with his personality. All that Divinity is, it is because it is so; consequently it is eternally what it is, because it is eternal.
The person and the condition, I and my choices, which we view as one and the same in the necessary being, are always distinct in the finite being. Despite the continuity of the person, the condition changes; even with all the changes in condition, the person stays the same. We move from rest to action, from feeling to indifference, from agreement to disagreement, but we are always ourselves, and what comes directly from us remains. Only in the absolute subject do all his choices continue with his personality. All that Divinity is, it is because it is so; therefore, it is eternally what it is, because it is eternal.
As the person and the condition are distinct in man, because he is a finite being, the condition cannot be founded on the person, nor the person on the condition. Admitting the second case, the person would have to change; and in the former case, the condition would have to continue. Thus in either supposition, either the personality or the quality of a finite being would necessarily cease. It is not because we think, feel, and will that we are; it is not because we are that we think, feel, and will. We are because we are. We feel, think, and will because there is out of us something that is not ourselves.
Since the person and their condition are separate in humans, because we are finite beings, the condition can't be based on the person, nor can the person be based on the condition. If we consider the second scenario, the person would need to change; and in the first scenario, the condition would have to persist. Therefore, in either situation, either the person's identity or the characteristics of a finite being would inevitably come to an end. It's not because we think, feel, and choose that we exist; it’s not because we exist that we think, feel, and choose. We exist simply because we exist. We think, feel, and choose because there is something within us that is separate from ourselves.
Consequently the person must have its principle of existence in itself, because the permanent cannot be derived from the changeable, and thus we should be at once in possession of the idea of the absolute being, founded on itself; that is to say, of the idea of freedom. The condition must have a foundation, and as it is not through the person, and is not therefore absolute, it must be a sequence and a result; and thus, in the second place, we should have arrived at the condition of every independent being, of everything in the process of becoming something else: that is, of the idea of tine. "Time is the necessary condition of all processes, of becoming (Werden);" this is an identical proposition, for it says nothing but this: "That something may follow, there must be a succession."
As a result, a person must have its reason for existence within itself, because something permanent can't come from something changeable. Therefore, we should immediately grasp the idea of an absolute being that is self-founded; in other words, the idea of freedom. A condition must have a basis, and since it isn't through the person and isn't therefore absolute, it must be a sequence and a result. Thus, we arrive at the condition of every independent being, of everything that is in the process of becoming something else: that is, the concept of time. "Time is the necessary condition for all processes of becoming;" this is a self-evident statement, as it simply means: "For something to follow, there must be a succession."
The person which manifested itself in the eternally continuing Ego, or I myself, and only in him, cannot become something or begin in time, because it is much rather time that must begin with him, because the permanent must serve as basis to the changeable. That change may take place, something must change; this something cannot therefore be the change itself. When we say the flower opens and fades, we make of this flower a permanent being in the midst of this transformation; we lend it, in some sort, a personality, in which these two conditions are manifested. It cannot be objected that man is born, and becomes something; for man is not only a person simply, but he is a person finding himself in a determinate condition. Now our determinate state of condition springs up in time, and it is thus that man, as a phenomenon or appearance, must have a beginning, though in him pure intelligence is eternal. Without time, that is, without a becoming, he would not be a determinate being; his personality would exist virtually no doubt, but not in action. It is not by the succession of its perceptions that the immutable Ego or person manifests himself to himself.
The person that shows up in the always-present Ego, or I myself, and only in that, cannot become something or start in time, because it’s actually time that must start with him, since the eternal must serve as the foundation for the changeable. For change to happen, something must change; that something cannot be the change itself. When we say the flower blooms and fades, we treat this flower as a permanent being amidst this transformation; we give it, in a way, a personality where these two states are present. It can’t be argued that a person is born and becomes something; because a person is not just an individual, but someone existing in a specific condition. Our specific condition arises in time, and so a person, as a phenomenon or appearance, must have a beginning, even though pure intelligence within them is eternal. Without time, or without a process of becoming, they wouldn't be a specific being; their personality would undoubtedly exist in potential, but not in action. The unchanging Ego or person does not reveal itself to itself through the sequence of its perceptions.
Thus, therefore, the matter of activity, or reality, that the supreme intelligence draws from its own being, must be received by man; and he does, in fact, receive it, through the medium of perception, as something which is outside him in space, and which changes in him in time. This matter which changes in him is always accompanied by the Ego, the personality, that never changes; and the rule prescribed for man by his rational nature is to remain immutably himself in the midst of change, to refer all perceptions to experience, that is, to the unity of knowledge, and to make of each of its manifestations of its modes in time the law of all time. The matter only exists in as far as it changes: he, his personality, only exists in as far as he does not change. Consequently, represented in his perfection, man would be the permanent unity, which remains always the same, among the waves of change.
So, the activity, or reality, that the supreme intelligence draws from itself must be experienced by humans; and indeed, humans do experience it through perception, as something that exists outside them in space and changes within them over time. This changing experience is always accompanied by the Ego, the personality, which remains constant; and the guideline for humans, according to their rational nature, is to stay true to themselves amid change, to relate all perceptions back to experience, meaning the unity of knowledge, and to treat every manifestation of those experiences in time as the law of all time. Matter exists only to the extent that it changes: a person's personality exists only to the extent that it does not change. Therefore, when represented in its perfection, a person would be the enduring unity that remains the same amidst the waves of change.
Now, although an infinite being, a divinity could not become (or be subject to time), still a tendency ought to be named divine which has for its infinite end the most characteristic attribute of the divinity; the absolute manifestation of power—the reality of all the possible—and the absolute unity of the manifestation (the necessity of all reality). It cannot be disputed that man bears within himself, in his personality, a predisposition for divinity. The way to divinity—if the word "way" can be applied to what never leads to its end—is open to him in every direction.
Now, even though an infinite being, a divinity cannot become (or be subject to time), we should recognize a tendency as divine if it aims for the most defining attribute of the divine: the complete expression of power—the reality of all that is possible—and the total unity of that expression (the necessity of all reality). It’s undeniable that humans carry within them, in their personality, a natural inclination towards divinity. The path to divinity—if we can call it a "path" when it never really leads to an end—is open to them in every direction.
Considered in itself, and independently of all sensuous matter, his personality is nothing but the pure virtuality of a possible infinite manifestation; and so long as there is neither intuition nor feeling, it is nothing more than a form, an empty power. Considered in itself, and independently of all spontaneous activity of the mind, sensuousness can only make a material man; without it, it is a pure form; but it cannot in any way establish a union between matter and it. So long as he only feels, wishes, and acts under the influence of desire, he is nothing more than the world, if by this word we point out only the formless contents of time. Without doubt, it is only his sensuousness that makes his strength pass into efficacious acts, but it is his personality alone that makes this activity his own. Thus, that he may not only be a world, he must give form to matter, and in order not to be a mere form, he must give reality to the virtuality that he bears in him. He gives matter to form by creating time, and by opposing the immutable to change, the diversity of the world to the eternal unity of the Ego. He gives a form to matter by again suppressing time, by maintaining permanence in change, and by placing the diversity of the world under the unity of the Ego.
When we look at his personality on its own, separate from any physical matter, it is simply the pure potential for limitless expression; without intuition or feeling, it’s just a shape, an empty power. On its own, and apart from any spontaneous mental activity, physical existence can only create a material being; without it, it’s merely a hollow form; it cannot connect matter to itself in any meaningful way. As long as he only feels, desires, and acts based on his impulses, he is nothing more than the world, if by that we mean only the formless elements of time. Clearly, it is only through his physicality that his strength manifests in effective actions, but it is solely his personality that makes this engagement uniquely his. Therefore, in order for him to be more than just a world, he must shape matter, and to avoid being just a mere shape, he must bring reality to the potential within him. He gives form to matter by creating time, contrasting the unchangeable with change, and juxtaposing the diversity of the world against the eternal unity of the self. He forms matter by reining in time, ensuring stability amid change, and placing the world’s diversity under the coherence of the self.
Now from this source issue for man two opposite exigencies, the two fundamental laws of sensuous-rational nature. The first has for its object absolute reality; it must make a world of what is only form, manifest all that in it is only a force. The second law has for its object absolute formality; it must destroy in him all that is only world, and carry out harmony in all changes. In other terms, he must manifest all that is internal, and give form to all that is external. Considered in its most lofty accomplishment, this twofold labor brings back to the idea of humanity, which was my starting-point.
Now from this source, two opposing demands arise for mankind, the two fundamental laws of sensory-rational nature. The first aims for absolute reality; it must create a world from mere form, revealing all that exists solely as a force. The second law focuses on absolute formality; it must eliminate everything in him that is just a world, and achieve harmony in all changes. In other words, he must express everything internal and give shape to everything external. When considered in its highest achievement, this dual effort leads back to the concept of humanity, which was my starting point.
LETTER XII.
This twofold labor or task, which consists in making the necessary pass into reality in us and in making out of us reality subject to the law of necessity, is urged upon us as a duty by two opposing forces, which are justly styled impulsions or instincts, because they impel us to realize their object. The first of these impulsions, which I shall call the sensuous instinct, issues from the physical existence of man, or from sensuous nature; and it is this instinct which tends to enclose him in the limits of time, and to make of him a material being; I do not say to give him matter, for to do that a certain free activity of the personality would be necessary, which, receiving matter, distinguishes it from the Ego, or what is permanent. By matter I only understand in this place the change or reality that fills time. Consequently the instinct requires that there should be change, and that time should contain something. This simply filled state of time is named sensation, and it is only in this state that physical existence manifests itself.
This dual task, which involves bringing what is necessary into our reality and shaping us into beings subject to the law of necessity, is presented to us as a duty by two opposing forces, rightly called impulses or instincts, because they drive us to achieve their goals. The first of these impulses, which I'll refer to as the sensual instinct, comes from human physical existence or from our sensory nature; this instinct tends to confine us within the limits of time and make us material beings. I don’t mean to suggest it gives us matter, as that would require a certain free activity of our personality, which, in accepting matter, differentiates it from the self, or what is enduring. By matter, I simply mean the change or reality that occupies time. Therefore, this instinct demands that there be change and that time contains something. This filled state of time is called sensation, and it is only in this state that physical existence reveals itself.
As all that is in time is successive, it follows by that fact alone that something is: all the remainder is excluded. When one note on an instrument is touched, among all those that it virtually offers, this note alone is real. When man is actually modified, the infinite possibility of all his modifications is limited to this single mode of existence. Thus, then, the exclusive action of sensuous impulsion has for its necessary consequence the narrowest limitation. In this state man is only a unity of magnitude, a complete moment in time; or, to speak more correctly, he is not, for his personality is suppressed as long as sensation holds sway over him and carries time along with it.
Since everything happens in time, it follows that something exists: everything else is left out. When one note on an instrument is played, out of all the possible notes it can produce, only that note is real. When a person is actually changed, the endless possibilities of all their changes are reduced to this one way of being. So, the exclusive effect of sensory drive leads to the tightest limitations. In this condition, a person is just a single unit of measure, a complete moment in time; or more accurately, they are not because their personality is suppressed as long as sensation controls them and moves time forward.
This instinct extends its domains over the entire sphere of the finite in man, and as form is only revealed in matter, and the absolute by means of its limits, the total manifestation of human nature is connected on a close analysis with the sensuous instinct. But though it is only this instinct that awakens and develops what exists virtually in man, it is nevertheless this very instinct which renders his perfection impossible. It binds down to the world of sense by indestructible ties the spirit that tends higher, and it calls back to the limits of the present, abstraction which had its free development in the sphere of the infinite. No doubt, thought can escape it for a moment, and a firm will victoriously resist its exigencies: but soon compressed nature resumes her rights to give an imperious reality to our existence, to give it contents, substance, knowledge, and an aim for our activity.
This instinct covers the entire realm of human limitations, and since form is only shown through matter and the absolute through its boundaries, a closer look reveals that the complete expression of human nature is tied to the sensory instinct. While this instinct is what awakens and nurtures what already exists within a person, it ironically makes personal perfection unattainable. It binds the spirit, which yearns for greater heights, to the world of sensory experience with unbreakable connections, pulling it back to the confines of the present, restricting the abstraction that could freely grow in the realm of the infinite. No doubt, thought can briefly break free, and a strong will can push back against its demands: but soon, the constrained nature reasserts its power, imposing a demanding reality on our existence, providing it with substance, meaning, knowledge, and a purpose for our actions.
The second impulsion, which may be named the formal instinct, issues from the absolute existence of man, or from his rational nature, and tends to set free, and bring harmony into the diversity of its manifestations, and to maintain personality notwithstanding all the changes of state. As this personality, being an absolute and indivisible unity, can never be in contradiction with itself, as we are ourselves forever, this impulsion, which tends to maintain personality, can never exact in one time anything but what it exacts and requires forever. It therefore decides for always what it decides now, and orders now what it orders forever. Hence it embraces the whole series of times, or what comes to the same thing, it suppresses time and change. It wishes the real to be necessary and eternal, and it wishes the eternal and the necessary to be real; in other terms, it tends to truth and justice.
The second drive, which we can call the formal instinct, comes from man's fundamental existence or rational nature. It aims to free and harmonize the different ways in which this nature is expressed while maintaining individuality despite all changes in circumstances. Since this individuality is a complete and indivisible unity, it can never contradict itself; we remain who we are consistently. Thus, this drive, which seeks to uphold individuality, can only demand what it demands and requires indefinitely. It makes decisions that are permanent and commands what it commands for all time. As a result, it encompasses all moments in time, or, in other words, it transcends time and change. It desires for the real to be necessary and eternal and wishes for the eternal and necessary to be real; in other words, it strives for truth and justice.
If the sensuous instinct only produces accidents, the formal instinct gives laws, laws for every judgment when it is a question of knowledge, laws for every will when it is a question of action. Whether, therefore, we recognize an object or conceive an objective value to a state of the subject, whether we act in virtue of knowledge or make of the objective the determining principle of our state; in both cases we withdraw this state from the jurisdiction of time, and we attribute to it reality for all men and for all time, that is, universality and necessity. Feeling can only say: "That is true for this subject and at this moment," and there may come another moment, another subject, which withdraws the affirmation from the actual feeling. But when once thought pronounces and says: "That is," it decides forever and ever, and the validity of its decision is guaranteed by the personality itself, which defies all change. Inclination can only say: "That is good for your individuality and present necessity"; but the changing current of affairs will sweep them away, and what you ardently desire to-day will form the object of your aversion to-morrow. But when the moral feeling says: "That ought to be," it decides forever. If you confess the truth because it is the truth, and if you practise justice because it is justice, you have made of a particular case the law of all possible cases, and treated one moment of your life as eternity.
If the sensory instinct only leads to random incidents, the rational instinct sets laws—laws for every judgment regarding knowledge, and laws for every action based on will. Whether we recognize an object or assign a value to a state of the subject, whether we act based on knowledge or make the objective the basis of our state; in both situations, we lift this state out of the jurisdiction of time, attributing to it a reality that is universal and necessary for everyone and for all time. Feelings can only claim: "That's true for this person and this moment," and there might be another moment or another person that challenges that feeling. However, once thought declares a fact with "That is," it makes an eternal decision, and its validity is upheld by the very self, which resists all change. Personal preference can only assert: "That's good for you and your current needs"; yet the shifting nature of events will erase them, and what you passionately want today may become what you dislike tomorrow. But when moral feelings state: "That ought to be," it makes a permanent decision. If you acknowledge the truth because it is true, or if you pursue justice because it is just, you have transformed a specific situation into the law for all potential situations, treating a single moment of your life as if it were timeless.
Accordingly, when the formal impulse holds sway and the pure object acts in us, the being attains its highest expansion, all barriers disappear, and from the unity of magnitude in which man was enclosed by a narrow sensuousness, he rises to the unity of idea, which embraces and keeps subject the entire sphere of phenomena. During this operation we are no longer in time, but time is in us with its infinite succession. We are no longer individuals but a species; the judgment of all spirits is expressed by our own, and the choice of all hearts is represented by our own act.
When the formal drive takes over and the pure object influences us, our being reaches its fullest expansion, all boundaries vanish, and from the limited perspective in which we were trapped by a narrow sensuousness, we elevate ourselves to a concept that encompasses and governs the entire realm of experiences. In this process, we are no longer bound by time; instead, time exists within us with its endless flow. We become more than just individuals; we become a species; the judgment of all minds is reflected in our own, and the choices of every heart are expressed through our own actions.
LETTER XIII.
On a first survey, nothing appears more opposed than these two impulsions; one having for its object change, the other immutability, and yet it is these two notions that exhaust the notion of humanity, and a third fundamental impulsion, holding a medium between them, is quite inconceivable. How then shall we re-establish the unity of human nature, a unity that appears completely destroyed by this primitive and radical opposition?
On first glance, nothing seems more contradictory than these two impulses: one aimed at change and the other at stability. Yet, these two ideas encompass the essence of humanity, and a third fundamental impulse that balances them is hard to imagine. So, how can we restore the unity of human nature, a unity that seems utterly shattered by this fundamental conflict?
I admit these two tendencies are contradictory, but it should be noticed that they are not so in the same objects. But things that do not meet cannot come into collision. No doubt the sensuous impulsion desires change; but it does not wish that it should extend to personality and its field, nor that there should be a change of principles. The formal impulsion seeks unity and permanence, but it does not wish the condition to remain fixed with the person, that there should be identity of feeling. Therefore these two impulsions are not divided by nature, and if, nevertheless, they appear so, it is because they have become divided by transgressing nature freely, by ignoring themselves, and by confounding their spheres. The office of culture is to watch over them and to secure to each one its proper limits; therefore culture has to give equal justice to both, and to defend not only the rational impulsion against the sensuous, but also the latter against the former. Hence she has to act a twofold part: first, to protect sense against the attacks of freedom; secondly, to secure personality against the power of sensations. One of these ends is attained by the cultivation of the sensuous, the other by that of reason.
I acknowledge that these two tendencies are contradictory, but it's important to recognize that they don’t apply to the same things. If they don’t intersect, they can’t clash. Without a doubt, the desire for sensory experiences craves change, but it doesn't want that change to affect personality or its arena, nor does it want a shift in principles. On the other hand, the desire for form seeks unity and permanence, yet it doesn't want the situation to stay fixed with the person, or for feelings to remain the same. Therefore, these two impulses aren’t fundamentally opposed, and if they seem to be, it’s because they have diverged by straying from their natural state, ignoring their own essence, and mixing their domains. The role of culture is to oversee them and ensure each one has its proper boundaries; thus, culture must administer equal justice to both, protecting the rational impulse from the sensory one, and also defending the sensory impulse from the rational one. Consequently, it has to play two roles: first, to shield the senses from the challenges posed by freedom; second, to safeguard personality from the influence of sensations. One of these goals is achieved through the cultivation of sensory experiences, while the other is pursued through the development of reason.
Since the world is developed in time, or change, the perfection of the faculty that places men in relation with the world will necessarily be the greatest possible mutability and extensiveness. Since personality is permanence in change, the perfection of this faculty, which must be opposed to change, will be the greatest possible freedom of action (autonomy) and intensity. The more the receptivity is developed under manifold aspects, the more it is movable and offers surfaces to phenomena, the larger is the part of the world seized upon by man, and the more virtualities he develops in himself. Again, in proportion as man gains strength and depth, and depth and reason gain in freedom, in that proportion man takes in a larger share of the world, and throws out forms outside himself. Therefore his culture will consist, first, in placing his receptivity in contact with the world in the greatest number of points possible, and in raising passivity, to the highest exponent on the side of feeling; secondly, in procuring for the determining faculty the greatest possible amount of independence, in relation to the receptive power, and in raising activity to the highest degree on the side of reason. By the union of these two qualities man will associate the highest degree of self-spontaneity (autonomy) and of freedom with the fullest plenitude of existence, and instead of abandoning himself to the world so as to get lost in it, he will rather absorb it in himself, with all the infinitude of its phenomena, and subject it to the unity of his reason.
As the world evolves over time, the ability that connects people with their surroundings will naturally require the greatest possible adaptability and range. Since personality represents stability amidst change, the refinement of this ability, which must counter change, will lead to maximum freedom of action (autonomy) and intensity. The more receptivity is cultivated across various dimensions, becoming more dynamic and responsive to experiences, the larger the portion of the world people can grasp, and the more potential they develop within themselves. Additionally, as individuals gain strength and depth, and as depth and reasoning grow in freedom, they will take in more of the world and express forms outwardly. Consequently, their culture will consist, firstly, of maximizing the contact of their receptivity with the world at the most possible points, enhancing passivity to the highest level in terms of feeling; secondly, of securing as much independence as possible for the determining faculty in relation to their receptive abilities, and elevating activity to the highest level of reasoning. Through the combination of these two qualities, individuals will achieve the utmost degree of self-spontaneity (autonomy) and freedom alongside the fullest richness of existence, and rather than losing themselves in the world, they will absorb it into themselves, encompassing all its countless phenomena and unifying them under the clarity of their reason.
But man can invert this relation, and thus fail in attaining his destination in two ways. He can hand over to the passive force the intensity demanded by the active force; he can encroach by material impulsion on the formal impulsion, and convert the receptive into the determining power. He can attribute to the active force the extensiveness belonging to the passive force, he can encroach by the formal impulsion on the material impulsion, and substitute the determining for the receptive power. In the former case, he will never be an Ego, a personality; in the second case, he will never be a Non-Ego, and hence in both cases he will be neither the one nor the other, consequently he will be nothing.
But a person can turn this relationship upside down, failing to reach their goal in two ways. They can give the energy needed by the active force to the passive force; they can interfere with the formal drive through material influence, making the receptive force the dominant power. They can also give the extensive qualities of the passive force to the active force, interfering with the material drive through formal influence, and replacing receptiveness with dominance. In the first case, they will never be an individual, a personality; in the second case, they will never be something other than themselves, so in both situations, they will be neither one nor the other, and as a result, they will be nothing.
In fact, if the sensuous impulsion becomes determining, if the senses become lawgivers, and if the world stifles personality, he loses as object what he gains in force. It may be said of man that when he is only the contents of time, he is not and consequently he has no other contents. His condition is destroyed at the same time as his personality, because these are two correlative ideas, because change presupposes permanence, and a limited reality implies an infinite reality. If the formal impulsion becomes receptive, that is, if thought anticipates sensation, and the person substitutes itself in the place of the world, it loses as a subject and autonomous force what it gains as object, because immutability implies change, and that to manifest itself also absolute reality requires limits. As soon as man is only form, he has no form, and the personality vanishes with the condition. In a word, it is only inasmuch as he is spontaneous, autonomous, that there is reality out of him, that he is also receptive; and it is only inasmuch as he is receptive that there is reality in him, that he is a thinking force.
If the drive from the senses takes control, if our senses become the guiding force, and if the world suppresses individuality, we lose what we gain in strength. We can say that when a person is merely a product of their time, they cease to exist, and thus have no substance. Their state collapses along with their individuality, as these are two interconnected ideas—change requires some constancy, and a limited reality points to an infinite reality. If the drive shifts to being responsive, meaning if thought leads sensation, and the individual takes the place of the world, it loses its autonomy and power as a subject, gaining only as an object. This is because stability entails change, and for absolute reality to exist, it must have boundaries. Once a person is only a form, they become formless, and personality disappears along with their state. In short, it is only in being spontaneous and self-governing that an individual finds reality outside of themselves, making them receptive; and it is only in being receptive that there is reality within them, highlighting their capacity for thought.
Consequently these two impulsions require limits, and looked upon as forces, they need tempering; the former that it may not encroach on the field of legislation, the latter that it may not invade the ground of feeling. But this tempering and moderating the sensuous impulsion ought not to be the effect of physical impotence or of a blunting of sensations, which is always a matter for contempt. It must be a free act, an activity of the person, which by its moral intensity moderates the sensuous intensity, and by the sway of impressions takes from them in depth what it gives them in surface or breadth. The character must place limits to temperament, for the senses have only the right to lose elements if it be to the advantage of the mind. In its turn, the tempering of the formal impulsion must not result from moral impotence, from a relaxation of thought and will, which would degrade humanity. It is necessary that the glorious source of this second tempering should be the fulness of sensations; it is necessary that sensuousness itself should defend its field with a victorious arm and resist the violence that the invading activity of the mind would do to it. In a word, it is necessary that the material impulsion should be contained in the limits of propriety by personality, and the formal impulsion by receptivity or nature.
As a result, these two drives need boundaries, and when viewed as forces, they require moderation; the first to avoid overstepping into the area of legislation, and the second to prevent intruding on emotions. However, this moderation of the sensual drive shouldn't come from a lack of physical ability or a dulling of sensations, which is always looked down upon. It must be a voluntary action, an expression of the individual that, through its moral strength, tempers the sensual intensity, and through its impressions, deepens what it presents on the surface. One's character should impose limits on temperament, as the senses can only forfeit elements if it benefits the mind. Similarly, the moderation of the formal drive must not stem from a lack of moral strength, or a weakening of thought and will, which would diminish humanity. It’s essential that the beautiful source of this second moderation arises from the richness of sensations; the sensual aspect itself must defend its territory with strength and resist the intrusion that the mind's activity might impose. In short, it's crucial that the material drive is kept in check by personality and the formal drive by receptivity or nature.
LETTER XIV.
We have been brought to the idea of such a correlation between the two impulsions that the action of the one establishes and limits at the same time the action of the other, and that each of them, taken in isolation, does arrive at its highest manifestation just because the other is active.
We have come to understand that there is a connection between the two impulses, where one influences and restricts the other simultaneously, and that each of them, when considered alone, reaches its peak expression precisely because the other is also at work.
No doubt this correlation of the two impulsions is simply a problem advanced by reason, and which man will only be able to solve in the perfection of his being. It is in the strictest signification of the term: the idea of his humanity; accordingly, it is an infinite to which he can approach nearer and nearer in the course of time, but without ever reaching it. "He ought not to aim at form to the injury of reality, nor to reality to the detriment of the form. He must rather seek the absolute being by means of a determinate being, and the determinate being by means of an infinite being. He must set the world before him because he is a person, and he must be a person because he has the world before him. He must feel because he has a consciousness of himself, and he must have a consciousness of himself because he feels." It is only in conformity with this idea that he is a man in the full sense of the word; but he cannot be convinced of this so long as he gives himself up exclusively to one of these two impulsions, or only satisfies them one after the other. For as long as he only feels, his absolute personality and existence remain a mystery to him, and as long as he only thinks, his condition or existence in time escapes him. But if there were cases in which he could have at once this twofold experience in which he would have the consciousness of his freedom and the feeling of his existence together, in which he would simultaneously feel as matter and know himself as spirit, in such cases, and in such only, would he have a complete intuition of his humanity, and the object that would procure him this intuition would be a symbol of his accomplished destiny and consequently serve to express the infinite to him—since this destination can only be fulfilled in the fulness of time.
This connection between the two drives is essentially a problem posed by reason, one that humanity will only be able to solve in the evolution of its existence. It reflects the very essence of being human; thus, it’s something infinite that we can approach more closely over time, but we will never fully attain it. "One should not sacrifice form for the sake of reality, nor reality for the sake of form. Instead, one must pursue the absolute through the particular, and the particular through the infinite. One must view the world because he is a person, and he must be a person because he perceives the world. He must feel because he has self-awareness, and he must have self-awareness because he feels." It’s only by aligning with this idea that someone truly embodies humanity; however, he cannot be convinced of this if he solely indulges one of these drives or satisfies them one after the other. As long as he only feels, his complete personality and existence remain a mystery, and as long as he only thinks, his existence in time eludes him. But if there are moments when he can experience both this dual awareness, where he feels his freedom and senses his existence at once—experiencing himself as matter while knowing himself as spirit—then, and only then, will he have a complete understanding of his humanity. The experience that provides him with this understanding would be a symbol of his fulfilled destiny, serving to express the infinite to him, as this purpose can only be realized in fullness over time.
Presuming that cases of this kind could present themselves in experience, they would awake in him a new impulsion, which, precisely because the other two impulsions would co-operate in it, would be opposed to each of them taken in isolation, and might, with good grounds, be taken for a new impulsion. The sensuous impulsion requires that there should be change, that time should have contents; the formal impulsion requires that time should be suppressed, that there should be no change. Consequently, the impulsion in which both of the others act in concert—allow me to call it the instinct of play, till I explain the term—the instinct of play would have as its object to suppress time in time, to conciliate the state of transition or becoming with the absolute being, change with identity.
Assuming that situations like this could happen in real life, they would spark a new drive in him, which, because it would be influenced by the other two drives, would actually oppose each of them when considered on their own, and could reasonably be seen as a new drive. The sensory drive needs change, it requires time to have substance; the formal drive needs time to be set aside, wanting no change. Therefore, the drive where both of the others work together—let’s call it the play instinct for now—would aim to suppress time within time, reconciling the state of transition or becoming with absolute being, and change with identity.
The sensuous instinct wishes to be determined, it wishes to receive an object; the formal instinct wishes to determine itself, it wishes to produce an object. Therefore the instinct of play will endeavor to receive as it would itself have produced, and to produce as it aspires to receive.
The sensual instinct wants to be defined; it wants to obtain an object. The formal instinct wants to define itself; it wants to create an object. Therefore, the instinct to play will try to receive as if it had created, and to create as it aims to receive.
The sensuous impulsion excludes from its subject all autonomy and freedom; the formal impulsion excludes all dependence and passivity. But the exclusion of freedom is physical necessity; the exclusion of passivity is moral necessity. Thus the two impulsions subdue the mind: the former to the laws of nature, the latter to the laws of reason. It results from this that the instinct of play, which unites the double action of the two other instincts, will content the mind at once morally and physically. Hence, as it suppresses all that is contingent, it will also suppress all coercion, and will set man free physically and morally. When we welcome with effusion some one who deserves our contempt, we feel painfully that nature is constrained. When we have a hostile feeling against a person who commands our esteem, we feel painfully the constraint of reason. But if this person inspires us with interest, and also wins our esteem, the constraint of feeling vanishes together with the constraint of reason, and we begin to love him, that is to say, to play, to take recreation, at once with our inclination and our esteem.
The sensual drive removes all autonomy and freedom from its subject; the formal drive eliminates all dependence and passivity. The absence of freedom is due to physical necessity; the absence of passivity stems from moral necessity. As a result, these two drives dominate the mind: the former aligns it with the laws of nature, while the latter aligns it with the laws of reason. This means that the instinct of play, which combines the two other instincts, satisfies the mind both morally and physically. By eliminating everything that is contingent, it also removes all coercion, thereby freeing humans physically and morally. When we warmly welcome someone we actually look down on, we painfully sense that nature is constrained. When we feel hostility towards someone we respect, we painfully feel the pressure of reason. However, if this person engages our interest and earns our respect, the constraints of feeling and reason disappear, and we start to love them, which means we begin to play and enjoy ourselves with both our feelings and our esteem.
Moreover, as the sensuous impulsion controls us physically, and the formal impulsion morally, the former makes our formal constitution contingent, and the latter makes our material constitution contingent, that is to say, there is contingence in the agreement of our happiness with our perfection, and reciprocally. The instinct of play, in which both act in concert, will render both our formal and our material constitution contingent; accordingly, our perfection and our happiness in like manner. And on the other hand, exactly because it makes both of them contingent, and because the contingent disappears with necessity, it will suppress this contingence in both, and will thus give form to matter and reality to form. In proportion that it will lessen the dynamic influence of feeling and passion, it will place them in harmony with rational ideas, and by taking from the laws of reason their moral constraint, it will reconcile them with the interest of the senses.
Moreover, as our physical desires control us and our moral principles shape us, the former makes our formal identity uncertain, while the latter makes our physical identity uncertain. In other words, there’s a connection between our happiness and our sense of purpose, and vice versa. The instinct to play, where both aspects work together, will make both our formal and physical identities uncertain; therefore, our sense of purpose and happiness will be similarly affected. Furthermore, because it creates this uncertainty, and because uncertainty fades away with necessity, it will eliminate this uncertainty in both, thus giving structure to our physical existence and reality to our moral ideals. As it reduces the overwhelming influence of feelings and passions, it will align them with rational ideas, and by easing the moral demands of reason, it will balance them with the interests of our physical desires.
LETTER XV.
I approach continually nearer to the end to which I lead you, by a path offering few attractions. Be pleased to follow me a few steps further, and a large horizon will open up to you, and a delightful prospect will reward you for the labor of the way.
I'm getting closer to the end that I'm guiding you toward, along a route that isn't very appealing. Please continue to follow me a little further, and a vast view will unfold for you, along with a pleasing sight that will make the effort worthwhile.
The object of the sensuous instinct, expressed in a universal conception, is named Life in the widest acceptation; a conception that expresses all material existence and all that is immediately present in the senses. The object of the formal instinct, expressed in a universal conception, is called shape or form, as well in an exact as in an inexact acceptation; a conception that embraces all formal qualities of things and all relations of the same to the thinking powers. The object of the play instinct, represented in a general statement, may therefore bear the name of living form; a term that serves to describe all aesthetic qualities of phenomena, and what people style, in the widest sense, beauty.
The focus of the sensual instinct, captured in a broad idea, is called Life in the broadest sense; an idea that encompasses all material existence and everything that is immediately noticeable to the senses. The focus of the formal instinct, conveyed in a universal concept, is referred to as shape or form, both in precise and imprecise terms; this concept includes all formal qualities of things and all their relationships to our thinking capabilities. The focus of the playful instinct, summarized in a general statement, can be termed living form; a term that describes all the aesthetic qualities of phenomena and what people consider, in the broadest sense, beauty.
Beauty is neither extended to the whole field of all living things nor merely enclosed in this field. A marble block, though it is and remains lifeless, can nevertheless become a living form by the architect and sculptor; a man, though he lives and has a form, is far from being a living form on that account. For this to be the case, it is necessary that his form should be life, and that his life should be a form. As long as we only think of his form, it is lifeless, a mere abstraction; as long as we only feel his life, it is without form, a mere impression. It is only when his form lives in our feeling, and his life in our understanding, he is the living form, and this will everywhere be the case where we judge him to be beautiful.
Beauty isn't something that applies to all living things or is just contained within them. A marble block, while it's lifeless, can still be transformed into a living form by an architect or sculptor; a person, despite being alive and having a form, isn't necessarily a living form just because of that. For a person to truly be a living form, their form must embody life, and their life must take shape. If we only focus on their form, it's lifeless, just an abstract idea; if we only focus on their life, it's formless, just a fleeting impression. It's only when their form resonates with our feelings and their life makes sense to our understanding that they become the living form, and this is always true when we perceive them as beautiful.
But the genesis of beauty is by no means declared because we know how to point out the component parts, which in their combination produce beauty. For to this end it would be necessary to comprehend that combination itself, which continues to defy our exploration, as well as all mutual operation between the finite and the infinite. The reason, on transcendental grounds, makes the following demand: There shall be a communion between the formal impulse and the material impulse—that is, there shall be a play instinct—because it is only the unity of reality with the form, of the accidental with the necessary, of the passive state with freedom, that the conception of humanity is completed. Reason is obliged to make this demand, because her nature impels her to completeness and to the removal of all bounds; while every exclusive activity of one or the other impulse leaves human nature incomplete and places a limit in it. Accordingly, as soon as reason issues the mandate, "a humanity shall exist," it proclaims at the same time the law, "there shall be a beauty." Experience can answer us if there is a beauty, and we shall know it as soon as she has taught us if a humanity can exist. But neither reason nor experience can tell us how beauty can be and how a humanity is possible.
But the origin of beauty isn’t just revealed because we can identify its individual components that together create beauty. To truly understand this combination, we would need to grasp the combination itself, which continues to elude our understanding, along with all the interactions between the finite and the infinite. Reason, from a philosophical standpoint, demands that there be a connection between the formal impulse and the material impulse—that is, there should be a playful instinct—because it is only through the unity of reality with form, the accidental with the necessary, and the passive state with freedom that our understanding of humanity is fully realized. Reason makes this demand because its nature drives it toward completeness and the elimination of all limitations; any exclusive focus on either impulse leaves human nature incomplete and imposes a constraint on it. Therefore, as soon as reason asserts, "there must be humanity," it simultaneously establishes the principle, "there must be beauty." Experience can inform us if beauty exists, and we will understand it once it reveals to us whether humanity can exist. However, neither reason nor experience can explain how beauty is possible or how humanity can be achieved.
We know that man is neither exclusively matter nor exclusively spirit. Accordingly, beauty as the consummation of humanity, can neither be exclusively mere life, as has been asserted by sharp-sighted observers, who kept too close to the testimony of experience, and to which the taste of the time would gladly degrade it; Nor can beauty be merely form, as has been judged by speculative sophists, who departed too far from experience, and by philosophic artists, who were led too much by the necessity of art in explaining beauty; it is rather the common object of both impulses, that is of the play instinct. The use of language completely justifies this name, as it is wont to qualify with the word play what is neither subjectively nor objectively accidental, and yet does not impose necessity either externally or internally. As the mind in the intuition of the beautiful finds itself in a happy medium between law and necessity, it is, because it divides itself between both, emancipated from the pressure of both. The formal impulse and the material impulse are equally earnest in their demands, because one relates in its cognition to things in their reality and the other to their necessity; because in action the first is directed to the preservation of life, the second to the preservation of dignity, and therefore both to truth and perfection. But life becomes more indifferent when dignity is mixed up with it, and duty no longer coerces when inclination attracts. In like manner the mind takes in the reality of things, material truth, more freely and tranquilly as soon as it encounters formal truth, the law of necessity; nor does the mind find itself strung by abstraction as soon as immediate intuition can accompany it. In one word, when the mind comes into communion with ideas, all reality loses its serious value because it becomes small; and as it comes in contact with feeling, necessity parts also with its serious value because it is easy.
We know that a person is neither just physical nor just spiritual. Therefore, beauty, as the peak of humanity, can't just be about living, as some sharp-eyed observers have claimed while being too focused on experience, which society would prefer to diminish; nor can beauty simply be about form, as judged by theoretical thinkers who strayed too far from experience and by philosophical artists who were overly influenced by art's needs in defining beauty. Instead, it represents a shared goal of both impulses, which is the instinct to play. The way we use language supports this name, as it commonly uses the word "play" for things that are neither purely subjective nor objective accidents, yet don't impose any necessity either externally or internally. When the mind perceives something beautiful, it finds a happy balance between law and necessity, since it navigates between both and is freed from the constraints of each. The formal impulse and the material impulse both make strong demands; one connects to things as they really are, while the other relates to their necessity. In action, the first focuses on preserving life, and the second on upholding dignity, leading both towards truth and perfection. However, life feels less urgent when dignity is intertwined with it, and duty doesn't exert pressure when desire pulls us in. Similarly, the mind engages with reality—material truth—more freely and calmly once it encounters formal truth, the law of necessity; it doesn't feel held back by abstraction when immediate intuition can accompany it. In short, when the mind connects with ideas, all reality loses its heavy significance because it becomes trivial; and as it interacts with feelings, necessity also loses its serious weight because it becomes simple.
But perhaps the objection has for some time occurred to you, Is not the beautiful degraded by this, that it is made a mere play? and is it not reduced to the level of frivolous objects which have for ages passed under that name? Does it not contradict the conception of the reason and the dignity of beauty, which is nevertheless regarded as an instrument of culture, to confine it to the work of being a mere play? and does it not contradict the empirical conception of play, which can coexist with the exclusion of all taste, to confine it merely to beauty?
But maybe you've been thinking for a while now, doesn’t this make beauty seem cheap, reducing it to just a game? Doesn’t it bring beauty down to the level of trivial things that have always been considered as such? Doesn’t it go against our understanding of reason and the nobility of beauty, which we also see as a part of culture, to limit it to being just a game? And doesn’t it contradict the idea of play, which can exist without any sense of taste, to limit it only to beauty?
But what is meant by a mere play, when we know that in all conditions of humanity that very thing is play, and only that is play which makes man complete and develops simultaneously his twofold nature? What you style limitation, according to your representation of the matter, according to my views, which I have justified by proofs, I name enlargement. Consequently I should have said exactly the reverse: man is serious only with the agreeable, with the good, and with the perfect, but he plays with beauty. In saying this we must not indeed think of the plays that are in vogue in real life, and which commonly refer only to his material state. But in real life we should also seek in vain for the beauty of which we are here speaking. The actually present beauty is worthy of the really, of the actually present play-impulse; but by the ideal of beauty, which is set up by the reason, an ideal of the play-instinct is also presented, which man ought to have before his eyes in all his plays.
But what do we really mean by a simple play when we know that in all aspects of humanity, that very thing is play, and only play that completes us and nurtures our dual nature? What you call limitation, based on your perspective, I refer to as expansion, which I've supported with evidence. Therefore, I should say the opposite: man is serious only about what is enjoyable, good, and perfect, but he plays with beauty. In saying this, we shouldn't think of the plays that are popular in real life, which usually relate only to material conditions. But in real life, we would also look in vain for the beauty we are discussing here. The beauty that's actually present deserves the real, the actual impulse to play; however, by the ideal of beauty, which is established by reason, we also have an ideal of the play instinct that man should keep in mind in all his plays.
Therefore, no error will ever be incurred if we seek the ideal of beauty on the same road on which we satisfy our play-impulse. We can immediately understand why the ideal form of a Venus, of a Juno, and of an Apollo, is to be sought not at Rome, but in Greece, if we contrast the Greek population, delighting in the bloodless athletic contests of boxing, racing, and intellectual rivalry at Olympia, with the Roman people gloating over the agony of a gladiator. Now the reason pronounces that the beautiful must not only be life and form, but a living form, that is, beauty, inasmuch as it dictates to man the twofold law of absolute formality and absolute reality. Reason also utters the decision that man shall only play with beauty, and he shall only play with beauty.
Therefore, there's no mistake in seeking the ideal of beauty along the same path where we indulge our playful instincts. It's easy to see why we look for the perfect representations of Venus, Juno, and Apollo not in Rome, but in Greece, especially when we compare the Greek people, who enjoy non-violent athletic competitions like boxing, racing, and intellectual contests at Olympia, with the Romans, who revel in the suffering of gladiators. Reason tells us that beauty must be more than just life and form; it has to be a living form—beauty, which imposes on us the dual principles of complete formality and absolute reality. Reason also clearly states that humanity should only engage with beauty, and we should only engage with beauty.
For, to speak out once for all, man only plays when in the full meaning of the word he is a man, and he is only completely a man when he plays. This proposition, which at this moment perhaps appears paradoxical, will receive a great and deep meaning if we have advanced far enough to apply it to the twofold seriousness of duty and of destiny. I promise you that the whole edifice of aesthetic art and the still more difficult art of life will be supported by this principle. But this proposition is only unexpected in science; long ago it lived and worked in art and in the feeling of the Greeks, her most accomplished masters; only they removed to Olympus what ought to have been preserved on earth. Influenced by the truth of this principle, they effaced from the brow of their gods the earnestness and labor which furrow the cheeks of mortals, and also the hollow lust that smoothes the empty face. They set free the ever serene from the chains of every purpose, of every duty, of every care, and they made indolence and indifference the envied condition of the godlike race; merely human appellations for the freest and highest mind. As well the material pressure of natural laws as the spiritual pressure of moral laws lost itself in its higher idea of necessity, which embraced at the same time both worlds, and out of the union of these two necessities issued true freedom. Inspired by this spirit the Greeks also effaced from the features of their ideal, together with desire or inclination, all traces of volition, or, better still, they made both unrecognizable, because they knew how to wed them both in the closest alliance. It is neither charm, nor is it dignity, which speaks from the glorious face of Juno Ludovici; it is neither of these, for it is both at once. While the female god challenges our veneration, the godlike woman at the same time kindles our love. But while in ecstacy we give ourselves up to the heavenly beauty, the heavenly self-repose awes us back. The whole form rests and dwells in itself—a fully complete creation in itself—and as if she were out of space, without advance or resistance; it shows no force contending with force, no opening through which time could break in. Irresistibly carried away and attracted by her womanly charm, kept off at a distance by her godly dignity, we also find ourselves at length in the state of the greatest repose, and the result is a wonderful impression for which the understanding has no idea and language no name.
Because, to be clear, a person only truly plays when they are fully human, and they are only completely human when they play. This idea, which might seem strange right now, gains significant meaning when we consider the serious nature of duty and destiny. I assure you that the entire foundation of artistic expression and the even more challenging art of living will be supported by this principle. However, this idea is only surprising in science; it has long thrived in art and in the feelings of the Greeks, who were its greatest masters; they just moved to Olympus what should have stayed on earth. Guided by the truth of this principle, they removed from their gods the seriousness and hard work that mark human faces, as well as the empty desires that smooth the surface of lifeless expressions. They liberated the always serene from the burdens of purpose, duty, and worry, making laziness and indifference the desired state of the divine beings—simply human labels for the freest and highest intellects. Both the material constraints of natural laws and the spiritual pressures of moral laws were absorbed into a higher concept of necessity that encompassed both realms, and from the merging of these two necessities emerged true freedom. Inspired by this spirit, the Greeks also erased from their ideals not only desire but all traces of will, or rather, they made both unrecognizable because they knew how to unite them in the closest partnership. It is neither charm nor dignity that emanates from the glorious face of Juno Ludovici; it is both simultaneously. While the goddess commands our respect, the divine woman simultaneously ignites our love. Yet, as we lose ourselves in heavenly beauty, the celestial calm pulls us back. The entire form is composed and self-sufficient— a complete creation in itself—as if she transcends space, free from tension or opposition; it shows no struggle between forces, nor any breach through which time could penetrate. Irresistibly drawn in by her feminine allure, kept at a distance by her divine dignity, we ultimately find ourselves in a state of profound tranquility, resulting in a stunning impression for which there are no words or concepts.
LETTER XVI.
From the antagonism of the two impulsions, and from the association of two opposite principles, we have seen beauty to result, of which the highest ideal must therefore be sought in the most perfect union and equilibrium possible of the reality and of the form. But this equilibrium remains always an idea that reality can never completely reach. In reality, there will always remain a preponderance of one of these elements over the other, and the highest point to which experience can reach will consist in an oscillation between two principles, when sometimes reality and at others form will have the advantage. Ideal beauty is therefore eternally one and indivisible, because there can only be one single equilibrium; on the contrary, experimental beauty will be eternally double, because in the oscillation the equilibrium may be destroyed in two ways—this side and that.
From the conflict between the two driving forces and the combination of two opposite principles, we've seen that beauty emerges, with the highest ideal found in the best possible union and balance of reality and form. However, this balance always remains an idea that reality can never fully achieve. In reality, one of these elements will always outweigh the other, and the highest point that experience can reach will involve a back-and-forth between the two principles, where at times reality has the edge and at other times form does. Ideal beauty is therefore always singular and unified, because there can only be one true balance; on the other hand, experiential beauty will always be dual, as the balance can be disrupted in two ways—this way and that.
I have called attention in the foregoing letters to a fact that can also be rigorously deduced from the considerations that have engaged our attention to the present point; this fact is that an exciting and also a moderating action may be expected from the beautiful. The tempering action is directed to keep within proper limits the sensuous and the formal impulsions; the exciting, to maintain both of them in their full force. But these two modes of action of beauty ought to be completely identified in the idea. The beautiful ought to temper while uniformly exciting the two natures, and it ought also to excite while uniformly moderating them. This result flows at once from the idea of a correlation, in virtue of which the two terms mutually imply each other, and are the reciprocal condition one of the other, a correlation of which the purest product is beauty. But experience does not offer an example of so perfect a correlation. In the field of experience it will always happen more or less that excess on the one side will give rise to deficiency on the other, and deficiency will give birth to excess. It results from this that what in the beau-ideal is only distinct in the idea is different in reality in empirical beauty. The beau-ideal, though simple and indivisible, discloses, when viewed in two different aspects, on the one hand, a property of gentleness and grace, and on the other, an energetic property; in experience there is a gentle and graceful beauty and there is an energetic beauty. It is so, and it will be always so, so long as the absolute is enclosed in the limits of time, and the ideas of reason have to be realized in humanity. For example, the intellectual man has the ideal of virtue, of truth, and of happiness; but the active man will only practise virtues, will only grasp truths, and enjoy happy days. The business of physical and moral education is to bring back this multiplicity to unity, to put morality in the place of manners, science in the place of knowledge; the business of aesthetic education is to make out of beauties the beautiful.
I've highlighted in the previous letters that there's a key point that can also be clearly inferred from the discussions we've had so far: both an exciting and a moderating influence can be expected from beauty. The moderating influence aims to keep the sensual and formal impulses in check, while the exciting influence seeks to maintain their full intensity. However, these two aspects of beauty should be fully integrated into a single concept. Beauty should both moderate while consistently exciting these two natures, and it should also excite while uniformly tempering them. This outcome is a direct result of the idea of correlation, where the two elements imply each other and are dependent on one another, and the purest expression of this is beauty. However, in real life, we seldom see such a perfect correlation. Typically, an excess on one side will lead to a deficiency on the other, and vice versa. This means that what is distinct in the ideal of beauty is often different in reality, in what we encounter as empirical beauty. The ideal of beauty, although simple and indivisible, reveals, when viewed from two perspectives, one aspect of softness and grace, and another of strength and energy. In experience, we find both gentle, graceful beauty and energetic beauty. This will always be the case as long as the absolute is confined within the limits of time, and the concepts of reason must be realized within humanity. For instance, the intellectual person holds ideals of virtue, truth, and happiness; however, the active person will only practice virtues, grasp truths, and enjoy happy moments. The goal of physical and moral education is to bring this variety back to unity, placing morality above manners and science above mere knowledge; the aim of aesthetic education is to transform beauties into the beautiful.
Energetic beauty can no more preserve a man from a certain residue of savage violence and harshness than graceful beauty can secure him against a certain degree of effeminacy and weakness. As it is the effect of the energetic beauty to elevate the mind in a physical and moral point of view and to augment its momentum, it only too often happens that the resistance of the temperament and of the character diminishes the aptitude to receive impressions, that the delicate part of humanity suffers an oppression which ought only to affect its grosser part, and that this coarse nature participates in an increase of force that ought only to turn to the account of free personality. It is for this reason that, at the periods when we find much strength and abundant sap in humanity, true greatness of thought is seen associated with what is gigantic and extravagant, and the sublimest feeling is found coupled with the most horrible excess of passion. It is also the reason why, in the periods distinguished for regularity and form, nature is as often oppressed as it is governed, as often outraged as it is surpassed. And as the action of gentle and graceful beauty is to relax the mind in the moral sphere as well as the physical, it happens quite as easily that the energy of feelings is extinguished with the violence of desires, and that character shares in the loss of strength which ought only to affect the passions. This is the reason why, in ages assumed to be refined, it is not a rare thing to see gentleness degenerate into effeminacy, politeness into platitude, correctness into empty sterility, liberal ways into arbitrary caprice, ease into frivolity, calm into apathy, and, lastly, a most miserable caricature treads on the heels of the noblest, the most beautiful type of humanity. Gentle and graceful beauty is therefore a want to the man who suffers the constraint of manner and of forms, for he is moved by grandeur and strength long before he becomes sensible to harmony and grace. Energetic beauty is a necessity to the man who is under the indulgent sway of taste, for in his state of refinement he is only too much disposed to make light of the strength that he retained in his state of rude savagism.
Energetic beauty can't shield a person from a bit of raw violence and harshness any more than graceful beauty can protect him from some degree of weakness and softness. While energetic beauty elevates the mind both physically and morally and boosts its momentum, it often occurs that the temperament and character resist these impressions, causing the more sensitive aspects of humanity to suffer oppression that should only affect the coarser parts. This rough nature ends up gaining strength that should only benefit free personality. That’s why, during times when humanity shows a lot of strength and vitality, true greatness of thought often appears alongside something gigantic and extravagant, and the highest feelings are mixed with the most extreme passions. It also explains why, in periods marked by order and formality, nature is often both oppressed and governed, outraged as much as it is transcended. Similarly, since gentle and graceful beauty tends to relax the mind in both moral and physical aspects, it can easily happen that the intensity of feelings is extinguished along with violent desires, and character suffers from a loss of strength that should only impact passions. This explains why, in supposedly refined ages, it’s not uncommon to see gentleness turn into weakness, politeness into dullness, correctness into empty sterility, liberal attitudes into arbitrary whims, ease into shallowness, calm into indifference, and ultimately, a sad caricature follows closely behind the noblest and most beautiful types of humanity. Gentle and graceful beauty is therefore a necessity for those who are constrained by manners and forms, as they respond to grandeur and strength long before they become aware of harmony and grace. Energetic beauty is essential for those who indulge in refined taste, as they often overlook the strength they had in their more primitive state.
I think I have now answered and also cleared up the contradiction commonly met in the judgments of men respecting the influence of the beautiful, and the appreciation of aesthetic culture. This contradiction is explained directly we remember that there are two sorts of experimental beauty, and that on both hands an affirmation is extended to the entire race, when it can only be proved of one of the species. This contradiction disappears the moment we distinguish a twofold want in humanity to which two kinds of beauty correspond. It is therefore probable that both sides would make good their claims if they come to an understanding respecting the kind of beauty and the form of humanity that they have in view.
I believe I've now addressed and clarified the contradiction that people often have regarding the impact of beauty and the value of artistic culture. This contradiction becomes clear when we recognize that there are two types of beauty, and claims are often made about both, even though they can only be validated for one type. This contradiction vanishes as soon as we identify a dual need in humanity, which corresponds to two kinds of beauty. Therefore, it's likely that both sides would validate their arguments if they reached an agreement on the type of beauty and the form of humanity they are considering.
Consequently in the sequel of my researches I shall adopt the course that nature herself follows with man considered from the point of view of aesthetics, and setting out from the two kinds of beauty, I shall rise to the idea of the genus. I shall examine the effects produced on man by the gentle and graceful beauty when its springs of action are in full play, and also those produced by energetic beauty when they are relaxed. I shall do this to confound these two sorts of beauty in the unity of the beau-ideal, in the same way that the two opposite forms and modes of being of humanity are absorbed in the unity of the ideal man.
As a result, in the continuation of my research, I will follow the path that nature herself takes with humans from an aesthetic perspective. Starting with the two types of beauty, I will explore the concept of the genus. I will look into the effects that gentle and graceful beauty have on humans when its sources of influence are fully active, as well as the effects of strong beauty when those influences are diminished. My aim is to merge these two kinds of beauty into the unity of the ideal, similar to how the two differing forms and states of humanity are unified in the concept of the ideal man.
LETTER XVII.
While we were only engaged in deducing the universal idea of beauty from the conception of human nature in general, we had only to consider in the latter the limits established essentially in itself, and inseparable from the notion of the finite. Without attending to the contingent restrictions that human nature may undergo in the real world of phenomena, we have drawn the conception of this nature directly from reason, as a source of every necessity, and the ideal of beauty has been given us at the same time with the ideal of humanity.
While we were focused on figuring out the universal idea of beauty based on the general concept of human nature, we only needed to look at the limits that are inherently part of it and cannot be separated from the idea of the finite. Ignoring the temporary limitations that human nature might face in real-life situations, we derived this concept of nature directly from reason, which serves as a source of all necessity, and the ideal of beauty was presented to us alongside the ideal of humanity.
But now we are coming down from the region of ideas to the scene of reality, to find man in a determinate state, and consequently in limits which are not derived from the pure conception of humanity, but from external circumstances and from an accidental use of his freedom. But, although the limitation of the idea of humanity may be very manifold in the individual, the contents of this idea suffice to teach us that we can only depart from it by two opposite roads. For if the perfection of man consist in the harmonious energy of his sensuous and spiritual forces, he can only lack this perfection through the want of harmony and the want of energy. Thus, then, before having received on this point the testimony of experience, reason suffices to assure us that we shall find the real and consequently limited man in a state of tension or relaxation, according as the exclusive activity of isolated forces troubles the harmony of his being, or as the unity of his nature is based on the uniform relaxation of his physical and spiritual forces. These opposite limits are, as we have now to prove, suppressed by the beautiful, which re-establishes harmony in man when excited, and energy in man when relaxed; and which, in this way, in conformity with the nature of the beautiful, restores the state of limitation to an absolute state, and makes of man a whole, complete in himself.
But now we are moving from the realm of ideas to the reality of life, where we find humans in a specific state, influenced not just by the pure concept of humanity, but by external circumstances and the random way they use their freedom. Although the limitations of the idea of humanity can vary greatly among individuals, the essence of this idea shows us that we can only diverge from it in two opposite directions. If human perfection lies in the balanced strength of both our physical and spiritual traits, then we can only fail to achieve this perfection due to a lack of balance or lack of strength. Therefore, even before we gain insights from experience, reason tells us that we will find real, and thus limited, humans either in a state of tension or relaxation, depending on whether the focused activity of isolated forces disrupts the harmony of their being, or if the unity of their nature relies on the consistent relaxation of their physical and spiritual powers. These opposing limits can be, as we will demonstrate, transcended by beauty, which restores harmony in a person when they are stimulated, and energy when they are at rest; and thus, in line with the nature of beauty, transforms a state of limitation into an absolute state, making a person whole and complete within themselves.
Thus the beautiful by no means belies in reality the idea which we have made of it in speculation; only its action is much less free in it than in the field of theory, where we were able to apply it to the pure conception of humanity. In man, as experience shows him to us, the beautiful finds a matter, already damaged and resisting, which robs him in ideal perfection of what it communicates to him of its individual mode of being. Accordingly in reality the beautiful will always appear a peculiar and limited species, and not as the pure genus; in excited minds in a state of tension it will lose its freedom and variety; in relaxed minds, it will lose its vivifying force; but we, who have become familiar with the true character of this contradictory phenomenon, cannot be led astray by it. We shall not follow the great crowd of critics, in determining their conception by separate experiences, and to make them answerable for the deficiencies which man shows under their influence. We know rather that it is man who transfers the imperfections of his individuality over to them, who stands perpetually in the way of their perfection by his subjective limitation, and lowers their absolute ideal to two limited forms of phenomena.
The beautiful doesn’t really contradict the idea we have of it in theory; it just isn’t as free in reality as it is in abstract thought, where we can relate it to the pure concept of humanity. In real life, as experience shows, beauty faces a subject that’s already flawed and resistant, which takes away from its ideal perfection and individuality. Therefore, in reality, beauty will always appear as a unique and limited type, not a pure kind; in excited minds, it loses its freedom and variety, while in relaxed minds, it loses its life-giving energy. However, we, who understand the true nature of this complex phenomenon, can’t be misled by it. We won’t follow the crowd of critics who base their judgments on isolated experiences, blaming beauty for the shortcomings displayed by humans under its influence. Instead, we recognize that it’s humans who project their imperfections onto beauty, constantly hindering its perfection with their subjective limitations and reducing its absolute ideal to two limited forms of experience.
It was advanced that soft beauty is for an unstrung mind, and the energetic beauty for the tightly strung mind. But I apply the term unstrung to a man when he is rather under the pressure of feelings than under the pressure of conceptions. Every exclusive sway of one of his two fundamental impulses is for man a state of compulsion and violence, and freedom only exists in the co-operation of his two natures. Accordingly, the man governed preponderately by feelings, or sensuously unstrung, is emancipated and set free by matter. The soft and graceful beauty, to satisfy this twofold problem, must therefore show herself under two aspects—in two distinct forms. First, as a form in repose, she will tone down savage life, and pave the way from feeling to thought. She will, secondly, as a living image, equip the abstract form with sensuous power, and lead back the conception to intuition and law to feeling. The former service she does to the man of nature, the second to the man of art. But because she does not in both cases hold complete sway over her matter, but depends on that which is furnished either by formless nature or unnatural art, she will in both cases bear traces of her origin, and lose herself in one place in material life and in another in mere abstract form.
It was suggested that soft beauty appeals to a mind that’s unbalanced, while energetic beauty appeals to a mind that’s tightly wound. However, I refer to a person as unbalanced when they are more influenced by their feelings than by their thoughts. Whenever one of his two fundamental drives dominates him, it creates a sense of compulsion and conflict, and true freedom comes from the balance between the two. Thus, a person primarily driven by feelings, or sensually unbalanced, finds liberation through the physical world. To address this dual challenge, soft and graceful beauty must present itself in two ways—in two distinct forms. First, as a form in rest, it will soften the harshness of life and create a path from feeling to thought. Second, as a dynamic image, it will imbue the abstract form with sensual energy, reconnecting ideas with intuition and understanding with emotion. The first role serves the person of nature, while the second serves the person of art. However, since she doesn’t completely dominate her material in either case, relying on what is provided by chaotic nature or artificial art, she will bear marks of her origin, becoming lost at times in physical existence and at others in mere abstract concepts.
To be able to arrive at a conception how beauty can become a means to remove this twofold relaxation, we must explore its source in the human mind. Accordingly, make up your mind to dwell a little longer in the region of speculation, in order then to leave it forever, and to advance with securer footing on the ground of experience.
To understand how beauty can help us overcome this double relaxation, we need to look into its origins in the human mind. So, decide to linger a bit longer in the realm of speculation, so that you can eventually leave it behind and move forward with more confidence on the solid ground of experience.
LETTER XVIII.
By beauty the sensuous man is led to form and to thought; by beauty the spiritual man is brought back to matter and restored to the world of sense.
By beauty, the sensual person is guided to shape and ideas; by beauty, the spiritual person is returned to the physical world and brought back to the realm of the senses.
From this statement it would appear to follow that between matter and form, between passivity and activity, there must be a middle state, and that beauty plants us in this state. It actually happens that the greater part of mankind really form this conception of beauty as soon as they begin to reflect on its operations, and all experience seems to point to this conclusion. But, on the other hand, nothing is more unwarrantable and contradictory than such a conception, because the aversion of matter and form, the passive and the active, feeling and thought, is eternal, and cannot be mediated in any way. How can we remove this contradiction? Beauty weds the two opposed conditions of feeling and thinking, and yet there is absolutely no medium between them. The former is immediately certain through experience, the other through the reason.
From this statement, it seems to suggest that there must be a middle ground between matter and form, between passivity and activity, and that beauty places us in this middle state. In fact, most people develop this idea of beauty as soon as they start to think about how it works, and all experiences seem to support this idea. However, on the other hand, nothing is more unjustifiable and contradictory than this idea because the separation between matter and form, the passive and the active, feeling and thought, is everlasting and can't be bridged in any way. How do we resolve this contradiction? Beauty unites the two opposing states of feeling and thinking, and yet there is truly no middle ground between them. The former is immediately understood through experience, while the latter is grasped through reason.
This is the point to which the whole question of beauty leads, and if we succeed in settling this point in a satisfactory way, we have at length found the clue that will conduct us through the whole labyrinth of aesthetics.
This is where the entire question of beauty takes us, and if we manage to resolve this point satisfactorily, we will finally have discovered the key that will guide us through the entire maze of aesthetics.
But this requires two very different operations, which must necessarily support each other in this inquiry. Beauty, it is said, weds two conditions with one another which are opposite to each other, and can never be one. We must start from this opposition; we must grasp and recognize them in their entire purity and strictness, so that both conditions are separated in the most definite manner; otherwise we mix, but we do not unite them. Secondly, it is usual to say, beauty unites those two opposed conditions, and therefore removes the opposition. But because both conditions remain eternally opposed to one another, they cannot be united in any other way than by being suppressed. Our second business is therefore to make this connection perfect, to carry them out with such purity and perfection that both conditions disappear entirely in a third one, and no trace of separation remains in the whole; otherwise we segregate, but do not unite. All the disputes that have ever prevailed and still prevail in the philosophical world respecting the conception of beauty have no other origin than their commencing without a sufficiently strict distinction, or that it is not carried out fully to a pure union. Those philosophers who blindly follow their feeling in reflecting on this topic can obtain no other conception of beauty, because they distinguish nothing separate in the totality of the sensuous impression. Other philosophers, who take the understanding as their exclusive guide, can never obtain a conception of beauty, because they never see anything else in the whole than the parts; and spirit and matter remain eternally separate, even in their most perfect unity. The first fear to suppress beauty dynamically, that is, as a working power, if they must separate what is united in the feeling. The others fear to suppress beauty logically, that is, as a conception, when they have to hold together what in the understanding is separate. The former wish to think of beauty as it works; the latter wish it to work as it is thought. Both therefore must miss the truth; the former, because they try to follow infinite nature with their limited thinking power; the others, because they wish to limit unlimited nature according to their laws of thought. The first fear to rob beauty of its freedom by a too strict dissection, the others fear to destroy the distinctness of the conception by a too violent union. But the former do not reflect that the freedom in which they very properly place the essence of beauty is not lawlessness, but harmony of laws; not caprice, but the highest internal necessity. The others do not remember that distinctness, which they with equal right demand from beauty, does not consist in the exclusion of certain realities, but the absolute including of all; that is not therefore limitation but infinitude. We shall avoid the quicksands on which both have made shipwreck if we begin from the two elements in which beauty divides itself before the understanding, but then afterwards rise to a pure aesthetic unity by which it works on feeling, and in which both those conditions completely disappear.
But this requires two very different tasks that must support each other in this exploration. Beauty is said to unite two opposing conditions that can never become one. We must begin with this opposition; we need to understand and recognize them in their full clarity and strictness so that both conditions are clearly separated; otherwise, we mix them without genuinely uniting them. Next, it is commonly said that beauty brings these two opposing conditions together, thereby removing the opposition. However, since both conditions remain eternally opposed, they can only be united by being suppressed. Our second task is therefore to perfect this connection, executing it with such clarity and precision that both conditions entirely merge into a third one, leaving no trace of separation; otherwise, we segregate them without truly uniting them. All the debates that have erupted and continue in the philosophical realm around the concept of beauty stem from either a lack of a sufficiently strict distinction at the outset or from not achieving a complete and pure union. Philosophers who blindly follow their feelings on this subject cannot arrive at a true concept of beauty because they see nothing distinct in the totality of the sensory impression. Other philosophers, who rely solely on reason, can never grasp the concept of beauty because they only perceive the whole as a collection of parts; spirit and matter remain forever separate, even in their most perfect unity. The first group fears to suppress beauty dynamically, meaning as a working force, if they must separate what is united in feeling. The latter group fears to suppress beauty logically, meaning as a concept, when they need to hold together what understanding views as separate. The former wish to think of beauty in terms of its effects; the latter want it to function according to their intellectual framework. Both, therefore, miss the truth; the former try to follow the infinite nature with their limited reasoning; the latter want to confine the unlimited nature within the bounds of their thought. The first group fears to strip beauty of its freedom through excessive analysis, while the others worry about damaging the clarity of the concept through forceful union. However, the first group does not realize that the freedom they rightly attribute to the essence of beauty is not the same as lawlessness, but rather the harmony of laws; not mere whim, but the highest internal necessity. The others forget that the distinctiveness they equally demand from beauty doesn't come from excluding certain realities, but from including all of them entirely; thus, it is not a limitation but an infinitude. We can avoid the pitfalls where both have faltered if we start from the two elements in which beauty divides itself before understanding, and then rise to a pure aesthetic unity by which it engages with feeling, in which both conditions completely merge.
LETTER XIX.
Two principal and different states of passive and active capacity of being determined [Bestimmbarkeit] can be distinguished in man; in like manner two states of passive and active determination [Bestimmung]. The explanation of this proposition leads us most readily to our end.
Two main and distinct states of passive and active determination can be identified in humans; similarly, there are two states of passive and active defining. Explaining this idea brings us closer to our conclusion.
The condition of the state of man before destination or direction is given him by the impression of the senses is an unlimited capacity of being determined. The infinite of time and space is given to his imagination for its free use; and, because nothing is settled in this kingdom of the possible, and therefore nothing is excluded from it, this state of absence of determination can be named an empty infiniteness, which must not by any means be confounded with an infinite void.
The state of humanity before a goal or direction is defined by the impact of the senses, and this allows for an unlimited capacity to be influenced. The vastness of time and space is available for the imagination to use freely; and since nothing is fixed in this realm of possibility, nothing is ruled out. This state of not being determined can be referred to as an empty infiniteness, which should not be confused with an infinite void.
Now it is necessary that his sensuous nature should be modified, and that in the indefinite series of possible determinations one alone should become real. One perception must spring up in it. That which, in the previous state of determinableness, was only an empty potency becomes now an active force, and receives contents; but, at the same time, as an active force it receives a limit, after having been, as a simple power, unlimited. Reality exists now, but the infinite has disappeared. To describe a figure in space, we are obliged to limit infinite space; to represent to ourselves a change in time, we are obliged to divide the totality of time. Thus we only arrive at reality by limitation, at the positive, at a real position, by negation or exclusion; to determination, by the suppression of our free determinableness.
Now it’s necessary for his sensory nature to change, and for one possibility among countless options to become real. One perception must emerge within it. What was previously just an empty potential now becomes an active force and gains content; however, as an active force, it also takes on a limit, having been, as a simple power, limitless. Reality exists now, but the infinite is gone. To describe a shape in space, we have to limit infinite space; to envision a change in time, we have to divide the entirety of time. Therefore, we only arrive at reality through limitation, at the positive, at a real position, through negation or exclusion; we achieve determination by suppressing our free determinability.
But mere exclusion would never beget a reality, nor would a mere sensuous impression ever give birth to a perception, if there were not something from which it was excluded, if by an absolute act of the mind the negation were not referred to something positive, and if opposition did not issue out of non-position. This act of the mind is styled judging or thinking, and the result is named thought.
But just excluding something won't create a reality, and a simple sensory impression won't lead to a perception unless there’s something that’s being excluded. If, through a complete mental action, the negation isn’t linked to something positive, and if opposition doesn't come from a lack of position. This mental action is called judging or thinking, and the outcome is referred to as thought.
Before we determine a place in space, there is no space for us; but without absolute space we could never determine a place. The same is the case with time. Before we have an instant, there is no time to us: but without infinite time—eternity—we should never have a representation of the instant. Thus, therefore, we can only arrive at the whole by the part, to the unlimited through limitation; but reciprocally we only arrive at the part through the whole, at limitation through the unlimited.
Before we can identify a location in space, there isn’t any space for us; yet without absolute space, we could never identify a location. The same applies to time. Before we experience a moment, there is no time for us: but without infinite time—eternity—we would never have the concept of a moment. Therefore, we can only reach the whole through the part, and the unlimited through the limited; but conversely, we also reach the part through the whole and limitation through the unlimited.
It follows from this, that when it is affirmed of beauty that it mediates for man, the transition from feeling to thought, this must not be understood to mean that beauty can fill up the gap that separates feeling from thought, the passive from the active. This gap is infinite; and, without the interposition of a new and independent faculty, it is impossible for the general to issue from the individual, the necessary from the contingent. Thought is the immediate act of this absolute power, which, I admit, can only be manifested in connection with sensuous impressions, but which in this manifestation depends so little on the sensuous that it reveals itself specially in an opposition to it. The spontaneity or autonomy with which it acts excludes every foreign influence; and it is not in as far as it helps thought—which comprehends a manifest contradiction but only in as far as it procures for the intellectual faculties the freedom to manifest themselves in conformity with their proper laws. It does it only because the beautiful can become a means of leading man from matter to form, from feeling to laws, from a limited existence to an absolute existence.
This means that when we say beauty helps humans move from feeling to thought, we shouldn't think that beauty can bridge the gap between the two or between passivity and activity. That gap is vast, and without a new and independent ability, it's impossible for the general to come from the individual or for the necessary to arise from the contingent. Thought is the immediate expression of this absolute power, which, I agree, can only show itself in relation to sensory experiences, but in this showing, it relies so little on the sensory that it often reveals itself in contrast to it. The spontaneity or independence with which it operates eliminates any outside influence; it doesn't aid thought — which can accept clear contradictions — but instead allows the intellectual faculties the freedom to express themselves according to their inherent laws. It does this only because beauty can guide humans from the material to the formal, from feeling to laws, and from a limited existence to an absolute existence.
But this assumes that the freedom of the intellectual faculties can be balked, which appears contradictory to the conception of an autonomous power. For a power which only receives the matter of its activity from without can only be hindered in its action by the privation of this matter, and consequently by way of negation; it is therefore a misconception of the nature of the mind to attribute to the sensuous passions the power of oppressing positively the freedom of the mind. Experience does indeed present numerous examples where the rational forces appear compressed in proportion to the violence of the sensuous forces. But instead of deducing this spiritual weakness from the energy of passion, this passionate energy must rather be explained by the weakness of the human mind. For the sense can only have a sway such as this over man when the mind has spontaneously neglected to assert its power.
But this assumes that the freedom of our intellectual abilities can be restricted, which seems contradictory to the idea of an autonomous power. A power that only receives the content of its activity from the outside can only be obstructed in its action by losing that content, and thus only through negation. It is therefore a misunderstanding of the nature of the mind to claim that sensory passions can positively oppress the freedom of the mind. Experience indeed shows many instances where rational abilities seem suppressed by the intensity of sensory forces. However, instead of attributing this spiritual weakness to the strength of passion, we should understand this passionate energy as being a result of the mind’s failure to assert its own power.
Yet in trying by these explanations to move one objection, I appear to have exposed myself to another, and I have only saved the autonomy of the mind at the cost of its unity. For how can the mind derive at the same time from itself the principles of inactivity and of activity, if it is not itself divided, and if it is not in opposition with itself?
Yet in trying to address one objection with these explanations, it seems I've opened myself up to another, and I’ve only preserved the mind’s autonomy at the expense of its unity. How can the mind simultaneously derive the principles of inactivity and activity from itself if it isn’t divided and in conflict with itself?
Here we must remember that we have before us, not the infinite mind, but the finite. The finite mind is that which only becomes active through the passive, only arrives at the absolute through limitation, and only acts and fashions in as far as it receives matter. Accordingly, a mind of this nature must associate with the impulse towards form or the absolute, an impulse towards matter or limitation, conditions without which it could not have the former impulse nor satisfy it. How can two such opposite tendencies exist together in the same being? This is a problem that can no doubt embarrass the metaphysician, but not the transcendental philosopher. The latter does not presume to explain the possibility of things, but he is satisfied with giving a solid basis to the knowledge that makes us understand the possibility of experience. And as experience would be equally impossible without this autonomy in the mind, and without the absolute unity of the mind, it lays down these two conceptions as two conditions of experience equally necessary without troubling itself any more to reconcile them. Moreover, this immanence of two fundamental impulses does not in any degree contradict the absolute unity of the mind, as soon as the mind itself, its selfhood, is distinguished from those two motors. No doubt, these two impulses exist and act in it, but itself is neither matter nor form, nor the sensuous nor reason, and this is a point that does not seem always to have occurred to those who only look upon the mind as itself acting when its acts are in harmony with reason, and who declare it passive when its acts contradict reason.
Here we must remember that we are considering not the infinite mind, but the finite one. The finite mind is active only through the passive, reaches the absolute only through limitations, and acts and shapes only as it receives content. Consequently, a mind like this must pair the desire for form or the absolute with a desire for matter or limitation, conditions without which it could neither have that desire nor fulfill it. How can two such opposing tendencies coexist in the same being? This is a problem that could certainly perplex the metaphysician, but not the transcendental philosopher. The latter doesn't attempt to explain the possibility of things; instead, they are content to provide a strong foundation for the knowledge that helps us understand the possibility of experience. Since experience would also be impossible without this autonomy in the mind and the absolute unity of the mind, it establishes these two concepts as equally necessary conditions for experience, without worrying about reconciling them further. Moreover, the coexistence of these two fundamental impulses does not contradict the absolute unity of the mind, as soon as the mind itself and its selfhood are distinguished from those two drivers. Certainly, these two impulses exist and operate within it, but it itself is neither matter nor form, nor is it sensation or reason, and this point is not always recognized by those who view the mind only as acting when its actions align with reason and who consider it passive when its actions contradict reason.
Arrived at its development, each of these two fundamental impulsions tends of necessity and by its nature to satisfy itself; but precisely because each of them has a necessary tendency, and both nevertheless have an opposite tendency, this twofold constraint mutually destroys itself, and the will preserves an entire freedom between them both. It is therefore the will that conducts itself like a power—as the basis of reality—with respect to both these impulses; but neither of them can by itself act as a power with respect to the other. A violent man, by his positive tendency to justice, which never fails in him, is turned away from injustice; nor can a temptation of pleasure, however strong, make a strong character violate its principles. There is in man no other power than his will; and death alone, which destroys man, or some privation of self-consciousness, is the only thing that can rob man of his internal freedom.
Once developed, each of these two fundamental drives naturally seeks to fulfill itself. However, because each has its own necessary direction while also opposing the other, this dual pressure cancels itself out, allowing the will to remain completely free between them. Therefore, it is the will that acts like a force—as the foundation of reality—regarding both of these impulses; yet neither impulse can independently exert power over the other. A violent person, with their strong inclination towards justice, which never wavers, is deterred from injustice; likewise, no temptation of pleasure, no matter how intense, can lead a strong character to betray its principles. In humans, the only real power is the will; and only death, which annihilates a person, or a loss of self-awareness, can take away one’s internal freedom.
An external necessity determines our condition, our existence in time, by means of the sensuous. The latter is quite involuntary, and directly it is produced in us we are necessarily passive. In the same manner an internal necessity awakens our personality in connection with sensations, and by its antagonism with them; for consciousness cannot depend on the will, which presupposes it. This primitive manifestation of personality is no more a merit to us than its privation is a defect in us. Reason can only be required in a being who is self-conscious, for reason is an absolute consecutiveness and universality of consciousness; before this is the case he is not a man, nor can any act of humanity be expected from him. The metaphysician can no more explain the limitation imposed by sensation on a free and autonomous mind than the natural philosopher can understand the infinite, which is revealed in consciousness in connection with these limits. Neither abstraction nor experience can bring us back to the source whence issue our ideas of necessity and of universality: this source is concealed in its origin in time from the observer, and its super-sensuous origin from the researches of the metaphysician. But, to sum up in a few words, consciousness is there, and, together with its immutable unity, the law of all that is for man is established, as well as of all that is to be by man, for his understanding and his activity. The ideas of truth and of right present themselves inevitable, incorruptible, immeasurable, even in the age of sensuousness; and without our being able to say why or how, we see eternity in time, the necessary following the contingent. It is thus that, without any share on the part of the subject, the sensation and self-consciousness arise, and the origin of both is beyond our volition, as it is out of the sphere of our knowledge.
An external necessity shapes our situation and our existence in time through our senses. This process is largely involuntary, and when it's activated within us, we become passively engaged. Similarly, an internal necessity brings our personality to life in relation to our sensations, functioning through its opposition to them; consciousness cannot rely on the will that presupposes it. This basic display of personality is not an achievement on our part, just as its absence isn't a shortcoming. Reason is only relevant to beings who are self-aware, as reason represents a complete consistency and universality of consciousness; if this is not the case, that being cannot be considered human, nor can we expect any acts of humanity from them. The metaphysician cannot explain the constraints that sensation places on a free and independent mind any more than the natural philosopher can grasp the infinite revealed in consciousness alongside these limits. Neither abstraction nor experience can lead us back to the source from which our ideas of necessity and universality emerge: this source remains hidden in its temporal origins from the observer, and its super-sensuous roots evade the inquiries of the metaphysician. To summarize, consciousness exists, establishing, along with its unchanging unity, the guiding principle for everything that pertains to humans, as well as everything that can be achieved by them through their understanding and action. The concepts of truth and justice emerge inevitably, untainted, and immeasurable, even in an age focused on the senses; and although we cannot explain why or how, we perceive eternity within time, the necessary flowing from the contingent. Thus, without any effort on the part of the individual, sensation and self-awareness emerge, and their origins lie beyond our will, as much as they are outside our knowledge.
But as soon as these two faculties have passed into action, and man has verified by his experience, through the medium of sensation, a determinate existence, and through the medium of consciousness its absolute existence, the two fundamental impulses exert their influence directly their object is given. The sensuous impulse is awakened with the experience of life—with the beginning of the individual; the rational impulsion with the experience of law—with the beginning of his personality; and it is only when these two inclinations have come into existence that the human type is realized. Up to that time, everything takes place in man according to the law of necessity; but now the hand of nature lets him go, and it is for him to keep upright humanity, which nature places as a germ in his heart. And thus we see that directly the two opposite and fundamental impulses exercise their influence in him, both lose their constraint, and the autonomy of two necessities gives birth to freedom.
But as soon as these two abilities are put into action, and a person has confirmed through experience—using sensation—a specific existence, and through consciousness its absolute existence, the two basic impulses start to have an impact as soon as their objects are presented. The sensory impulse is triggered with the experience of life at the start of the individual's journey; the rational impulse arises with the experience of law at the beginning of their personality. It’s only when these two motivations emerge that the human type is fully formed. Until that point, everything in a person unfolds according to the law of necessity; but now nature releases them, and it is up to them to uphold the humanity that nature has planted as a seed in their heart. Thus, we observe that when the two opposing and fundamental impulses begin to act within a person, both lose their restrictions, and the autonomy of these two necessities gives rise to freedom.
LETTER XX.
That freedom is an active and not a passive principle results from its very conception; but that liberty itself should be an effect of nature (taking this word in its widest sense), and not the work of man, and therefore that it can be favored or thwarted by natural means, is the necessary consequence of that which precedes. It begins only when man is complete, and when these two fundamental impulsions have been developed. It will then be wanting whilst he is incomplete, and while one of these impulsions is excluded, and it will be re-established by all that gives back to man his integrity.
That freedom is an active principle rather than a passive one comes from its very nature; however, the idea that liberty should be a natural result (understood in the broadest sense), and not just a creation of humans, means that it can be encouraged or hindered by natural forces. This is a necessary outcome of what has already been stated. It only begins when a person is whole, and when these two essential drives have been fully developed. It will be absent while a person is incomplete, and when one of these drives is missing, and it will be restored by anything that helps to return a person to their full self.
Thus it is possible, both with regard to the entire species as to the individual, to remark the moment when man is yet incomplete, and when one of the two exclusions acts solely in him. We know that man commences by life simply, to end by form; that he is more of an individual than a person, and that he starts from the limited or finite to approach the infinite. The sensuous impulsion comes into play therefore before the rational impulsion, because sensation precedes consciousness; and in this priority of sensuous impulsion we find the key of the history of the whole of human liberty.
Therefore, it's possible, both for the entire species and the individual, to notice the moment when a person is still incomplete, and when one of the two exclusions is solely at work within them. We understand that humans begin with simple life and end with form; that they are more of an individual than a person, and that they move from the limited or finite toward the infinite. Sensory impulse comes into play before rational impulse because sensation comes before consciousness; and in this priority of sensory impulse, we find the key to the entire history of human liberty.
There is a moment, in fact, when the instinct of life, not yet opposed to the instinct of form, acts as nature and as necessity; when the sensuous is a power because man has not begun; for even in man there can be no other power than his will. But when man shall have attained to the power of thought, reason, on the contrary, will be a power, and moral or logical necessity will take the place of physical necessity. Sensuous power must then be annihilated before the law which must govern it can be established. It is not enough that something shall begin which as yet was not; previously something must end which had begun. Man cannot pass immediately from sensuousness to thought. He must step backwards, for it is only when one determination is suppressed that the contrary determination can take place. Consequently, in order to exchange passive against active liberty, a passive determination against an active, he must be momentarily free from all determination, and must traverse a state of pure determinability. He has then to return in some degree to that state of pure negative indetermination in which he was before his senses were affected by anything. But this state was absolutely empty of all contents, and now the question is to reconcile an equal determination and a determinability equally without limit, with the greatest possible fulness, because from this situation something positive must immediately follow. The determination which man received by sensation must be preserved, because he should not lose the reality; but at the same time, in so far as finite, it should be suppressed, because a determinability without limit would take place. The problem consists then in annihilating the determination of the mode of existence, and yet at the same time in preserving it, which is only possible in one way: in opposing to it another. The two sides of a balance are in equilibrium when empty; they are also in equilibrium when their contents are of equal weight.
There comes a time when the instinct for life, which hasn't yet clashed with the instinct for form, acts as nature and necessity; when the sensual is powerful because humanity hasn't begun yet; for even in humans, the only power is their will. But once humanity reaches the power of thought, reason will become the power, and moral or logical necessity will replace physical necessity. Sensual power must be eliminated before the law that governs it can be established. It's not enough for something new to start; something that has already begun must end first. Humans can't jump straight from sensory experience to thought. They must take a step back, because only when one state is repressed can the opposite one occur. Therefore, to exchange passive liberty for active liberty, and a passive state for an active one, they must be temporarily free from all constraints and go through a state of pure potential. They then have to revert, in some way, to the state of pure negative indeterminacy that existed before they were influenced by anything. But this state lacked any content, and now the challenge is to reconcile equal determination and a limitless potential with the richest fullness possible, because something positive must emerge from this situation. The determination that humans receive through sensation must be maintained, so they don't lose their reality; but at the same time, because it's finite, it must be suppressed for unlimited potential to occur. The problem is to eliminate the determination of how they exist while simultaneously preserving it, which can only happen by opposing it with another. The two sides of a scale are balanced when they are empty; they are also balanced when their contents weigh the same.
Thus, to pass from sensation to thought, the soul traverses a medium position, in which sensibility and reason are at the same time active, and thus they mutually destroy their determinant power, and by their antagonism produce a negation. This medium situation in which the soul is neither physically nor morally constrained, and yet is in both ways active, merits essentially the name of a free situation; and if we call the state of sensuous determination physical, and the state of rational determination logical or moral, that state of real and active determination should be called the aesthetic.
Thus, to move from sensation to thought, the soul goes through a middle ground where both feelings and reason are active at the same time. This leads them to cancel each other out, creating a negation through their conflict. This middle ground, where the soul isn't physically or morally restricted but is still active in both ways, really deserves to be called a free situation. If we refer to the state of sensory determination as physical and the state of rational determination as logical or moral, then this state of real and active determination should be called the aesthetic.
LETTER XXI.
I have remarked in the beginning of the foregoing letter that there is a twofold condition of determinableness and a twofold condition of determination. And now I can clear up this proposition.
I pointed out at the start of the previous letter that there are two aspects of what can be determined and two aspects of how things are defined. Now I can clarify this idea.
The mind can be determined—is determinable—only in as far as it is not determined; it is, however, determinable also, in as far as it is not exclusively determined; that is, if it is not confined in its determination. The former is only a want of determination—it is without limits, because it is without reality; but the latter, the aesthetic determinableness, has no limits, because it unites all reality.
The mind can only be defined—it's definable—up to the point where it isn't defined; however, it's also definable as long as it isn't strictly defined; that is, if it isn’t restricted in its definition. The first case is simply a lack of definition—it has no boundaries because it lacks reality; but the second case, the aesthetic definability, has no boundaries because it encompasses all reality.
The mind is determined, inasmuch as it is only limited; but it is also determined because it limits itself of its own absolute capacity. It is situated in the former position when it feels, in the second when it thinks. Accordingly the aesthetic constitution is in relation to determinableness what thought is in relation to determination. The latter is a negative from internal and infinite completeness, the former a limitation from internal infinite power. Feeling and thought come into contact in one single point, the mind is determined in both conditions, the man becomes something and exists—either as individual or person—by exclusion; in other cases these two faculties stand infinitely apart. Just in the same manner the aesthetic determinableness comes in contact with the mere want of determination in a single point, by both excluding every distinct determined existence, by thus being in all other points nothing and all, and hence by being infinitely different. Therefore if the latter, in the absence of determination from deficiency, is represented as an empty infiniteness, the aesthetic freedom of determination, which forms the proper counterpart to the former, can be considered as a completed infiniteness; a representation which exactly agrees with the teachings of the previous investigations.
The mind is determined, since it is only limited; but it is also determined because it restricts itself from its full capacity. It is in the first state when it feels, and in the second when it thinks. Therefore, the nature of aesthetics relates to determinability the way thought relates to determination. The latter is a negative stemming from internal and infinite completeness, while the former is a limitation arising from internal infinite power. Feeling and thought intersect at a single point; the mind is determined in both states, and a person becomes something and exists—either as an individual or a person—by exclusion. In other situations, these two faculties remain infinitely apart. Likewise, the aesthetic determinability intersects with the mere lack of determination at a single point, excluding every distinct determined existence, and thus being nothing and everything at all other points, making it infinitely different. Therefore, if the latter, in the absence of determination from deficiency, is seen as an empty infinity, the aesthetic freedom of determination, which serves as its proper counterpart, can be seen as a complete infinity—a representation that aligns perfectly with the findings of earlier investigations.
Man is therefore nothing in the aesthetic state, if attention is given to the single result, and not to the whole faculty, and if we regard only the absence or want of every special determination. We must therefore do justice to those who pronounce the beautiful, and the disposition in which it places the mind, as entirely indifferent and unprofitable, in relation to knowledge and feeling. They are perfectly right; for it is certain that beauty gives no separate, single result, either for the understanding or for the will; it does not carry out a single intellectual or moral object; it discovers no truth, does not help us to fulfil a single duty, and, in one word, is equally unfit to found the character or to clear the head. Accordingly, the personal worth of a man, or his dignity, as far as this can only depend on himself, remains entirely undetermined by aesthetic culture, and nothing further is attained than that, on the part of nature, it is made profitable for him to make of himself what he will; that the freedom to be what he ought to be is restored perfectly to him.
A person is insignificant in the aesthetic state if we focus only on the individual result rather than the entire capacity, and if we only consider the lack or absence of any specific determination. We should acknowledge those who describe beauty and the state it puts the mind in as completely irrelevant and unhelpful when it comes to knowledge and emotion. They are absolutely correct; beauty does not yield a clear, single outcome for understanding or will; it does not fulfill any intellectual or moral goals; it reveals no truth, does not assist us in meeting any obligations, and, in short, is unqualified to shape character or clarify thoughts. Thus, a person's worth or dignity, insofar as it depends solely on himself, is entirely unaffected by aesthetic cultivation, and the only outcome is that, on nature's part, it becomes beneficial for him to mold himself into whatever he chooses; that he is fully restored the freedom to become what he should be.
But by this something infinite is attained. But as soon as we remember that freedom is taken from man by the one-sided compulsion of nature in feeling, and by the exclusive legislation of the reason in thinking, we must consider the capacity restored to him by the aesthetical disposition, as the highest of all gifts, as the gift of humanity. I admit that he possesses this capacity for humanity, before every definite determination in which he may be placed. But, as a matter of fact, he loses it with every determined condition into which he may come; and if he is to pass over to an opposite condition, humanity must be in every case restored to him by the aesthetic life.
But through this, something infinite is achieved. However, once we realize that freedom is taken away from people by nature's one-sided pressure in emotions and by reason's exclusive rules in thinking, we have to see the ability given back to them through an aesthetic perspective as the greatest of all gifts, the gift of being human. I acknowledge that he has this capacity for being human before any specific situation he might find himself in. But, in reality, he loses it with every determined situation he enters; and if he is to move to a different state, his humanity must be restored in every case by the aesthetic experience.
It is therefore not only a poetical license, but also philosophically correct, when beauty is named our second creator. Nor is this inconsistent with the fact that she only makes it possible for us to attain and realize humanity, leaving this to our free will. For in this she acts in common with our original creator, nature, which has imparted to us nothing further than this capacity for humanity, but leaves the use of it to our own determination of will.
It’s not just poetic freedom; it’s also philosophically accurate to call beauty our second creator. This isn’t inconsistent with the idea that she only enables us to achieve and express our humanity, putting the choice in our hands. In this way, she works alongside our original creator, nature, which has only given us the potential for humanity and leaves how we use it up to our own will.
LETTER XXII.
Accordingly, if the aesthetic disposition of the mind must be looked upon in one respect as nothing—that is, when we confine our view to separate and determined operations—it must be looked upon in another respect as a state of the highest reality, in as far as we attend to the absence of all limits and the sum of powers which are commonly active in it. Accordingly we cannot pronounce them, again, to be wrong who describe the aesthetic state to be the most productive in relation to knowledge and morality. They are perfectly right, for a state of mind which comprises the whole of humanity in itself must of necessity include in itself also —necessarily and potentially—every separate expression of it. Again, a disposition of mind that removes all limitation from the totality of human nature must also remove it from every special expression of the same. Exactly because its "aesthetic disposition" does not exclusively shelter any separate function of humanity, it is favorable to all without distinction; nor does it favor any particular functions, precisely because it is the foundation of the possibility of all. All other exercises give to the mind some special aptitude, but for that very reason give it some definite limits; only the aesthetical leads him to the unlimited. Every other condition in which we can live refers us to a previous condition, and requires for its solution a following condition; only the aesthetic is a complete whole in itself, for it unites in itself all conditions of its source and of its duration. Here alone we feel ourselves swept out of time, and our humanity expresses itself with purity and integrity as if it had not yet received any impression or interruption from the operation of external powers.
If we look at the aesthetic mindset in one way, it seems like nothing—especially when we focus only on separate and specific actions. But in another way, it represents a state of ultimate reality, since it reflects the absence of limits and the full range of energies that typically operate within it. Thus, we cannot say that those who claim the aesthetic state is the most fruitful for knowledge and morality are wrong. They’re absolutely right because a mindset that embodies all of humanity must naturally include every individual expression of it, both necessarily and potentially. Furthermore, a mindset that removes all limits from human nature as a whole must also remove them from any specific expression of it. Because this "aesthetic disposition" doesn’t just focus on any particular aspect of humanity, it is beneficial to all without distinction; it doesn’t favor specific functions because it serves as the foundation for the possibility of all functions. Other activities may give the mind specific skills, but they also impose definite limits; only the aesthetic encourages us toward the limitless. Every other state we can inhabit looks back to a previous state and requires a following state for its completion; only the aesthetic stands as a complete whole by itself, as it merges all the conditions of both its origins and its continuity. In this state, we feel liberated from time, and our humanity expresses itself clearly and wholly, as if untouched by the influence of external forces.
That which flatters our senses in immediate sensation opens our weak and volatile spirit to every impression, but makes us in the same degree less apt for exertion. That which stretches our thinking power and invites to abstract conceptions strengthens our mind for every kind of resistance, but hardens it also in the same proportion, and deprives us of susceptibility in the same ratio that it helps us to greater mental activity. For this very reason, one as well as the other brings us at length to exhaustion, because matter cannot long do without the shaping, constructive force, and the force cannot do without the constructible material. But on the other hand, if we have resigned ourselves to the enjoyment of genuine beauty, we are at such a moment of our passive and active powers in the same degree master, and we shall turn with ease from grave to gay, from rest to movement, from submission to resistance, to abstract thinking and intuition.
What pleases our senses in immediate experiences opens our fragile and changeable spirit to every impression, but also makes us less capable of effort. What challenges our thinking and encourages abstract ideas strengthens our mind for all sorts of resistance, but also toughens it in the same way, making us less sensitive even as it boosts our mental activity. For this reason, both can eventually lead us to exhaustion, because the physical cannot exist without the shaping, creative force, and that force cannot operate without the material to shape. However, if we accept the enjoyment of true beauty, we become masters of both our passive and active powers, allowing us to effortlessly switch from serious to lighthearted, from stillness to movement, from submission to defiance, and between abstract thought and intuition.
This high indifference and freedom of mind, united with power and elasticity, is the disposition in which a true work of art ought to dismiss us, and there is no better test of true aesthetic excellence. If after an enjoyment of this kind we find ourselves specially impelled to a particular mode of feeling or action, and unfit for other modes, this serves as an infallible proof that we have not experienced any pure aesthetic effect, whether this is owing to the object, to our own mode of feeling—as generally happens—or to both together.
This high level of indifference and freedom of thought, combined with power and flexibility, is the mindset that a true work of art should leave us with, and it’s the best measure of genuine artistic excellence. If, after enjoying such an experience, we feel strongly pushed toward a specific way of feeling or acting, and we find ourselves unable to engage in other ways, it proves that we haven’t had a pure aesthetic experience, whether that’s due to the object itself, our personal feelings—as is usually the case—or a combination of both.
As in reality no purely aesthetical effect can be met with—for man can never leave his dependence on material forces—the excellence of a work of art can only consist in its greater approximation to its ideal of aesthetic purity, and however high we may raise the freedom of this effect, we shall always leave it with a particular disposition and a particular bias. Any class of productions or separate work in the world of art is noble and excellent in proportion to the universality of the disposition and the unlimited character of the bias thereby presented to our mind. This truth can be applied to works in various branches of art, and also to different works in the same branch. We leave a grand musical performance with our feelings excited, the reading of a noble poem with a quickened imagination, a beautiful statue or building with an awakened understanding; but a man would not choose an opportune moment who attempted to invite us to abstract thinking after a high musical enjoyment, or to attend to a prosaic affair of common life after a high poetical enjoyment, or to kindle our imagination and astonish our feelings directly after inspecting a fine statue or edifice. The reason of this is, that music, by its matter, even when most spiritual, presents a greater affinity with the senses than is permitted by aesthetic liberty; it is because even the most happy poetry, having for its medium the arbitrary and contingent play of the imagination, always shares in it more than the intimate necessity of the really beautiful allows; it is because the best sculpture touches on severe science by what is determinate in its conception. However, these particular affinities are lost in proportion as the works of these three kinds of art rise to a greater elevation, and it is a natural and necessary consequence of their perfection, that, without confounding their objective limits, the different arts come to resemble each other more and more, in the action which they exercise on the mind. At its highest degree of ennobling, music ought to become a form, and act on us with the calm power of an antique statue; in its most elevated perfection, the plastic art ought to become music and move us by the immediate action exercised on the mind by the senses; in its most complete development, poetry ought both to stir us powerfully like music and like plastic art to surround us with a peaceful light. In each art, the perfect style consists exactly in knowing how to remove specific limits, while sacrificing at the same time the particular advantages of the art, and to give it by a wise use of what belongs to it specially a more general character.
In reality, there’s no purely aesthetic effect because humans can never escape their reliance on material forces. The value of a work of art lies in how closely it approaches an ideal of aesthetic purity. No matter how much we elevate this effect’s freedom, it will always carry a particular disposition and bias. Any category of artworks or individual pieces is considered noble and excellent based on how universal the disposition is and how limitless the bias presented to our minds is. This truth applies across different art forms and even within the same form. After a grand musical performance, we leave feeling inspired; after reading a noble poem, our imagination is sparked; and after viewing a beautiful statue or building, our understanding is awakened. However, it would be ill-timed to invite someone to think abstractly right after they’ve enjoyed a superb piece of music, or to focus on mundane matters after a powerful poetic experience, or to ignite our imagination immediately after appreciating a fine statue or structure. The reason for this is that music, even in its most spiritual forms, connects more closely with the senses than aesthetic freedom typically allows. Similarly, the most evocative poetry, which relies on the arbitrary and variable nature of the imagination, often exceeds the deeper necessity of true beauty. Additionally, the finest sculpture relates to strict science through its clear concepts. As these three types of art reach greater heights, their specific connections diminish, and it is a natural consequence of their perfection that, without blurring their distinct boundaries, different arts begin to resemble each other more in the impact they have on the mind. At its highest elevating point, music should take on a form, influencing us with the calm strength of an ancient statue; in its greatest perfection, sculpture should express itself like music, moving us through the direct effect of the senses on the mind; and in its fullest realization, poetry should not only powerfully inspire us like music but also surround us in the serene light similar to that of visual art. In each art form, the perfect style is all about knowing how to transcend specific boundaries while sacrificing some unique advantages to give it a broader character through a thoughtful embrace of its special attributes.
Nor is it only the limits inherent in the specific character of each kind of art that the artist ought to overstep in putting his hand to the work; he must also triumph over those which are inherent in the particular subject of which he treats. In a really beautiful work of art, the substance ought to be inoperative, the form should do everything; for by the form the whole man is acted on; the substance acts on nothing but isolated forces. Thus, however vast and sublime it may be, the substance always exercises a restrictive action on the mind, and true aesthetic liberty can only be expected from the form. Consequently the true search of the matter consists in destroying matter by the form; and the triumph of art is great in proportion as it overcomes matter and maintains its sway over those who enjoy its work. It is great particularly in destroying matter when most imposing, ambitious, and attractive, when therefore matter has most power to produce the effect proper to it, or, again, when it leads those who consider it more closely to enter directly into relation with it. The mind of the spectator and of the hearer must remain perfectly free and intact; it must issue pure and entire from the magic circle of the artist, as from the hands of the Creator. The most frivolous subject ought to be treated in such a way that we preserve the faculty to exchange it immediately for the most serious work. The arts which have passion for their object, as a tragedy for example, do not present a difficulty here; for, in the first place, these arts are not entirely free, because they are in the service of a particular end (the pathetic), and then no connoisseur will deny that even in this class a work is perfect in proportion as amidst the most violent storms of passion it respects the liberty of the soul. There is a fine art of passion, but an impassioned fine art is a contradiction in terms, for the infallible effect of the beautiful is emancipation from the passions. The idea of an instructive fine art (didactic art) or improving (moral) art is no less contradictory, for nothing agrees less with the idea of the beautiful than to give a determinate tendency to the mind.
It's not just the limitations that come with each specific type of art that the artist needs to surpass when creating their work; they also have to overcome the limitations that come from the particular subject they are dealing with. In a truly beautiful artwork, the substance should be in the background, while the form does all the work; because it’s through the form that the entire person is engaged, while the substance only affects isolated forces. So, no matter how vast and impressive it may be, the substance always restricts the mind, and real artistic freedom can only come from the form. Therefore, the genuine search for meaning involves transcending substance with form; the success of art grows in proportion to how effectively it overcomes substance and influences those who experience it. Its greatness shines particularly in how it dismantles substance when it is most imposing, ambitious, and inviting—especially when substance holds the most power to evoke its intended effect or draws viewers in more directly. The minds of spectators and listeners must remain completely free and intact; they should emerge pure and whole from the artist's creative influence, like from the hands of the Creator. Even the most trivial subject should be approached in a way that allows us to easily shift our thoughts to the most serious work. Art forms that are passionate, like tragedy, don’t present a challenge here; because, on one hand, these art forms aren’t entirely free as they're dedicated to a specific purpose (the emotional), and no expert would argue that within this category, a work is more perfect if it maintains the soul's freedom even amid the most intense emotional storms. There is a refined art of passion, but passionate fine art is a contradiction because the undeniable effect of beauty is liberation from passion. The notion of a fine art that is instructional or moral is equally contradictory, as nothing is less aligned with the concept of beauty than to impose a specific direction on the mind.
However, from the fact that a work produces effects only by its substance, it must not always be inferred that there is a want of form in this work; this conclusion may quite as well testify to a want of form in the observer. If his mind is too stretched or too relaxed, if it is only accustomed to receive things either by the senses or the intelligence, even in the most perfect combination, it will only stop to look at the parts, and it will only see matter in the most beautiful form. Only sensible of the coarse elements, he must first destroy the aesthetic organization of a work to find enjoyment in it, and carefully disinter the details which genius has caused to vanish, with infinite art, in the harmony of the whole. The interest he takes in the work is either solely moral or exclusively physical; the only thing wanting to it is to be exactly what it ought to be—aesthetical. The readers of this class enjoy a serious and pathetic poem as they do a sermon: a simple and playful work, as an inebriating draught; and if on the one hand they have so little taste as to demand edification from a tragedy or from an epos, even such as the "Messias," on the other hand they will be infallibly scandalized by a piece after the fashion of Anacreon and Catullus.
However, just because a work only produces effects through its substance, it doesn't automatically mean that there's a lack of form in that work; this conclusion could just as easily indicate a lack of form in the observer. If their mind is either too stretched or too relaxed, or if it's only used to taking in things through the senses or intellect, even in the best combinations, they will only focus on the individual parts and will only see matter in its most beautiful form. Only aware of the basic elements, they must first break down the aesthetic organization of a work to find enjoyment in it, and carefully dig up the details that genius has skillfully made disappear within the harmony of the whole. Their interest in the work is either purely moral or strictly physical; what it lacks is simply the ability to be what it should be—aesthetic. Readers of this type enjoy a serious and emotional poem like a sermon: a simple and playful piece like a strong drink; and while they might have so little taste as to expect moral lessons from a tragedy or an epic, even something like the "Messias," on the flip side they will definitely be outraged by a work in the style of Anacreon and Catullus.
LETTER XXIII.
I take up the thread of my researches, which I broke off only to apply the principles I laid down to practical art and the appreciation of its works.
I resume my research, which I paused only to put into practice the principles I established and to appreciate the art and its creations.
The transition from the passivity of sensuousness to the activity of thought and of will can be effected only by the intermediary state of aesthetic liberty; and though in itself this state decides nothing respecting our opinions and our sentiments, and therefore it leaves our intellectual and moral value entirely problematical, it is, however, the necessary condition without which we should never attain to an opinion or a sentiment. In a word, there is no other way to make a reasonable being out of a sensuous man than by making him first aesthetic.
The shift from being passively driven by the senses to actively engaging in thought and will can only happen through a state of aesthetic freedom. While this state doesn’t determine our beliefs or feelings and leaves our intellectual and moral worth uncertain, it is still essential; without it, we could never form an opinion or feeling. Simply put, there’s no other way to transform a sensuous person into a rational one than by first making them appreciate aesthetics.
But, you might object: Is this mediation absolutely indispensable? Could not truth and duty, one or the other, in themselves and by themselves, find access to the sensuous man? To this I reply: Not only is it possible but it is absolutely necessary that they owe solely to themselves their determining force, and nothing would be more contradictory to our preceding affirmations than to appear to defend the contrary opinion. It has been expressly proved that the beautiful furnishes no result, either for the comprehension or for the will; that it mingles with no operations, either of thought or of resolution; and that it confers this double power without determining anything with regard to the real exercise of this power. Here all foreign help disappears, and the pure logical form, the idea, would speak immediately to the intelligence, as the pure moral form, the law, immediately to the will.
But you might ask: Is this mediation really necessary? Can truth and duty, either one on its own, reach the sensuous person without help? I respond: Not only is it possible, but it’s absolutely essential that they derive their influence completely from themselves. It would be contradictory to our earlier statements to suggest otherwise. It has been clearly shown that beauty neither produces outcomes for understanding nor for will; it doesn’t engage in any processes of thought or decision-making; and it grants this dual power without influencing how that power is actually exercised. Here, all outside assistance vanishes, and pure logical form, the idea, would communicate directly with the intellect, while pure moral form, the law, would connect immediately with the will.
But that the pure form should be capable of it, and that there is in general a pure form for sensuous man, is that, I maintain, which should be rendered possible by the aesthetic disposition of the soul. Truth is not a thing which can be received from without like reality or the visible existence of objects. It is the thinking force, in his own liberty and activity, which produces it, and it is just this liberty proper to it, this liberty which we seek in vain in sensuous man. The sensuous man is already determined physically, and thenceforth he has no longer his free determinability; he must necessarily first enter into possession of this lost determinability before he can exchange the passive against an active determination. Therefore, in order to recover it, he must either lose the passive determination that he had, or he should enclose already in himself the active determination to which he should pass. If he confined himself to lose passive determination, he would at the same time lose with it the possibility of an active determination, because thought needs a body, and form can only be realized through matter. He must therefore contain already in himself the active determination, that he may be at once both actively and passively determined, that is to say, he becomes necessarily aesthetic.
But the idea that a pure form should be able to do this, and that there is, in general, a pure form for a sensuous person, is something I believe should be made possible by the aesthetic disposition of the soul. Truth isn't something that can be received from the outside like reality or the visible existence of objects. It's the thinking force, in its own freedom and activity, that creates it, and it's this very freedom that we often seek in vain in a sensuous person. The sensuous person is already physically determined, and from that point on, they lose their ability to make free choices; they must first regain this lost ability before they can shift from a passive to an active determination. To recover it, they must either lose the passive determination they had or already possess the active determination they should achieve. If they limit themselves to losing passive determination, they would simultaneously lose the possibility of an active determination because thought needs a body, and form can only be realized through matter. Therefore, they must already contain the active determination within themselves so that they can be both actively and passively determined, which means they necessarily become aesthetic.
Consequently, by the aesthetic disposition of the soul the proper activity of reason is already revealed in the sphere of sensuousness, the power of sense is already broken within its own boundaries, and the ennobling of physical man carried far enough, for spiritual man has only to develop himself according to the laws of liberty. The transition from an aesthetic state to a logical and moral state (from the beautiful to truth and duty) is then infinitely more easy than the transition from the physical state to the aesthetic state (from life pure and blind to form). This transition man can effectuate alone by his liberty, whilst he has only to enter into possession of himself not to give it himself; but to separate the elements of his nature, and not to enlarge it. Having attained to the aesthetic disposition, man will give to his judgments and to his actions a universal value as soon as he desires it. This passage from brute nature to beauty, in which an entirely new faculty would awaken in him, nature would render easier, and his will has no power over a disposition which, we know, itself gives birth to the will. To bring the aesthetic man to profound views, to elevated sentiments, he requires nothing more than important occasions: to obtain the same thing from the sensuous man, his nature must at first be changed. To make of the former a hero, a sage, it is often only necessary to meet with a sublime situation, which exercises upon the faculty of the will the more immediate action; for the second, it must first be transplanted under another sky.
As a result, through the aesthetic nature of the soul, the true role of reason is already apparent in the realm of sensory experience, the power of the senses has been contained within its limits, and the elevation of physical humanity has gone far enough—spiritual humanity just needs to grow according to the principles of freedom. The shift from an aesthetic state to a logical and moral one (from beauty to truth and duty) is much easier than transitioning from a purely physical existence to an aesthetic one (from a blind, instinctual life to a structured one). This transition can be accomplished by individuals through their own freedom; they merely need to take possession of themselves rather than create it anew; they need to distinguish the elements of their nature without expanding it. Once an individual reaches an aesthetic disposition, they will give their judgments and actions universal significance as soon as they choose to. This shift from primal instinct to beauty, where a whole new ability awakens within them, is something that nature will facilitate, and their will has no control over a disposition that, as we know, naturally generates will. To elevate the aesthetic person to deep insights and noble feelings, all that's needed are significant opportunities; but to achieve the same for the sensory person, their nature must first undergo transformation. To turn the former into a hero or a sage, it often takes encountering a sublime circumstance that acts directly on the will; for the latter, they must first be placed under different circumstances.
One of the most important tasks of culture, then, is to submit man to form, even in a purely physical life, and to render it aesthetic as far as the domain of the beautiful can be extended, for it is alone in the aesthetic state, and not in the physical state, that the moral state can be developed. If in each particular case man ought to possess the power to make his judgment and his will the judgment of the entire species; if he ought to find in each limited existence the transition to an infinite existence; if, lastly, he ought from every dependent situation to take his flight to rise to autonomy and to liberty, it must be observed that at no moment he is only individual and solely obeys the laws of nature. To be apt and ready to raise himself from the narrow circle of the ends of nature, to rational ends, in the sphere of the former he must already have exercised himself in the second; he must already have realized his physical destiny with a certain liberty that belongs only to spiritual nature, that is to say according to the laws of the beautiful.
One of the key roles of culture is to shape humanity, even in a purely physical existence, and to make it aesthetic as much as the realm of beauty allows. It's only in this aesthetic state, not in the physical one, that our moral condition can grow. If each person is meant to have the ability to align their judgment and will with that of all humanity; if they should find in each limited life a connection to an infinite existence; and if, ultimately, they should rise from any dependent situation to autonomy and freedom, it's important to note that at no point are they just individuals who only follow the laws of nature. To be capable of elevating themselves from the narrow confines of natural goals to rational ones, they must have already practiced this in the realm of the latter; they must have fulfilled their physical destiny with a certain freedom that belongs solely to spiritual nature, meaning according to the principles of beauty.
And that he can effect without thwarting in the least degree his physical aim. The exigencies of nature with regard to him turn only upon what he does—upon the substance of his acts; but the ends of nature in no degree determine the way in which he acts, the form of his actions. On the contrary, the exigencies of reason have rigorously the form of his activity for its object. Thus, so much as it is necessary for the moral destination of man, that he be purely moral, that he shows an absolute personal activity, so much is he indifferent that his physical destination be entirely physical, that he acts in a manner entirely passive. Henceforth with regard to this last destination, it entirely depends on him to fulfil it solely as a sensuous being and natural force (as a force which acts only as it diminishes) or, at the same time, as absolute force, as a rational being. To which of these does his dignity best respond? Of this there can be no question. It is as disgraceful and contemptible for him to do under sensuous impulsion that which he ought to have determined merely by the motive of duty, as it is noble and honorable for him to incline towards conformity with laws, harmony, independence; there even where the vulgar man only satisfies a legitimate want. In a word, in the domain of truth and morality, sensuousness must have nothing to determine; but in the sphere of happiness, form may find a place, and the instinct of play prevail.
And he can achieve this without interfering with his physical goals at all. The demands of nature regarding him only depend on what he does—on the nature of his actions; however, nature's purposes do not dictate how he acts or the form his actions take. Instead, the demands of reason strictly shape the form of his activities. Therefore, to the extent that it’s essential for a person’s moral purpose to be purely moral, showing absolute personal effort, he is indifferent to fulfilling his physical purpose as solely a physical being, acting in a completely passive way. Moving forward, regarding this last purpose, it completely depends on him to fulfill it solely as a sensory being and natural force (acting only as he diminishes) or, at the same time, as an absolute force, a rational being. Which of these reflects his dignity best? There’s no doubt here. It is just as disgraceful and contemptible for him to act out of sensory impulse when he should have acted solely based on the motive of duty, as it is noble and honorable for him to lean toward following laws, harmony, and independence; even where the ordinary person merely satisfies a legitimate need. In summary, in the realm of truth and morality, sensory impulses should have no influence; however, in the realm of happiness, form can have a role, and the instinct for play can prevail.
Thus then, in the indifferent sphere of physical life, man ought to already commence his moral life; his own proper activity ought already to make way in passivity, and his rational liberty beyond the limits of sense; he ought already to impose the law of his will upon his inclinations; he ought—if you will permit me the expression—to carry into the domain of matter the war against matter, in order to be dispensed from combating this redoubtable enemy upon the sacred field of liberty; he ought to learn to have nobler desires, not to be forced to have sublime volitions. This is the fruit of aesthetic culture, which submits to the laws of the beautiful, in which neither the laws of nature nor those of reason suffer, which does not force the will of man, and which by the form it gives to exterior life already opens internal life.
So, in the indifferent realm of physical existence, people should start their moral journey. Their own active efforts should begin to navigate the passive aspects of life, and their rational freedom should extend beyond mere sensations. They should impose their will's law on their desires; they should—if you allow me to say this—carry the battle against material concerns into the world of matter, so they don’t have to fight this formidable foe on the sacred ground of freedom. They should learn to cultivate higher aspirations, rather than being compelled to have lofty intentions. This is the result of aesthetic culture, which adheres to the principles of beauty, where neither natural laws nor those of reason are compromised, which doesn’t force people's will, and which, through the form it gives to external life, already opens up the inner life.
LETTER XXIV.
Accordingly three different moments or stages of development can be distinguished, which the individual man, as well as the whole race, must of necessity traverse in a determinate order if they are to fulfil the circle of their determination. No doubt, the separate periods can be lengthened or shortened, through accidental causes which are inherent either in the influence of external things or under the free caprice of men: but neither of them can be overstepped, and the order of their sequence cannot be inverted either by nature or by the will. Man, in his physical condition, suffers only the power of nature; he gets rid of this power in the aesthetical condition, and he rules them in the moral state.
Three different stages of development can be identified that both individuals and humanity as a whole must go through in a specific order to complete their purpose. Of course, these separate stages can be extended or shortened due to various factors, either influenced by external circumstances or the unpredictable choices of people; however, neither can be skipped, and the order of these stages cannot be reversed by nature or by individual will. In his physical state, a person is subject only to the forces of nature; he escapes this power in an aesthetic state and governs them in a moral state.
What is man before beauty liberates him from free pleasure, and the serenity of form tames down the savageness of life? Eternally uniform in his aims, eternally changing in his judgments, self-seeking without being himself, unfettered without being free, a slave without serving any rule. At this period, the world is to him only destiny, not yet an object; all has existence for him only in as far as it procures existence to him; a thing that neither seeks from nor gives to him is non-existent. Every phenomenon stands out before him separate and cut off, as he finds himself in the series of beings. All that is, is to him through the bias of the moment; every change is to him an entirely fresh creation, because with the necessary in him, the necessary out of him is wanting, which binds together all the changing forms in the universe, and which holds fast the law on the theatre of his action, while the individual departs. It is in vain that nature lets the rich variety of her forms pass before him; he sees in her glorious fulness nothing but his prey, in her power and greatness nothing but his enemy. Either he encounters objects, and wishes to draw them to himself in desire, or the objects press in a destructive manner upon him, and he thrusts them away in dismay and terror. In both cases his relation to the world of sense is immediate contact; and perpetually anxious through its pressure, restless and plagued by imperious wants, he nowhere finds rest except in enervation, and nowhere limits save in exhausted desire.
What is a person before beauty frees him from superficial pleasure, and the calmness of form softens the brutality of life? Always consistent in his goals, yet constantly changing in his opinions, self-serving without truly being himself, unrestrained but not free, a slave without following any rules. At this stage, the world is just fate to him, not yet an object; everything exists for him only if it brings him existence; something that neither demands from him nor offers anything to him is non-existent. Every phenomenon appears to him as separate and isolated, as he recognizes where he fits in the chain of beings. Everything that exists is seen through the lens of the moment; every change seems like a completely new creation because he lacks the internal necessity that joins together all the changing forms in the universe, which keeps the laws governing his actions intact, while the individual moves on. It’s pointless for nature to showcase her diverse forms in front of him; he perceives nothing in her magnificent abundance but his prey, and in her power and majesty, nothing but his adversary. Either he encounters objects and seeks to pull them toward himself in desire, or the objects aggressively push against him, and he pushes them away in fear and panic. In both scenarios, his relationship with the world of perception is one of direct contact; perpetually anxious from its pressure, restless and troubled by overwhelming needs, he finds no peace except in exhaustion, and no boundaries except in depleted desire.
"True, his is the powerful breast, and the mighty hand of the Titans. . . . A certain inheritance; yet the god welded Round his forehead a brazen band; Advice, moderation, wisdom, and patience,— Hid it from his shy, sinister look. Every desire is with him a rage, And his rage prowls around limitless."—Iphigenia in Tauris.
"True, he has the strong chest and the mighty hand of the Titans. . . . It’s a certain inheritance; yet the god formed a bronze band around his forehead; advice, moderation, wisdom, and patience—hid it from his shy, sinister gaze. Every desire for him is a fury, and his fury roams around without limits." —Iphigenia in Tauris.
Ignorant of his own human dignity, he is far removed from honoring it in others, and conscious of his own savage greed, he fears it in every creature that he sees like himself. He never sees others in himself, only himself in others, and human society, instead of enlarging him to the race, only shuts him up continually closer in his individuality. Thus limited, he wanders through his sunless life, till favoring nature rolls away the load of matter from his darkened senses, reflection separates him from things, and objects show themselves at length in the afterglow of the consciousness.
Unaware of his own worth as a human, he doesn’t honor it in others either. Aware of his own selfish desires, he sees those same traits in everyone around him and fears them. He doesn’t see others in himself, only himself in others. Instead of expanding his understanding of humanity, society only confines him further into his individuality. Stuck in this mindset, he drifts through his dull life until nature eventually lifts the weight of the material world from his clouded senses, allowing him to reflect and separate himself from things, revealing the world in the light of his awareness.
It is true we cannot point out this state of rude nature as we have here portrayed it in any definite people and age. It is only an idea, but an idea with which experience agrees most closely in special features. It may be said that man was never in this animal condition, but he has not, on the other hand, ever entirely escaped from it. Even in the rudest subjects, unmistakable traces of rational freedom can be found, and even in the most cultivated, features are not wanting that remind us of that dismal natural condition. It is possible for man, at one and the same time, to unite the highest and the lowest in his nature; and if his dignity depends on a strict separation of one from the other, his happiness depends on a skilful removal of this separation. The culture which is to bring his dignity into agreement with his happiness will therefore have to provide for the greatest purity of these two principles in their most intimate combination.
It's true that we can't pinpoint this state of primitive nature as we've described it in any specific people or time period. It's just an idea, but it's one that closely aligns with real experiences in specific ways. It could be argued that humans have never existed in this animal-like state, but they also haven't completely escaped it. Even in the most primitive individuals, clear signs of rational freedom can be found, and even among the most refined, there are reminders of that bleak natural state. A person can embody both the highest and lowest aspects of their nature at the same time; if their dignity relies on keeping these two aspects separate, their happiness depends on effectively blending them. Therefore, the culture that aims to bring together dignity and happiness must ensure the greatest purity of these two principles in their closest combination.
Consequently the first appearance of reason in man is not the beginning of humanity. This is first decided by his freedom, and reason begins first by making his sensuous dependence boundless; a phenomenon that does not appear to me to have been sufficiently elucidated, considering its importance and universality. We know that the reason makes itself known to man by the demand for the absolute—the self-dependent and necessary. But as this want of the reason cannot be satisfied in any separate or single state of his physical life, he is obliged to leave the physical entirely and to rise from a limited reality to ideas. But although the true meaning of that demand of the reason is to withdraw him from the limits of time and to lead him from the world of sense to an ideal world, yet this same demand of reason, by misapplication—scarcely to be avoided in this life, prone to sensuousness—can direct him to physical life, and, instead of making man free, plunge him in the most terrible slavery.
As a result, the first appearance of reason in humans isn’t the start of humanity. That’s determined first by their freedom, and reason initially manifests by making their sensory dependence limitless—a concept that doesn’t seem to have been explained well enough, given its significance and universality. We understand that reason reveals itself to people through the pursuit of the absolute—the independent and necessary. However, since this need for reason cannot be fulfilled in any isolated or single aspect of their physical existence, they have to completely abandon the physical and rise from a limited reality to ideas. Although the true purpose of that demand from reason is to lift them beyond the constraints of time and guide them from the world of senses to an ideal world, this same demand can, through misapplication—which is almost unavoidable in this life, prone to sensuality—redirect them back to physical life and, instead of freeing them, trap them in the most dreadful slavery.
Facts verify this supposition. Man raised on the wings of imagination leaves the narrow limits of the present, in which mere animality is enclosed, in order to strive on to an unlimited future. But while the limitless is unfolded to his dazed imagination, his heart has not ceased to live in the separate, and to serve the moment. The impulse towards the absolute seizes him suddenly in the midst of his animality, and as in this cloddish condition all his efforts aim only at the material and temporal, and are limited by his individuality, he is only led by that demand of the reason to extend his individuality into the infinite, instead of to abstract from it. He will be led to seek instead of form an inexhaustible matter, instead of the unchangeable an everlasting change and an absolute securing of his temporal existence. The same impulse which, directed to his thought and action, ought to lead to truth and morality, now directed to his passion and emotional state, produces nothing but an unlimited desire and an absolute want. The first fruits, therefore, that he reaps in the world of spirits are cares and fear—both operations of the reason; not of sensuousness, but of a reason that mistakes its object and applies its categorical imperative to matter. All unconditional systems of happiness are fruits of this tree, whether they have for their object the present day or the whole of life, or what does not make them any more respectable, the whole of eternity, for their object. An unlimited duration of existence and of well-being is only an ideal of the desires; hence a demand which can only be put forth by an animality striving up to the absolute. Man, therefore, without gaining anything for his humanity by a rational expression of this sort, loses the happy limitation of the animal, over which he now only possesses the unenviable superiority of losing the present for an endeavor after what is remote, yet without seeking in the limitless future anything but the present.
Facts support this idea. A person fueled by imagination escapes the narrow confines of the present, where only basic instincts are found, to reach for a boundless future. However, while endless possibilities captivate their bewildered imagination, their heart remains tied to the here and now, serving the moment. The drive toward the absolute suddenly grabs their attention while they are still caught up in their basic instincts, and since all their efforts in this clumsy state focus solely on the material and temporary, limited by their individuality, they are only pushed by reason’s demand to expand their individuality into the infinite instead of detaching from it. They will seek to form unending matter rather than something unchangeable, chasing perpetual change and a complete assurance of their temporary existence. The same drive, when focused on their thoughts and actions, should lead to truth and morality; but when directed towards their passions and emotions, it results in nothing but endless desire and total lack. Therefore, the initial outcomes they experience in the spiritual world are worries and fears—both functions of reason; not of sense, but of a reason that misunderstands its purpose and wrongly applies its moral imperative to the material. All unconditional happiness systems are products of this tree, whether they focus on the present, the entirety of life, or even the whole of eternity, which doesn’t make them any more respectable. Unlimited existence and well-being are merely ideals of desire; thus, a demand that can only arise from a basic instinct striving for the absolute. Consequently, a person gains nothing for their humanity through such rational expressions, losing the joyful limitations of being human, over which they now possess only the unenviable distinction of sacrificing the present for a pursuit of what is distant, while seeking in the limitless future nothing but the present.
But even if the reason does not go astray in its object, or err in the question, sensuousness will continue to falsify the answer for a long time. As soon as man has begun to use his understanding and to knit together phenomena in cause and effect, the reason, according to its conception, presses on to an absolute knitting together and to an unconditional basis. In order, merely, to be able to put forward this demand, man must already have stepped beyond the sensuous, but the sensuous uses this very demand to bring back the fugitive.
But even if reason isn't misled by its object or misunderstands the question, our senses will still distort the answer for a long time. Once humans start using their understanding to connect events through cause and effect, reason pushes for a complete connection and an unconditional foundation. To even make this demand, a person must have already moved beyond the sensory experience, yet the senses use this very demand to pull them back from their pursuit.
In fact, it is now that he ought to abandon entirely the world of sense in order to take his flight into the realm of ideas; for the intelligence remains eternally shut up in the finite and in the contingent, and does not cease putting questions without reaching the last link of the chain. But as the man with whom we are engaged is not yet capable of such an abstraction, and does not find it in the sphere of sensuous knowledge, and because he does not look for it in pure reason, he will seek for it below in the region of sentiment, and will appear to find it. No doubt the sensuous shows him nothing that has its foundation in itself, and that legislates for itself, but it shows him something that does not care for foundation or law; therefore, thus not being able to quiet the intelligence by showing it a final cause, he reduces it to silence by the conception which desires no cause; and being incapable of understanding the sublime necessity of reason, he keeps to the blind constraint of matter. As sensuousness knows no other end than its interest, and is determined by nothing except blind chance, it makes the former the motive of its actions, and the latter the master of the world.
In fact, he should completely give up the world of senses now to soar into the realm of ideas; because the mind remains forever trapped in the finite and the uncertain, constantly asking questions without reaching the ultimate answer. However, since the man we're talking about isn't capable of such abstract thinking and doesn’t find it in sensory knowledge, and because he doesn't seek it in pure reason, he looks for it instead in emotions and seems to find it there. Undoubtedly, the sensory world doesn’t show him anything with an inherent foundation or self-governing principles, but it does present something that ignores the need for foundation or laws; thus, unable to satisfy the mind by presenting a final purpose, he quiets it by embracing the idea that seeks no cause. Being unable to grasp the profound necessity of reason, he remains bound to the blind constraints of matter. Since the realm of senses knows no other purpose than its own interests and is governed only by blind chance, it makes self-interest the driving force behind its actions and chance the ruler of the world.
Even the divine part in man, the moral law, in its first manifestation in the sensuous cannot avoid this perversion. As this moral law is only prohibited, and combats in man the interest of sensuous egotism, it must appear to him as something strange until he has come to consider this self-love as the stranger, and the voice of reason as his true self. Therefore he confines himself to feeling the fetters which the latter imposes on him, without having the consciousness of the infinite emancipation which it procures for him. Without suspecting in himself the dignity of lawgiver, he only experiences the constraint and the impotent revolt of a subject fretting under the yoke, because in this experience the sensuous impulsion precedes the moral impulsion, he gives to the law of necessity a beginning in him, a positive origin, and by the most unfortunate of all mistakes he converts the immutable and the eternal in himself into a transitory accident. He makes up his mind to consider the notions of the just and the unjust as statutes which have been introduced by a will, and not as having in themselves an eternal value. Just as in the explanation of certain natural phenomena he goes beyond nature and seeks out of her what can only be found in her, in her own laws; so also in the explanation of moral phenomena he goes beyond reason and makes light of his humanity, seeking a god in this way. It is not wonderful that a religion which he has purchased at the cost of his humanity shows itself worthy of this origin, and that he only considers as absolute and eternally binding laws that have never been binding from all eternity. He has placed himself in relation with, not a holy being, but a powerful. Therefore the spirit of his religion, of the homage that he gives to God, is a fear that abases him, and not a veneration that elevates him in his own esteem.
Even the divine aspect of humanity, the moral law, cannot escape this distortion in its initial expression in the sensory world. Since this moral law is merely restrictive and opposes the interests of selfish desires, it seems foreign to individuals until they come to view this self-interest as the real outsider and recognize the voice of reason as their true self. As a result, they only feel the constraints that reason imposes on them, without realizing the immense freedom it actually offers. Without recognizing their own dignity as lawgivers, they merely experience the limitations and powerless rebellion of someone struggling under oppression. Since in this experience the sensory drive comes before the moral drive, they mistakenly see the law of necessity as having a beginning within themselves, giving it a positive origin, and by the most unfortunate misjudgment, they turn the unchangeable and eternal aspects within them into a temporary occurrence. They decide to view the concepts of right and wrong as rules established by a will, rather than acknowledging their inherent, eternal significance. Just as in explaining certain natural events they go beyond nature to seek what can only be found within it, so too in interpreting moral events do they look beyond reason and overlook their own humanity, searching for a god in this way. It's not surprising that a religion acquired at the expense of their humanity reflects this origin and that they view only those laws as absolute and eternally binding which have never been binding from all eternity. They have connected themselves not with a holy being, but with a powerful one. Therefore, the essence of their religion, the reverence they show to God, is rooted in a fear that diminishes them, rather than a respect that elevates their self-worth.
Though these different aberrations by which man departs from the ideal of his destination cannot all take place at the same time, because several degrees have to be passed over in the transition from the obscure of thought to error, and from the obscure of will to the corruption of the will; these degrees are all, without exception, the consequence of his physical state, because in all the vital impulsion sways the formal impulsion. Now, two cases may happen: either reason may not yet have spoken in man, and the physical may reign over him with a blind necessity, or reason may not be sufficiently purified from sensuous impressions, and the moral may still be subject to the physical; in both cases the only principle that has a real power over him is a material principle, and man, at least as regards his ultimate tendency, is a sensuous being. The only difference is, that in the former case he is an animal without reason, and in the second case a rational animal. But he ought to be neither one nor the other: he ought to be a man. Nature ought not to rule him exclusively; nor reason conditionally. The two legislations ought to be completely independent, and yet mutually complementary.
Although these different ways in which humans stray from their ideal goal can't all occur at the same time, because there are several stages to go through from unclear thoughts to error, and from unclear will to the corruption of will, all of these stages are, without exception, consequences of their physical condition. In all cases, vital drive influences formal drive. Now, two scenarios could arise: either reason hasn't yet expressed itself in a person, and the physical side dominates them with blind necessity, or reason isn’t fully free from sensory impressions, and morality remains subject to the physical. In both scenarios, the only principle that truly influences them is a material principle, meaning that, at least regarding their ultimate goal, humans are essentially sensory beings. The only distinction is that in the first scenario, they are an animal without reason, while in the second, they are a rational animal. However, they should not be either; they should be a human. Nature shouldn't rule them exclusively; nor should reason do so conditionally. The two sets of laws should be completely independent yet mutually complementary.
LETTER XXV.
Whilst man, in his first physical condition, is only passively affected by the world of sense, he is still entirely identified with it; and for this reason the external world, as yet, has no objective existence for him. When he begins in his aesthetic state of mind to regard the world objectively, then only is his personality severed from it, and the world appears to him an objective reality, for the simple reason that he has ceased to form an identical portion of it.
While a person, in their initial physical state, is only passively influenced by the sensory world, they are still completely tied to it; for this reason, the external world, at that point, has no objective existence for them. It's only when they start viewing the world objectively in an aesthetic mindset that their personality separates from it, and the world appears to them as an objective reality, simply because they no longer see themselves as a part of it.
That which first connects man with the surrounding universe is the power of reflective contemplation. Whereas desire seizes at once its object, reflection removes it to a distance and renders it inalienably her own by saving it from the greed of passion. The necessity of sense which he obeyed during the period of mere sensations, lessens during the period of reflection; the senses are for the time in abeyance; even ever-fleeting time stands still whilst the scattered rays of consciousness are gathering and shape themselves; an image of the infinite is reflected upon the perishable ground. As soon as light dawns in man, there is no, longer night outside of him; as soon as there is peace within him the storm lulls throughout the universe, and the contending forces of nature find rest within prescribed limits. Hence we cannot wonder if ancient traditions allude to these great changes in the inner man as to a revolution in surrounding nature, and symbolize thought triumphing over the laws of time, by the figure of Zeus, which terminates the reign of Saturn.
What first connects a person to the universe is the ability to reflect. While desire immediately grasps its target, reflection creates distance and makes it uniquely one's own by protecting it from the hunger of passion. The need for sensory experiences that he followed during the time of mere feelings diminishes during the period of reflection; the senses take a backseat for a while; even the fleeting moments of time seem to pause as the scattered thoughts come together and take shape; an image of the infinite is mirrored on the temporary ground. As soon as clarity emerges within a person, there is no longer darkness around them; when there is peace inside, the chaos in the universe calms, and the opposing forces of nature find stability within defined boundaries. Therefore, it’s no surprise that ancient traditions refer to these significant changes in the inner self as a transformation in the outer world, symbolizing thought overcoming the constraints of time with the image of Zeus, who ends the reign of Saturn.
As long as man derives sensations from a contact with nature, he is her slave; but as soon as he begins to reflect upon her objects and laws he becomes her lawgiver. Nature, which previously ruled him as a power, now expands before him as an object. What is objective to him can have no power over him, for in order to become objective it has to experience his own power. As far and as long as he impresses a form upon matter, he cannot be injured by its effect; for a spirit can only be injured by that which deprives it of its freedom. Whereas he proves his own freedom by giving a form to the formless; where the mass rules heavily and without shape, and its undefined outlines are for ever fluctuating between uncertain boundaries, fear takes up its abode; but man rises above any natural terror as soon as he knows how to mould it, and transform it into an object of his art. As soon as he upholds his independence towards phenomenal natures he maintains his dignity toward her as a thing of power, and with a noble freedom he rises against his gods. They throw aside the mask with which they had kept him in awe during his infancy, and to his surprise his mind perceives the reflection of his own image. The divine monster of the Oriental, which roams about changing the world with the blind force of a beast of prey, dwindles to the charming outline of humanity in Greek fable; the empire of the Titans is crushed, and boundless force is tamed by infinite form.
As long as people feel emotions from their connection with nature, they're its servants; but once they start to think about its elements and laws, they become its lawmakers. Nature, which once dominated them as a force, now unfolds before them as something to observe. What is objective to someone can't control them because, in order to become objective, it must undergo their own power. As long as they shape matter, they can't be harmed by its effects; a spirit can only be harmed by what takes away its freedom. They demonstrate their freedom by giving form to the formless; where mass looms heavily and shapelessly, its undefined edges always shifting between uncertain limits, fear resides. But people rise above any natural fear as soon as they learn to shape it and turn it into an object of their art. Once they assert their independence from the physical world, they maintain their dignity towards it as a source of power, and with noble freedom, they stand up to their gods. The divine monster from the East, roaming and changing the world with the blind force of a predator, shrinks to the beautiful outline of humanity in Greek mythology; the rule of the Titans is broken, and limitless power is brought under control by infinite form.
But whilst I have been merely searching for an issue from the material world, and a passage into the world of mind, the bold flight of my imagination has already taken me into the very midst of the latter world. The beauty of which we are in search we have left behind by passing from the life of mere sensations to the pure form and to the pure object. Such a leap exceeds the condition of human nature; in order to keep pace with the latter we must return to the world of sense.
But while I've been just looking for a connection to the physical world and a way into the world of the mind, my wild imagination has already taken me right into that mental realm. The beauty we're seeking has been left behind as we move from a life focused on simple sensations to pure form and pure objects. Such a leap goes beyond what human nature can handle; to stay in sync with it, we need to return to the sensory world.
Beauty is indeed the sphere of unfettered contemplation and reflection; beauty conducts us into the world of ideas, without however taking us from the world of sense, as occurs when a truth is perceived and acknowledged. This is the pure product of a process of abstraction from everything material and accidental, a pure object free from every subjective barrier, a pure state of self-activity without any admixture of passive sensations. There is indeed a way back to sensation from the highest abstraction; for thought teaches the inner sensation, and the idea of logical or moral unity passes into a sensation of sensual accord. But if we delight in knowledge we separate very accurately our own conceptions from our sensations; we look upon the latter as something accidental, which might have been omitted without the knowledge being impaired thereby, without truth being less true. It would, however, be a vain attempt to suppress this connection of the faculty of feeling with the idea of beauty, consequently, we shall not succeed in representing to ourselves one as the effect of the other, but we must look upon them both together and reciprocally as cause and effect. In the pleasure which we derive from knowledge we readily distinguish the passage from the active to the passive state, and we clearly perceive that the first ends when the second begins. On the contrary, from the pleasure which we take in beauty, this transition from the active to the passive is not perceivable, and reflection is so intimately blended with feeling that we believe we feel the form immediately. Beauty is then an object to us, it is true, because reflection is the condition of the feeling which we have of it; but it is also a state of our personality (our Ego) because the feeling is the condition of the idea we conceive of it: beauty is therefore doubtless form, because we contemplate it, but it is equally life because we feel it. In a word, it is at once our state and our act. And precisely because it is at the same time both a state and an act, it triumphantly proves to us that the passive does not exclude the active, neither matter nor form, neither the finite nor the infinite; and that consequently the physical dependence to which man is necessarily devoted does not in any way destroy his moral liberty. This is the proof of beauty, and I ought to add that this alone can prove it. In fact, as in the possession of truth or of logical unity, feeling is not necessarily one with the thought, but follows it accidentally; it is a fact which only proves that a sensitive nature can succeed a rational nature, and vice versa; not that they co-exist, that they exercise a reciprocal action one over the other; and, lastly, that they ought to be united in an absolute and necessary manner. From this exclusion of feeling as long as there is thought, and of thought so long as there is feeling, we should on the contrary conclude that the two natures are incompatible, so that in order to demonstrate that pure reason is to be realized in humanity, the best proof given by the analysis is that this realization is demanded. But, as in the realization of beauty or of aesthetic unity, there is a real union, mutual substitution of matter and of form, of passive and of active, by this alone is proved the compatibility of the two natures, the possible realization of the infinite in the finite, and consequently also the possibility of the most sublime humanity.
Beauty is definitely a realm of unrestricted thought and reflection; it takes us into the world of ideas without removing us from the sensory world, as happens when a truth is recognized and accepted. This is the pure result of separating everything material and incidental, a pure object that is free from any personal biases, a complete state of active engagement without any mix of passive feelings. There is indeed a way to return to sensation from the highest level of abstraction; thought enriches our inner sensations, and the idea of logical or moral unity transitions into a sensation of physical harmony. But when we take joy in knowledge, we clearly distinguish our own ideas from our sensations; we view the latter as something incidental that could have been left out without diminishing the knowledge or the truth. However, it would be futile to ignore this link between our feelings and the idea of beauty; thus, we cannot think of them as one being the result of the other, but instead, we must see them as interconnected, both influencing each other as cause and effect. In the pleasure we derive from knowledge, we easily identify the shift from active to passive states, and we notice that the first ends where the second begins. On the other hand, in our enjoyment of beauty, this shift from active to passive isn't noticeable, and reflection is so closely intertwined with feeling that we believe we experience the form directly. Beauty is, indeed, an object for us because reflection conditions our perception of it; but it is also a state of our identity (our self) because our feelings shape how we think about it: beauty is therefore undoubtedly form, as we reflect on it, but it is equally life because we experience it. In short, it is both our state and our action. And precisely because it is both a state and an action, it powerfully shows us that the passive doesn't rule out the active, nor does matter exclude form, or the finite diminish the infinite; and therefore, the physical dependence that humans inherently have does not destroy their moral freedom. This is the essence of beauty, and I should add that this is the only thing that can truly demonstrate it. In fact, just as with the possession of truth or logical unity, feeling isn't necessarily aligned with thought, but rather follows it by chance; this illustrates that a sensitive nature can succeed a rational one, and vice versa; it doesn't mean they coexist, or that they influence each other, nor does it imply they must be united in an absolute or necessary way. If we exclude feeling as long as there's thought, and thought while there's feeling, we might conclude that the two natures are incompatible. Thus, to demonstrate that pure reason can manifest in humanity, the best proof given by analysis is that this manifestation is essential. Yet, as in the realization of beauty or aesthetic unity, there exists a genuine union, a mutual interchange of matter and form, of the passive and the active; this alone confirms the compatibility of the two natures, the feasible realization of the infinite within the finite, and therefore, also the potential for the most elevated humanity.
Henceforth we need no longer be embarrassed to find a transition from dependent feeling to moral liberty, because beauty reveals to us the fact that they can perfectly coexist, and that to show himself a spirit, man need not escape from matter. But if on one side he is free, even in his relation with a visible world, as the fact of beauty teaches, and if on the other side freedom is something absolute and supersensuous, as its idea necessarily implies, the question is no longer how man succeeds in raising himself from the finite to the absolute, and opposing himself in his thought and will to sensuality, as this has already been produced in the fact of beauty. In a word, we have no longer to ask how he passes from virtue to truth which is already included in the former, but how he opens a way for himself from vulgar reality to aesthetic reality, and from the ordinary feelings of life to the perception of the beautiful.
From now on, we don't need to be embarrassed about the shift from feeling dependent to moral freedom, because beauty shows us that both can exist together perfectly. A person doesn’t need to break free from the physical world to be considered a spirit. On one hand, he is free, even in his connection to the visible world, as beauty indicates, while on the other hand, freedom is absolute and beyond physical experience, as its concept suggests. The question then isn’t about how a person elevates himself from the limited to the absolute or how he opposes sensuality in thought and will, since this has already been demonstrated through beauty. In short, we no longer need to ask how he moves from virtue to truth—which is already part of virtue—but how he creates a path for himself from everyday reality to aesthetic reality, and from the basic feelings of life to the appreciation of the beautiful.
LETTER XXVI.
I have shown in the previous letters that it is only the aesthetic disposition of the soul that gives birth to liberty, it cannot therefore be derived from liberty nor have a moral origin. It must be a gift of nature; the favor of chance alone can break the bonds of the physical state and bring the savage to duty. The germ of the beautiful will find an equal difficulty in developing itself in countries where a severe nature forbids man to enjoy himself, and in those where a prodigal nature dispenses him from all effort; where the blunted senses experience no want, and where violent desire can never be satisfied. The delightful flower of the beautiful will never unfold itself in the case of the Troglodyte hid in his cavern always alone, and never finding humanity outside himself; nor among nomads, who, travelling in great troops, only consist of a multitude, and have no individual humanity. It will only flourish in places where man converses peacefully with himself in his cottage, and with the whole race when he issues from it. In those climates where a limpid ether opens the senses to the lightest impression, whilst a life-giving warmth develops a luxuriant nature, where even in the inanimate creation the sway of inert matter is overthrown, and the victorious form ennobles even the most abject natures; in this joyful state and fortunate zone, where activity alone leads to enjoyment, and enjoyment to activity, from life itself issues a holy harmony, and the laws of order develop life, a different result takes place. When imagination incessantly escapes from reality, and does not abandon the simplicity of nature in its wanderings: then and there only the mind and the senses, the receptive force and the plastic force, are developed in that happy equilibrium which is the soul of the beautiful and the condition of humanity.
I've shown in previous letters that it's only the aesthetic disposition of the soul that gives rise to freedom; it can't be derived from freedom nor does it have a moral origin. It must be a gift of nature; only chance can break the bonds of physical existence and bring the savage to duty. The seed of beauty will struggle to develop in places where a harsh nature prevents people from enjoying life, as well as in those where an abundant nature allows them to avoid all effort; where dulled senses feel no need and where intense desire can never be fulfilled. The lovely flower of beauty will never bloom for the cave-dweller who is always alone and never encounters humanity outside himself; nor among nomads, who travel in large groups and only form a multitude without individual humanity. It will only thrive in places where a person peacefully reflects in their cottage, and engages with humanity when they step outside. In those climates where a clear atmosphere sharpens the senses to the lightest impressions, and a life-giving warmth fosters a lush nature, where even the inanimate is elevated and the victorious form ennobles the most humble; in this joyful and fortunate environment, where activity alone leads to enjoyment and enjoyment spurs on activity, life itself produces a holy harmony, and the laws of order nurture life, a different outcome occurs. When imagination continually escapes from reality and doesn’t stray from the simplicity of nature in its wandering: only then, the mind and senses, the receptive force and the creative force, develop in a happy balance that is the essence of beauty and the foundation of humanity.
What phenomenon accompanies the initiation of the savage into humanity? However far we look back into history the phenomenon is identical among all people who have shaken off the slavery of the animal state: the love of appearance, the inclination for dress and for games.
What phenomenon comes with the initiation of the savage into humanity? No matter how far we go back in history, the phenomenon is the same among all people who have escaped the bondage of the animal state: the love of appearance, the desire for clothing, and for games.
Extreme stupidity and extreme intelligence have a certain affinity in only seeking the real and being completely insensible to mere appearance. The former is only drawn forth by the immediate presence of an object in the senses, and the second is reduced to a quiescent state only by referring conceptions to the facts of experience. In short, stupidity cannot rise above reality, nor the intelligence descend below truth. Thus, in as far as the want of reality and attachment to the real are only the consequence of a want and a defect, indifference to the real and an interest taken in appearances are a real enlargement of humanity and a decisive step towards culture. In the first place it is the proof of an exterior liberty, for as long as necessity commands and want solicits, the fancy is strictly chained down to the real: it is only when want is satisfied that it develops without hinderance. But it is also the proof of an internal liberty, because it reveals to us a force which, independent of an external substratum, sets itself in motion, and has sufficient energy to remove from itself the solicitations of nature. The reality of things is effected by things, the appearance of things is the work of man, and a soul that takes pleasure in appearance does not take pleasure in what it receives but in what it makes.
Extreme stupidity and extreme intelligence have a certain connection in their shared focus on reality, disregarding mere appearances. Stupidity is only triggered by the immediate presence of something we can sense, while intelligence retreats into a passive state by relating ideas to real experiences. In short, stupidity can’t rise above reality, and intelligence can’t sink below truth. Thus, a lack of reality and fixation on the real are just outcomes of a deficiency, whereas indifference to what is real and an interest in appearances represent a true expansion of humanity and a significant step toward culture. Firstly, it demonstrates external freedom; as long as necessity rules and desire pulls, imagination is strictly tied to reality: it’s only when desire is fulfilled that it can develop freely. But it also shows internal freedom, as it reveals a force that, independent of external circumstances, activates itself and has enough energy to resist natural impulses. The reality of things comes from the things themselves, while appearances are created by humans, and a soul that enjoys appearances does so not from what it receives but from what it creates.
It is self-evident that I am speaking of aesthetical evidence different from reality and truth, and not of logical appearance identical with them. Therefore if it is liked it is because it is an appearance, and not because it is held to be something better than it is: the first principle alone is a play, whilst the second is a deception. To give a value to the appearance of the first kind can never injure truth, because it is never to be feared that it will supplant it—the only way in which truth can be injured. To despise this appearance is to despise in general all the fine arts of which it is the essence. Nevertheless, it happens sometimes that the understanding carries its zeal for reality as far as this intolerance, and strikes with a sentence of ostracism all the arts relating to beauty in appearance, because it is only an appearance. However, the intelligence only shows this vigorous spirit when it calls to mind the affinity pointed out further back. I shall find some day the occasion to treat specially of the limits of beauty in its appearance.
It's obvious that I’m talking about aesthetic evidence that's different from reality and truth, not about a logical appearance that’s the same as them. So, if something is enjoyed, it's because it's an appearance, not because it's considered something better than it is: the first principle is just a play, while the second is a deception. Valuing the appearance of the first kind can never harm the truth because there's no risk of it replacing it—the only way truth can be harmed. To look down on this appearance is to look down on all the fine arts that embody it. Still, sometimes, the understanding takes its zeal for reality too far, rejecting all arts related to beauty in appearance just because it’s only an appearance. However, intelligence only shows this strong attitude when it recalls the connection mentioned earlier. One day, I will find an opportunity to specifically discuss the limits of beauty in its appearance.
It is nature herself which raises man from reality to appearance by endowing him with two senses which only lead him to the knowledge of the real through appearance. In the eye and the ear the organs of the senses are already freed from the persecutions of nature, and the object with which we are immediately in contact through the animal senses is remoter from us. What we see by the eye differs from what we feel; for the understanding to reach objects overleaps the light which separates us from them. In truth, we are passive to an object: in sight and hearing the object is a form we create. While still a savage, man only enjoys through touch merely aided by sight and sound. He either does not rise to perception through sight, or does not rest there. As soon as he begins to enjoy through sight, vision has an independent value, he is aesthetically free, and the instinct of play is developed.
Nature itself elevates humanity from reality to appearance by giving us two senses that only lead us to understanding the real world through appearances. In our eyes and ears, our sensory organs are already liberated from nature's constraints, and the objects we directly interact with through our animal senses are more distant from us. What we see with our eyes is different from what we feel; for the understanding to grasp objects, it must cross the light that separates us from them. In reality, we are passive in relation to an object: in seeing and hearing, the object is a form we create. When humans were still primitive, they could only enjoy through touch, with assistance from sight and sound. They either don’t perceive through sight or don’t stay there. Once they start enjoying through sight, vision gains its own importance, they become aesthetically free, and the instinct for play develops.
The instinct of play likes appearance, and directly it is awakened it is followed by the formal imitative instinct which treats appearance as an independent thing. Directly man has come to distinguish the appearance from the reality, the form from the body, he can separate, in fact he has already done so. Thus the faculty of the art of imitation is given with the faculty of form in general. The inclination that draws us to it reposes on another tendency I have not to notice here. The exact period when the aesthetic instinct, or that of art, develops, depends entirely on the attraction that mere appearance has for men.
The instinct to play is drawn to appearances, and once it’s awakened, it’s followed by the formal instinct to imitate, which treats appearance as something independent. As soon as humans learn to distinguish between appearance and reality, and form from substance, they can separate them, and in fact, they already have. Therefore, the ability to imitate art comes with the ability to perceive form in general. The desire that pulls us toward it rests on another tendency that I won’t discuss here. The specific time when the aesthetic instinct, or artistic inclination, develops depends entirely on the allure that mere appearances hold for people.
As every real existence proceeds from nature as a foreign power, whilst every appearance comes in the first place from man as a percipient subject, he only uses his absolute sight in separating semblance from essence, and arranging according to subjective law. With an unbridled liberty he can unite what nature has severed, provided he can imagine his union, and he can separate what nature has united, provided this separation can take place in his intelligence. Here nothing can be sacred to him but his own law: the only condition imposed upon him is to respect the border which separates his own sphere from the existence of things or from the realm of nature.
Every genuine existence comes from nature as an external force, while every appearance primarily arises from humans as perceiving subjects. They rely on their absolute perception to distinguish between what seems real and what is actually true, organizing things according to subjective principles. With complete freedom, they can combine what nature has separated, as long as they can envision that combination, and they can separate what nature has brought together if this separation can occur in their understanding. In this realm, nothing is sacred except their own laws: the only requirement is to respect the boundary that separates their own domain from the existence of things or from the natural world.
This human right of ruling is exercised by man in the art of appearance; and his success in extending the empire of the beautiful, and guarding the frontiers of truth, will be in proportion with the strictness with which he separates form from substance: for if he frees appearance from reality, he must also do the converse.
This human right to govern is shown by people in how they present themselves; and how successful they are at enhancing beauty and protecting the boundaries of truth will depend on how carefully they distinguish form from substance: because if they disconnect appearance from reality, they also have to do the opposite.
But man possesses sovereign power only in the world of appearance, in the unsubstantial realm of imagination, only by abstaining from giving being to appearance in theory, and by giving it being in practice. It follows that the poet transgresses his proper limits when he attributes being to his ideal, and when he gives this ideal aim as a determined existence. For he can only reach this result by exceeding his right as a poet, that of encroaching by the ideal on the field of experience, and by pretending to determine real existence in virtue of a simple possibility, or else he renounces his right as a poet by letting experience encroach on the sphere of the ideal, and by restricting possibility to the conditions of reality.
But a person has true power only in the world of appearance, in the intangible realm of imagination, by avoiding giving actual existence to appearance in theory, and instead giving it existence in practice. This means that the poet oversteps his boundaries when he attributes existence to his ideal and when he treats this ideal as if it has a definite existence. He can only achieve this by going beyond his rights as a poet, intruding with the ideal into the world of experience, and pretending to define real existence based on mere possibility. Alternatively, he forfeits his rights as a poet if he allows experience to intrude on the realm of the ideal, limiting possibility to the conditions of reality.
It is only by being frank or disclaiming all reality, and by being independent or doing without reality, that the appearance is aesthetical. Directly it apes reality or needs reality for effect, it is nothing more than a vile instrument for material ends, and can prove nothing for the freedom of the mind. Moreover, the object in which we find beauty need not be unreal if our judgment disregards this reality; for if it regards this the judgment is no longer aesthetical. A beautiful woman, if living, would no doubt please us as much and rather more than an equally beautiful woman seen in painting; but what makes the former please men is not her being an independent appearance; she no longer pleases the pure aesthetic feeling. In the painting, life must only attract as an appearance, and reality as an idea. But it is certain that to feel in a living object only the pure appearance requires a greatly higher aesthetic culture than to do without life in the appearance.
It’s only by being honest or disregarding reality, and by being independent or living without it, that something appears aesthetically pleasing. If it mimics reality or relies on reality for impact, it becomes nothing more than a terrible tool for practical purposes, and it can’t demonstrate anything about the freedom of thought. Additionally, the object we find beautiful doesn’t have to be unreal if our judgment overlooks that reality; for when it does acknowledge reality, the judgment is no longer aesthetic. A beautiful woman in real life would likely please us just as much, if not more, than an equally beautiful woman depicted in a painting; however, what makes the real woman appealing isn’t her being an independent appearance; she no longer satisfies the pure aesthetic feeling. In the painting, life should only attract as an appearance, and reality as an idea. But it’s clear that to appreciate a living object solely for its pure appearance demands a much higher level of aesthetic sensitivity than simply enjoying an appearance without life.
When the frank and independent appearance is found in man separately, or in a whole people, it may be inferred they have mind, taste, and all prerogatives connected with them. In this case the ideal will be seen to govern real life, honor triumphing over fortune, thought over enjoyment, the dream of immortality over a transitory existence.
When a straightforward and independent attitude is observed in an individual or an entire group, it can be inferred that they possess intellect, discernment, and all the associated qualities. In this scenario, the ideal is seen to shape reality, with honor prevailing over wealth, thought taking precedence over pleasure, and the aspiration for immortality overshadowing a fleeting life.
In this case public opinion will no longer be feared, and an olive crown will be more valued than a purple mantle. Impotence and perversity alone have recourse to false and paltry semblance, and individuals as well as nations who lend to reality the support of appearance, or to the aesthetic appearance the support of reality, show their moral unworthiness and their aesthetical impotence. Therefore, a short and conclusive answer can be given to this question—how far will appearance be permitted in the moral world? It will run thus in proportion as this appearance will be aesthetical, that is, an appearance that does not try to make up for reality, nor requires to be made up for by it. The aesthetical appearance can never endanger the truth of morals: wherever it seems to do so the appearance is not aesthetical. Only a stranger to the fashionable world can take the polite assurances, which are only a form, for proofs of affection, and say he has been deceived; but only a clumsy fellow in good society calls in the aid of duplicity and flatters to become amiable. The former lacks the pure sense for independent appearance; therefore he can only give a value to appearance by truth. The second lacks reality, and wishes to replace it by appearance. Nothing is more common than to hear depreciators of the times utter these paltry complaints—that all solidity has disappeared from the world, and that essence is neglected for semblance. Though I feel by no means called upon to defend this age against these reproaches, I must say that the wide application of these criticisms shows that they attach blame to the age, not only on the score of the false, but also of the frank appearance. And even the exceptions they admit in favor of the beautiful have for their object less the independent appearance than the needy appearance. Not only do they attack the artificial coloring that hides truth and replaces reality, but also the beneficent appearance that fills a vacuum and clothes poverty; and they even attack the ideal appearance that ennobles a vulgar reality. Their strict sense of truth is rightly offended by the falsity of manners; unfortunately, they class politeness in this category. It displeases them that the noisy and showy so often eclipse true merit, but they are no less shocked that appearance is also demanded from merit, and that a real substance does not dispense with an agreeable form. They regret the cordiality, the energy, and solidity of ancient times; they would restore with them ancient coarseness, heaviness, and the old Gothic profusion. By judgments of this kind they show an esteem for the matter itself unworthy of humanity, which ought only to value the matter inasmuch as it can receive a form and enlarge the empire of ideas. Accordingly, the taste of the age need not much fear these criticisms if it can clear itself before better judges. Our defect is not to grant a value to aesthetic appearance (we do not do this enough): a severe judge of the beautiful might rather reproach us with not having arrived at pure appearance, with not having separated clearly enough existence from the phenomenon, and thus established their limits. We shall deserve this reproach so long as we cannot enjoy the beautiful in living nature without desiring it; as long as we cannot admire the beautiful in the imitative arts without having an end in view; as long as we do not grant to imagination an absolute legislation of its own; and as long as we do not inspire it with care for its dignity by the esteem we testify for its works.
In this case, people won't fear public opinion anymore, and an olive wreath will be valued more than a purple robe. Only those who are powerless and corrupt rely on false and cheap facades, and both individuals and nations that support appearances over reality, or prioritize aesthetics over truth, reveal their moral unworthiness and aesthetic shortcomings. Therefore, a straightforward answer can be given to this question—how much appearance will be allowed in the moral realm? It will be permissible as long as this appearance is aesthetic, meaning it doesn’t try to compensate for reality, nor does it require reality to validate it. Aesthetic appearances can never jeopardize moral truth; wherever it seems they do, the appearance fails to be aesthetic. Only someone unfamiliar with the social scene would confuse polite assurances, which are merely formal, with genuine proof of affection and claim they have been fooled; but only someone awkward in social circles resorts to deceit and flattery to be liked. The former lacks a genuine sense of independent appearance; therefore, they can only value appearance through truth. The latter lacks reality and seeks to replace it with appearance. It's common to hear critics of our times voice these petty complaints—claiming that all substance has vanished from the world, and that essence is overlooked for mere appearances. While I don’t feel obligated to defend this era against such accusations, I must point out that the widespread application of these criticisms indicates that they blame the age not only for falsehoods but also for honest appearances. Even the few exceptions they acknowledge in favor of beauty focus less on independent appearances than on needy ones. They attack not just the artificial embellishments that conceal truth and replace reality, but also the beneficial appearances that fill gaps and cover poverty; they even criticize ideal appearances that enhance a commonplace reality. Their rigid sense of truth is rightly offended by false social graces; unfortunately, they include politeness in this category. They dislike how loud and flashy often overshadow true merit, but they are equally unsettled that merit too is expected to present an appealing façade, and that genuine substance must also come with a pleasing form. They lament the warmth, energy, and solidity of earlier times; they would welcome back the old coarseness, heaviness, and Gothic extravagance. With such judgments, they express an unworthy regard for substance itself, which should only be valued for its potential to take form and expand the realm of ideas. Thus, the taste of the age need not fear these criticisms too much if it can present itself credibly to more discerning judges. Our shortcoming is not valuing aesthetic appearance enough: a harsh critic of beauty might instead accuse us of not achieving pure appearance, of not clearly separating existence from its manifestation, and thus failing to define their boundaries. We will deserve such criticism as long as we cannot appreciate beauty in living nature without wanting to possess it; as long as we can’t admire beauty in the arts without a specific goal in mind; as long as we don’t grant imagination its own absolute authority; and as long as we don’t instill it with respect for its dignity through our appreciation of its creations.
LETTER XXVII.
Do not fear for reality and truth. Even if the elevated idea of aesthetic appearance become general, it would not become so, as long as man remains so little cultivated as to abuse it; and if it became general, this would result from a culture that would prevent all abuse of it. The pursuit of independent appearance requires more power of abstraction, freedom of heart, and energy of will than man requires to shut himself up in reality; and he must have left the latter behind him if he wishes to attain to aesthetic appearance. Therefore, a man would calculate very badly who took the road of the ideal to save himself that of reality. Thus, reality would not have much to fear from appearance, as we understand it; but, on the other hand, appearance would have more to fear from reality. Chained to matter, man uses appearance for his purposes before he allows it a proper personality in the art of the ideal: to come to that point a complete revolution must take place in his mode of feeling, otherwise, he would not be even on the way to the ideal. Consequently, when we find in man the signs of a pure and disinterested esteem, we can infer that this revolution has taken place in his nature, and that humanity has really begun in him. Signs of this kind are found even in the first and rude attempts that he makes to embellish his existence, even at the risk of making it worse in its material conditions. As soon as he begins to prefer form to substance and to risk reality for appearance (known by him to be such), the barriers of animal life fall, and he finds himself on a track that has no end.
Don't be afraid of reality and truth. Even if the high ideal of beauty becomes common, it won't truly be so as long as people remain too unrefined to misuse it; and if it does become common, it would be due to a culture that prevents any misuse of it. The pursuit of true beauty requires more abstraction, openness of heart, and willpower than simply shutting oneself away in reality; one must leave the latter behind to reach true beauty. Therefore, someone would be making a poor decision to choose the ideal path to escape the reality. In this sense, reality wouldn’t have much to fear from beauty, as we understand it; however, beauty would have more to fear from reality. Grounded in the material world, people use beauty for their own ends before they allow it to develop a true character in the artistry of the ideal: reaching that point requires a complete change in how they feel, or they won't even be on the path to the ideal. Thus, when we see in someone signs of pure and selfless appreciation, we can conclude that this change has occurred in their nature, and that their humanity has truly begun. Such signs can be found even in their earliest and clumsy attempts to enhance their existence, even if it risks worsening their material conditions. Once they start to value form over substance and risk reality for beauty (which they recognize as such), the limits of animal life fall away, and they find themselves on an endless journey.
Not satisfied with the needs of nature, he demands the superfluous. First, only the superfluous of matter, to secure his enjoyment beyond the present necessity; but afterward; he wishes a superabundance in matter, an aesthetical supplement to satisfy the impulse for the formal, to extend enjoyment beyond necessity. By piling up provisions simply for a future use, and anticipating their enjoyment in the imagination, he outsteps the limits of the present moment, but not those of time in general. He enjoys more; he does not enjoy differently. But as soon as he makes form enter into his enjoyment, and he keeps in view the forms of the objects which satisfy his desires, he has not only increased his pleasure in extent and intensity, but he has also ennobled it in mode and species.
Not content with just what he needs, he craves more than what's necessary. At first, he only seeks extra material things to enhance his enjoyment beyond immediate requirements; but later on, he desires an excess of material as an aesthetic addition to feed his urge for beauty, to extend enjoyment beyond just what he needs. By stockpiling supplies for future use and imagining how he will enjoy them later, he goes beyond the limits of the moment, but not of time as a whole. He experiences more pleasure; he doesn’t experience it in a different way. However, once he incorporates form into his enjoyment and focuses on the shapes of the objects that fulfill his desires, he not only amplifies his pleasure in both scope and intensity, but he also elevates it in quality and type.
No doubt nature has given more than is necessary to unreasoning beings; she has caused a gleam of freedom to shine even in the darkness of animal life. When the lion is not tormented by hunger, and when no wild beast challenges him to fight, his unemployed energy creates an object for himself; full of ardor, he fills the re-echoing desert with his terrible roars, and his exuberant force rejoices in itself, showing itself without an object. The insect flits about rejoicing in life in the sunlight, and it is certainly not the cry of want that makes itself heard in the melodious song of the bird; there is undeniably freedom in these movements, though it is not emancipation from want in general, but from a determinate external necessity.
Nature undoubtedly offers more than what is essential to unthinking creatures; she allows a spark of freedom to shine even in the shadows of animal existence. When the lion isn’t driven by hunger and isn’t confronted by another beast, his idle energy creates its own purpose; full of passion, he fills the echoing desert with his fierce roars, and his overflowing power takes joy in itself, expressing itself without a specific aim. The insect flutters around, delighting in life under the sun, and the joyful song of the bird certainly isn’t just a cry born from need; there is unmistakably a sense of freedom in these movements, although it isn’t liberation from need in general, but rather from a specific external pressure.
The animal works, when a privation is the motor of its activity, and it plays when the plenitude of force is this motor, when an exuberant life is excited to action. Even in inanimate nature a luxury of strength and a latitude of determination are shown, which in this material sense might be styled play. The tree produces numberless germs that are abortive without developing, and it sends forth more roots, branches, and leaves, organs of nutrition, than are used for the preservation of the species. Whatever this tree restores to the elements of its exuberant life, without using it or enjoying it, may be expended by life in free and joyful movements. It is thus that nature offers in her material sphere a sort of prelude to the limitless, and that even there she suppresses partially the chains from which she will be completely emancipated in the realm of form. The constraint of superabundance or physical play answers as a transition from the constraint of necessity, or of physical seriousness, to aesthetical play; and before shaking off, in the supreme freedom of the beautiful, the yoke of any special aim, nature already approaches, at least remotely, this independence, by the free movement which is itself its own end and means.
Animals work when they are driven by a lack of something, and they play when they are energized by abundance, when a vibrant life inspires them to act. Even in inanimate nature, there is a display of excess strength and a range of choices that could be seen as play. A tree produces countless seeds that never develop, and it grows more roots, branches, and leaves—parts necessary for its survival—than it actually uses. What this tree returns to the elements of its excess life, without utilizing or enjoying it, may be spent on free and joyful movements. In this way, nature provides, in its physical realm, a kind of prelude to limitless possibilities, and even there, it partially breaks free from the limitations that it will completely overcome in the realm of form. The constraint of abundance or physical play serves as a bridge from the necessity of seriousness to the freedom of aesthetic play; and before it fully sheds the burden of specific goals in the ultimate freedom of beauty, nature already hints at this independence through movement that is an end in itself.
The imagination, like the bodily organs, has in man its free movement and its material play, a play in which, without any reference to form, it simply takes pleasure in its arbitrary power and in the absence of all hinderance. These plays of fancy, inasmuch as form is not mixed up with them, and because a free succession of images makes all their charm, though confined to man, belong exclusively to animal life, and only prove one thing—that he is delivered from all external sensuous constraint without our being entitled to infer that there is in it an independent plastic force.
Imagination, like the physical organs, has its own freedom and tangible expression in humans—a playful engagement where, without worrying about structure, it simply enjoys its arbitrary power and the lack of constraints. These flights of fancy, being unrelated to form and primarily charming due to an unfiltered flow of images, although limited to humans, are a trait of animal life and only demonstrate one thing: that humans are free from all external sensory limitations, without us being able to conclude that there exists an independent creative force within it.
From this play of free association of ideas, which is still quite material in nature and is explained by simple natural laws, the imagination, by making the attempt of creating a free form, passes at length at a jump to the aesthetic play: I say at one leap, for quite a new force enters into action here; for here, for the first time, the legislative mind is mixed with the acts of a blind instinct, subjects the arbitrary march of the imagination to its eternal and immutable unity, causes its independent permanence to enter in that which is transitory, and its infinity in the sensuous. Nevertheless, as long as rude nature, which knows of no other law than running incessantly from change to change, will yet retain too much strength, it will oppose itself by its different caprices to this necessity; by its agitation to this permanence; by its manifold needs to this independence, and by its insatiability to this sublime simplicity. It will be also troublesome to recognize the instinct of play in its first trials, seeing that the sensuous impulsion, with its capricious humor and its violent appetites, constantly crosses. It is on that account that we see the taste, still coarse, seize that which is new and startling, the disordered, the adventurous and the strange, the violent and the savage, and fly from nothing so much as from calm and simplicity. It invents grotesque figures, it likes rapid transitions, luxurious forms, sharply-marked changes, acute tones, a pathetic song. That which man calls beautiful at this time is that which excites him, that which gives him matter; but that which excites him to give his personality to the object, that which gives matter to a possible plastic operation, for otherwise it would not be the beautiful for him. A remarkable change has therefore taken place in the form of his judgments; he searches for these objects, not because they affect him, but because they furnish him with the occasion of acting; they please him, not because they answer to a want, but because they satisfy a law which speaks in his breast, although quite low as yet.
From this free-flowing exchange of ideas, which is still quite material in nature and explained by simple natural laws, the imagination, in its effort to create a free form, eventually leaps into the realm of aesthetic play: I say "leaps" because a new force comes into play here; for the first time, the reasoning mind merges with the actions of a blind instinct, aligning the random movement of the imagination with its eternal and unchanging unity, allowing its independent permanence to manifest within the temporary, and its infinity within the sensory. However, as long as raw nature, which only knows the law of ceaseless change, retains too much power, it will counter this necessity with its various whims; through its turmoil, it will challenge this permanence; through its many needs, it will resist this independence, and through its insatiability, it will oppose this sublime simplicity. It will also be challenging to recognize the instinct of play in its early stages, since the sensory push, with its unpredictable mood and intense desires, constantly interferes. For this reason, we observe that taste, still crude, embraces what is new and shocking, the chaotic, the adventurous, and the strange, and flees from calm and simplicity. It creates bizarre forms, favors quick transitions, extravagant shapes, sharp contrasts, intense tones, and emotional songs. What people consider beautiful at this point is what excites them, what captivates them; it is what prompts them to invest their personality into the object, what enables a potential artistic effort, for otherwise, it wouldn’t be deemed beautiful by them. A significant shift has thus occurred in how they assess things; they seek these objects not because they impact them, but because they provide an opportunity for action; they delight them, not because they fulfill a desire, but because they satisfy a deeper law that whispers in their hearts, albeit quietly for now.
Soon it will not be sufficient for things to please him; he will wish to please: in the first place, it is true, only by that which belongs to him; afterwards by that which he is. That which he possesses, that which he produces, ought not merely to bear any more the traces of servitude, nor to mark out the end, simply and scrupulously, by the form. Independently of the use to which it is destined, the object ought also to reflect the enlightened intelligence which imagines it, the hand which shaped it with affection, the mind free and serene which chose it and exposed it to view. Now, the ancient German searches for more magnificent furs, for more splendid antlers of the stag, for more elegant drinking-horns; and the Caledonian chooses the prettiest shells for his festivals. The arms themselves ought to be no longer only objects of terror, but also of pleasure; and the skilfully-worked scabbard will not attract less attention than the homicidal edge of the sword. The instinct of play, not satisfied with bringing into the sphere of the necessary an aesthetic superabundance for the future more free, is at last completely emancipated from the bonds of duty, and the beautiful becomes of itself an object of man's exertions. He adorns himself. The free pleasure comes to take a place among his wants, and the useless soon becomes the best part of his joys. Form, which from the outside gradually approaches him, in his dwelling, his furniture, his clothing, begins at last to take possession of the man himself, to transform him, at first exteriorly, and afterwards in the interior. The disordered leaps of joy become the dance, the formless gesture is changed into an amiable and harmonious pantomime, the confused accents of feeling are developed, and begin to obey measures and adapt themselves to song. When, like the flight of cranes, the Trojan army rushes on to the field of battle with thrilling cries, the Greek army approaches in silence and with a noble and measured step. On the one side we see but the exuberance of a blind force, on the other the triumph of form, and the simple majesty of law.
Soon, it won't be enough for things to just please him; he'll want to please others too: at first, it’s true, only with what belongs to him; later, with who he is. What he owns and creates shouldn't show any signs of servitude, nor should it merely signify an end through its form alone. Regardless of its intended use, an object should also reflect the enlightened thought behind its design, the care of the creative hands that shaped it, and the clear, thoughtful intent that chose it and made it visible. Now, the ancient German seeks more luxurious furs, more impressive stag antlers, and more elegant drinking horns; the Caledonian picks out the prettiest shells for his celebrations. Weapons themselves should no longer just be objects of fear; they should also bring joy, and a beautifully crafted scabbard will draw as much attention as the deadly blade of the sword. The instinct for play, having moved beyond a mere aesthetic excess in the necessary, is finally free from the constraints of duty, and beauty becomes a goal of human effort in its own right. He decorates himself. The joy of freedom starts to occupy a place among his needs, and what seems useless quickly becomes a major source of happiness. Form, which gradually comes closer to him in his home, in his furniture, in his clothing, finally begins to take hold of him, transforming him first on the outside, and then from within. The chaotic leaps of joy turn into dance, the aimless gestures become a charming and graceful pantomime, and the confused expressions of feeling evolve into measures that adapt to song. When, like a flock of cranes, the Trojan army charges onto the battlefield with excited shouts, the Greek army advances silently with a dignified and rhythmic step. On one side, there’s just the wild energy of raw power, while on the other, there's the triumph of form and the simple majesty of law.
Now, a nobler necessity binds the two sexes mutually, and the interests of the heart contribute in rendering durable an alliance which was at first capricious and changing like the desire that knits it. Delivered from the heavy fetters of desire, the eye, now calmer, attends to the form, the soul contemplates the soul, and the interested exchange of pleasure becomes a generous exchange of mutual inclination. Desire enlarges and rises to love, in proportion as it sees humanity dawn in its object; and, despising the vile triumphs gained by the senses, man tries to win a nobler victory over the will. The necessity of pleasing subjects the powerful nature to the gentle laws of taste; pleasure may be stolen, but love must be a gift. To obtain this higher recompense, it is only through the form and not through matter that it can carry on the contest. It must cease to act on feeling as a force, to appear in the intelligence as a simple phenomenon; it must respect liberty, as it is liberty it wishes to please. The beautiful reconciles the contrast of different natures in its simplest and purest expression. It also reconciles the eternal contrast of the two sexes in the whole complex framework of society, or at all events it seeks to do so; and, taking as its model the free alliance it has knit between manly strength and womanly gentleness, it strives to place in harmony, in the moral world, all the elements of gentleness and of violence. Now, at length, weakness becomes sacred, and an unbridled strength disgraces; the injustice of nature is corrected by the generosity of chivalrous manners. The being whom no power can make tremble, is disarmed by the amiable blush of modesty, and tears extinguish a vengeance that blood could not have quenched. Hatred itself hears the delicate voice of honor, the conqueror's sword spares the disarmed enemy, and a hospitable hearth smokes for the stranger on the dreaded hillside where murder alone awaited him before.
Now, a higher need brings the two genders together, and the feelings of the heart help make a connection that was initially unpredictable and changeable like the desire that creates it. Free from the heavy chains of desire, the eye, now at peace, looks at the form, the soul connects with the soul, and the exchange of pleasure transforms into a generous exchange of mutual affection. Desire expands and evolves into love as it recognizes humanity in its object; and, turning away from the low victories of the senses, a person strives for a nobler triumph over the will. The need to please softens powerful nature to the gentle rules of taste; pleasure may be taken, but love must be given. To achieve this greater reward, it can only engage through form and not through substance. It must stop acting on feelings as a force, instead appearing in the mind as a simple phenomenon; it must respect freedom, as it is freedom it seeks to endear. Beauty reconciles the clash of different natures in its simplest and purest form. It also aims to harmonize the eternal contrast between the two sexes within the entire complex structure of society; and, using the free bond it has forged between masculine strength and feminine softness as its model, it seeks to bring together, in the moral realm, all the elements of gentleness and ferocity. Now, at last, weakness becomes revered, and uncontrolled strength is shameful; the unfairness of nature is balanced by the nobility of chivalry. The being whom no power can shake is disarmed by the sweet blush of modesty, and tears put out a vengeance that blood could not quench. Even hatred listens to the gentle call of honor, the victor's sword spares the defeated foe, and a welcoming home awaits the stranger on the feared hillside where murder once awaited him alone.
In the midst of the formidable realm of forces, and of the sacred empire of laws, the aesthetic impulse of form creates by degrees a third and a joyous realm, that of play and of the appearance, where she emancipates man from fetters, in all his relations, and from all that is named constraint, whether physical or moral.
In the heart of the powerful world of forces and the sacred realm of laws, the artistic drive for form gradually creates a third, joyful space—one of play and appearance—where it frees people from all bonds in their relationships and from everything that is called constraint, whether physical or moral.
If in the dynamic state of rights men mutually move and come into collision as forces, in the moral (ethical) state of duties, man opposes to man the majesty of the laws, and chains down his will. In this realm of the beautiful or the aesthetic state, man ought to appear to man only as a form, and an object of free play. To give freedom through freedom is the fundamental law of this realm.
If in the active state of rights, people interact and clash as forces, in the moral (ethical) state of duties, one person stands against another with the authority of the laws and restricts their will. In this sphere of beauty or the aesthetic state, a person should only present themselves to another as a form and an object of free expression. The basic principle of this realm is to grant freedom through freedom.
The dynamic state can only make society simple possibly by subduing nature through nature; the moral (ethical) state can only make it morally necessary by submitting the will of the individual to the general will.
The dynamic state can only simplify society by controlling nature through nature itself; the moral (ethical) state can only make it morally necessary by aligning the individual's will with the general will.
The aesthetic state alone can make it real, because it carries out the will of all through the nature of the individual. If necessity alone forces man to enter into society, and if his reason engraves on his soul social principles, it is beauty only that can give him a social character; taste alone brings harmony into society, because it creates harmony in the individual. All other forms of perception divide the man, because they are based exclusively either in the sensuous or in the spiritual part of his being. It is only the perception of beauty that makes of him an entirety, because it demands the co-operation of his two natures. All other forms of communication divide society, because they apply exclusively either to the receptivity or to the private activity of its members, and therefore to what distinguishes men one from the other. The aesthetic communication alone unites society because it applies to what is common to all its members. We only enjoy the pleasures of sense as individuals, without the nature of the race in us sharing in it; accordingly, we cannot generalize our individual pleasures, because we cannot generalize our individuality. We enjoy the pleasures of knowledge as a race, dropping the individual in our judgment; but we cannot generalize the pleasures of the understanding, because we cannot eliminate individuality from the judgments of others as we do from our own. Beauty alone can we enjoy both as individuals and as a race, that is, as representing a race. Good appertaining to sense can only make one person happy, because it is founded on inclination, which is always exclusive; and it can only make a man partially happy, because his real personality does not share in it. Absolute good can only render a man happy conditionally, for truth is only the reward of abnegation, and a pure heart alone has faith in a pure will. Beauty alone confers happiness on all, and under its influence every being forgets that he is limited.
The aesthetic state is what makes things real, as it manifests the will of everyone through the individual's nature. If necessity forces people to join society, and if their reason instills social principles in their souls, it is only beauty that gives them a social character. Taste alone brings harmony to society because it creates harmony within individuals. Other forms of perception divide people because they focus either on the sensory or the spiritual aspects of their being. Only the perception of beauty unites them as a whole because it requires cooperation between these two natures. Other forms of communication divide society because they relate exclusively to either the receptivity or the private actions of its members, highlighting what sets people apart. Aesthetic communication, on the other hand, brings society together because it pertains to what is shared by all its members. We enjoy sensory pleasures as individuals, without our collective nature participating; thus, we can't generalize our individual pleasures because we can't generalize our individuality. We enjoy the pleasures of knowledge as a group, setting aside the individual in our judgments; however, we can't generalize the pleasures of understanding because we can't remove individuality from others' judgments as we do from our own. Only beauty can be enjoyed both as individuals and collectively, as representatives of a group. Sensory pleasures can only bring happiness to one person since they are based on inclinations, which are always exclusive; and they can only provide partial happiness because a person's true self doesn't participate in them. Absolute goodness can only make someone happy conditionally, as truth is merely the reward for selflessness, and only a pure heart has faith in a pure will. Only beauty can grant happiness to all, and under its influence, every being forgets their limitations.
Taste does not suffer any superior or absolute authority, and the sway of beauty is extended over appearance. It extends up to the seat of reason's supremacy, suppressing all that is material. It extends down to where sensuous impulse rules with blind compulsion, and form is undeveloped. Taste ever maintains its power on these remote borders, where legislation is taken from it. Particular desires must renounce their egotism, and the agreeable, otherwise tempting the senses, must in matters of taste adorn the mind with the attractions of grace.
Taste doesn't have any superior or absolute authority, and the influence of beauty covers appearance. It reaches up to the seat of reason's authority, suppressing everything material. It reaches down to where sensory impulses operate with blind force, and form is underdeveloped. Taste always holds its power on these distant borders, from which it derives its own laws. Specific desires must let go of their self-centeredness, and what is pleasing, which could otherwise tempt the senses, must, in matters of taste, enrich the mind with the charm of grace.
Duty and stern necessity must change their forbidding tone, only excused by resistance, and do homage to nature by a nobler trust in her. Taste leads our knowledge from the mysteries of science into the open expanse of common sense, and changes a narrow scholasticism into the common property of the human race. Here the highest genius must leave its particular elevation, and make itself familiar to the comprehension even of a child. Strength must let the Graces bind it, and the arbitrary lion must yield to the reins of love. For this purpose taste throws a veil over physical necessity, offending a free mind by its coarse nudity, and dissimulating our degrading parentage with matter by a delightful illusion of freedom. Mercenary art itself rises from the dust; and the bondage of the bodily, at its magic touch, falls off from the inanimate and animate. In the aesthetic state the most slavish tool is a free citizen, having the same rights as the noblest; and the intellect which shapes the mass to its intent must consult it concerning its destination. Consequently, in the realm of aesthetic appearance, the idea of equality is realized, which the political zealot would gladly see carried out socially. It has often been said that perfect politeness is only found near a throne. If thus restricted in the material, man has, as elsewhere appears, to find compensation in the ideal world.
Duty and strict necessity need to soften their harsh tone, only justified by resistance, and pay respect to nature with a greater trust in her. Taste guides our understanding from the complexities of science into the straightforward realm of common sense, transforming narrow scholarly viewpoints into something everyone can share. Here, even the greatest minds must step down from their lofty heights and make themselves understandable to a child. Strength must allow the Graces to embrace it, and the fierce lion must submit to the reins of love. To achieve this, taste covers the rawness of physical necessity, which offends a free spirit with its roughness, disguising our humble origins from matter with an enchanting illusion of freedom. Even commercial art rises from the ground; and, at its magical touch, the constraints of the physical world fall away from both living and non-living things. In the realm of aesthetics, the most subservient tool is a free citizen, enjoying the same rights as the noblest; and the intellect that shapes the material to its will must seek input from it about its purpose. Thus, within the domain of aesthetic appearance, the concept of equality is realized, which those passionate about politics would love to see reflected in society. It has often been said that true politeness is found only near a throne. If restricted in the physical realm, humanity must, as seen elsewhere, seek balance in the ideal world.
Does such a state of beauty in appearance exist, and where? It must be in every finely-harmonized soul; but as a fact, only in select circles, like the pure ideal of the church and state—in circles where manners are not formed by the empty imitations of the foreign, but by the very beauty of nature; where man passes through all sorts of complications in all simplicity and innocence, neither forced to trench on another's freedom to preserve his own, nor to show grace at the cost of dignity.
Does such a beautiful appearance really exist, and where? It has to be in every well-balanced soul; but in reality, it's only found in certain groups, like the ideal of the church and state—among those whose manners are shaped not by shallow imitations of the foreign but by the true beauty of nature; where a person navigates various complexities with simplicity and innocence, not having to invade someone else's freedom to protect their own, nor having to sacrifice dignity to appear graceful.
THE MORAL UTILITY OF AESTHETIC MANNERS.
The author of the article which appeared in the eleventh number of "The Hours," of 1795, upon "The Danger of Aesthetic Manners," was right to hold as doubtful a morality founded only on a feeling for the beautiful, and which has no other warrant than taste; but it is evident that a strong and pure feeling for the beautiful ought to exercise a salutary influence upon the moral life; and this is the question of which I am about to treat.
The author of the article that was published in the eleventh issue of "The Hours" in 1795, titled "The Danger of Aesthetic Manners," was right to be skeptical about a morality based solely on an appreciation for beauty, which relies only on taste. However, it's clear that a deep and genuine appreciation for beauty should have a positive effect on moral living, and this is the topic I am going to discuss.
When I attribute to taste the merit of contributing to moral progress, it is not in the least my intention to pretend that the interest that good taste takes in an action suffices to make an action moral; morality could never have any other foundation than her own. Taste can be favorable to morality in the conduct, as I hope to point out in the present essay; but alone, and by its unaided influence, it could never produce anything moral.
When I say that good taste plays a role in moral progress, I don’t mean to suggest that an action’s appeal or aesthetic value is enough to make it moral; morality must stand on its own principles. Taste can support morality in actions, as I aim to show in this essay, but it can never create moral value on its own or without assistance.
It is absolutely the same with respect to internal liberty as with external physical liberty. I act freely in a physical sense only when, independently of all external influence, I simply obey my will. But for the possibility of thus obeying without hinderance my own will, it is probable, ultimately, that I am indebted to a principle beyond or distinct from myself immediately it is admitted that this principle would hamper my will. The same also with regard to the possibility of accomplishing such action in conformity with duty—it may be that I owe it, ultimately, to a principle distinct from my reason; that is possible, the moment the idea of this principle is recognized as a force which could have constrained my independence. Thus the same as we can say of a man, that he holds his liberty from another man, although liberty in its proper sense consists in not being forced to be regulated by another—in like manner we can also say that taste here obeys virtue, although virtue herself expressly carries this idea, that in the practice of virtue she makes use of no other foreign help. An action does not in any degree cease to be free, because he who could hamper its accomplishment should fortunately abstain from putting any obstacle in the way; it suffices to know that this agent has been moved by his own will without any consideration of another will. In the same way, an action of the moral order does not lose its right to be qualified as a moral action, because the temptations which might have turned it in another direction did not present themselves; it suffices to admit that the agent obeyed solely the decree of his reason to the exclusion of all foreign springs of action. The liberty of an external act is established as soon as it directly proceeds from the will of a person; the morality of an interior action is established from the moment that the will of the agent is at once determined to it by the laws of reason.
It is exactly the same for inner freedom as it is for outer physical freedom. I act freely in a physical sense only when I follow my own will without any external influence. However, to be able to follow my will without hindrance, it’s likely that I'm relying on a principle that is beyond or separate from myself, especially if that principle would restrict my will. The same goes for being able to act in line with duty—it may be that I ultimately owe it to a principle that is separate from my reason; this becomes possible when we recognize that this principle could constrain my independence. Just as we can say a person derives their freedom from another person, even though true freedom means not being forced to be controlled by someone else, we can also say that taste follows virtue, even though virtue itself implies that in practicing it, there’s no reliance on outside help. An action does not cease to be free just because the person who could have obstructed it happens to not place any obstacles in the way; it’s enough to know that the person acted from their own will without considering another will. Similarly, a moral action retains its claim to being moral, even if temptations that could have led it in another direction weren’t present; it’s sufficient to acknowledge that the person acted solely based on their reason, excluding all foreign motivations. The freedom of an external action is established as soon as it directly comes from a person's will; the morality of an internal action is established when the person's will is determined by the laws of reason.
It may be rendered easier or more difficult to act as free men according as we meet or not in our path forces adverse to our will that must be overcome. In this sense liberty is more or less susceptible. It is greater, or at least more visible, when we enable it to prevail over the opposing forces, however energetic their opposition; but it is not suspended because our will should have met with no resistance, or that a foreign succor coming to our aid should have destroyed this resistance, without any help from ourselves.
It can be easier or harder to act as free individuals depending on whether we face opposing forces that we have to overcome. In this way, our freedom can vary. It’s more significant, or at least more apparent, when we manage to overcome those opposing forces, no matter how strong the resistance is; however, our freedom isn't negated just because we encounter no resistance, or because outside help has eliminated that resistance without any effort on our part.
The same with respect to morality; we might have more or less resistance to offer in order on the instant to obey our reason, according as it awakens or not in us those instincts which struggle against its precepts, and which must be put aside. In this sense morality is susceptible of more or of less. Our morality is greater, or at least more in relief, when we immediately obey reason, however powerful the instincts are which push us in a contrary direction; but it is not suspended because we have had no temptation to disobey, or that this force had been paralyzed by some other force other than our will. We are incited to an action solely because it is moral, without previously asking ourselves if it is the most agreeable. It is enough that such an action is morally good, and it would preserve this character even if there were cause to believe that we should have acted differently if the action had cost us any trouble, or had deprived us of a pleasure.
The same goes for morality; we might have varying degrees of resistance when it comes to instantly following our reason, depending on how much it stirs up those instincts that oppose its rules, which need to be set aside. In this way, morality can be more or less intense. Our morality is stronger, or at least more pronounced, when we immediately obey reason, no matter how strong the instincts are trying to push us the other way; however, it's not put on hold just because we haven't faced any temptation to disobey, or if that force was held back by something other than our will. We are motivated to act simply because it's the right thing to do, without first questioning whether it's the most enjoyable. It's enough for that action to be morally good, and it would still retain this quality even if there were reasons to think we would have acted differently if doing so had been more troublesome or taken away some pleasure.
It can be admitted, for the honor of humanity, that no man could fall so low as to prefer evil solely because it is evil, but rather that every man, without exception, would prefer the good because it is the good, if by some accidental circumstance the good did not exclude the agreeable, or did not entail trouble. Thus in reality all moral action seems to have no other principle than a conflict between the good and the agreeable; or, that which comes to the same thing, between desire and reason; the force of our sensuous instincts on one side, and, on the other side, the feebleness of will, the moral faculty: such apparently is the source of all our faults.
It can be acknowledged, for the sake of humanity, that no one would choose evil just because it is evil; instead, everyone would naturally prefer what is good because it is good, unless by some chance the good didn’t also include pleasure or came with difficulties. In reality, all moral actions seem to boil down to a struggle between what is good and what is pleasurable; or, similarly, between desire and reason; with our sensual instincts on one side and, on the other, our weak will and moral judgment: this seems to be the root of all our faults.
There may be, therefore, two different ways of favoring morality, the same as there are two kinds of obstacles which thwart it: either we must strengthen the side of reason, and the power of the good will, so that no temptation can overcome it; or we must break the force of temptation, in order that the reason and the will, although feebler, should yet be in a state to surmount it.
There are, therefore, two different ways to support morality, just as there are two types of obstacles that hinder it: we can either strengthen reason and the power of good will so that no temptation can overpower it; or we can lessen the strength of temptation, so that even if reason and will are weaker, they are still able to overcome it.
It might be said, without doubt, that true morality gains little by this second proceeding, because it happens without any modification of the will, and yet that it is the nature of the will that alone give to actions their moral character. But I say also, in the case in question, a change of will is not at all necessary; because we do not suppose a bad will which should require to be changed, but only a will turned to good, but which is feeble. Therefore, this will, inclined to good, but too feeble, does not fail to attain by this route to good actions, which might not have happened if a stronger impulsion had drawn it in a contrary sense. But every time that a strong will towards good becomes the principle of an action, we are really in presence of a moral action. I have therefore no scruple in advancing this proposition—that all which neutralizes the resistance offered to the law of duty really favors morality.
It can be said, without a doubt, that true morality doesn't gain much from this second approach, because it takes place without any change in the will. Yet it’s the nature of the will that gives actions their moral character. However, I also argue that in this situation, a change in will isn’t necessary at all; we don't assume a bad will that needs to be changed, but rather a will inclined towards good that is just weak. Therefore, this will, which leans towards good but is too weak, can still achieve good actions through this path, actions that might not have happened if a stronger force had pulled it in the opposite direction. But every time a strong will towards good drives an action, we are truly witnessing a moral action. So, I have no hesitation in putting forth this idea—that anything that reduces the resistance to the law of duty actually supports morality.
Morality has within us a natural enemy, the sensuous instinct; this, as soon as some object solicits its desires, aspires at once to gratify it, and, as soon as reason requires from it anything repugnant, it does not fail to rebel against its precepts. This sensuous instinct is constantly occupied in gaining the will on its side. The will is nevertheless under the jurisdiction of the moral law, and it is under an obligation never to be in contradiction with that which reason demands.
Morality has a natural enemy within us: the sensuous instinct. As soon as something appeals to its desires, it immediately seeks to satisfy them. When reason asks it to do something that goes against its urges, it rebels against those demands. This sensuous instinct is always trying to win the will over to its side. However, the will is ultimately governed by moral law and is obligated to align with what reason requires.
But the sensuous instinct does not recognize the moral law; it wishes to enjoy its object and to induce the will to realize it also, notwithstanding what the reason may advance. This tendency of the faculty of our appetites, of immediately directing the will without troubling itself about superior laws, is perpetually in conflict with our moral destination, and it is the most powerful adversary that man has to combat in his moral conduct. The coarse soul, without either moral or aesthetic education, receives directly the law of appetite, and acts only according to the good pleasure of the senses. The moral soul, but which wants aesthetic culture, receives in a direct manner the law of reason, and it is only out of respect for duty that it triumphs over temptation. In the purified aesthetic soul, there is moreover another motive, another force, which frequently takes the place of virtue when virtue is absent, and which renders it easier when it is present—that is, taste.
But the sensual instinct doesn’t recognize moral law; it wants to enjoy its desires and pushes the will to fulfill them, regardless of what reason might suggest. This tendency of our appetites to immediately direct the will without considering higher laws is constantly at odds with our moral purpose, and it is the strongest opponent we face in our moral actions. A crude person, lacking any moral or aesthetic education, simply follows the law of appetite and acts only based on sensory pleasure. A moral person, though lacking aesthetic awareness, directly follows the law of reason and only overcomes temptation out of a sense of duty. In a refined aesthetic soul, there is also another motivation, another driving force that often replaces virtue when it's lacking and makes it easier when it's present—that is, taste.
Taste demands of us moderation and dignity; it has a horror of everything sharp, hard and violent; it likes all that shapes itself with ease and harmony. To listen to the voice of reason amidst the tempest of the senses, and to know where to place a limit to nature in its most brutified explosions, is, as we are aware, required by good breeding, which is no other than an aesthetic law; this is required of every civilized man. Well, then, this constraint imposed upon civilized man in the expression of his feelings, confers upon him already a certain degree of authority over them, or at least develops in him a certain aptitude to rise above the purely passive state of the soul, to interrupt this state by an initiative act, and to stop by reflection the petulance of the feelings, ever ready to pass from affections to acts. Therefore everything that interrupts the blind impetuosity of these movements of the affections does not as yet, however, produce, I own, a virtue (for virtue ought never to have any other active principle than itself), but that at least opens the road to the will, in order to turn it on the side of virtue. Still, this victory of taste over brutish affections is by no means a moral action, and the freedom which the will acquires by the intervention of taste is as yet in no way a moral liberty. Taste delivers the soul from the yoke of instinct, only to impose upon it chains of its own; and in discerning the first enemy, the declared enemy of moral liberty, it remains itself, too often, as a second enemy, perhaps even the more dangerous as it assumes the aspect of a friend. Taste effectively governs the soul itself only by the attraction of pleasure; it is true of a nobler type, because its principle is reason, but still as long as the will is determined by pleasure there is not yet morality.
Taste requires us to be moderate and dignified; it dislikes anything harsh, rigid, or violent; it prefers things that have a natural elegance and harmony. To heed the voice of reason amid the chaos of our senses, and to know where to set limits on nature's most intense outbursts, is, as we know, a sign of good breeding, which is simply an aesthetic principle; this is expected of every civilized person. This restraint that civilized people exercise in expressing their feelings gives them a certain degree of control over them, or at least cultivates an ability to rise above mere passive emotional states, to break this passivity through intentional actions, and to temper the impulsiveness of emotions, which are always ready to shift from feelings to actions. Therefore, anything that disrupts the blind rush of these emotional movements does not yet create a virtue (since virtue should have no other active principle than itself), but it at least paves the way for the will to align itself with virtue. Still, this triumph of taste over base emotions is by no means a moral act, and the freedom that the will gains through the influence of taste is not yet true moral freedom. Taste frees the soul from instinct's control, only to impose its own restrictions; and in identifying the first adversary, the openly acknowledged foe of moral freedom, it often remains, regrettably, a secondary foe, perhaps even more insidious as it masquerades as an ally. Taste governs the soul only through the allure of pleasure; it is true in a more elevated sense because its basis is reason, but as long as the will is driven by pleasure, morality has not yet been attained.
Notwithstanding this, a great point is gained already by the intervention of taste in the operations of the will. All those material inclinations and brutal appetites, which oppose with so much obstinacy and vehemence the practice of good, the soul is freed from through the aesthetic taste; and in their place, it implants in us nobler and gentler inclinations, which draw nearer to order, to harmony, and to perfection; and although these inclinations are not by themselves virtues, they have at least something in common with virtue; it is their object. Thenceforth, if it is the appetite that speaks, it will have to undergo a rigorous control before the sense of the beautiful; if it is the reason which speaks, and which commands in its acts conformity with order, harmony, and perfection, not only will it no longer meet with an adversary on the side of inclination, but it will find the most active competition. If we survey all the forms under which morality can be produced, we shall see that all these forms can be reduced to two; either it is sensuous nature which moves the soul either to do this thing or not to do the other, and the will finally decides after the law of the reason; or it is the reason itself which impels the motion, and the will obeys it without seeking counsel of the senses.
Despite this, a significant advantage is already gained by the influence of taste on our will. All those material desires and base urges that stubbornly oppose the practice of goodness are diminished through aesthetic appreciation; in their place, it instills in us nobler and gentler inclinations that draw us closer to order, harmony, and perfection. Although these inclinations aren't virtues in themselves, they share at least one commonality with virtue: their focus. From that point on, if desire speaks, it will have to face strict control in light of beauty; if reason speaks and demands actions aligned with order, harmony, and perfection, it will encounter no resistance from inclination but rather significant support. If we examine all the forms of morality, we can see that they can be categorized into two; either sensuous nature drives the soul to do one thing or refrain from another, and the will ultimately decides according to reason's law; or reason itself prompts action, and the will follows without consulting the senses.
The Greek princess, Anna Comnena, speaks of a rebel prisoner, whom her father Alexis, then a simple general of his predecessor, had been charged to conduct to Constantinople. During the journey, as they were riding side by side, Alexis desired to halt under the shade of a tree to refresh himself during the great heat of the day. It was not long before he fell asleep, whilst his companion, who felt no inclination to repose with the fear of death awaiting him before his eyes, remained awake. Alexis slumbered profoundly, with his sword hanging upon a branch above his head; the prisoner perceived the sword, and immediately conceived the idea of killing his guardian and thus of regaining his freedom. Anna Comnena gives us to understand that she knows not what might have been the result had not Alexis fortunately awoke at that instant. In this there is a moral of the highest kind, in which the sensuous instinct first raised its voice, and of which the reason had only afterwards taken cognizance in quality of judge. But suppose that the prisoner had triumphed over the temptation only out of respect for justice, there could be no doubt the action would have been a moral action.
The Greek princess, Anna Comnena, talks about a rebel prisoner whom her father, Alexis, who was just a general under his predecessor at the time, was tasked with taking to Constantinople. During the journey, as they rode alongside each other, Alexis wanted to stop in the shade of a tree to cool off during the intense heat of the day. It wasn't long before he fell asleep, while his companion, who couldn't bring himself to rest with the fear of death looming over him, stayed awake. Alexis slept deeply, with his sword hanging from a branch above him; the prisoner noticed the sword and immediately thought of killing his guard to escape. Anna Comnena suggests that she doesn't know what might have happened if Alexis hadn't happened to wake up at that moment. This scenario carries a significant moral lesson, where primal instinct first made itself known, and reason later recognized it as a judgment. However, if the prisoner had resisted the temptation purely out of respect for justice, it would undeniably have been a moral act.
When the late Duke Leopold of Brunswick, standing upon the banks of the raging waters of the Oder, asked himself if at the peril of his life he ought to venture into the impetuous flood in order to save some unfortunates who without his aid were sure to perish; and when—I suppose a case—simply under the influence of duty, he throws himself into the boat into which none other dares to enter, no one will contest doubtless that he acted morally. The duke was here in a contrary position to that of the preceding one. The idea of duty, in this circumstance, was the first which presented itself, and afterwards only the instinct of self-preservation was roused to oppose itself to that prescribed by reason, But in both cases the will acted in the same way; it obeyed unhesitatingly the reason, yet both of them are moral actions.
When the late Duke Leopold of Brunswick stood by the raging waters of the Oder, he questioned whether he should risk his life to go into the fierce flood to save some unfortunate people who would surely die without his help. And when—just as an example—driven solely by his sense of duty, he jumped into the boat that no one else dared to approach, no one would argue that he acted morally. In this situation, the duke was in the opposite position from the previous one. Here, the idea of duty was the first thought that came to him, and only later did the instinct for self-preservation arise to challenge what reason had dictated. But in both cases, the will acted the same way; it followed reason without hesitation, and yet both actions are moral.
But would the action have continued moral in both cases, if we suppose the aesthetic taste to have taken part in it? For example, suppose that the first, who was tempted to commit a bad action, and who gave it up from respect for justice, had the taste sufficiently cultivated to feel an invincible horror aroused in him against all disgraceful or violent action, the aesthetic sense alone will suffice to turn him from it; there is no longer any deliberation before the moral tribunal, before the conscience; another motive, another jurisdiction has already pronounced. But the aesthetic sense governs the will by the feeling and not by laws. Thus this man refuses to enjoy the agreeable sensation of a life saved, because he cannot support his odious feelings of having committed a baseness. Therefore all, in this, took place before the feelings alone, and the conduct of this man, although in conformity with the law, is morally indifferent; it is simply a fine effect of nature.
But would the action still be considered moral in both scenarios if we include the role of aesthetic taste? For instance, imagine the first person, tempted to do something wrong, who decides against it out of respect for justice. If this person had a well-developed taste that instilled an overwhelming horror of any disgraceful or violent actions, the aesthetic feeling alone would be enough to steer him away from it; there would be no need for deliberation in front of a moral tribunal or his conscience. Another motive, another authority has already made a verdict. However, the aesthetic sense influences the will through feelings rather than laws. Thus, this person chooses not to enjoy the satisfying feeling of saving a life because he cannot bear the odious feelings associated with having acted basely. Therefore, all of this happened based purely on feelings, and his behavior, although in line with the law, is morally neutral; it’s simply a beautiful outcome of nature.
Now let us suppose that the second, he to whom his reason prescribed to do a thing against which natural instinct protested; suppose that this man had to the same extent a susceptibility for the beautiful, so that all which is great and perfect enraptured him; at the same moment, when reason gave the order, the feelings would place themselves on the same side, and he would do willingly that which without the inclination for the beautiful he would have had to do contrary to inclination. But would this be a reason for us to find it less perfect? Assuredly not, because in principle it acts out of pure respect for the prescriptions of reason; and if it follows these injunctions with joy, that can take nothing away from the moral purity of the act. Thus, this man will be quite as perfect in the moral sense; and, on the contrary, he will be incomparably more perfect in the physical sense, because he is infinitely more capable of making a virtuous subject.
Now let’s imagine that the second person, the one who feels compelled by reason to do something that goes against their natural instincts; suppose this person also has a deep appreciation for beauty, so that everything great and perfect captivates them. At the same moment that reason gives the command, their feelings align, and they would willingly do what, without their appreciation for beauty, they would have done against their will. But does this mean we should view their actions as less perfect? Absolutely not, because fundamentally, they act out of genuine respect for reason's commands; and if they follow these commands with joy, it doesn’t diminish the moral purity of the act. Therefore, this person is just as morally perfect; in fact, they are significantly more perfect in a practical sense, as they are far more capable of becoming a virtuous individual.
Thus, taste gives a direction to the soul which disposes it to virtue, in keeping away such inclinations as are contrary to it, and in rousing those which are favorable. Taste could not injure true virtue, although in every case where natural instinct speaks first, taste commences by deciding for its chief that which conscience otherwise ought to have known; in consequence it is the cause that, amongst the actions of those whom it governs, there are many more actions morally indifferent than actions truly moral. It thus happens that the excellency of the man does not consist in the least degree in producing a larger sum of vigorously moral particular actions, but by evincing as a whole a greater conformity of all his natural dispositions with the moral law; and it is not a thing to give people a very high idea of their country or of their age to hear morality so often spoken of and particular acts boasted of as traits of virtue. Let us hope that the day when civilization shall have consummated its work (if we can realize this term in the mind) there will no longer be any question of this. But, on the other side, taste can become of possible utility to true virtue, in all cases when, the first instigations issuing from reason, its voice incurs the risk of being stifled by the more powerful solicitations of natural instinct. Thus, taste determines our feelings to take the part of duty, and in this manner renders a mediocre moral force of will sufficient for the practice of virtue.
Taste guides the soul toward virtue by steering it away from contrary inclinations and encouraging those that support it. Taste cannot harm true virtue, even though it often jumps in before our natural instincts, making decisions that our conscience should have recognized. This leads to a situation where the actions governed by taste include many that are morally neutral rather than genuinely moral. Thus, a person's excellence doesn't lie in the sheer number of strongly moral actions they take but in how well their natural tendencies align with moral law as a whole. It's not particularly uplifting for people to hear frequent mentions of morality or to brag about specific acts as examples of virtue when it reflects poorly on their country or era. We can hope that in a future where civilization has reached its full potential, such discussions may become unnecessary. However, taste can be beneficial to true virtue when reason's initial prompts risk being drowned out by stronger appeals of natural instinct. In this way, taste helps us favor duty in our feelings, making even a moderate moral will sufficient for practicing virtue.
In this light, if the taste never injures true morality, and if in many cases it is of evident use—and this circumstance is very important—then it is supremely favorable to the legality of our conduct. Suppose that aesthetic education contributes in no degree to the improvement of our feelings, at least it renders us better able to act, although without true moral disposition, as we should have acted if our soul had been truly moral. Therefore, it is quite true that, before the tribunal of the conscience, our acts have absolutely no importance but as the expression of our feelings: but it is precisely the contrary in the physical order and in the plan of nature: there it is no longer our sentiments that are of importance; they are only important so far as they give occasion to acts which conduce to the aims of nature. But the physical order which is governed by forces, and the moral order which governs itself by laws, are so exactly made one for the other, and are so intimately blended, that the actions which are by their form morally suitable, necessarily contain also a physical suitability; and as the entire edifice of nature seems to exist only to render possible the highest of all aims, which is the good, in the same manner the good can in its turn be employed as the means of preserving the edifice. Thus, the natural order has been rendered dependent upon the morality of our souls, and we cannot go against the moral laws of the world without at the same time provoking a perturbation in the physical world.
In this context, if taste never harms true morality, and if in many situations it is clearly beneficial—and this point is very important—then it greatly supports the legality of our actions. Even if aesthetic education doesn’t directly improve our feelings, it at least makes us better at acting, albeit without a true moral inclination, as we would have if our souls were genuinely moral. Therefore, it's true that in the eyes of our conscience, our actions have no real significance except as expressions of our feelings: but this is the opposite in the physical realm and in the natural order: here, our feelings only matter insofar as they lead to actions that contribute to nature's purposes. The physical order, governed by forces, and the moral order, governed by laws, are so perfectly aligned and deeply intertwined that actions that are morally appropriate also inherently possess physical appropriateness; and just as the whole structure of nature seems to exist solely to enable the highest aim, which is the good, the good can also serve as a means to maintain that structure. Thus, the natural order depends on the morality of our souls, and we cannot violate the moral laws of the world without simultaneously causing a disturbance in the physical world.
If, then, it is impossible to expect that human nature, as long as it is only human nature, should act without interruption or feebleness, uniformly and constantly as pure reason, and that it never offend the laws of moral order; if fully persuaded, as we are, both of the necessity and the possibility of pure virtue, we are forced to avow how subject to accident is the exercise of it, and how little we ought to reckon upon the steadfastness of our best principles; if with this conviction of human fragility we bear in mind that each of the infractions of the moral law attacks the edifice of nature, if we recall all these considerations to our memory, it would be assuredly the most criminal boldness to place the interests of the entire world at the mercy of the uncertainty of our virtue. Let us rather draw from it the following conclusion, that it is for us an obligation to satisfy at the very least the physical order by the object of our acts, even when we do not satisfy the exigencies of the moral order by the form of these acts; to pay, at least, as perfect instruments the aims of nature, that which we owe as imperfect persons to reason, in order not to appear shamefaced before both tribunals. For if we refused to make any effort to conform our acts to it because simple legality is without moral merit, the order of the world might in the meanwhile be dissolved, and before we had succeeded in establishing our principles all the links of society might be broken. No, the more our morality is subjected to chance, the more is it necessary to take measures in order to assure its legality; to neglect, either from levity or pride, this legality is a fault for which we shall have to answer before morality. When a maniac believes himself threatened with a fit of madness, he leaves no knife within reach of his hands, and he puts himself under constraint, in order to avoid responsibility in a state of sanity for the crimes which his troubled brain might lead him to commit. In a similar manner it is an obligation for us to seek the salutary bonds which religion and the aesthetic laws present to us, in order that during the crisis when our passion is dominant it shall not injure the physical order.
If it's impossible to expect that human nature, as it stands, should act without interruption or weakness, consistently and constantly like pure reason, and that it would never violate the laws of moral order; if we are fully convinced, as we are, of both the necessity and possibility of pure virtue, we must acknowledge how susceptible its practice is to chance and how little we should rely on the consistency of our best principles; if, with this awareness of human fragility, we remember that every violation of the moral law undermines the foundation of our nature, and if we call all these thoughts to mind, it would surely be the most reckless act to put the interests of the entire world at the mercy of the uncertainty of our virtue. Instead, we should conclude that it's our duty to at least meet the requirements of the physical order through our actions, even when we don't fulfill the demands of the moral order in how we conduct those actions; to contribute, at least as competent agents, to the goals of nature, which we owe as imperfect individuals to reason, so we don’t appear shameful before either authority. If we neglect to make any effort to align our actions with this because mere legality holds no moral value, the order of the world could fall apart, and before we have managed to establish our principles, all societal bonds could break. No, the more our morality is subject to chance, the more necessary it is to take steps to ensure its legality; to overlook this legality out of carelessness or pride is a mistake for which we will have to answer to morality. Just as a man who fears an impending fit of madness keeps all sharp objects out of reach and restrains himself to avoid culpability when sane for the potential crimes his disturbed mind might drive him to commit, it is similarly our obligation to seek the protective frameworks that religion and aesthetic principles offer us, so that when our passions take control, they do not disrupt the physical order.
It is not unintentionally that I have placed religion and taste in one and the same class; the reason is that both one and the other have the merit, similar in effect, although dissimilar in principle and in value, to take the place of virtue properly so called, and to assure legality where there is no possibility to hope for morality. Doubtless that would hold an incontestably higher rank in the order of pure spirits, as they would need neither the attraction of the beautiful nor the perspective of eternal life, to conform on every occasion to the demands of reason; but we know man is short-sighted, and his feebleness forces the most rigid moralist to temper in some degree the rigidity of his system in practice, although he will yield nothing in theory; it obliges him, in order to insure the welfare of the human race, which would be ill protected by a virtue subjected to chance, to have further recourse to two strong anchors—those of religion and taste.
It's not by accident that I've put religion and taste in the same category; the reason is that both serve a similar purpose, even though they differ in principle and value. They can replace true virtue and provide a sense of legality when there's no hope for morality. Surely, pure spirits would rank much higher because they wouldn't need the appeal of beauty or the idea of eternal life to always follow reason's demands. But we know that humans are shortsighted, and their weakness forces even the strictest moralist to soften the rigidity of their system in practice, even if they don’t compromise in theory. To ensure the well-being of humanity, which would be poorly protected by a virtue that relies on chance, they must also lean on two strong supports—religion and taste.
ON THE SUBLIME.
"Man is never obliged to say, I must—must," says the Jew Nathan [Lessing's play, "Nathan the Wise," act i. scene 3.] to the dervish; and this expression is true in a wider sense than man might be tempted to suppose. The will is the specific character of man, and reason itself is only the eternal rule of his will. All nature acts reasonably; all our prerogative is to act reasonably, with consciousness and with will. All other objects obey necessity; man is the being who wills.
"Man is never required to say, I must—must," says the Jew Nathan [Lessing's play, "Nathan the Wise," act i. scene 3.] to the dervish; and this statement is true in a broader sense than man might think. Will is what defines humanity, and reason itself is just the timeless guide of that will. Everything in nature acts according to reason; our only privilege is to act with reason, awareness, and intent. Everything else follows necessity; man is the being who exercises will.
It is exactly for this reason that there is nothing more inconsistent with the dignity of man than to suffer violence, for violence effaces him. He who does violence to us disputes nothing less than our humanity; he who submits in a cowardly spirit to the violence abdicates his quality of man. But this pretension to remain absolutely free from all that is violence seems to imply a being in possession of a force sufficiently great to keep off all other forces. But if this pretension is found in a being who, in the order of forces, cannot claim the first rank, the result is an unfortunate contradiction between his instinct and his power.
It’s precisely for this reason that nothing is more incompatible with human dignity than experiencing violence, because violence diminishes us. Those who commit violence against us undermine our humanity; those who cowardly submit to violence relinquish their status as human beings. However, the claim to be completely free of any violence seems to suggest a being that possesses enough strength to fend off all other forces. But if this claim comes from a being that cannot rank first in terms of strength, it leads to an unfortunate contradiction between their instincts and their actual power.
Man is precisely in this case. Surrounded by numberless forces, which are all superior to him and hold sway over him, he aspires by his nature not to have to suffer any injury at their hands. It is true that by his intelligence he adds artificially to his natural forces, and that up to a certain point he actually succeeds in reigning physically over everything that is physical. The proverb says, "there is a remedy for everything except death;" but this exception, if it is one in the strictest acceptation of the term, would suffice to entirely ruin the very idea of our nature. Never will man be the cause that wills, if there is a case, a single case, in which, with or without his consent, he is forced to what he does not wish. This single terrible exception, to be or to do what is necessary and not what he wishes, this idea will pursue him as a phantom; and as we see in fact among the greater part of men, it will give him up a prey to the blind terrors of imagination. His boasted liberty is nothing, if there is a single point where he is under constraint and bound. It is education that must give back liberty to man, and help him to complete the whole idea of his nature. It ought, therefore, to make him capable of making his will prevail, for, I repeat it, man is the being who wills.
Man is exactly like this. Surrounded by countless forces that are all stronger than him and control him, he naturally strives not to suffer any harm from them. It’s true that through his intelligence he artificially enhances his natural abilities, and up to a certain point, he actually manages to physically dominate everything that is physical. The saying goes, "there's a remedy for everything except death;" but this exception, if taken in the strictest sense, would completely undermine the very idea of our nature. Man will never be the cause that wills if there is even one instance, with or without his consent, where he is forced to do something he doesn’t want to. This one awful exception, to be or do what is necessary rather than what he desires, will haunt him like a ghost; and as we see in most people, it will leave him vulnerable to the blind fears of his imagination. His claimed freedom means nothing if there’s even one point where he feels constrained and trapped. Education must restore freedom to man and help him realize the full idea of his nature. It should, therefore, enable him to assert his will, because, I emphasize, man is the being who wills.
It is possible to reach this end in two ways: either really, by opposing force to force, by commanding nature, as nature yourself; or by the idea, issuing from nature, and by thus destroying in relation to self the very idea of violence. All that helps man really to hold sway over nature is what is styled physical education. Man cultivates his understanding and develops his physical force, either to convert the forces of nature, according to their proper laws, into the instruments of his will, or to secure himself against their effects when he cannot direct them. But the forces of nature can only be directed or turned aside up to a certain point; beyond that point they withdraw from the influence of man and place him under theirs.
You can achieve this goal in two ways: either directly, by using force against force, by controlling nature as if you were nature itself; or through ideas that stem from nature, thereby eliminating the very notion of violence in relation to oneself. What truly enables humans to control nature is what we call physical education. People enhance their understanding and build their physical strength, either to transform the forces of nature, according to their natural laws, into tools for their own purposes, or to protect themselves from those forces when they can't control them. However, the forces of nature can only be managed or redirected up to a certain point; beyond that point, they escape human influence and impose their own will.
Thus beyond the point in question his freedom would be lost, were he only susceptible of physical education. But he must be man in the full sense of the term, and consequently he must have nothing to endure, in any case, contrary to his will. Accordingly, when he can no longer oppose to the physical forces any proportional physical force, only one resource remains to him to avoid suffering any violence: that is, to cause to cease entirely that relation which is so fatal to him. It is, in short, to annihilate as an idea the violence he is obliged to suffer in fact. The education that fits man for this is called moral education.
If he were only capable of physical education, he would lose his freedom beyond that point. However, he needs to be a full human being, which means he shouldn't have to endure anything against his will. Therefore, when he can no longer counter physical forces with a proportional response, he has only one option left to avoid suffering violence: to completely end that relationship that harms him. In simple terms, he must eliminate the idea of the violence he is forced to experience. The kind of education that prepares a person for this is known as moral education.
The man fashioned by moral education, and he only, is entirely free. He is either superior to nature as a power, or he is in harmony with her. None of the actions that she brings to bear upon him is violence, for before reaching him it has become an act of his own will, and dynamic nature could never touch him, because he spontaneously keeps away from all to which she can reach. But to attain to this state of mind, which morality designates as resignation to necessary things, and religion styles absolute submission to the counsels of Providence, to reach this by an effort of his free will and with reflection, a certain clearness is required in thought, and a certain energy in the will, superior to what man commonly possesses in active life. Happily for him, man finds here not only in his rational nature a moral aptitude that can be developed by the understanding, but also in his reasonable and sensible nature—that is, in his human nature—an aesthetic tendency which seems to have been placed there expressly: a faculty awakens of itself in the presence of certain sensuous objects, and which, after our feelings are purified, can be cultivated to such a point as to become a powerful ideal development. This aptitude, I grant, is idealistic in its principle and in its essence, but one which even the realist allows to be seen clearly enough in his conduct, though he does not acknowledge this in theory. I am now about to discuss this faculty.
The man shaped by moral education is truly free. He either rises above nature as a force or aligns with it. None of the actions that nature imposes on him feel like violence, because they have become choices of his own will before they reach him, and dynamic nature can never affect him, as he instinctively avoids everything within her reach. However, to achieve this mindset, which morality calls acceptance of necessary things and religion refers to as complete submission to divine guidance, he must exert his free will and reflect deeply. This requires a certain clarity of thought and a level of willpower greater than what most people have in everyday life. Fortunately for him, within his rational nature, he discovers a moral capacity that can be cultivated through understanding, as well as an aesthetic tendency in his reasonable and emotional nature—that is, in his human nature—which seems to be intentionally placed there. This faculty awakens on its own when confronted with certain sensory objects and can be refined to become a powerful force for ideal development after our feelings are elevated. I acknowledge that this ability is idealistic in its principles and essence, yet even realists can see it in their actions, even if they don't admit it in theory. I'm now going to explore this faculty.
I admit that the sense of the beautiful, when it is developed by culture, suffices of itself even to make us, in a certain sense, independent of nature as far as it is a force. A mind that has ennobled itself sufficiently to be more sensible of the form than of the matter of things, contains in itself a plenitude of existence that nothing could make it lose, especially as it does not trouble itself about the possession of the things in question, and finds a very liberal pleasure in the mere contemplation of the phenomenon. As this mind has no want to appropriate the objects in the midst of which it lives, it has no fear of being deprived of them. But it is nevertheless necessary that these phenomena should have a body, through which they manifest themselves; and, consequently, as long as we feel the want even only of finding a beautiful appearance or a beautiful phenomenon, this want implies that of the existence of certain objects; and it follows that our satisfaction still depends on nature, considered as a force, because it is nature who disposes of all existence in a sovereign manner. It is a different thing, in fact, to feel in yourself the want of objects endowed with beauty and goodness, or simply to require that the objects which surround us are good and beautiful. This last desire is compatible with the most perfect freedom of the soul; but it is not so with the other. We are entitled to require that the object before us should be beautiful and good, but we can only wish that the beautiful and the good should be realized objectively before us. Now the disposition of mind is, par excellence, called grand and sublime, in which no attention is given to the question of knowing if the beautiful, the good, and the perfect exist; but when it is rigorously required that that which exists should be good, beautiful and perfect, this character of mind is called sublime, because it contains in it positively all the characteristics of a fine mind without sharing its negative features. A sign by which beautiful and good minds, but having weaknesses, are recognized, is the aspiring always to find their moral ideal realized in the world of facts, and their being painfully affected by all that places an obstacle to it. A mind thus constituted is reduced to a sad state of dependence in relation to chance, and it may always be predicted of it, without fear of deception, that it will give too large a share to the matter in moral and aesthetical things, and that it will not sustain the more critical trials of character and taste. Moral imperfections ought not to be to us a cause of suffering and of pain: suffering and pain bespeak rather an ungratified wish than an unsatisfied moral want. An unsatisfied moral want ought to be accompanied by a more manly feeling, and fortify our mind and confirm it in its energy rather than make us unhappy and pusillanimous.
I acknowledge that an appreciation for beauty, when cultivated through culture, can make us somewhat independent of nature as a force. A mind that has elevated itself to value form more than material things possesses an abundance of existence that nothing can take away, especially since it doesn’t concern itself with possessing the objects in question, finding great pleasure in simply contemplating the phenomenon. Because this mind doesn’t need to claim the objects around it, it has no fear of losing them. However, it's still necessary for these phenomena to have a physical presence through which they show themselves; therefore, as long as we desire to find a beautiful appearance or phenomenon, that desire indicates a need for certain objects' existence. This means our satisfaction still relies on nature, viewed as a force, since nature ultimately controls all existence. Feeling the urge for objects that are beautiful and good is different from just wanting the objects around us to be good and beautiful. The latter desire is compatible with complete freedom of the soul, while the former is not. We have the right to expect that the object in front of us should be beautiful and good, but we can only hope that beauty and goodness manifest before us. The mindset that is particularly considered grand and sublime does not focus on whether the beautiful, the good, and the perfect exist. Yet, when it is strictly required that what exists ought to be good, beautiful, and perfect, this mindset is described as sublime because it embodies all the qualities of an admirable mind without its negative traits. A mark of beautiful and good minds that have weaknesses is their constant aspiration to see their moral ideals realized in reality, which causes them distress when faced with obstacles. Such a mind is placed in a sorrowful state of dependence on chance and can often be predicted to place too much emphasis on material aspects in moral and aesthetic matters, failing to endure more rigorous tests of character and taste. Moral imperfections shouldn't be a source of suffering and pain for us; instead, suffering and pain indicate an unfulfilled desire rather than a lack of moral needs. An unfulfilled moral need should come with a stronger sense of purpose, reinforcing our resolve and energy rather than leading us to unhappiness and weakness.
Nature has given to us two genii as companions in our life in this lower world. The one, amiable and of good companionship, shortens the troubles of the journey by the gayety of its plays. It makes the chains of necessity light to us, and leads us amidst joy and laughter, to the most perilous spots, where we must act as pure spirits and strip ourselves of all that is body, on the knowledge of the true and the practice of duty. Once when we are there, it abandons us, for its realm is limited to the world of sense; its earthly wings could not carry it beyond. But at this moment the other companion steps upon the stage, silent and grave, and with his powerful arm carries us beyond the precipice that made us giddy.
Nature has given us two guiding spirits to accompany us in this life. One is friendly and enjoyable, making our journey easier with its joyful antics. It lightens the burdens of necessity and leads us through joy and laughter to the most dangerous places, where we must act as pure souls and shed all that is material, focusing on the truth and our duties. But once we reach that point, it leaves us, for its realm is limited to the physical world; its earthly wings cannot take it further. At that moment, the other spirit steps in, silent and serious, and with its strong hand, lifts us beyond the brink that makes us dizzy.
In the former of these genii we recognize the feeling of the beautiful, in the other the feeling of the sublime. No doubt the beautiful itself is already an expression of liberty. This liberty is not the kind that raises us above the power of nature, and that sets us free from all bodily influence, but it is only the liberty which we enjoy as men, without issuing from the limits of nature. In the presence of beauty we feel ourselves free, because the sensuous instincts are in harmony with the laws of reason. In presence of the sublime we feel ourselves sublime, because the sensuous instincts have no influence over the jurisdiction of reason, because it is then the pure spirit that acts in us as if it were not absolutely subject to any other laws than its own.
In one of these genies, we recognize the feeling of beauty, while in the other, we sense the feeling of the sublime. Clearly, beauty itself is already a form of freedom. This freedom isn’t about rising above nature or freeing ourselves from all physical influence; it’s the kind of freedom we experience as humans without breaking the boundaries of nature. When we encounter beauty, we feel free because our natural instincts align with the laws of reason. In the presence of the sublime, we feel elevated because our instincts don’t affect the authority of reason; it’s as though our pure spirit is acting independently, governed only by its own laws.
The feeling of the sublime is a mixed feeling. It is at once a painful state, which in its paroxysm is manifested by a kind of shudder, and a joyous state, that may rise to rapture, and which, without being properly a pleasure, is greatly preferred to every kind of pleasure by delicate souls. This union of two contrary sensations in one and the same feeling proves in a peremptory manner our moral independence. For as it is absolutely impossible that the same object should be with us in two opposite relations, it follows that it is we ourselves who sustain two different relations with the object. It follows that these two opposed natures should be united in us, which, on the idea of this object, are brought into play in two perfectly opposite ways. Thus we experience by the feeling of the beautiful that the state of our spiritual nature is not necessarily determined by the state of our sensuous nature; that the laws of nature are not necessarily our laws; and that there is in us an autonomous principle independent of all sensuous impressions.
The feeling of the sublime is a complex emotion. It is both a painful state, which can cause a shiver, and a joyful state that can lead to overwhelming happiness. While it isn’t exactly pleasure, sensitive individuals often prefer it over all other kinds of pleasure. This combination of two opposing sensations within a single feeling clearly demonstrates our moral independence. Since it’s impossible for the same object to have two opposite effects on us, it shows that we ourselves maintain two different relationships with that object. Therefore, these two conflicting aspects must coexist within us, both of which are activated in completely opposite ways when we think about this object. Consequently, through the feeling of beauty, we realize that our spiritual state isn’t necessarily dictated by our physical state; that the laws of nature don’t have to be our own; and that there exists an autonomous principle within us that is independent of all sensory experiences.
The sublime object may be considered in two lights. We either represent it to our comprehension, and we try in vain to make an image or idea of it, or we refer it to our vital force, and we consider it as a power before which ours is nothing. But though in both cases we experience in connection with this object the painful feeling of our limits, yet we do not seek to avoid it; on the contrary we are attracted to it by an irresistible force. Could this be the case if the limits of our imagination were at the same time those of our comprehension? Should we be willingly called back to the feeling of the omnipotence of the forces of nature if we had not in us something that cannot be a prey of these forces. We are pleased with the spectacle of the sensuous infinite, because we are able to attain by thought what the senses can no longer embrace and what the understanding cannot grasp. The sight of a terrible object transports us with enthusiasm, because we are capable of willing what the instincts reject with horror, and of rejecting what they desire. We willingly allow our imagination to find something in the world of phenomena that passes beyond it; because, after all, it is only one sensuous force that triumphs over another sensuous force, but nature, notwithstanding all her infinity, cannot attain to the absolute grandeur which is in ourselves. We submit willingly to physical necessity both our well-being and our existence. This is because the very power reminds us that there are in us principles that escape its empire. Man is in the hands of nature, but the will of man is in his own hands.
The sublime object can be seen in two ways. We either try to understand it and struggle to form an image or idea of it, or we connect it to our vital energy, seeing it as a power that overshadows our own. Even though in both scenarios we feel the painful awareness of our limitations, we don’t try to shy away from it; instead, we’re irresistibly drawn to it. Could this happen if the limits of our imagination were also the limits of our understanding? Would we willingly return to the feeling of nature’s overwhelming power if there wasn’t something within us that those forces couldn’t overcome? We enjoy the spectacle of the boundless because we can reach through thought what our senses can no longer grasp and what our understanding cannot capture. The sight of something terrifying fills us with excitement because we can desire what our instincts reject in fear and reject what they crave. We willingly let our imagination discover something in the world of phenomena that goes beyond it; after all, it’s just one sensory force overpowering another, but nature, despite her vastness, can’t achieve the absolute greatness that resides within us. We willingly submit to the physical necessities of our well-being and existence because that very power reminds us of the principles within us that lie outside its control. Humanity is at nature's mercy, but human will is in our own hands.
Nature herself has actually used a sensuous means to teach us that we are something more than mere sensuous natures. She has even known how to make use of our sensations to put us on the track of this discovery—that we are by no means subject as slaves to the violence of the sensations. And this is quite a different effect from that which can be produced by the beautiful; I mean the beautiful of the real world, for the sublime itself is surpassed by the ideal. In the presence of beauty, reason and sense are in harmony, and it is only on account of this harmony that the beautiful has attraction for us. Consequently, beauty alone could never teach us that our destination is to act as pure intelligences, and that we are capable of showing ourselves such. In the presence of the sublime, on the contrary, reason and the sensuous are not in harmony, and it is precisely this contradiction between the two which makes the charm of the sublime—its irresistible action on our minds. Here the physical man and the moral man separate in the most marked manner; for it is exactly in the presence of objects that make us feel at once how limited the former is that the other makes the experience of its force. The very thing that lowers one to the earth is precisely that which raises the other to the infinite.
Nature herself has actually used a sensory approach to show us that we are more than just sensory beings. She has figured out how to use our sensations to lead us to this realization—that we are by no means slaves to the force of our sensations. This creates a different effect than what beauty can produce; I mean the beauty of the real world, since the sublime surpasses even that. When we encounter beauty, reason and sensation are in harmony, and it's this harmony that makes beauty attractive to us. Therefore, beauty alone could never teach us that our purpose is to act as pure intelligences, and that we are capable of expressing that. In contrast, when we face the sublime, reason and sensation are not in harmony, and it’s the contradiction between the two that gives the sublime its charm—its irresistible impact on our minds. Here, the physical and moral aspects of humanity distinctly separate; because it’s in the presence of objects that highlight the limitations of the physical that the moral experience of strength is felt. The very thing that grounds one aspect to the earth is exactly what elevates the other to the infinite.
Let us imagine a man endowed with all the virtues of which the union constitutes a fine character. Let us suppose a man who finds his delight in practising justice, beneficence, moderation, constancy, and good faith. All the duties whose accomplishment is prescribed to him by circumstances are only a play to him, and I admit that fortune favors him in such wise that none of the actions which his good heart may demand of him will be hard to him. Who would not be charmed with such a delightful harmony between the instincts of nature and the prescriptions of reason? and who could help admiring such a man? Nevertheless, though he may inspire us with affection, are we quite sure that he is really virtuous? Or in general that he has anything that corresponds to the idea of virtue? If this man had only in view to obtain agreeable sensations, unless he were mad he could not act in any other possible way; and he would have to be his own enemy to wish to be vicious. Perhaps the principle of his actions is pure, but this is a question to be discussed between himself and his conscience. For our part, we see nothing of it; we do not see him do anything more than a simply clever man would do who had no other god than pleasure. Thus all his virtue is a phenomenon that is explained by reasons derived from the sensuous order, and we are by no means driven to seek for reasons beyond the world of sense.
Let’s imagine a man who has all the virtues that make a great character. Let’s suppose he enjoys practicing justice, generosity, moderation, perseverance, and honesty. The responsibilities placed on him by his circumstances are easy for him, and I admit that luck is on his side so that none of the actions his good heart might ask of him will be challenging. Who wouldn’t be captivated by such a wonderful balance between natural instincts and rational guidance? And who wouldn't admire such a man? However, even though he might inspire affection in us, can we be sure he is genuinely virtuous? Or that he possesses something truly aligned with the idea of virtue? If this man is only aiming for pleasant experiences, unless he is insane, he couldn't act any other way; he would have to be his own enemy to choose to be immoral. Perhaps the motivation behind his actions is pure, but that's a matter to be settled between him and his conscience. As for us, we only see him doing what an ordinary clever person would do who has no other goal than pleasure. Therefore, all his virtue can be explained by reasons rooted in sensory experience, and we are not compelled to look for explanations beyond the physical world.
Let us suppose that this same man falls suddenly under misfortune. He is deprived of his possessions; his reputation is destroyed; he is chained to his bed by sickness and suffering; he is robbed by death of all those he loves; he is forsaken in his distress by all in whom he had trusted. Let us under these circumstances again seek him, and demand the practice of the same virtues under trial as he formerly had practised during the period of his prosperity. If he is found to be absolutely the same as before, if his poverty has not deteriorated his benevolence, or ingratitude his kindly offices of good-will, or bodily suffering his equanimity, or adversity his joy in the happiness of others; if his change of fortune is perceptible in externals, but not in his habits, in the matter, but not in the form of his conduct; then, doubtless, his virtue could not be explained by any reason drawn from the physical order; the idea of nature—which always necessarily supposes that actual phenomena rest upon some anterior phenomenon, as effects upon cause—this idea no longer suffices to enable us to comprehend this man; because there is nothing more contradictory than to admit that effect can remain the same when the cause has changed to its contrary. We must then give up all natural explanation or thought of finding the reason of his acts in his condition; we must of necessity go beyond the physical order, and seek the principle of his conduct in quite another world, to which the reason can indeed raise itself with its ideas, but which the understanding cannot grasp by its conceptions. It is this revelation of the absolute moral power which is subjected to no condition of nature, it is this which gives to the melancholy feeling that seizes our heart at the sight of such a man that peculiar, inexpressible charm, which no delight of the senses, however refined, could arouse in us to the same extent as the sublime.
Let’s imagine that this man suddenly faces misfortune. He loses his possessions, his reputation is ruined, he’s bedridden with illness and pain, he’s taken by death from all his loved ones, and he’s abandoned in his hardships by those he trusted. In these circumstances, let’s seek him out and expect him to show the same virtues during this trial as he did when he was prosperous. If he turns out to be exactly the same as before, if his poverty hasn’t diminished his kindness, or ingratitude hasn’t changed his goodwill, or suffering hasn’t shaken his calm, or adversity hasn’t changed his joy in other people's happiness; if his change in fortune is visible in his circumstances but not in his behavior, in the substance of his actions but not in their form; then, clearly, his virtue cannot be explained by anything related to the physical world. The concept of nature—which implies that actual phenomena are based on some prior event, like effects stemming from causes—this idea no longer helps us understand this man; because it’s contradictory to believe that an effect can remain unchanged when its cause has completely reversed. We must abandon all natural explanations or the idea of finding the motivation for his actions in his situation; we have to look beyond the physical realm and search for the principle behind his behavior in a completely different realm, one that reason can ascend to with its ideas, but one that understanding cannot grasp with its concepts. It is this revelation of absolute moral strength, which is not bound by any natural conditions, that gives the deep feeling we experience when we see such a man its unique and indescribable beauty, a beauty that no sensory pleasure, no matter how refined, could evoke in us to the same degree as the sublime.
Thus the sublime opens to us a road to overstep the limits of the world of sense, in which the feeling of the beautiful would forever imprison us. It is not little by little (for between absolute dependence and absolute liberty there is no possible transition), it is suddenly and by a shock that the sublime wrenches our spiritual and independent nature away from the net which feeling has spun round us, and which enchains the soul the more tightly because of its subtle texture. Whatever may be the extent to which feeling has gained a mastery over men by the latent influence of a softening taste, when even it should have succeeded in penetrating into the most secret recesses of moral jurisdiction under the deceptive envelope of spiritual beauty, and there poisoning the holiness of principle at its source—one single sublime emotion often suffices to break all this tissue of imposture, at one blow to give freedom to the fettered elasticity of spiritual nature, to reveal its true destination, and to oblige it to conceive, for one instant at least, the feeling of its liberty. Beauty, under the shape of the divine Calypso, bewitched the virtuous son of Ulysses, and the power of her charms held him long a prisoner in her island. For long he believed he was obeying an immortal divinity, whilst he was only the slave of sense; but suddenly an impression of the sublime in the form of Mentor seizes him; he remembers that he is called to a higher destiny—he throws himself into the waves, and is free.
Thus, the sublime opens up a way for us to surpass the limits of the sensory world, where the feeling of beauty would keep us trapped forever. It isn't a gradual process (because there's no transition between total dependence and total freedom); it's sudden and shocking that the sublime tears our spiritual and independent nature away from the web that feelings have woven around us, which binds the soul even more tightly due to its delicate texture. No matter how much feelings have taken control over people through the hidden influence of a softening taste, even if it manages to penetrate the deepest areas of moral authority under the misleading facade of spiritual beauty, poisoning the purity of principle at its core—just one profound emotion can often break through this web of deception, instantly freeing the constrained flexibility of our spiritual nature, revealing its true purpose, and forcing it, if only for a moment, to experience the feeling of its freedom. Beauty, in the guise of the divine Calypso, enchanted the virtuous son of Ulysses, and her charms kept him a prisoner on her island for a long time. For a while, he thought he was obeying an immortal goddess when he was really just a slave to his senses; but then a sublime impression in the form of Mentor overtakes him; he remembers that he is destined for something greater—he throws himself into the waves and is free.
The sublime, like the beautiful, is spread profusely throughout nature, and the faculty to feel both one and the other has been given to all men; but the germ does not develop equally; it is necessary that art should lend its aid. The aim of nature supposes already that we ought spontaneously to advance towards the beautiful, although we still avoid the sublime: for the beautiful is like the nurse of our childhood, and it is for her to refine our soul in withdrawing it from the rude state of nature. But though she is our first affection, and our faculty of feeling is first developed for her, nature has so provided, nevertheless, that this faculty ripens slowly and awaits its full development until the understanding and the heart are formed. If taste attains its full maturity before truth and morality have been established in our heart by a better road than that which taste would take, the sensuous world would remain the limit of our aspirations. We should not know, either in our ideas or in our feelings, how to pass beyond the world of sense, and all that imagination failed to represent would be without reality to us. But happily it enters into the plan of nature, that taste, although it first comes into bloom, is the last to ripen of all the faculties of the mind. During this interval, man has time to store up in his mind a provision of ideas, a treasure of principles in his heart, and then to develop especially, in drawing from reason, his feeling for the great and the sublime.
The sublime, just like the beautiful, is abundant in nature, and every person has the ability to appreciate both; however, this ability doesn't grow evenly among everyone, and art is needed to help it along. Nature seems to suggest that we should naturally gravitate towards beauty, even though we often shy away from the sublime. The beautiful acts like a nurturing figure from our childhood, helping to refine our soul and elevate it from its rough state in nature. While it is our first love and our ability to feel initially develops for it, nature has arranged that this ability matures slowly and waits for our understanding and emotional growth to take shape. If our sense of taste matures fully before truth and morality have been formed in our hearts through a better path than the one taste might offer, then the material world would limit our aspirations. We wouldn't know how to transcend the sensory world in our thoughts or feelings, and anything that our imagination couldn't depict would seem unreal to us. Fortunately, nature has designed it so that, while taste may bloom first, it is actually the last of all the mental faculties to fully mature. During this time, people have the opportunity to gather a wealth of ideas and a treasure of principles in their hearts, allowing them to particularly develop their appreciation for the great and the sublime through reason.
As long as man was only the slave of physical necessity, while he had found no issue to escape from the narrow circle of his appetites, and while he as yet felt none of that superior liberty which connects him with the angels, nature, so far as she is incomprehensible, could not fail to impress him with the insufficiency of his imagination, and again, as far as she is a destructive force, to recall his physical powerlessness. He is forced then to pass timidly towards one, and to turn away with affright from the other. But scarcely has free contemplation assured him against the blind oppression of the forces of nature—scarcely has he recognized amidst the tide of phenomena something permanent in his own being—than at once the coarse agglomeration of nature that surrounds him begins to speak in another language to his heart, and the relative grandeur which is without becomes for him a mirror in which he contemplates the absolute greatness which is within himself. He approaches without fear, and with a thrill of pleasure, those pictures which terrified his imagination, and intentionally makes an appeal to the whole strength of that faculty by which we represent the infinite perceived by the senses, in order if she fails in this attempt, to feel all the more vividly how much these ideas are superior to all that the highest sensuous faculty can give. The sight of a distant infinity—of heights beyond vision, this vast ocean which is at his feet, that other ocean still more vast which stretches above his head, transport and ravish his mind beyond the narrow circle of the real, beyond this narrow and oppressive prison of physical life. The simple majesty of nature offers him a less circumscribed measure for estimating its grandeur, and, surrounded by the grand outlines which it presents to him, he can no longer bear anything mean in his way of thinking. Who can tell how many luminous ideas, how many heroic resolutions, which would never have been conceived in the dark study of the imprisoned man of science, nor in the saloons where the people of society elbow each other, have been inspired on a sudden during a walk, only by the contact and the generous struggle of the soul with the great spirit of nature? Who knows if it is not owing to a less frequent intercourse with this sublime spirit that we must partially attribute the narrowness of mind so common to the dwellers in towns, always bent under the minutiae which dwarf and wither their soul, whilst the soul of the nomad remains open and free as the firmament beneath which he pitches his tent?
As long as people were just trapped by their physical needs, stuck within the confines of their desires, and didn’t experience the higher freedom that connects them to angels, nature, in its mysterious ways, would make them feel the limitations of their imagination and, at times, remind them of their physical vulnerability. They were forced to approach one aspect of nature with caution while fearing another. But once they were able to reflect freely and distance themselves from the harsh dominance of nature’s forces—once they recognized something enduring within themselves amid the chaos of experiences—nature began to communicate with their hearts in a different way. The relative grandeur around them became a reflection of the absolute greatness within. They approached what once terrified them without fear, feeling a thrill of joy, and they intentionally engaged their full imaginative capacity to comprehend the infinite as perceived by their senses. If that capacity fell short, they felt all the more clearly how much these ideas surpassed anything their senses could offer. The sight of a distant infinity—heights they couldn’t see, the vast ocean at their feet, and the even greater ocean that stretches above—would lift their minds beyond the limited world of reality, breaking free from the confines of physical existence. The simple majesty of nature provided a broader perspective for assessing its grandeur, and surrounded by its grand outlines, they could no longer accept any small-minded thinking. Who knows how many brilliant ideas and bold resolutions, that would never have emerged in the dark confines of a scientist’s study or in the crowded salons of society, were suddenly inspired during a walk simply by the interaction and the uplifting struggle of the soul with the great spirit of nature? Who can say that it isn’t partly due to the rare contact with this sublime spirit that city dwellers often show such narrow-mindedness, forever burdened by trivialities that diminish and drain their souls, while the nomad’s soul remains open and free beneath the vast sky where he sets up his tent?
But it is not only the unimaginable or the sublime in quantity, it is also the incomprehensible, that which escapes the understanding and that which troubles it, which can serve to give us an idea of the super-sensuous infinity. As soon as this element attains the grandiose and announces itself to us as the work of nature (for otherwise it is only despicable), it then aids the soul to represent to itself the ideal, and imprints upon it a noble development. Who does not love the eloquent disorder of natural scenery to the insipid regularity of a French garden? Who does not admire in the plains of Sicily the marvellous combat of nature with herself—of her creative force and her destructive power? Who does not prefer to feast his eyes upon the wild streams and waterfalls of Scotland, upon its misty mountains, upon that romantic nature from which Ossian drew his inspiration—rather than to grow enthusiastic in this stiff Holland, before the laborious triumph of patience over the most stubborn of elements? No one will deny that in the rich grazing-grounds of Holland, things are not better ordered for the wants of physical man than upon the perfid crater of Vesuvius, and that the understanding which likes to comprehend and arrange all things, does not find its requirements rather in the regularly planted farm-garden than in the uncultivated beauty of natural scenery. But man has requirements which go beyond those of natural life and comfort or well-being; he has another destiny than merely to comprehend the phenomena which surround him.
But it’s not just the unimaginable or the beautiful in large quantities; it’s also the incomprehensible, what we can’t grasp and what disturbs our understanding, that can help us grasp the idea of the super-sensuous infinity. Once this element becomes grand and presents itself to us as nature’s work (because otherwise it’s just pathetic), it helps the soul envision the ideal and leaves a noble impression. Who doesn’t love the captivating chaos of natural landscapes over the bland order of a French garden? Who doesn’t admire the stunning struggle of nature against itself in the plains of Sicily—between her creative force and her destructive power? Who doesn’t prefer to gaze at the wild streams and waterfalls of Scotland, at its misty mountains, at that romantic nature that inspired Ossian—rather than getting excited about the rigid landscapes of Holland, in front of the painstaking victory of patience over the most stubborn elements? No one can deny that in the lush pastures of Holland, things are better organized for human needs than on the treacherous crater of Vesuvius, and that the intellect, which likes to understand and organize everything, finds its satisfaction more in the neatly arranged farm gardens than in the untamed beauty of natural scenery. But humans have needs that go beyond just natural life, comfort, or well-being; our destiny encompasses more than merely understanding the phenomena surrounding us.
In the same manner as for the observant traveller, the strange wildness of nature is so attractive in physical nature—thus, and for the same reason, every soul capable of enthusiasm finds even in the regrettable anarchy found in the moral world a source of singular pleasure. Without doubt he who sees the grand economy of nature only from the impoverished light of the understanding; he who has never any other thought than to reform its defiant disorder and to substitute harmony, such a one could not find pleasure in a world which seems given up to the caprice of chance rather than governed according to a wise ordination, and where merit and fortune are for the most part in opposition. He desires that the whole world throughout its vast space should be ruled like a house well regulated; and when this much-desired regularity is not found, he has no other resource than to defer to a future life, and to another and better nature, the satisfaction which is his due, but which neither the present nor the past afford him. On the contrary, he renounces willingly the pretension of restoring this chaos of phenomena to one single notion; he regains on another side, and with interest, what he loses on this side. Just this want of connection, this anarchy, in the phenomena, making them useless to the understanding, is what makes them valuable to reason. The more they are disorderly the more they represent the freedom of nature. In a sense, if you suppress all connection, you have independence. Thus, under the idea of liberty, reason brings back to unity of thought that which the understanding could not bring to unity of notion. It thus shows its superiority over the understanding, as a faculty subject to the conditions of a sensuous order. When we consider of what value it is to a rational being to be independent of natural laws, we see how much man finds in the liberty of sublime objects as a set-off against the checks of his cognitive faculty. Liberty, with all its drawbacks, is everywhere vastly more attractive to a noble soul than good social order without it—than society like a flock of sheep, or a machine working like a watch. This mechanism makes of man only a product; liberty makes him the citizen of a better world.
Just like the observant traveler finds the wildness of nature appealing, every enthusiastic soul can find a unique pleasure even in the chaos of the moral world. A person who views nature's grand design only through the limited lens of understanding and constantly thinks about fixing its disorder to create harmony won’t enjoy a world that seems driven by chance rather than wise design, where merit and luck are often at odds. They want the entire world to function like a well-run household, and when they don’t find that desired order, they have no choice but to hope for satisfaction in a future life and a better nature, something the present or past cannot offer. In contrast, those who willingly give up the idea of making sense of this chaotic reality can find fulfillment in other ways. This lack of connection and disorder in phenomena may seem useless to understanding but is actually valuable to reason. The more chaotic things are, the more they reflect nature's freedom. Essentially, if you remove all connections, you gain independence. So, through the idea of liberty, reason unifies thoughts that understanding cannot. This demonstrates reason's superiority over understanding, which is bound by sensory order. When we recognize how valuable it is for a rational being to be free from natural laws, we see how much joy a person finds in the freedom of elevated concepts as a counterbalance to the limitations of cognition. Despite its downsides, liberty is far more appealing to a noble soul than a rigid social order—than a society that functions like a flock of sheep or a machine ticking away like a clock. This mechanical view reduces humanity to mere products; liberty, on the other hand, elevates a person to become a citizen of a better world.
It is only thus viewed that history is sublime to me. The world, as a historic object, is only the strife of natural forces; with one another and with man's freedom. History registers more actions referable to nature than to free will; it is only in a few cases, like Cato and Phocion, that reason has made its power felt. If we expect a treasury of knowledge in history how we are deceived! All attempts of philosophy to reconcile what the moral world demands with what the real world gives is belied by experience, and nature seems as illogical in history as she is logical in the organic kingdoms.
It's only when viewed this way that history feels grand to me. The world, as a historical phenomenon, is just the clash of natural forces—both with each other and with human freedom. History records more actions linked to nature than to free will; only in a few instances, like Cato and Phocion, has reason made its impact known. If we expect to find a wealth of knowledge in history, how misguided we are! All attempts by philosophy to reconcile what the moral world requires with what the real world offers are contradicted by experience, and nature appears just as illogical in history as she does logical in the organic realms.
But if we give up explanation it is different. Nature, in being capricious and defying logic, in pulling down great and little, in crushing the noblest works of man, taking centuries to form—nature, by deviating from intellectual laws, proves that you cannot explain nature by nature's laws themselves, and this sight drives the mind to the world of ideas, to the absolute.
But if we stop trying to explain things, it's a different story. Nature, with its unpredictability and disregard for logic, can destroy both great and small things, annihilating even the greatest achievements of humanity, which took centuries to create—nature, by not following intellectual laws, shows that you can't explain it solely by its own laws, and this realization pushes the mind to contemplate ideas beyond the physical world, towards the absolute.
But though nature as a sensuous activity drives us to the ideal, it throws us still more into the world of ideas by the terrible. Our highest aspiration is to be in good relations with physical nature, without violating morality. But it is not always convenient to serve two masters; and though duty and the appetites should never be at strife, physical necessity is peremptory, and nothing can save men from evil destiny. Happy is he who learns to bear what he cannot change! There are cases where fate overpowers all ramparts, and where the only resistance is, like a pure spirit, to throw freely off all interest of sense, and strip yourself of your body. Now this force comes from sublime emotions, and a frequent commerce with destructive nature. Pathos is a sort of artificial misfortune, and brings us to the spiritual law that commands our soul. Real misfortune does not always choose its time opportunely, while pathos finds us armed at all points. By frequently renewing this exercise of its own activity the mind controls the sensuous, so that when real misfortune comes, it can treat it as an artificial suffering, and make it a sublime emotion. Thus pathos takes away some of the malignity of destiny, and wards off its blows.
But even though nature, through our senses, drives us toward the ideal, it also pushes us deeper into the world of ideas through the terrible. Our greatest hope is to maintain a good relationship with the physical world while staying morally upright. However, it’s not always easy to serve two masters; while duty and desires should never clash, physical needs are unavoidable, and nothing can shield us from a cruel fate. Fortunate is the one who learns to accept what they cannot change! There are situations where fate breaks down all defenses, and the only way to resist is to, like a pure spirit, detach from all sensory desires and free yourself from your body. This strength comes from profound emotions and frequent encounters with the destructive aspects of nature. Pathos represents a kind of artificial misfortune and leads us to the spiritual principles that govern our souls. True misfortune doesn’t always come at a convenient time, while pathos finds us prepared in every way. By regularly engaging in this practice, the mind learns to control the senses, so when real misfortune strikes, it can treat it like an artificial suffering and transform it into a sublime emotion. In this way, pathos diminishes the harshness of fate and shields us from its blows.
Away then with that false theory which supposes falsely a harmony binding well being and well doing. Let evil destiny show its face. Our safety is not in blindness, but in facing our dangers. What can do so better than familiarity with the splendid and terrible evolution of events, or than pictures showing man in conflict with chance; evil triumphant, security deceived—pictures shown us throughout history, and placed before us by tragedy? Whoever passes in review the terrible fate of Mithridates, of Syracuse, and Carthage, cannot help keeping his appetite in check, at least for a time, and, seeing the vanity of things, strive after that which is permanent. The capacity of the sublime is one of the noblest aptitudes of man. Beauty is useful, but does not go beyond man. The sublime applies to the pure spirit. The sublime must be joined to the beautiful to complete the aesthetic education, and to enlarge man's heart beyond the sensuous world.
Let's discard that misguided theory that falsely assumes a connection between well-being and doing good. Let misfortune reveal itself. Our safety lies not in ignorance but in confronting our risks. What better way to do this than by becoming familiar with the amazing and frightening unfolding of events, or through images depicting humanity battling chance—evil victorious, security betrayed—images that history and tragedy present to us? Anyone who reflects on the grim fate of Mithridates, Syracuse, and Carthage can't help but temper their desires, at least for a while, and upon seeing the futility of things, strive for what is lasting. The ability to appreciate the sublime is one of humanity's highest qualities. Beauty is valuable, but it doesn't surpass humanity. The sublime relates to the pure spirit. To fully develop our aesthetic understanding and expand our hearts beyond the sensory world, the sublime must be connected to the beautiful.
Without the beautiful there would be an eternal strife between our natural and rational destiny. If we only thought of our vocation as spirits we should be strangers to this sphere of life. Without the sublime, beauty would make us forget our dignity. Enervated—wedded to this transient state, we should lose sight of our true country. We are only perfect citizens of nature when the sublime is wedded to the beautiful.
Without beauty, there would be a constant conflict between our natural and rational purpose. If we only considered our role as spirits, we would feel out of place in this world. Without the sublime, beauty would make us forget our worth. Weak and tied to this temporary existence, we would lose sight of our true home. We can only be complete members of nature when the sublime combines with the beautiful.
Many things in nature offer man the beautiful and sublime. But here again he is better served at second-hand. He prefers to have them ready-made in art rather than seek them painfully in nature. This instinct for imitation in art has the advantage of being able to make those points essential that nature has made secondary. While nature suffers violence in the organic world, or exercises violence, working with power upon man, though she can only be aesthetical as an object of pure contemplation, art, plastic art, is fully free, because it throws off all accidental restrictions and leaves the mind free, because it imitates the appearance, not the reality of objects. As all sublimity and beauty consists in the appearance, and not in the value of the object, it follows that art has all the advantages of nature without her shackles.
Many things in nature provide humans with beauty and awe. However, once again, they're often better appreciated through a filter. People tend to prefer experiencing them in art rather than going through the struggle to find them in nature. This instinct to replicate in art allows for the focus on the essential elements that nature often makes secondary. While nature can be harsh in the organic world or exert its power on humans and can only be appreciated aesthetically as an object of pure contemplation, art, particularly visual art, is completely free because it discards all accidental limitations and allows the mind to roam free, as it reflects the appearance, not the reality, of things. Since all sublimity and beauty are based on appearance rather than the intrinsic value of an object, it follows that art offers all the benefits of nature without its constraints.
THE PATHETIC.
The depicting of suffering, in the shape of simple suffering, is never the end of art, but it is of the greatest importance as a means of attaining its end. The highest aim of art is to represent the super-sensuous, and this is effected in particular by tragic art, because it represents by sensible marks the moral man, maintaining himself in a state of passion, independently of the laws of nature. The principle of freedom in man becomes conscious of itself only by the resistance it offers to the violence of the feelings. Now the resistance can only be measured by the strength of the attack. In order, therefore, that the intelligence may reveal itself in man as a force independent of nature, it is necessary that nature should have first displayed all her power before our eyes. The sensuous being must be profoundly and strongly affected, passion must be in play, that the reasonable being may be able to testify his independence and manifest himself in action.
Depicting suffering, in its simplest form, is never the ultimate goal of art, but it plays a crucial role in achieving that goal. The highest purpose of art is to represent what lies beyond our senses, and this is especially true in tragic art, which illustrates the moral individual maintaining their integrity in a state of passion, regardless of natural laws. A person's sense of freedom only becomes aware of itself through the resistance it puts up against overwhelming emotions. This resistance can only be measured by the intensity of the emotional attack. Therefore, for intelligence to express itself in a way that is independent of nature, nature must first show all its power before us. The sensory being must be deeply and strongly impacted, and passion must be involved, so that the rational being can demonstrate their independence and express themselves through action.
It is impossible to know if the empire which man has over his affections is the effect of a moral force, till we have acquired the certainty that it is not an effect of insensibility. There is no merit in mastering the feelings which only lightly and transitorily skim over the surface of the soul. But to resist a tempest which stirs up the whole of sensuous nature, and to preserve in it the freedom of the soul, a faculty of resistance is required infinitely superior to the act of natural force. Accordingly it will not be possible to represent moral freedom, except by expressing passion, or suffering nature, with the greatest vividness; and the hero of tragedy must first have justified his claim to be a sensuous being before aspiring to our homage as a reasonable being, and making us believe in his strength of mind.
It's impossible to know if the control we have over our emotions comes from a moral strength until we're sure that it isn't just due to being numb. There's no real accomplishment in mastering feelings that barely touch the surface of our soul. However, to withstand a storm that shakes our entire being and to maintain the freedom of the soul, we need a level of resilience that far exceeds mere natural strength. Therefore, we can only truly represent moral freedom by vividly expressing passion or the suffering of our nature; the hero of a tragedy must first prove his worth as a sensitive being before he can earn our respect as a rational being and make us believe in his mental strength.
Therefore the pathetic is the first condition required most strictly in a tragic author, and he is allowed to carry his description of suffering as far as possible, without prejudice to the highest end of his art, that is, without moral freedom being oppressed by it. He must give in some sort to his hero, as to his reader, their full load of suffering, without which the question will always be put whether the resistance opposed to suffering is an act of the soul, something positive, or whether it is not rather a purely negative thing, a simple deficiency.
Therefore, evoking pity is the first requirement for a tragic author, and he can depict suffering as much as needed, as long as it doesn’t compromise the ultimate goal of his art, which is to ensure that moral freedom isn’t stifled. He must allow his hero, and his readers, to experience the full weight of suffering, without which there will always be a question of whether resisting suffering is an action of the soul, something affirmative, or if it is merely a negative state, a simple lack.
The latter case is offered in the purer French tragedy, where it is very rare, or perhaps unexampled, for the author to place before the reader suffering nature, and where generally, on the contrary, it is only the poet who warms up and declaims, or the comedian who struts about on stilts. The icy tone of declamation extinguishes all nature here, and the French tragedians, with their superstitious worship of decorum, make it quite impossible for them to paint human nature truly. Decorum, wherever it is, even in its proper place, always falsifies the expression of nature, and yet this expression is rigorously required by art. In a French tragedy, it is difficult for us to believe that the hero ever suffers, for he explains the state of his soul, as the coolest man would do, and always thinking of the effect he is making on others, he never lets nature pour forth freely. The kings, the princesses, and the heroes of Corneille or Voltaire never forget their rank even in the most violent excess of passion; and they part with their humanity much sooner than with their dignity. They are like those kings and emperors of our old picture-books, who go to bed with their crowns on.
In the case of pure French tragedy, it's very uncommon, or perhaps even unheard of, for the author to show the reader real suffering, and usually, it's only the poet who gets fired up and makes grand speeches, or the actor who dramatically struts around. The cold tone of their speeches dampens any sense of real emotion, and the French tragedians, with their strict adherence to decorum, find it nearly impossible to portray human nature honestly. Decorum, no matter where it occurs, even when it’s warranted, always distorts how nature is expressed, yet that expression is essential in art. In a French tragedy, it's hard to believe the hero ever truly suffers because he describes his feelings as someone completely detached would, always considering how he’s perceived by others, never allowing genuine emotion to come forth. The kings, queens, and heroes created by Corneille or Voltaire never forget their status, even in the height of their emotions; they part with their humanity far sooner than with their dignity. They resemble those kings and emperors from old storybooks who even sleep with their crowns on.
What a difference from the Greeks and those of the moderns who have been inspired with their spirit in poetry! Never does the Greek poet blush at nature; he leaves to the sensuous all its rights, and yet he is quite certain never to be subdued by it. He has too much depth and too much rectitude in his mind not to distinguish the accidental, which is the principal point with false taste, from the really necessary; but all that is not humanity itself is accidental in man. The Greek artist who has to represent a Laocoon, a Niobe, and a Philoctetes, does not care for the king, the princess, or the king's son; he keeps to the man. Accordingly the skilful statuary sets aside the drapery, and shows us nude figures, though he knows quite well it is not so in real life. This is because drapery is to him an accidental thing, and because the necessary ought never to be sacrificed to the accidental. It is also because, if decency and physical necessities have their laws, these laws are not those of art. The statuary ought to show us, and wishes to show us, the man himself; drapery conceals him, therefore he sets that aside, and with reason.
What a difference from the Greeks and those moderns inspired by their spirit in poetry! The Greek poet never shies away from nature; he allows sensuality its due, yet he knows he won't be overwhelmed by it. He has too much insight and integrity to confuse the superficial, which is the main issue with poor taste, with what is truly essential; for everything that isn't humanity itself is superficial in human experience. The Greek artist tasked with depicting a Laocoon, a Niobe, or a Philoctetes isn’t concerned with the king, the princess, or the prince; he focuses on the human experience. Thus, the skilled sculptor sets aside the drapery and presents us with nude figures, even though he knows that’s not how it is in reality. This is because he views drapery as incidental, and believes that what’s essential should never be compromised for what’s incidental. Also, while decency and physical necessities have their own rules, those rules aren't artistic ones. The sculptor aims to show us the essence of a person; drapery hides that essence, so he wisely leaves it out.
The Greek sculptor rejects drapery as a useless and embarrassing load, to make way for human nature; and in like manner the Greek poet emancipates the human personages he brings forward from the equally useless constraint of decorum, and all those icy laws of propriety, which put nothing but what is artificial in man, and conceal nature in it. Take Homer and the tragedians; suffering nature speaks the language of truth and ingenuousness in their pages, and in a way to penetrate to the depths of our hearts. All the passions play their part freely, nor do the rules of propriety compress any feeling with the Greeks. The heroes are just as much under the influence of suffering as other men, and what makes them heroes is the very fact that they feel suffering strongly and deeply, without suffering overcoming them. They love life as ardently as others; but they are not so ruled by this feeling as to be unable to give up life when the duties of honor or humanity call on them to do so. Philoctetes filled the Greek stage with his lamentations; Hercules himself, when in fury, does not keep under his grief. Iphigenia, on the point of being sacrificed, confesses with a touching ingenuousness that she grieves to part with the light of the sun. Never does the Greek place his glory in being insensible or indifferent to suffering, but rather in supporting it, though feeling it in its fulness. The very gods of the Greeks must pay their tribute to nature, when the poet wishes to make them approximate to humanity. Mars, when wounded, roars like ten thousand men together, and Venus, scratched by an iron lance, mounts again to Olympus, weeping, and cursing all battles.
The Greek sculptor dismisses drapery as an unnecessary and awkward burden to reveal human nature, and similarly, the Greek poet frees the characters he portrays from the pointless constraints of decorum and those rigid rules of propriety that only showcase the artificial in humanity, masking true nature. Take Homer and the tragedians; the raw and genuine nature of suffering speaks truthfully and openly in their works, reaching deep into our hearts. All emotions are expressed freely, and the Greek approach isn’t stifled by rules of decorum. The heroes experience suffering just like anyone else, and what makes them heroic is their intense and profound feelings of suffering, without letting it defeat them. They love life just as passionately as anyone; however, they aren’t so controlled by this emotion that they can’t let go of life when honor or humanity demands it. Philoctetes fills the Greek stage with his cries; even Hercules, in his rage, cannot hide his sorrow. Iphigenia, about to be sacrificed, openly expresses with heartfelt sincerity that she mourns leaving the light of the sun. The Greek ideal does not find glory in being unfeeling or indifferent to suffering, but in enduring it while truly feeling it. Even the Greek gods must acknowledge nature when the poet wants to bring them closer to humanity. Mars, when wounded, roars like a thousand men, and Venus, scratched by an iron spear, returns to Olympus weeping and cursing all wars.
This lively susceptibility on the score of suffering, this warm, ingenuous nature, showing itself uncovered and in all truth in the monuments of Greek art, and filling us with such deep and lively emotions—this is a model presented for the imitation of all artists; it is a law which Greek genius has laid down for the fine arts. It is always and eternally nature which has the first rights over man; she ought never to be fettered, because man, before being anything else, is a sensuous creature. After the rights of nature come those of reason, because man is a rational, sensuous being, a moral person, and because it is a duty for this person not to let himself be ruled by nature, but to rule her. It is only after satisfaction has been given in the first place to nature, and after reason in the second place has made its rights acknowledged, that it is permitted for decorum in the third place to make good its claims, to impose on man, in the expression of his moral feelings and of his sensations, considerations towards society, and to show in it the social being, the civilized man. The first law of the tragic art was to represent suffering nature. The second law is to represent the resistance of morality opposed to suffering.
This vibrant sensitivity to suffering, this warm, genuine nature, revealed openly and truthfully in the works of Greek art, fills us with intense and powerful emotions—this sets a standard for all artists to follow; it’s a principle established by Greek genius for the fine arts. Nature always has the primary claim over humanity; it should never be restricted, because before anything else, a person is a sensory being. Following nature’s claims come those of reason, since a person is a rational and sensory being, a moral individual, and it is their duty not to be governed by nature but to govern it. Only after satisfying nature first and then acknowledging the rights of reason can decorum assert its claims in third place, imposing considerations for society on the expression of moral feelings and sensations, reflecting the social being, the civilized individual. The first law of tragic art is to represent suffering nature. The second law is to depict the resistance of morality against suffering.
Affection, as affection, is an unimportant thing; and the portraiture of affection, considered in itself, would be without any aesthetic value; for, I repeat it, nothing that only interests sensuous nature is worthy of being represented by art. Thus not only the affections that do nothing but enervate and soften man, but in general all affections, even those that are exalted, ecstatic, whatever may be their nature, are beneath the dignity of tragic art.
Affection, just as affection, is a trivial thing; and the depiction of affection, taken on its own, lacks any artistic value; because, I emphasize, nothing that only appeals to our physical senses deserves to be represented by art. So not only the feelings that do nothing but weaken and soften a person, but all feelings in general, even those that are elevated or ecstatic, regardless of their nature, are beneath the dignity of tragic art.
The soft emotions, only producing tenderness, are of the nature of the agreeable, with which the fine arts are not concerned. They only caress the senses, while relaxing and creating languidness, and only relate to external nature, not at all to the inner nature of man. A good number of our romances and of our tragedies, particularly those that bear the name of dramas—a sort of compromise between tragedy and comedy—a good number also of those highly-appreciated family portraits, belong to this class. The only effect of these works is to empty the lachrymal duct, and soothe the overflowing feelings; but the mind comes back from them empty, and the moral being, the noblest part of our nature, gathers no new strength whatever from them. "It is thus," says Kant, "that many persons feel themselves edified by a sermon that has nothing edifying in it." It seems also that modern music only aims at interesting the sensuous, and in this it flatters the taste of the day, which seeks to be agreeably tickled, but not to be startled, nor strongly moved and elevated. Accordingly we see music prefer all that is tender; and whatever be the noise in a concert-room, silence is immediately restored, and every one is all ears directly a sentimental passage is performed. Then an expression of sensibility common to animalism shows itself commonly on all faces; the eyes are swimming with intoxication, the open mouth is all desire, a voluptuous trembling takes hold of the entire body, the breath is quick and full, in short, all the symptoms of intoxication appear. This is an evident proof that the senses swim in delight, but that the mind or the principle of freedom in man has become a prey to the violence of the sensuous impression. Real taste, that of noble and manly minds, rejects all these emotions as unworthy of art, because they only please the senses, with which art has nothing in common.
The soft emotions that simply create tenderness are pleasant but have nothing to do with fine arts. They only indulge the senses, providing relaxation and a sense of languor, and they relate solely to external nature rather than to the inner workings of humanity. A significant number of our romantic stories and tragedies, especially those labeled as dramas—a kind of blend between tragedy and comedy—along with many highly-regarded family portraits, fall into this category. The main outcome of these works is to bring tears and calm overflowing emotions, but the mind returns from them empty, and the moral aspect, the most noble part of our nature, gains no new strength from them. "This is how," says Kant, "many people feel they’ve been uplifted by a sermon that offers no real uplift." It also seems that modern music primarily aims to engage the senses, pleasing today's tastes, which seek gentle stimulation rather than shocks or deep, uplifting feelings. Consequently, we see music favor everything that is soft; and whenever there’s noise in a concert hall, silence is quickly restored as everyone pays close attention to a sentimental piece. Then, a shared expression of sensitivity typical of animalistic instincts appears on all faces; eyes become glazed with intoxication, mouths open in longing, a shudder of pleasure runs through the body, breath becomes quick and full, and, in short, all the signs of intoxication emerge. This clearly shows that the senses are drowning in delight, while the mind or the spirit of freedom in humans has succumbed to the overpowering influence of sensory stimulation. True taste, that of noble and strong-minded individuals, rejects these emotions as unworthy of art, since they only appeal to the senses, which art has nothing in common with.
But, on the other hand, real taste excludes all extreme affections, which only put sensuousness to the torture, without giving the mind any compensation. These affections oppress moral liberty by pain, as the others by voluptuousness; consequently they can excite aversion, and not the emotion that would alone be worthy of art. Art ought to charm the mind and give satisfaction to the feeling of moral freedom. This man who is a prey to his pain is to me simply a tortured animate being, and not a man tried by suffering. For a moral resistance to painful affections is already required of man—a resistance which can alone allow the principle of moral freedom, the intelligence, to make itself known in it.
But, on the other hand, genuine taste excludes all extreme emotions, which only subject our senses to torment without offering any mental reward. These emotions burden moral freedom with pain, just as the others do with pleasure; as a result, they can provoke aversion, rather than the emotion that would truly be deserving of art. Art should captivate the mind and provide satisfaction to the sense of moral freedom. A person who is consumed by their suffering is, to me, merely a tormented creature, not someone who has been tested by hardship. For a moral resistance to painful emotions is already expected of a person—a resistance that allows the principle of moral freedom, that is, intelligence, to reveal itself.
If it is so, the poets and the artists are poor adepts in their art when they seek to reach the pathetic only by the sensuous force of affection and by representing suffering in the most vivid manner. They forget that suffering in itself can never be the last end of imitation, nor the immediate source of the pleasure we experience in tragedy. The pathetic only has aesthetic value in as far as it is sublime. Now, effects that only allow us to infer a purely sensuous cause, and that are founded only on the affection experienced by the faculty of sense, are never sublime, whatever energy they may display, for everything sublime proceeds exclusively from the reason.
If that's the case, poets and artists are not very skilled in their craft when they try to tap into the emotional by relying solely on the sensory impact of feelings and by depicting suffering in the most intense way. They overlook the fact that suffering itself can never be the ultimate goal of imitation, nor the direct source of the pleasure we feel in tragedy. The emotional only holds aesthetic value to the extent that it is elevated. Effects that only lead us to assume a purely sensory cause, and that are based solely on the emotions felt through the senses, are never elevated, no matter how powerful they may seem, because everything elevated comes exclusively from reason.
I imply by passion the affections of pleasure as well as the painful affections, and to represent passion only, without coupling with it the expression of the super-sensuous faculty which resists it, is to fall into what is properly called vulgarity; and the opposite is called nobility. Vulgarity and nobility are two ideas which, wherever they are applied, have more or less relation with the super-sensuous share a man takes in a work. There is nothing noble but what has its source in the reason; all that issues from sensuousness alone is vulgar or common. We say of a man that he acts in a vulgar manner when he is satisfied with obeying the suggestions of his sensuous instinct; that he acts suitably when he only obeys his instinct in conformity with the laws; that he acts nobly when he obeys reason only, without having regard to his instincts. We say of a physiognomy that it is common when it does not show any trace of the spiritual man, the intelligence; we say it has expression when it is the mind which has determined its features: and that it is noble when a pure spirit has determined them. If an architectural work is in question we qualify it as common if it aims at nothing but a physical end; we name it noble if, independently of all physical aim, we find in it at the same time the expression of a conception.
I mean by passion both the feelings of pleasure and the feelings of pain. To talk about passion alone, without including the expression of the higher faculties that resist it, is to fall into what we call vulgarity; while the opposite is known as nobility. Vulgarity and nobility are two concepts that, wherever they are applicable, relate to the higher aspect of a person's involvement in a work. Nothing is noble unless it originates from reason; everything that comes solely from our senses is vulgar or ordinary. We say a person acts in a vulgar way when they simply follow their basic instincts; they act appropriately when they follow their instincts in line with the laws; and they act nobly when they follow reason alone, disregarding their instincts. We describe a face as common when it lacks any sign of the spiritual or intellectual side; we say it has expression when the mind shapes its features; and we consider it noble when it’s shaped by a pure spirit. If we’re talking about a piece of architecture, we consider it common if it only seeks a physical purpose; we call it noble if it expresses a concept beyond just physical goals.
Accordingly, I repeat it, correct taste disallows all painting of the affections, however energetic, which rests satisfied with expressing physical suffering and the physical resistance opposed to it by the subject, without making visible at the same time the superior principle of the nature of man, the presence of a super-sensuous faculty. It does this in virtue of the principle developed farther back, namely, that it is not suffering in itself, but only the resistance opposed to suffering, that is pathetic and deserving of being represented. It is for this reason that all the absolutely extreme degrees of the affections are forbidden to the artist as well as to the poet. All of these, in fact, oppress the force that resists from within or rather, all betray of themselves, and without any necessity of other symptoms, the oppression of this force, because no affection can reach this last degree of intensity as long as the intelligence in man makes any resistance.
So, I’ll say it again: good taste doesn't allow any depiction of emotions, no matter how intense, that only focuses on physical pain and the physical struggle against it, without also showing the higher aspect of human nature, the presence of a non-physical ability. This relates back to the earlier point that it’s not the pain itself, but the resistance to pain that is truly moving and worth depicting. That’s why the artist and poet are prohibited from portraying the most extreme expressions of emotions. These extreme expressions actually suppress the inner strength that resists, or rather, they reveal the oppression of that strength without requiring any additional signs because no emotion can reach such a high degree of intensity as long as human intelligence offers any resistance.
Then another question presents itself. How is this principle of resistance, this super-sensuous force, manifested in the phenomenon of the affections? Only in one way, by mastering or, more commonly, by combating affection. I say affection, for sensuousness can also fight, but this combat of sensuousness is not carried on with the affection, but with the cause that produces it; a contest which has no moral character, but is all physical, the same combat that the earthworm, trodden under foot, and the wounded bull engage in, without thereby exciting the pathetic. When suffering man seeks to give an expression to his feelings, to remove his enemy, to shelter the suffering limb, he does all this in common with the animals, and instinct alone takes the initiative here, without the will being applied to. Therefore, this is not an act that emanates from the man himself, nor does it show him as an intelligence. Sensuous nature will always fight the enemy that makes it suffer, but it will never fight against itself.
Then another question arises. How does this principle of resistance, this non-physical force, show up in our feelings? Only in one way: by mastering or, more often, by fighting against our feelings. I say feelings because our physical nature can also fight, but this struggle isn't against the feeling itself, but rather against the cause that triggers it; this is a battle that lacks moral significance and is purely physical, like the fight between an earthworm being stepped on and a wounded bull, which doesn't evoke any sympathy. When a suffering person tries to express their feelings, to fend off their enemy, to protect their hurting body part, they're doing the same as animals do, and here it's instinct that takes charge, without any deliberate thought involved. So, this isn’t an action that springs from the person themselves, nor does it reflect them as a thinking being. Sensuous nature will always fight against whatever causes it pain, but it will never fight against itself.
On the other hand, the contest with affection is a contest with sensuousness, and consequently presupposes something that is distinct from sensuous nature. Man can defend himself with the help of common sense and his muscular strength against the object that makes him suffer; against suffering itself he has no other arms than those of reason.
On the other hand, the battle with affection is a battle with desire, and it requires something that is separate from our physical nature. A person can use common sense and physical strength to defend against the things that cause them pain; however, when it comes to suffering itself, their only weapons are reason.
These ideas must present themselves to the eye in the portraiture of the affections, or be awakened by this portraiture in order that the pathetic may exist. But it is impossible to represent ideas, in the proper sense of the word, and positively, as nothing corresponds to pure ideas in the world of sense. But they can be always represented negatively and in an indirect way if the sensuous phenomenon by which they are manifested has some character of which you would seek in vain the conditions in physical nature. All phenomena of which the ultimate principle cannot be derived from the world of sense are an indirect representation of the upper-sensuous element.
These ideas need to be visually expressed through the portrayal of emotions, or they should be stirred by this portrayal for the emotional impact to exist. However, it's impossible to represent ideas in the strict sense because nothing aligns with pure ideas in the tangible world. They can always be represented negatively and indirectly if the sensory experience that shows them has some qualities that you wouldn’t find rooted in physical nature. All phenomena for which the fundamental principle cannot be traced back to the sensory world are an indirect representation of the beyond-sensory element.
And how does one succeed in representing something that is above nature without having recourse to supernatural means? What can this phenomenon be which is accomplished by natural forces—otherwise it would not be a phenomenon—and yet which cannot be derived from physical causes without a contradiction? This is the problem; how can the artist solve it?
And how does someone succeed in representing something that is beyond nature without using supernatural means? What could this phenomenon be that is achieved by natural forces—otherwise, it wouldn’t be a phenomenon—and yet cannot come from physical causes without creating a contradiction? This is the issue; how can the artist resolve it?
It must be remembered that the phenomena observable in a man in a state of passion are of two kinds. They are either phenomena connected simply with animal nature, and which, therefore, only obey the physical law, without the will being able to master them, or the independent force in him being able to exercise an immediate influence over them. It is the instinct which immediately produces these phenomena, and they obey blindly the laws of instinct. To this kind belong, for example, the organs of the circulation of the blood, of respiration, and all the surface of the skin. But, moreover, the other organs, and those subject to the will, do not always await the decision of the will; and often instinct itself sets them immediately in play, especially when the physical state is threatened with pain or with danger. Thus, the movements of my arm depend, it is true, on my will; but if I place my hand, without knowing it, on a burning body, the movement by which I draw it back is certainly not a voluntary act, but a purely instinctive phenomenon. Nay more, speech is assuredly subject to the empire of the will, and yet instinct can also dispose of this organ according to its whim, and even of this and of the mind, without consulting beforehand the will, directly a sharp pain, or even an energetic affection, takes us by surprise. Take the most impassible stoic and make him see suddenly something very wonderful, or a terrible and unexpected object. Fancy him, for example, present when a man slips and falls to the bottom of an abyss. A shout, a resounding cry, and not only inarticulate, but a distinct word will escape his lips, and nature will have acted in him before the will: a certain proof that there are in man phenomena which cannot be referred to his person as an intelligence, but only to his instinct as a natural force.
It's important to remember that the behaviors we see in someone who is experiencing strong emotions fall into two categories. They are either linked to basic animal instincts, which follow physical laws and cannot be controlled by will or independent thought, or they are influenced directly by instincts. For example, bodily functions like circulation, breathing, and the skin's reactions are governed by these instincts. However, other bodily functions, even those that can be controlled by will, don't always wait for a conscious decision. Often, instinct triggers them immediately, especially if there is a threat of pain or danger. For instance, while I can choose to move my arm, if I unknowingly touch something hot, my reflex to pull it back isn't a voluntary action but an instinctive response. Moreover, while speech is typically under our will’s control, instinct can also take over in unexpected ways, particularly when sharp pain or strong emotions catch us off guard. Consider the most composed stoic witnessing something astonishing or a frightening situation. Imagine him present when someone suddenly slips and falls into an abyss. A shout, a loud cry, or even a clear word might escape from him, showing that natural instincts acted before his will did. This proves that there are aspects of human behavior that cannot simply be attributed to intelligence but rather to our instincts as natural forces.
But there is also in man a second order of phenomena, which are subject to the influence and empire of the will, or which may be considered at all events as being of such a kind that will might always have prevented them, consequently phenomena for which the person and not instinct is responsible. It is the office of instinct to watch with a blind zeal over the interests of the senses; but it is the office of the person to hold instinct in proper bounds, out of respect for the moral law. Instinct in itself does not hold account of any law; but the person ought to watch that instinct may not infringe in any way on the decrees of reason. It is therefore evident that it is not for instinct alone to determine unconditionally all the phenomena that take place in man in the state of affection, and that on the contrary the will of man can place limits to instinct. When instinct only determines all phenomena in man, there is nothing more that can recall the person; there is only a physical creature before you, and consequently an animal; for every physical creature subject to the sway of instinct is nothing else. Therefore, if you wish to represent the person itself, you must propose to yourself in man certain phenomena that have been determined in opposition to instinct, or at least that have not been determined by instinct. That they have not been determined by instinct is sufficient to refer them to a higher source, the moment we see that instinct would no doubt have determined them in another way if its force had not been broken by some obstacle.
But there is also another aspect of humans that falls under the influence of will, which could be seen as something that will could always prevent. These are the phenomena for which the individual, not instinct, is accountable. Instinct is focused blindly on the interests of the senses, but it is the individual's role to keep instinct in check to honor moral law. Instinct itself doesn't consider any laws, but the individual must ensure that instinct does not violate the principles of reason. Thus, it’s clear that instinct alone shouldn’t dictate every occurrence in a person during emotional states, and conversely, a person's will can set limits on instinct. When instinct controls all events in a person, there is nothing to draw the individual back; you are left with just a physical being, essentially an animal, since any physical being governed by instinct is nothing more. Therefore, to truly represent a person, you must consider aspects of humans that have been influenced against instinct or at least are not dictated by it. The fact that they are not determined by instinct is enough to attribute them to a higher source, especially when we can see that instinct would have shaped them differently if it hadn't been obstructed.
We are now in a position to point out in what way the super-sensuous element, the moral and independent force of man, his Ego in short, can be represented in the phenomena of the affections. I understand that this is possible if the parts which only obey physical nature, those where will either disposes nothing at all, or only under certain circumstances, betray the presence of suffering; and if those, on the contrary, that escape the blind sway of instinct, that only obey physical nature, show no trace, or only a very feeble trace, of suffering, and consequently appear to have a certain degree of freedom. Now this want of harmony between the features imprinted on animal nature in virtue of the laws of physical necessity, and those determined with the spiritual and independent faculty of man, is precisely the point by which that super-sensuous principle is discovered in man capable of placing limits to the effects produced by physical nature, and therefore distinct from the latter. The purely animal part of man obeys the physical law, and consequently may show itself oppressed by the affection. It is, therefore, in this part that all the strength of passion shows itself, and it answers in some degree as a measure to estimate the resistance— that is to say, of the energy of the moral faculty in man—which can only be judged according to the force of the attack. Thus in proportion as the affection manifests itself with decision and violence in the field of animal nature, without being able to exercise the same power in the field of human nature, so in proportion the latter makes itself manifestly known—in the same proportion the moral independence of man shows itself gloriously: the portraiture becomes pathetic and the pathetic sublime.
We can now explain how the non-physical aspect, the moral and independent force of a person, essentially their ego, can be represented in the experiences of emotions. I believe this is possible if the parts that are governed solely by physical nature, where willpower either has no effect or only works under specific conditions, indicate the presence of suffering; and if those that rise above instinct and only follow physical laws show little to no sign of suffering, which suggests they have a certain level of freedom. This inconsistency between the traits defined by animal nature due to physical necessity and those shaped by the spiritual and independent nature of humans is what reveals that non-physical principle in a person who can limit the effects of physical nature, thus distinguishing them from it. The purely animal aspects of a person follow physical laws and may display oppression from emotions. Therefore, this aspect shows where all the power of passion lies, and it serves as a measure to evaluate the resistance—specifically, the strength of a person's moral faculty—which can only be assessed based on the intensity of the emotional impact. Thus, as the emotion displays itself clearly and forcefully in the realm of animal nature, while not being able to exert the same power in human nature, the latter becomes more evident—in the same way, the moral independence of a person shines forth: the depiction becomes moving, and the moving becomes sublime.
The statues of the ancients make this principle of aesthetics sensible to us; but it is difficult to reduce to conceptions and express in words what the very inspection of ancient statues makes the senses feel in so lively a manner. The group of Laocoon and his children can give to a great extent the measure of what the plastic art of the ancients was capable of producing in the matter of pathos. Winckelmann, in his "History of Art,", says: "Laocoon is nature seized in the highest degree of suffering, under the features of a man who seeks to gather up against pain all the strength of which the mind is conscious. Hence while his suffering swells his muscles and stretches his nerves, the mind, armed with an interior force shows itself on his contracted brow, and the breast rises, because the breathing is broken, and because there is an internal struggle to keep in the expression of pain, and press it back into his heart. The sigh of anguish he wishes to keep in, his very breath which he smothers, exhaust the lower part of his trunk, and works into his flanks, which make us judge in some degree of the palpitations of his visceral organs. But his own suffering appears to occasion less anguish than the pain of his children, who turn their faces toward their father, and implore him, crying for help. His father's heart shows itself in his eyes, full of sadness, and where pity seems to swim in a troubled cloud. His face expresses lament, but he does not cry; his eyes are turned to heaven, and implore help from on high. His mouth also marks a supreme sadness, which depresses the lower lip and seems to weigh upon it, while the upper lip, contracted from the top to the bottom, expresses at once both physical suffering and that of the soul. Under the mouth there is an expression of indignation that seems to protest against an undeserved suffering, and is revealed in the nostrils, which swell out and enlarge and draw upwards. Under the forehead, the struggle between pain and moral strength, united as it were in a single point, is represented with great truth, for, while pain contracts and raises the eyebrows, the effort opposed to it by the will draws down towards the upper eyelid all the muscles above it, so that the eyelid is almost covered by them. The artist, not being able to embellish nature, has sought at least to develop its means, to increase its effect and power. Where is the greatest amount of pain is also the highest beauty. The left side, which the serpent besets with his furious bites, and where he instils his poison, is that which appears to suffer the most intensely, because sensation is there nearest to the heart. The legs strive to raise themselves as if to shun the evil; the whole body is nothing but movement, and even the traces of the chisel contribute to the illusion; we seem to see the shuddering and icy-cold skin."
The ancient statues make this principle of aesthetics clear to us; however, it's tough to put into words what just looking at these statues evokes in our senses so vividly. The group of Laocoon and his children largely demonstrates what ancient plastic art was capable of conveying in terms of emotion. Winckelmann, in his "History of Art," says: "Laocoon is nature captured at the height of suffering, depicted as a man trying to summon all his mental strength against pain. Consequently, while his suffering makes his muscles swell and his nerves tense, the mind, fueled by inner strength, is evident in his furrowed brow, and his chest rises and falls erratically as he struggles to contain his pain and keep it locked inside his heart. The agonized sigh he fights to suppress, along with the breath he chokes back, stresses his abdomen and indicates the turmoil within his internal organs. However, his own suffering seems less tormenting than the pain of his children, who look up to their father, pleading for help. The sorrow in his eyes reflects a father's love, full of sadness and clouded compassion. His face shows grief, but he does not cry; his gaze is directed towards the heavens, seeking help from above. His mouth reveals profound sadness, pulling down the lower lip and weighing on it, while the upper lip, tight from top to bottom, conveys both physical pain and emotional anguish. Beneath his mouth, there’s an expression of indignation that seems to protest against unwarranted suffering, revealed in his flaring nostrils. Underneath his forehead, the struggle between pain and moral strength is depicted with great accuracy, for while pain causes his eyebrows to rise and furrow, the will to resist pulls down the muscles above his eyelid, nearly covering it. The artist, unable to beautify nature, has aimed to enhance its expressions, amplifying its impact and strength. Where pain is greatest, beauty also reaches its peak. The left side, tormented by the serpent's vicious bites, where the poison is injected, appears to suffer the most because that sensation is closest to the heart. The legs seem to strive to escape the torment; the entire body pulsates with movement, and even the marks of the chisel add to the illusion, making us perceive the skin as quivering and cold."
How great is the truth and acuteness of this analysis! In what a superior style is this struggle between spirit and the suffering of nature developed! How correctly the author has seized each of the phenomena in which the animal element and the human element manifest themselves, the constraint of nature and the independence of reason! It is well known that Virgil has described this same scene in his "Aeneid," but it did not enter into the plan of the epic poet to pause as the sculptor did, and describe the moral nature of Laocoon; for this recital is in Virgil only an episode; and the object he proposes is sufficiently attained by the simple description of the physical phenomenon, without the necessity on his part of looking into the soul of the unhappy sufferer, as his aim is less to inspire us with pity than to fill us with terror. The duty of the poet from this point of view was purely negative; I mean he had only to avoid carrying the picture of physical suffering to such a degree that all expression of human dignity or of moral resistance would cease, for if he had done this indignation and disgust would certainly be felt. He, therefore, preferred to confine himself to the representation of the least of the suffering, and he found it advisable to dwell at length on the formidable nature of the two serpents, and on the rage with which they attack their victims, rather than on the feelings of Laocoon. He only skims over those feelings, because his first object was to represent a chastisement sent by the gods, and to produce an impression of terror that nothing could diminish. If he had, on the contrary, detained our looks on the person of Laocoon himself with as much perseverance as the statuary, instead of on the chastizing deity, the suffering man would have become the hero of the scene, and the episode would have lost its propriety in connection with the whole piece.
How insightful and sharp is this analysis! The way this struggle between spirit and the suffering of nature is portrayed is truly exceptional! The author has perfectly captured each phenomenon where the animal and human elements show themselves, along with the constraints of nature and the independence of reason! It's well-known that Virgil described this same scene in his "Aeneid," but he didn’t intend to pause like the sculptor did to explore Laocoon's moral nature; for Virgil, this account is merely an episode. His goal is achieved simply by describing the physical event, without needing to delve into the soul of the unfortunate victim, as he aims more to evoke fear than compassion. From this perspective, the poet's role was mainly to avoid presenting the physical suffering to such an extent that all sense of human dignity or moral resilience disappears, because if he had done that, people would certainly feel anger and disgust. He chose to focus on the least amount of suffering and found it better to elaborate on the terrifying nature of the two serpents and the fury with which they attack their victims, rather than on Laocoon’s emotions. He only briefly touches on those feelings because his primary aim is to depict a punishment from the gods and create an overwhelming sense of terror that nothing else could lessen. Conversely, if he had focused our attention on Laocoon himself as persistently as the sculptor does, rather than on the punishing deity, the suffering man would have taken center stage, and the episode would have lost its relevance to the overall work.
The narrative of Virgil is well known through the excellent commentary of Lessing. But Lessing only proposed to make evident by this example the limits that separate partial description from painting, and not to make the notion of the pathetic issue from it. Yet the passage of Virgil does not appear to me less valuable for this latter object, and I crave permission to bring it forward again under this point of view:—
The story of Virgil is widely recognized thanks to Lessing’s great commentary. However, Lessing aimed to show the boundaries that distinguish partial description from painting, not to derive the idea of the pathetic from it. Still, I believe the passage from Virgil is just as valuable for this purpose, and I would like to present it again from this perspective:—
Ecce autem gemini Tenedo tranquilla per alta (Horresco referens) immensis orbibus angues Incumbunt pelago, pariterque ad litora tendunt; Pectora quorum inter fluctus arrecta jubaeque Sanguineae exsuperant undas; pars caetera pontum Pone legit, sinuatque immensa volumine terga. Fit sonitus spumante salo, jamque arva tenebant, Ardentes oculos suffecti sanguine et igni, Sibila lambebant linguis vibrantibus ora! Aeneid, ii. 203-211.
But look, twin serpents from Tenedos glide through the calm waters (I shudder to tell this) with massive coils looming over the sea, heading equally towards the shores; their chests raised above the waves, their blood-red manes towering over the water; the rest of their bodies sweep across the ocean, curving through the vast expanse. There’s a sound from the foaming sea, and they were already reaching the fields, their blazing eyes filled with blood and fire, hissing as they licked their vibrant mouths! Aeneid, ii. 203-211.
We find here realized the first of the three conditions of the sublime that have been mentioned further back,—a very powerful natural force, armed for destruction, and ridiculing all resistance. But that this strong element may at the same time be terrible, and thereby sublime, two distinct operations of the mind are wanted; I mean two representations that we produce in ourselves by our own activity. First, we recognize this irresistible natural force as terrible by comparing it with the weakness of the faculty of resistance that the physical man can oppose to it; and, secondly, it is by referring it to our will, and recalling to our consciousness that the will is absolutely independent of all influence of physical nature, that this force becomes to us a sublime object. But it is we ourselves who represent these two relations; the poet has only given us an object armed with a great force seeking to manifest itself. If this object makes us tremble, it is only because we in thought suppose ourselves, or some one like us, engaged with this force. And if trembling in this way, we experience the feeling of the sublime, it is because our consciousness tells us that, if we are the victims of this force, we should have nothing to fear, from the freedom of our Ego, for the autonomy of the determinations of our will. In short the description up to here is sublime, but quite a contemplative, intuitive sublimity:—
We see here the first of the three conditions of the sublime mentioned earlier—a powerful natural force that’s destructive and mocks any resistance. However, for this overwhelming element to be terrifying and thus sublime, we need two specific mental processes; that is, two ideas that we create within ourselves through our own efforts. First, we recognize this unstoppable natural force as frightening by comparing it to the feeble ability of humans to resist it; and secondly, by relating it to our will and reminding ourselves that our will is completely independent of any physical force, this power becomes a sublime object to us. Ultimately, we are the ones interpreting these two relationships; the poet only presents us with an object of great force trying to express itself. If this object makes us tremble, it’s only because we imagine ourselves or someone like us confronting this force. And if we tremble in this way while feeling the sublime, it’s because our awareness tells us that if we were to fall victim to this force, we wouldn’t have anything to fear due to the freedom of our self, thanks to the independence of our will’s choices. In short, the description thus far is sublime, but it’s a purely contemplative and intuitive kind of sublimity:—
Diffugimus visu exsangues, illi agmine certo Laocoonta petunt . . .—Aeneid, ii. 212-213.
We scatter, pale with fear, while they, in a solid formation, aim for Laocoon...—Aeneid, ii. 212-213.
Here the force is presented to us as terrible also; and contemplative sublimity passes into the pathetic. We see that force enter really into strife with man's impotence. Whether it concerns Laocoon or ourselves is only a question of degree. The instinct of sympathy excites and frightens in us the instinct of preservation: there are the monsters, they are darting—on ourselves; there is no more safety, flight is vain.
Here, the force is shown to be terrifying as well; the lofty contemplation turns into something heartbreaking. We see that force truly clash with human helplessness. Whether it’s about Laocoon or us is just a matter of scale. The instinct to empathize stirs and terrifies our instinct for survival: the monsters are there, they’re charging at us; there’s no safety left, escape is futile.
It is no more in our power to measure this force with ours, and to refer it or not to our own existence. This happens without our co-operation, and is given us by the object itself. Accordingly our fear has not, as in the preceding moment, a purely subjective ground, residing in our soul; it has an objective ground, residing in the object. For, even if we recognize in this entire scene a simple fiction of the imagination, we nevertheless distinguish in this fiction a conception communicated to us from without, from another conception that we produce spontaneously in ourselves.
We can no longer measure this force against our own or decide whether it relates to our existence. This occurs without our involvement and is provided by the object itself. Thus, our fear does not, as it did a moment ago, solely stem from within us; it has an actual basis in the object. Even if we see this whole scene as just a figment of our imagination, we still differentiate this imagined scenario from a concept that is imposed on us from outside and another idea that we create spontaneously within ourselves.
Thus the mind loses a part of her freedom, inasmuch as she receives now from without that which she produced before her own activity. The idea of danger puts on an appearance of objective reality, and affection becomes now a serious affair.
So the mind loses some of its freedom because it now gets from the outside what it used to create through its own actions. The idea of danger starts to seem like something real, and feelings become something serious.
If we were only sensuous creatures, obeying no other instinct than that of self-preservation, we should stop here, and we should remain in a state of mere and pure affection. But there is something in us which takes no part in the affections of sensuous nature, and whose activity is not directed according to physical conditions. According, then, as this independently acting principle (the disposition, the moral faculty) has become to a degree developed in the soul, there is left more or less space for passive nature, and there remains more or less of the independent principle in the affection.
If we were just sensory beings, driven only by the instinct to survive, we would stop here and stay in a state of simple and pure affection. But there’s something within us that doesn’t engage with the feelings of our sensory nature, and its actions aren’t controlled by physical circumstances. So, as this independently functioning principle (the disposition, the moral capacity) develops within the soul, it creates varying degrees of space for our passive nature, and the level of independent principle in our affection also varies.
In the truly moral soul the terrible trial (of the imagination) passes quickly and readily into the sublime. In proportion as imagination loses its liberty, reason makes its own prevail, and the soul ceases not to enlarge within when it thus finds outward limits. Driven from all the intrenchments which would give physical protection to sensuous creatures, we seek refuge in the stronghold of our moral liberty, and we arrive by that means at an absolute and unlimited safety, at the very moment when we seem to be deprived in the world of phenomena of a relative and precarious rampart. But precisely because it was necessary to have arrived at the physical oppression before having recourse to the assistance of our moral nature, we can only buy this high sentiment of our liberty through suffering. An ordinary soul confines itself entirely to this suffering, and never comprehends in the sublime or the pathetic anything beyond the terrible. An independent soul, on the contrary, precisely seizes this occasion to rise to the feeling of his moral force, in all that is most magnificent in this force, and from every terrible object knows how to draw out the sublime.
In a truly moral soul, the intense trial of the imagination quickly transforms into something sublime. As imagination loses its freedom, reason asserts itself, and the soul continues to grow even when it encounters external limits. Forced out of all the defenses that provide physical safety to sensory beings, we find solace in the stronghold of our moral freedom, achieving absolute and unlimited security at a moment when we appear to lack a relative and fragile barrier in the world of phenomena. However, because we needed to experience physical oppression before we could rely on our moral nature, we can only attain this profound sense of freedom through suffering. An ordinary soul is completely consumed by this suffering and never sees anything beyond the terrifying in the sublime or the pathetic. In contrast, an independent soul uses this opportunity to rise to an awareness of its moral strength, revealing the most magnificent aspects of that strength and extracting the sublime from every terrifying situation.
The moral man (the father) [see Aeneid, ii. 213-215] is here attacked before the physical man, and that has a grand effect. All the affections become more aesthetic when we receive them second-hand; there is no stronger sympathy than that we feel for sympathy.
The moral man (the father) [see Aeneid, ii. 213-215] is confronted here before the physical man, and that creates a powerful impact. All emotions become more artistic when we experience them indirectly; there's no greater empathy than the one we feel for empathy itself.
The moment [see Aeneid, ii. 216-217] had arrived when the hero himself had to be recommended to our respect as a moral personage, and the poet seized upon that moment. We already know by his description all the force, all the rage of the two monsters who menace Laocoon, and we know how all resistance would be in vain. If Laocoon were only a common man he would better understand his own interests, and, like the rest of the Trojans, he would find safety in rapid flight. But there is a heart in that breast; the danger to his children holds him back, and decides him to meet his fate. This trait alone renders him worthy of our pity. At whatever moment the serpents had assailed him, we should have always been touched and troubled. But because it happens just at the moment when as father he shows himself so worthy of respect, his fate appears to us as the result of having fulfilled his duty as parent, of his tender disquietude for his children. It is this which calls forth our sympathy in the highest degree. It appears, in fact, as if he deliberately devoted himself to destruction, and his death becomes an act of the will.
The moment [see Aeneid, ii. 216-217] had come when the hero needed to be presented to us as a moral individual, and the poet took that opportunity. We already know from his description the full strength and fury of the two monsters threatening Laocoon, and we understand that any resistance would be pointless. If Laocoon were just an ordinary man, he would be more aware of his own interests and, like the other Trojans, he would escape quickly. But there’s a heart in him; the danger to his children makes him hesitate and leads him to confront his fate. This quality alone makes him deserving of our sympathy. No matter when the serpents attacked him, we would always feel moved and distressed. However, because this occurs just when he shows himself to be such a commendable father, his fate seems to stem from fulfilling his parental duty, from his deep concern for his children. It’s this that elicits our deepest sympathy. It almost seems like he deliberately chooses to face destruction, making his death an act of will.
Thus there are two conditions in every kind of the pathetic: 1st. Suffering, to interest our sensuous nature; 2d. Moral liberty, to interest our spiritual nature. All portraiture in which the expression of suffering nature is wanting remains without aesthetic action, and our heart is untouched. All portraiture in which the expression of moral aptitude is wanting, even did it possess all the sensuous force possible, could not attain to the pathetic, and would infallibly revolt our feelings. Throughout moral liberty we require the human being who suffers; throughout all the sufferings of human nature we always desire to perceive the independent spirit, or the capacity for independence.
There are two essential elements in every form of pathos: 1st. Suffering, to engage our senses; 2nd. Moral freedom, to engage our spirit. Any portrayal lacking the expression of suffering fails to create an emotional impact, and our hearts remain untouched. Conversely, any portrayal that lacks the expression of moral integrity, even if it has all the sensory appeal possible, cannot achieve pathos and will likely offend our feelings. Through moral freedom, we need to see the human who is suffering; amid all human suffering, we always seek to recognize the independent spirit or the potential for independence.
But the independence of the spiritual being in the state of suffering can manifest itself in two ways. Either negatively, when the moral man does not receive the law from the physical man, and his state exercises no influence over his manner of feeling; or positively, when the moral man is a ruler over the physical being, and his manner of feeling exercises an influence upon his state. In the first case, it is the sublime of disposition; in the second, it is the sublime of action.
But the independence of the spiritual being when it’s suffering can show itself in two ways. Either negatively, when the moral person doesn’t take direction from the physical person, and their state has no effect on how they feel; or positively, when the moral person is in control of the physical being, and how they feel influences their state. In the first case, it’s the greatness of disposition; in the second, it’s the greatness of action.
The sublime of disposition is seen in all character independent of the accidents of fate. "A noble heart struggling against adversity," says Seneca, "is a spectacle full of attraction even for the gods." Such for example is that which the Roman Senate offered after the disaster of Cannae. Lucifer even, in Milton, when for the first time he contemplates hell—which is to be his future abode—penetrates us with a sentiment of admiration by the force of soul he displays:—
The greatness of character is evident in everyone, regardless of life's circumstances. "A noble heart fighting through tough times," says Seneca, "is an inspiring sight even for the gods." A prime example is how the Roman Senate responded after the disaster at Cannae. Even Lucifer, in Milton's work, when he first thinks about hell—which will be his future home—fills us with admiration because of the strength of spirit he shows:—
"Hail, horrors, hail. Infernal world, and thou, profoundest Hell; Receive thy new possessor!—one who brings A mind not to be changed by place or time; The mind is its own place, and in itself Can make a Heaven of Hell. . . . Here at least We shall be free," etc.
"Hail, horrors, hail. Infernal world, and you, deepest Hell; Welcome your new owner!—someone who brings A mind that can't be changed by location or time; The mind is its own place, and within it Can create a Heaven out of Hell. . . . Here at least We will be free," etc.
The reply of Medea in the tragedy belongs also to this order of the sublime.
The response of Medea in the tragedy also falls into this category of the sublime.
The sublime of disposition makes itself seen, it is visible to the spectator, because it rests upon co-existence, the simultaneous; the sublime action, on the contrary, is conceived only by the thought, because the impression and the act are successive, and the intervention of the mind is necessary to infer from a free determination the idea of previous suffering.
The greatness of a person's character is clear and can be seen by others because it exists alongside others and is happening at the same time. In contrast, the greatness of action can only be understood through thought, as the experience and the action occur one after another, requiring the mind to deduce from a choice the concept of past suffering.
It follows that the first alone can be expressed by the plastic arts, because these arts give but that which is simultaneous; but the poet can extend his domain over one and the other. Even more; when the plastic art has to represent a sublime action, it must necessarily bring it back to sublimity.
It follows that only the visual arts can express the first, since these arts only present what happens at the same time; but the poet can encompass both. Moreover, when visual art attempts to depict a grand action, it must inevitably elevate it to a higher level of grandeur.
In order that the sublimity of action should take place, not only must the suffering of man have no influence upon the moral constitution, but rather the opposite must be the case. The affection is the work of his moral character. This can happen in two ways: either mediately, or according to the law of liberty, when out of respect for such and such a duty it decides from free choice to suffer—in this case, the idea of duty determines as a motive, and its suffering is a voluntary act—or immediately, and according to the necessity of nature, when he expiates by a moral suffering the violation of duty; in this second case, the idea of duty determines him as a force, and his suffering is no longer an effect. Regulus offers us an example of the first kind, when, to keep his word, he gives himself up to the vengeance of the Carthaginians; and he would serve as an example of the second class, if, having betrayed his trust, the consciousness of this crime would have made him miserable. In both cases suffering has a moral course, but with this difference, that on the one part Regulus shows us its moral character, and that, on the other, he only shows us that he was made to have such a character. In the first case he is in our eyes a morally great person; in the second he is only aesthetically great.
For true greatness in action to occur, not only must a person's suffering not affect their moral character, but it must actually be the other way around. Their feelings are shaped by their moral character. This can happen in two ways: either indirectly, or according to the principle of freedom, when someone chooses to suffer out of respect for a duty—here, the idea of duty serves as motivation, and their suffering is a deliberate act—or directly, in accordance with the necessity of nature, when someone endures moral suffering as penance for violating a duty; in this second case, the idea of duty drives them as a force, and their suffering is no longer a consequence. Regulus exemplifies the first scenario when he hands himself over to the vengeance of the Carthaginians to keep his promise; he would represent the second scenario only if, after betraying his trust, the awareness of his crime made him miserable. In both instances, suffering follows a moral trajectory, but with the distinction that in the first case, Regulus demonstrates moral grandeur, while in the second, he only shows that he was meant to have such a character. In the first case, he appears to us as a morally significant individual; in the second, he is only seen as aesthetically impressive.
This last distinction is important for the tragic art; it consequently deserves to be examined more closely.
This last distinction is important for tragic art, so it deserves a closer look.
Man is already a sublime object, but only in the aesthetic sense, when the state in which he is gives us an idea of his human destination, even though we might not find this destination realized in his person. He only becomes sublime to us in a moral point of view, when he acts, moreover, as a person, in a manner conformable with this destination; if our respect bears not only on his moral faculty, but on the use he makes of this faculty; if dignity, in his case, is due, not only to his moral aptitude; but to the real morality of his conduct. It is quite a different thing to direct our judgment and attention to the moral faculty generally, and to the possibility of a will absolutely free, and to be directing it to the use of this faculty, and to the reality of this absolute freedom of willing.
A person is already an impressive being, but only in an aesthetic way, when their current state helps us understand their human purpose, even if we don’t see that purpose fulfilled in them. They only become truly impressive to us from a moral standpoint when they act as a person in line with that purpose; if our respect is based not just on their moral capacity but on how they use that capacity; if their dignity comes not just from their moral potential but from the actual morality of their actions. It’s a different matter to focus our judgment and attention on morality in general and the idea of completely free will, compared to focusing on how that moral capacity is used and the reality of that complete freedom to choose.
It is, I repeat, quite a different thing; and this difference is connected not only with the objects to which we may have to direct our judgment, but to the very criterion of our judgment. The same object can displease us if we appreciate it in a moral point of view, and be very attractive to us in the aesthetical point of view. But even if the moral judgment and the aesthetical judgment were both satisfied, this object would produce this effect on one and the other in quite a different way. It is not morally satisfactory because it has an aesthetical value, nor has it an aesthetical value because it satisfies us morally. Let us take, as example, Leonidas and his devotion at Thermopylae. Judged from the moral point of view, this action represents to me the moral law carried out notwithstanding all the repugnance of instinct. Judged from the aesthetic point of view, it gives me the idea of the moral faculty, independent of every constraint of instinct. The act of Leonidas satisfies the moral sense, the reason; it enraptures the aesthetical sense, the imagination.
It is, I say again, quite a different matter; and this difference relates not only to the things we might need to judge, but also to the very basis of our judgment. The same thing can upset us if we view it from a moral perspective, while it can be very appealing when viewed aesthetically. However, even if both moral and aesthetic judgments are satisfied, this thing will affect each in a completely different way. It is not morally satisfactory just because it has aesthetic value, nor does it have aesthetic value simply because it meets our moral expectations. Take, for example, Leonidas and his sacrifice at Thermopylae. From a moral perspective, this action represents the moral law being upheld despite all instinctual resistance. From an aesthetic perspective, it conveys the idea of moral integrity, free from instinctual pressures. Leonidas's act satisfies the moral sense, the intellect; it captivates the aesthetic sense, the imagination.
Whence comes this difference in the feelings in connection with the same object? I account for it thus:—
Whence comes this difference in the feelings in connection with the same object? I account for it thus:—
In the same way that our being consists of two principles and natures, so also and consequently our feelings are divided into two kinds, entirely different. As reasonable beings we experience a feeling of approbation or of disapprobation; as sensuous creatures we experience pleasure or displeasure. The two feelings, approbation and pleasure, repose on satisfaction: one on a satisfaction given to a requirement of reason— reason has only requirements, and not wants. The other depends on a satisfaction given to a sensuous want—sense only knows of wants, and cannot prescribe anything. These two terms—requirements of reason, wants of the senses—are mutually related, as absolute necessity and the necessity of nature. Accordingly, both are included in the idea of necessity, but with this difference, that the necessity of reason is unconditional, and the necessity of sense only takes place under conditions. But, for both, satisfaction is a purely contingent thing. Accordingly every feeling, whether of pleasure or approbation, rests definitively on an agreement between the contingent and the necessary. If the necessary has thus an imperative character, the feeling experienced will be that of approbation. If necessity has the character of a want, the feeling experienced will be that of pleasure, and both will be strong in proportion as the satisfaction will be contingent. Now, underlying every moral judgment there is a requirement of reason which requires us to act conformably with the moral law, and it is an absolute necessity that we should wish what is good. But as the will is free, it is physically an accidental thing that we should do in fact what is good. If we actually do it, this agreement between the contingent in the use of free will and the imperative demand of reason gives rise to our assent or approbation, which will be greater in proportion as the resistance of the inclinations made this use that we make of our free will more accidental and more doubtful. Every aesthetic judgment, on the contrary, refers the object to the necessity which cannot help willing imperatively, but only desires that there should be an agreement between the accidental and its own interest. Now what is the interest of imagination? It is to emancipate itself from all laws, and to play its part freely. The obligation imposed on the will by the moral law, which prescribes its object in the strictest manner, is by no means favorable to this need of independence. And as the moral obligation of the will is the object of the moral judgment, it is clear that in this mode of judging, the imagination could not find its interest. But a moral obligation imposed on the will cannot be conceived, except by supposing this same will absolutely independent of the moral instincts and from their constraint. Accordingly the possibility of the moral act requires liberty, and therefore agrees here in the most perfect manner with the interest of imagination. But as imagination, through the medium of its wants, cannot give orders to the will of the individual, as reason does by its imperative character, it follows that the faculty of freedom, in relation to imagination, is something accidental, and consequently that the agreement between the accidental and the necessary (conditionally necessary) must excite pleasure. Therefore, if we bring to bear a moral judgment on this act of Leonidas, we shall consider it from a point of view where its accidental character strikes the eye less than its necessary side. If, on the other hand, we apply the aesthetical judgment to it, this is another point of view, where its character of necessity strikes us less forcibly than its accidental character. It is a duty for every will to act thus, directly it is a free will; but the fact that there is a free will that makes this act possible is a favor of nature in regard to this faculty, to which freedom is a necessity. Thus an act of virtue judged by the moral sense—by reason—will give us as its only satisfaction the feeling of approbation, because reason can never find more, and seldom finds as much as it requires. This same act, judged, on the contrary, by the aesthetic sense—by imagination—will give us a positive pleasure, because the imagination, never requiring the end to agree with the demand, must be surprised, enraptured, at the real satisfaction of this demand as at a happy chance. Our reason will merely approve, and only approve, of Leonidas actually taking this heroic resolution; but that he could take this resolution is what delights and enraptures us.
Just like our existence is made up of two principles and natures, our feelings are also split into two completely different types. As rational beings, we experience feelings of approval or disapproval; as sensory beings, we experience pleasure or displeasure. The feelings of approval and pleasure are based on satisfaction: one comes from meeting a requirement of reason—reason has only requirements, not wants. The other comes from meeting a sensory want—sensation only knows wants and can’t dictate anything. These two concepts—requirements of reason and wants of the senses—are related, like absolute necessity and natural necessity. Therefore, both are included in the idea of necessity, but with a key difference: the necessity of reason is unconditional, while the necessity of sense only occurs under certain conditions. For both, satisfaction is a completely contingent matter. Consequently, every feeling, whether pleasure or approval, ultimately relies on a match between the contingent and the necessary. If the necessary has an imperative quality, the felt emotion will be approval. If necessity feels like a want, the felt emotion will be pleasure, and both will intensify as satisfaction becomes more contingent. Every moral judgment has a requirement of reason demanding us to act in accordance with moral law, and it’s an absolute necessity that we desire what is good. However, since the will is free, it’s a matter of chance whether we actually do what is good. If we indeed do it, this alignment between the contingent use of free will and the imperative demand of reason leads to our agreement or approval, which will increase as the resistance from our inclinations makes our exercise of free will feel more accidental and uncertain. In contrast, every aesthetic judgment connects the object to a necessity that can only will imperatively but merely hopes for harmony between the contingent and its interests. So, what is the interest of the imagination? It’s to break free from all laws and to express itself freely. The moral law obligates the will by specifying its object very strictly, which doesn't support this need for independence. Since moral obligation is the focus of moral judgment, it’s clear that in this way of judging, the imagination can’t find its interest. However, a moral obligation on the will can only be understood if we assume the will is entirely independent of moral instincts and their constraints. Therefore, the possibility of a moral act requires freedom, aligning perfectly with the interests of the imagination. But since imagination can’t command the individual's will through its desires like reason does through its imperative nature, the faculty of freedom, in relation to imagination, is something accidental. Thus, the alignment between the accidental and the necessary (conditionally necessary) should evoke pleasure. So, if we apply a moral judgment to Leonidas's act, we will view it through a lens where its accidental nature is less noticeable than its necessary aspects. On the other hand, if we apply an aesthetic judgment to it, we will see it from a perspective where its necessary nature is less impactful than its accidental character. It is a duty for every will to act this way, as long as it is a free will; but the existence of free will enabling this act is a natural gift concerning this faculty, for which freedom is essential. Thus, an act of virtue judged by moral sense—by reason—will yield solely the feeling of approval because reason rarely finds more, and often finds less, than it requires. Conversely, the same act judged by aesthetic sense—by imagination—will provide a positive pleasure since imagination, never needing the outcome to match its demand, is likely to be pleasantly surprised by the real fulfillment of this demand as a fortunate occurrence. Our reason will merely approve of Leonidas actually making this heroic decision; however, the fact that he could make such a decision is what truly delights and captivates us.
This distinction between the two sorts of judgments becomes more evident still, if we take an example where the moral sense and the aesthetic sense pronounce a different verdict. Suppose we take the act of Perigrinus Proteus burning himself at Olympia. Judging this act morally, I cannot give it my approbation, inasmuch as I see it determined by impure motives, to which Proteus sacrifices the duty of respecting his own existence. But in the aesthetic judgment this same act delights me; it delights me precisely because it testifies to a power of will capable of resisting even the most potent of instincts, that of self-preservation. Was it a moral feeling, or only a more powerful sensuous attraction, that silenced the instinct of self-preservation in this enthusiast. It matters little, when I appreciate the act from an aesthetic point of view. I then drop the individual, I take away the relation of his will to the law that ought to govern him; I think of human will in general, considered as a common faculty of the race, and I regard it in connection with all the forces of nature. We have seen that in a moral point of view, the preservation of our being seemed to us a duty, and therefore we were offended at seeing Proteus violate this duty. In an aesthetic point of view the self-preservation only appears as an interest, and therefore the sacrifice of this interest pleases us. Thus the operation that we perform in the judgments of the second kind is precisely the inverse of that which we perform in those of the first. In the former we oppose the individual, a sensuous and limited being, and his personal will, which can be effected pathologically, to the absolute law of the will in general, and of unconditional duty which binds every spiritual being; in the second case, on the contrary, we oppose the faculty of willing, absolute volition, and the spiritual force as an infinite thing, to the solicitations of nature and the impediments of sense. This is the reason why the aesthetical judgment leaves us free, and delights and enraptures us. It is because the mere conception of this faculty of willing in an absolute manner, the mere idea of this moral aptitude, gives us in itself a consciousness of a manifest advantage over the sensuous. It is because the mere possibility of emancipating ourselves from the impediments of nature is in itself a satisfaction that flatters our thirst for freedom. This is the reason why moral judgment, on the contrary, makes us experience a feeling of constraint that humbles us. It is because in connection with each voluntary act we appreciate in this manner, we feel, as regards the absolute law that ought to rule the will in general, in a position of inferiority more or less decided, and because the constraint of the will thus limited to a single determination, which duty requires of it at all costs, contradicts the instinct of freedom which is the property of imagination. In the former case we soared from the real to the possible, and from the individual to the species; in the latter, on the contrary, we descend from the possible to the real, and we shut up the species in the narrow limits of the individual. We cannot therefore be surprised if the aesthetical judgment enlarges the heart, while the moral judgment constrains and straitens it.
This difference between the two types of judgments becomes even clearer when we look at an example where moral and aesthetic senses offer conflicting views. Take the act of Perigrinus Proteus setting himself on fire at Olympia. From a moral standpoint, I can't support this action because it seems driven by selfish motives, which lead Proteus to disregard his obligation to value his own life. However, when I judge this act aesthetically, I find it quite moving; I appreciate it precisely because it reflects a willpower strong enough to overcome even the strongest instinct, that of self-preservation. Was it a moral impulse, or just a stronger sensory appeal, that caused this enthusiast to ignore the instinct of self-preservation? It doesn’t matter much when I evaluate the act from an aesthetic perspective. I then detach from the individual, removing the connection between his will and the laws that should guide him; I think about human will more broadly as a shared capacity of humanity, and I consider it in relation to all the forces of nature. We’ve noted that from a moral viewpoint, preserving our existence seems like a duty, which is why we are disturbed by Proteus’s violation of that duty. From an aesthetic perspective, self-preservation is just an interest, so the sacrifice of that interest becomes pleasing to us. Hence, the process we undergo in making judgments of the second type is the exact opposite of what we do in those of the first. In the former, we contrast the individual, a sensory and limited being, with his personal will—which can be affected by emotion—against the absolute law of will in general, and the unconditional duty that binds every spiritual being; in the second case, we instead compare the capacity to will, absolute volition, and spiritual force as something infinite to the pulls of nature and sensory limitations. This is why aesthetic judgment leaves us feeling free, uplifting and captivating us. The mere concept of this capacity to will in an absolute sense, the mere idea of this moral potential, provides us with a consciousness of a clear advantage over the sensory realm. The mere possibility of breaking free from nature’s constraints is fulfilling and satisfies our desire for freedom. In contrast, moral judgment tends to impose a feeling of restriction that diminishes us. In relation to every voluntary act we evaluate this way, we feel in comparison to the absolute law that should govern will generally, a position of inferiority to some degree, and because the will thus limited to a single directive—required by duty—clashes with the will to be free, which is part of our imagination. In the first case, we rise from the real to the possible and from the individual to the species; in the latter, however, we fall from the possible to the real, confining the species within the narrow scope of the individual. Therefore, it’s no surprise that aesthetic judgments expand the heart, while moral judgments restrict and narrow it.
It results, therefore, from all that which precedes, that the moral judgment and the aesthetic, far from mutually corroborating each other, impede and hinder each other, because they impress on the soul two directions entirely opposite. In fact, this observance of rule which reason requires of us as moral judge is incompatible with the independence which the imagination calls for as aesthetic judge. It follows that an object will have so much the less aesthetic value the more it has the character of a moral object, and if the poet were obliged notwithstanding that to choose it, he would do well in treating of it, not to call the attention of our reason to the rule of the will, but that of our imagination to the power of the will. In his own interest it is necessary for the poet to enter on this path, for with our liberty his empire finishes. We belong to him only inasmuch as we look beyond ourselves; we escape from him the moment we re-enter into our innermost selves, and that is what infallibly takes place the moment an object ceases to be a phenomenon in our consideration, and takes the character of a law which judges us.
It follows from everything that has been said that moral judgment and aesthetic judgment don't support each other; instead, they conflict and hold each other back because they lead the soul in completely opposite directions. In reality, the adherence to rules that reason demands of us as moral judges is incompatible with the freedom that imagination requires as aesthetic judges. Therefore, an object will have less aesthetic value the more it resembles a moral object. If the poet has to choose such an object, he should avoid directing our reason toward the rules of the will and instead focus our imagination on the power of the will. For his own sake, the poet needs to take this approach, because his influence ends where our freedom begins. We are only his as long as we look beyond ourselves; we escape from him the instant we turn inward, which happens inevitably when an object stops being a phenomenon in our view and instead becomes a law that judges us.
Even in the manifestation of the most sublime virtue, the poet can only employ for his own views that which in those acts belongs to force. As to the direction of the force, he has no reason to be anxious. The poet, even when he places before our eyes the most perfect models of morality, has not, and ought not to have, any other end than that of rejoicing our soul by the contemplation of this spectacle. Moreover, nothing can rejoice our soul except that which improves our personality, and nothing can give us a spiritual joy except that which elevates the spiritual faculty. But in what way can the morality of another improve our own personality, and raise our spiritual force? That this other one accomplishes really his duty results from an accidental use which he makes of his liberty, and which for that very reason can prove nothing to us. We only have in common with him the faculty to conform ourselves equally to duty; the moral power which he exhibits reminds us also of our own, and that is why we then feel something which upraises our spiritual force. Thus it is only the idea of the possibility of an absolutely free will which makes the real exercise of this will in us charming to the aesthetic feeling.
Even when showing the greatest virtue, the poet can only use what belongs to force in those actions for his own purposes. He doesn’t need to worry about how that force is directed. Even when the poet presents us with perfect models of morality, he doesn't, and shouldn't, have any goal beyond uplifting our spirits through this vision. Additionally, nothing can truly uplift our spirits except what enhances our character, and nothing can bring us spiritual joy except what elevates our spiritual nature. But how can the morality of someone else improve our own character and strengthen our spirit? If that person is really fulfilling their duty, it comes from a random use of their freedom, which therefore doesn’t provide us with any proof. We only share with them the ability to follow our duty; the moral strength they display also reminds us of our own, and that’s why we feel something that lifts our spiritual energy. Therefore, it is only the idea of the potential for completely free will that makes its actual exercise in us appealing to our aesthetic sense.
We shall be still more convinced when we think how little the poetic force of impression which is awakened in us by an act or a moral character is dependent on their historic reality. The pleasure which we take in considering an ideal character will in no way be lessened when we come to think that this character is nothing more than a poetic fiction; for it is on the poetic truth, and not on historic truth, that every aesthetic impression of the feelings rest. Moreover, poetic truth does not consist in that this or that thing has effectually taken place, but in that it may have happened, that is to say, that the thing is in itself possible. Thus the aesthetic force is necessarily obliged to rest in the first place in the idea of possibility.
We will become even more convinced when we realize how little the emotional impact we feel from an action or a character's morals depends on their historical reality. The enjoyment we get from reflecting on an ideal character won't be diminished by the fact that this character is just a fictional creation; it's based on poetic truth, not historical truth, that all aesthetic impressions of our feelings rely. Moreover, poetic truth isn't about whether something actually happened but whether it could have happened, meaning that it is possible in itself. Therefore, the aesthetic power fundamentally rests on the idea of possibility.
Even in real subjects, for which the actors are borrowed from history, it is not the reality of the simple possibility of the fact, but that which is guaranteed to us by its very reality which constitutes the poetic element. That these personages have indeed existed, and that these events have in truth taken place, is a circumstance which can, it is true, in many cases add to our pleasure, but that which it adds to it is like a foreign addition, much rather unfavorable than advantageous to the poetical impression.
Even in real subjects, where the characters are taken from history, it’s not just the real possibility of the facts that creates the poetic element, but the certainty provided by their actual existence. The fact that these characters really lived and these events genuinely occurred can certainly enhance our enjoyment, but what it actually adds is more of an external factor, often more detrimental than beneficial to the poetic impression.
It was long thought that a great service was rendered to German poetry by recommending German poets to treat of national themes. Why, it was asked, did Greek poetry have so much power over the mind? Because it brought forward national events and immortalized domestic exploits. No doubt the poetry of the ancients may have been indebted to this circumstance for certain effects of which modern poetry cannot boast; but do these effects belong to art and the poet? It is small glory for the Greek genius if it had only this accidental advantage over modern genius; still more if it were necessary for the poets, in order to gain this advantage, to obtain it by this conformity of their invention with real history! It is only a barbarous taste that requires this stimulant of a national interest to be captivated by beautiful things; and it is only a scribbler who borrows from matter a force to which he despairs of giving a form.
It was long believed that German poetry benefited greatly from encouraging poets to focus on national themes. People wondered, why did Greek poetry have such a strong influence? Because it highlighted national events and celebrated local achievements. While it’s true that ancient poetry might have gained some unique effects from this approach, effects that modern poetry lacks, the question remains: do these effects truly belong to art and the poet? It offers little honor to Greek genius if it only had this accidental edge over modern genius; even less so if poets needed to stick to real history to gain this advantage! It’s only a crude taste that needs the boost of national interest to appreciate beautiful things; and it’s merely a hack who relies on substance for strength, hoping to create something meaningful.
Poetry ought not to take its course through the frigid region of memory; it ought never to convert learning into its interpreter, nor private interest its advocate with the popular mind. It ought to go straight to the heart, because it has come from the heart; and aim at the man in the citizen, not the citizen in the man.
Poetry shouldn't wander through the cold land of memory; it shouldn't turn knowledge into its interpreter, nor should personal interest be its champion with the general public. It should go straight to the heart because it comes from the heart; and it should target the human side of the citizen, not the citizen side of the human.
Happily, true genius does not make much account of all these counsels that people are so anxious to give her with better intentions than competence. Otherwise, Sulzer and his school might have made German poetry adopt a very equivocal style. It is no doubt a very honorable aim in a poet to moralize the man, and excite the patriotism of the citizen, and the Muses know better than any one how well the arts of the sublime and of the beautiful are adapted to exercise this influence. But that which poetry obtains excellently by indirect means it would accomplish very badly as an immediate end. Poetry is not made to serve in man for the accomplishment of a particular matter, nor could any instrument be selected less fitted to cause a particular object to succeed, or to carry out special projects and details. Poetry acts on the whole of human nature, and it is only by its general influence on the character of a man that it can influence particular acts. Poetry can be for man what love is for the hero. It can neither counsel him, nor strike for him, nor do anything for him in short; but it can form a hero in him, call him to great deeds, and arm him with a strength to be all that he ought to be.
Fortunately, true genius doesn’t pay much attention to all the advice people eagerly offer, often with good intentions but lacking expertise. If it did, Sulzer and his followers might have led German poetry down a confusing path. While it’s certainly a noble goal for a poet to uplift humanity and inspire civic pride, the Muses understand better than anyone how the arts of the sublime and beautiful can effectively create this impact. However, poetry achieves what it does beautifully through indirect means, and it would fail miserably if it tried to do so as a direct objective. Poetry isn’t meant to serve as a tool for achieving specific goals, nor is there any instrument less suited for ensuring a particular outcome or executing detailed plans. Poetry impacts all of human nature, and it can only influence specific actions through its overall effect on a person's character. Poetry can be like love for a hero. It can neither advise him, fight on his behalf, nor do anything for him directly; but it can shape a hero within him, call him to great actions, and empower him with the strength to be all that he is meant to be.
Thus the degree of aesthetical energy with which sublime feelings and sublime acts take possession of our souls, does not rest at all on the interest of reason, which requires every action to be really conformable with the idea of good. But it rests on the interest of the imagination, which requires conformity with good should be possible, or, in other terms, that no feeling, however strong, should oppress the freedom of the soul. Now this possibility is found in every act that testifies with energy to liberty, and to the force of the will; and if the poet meets with an action of this kind, it matters little where, he has a subject suitable for his art. To him, and to the interest we have in him, it is quite the same, to take his hero in one class of characters or in another, among the good or the wicked, as it often requires as much strength of character to do evil conscientiously and persistently as to do good. If a proof be required that in our aesthetic judgments we attend more to the force than to its direction, to its freedom than to its lawfulness, this is sufficient for our evidence. We prefer to see force and freedom manifest themselves at the cost of moral regularity, rather than regularity at the cost of freedom and strength. For directly one of those cases offers itself, in which the general law agrees with the instincts which by their strength threaten to carry away the will, the aesthetic value of the character is increased, if he be capable of resisting these instincts. A vicious person begins to interest us as soon as he must risk his happiness and life to carry out his perverse designs; on the contrary, a virtuous person loses in proportion as he finds it useful to be virtuous. Vengeance, for instance, is certainly an ignoble and a vile affection, but this does not prevent it from becoming aesthetical, if to satisfy it we must endure painful sacrifice. Medea slaying her children aims at the heart of Jason, but at the same time she strikes a heavy blow at her own heart, and her vengeance aesthetically becomes sublime directly we see in her a tender mother.
The level of emotional energy that sublime feelings and actions take over our souls doesn’t depend on reason, which demands that every action aligns with the idea of good. Instead, it depends on the imagination, which requires that conformity to good should be possible, meaning that no feeling, no matter how intense, should suppress the freedom of the soul. This possibility exists in every action that strongly affirms liberty and the power of will; if a poet comes across such an action, it doesn’t matter where it occurs, he has a fitting subject for his art. To him, and to our interest in him, it is essentially the same to choose a hero from one type of character or another, among the good or the bad, since it often takes just as much strength of character to act wickedly with conviction as it does to do good. If we need proof that in our aesthetic judgments we focus more on the force than its direction, and on freedom rather than legality, this serves as enough evidence. We prefer to see force and freedom expressed even at the cost of moral order, rather than order at the expense of freedom and strength. Whenever a situation arises where general law aligns with instincts that threaten to overpower the will, the aesthetic value of the character increases if they can resist these instincts. A wicked character becomes interesting as soon as they must risk their happiness and life to pursue their twisted goals; conversely, a virtuous character diminishes in appeal as they find it convenient to be virtuous. For example, vengeance is certainly a base and vile emotion, but it can become aesthetic if satisfying it requires painful sacrifices. Medea killing her children targets Jason's heart, but at the same time, she inflicts a heavy blow to her own, and her vengeance becomes sublime the moment we recognize her as a loving mother.
In this sense the aesthetic judgment has more of truth than is ordinarily believed. The vices which show a great force of will evidently announce a greater aptitude for real moral liberty than do virtues which borrow support from inclination; seeing that it only requires of the man who persistently does evil to gain a single victory over himself, one simple upset of his maxims, to gain ever after to the service of virtue his whole plan of life, and all the force of will which he lavished on evil. And why is it we receive with dislike medium characters, whilst we at times follow with trembling admiration one which is altogether wicked? It is evident, that with regard to the former, we renounce all hope, we cannot even conceive the possibility of finding absolute liberty of the will; whilst with the other, on the contrary, each time he displays his faculties, we feel that one single act of the will would suffice to raise him up to the fullest height of human dignity.
In this way, aesthetic judgment has more truth than people generally think. The vices that show strong will clearly indicate a greater ability for true moral freedom than virtues that rely on personal inclination. It only takes the person who consistently chooses evil to achieve a single victory over themselves, one simple challenge to their beliefs, to redirect their entire life plan and all the willpower they invested in wrongdoing toward virtue. And why do we often find ourselves disliking characters who are on the fence, while sometimes admiring those who are completely wicked? It's clear that with the former, we give up all hope; we can't even imagine the possibility of finding true freedom of will. With the latter, however, every time they show their abilities, we sense that just one act of will could elevate them to the highest level of human dignity.
Thus, in the aesthetic judgment, that which excites our interest is not morality itself, but liberty alone; and moral purity can only please our imagination when it places in relief the forces of the will. It is then manifestly to confound two very distinct orders of ideas, to require in aesthetic things so exact a morality, and, in order to stretch the domain of reason, to exclude the imagination from its own legitimate sphere.
Thus, in aesthetic judgment, what sparks our interest isn't morality itself, but liberty alone; and moral purity only captivates our imagination when it highlights the power of the will. It's clearly a mistake to mix up two very different categories of ideas by demanding such strict morality in aesthetic things and, in trying to expand the realm of reason, to shut out the imagination from its rightful place.
Either it would be necessary to subject it entirely, then there would be an end to all aesthetic effect; or it would share the realm of reason, then morality would not gain much. For if we pretend to pursue at the same time two different ends, there would be risk of missing both one and the other. The liberty of the imagination would be fettered by too great respect for the moral law; and violence would be done to the character of necessity which is in the reason, in missing the liberty which belongs to the imagination.
Either we would have to fully submit it, which would ruin any aesthetic effect, or it would coexist with reason, and then morality wouldn’t benefit much. If we try to chase two different goals at the same time, we risk failing at both. The freedom of imagination would be constrained by excessive respect for the moral law, and we would undermine the nature of necessity found in reason by restricting the freedom that belongs to imagination.
ON GRACE AND DIGNITY.
The Greek fable attributes to the goddess of beauty a wonderful girdle which has the quality of lending grace and of gaining hearts in all who wear it. This same divinity is accompanied by the Graces, or goddesses of grace. From this we see that the Greeks distinguished from beauty grace and the divinities styled the Graces, as they expressed the ideas by proper attributes, separable from the goddess of beauty. All that is graceful is beautiful, for the girdle of love winning attractions is the property of the goddess of Cnidus; but all beauty is not of necessity grace, for Venus, even without this girdle, does not cease to be what she is.
The Greek fable gives the goddess of beauty a fantastic belt that has the power to bring elegance and charm to anyone who wears it. This goddess is also accompanied by the Graces, the goddesses of grace. This shows us that the Greeks made a distinction between beauty and grace and represented these ideas with specific attributes that are separate from the goddess of beauty. Everything that is graceful is beautiful because the love-inducing belt belongs to the goddess of Cnidus; however, not all beauty necessarily means grace, as Venus remains who she is even without this belt.
However, according to this allegory, the goddess of beauty is the only one who wears and who lends to others the girdle of attractions. Juno, the powerful queen of Olympus, must begin by borrowing this girdle from Venus, when she seeks to charm Jupiter on Mount Ida [Pope's "Iliad," Book XIV. v. 220]. Thus greatness, even clothed with a certain degree of beauty, which is by no means disputed in the spouse of Jupiter, is never sure of pleasing without the grace, since the august queen of the gods, to subdue the heart of her consort, expects the victory not from her own charms but from the girdle of Venus.
However, in this allegory, the goddess of beauty is the only one who owns and can lend the belt of attractions to others. Juno, the powerful queen of Olympus, must start by borrowing this belt from Venus when she tries to charm Jupiter on Mount Ida [Pope's "Iliad," Book XIV. v. 220]. So, even greatness, which has some degree of beauty—something that is definitely not disputed in Jupiter's spouse—is never guaranteed to please without grace. The esteemed queen of the gods, in order to win her consort's heart, relies not on her own charms but on the belt of Venus.
But we see, moreover, that the goddess of beauty can part with this girdle, and grant it, with its quality and effects, to a being less endowed with beauty. Thus grace is not the exclusive privilege of the beautiful; it can also be handed over, but only by beauty, to an object less beautiful, or even to an object deprived of beauty.
But we also see that the goddess of beauty can give away this girdle and bestow its qualities and effects on someone who is less beautiful. So, grace isn’t just reserved for the beautiful; it can also be passed on by beauty to someone less attractive, or even to someone without any beauty at all.
If these same Greeks saw a man gifted in other respects with all the advantages of mind, but lacking grace, they advised him to sacrifice to the Graces. If, therefore, they conceived these deities as forming an escort to the beauty of the other sex, they also thought that they would be favorable to man, and that to please he absolutely required their help.
If these same Greeks saw a man who was otherwise smart and talented but lacking in charm, they advised him to make offerings to the Graces. So, while they viewed these goddesses as companions to the beauty of women, they also believed that they would be beneficial to men and that to win favor, he definitely needed their assistance.
But what then is grace, if it be true that it prefers to unite with beauty, yet not in an exclusive manner? What is grace if it proceeds from beauty, but yet produces the effects of beauty, even when beauty is absent. What is it, if beauty can exist indeed without it, and yet has no attraction except with it? The delicate feeling of the Greek people had marked at an early date this distinction between grace and beauty, whereof the reason was not then able to give an account; and, seeking the means to express it, it borrowed images from the imagination, because the understanding could not offer notions to this end. On this score, the myth of the girdle deserves to fix the attention of the philosopher, who, however, ought to be satisfied to seek ideas corresponding with these pictures when the pure instinctive feeling throws out its discoveries, or, in other words, with explaining the hieroglyphs of sensation. If we strip off its allegorical veil from this conception of the Greeks, the following appears the only meaning it admits.
But what is grace, if it's true that it prefers to connect with beauty, but not exclusively? What is grace if it comes from beauty, yet still has the effects of beauty, even when beauty isn’t present? What is it if beauty can actually exist without grace, yet has no appeal unless grace is involved? The sensitive nature of the Greek people recognized this distinction between grace and beauty early on, even when reason couldn't explain it; and in trying to express it, they drew on imaginative imagery because understanding couldn't provide the concepts needed. In this context, the myth of the girdle deserves the philosopher's attention, who should be content to seek ideas that align with these images when pure instinct reveals its insights, or, in other words, when explaining the symbols of sensation. If we remove the allegorical layer from this idea the Greeks had, the only meaning that remains is straightforward.
Grace is a kind of movable beauty, I mean a beauty which does not belong essentially to its subject, but which may be produced accidentally in it, as it may also disappear from it. It is in this that grace is distinguished from beauty properly so called, or fixed beauty, which is necessarily inherent in the subject itself. Venus can no doubt take off her girdle and give it up for the moment to Juno, but she could only give up her beauty with her very person. Venus, without a girdle, is no longer the charming Venus, without beauty she is no longer Venus.
Grace is a type of fluid beauty, meaning it's not something that inherently belongs to its subject, but can happen by chance and can also fade away. This is how grace differs from true beauty, or fixed beauty, which is always a part of the subject itself. Venus can certainly remove her girdle and lend it to Juno for a moment, but she can only give up her beauty if she gives up her very self. Without her girdle, Venus is no longer the enchanting Venus; without beauty, she ceases to be Venus at all.
But this girdle as a symbol of movable beauty has this particular feature, that the person adorned with it not only appears more graceful, but actually becomes so. The girdle communicates objectively this property of grace, in this contrasting with other articles of dress, which have only subjective effects, and without modifying the person herself, only modify the impression produced on the imagination of others. Such is the express meaning of the Greek myth; grace becomes the property of the person who puts on this girdle; she does more than appear amiable, it is so in fact.
But this belt, as a symbol of movable beauty, has this unique feature: the person wearing it not only looks more graceful but actually becomes more graceful. The belt gives this quality of grace objectively, unlike other articles of clothing, which only have subjective effects and, without changing the person herself, only alter the impression made on the imaginations of others. This is the clear message of the Greek myth; grace becomes a quality of the person who wears this belt; she not only seems charming, but she truly is.
No doubt it may be thought that a girdle, which after all is only an outward, artificial ornament, does not prove a perfectly correct emblem to express grace as a personal quality. But a personal quality that is conceived at the same time as separable from the subject, could only be represented to the senses by an accidental ornament which can be detached from the person, without the essence of the latter being affected by it.
It's understandable to think that a belt, which is just an outward, artificial decoration, doesn't perfectly symbolize grace as a personal quality. However, a personal quality that can be seen as separate from a person can only be represented by an incidental ornament that can be removed from the individual without changing their true essence.
Thus the girdle of charms operates not by a natural effect (for then it would not change anything in the person itself) but by a magical effect; that is to say, its virtue extends beyond all natural conditions. By this means, which is nothing more, I admit, than an expedient, it has been attempted to avoid the contradiction to which the mind, as regards its representative faculty, is unavoidably reduced, every time it asks an expression from nature herself, for an object foreign to nature and which belongs to the free field of the ideal. If this magic girdle is the symbol of an objective property which can be separated from its subject without modifying in any degree its nature, this myth can only express one thing—the beauty of movement, because movement is the only modification that can affect an object without changing its identity.
So the charm belt works not through a natural effect (because then it wouldn't change anything about the person itself) but through a magical effect; in other words, its power goes beyond all natural conditions. This approach, which I acknowledge is merely a workaround, tries to sidestep the contradiction that the mind faces regarding its ability to represent, every time it seeks an expression from nature itself for something outside of nature that belongs to the realm of the ideal. If this magic belt symbolizes an objective quality that can be separated from its subject without altering its nature in any way, this myth can only convey one thing—the beauty of movement, since movement is the only change that can affect an object without changing its identity.
The beauty of movement is an idea that satisfies the two conditions contained in the myth which now occupies us. In the first place, it is an objective beauty, not entirely depending upon the impression that we receive from the object, but belonging to the object itself. In the second place, this beauty has in itself something accidental, and the object remains identical even when we conceive it to be deprived of this property. The girdle of attractions does not lose its magic virtue in passing to an object of less beauty, or even to that which is without beauty; that is to say, that a being less beautiful, or even one which is not beautiful, may also lay claim to the beauty of movement. The myth tells us that grace is something accidental in the subject in which we suppose it to be. It follows that we can attribute this property only to accidental movements. In an ideal of beauty the necessary movements must be beautiful, because inasmuch as necessary they form an integral part of its nature; the idea of Venus once given, the idea of this beauty of necessary movements is that implicitly comprised in it; but it is not the same with the beauty of accidental movements; this is an extension of the former; there can be a grace in the voice, there is none in respiration.
The beauty of movement is an idea that fulfills the two criteria found in the myth we're discussing. Firstly, it’s an objective beauty that doesn’t solely rely on our impression of the object, but instead belongs to the object itself. Secondly, this beauty contains something incidental, and the object remains unchanged even when we think of it as lacking this quality. The charm of attraction doesn’t lose its magical quality when it moves to an object of lesser beauty, or even to something that lacks beauty altogether; this means that a less beautiful being, or even one that isn’t beautiful at all, can still possess the beauty of movement. The myth tells us that grace is something incidental in the subject where we perceive it to be. Therefore, we can only attribute this quality to incidental movements. In an ideal of beauty, necessary movements must be beautiful, as they form an essential part of its nature; once the idea of Venus is established, the idea of the beauty of necessary movements is inherently included in it. However, this isn’t the case for the beauty of incidental movements; this is an elaboration of the former. There can be grace in the voice, but not in breathing.
But all this beauty in accidental movements—is it necessarily grace? It is scarcely necessary to notice that the Greek fable attributes grace exclusively to humanity. It goes still further, for even the beauty of form it restricts within the limits of the human species, in which, as we know, the Greeks included also their gods. But if grace is the exclusive privilege of the human form, none of the movements which are common to man with the rest of nature can evidently pretend to it. Thus, for example, if it were admitted that the ringlets of hair on a beautiful head undulate with grace, there would also be no reason to deny a grace of movement to the branches of trees, to the waves of the stream, to the ears of a field of corn, or to the limbs of animals. No, the goddess of Cnidus represents exclusively the human species; therefore, as soon as you see only a physical creature in man, a purely sensuous object, she is no longer concerned with him. Thus, grace can only be met with in voluntary movements, and then in those only which express some sentiment of the moral order. Those which have as principle only animal sensuousness belong only, however voluntary we may suppose them to be, to physical nature, which never reaches of itself to grace. If it were possible to have grace in the manifestations of the physical appetites and instincts, grace would no longer be either capable or worthy to serve as the expression of humanity. Yet it is humanity alone which to the Greek contains all the idea of beauty and of perfection. He never consents to see separated from the soul the purely sensuous part, and such is with him that which might be called man's sensuous nature, which it is equally impossible for him to isolate either from his lower nature or from his intelligence. In the same way that no idea presents itself to his mind without taking at once a visible form, and without his endeavoring to give a bodily envelope even to his intellectual conceptions, so he desires in man that all his instinctive acts should express at the same time his moral destination. Never for the Greek is nature purely physical nature, and for that reason he does not blush to honor it; never for him is reason purely reason, and for that reason he has not to tremble in submitting to its rule. The physical nature and moral sentiments, matter and mind, earth and heaven, melt together with a marvellous beauty in his poetry. Free activity, which is truly at home only in Olympus, was introduced by him even into the domain of sense, and it is a further reason for not attaching blame to him if reciprocally he transported the affections of the sense into Olympus. Thus, this delicate sense of the Greeks, which never suffered the material element unless accompanied by the spiritual principle, recognizes in man no voluntary movement belonging only to sense which did not at the same time manifest the moral sentiment of the soul. It follows that for them grace is one of the manifestations of the soul, revealed through beauty in voluntary movements; therefore, wherever there is grace, it is the soul which is the mobile, and it is in her that beauty of movement has its principle. The mythological allegory thus expresses the thought, "Grace is a beauty not given by nature, but produced by the subject itself."
But all this beauty in random movements—does it really count as grace? It's hardly necessary to point out that the Greek myth assigns grace solely to humanity. It goes even further, limiting the beauty of form exclusively to humans, which, as we know, included their gods. However, if grace is only for the human form, then any movements shared with the rest of nature cannot claim to have it. For instance, if we accept that the curls of hair on a beautiful head move gracefully, we could also argue that the branches of trees, the waves in a stream, the ears of a field of corn, or the limbs of animals showcase a similar grace of movement. No, the goddess from Cnidus represents only the human species; thus, when you see only a physical being in a person, a purely sensory object, she’s no longer connected to them. Consequently, grace can only be found in voluntary movements, specifically those expressing some moral sentiment. Movements that are purely instinctive or sensual, however voluntary we might suppose them to be, belong solely to physical nature, which can never attain grace on its own. If grace could exist in the expressions of physical desires and instincts, it would no longer be capable or worthy to represent humanity. Yet it is humanity alone that embodies all ideas of beauty and perfection for the Greeks. They refuse to see the purely sensory aspect separated from the soul, and for them, what might be called human sensuality cannot be isolated from either their lower nature or their intelligence. Just as no idea appears in their minds without instantly taking on a visible form, and as they strive to give a physical shape even to their intellectual concepts, they similarly want all of a person's instinctive actions to reflect their moral purpose. Nature is never seen by the Greeks as purely physical, and that's why they do not hesitate to honor it; reason is never just reason to them, and that's why they don't hesitate to follow its guidance. In their poetry, physical nature and moral sentiments, matter and mind, earth and heaven blend beautifully together. Free activity, which is truly at home only in Olympus, was even brought into the sensory realm by them, and it's further justification for them if they also transferred sensory emotions into Olympus. Thus, this refined sensitivity of the Greeks, which never allowed the material element without the spiritual principle accompanying it, acknowledges in humans no voluntary movement that belongs solely to sensation without simultaneously expressing the moral sentiment of the soul. This means for them that grace is a manifestation of the soul, revealed through beauty in voluntary movements; therefore, wherever there is grace, it is the soul that is in motion, and it is there that the beauty of movement originates. The mythological allegory thus conveys the idea, "Grace is a beauty not given by nature, but produced by the subject itself."
Up to the present time I have confined myself to unfolding the idea of grace from the Greek myth, and I hope I have not forced the sense: may I now be permitted to try to what result a philosophical investigation on this point will lead us, and to see if this subject, as so many others, will confirm this truth, that the spirit of philosophy can hardly flatter itself that it can discover anything which has not already been vaguely perceived by sentiment and revealed in poetry?
So far, I have focused on exploring the concept of grace from Greek mythology, and I hope I haven't misinterpreted it. May I now be allowed to investigate what philosophical inquiry might reveal about this topic, and see if it, like many others, confirms the truth that philosophy often can’t convince itself it’s uncovering anything that hasn’t already been somewhat sensed by feelings and expressed in poetry?
Without her girdle, and without the Graces, Venus represents the ideal of beauty, such as she could have come forth from the hands of nature, and such as she is made without the intervention of mind endowed with sentiment and by the virtue alone of plastic forces. It is not without reason that the fable created a particular divinity to represent this sort of beauty, because it suffices to see and to feel in order to distinguish it very distinctly from the other, from that which derives its origin from the influence of a mind endowed with sentiments.
Without her girdle and without the Graces, Venus symbolizes the ideal of beauty, as she could have emerged straight from nature, and as she is shaped solely by the natural forces without the influence of a thoughtful mind. There's a reason the myth created a specific deity to embody this type of beauty, because it’s enough to see and feel it to clearly distinguish it from other kinds, those that come from the influence of a mind filled with emotions.
This first beauty, thus formed by nature solely and in virtue of the laws of necessity, I shall distinguish from that which is regulated upon conditions of liberty, in calling it, if allowed, beauty of structure (architectonic beauty). It is agreed, therefore, to designate under this name that portion of human beauty which not only has as efficient principle the forces and agents of physical nature (for we can say as much for every phenomenon), but which also is determined, so far as it is beauty solely, by the forces of this nature.
This first kind of beauty, created entirely by nature and based on the laws of necessity, I’ll refer to as structural beauty (architectonic beauty). So, it’s agreed to use this term for that part of human beauty which not only arises from the forces and agents of the physical world (which we can say about every phenomenon), but is also defined, as it pertains to beauty alone, by these natural forces.
Well-proportioned limbs, rounded contours, an agreeable complexion, delicacy of skin, an easy and graceful figure, a harmonious tone of voice, etc., are advantages which are gifts of nature and fortune: of nature, which predisposed to this, and developed it herself; of fortune, which protects against all influence adverse to the work of nature.
Well-proportioned limbs, rounded shapes, a pleasant complexion, soft skin, an easy and graceful figure, a harmonious tone of voice, etc., are advantages that come from nature and luck: from nature, which is predisposed to this and developed it itself; and from luck, which protects against any negative influences on nature’s work.
Venus came forth perfect and complete from the foam of the sea. Why perfect? because she is the finished and exactly determined work of necessity, and on that account she is neither susceptible of variety nor of progress. In other terms, as she is only a beautiful representation of the various ends which nature had in view in forming man, and thence each of her properties is perfectly determined by the idea that she realizes; hence it follows that we can consider her as definitive and determined (with regard to its connection with the first conception) although this conception is subject, in its development, to the conditions of time.
Venus emerged flawless and whole from the sea's foam. Why flawless? Because she is the ultimate and precisely defined creation of necessity, which means she cannot change or evolve. In other words, she is merely a beautiful embodiment of the different goals that nature intended when creating humanity, and as such, each of her traits is perfectly defined by the concept she represents. Therefore, we can view her as final and specific (in relation to its link with the initial idea), even though this idea is influenced by the conditions of time as it unfolds.
The architectonic beauty of the human form and its technical perfection are two ideas, which we must take good care not to confound. By the latter, the ensemble of particular ends must be understood, such as they co-ordinate between themselves towards a general and higher end; by the other, on the contrary, a character suited to the representation of these ends, as far as these are revealed, under a visible form, to our faculty of seeing and observing. When, then, we speak of beauty, we neither take into consideration the justness of the aims of nature in themselves, nor formally, the degree of adaptation to the principles of art which their combination could offer. Our contemplative faculties hold to the manner in which the object appears to them, without taking heed to its logical constitution. Thus, although the architectonic beauty, in the structure of man, be determined by the idea which has presided at this structure, and by the ends that nature proposes for it, the aesthetic judgment, making abstraction of these ends, considers this beauty in itself; and in the idea which we form of it, nothing enters which does not immediately and properly belong to the exterior appearance.
The architectural beauty of the human body and its technical perfection are two concepts that we should be careful not to confuse. By technical perfection, we mean the way specific functions work together toward a broader and higher purpose; by beauty, we refer to a quality that represents these functions as they are revealed to our ability to see and observe. So, when we talk about beauty, we aren’t considering the correctness of nature’s goals by themselves or the degree to which their combination fits artistic principles. Our ability to contemplate focuses on how the object appears to us without considering its logical structure. Therefore, even though the architectural beauty in human structure is defined by the idea that informed this structure and by the goals nature has for it, aesthetic judgment, abstracting from these goals, evaluates this beauty on its own. In our understanding of it, nothing is included that doesn’t directly and properly relate to its outward appearance.
We are, then, not obliged to say that the dignity of man and of his condition heightens the beauty of his structure. The idea we have of his dignity may influence, it is true, the judgment that we form on the beauty of his structure; but then this judgment ceases to be purely aesthetic. Doubtless, the technical constitution of the human form is an expression of its destiny, and, as such, it ought to excite our admiration; but this technical constitution is represented to the understanding and not to sense; it is a conception and not a phenomenon. The architectonic beauty, on the contrary, could never be an expression of the destiny of man, because it addresses itself to quite a different faculty from that to which it belongs to pronounce upon his destiny.
We aren't required to claim that human dignity and our condition increase the beauty of our structure. While our perception of dignity may impact how we judge the beauty of our structure, that judgment isn't purely aesthetic anymore. Sure, the technical makeup of the human form reflects its purpose, and because of that, it should inspire our admiration; however, this technical structure appeals to our intellect, not our senses; it's an idea, not a visible experience. In contrast, architectural beauty can never express the purpose of humanity because it appeals to a different part of our understanding than what determines our purpose.
If, then, man is, amongst all the technical forces created by nature, that to whom more especially we attribute beauty, this is exact and true only under one condition, which is, that at once and upon the simple appearance he justifies this superiority, without the necessity, in order to appreciate it, that we bring to mind his humanity. For, to recall this, we must pass through a conception; and then it would no longer be the sense, but the understanding, that would become the judge of beauty, which would imply contradiction. Man, therefore, cannot put forward the dignity of his moral destiny, nor give prominence to his superiority as intelligence, to increase the price of his beauty. Man, here, is but a being thrown like others into space—a phenomenon amongst other phenomena. In the world of sense no account is made of the rank he holds in the world of ideas; and if he desires in that to hold the first place, he can only owe it to that in him which belongs to the physical order.
If humans are, among all the technical forces created by nature, those we especially attribute beauty to, this is only true under one condition: that they immediately justify this superiority through their simple appearance, without needing to remember their humanity to appreciate it. To do so, we would have to engage in a concept, and then it would not be our senses but our understanding that judges beauty, which would be a contradiction. Therefore, humans cannot elevate their moral destiny or highlight their superiority in intelligence to enhance their beauty. Here, humans are just beings thrown into space, a phenomenon among other phenomena. In the world of perception, no consideration is given to the rank they hold in the realm of ideas; if they wish to take the top spot there, it can only be attributed to their physical aspects.
But his physical nature is determined, we know, by the idea of his humanity; from which it follows that his architectonic beauty is so also mediately. If, then he is distinguished by superior beauty from all other creatures of the sensuous world, it is incontestable that he owes this advantage to his destiny as man, because it is in it that the reason is of the differences which in general separate him from the rest of the sensuous world. But the beauty of the human form is not due to its being the expression of this superior destiny, for if it were so, this form would necessarily cease to be beautiful, from the moment it began to express a less high destiny, and the contrary to this form would be beautiful as soon as it could be admitted that it expresses this higher destination. However, suppose that at the sight of a fine human face we could completely forget that which it expresses, and put in its place, without chancing anything of its outside, the savage instincts of the tiger, the judgment of the eyesight would remain absolutely the same, and the tiger would be for it the chef-d'oeuvre of the Creator.
But we know that his physical nature is shaped by the idea of his humanity; therefore, his architectural beauty is influenced by it too. If he is recognized for his superior beauty compared to all other creatures in the sensory world, it's undeniable that he owes this advantage to his fate as a human. This is where the reason lies for the differences that generally set him apart from the rest of the sensory world. However, the beauty of the human form doesn't come from being an expression of this superior fate. If it did, this form would lose its beauty the moment it began to express a lesser fate, and conversely, another form would be beautiful as soon as it was accepted as expressing this higher destiny. Now, imagine that when we see a beautiful human face, we could completely overlook what it represents and instead place, without changing its appearance, the savage instincts of a tiger; the judgment of our sight would remain absolutely the same, and the tiger would still be viewed as the masterpiece of the Creator.
The destiny of man as intelligence contributes, then, to the beauty of his structure only so far as the form that represents this destiny, the expression that makes it felt, satisfies at the same time the conditions which are prescribed in the world of sense to the manifestations of the beautiful; which signifies that beauty ought always to remain a pure effect of physical nature, and that the rational conception which had determined the technical utility of the human structure cannot confer beauty, but simply be compatible with beauty.
The fate of humanity, as shaped by intelligence, adds to the beauty of its form only to the extent that this form, which embodies that fate and conveys it, meets the conditions that the sensory world sets for expressions of beauty. This means that beauty should always be a direct result of physical nature, and that the rational ideas that determine the functional purpose of human form cannot create beauty; they can only coexist with it.
It could be objected, it is true, that in general all which is manifested by a sensuous representation is produced by the forces of nature, and that consequently this character cannot be exclusively an indication of the beautiful. Certainly, and without doubt, all technical creations are the work of nature; but it is not by the fact of nature that they are technical, or at least that they are so judged to be. They are technical only through the understanding, and thus their technical perfection has already its existence in the understanding, before passing into the world of sense, and becoming a sensible phenomenon. Beauty, on the contrary, has the peculiarity, that the sensuous world is not only its theatre, but the first source from whence it derives its birth, and that it owes to nature not only its expression, but also its creation. Beauty is absolutely but a property of the world of sense; and the artist, who has the beautiful in view, would not attain to it but inasmuch as he entertains this illusion, that his work is the work of nature.
It could be argued, and it’s true, that generally everything shown through a sensory representation is created by the forces of nature, and that this characteristic cannot solely indicate beauty. Certainly, all technical creations are made by nature; however, it’s not the fact that they are natural that makes them technical, or at least that's not how they are perceived. They are considered technical only through understanding, and thus their technical perfection already exists in the mind before it enters the sensory world and becomes a tangible experience. Beauty, on the other hand, is unique in that the sensory world is not only its stage but also the primary source from which it originates, and it owes to nature not just its expression but its very creation. Beauty is fundamentally a feature of the sensory world; and the artist, who aims for beauty, can only achieve it because of the illusion that their work is a result of nature.
In order to appreciate the technical perfection of the human body, we must bear in mind the ends to which it is appropriated; this being quite unnecessary for the appreciation of its beauty. Here the senses require no aid, and of themselves judge with full competence; however they would not be competent judges of the beautiful, if the world of sense (the senses have no other object) did not contain all the conditions of beauty and was therefore competent to produce it. The beauty of man, it is true, has for mediate reason the idea of his humanity, because all his physical nature is founded on this idea; but the senses, we know, hold to immediate phenomena, and for them it is exactly the same as if this beauty were a simple effect of nature, perfectly independent.
To fully appreciate the technical perfection of the human body, we need to consider the purposes for which it is used; however, this is not necessary for recognizing its beauty. Our senses require no assistance and can evaluate it on their own; yet, they wouldn’t be able to judge beauty properly if the sensory world (which is the only thing our senses can perceive) didn’t provide all the necessary conditions for beauty and could produce it. It’s true that the beauty of a person is related to the concept of humanity since all physical attributes are based on this idea; however, our senses focus on immediate experiences, making it seem as if this beauty is simply a natural occurrence, entirely self-sufficient.
From what we have said, up to the present time, it would appear that the beautiful can offer absolutely no interest to the understanding, because its principle belongs solely to the world of sense, and amongst all our faculties of knowledge it addresses itself only to our senses. And in fact, the moment that we sever from the idea of the beautiful, as a foreign element, all that is mixed with the idea of technical perfection, almost inevitably, in the judgment of beauty, it appears that nothing remains to it by which it can become the object of an intellectual pleasure. And nevertheless, it is quite as incontestable that the beautiful pleases the understanding, as it is beyond doubt that the beautiful rests upon no property of the object that could not be discovered but by the understanding.
Based on what we've discussed so far, it seems that beauty offers no real interest to our understanding because its essence is purely sensory, and it only appeals to our senses among all our ways of knowing. In fact, if we separate the concept of beauty from anything related to technical perfection, it almost inevitably follows that there's nothing left for beauty to provide intellectual pleasure. Yet, it's equally undeniable that beauty does please the understanding, just as it's clear that beauty relies on no attributes of the object that couldn't be understood without using our intellect.
To solve this apparent contradiction, it must be remembered that the phenomena can in two different ways pass to the state of objects of the understanding and express ideas. It is not always necessary that the understanding draws these ideas from phenomena; it can also put them into them. In the two cases, the phenomena will be adequate to a rational conception, with this simple difference, that, in the first case, the understanding finds it objectively given, and to a certain extent only receives it from the object because it is necessary that the idea should be given to explain the nature and often even the possibility of the object; whilst in the second case, on the contrary, it is the understanding which of itself interprets, in a manner to make of it the expression of its idea, that which the phenomenon offers us, without any connection with this idea, and thus treats by a metaphysical process that which in reality is purely physical. There, then, in the association of the idea with the object there is an objective necessity; here, on the contrary, a subjective necessity at the utmost. It is unnecessary to say that, in my mind, the first of these two connections ought to be understood of technical perfection, the second, of the beautiful.
To resolve this apparent contradiction, it should be noted that phenomena can become objects of understanding and express ideas in two different ways. It’s not always necessary for understanding to derive these ideas from phenomena; it can also impose them onto phenomena. In both instances, the phenomena align with a rational conception, with the main difference being that, in the first case, understanding finds it objectively given and, to some extent, only receives it from the object because the idea must be present to explain the nature and often even the possibility of the object. In the second case, on the contrary, understanding itself interprets what the phenomenon presents to create an expression of its idea, without any connection to that idea, dealing metaphysically with what is purely physical. Therefore, in the association of the idea with the object, there is an objective necessity; here, on the other hand, there is at most a subjective necessity. It goes without saying that I believe the first of these connections should be understood as technical perfection, while the second pertains to beauty.
As then in the second case it is a thing quite contingent for the sensuous object that there should or should not be outside of it an object which perceives it—an understanding that associates one of its own ideas with it, consequently, the ensemble of these objective properties ought to be considered as fully independent of this idea; we have perfectly the right to reduce the beautiful, objectively, to the simple conditions of physical nature, and to see nothing more in beauty than effect belonging purely to the world of sense. But as, on the other side, the understanding makes of this simple fact of the world of sense a transcendent usage, and in lending it a higher signification inasmuch as he marks it, as it were, with his image, we have equally the right to transport the beautiful, subjectively, into the world of intelligence. It is in this manner that beauty belongs at the same time to the two worlds—to one by the right of birth, to the other by adoption; it takes its being in the world of sense, it acquires the rights of citizenship in the world of understanding. It is that which explains how it can be that taste, as the faculty for appreciating the beautiful, holds at once the spiritual element and that of sense; and that these two natures, incompatible one with the other, approach in order to form in it a happy union. It is this that explains how taste can conciliate respect for the understanding with the material element, and with the rational principle the favor and the sympathy of the senses, how it can ennoble the perceptions of the senses so as to make ideas of them, and, in a certain measure, transform the physical world itself into a domain of the ideal.
In the second case, it's completely possible for a sensory object to exist without something outside of it to perceive it—an understanding that connects one of its ideas to it. Therefore, all these objective properties should be seen as entirely independent of that idea; we can definitely simplify beauty to the basic conditions of physical nature and view it as an effect that belongs solely to the world of the senses. However, on the other hand, the understanding takes this simple sensory fact and uses it in a more abstract way, giving it greater meaning as it marks it with its own image. We also have the right to move beauty subjectively into the realm of intelligence. This is how beauty simultaneously belongs to both worlds—one by birthright, the other by adoption; it exists in the sensory world and gains citizenship in the world of understanding. This explains how taste, as the ability to appreciate the beautiful, encompasses both the spiritual and sensory elements, and how these two seemingly incompatible natures come together to create a harmonious union. This is how taste can balance respect for understanding with material aspects and, alongside rational principles, can win the favor and sympathy of the senses, elevating sensory perceptions into ideas and, in some way, transforming the physical world into a domain of the ideal.
At all events, if it is accidental with regard to the object, that the understanding associates, at the representation of this object, one of its own ideas with it, it is not the less necessary for the subject which represents it to attach to such a representation such an idea. This idea, and the sensuous indication which corresponds to it in the object, ought to be one with the other in such relation, that the understanding be forced to this association by its own immutable laws; the understanding then must have in itself the reason which leads it to associate exclusively a certain phenomenon with a certain determined idea, and, reciprocally, the object should have in itself the reason for which it exclusively provokes that idea and not another. As to knowing what the idea can be which the understanding carries into the beautiful, and by what objective property the object gifted with beauty can be capable of serving as symbol to this idea, is then a question much too grave to be solved here in passing, and I reserve this examination for an analytical theory of the beautiful.
At any rate, even if it’s coincidental for the mind to associate one of its own ideas with a represented object, it’s still essential for the person representing it to connect that idea to that representation. This idea, along with the sensory cue that corresponds to it in the object, should relate in such a way that the mind is compelled to make this association by its own unchanging laws; thus, the mind must have within it the reason that drives it to associate a specific phenomenon with a particular idea, and, in turn, the object should contain the reason that causes it to evoke that idea and not another. Understanding what the idea is that the mind brings into the concept of beauty, and what property of the beautiful object allows it to symbolize that idea, is a question far too significant to address briefly here, and I will save this exploration for a detailed analysis of beauty.
The architectonic beauty of man is then, in the way I have explained it, the visible expression of a rational conception, but it is so only in the same sense and the same title as are in general all the beautiful creations of nature. As to the degree, I agree that it surpasses all the other beauties; but with regard to kind, it is upon the same rank as they are, because it also manifests that which alone is perceptible of its subject, and it is only when we represent it to ourselves that it receives a super-sensuous value.
The beauty of human architecture, as I've explained, is the visible expression of a rational idea, but it’s beautiful in the same way all of nature's creations are. I agree that it surpasses all other forms of beauty in degree, but in terms of kind, it ranks equally with them because it shows what is perceivable about its subject. It only gains a deeper significance when we visualize it in our minds.
If the ends of creation are marked in man with more of success and of beauty than in the organic beings, it is to some extent a favor which the intelligence, inasmuch as it dictated the laws of the human structure, has shown to nature charged to execute those laws. The intelligence, it is true, pursues its end in the technique of man with a rigorous necessity, but happily its exigencies meet and accord with the necessary laws of nature so well, that one executes the order of the other whilst acting according to its own inclination.
If the ultimate goals of creation are represented in humans with more success and beauty than in other living beings, it can be seen as a favor that intelligence has granted to nature, since it designed the laws of human structure. It’s true that intelligence follows a strict necessity in human technique, but fortunately, its demands align perfectly with the fundamental laws of nature, so that each fulfills the other's purpose while still acting according to its own nature.
But this can only be true respecting the architectonic beauty of man, where the necessary laws of physical nature are sustained by another necessity, that of the teleological principle which determines them. It is here only that the beautiful could be calculated by relation to the technique of the structure, which can no longer take place when the necessity is on one side alone, and the super-sensuous cause which determines the phenomenon takes a contingent character. Thus, it is nature alone who takes upon herself the architectonic beauty of man, because here, from the first design, she had been charged once for all by the creating intelligence with the execution of all that man needs in order to arrive at the ends for which he is destined, and she has in consequence no change to fear in this organic work which she accomplishes.
But this can only be true regarding the architectural beauty of humanity, where the necessary laws of physical nature are supported by another necessity, that of the teleological principle that determines them. It is only in this context that beauty can be measured in relation to the technique of the structure, which can no longer happen when necessity is only on one side, and the non-physical cause that defines the phenomenon is seen as contingent. Thus, it is nature alone that takes on the architectural beauty of humanity, since here, from the very beginning, she has been tasked once and for all by the creative intelligence with fulfilling all that humanity needs to achieve the purposes for which it is destined, and she consequently has no changes to fear in this organic work that she carries out.
But man is moreover a person—that is to say, a being whose different states can have their cause in himself, and absolutely their last cause; a being who can be modified by reason that he draws from himself. The manner in which he appears in the world of sense depends upon the manner in which he feels and wills, and, consequently, upon certain states which are freely determined by himself, and not fatally by nature.
But a person is also a person—that is, a being whose different states can have their cause within themselves, and ultimately their final cause; a being who can be changed by reasons they create themselves. How they show up in the world depends on how they feel and what they want, and, as a result, on certain states that they freely choose for themselves, not determined by nature in a fixed way.
If man were only a physical creature, nature, at the same time that she establishes the general laws of his being, would determine also the various causes of application. But here she divides her empire with free arbitration; and, although its laws are fixed, it is the mind that pronounces upon particular cases.
If humans were just physical beings, nature, while setting the general laws of existence, would also dictate the specific reasons for their actions. However, here she shares her authority with free will; and, even though her laws are set, it's the mind that decides on individual situations.
The domain of mind extends as far as living nature goes, and it finishes only at the point at which organic life loses itself in unformed matter, at the point at which the animal forces cease to act. It is known that all the motive forces in man are connected one with the other, and this makes us understand how the mind, even considered as principle of voluntary movement, can propagate its action through all organisms. It is not only the instruments of the will, but the organs themselves upon which the will does not immediately exercise its empire, that undergo, indirectly at least, the influence of mind; the mind determines then, not only designedly when it acts, but again, without design, when it feels.
The realm of the mind extends as far as living nature does, ending only where organic life dissolves into formless matter, at the point where animal forces stop functioning. It's understood that all the driving forces in humans are interconnected, which helps us see how the mind, even when seen as the source of voluntary movement, can influence all organisms. It's not just the tools of our will that are affected, but also the very organs that the will doesn't directly control, which are still influenced by the mind, at least indirectly; the mind shapes things not only intentionally when it acts but also unintentionally when it feels.
From nature in herself (this result is clearly perceived from what precedes) we must ask nothing but a fixed beauty, that of the phenomena that she alone has determined according to the law of necessity. But with free arbitration, chance (the accidental), interferes in the work of nature, and the modifications that affect it thus under the empire of free will are no longer, although all behave according to its own laws, determined by these laws. From thence it is to the mind to decide the use it will make of its instruments, and with regard to that part of beauty which depends on this use, nature has nothing further to command, nor, consequently, to incur any responsibility.
From nature itself (this result is clearly seen from what comes before), we should expect nothing but a consistent beauty, defined by the phenomena that she alone has established according to the law of necessity. However, with free will, chance (the accidental) intervenes in nature's work, and the changes that it undergoes under the influence of free will are no longer determined solely by these laws, even though everything behaves according to its own laws. Therefore, it is up to the mind to decide how it will use its tools, and when it comes to that aspect of beauty which depends on this use, nature has no further authority, nor does she have any responsibility.
And thus man by reason that, making use of his liberty, he raises himself into the sphere of pure intelligences, would find himself in danger of sinking, inasmuch as he is a creature of sense, and of losing in the judgment of taste that which he gains at the tribunal of reason. This moral destiny, therefore, accomplished by the moral action of man, would cost him a privilege which was assured to him by this same moral destiny when only indicated in his structure; a purely sensuous privilege, it is true, but one which receives, as we have seen, a signification and a higher value from the understanding. No; nature is too much enamored with harmony to be guilty of so gross a contradiction, and that which is harmonious in the world of the understanding could not be rendered by a discord in the world of sense.
And so, man, by using his freedom, elevates himself into the realm of pure intellects, but he risks falling because he is a being of sensation, potentially losing in his taste what he gains through reason. This moral journey, achieved through man’s moral actions, would cost him a privilege granted by this same moral journey when it was only hinted at in his nature; it’s a purely sensory privilege, but one that, as we've seen, gains significance and higher value from understanding. No, nature is too invested in harmony to commit such a blatant contradiction, and what is harmonious in the world of understanding cannot be represented by a discord in the world of sensation.
As soon, then, as in man the person, the moral and free agent, takes upon himself to determine the play of phenomena, and by his intervention takes from nature the power to protect the beauty of her work, he then, as it were, substitutes himself for nature, and assumes in a certain measure, with the rights of nature, a part of the obligations incumbent on her. When the mind, taking possession of the sensuous matter subservient to it, implicates it in his destiny and makes it depend on its own modifications, it transforms itself to a certain point into a sensuous phenomenon, and, as such, is obliged to recognize the law which regulates in general all the phenomena. In its own interest it engages to permit that nature in its service, placed under its dependence, shall still preserve its character of nature, and never act in a manner contrary to its anterior obligations. I call the beautiful an obligation of phenomena, because the want which corresponds to it in the subject has its reason in the understanding itself, and thus it is consequently universal and necessary. I call it an anterior obligation because the senses, in the matter of beauty, have given their judgment before the understanding commences to perform its office.
As soon as a person, as a moral and free agent, takes it upon themselves to shape the way things happen and, by doing so, takes away nature's power to safeguard the beauty of its creations, they effectively replace nature and, to some extent, take on some of nature's responsibilities. When the mind takes hold of the sensory material that serves it, intertwining it with its own fate and making it reliant on its modifications, it partially transforms into a sensory phenomenon and, in that sense, must acknowledge the laws that govern all phenomena. In its own interest, it commits to ensuring that nature, which is now under its influence, retains its natural character and never acts against its prior responsibilities. I refer to beauty as a responsibility of phenomena because the desire related to it in the individual stems from the understanding itself, making it universal and necessary. I call it a prior obligation because our senses have already made judgments about beauty before the understanding begins to take action.
Thus it is now free arbitration which rules the beautiful. If nature has furnished the architectonic beauty, the soul in its turn determines the beauty of the play, and now also we know what we must understand by charm and grace. Grace is the beauty of the form under the influence of free will; it is the beauty of this kind of phenomena that the person himself determines. The architectonic beauty does honor to the author of nature; grace does honor to him who possesses it. That is a gift, this is a personal merit.
So now, it's free choice that defines beauty. If nature provides architectural beauty, then the soul defines the beauty of the performance, and we now understand what charm and grace mean. Grace is the beauty of form influenced by free will; it's the kind of beauty that the individual determines for themselves. Architectural beauty respects the creator of nature; grace honors the one who possesses it. The former is a gift, while the latter is a personal achievement.
Grace can be found only in movement, for a modification which takes place in the soul can only be manifested in the sensuous world as movement. But this does not prevent features fixed and in repose also from possessing grace. There immobility is, in its origin, movement which, from being frequently repeated, at length becomes habitual, leaving durable traces.
Grace is only found in movement because a change in the soul can only be shown in the physical world through movement. However, this doesn't mean that stillness can't also have grace. In stillness, what seems to be immobile is actually movement that has been repeated so often that it becomes habitual, leaving lasting impressions.
But all the movements of man are not capable of grace. Grace is never otherwise than beauty of form animated into movement by free will; and the movements which belong only to physical nature could not merit the name. It is true that an intellectual man, if he be keen, ends by rendering himself master of almost all the movements of the body; but when the chain which links a fine lineament to a moral sentiment lengthens much, this lineament becomes the property of the structure, and can no longer be counted as a grace. It happens, ultimately, that the mind moulds the body, and that the structure is forced to modify itself according to the play that the soul imprints upon the organs, so entirely, that grace finally is transformed—and the examples are not rare—into architectonic beauty. As at one time an antagonistic mind which is ill at ease with itself alters and destroys the most perfect beauty of structure, until at last it becomes impossible to recognize this magnificent chef-d'oeuvre of nature in the state to which it is reduced under the unworthy hands of free will, so at other times the serenity and perfect harmony of the soul come to the aid of the hampered technique, unloose nature and develop with divine splendor the beauty of form, enveloped until then, and oppressed.
But not all human movements can express grace. Grace is always about the beauty of form brought to life by free will; movements that are purely physical don’t deserve that label. It’s true that an intelligent person, if sharp enough, can gain control over almost all movements of the body. However, when the connection between a beautiful feature and a moral feeling stretches too far, that feature becomes merely part of the body and can no longer be seen as grace. Eventually, the mind shapes the body, forcing it to adapt according to the way the soul influences the organs, to the point where grace can transform into architectural beauty. Just as a troubled mind can distort and ruin the most perfect physical beauty, making it hard to recognize the remarkable work of nature in its degraded state caused by free will, at other times, the calmness and perfect balance of the soul can help the restricted technique, freeing nature and revealing, with divine splendor, the beauty of form that had been suppressed.
The plastic nature of man has in it an infinity of resources to retrieve the negligencies and repair the faults that she may have committed. To this end it is sufficient that the mind, the moral agent, sustain it, or even withhold from troubling it in the labor of rebuilding.
The adaptable nature of humans has endless resources to address the mistakes and fix the faults we may have created. To achieve this, it's enough for the mind, the moral agent, to support it, or even to refrain from disrupting it in the process of rebuilding.
Since the movements become fixed (gestures pass to a state of lineament), are themselves capable of grace, it would perhaps appear to be rational to comprehend equally under this idea of beauty some apparent or imitative movements (the flamboyant lines for example, undulations). It is this which Mendelssohn upholds. But then the idea of grace would be confounded with the ideal of beauty in general, for all beauty is definitively but a property of true or apparent movement (objective or subjective), as I hope to demonstrate in an analysis of beauty. With regard to grace, the only movements which can offer any are those which respond at the same time to a sentiment.
Since movements become fixed (gestures turn into a state of form), and can be graceful themselves, it might seem reasonable to understand some apparent or imitative movements (like flamboyant lines or undulations) as part of this idea of beauty. That's what Mendelssohn argues. However, this would confuse the concept of grace with the general idea of beauty, since all beauty ultimately is just a characteristic of true or apparent movement (whether objective or subjective), as I plan to show in an analysis of beauty. In terms of grace, the only movements that can provide any are those that also express a sentiment.
The person (it is known what I mean by the expression) prescribes the movements of the body, either through the will, when he desires to realize in the world of sense an effect of which he has proposed the idea, and in that case the movements are said to be voluntary or intentional; or, on the other hand, they take place without its will taking any part in it—in virtue of a fatal law of the organism—but on the occasion of a sentiment, in the latter case, I say that the movements are sympathetic. The sympathetic movement, though it may be involuntary and provoked by a sentiment, ought not to be confounded with those purely instinctive movements that proceed from physical sensibility. Physical instinct is not a free agent, and that which it executes is not an act of the person; I understand then here exclusively, by sympathetic movements, those which accompany a sentiment, a disposition of the moral order.
The person (you know what I mean by that term) directs the movements of the body, either through will when they want to create a sensory effect based on an idea they have in mind; in that case, the movements are called voluntary or intentional. Alternatively, the movements can occur without any input from their will, due to a natural law of the body, but triggered by a feeling. In that case, I refer to these movements as sympathetic. The sympathetic movement, though it may be involuntary and caused by a feeling, should not be confused with purely instinctive movements that come from physical sensitivity. Physical instinct isn’t a conscious agent, and what it does isn’t an action of the person; so, when I talk about sympathetic movements, I'm specifically referring to those that accompany a feeling, a change in the emotional state.
The question that now presents itself is this: Of these two kinds of movement, having their principle in the person, which is capable of grace?
The question that comes up now is this: Of these two types of movement, originating from the person, which one can hold grace?
That which we are rigorously forced to distinguish in philosophic analysis is not always separated also in the real. Thus it is rare that we meet intentional movements without sympathetic movements, because the will determines the intentional movements only after being decided itself by the moral sentiments which are the principle of the sympathetic movements. When a person speaks, we see his looks, his lineaments, his hands, often the whole person all together speaks to us; and it is not rare that this mimic part of the discourse is the most eloquent. Still more there are cases where an intentional movement can be considered at the same time as sympathetic; and it is that which happens when something involuntary mingles with the voluntary act which determines this movement.
What we have to carefully analyze in philosophy isn't always clearly separated in real life. It’s uncommon to find intentional movements without sympathetic ones, because our will drives our intentional movements only after being influenced by moral feelings, which are the foundation of sympathetic movements. When someone talks, we notice their expressions, features, and hands; often, their entire presence communicates with us, and it’s not unusual for this non-verbal part of the conversation to be the most powerful. Furthermore, there are situations where an intentional movement can also be seen as sympathetic, especially when something involuntary blends with the voluntary act that causes that movement.
I will explain: the mode, the manner in which a voluntary movement is executed, is not a thing so exactly determined by the intention which is proposed by it that it cannot be executed in several different ways. Well, then, that which the will or intention leaves undetermined can be sympathetically determined by the state of moral sensibility in which the person is found to be, and consequently can express this state. When I extend the arm to seize an object, I execute, in truth, an intention, and the movement I make is determined in general by the end that I have in view; but in what way does my arm approach the object? how far do the other parts of my body follow this impulsion? What will be the degree of slowness or of the rapidity of the movement? What amount of force shall I employ? This is a calculation of which my will, at the instant, takes no account, and in consequence there is a something left to the discretion of nature.
I’ll explain: how a voluntary movement is carried out isn't strictly defined by the intention behind it, meaning it can be done in various ways. So, what the will or intention doesn't specify can be influenced by the person's moral sensibility at that moment, which can express that state. When I reach out to grab an object, I’m following an intention, and my movement is generally guided by the goal I have in mind; but how does my arm move toward the object? How do the other parts of my body respond to that impulse? How fast or slow will the movement be? How much force will I use? This is something my will doesn’t consider at that moment, leaving some aspects to the discretion of nature.
But nevertheless, though that part of the movement is not determined by the intention itself, it must be decided at length in one way or the other, and the reason is that the manner in which my moral sensibility is affected can have here decisive influence: it is this which will give the tone, and which thus determines the mode and the manner of the movement. Therefore this influence, which exercises upon the voluntary movement the state of moral sensibility in which the subject is found, represents precisely the involuntary part of this movement, and it is there then that we must seek for grace.
But still, even though that part of the movement isn't directly influenced by the intention itself, it ultimately needs to be resolved one way or another. The reason for this is that how my moral feelings are impacted can play a crucial role here: it's what sets the tone and, in turn, determines the way the movement unfolds. Therefore, this influence, which affects the voluntary movement based on the moral state of the individual, represents exactly the involuntary aspect of this movement, and it's there that we should look for grace.
A voluntary movement, if it is not linked to any sympathetic movement—or that which comes to the same thing, if there is nothing involuntary mixed up with it having for principle the moral state of sensibility in which the subject happens to be—could not in any manner present grace, for grace always supposes as a cause a disposition of the soul. Voluntary movement is produced after an operation of the soul, which in consequence is already completed at the moment in which the movement takes place.
A voluntary movement, if it isn't connected to any sympathetic movement—or, essentially the same, if there's nothing involuntary involved that relies on the moral state of sensitivity the person is in—could not show grace, since grace always assumes there's a disposition of the soul as a cause. A voluntary movement happens after an operation of the soul, which, as a result, is already completed by the time the movement occurs.
The sympathetic movement, on the contrary, accompanies this operation of the soul, and the moral state of sensibility which decides it to this operation. So that this movement ought to be considered as simultaneous with regard to both one and the other.
The sympathetic movement, on the other hand, goes along with this process of the soul and the moral state of sensitivity that leads to this action. Therefore, this movement should be seen as happening at the same time as both.
From that alone it results that voluntary movement not proceeding immediately from the disposition of the subject could not be an expression of this disposition also. For between the disposition and the movement itself the volition has intervened, which, considered in itself, is something perfectly indifferent. This movement is the work of the volition, it is determined by the aim that is proposed; it is not the work of the person, nor the product of the sentiments that affect it.
From this, it follows that voluntary movement that doesn’t directly come from the person's state can't also reflect that state. This is because the will steps in between the state and the movement itself, and the will, on its own, is completely neutral. This movement is the result of the will; it's guided by the goal that has been set; it’s not the result of the person, nor is it shaped by the emotions that influence them.
The voluntary movement is united but accidentally with the disposition which precedes it; the concomitant movement, on the contrary, is necessarily linked to it. The first is to the soul that which the conventional signs of speech are to the thoughts which they express. The second, on the contrary, the sympathetic movement or concomitant, is to the soul that which the cry of passion is to the passion itself. The involuntary movement is, then, an expression of the mind, not by its nature, but only by its use. And in consequence we are not authorized to say that the mind is revealed in a voluntary movement; this movement never expresses more than the substance of the will (the aim), and not the form of the will (the disposition). The disposition can only manifest itself to us by concomitant movements.
The voluntary movement is connected but only by chance with the state of mind that comes before it; in contrast, the accompanying movement is inherently linked to it. The first is to the soul what conventional language is to the thoughts it conveys. The second, on the other hand, the sympathetic or accompanying movement, is to the soul what a cry of passion is to the passion itself. Therefore, the involuntary movement is an expression of the mind, not inherently, but only in how it is utilized. Consequently, we cannot claim that the mind is revealed in a voluntary movement; this movement only shows the essence of the will (the goal), not the nature of the will (the state of mind). The state of mind can only be revealed to us through accompanying movements.
It follows that we can infer from the words of a man the kind of character he desires to have attributed to him; but if we desire to know what is in reality his character we must seek to divine it in the mimic expression which accompanies his words, and in his gestures, that is to say, in the movements which he did not desire. If we perceive that this man wills even the expression of his features, from the instant we have made this discovery we cease to believe in his physiognomy and to see in it an indication of his sentiments.
We can tell from a person's words what kind of character they want others to see in them; however, if we want to truly understand their real character, we need to look for clues in their facial expressions and gestures—basically, the involuntary movements they don't control. Once we notice that this person can even manipulate their facial expressions, we stop believing in the messages their features convey and no longer see it as a reflection of their true feelings.
It is true that a man, by dint of art and of study, can at last arrive at this result, to subdue to his will even the concomitant movements; and, like a clever juggler, to shape according to his pleasure such or such a physiognomy upon the mirror from which his soul is reflected through mimic action. But then, with such a man all is dissembling, and art entirely absorbs nature. The true grace, on the contrary, ought always to be pure nature, that is to say, involuntary (or at least appear to be so), to be graceful. The subject even ought not to appear to know that it possesses grace.
It's true that a person, through skill and practice, can ultimately reach a point where they can control even their spontaneous movements; and, like a skilled juggler, can create whatever expression they want in the mirror that reflects their soul through mimicry. However, with such a person, everything is an act, and art completely takes over nature. True grace, on the other hand, should always be pure nature, meaning it should be genuine (or at least seem that way) to be graceful. The person shouldn't even seem aware that they possess grace.
By which we can also see incidentally what we must think of grace, either imitated or learned (I would willingly call it theatrical grace, or the grace of the dancing-master). It is the pendant of that sort of beauty which a woman seeks from her toilet-table, reinforced with rouge, white paint, false ringlets, pads, and whalebone. Imitative grace is to true grace what beauty of toilet is to architectonic beauty. One and the other could act in absolutely the same manner upon the senses badly exercised, as the original of which they wish to be the imitation; and at times even, if much art is put into it, they might create an illusion to the connoisseur. But there will be always some indication through which the intention and constraint will betray it in the end, and this discovery will lead inevitably to indifference, if not even to contempt and disgust. If we are warned that the architectonic beauty is factitious, at once, the more it has borrowed from a nature which is not its own, the more it loses in our eyes of that which belongs to humanity (so far as it is phenomenal), and then we, who forbid the renunciation lightly of an accidental advantage, how can we see with pleasure or even with indifference an exchange through which man sacrifices a part of his proper nature in order to substitute elements taken from inferior nature? How, even supposing we could forgive the illusion produced, how could we avoid despising the deception? If we are told that grace is artificial, our heart at once closes; our soul, which at first advanced with so much vivacity to meet the graceful object, shrinks back. That which was mind has suddenly become matter. Juno and her celestial beauty has vanished, and in her place there is nothing but a phantom of vapour.
By which we can also see, incidentally, what we should think of grace, whether it's imitated or learned (I would gladly call it theatrical grace or the grace of a dance instructor). It’s similar to the kind of beauty a woman seeks from her makeup table, enhanced with blush, foundation, fake curls, padding, and corsets. Imitative grace is to true grace what superficial beauty is to architectural beauty. Both could influence the senses in the same way as the originals they’re trying to imitate; and sometimes, if done with enough skill, they could even trick a discerning eye. However, there will always be some telltale sign that reveals the effort and restriction behind it, leading to indifference and maybe even disdain. If we realize that architectural beauty is artificial, the more it borrows from a nature that isn’t its own, the more it loses value in our eyes compared to what is inherently human (as far as it is observable). So, if we hesitate to lightly give up an accidental advantage, how can we appreciate an exchange where a person sacrifices part of their true nature to replace it with elements from a lesser nature? Even if we could overlook the illusion created, how could we avoid looking down on the deception? When we’re told that grace is artificial, our hearts close off; our souls, which initially were eager to embrace the graceful object, retreat. What was once mental has suddenly become mere physical. Juno and her divine beauty have disappeared, leaving only a ghostly shadow.
Although grace ought to be, or at least ought to appear, something involuntary, still we seek it only in the movements that depend more or less on the will. I know also that grace is attributed to a certain mimic language, and we say a pleasing smile, a charming blush, though the smile and the blush are sympathetic movements, not determined by the will, but by moral sensibility. But besides that, the first of these movements is, after all, in our power, and that it is not shown that in the second there is, properly speaking, any grace, it is right to say, in general, that most frequently when grace appears it is on the occasion of a voluntary movement. Grace is desired both in language and in song; it is asked for in the play of the eyes and of the mouth, in the movements of the hands and the arms whenever these movements are free and voluntary; it is required in the walk, in the bearing, and attitude, in a word, in all exterior demonstrations of man, so far as they depend on his will. As to the movements which the instinct of nature produces in us, or which an overpowering affection excites, or, so to speak, is lord over; that which we ask of these movements, in origin purely physical, is, as we shall see presently, quite another thing than grace. These kinds of movements belong to nature, and not to the person, but it is from the person alone, as we have seen, that all grace issues.
Even though grace should be, or at least seem, something natural, we only look for it in actions that are more or less under our control. I also understand that grace is often linked to a certain mimicking behavior; we refer to a sweet smile or a lovely blush, even though the smile and blush are instinctive responses, not dictated by our will, but driven by our moral sensitivity. However, the first of these reactions is ultimately within our control, and there’s no solid evidence that the second one has any real grace. Generally speaking, we can say that grace most often shows up during actions that are voluntary. We desire grace in conversation and in music; we seek it in the expressions of our eyes and mouths, in the movements of our hands and arms whenever those movements are free and intentional; it’s expected in how we walk, stand, and present ourselves—in short, in all outward expressions of a person, as far as they depend on will. As for the movements driven by our natural instincts or those inspired by overwhelming emotions, what we seek from these purely physical reactions is, as we will discuss shortly, something quite different from grace. These types of movements are part of nature, not of the individual, but as we have seen, true grace comes solely from the person.
If, then, grace is a property that we demand only from voluntary movements, and if, on the other hand, all voluntary element should be rigorously excluded from grace, we have no longer to seek it but in that portion of the intentional movements to which the intention of the subject is unknown, but which, however, does not cease to answer in the soul to a moral cause.
If grace is something we expect only from voluntary actions, and if, on the other hand, we should completely exclude all voluntary aspects from grace, then we no longer need to search for it in those intentional actions where the person's intention is unknown. However, these actions still respond to a moral cause within the soul.
We now know in what kind of movements he must ask for grace; but we know nothing more, and a movement can have these different characters, without on that account being graceful; it is as yet only speaking (or mimic).
We now understand what types of movements he should ask for grace; however, we still don’t know much more, and a movement can have these different qualities without necessarily being graceful; it is still just expressing (or mimicking).
I call speaking (in the widest sense of the word) every physical phenomenon which accompanies and expresses a certain state of the soul; thus, in this acceptation, all the sympathetic movements are speaking, including those which accompany the simple affections of the animal sensibility.
I define speaking (in the broadest sense) as any physical action that expresses a certain emotional state; therefore, in this understanding, all sympathetic movements are considered speaking, including those that accompany basic feelings of animal sensitivity.
The aspect, even, under which the animals present themselves, can be speaking, as soon as they outwardly show their inward dispositions. But, with them, it is nature alone which speaks, and NOT LIBERTY. By the permanent configuration of animals through their fixed and architectonic features, nature expresses the aim she proposed in creating them; by their mimic traits she expresses the want awakened and the want satisfied. Necessity reigns in the animal as well as in the plant, without meeting the obstacle of a person. The animals have no individuality farther than each of them is a specimen by itself of a general type of nature, and the aspect under which they present themselves at such or such an instant of their duration is only a particular example of the accomplishment of the views of nature under determined natural conditions.
The way animals present themselves can really say a lot, as they reveal their inner traits outwardly. But for them, it’s purely nature that speaks, not freedom. Through their permanent structure and distinct features, nature communicates the purpose behind their creation; their expressive traits show the needs that arise and how they are met. Necessity governs animals just like it does plants, without any interference from individuality. Animals don’t have a personal identity beyond being a unique example of a general type of nature, and the way they appear at any given moment is just a specific instance of nature achieving its goals under certain natural conditions.
To take the word in a more restricted sense, the configuration of man alone is speaking, and it is itself so only in those of the phenomena that accompany and express the state of its moral sensibility.
To take the word in a more limited sense, the configuration of man alone is communicating, and it does so only through the phenomena that accompany and express the state of its moral sensitivity.
I say it is only in this sort of phenomena; for, in all the others, man is in the same rank as the rest of sensible beings. By the permanent configuration of man, by his architectonic features, nature only expresses, just as in the animals and other organic beings, her own intention. It is true the intention of nature may go here much further, and the means she employs to reach her end may offer in their combination more of art and complication; but all that ought to be placed solely to the account of nature, and can confer no advantage on man himself.
I believe this only applies to this type of phenomena; in all other cases, humans are on the same level as other sensible beings. Through the permanent design of humans and their structural features, nature expresses her own intent, just like she does with animals and other living beings. It’s true that nature’s intention can go much further here, and the methods she uses to achieve her goals might be more artistic and complex in their arrangement; however, that should only be attributed to nature and doesn’t give humans any real advantage.
In the animal, and in the plant, nature gives not only the destination; she acts herself and acts alone in the accomplishment of her ends. In man, nature limits herself in marking her views; she leaves to himself their accomplishment, it is this alone that makes of him a man.
In animals and plants, nature not only sets the goal; she acts on her own to achieve her purposes. In humans, nature takes a step back and defines her intentions; she allows them to pursue these goals themselves, and it is this independence that defines what it means to be human.
Alone of all known beings—man, in his quality of person, has the privilege to break the chain of necessity by his will, and to determine in himself an entire series of fresh spontaneous phenomena. The act by which he thus determines himself is properly that which we call an action, and the things that result from this sort of action are what we exclusively name his acts. Thus man can only show his personality by his own acts.
Out of all known beings, only humans have the ability to break free from the chain of necessity through their will and create a whole new series of spontaneous events within themselves. The process by which they do this is what we refer to as an action, and the outcomes of these actions are what we specifically call their acts. Therefore, a person can only express their individuality through their own acts.
The configuration of the animal not only expresses the idea of his destination, but also the relation of his present state with this destination. And as in the animal it is nature which determines and at the same time accomplishes its destiny, the configuration of the animal can never express anything else than the work of nature.
The shape of the animal not only shows its purpose but also relates its current state to that purpose. Just as nature determines and fulfills the animal's destiny, the animal's shape can only reflect the workings of nature.
If then nature, whilst determining the destiny of man, abandons to the will of man himself the care to accomplish it, the relation of his present state with his destiny cannot be a work of nature, but ought to be the work of the person; it follows, that all in the configuration which expresses this relation will belong, not to nature, but to the person, that is to say, will be considered as a personal expression; if then, the architectonic part of his configuration tells us the views that nature proposed to herself in creating him, the mimic part of his face reveals what he has himself done for the accomplishment of these views.
If nature, while shaping the fate of humans, leaves it up to each individual to fulfill that fate, then the connection between their current state and their destiny isn't something created by nature, but rather by the individual. Thus, everything in the structure that reflects this connection will belong not to nature, but to the person, meaning it will be seen as a personal expression. If the architectural aspects of their configuration show what nature intended when creating them, then the expressive features of their face reveal what they have done to realize those intentions.
It is not then enough for us, when there is question of the form of man, to find in it the expression of humanity in general, or even of that which nature has herself contributed to the individual in particular, in order to realize the human type in it; for he would have that in common with every kind of technical configuration. We expect something more of his face; we desire that it reveal to us at the same time, up to what point man himself, in his liberty, has contributed towards the aim of nature; in other words, we desire that his face bear witness to his character. In the first case we see that nature proposed to create in him a man; but it is in the second case only that we can judge if he has become so in reality.
It's not enough for us, when considering the form of a person, to see just the expression of humanity in general, or even what nature has given to the individual specifically, to understand the human type; because that would be something shared with every type of technical design. We expect something more from a person's face; we want it to show us how much the individual has contributed to the purpose of nature through his freedom. In other words, we want his face to reflect his character. In the first case, we see that nature intended to create a human being; but only in the second case can we determine if he has truly become one.
Thus, the face of a man is truly his own only inasmuch as his face is mimic; but also all that is mimic in his face is entirely his own. For, if we suppose the case in which the greatest part, and even the totality, of these mimic features express nothing more than animal sensations or instincts, and, in consequence, would show nothing more than the animal in him, it would still remain that it was in his destiny and in his power to limit, by his liberty, his sensuous nature. The presence of these kinds of traits clearly witness that he has not made use of this faculty. We see by that he has not accomplished his destiny, and in this sense his face is speaking; it is still a moral expression, the same as the non-accomplishment of an act commanded by duty is likewise a sort of action.
So, a man's face is really his own only to the extent that it is expressive; yet, everything expressive in his face is entirely his. If we consider that many, or even all, of these expressive features convey nothing beyond basic animal feelings or instincts, and therefore only reveal the animal side of him, it still shows that he has the ability and the choice to limit, through his freedom, his sensory nature. The presence of these traits clearly indicates that he hasn't taken advantage of this ability. This shows that he hasn't fulfilled his purpose, and in that sense, his face communicates; it still holds a moral meaning, just like failing to act on a duty is also a kind of action.
We must distinguish from these speaking features which are always an expression of the soul, the features non-speaking or dumb, which are exclusively the work of plastic nature, and which it impresses on the human face when it acts independently of all influence of the soul. I call them dumb, because, like incomprehensible figures put there by nature, they are silent upon the character. They mark only distinctive properties attributed by nature to all the kind; and if at times they are sufficient to distinguish the individual, they at least never express anything of the person.
We need to differentiate between the expressive features of speech, which always reflect the soul, and the non-expressive or "dumb" features, which are purely the result of physical nature. These features are stamped on the human face when nature acts independently of the soul's influence. I call them "dumb" because, like incomprehensible shapes created by nature, they don't reveal anything about character. They only indicate distinctive traits assigned by nature to the whole species; and while they may sometimes help identify an individual, they never convey anything about the person's character.
These features are by no means devoid of signification for the physiognomies, because the physiognomies not only studies that which man has made of his being, but also that which nature has done for him and against him.
These features definitely hold meaning for facial expressions, because facial expressions not only examine what humans have done with their existence, but also what nature has done for and against them.
It is not also easy to determine with precision where the dumb traits or features end, where the speaking traits commence. The plastic forces on one side, with their uniform action, and, on the other, the affections which depend on no law, dispute incessantly the ground; and that which nature, in its dumb and indefatigable activity, has succeeded in raising up, often is overturned by liberty, as a river that overflows and spreads over its banks: the mind when it is gifted with vivacity acquires influence over all the movements of the body, and arrives at last indirectly to modify by force the sympathetic play as far as the architectonic and fixed forms of nature, upon which the will has no hold. In a man thus constituted it becomes at last characteristic; and it is that which we can often observe upon certain heads which a long life, strange accidents, and an active mind have moulded and worked. In these kinds of faces there is only the generic character which belongs to plastic nature; all which here forms individuality is the act of the person himself, and it is this which causes it to be said, with much reason, that those faces are all soul.
It's not easy to pinpoint exactly where the unexpressive traits end and the expressive ones begin. The physical forces on one side, with their consistent effects, and on the other, the emotions that follow no rules, constantly compete for dominance. What nature has tirelessly built up can be often disrupted by freedom, like a river overflowing its banks. When a mind is lively, it influences all bodily movements and eventually alters the sympathetic responses, even impacting the fundamental and fixed aspects of nature that the will cannot control. In a person like this, it ultimately becomes a defining characteristic, something we can often see in certain faces that have been shaped by a long life, unique experiences, and an active mind. In these types of faces, you mainly find the common traits of physical nature; everything that gives these faces their individuality comes from the person's own actions, which is why it's often said, with good reason, that those faces are all soul.
Look at that man, on the contrary, who has made for himself a mechanical existence, those disciples of the rule. The rule can well calm the sensuous nature, but not awaken human nature, the superior faculties: look at those flat and inexpressive physiognomies; the finger of nature has alone left there its impression; a soul inhabits these bodies, but it is a sluggish soul, a discreet guest, and, as a peaceful and silent neighbour who does not disturb the plastic force at its work, left to itself. Never a thought which requires an effort, never a movement of passion, hurries the calm cadence of physical life. There is no danger that the architectonic features ever become changed by the play of voluntary movements, and never would liberty trouble the functions of vegetative life. As the profound calm of the mind does not bring about a notable degeneracy of forces, the expense would never surpass the receipts; it is rather the animal economy which would always be in excess. In exchange for a certain sum of well-being which it throws as bait, the mind makes itself the servant, the punctual major-domo of physical nature, and places all his glory in keeping his books in order. Thus will be accomplished that which organic nature can accomplish; thus will the work of nutrition and of reproduction prosper. So happy a concord between animal nature and the will cannot but be favorable to architectonic beauty, and it is there that we can observe this beauty in all its purity. But the general forces of nature, as every one knows, are eternally at warfare with the particular or organic forces, and, however cleverly balanced is the technique of a body, the cohesion and the weight end always by getting the upper hand. Also architectonic beauty, so far as it is a simple production of nature, has its fixed periods, its blossoming, its maturity, and its decline—periods the revolution of which can easily be accelerated, but not retarded in any case, by the play of the will, and this is the way in which it most frequently finishes; little by little matter takes the upper hand over form, and the plastic principle, which vivified the being, prepares for itself its tomb under the accumulation of matter.
Look at that man, on the other hand, who has created a mechanical existence for himself, those followers of the rules. The rules can definitely calm the senses, but they don’t awaken human nature or our higher faculties: look at those flat and expressionless faces; nature's touch alone has left its mark there; a soul lives in these bodies, but it’s a sluggish soul, a quiet guest, like a peaceful neighbor who doesn’t disturb the creative energy at work, left to its own devices. There’s never a thought that requires effort, never a passionate movement to disrupt the steady rhythm of physical life. There’s no risk that the architectural features will ever change due to voluntary actions, and freedom would never interfere with the basic functions of life. Just as the deep calm of the mind doesn’t lead to a significant decline in energy, the expense would never exceed the income; it’s more the animal instinct that would always be in surplus. In exchange for a certain amount of comfort it offers as a lure, the mind becomes the servant, the reliable butler of physical nature, focusing all its glory on keeping its accounts in order. Thus, what organic nature can achieve will be accomplished; thus, nutrition and reproduction will thrive. Such a happy harmony between animal instinct and will can’t help but enhance architectural beauty, and we can see that beauty in all its purity. But the universal forces of nature, as everyone knows, are always at odds with specific or organic forces, and no matter how well balanced a body’s structure is, the pull of cohesion and weight eventually takes over. Also, architectural beauty, as far as it is simply a product of nature, has its fixed stages, its bloom, its maturity, and its decline—stages that can easily be sped up, but never slowed down, by the influence of will, and that’s how it often ends; gradually, matter prevails over form, and the creative principle that once animated the being prepares its own grave under the weight of matter.
However, although no dumb trait, considered in an isolated point of view, can be an expression of the mind, a face composed entirely of these kinds of features can be characterized in its entireness by precisely the same reason as a face which is speaking only as an expression of sensuous nature can be nevertheless characteristic. I mean to say that the mind is obliged to exercise its activity and to feel conformably to its moral nature, and it accuses itself and betrays its fault when the face which it animates shows no trace of this moral activity. If, therefore, the pure and beautiful expression of the destination of man, which is marked in his architectonic structure, penetrates us with satisfaction and respect for the sovereign, reason, who is the author of it, at all events these two sentiments will not be for us without mixture but in as far as we see in man a simple creation of nature. But if we consider in him the moral person, we have a right to demand of his face an expression of the person, and if this expectation is deceived contempt will infallibly follow. Simply organic beings have a right to our respect as creatures; man cannot pretend to it but in the capacity of creator, that is to say, as being himself the determiner of his own condition. He ought not only, as the other sensuous creatures, to reflect the rays of a foreign intelligence, were it even the divine intelligence; man ought, as a sun, to shine by his own light.
However, while no individual feature might be seen as lacking sense on its own, a face made up entirely of such features can be understood in the same way as a face that expresses only physical nature can still be characterized. What I mean is that the mind has to actively engage and feel in line with its moral nature, and it reveals its own shortcomings when the face it animates shows no sign of this moral engagement. Therefore, if the pure and beautiful expression of humanity's purpose, reflected in our physical form, fills us with satisfaction and respect for the supreme reason that created it, those feelings won’t exist in a vacuum; they will be influenced by how we perceive humanity as a simple creation of nature. But when we recognize in a person their moral essence, we have the right to expect their face to reflect that essence, and if this expectation is not met, contempt will inevitably arise. Simple organic beings deserve our respect as creations; but humans can only claim that respect as creators, meaning they are responsible for their own condition. They shouldn't only reflect the light of another intelligence, even if it’s divine; instead, as a sun, they should shine with their own light.
Thus we require of man a speaking expression as soon as he becomes conscious of his moral destiny; but we desire at the same time that this expression speak to his advantage, that is to say, it marks in him sentiments conformable to his moral destiny, and a superior moral aptitude. This is what reason requires in the human face.
Thus, we expect a person to express themselves verbally as soon as they become aware of their moral purpose; however, we also want that expression to reflect positively on them. In other words, it should show feelings that align with their moral purpose and indicate a higher moral ability. This is what reason demands of the human face.
But, on the other side, man, as far as he is a phenomenon, is an object of sense; there, where the moral sentiment is satisfied, the aesthetic sentiment does not understand its being made a sacrifice, and the conformity with an idea ought not to lessen the beauty of the phenomenon. Thus, as much as reason requires an expression of the morality of the subject in the human face, so much, and with no less rigor, does the eye demand beauty. As these two requirements, although coming from the principles of the appreciation of different degrees, address themselves to the same object, also both one and the other must be given satisfaction by one and the same cause. The disposition of the soul which places man in the best state for accomplishing his moral destiny ought to give place to an expression that will be at the same time the most advantageous to his beauty as phenomenon; in other terms, his moral exercise ought to be revealed by grace.
But, on the flip side, human beings, as far as they are a phenomenon, are something we can perceive; where moral feelings are fulfilled, the sense of beauty doesn’t get why it has to be sacrificed, and following an idea shouldn't take away from the beauty of the phenomenon. So, just as much as reason demands that morality is expressed in the human face, the eye also demands beauty with just as much intensity. Since these two needs, although arising from different levels of appreciation, focus on the same object, both must be satisfied by the same cause. The state of the soul that positions a person to fulfill their moral purpose should also create an expression that enhances their beauty as a phenomenon; in other words, their moral actions should be shown with grace.
But a great difficulty now presents itself from the idea alone of the expressive movements which bear witness to the morality of the subject: it appears that the cause of these movements is necessarily a moral cause, a principle which resides beyond the world of sense; and from the sole idea of beauty it is not less evident that its principle is purely sensuous, and that it ought to be a simple effect of nature, or at the least appear to be such. But if the ultimate reason of the movements which offer a moral expression is necessarily without, and the ultimate reason of the beautiful necessarily within, the sensuous world, it appears that grace, which ought to unite both of them, contains a manifest contradiction.
But a major issue arises from the idea of expressive movements that reflect a person's morality: it seems that the cause of these movements must be a moral one, a principle that exists beyond the physical world; and from the concept of beauty alone, it is equally clear that its principle is entirely based on sensory experience, and that it should simply be a natural occurrence, or at least seem like one. However, if the ultimate reason for the movements that express morality is necessarily external, while the ultimate reason for beauty is necessarily internal to the sensory world, it seems that grace, which is supposed to bring both of these together, is inherently contradictory.
To avoid this contradiction we must admit that the moral cause, which in our soul is the foundation of grace, brings, in a necessary manner, in the sensibility which depends on that cause, precisely that state which contains in itself the natural conditions of beauty. I will explain. The beautiful, as each sensuous phenomenon, supposes certain conditions, and, in as far as it is beautiful, these are purely conditions of the senses; well, then, in that the mind (in virtue of a law that we cannot fathom), from the state in which it is, itself prescribes to physical nature which accompanies it, its own state, and in that the state of moral perfection is precisely in it the most favorable for the accomplishment of the physical conditions of beauty, it follows that it is the mind which renders beauty possible; and there its action ends. But whether real beauty comes forth from it, that depends upon the physical conditions alluded to, and is consequently a free effect of nature. Therefore, as it cannot be said that nature is properly free in the voluntary movements, in which it is employed but as a means to attain an end, and as, on the other side, it cannot be said that it is free in its involuntary movements, which express the moral, the liberty with which it manifests itself, dependent as it is on the will of the subject, must be a concession that the mind makes to nature; and, consequently, it can be said that grace is a favor in which the moral has desired to gratify the sensuous element; the same as the architectonic beauty may be considered as nature acquiescing to the technical form.
To resolve this contradiction, we need to recognize that the moral foundation in our soul, which is the basis of grace, necessarily brings about a state in our senses that reflects the natural conditions of beauty. Let me clarify. Beauty, like any sensory experience, relies on specific conditions, which, in terms of beauty, are purely sensory conditions. Therefore, the mind, due to a law we can't fully understand, dictates to the physical world, based on its current state, its own state. Since the condition of moral perfection is the most conducive to achieving the physical conditions of beauty, it follows that the mind is what makes beauty possible, and that’s where its role ends. However, whether true beauty actually emerges from it depends on the physical conditions mentioned earlier, making it a free result of nature. Thus, we can't say that nature is genuinely free in its voluntary movements, since it acts as a means to an end. Similarly, we can’t claim it is free in its involuntary movements, which reflect the moral aspect. The freedom with which nature expresses itself, being reliant on the will of the subject, must be understood as a concession made by the mind to nature. Consequently, we can say that grace is a favor in which the moral seeks to satisfy the sensory aspect, much like architectural beauty can be viewed as nature yielding to technical form.
May I be permitted a comparison to clear up this point? Let us suppose a monarchical state administered in such a way that, although all goes on according to the will of one person, each citizen could persuade himself that he governs and obeys only his own inclination, we should call that government a liberal government.
May I make a comparison to clarify this point? Let’s imagine a monarchy run in such a way that, even though everything is controlled by one person, each citizen can convince themselves that they are governing and following only their own desires; we would call that a liberal government.
But we should look twice before we should thus qualify a government in which the chief makes his will outweigh the wishes of the citizens, or a government in which the will of the citizens outweighs that of the chief. In the first case, the government would be no more liberal; in the second, it would not be a government at all.
But we should think carefully before characterizing a government where the leader's decisions overpower the desires of the citizens, or a government where the citizens' will is stronger than that of the leader. In the first scenario, the government wouldn’t be any more free; in the second, it wouldn’t be a government at all.
It is not difficult to make application of these examples to what the human face could be under the government of the mind. If the mind is manifested in such a way through the sensuous nature subject to its empire that it executes its behests with the most faithful exactitude, or expresses its sentiments in the most perfectly speaking manner, without going in the least against that which the aesthetic sense demands from it as a phenomenon, then we shall see produced that which we call grace. But this is far from being grace, if mind is manifested in a constrained manner by the sensuous nature, or if sensuous nature acting alone in all liberty the expression of moral nature was absent. In the first case there would not be beauty; in the second the beauty would be devoid of play.
It's not hard to see how these examples relate to what the human face could be like when guided by the mind. If the mind expresses itself through the senses in a way that carries out its intentions with precise accuracy or conveys its feelings in a perfectly articulate way, without contradicting what the aesthetic sense requires as a phenomenon, then we would witness what we call grace. However, this is not true grace if the mind is constrained by the senses, or if the senses operate freely without expressing moral nature. In the first case, there would be no beauty; in the second, the beauty would lack vibrancy.
The super-sensuous cause, therefore, the cause of which the principle is in the soul, can alone render grace speaking, and it is the purely sensuous cause having its principle in nature which alone can render it beautiful. We are not more authorized in asserting that mind engenders beauty than we should be, in the former example, in maintaining that the chief of the state produces liberty; because we can indeed leave a man in his liberty, but not give it to him.
The super-sensory cause, which has its principle in the soul, is the only thing that can make grace expressive, while the purely sensory cause rooted in nature is the only thing that can make it beautiful. We can’t claim that the mind creates beauty any more than we could claim that the head of state creates freedom; because while we can leave a person in their freedom, we can’t actually give it to them.
But just as when a people feels itself free under the constraint of a foreign will, it is in a great degree due to the sentiments animating the prince; and as this liberty would run great risks if the prince took opposite sentiments, so also it is in the moral dispositions of the mind which suggests them that we must seek the beauty of free movements. And now the question which is presented is this one: What then are the conditions of personal morality which assure the utmost amount of liberty to the sensuous instruments of the will? and what are the moral sentiments which agree the best in their expression with the beautiful?
But just like when a people feels free even under the control of a foreign power, it largely depends on the feelings of the ruler; and this freedom would face major challenges if the ruler had opposing feelings. Similarly, we should look into the moral attitudes of the mind that inspire them to find the beauty in free actions. Now, the question arises: What are the conditions of personal morality that provide the greatest amount of freedom to the desires of the will? And what are the moral sentiments that best express the beautiful?
That which is evident is that neither the will, in the intentional movement, nor the passion, in the sympathetic movement, ought to act as a force with regard to the physical nature which is subject to it, in order that this, in obeying it, may have beauty. In truth, without going further, common sense considers ease to be the first requisite of grace. It is not less evident that, on another side, nature ought not to act as a force with regard to mind, in order to give occasion for a fine moral expression; for there, where physical nature commands alone, it is absolutely necessary that the character of the man should vanish.
What’s clear is that neither the will, in intentional movement, nor passion, in sympathetic movement, should force itself on the physical nature that it influences if we want that nature to have beauty when it complies. In fact, without going further, common sense agrees that ease is the first requirement of grace. It’s also clear that, on the other hand, nature shouldn’t impose itself on the mind to create a meaningful moral expression; because when physical nature takes over completely, it’s essential for a person's character to disappear.
We can conceive three sorts of relation of man with himself: I mean the sensuous part of man with the reasonable part. From these three relations we have to seek which is that one which best suits him in the sensuous world, and the expression of which constitutes the beautiful. Either man enforces silence upon the exigencies of his sensuous nature, to govern himself conformably with the superior exigencies of his reasonable nature; or else, on the contrary, he subjects the reasonable portion of his being to the sensuous part, reducing himself thus to obey only the impulses which the necessity of nature imprints upon him, as well as upon the other phenomena; or lastly, harmony is established between the impulsions of the one and the laws of the other, and man is in perfect accord with himself.
We can think of three ways a person relates to themselves: I mean the physical side of a person with the rational side. From these three relationships, we need to find out which one best fits a person in the physical world, and the expression of which defines what is beautiful. Either a person silences the demands of their physical nature to align themselves with the higher demands of their rational nature; or, on the other hand, they let their rational side be dominated by their physical part, thus only following the impulses that nature imposes on them, just like everything else; or finally, a balance is created between the urges of one and the rules of the other, and a person is in perfect harmony with themselves.
If he has the consciousness of his spiritual person, of his pure autonomy, man rejects all that is sensuous, and it is only when thus isolated from matter that he feels to the full his moral liberty. But for that, as his sensuous nature opposes an obstinate and vigorous resistance to him, he must, on his side, exercise upon it a notable pressure and a strong effort, without which he could neither put aside the appetites nor reduce to silence the energetic voice of instinct. A mind of this quality makes the physical nature which depends on him feel that it has a master in him, whether it fulfils the orders of the will or endeavors to anticipate them. Under its stern discipline sensuousness appears then repressed, and interior resistance will betray itself exteriorly by the constraint. This moral state cannot, then, be favorable to beauty, because nature cannot produce the beautiful but as far as it is free, and consequently that which betrays to us the struggles of moral liberty against matter cannot either be grace.
If a person is aware of their spiritual self and their true independence, they reject everything that is sensory. It’s only when they separate themselves from material things that they fully experience their moral freedom. However, since their sensory nature puts up stubborn and strong resistance, they need to exert significant effort and pressure to overcome it. Without this, they can neither set aside their desires nor silence the powerful voice of instinct. A mind like this makes the physical side of them aware that it has a master, whether it obeys their will or tries to anticipate it. Under this strict discipline, sensuality appears suppressed, and inner resistance will show itself outwardly through constraint. This moral condition, therefore, cannot be conducive to beauty because nature can only produce beauty when it is free, and what reveals the struggle of moral freedom against materialism cannot possess grace either.
If, on the contrary, subdued by its wants, man allows himself to be governed without reserve by the instinct of nature, it is his interior autonomy that vanishes, and with it all trace of this autonomy is exteriorly effaced. The animal nature is alone visible upon his visage; the eye is watery and languishing, the mouth rapaciously open, the voice trembling and muffled, the breathing short and rapid, the limbs trembling with nervous agitation: the whole body by its languor betrays its moral degradation. Moral force has renounced all resistance, and physical nature, with such a man, is placed in full liberty. But precisely this complete abandonment of moral independence, which occurs ordinarily at the moment of sensuous desire, and more still at the moment of enjoyment, sets suddenly brute matter at liberty which until then had been kept in equilibrium by the active and passive forces. The inert forces of nature commence from thence to gain the upper hand over the living forces of the organism; the form is oppressed by matter, humanity by common nature. The eye, in which the soul shone forth, becomes dull, or it protrudes from its socket with I know not what glassy haggardness; the delicate pink of the cheeks thickens, and spreads as a coarse pigment in uniform layers. The mouth is no longer anything but a simple opening, because its form no longer depends upon the action of forces, but on their non-resistance; the gasping voice and breathing are no more than an effort to ease the laborious and oppressed lungs, and which show a simple mechanical want, with nothing that reveals a soul. In a word, in that state of liberty which physical nature arrogates to itself from its chief, we must not think of beauty. Under the empire of the moral agent, the liberty of form was only restrained, here it is crushed by brutal matter, which gains as much ground as is abstracted from the will. Man in this state not only revolts the moral sense, which incessantly claims of the face an expression of human dignity, but the aesthetic sense, which is not content with simple matter, and which finds in the form an unfettered pleasure—the aesthetic sense will turn away with disgust from such a spectacle, where concupiscence could alone find its gratification.
If, on the other hand, overwhelmed by his desires, a man lets himself be completely ruled by his natural instincts, he loses his inner autonomy, and with it, all traces of that autonomy are wiped away. His animal nature becomes the only thing visible on his face; his eyes are watery and dull, his mouth is greedily open, his voice shaky and muffled, his breathing is short and rapid, and his limbs tremble with nervous restlessness: his entire body shows signs of moral decay. Moral strength has given up all resistance, and physical nature, in such a man, is entirely free to take over. But this total surrender of moral independence, which usually happens at the moment of physical desire, and even more so at the moment of pleasure, suddenly unleashes brute physicality that had previously been balanced by active and passive forces. The inert forces of nature then begin to overpower the living forces of the body; form is crushed by matter, and humanity is dominated by basic instincts. The eye, which once reflected the soul, becomes dull, or it bulges out with an unsettling glassy look; the delicate pink of the cheeks thickens, spreading into a coarse, uniform layer. The mouth becomes nothing more than a simple opening, as its shape no longer comes from active forces but from their lack of resistance; the gasping voice and shallow breathing are merely attempts to alleviate the burdened and oppressed lungs, showing only a basic mechanical need without revealing any soul. In short, in that state of liberty that physical nature claims from its master, we shouldn't expect to see beauty. Under the influence of the moral agent, the liberty of form was merely restrained; here, it is crushed by brutal matter that claims as much territory as is taken from the will. In this state, a man not only offends moral sensibilities, which constantly demand an expression of human dignity from the face, but also aesthetic sensibilities, which are dissatisfied with mere physicality and find pure pleasure in form—the aesthetic sense will be turned away in disgust from such a sight, where base desire alone finds its fulfillment.
Of these two relations between the moral nature of man and his physical nature, the first makes us think of a monarchy, where strict surveillance of the prince holds in hand all free movement; the second is an ochlocracy, where the citizen, in refusing to obey his legitimate sovereign, finds he has liberty quite as little as the human face has beauty when the moral autonomy is oppressed; nay, on the contrary, just as the citizens are given over to the brutal despotism of the lowest classes, so the form is given over here to the despotism of matter. Just as liberty finds itself between the two extremes of legal oppression and anarchy, so also we shall find the beautiful between two extremes, between the expression of dignity which bears witness to the domination exercised by the mind, and the voluptuous expression which reveals the domination exercised by instinct.
Of these two relationships between human morality and physical nature, the first makes us think of a monarchy, where the ruler tightly controls all freedom. The second resembles mob rule, where the citizen, by refusing to follow their rightful leader, finds that they have as little freedom as a human face has beauty when moral independence is stifled; in fact, just as citizens fall victim to the harsh tyranny of the lowest classes, here form is subjected to the tyranny of physicality. Just as freedom exists between the extremes of legal oppression and chaos, we also find beauty between two extremes: the expression of dignity that reflects the control of the mind, and the sensual expression that shows the control of instinct.
In other terms, if the beauty of expression is incompatible with the absolute government of reason over sensuous nature, and with the government of sensuous nature over the reason, it follows that the third state (for one could not conceive a fourth)—that in which the reason and the senses, duty and inclination, are in harmony—will be that in which the beauty of play is produced. In order that obedience to reason may become an object of inclination, it must represent for us the principle of pleasure; for pleasure and pain are the only springs which set the instincts in motion. It is true that in life it is the reverse that takes place, and pleasure is ordinarily the motive for which we act according to reason. If morality itself has at last ceased to hold this language, it is to the immortal author of the "Critique" to whom we must offer our thanks; it is to him to whom the glory is due of having restored the healthy reason in separating it from all systems. But in the manner in which the principles of this philosopher are ordinarily expressed by himself and also by others, it appears that the inclination can never be for the moral sense otherwise than a very suspicious companion, and pleasure a dangerous auxiliary for moral determinations. In admitting that the instinct of happiness does not exercise a blind domination over man, it does not the less desire to interfere in the moral actions which depend on free arbitration, and by that it changes the pure action of the will, which ought always to obey the law alone, never the instinct. Thus, to be altogether sure that the inclination has not interfered with the demonstrations of the will, we prefer to see it in opposition rather than in accord with the law of reason; because it may happen too easily, when the inclination speaks in favor of duty, that duty draws from the recommendation all its credit over the will. And in fact, as in practical morals, it is not the conformity of the acts with the law, but only the conformity of the sentiments with duty, which is important. We do not attach, and with reason, any value to this consideration, that it is ordinarily more favorable to the conformity of acts with the law that inclination is on the side of duty. As a consequence, this much appears evident: that the assent of sense, if it does not render suspicious the conformity of the will with duty, at least does not guarantee it. Thus the sensuous expression of this assent, expression that grace offers to us, could never bear a sufficient available witness to the morality of the act in which it is met; and it is not from that which an action or a sentiment manifests to the eyes by graceful expression that we must judge of the moral merit of that sentiment or of that action.
In other words, if the beauty of expression is incompatible with the complete control of reason over our sensory nature, and with our sensory nature controlling reason, then the only viable state—since a fourth cannot be imagined—is one where reason and senses, duty and inclination, are in harmony. This is where the beauty of play is created. For obedience to reason to become something we feel inclined towards, it must represent the principle of pleasure for us; pleasure and pain are the only forces that drive our instincts. In real life, it's often the opposite, where pleasure is usually the reason we act according to rational thought. If morality has finally stopped using this language, we owe our gratitude to the immortal author of the "Critique"; he deserves the credit for restoring healthy reasoning by separating it from all systems. However, the way this philosopher's principles are typically expressed, both by himself and by others, suggests that inclination can only be a suspicious companion to moral sense, and pleasure a risky ally in moral decisions. While acknowledging that the instinct for happiness doesn’t blindly dominate humans, it still seeks to interfere in moral actions that depend on free choice, which alters the pure action of the will that should always follow the law, not instinct. Therefore, to ensure that inclination hasn’t influenced the demonstrations of the will, we prefer to see it opposing rather than aligning with the law of reason; because it can too easily happen that when inclination supports duty, duty gains all its credibility over the will from that support. In practical morality, it’s not the alignment of actions with the law that matters; rather, it’s the alignment of feelings with duty that is significant. We justifiably place no value on the notion that it’s typically more favorable for actions to conform to the law when inclination is in line with duty. Thus, it becomes clear that the agreement of the senses, if it doesn’t raise doubts about the alignment of the will with duty, at least doesn’t assure it. Therefore, the sensory expression of this agreement, which grace offers us, can never provide enough reliable evidence for the morality of the act in which it appears; we shouldn't judge the moral merit of a sentiment or action based on what it displays through graceful expression.
Up to the present time I believe I have been in perfect accord with the rigorists in morals. I shall not become, I hope, a relaxed moralist in endeavoring to maintain in the world of phenomena and in the real fulfilment of the law of duty those rights of sensuous nature which, upon the ground of pure reason and in the jurisdiction of the moral law, are completely set aside and excluded.
Up until now, I believe I have been completely in line with strict moralists. I hope not to turn into a more lenient moralist while trying to uphold, in the realm of everyday life and in the genuine realization of duty, those rights of sensory nature that pure reason and the moral law completely disregard and exclude.
I will explain. Convinced as I am, and precisely because I am convinced, that the inclination in associating itself to an act of the will offers no witness to the pure conformity of this act with the duty, I believe that we are able to infer from this that the moral perfection of man cannot shine forth except from this very association of his inclination with his moral conduct. In fact, the destiny of man is not to accomplish isolated moral acts, but to be a moral being. That which is prescribed to him does not consist of virtues, but of virtue, and virtue is not anything else "than an inclination for duty." Whatever, then, in the objective sense, may be the opposition which separates the acts suggested by the inclination from those which duty determines, we cannot say it is the same in the subjective sense; and not only is it permitted to man to accord duty with pleasure, but he ought to establish between them this accord, he ought to obey his reason with a sentiment of joy. It is not to throw it off as a burden, nor to cast it off as a too coarse skin. No, it is to unite it, by a union the most intimate, with his Ego, with the most noble part of his being, that a sensuous nature has been associated in him to his purely spiritual nature. By the fact that nature has made of him a being both at once reasonable and sensuous, that is to say, a man, it has prescribed to him the obligation not to separate that which she has united; not to sacrifice in him the sensuous being, were it in the most pure manifestations of the divine part; and never to found the triumph of one over the oppression and the ruin of the other. It is only when he gathers, so to speak, his entire humanity together, and his way of thinking in morals becomes the result of the united action of the two principles, when morality has become to him a second nature, it is then only that it is secure; for, as far as the mind and the duty are obliged to employ violence, it is necessary that the instinct shall have force to resist them. The enemy which only is overturned can rise up again, but the enemy reconciled is truly vanquished. In the moral philosophy of Kant the idea of duty is proposed with a harshness enough to ruffle the Graces, and one which could easily tempt a feeble mind to seek for moral perfection in the sombre paths of an ascetic and monastic life. Whatever precautions the great philosopher has been able to take in order to shelter himself against this false interpretation, which must be repugnant more than all else to the serenity of the free mind, he has lent it a strong impulse, it seems to me, in opposing to each other by a harsh contrast the two principles which act upon the human will. Perhaps it was hardly possible, from the point of view in which he was placed, to avoid this mistake; but he has exposed himself seriously to it. Upon the basis of the question there is no longer, after the demonstration he has given, any discussion possible, at least for the heads which think and which are quite willing to be persuaded; and I am not at all sure if it would not be better to renounce at once all the attributes of the human being than to be willing to reach on this point, by reason, a different result. But although he began to work without any prejudice when he searched for the truth, and though all is here explained by purely objective reasons, it appears that when he put forward the truth once found he had been guided by a more subjective maxim, which is not difficult, I believe, to be accounted for by the time and circumstances.
I will explain. I'm convinced that the connection between our will and our actions doesn't necessarily prove that we act in line with our duties. Therefore, I believe we can conclude that a person's moral perfection can only emerge from the interplay between their desires and their ethical behavior. In reality, a person's mission is not just to perform isolated moral actions but to be a moral being overall. What is expected of us isn't just a collection of virtues but virtue itself, which is simply "an inclination toward duty." Regardless of the objective differences between actions driven by desire and those dictated by duty, the subjective experience is different. It's not only acceptable for a person to align their duties with their pleasures, but they should strive to find joy in fulfilling their reason. This isn't about rejecting duty as a burden or shedding it like an outdated skin. Instead, it’s about integrating it into the core of their being, where their physical nature connects with their spiritual essence. Because nature has made humans both rational and sensual, it obliges us not to separate what has been united; we shouldn't compromise our sensual side, even in the most divine expressions of our spiritual selves, nor should we allow one to triumph at the cost of the other. True moral security comes when a person harmonizes their entire humanity and their moral thinking is a product of the combined efforts of both rational and sensual principles. Only when morality becomes second nature is it truly secure; if the mind and duty have to resort to force, then the instinct must have the strength to resist. An enemy that has been defeated can rise again, but a reconciled enemy is genuinely conquered. In Kant’s moral philosophy, the concept of duty is presented in a way that might disturb the harmony of our nature and could tempt fragile minds to seek moral perfection through harsh asceticism. Despite Kant trying to protect against this misunderstanding—one that would likely disturb the tranquility of a free mind—he inadvertently encourages it by starkly contrasting the principles that drive human will. Given his perspective, he may have had little choice but to fall into this trap, but he has seriously exposed himself to criticism. After the arguments he has made, there's no longer any room for debate on this issue for those willing to think and be persuaded. I’m not even sure if it would be better to reject all human attributes than to stubbornly pursue a different conclusion through reason. However, although he started his search for truth without bias and his explanations were based on objective reasoning, it seems once he presented his conclusions, he was influenced by a more subjective reasoning, something I believe can be traced back to the time and circumstances he was in.
What, in fact, was the moral of his time, either in theory or in its application? On one side, a gross materialism, of which the shameless maxims would revolt his soul; impure resting-places offered to the bastard characters of a century by the unworthy complacency of philosophers; on the other side, a pretended system of perfectibility, not less suspicious, which, to realize the chimera of a general perfection common to the whole universe, would not be embarrassed for a choice of means. This is what would meet his attention. So he carried there, where the most pressing danger lay and reform was the most urgent, the strongest forces of his principles, and made it a law to pursue sensualism without pity, whether it walks with a bold face, impudently insulting morality, or dissimulates under the imposing veil of a moral, praiseworthy end, under which a certain fanatical kind of order know how to disguise it. He had not to disguise ignorance, but to reform perversion; for such a cure a violent blow, and not persuasion or flattery, was necessary; and the more the contrast would be violent between the true principles and the dominant maxims, the more he would hope to provoke reflection upon this point. He was the Draco of his time, because his time seemed to him as yet unworthy to possess a Solon, neither capable of receiving him. From the sanctuary of pure reason he drew forth the moral law, unknown then, and yet, in another way, so known; he made it appear in all its saintliness before a degraded century, and troubled himself little to know whether there were eyes too enfeebled to bear the brightness.
What, really, was the moral outlook of his time, both in theory and practice? On one hand, there was a blatant materialism, whose shameless principles would appall him; corrupt places offered to the dubious characters of an era, thanks to the undeserved complacency of philosophers. On the other hand, there was a false system of perfectibility, equally questionable, which, in its pursuit of a universal perfection, would readily choose any means necessary. This captured his attention. So, he directed the strongest forces of his principles where the greatest danger lay and where reform was most urgent, relentlessly targeting sensualism, whether it boldly flaunted its defiance against morality or disguised itself under the pretense of a moral, seemingly virtuous end, behind which a certain fanatical order knew how to hide it. He didn't need to mask ignorance, but to correct corruption; for this kind of cure required a strong force, not persuasion or flattery. The more drastic the contrast was between true principles and the prevailing beliefs, the more he hoped to provoke reflection on the matter. He was the Draco of his time because he felt it was unworthy of having a Solon, nor capable of accepting one. From the realm of pure reason, he drew forth the moral law, which was unknown at the time and yet, in another sense, so well understood; he made it shine in all its purity before a degraded century, caring little whether there were those too weak to endure its brilliance.
But what had the children of the house done for him to have occupied himself only with the valets? Because strongly impure inclinations often usurp the name of virtue, was it a reason for disinterested inclinations in the noblest heart to be also rendered suspicious? Because the moral epicurean had willingly relaxed the law of reason, in order to fit it as a plaything to his customs, was it a reason to thus exaggerate harshness, and to make the fulfilment of duty, which is the most powerful manifestation of moral freedom, another kind of decorated servitude of a more specious name? And, in fact, between the esteem and the contempt of himself has the truly moral man a more free choice than the slave of sense between pleasure and pain? Is there less of constraint there for a pure will than here for a depraved will? Must one, by this imperative form given to the moral law, accuse man and humble him, and make of this law, which is the most sublime witness of our grandeur, the most crushing argument for our fragility? Was it possible with this imperative force to avoid that a prescription which man imposes on himself, as a reasonable being, and which is obligatory only for him on that account, and which is conciliatory with the sentiment of his liberty only—that this prescription, say I, took the appearance of a foreign law, a positive law, an appearance which could hardly lessen the radical tendency which we impute to man to react against the law?
But what had the children of the house done for him to focus only on the servants? Just because strong impure desires often masquerade as virtue, does that really mean that genuine noble feelings should be seen with suspicion? Just because the moral hedonist happily bent the law of reason to fit his lifestyle, does that justify blowing harshness out of proportion and turning the fulfillment of duty— the greatest expression of moral freedom— into another form of disguised servitude with a fancier name? In reality, does a truly moral person have more freedom to choose between self-respect and self-contempt than a pleasure-seeker does between pleasure and pain? Is there less constraint on a pure will compared to a corrupted will? Must we turn this imperative form of the moral law into a tool for accusing and humiliating humanity, twisting what should be the most glorious testament to our greatness into the harshest proof of our vulnerability? Is it possible, with this imperative force, to prevent a rule that humans impose on themselves, as rational beings, which is only binding on them for that reason and aligns with their sense of liberty, from appearing as an external law, a positive law—an appearance that hardly diminishes the inherent tendency we assign to humanity to push back against such laws?
It is certainly not an advantage for moral truth to have against itself sentiments which man can avow without shame. Thus, how can the sentiment of the beautiful, the sentiment of liberty, accord with the austere mind of a legislation which governs man rather through fear than trust, which tends constantly to separate that which nature has united, and which is reduced to hold us in defiance against a part of our being, to assure its empire over the rest? Human nature forms a whole more united in reality than it is permitted to the philosopher, who can only analyze, to allow it to appear. The reason can never reject as unworthy of it the affections which the heart recognizes with joy; and there, where man would be morally fallen, he can hardly rise in his own esteem. If in the moral order the sensuous nature were only the oppressed party and not an ally, how could it associate with all the ardor of its sentiments in a triumph which would be celebrated only over itself? how could it be so keen a participator in the satisfaction of a pure spirit having consciousness of itself, if in the end it could not attach itself to the pure spirit with such closeness that it is not possible even to intellectual analysis to separate it without violence.
It’s definitely not helpful for moral truth to face feelings that people can openly express without embarrassment. So, how can the feeling of beauty and the feeling of freedom align with the strict mindset of laws that control people more through fear than trust, that constantly tries to divide what nature has joined, and which seems to hold us in opposition to part of our very being, just to maintain control over the rest? Human nature is actually more unified than it’s allowed to appear to a philosopher, who can only break it down in analysis. Reason can never dismiss the feelings that the heart joyfully acknowledges as unworthy; where a person might morally stumble, they can hardly lift their self-esteem. If, in the moral realm, our sensual nature were just the oppressed side and not a partner, how could it fully engage in a victory that only celebrates its own defeat? How could it participate so eagerly in the fulfillment of a pure spirit that recognizes itself, if ultimately it couldn’t connect so closely with that pure spirit that even intellectual analysis cannot separate them without force?
The will, besides, is in more immediate relation with the faculty of feeling than with the cognitive faculties, and it would be regrettable in many circumstances if it were obliged, in order to guide itself, to take advice of pure reason. I prejudge nothing good of a man who dares so little trust to the voice of instinct that he is obliged each time to make it appear first before the moral law; he is much more estimable who abandons himself with a certain security to inclination, without having to fear being led astray by her. That proves in fact that with him the two principles are already in harmony—in that harmony which places a seat upon the perfection of the human being, and which constitutes that which we understand by a noble soul.
The will is more connected to our feelings than to our reasoning abilities, and it would be unfortunate in many situations if it had to rely solely on pure logic for guidance. I think less of a person who trusts their instincts so little that they need to make them conform to moral laws each time. It's far more admirable for someone to confidently follow their inclinations without fearing that they’ll be misled. This shows that, for them, the two principles are already in sync—this harmony reflects the ideal of human perfection and embodies what we consider a noble soul.
It is said of a man that he has a great soul when the moral sense has finished assuring itself of all the affections, to the extent of abandoning without fear the direction of the senses to the will, and never incurring the risk of finding himself in discord with its decisions. It follows that in a noble soul it is not this or that particular action, it is the entire character which is moral. Thus we can make a merit of none of its actions because the satisfaction of an instinct could not be meritorious. A noble soul has no other merit than to be a noble soul. With as great a facility as if the instinct alone were acting, it accomplishes the most painful duties of humanity, and the most heroic sacrifice that she obtains over the instinct of nature seems the effect of the free action of the instinct itself. Also, it has no idea of the beauty of its act, and it never occurs to it that any other way of acting could be possible; on the contrary, the moralist formed by the school and by rule, is always ready at the first question of the master to give an account with the most rigorous precision of the conformity of its acts with the moral law. The life of this one is like a drawing where the pencil has indicated by harsh and stiff lines all that the rule demands, and which could, if necessary, serve for a student to learn the elements of art. The life of a noble soul, on the contrary, is like a painting of Titian; all the harsh outlines are effaced, which does not prevent the whole face being more true, lifelike and harmonious.
A man is said to have a great soul when his moral compass has fully evaluated all his emotions, allowing him to confidently follow his instincts without fearing that he’ll go against his own decisions. This means that in a noble soul, it isn't about specific actions—it's about the whole character being moral. Therefore, we can't really credit any of its actions since acting on instinct isn't truly commendable. A noble soul’s only merit is being a noble soul. Just as easily as if only instinct were guiding it, it fulfills the most demanding duties of humanity, and the most heroic sacrifices it makes over natural instincts seem like a natural extension of that instinct itself. It doesn't think about the beauty of its actions nor does it consider that there could be any other way to act. In contrast, the morally rigid person, trained by rules, is always prepared to meticulously explain how their actions align with moral law at the slightest prompting from authority. Their life resembles a drawing with harsh, rigid lines that strictly follow the rules, which could be used to teach art basics. In contrast, the life of a noble soul is akin to a painting by Titian; all the harsh lines are blurred, yet this only makes the entire image more genuine, lifelike, and harmonious.
It is then in a noble soul that is found the true harmony between reason and sense, between inclination and duty, and grace is the expression of this harmony in the sensuous world. It is only in the service of a noble soul that nature can at the same time be in possession of its liberty, and preserve from all alteration the beauty of its forms; for the one, its liberty would be compromised under the tyranny of an austere soul, the other, under the anarchical regimen of sensuousness. A noble soul spreads even over a face in which the architectonic beauty is wanting an irresistible grace, and often even triumphs over the natural disfavor. All the movements which proceed from a noble soul are easy, sweet, and yet animated. The eye beams with serenity as with liberty, and with the brightness of sentiment; gentleness of heart would naturally give to the mouth a grace that no affectation, no art, could attain. You trace there no effort in the varied play of the physiognomy, no constraint in the voluntary movements—a noble soul knows not constraint; the voice becomes music, and the limpid stream of its modulations touches the heart. The beauty of structure can excite pleasure, admiration, astonishment; grace alone can charm. Beauty has its adorers; grace alone has its lovers: for we pay our homage to the Creator, and we love man. As a whole, grace would be met with especially amongst women; beauty, on the contrary, is met with more frequently in man, and we need not go far without finding the reason. For grace we require the union of bodily structure, as well as that of character: the body, by its suppleness, by its promptitude to receive impressions and to bring them into action; the character, by the moral harmony of the sentiments. Upon these two points nature has been more favorable to the woman than to man.
It is in a noble soul that we find true harmony between reason and feeling, between desire and duty, and grace is the way this harmony is expressed in the sensory world. Only in the service of a noble soul can nature enjoy its freedom while maintaining the beauty of its forms without change; otherwise, its freedom would be compromised by the oppression of a harsh soul, and its beauty would be lost under the chaotic rule of purely sensory experience. A noble soul brings an irresistible grace to even a face lacking architectural beauty, often prevailing over natural imperfections. All movements that come from a noble soul are effortless, gentle, yet lively. The eyes shine with serenity and freedom, reflecting deep feelings; a gentle heart naturally gives the mouth a grace that neither affectation nor artifice can replicate. There is no visible effort in the varied expressions of the face, no constraint in its spontaneous movements— a noble soul knows no constraint; the voice becomes music, and the clarity of its tones resonates with the heart. The beauty of form can evoke pleasure, admiration, and wonder; only grace can enchant. Beauty has its admirers; grace has its true lovers: we pay tribute to the Creator and love humanity. Overall, grace is especially found among women, while beauty is more frequently seen in men, and the reasons for this are not far to seek. Grace requires a combination of bodily form and character: the body, with its flexibility and ability to absorb impressions and translate them into action; the character, with the moral harmony of feelings. In these two aspects, nature has favored women more than men.
The more delicate structure of the woman receives more rapidly each impression and allows it to escape as rapidly. It requires a storm to shake a strong constitution, and when vigorous muscles begin to move we should not find the ease which is one of the conditions of grace. That which upon the face of woman is still a beautiful sensation would express suffering already upon the face of man. Woman has the more tender nerves; it is a reed which bends under the gentlest breath of passion. The soul glides in soft and amiable ripples upon her expressive face, which soon regains the calm and smooth surface of the mirror.
The more delicate structure of a woman absorbs impressions more quickly and lets them go just as fast. It takes a lot to disturb a strong constitution, and when powerful muscles begin to move, we shouldn't expect the ease that comes with grace. What still looks like a beautiful expression on a woman's face can show suffering on a man's. Women have more sensitive nerves; they're like a reed that sways with the slightest breath of passion. The soul flows in gentle and pleasant waves across her expressive face, which soon returns to the calm and smooth surface of a mirror.
The same also for the character: for that necessary union of the soul with grace the woman is more happily gifted than man. The character of woman rises rarely to the supreme ideal of moral purity, and would rarely go beyond acts of affection; her character would often resist sensuousness with heroic force. Precisely because the moral nature of woman is generally on the side of inclination, the effect becomes the same, in that which touches the sensuous expression of this moral state, as if the inclination were on the side of duty. Thus grace would be the expression of feminine virtue, and this expression would often be wanting in manly virtue.
The same applies to character: for the essential connection of the soul with grace, women are generally better endowed than men. A woman's character rarely reaches the highest ideal of moral purity and usually remains within acts of affection; however, it often shows a heroic resistance to sensuality. Because a woman's moral nature tends to align more with inclination, the effect is similar when it comes to the sensual expression of this moral state, as if the inclination were aligned with duty. Therefore, grace becomes the expression of feminine virtue, which is often lacking in masculine virtue.
ON DIGNITY.
As grace is the expression of a noble soul, so is dignity the expression of elevated feeling.
As grace shows a noble spirit, dignity reflects a heightened sense of emotion.
It has been prescribed to man, it is true, to establish between his two natures a unison, to form always an harmonious whole, and to act as in union with his entire humanity. But this beauty of character, this last fruit of human maturity, is but an ideal to which he ought to force his conformity with a constant vigilance, but to which, with all his efforts, he can never attain.
It’s true that it’s been said that a person should create harmony between their two natures, always striving for a unified whole and acting in tune with their humanity. However, this ideal of character, this ultimate achievement of human growth, is something one must constantly work towards with diligence, yet no matter how hard they try, they will never fully reach it.
He cannot attain to it because his nature is thus made and it will not change; the physical conditions of his existence themselves are opposed to it.
He can't reach it because that's just how he is, and he won't change; the physical conditions of his existence are against it.
In fact, his existence, so far as he is a sensuous creature, depends on certain physical conditions; and in order to insure this existence man ought—because, in his quality of a free being, capable of determining his modifications by his own will—to watch over his own preservation himself. Man ought to be made capable of certain acts in order to fulfil these physical conditions of his existence, and when these conditions are out of order to re-establish them.
In reality, his existence, as long as he is a physical being, relies on certain environmental conditions; and to ensure this existence, a person should—because, as a free individual, he has the ability to control his own changes by his own choices—take responsibility for his own well-being. A person should be able to perform certain actions to meet these physical conditions of his existence, and when those conditions are disrupted, he should work to restore them.
But although nature had to give up to him this care which she reserves exclusively to herself in those creatures which have only a vegetative life, still it was necessary that the satisfaction of so essential a want, in which even the existence of the individual and of the species is interested, should not be absolutely left to the discretion of man, and his doubtful foresight. It has then provided for this interest, which in the foundation concerns it, and it has also interfered with regard to the form in placing in the determination of free arbitration a principle of necessity. From that arises natural instinct, which is nothing else than a principle of physical necessity which acts upon free arbitration by the means of sensation.
But even though nature had to relinquish this care, which she reserves solely for those beings that only have a vegetative existence, it was still important that the fulfillment of such a vital need—one that impacts both the survival of the individual and the species—should not be entirely left to human judgment and its uncertain foresight. Therefore, nature has made provision for this fundamental interest, and it has also intervened regarding the form by placing a principle of necessity within the realm of free choice. This gives rise to natural instinct, which is simply a principle of physical necessity that influences free choice through sensation.
The natural instinct solicits the sensuous faculty through the combined force of pain and of pleasure: by pain when it asks satisfaction, and by pleasure when it has found what it asks.
The natural instinct appeals to the sensory part of us through the combined impact of pain and pleasure: it uses pain to seek fulfillment, and it uses pleasure when it finds what it seeks.
As there is no bargaining possible with physical necessity, man must also, in spite of his liberty, feel what nature desires him to feel. According as it awakens in him a painful or an agreeable sensation, there will infallibly result in him either aversion or desire. Upon this point man quite resembles the brute; and the stoic, whatever his power of soul, is not less sensible of hunger, and has no less aversion to it, than the worm that crawls at his feet.
Since there's no negotiating with physical necessity, people must also, despite their freedom, experience what nature wants them to feel. Depending on whether it brings him a painful or pleasant sensation, he'll inevitably feel either aversion or desire. In this regard, humans are very much like animals; a stoic, no matter how strong his will, feels hunger just as acutely and wants to avoid it as much as the worm crawling at his feet.
But here begins the great difference: with the lower creature action succeeds to desire or aversion quite as of necessity, as the desire to the sensation, and the expression to the external impression. It is here a perpetual circle, a chain, the links of which necessarily join one to the other. With man there is one more force—the will, which, as a super-sensuous faculty, is not so subject to the law of nature, nor that of reason, that he remains without freedom to choose, and to guide himself according to this or to that. The animal cannot do otherwise than seek to free itself from pain; man can decide to suffer.
But this is where the major difference begins: for lower creatures, action follows desire or aversion just as inevitably as desire follows sensation, and as expression follows external impression. It's a continuous cycle, a chain where each link is necessarily connected to the others. In humans, there's an additional factor—the will, which, as a non-sensory ability, is not as bound by the laws of nature or reason. This allows humans the freedom to choose and to direct themselves in one way or another. An animal can only try to escape pain; a human can choose to endure suffering.
The will of man is a privilege, a sublime idea, even when we do not consider the moral use that he can make of it. But firstly, the animal nature must be in abeyance before approaching the other, and from that cause it is always a considerable step towards reaching the moral emancipation of the will to have conquered in us the necessity of nature, even in indifferent things, by the exercise in us of the simple will.
The will of a person is a special gift, a lofty concept, even when we don’t think about how they can use it morally. However, first, our animal instincts need to be held back before we can reach for something higher. Because of this, overcoming our natural urges, even in trivial matters, is a significant step toward the moral freedom of the will, achieved through the practice of simple willpower.
The jurisdiction of nature extends as far as the will, but there it stops, and the empire of reason commences. Placed between these two jurisdictions, the will is absolutely free to receive the law from one and the other; but it is not in the same relation with one and the other. Inasmuch as it is a natural force it is equally free with regard to nature and with respect to reason; I mean to say it is not forced to pass either on the side of one or of the other: but as far as it is a moral faculty it is not free; I mean that it ought to choose the law of reason. It is not chained to one or the other, but it is obliged towards the law of reason. The will really then makes use of its liberty even whilst it acts contrary to reason: but it makes use of it unworthily, because, notwithstanding its liberty, it is no less under the jurisdiction of nature, and adds no real action to the operation of pure instinct; for to will by virtue of desire is only to desire in a different way.
The reach of nature goes as far as the will, but that’s where it ends, and the realm of reason begins. Positioned between these two realms, the will is completely free to take guidance from either one; however, the relationship it has with each is not the same. As a natural force, it is equally free concerning nature and reason; in other words, it is not compelled to choose between them. But when it comes to its moral role, it is not free; it should ideally choose the law of reason. It is not bound to either side, but it is obligated to adhere to the law of reason. The will does indeed exercise its freedom, even when acting against reason; yet, it does so in an unworthy manner because, despite its freedom, it remains subject to nature, contributing nothing substantial beyond pure instinct. To will based on desire is merely to desire in another form.
There may be conflict between the law of nature, which works in us through the instinct, and the law of reason, which comes out of principles, when the instinct, to satisfy itself, demands of us an action which disgusts our moral sense. It is, then, the duty of the will to make the exigencies of the instinct give way to reason. Whilst the laws of nature oblige the will only conditionally, the laws of reason oblige absolutely and without conditions.
There can be a clash between the natural instinct we have and the principles of reason when our instincts push us to do something that goes against our moral beliefs. In such cases, it's the responsibility of our will to let reason take precedence over instinct. While natural laws only require our will to comply under certain conditions, the principles of reason demand our will to comply unconditionally and completely.
But nature obstinately maintains her rights, and as it is never by the result of free choice that she solicits us, she also does not withdraw any of her exigencies as long as she has not been satisfied. Since, from the first cause which gave the impulsion to the threshold of the will where its jurisdiction ends, all in her is rigorously necessary, consequently she can neither give way nor go back, but must always go forward and press more and more the will on which depends the satisfaction of her wants. Sometimes, it is true, we could say that nature shortens her road and acts immediately as a cause for the satisfaction of her needs without having in the first instance carried her request before the will. In such a case, that is to say, if man not simply allowed instinct to follow a free course, but if instinct took this course of itself, man would be no more than the brute. But it is very doubtful whether this case would ever present itself, and if ever it were really presented it would remain to be seen whether we should not blame the will itself for this blind power which the instinct would have usurped.
But nature stubbornly insists on her rights, and since she never invites us by free choice, she also doesn’t let go of her demands until they are met. From the initial cause that triggered the will's threshold—where its control ends—everything about her is strictly necessary. Therefore, she can neither yield nor retreat but must always move forward and increasingly press the will that depends on her needs being met. Sometimes, it’s true, we could say that nature shortcuts her path and acts directly to satisfy her needs without first appealing to the will. In such cases, if a person simply allowed instinct to take its natural course, and if instinct acted on its own, that person would be no more than an animal. However, it's quite uncertain whether this scenario would ever actually occur, and if it did, we would have to question whether we should blame the will itself for this uncontrolled power that instinct would have seized.
Thus the appetitive faculty claims with persistence the satisfaction of its wants, and the will is solicited to procure it; but the will should receive from the reason the motives by which she determines. What does the reason permit? What does she prescribe? This is what the will should decide upon. Well, then, if the will turns towards the reason before consenting to the request of the instinct, it is properly a moral act; but if it immediately decides, without consulting the reason, it is a physical act.
Thus, the desire consistently demands the fulfillment of its wants, and the will is urged to make it happen; however, the will should receive guidance from reason regarding the motivations that inform its choices. What does reason allow? What does it dictate? This is what the will should consider. So, if the will looks to reason before agreeing to the instinct's request, it is considered a moral act; but if it decides right away without consulting reason, it is merely a physical act.
Every time, then, that nature manifests an exigence and seeks to draw the will along with it by the blind violence of affective movement, it is the duty of the will to order nature to halt until reason has pronounced. The sentence which reason pronounces, will it be favorable or the contrary to the interest of sensuousness? This is, up to the present time, what the will does not know. Also it should observe this conduct for all the affective movements without exception, and when it is nature which has spoken the first, never allow it to act as an immediate cause. Man would testify only by that to his independence. It is when, by an act of his will, he breaks the violence of his desires, which hasten towards the object which should satisfy them, and would dispense entirely with the co-operation of the will,—it is only then that he reveals himself in quality of a moral being, that is to say, as a free agent, which does not only allow itself to experience either aversion or desire, but which at all times must will his aversions and his desires.
Every time nature creates a demand and tries to pull the will along with the intense force of emotions, it’s the will's responsibility to tell nature to stop until reason has had its say. The decision that reason makes, whether it’s beneficial or harmful to our desires, is something the will doesn’t know yet. It should maintain this approach for all emotional urges without exception, and when nature speaks first, it should never let it act as an immediate cause. A person would only demonstrate their independence by doing this. It's when, through an act of will, they resist the pull of their desires that rush toward what would fulfill them, completely disregarding the will's involvement—that’s when they show themselves as a moral being, in other words, as a free agent who not only experiences feelings of aversion or desire but must also actively choose their aversions and desires at all times.
But this act of taking previously the advice of reason is already an attempt against nature, who is a competent judge in her own cause, and who will not allow her sentences to be submitted to a new and strange jurisdiction; this act of the will which thus brings the appetitive faculty before the tribunal of reason is then, in the proper acceptation of the word, an act against nature, in that it renders accidental that which is necessary, in that it attributes to the laws of reason the right to decide in a cause where the laws of nature can alone pronounce, and where they have pronounced effectively. Just, in fact, as the reason in the exercise of its moral jurisdiction is little troubled to know if the decisions it can come to will satisfy or not the sensuous nature, so the sensuous in the exercise of the right which is proper to it does not trouble itself whether its decisions would satisfy pure reason or not. Each is equally necessary, though different in necessity, and this character of necessity would be destroyed if it were permitted for one to modify arbitrarily the decisions of the other. This is why the man who has the most moral energy cannot, whatever resistance he opposes to instinct, free himself from sensuousness, or stifle desire, but can only deny it an influence upon the decisions of his will; he can disarm instinct by moral means, but he cannot appease it but by natural means. By his independent force he may prevent the laws of nature from exercising any constraint over his will, but he can absolutely change nothing of the laws themselves.
But taking the advice of reason is already going against nature, which is the rightful judge in her own matters and won’t allow her rulings to be subjected to a new and unfamiliar authority. This act of the will, which brings our desires before the judgment of reason, is essentially an act against nature because it makes something necessary seem accidental. It gives the laws of reason the power to decide in a situation where only the laws of nature can truly speak, and where they have already made their judgments. Just as reason, while exercising its moral authority, isn’t too concerned about whether its conclusions satisfy our sensory nature, the sensory side doesn’t worry about whether its decisions will please pure reason. Each is necessary in its own way, though they are different. This necessity would be disrupted if either could arbitrarily change the other’s decisions. That’s why a person with strong moral conviction can’t, no matter how much they resist instinct, completely free themselves from sensuality or suppress desire. They can only deny it influence over their will; they can neutralize instinct through moral means but can only appease it in natural ways. Their independent strength may prevent the laws of nature from imposing any control over their will, but they cannot fundamentally change those laws.
Thus in the affective movements in which nature (instinct) acts the first and seeks to do without the will, or to draw it violently to its side, the morality of character cannot manifest itself but by its resistance, and there is but one means of preventing the instinct from restraining the liberty of the will: it is to restrain the instinct itself. Thus we can only have agreement between the law of reason and the affective phenomena, under the condition of putting both in discord with the exigencies of instinct. And as nature never gives way to moral reasons, and recalls her claims, and as on her side, consequently, all remains in the same state, in whatever manner the will acts towards her, it results that there is no possible accord between the inclination and duty, between reason and sense; and that here man cannot act at the same time with all his being and with all the harmony of his nature, but exclusively with his reasonable nature. Thus in these sorts of actions we could not find moral beauty, because an action is morally good only as far as inclination has taken part in it, and here the inclination protests against much more than it concurs with it. But these actions have moral grandeur, because all that testifies to a preponderating authority exercised over the sensuous nature has grandeur, and grandeur is found only there.
In emotional situations where nature (or instinct) acts first and tries to go without the will, or pulls it in forcefully to its side, a person's moral character can only show itself through resistance. The only way to stop instinct from controlling the freedom of the will is to control the instinct itself. Therefore, there can only be harmony between the law of reason and emotional experiences if both are put at odds with the demands of instinct. Since nature never yields to moral reasons and insists on its demands, and everything remains unchanged regardless of how the will interacts with it, it follows that there can be no real agreement between desire and duty, or between reason and feeling. This means that a person cannot act fully in alignment with their whole being and the harmony of their nature, but only in line with their rational side. Thus, in these types of actions, we don't find moral beauty because an action is morally good only to the extent that desire is involved, and here the desire objects to much more than it supports. However, these actions have moral significance because anything that shows a dominating authority over our sensory nature carries weight, and that significance is found only there.
It is, then, in the affective movements that this great soul of which we speak transforms itself and becomes sublime; and it is the touchstone to distinguish the soul truly great from what is called a good heart, or from the virtue of temperament. When in man the inclination is ranged on the side of morality only because morality itself is happily on the side of inclination, it will happen that the instinct of nature in the affective movements will exercise upon the will a full empire, and if a sacrifice is necessary it is the moral nature, and not the sensuous nature, that will make it. If, on the contrary, it is reason itself which has made the inclination pass to the side of duty (which is the case in the fine character), and which has only confided the rudder to the sensuous nature, it will be always able to retake it as soon as the instinct should misuse its full powers. Thus the virtue of temperament in the affective movements falls back to the state of simple production of nature, whilst the noble soul passes to heroism and rises to the rank of pure intelligence.
In the emotional shifts, this great soul we’re talking about transforms and becomes sublime. This serves as the standard to differentiate a truly great soul from someone with just a good heart or the virtue of temperament. When a person’s inclinations align with morality simply because morality aligns with their desires, their natural instincts will dominate their will. In such cases, if a sacrifice is needed, it's the moral side, not the emotional side, that will make it. On the other hand, if reason is what has shifted the inclination toward duty (which is true for a fine character), it can always regain control whenever instincts misuse their full power. Therefore, the virtue of temperament in emotional shifts reverts to mere natural instinct, while the noble soul elevates to heroism and rises to the level of pure intelligence.
The rule over the instincts by moral force is the emancipation of mind, and the expression by which this independence presents itself to the eyes in the world of phenomena is what is called dignity.
Controlling our instincts through moral strength is the liberation of the mind, and the way this independence shows itself in the world around us is what we call dignity.
To consider this rigorously: the moral force in man is susceptible of no representation, for the super-sensuous could not explain itself by a phenomenon that falls under the sense; but it can be represented indirectly to the mind by sensuous signs, and this is actually the case with dignity in the configuration of man.
To think about this seriously: the moral strength in a person can't be directly shown, because the non-physical can’t explain itself through something that can be perceived by the senses; however, it can be indirectly represented to the mind through sensory symbols, and this is indeed how dignity appears in the human form.
When the instinct of nature is excited, it is accompanied just as the heart in its moral emotions is, by certain movements of the body, which sometimes go before the will, sometimes, even as movements purely sympathetic, escape altogether its empire. In fact, as neither sensation, nor the desire, nor aversion, are subject to the free arbitration of man, man has no right over the physical movements which immediately depend on it. But the instinct does not confine itself to simple desire; it presses, it advances, it endeavors to realize its object; and if it does not meet in the autonomy of the mind an energetic resistance, it will even anticipate it, it will itself take the initiative of those sorts of acts over which the will alone has the right to pronounce. For the instinct of conservation tends without ceasing to usurp the legislative powers in the domain of the will, and its efforts go to exercise over man a domination as absolute as over the beast. There are, then, two sorts of distinct movements, which, in themselves and by their origin, in each affective phenomenon, arise in man by the instinct of conservation: those firstly which immediately proceed from sensation, and which, consequently, are quite involuntary; then those which in principle could and would be voluntary, but from which the blind instinct of nature takes all freedom. The first refer to the affection itself, and are united necessarily with it; the others respond rather to the cause and to the object of the affections, and are thus accidental and susceptible of modification, and cannot be mistaken for infallible signs of the affective phenomena. But as both one and the other, when once the object is determined, are equally necessary to the instinct of nature, so they assist, both one and the other, the expression of affective phenomena; a necessary competition, in order that the expression should be complete and form a harmonious whole.
When the instinct of nature is triggered, it’s accompanied, just like the heart in its moral feelings, by certain movements of the body. Sometimes these movements happen before we consciously decide, and sometimes they occur purely as sympathetic reactions that completely bypass our control. In fact, since sensations, desires, and aversions are not under our free choice, we don't have authority over the physical movements that depend on them. However, instinct isn’t limited to just simple desire; it pushes, it moves forward, and it tries to achieve its goal. If it doesn't encounter strong resistance from our thoughtful decision-making, it may even act before we do, taking the lead in actions that should be dictated solely by our will. The instinct for survival continually seeks to take over the decision-making powers within our will, exerting absolute control over humans just as it does over animals. Therefore, there are basically two types of distinct movements that arise from the instinct for survival in human emotional experiences: the first type comes directly from sensation, which is completely involuntary; the second type could be voluntary in principle, but the blind instinct of nature takes away that freedom. The first type is directly related to the emotion itself and is inherently tied to it, while the second type is more about the causes and objects of those emotions and is therefore more variable and modifiable, meaning they can't be mistaken for reliable indicators of emotional experiences. Yet, both types are essential to the instinct of nature once the object is identified, and they both contribute to expressing emotional experiences, working together to ensure that the expression is complete and forms a harmonious whole.
If, then, the will is sufficiently independent to repress the aggressions of instinct and to maintain its rights against this blind force, all the phenomena which the instinct of nature, once excited, produce, in its proper domain, will preserve, it is true, their force; but those of the second kind, those which came out of a foreign jurisdiction, and which it pretended to subject arbitrarily to its power, these phenomena would not take place. Thus the phenomena are no longer in harmony; but it is precisely in their opposition that consists the expression of the moral force. Suppose that we see a man a prey to the most poignant affection, manifested by movements of the first kind, by quite involuntary movements. His veins swell, his muscles contract convulsively, his voice is stifled, his chest is raised and projects, whilst the lower portion of the torso is sunken and compressed; but at the same time the voluntary movements are soft, the features of the face free, and serenity beams forth from the brow and in the look. If man were only a physical being, all his traits, being determined only by one and the same principle, would be in unison one with the other, and would have a similar expression. Here, for example, they would unite in expressing exclusively suffering; but as those traits which express calmness are mixed up with those which express suffering, and as similar causes do not produce opposite effects, we must recognize in this contrast the presence and the action of a moral force, independent of the passive affections, and superior to the impressions beneath which we see sensuous nature give way. And this is why calmness under suffering, in which properly consists dignity, becomes—indirectly, it is true, and by means of reasoning—a representation of the pure intelligence which is in man, and an expression of his moral liberty. But it is not only under suffering, in the restricted sense of the word, in the sense in which it marks only the painful affections, but generally in all the cases in which the appetitive faculty is strongly interested, that mind ought to show its liberty, and that dignity ought to be the dominant expression. Dignity is not less required in the agreeable affections than in the painful affections, because in both cases nature would willingly play the part of master, and has to be held in check by the will. Dignity relates to the form and not to the nature of the affection, and this is why it can be possible that often an affection, praiseworthy in the main, but one to which we blindly commit ourselves, degenerates, from the want of dignity, into vulgarity and baseness; and, on the contrary, a condemnable affection, as soon as it testifies by its form to the empire of the mind over the senses, changes often its character and approaches even towards the sublime.
If the will is strong enough to control the urges of instinct and protect its rights against this blind force, the outcomes produced by nature's instinct, once triggered, will still hold their power. However, those outcomes that arise from an outside influence and that instinct tries to arbitrarily impose its control over will not happen. Thus, these outcomes are no longer aligned; it's in their opposition that the moral force is expressed. Imagine seeing a man overwhelmed by intense emotion, shown through involuntary reactions. His veins bulge, his muscles spasm, his voice becomes choked, and his chest heaves, while his lower body is hunched and compressed. Yet, at the same time, his voluntary actions are calm, his facial features relaxed, and serenity shines from his forehead and gaze. If a person were solely a physical being, all his traits, governed by the same principle, would align and reflect a singular expression. In this case, they would all express only suffering; however, because traits that show calmness are combined with those showing suffering, and similar causes don't produce opposing effects, we must recognize that this contrast reveals a moral force, independent of passive emotions, and superior to the impressions that sensuous nature succumbs to. This is why remaining calm during suffering, which constitutes true dignity, becomes—indirectly, it’s true, and through reasoning—a reflection of the pure intelligence within humans and an expression of their moral freedom. But dignity is necessary not only in suffering, in the narrow sense that relates only to painful emotions, but generally in any situation where desires are strongly involved. The mind must demonstrate its freedom, and dignity should be the primary expression. Dignity is required in pleasurable emotions just as much as in painful ones because, in both cases, nature would gladly take charge and must be restrained by the will. Dignity pertains to the way feelings are expressed and not the feelings themselves, which is why a generally commendable emotion, to which we surrender unthinkingly, can degenerate into vulgarity and lowliness due to a lack of dignity; conversely, a condemnable emotion, when it showcases the mind’s control over the senses, can often change its character and even lean toward the sublime.
Thus in dignity the mind reigns over the body and bears itself as ruler: here it has its independence to defend against imperious impulse, always ready to do without it, to act and shake off its yoke. But in grace, on the contrary, the mind governs with a liberal government, for here the mind itself causes sensuous nature to act, and it finds no resistance to overcome. But obedience only merits forbearance, and severity is only justifiable when provoked by opposition.
Thus in dignity, the mind rules over the body and carries itself like a leader: here it has the independence to stand against strong impulses, always prepared to disregard them, to take action, and break free from their control. But in grace, on the other hand, the mind governs with a more generous approach, for here the mind itself prompts the physical nature to act, and it faces no resistance. However, obedience only deserves patience, and strictness is only reasonable when faced with opposition.
Thus grace is nothing else than the liberty of voluntary movements, and dignity consists in mastering involuntary movements. Grace leaves to sensuous nature, where it obeys the orders of the mind, a certain air of independence; dignity, on the contrary, submits the sensuous nature to mind where it would make the pretensions to rule; wherever instinct takes the initiative and allows itself to trespass upon the attributes of the will, the will must show it no indulgence, but it must testify to its own independence (autonomy), in opposing to it the most energetic resistance. If, on the contrary, it is the will that commences, and if instinct does but follow it, the free arbitration has no longer to display any rigor, now it must show indulgence. Such is in a few words the law which ought to regulate the relation of the two natures of man in what regards the expression of this relation in the world of phenomena.
Grace is simply the freedom of voluntary movements, while dignity is about controlling involuntary movements. Grace allows the sensory nature, which follows the mind's commands, to maintain a sense of independence; dignity, on the other hand, demands that the sensory nature be governed by the mind, which seeks to be in charge. Whenever instinct takes the lead and oversteps the boundaries of the will, the will must not be lenient but must assert its own independence by resisting strongly. Conversely, if the will takes the initiative and instinct merely follows, then free choice doesn't need to be strict and can instead be permissive. This is, in short, the principle that should guide the relationship between the two aspects of human nature regarding how they express themselves in the world of phenomena.
It follows that dignity is required, and is seen particularly in passive affection, whilst grace is shown in the conduct, for it is only in suffering that the liberty of the soul can be manifested, and only in action that the liberty of the body can be displayed.
It follows that dignity is necessary, and is especially visible in quiet affection, while grace is shown through behavior, because it's only in suffering that the freedom of the soul can be revealed, and only in action that the freedom of the body can be shown.
If dignity is an expression of resistance opposed to instinct by moral liberty, and if the instinct consequently ought to be considered as a force that renders resistance necessary, it follows that dignity is ridiculous where you have no force of this kind to resist, and contemptible where there ought not to be any such force to combat. We laugh at a comedian, whatever rank or condition he may occupy, who even in indifferent actions affects dignity. We despise those small souls who, for having accomplished an ordinary action, and often for having simply abstained from a base one, plume themselves on their dignity.
If dignity is a way of resisting something that goes against our moral freedom, and if instinct is a force that makes that resistance necessary, then dignity seems ridiculous when there's no force to resist against, and it's contemptible when there shouldn't be any force to fight. We laugh at a comedian, no matter their status, who pretends to be dignified even in trivial situations. We look down on those small-minded individuals who take pride in their dignity just because they performed a normal action or refrained from doing something shameful.
Generally, what is demanded of virtue is not properly speaking dignity, but grace. Dignity is implicitly contained in the idea of virtue, which even by its nature supposes already the rule of man over his instincts. It is rather sensuous nature that, in the fulfilment of moral duties, is found in a state of oppression and constraint, particularly when it consummates in a painful sacrifice. But as the ideal of perfection in man does not require a struggle, but harmony between the moral and physical nature, this ideal is little compatible with dignity, which is only the expression of a struggle between the two natures, and as such renders visible either the particular impotence of the individual, or the impotence common to the species. In the first case, when the want of harmony between inclination and duty, with regard to a moral act, belongs to the particular powerlessness of the subject, the act would always lose its moral value, in as far as that combat is necessary, and, in consequence, proportionally as there would be dignity in the exterior expression of this act; for our moral judgment connects each individual with the common measure of the species, and we do not allow man to be stopped by other limits than those of human nature.
Generally, what virtue demands isn't dignity, but grace. Dignity is already implied in the concept of virtue, which inherently requires a person's control over their instincts. Instead, it’s the physical side of human nature that experiences oppression and constraint when fulfilling moral duties, especially when it leads to a painful sacrifice. However, since the ideal of perfection in humans doesn’t require struggle but rather harmony between moral and physical aspects, this ideal doesn't really align with dignity, which merely reflects the ongoing battle between these two aspects and thus highlights either the individual’s specific limitations or the common limitations of humanity as a whole. In cases where the lack of harmony between desire and duty, in relation to a moral action, stems from the individual’s particular weakness, the action will lose its moral value since that struggle is necessary. Consequently, this means that there would be less dignity evident in the outward expression of this action. Our moral judgment connects each person to the common standard of humanity, and we don’t allow an individual to be limited by anything other than the boundaries of human nature.
In the second case, when the action commanded by duty cannot be placed in harmony with the exigencies of instinct without going against the idea of human nature, the resistance of the inclination is necessary, and then only the sight of the combat can convince us of the possibility of victory. Thus we ask here of the features and attitudes an expression of this interior struggle, not being able to take upon ourselves to believe in virtue where there is no trace of humanity. Where then the moral law commands of us an action which necessarily makes the sensuous nature suffer, there the matter is serious, and ought not to be treated as play; ease and lightness in accomplishing this act would be much more likely to revolt us than to satisfy us; and thus, in consequence, expression is no longer grace, but dignity. In general, the law which prevails here is, that man ought to accomplish with grace all the acts that he can execute in the sphere of human nature; and with dignity all those for the accomplishment of which he is obliged to go beyond his nature.
In the second scenario, when the actions required by duty can't align with our natural instincts without contradicting the essence of humanity, we need to resist those inclinations, and it's only through witnessing this struggle that we can be convinced of the possibility of achieving victory. Therefore, we expect an expression of this internal conflict through features and attitudes because we can't accept the idea of virtue where there's no sign of humanity. When moral law requires us to act in a way that causes suffering to our sensuous nature, it becomes serious and shouldn't be taken lightly; doing this with ease and lightness would likely disgust us rather than satisfy us. Thus, expression shifts from grace to dignity. Generally, the rule here is that a person should perform all actions within human nature gracefully, and those that require transcending that nature with dignity.
In like manner as we ask of virtue to have grace, we ask of inclination to have dignity. Grace is not less natural to inclination than dignity to virtue, and that is evident from the idea of grace, which is all sensuous and favorable to the liberty of physical nature, and which is repugnant to all idea of constraint. The man without cultivation lacks not by himself a certain degree of grace, when love or any other affection of this kind animates him; and where do we find more grace than in children, who are nevertheless entirely under the direction of instinct. The danger is rather that inclination should end by making the state of passion the dominant one, stifling the independence of mind, and bringing about a general relaxation. Therefore in order to conciliate the esteem of a noble sentiment—esteem can only be inspired by that which proceeds from a moral source—the inclination must always be accompanied by dignity. It is for that reason a person in love desires to find dignity in the object of this passion. Dignity alone is the warrant that it is not need which has forced, but free choice which has chosen, that he is not desired as a thing, but esteemed as a person.
Similarly, just as we expect virtue to have grace, we expect inclination to have dignity. Grace is just as natural to inclination as dignity is to virtue, which is clear from the concept of grace, which is all about sensuality and promoting the freedom of our physical nature, and is opposed to any idea of constraint. A person who hasn’t been cultivated doesn’t lack a certain degree of grace when love or a similar emotion motivates them; and where do we see more grace than in children, who are completely guided by instinct? The real danger is that inclination can lead to a state of passion dominating, suppressing independent thought, and creating a general sense of relaxation. Thus, to reconcile the appreciation of a noble sentiment—since esteem can only come from something that has a moral foundation—the inclination must always be paired with dignity. That’s why someone in love seeks to find dignity in the object of their passion. Dignity is the only assurance that it’s not need that compels, but free choice that decides, that they are not desired as an object, but valued as a person.
We require grace of him who obliges, dignity of the person obliged: the first, to set aside an advantage which he has over the other, and which might wound, ought to give to his actions, though his decision may have been disinterested, the character of an affective movement, that thus, from the part which he allows inclination to take, he may have the appearance of being the one who gains the most: the second, not to compromise by the dependence in which he put himself the honor of humanity, of which liberty is the saintly palladium, ought to raise what is only a pure movement of instinct to the height of an act of the will, and in this manner, at the moment when he receives a favor, return in a certain sense another favor.
We need the grace of the person doing a favor and the dignity of the person receiving it: the first should set aside any advantage they have over the other, which could be hurtful. Even if their decision is selfless, it should carry an emotional weight, so that from their willingness, they might seem to benefit the most. The second, to avoid compromising their own humanity by becoming dependent, which thrives in freedom, should elevate what is just a natural instinct to a conscious choice. In this way, when they receive a favor, they should, in a sense, return another favor.
We must censure with grace, and own our faults with dignity: to put dignity into our remonstrances is to have the air of a man too penetrated by his own advantage: to put grace into our confessions is to forget the inferiority in which our fault has placed us. Do the powerful desire to conciliate affection? Their superiority must be tempered by grace. The feeble, do they desire to conciliate esteem? They must through dignity rise above their powerlessness. Generally it is thought that dignity is suitable to the throne, and every one knows that those seated upon it desire to find in their councillors, their confessors, and in their parliaments—grace. But that which may be good and praiseworthy in a kingdom is not so always in the domain of taste. The prince himself enters into this domain as soon as he descends from his throne (for thrones have their privileges), and the crouching courtier places himself under the saintly and free probation of this law as soon as he stands erect and becomes again a man. The first we would counsel to supplement from the superfluity of the second that which he himself needs, and to give him as much of his dignity as he requires to borrow grace from him.
We need to criticize gracefully and acknowledge our faults with dignity: adding dignity to our protests makes us seem overly focused on our own advantage, while adding grace to our confessions means ignoring the inferiority our mistakes have put us in. Do the powerful want to win affection? Their superiority should be balanced with grace. Do the weak want to earn respect? They need to rise above their powerlessness with dignity. People generally believe that dignity is fitting for the throne, and everyone knows that those who sit upon it want to find grace in their advisors, confessors, and parliaments. However, what is admirable in a kingdom isn't always appropriate in matters of taste. The prince enters this realm as soon as he steps down from his throne (as thrones carry their own privileges), and the bowing courtier submits to the inevitable reality of this law as soon as he stands tall and becomes human again. We would advise the first to supplement what he lacks from the abundant qualities of the second and to give him as much dignity as he needs to borrow grace from him.
Although dignity and grace have each their proper domain in which they are manifest, they do not exclude each other. They can be met with in the same person, and even in the same state of that person. Further, it is grace alone which guarantees and accredits dignity, and dignity alone can give value to grace.
Although dignity and grace each have their own areas where they shine, they don't exclude one another. You can find them in the same person, and even in the same situation for that person. Moreover, it's grace alone that confirms and validates dignity, while dignity alone can add value to grace.
Dignity alone, wherever met with, testifies that the desires and inclinations are restrained within certain limits. But what we take for a force which moderates and rules, may it not be rather an obliteration of the faculty of feeling (hardness)? Is it really the moral autonomy, and may it not be rather the preponderance of another affection, and in consequence a voluntary interested effort that restrains the outburst of the present affection? This is what grace alone can put out of doubt in joining itself to dignity. It is grace, I mean to say, that testifies to a peaceful soul in harmony with itself and a feeling heart.
Dignity, wherever it's found, shows that desires and inclinations are kept in check. But what we see as a force that controls and moderates could actually be a lack of feeling (hardness). Is it truly moral autonomy, or is it more about the dominance of another feeling, resulting in a conscious effort to hold back the current emotion? Only grace can clarify this by combining with dignity. I’m saying that grace reveals a calm soul in harmony with itself and a compassionate heart.
In like manner grace by itself shows a certain susceptibility of the feeling faculty, and a certain harmony of sentiment. But may this not be a certain relaxation of the mind which allows so much liberty to sensuous nature and which opens the heart to all impressions? Is it indeed the moral which has established this harmony between the sentiments? It is dignity alone which can in its turn guarantee this to us in joining itself to grace; I mean it is dignity alone which attests in the subject an independent force, and at the moment when the will represses the license of involuntary movement, it is by dignity that it makes known that the liberty of voluntary movements is a simple concession on its part.
In the same way, grace by itself reveals a certain openness of the emotional side and a certain harmony of feelings. But could this be a kind of relaxation of the mind that allows so much freedom to our sensory nature and opens the heart to all kinds of impressions? Is it really the moral aspect that establishes this harmony between feelings? Dignity alone can provide us with this assurance by connecting with grace; I mean, it’s dignity that demonstrates an independent strength within the individual, and when the will holds back the excess of involuntary actions, it is through dignity that it shows that the freedom of voluntary actions is merely a choice it makes.
If grace and dignity, still supported, the one by architectonic beauty and the other by force, were united in the same person, the expression of human nature would be accomplished in him: such a person would be justified in the spiritual world and set at liberty in the sensuous world. Here the two domains touch so closely that their limits are indistinguishable. The smile that plays on the lips; this sweetly animated look; that serenity spread over the brow—it is the liberty of the reason which gleams forth in a softened light. This noble majesty impressed on the face is the sublime adieu of the necessity of nature, which disappears before the mind. Such is the ideal of human beauty according to which the antique conceptions were formed, and we see it in the divine forms of a Niobe, of the Apollo Belvedere, in the winged Genius of the Borghese, and in the Muse of the Barberini palace. There, where grace and dignity are united, we experience by turns attraction and repulsion; attraction as spiritual creatures, and repulsion as being sensuous creatures.
If grace and dignity, one backed by architectural beauty and the other by strength, were combined in the same person, it would fully represent human nature: such a person would be validated in the spiritual world and freed in the physical world. Here, the two realms are so closely intertwined that their boundaries are undistinguishable. The smile on the lips, the sweetly animated gaze, the serenity spread across the brow—it's the freedom of reason that shines through with a gentle light. This noble majesty reflected on the face is the sublime farewell to the necessity of nature, which fades away in the presence of the mind. Such is the ideal of human beauty that inspired ancient concepts, and we see it in the divine forms of Niobe, the Apollo Belvedere, the winged Genius of the Borghese, and the Muse of the Barberini palace. Where grace and dignity are united, we experience both attraction and repulsion: attraction as spiritual beings and repulsion as physical beings.
Dignity offers to us an example of subordination of sensuous nature to moral nature—an example which we are bound to imitate, but which at the same time goes beyond the measure of our sensuous faculty. This opposition between the instincts of nature and the exigencies of the moral law, exigencies, however, that we recognize as legitimate, brings our feelings into play and awakens a sentiment that we name esteem, which is inseparable from dignity.
Dignity gives us an example of putting our physical desires below our moral values—an example that we should follow, even though it surpasses our natural impulses. The conflict between our natural instincts and the demands of moral law, which we accept as valid, stirs our emotions and generates a feeling we call esteem, which is closely tied to dignity.
With grace, on the contrary, as with beauty in general, reason finds its demands satisfied in the world of sense, and sees with surprise one of its own ideas presented to it, realized in the world of phenomena. This unexpected encounter between the accident of nature and the necessity of reason awakens in us a sentiment of joyous approval (contentment) which calms the senses, but which animates and occupies the mind, and it results necessarily that we are attracted by a charm towards the sensuous object. It is this attraction which we call kindliness, or love—a sentiment inseparable from grace and beauty.
With grace, like beauty in general, reason finds its needs met in the sensory world and is surprised to see one of its own ideas reflected and realized in the world around us. This unexpected meeting of nature's randomness and reason's necessity sparks a feeling of joyful approval that soothes our senses but energizes and engages our minds. As a result, we’re drawn to the sensory object by a charm. This attraction is what we call kindness or love—a feeling that is inseparable from grace and beauty.
The attraction—I mean the attraction (stimulus) not of love but of voluptuousness—proposes to the senses a sensuous object that promises to these the satisfaction of a want, that is to say a pleasure; the senses are consequently solicited towards this sensuous object, and from that springs desire, a sentiment which increases and excites the sensuous nature, but which, on the contrary, relaxes the spiritual nature.
The attraction—I mean the attraction (stimulus) not of love but of pleasure—offers a sensual object that promises satisfaction of a desire, meaning a pleasure; the senses are therefore drawn to this sensual object, and from that arises desire, a feeling that intensifies and stirs the sensual side, but which, on the other hand, calms the spiritual side.
We can say of esteem that it inclines towards its object; of love, that it approaches with inclination towards its object; of desire, that it precipitates itself upon its object; with esteem, the object is reason, and the subject is sensuous nature; with love, the object is sensuous, and the subject is moral nature; with desire, the object and the subject are purely sensuous.
We can say that esteem leans towards its object; love approaches its object with inclination; desire rushes towards its object. In esteem, the object is reason, and the subject is sensory nature; in love, the object is sensory, and the subject is moral nature; in desire, both the object and the subject are purely sensory.
With love alone is sentiment free, because it is pure in its principle, and because it draws its source from the seat of liberty, from the breast of our divine nature. Here, it is not the weak and base part of our nature that measures itself with the greater and more noble part; it is not the sensibility, a prey to vertigo, which gazes up at the law of reason. It is absolute greatness which is reflected in beauty and in grace, and satisfied in morality; it becomes the legislator even, the god in us who plays with his own image in the world of sense. Thus love consoles and dilates the heart, whilst esteem strains it; because here there is nothing which could limit the heart and compress its impulses, there being nothing higher than absolute greatness; and sensibility, from which alone hinderance could come, is reconciled, in the breast of beauty and of grace, with the ideas even of the mind. Love has but to descend; esteem aspires with effort towards an object placed above it. This is the reason that the wicked love nothing, though they are obliged to esteem many things. This is why the well-disposed man can hardly esteem without at once feeling love for the object. Pure spirit can only love, but not esteem; the senses know only esteem, but not love.
With love alone, feelings are free because it's pure in its essence, and it comes from the heart of freedom, from the core of our divine nature. Here, it's not the weak and lowly part of us that compares itself to the greater and more noble part; it's not the sensitivity, overwhelmed by confusion, looking up at the law of reason. It’s absolute greatness that reflects in beauty and grace and finds fulfillment in morality; it even becomes the lawmaker, the god within us who plays with his own image in the sensory world. Thus, love comforts and expands the heart, while esteem constricts it; because there's nothing that can limit the heart and hold back its impulses, as nothing is higher than absolute greatness. Sensitivity, which could only be an obstacle, is harmonized, in the presence of beauty and grace, with the ideas of the mind. Love simply needs to reach downward; esteem strives upward with effort toward something above it. This is why the wicked don’t love anything, even though they have to hold many things in high regard. This is also why a good person can hardly regard something without immediately feeling love for it. Pure spirit can only love, not esteem; the senses can only esteem, not love.
The culpable man is perpetually a prey to fear, that he may meet in the world of sense the legislator within himself; and sees an enemy in all that bears the stamp of greatness, of beauty, and of perfection: the man, on the contrary, in whom a noble soul breathes, knows no greater pleasure than to meet out of himself the image or realization of the divine that is in him; and to embrace in the world of sense a symbol of the immortal friend he loves. Love is at the same time the most generous and the most egotistical thing in nature; the most generous, because it receives nothing and gives all—pure mind being only able to give and not receive; the most egotistical, for that which he seeks in the subject, that which he enjoys in it, is himself and never anything else.
The guilty person is always in a state of fear, worried that he might encounter his inner judge in the physical world. He views everything that embodies greatness, beauty, and perfection as a threat. On the other hand, a person with a noble spirit finds the greatest joy in seeing the divine aspect of himself reflected in the world around him and cherishes a tangible symbol of the eternal friend he loves. Love is both the most generous and the most selfish thing in nature; it’s generous because it takes nothing and gives everything—pure spirit can only give, not take. It’s also the most selfish, as what he seeks in others and what he enjoys from them is ultimately just a reflection of himself and nothing more.
But precisely because he who loves receives from the beloved object nothing but that which he has himself given, it often happens that he gives more than he has received.
But exactly because the person who loves gets from the person they love only what they've already given, it often turns out that they give more than they receive.
The exterior senses believe to have discovered in the object that which the internal sense alone contemplates in it, in the end believing what is desired with ardor, and the riches belonging to the one who loves hide the poverty of the object loved. This is the reason why love is subject to illusion, whilst esteem and desire are never deceived. As long as the super-excitement of the internal senses overcomes the internal senses, the soul remains under the charm of this Platonic love, which gives place only in duration to the delights enjoyed by the immortals. But as soon as internal sense ceases to share its visions with the exterior sense, these take possession of their rights and imperiously demand that which is its due—matter. It is the terrestrial Venus who profits by the fire kindled by the celestial Venus, and it is not rare to find the physical instinct, so long sacrificed, revenge itself by a rule all the more absolute. As external sense is never a dupe to illusion, it makes this advantage felt with a brutal insolence over its noble rival; and it possesses audacity to the point of asserting that it has settled an account that the spiritual nature had left under sufferance.
The external senses think they've found in the object what the internal sense alone perceives, ultimately believing fervently in what they desire, and the riches of the one who loves mask the shortcomings of the beloved object. This is why love is prone to illusion, while respect and desire are never misled. As long as the intense stimulation of the internal senses overshadows them, the soul remains captivated by this Platonic love, which only offers fleeting pleasures akin to those enjoyed by the immortals. But as soon as the internal sense stops sharing its visions with the external sense, the latter reclaims its rights and demands what it deserves—matter. It's the earthly Venus who benefits from the fire sparked by the celestial Venus, and it's not uncommon for the long-denied physical instinct to take its revenge with a rule that's all the more absolute. Since the external sense is never fooled by illusions, it asserts this advantage with a brutal arrogance over its noble counterpart, daring to claim it has resolved a debt that the spiritual nature had tolerated.
Dignity prevents love from degenerating into desire, and grace, from esteem turning into fear. True beauty, true grace, ought never to cause desire. Where desire is mingled, either the object wants dignity, or he who considers it wants morality in his sentiments. True greatness ought never to cause fear. If fear finds a place, you may hold for certain either that the object is wanting in taste and grace, or that he who considers it is not at peace with his conscience.
Dignity stops love from turning into mere desire, and grace keeps respect from becoming fear. Real beauty and true grace should never provoke desire. When desire is involved, either the object lacks dignity, or the person observing it lacks moral feelings. Real greatness should never inspire fear. If there's fear, you can be sure that either the object is lacking in taste and grace, or the observer is struggling with their conscience.
Attraction, charm, grace: words commonly employed as synonyms, but which are not, or ought not to be so, the idea they express being capable of many determinations, requiring different designations.
Attraction, charm, grace: words often used as synonyms, but they aren't, or shouldn't be, since the idea they convey can have many meanings and requires different terms.
There is a kind of grace which animates, and another which calms the heart. One touches nearly the sphere of the senses, and the pleasure which is found in these, if not restrained by dignity, would easily degenerate into concupiscence; we may use the word attraction [Reiz] to designate this grace. A man with whom the feelings have little elasticity does not find in himself the necessary force to awaken his affections: he needs to borrow it from without and to seek from impressions which easily exercise the phantasy, by rapid transition from sentiment to action, in order to establish in himself the elasticity he had lost. It is the advantage that he will find in the society of an attractive person, who by conversation and look would stir his imagination and agitate this stagnant water.
There’s a kind of grace that energizes and another that soothes the heart. One connects closely to the senses, and the pleasure derived from them, if not moderated by dignity, can easily turn into lust; we can use the term attraction to describe this grace. A man whose feelings are not very responsive doesn’t find the inner strength to stir his emotions: he needs to draw it from outside himself and seek out impressions that can quickly engage his imagination, allowing for a swift shift from feeling to action, to regain the responsiveness he has lost. This is the benefit he experiences in the company of an attractive person, who, through conversation and gaze, can spark his imagination and shake up his stagnant emotions.
The calming grace approaches more nearly to dignity, inasmuch as it manifests itself through the moderation which it imposes upon the impetuosity of the movements. It is to this the man addresses himself whose imagination is over-excited; it is in this peaceful atmosphere that the heart seeks repose after the violence of the storm. It is to this that I reserve especially the appellation of grace. Attraction is not incompatible with laughter, jest, or the sting of raillery; grace agrees only with sympathy and love.
The calming grace comes closer to dignity since it shows itself through the restraint it imposes on the intensity of our actions. This is what a person turns to when their imagination is overly stirred; it's in this peaceful environment that the heart finds rest after the chaos of the storm. This is what I specifically call grace. Attraction can coexist with laughter, jokes, or playful teasing; grace is only aligned with empathy and love.
Dignity has also its degrees and its shades. If it approaches grace and beauty, it takes the name of nobleness; if, on the contrary, it inclines towards the side of fear, it becomes haughtiness.
Dignity also comes in different levels and variations. When it leans towards elegance and beauty, we call it nobility; on the other hand, if it tilts towards fear, it turns into arrogance.
The utmost degree of grace is ravishing charm. Dignity, in its highest form, is called majesty. In the ravishing we love our Ego, and we feel our being fused with the object. Liberty in its plenitude and in its highest enjoyment tends to the complete destruction of liberty, and the excitement of the mind to the delirium of the voluptuousness of the senses. Majesty, on the contrary, proposes to us a law, a moral ideal, which constrains us to turn back our looks upon ourselves. God is there, and the sentiment we have of His presence makes us bend our eyes upon the ground. We forget all that is without ourselves, and we feel but the heavy burden of our own existence.
The highest level of grace is captivating charm. Dignity, at its peak, is known as majesty. In the captivating, we love our sense of self, and we feel our existence merging with the object. Full freedom and ultimate enjoyment often lead to the total loss of freedom, while mental excitement can create a frenzy of sensory pleasure. Majesty, on the other hand, gives us a law, a moral ideal, that forces us to reflect on ourselves. God is present, and the awareness of His presence makes us lower our gaze. We forget everything outside ourselves and are only aware of the heavy weight of our own existence.
Majesty belongs to what is holy. A man capable of giving us an idea of holiness possesses majesty, and if we do not go so far as to kneel, our mind at least prostrates itself before him. But the mind recoils at once upon the slightest trace of human imperfection which he discovers in the object of his adoration, because that which is only comparatively great cannot subdue the heart.
Majesty is tied to what is sacred. A person who can give us a sense of the sacred has majesty, and even if we don’t physically kneel, our minds at least bow down before them. However, the mind pulls back immediately at the slightest hint of human flaw in the one we admire, because something that is only relatively great cannot capture the heart.
Power alone, however terrible or without limit we may suppose it to be, can never confer majesty. Power imposes only upon the sensuous being; majesty should act upon the mind itself, and rob it of its liberty. A man who can pronounce upon me a sentence of death has neither more nor less of majesty for me the moment I am what I ought to be. His advantage over me ceases as soon as I insist on it. But he who offers to me in his person the image of pure will, before him I would prostrate myself, if it is possible, for all eternity.
Power alone, no matter how terrible or unlimited we imagine it to be, can never bring about true majesty. Power only affects our physical existence; majesty should influence the mind itself and take away its freedom. A man who can pass a death sentence on me holds no more or less majesty in my eyes the moment I am who I should be. His superiority over me disappears as soon as I claim it. However, the one who embodies pure will before me is someone I would willingly bow down to, if possible, for all eternity.
Grace and dignity are too high in value for vanity and stupidity not to be excited to appropriate them by imitation. There is only one means of attaining this: it is to imitate the moral state of which they are the expression. All other imitation is but to ape them, and would be recognized directly through exaggeration.
Grace and dignity are too valuable for vanity and foolishness not to be tempted to copy them. The only way to truly achieve this is to emulate the moral essence that they represent. Any other form of imitation is just superficial mimicry and would be easily recognized through exaggeration.
Just as exaggeration of the sublime leads to inflation, and affectation of nobleness to preciosity, in the same manner affectation of grace ends in coquetry, and that of dignity to stiff solemnity, false gravity.
Just like exaggerating the sublime leads to overinflation, and pretending to be noble turns into pretentiousness, pretending to be graceful ends in flirtation, and pretending to be dignified results in overly formal seriousness and false gravity.
There where true grace simply used ease and provenance, affected grace becomes effeminacy. One is content to use discreetly the voluntary movements, and not thwart unnecessarily the liberty of nature; the other has not even the heart to use properly the organs of will, and, not to fall into hardness and heaviness, it prefers to sacrifice something of the aim of movement, or else it seeks to reach it by cross ways and indirect means. An awkward and stiff dancer expends as much force as if he had to work a windmill; with his feet and arms he describes lines as angular as if he were tracing figures with geometrical precision; the affected dancer, on the other hand, glides with an excess of delicacy, as if he feared to injure himself on coming in contact with the ground, and his feet and hands describe only lines in sinuous curves. The other sex, which is essentially in possession of true grace, is also that one which is more frequently culpable of affected grace, but this affectation is never more distasteful than when used as a bait to desire. The smile of true grace thus gives place to the most repulsive grimace; the fine play of look, so ravishing when it displays a true sentiment, is only contortion; the melodious inflections of the voice, an irresistible attraction from candid lips, are only a vain cadence, a tremulousness which savors of study: in a word, all the harmonious charms of woman become only deception, an artifice of the toilet.
Where true grace simply embraces ease and naturalness, affected grace turns into weakness. One is satisfied to use voluntary movements discreetly, without unnecessarily hindering nature's freedom; the other lacks the courage to use the will's faculties properly and, to avoid being hard and heavy, chooses to sacrifice some of the purpose of movement or tries to achieve it through complicated and indirect methods. A clumsy and stiff dancer exerts as much energy as if he were operating a windmill; with his feet and arms, he makes angles as if he were drawing precise geometric shapes. In contrast, the affected dancer glides with excessive delicacy, as if afraid to touch the ground, and his feet and hands create only flowing curves. The other gender, which naturally possesses true grace, is also the one that often displays affected grace, but this pretentiousness is never more off-putting than when used as a lure for desire. The smile of true grace is replaced by the most unpleasant grimace; the captivating play of expression, so enchanting when it reveals genuine feelings, becomes mere contortion; the melodic variations in voice, an irresistible charm from sincere lips, turn into empty rhythms, a trembling that feels rehearsed: in short, all the harmonious appeal of a woman becomes nothing but deception, a trick of appearance.
If we have many occasions to observe the affected grace in the theatre and in the ball-room, there is also often occasion of studying the affected dignity in the cabinet of ministers and in the study-rooms of men of science (notably at universities). True dignity is content to prevent the domination of the affections, to keep the instinct within just limits, but there only where it pretends to be master in the involuntary movements; false dignity regulates with an iron sceptre even the voluntary movements, it oppresses the moral movements, which were sacred to true dignity, as well as the sensual movements, and destroys all the mimic play of the features by which the soul gleams forth upon the face. It arms itself not only against rebel nature, but against submissive nature, and ridiculously seeks its greatness in subjecting nature to its yoke, or, if this does not succeed, in hiding it. As if it had vowed hatred to all that is called nature, it swathes the body in long, heavy-plaited garments, which hide the human structure; it paralyzes the limbs in surcharging them with vain ornaments, and goes even the length of cutting the hair to replace this gift of nature by an artificial production. True dignity does not blush for nature, but only for brute nature; it always has an open and frank air; feeling gleams in its look; calm and serenity of mind is legible upon the brow in eloquent traits. False gravity, on the contrary, places its dignity in the lines of its visage; it is close, mysterious, and guards its features with the care of an actor; all the muscles of its face are tormented, all natural and true expression disappears, and the entire man is like a sealed letter.
If we often see affected grace in theatres and ballrooms, we also frequently find opportunities to study affected dignity in the offices of ministers and in the study rooms of scientists, especially at universities. True dignity is comfortable with keeping emotions in check and managing instincts within reasonable limits, but this happens only when it tries to take control of involuntary actions. False dignity, on the other hand, tries to control even voluntary actions with an iron grip, stifles the moral expressions that true dignity cherishes, as well as sensual expressions, and eliminates all the subtle movements of the face through which one’s inner self shines through. It fights not only against rebellious nature but also against compliant nature, absurdly trying to find its greatness in dominating nature or, if that fails, in hiding it. As if it has sworn to despise everything called nature, it wraps the body in long, heavy garments that conceal the human form; it weighs down limbs with excessive ornamentation and even resorts to cutting hair to replace this natural gift with something artificial. True dignity does not feel ashamed of nature, only of base instincts; it always carries an open and sincere demeanor; emotions shine in its gaze; calmness and serenity of mind are clear in the eloquent features of the face. In contrast, false gravity finds its dignity in the lines of its face; it is closed off, mysterious, and guards its expressions like an actor; all the muscles of its face are tense, any natural and genuine expression fades away, and the whole person resembles a sealed letter.
But false dignity is not always wrong to keep the mimic play of its features under sharp discipline, because it might betray more than would be desired, a precaution true dignity has not to consider. True dignity wishes only to rule, not to conceal nature; in false dignity, on the contrary, nature rules the more powerfully within because it is controlled outwardly. [Art can make use of a proper solemnity. Its object is only to prepare the mind for something important. When the poet is anxious to produce a great impression he tunes the mind to receive it.]
But it's not always wrong for false dignity to keep the imitation of its traits under strict control, as it might reveal more than intended, something true dignity doesn't have to worry about. True dignity simply wants to govern, not hide nature; in contrast, false dignity allows nature to exert its power more strongly from within because it's restrained on the outside. [Art can utilize a certain seriousness. Its purpose is solely to ready the mind for something significant. When the poet aims to create a strong impact, he adjusts the mind to be receptive to it.]
ON THE NECESSARY LIMITATIONS IN THE USE OF BEAUTY OF FORM.
The abuse of the beautiful and the encroachments of imagination, when, having only the casting vote, it seeks to grasp the law-giving sceptre, has done great injury alike in life and in science. It is therefore highly expedient to examine very closely the bounds that have been assigned to the use of beautiful forms. These limits are embodied in the very nature of the beautiful, and we have only to call to mind how taste expresses its influence to be able to determine how far it ought to extend it.
The misuse of beauty and the overreach of imagination, when it tries to take control like it has the final say, has caused significant harm both in life and in science. That's why it's really important to closely examine the limits set on the use of beautiful forms. These limits are built into the very essence of beauty, and by considering how taste conveys its influence, we can figure out how far it should go.
The following are the principal operations of taste; to bring the sensuous and spiritual powers of man into harmony, and to unite them in a close alliance. Consequently, whenever such an intimate alliance between reason and the senses is suitable and legitimate, taste may be allowed influence. But taste reaches the bounds which it is not permitted to pass without defeating its end or removing us from our duty, in all cases where the bond between mind and matter is given up for a time, where we must act for the time as purely creatures of reason, whether it be to attain an end or to perform a duty. Cases of this kind do really occur, and they are even incumbent on us in carrying out our destiny.
The main functions of taste are to harmonize our sensory and spiritual abilities and to combine them closely. So, whenever this close connection between reason and the senses is appropriate and valid, taste can have an influence. However, taste reaches its limits when it crosses boundaries that lead to failure in its purpose or distract us from our responsibilities; this happens when we temporarily set aside the connection between mind and matter and must act purely as rational beings, whether to achieve a goal or fulfill a duty. Such situations do arise, and they are actually our responsibility as we pursue our destiny.
For we are destined to obtain knowledge and to act from knowledge. In both cases a certain readiness is required to exclude the senses from that which the spirit does, because feelings must be abstracted from knowledge, and passion or desire from every moral act of the will.
For we are meant to gain knowledge and to act on it. In both situations, we need a certain mindset to set aside our senses from what the spirit does because emotions must be separated from knowledge, and passion or desire should be removed from every moral decision of the will.
When we know, we take up an active attitude, and our attention is directed to an object, to a relation between different representations. When we feel, we have a passive attitude, and our attention—if we may call that so, which is no conscious operation of the mind—is only directed to our own condition, as far as it is modified by the impression received. Now, as we only feel and do not know the beautiful, we do not distinguish any relation between it and other objects, we do not refer its representation to other representations, but to ourselves who have experienced the impression. We learn or experience nothing in the beautiful object, but we perceive a change occasioned by it in our own condition, of which the impression produced is the expression. Accordingly our knowledge is not enlarged by judgments of taste, and no knowledge, not even that of beauty, is obtained by the feeling of beauty. Therefore, when knowledge is the object, taste can give us no help, at least directly and immediately; on the contrary, knowledge is shut out as long as we are occupied with beauty.
When we know something, we become active, and our focus shifts to an object, to the relationship between different representations. In contrast, when we feel something, we adopt a passive approach, and our awareness—if we can call it that, since it's not a conscious mental operation—is directed solely at our own state, as influenced by the impression we received. Since we can only feel and not truly know beauty, we don't recognize any connection between it and other objects; we don't relate its representation to other representations but rather to ourselves, who have felt the impression. We learn or experience nothing from the beautiful object itself; instead, we notice a change in our own condition caused by it, which the impression signifies. Thus, our understanding isn't expanded by judgments of taste, and we gain no knowledge, not even about beauty, from the feeling of beauty. Therefore, when knowledge is the goal, taste offers us no assistance, at least not directly and immediately; rather, knowledge is excluded as long as we are focused on beauty.
But it may be objected, What is the use then of a graceful embodiment of conceptions, if the object of the discussion or treatise, which is simply and solely to produce knowledge, is rather hindered than benefited by ornament? To convince the understanding this gracefulness of clothing can certainly avail as little as the tasteful arrangement of a banquet can satisfy the appetite of the guests, or the outward elegance of a person can give a clue to his intrinsic worth. But just as the appetite is excited by the beautiful arrangement of the table, and attention is directed to the elegant person in question, by the attractiveness of the exterior, so also we are placed in a favorable attitude to receive truth by the charming representation given of it; we are led to open our souls to its reception, and the obstacles are removed from our minds which would have otherwise opposed the difficult pursuit of a long and strict concatenation of thought. It is never the contents, the substance, that gains by the beauty of form; nor is it the understanding that is helped by taste in the act of knowing. The substance, the contents, must commend themselves to the understanding directly, of themselves; whilst the beautiful form speaks to the imagination, and flatters it with an appearance of freedom.
But you might ask, what’s the point of a graceful presentation of ideas if the main goal of the discussion or essay, which is simply to create knowledge, is more obstructed than aided by decoration? Convincing someone’s understanding isn’t any more effective than a beautifully arranged banquet satisfying the guests’ appetite or a person’s outward elegance revealing their true worth. However, just as a beautiful table can spark someone’s appetite and draw attention to an elegant person through their attractive exterior, a charming representation of truth makes us more open to receiving it; it encourages us to welcome it into our minds and removes the barriers that would otherwise make it hard to pursue complex thoughts. It’s never the content or substance that benefits from a beautiful form, nor does taste help understanding in the process of knowing. The substance must earn its place in our understanding directly, on its own; meanwhile, the beautiful form appeals to our imagination and makes it feel a sense of freedom.
But even further limitations are necessary in this innocent subserviency to the senses, which is only allowed in the form, without changing anything in the substance. Great moderation must be always used, and sometimes the end in view may be completely defeated according to the kind of knowledge and degree of conviction aimed at in imparting our views to others. There is a scientific knowledge, which is based on clear conceptions and known principles; and a popular knowledge, which is founded on feelings more or less developed. What may be very useful to the latter is quite possibly adverse to the former.
But even more restrictions are needed in this innocent submission to the senses, which is only accepted in form without altering anything in substance. Great caution must always be exercised, and sometimes the goal we aim for may be completely undermined depending on the type of knowledge and level of conviction sought when sharing our views with others. There's scientific knowledge, which is based on clear concepts and established principles, and there's popular knowledge, which is rooted in more or less developed feelings. What might be very beneficial to the latter could very well be harmful to the former.
When the object in view is to produce a strict conviction on principles, it is not sufficient to present the truth only in respect to its contents or subject; the test of the truth must at the same time be contained in the manner of its presentation. But this can mean nothing else than that not only the contents, but also the mode of stating them, must be according to the laws of thought. They must be connected in the presentation with the same strict logical sequence with which they are chained together in the seasonings of the understanding; the stability of the representation must guarantee that of the ideas. But the strict necessity with which the understanding links together reasonings and conclusions, is quite antagonistic to the freedom granted to imagination in matters of knowledge. By its very nature, the imagination strives after perceptions, that is, after complete and completely determinate representations, and is indefatigably active to represent the universal in one single case, to limit it in time and space, to make of every conception an individual, and to give a body to abstractions. Moreover, the imagination likes freedom in its combinations, and admits no other law in them than the accidental connection with time and space; for this is the only connection that remains to our representations, if we separate from them in thought all that is conception, all that binds them internally and substantially together. The understanding, following a diametrically opposite course, only occupies itself with part representations or conceptions, and its effort is directed to distinguish features in the living unity of a perception. The understanding proceeds on the same principles in putting together and taking to pieces, but it can only combine things by part-representations, just as it can separate them; for it only unites, according to their inner relations, things that first disclosed themselves in their separation.
When the goal is to create a strong belief in principles, it’s not enough to just present the truth regarding its content or subject; the way the truth is presented must also reflect this. This means that both the content and the way it’s stated must adhere to the laws of thought. They need to be linked in the presentation with the same strict logical flow that connects them in our understanding; the reliability of the representation must support that of the ideas. However, the strict necessity with which the mind connects reasoning and conclusions directly opposes the freedom that imagination enjoys in matters of knowledge. By its nature, imagination seeks out perceptions—complete and fully defined representations—and tirelessly works to represent the universal through individual cases, to ground it in time and space, to turn every concept into something specific, and to give form to abstractions. Additionally, imagination thrives on freedom in its combinations, only obeying the accidental connections of time and space; that’s the only connection left to our representations if we remove all conceptual ties that bind them together in thought. The understanding, on the other hand, takes a completely different approach, focusing only on partial representations or concepts, with the aim of identifying features within the living unity of a perception. Understanding follows similar principles in assembling and disassembling, but it can only combine things through partial representations, just as it can separate them; it only connects things according to their internal relationships, which first appear when they are separated.
The understanding observes a strict necessity and conformity with laws in its combinations, and it is only the consistent connection of ideas that satisfies it. But this connection is destroyed as often as the imagination insinuates entire representations (individual cases) in this chain of abstractions, and mixes up the accidents of time with the strict necessity of a chain of circumstances. Accordingly, in every case where it is essential to carry out a rigidly accurate sequence of reasoning, imagination must forego its capricious character; and its endeavor to obtain all possible sensuousness in conceptions, and all freedom in their combination, must be made subordinate and sacrificed to the necessity of the understanding. From this it follows that the exposition must be so fashioned as to overthrow this effort of the imagination by the exclusion of all that is individual and sensuous. The poetic impulse of imagination must be curbed by distinctness of expression, and its capricious tendency to combine must be limited by a strictly legitimate course of procedure. I grant that it will not bend to this yoke without resistance; but in this matter reliance is properly placed on a certain amount of self-denial, and on an earnest determination of the hearer or reader not to be deterred by the difficulties accompanying the form, for the sake of the subject-matter. But in all cases where no sufficient dependence can be placed on this self-denial, or where the interest felt in the subject-matter is insufficient to inspire courage for such an amount of exertion, it is necessary to resign the idea of imparting strictly scientific knowledge; and to gain instead greater latitude in the form of its presentation. In such a case it is expedient to abandon the form of science, which exercises too great violence over the imagination, and can only be made acceptable through the importance of the object in view. Instead of this, it is proper to choose the form of beauty, which, independent of the contents or subject, recommends itself by its very appearance. As the matter cannot excuse the form in this case, the form must trespass on the matter.
Understanding requires a strict adherence to laws in its combinations, and it is only the consistent link of ideas that satisfies it. However, this connection is often disrupted when imagination introduces complete representations (individual cases) into this chain of abstractions, mixing the accidents of time with the strict necessity of circumstances. Therefore, whenever a precise sequence of reasoning is essential, imagination must set aside its whimsical nature. Its desire to include all possible sensory details in concepts and all freedom in their combinations must be subordinated and sacrificed to the necessity of understanding. Consequently, the presentation must be structured to counter this inclination of the imagination by excluding everything individual and sensory. The poetic impulse of imagination must be restrained by clarity of expression, and its random tendency to combine must be limited by a strictly legitimate approach. I acknowledge that it will resist this constraint; however, it is reasonable to rely on a certain level of self-discipline and a serious commitment from the reader or listener not to be deterred by the challenges of the form for the sake of the subject matter. Yet in cases where enough reliance cannot be placed on this self-denial, or where the interest in the subject matter is not strong enough to inspire the effort required, it becomes necessary to give up the idea of providing strictly scientific knowledge and instead pursue greater flexibility in its presentation. In such instances, it is advisable to abandon the scientific form, which stifles imagination too much and can only be made palatable due to the importance of the subject. Instead, it is better to adopt a form of beauty, which, regardless of the content or subject, is appealing because of its very appearance. Since the subject cannot justify the form in this case, the form must take precedence over the subject.
Popular instruction is compatible with this freedom. By the term popular speakers or popular writers I imply all those who do not direct their remarks exclusively to the learned. Now, as these persons do not address any carefully trained body of hearers or readers, but take them as they find them, they must only assume the existence of the general conditions of thought, only the universal impulses that call attention, but no special gift of thinking, no acquaintance with distinct conceptions, nor any interest in special subjects. These lecturers and authors must not be too particular as to whether their audience or readers assign by their imagination a proper meaning to their abstractions, or whether they will furnish a proper subject-matter for the universal conceptions to which the scientific discourse is limited. In order to pursue a safer, easier course, these persons will present along with their ideas the perceptions and separate cases to which they relate, and they leave it to the understanding of the reader to form a proper conception impromptu. Accordingly, the faculty of imagination is much more mixed up with a popular discourse, but only to reproduce, to renew previously received representations, and not to produce, to express its own self-creating power. Those special cases or perceptions are much too certainly calculated for the object on hand, and much too closely applied to the use that is to be made of them, to allow the imagination ever to forget that it only acts in the service of the understanding. It is true that a discourse of this popular kind holds somewhat closer to life and the world of sense, but it does not become lost in it. The mode of presenting the subject is still didactic; for in order to be beautiful it is still wanting in the two most distinguished features of beauty, sensuousness of expression and freedom of movement.
Popular instruction works well with this freedom. By "popular speakers" or "popular writers," I mean those who do not limit their remarks to just the educated. Since these individuals don’t talk specifically to a well-trained audience, but instead engage with people as they are, they only assume the general conditions of thought and the universal interests that grab attention, without expecting any special ability to think, familiarity with specific concepts, or interest in niche topics. These lecturers and authors can't be too concerned about whether their audience or readers intuitively grasp the proper meaning of their ideas or whether they will provide suitable material for the broader concepts that scientific discussions rely on. To make things easier and more straightforward, these people will share their ideas alongside related perceptions and specific examples, allowing the reader to create appropriate meanings on the spot. As a result, imagination plays a much bigger role in popular discourse, but it's mainly about reproducing and renewing previously understood ideas, rather than generating new thoughts or showcasing creative power. Those specific cases or perceptions are very much tailored to the intended purpose and are closely connected to how they will be used, which keeps the imagination focused on serving understanding. It’s true that this type of popular discussion stays closer to real life and sensory experience, but it doesn’t get lost in those elements. The way the subject is presented is still instructional; to achieve beauty, it still lacks the two key features of beauty: sensory expression and fluidity.
The mode of presenting a theme may be called free when the understanding, while determining the connection of ideas, does so with so little prominence that the imagination appears to act quite capriciously in the matter, and to follow only the accident of time. The presentation of a subject becomes sensuous when it conceals the general in the particular, and when the fancy gives the living image (the whole representation), where attention is merely concerned with the conception (the part representation). Accordingly, sensuous presentation is, viewed in one aspect, rich, for in cases where only one condition is desired, a complete picture, an entirety of conditions, an individual is offered. But viewed in another aspect it is limited and poor, because it only confines to a single individual and a single case what ought to be understood of a whole sphere. It therefore curtails the understanding in the same proportion that it grants preponderance to the imagination; for the completer a representation is in substance, the smaller it is in compass.
The way a theme is presented can be called free when the understanding ties ideas together with such little emphasis that the imagination seems to act randomly, only following the flow of time. A subject becomes sensuous when it hides the general in the specific, and when imagination provides a vivid image (the complete representation), while attention focuses just on the concept (the partial representation). In one way, sensuous presentation is rich because, when only one condition is needed, it provides a complete picture, an entire set of conditions, or an individual. However, in another way, it is limited and poor because it restricts the understanding of a whole sphere to just one individual and one case. Thus, it narrows understanding in the same proportion that it favors the imagination; the more complete the representation is in content, the smaller it is in scope.
It is the interest of the imagination to change objects according to its caprice; the interest of the understanding is to unite its representations with strict logical necessity.
It's the imagination's nature to alter things based on its whims; the understanding's nature is to connect its representations with clear logical necessity.
To satisfy the imagination, a discourse must have a material part, a body; and these are formed by the perceptions, from which the understanding separates distinct features or conceptions. For though we may attempt to obtain the highest pitch of abstraction, something sensuous always lies at the ground of the thought. But imagination strives to pass unfettered and lawless from one conception to another conception, and seeks not to be bound by any other connection than that of time. So when the perceptions that constitute the bodily part of a discourse have no concatenation as things, when they appear rather to stand apart as independent limbs and separate unities, when they betray the utter disorder of a sportive imagination, obedient to itself alone, then the clothing has aesthetic freedom and the wants of the fancy are satisfied. A mode of presentation such as this might be styled an organic product, in which not only the whole lives, but also each part has its individual life. A merely scientific presentation is a mechanical work, when the parts, lifeless in themselves, impart by their connection an artificial life to the whole.
To engage the imagination, a discussion needs a tangible aspect, a core; these are created by the perceptions from which the mind isolates distinct features or ideas. Even if we try to reach the highest level of abstraction, there is always something sensory at the base of our thoughts. However, imagination seeks to move freely and without constraints from one idea to another, and doesn't want to be tied down by any connection other than time. So, when the perceptions that make up the core of a discussion don't connect as tangible things, but instead seem to stand alone as independent parts and separate entities, revealing the complete chaos of a playful imagination that is only following its own rules, then the expression has artistic freedom and satisfies creative desires. This type of presentation could be described as an organic creation, where not only the whole is alive, but each part also has its own life. A purely scientific presentation, on the other hand, is a mechanical creation, where the parts, lifeless on their own, lend an artificial life to the whole through their connection.
On the other hand, a discourse, in order to satisfy the understanding and to produce knowledge, must have a spiritual part, it must have significance, and it receives this through the conceptions, by means of which those perceptions are referred to one another and united into a whole. The problem of satisfying the understanding by conformity with law, while the imagination is flattered by being set free from restrictions, is solved thus: by obtaining the closest connection between the conceptions forming the spiritual part of the discourse, while the perceptions, corresponding to them and forming the sensuous part of the discourse, appear to cohere merely through an arbitrary play of the fancy.
On the other hand, a discussion, to fulfill understanding and generate knowledge, needs a spiritual element; it must have meaning, which it gains through the ideas that link those perceptions together into a cohesive whole. The challenge of satisfying understanding through lawful structure, while also allowing the imagination to feel liberated from constraints, is addressed by achieving the strongest connection between the ideas that make up the spiritual aspect of the discussion. At the same time, the perceptions that correspond to them and make up the sensory aspect seem to come together merely through a random play of the imagination.
If an inquiry be instituted into the magic influence of a beautiful diction, it will always be found that it consists in this happy relation between external freedom and internal necessity. The principal features that contribute to this freedom of the imagination are the individualizing of objects and the figurative or inexact expression of a thing; the former employed to give force to its sensuousness, the latter to produce it where it does not exist. When we express a species or kind by an individual, and portray a conception in a single case, we remove from fancy the chains which the understanding has placed upon her and give her the power to act as a creator. Always grasping at completely determinate images, the imagination obtains and exercises the right to complete according to her wish the image afforded to her, to animate it, to fashion it, to follow it in all the associations and transformations of which it is capable. She may forget for a moment her subordinate position, and act as an independent power, only self-directing, because the strictness of the inner concatenation has sufficiently guarded against her breaking loose from the control of the understanding. An inexact or figurative expression adds to the liberty, by associating ideas which in their nature differ essentially from one another, but which unite in subordination to the higher idea. The imagination adheres to the concrete object, the understanding to this higher idea, and thus the former finds movement and variety even where the other verifies a most perfect continuity. The conceptions are developed according to the law of necessity, but they pass before the imagination according to the law of liberty.
If we look into the magical power of beautiful language, we'll always find that it comes from the perfect balance between external freedom and internal necessity. The main elements that enhance this freedom of imagination are the individualization of objects and the use of figurative or imprecise expressions; the former enhances the sensory experience, while the latter creates it where it doesn’t naturally exist. When we represent a type or category through an individual example and illustrate a concept in a specific instance, we free the imagination from the constraints imposed by understanding, allowing it to act as a creator. Always striving for clear and defined images, the imagination gains the right to complete and transform the images it receives, giving them life and shaping them as she wishes, following all the associations and transformations they can undergo. She might temporarily forget her subordinate role and act independently, only guided by herself, since the strict nature of inner connections keeps her from breaking free from the control of understanding. Figurative language adds to this freedom by connecting ideas that, while fundamentally different, come together under a higher idea. The imagination focuses on the concrete object, while understanding concentrates on this higher idea, allowing the former to find movement and variety even when the latter confirms a perfect continuity. Concepts develop according to the law of necessity, but they appear to the imagination according to the law of freedom.
Thought remains the same; the medium that represents it is the only thing that changes. It is thus that an eloquent writer knows how to extract the most splendid order from the very centre of anarchy, and that he succeeds in erecting a solid structure on a constantly moving ground, on the very torrent of imagination.
Thought stays the same; only the way we express it changes. This is how a skilled writer can find amazing clarity amid chaos and build a solid foundation on ever-shifting ground, right in the flow of creativity.
If we compare together scientific statement or address, popular address, and fine language, it is seen directly that all three express the idea with an equal faithfulness as regards the matter, and consequently that all three help us to acquire knowledge, but that as regards the mode and degree of this knowledge a very marked difference exists between them. The writer who uses the language of the beautiful rather represents the matter of which he treats as possible and desirable than indulges in attempts to convince us of its reality, and still less of its necessity. His thought does in fact only present itself as an arbitrary creation of the imagination, which is never qualified, in itself, to guarantee the reality of what it represents. No doubt the popular writer leads us to believe that the matter really is as he describes it, but does not require anything more firm; for, though he may make the truth of a proposition credible to our feelings, he does not make it absolutely certain. Now, feeling may always teach us what is, but not what must be. The philosophical writer raises this belief to a conviction, for he proves by undeniable reasons that the matter is necessarily so.
If we compare scientific statements, popular addresses, and elegant language, it’s clear that all three convey their ideas with equal fidelity concerning the content, and thus all three help us gain knowledge. However, there’s a significant difference in how they present that knowledge. A writer who uses beautiful language tends to portray the subject as appealing and desirable rather than trying to convince us of its reality or necessity. Their thoughts come across as imaginative creations that don’t inherently guarantee the truth of what they depict. On the other hand, a popular writer may lead us to believe that their description is accurate but doesn’t require anything more substantial; while they may make their claims feel credible, they don’t establish absolute certainty. Feelings can often show us what is, but not what must be. In contrast, a philosophical writer elevates this belief to conviction by providing undeniable reasons that demonstrate the necessity of the subject matter.
Starting from the principle that we have just established, it will not be difficult to assign its proper part and sphere to each of the three forms of diction. Generally it may be laid down as a rule that preference ought to be given to the scientific style whenever the chief consideration is not only the result, but also the proofs. But when the result merely is of the most essential importance the advantage must be given to popular elocution and fine language. But it may be asked in what cases ought popular elocution to rise to a fine, a noble style? This depends on the degree of interest in the reader, or which you wish to excite in his mind.
Starting from the principle we've just established, it won't be difficult to define the appropriate role and scope for each of the three types of diction. Generally, it's a good rule to prefer the scientific style whenever the key focus is not just the outcome, but also the supporting evidence. However, when the outcome is the most crucial aspect, the advantage should go to popular speech and elegant language. One might wonder in what situations popular speech should elevate to a more refined, noble style. This depends on how much interest you want to generate in the reader's mind.
The purely scientific statement may incline either to popular discourse or to philosophic language, and according to this bias it places us more or less in possession of some branch of knowledge. All that popular elocution does is to lend us this knowledge for a momentary pleasure or enjoyment. The first, if I may be allowed the comparison, gives us a tree with its roots, though with the condition that we wait patiently for it to blossom and bear fruit. The other, or fine diction, is satisfied with gathering its flowers and fruits, but the tree that bore them does not become our property, and when once the flowers are faded and the fruit is consumed our riches depart. It would therefore be equally unreasonable to give only the flower and fruit to a man who wishes the whole tree to be transplanted into his garden, and to offer the whole tree with its fruit in the germ to a man who only looks for the ripe fruit. The application of the comparison is self-evident, and I now only remark that a fine ornate style is as little suited to the professor's chair as the scholastic style to a drawing-room, the pulpit, or the bar.
A purely scientific statement can lean towards either everyday language or philosophical language, and depending on that direction, it gives us varying levels of access to certain knowledge. All popular speech really does is provide us with that knowledge for a brief period of enjoyment. If I may compare, the first option gives us a tree with its roots, but we must wait patiently for it to bloom and produce fruit. The other, or more elegant language, is only interested in picking the flowers and fruits, but the tree that produced them doesn't become ours, and once the flowers wilt and the fruit is eaten, our wealth disappears. Therefore, it would be just as unreasonable to give only the flowers and fruit to someone who wants the entire tree moved into their garden, as it would be to offer the whole tree with its unripe fruit to someone who only wants the ripe fruit. The meaning behind this comparison is clear, and I just want to note that a highly elaborate writing style is as unsuitable for a professor's role as a scholarly style is for a drawing room, the pulpit, or the courtroom.
The student accumulates in view of an ulterior end and for a future use; accordingly the professor ought to endeavor to transmit the full and entire property of the knowledge that he communicates to him. Now, nothing belongs to us as our own but what has been communicated to the understanding. The orator, on the other hand, has in view an immediate end, and his voice must correspond with an immediate want of the public. His interest is to make his knowledge practically available as soon as possible; and the surest way is to hand it over to the senses, and to prepare it for the use of sensation. The professor, who only admits hearers on certain conditions, and who is entitled to suppose in his hearers the dispositions of mind in which a man ought to be to receive the truth, has only in view in his lecture the object of which he is treating; while the orator, who cannot make any conditions with his audience, and who needs above everything sympathy, to secure it on his side, must regulate his action and treatment according to the subjects on which he turns his discourse. The hearers of the professor have already attended his lectures, and will attend them again; they only want fragments that will form a whole after having been linked to the preceding lectures. The audience of the orator is continually renewed; it comes unprepared, and perhaps will not return; accordingly in every address the orator must finish what he wishes to do; each of his harangues must form a whole and contain expressly and entirely his conclusion.
The student gathers knowledge for a specific purpose and future use; therefore, the professor should try to pass on the full and total understanding of the knowledge he shares. We only truly own what has been communicated to our understanding. On the other hand, the orator aims for an immediate purpose, and his voice must address an immediate need of the public. His goal is to make his knowledge usable as quickly as possible; the best way to do this is to engage the senses and prepare it for sensory experience. The professor, who allows only certain students into his lectures and assumes his audience has the right mindset to receive the truth, focuses solely on the topic he is discussing. Meanwhile, the orator, who cannot set conditions with his audience and relies heavily on their sympathy to connect, must adjust his speech and approach according to the topics he is addressing. The professor's students have attended his lectures before and will do so again; they only seek bits of information that will connect to what they've already learned. The orator's audience is constantly changing; they arrive unprepared and may not return, so in every speech, the orator must complete what he intends to convey; each of his speeches must stand alone and clearly present his conclusions.
It is not therefore surprising that a dogmatic composition or address, however solid, should not have any success either in conversation or in the pulpit, nor that a fine diction, whatever wit it may contain, should not bear fruit in a professor's chair. It is not surprising that the fashionable world should not read writings that stand out in relief in the scientific world, and that the scholar and the man of science are ignorant of works belonging to the school of worldly people that are devoured greedily by all lovers of the beautiful. Each of these works may be entitled to admiration in the circle to which it belongs; and more than this, both, fundamentally, may be quite of equal value; but it would be requiring an impossibility to expect that the work which demands all the application of the thinker should at the same time offer an easy recreation to the man who is only a fine wit.
It's not surprising that a rigid speech or presentation, no matter how solid, doesn't succeed in conversation or from the pulpit, nor that elegant language, no matter how witty, doesn't resonate in a professor's chair. It's also not surprising that the trendy crowd doesn't read works that are prominent in the academic world, and that scholars and scientists are unaware of the writings that the fashionable people eagerly consume. Each of these works may deserve admiration within its own circle; in fact, they might be equally valuable at their core. However, expecting a piece that requires deep thought to also provide easy enjoyment for someone who is just a clever conversationalist is unrealistic.
For the same reason I consider that it is hurtful to choose for the instruction of youth books in which scientific matters are clothed in an attractive style. I do not speak here of those in which the substance is sacrificed to the form, but of certain writings really excellent, which are sufficiently well digested to stand the strictest examination, but which do not offer their proofs by their very form. No doubt books of this kind attain their end, they are read; but this is always at the cost of a more important end, the end for which they ought to be read. In this sort of reading the understanding is never exercised save in as far as it agrees with the fancy; it does not learn to distinguish the form from the substance, nor to act alone as pure understanding. And yet the exercise of the pure understanding is in itself an essential and capital point in the instruction of youth; and very often the exercise itself of thought is much more important than the object on which it is exercised. If you wish for a matter to be done seriously, be very careful not to announce it as a diversion. It is preferable, on the contrary, to secure attention and effort by the very form that is employed, and to use a kind of violence to draw minds over from the passive to an active state. The professor ought never to hide from his pupil the exact regularity of the method; he ought rather to fix his attention on it, and if possible to make him desire this strictness. The student ought to learn to pursue an end, and in the interest of that end to put up with a difficult process. He ought early to aspire to that loftier satisfaction which is the reward of exertion. In a scientific lecture the senses are altogether set aside; in an aesthetic address it is wished to interest them. What is the result? A writing or conversation of the aesthetic class is devoured with interest; but questions are put as to its conclusions; the hearer is scarcely able to give an answer. And this is quite natural, as here the conceptions reach the mind only in entire masses, and the understanding only knows what it analyzes. The mind during a lecture of this kind is more passive than active, and the intellect only possesses what it has produced by its own activity.
For the same reason, I think it's harmful to choose books for young people's education that dress up scientific topics in an appealing style. I'm not talking about those that sacrifice substance for style, but about certain truly excellent writings that are solid enough to withstand close scrutiny but don’t clearly present their evidence. No doubt, books like these achieve their goal—they get read—but this often comes at the expense of a more crucial goal, which is the reason they should be read. In this type of reading, understanding is only exercised to the extent that it aligns with what’s pleasing; it doesn’t learn to differentiate between form and substance, nor to operate purely as understanding. Yet, exercising pure understanding is a vital and foundational aspect of educating youth; often, the act of thinking itself is more important than the subject on which it is focused. If you want something to be taken seriously, be careful not to present it as just a distraction. It's better to capture attention and effort through the very way it’s presented, and to push minds from a passive to an active state. A teacher should never hide the clear structure of the method from their students; instead, they should draw attention to it and, if possible, inspire a desire for that discipline. Students should learn to pursue a goal and, for that goal's sake, endure a challenging process. They should aspire early on to that higher satisfaction that comes from effort. In a scientific lecture, the senses are completely set aside; in a more aesthetic talk, the aim is to engage them. What happens? An aesthetically focused writing or conversation is consumed with interest; however, questions arise about its conclusions, and the listener is barely able to respond. This is natural, as concepts reach the mind only as complete wholes, and understanding only knows what it analyzes. The mind during this type of lecture is more passive than active, and the intellect only holds what it has created through its own activity.
However, all this applies only to the vulgarly beautiful, and to a vulgar fashion of perceiving beauty. True beauty reposes on the strictest limitation, on the most exact definition, on the highest and most intimate necessity. Only this limitation ought rather to let itself be sought for than be imposed violently. It requires the most perfect conformity to law, but this must appear quite natural. A product that unites these conditions will fully satisfy the understanding as soon as study is made of it. But exactly because this result is really beautiful, its conformity is not expressed; it does not take the understanding apart to address it exclusively; it is a harmonious unity which addresses the entire man—all his faculties together; it is nature speaking to nature.
However, all of this only relates to superficial beauty and a common way of seeing beauty. True beauty relies on strict limitations, precise definitions, and deep-seated necessities. This limitation should be sought naturally rather than forced. It requires perfect adherence to the rules, but this must feel completely natural. A creation that combines these traits will fully satisfy understanding once it's studied. However, because this result is genuinely beautiful, its adherence to rules isn’t obvious; it doesn’t fragment understanding to focus on it alone; it’s a harmonious whole that speaks to the entire person—engaging all their abilities together; it’s nature speaking to nature.
A vulgar criticism may perhaps find it empty, paltry, and too little determined. He who has no other knowledge than that of distinguishing, and no other sense than that for the particular, is actually pained by what is precisely the triumph of art, this harmonious unity where the parts are blended in a pure entirety. No doubt it is necessary, in a philosophical discourse, that the understanding, as a faculty of analysis, find what will satisfy it; it must obtain single concrete results; this is the essential that must not by any means be lost sight of. But if the writer, while giving all possible precision to the substance of his conceptions, has taken the necessary measures to enable the understanding, as soon as it will take the trouble, to find of necessity these truths, I do not see that he is a less good writer because he has approached more to the highest perfection. Nature always acts as a harmonious unity, and when she loses this in her efforts after abstraction, nothing appears more urgent to her than to re-establish it, and the writer we are speaking of is not less commendable if he obeys nature by attaching to the understanding what had been separated by abstraction, and when, by appealing at the same time to the sensuous and to the spiritual faculties, he addresses altogether the entire man. No doubt the vulgar critic will give very scant thanks to this writer for having given him a double task. For vulgar criticism has not the feeling for this harmony, it only runs after details, and even in the Basilica of St. Peter would exclusively attend to the pillars on which the ethereal edifice reposes. The fact is that this critic must begin by translating it to understand it—in the same way that the pure understanding, left to itself, if it meets beauty and harmony, either in nature or in art, must begin by transferring them into its own language—and by decomposing it, by doing in fact what the pupil does who spells before reading. But it is not from the narrow mind of his readers that the writer who expresses his conceptions in the language of the beautiful receives his laws. The ideal which he carries in himself is the goal at which he aims without troubling himself as to who follows and who remains behind. Many will stay behind; for if it be a rare thing to find readers simply capable of thinking, it is infinitely more rare to meet any who can think with imagination. Thus our writer, by the force of circumstances, will fall out, on the one hand, with those who have only intuitive ideas and feelings, for he imposes on them a painful task by forcing them to think; and, on the other hand, he aggravates those who only know how to think, for he asks of them what is absolutely impossible—to give a living, animated form to conception. But as both only represent true humanity very imperfectly—that normal humanity which requires the absolute harmony of these two operations—their contradictory objections have no weight, and if their judgments prove anything, it is rather that the author has succeeded in attaining his end. The abstract thinker finds that the substance of the work is solidly thought; the reader of intuitive ideas finds his style lively and animated; both consequently find and approve in him what they are able to understand, and that alone is wanting which exceeds their capacity.
A critic might think it's shallow, trivial, and lacking depth. Someone who only knows how to differentiate and has a limited perspective might be disturbed by what is actually art’s triumph—this harmonious unity where all the parts come together in a complete whole. Of course, in a philosophical discussion, it’s important for the mind, as a tool for analysis, to find something that satisfies it; it needs to get clear, concrete results; that’s essential and shouldn’t be overlooked. But if the writer, while being as precise as possible in his ideas, has also made it possible for the mind to discover those truths when it puts in the effort, I don’t think he’s a worse writer for striving for that highest perfection. Nature always operates as a harmonious whole, and when she strays from that in her quest for abstraction, nothing seems more urgent than to restore it. The writer we’re talking about is no less praiseworthy if he follows nature by reconnecting what abstraction has separated, addressing both the senses and the spiritual aspects of the human experience. Undoubtedly, the average critic won’t thank this writer for giving him twice the work. This type of criticism lacks an appreciation for harmony; it only chases after details and would focus solely on the pillars supporting St. Peter’s Basilica rather than the entire magnificent structure. The truth is, this critic has to start by translating to understand it—in the same way that the pure mind, left on its own, must translate beauty and harmony, whether in nature or art, into its own words, breaking it down like a student who spells before reading. However, the writer who conveys his concepts in the language of beauty doesn’t take his rules from the narrow-mindedness of his readers. The ideal he holds within himself is his target, and he shouldn’t worry about those who can’t keep up. Many will lag behind; it’s rare to find readers who can think critically, and it’s even rarer to find those who can think with imagination. Thus, this writer, due to the circumstances, will clash with those who only have intuitive ideas and feelings because he forces them to think, which can be a struggle, and he will also frustrate those who only know how to think critically, as he expects of them what seems impossible—to give a living, animated form to ideas. But both only represent a flawed version of true humanity—this ideal humanity that requires perfect harmony between these two functions—so their contradictory criticisms aren’t significant. If their judgments demonstrate anything, it’s that the author has succeeded in achieving his goal. The abstract thinker finds the core of the work well-conceived; the reader of intuitive ideas sees his style as lively and engaging; therefore, both find and appreciate in him what they can understand, and what is lacking is simply beyond their grasp.
But precisely for this very reason a writer of this class is not adapted to make known to an ignorant reader the object of what he treats, or, in the most proper sense of the word, to teach. Happily also, he is not required for that, for means will not be wanting for the teaching of scholars. The professor in the strictest acceptation is obliged to bind himself to the needs of his scholars; the first thing he has to presuppose is the ignorance of those who listen to him; the other, on the other hand, demands a certain maturity and culture in his reader or audience. Nor is his office confined to impart to them dead ideas; he grasps the living object with a living energy, and seizes at once on the entire man—his understanding, his heart, and his will.
But for this reason, a writer of this kind isn't suited to explain to an uninformed reader the purpose of what he discusses, or, in the truest sense of the word, to teach. Fortunately, he doesn't need to do that, as there will always be resources available for educating scholars. A professor, in the strictest sense, must tailor his approach to the needs of his students; the first thing he must assume is that those who are listening to him are ignorant. In contrast, the writer requires a certain level of maturity and cultural understanding in his reader or audience. His role isn't just to share outdated ideas; he engages with the living subject with genuine energy, capturing the whole person—his mind, his feelings, and his will.
We have found that it is dangerous for the soundness of knowledge to give free scope to the exigencies of taste in teaching, properly so called. But this does not mean by any means that the culture of this faculty in the student is a premature thing. He must, on the contrary, be encouraged to apply the knowledge that he has appropriated in the school to the field of living development. When once the first point has been observed, and the knowledge acquired, the other point, the exercise of taste, can only have useful results. It is certain that it is necessary to be quite the master of a truth to abandon without danger the form in which it has been found; a great strength of understanding is required not to lose sight of your object while giving free play to the imagination. He who transmits his knowledge under a scholastic form persuades me, I admit, that he has grasped these truths properly and that he knows how to support them. But he who besides this is in a condition to communicate them to me in a beautiful form not only proves that he is adapted to promulgate them, he shows moreover that he has assimilated them and that he is able to make their image pass into his productions and into his acts. There is for the results of thought only one way by which they can penetrate into the will and pass into life; that is, by spontaneous imagination, only what in ourselves was already a living act can become so out of us; and the same thing happens with the creations of the mind as with those of organic nature, that the fruit issues only from the flower. If we consider how many truths were living and active as interior intuitions before philosophy showed their existence, and how many truths most firmly secured by proofs often remain inactive on the will and the feelings, it will be seen how important it is for practical life to follow in this the indications of nature, and when we have acquired a knowledge scientifically to bring it back again to the state of a living intuition. It is the only way to enable those whose nature has forbidden them to follow the artificial path of science to share in the treasures of wisdom. The beautiful renders us here in relation with knowledge what, in morals, it does in relation with conduct; it places men in harmony on results, and on the substance of things, who would never have agreed on the form and principles.
We’ve realized that letting taste completely dictate teaching is risky for the integrity of knowledge. However, this doesn’t mean that developing this taste in students is too soon. On the contrary, students should be encouraged to apply what they’ve learned in school to real-life situations. Once the initial knowledge is gained, exercising taste can lead to positive outcomes. It’s clear that you need to fully understand a truth before it’s safe to let go of the original form; a strong understanding is needed to keep your focus while exploring creatively. When someone teaches knowledge in a formal way, it convinces me that they truly grasp those truths and can back them up. But when someone can share this knowledge beautifully, they not only show that they’re suited to teach it, they also demonstrate that they’ve internalized it and can express it in their work and actions. There’s only one way for thoughts to influence our will and manifest in life: through spontaneous imagination. Only what we’ve felt deeply as alive can emerge from us. This is true for ideas just as it is for nature; fruit only comes from flowers. If we consider how many insights were vibrant and active as inner feelings before philosophy brought them to light, and how many solidly proven truths often remain dormant in our will and emotions, it becomes clear how essential it is for practical life to follow nature's cues. After we’ve acquired scientific knowledge, we should bring it back to the state of living intuition. This is the only way for those who can’t pursue the structured path of science to access the treasures of wisdom. Beauty connects us to knowledge similarly to how morality aligns us with conduct; it allows people to agree on outcomes and the essence of things, even if they would never align on the form and principles.
The other sex, by its very nature and fair destiny, cannot and ought not to rival ours in scientific knowledge; but it can share truth with us by the reproduction of things. Man agrees to have his taste offended, provided compensation be given to his understanding by the increased value of its possessions. But women do not forgive negligence in form, whatever be the nature of the conception; and the inner structure of all their being gives them the right to show a strict severity on this point. The fair sex, even if it did not rule by beauty, would still be entitled to its name because it is ruled by beauty, and makes all objects presented to it appear before the tribunal of feeling, and all that does not speak to feeling or belies it is lost in the opinion of women. No doubt through this medium nothing can be made to reach the mind of woman save the matter of truth, and not truth itself, which is inseparable from its proofs. But happily woman only needs the matter of truth to reach her highest perfection, and the few exceptions hitherto seen are not of a nature to make us wish that the exception should become the rule. As, therefore, nature has not only dispensed but cut off the other sex from this task, man must give a double attention to it if he wishes to vie with woman and be equal to her in what is of great interest in human life. Consequently he will try to transfer all that he can from the field of abstraction, where he is master, to that of imagination, of feeling, where woman is at once a model and a judge. The mind of woman being a ground that does not admit of durable cultivation, he will try to make his own ground yield as many flowers and as much fruit as possible, so as to renew as often as possible the quickly-fading produce on the other ground, and to keep up a sort of artificial harvest where natural harvests could not ripen. Taste corrects or hides the natural differences of the two sexes. It nourishes and adorns the mind of woman with the productions of that of man, and allows the fair sex to feel without being previously fatigued by thought, and to enjoy pleasures without having bought them with labors. Thus, save the restrictions I have named, it is to the taste that is intrusted the care of form in every statement by which knowledge is communicated, but under the express condition that it will not encroach on the substance of things. Taste must never forget that it carries out an order emanating elsewhere, and that it is not its own affairs it is treating of. All its parts must be limited to place our minds in a condition favorable to knowledge; over all that concerns knowledge itself it has no right to any authority. For it exceeds its mission, it betrays it, it disfigures the object that it ought faithfully to transmit, it lays claim to authority out of its proper province; if it tries to carry out there, too, its own law, which is nothing but that of pleasing the imagination and making itself agreeable to the intuitive faculties; if it applies this law not only to the operation, but also to the matter itself; if it follows this rule not only to arrange the materials, but also to choose them. When this is the case the first consideration is not the things themselves, but the best mode of presenting them so as to recommend them to the senses. The logical sequence of conceptions of which only the strictness should have been hidden from us is rejected as a disagreeable impediment. Perfection is sacrificed to ornament, the truth of the parts to the beauty of the whole, the inmost nature of things to the exterior impression. Now, directly the substance is subordinated to form, properly speaking it ceases to exist; the statement is empty, and instead of having extended our knowledge we have only indulged in an amusing game.
The other gender, by its very nature and fair fate, can't and shouldn't compete with us in scientific knowledge; however, it can share truth with us through the expression of things. Men are willing to overlook some roughness, as long as they gain value from what's presented to them. But women don’t tolerate neglect in form, regardless of the idea behind it; their fundamental nature gives them the right to hold a high standard on this issue. The fairer sex, even if it didn’t rule through beauty, would still hold its name because it is governed by beauty and makes all things presented to it come under the scrutiny of feeling. Anything that doesn’t resonate with feeling or contradicts it is dismissed in the eyes of women. It’s true that through this lens, nothing can reach a woman’s mind except the essence of truth, and not truth itself, which cannot be separated from its evidence. Fortunately, women only require the essence of truth to achieve their fullest potential, and any few exceptions we’ve seen don’t suggest that such exceptions should be the norm. Thus, since nature has not only kept the other sex from this duty but has also removed it from their realm, men must pay extra attention to it if they want to compete with women and be equal to them in areas significant to human life. Consequently, men will try to move as much as they can from the realm of theory, where they excel, to that of imagination and feeling, where women are both a model and a judge. Since a woman’s mind is not a fertile ground for lasting cultivation, men will attempt to ensure their own grounds produce as many flowers and fruits as possible, so they can frequently renew the fleeting offerings from the other ground and maintain an artificial harvest where natural crops cannot mature. Taste smooths over or conceals the natural differences between the sexes. It enriches and embellishes a woman’s mind with the creations of a man’s, allowing the fairer sex to feel without being drained by thought and to enjoy pleasures without having earned them through effort. Thus, aside from the restrictions I mentioned, taste is entrusted with managing the form of every expression through which knowledge is conveyed, but with the clear condition that it does not infringe on the substance of things. Taste must always remember that it is executing a directive from elsewhere and that it is not addressing its own matters. All its elements must focus on putting our minds in a suitable state for knowledge; it has no right to dictate anything regarding knowledge itself. If it goes beyond its role, it betrays that role, distorting the object it should faithfully represent, and claims authority outside its proper domain; if it tries to enforce its own principles, which are merely about pleasing the imagination and being appealing to the intuitive faculties; if it applies this principle not only to the operation but also to the subject matter itself; if it uses this rule not just to arrange the materials but also to choose them. When this happens, the primary focus isn't on the objects themselves, but on the best way to present them to attract the senses. The logical order of ideas, which should have remained hidden, is dismissed as an unwelcome obstacle. Perfection is sacrificed for decoration, the truth of the parts for the beauty of the whole, the innermost nature of things for the outer impression. Once the substance is subordinated to form, it ceases to exist in a true sense; the statement becomes hollow, and instead of enhancing our knowledge, we have merely engaged in a playful pastime.
The writers who have more wit than understanding and more taste than science, are too often guilty of this deception; and readers more accustomed to feel than to think are only too inclined to forgive them. In general it is unsafe to give to the aesthetical sense all its culture before having exercised the understanding as the pure thinking faculty, and before having enriched the head with conceptions; for as taste always looks at the carrying out and not at the basis of things, wherever it becomes the only arbiter, there is an end of the essential difference between things. Men become indifferent to reality, and they finish by giving value to form and appearance only.
Writers who have more cleverness than insight and more style than substance often fall into this trap, and readers who are more inclined to feel than to think are all too willing to overlook it. Generally, it’s risky to fully develop the aesthetic sense before exercising understanding as a pure thinking ability and before filling the mind with concepts. Since taste tends to focus on the execution rather than the foundation of things, when it becomes the sole judge, the essential differences between things disappear. People become indifferent to reality and end up valuing form and appearance above all else.
Hence arises that superficial and frivolous bel-esprit that we often see hold sway in social conditions and in circles where men pride themselves, and not unreasonably, on the finest culture. It is a fatal thing to introduce a young man into assemblies where the Graces hold sway before the Muses have dismissed him and owned his majority. Moreover, it can hardly be prevented that what completes the external education of a young man whose mind is ripe turns him who is not ripened by study into a fool. I admit that to have a fund of conceptions, and not form, is only a half possession. For the most splendid knowledge in a head incapable of giving them form is like a treasure buried in the earth. But form without substance is a shadow of riches, and all possible cleverness in expression is of no use to him who has nothing to express.
This leads to that superficial and frivolous mindset we often see dominate in social settings and among circles where people take pride, not without reason, in their high culture. It can be disastrous to introduce a young man into gatherings where charm dominates before the arts have fully developed him and acknowledged his maturity. Additionally, it’s almost inevitable that what finishes the external education of a young man whose mind is ready ends up making one who hasn't matured through study into a fool. I agree that having a wealth of ideas without structure is only a partial asset. The most brilliant knowledge in a mind that can't give it shape is like a treasure buried underground. Yet, form without substance is just a shadow of wealth, and all the cleverness in how something is expressed means nothing to someone who has nothing to say.
Thus, to avoid the graces of education leading us in a wrong road, taste must be confined to regulating the external form, while reason and experience determine the substance and the essence of conceptions. If the impression made on the senses is converted into a supreme criterion, and if things are exclusively referred to sensation, man will never cease to be in the service of matter; he will never clear a way for his intelligence; in short, reason will lose in freedom in proportion as it allows imagination to usurp undue influence.
To prevent the benefits of education from leading us down the wrong path, our taste should focus on controlling the outward appearance, while reason and experience define the substance and core of our ideas. If our sensory impressions become the ultimate standard, and everything is viewed solely through the lens of sensation, people will always be at the mercy of material things; they will never elevate their intellect; in short, reason will lose its freedom as it lets imagination take on too much power.
The beautiful produces its effect by mere intuition; the truth demands study. Accordingly, the man who among all his faculties has only exercised the sense of the beautiful is satisfied even when study is absolutely required, with a superficial view of things; and he fancies he can make a mere play of wit of that which demands a serious effort. But mere intuition cannot give any result. To produce something great it is necessary to enter into the fundamental nature of things, to distinguish them strictly, to associate them in different manners, and study them with a steady attention. Even the artist and the poet, though both of them labor to procure us only the pleasure of intuition, can only by most laborious and engrossing study succeed in giving us a delightful recreation by their works.
Beauty impacts us through instinct; truth requires effort. Thus, a person who focuses solely on beauty is often content with a shallow understanding, believing they can simply jest about what actually needs deep thought. However, instinct alone yields no real outcomes. To create something significant, one must delve into the essence of things, clearly differentiate them, connect them in various ways, and examine them with focused attention. Even artists and poets, who aim to provide us with the joy of instinct, must engage in extensive and attentive study to offer us enjoyable experiences through their creations.
I believe this to be the test to distinguish the mere dilettante from the artist of real genius. The seductive charm exercised by the sublime and the beautiful, the fire which they kindle in the young imagination, the apparent ease with which they place the senses under an illusion, have often persuaded inexperienced minds to take in hand the palette or the harp, and to transform into figures or to pour out in melody what they felt living in their heart. Misty ideas circulate in their heads, like a world in formation, and make them believe that they are inspired. They take obscurity for depth, savage vehemence for strength, the undetermined for the infinite, what has not senses for the super-sensuous. And how they revel in these creations of their brain! But the judgment of the connoisseur does not confirm this testimony of an excited self-love. With his pitiless criticism he dissipates all the prestige of the imagination and of its dreams, and carrying the torch before these novices he leads them into the mysterious depths of science and life, where, far from profane eyes, the source of all true beauty flows ever towards him who is initiated. If now a true genius slumbers in the young aspirant, no doubt his modesty will at first receive a shock; but soon the consciousness of real talent will embolden him for the trial. If nature has endowed him with gifts for plastic art, he will study the structure of man with the scalpel of the anatomist; he will descend into the lowest depths to be true in representing surfaces, and he will question the whole race in order to be just to the individual. If he is born to be a poet, he examines humanity in his own heart to understand the infinite variety of scenes in which it acts on the vast theatre of the world. He subjects imagination and its exuberant fruitfulness to the discipline of taste, and charges the understanding to mark out in its cool wisdom the banks that should confine the raging waters of inspiration. He knows full well that the great is only formed of the little—from the imperceptible. He piles up, grain by grain, the materials of the wonderful structure, which, suddenly disclosed to our eyes, produces a startling effect and turns our head. But if nature has only intended him for a dilettante, difficulties damp his impotent zeal, and one of two things happens: either he abandons, if he is modest, that to which he was diverted by a mistaken notion of his vocation; or, if he has no modesty, he brings back the ideal to the narrow limits of his faculties, for want of being able to enlarge his faculties to the vast proportions of the ideal. Thus the true genius of the artist will be always recognized by this sign—that when most enthusiastic for the whole, he preserves a coolness, a patience defying all obstacles, as regards details. Moreover, in order not to do any injury to perfection, he would rather renounce the enjoyment given by the completion. For the simple amateur, it is the difficulty of means that disgusts him and turns him from his aim; his dreams would be to have no more trouble in producing than he had in conception and intuition.
I believe this is the test that sets apart the casual dabbler from the truly gifted artist. The alluring charm of the sublime and beautiful, the passion they ignite in youthful imaginations, and the ease with which they create illusions for the senses often lead inexperienced individuals to pick up a brush or an instrument, hoping to give form to the feelings they experience in their hearts. Vague thoughts swirl in their minds, like a world being formed, convincing them that they are inspired. They confuse obscurity with depth, raw intensity with strength, the uncertain with the infinite, and the intangible with the transcendent. And oh, how they revel in the creations of their minds! But the discerning critic doesn't affirm this self-indulgent belief. With harsh scrutiny, he dispels the allure of imagination and its dreams, guiding these novices into the intricate realms of science and life, where, away from untrained eyes, the source of true beauty flows eternally for the initiated. If there is indeed true genius within the aspiring artist, he might initially be shaken by modesty; however, soon the awareness of his true talent will inspire him to take on challenges. If nature has gifted him for visual arts, he will study human anatomy with the precision of an anatomist; he will delve deeply to accurately depict surfaces, and he will investigate the human race to faithfully represent the individual. If he is destined to be a poet, he will explore humanity within his own heart to grasp the endless variety of scenes in which it plays out on the grand stage of the world. He will subject his imagination and its abundant creativity to the discipline of good taste, entrusting reason to delineate the boundaries that should regulate the torrents of inspiration. He fully understands that greatness emerges from the small—from the barely noticeable. He builds the magnificent structure piece by piece, and when revealed, it astonishes and overwhelms us. But if nature has only designed him to be a dabbler, challenges will dampen his unproductive passion, leading to one of two outcomes: he either retreats, if he is humble, from what he mistakenly believed to be his calling; or, if he lacks humility, he shrinks his ideals to fit the limited scope of his abilities, unable to expand his skills to encompass the vastness of the ideal. Thus, the true genius of an artist is always recognized by the fact that, even when most passionate about the whole, he remains composed, displaying a patience that withstands all hurdles regarding the details. Moreover, to avoid compromising perfection, he would rather forgo the pleasure that comes with completion. For the mere amateur, it's the difficulty in execution that discourages him and drives him away from his goal; he dreams of creating with the same ease he had in conception and intuition.
I have spoken hitherto of the dangers to which we are exposed by an exaggerated sensuousness and susceptibility to the beautiful in the form, and from too extensive aesthetical requirements; and I have considered these dangers in relation to the faculty of thinking and knowing. What, then, will be the result when these pretensions of the aesthetical taste bear on the will? It is one thing to be stopped in your scientific progress by too great a love of the beautiful, another to see this inclination become a cause of degeneracy in character itself, and make us violate the law of duty. In matters of thought the caprices of "taste" are no doubt an evil, and they must of necessity darken the intelligence; but these same caprices applied to the maxims of the will become really pernicious and infallibly deprave the heart. Yet this is the dangerous extreme to which too refined an aesthetic culture brings us directly we abandon ourselves exclusively to the feelings for the beautiful, and directly we raise taste to the part of absolute lawgiver over our will.
I've talked so far about the dangers we face from an exaggerated sensitivity to beauty and from excessive aesthetic demands, considering these dangers in relation to our ability to think and understand. So, what happens when these high standards of aesthetic taste influence our will? It’s one thing to be held back in your scientific progress by an overwhelming appreciation for beauty, but it’s another to let this inclination lead to a decline in character and cause us to ignore our duty. When it comes to thinking, the whims of "taste" are certainly a problem and can cloud our judgment; however, when these same whims affect our decision-making principles, they can become truly harmful and corrupt the heart. This is the alarming consequence of an overly refined aesthetic culture, which occurs as soon as we completely surrender to our feelings for beauty and elevate taste to the position of an absolute ruler over our will.
The moral destination of man requires that the will should be completely independent of all influence of sensuous instincts, and we know that taste labors incessantly at making the link between reason and the senses continually closer. Now this effort has certainly as its result the ennobling of the appetites, and to make them more conformable with the requirements of reason; but this very point may be a serious danger for morality.
The moral journey of humanity demands that the will be entirely free from the influence of physical instincts, and we know that taste constantly works to strengthen the connection between reason and the senses. This effort does indeed lead to elevating our appetites, aligning them more with the demands of reason; however, this very aspect can pose a significant risk to morality.
I proceed to explain my meaning. A very refined aesthetical education accustoms the imagination to direct itself according to laws, even in its free exercise, and leads the sensuous not to have any enjoyments without the concurrence of reason; but it soon follows that reason, in its turn, is required to be directed, even in the most serious operations of its legislative power, according to the interests of imagination, and to give no more orders to the will without the consent of the sensuous instincts. The moral obligation of the will, which is, however, an absolute and unconditional law, takes unperceived the character of a simple contract, which only binds each of the contracting parties when the other fulfils its engagement. The purely accidental agreement of duty with inclination ends by being considered a necessary condition, and thus the principle of all morality is quenched in its source.
I will explain what I mean. A highly refined aesthetic education trains the imagination to follow certain rules, even in its free expression, and prevents the senses from experiencing pleasure without the involvement of reason; however, it soon becomes clear that reason, in turn, needs to be guided, even in its most serious decision-making, by the interests of the imagination and should not command the will without the approval of our sensory instincts. The moral obligation of the will, which is an absolute and unconditional law, subtly takes on the form of a simple contract, where each party is only bound when the other meets its obligations. The purely coincidental alignment of duty with desire ends up being seen as a necessary condition, and as a result, the foundation of all morality is extinguished at its source.
How does the character become thus gradually depraved? The process may be explained thus: So long as man is only a savage, and his instincts' only bear on material things and a coarse egotism determines his actions, sensuousness can only become a danger to morality by its blind strength, and does not oppose reason except as a force. The voice of justice, moderation, and humanity is stifled by the appetites, which make a stronger appeal. Man is then terrible in his vengeance, because he is terribly sensitive to insults. He robs, he kills, because his desires are still too powerful for the feeble guidance of reason. He is towards others like a wild beast, because the instinct of nature still rules him after the fashion of animals.
How does the character become gradually corrupted? The process can be explained like this: As long as someone is just a savage, and their instincts only focus on material things with a crude self-centeredness driving their actions, desire can only become a threat to morality through its sheer force, and it doesn't challenge reason except as a power. The voice of justice, moderation, and humanity gets drowned out by desires that have a stronger pull. At this point, a person can be terrifying in their revenge because they are extremely sensitive to insults. They steal and kill because their wants are too strong for the weak guidance of reason. They act towards others like a wild animal, as they are still ruled by base instincts in the same way animals are.
But when to the savage state, to that of nature, succeeds civilization; when taste ennobles the instincts, and holds out to them more worthy objects taken from the moral order; when culture moderates the brutal outbursts of the appetites and brings them back under the discipline of the beautiful, it may happen that these same instincts, which were only dangerous before by their blind power, coming to assume an air of dignity and a certain assumed authority, may become more dangerous than before to the morality of the character; and that, under the guise of innocence, nobleness, and purity, they may exercise over the will a tyranny a hundred times worse than the other.
But when civilization replaces the savage state, when culture elevates instincts and presents them with more worthwhile goals from the moral realm; when refinement tempers the violent urges of our desires and brings them back under the influence of beauty, it’s possible that these same instincts, which were only dangerous before due to their blind power, may acquire an air of dignity and a certain false authority, making them even more threatening to moral character than they were before. Under the facade of innocence, nobility, and purity, they might exert a tyranny over the will that is far worse than what came before.
The man of taste willingly escapes the gross thraldom of the appetites. He submits to reason the instinct which impels him to pleasure, and he is willing to take counsel from his spiritual and thinking nature for the choice of the objects he ought to desire. Now, reason is very apt to mistake a spiritualized instinct for one of its own instincts, and at length to give up to it the guidance of the will, and this in proportion as moral judgment and aesthetic judgment, the sense of the good and the sense of the beautiful, meet in the same object and in the same decision.
The person with taste willingly breaks free from the crude control of their desires. They listen to reason rather than simply following the urge for pleasure, and they seek advice from their spiritual and thoughtful side when deciding what they should want. However, reason can easily confuse a refined instinct with one of its own impulses, eventually handing over control of the will to it, especially when moral judgment and aesthetic judgment—our sense of what is good and what is beautiful—align in the same object and decision.
So long as it remains possible for inclination and duty to meet in the same object and in a common desire, this representation of the moral sense by the aesthetic sense may not draw after it positively evil consequences, though, if the matter be strictly considered, the morality of particular actions does not gain by this agreement. But the consequences will be quite different when sensuousness and reason have each of them a different interest. If, for example, duty commands us to perform an action that revolts our taste, or if taste feels itself drawn towards an object which reason as a moral judge is obliged to condemn, then, in fact, we suddenly encounter the necessity of distinguishing between the requirements of the moral sense and those of the aesthetic sense, which so long an agreement had almost confounded to such a degree that they could not be distinguished. We must now determine their reciprocal rights, and find which of them is the real master in our soul. But such a long representation of the moral sense by the sense of the beautiful has made us forget this master. When we have so long practised this rule of obeying at once the suggestions of taste, and when we have found the result always satisfactory, taste ends by assuming a kind of appearance of right. As taste has shown itself irreproachable in the vigilant watch it has kept over the will, we necessarily come to grant a certain esteem to its decisions; and it is precisely to this esteem that inclination, with captious logic, gives weight against the duties of conscience.
As long as it's possible for our desires and responsibilities to align in the same situation, this blending of moral sense and aesthetic sense may not lead to outright negative outcomes. However, if we think about it closely, the morality of specific actions doesn't actually improve with this alignment. The results change entirely when our desires and reason have different interests. For instance, if duty requires us to do something that goes against our preferences, or if we are drawn to something that our reason must reject as morally wrong, we then face the challenge of distinguishing between what our moral sense demands and what our aesthetic sense desires, which had previously seemed so intertwined that they were almost indistinguishable. We now need to clarify their respective roles and determine which one truly governs our soul. However, this long period of allowing moral sense to be represented by the sense of beauty has caused us to forget who that real master is. After following the rule of obeying our tastes for so long, and consistently finding it satisfactory, our tastes start to seem justified. Since taste has proven to be reliable in overseeing our will, we inevitably come to respect its judgments, and it is precisely this respect that inclination, using tricky reasoning, leverages against the demands of our conscience.
Esteem is a feeling that can only be felt for law, and what corresponds to it. Whatever is entitled to esteem lays claim to an unconditional homage. The ennobled inclination which has succeeded in captivating our esteem will, therefore, no longer be satisfied with being subordinate to reason; it aspires to rank alongside it. It does not wish to be taken for a faithless subject in revolt against his sovereign; it wishes to be regarded as a queen; and, treating reason as its peer, to dictate, like reason, laws to the conscience. Thus, if we listen to her, she would weigh by right equally in the scale; and then have we not good reason to fear that interest will decide?
Esteem is a feeling that can only be directed towards law and its equivalents. Anything worthy of esteem demands unwavering respect. The elevated desire that has managed to win our esteem will no longer be content with being subordinate to reason; it aims to stand alongside it. It doesn't want to be seen as a disloyal subject rebelling against its ruler; it wants to be viewed as a queen, treating reason as its equal and, like reason, setting laws for the conscience. So, if we heed it, it would be weighed equally in the balance; and shouldn’t we then worry that self-interest will take over?
Of all the inclinations that are decided from the feeling for the beautiful and that are special to refined minds, none commends itself so much to the moral sense as the ennobled instinct of love; none is so fruitful in impressions which correspond to the true dignity of man. To what an elevation does it raise human nature! and often what divine sparks does it kindle in the common soul! It is a sacred fire that consumes every egotistical inclination, and the very principles of morality are scarcely a greater safeguard of the soul's chastity than love is for the nobility of the heart. How often it happens while the moral principles are still struggling that love prevails in their favor, and hastens by its irresistible power the resolutions that duty alone would have vainly demanded from weak human nature! Who, then, would distrust an affection that protects so powerfully what is most excellent in human nature, and which fights so victoriously against the moral foe of all morality, egotism?
Of all the impulses that arise from our appreciation for beauty and are unique to refined minds, none appeals more to our moral sense than the elevated instinct of love; none produces impressions that align with the true dignity of humanity. What heights it lifts human nature to! And how often does it spark divine qualities in the ordinary soul! It is a sacred fire that burns away every selfish inclination, and the principles of morality provide hardly a stronger defense for the soul’s purity than love does for the nobility of the heart. How frequently does love prevail in its support of moral principles, pushing forward decisions that duty alone would struggle to extract from fragile human nature! Who, then, would doubt a feeling that so powerfully protects what is best in us and fights so effectively against the greatest moral enemy of all, selfishness?
But do not follow this guide till you have secured a better. Suppose a loved object be met that is unhappy, and unhappy because of you, and that it depends only on you to make it happy by sacrificing a few moral scruples. You may be disposed to say, "Shall I let this loved being suffer for the pleasure of keeping our conscience pure? Is this resistance required by this generous, devoted affection, always ready to forget itself for its object? I grant it is going against conscience to have recourse to this immoral means to solace the being we love; but can we be said to love if in presence of this being and of its sorrow we continue to think of ourselves? Are we not more taken up with ourselves than with it, since we prefer to see it unhappy rather than consent to be so ourselves by the reproaches of our conscience?" These are the sophisms that the passion of love sets against conscience (whose voice thwarts its interests), making its utterances despicable as suggestions of selfishness, and representing our moral dignity as one of the components of our happiness that we are free to alienate. Then, if the morality of our character is not strongly backed by good principles, we shall surrender, whatever may be the impetus of our exalted imagination, to disgraceful acts; and we shall think that we gain a glorious victory over our self-love, while we are only the despicable victims of this instinct. A well-known French romance, "Les Liaisons Dangereuses," gives us a striking example of this delusion, by which love betrays a soul otherwise pure and beautiful. The Presidente de Tourvel errs by surprise, and seeks to calm her remorse by the idea that she has sacrificed her virtue to her generosity.
But don't follow this guide until you've found a better one. Imagine you encounter a loved one who's unhappy, and their unhappiness is because of you. It’s only up to you to make them happy by sacrificing some of your moral values. You might think, "Should I let this person I care for suffer just to keep my conscience clean? Is this resistance really necessary for this generous, devoted love that’s always ready to forget itself for someone else? I know it goes against my conscience to use this unethical means to comfort the person I love, but can we truly claim to love if we prioritize our own feelings over their suffering? Are we not more focused on ourselves than on them, since we’d rather see them unhappy than face the guilt in our conscience?" These are the misleading arguments that love brings against our conscience, which works against its desires, making its insights seem despicable as selfish suggestions and framing our moral integrity as just another part of our happiness that we can easily trade away. So, if our moral character isn't solidly grounded in strong principles, we might give in to disgraceful actions, thinking we've won a great victory over our self-love, while really being pathetic victims of that instinct. A well-known French novel, "Les Liaisons Dangereuses," presents a clear example of this delusion where love betrays an otherwise pure and beautiful soul. The Presidente de Tourvel is caught off guard and tries to ease her guilt by telling herself that she’s sacrificed her virtue for the sake of her generosity.
Secondary and imperfect duties, as they are styled, are those that the feeling for the beautiful takes most willingly under its patronage, and which it allows to prevail on many occasions over perfect duties. As they assign a much larger place to the arbitrary option of the subject, and at the same time as they have the appearance of merit, which gives them lustre, they commend themselves far more to the aesthetic taste than perfect or necessary duties, which oblige us strictly and unconditionally. How many people allow themselves to be unjust that they may be generous! How many fail in their duties to society that they may do good to an individual, and reciprocally! How many people forgive a lie sooner than a rudeness, a crime against humanity rather than an insult to honor! How many debase their bodies to hasten the perfection of their minds, and degrade their character to adorn their understanding! How many do not scruple to commit a crime when they have a laudable end in view, pursue an ideal of political happiness through all the terrors of anarchy, tread under foot existing laws to make way for better ones, and do not scruple to devote the present generation to misery to secure at this cost the happiness of future generations! The apparent unselfishness of certain virtues gives them a varnish of purity, which makes them rash enough to break and run counter to the moral law; and many people are the dupes of this strange illusion, to rise higher than morality and to endeavor to be more reasonable than reason.
Secondary and imperfect duties, as they're called, are the ones that the appreciation for beauty tends to champion, often allowing them to take precedence over perfect duties. Since they give much more room to personal choice while appearing to have merit that adds to their appeal, they resonate more with aesthetic taste than perfect or necessary duties, which demand strict and unconditional adherence. How many people choose to be unjust in order to be generous! How many neglect their duties to society to help an individual, and vice versa! How many are quicker to forgive a lie than a rudeness, a crime against humanity rather than an insult to honor! How many people compromise their health to speed up the development of their minds, and degrade their character to enhance their understanding! How many have no problem committing a crime if it’s for a worthy goal, pursue an ideal of political happiness even in the chaos of anarchy, violate existing laws to create better ones, and don't hesitate to sacrifice the present generation's well-being for the sake of future happiness! The superficial selflessness of certain virtues gives them a false sense of purity, making people reckless enough to violate the moral law; and many are easily misled by this strange illusion, seeking to rise above morality and trying to be more reasonable than reason itself.
The man of a refined taste is susceptible, in this respect, of a moral corruption, from which the rude child of nature is preserved by his very coarseness. In the latter, the opposite of the demands of sense and the decrees of the moral law is so strongly marked and so manifest, and the spiritual element has so small a share in his desires, that although the appetites exercise a despotic sway over him, they cannot wrest his esteem from him. Thus, when the savage, yielding to the superior attraction of sense, gives way to the committal of an unjust action, he may yield to temptation, but he will not hide from himself that he is committing a fault, and he will do homage to reason even while he violates its mandates. The child of civilization, on the contrary, the man of refinement, will not admit that he commits a fault, and to soothe his conscience he prefers to impose on it by a sophism. No doubt he wishes to obey his appetite, but at the same time without falling in his own esteem. How does he manage this? He begins by overthrowing the superior authority that thwarts his inclination, and before transgressing the law he calls in question the competence of the lawgiver. Could it be expected that a corrupt will should so corrupt the intelligence? The only dignity that an inclination can assume accrues to it from its agreement with reason; yet we find that inclination, independent as well as blind, aspires, at the very moment she enters into contest with reason, to keep this dignity which she owes to reason alone. Nay, inclination even aspires to use this dignity she owes to reason against reason itself.
A man with refined taste is vulnerable to moral corruption, while a rough person connected to nature is protected by their very bluntness. In the latter, the conflict between physical desires and moral law is clear and evident, and spiritual aspects play a minimal role in their wants. Even though their urges have overwhelming control over them, they can still maintain their self-respect. So, when a savage, succumbing to strong physical urges, commits an unjust act, they might give in to temptation, but they won't fool themselves into thinking they're not doing something wrong; they will still acknowledge reason, even as they break its rules. In contrast, a civilized person, a refined man, won’t accept that he’s at fault. To ease his conscience, he prefers to deceive himself with a logical fallacy. He might want to satisfy his desires without losing his self-respect. How does he do this? He starts by undermining the authority that opposes his desires, and before breaking the law, he questions the lawmaker's authority. Can we really expect a corrupt will to so distort the mind? The only dignity a desire can have comes from its alignment with reason; yet we see that desire, independent and blind, aims at the very moment it challenges reason to retain the dignity it owes solely to reason. In fact, desire even seeks to leverage this dignity against reason itself.
These are the dangers that threaten the morality of the character when too intimate an association is attempted between sensuous instincts and moral instincts, which can never perfectly agree in real life, but only in the ideal. I admit that the sensuous risks nothing in this association, because it possesses nothing except what it must give up directly duty speaks and reason demands the sacrifice. But reason, as the arbiter of the moral law, will run the more risk from this union if it receives as a gift from inclination what it might enforce; for, under the appearance of freedom, the feeling of obligation may be easily lost, and what reason accepts as a favor may quite well be refused it when the sensuous finds it painful to grant it. It is, therefore, infinitely safer for the morality of the character to suspend, at least for a time, this misrepresentation of the moral sense by the sense of the beautiful. It is best of all that reason should command by itself without mediation, and that it should show to the will its true master. The remark is, therefore, quite justified, that true morality only knows itself in the school of adversity, and that a continual prosperity becomes easily a rock of offence to virtue. I mean here by prosperity the state of a man who, to enjoy the goods of life, need not commit injustice, and who to conform to justice need not renounce any of the goods of life. The man who enjoys a continual prosperity never sees moral duty face to face, because his inclinations, naturally regular and moderate, always anticipate the mandate of reason, and because no temptation to violate the law recalls to his mind the idea of law. Entirely guided by the sense of the beautiful, which represents reason in the world of sense, he will reach the tomb without having known by experience the dignity of his destiny. On the other hand, the unfortunate man, if he be at the same time a virtuous man, enjoys the sublime privilege of being in immediate intercourse with the divine majesty of the moral law; and as his virtue is not seconded by any inclination, he bears witness in this lower world, and as a human being, of the freedom of pure spirits!
These are the dangers that threaten a person's morality when there's too close a connection between sensual desires and moral instincts, which can never truly align in real life, only in theory. I acknowledge that sensuality risks nothing in this connection because it only has what it must give up once duty calls and reason demands sacrifice. However, reason, as the judge of moral law, is at greater risk from this union if it receives as a gift from desire what it could enforce; because, under the guise of freedom, the sense of obligation can easily be lost, and what reason accepts as a favor might be denied when sensuality finds it painful to comply. It’s therefore much safer for the morality of a person to pause, at least temporarily, this distortion of moral sense by the allure of beauty. It’s best that reason governs on its own without intermediaries, showing the will who its true master is. It’s quite accurate to say that true morality only recognizes itself in the school of hardship, and that constant prosperity can easily become a stumbling block for virtue. Here, by prosperity, I mean the state of a person who can enjoy life's benefits without committing injustice and who doesn’t have to give up any of life's goods to align with justice. A person living in continual prosperity never confronts moral duty directly because their naturally regular and moderate inclinations always satisfy reason's demands ahead of time, and no temptation to break the law reminds them of its existence. Completely guided by the allure of beauty, which symbolizes reason in the sensory world, they will reach the end without ever experiencing the dignity of their purpose. In contrast, the unfortunate person, if they are also virtuous, enjoys the great privilege of being in direct connection with the divine authority of moral law; and since their virtue isn't supported by any inclination, they testify in this earthly life, as a human, to the freedom of pure spirits!
REFLECTIONS ON THE USE OF THE VULGAR AND LOW ELEMENTS IN WORKS OF ART.
I call vulgar (common) all that does not speak to the mind, of which all the interest is addressed only to the senses. There are, no doubt, an infinite number of things vulgar in themselves from their material and subject. But as the vulgarity of the material can always be ennobled by the treatment, in respect of art the only question is that relating to the vulgarity in form. A vulgar mind will dishonor the most noble matter by treating it in a common manner. A great and noble mind, on the contrary, will ennoble even a common matter, and it will do so by superadding to it something spiritual and discovering in it some aspect in which this matter has greatness. Thus, for example, a vulgar historian will relate to us the most insignificant actions of a hero with a scrupulousness as great as that bestowed on his sublimest exploit, and will dwell as lengthily on his pedigree, his costume, and his household as on his projects and his enterprises. He will relate those of his actions that have the most grandeur in such wise that no one will perceive that character in them. On the contrary, a historian of genius, himself endowed with nobleness of mind, will give even to the private life and the least considerable actions of his hero an interest and a value that will make them considerable. Thus, again, in the matter of the plastic arts, the Dutch and Flemish painters have given proof of a vulgar taste; the Italians, and still more the ancient Greeks, of a grand and noble taste. The Greeks always went to the ideal; they rejected every vulgar feature, and chose no common subject.
I define vulgar (common) as anything that doesn’t engage the intellect, where all the appeal is directed solely at the senses. There are undoubtedly countless things that are vulgar based on their substance and subject. However, since the vulgarity of a material can always be uplifted through its treatment, in terms of art, the only issue is the vulgarity of the form. A vulgar mind will degrade the most noble material by handling it in a mundane way. In contrast, a great and noble mind will elevate even a common subject by adding something spiritual and revealing a perspective that highlights its greatness. For example, a shallow historian will recount the most trivial actions of a hero with the same meticulousness applied to their most extraordinary achievements, and will spend just as much time discussing their ancestry, attire, and household as on their plans and endeavors. They will describe the most grand actions in a way that obscures their significance. On the other hand, a brilliant historian, possessing a noble mind, will infuse even the personal life and less notable actions of a hero with interest and value that make them noteworthy. Similarly, in the realm of visual arts, Dutch and Flemish painters have shown a vulgar taste, whereas Italians, and even more so the ancient Greeks, exhibited a grand and noble taste. The Greeks always aimed for the ideal; they rejected every vulgar element and chose no commonplace subject.
A portrait painter can represent his model in a common manner or with grandeur; in a common manner if he reproduce the merely accidental details with the same care as the essential features, if he neglect the great to carry out the minutiae curiously. He does it grandly if he know how to find out and place in relief what is most interesting, and distinguish the accidental from the necessary; if he be satisfied with indicating what is paltry, reserving all the finish of the execution for what is great. And the only thing that is great is the expression of the soul itself, manifesting itself by actions, gestures, or attitudes.
A portrait painter can show his subject in a basic way or in a grand way. He does it in a basic way if he pays equal attention to the trivial details as he does to the essential features, focusing too much on the small stuff. He does it grandly if he knows how to highlight what’s most interesting and separate the unimportant from the essential; if he’s content to just hint at the insignificant while putting all the detail into what’s truly significant. And the only thing that’s truly significant is the expression of the soul itself, revealed through actions, gestures, or attitudes.
The poet treats his subject in a common manner when in the execution of his theme he dwells on valueless facts and only skims rapidly over those that are important. He treats his theme with grandeur when he associates with it what is great. For example, Homer treated the shield of Achilles grandly, though the making of a shield, looking merely at the matter, is a very commonplace affair.
The poet approaches his subject in a typical way by focusing on trivial details and quickly passing over the important ones. He elevates his theme when he links it to something significant. For instance, Homer presented Achilles' shield magnificently, even though, in reality, making a shield is a rather ordinary task.
One degree below the common or the vulgar is the element of the base or gross, which differs from the common in being not only something negative, a simple lack of inspiration or nobleness, but something positive, marking coarse feelings, bad morals, and contemptible manners. Vulgarity only testifies that an advantage is wanting, whereof the absence is a matter of regret; baseness indicates the want of a quality which we are authorized to require in all. Thus, for example, revenge, considered in itself, in whatever place or way it manifests itself, is something vulgar, because it is the proof of a lack of generosity. But there is, moreover, a base vengeance, when the man, to satisfy it, employs means exposed to contempt. The base always implies something gross, or reminds one of the mob, while the common can be found in a well-born and well-bred man, who may think and act in a common manner if he has only mediocre faculties. A man acts in a common manner when he is only taken up with his own interest, and it is in this that he is in opposition with the really noble man, who, when necessary, knows how to forget himself to procure some enjoyment for others. But the same man would act in a base manner if he consulted his interests at the cost of his honor, and if in such a case he did not even take upon himself to respect the laws of decency. Thus the common is only the contrary of the noble; the base is the contrary both of the noble and the seemly. To give yourself up, unresisting, to all your passions, to satisfy all your impulses, without being checked even by the rules of propriety, still less by those of morality, is to conduct yourself basely, and to betray baseness of the soul.
One step below what is ordinary or typical is the element of the base or crude, which differs from the ordinary in being not just a lack of inspiration or nobleness, but also something positive, signifying coarse feelings, bad morals, and contemptible behavior. Vulgarity indicates that something is missing, and its absence is regrettable; baseness signifies the lack of a quality we are entitled to expect from everyone. For instance, revenge, in itself and regardless of how it appears, is vulgar because it shows a lack of generosity. However, there is also a base kind of revenge, where a person resorts to actions that are scorned by others. The base always suggests something crude, or brings to mind the crowd, while the ordinary can exist in a well-born and well-mannered person, who might think and act in an ordinary way if he possesses only average abilities. A person behaves ordinarily when they are only focused on their own interests, which sets them apart from a truly noble person, who knows how to put aside their own desires to bring enjoyment to others. Yet, the same person would behave basely if they prioritized their own interests at the expense of their honor and disregarded the rules of decency. Therefore, the ordinary is simply the opposite of the noble; the base stands in opposition to both the noble and the decent. To give in completely to all your passions, to satisfy every impulse without being restrained by even the rules of propriety, let alone by those of morality, is to act basely and to reveal a base soul.
The artist also may fall into a low style, not only by choosing ignoble subjects, offensive to decency and good taste, but moreover by treating them in a base manner. It is to treat a subject in a base manner if those sides are made prominent which propriety directs us to conceal, or if it is expressed in a manner that incidentally awakens low ideas. The lives of the greater part of men can present particulars of a low kind, but it is only a low imagination that will pick out these for representation.
The artist can also fall into a lower form of expression, not just by selecting unrefined subjects that go against decency and good taste, but also by depicting them in a disrespectful way. It's considered disrespectful to focus on aspects that propriety tells us to hide, or to express them in a way that unintentionally brings up crude thoughts. Most people's lives include some low points, but only a shallow imagination will choose to highlight these for representation.
There are pictures describing sacred history in which the Apostles, the Virgin, and even the Christ, are depicted in such wise that they might be supposed to be taken from the dregs of the populace. This style of execution always betrays a low taste, and might justly lead to the inference that the artist himself thinks coarsely and like the mob.
There are images depicting sacred history where the Apostles, the Virgin, and even Christ are shown in a way that makes them seem like they're from the lower class. This style of execution always reveals poor taste and could rightly suggest that the artist himself has a crude mindset similar to the common people.
No doubt there are cases where art itself may be allowed to produce base images: for example, when the aim is to provoke laughter. A man of polished manners may also sometimes, and without betraying a corrupt taste, be amused by certain features when nature expresses herself crudely but with truth, and he may enjoy the contrast between the manners of polished society and those of the lower orders. A man of position appearing intoxicated will always make a disagreeable impression on us; but a drunken driver, sailor, or carter will only be a risible object. Jests that would be insufferable in a man of education amuse us in the mouth of the people. Of this kind are many of the scenes of Aristophanes, who unhappily sometimes exceeds this limit, and becomes absolutely condemnable. This is, moreover, the source of the pleasure we take in parodies, when the feelings, the language, and the mode of action of the common people are fictitiously lent to the same personages whom the poet has treated with all possible dignity and decency. As soon as the poet means only to jest, and seeks only to amuse, we can overlook traits of a low kind, provided he never stirs up indignation or disgust.
No doubt there are times when art can create lowbrow images, like when the goal is to make people laugh. A well-mannered person might find humor in certain aspects when nature is portrayed in a crude yet truthful way, and he may enjoy the contrast between the sophisticated behavior of high society and that of the lower classes. A prominent person who appears drunk will always leave us with a negative impression, but a drunk driver, sailor, or laborer will just seem comical. Jokes that would be unbearable coming from an educated person can be entertaining when told by the common folk. Many of Aristophanes' scenes fit this description, although he sometimes goes too far and becomes outright unacceptable. This is also why we find parodies enjoyable, as they give the feelings, language, and actions of ordinary people to the same characters that the poet has treated with utmost dignity and respect. As long as the poet's intent is simply to joke around and entertain, we can overlook lower-class traits, as long as he doesn’t provoke anger or disgust.
He stirs up indignation when he places baseness where it is quite unpardonable, that is in the case of men who are expected to show fine moral sense. In attributing baseness to them he will either outrage truth, for we prefer to think him a liar than to believe that well-trained men can act in a base manner; or his personages will offend our moral sense, and, what is worse, excite our imagination. I do not mean by this to condemn farces; a farce implies between the poet and the spectator a tacit consent that no truth is to be expected in the piece. In a farce we exempt the poet from all faithfulness in his pictures; he has a kind of privilege to tell us untruths. Here, in fact, all the comic consists exactly in its contrast with the truth, and so it cannot possibly be true.
He stirs up anger when he places dishonor in situations where it’s completely unacceptable, especially in the case of men who are expected to have strong moral principles. By attributing dishonor to them, he either distorts the truth, because we'd rather think of him as a liar than accept that well-trained individuals can behave badly; or his characters will challenge our moral beliefs and, even worse, provoke our imagination. I'm not saying we should dismiss farces; a farce involves an unspoken agreement between the writer and the audience that we shouldn't expect any truth from it. In a farce, we allow the writer to be unfaithful in their depictions; they have a sort of license to tell us lies. In fact, all the comedy lies in its contrast to the truth, and therefore it can't possibly be real.
This is not all: even in the serious and the tragic there are certain places where the low element can be brought into play. But in this case the affair must pass into the terrible, and the momentary violation of our good taste must be masked by a strong impression, which brings our passion into play. In other words, the low impression must be absorbed by a superior tragic impression. Theft, for example, is a thing absolutely base, and whatever arguments our heart may suggest to excuse the thief, whatever the pressure of circumstances that led him to the theft, it is always an indelible brand stamped upon him, and, aesthetically speaking, he will always remain a base object. On this point taste is even less forgiving than morality, and its tribunal is more severe; because an aesthetical object is responsible even for the accessory ideas that are awakened in us by such an object, while moral judgment eliminates all that is merely accidental. According to this view a man who robs would always be an object to be rejected by the poet who wishes to present serious pictures. But suppose this man is at the same time a murderer, he is even more to be condemned than before by the moral law. But in the aesthetic judgment he is raised one degree higher and made better adapted to figure in a work of art. Continuing to judge him from the aesthetic point of view, it may be added that he who abases himself by a vile action can to a certain extent be raised by a crime, and can be thus reinstated in our aesthetic estimation. This contradiction between the moral judgment and the aesthetical judgment is a fact entitled to attention and consideration. It may be explained in different ways. First, I have already said that, as the aesthetic judgment depends on the imagination, all the accessory ideas awakened in us by an object and naturally associated with it, must themselves influence this judgment. Now, if these accessory ideas are base, they infallibly stamp this character on the principal object.
This isn't everything: even in serious and tragic situations, there are certain moments where a lower element can be introduced. However, in this scenario, the situation must escalate to something terrible, and the temporary breach of our good taste needs to be overshadowed by a powerful impression that stirs our emotions. In other words, the lower impression has to be overshadowed by a greater tragic impression. Theft, for instance, is inherently disgraceful, and no matter what justifications our heart may suggest to excuse the thief, or whatever circumstances led him to steal, it will always leave a lasting stain on him, and aesthetically speaking, he will always remain a contemptible figure. On this matter, taste is even less lenient than morality, and its judgment is harsher because an aesthetic object is held accountable for all the associated ideas it evokes in us, while moral judgment ignores anything that is just incidental. From this perspective, a person who commits theft would always be rejected by a poet aiming to portray serious subjects. But if this person is also a murderer, he is morally condemned even more than before. However, from an aesthetic viewpoint, he is elevated one degree and becomes more fitting for inclusion in a work of art. If we continue to evaluate him aesthetically, we can say that someone who humiliates themselves through vile actions can, to a certain extent, be elevated by committing a crime, thus restoring their status in our aesthetic regard. This conflict between moral judgment and aesthetic judgment is noteworthy and deserves attention. It can be explained in various ways. First, as I mentioned, since aesthetic judgment hinges on imagination, all the associated ideas triggered by an object, and naturally linked to it, must also affect this judgment. Now, if these associated ideas are base, they inevitably imprint that characterization onto the primary object.
In the second place, what we look for in the aesthetic judgment is strength; whilst in a judgment pronounced in the name of the moral sense we consider lawfulness. The lack of strength is something contemptible, and every action from which it may be inferred that the agent lacks strength is, by that very fact, a contemptible action. Every cowardly and underhand action is repugnant to us, because it is a proof of impotence; and, on the contrary, a devilish wickedness can, aesthetically speaking, flatter our taste, as soon as it marks strength. Now, a theft testifies to a vile and grovelling mind: a murder has at least on its side the appearance of strength; the interest we take in it aesthetically is in proportion to the strength that is manifested in it.
First, when we make aesthetic judgments, we look for strength; however, when we make moral judgments, we consider whether something is lawful. A lack of strength is seen as contemptible, and any action that suggests the person lacks strength is, by that very fact, a contemptible action. Every cowardly or deceitful act repulses us because it shows weakness; on the other hand, a wicked act can appeal to our taste as long as it demonstrates strength. For instance, theft reveals a cowardly and low-minded individual; murder, on the other hand, at least appears to show strength, and our aesthetic interest in it is proportional to the strength displayed in the act.
A third reason is, because in presence of a deep and horrible crime we no longer think of the quality but the awful consequences of the action. The stronger emotion covers and stifles the weaker one. We do not look back into the mind of the agent; we look onward into his destiny, we think of the effects of his action. Now, directly we begin to tremble all the delicacies of taste are reduced to silence. The principal impression entirely fills our mind: the accessory and accidental ideas, in which chiefly dwell all impressions of baseness, are effaced from it. It is for this reason that the theft committed by young Ruhberg, in the "Crime through Ambition," [a play of Iffland] far from displeasing on the stage, is a real tragic effect. The poet with great skill has managed the circumstances in such wise that we are carried away; we are left almost breathless. The frightful misery of the family, and especially the grief of the father, are objects that attract our attention, turn it aside, from the person of the agent, towards the consequences of his act. We are too much moved to tarry long in representing to our minds the stamp of infamy with which the theft is marked. In a word, the base element disappears in the terrible. It is singular that this theft, really accomplished by young Ruhberg, inspires us with less repugnance than, in another piece, the mere suspicion of a theft, a suspicion which is actually without foundation. In the latter case it is a young officer who is accused without grounds of having abstracted a silver spoon, which is recovered later on. Thus the base element is reduced in this case to a purely imaginary thing, a mere suspicion, and this suffices nevertheless to do an irreparable injury, in our aesthetical appreciation, to the hero of the piece, in spite of his innocence. This is because a man who is supposed capable of a base action did not apparently enjoy a very solid reputation for morality, for the laws of propriety require that a man should be held to be a man of honor as long as he does not show the opposite. If therefore anything contemptible is imputed to him, it seems that by some part of his past conduct he has given rise to a suspicion of this kind, and this does him injury, though all the odious and the base in an undeserved suspicion are on the side of him who accuses. A point that does still greater injury to the hero of the piece of which I am speaking is the fact that he is an officer, and the lover of a lady of condition brought up in a manner suitable to her rank. With these two titles, that of thief makes quite a revolting contrast, and it is impossible for us, when we see him near his lady, not to think that perhaps at that very moment he had the silver spoon in his pocket. Lastly, the most unfortunate part of the business is, that he has no idea of the suspicion weighing over him, for if he had a knowledge of it, in his character of officer, he would exact a sanguinary reparation. In this case the consequences of the suspicion would change to the terrible, and all that is base in the situation would disappear.
A third reason is that when we confront a deep and horrific crime, we stop focusing on the quality and instead think about the terrible consequences of the action. The stronger emotions overshadow the weaker ones. We don’t reflect on the mind of the perpetrator; we look ahead to their fate, considering the effects of their actions. As we begin to feel unsettled, all our finer sensibilities go quiet. The main impression fills our thoughts completely, erasing any secondary or incidental ideas that usually highlight impressions of wrongdoing. This is why the theft committed by young Ruhberg in "Crime through Ambition," [a play by Iffland], doesn’t disappoint us on stage; it creates a real tragic effect. The playwright skillfully arranges the circumstances so that we become completely absorbed; we’re left almost breathless. The family's dreadful suffering, especially the father's grief, pulls our attention away from the perpetrator and redirects it towards the repercussions of his actions. We are too moved to linger on the mark of shame that the theft carries. In short, the base element vanishes in the face of the terrible. It’s interesting that the theft really committed by young Ruhberg evokes less disgust in us than, in another piece, the mere suspicion of theft, a suspicion that is completely unfounded. In that case, a young officer is wrongly accused of stealing a silver spoon, which is later found. Here, the base element is reduced to something entirely imaginary—a mere suspicion—and yet this alone is enough to cause irreparable damage to our aesthetic appreciation of the hero, despite his innocence. This happens because a man believed to be capable of a low act doesn't seem to have a strong reputation for morality; societal norms dictate that a man is considered honorable unless proven otherwise. If something contemptible is attributed to him, it appears he has triggered such suspicion through some part of his past conduct, harming his reputation even though all the nastiness and baseness in this unwarranted suspicion lies with the accuser. An even more damaging aspect for the hero in this story is that he is an officer and the love interest of a woman of status raised according to her rank. With those two titles, calling him a thief creates a starkly revolting contrast, and it’s impossible for us to see him close to his lady without thinking that he might have the silver spoon in his pocket at that very moment. Lastly, the worst part is that he is completely unaware of the suspicion against him; if he did know, as an officer, he would demand a fierce reparation. In that case, the consequences of the suspicion would shift into the realm of the terrible, and all the base aspects of the situation would vanish.
We must distinguish, moreover, between the baseness of feeling and that which is connected with the mode of treatment and circumstance. The former in all respects is below aesthetic dignity; the second in many cases may perfectly agree with it. Slavery, for example, is abase thing; but a servile mind in a free man is contemptible. The labors of the slave, on the contrary, are not so when his feelings are not servile. Far from this, a base condition, when joined to elevated feelings, can become a source of the sublime. The master of Epictetus, who beat him, acted basely, and the slave beaten by him showed a sublime soul. True greatness, when it is met in a base condition, is only the more brilliant and splendid on that account: and the artist must not fear to show us his heroes even under a contemptible exterior as soon as he is sure of being able to give them, when he wishes, the expression of moral dignity.
We should also differentiate between feelings of low character and those related to treatment and circumstances. The former is always beneath aesthetic dignity; the latter can sometimes align perfectly with it. Slavery, for instance, is a base condition, but a subservient mindset in a free person is disgraceful. Conversely, the work of a slave isn’t contemptible if their feelings aren’t servile. In fact, a lowly situation combined with noble feelings can lead to something sublime. The master of Epictetus, who abused him, acted lowly, while the slave who endured it displayed a noble spirit. True greatness, when found in a lowly situation, shines even brighter. An artist should not hesitate to portray their heroes, even if they appear despicable, as long as they can convey an expression of moral dignity when needed.
But what can be granted to the poet is not always allowed in the artist. The poet only addresses the imagination; the painter addresses the senses directly. It follows not only that the impression of the picture is more lively than that of the poem, but also that the painter, if he employ only his natural signs, cannot make the minds of his personages as visible as the poet can with the arbitrary signs at his command: yet it is only the sight of the mind that can reconcile us to certain exteriors. When Homer causes his Ulysses to appear in the rags of a beggar ["Odyssey," book xiii. v. 397], we are at liberty to represent his image to our mind more or less fully, and to dwell on it as long as we like. But in no case will it be sufficiently vivid to excite our repugnance or disgust. But if a painter, or even a tragedian, try to reproduce faithfully the Ulysses of Homer, we turn away from the picture with repugnance. It is because in this case the greater or less vividness of the impression no longer depends on our will: we cannot help seeing what the painter places under our eyes; and it is not easy for us to remove the accessory repugnant ideas which the picture recalls to our mind.
But what can be granted to the poet is not always allowed in the artist. The poet speaks to the imagination, while the painter speaks directly to the senses. This means not only that the impression from a painting is more vivid than that from a poem, but also that the painter, if he only uses natural signs, cannot make the characters in his work as clear as the poet can with the arbitrary signs at his disposal: yet it's only the visual imagination that can make us accept certain appearances. When Homer has Ulysses show up in the rags of a beggar ["Odyssey," book xiii. v. 397], we can choose to visualize his image in our minds more or less completely, and we can focus on it for as long as we want. However, it will never be so vivid that it invokes our disgust or aversion. But if a painter, or even a tragic actor, tries to accurately recreate Ulysses as Homer describes him, we will turn away from the image in disgust. This is because, in this case, the intensity of the impression does not depend on our choice: we cannot avoid seeing what the painter places in front of us, and it's difficult to shake off the unpleasant associations that the image brings to mind.
DETACHED REFLECTIONS ON DIFFERENT QUESTIONS OF AESTHETICS.
All the properties by which an object can become aesthetic, can be referred to four classes, which, as well according to their objective differences as according to their different relation with the subject, produce on our passive and active faculties pleasures unequal not only in intensity but also in worth; classes which also are of an unequal use for the end of the fine arts: they are the agreeable, the good, the sublime, and the beautiful.
All the qualities that can make an object aesthetic can be divided into four categories. These categories, based on their objective differences and their varying relationships with the observer, evoke pleasures in our passive and active faculties that differ not just in intensity but also in value. They also serve different purposes for the fine arts: they are the agreeable, the good, the sublime, and the beautiful.
Of these four categories, the sublime and the beautiful only belong properly to art. The agreeable is not worthy of art, and the good is at least not its end; for the aim of art is to please, and the good, whether we consider it in theory or in practice, neither can nor ought to serve as a means of satisfying the wants of sensuousness. The agreeable only satisfies the senses, and is distinguished thereby from the good, which only pleases the reason. The agreeable only pleases by its matter, for it is only matter that can affect the senses, and all that is form can only please the reason. It is true that the beautiful only pleases through the medium of the senses, by which it is distinguished from the good; but it pleases reason, on account of its form, by which it is essentially distinguished from the agreeable. It might be said that the good pleases only by its form being in harmony with reason; the beautiful by its form having some relation of resemblance with reason, and that the agreeable absolutely does not please by its form. The good is perceived by thought, the beautiful by intuition, and the agreeable only by the senses. The first pleases by the conception, the second by the idea, and the third by material sensation.
Of these four categories, the sublime and the beautiful are the only ones that truly belong to art. The agreeable isn't worthy of art, and the good isn't its ultimate goal; the purpose of art is to please, and the good, whether we look at it in theory or practice, cannot and shouldn't be a way to satisfy our sensory desires. The agreeable only satisfies the senses, setting it apart from the good, which only pleases the intellect. The agreeable pleases only through its content, since only content can affect the senses, while everything that is form can only please the intellect. It's true that the beautiful pleases through our senses, which separates it from the good; however, it also pleases the intellect due to its form, which fundamentally distinguishes it from the agreeable. One might say that the good pleases only through its form being in harmony with reason; the beautiful pleases because its form has some resemblance to reason, while the agreeable does not please at all through its form. The good is perceived through thought, the beautiful through intuition, and the agreeable solely through the senses. The first pleases through the idea, the second through the concept, and the third through physical sensation.
The distance between the good and the agreeable is that which strikes the eyes the most. The good widens our understanding, because it procures and supposes an idea of its object; the pleasure which it makes us perceive rests on an objective foundation, even when this pleasure itself is but a certain state in which we are situated. The agreeable, on the contrary, produces no notion of its object, and, indeed, reposes on no objective foundation. It is agreeable only inasmuch as it is felt by the subject, and the idea of it completely vanishes the moment an obstruction is placed on the affectibility of the senses, or only when it is modified. For a man who feels the cold the agreeable would be a warm air; but this same man, in the heat of summer, would seek the shade and coolness; but we must agree that in both cases he has judged well.
The difference between what is good and what is agreeable is the most noticeable. The good expands our understanding because it provides and implies an idea of its object; the pleasure it gives us is based on something objective, even when that pleasure is just a certain state we find ourselves in. On the other hand, the agreeable doesn’t create any idea of its object and doesn’t rest on any objective foundation. It’s agreeable only as long as it’s felt by the individual, and the idea of it completely disappears the moment something disrupts our senses, or only when it changes. For someone feeling cold, agreeable would be warm air; but that same person, in the heat of summer, would look for shade and coolness. However, we can agree that in both situations, he has judged correctly.
On the other hand, that which is objective is altogether independent of us, and that which to-day appears to us true, useful, reasonable, ought yet (if this judgment of to-day be admitted as just) to seem to us the same twenty years hence. But our judgment of the agreeable changes as soon as our state, with regard to its object, has changed. The agreeable is therefore not a property of the object; it springs entirely from the relations of such an object with our senses, for the constitution of our senses is a necessary condition thereof.
On the other hand, what is objective exists completely independently of us. What seems true, useful, and reasonable to us today should, if today's judgment is accepted as valid, still seem the same twenty years from now. However, our judgment about what we find agreeable changes as soon as our situation regarding that object changes. The agreeable is not a trait of the object itself; it comes entirely from how that object relates to our senses, as the way our senses are set up is a necessary condition for this.
The good, on the contrary, is good in itself, before being represented to us, and before being felt. The property by which it pleases exists fully in itself without being in want of our subject, although the pleasure which we take in it rests on an aptitude for feeling that which is in us. Thus we can say that the agreeable exists only because it is experienced, and that the good, on the contrary, is experienced because it exists.
The good, on the other hand, is good in itself, independent of how we perceive it or feel about it. Its ability to please is inherent and doesn’t rely on our awareness, although the enjoyment we derive from it depends on our capacity to feel it. Therefore, we can say that something pleasant only exists because we experience it, whereas the good is experienced because it truly exists.
The distinction between the beautiful and the agreeable, great as it is, moreover, strikes the eye less. The beautiful approaches the agreeable in this—that it must always be proposed to the senses, inasmuch as it pleases only as a phenomenon. It comes near to it again in as far as it neither procures nor supposes any notion of its object. But, on the other hand, it is widely separated from the agreeable, because it pleases by the form under which it is produced, and not by the fact of the material sensation. No doubt it only pleases the reasonable subject in so far as it is also a sensuous subject; but also it pleases the sensuous subject only inasmuch as it is at the same time a reasonable subject. The beautiful is not only pleasing to the individual but to the whole species; and although it draws its existence but from its relation with creatures at the same time reasonable and sensuous, it is not less independent of all empirical limitations of sensuousness, and it remains identical even when the particular constitution of the individual is modified. The beautiful has exactly in common with the good that by which it differs from the agreeable, and it differs from the good exactly in that in which it approximates to the agreeable.
The difference between the beautiful and the agreeable, while significant, is not as obvious. The beautiful is similar to the agreeable in that it has to be presented to the senses since it only pleases as a phenomenon. It also resembles it in that it neither provides nor assumes any idea of its object. However, it is distinctly different from the agreeable because it pleases through the form in which it is presented, rather than through the actual sensory experience. It's true that it pleases the rational subject to the extent that they are also a sensory being; yet, it pleases the sensory being only because they are also a rational one. The beautiful is pleasing not just to the individual but to the entire species; and while it derives its existence from its relationship with both rational and sensory creatures, it remains independent of all empirical limitations of sensory experience and stays the same even when an individual's specific makeup changes. The beautiful shares with the good what sets it apart from the agreeable, and it differs from the good in precisely the way it comes closer to the agreeable.
By the good we must understand that in which reason recognizes a conformity with her theoretical and practical laws. But the same object can be perfectly conformable to the theoretical reason, and not be the less in contradiction in the highest degree with the practical reason. We can disapprove of the end of an enterprise, and yet admire the skill of the means and their relation with the end in view. We can despise the pleasures which the voluptuous man makes the end of his life, and nevertheless praise the skill which he exhibits in the choice of his means, and the logical result with which he carries out his principles. That which pleases us only by its form is good, absolutely good, and without any conditions, when its form is at the same time its matter. The good is also an object of sensuousness, but not of an immediate sensuousness, as the agreeable, nor moreover of a mixed sensuousness, as the beautiful. It does not excite desire as the first, nor inclination as the second. The simple idea of the good inspires only esteem.
To understand the good, we need to recognize it through reason, aligning with our theoretical and practical laws. However, the same object can completely align with theoretical reason while being in direct contradiction with practical reason. We might disapprove of the goal of a venture yet admire the skill used to achieve it and how well the means relate to the intended end. We may look down on the pleasures that a hedonist pursues as the meaning of life, yet still commend the skill he demonstrates in choosing his methods and the logical results he achieves based on his principles. Something that pleases us solely by its form is considered good, absolutely good, and unconditional when its form also represents its content. The good is an object of sensation, but it’s not immediate like the agreeable or mixed like the beautiful. It doesn't inspire desire like the first, nor inclination like the second. The simple idea of the good only evokes respect.
The difference separating the agreeable, the good, and the beautiful being thus established, it is evident that the same object can be ugly, defective, even to be morally rejected, and nevertheless be agreeable and pleasing to the senses; that an object can revolt the senses, and yet be good, i.e., please the reason; that an object can from its inmost nature revolt the moral senses, and yet please the imagination which contemplates it, and still be beautiful. It is because each one of these ideas interests different faculties, and interests differently.
The difference between what is pleasing, what is good, and what is beautiful is clear. It's evident that the same object can be ugly, flawed, or even morally unacceptable, yet still be enjoyable and pleasing to our senses. An object can disgust the senses but still be considered good, meaning it satisfies our reasoning. Similarly, something can fundamentally clash with our moral judgment but still capture our imagination and be regarded as beautiful. This is because each of these concepts engages different faculties and does so in different ways.
But have we exhausted the classification of the aesthetic attributes? No, there are objects at the same time ugly, revolting, and horrifying to the senses, which do not please the understanding, and of no account to the moral judgment, and these objects do not fail to please; certainly to please to such a degree, that we would willingly sacrifice the pleasure of these senses and that of the understanding to procure for us the enjoyment of these objects. There is nothing more attractive in nature than a beautiful landscape, illuminated by the purple light of evening. The rich variety of the objects, the mellow outlines, the play of lights infinitely varying the aspect, the light vapors which envelop distant objects,—all combine in charming the senses; and add to it, to increase our pleasure, the soft murmur of a cascade, the song of the nightingales, an agreeable music. We give ourselves up to a soft sensation of repose, and whilst our senses, touched by the harmony of the colors, the forms, and the sounds, experience the agreeable in the highest, the mind is rejoiced by the easy and rich flow of the ideas, the heart by the sentiments which overflow in it like a torrent. All at once a storm springs up, darkening the sky and all the landscape, surpassing and silencing all other noises, and suddenly taking from us all our pleasures. Black clouds encircle the horizon; the thunder falls with a deafening noise. Flash succeeds flash. Our sight and hearing is affected in the most revolting manner. The lightning only appears to render to us more visible the horrors of the night: we see the electric fluid strike, nay, we begin to fear lest it may strike us. Well, that does not prevent us from believing that we have gained more than lost by the change; I except, of course, those whom fear has bereft of all liberty of judgment. We are, on the one hand, forcibly drawn towards this terrible spectacle, which on the other wounds and repulses our senses, and we pause before it with a feeling which we cannot properly call a pleasure, but one which we often like much more than pleasure. But still, the spectacle that nature then offers to us is in itself rather destructive than good (at all events we in no way need to think of the utility of a storm to take pleasure in this phenomenon), is in itself rather ugly than beautiful, for the darkness, hiding from us all the images which light affords, cannot be in itself a pleasant thing; and those sudden crashes with which the thunder shakes the atmosphere, those sudden flashes when the lightning rends the cloud—all is contrary to one of the essential conditions of the beautiful, which carries with it nothing abrupt, nothing violent. And moreover this phenomenon, if we consider only our senses, is rather painful than agreeable, for the nerves of our sight and those of our hearing are each in their turn painfully strained, then not less violently relaxed, by the alternations of light and darkness, of the explosion of the thunder, and silence. And in spite of all these causes of displeasure, a storm is an attractive phenomenon for whomsoever is not afraid of it.
But have we run out of ways to classify aesthetic qualities? No, there are things that are ugly, disgusting, and terrifying to the senses, which don’t please the mind and mean nothing to moral judgment, yet these things can still bring pleasure; in fact, to such an extent that we would willingly give up the pleasure of our senses and intellect just to enjoy them. There’s nothing more captivating in nature than a beautiful landscape lit by the evening’s purple light. The rich variety of objects, the soft outlines, the play of light that endlessly shifts the appearance, the light mist that envelops distant things—all of it comes together to enchant the senses; and to enhance our pleasure, we hear the gentle sound of a waterfall, the song of nightingales, a delightful melody. We surrender to a soothing sense of calm, and while our senses are touched by the harmony of colors, shapes, and sounds, drawing us into the highest enjoyment, our minds are uplifted by the easy and abundant flow of ideas, and our hearts by the feelings that surge within us like a torrent. Suddenly, a storm breaks out, darkening the sky and the entire landscape, overpowering and silencing all other noises, and abruptly stripping us of all our pleasures. Black clouds encircle the horizon; thunder crashes with a deafening roar. Lightning flashes relentlessly. Our sight and hearing are affected in the most distressing way. The lightning only makes the terrors of the night more visible: we see the electric bolt strike and we start to fear it might hit us. Still, this doesn’t stop us from believing that we gain more than we lose from this change; I exclude, of course, those whom fear has stripped of all judgment. On one hand, we are irresistibly drawn to this terrifying spectacle, which, on the other hand, hurts and repels our senses, and we stand before it with a feeling that we can’t quite call pleasure but that we often enjoy much more than ordinary pleasure. Yet, the scene nature presents us then is more destructive than good (in any case, we don't need to think about the usefulness of a storm to enjoy this occurrence), and is more ugly than beautiful, since the darkness, concealing all the images light provides, cannot be pleasant in itself; and those sudden crashes of thunder shaking the air, those sudden flashes when lightning tears through the clouds—all contradict one of the essential conditions of beauty, which carries nothing abrupt, nothing violent. Moreover, this phenomenon, if we only consider our senses, is more painful than pleasing, as the nerves of our sight and hearing are each painfully strained and then violently relaxed by the shifts between light and darkness, the explosions of thunder, and silence. Despite all these sources of displeasure, a storm is an appealing phenomenon for anyone who isn’t afraid of it.
Another example. In the midst of a green and smiling plain there rises a naked and barren hillock, which hides from the sight a part of the view. Each one would wish that this hillock were removed which disfigures the beauty of all the landscape. Well, let us imagine this hillock rising, rising still, without indeed changing at all its shape, and preserving, although on a greater scale, the same proportions between its width and height. To begin with, our impression of displeasure will but increase with the hillock itself, which will the more strike the sight, and which will be the more repulsive. But continue; raise it up twice as high as a tower, and insensibly the displeasure will efface itself to make way for quite another feeling. The hill has at last become a mountain, so high a mountain that it is quite impossible for our eyes to take it in at one look. There is an object more precocious than all this smiling plain which surrounds it, and the impression that it makes on us is of such a nature that we should regret to exchange it for any other impression, however beautiful it might be. Now, suppose this mountain to be leaning, and of such an inclination that we could expect it every minute to crash down, the previous impression will be complicated with another impression: terror will be joined to it: the object itself will be but still more attractive. But suppose it were possible to prop up this leaning mountain with another mountain, the terror would disappear, and with it a good part of the pleasure we experienced. Suppose that there were beside this mountain four or five other mountains, of which each one was a fourth or a fifth part lower than the one which came immediately after; the first impression with which the height of one mountain inspired us will be notably weakened. Something somewhat analogous would take place if the mountain itself were cut into ten or twelve terraces, uniformly diminishing; or again if it were artificially decorated with plantations. We have at first subjected one mountain to no other operation than that of increasing its size, leaving it otherwise just as it was, and without altering its form; and this simple circumstance has sufficed to make an indifferent or even disagreeable object satisfying to the eyes. By the second operation, this enlarged object has become at the same time an object of terror; and the pleasure which we have found in contemplating it has but been the greater. Finally, by the last operation which we have made, we have diminished the terror which its sight occasioned, and the pleasure has diminished as much. We have diminished subjectively the idea of its height, whether by dividing the attention of the spectator between several objects, or in giving to the eyes, by means of these smaller mountains, placed near to the large one, a measure by which to master the height of the mountain all the more easily. The great and the terrible can therefore be of themselves in certain cases a source of aesthetic pleasure.
Another example. In the middle of a lush, vibrant landscape, there's a bare, small hill that blocks part of the view. Everyone would prefer if this hill weren’t there, as it spoils the beauty of the scenery. Imagine this hill rising higher and higher, still keeping its shape and the same proportions between its width and height. At first, our displeasure will only grow as the hill rises, becoming more visually striking and unattractive. But continue; what if it rises to twice the height of a tower? Gradually, our dislike will fade away, replaced by a different feeling. The hill has transformed into a mountain, so tall that it's impossible for us to take it all in at once. Now there's a striking feature that outshines the entire blooming landscape around it, and we would regret trading this impression for any other, no matter how beautiful. Now, imagine this mountain leaning at such an angle that it seems about to topple at any moment; our fear will mix with that impression: the mountain becomes even more intriguing. But what if we could support this leaning mountain with another one? The fear would disappear, taking with it some of the pleasure we felt. Now, suppose there are four or five additional mountains next to it, each one a quarter or a fifth shorter than the one beside it; the initial impression we had of the height of the mountain will be noticeably weakened. A similar effect would happen if the mountain had ten or twelve terraces that decreased evenly or if it were decorated with greenery. Initially, we only made one mountain larger without altering its form, and this small change turned an unremarkable or even unpleasant sight into something visually appealing. Through the second change, this larger object became a source of fear, and our enjoyment of it increased. Finally, with the last change, we reduced the fear it instilled, and our pleasure lessened as well. We have made the experience of its height feel smaller, whether by distracting the viewer’s attention between several objects or giving them reference points with these smaller mountains to better grasp the height of the big mountain. Thus, in some cases, the grand and the terrifying can themselves be a source of aesthetic pleasure.
There is not in the Greek mythology a more terrible, and at the same time more hideous, picture than the Furies, or Erinyes, quitting the infernal regions to throw themselves in the pursuit of a criminal. Their faces frightfully contracted and grimacing, their fleshless bodies, their heads covered with serpents in the place of hair—revolt our senses as much as they offend our taste. However, when these monsters are represented to us in the pursuit of Orestes, the murderer of his mother, when they are shown to us brandishing the torches in their hands, and chasing their prey, without peace or truce, from country to country, until at last, the anger of justice being appeased, they engulf themselves in the abyss of the infernal regions; then we pause before the picture with a horror mixed with pleasure. But not only the remorse of a criminal which is personified by the Furies, even his unrighteous acts nay, the real perpetration of a crime, are able to please us in a work of art. Medea, in the Greek tragedy; Clytemnestra, who takes the life of her husband; Orestes, who kills his mother, fill our soul with horror and with pleasure. Even in real life, indifferent and even repulsive or frightful objects begin to interest us the moment that they approach the monstrous or the terrible. An altogether vulgar and insignificant man will begin to please us the moment that a violent passion, which indeed in no way upraises his personal value, makes him an object of fear and terror, in the same way that a vulgar, meaningless object becomes to us the source of aesthetic pleasure the instant we have enlarged it to the point where it threatens to overstep our comprehension. An ugly man is made still more ugly by passion, and nevertheless it is in bursts of this passion, provided that it turns to the terrible and not to the ridiculous, that this man will be to us of the most interest. This remark extends even to animals. An ox at the plow, a horse before a carriage, a dog, are common objects; but excite this bull to the combat, enrage this horse who is so peaceable, or represent to yourself this dog a prey to madness; instantly these animals are raised to the rank of aesthetic objects, and we begin to regard them with a feeling which borders on pleasure and esteem. The inclination to the pathetic—an inclination common to all men—the strength of the sympathetic sentiment—this force which in mature makes us wish to see suffering, terror, dismay, which has so many attractions for us in art, which makes us hurry to the theatre, which makes us take so much pleasure in the picturing of great misfortune,—all this bears testimony to a fourth source of aesthetic pleasure, which neither the agreeable, nor the good, nor the beautiful are in a state to produce.
There's nothing in Greek mythology that's more terrifying and grotesque than the Furies, or Erinyes, emerging from the underworld to hunt down a criminal. Their faces are twisted and grim, their bodies are skeletal, and their heads are covered in snakes instead of hair—this image both revolts us and offends our taste. However, when these monsters are depicted chasing Orestes, the murderer of his mother, brandishing torches and relentlessly pursuing him from place to place until their fury is finally calmed and they return to the abyss of the underworld, we find ourselves captivated by the scene, experiencing a mix of horror and fascination. But it's not just the guilt of a criminal that the Furies represent; even their unjust actions and the actual commit of a crime can intrigue us in art. Characters like Medea from Greek tragedy, Clytemnestra who kills her husband, and Orestes who murders his mother fill us with both horror and pleasure. Even in real life, things that are ordinarily neutral or even repulsive become interesting as soon as they touch upon the monstrous or the horrific. A completely ordinary and insignificant person can become fascinating the moment a violent passion—one that doesn't enhance his personal worth—turns him into an object of fear and dread, just as a mundane object can generate aesthetic pleasure once it expands to a point that challenges our understanding. A plain-looking man becomes even uglier with rage, yet it's in these moments of passion, as long as it edges towards the terrible rather than the ridiculous, that he grabs our interest. This idea applies to animals too. A bull plowing, a horse pulling a carriage, or a dog are just everyday creatures; but when you provoke this bull into a fight, anger this calm horse, or imagine this dog going mad, these animals suddenly elevate to aesthetic objects, and we start to view them with a sense of pleasure and respect. Our innate inclination towards the pathetic—a universal trait—along with the power of sympathy—the drive that leads us to seek out images of suffering, terror, and despair, which attract us so strongly in art, pulling us to theatres and giving us joy in seeing great misfortune—these all highlight a fourth source of aesthetic pleasure that neither the pleasant, the good, nor the beautiful can provide.
All the examples that I have alleged up to the present have this in common—that the feeling they excite in us rests on something objective. In all these phenomena we receive the idea of something "which oversteps, or which threatens to overstep, the power of comprehension of our senses, or their power of resistance"; but not, however, going so far as to paralyze these two powers, or so far as to render us incapable of striving, either to know the object, or to resist the impression it makes on us. There is in the phenomena a complexity which we cannot retrace to unity without driving the intuitive faculty to its furthest limits.
All the examples I've mentioned so far share one thing in common— the feelings they evoke in us are based on something real. In all these phenomena, we get the sense of something "that exceeds, or threatens to exceed, our senses' ability to understand or resist"; but it doesn't go so far as to completely immobilize these two abilities or make us unable to try to understand the object or resist its impact on us. The phenomena have a complexity that we can't simplify down to a single understanding without pushing our intuitive abilities to their limits.
We have the idea of a force in comparison with which our own vanishes, and which we are nevertheless compelled to compare with our own. Either it is an object which at the same time presents and hides itself from our faculty of intuition, and which urges us to strive to represent it to ourselves, without leaving room to hope that this aspiration will be satisfied; or else it is an object which appears to upraise itself as an enemy, even against our existence—which provokes us, so to say, to combat, and makes us anxious as to the issue. In all the alleged examples there is visible in the same way the same action on the faculty of feeling. All throw our souls into an anxious agitation and strain its springs. A certain gravity which can even raise itself to a solemn rejoicing takes possession of our soul, and whilst our organs betray evident signs of internal anxiety, our mind falls back on itself by reflection, and appears to find a support in a higher consciousness of its independent strength and dignity. This consciousness of ourselves must always dominate in order that the great and the horrible may have for us an aesthetic value. It is because the soul before such sights as these feels itself inspired and lifted above itself that they are designated under the name of sublime, although the things themselves are objectively in no way sublime; and consequently it would be more just to say that they are elevating than to call them in themselves elevated or sublime.
We have the concept of a force that makes our own seem small, yet we feel the need to compare it to our own. It’s either an object that simultaneously reveals and obscures itself from our intuition, pushing us to try to represent it to ourselves, without giving us hope that we will succeed; or it’s something that feels like a powerful adversary, challenging our existence, pushing us to engage in a struggle, and leaving us worried about the outcome. In all the examples mentioned, the same effect on our feelings is evident. They all throw our souls into a state of anxious turmoil and strain our emotional resources. A certain seriousness that can even lead to moments of solemn joy takes hold of our soul, and while our bodies show clear signs of internal worry, our minds turn inward through reflection, seeming to find reassurance in a higher awareness of our own strength and dignity. This self-awareness must always prevail for the great and horrific to hold aesthetic value for us. It’s because the soul feels inspired and elevated in the presence of such sights that they are called sublime, even though the objects themselves are not inherently sublime; thus, it would be more accurate to say that they are uplifting rather than calling them elevated or sublime in themselves.
For an object to be called sublime it must be in opposition with our sensuousness. In general it is possible to conceive but two different relations between the objects and our sensuousness, and consequently there ought to be two kinds of resistance. They ought either to be considered as objects from which we wish to draw a knowledge, or else they should be regarded as a force with which we compare our own. According to this division there are two kinds of the sublime, the sublime of knowledge and the sublime of force. Moreover, the sensuous faculties contribute to knowledge only in grasping a given matter, and putting one by the other its complexity in time and in space.
For something to be called sublime, it has to stand in contrast to our senses. Generally, we can understand two different ways that objects relate to our senses, and that means there are two types of resistance. Objects can either be seen as things from which we want to gain knowledge or as forces that we compare ourselves to. Based on this distinction, there are two types of the sublime: the sublime of knowledge and the sublime of force. Additionally, our sensory faculties only help us understand things by grasping specific subjects and comparing their complexity over time and space.
As to dissecting this complex property and assorting it, it is the business of the understanding and not of the imagination. It is for the understanding alone that the diversity exists: for the imagination (considered simply as a sensuous faculty) there is but an uniformity, and consequently it is but the number of the uniform things (the quantity and not the quality) which can give origin to any difference between the sensuous perception of phenomena. Thus, in order that the faculty of picturing things sensuously maybe reduced to impotence before an object, necessarily it is imperative that this object exceeds in its quantity the capacity of our imagination.
When it comes to breaking down this complicated property and organizing it, that's the job of our understanding, not our imagination. The differences exist solely for our understanding; for the imagination—if we think of it just as a sensory ability—there's only sameness. As a result, it's only the number of identical things (the quantity, not the quality) that can create any distinction in how we sensually perceive phenomena. So, for our ability to picture things sensuously to be rendered powerless in front of an object, that object must necessarily exceed the limits of our imagination in its quantity.
ON SIMPLE AND SENTIMENTAL POETRY.
There are moments in life when nature inspires us with a sort of love and respectful emotion, not because she is pleasing to our senses, or because she satisfies our mind or our taste (it is often the very opposite that happens), but merely because she is nature. This feeling is often elicited when nature is considered in her plants, in her mineral kingdom, in rural districts; also in the case of human nature, in the case of children, and in the manners of country people and of the primitive races. Every man of refined feeling, provided he has a soul, experiences this feeling when he walks out under the open sky, when he lives in the country, or when he stops to contemplate the monuments of early ages; in short, when escaping from factitious situations and relations, he finds himself suddenly face to face with nature. This interest, which is often exalted in us so as to become a want, is the explanation of many of our fancies for flowers and for animals, our preference for gardens laid out in the natural style, our love of walks, of the country and those who live there, of a great number of objects proceeding from a remote antiquity, etc. It is taken for granted that no affectation exists in the matter, and moreover that no accidental interest comes into play. But this sort of interest which we take in nature is only possible under two conditions. First the object that inspires us with this feeling must be really nature, or something we take for nature; secondly this object must be in the full sense of the word simple, that is, presenting the entire contrast of nature with art, all the advantage remaining on the side of nature. Directly this second condition is united to the first, but no sooner, nature assumes the character of simplicity.
There are moments in life when nature fills us with a sense of love and respect, not because it appeals to our senses or satisfies our minds or tastes (often, it does the opposite), but simply because it is nature. This feeling usually arises when we appreciate the plants, minerals, rural areas; also when we consider human nature, especially children, and the ways of country folks and primitive cultures. Anyone with refined feelings, as long as they have a soul, experiences this sensation when they step outside under the open sky, live in the countryside, or pause to look at ancient monuments; in short, whenever they break away from artificial situations and relationships to confront nature directly. This deep interest, often heightened to the point of becoming a necessity, explains many of our attractions to flowers and animals, our preference for gardens designed in a natural style, our love for walking in the countryside and those who live there, and our fascination with a variety of objects from distant times. It's assumed that there's no pretentiousness involved and that no random interest plays a role. However, this kind of interest in nature is only possible under two conditions. First, the object that inspires this feeling must genuinely be nature, or something we perceive as nature; second, this object must be truly simple, meaning it stands in complete contrast to art, with all the advantages on nature's side. Only when these two conditions align does nature take on the quality of simplicity.
Considered thus, nature is for us nothing but existence in all its freedom; it is the constitution of things taken in themselves; it is existence itself according to its proper and immutable laws.
When we think about it this way, nature is just existence in all its freedom; it’s the makeup of things as they are; it’s existence itself based on its true and unchanging laws.
It is strictly necessary that we should have this idea of nature to take an interest in phenomena of this kind. If we conceive an artificial flower so perfectly imitated that it has all the appearance of nature and would produce the most complete illusion, or if we imagine the imitation of simplicity carried out to the extremest degree, the instant we discover it is only an imitation, the feeling of which I have been speaking is completely destroyed. It is, therefore, quite evident that this kind of satisfaction which nature causes us to feel is not a satisfaction of the aesthetical taste, but a satisfaction of the moral sense; for it is produced by means of a conception and not immediately by the single fact of intuition: accordingly it is by no means determined by the different degrees of beauty in forms. For, after all, is there anything so specially charming in a flower of common appearance, in a spring, a moss-covered stone, the warbling of birds, or the buzzing of bees, etc.? What is that can give these objects a claim to our love? It is not these objects in themselves; it is an idea represented by them that we love in them. We love in them life and its latent action, the effects peacefully produced by beings of themselves, existence under its proper laws, the inmost necessity of things, the eternal unity of their nature.
We absolutely need to have this understanding of nature to take an interest in phenomena like this. If we imagine an artificial flower so perfectly made that it looks completely real and gives the most convincing illusion, or if we think about simplicity copied to the highest degree, as soon as we realize it’s just an imitation, the feeling I’ve been talking about disappears entirely. It’s clear that the kind of satisfaction we feel from nature isn’t about aesthetic taste, but rather about our moral sense; it comes from a concept rather than just the immediate experience of what we see. So, it’s not defined by different levels of beauty in forms. After all, what’s so particularly charming about a common flower, a spring, a mossy stone, the singing of birds, or the buzzing of bees? What makes these things deserving of our affection? It’s not the objects themselves; it’s the idea they represent that we love about them. We cherish the life and its hidden action they signify, the effects gently created by beings, existence governed by its own laws, the essential necessity of things, and the eternal unity of their nature.
These objects which captivate us are what we were, what we must be again some day. We were nature as they are; and culture, following the way of reason and of liberty, must bring us back to nature. Accordingly, these objects are an image of our infancy irrevocably past—of our infancy which will remain eternally very dear to us, and thus they infuse a certain melancholy into us; they are also the image of our highest perfection in the ideal world, whence they excite a sublime emotion in us.
These objects that fascinate us are a reflection of who we once were and who we should become again someday. We were part of nature, just like they are; and culture, guided by reason and freedom, should reconnect us with nature. As a result, these objects remind us of our childhood that is gone forever—of a childhood that we will always hold dear, which brings a certain sadness to us; they also represent our highest potential in the ideal world, evoking feelings of awe within us.
But the perfection of these objects is not a merit that belongs to them, because it is not the effect of their free choice. Accordingly they procure quite a peculiar pleasure for us, by being our models without having anything humiliating for us. It is like a constant manifestation of the divinity surrounding us, which refreshes without dazzling us. The very feature that constitutes their character is precisely what is lacking in ours to make it complete; and what distinguishes us from them is precisely what they lack to be divine. We are free and they are necessary; we change and they remain identical. Now it is only when these two conditions are united, when the will submits freely to the laws of necessity, and when, in the midst of all the changes of which the imagination is susceptible, reason maintains its rule—it is only then that the divine or the ideal is manifested. Thus we perceive eternally in them that which we have not, but which we are continually forced to strive after; that which we can never reach, but which we can hope to approach by continual progress. And we perceive in ourselves an advantage which they lack, but in which some of them—the beings deprived of reason—cannot absolutely share, and in which the others, such as children, can only one day have a share by following our way. Accordingly, they procure us the most delicious feeling of our human nature, as an idea, though in relation to each determinate state of our nature they cannot fail to humble us.
But the perfection of these objects isn't something they earn, since it's not the result of their own choices. Instead, they give us a unique joy by being our models without making us feel inferior. It's like a constant reflection of the divine around us that refreshes without overwhelming us. The very trait that defines them is exactly what we lack to be complete; and what sets us apart from them is what they lack to be divine. We are free and they are necessary; we change and they stay the same. Only when these two conditions come together—when the will willingly follows the laws of necessity, and when reason maintains its authority amid all the changes that can affect the imagination—only then does the divine or the ideal become apparent. Thus, we endlessly see in them what we lack but are always striving for; something we'll never fully attain, yet we can hope to get closer through ongoing progress. And we see in ourselves a benefit they don't possess, one that some of them—the beings without reason—cannot share at all, and which others, like children, can only inherit by following our path. So, they provide us with the most delightful feeling of our humanity as a concept, even though in relation to each specific aspect of our existence, they inevitably remind us of our shortcomings.
As this interest in nature is based on an idea, it can only manifest itself in a soul capable of ideas, that is, in a moral soul. For the immense majority it is nothing more than pure affectation; and this taste of sentimentality so widely diffused in our day, manifesting itself, especially since the appearance of certain books, by sentimental excursions and journeys, by sentimental gardens, and other fancies akin to these—this taste by no means proves that true refinement of sense has become general. Nevertheless, it is certain that nature will always produce something of this impression, even on the most insensible hearts, because all that is required for this is the moral disposition or aptitude, which is common to all men. For all men, however contrary their acts may be to simplicity and to the truth of nature, are brought back to it in their ideas. This sensibility in connection with nature is specially and most strongly manifested, in the greater part of persons, in connection with those sorts of objects which are closely related to us, and which, causing us to look closer into ourselves, show us more clearly what in us departs from nature; for example, in connection with children, or with nations in a state of infancy. It is an error to suppose that it is only the idea of their weakness that, in certain moments, makes us dwell with our eyes on children with so much emotion. This may be true with those who, in the presence of a feeble being, are used to feel nothing but their own superiority. But the feeling of which I speak is only experienced in a very peculiar moral disposition, nor must it be confounded with the feeling awakened in us by the joyous activity of children. The feeling of which I speak is calculated rather to humble than to flatter our self-love; and if it gives us the idea of some advantage, this advantage is at all events not on our side.
As this interest in nature is based on an idea, it can only arise in a soul that is capable of ideas, meaning a moral soul. For the vast majority, it’s just pure pretense; and this taste for sentimentality, so widespread today, is shown particularly since the release of certain books, through sentimental adventures and trips, sentimental gardens, and other similar whims—this taste does not prove that true refinement of sense has become common. However, it is true that nature will always evoke some reaction, even from the least sensitive hearts, because all it takes for this is the moral inclination or ability, which is inherent in all people. For everyone, no matter how contrary their actions may be to simplicity and the truth of nature, always returns to it in their thoughts. This sensitivity towards nature is especially and most intensely visible in most people when it relates to those things that are closely tied to us, and which prompt us to reflect on ourselves, revealing more clearly what in us deviates from nature; for instance, in relation to children or nations in a phase of development. It’s a mistake to think that it’s only the idea of their vulnerability that, at certain moments, draws our gaze toward children with such emotion. This may be the case for those who, in the presence of someone weak, only feel their own superiority. But the feeling I’m talking about is experienced in a very specific moral state, and it shouldn’t be confused with the feelings stirred up by the joyful playfulness of children. The feeling I refer to tends to humble rather than flatter our self-esteem; and if it gives us a sense of some advantage, that advantage is certainly not on our side.
We are moved in the presence of childhood, but it is not because from the height of our strength and of our perfection we drop a look of pity on it; it is, on the contrary, because from the depths of our impotence, of which the feeling is inseparable from that of the real and determinate state to which we have arrived, we raise our eyes to the child's determinableness and pure innocence. The feeling we then experience is too evidently mingled with sadness for us to mistake its source. In the child, all is disposition and destination; in us, all is in the state of a completed, finished thing, and the completion always remains infinitely below the destination. It follows that the child is to us like the representation of the ideal; not, indeed, of the ideal as we have realized it, but such as our destination admitted; and, consequently, it is not at all the idea of its indigence, of its hinderances, that makes us experience emotion in the child's presence; it is, on the contrary, the idea of its pure and free force, of the integrity, the infinity of its being. This is the reason why, in the sight of every moral and sensible man, the child will always be a sacred thing; I mean an object which, by the grandeur of an idea, reduces to nothingness all grandeur realized by experience; an object which, in spite of all it may lose in the judgment of the understanding, regains largely the advantage before the judgment of reason.
We feel a deep sense of emotion when we are around children, not because we look down at them from our position of strength and perfection, but rather because from our own place of vulnerability—something we are always aware of in light of where we stand—we look up to the child's potential and pure innocence. The feelings we experience are clearly intertwined with sadness, making their source unmistakable. In children, everything is about possibility and purpose; in us, everything is in its final, completed form, and that completion will always fall short of our potential. As a result, a child represents the ideal to us—not the ideal as we have achieved it, but rather what our potential allows for. Therefore, it's not the idea of their struggles or limitations that stirs our emotions; instead, it's the notion of their pure, unrestrained energy and the completeness of their being. This is why, in the eyes of every moral and sensible person, a child will always be seen as a sacred presence—something that, with the greatness of an idea, renders all that we have achieved through experience insignificant; an entity that, despite any shortcomings in the understanding, significantly regains its worth in the eyes of reason.
Now it is precisely this contradiction between the judgment of reason and that of the understanding which produces in us this quite special phenomenon, this mixed feeling, called forth in us by the sight of the simple—I mean the simple in the manner of thinking. It is at once the idea of a childlike simplicity and of a childish simplicity. By what it has of childish simplicity it exposes a weak side to the understanding, and provokes in us that smile by which we testify our superiority (an entirely speculative superiority). But directly we have reason to think that childish simplicity is at the same time a childlike simplicity—that it is not consequently a want of intelligence, an infirmity in a theoretical point of view, but a superior force (practically), a heart-full of truth and innocence, which is its source, a heart that has despised the help of art because it was conscious of its real and internal greatness—directly this is understood, the understanding no longer seeks to triumph. Then raillery, which was directed against simpleness, makes way for the admiration inspired by noble simplicity. We feel ourselves obliged to esteem this object, which at first made us smile, and directing our eyes to ourselves, to feel ourselves unhappy in not resembling it. Thus is produced that very special phenomenon of a feeling in which good-natured raillery, respect, and sadness are confounded. It is the condition of the simple that nature should triumph over art, either unconsciously to the individual and against his inclination, or with his full and entire cognizance. In the former case it is simplicity as a surprise, and the impression resulting from it is one of gayety; in the second case, it is simplicity of feeling, and we are moved.
Now, it’s this exact contradiction between the judgment of reason and that of understanding that creates in us this unique phenomenon, this mixed feeling triggered by the sight of simplicity—I mean simplicity in thinking. It captures both the idea of a childlike simplicity and a childish simplicity. Its childish simplicity reveals a vulnerability to understanding, prompting a smile that shows our superiority (which is entirely speculative). But as soon as we realize that childish simplicity is also childlike simplicity—that it isn't a lack of intelligence or a shortcoming in theory, but rather a superior practical strength, a heart full of truth and innocence that is its source, a heart that has disregarded the need for art because it recognizes its true inner greatness—once this is understood, the understanding no longer seeks to prevail. Then, the teasing directed at simplicity gives way to admiration for noble simplicity. We feel compelled to respect this object that initially made us smile, and as we reflect on ourselves, we feel unhappy about not resembling it. This creates a very particular feeling where good-natured teasing, respect, and sadness blend together. The state of simplicity requires nature to triumph over art, either unconsciously for the individual and against their will or with their full awareness. In the first case, it’s simplicity as a surprise, leaving us with a sense of joy; in the second case, it’s simplicity of feeling, and we are moved.
With regard to simplicity as a surprise, the person must be morally capable of denying nature. In simplicity of feeling the person may be morally incapable of this, but we must not think him physically incapable, in order that it may make upon us the impression of the simple. This is the reason why the acts and words of children only produce the impression of simplicity upon us when we forget that they are physically incapable of artifice, and in general only when we are exclusively impressed by the contrast between their natural character and what is artificial in us. Simplicity is a childlike ingenuousness which is encountered when it is not expected; and it is for this very reason that, taking the word in its strictest sense, simplicity could not be attributed to childhood properly speaking.
When it comes to simplicity as a surprise, a person must be morally capable of resisting their natural instincts. In terms of genuine feelings, a person might lack the moral capacity to do this, but we shouldn't assume they are physically incapable, so that their behavior leaves an impression of simplicity on us. This is why the actions and words of children only seem simple to us when we forget that they can't be deceptive, and generally only when we focus on the contrast between their natural behavior and our own artificial ways. Simplicity is a childlike sincerity that shows up unexpectedly; that's why, strictly speaking, we can't usually attribute simplicity to childhood itself.
But in both cases, in simplicity as a surprise and simplicity as a feeling, nature must always have the upper hand, and art succumb to her.
But in both cases, whether simplicity feels surprising or just a feeling, nature must always be in control, and art must yield to it.
Until we have established this distinction we can only form an incomplete idea of simplicity. The affections are also something natural, and the rules of decency are artificial; yet the triumph of the affections over decency is anything but simple. But when affection triumphs over artifice, over false decency, over dissimulation, we shall have no difficulty in applying the word simple to this. Nature must therefore triumph over art, not by its blind and brutal force as a dynamical power, but in virtue of its form as a moral magnitude; in a word, not as a want, but as an internal necessity. It must not be insufficiency, but the inopportune character of the latter that gives nature her victory; for insufficiency is only a want and a defect, and nothing that results from a want or defect could produce esteem. No doubt in the simplicity resulting from surprise, it is always the predominance of affection and a want of reflection that causes us to appear natural. But this want and this predominance do not by any means suffice to constitute simplicity; they merely give occasion to nature to obey without let or hinderance her moral constitution, that is, the law of harmony.
Until we make this distinction, we can only have a partial understanding of simplicity. Emotions are natural, while the rules of decency are constructed; however, the victory of emotions over decency is far from straightforward. When emotions prevail over deception, over false decency, over pretense, it’s easy to call this simple. Nature must win over art, not through its blind and brute force as a dynamic power, but through its form as a moral strength; in other words, not as a lack, but as an internal necessity. It shouldn’t be a deficiency, but rather the inappropriate nature of the latter that allows nature to triumph; because deficiency is just a lack and a flaw, and nothing arising from a lack or flaw could gain respect. Certainly, the simplicity that comes from surprise is always due to the dominance of emotions and a lack of reflection that makes us seem natural. But this lack and dominance alone are not enough to define simplicity; they just provide an opportunity for nature to act freely according to its moral constitution, which is the law of harmony.
The simplicity resulting from surprise can only be encountered in man and that only in as far as at the moment he ceases to be a pure and innocent nature. This sort of simplicity implies a will that is not in harmony with that which nature does of her own accord. A person simple after this fashion, when recalled to himself, will be the first to be alarmed at what he is; on the other hand, a person in whom simplicity is found as a feeling, will only wonder at one thing, that is, at the way in which men feel astonishment. As it is not the moral subject as a person, but only his natural character set free by affection, that confesses the truth, it follows from this that we shall not attribute this sincerity to man as a merit, and that we shall be entitled to laugh at it, our raillery not being held in check by any personal esteem for his character. Nevertheless, as it is still the sincerity of nature which, even in the simplicity caused by surprise, pierces suddenly through the veil of dissimulation, a satisfaction of a superior order is mixed with the mischievous joy we feel in having caught any one in the act. This is because nature, opposed to affectation, and truth, opposed to deception, must in every case inspire us with esteem. Thus we experience, even in the presence of simplicity originating in surprise, a really moral pleasure, though it be not in connection with a moral object.
The simplicity that comes from surprise can only be found in humans, and only when they stop being completely pure and innocent. This kind of simplicity suggests a will that doesn’t align with what nature does naturally. A person who is simple in this way, when they reflect on themselves, will be the first to feel disturbed by their own nature. On the other hand, a person who experiences simplicity as a feeling will only be curious about one thing: how people feel astonished. Since it’s not the moral person as a whole, but only their natural character revealed by emotion that acknowledges the truth, we shouldn’t see this honesty as a virtue in humans, and we’re free to mock it, without being restrained by any personal admiration for their character. Still, because it’s the honesty of nature that suddenly breaks through the facade of pretense, there’s a higher satisfaction mixed with the playful joy we feel when we catch someone in a moment of honesty. This is because nature, which opposes pretense, and truth, which opposes deception, should always inspire our respect. Therefore, even when faced with simplicity that arises from surprise, we experience a genuine moral pleasure, even if it isn’t tied to a moral issue.
I admit that in simplicity proceeding from surprise we always experience a feeling of esteem for nature, because we must esteem truth; whereas in the simplicity of feeling we esteem the person himself, enjoying in this way not only a moral satisfaction, but also a satisfaction of which the object is moral. In both cases nature is right, since she speaks the truth; but in the second case not only is nature right, but there is also an act that does honor to the person. In the first case the sincerity of nature always puts the person to the blush, because it is involuntary; in the second it is always a merit which must be placed to the credit of the person, even when what he confesses is of a nature to cause a blush.
I acknowledge that when we encounter simplicity born from surprise, we always feel a sense of admiration for nature because we must respect the truth. In contrast, when it comes to the simplicity of feelings, we admire the individual themselves, which brings not only a sense of moral satisfaction but also a satisfaction that has a moral purpose. In both situations, nature is valid since she reveals the truth; however, in the second case, it’s not just that nature is correct, but there’s also an action that honors the individual. In the first situation, nature's honesty often makes the individual blush because it’s unintentional; in the second, it’s always a virtue that should be credited to the person, even if what they admit might cause embarrassment.
We attribute simplicity of feeling to a man, when, in the judgments he pronounces on things, he passes, without seeing them, over all the factitious and artificial sides of an object, to keep exclusively to simple nature. We require of him all the judgments that can be formed of things without departing from a sound nature; and we only hold him entirely free in what presupposes a departure from nature in his mode of thinking or feeling.
We see a man as straightforward when, in his opinions about things, he overlooks all the artificial aspects of an object and focuses solely on its essence. We expect him to make judgments based on a genuine understanding of things, and we only regard him as truly free when he deviates from a natural way of thinking or feeling.
If a father relates to his son that such and such a person is dying of hunger, and if the child goes and carries the purse of his father to this unfortunate being, this is a simple action. It is in fact a healthy nature that acts in the child; and in a world where healthy nature would be the law, he would be perfectly right to act so. He only sees the misery of his neighbor and the speediest means of relieving him. The extension given to the right of property, in consequence of which part of the human race might perish, is not based on mere nature. Thus the act of this child puts to shame real society, and this is acknowledged by our heart in the pleasure it experiences from this action.
If a father tells his son that someone is dying of hunger, and the child takes his father's wallet to help this needy person, that’s a straightforward action. It’s a natural instinct at work in the child; in a world where natural instincts guided us, he would be completely justified in acting this way. He only sees his neighbor's suffering and the quickest way to help. The idea that property rights can lead to people starving is not rooted in basic human nature. So, the child's action highlights the failures of real society, and we feel pleased about it in our hearts.
If a good-hearted man, inexperienced in the ways of the world, confides his secrets to another, who deceives him, but who is skilful in disguising his perfidy, and if by his very sincerity he furnishes him with the means of doing him injury, we find his conduct simple. We laugh at him, yet we cannot avoid esteeming him, precisely on account of his simplicity. This is because his trust in others proceeds from the rectitude of his own heart; at all events, there is simplicity here only as far as this is the case.
If a kind-hearted man, who doesn't know much about the world, shares his secrets with someone who tricks him but is good at hiding his betrayal, and by being honest gives that person the chance to hurt him, we see his actions as naive. We might laugh at him, but we also can't help but respect him because of his naivety. This is because his trust in others comes from the goodness in his own heart; in any case, his simplicity only exists because of this truth.
Simplicity in the mode of thinking cannot then ever be the act of a depraved man; this quality only belongs to children, and to men who are children in heart. It often happens to these in the midst of the artificial relations of the great world to act or to think in a simple manner. Being themselves of a truly good and humane nature, they forget that they have to do with a depraved world; and they act, even in the courts of kings, with an ingenuousness and an innocence that are only found in the world of pastoral idyls.
Simplicity in thinking can never be the act of a corrupt person; this quality belongs only to children and to those who have a childlike spirit. Often, in the midst of the complicated relationships of the big world, they find themselves acting or thinking simply. Being genuinely good and kind at heart, they forget they're dealing with a corrupt world; and they behave, even in the courts of kings, with a straightforwardness and innocence that you only see in pastoral tales.
Nor is it always such an easy matter to distinguish exactly childish candor from childlike candor, for there are actions that are on the skirts of both. Is a certain act foolishly simple, and must we laugh at it? or is it nobly simple, and must we esteem the actors the higher on that account? It is difficult to know which side to take in some cases. A very remarkable example of this is found in the history of the government of Pope Adrian VI., related by Mr. Schroeckh with all the solidity and the spirit of practical truth which distinguish him. Adrian, a Netherlander by birth, exerted the pontifical sway at one of the most critical moments for the hierarchy—at a time when an exasperated party laid bare without any scruple all the weak sides of the Roman Church, while the opposite party was interested in the highest degree in covering them over. I do not entertain the question how a man of a truly simple character ought to act in such a case, if such a character were placed in the papal chair. But, we ask, how could this simplicity of feeling be compatible with the part of a pope? This question gave indeed very little embarrassment to the predecessors and successors of Adrian. They followed uniformly the system adopted once for all by the court of Rome, not to make any concessions anywhere. But Adrian had preserved the upright character of his nation and the innocence of his previous condition. Issuing from the humble sphere of literary men to rise to this eminent position, he did not belie at that elevation the primitive simplicity of his character. He was moved by the abuses of the Roman Church, and he was much too sincere to dissimulate publicly what he confessed privately. It was in consequence of this manner of thinking that, in his instruction to his legate in Germany, he allowed himself to be drawn into avowals hitherto unheard of in a sovereign pontiff, and diametrically contrary to the principles of that court "We know well," he said, among other things, "that for many years many abominable things have taken place in this holy chair; it is not therefore astonishing that the evil has been propagated from the head to the members, from the pope to the prelates. We have all gone astray from the good road, and for a long time there is none of us, not one, who has done anything good." Elsewhere he orders his legate to declare in his name "that he, Adrian, cannot be blamed for what other popes have done before him; that he himself, when he occupied a comparatively mediocre position, had always condemned these excesses." It may easily be conceived how such simplicity in a pope must have been received by the Roman clergy. The smallest crime of which he was accused was that of betraying the church and delivering it over to heretics. Now this proceeding, supremely imprudent in a pope, would yet deserve our esteem and admiration if we could believe it was real simplicity; that is, that Adrian, without fear of consequences, had made such an avowal, moved by his natural sincerity, and that he would have persisted in acting thus, though he had understood all the drift of his clumsiness. Unhappily we have some reason to believe that he did not consider his conduct as altogether impolitic, and that in his candor he went so far as to flatter himself that he had served very usefully the interests of his church by his indulgence to his adversaries. He did not even imagine that he ought to act thus in his quality as an honest man; he thought also as a pope to be able to justify himself, and forgetting that the most artificial of structures could only be supported by continuing to deny the truth, he committed the unpardonable fault of having recourse to means of safety, excellent perhaps, in a natural situation, but here applied to entirely contrary circumstances. This necessarily modifies our judgment very much, and although we cannot refuse our esteem for the honesty of heart in which the act originates, this esteem is greatly lessened when we reflect that nature on this occasion was too easily mistress of art, and that the heart too easily overruled the head.
It's not always easy to clearly differentiate between childish honesty and childlike honesty, because some actions blur the lines between the two. Is a certain action foolishly simple, warranting laughter? Or is it nobly simple, deserving our greater respect? It can be tough to know which perspective to take in some situations. A noteworthy example of this is found in the history of Pope Adrian VI’s reign, as described by Mr. Schroeckh with his characteristic insight and practicality. Adrian, born in the Netherlands, led the papacy during a critical time for the Church—when one faction openly criticized the weaknesses of the Roman Church, while the opposing faction was highly interested in concealing them. I won’t speculate how a genuinely simple person would behave in such circumstances if they were in the papal chair. But we do ask how this simple nature could align with the duties of a pope. This question didn't trouble Adrian's predecessors or successors much at all. They uniformly followed the established approach of the Roman court, which was to make no concessions. However, Adrian maintained the integrity of his homeland and the innocence of his previous life. Rising from a humble background in literature to this prominent position, he didn’t betray the basic simplicity of his character. He was disturbed by the wrongs within the Roman Church and was too sincere to hide publicly what he admitted privately. As a result of his thinking, in his instructions to his representative in Germany, he made unprecedented admissions for a sovereign pontiff, which stood in stark contrast to the principles of that court. "We know well," he remarked, among other things, "that for many years, disgraceful things have occurred in this holy chair; it’s not surprising that the evil has spread from the head to the members, from the pope to the bishops. We have all strayed from the right path, and for a long time, none of us, not one, has done anything good." Elsewhere, he instructs his legate to declare on his behalf "that he, Adrian, should not be held responsible for what previous popes have done before him; that he himself, when he held a relatively minor position, had always condemned these excesses." It’s easy to imagine how such transparency from a pope would be received by the Roman clergy. The least serious charge against him was that of betraying the Church and handing it over to heretics. This action, extremely imprudent for a pope, would nonetheless be worthy of our respect and admiration if we believed it was genuine simplicity—that is, if Adrian had made such a declaration fearlessly, driven by his natural honesty, and would have continued to act in this way even if he understood the implications of his awkwardness. Unfortunately, there’s reason to believe he didn’t see his actions as entirely unwise, and that in his honesty, he even flattered himself that he was serving the interests of his Church through his leniency towards his opponents. He didn’t even consider that he should act this way simply as an honest man; he also thought that as pope he could justify himself. Forgetting that even the most elaborate structures can only be maintained by continuously denying the truth, he made the grave mistake of relying on safety nets that may be appropriate in natural situations, but were entirely misapplied here. This significantly alters our judgment, and although we cannot overlook the sincerity behind the act, our respect is greatly diminished when we realize that on this occasion, nature too easily superseded art, and that the heart too readily triumphed over the head.
True genius is of necessity simple, or it is not genius. Simplicity alone gives it this character, and it cannot belie in the moral order what it is in the intellectual and aesthetical order. It does not know those rules, the crutches of feebleness, those pedagogues which prop up slippery spirits; it is only guided by nature and instinct, its guardian angel; it walks with a firm, calm step across all the snares of false taste, snares in which the man without genius, if he have not the prudence to avoid them the moment he detects them, remains infallibly imbedded. It is therefore the part only of genius to issue from the known without ceasing to be at home, or to enlarge the circle of nature without overstepping it. It does indeed sometimes happen that a great genius oversteps it; but only because geniuses have their moments of frenzy, when nature, their protector, abandons them, because the force of example impels them, or because the corrupt taste of their age leads them astray.
True genius is inherently simple, or it isn't genius at all. Simplicity is what defines it, and it can't contradict its nature in moral, intellectual, or aesthetic realms. Genius doesn't rely on rules, the crutches of weakness, or the teachers that support insecure minds; it follows nature and instinct, its guiding force. It moves confidently and calmly through all the traps of bad taste, which can trap those without genius unless they have the foresight to steer clear as soon as they recognize them. It’s only genius that can venture beyond the familiar while still feeling at home, or expand the boundaries of nature without crossing them. Occasionally, a great genius may stray beyond those limits, but that happens only when they experience moments of madness, when nature, their protector, leaves them, whether due to the influence of others or the poor taste of their time that misguides them.
The most intricate problems must be solved by genius with simplicity, without pretension, with ease; the egg of Christopher Columbus is the emblem of all the discoveries of genius. It only justifies its character as genius by triumphing through simplicity over all the complications of art. It does not proceed according to known principles, but by feelings and inspiration; the sallies of genius are the inspirations of a God (all that healthy nature produces is divine); its feelings are laws for all time, for all human generations.
The most complex problems should be tackled by genius with simplicity, without arrogance, and with ease; the egg of Christopher Columbus symbolizes all the discoveries of genius. It proves its genius by overcoming all artistic complexities through simplicity. It doesn’t follow established rules, but rather relies on feelings and inspiration; the bursts of genius are the sparks of a higher power (everything healthy that nature creates is divine); its feelings are timeless laws for all human generations.
This childlike character imprinted by genius on its works is also shown by it in its private life and manners. It is modest, because nature is always so; but it is not decent, because corruption alone is decent. It is intelligent, because nature cannot lack intelligence; but it is not cunning, because art only can be cunning. It is faithful to its character and inclinations, but this is not so much because it has principles as because nature, notwithstanding all its oscillations, always returns to its equilibrium, and brings back the same wants. It is modest and even timid, because genius remains always a secret to itself; but it is not anxious, because it does not know the dangers of the road in which it walks. We know little of the private life of the greatest geniuses; but the little that we know of it—what tradition has preserved, for example, of Sophocles, of Archimedes, of Hippocrates, and in modern times of Ariosto, of Dante, of Tasso, of Raphael, of Albert Duerer, of Cervantes, of Shakespeare, of Fielding, of Sterne, etc.— confirms this assertion.
This childlike quality, shaped by genius in its works, is also reflected in its private life and behavior. It is humble, because nature tends to be that way; but it is not proper, as corruption is the only thing that can be truly proper. It is smart, because nature inherently possesses intelligence; but it is not sly, since only art can be sly. It remains true to its character and tendencies, but this is less about having principles and more about how nature, despite all its changes, always returns to a state of balance and brings back the same desires. It is humble and even shy because genius is always a mystery to itself; but it is not worried, as it is unaware of the dangers along its path. We know little about the private lives of the greatest geniuses; however, what little we do know—like what tradition has preserved about Sophocles, Archimedes, Hippocrates, and in modern times, Ariosto, Dante, Tasso, Raphael, Albrecht Dürer, Cervantes, Shakespeare, Fielding, Sterne, etc.—supports this statement.
Nay, more; though this admission seems more difficult to support, even the greatest philosophers and great commanders, if great by their genius, have simplicity in their character. Among the ancients I need only name Julius Caesar and Epaminondas; among the moderns Henry IV. in France, Gustavus Adolphus in Sweden, and the Czar Peter the Great. The Duke of Marlborough, Turenne, and Vendome all present this character. With regard to the other sex, nature proposes to it simplicity of character as the supreme perfection to which it should reach. Accordingly, the love of pleasing in women strives after nothing so much as the appearance of simplicity; a sufficient proof, if it were the only one, that the greatest power of the sex reposes in this quality. But, as the principles that prevail in the education of women are perpetually struggling with this character, it is as difficult for them in the moral order to reconcile this magnificent gift of nature with the advantages of a good education as it is difficult for men to preserve them unchanged in the intellectual order: and the woman who knows how to join a knowledge of the world to this sort of simplicity in manners is as deserving of respect as a scholar who joins to the strictness of scholastic rules the freedom and originality of thought.
No, but more; although this idea might seem harder to support, even the greatest philosophers and commanders, if truly great due to their genius, have a simplicity in their character. Among the ancients, I can only mention Julius Caesar and Epaminondas; among the moderns, Henry IV of France, Gustavus Adolphus of Sweden, and Peter the Great. The Duke of Marlborough, Turenne, and Vendome all exhibit this trait. Regarding women, nature suggests that simplicity of character is the ultimate perfection they should aspire to. Thus, the desire to please in women seeks nothing more than to appear simple; this is a strong indication, if it were the only one, that their greatest strength lies in this quality. However, since the principles that guide women's education often clash with this character, it becomes as challenging for them to balance this incredible gift of nature with the benefits of a good education as it is for men to maintain them unchanged in intellectual pursuits. A woman who can combine a worldly knowledge with this kind of simplicity in behavior deserves as much respect as a scholar who melds strict academic rules with freedom and originality of thought.
Simplicity in our mode of thinking brings with it of necessity simplicity in our mode of expression, simplicity in terms as well as movement; and it is in this that grace especially consists. Genius expresses its most sublime and its deepest thoughts with this simple grace; they are the divine oracles that issue from the lips of a child; while the scholastic spirit, always anxious to avoid error, tortures all its words, all its ideas, and makes them pass through the crucible of grammar and logic, hard and rigid, in order to keep from vagueness, and uses few words in order not to say too much, enervates and blunts thought in order not to wound the reader who is not on his guard—genius gives to its expression, with a single and happy stroke of the brush, a precise, firm, and yet perfectly free form. In the case of grammar and logic, the sign and the thing signified are always heterogenous and strangers to each other: with genius, on the contrary, the expression gushes forth spontaneously from the idea, the language and the thought are one and the same; so that even though the expression thus gives it a body the spirit appears as if disclosed in a nude state. This fashion of expression, when the sign disappears entirely in the thing signified, when the tongue, so to speak, leaves the thought it translates naked, whilst the other mode of expression cannot represent thought without veiling it at the same time: this is what is called originality and inspiration in style.
Simplicity in how we think naturally leads to simplicity in how we express ourselves, both in our words and in our actions; this is where grace truly lies. Genius conveys its most profound and lofty ideas with this simple grace; they are the divine truths that flow from a child's lips. Meanwhile, the scholastic mindset, always trying to avoid mistakes, twists every word and idea, forcing them through the strictures of grammar and logic, making them stiff and rigid to prevent ambiguity. It uses few words to avoid saying too much, dulling and weakening thought to avoid offending an unprepared reader—whereas genius gives its expression a precise, strong, and yet completely free form with a single swift stroke. In grammar and logic, the symbol and its meaning are always mismatched and separate; in contrast, with genius, expression flows effortlessly from the idea, and language and thought become one. This way of expressing ideas, where the sign completely disappears in the thing it represents, where the words leave the thought it translates bare, while other forms of expression inevitably cover it up, is what we call originality and inspiration in style.
This freedom, this natural mode by which genius expresses itself in works of intellect, is also the expression of the innocence of heart in the intercourse of life. Every one knows that in the world men have departed from simplicity, from the rigorous veracity of language, in the same proportion as they have lost the simplicity of feelings. The guilty conscience easily wounded, the imagination easily seduced, made an anxious decency necessary. Without telling what is false, people often speak differently from what they think; we are obliged to make circumlocutions to say certain things, which however, can never afflict any but a sickly self-love, and that have no danger except for a depraved imagination. The ignorance of these laws of propriety (conventional laws), coupled with a natural sincerity which despises all kinds of bias and all appearance of falsity (sincerity I mean, not coarseness, for coarseness dispenses with forms because it is hampered), gives rise in the intercourse of life to a simplicity of expression that consists in naming things by their proper name without circumlocution. This is done because we do not venture to designate them as they are, or only to do so by artificial means. The ordinary expressions of children are of this kind. They make us smile because they are in opposition to received manners; but men would always agree in the bottom of their hearts that the child is right.
This freedom, this natural way that genius expresses itself through intellectual work, is also a reflection of a pure heart in everyday life. Everyone knows that as people have moved away from simplicity and the strict truth of language, they've also lost the simplicity of their feelings. A guilty conscience is easily hurt, and an easily seduced imagination has created a need for anxious politeness. Without actually lying, people often speak differently than they think; we’re forced to use roundabout ways to express certain things, which only hurt an insecure self-esteem and pose no risk except for a twisted imagination. A lack of understanding of these social norms, combined with a natural honesty that scorns all forms of bias and any hint of falsehood (talking about honesty, not rudeness, as rudeness skips formalities due to its limitations), leads to a straightforwardness in communication where we name things by their true names without beating around the bush. This happens because we hesitate to call things what they are, or do so only through crafted language. Children often express themselves this way. Their honesty makes us smile because it contrasts with established norms, yet deep down, everyone would agree that the child is right.
It is true that simplicity of feeling cannot properly be attributed to the child any more than to the man,—that is, to a being not absolutely subject to nature, though there is still no simplicity, except on the condition that it is pure nature that acts through him. But by an effort of the imagination, which likes to poetise things, we often carry over these attributes of a rational being to beings destitute of reason. It is thus that, on seeing an animal, a landscape, a building, and nature in general, from opposition to what is arbitrary and fantastic in the conceptions of man, we often attribute to them a simple character. But that implies always that in our thought we attribute a will to these things that have none, and that we are struck to see it directed rigorously according to the laws of necessity. Discontented as we are that we have ill employed our own moral freedom, and that we no longer find moral harmony in our conduct, we are easily led to a certain disposition of mind, in which we willingly address ourselves to a being destitute of reason, as if it were a person. And we readily view it as if it had really had to struggle against the temptation of acting otherwise, and proceed to make a merit of its eternal uniformity, and to envy its peaceable constancy. We are quite disposed to consider in those moments reason, this prerogative of the human race, as a pernicious gift and as an evil; we feel so vividly all that is imperfect in our conduct that we forget to be just to our destiny and to our aptitudes.
It's true that simplicity of feeling can't really be assigned to a child any more than to an adult—that is, to a being not completely subject to nature, even though there's still no simplicity unless it’s pure nature acting through them. But through the power of imagination, which loves to romanticize things, we often project these traits of reasoned beings onto those that lack it. This is how, when observing an animal, a landscape, a building, or nature in general, we tend to attribute a simple character to them, contrasting it with the arbitrary and fantastical views of humans. However, this implies that we think we are assigning a will to these things that don’t have one, and we’re struck by how their actions are strictly governed by the laws of necessity. Discontented with how we’ve misused our own moral freedom and unable to find moral harmony in our actions, we easily slip into a mindset where we readily treat a non-thinking being as if it were a person. We often perceive it as though it had to resist the temptation to act differently and end up admiring its eternal consistency while envying its peaceful steadiness. In those moments, we are likely to view reason, this unique trait of humanity, as a harmful gift and a curse; we feel so acutely aware of our conduct’s imperfections that we forget to be fair to our fate and our abilities.
We see, then, in nature, destitute of reason, only a sister who, more fortunate than ourselves, has remained under the maternal roof, while in the intoxication of our freedom we have fled from it to throw ourselves into a stranger world. We regret this place of safety, we earnestly long to come back to it as soon as we have begun to feel the bitter side of civilization, and in the totally artificial life in which we are exiled we hear in deep emotion the voice of our mother. While we were still only children of nature we were happy, we were perfect: we have become free, and we have lost both advantages. Hence a twofold and very unequal longing for nature: the longing for happiness and the longing for the perfection that prevails there. Man, as a sensuous being, deplores sensibly the loss of the former of these goods; it is only the moral man who can be afflicted at the loss of the other.
We see, then, in nature, lacking reason, only a sister who, luckier than us, has stayed under the protective care of our mother, while we, intoxicated by our freedom, have run away to immerse ourselves in a foreign world. We miss this safe place; we genuinely yearn to return as soon as we start to feel the harsh realities of civilization, and in the completely artificial life we've been forced into, we hear our mother’s voice with deep emotion. When we were just children of nature, we were happy and whole; now that we are free, we've lost both. Thus, there's a double and very unequal longing for nature: a longing for happiness and a longing for the perfection that exists there. As physical beings, we keenly feel the loss of happiness; it's only the moral person who can mourn the loss of perfection.
Therefore, let the man with a sensible heart and a loving nature question himself closely. Is it your indolence that longs for its repose, or your wounded moral sense that longs for its harmony? Ask yourself well, when, disgusted with the artifices, offended by the abuses that you discover in social life, you feel yourself attracted towards inanimate nature, in the midst of solitude ask yourself what impels you to fly the world. Is it the privation from which you suffer, its loads, its troubles? or is it the moral anarchy, the caprice, the disorder that prevail there? Your heart ought to plunge into these troubles with joy, and to find in them the compensation in the liberty of which they are the consequence. You can, I admit, propose as your aim, in a distant future, the calm and the happiness of nature; but only that sort of happiness which is the reward of your dignity. Thus, then, let there be no more complaint about the loads of life, the inequality of conditions, or the hampering of social relations, or the uncertainty of possession, ingratitude, oppression, and persecution. You must submit to all these evils of civilization with a free resignation; it is the natural condition of good, par excellence, of the only good, and you ought to respect it under this head. In all these evils you ought only to deplore what is morally evil in them, and you must do so not with cowardly tears only. Rather watch to remain pure yourself in the midst of these impurities, free amidst this slavery, constant with yourself in the midst of these capricious changes, a faithful observer of the law amidst this anarchy. Be not frightened at the disorder that is without you, but at the disorder which is within; aspire after unity, but seek it not in uniformity; aspire after repose, but through equilibrium, and not by suspending the action of your faculties. This nature which you envy in the being destitute of reason deserves no esteem: it is not worth a wish. You have passed beyond it; it ought to remain for ever behind you. The ladder that carried you having given way under your foot, the only thing for you to do is to seize again on the moral law freely, with a free consciousness, a free will, or else to roll down, hopeless of safety, into a bottomless abyss.
So, let the person with a sensible heart and a loving nature seriously reflect on themselves. Is it your laziness that longs for rest, or your hurt sense of morality that seeks balance? When you feel turned off by the tricks and frustrated by the wrongs you see in society, ask yourself what drives you to escape into nature. In that solitude, consider whether it’s the hardships, burdens, and troubles that push you away, or the moral chaos, whims, and disorder that dominate there. Your heart should dive into these troubles with joy and find freedom as their outcome. Sure, you can aim for the peace and happiness of nature in the distant future, but only the kind of happiness that rewards your dignity. So, stop complaining about life's burdens, inequality, complicated social relationships, uncertainty of possession, ingratitude, oppression, and persecution. You must accept all these issues of civilization with a free mindset; it’s the natural state of the ultimate good, the only good, and you should respect it in that light. In all these troubles, lament only what is morally wrong within them, and do so not just with cowardly tears. Instead, make sure to stay pure amidst these impurities, free within this bondage, true to yourself despite these unpredictable changes, and a loyal observer of the law in the midst of this chaos. Don’t be frightened by the disorder outside you, but by the disorder within; seek unity, but don’t look for it in sameness; seek peace, but through balance, not by shutting down your faculties. That nature you envy in those lacking reason is not worthy of your admiration; it's not worth your desire. You've moved past it; it should remain far behind you. Now that the ladder that lifted you has crumbled beneath you, your only option is to grasp the moral law freely, with awareness and will, or risk tumbling down hopelessly into an endless abyss.
But when you have consoled yourself for having lost the happiness of nature, let its perfection be a model to your heart. If you can issue from the circle in which art keeps you enclosed and find nature again, if it shows itself to you in its greatness and in its calm, in its simple beauty, in its childlike innocence and simplicity, oh! then pause before its image, cultivate this feeling lovingly. It is worthy of you, and of what is noblest in man. Let it no more come into your mind to change with it; rather embrace it, absorb it into your being, and try to associate the infinite advantage it has over you with that infinite prerogative that is peculiar to you, and let the divine issue from this sublime union. Let nature breathe around you like a lovely idyl, where far from artifice and its wanderings you may always find yourself again, where you may go to draw fresh courage, a new confidence, to resume your course, and kindle again in your heart the flame of the ideal, so readily extinguished amidst the tempests of life.
But once you’ve come to terms with losing the happiness that nature brings, let its perfection inspire your heart. If you can break free from the confines that art places around you and reconnect with nature, if it reveals itself to you in all its greatness and calm, in its simple beauty, and childlike innocence, pause before its presence and nurture this feeling with care. It’s deserving of you and of the highest qualities in humanity. Don’t think about trying to change it; instead, embrace it and let it become part of you. Try to recognize the immense advantages it has over you while appreciating the unique gifts that belong to you, allowing something divine to emerge from this beautiful connection. Let nature surround you like a lovely idyll, where you can always rediscover yourself, where you can draw fresh courage and new confidence to continue your journey, and reignite the flame of your ideals that can so easily be snuffed out in life’s storms.
If we think of that beautiful nature which surrounded the ancient Greeks, if we remember how intimately that people, under its blessed sky, could live with that free nature; how their mode of imagining, and of feeling, and their manners, approached far nearer than ours to the simplicity of nature, how faithfully the works of their poets express this; we must necessarily remark, as a strange fact, that so few traces are met among them of that sentimental interest that we moderns ever take in the scenes of nature and in natural characters. I admit that the Greeks are superiorly exact and faithful in their descriptions of nature. They reproduce their details with care, but we see that they take no more interest in them and more heart in them than in describing a vestment, a shield, armor, a piece of furniture, or any production of the mechanical arts. In their love for the object it seems that they make no difference between what exists in itself and what owes its existence to art, to the human will. It seems that nature interests their minds and their curiosity more than moral feeling. They do not attach themselves to it with that depth of feeling, with that gentle melancholy, that characterize the moderns. Nay, more, by personifying nature in its particular phenomena, by deifying it, by representing its effects as the acts of free being, they take from it that character of calm necessity which is precisely what makes it so attractive to us. Their impatient imagination only traverses nature to pass beyond it to the drama of human life. It only takes pleasure in the spectacle of what is living and free; it requires characters, acts, the accidents of fortune and of manners; and whilst it happens with us, at least in certain moral dispositions, to curse our prerogative, this free will, which exposes us to so many combats with ourselves, to so many anxieties and errors, and to wish to exchange it for the condition of beings destitute of reason, for that fatal existence that no longer admits of any choice, but which is so calm in its uniformity;—while we do this, the Greeks, on the contrary, only have their imagination occupied in retracing human nature in the inanimate world, and in giving to the will an influence where blind necessity rules.
If we think about the beautiful nature that surrounded the ancient Greeks, and remember how close they lived to that free nature under their blessed sky; how their way of imagining, feeling, and their manners were much simpler and more in tune with nature than ours, and how faithfully their poets captured this; we can't help but notice a strange fact: there are very few signs among them of the sentimental interest that we moderns often have in the natural world and its characters. I admit that the Greeks are incredibly precise and faithful in their descriptions of nature. They carefully reproduce details, but it’s clear that they show no more interest in them than in describing a garment, a shield, armor, or any creation of the mechanical arts. They seem to treat what exists on its own and what is created by art and human will equally. Nature appears to intrigue their minds and curiosity more than moral feelings do. They don’t connect with it in that deep, gentle melancholy that characterizes modern people. In fact, by personifying nature in its specific phenomena, by deifying it, and treating its effects as the actions of free beings, they strip it of the calm necessity that makes it so appealing to us. Their eager imagination merely moves through nature to get to the drama of human life. It seeks the excitement of the living and the free; it craves characters, actions, and the surprises of fortune and manners. While we sometimes curse our freedom—the free will that leads us to so many inner battles, anxieties, and mistakes, and wish to exchange it for the state of beings without reason, which offers a serene and uniform existence—on the other hand, the Greeks focus their imagination on reflecting human nature in the inanimate world and attributing influence to will where blind necessity prevails.
Whence can arise this difference between the spirit of the ancients and the modern spirit? How comes it that, being, for all that relates to nature, incomparably below the ancients, we are superior to them precisely on this point, that we render a more complete homage to nature; that we have a closer attachment to it; and that we are capable of embracing even the inanimate world with the most ardent sensibility. It is because nature, in our time, is no longer in man, and that we no longer encounter it in its primitive truth, except out of humanity, in the inanimate world. It is not because we are more conformable to nature—quite the contrary; it is because in our social relations, in our mode of existence, in our manners, we are in opposition with nature. This is what leads us, when the instinct of truth and of simplicity is awakened—this instinct which, like the moral aptitude from which it proceeds, lives incorruptible and indelible in every human heart—to procure for it in the physical world the satisfaction which there is no hope of finding in the moral order. This is the reason why the feeling that attaches us to nature is connected so closely with that which makes us regret our infancy, forever flown, and our primitive innocence. Our childhood is all that remains of nature in humanity, such as civilization has made it, of untouched, unmutilated nature. It is, therefore, not wonderful, when we meet out of us the impress of nature, that we are always brought back to the idea of our childhood.
Where does this difference between the spirit of the ancients and the modern spirit come from? How is it that, even though we are far behind the ancients in everything related to nature, we excel in the sense that we pay a more complete tribute to nature; that we feel a deeper connection to it; and that we are able to embrace even the inanimate world with intense sensitivity? It’s because nature, in our time, is no longer found within humanity, and we now encounter it in its raw truth only outside of ourselves, in the inanimate world. It’s not that we are more aligned with nature—quite the opposite; rather, in our social interactions, our way of life, and our behaviors, we stand in opposition to nature. This leads us, when our instinct for truth and simplicity is stirred—an instinct that, like the moral sense from which it springs, remains pure and unchangeable in every human heart—to seek in the physical world the contentment that we can’t find in the moral realm. This is why the bond we have with nature is so closely tied to the feelings of nostalgia for our lost childhood and our original innocence. Our childhood is all that remains of nature within humanity, as civilization has shaped it, a nature that is untouched and unspoiled. Therefore, it’s no surprise that when we encounter nature outside of ourselves, we are always reminded of our childhood.
It was quite different with the Greeks in antiquity. Civilization with them did not degenerate, nor was it carried to such an excess that it was necessary to break with nature. The entire structure of their social life reposed on feelings, and not on a factitious conception, on a work of art. Their very theology was the inspiration of a simple spirit, the fruit of a joyous imagination, and not, like the ecclesiastical dogmas of modern nations, subtle combinations of the understanding. Since, therefore, the Greeks had not lost sight of nature in humanity, they had no reason, when meeting it out of man, to be surprised at their discovery, and they would not feel very imperiously the need of objects in which nature could be retraced. In accord with themselves, happy in feeling themselves men, they would of necessity keep to humanity as to what was greatest to them, and they must needs try to make all the rest approach it; while we, who are not in accord with ourselves—we who are discontented with the experience we have made of our humanity—have no more pressing interest than to fly out of it and to remove from our sight a so ill-fashioned form. The feeling of which we are treating here is, therefore, not that which was known by the ancients; it approaches far more nearly that which we ourselves experience for the ancients. The ancients felt naturally; we, on our part, feel what is natural. It was certainly a very different inspiration that filled the soul of Homer, when he depicted his divine cowherd [Dios uphorbos, "Odyssey," xiv. 413, etc.] giving hospitality to Ulysses, from that which agitated the soul of the young Werther at the moment when he read the "Odyssey" [Werther, May 26, June 21, August 28, May 9, etc.] on issuing from an assembly in which he had only found tedium. The feeling we experience for nature resembles that of a sick man for health.
It was quite different with the Greeks in ancient times. Their civilization didn’t degenerate, nor did it become so excessive that it needed to break away from nature. The whole structure of their social life was based on feelings, not on a fabricated idea, or on an artwork. Their theology was inspired by a simple spirit, the result of a joyful imagination, instead of the subtle combinations of understanding found in the religious doctrines of modern nations. Since the Greeks didn’t lose sight of nature within humanity, they had no reason to be amazed by their discoveries when encountering nature outside of man, nor did they feel an urgent need for objects in which nature could be reflected. In alignment with themselves and happy to feel human, they naturally valued humanity as what was most important to them and sought to make everything else reflect it; while we, who are disconnected from ourselves—who are dissatisfied with our experiences of humanity—are only interested in escaping it and distancing ourselves from such a poorly formed existence. The feeling we are discussing here is, therefore, not what the ancients knew; it’s much closer to what we feel towards the ancients. The ancients felt naturally; we, on our part, feel what is natural. The inspiration that moved Homer when he depicted his divine cowherd [Dios uphorbos, "Odyssey," xiv. 413, etc.] welcoming Ulysses was very different from what stirred the soul of young Werther as he read the "Odyssey" [Werther, May 26, June 21, August 28, May 9, etc.] after leaving a gathering where he found only boredom. The feelings we have for nature are similar to those of a sick person longing for health.
As soon as nature gradually vanishes from human life—that is, in proportion as it ceases to be experienced as a subject (active and passive)—we see it dawn and increase in the poetical world in the guise of an idea and as an object. The people who have carried farthest the want of nature, and at the same time the reflections on that matter, must needs have been the people who at the same time were most struck with this phenomenon of the simple, and gave it a name. If I am not mistaken, this people was the French. But the feeling of the simple, and the interest we take in it, must naturally go much farther back, and it dates from the time when the moral sense and the aesthetical sense began to be corrupt. This modification in the manner of feeling is exceedingly striking in Euripides, for example, if compared with his predecessors, especially Aeschylus; and yet Euripides was the favorite poet of his time. The same revolution is perceptible in the ancient historians. Horace, the poet of a cultivated and corrupt epoch, praises, under the shady groves of Tibur, the calm and happiness of the country, and he might be termed the true founder of this sentimental poetry, of which he has remained the unsurpassed model. In Propertius, Virgil, and others, we find also traces of this mode of feeling; less of it is found in Ovid, who would have required for that more abundance of heart, and who in his exile at Tomes sorrowfully regrets the happiness that Horace so readily dispensed with in his villa at Tibur.
As soon as nature slowly disappears from human life—that is, as it stops being experienced both actively and passively—we see it emerge and grow in the poetic realm as an idea and an object. The people who have most deeply felt this lack of nature, and have also reflected on it, must be those who were most affected by this phenomenon of simplicity and gave it a name. If I’m not mistaken, that people were the French. However, the feeling for simplicity and our interest in it must naturally go back much further, dating from the time when moral and aesthetic senses began to decline. This shift in feeling is very noticeable in Euripides, for instance, when compared to his predecessors, especially Aeschylus; yet Euripides was the most popular poet of his time. The same change is noticeable in ancient historians. Horace, the poet of a refined and corrupt age, praises the peace and happiness of the countryside under the shady groves of Tibur, and he could be considered the true founder of this sentimental poetry, remaining the unrivaled model for it. In Propertius, Virgil, and others, we also see signs of this feeling; it is less evident in Ovid, who would need more emotional depth for that, and who, in his exile at Tomes, sadly longs for the happiness that Horace so easily let go of in his villa at Tibur.
It is in the fundamental idea of poetry that the poet is everywhere the guardian of nature. When he can no longer entirely fill this part, and has already in himself suffered the deleterious influence of arbitrary and factitious forms, or has had to struggle against this influence, he presents himself as the witness of nature and as its avenger. The poet will, therefore, be the expression of nature itself, or his part will be to seek it, if men have lost sight of it. Hence arise two kinds of poetry, which embrace and exhaust the entire field of poetry. All poets —I mean those who are really so—will belong, according to the time when they flourish, according to the accidental circumstances that have influenced their education generally, and the different dispositions of mind through which they pass, will belong, I say, to the order of the sentimental poetry or to simple poetry.
The core idea of poetry is that the poet is always the protector of nature. When a poet can no longer fully embody this role, having already experienced the harmful effects of arbitrary and artificial forms, or has had to fight against these influences, they become a witness to nature and its defender. Therefore, the poet’s role is to express nature itself, or to seek it out if people have lost touch with it. This leads to two kinds of poetry that encompass the whole realm of poetic expression. All poets —those who are truly poets— will, depending on the time they live in, the various circumstances that have shaped their education, and the different states of mind they experience, fall into the category of sentimental poetry or simple poetry.
The poet of a young world, simple and inspired, as also the poet who at an epoch of artificial civilization approaches nearest to the primitive bards, is austere and prudish, like the virginal Diana in her forests. Wholly unconfiding, he hides himself from the heart that seeks him, from the desire that wishes to embrace him. It is not rare for the dry truth with which he treats his subject to resemble insensibility. The whole object possesses him, and to reach his heart it does not suffice, as with metals of little value, to stir up the surface; as with pure gold, you must go down to the lowest depths. Like the Deity behind this universe, the simple poet hides himself behind his work; he is himself his work, and his work is himself. A man must be no longer worthy of the work, nor understand it, or be tired of it, to be even anxious to learn who is its author.
The poet of a youthful world, both straightforward and inspired, as well as the poet who, in a time of artificial civilization, comes closest to the primitive bards, is strict and reserved, like the virgin Diana in her woods. Completely guarded, he keeps himself hidden from the heart that searches for him, from the longing that wishes to hold him. It's not uncommon for the stark truth with which he engages in his subject to seem like indifference. The entire subject consumes him, and to reach his heart, it isn't enough, like with less valuable metals, to just scratch the surface; with pure gold, you need to dig deep. Like the deity behind this universe, the simple poet conceals himself behind his work; he is his work, and his work is him. A person must no longer be worthy of the work, nor understand it, or be tired of it, to even care to know who its author is.
Such appears to us, for instance, Homer in antiquity, and Shakespeare among moderns: two natures infinitely different and separated in time by an abyss, but perfectly identical as to this trait of character. When, at a very youthful age, I became first acquainted with Shakespeare, I was displeased with his coldness, with his insensibility, which allows him to jest even in the most pathetic moments, to disturb the impression of the most harrowing scenes in "Hamlet," in "King Lear," and in "Macbeth," etc., by mixing with them the buffooneries of a madman. I was revolted by his insensibility, which allowed him to pause sometimes at places where my sensibility would bid me hasten and bear me along, and which sometimes carried him away with indifference when my heart would be so happy to pause. Though I was accustomed, by the practice of modern poets, to seek at once the poet in his works, to meet his heart, to reflect with him in his theme—in a word, to see the object in the subject—I could not bear that the poet could in Shakespeare never be seized, that he would never give me an account of himself. For some years Shakespeare had been the object of my study and of all my respect before I had learned to love his personality. I was not yet able to comprehend nature at first hand. All that my eyes could bear was its image only, reflected by the understanding and arranged by rules: and on this score the sentimental poetry of the French, or that of the Germans of 1750 to 1780, was what suited me best. For the rest, I do not blush at this childish judgment: adult critics pronounced in that day in the same way, and carried their simplicity so far as to publish their decisions to the world.
Homer in ancient times and Shakespeare in modern times seem to us like two completely different people, separated by a vast distance in time but sharing a fundamental trait in their character. When I first encountered Shakespeare at a young age, I was put off by his emotional coldness, his insensitivity that allowed him to joke even in the most tragic moments. He disrupted the impact of the most intense scenes in "Hamlet," "King Lear," and "Macbeth" by mixing in the foolishness of a madman. I found his insensitivity revolting, as he would linger in places where I felt compelled to rush through, and yet he would become indifferent when my heart wished to savor those moments. While I was used to modern poets, who invited readers to connect with their feelings through their themes—essentially seeing the subject in the object—I couldn’t stand that the true poet in Shakespeare seemed unreachable, and that he never revealed anything about himself to me. For years, Shakespeare had been the focus of my study and admiration before I came to appreciate his personality. At that time, I couldn’t grasp nature directly; I could only handle its image as filtered through reason and organized by rules. Because of this, the sentimental poetry of the French or that of the Germans from 1750 to 1780 was what resonated with me most. I don't feel ashamed of this naive judgment; even mature critics of that time expressed similar views and were often simplistic enough to share their opinions with the world.
The same thing happened to me in the case of Homer, with whom I made acquaintance at a later date. I remember now that remarkable passage of the sixth book of the "Iliad," where Glaucus and Diomed meet each other in the strife, and then, recognizing each other as host and guest, exchange presents. With this touching picture of the piety with which the laws of hospitality were observed even in war, may be compared a picture of chivalrous generosity in Ariosto. The knights, rivals in love, Ferragus and Rinaldo—the former a Saracen, the latter a Christian —after having fought to extremity, all covered with wounds, make peace together, and mount the same horse to go and seek the fugitive Angelica. These two examples, however different in other respects, are very similar with regard to the impression produced on our heart: both represent the noble victory of moral feeling over passion, and touch us by the simplicity of feeling displayed in them. But what a difference in the way in which the two poets go to work to describe two such analogous scenes! Ariosto, who belongs to an advanced epoch, to a world where simplicity of manners no longer existed, in relating this trait, cannot conceal the astonishment, the admiration, he feels at it. He measures the distance from those manners to the manners of his own age, and this feeling of astonishment is too strong for him. He abandons suddenly the painting of the object, and comes himself on the scene in person. This beautiful stanza is well known, and has been always specially admired at all times:—
The same thing happened to me with Homer, whom I got to know later on. I now remember that striking passage from the sixth book of the "Iliad," where Glaucus and Diomed meet in battle, and then, recognizing each other as host and guest, exchange gifts. This touching image of the respect for the laws of hospitality, even in war, can be compared to a scene of chivalrous generosity in Ariosto. The knights, rivals in love, Ferragus and Rinaldo—the former a Saracen, the latter a Christian—after fighting fiercely, covered in wounds, make peace and ride the same horse to find the fleeing Angelica. Although these two examples differ in many ways, they are quite similar in how they affect our hearts: both showcase the noble triumph of moral feelings over passion and touch us with their simplicity. However, there’s a big difference in how the two poets approach describing such similar scenes! Ariosto, who belongs to a later time, in a world where simplicity of manners is gone, can’t hide his astonishment and admiration for it when relating this moment. He measures the gap between those manners and his own time, and this sense of amazement is too strong for him to contain. He abruptly leaves the imagery and steps onto the scene himself. This beautiful stanza is well known and has always been especially admired:—
"Oh nobleness, oh generosity of the ancient manners of chivalry! These were rivals, separated by their faith, suffering bitter pain throughout their frames in consequence of a desperate combat; and, without any suspicion, behold them riding in company along dark and winding paths. Stimulated by four spurs, the horse hastens his pace till they arrive at the place where the road divides." ["Orlando Furioso," canto i., stanza 32.]
"Oh nobility, oh generosity of the old ways of chivalry! These were rivals, divided by their beliefs, enduring deep pain throughout their bodies due to a fierce battle; and, without any suspicion, here they are riding together along dark and twisting paths. Encouraged by four spurs, the horse quickens its pace until they reach the point where the road splits." ["Orlando Furioso," canto i., stanza 32.]
Now let us turn to old Homer. Scarcely has Diomed learned by the story of Glaucus, his adversary, that the latter has been, from the time of their fathers, the host and friend of his family, when he drives his lance into the ground, converses familiarly with him, and both agree henceforth to avoid each other in the strife. But let us hear Homer himself:—
Now let's look at old Homer. As soon as Diomed learns from the story of Glaucus, his opponent, that Glaucus has been a friend and ally of his family since their fathers' time, he plants his lance in the ground, speaks to him casually, and they both agree to steer clear of each other in the battle. But let's hear from Homer himself:—
"'Thus, then, I am for thee a faithful host in Argos, and thou to me in Lycia, when I shall visit that country. We shall, therefore, avoid our lances meeting in the strife. Are there not for me other Trojans or brave allies to kill when a god shall offer them to me and my steps shall reach them? And for thee, Glaucus, are there not enough Achaeans, that thou mayest immolate whom thou wishest? But let us exchange our arms, in order that others may also see that we boast of having been hosts and guests at the time of our fathers.' Thus they spoke, and, rushing from their chariots, they seized each other's hands, and swore friendship the one to the other." [Pope's "Iliad," vi. 264-287.]
"'So, I’ll be a loyal host to you in Argos, and you’ll be the same for me in Lycia when I visit that land. Because of this, we’ll keep our lances from clashing in battle. Aren’t there plenty of other Trojans or brave allies for me to fight when a god puts them in my path? And for you, Glaucus, aren’t there enough Achaeans for you to take down as you like? But let’s exchange our armor so that others can see we have been hosts to each other, just like our fathers were.' They said this, and then, jumping down from their chariots, they took each other’s hands and swore friendship." [Pope's "Iliad," vi. 264-287.]
It would have been difficult for a modern poet (at least to one who would be modern in the moral sense of the term) even to wait as long as this before expressing his joy in the presence of such an action. We should pardon this in him the more easily, because we also, in reading it, feel that our heart makes a pause here, and readily turns aside from the object to bring back its thoughts on itself. But there is not the least trace of this in Homer. As if he had been relating something that is seen everyday—nay, more, as if he had no heart beating in his breast—he continues, with his dry truthfulness:—
It would be hard for a modern poet (at least one who is modern in a moral sense) to wait this long before expressing their joy about such an action. We would easily forgive this in them because, while reading it, we also feel our hearts pause and naturally shift focus back to our own thoughts. But there's no sign of this in Homer. As if he were describing something seen every day—no, more like he has no feelings at all—he keeps going with his dry honesty:—
"Then the son of Saturn blinded Glaucus, who, exchanging his armor with Diomed, gave him golden arms of the value of one hecatomb, for brass arms only worth nine beeves." ["Iliad," vi. 234-236.]
"Then the son of Saturn blinded Glaucus, who, swapping his armor with Diomed, gave him golden arms worth as much as one hecatomb, for brass arms that were only worth nine cattle." ["Iliad," vi. 234-236.]
The poets of this order,—the genuinely simple poets, are scarcely any longer in their place in this artificial age. Accordingly they are scarcely possible in it, or at least they are only possible on the condition of traversing their age, like scared persons, at a running pace, and of being preserved by a happy star from the influence of their age, which would mutilate their genius. Never, for ay and forever, will society produce these poets; but out of society they still appear sometimes at intervals, rather, I admit, as strangers, who excite wonder, or as ill-trained children of nature, who give offence. These apparitions, so very comforting for the artist who studies them, and for the real connoisseur, who knows how to appreciate them, are, as a general conclusion, in the age when they are begotten, to a very small degree preposterous. The seal of empire is stamped on their brow, and we,—we ask the Muses to cradle us, to carry us in their arms. The critics, as regular constables of art, detest these poets as disturbers of rules or of limits. Homer himself may have been only indebted to the testimony of ten centuries for the reward these aristarchs are kindly willing to concede him. Moreover, they find it a hard matter to maintain their rules against his example, or his authority against their rules.
The poets of this group—the truly simple poets—almost have no place anymore in this artificial age. So, they are hardly viable in it, or at least only if they can navigate through their time like frightened individuals, at a fast pace, and be protected by a fortunate star from the influences of their era, which would distort their talent. Never, ever, will society produce these poets again; but they do sometimes emerge from outside society, often as outsiders who inspire curiosity, or as poorly raised children of nature who may cause offense. These fleeting appearances, which are very encouraging for the artist who studies them and for the true connoisseur who knows how to appreciate them, are, as a general conclusion, somewhat absurd in the age in which they arise. The mark of greatness is evident on their foreheads, and we— we ask the Muses to cradle us, to hold us in their arms. The critics, acting as the enforcers of art, despise these poets for disturbing the norms or boundaries. Homer himself might have only gained acknowledgment from the proof of ten centuries for the recognition these critics are kindly willing to grant him. Furthermore, they find it difficult to uphold their standards against his example, or his authority against their standards.
SENTIMENTAL POETRY.
I have previously remarked that the poet is nature, or he seeks nature. In the former case, he is a simple poet, in the second case, a sentimental poet.
I’ve mentioned before that the poet is nature, or they seek nature. In the first case, they are a straightforward poet; in the second case, they are a sentimental poet.
The poetic spirit is immortal, nor can it disappear from humanity; it can only disappear with humanity itself, or with the aptitude to be a man, a human being. And actually, though man by the freedom of his imagination and of his understanding departs from simplicity, from truth, from the necessity of nature, not only a road always remains open to him to return to it, but, moreover, a powerful and indestructible instinct, the moral instinct, brings him incessantly back to nature; and it is precisely the poetical faculty that is united to this instinct by the ties of the closest relationship. Thus man does not lose the poetic faculty directly he parts with the simplicity of nature; only this faculty acts out of him in another direction.
The poetic spirit is eternal; it can't vanish from humanity unless humanity itself does, or if we lose the ability to be human. Even though people can stray from simplicity, truth, and the necessities of nature through their imagination and understanding, there’s always a path for them to return. Additionally, a strong and unbreakable instinct—our moral instinct—constantly pulls us back to nature. The poetic faculty is closely connected to this instinct. So, when a person moves away from the simplicity of nature, they don't lose their poetic ability; it just expresses itself differently.
Even at present nature is the only flame that kindles and warms the poetic soul. From nature alone it obtains all its force; to nature alone it speaks in the artificial culture-seeking man. Any other form of displaying its activity is remote from the poetic spirit. Accordingly it may be remarked that it is incorrect to apply the expression poetic to any of the so-styled productions of wit, though the high credit given to French literature has led people for a long period to class them in that category. I repeat that at present, even in the existing phase of culture, it is still nature that powerfully stirs up the poetic spirit, only its present relation to nature is of a different order from formerly.
Even today, nature is the only source that ignites and nourishes the poetic soul. It draws all its strength from nature; it speaks only to the artificially cultured human. Any other way of expressing its creativity is distant from the poetic spirit. Therefore, it's important to note that it's inaccurate to label any of the so-called clever works as poetic, even though the high regard for French literature has led many to categorize them that way for a long time. I emphasize that even now, in our current cultural phase, it is still nature that deeply inspires the poetic spirit, though its relationship with nature today is different from what it used to be.
As long as man dwells in a state of pure nature (I mean pure and not coarse nature), all his being acts at once like a simple sensuous unity, like a harmonious whole. The senses and reason, the receptive faculty and the spontaneously active faculty, have not been as yet separated in their respective functions: a fortiori they are not yet in contradiction with each other. Then the feelings of man are not the formless play of chance; nor are his thoughts an empty play of the imagination, without any value. His feelings proceed from the law of necessity; his thoughts from reality. But when man enters the state of civilization, and art has fashioned him, this sensuous harmony which was in him disappears, and henceforth he can only manifest himself as a moral unity, that is, as aspiring to unity. The harmony that existed as a fact in the former state, the harmony of feeling and thought, only exists now in an ideal state. It is no longer in him, but out of him; it is a conception of thought which he must begin by realizing in himself; it is no longer a fact, a reality of his life. Well, now let us take the idea of poetry, which is nothing else than expressing humanity as completely as possible, and let us apply this idea to these two states. We shall be brought to infer that, on the one hand, in the state of natural simplicity, when all the faculties of man are exerted together, his being still manifests itself in a harmonious unity, where, consequently, the totality of his nature expresses itself in reality itself, the part of the poet is necessarily to imitate the real as completely as is possible. In the state of civilization, on the contrary, when this harmonious competition of the whole of human nature is no longer anything but an idea, the part of the poet is necessarily to raise reality to the ideal, or, what amounts to the same thing, to represent the ideal. And, actually, these are the only two ways in which, in general, the poetic genius can manifest itself. Their great difference is quite evident, but though there be great opposition between them, a higher idea exists that embraces both, and there is no cause to be astonished if this idea coincides with the very idea of humanity.
As long as humans live in a state of pure nature (meaning pure and not rough nature), their being acts as a simple, sensory unity, like a harmonious whole. The senses and reasoning, the receptive and the spontaneously active faculties, haven't yet been separated in their functions; therefore, they are not in conflict with each other. In this state, human feelings are not just random impulses, and thoughts are not mere flights of fancy without any real value. Feelings arise from necessity, and thoughts stem from reality. However, when humans enter civilization and are shaped by art, the sensory harmony that once existed fades away, and they can only express themselves as a moral unity, aspiring toward that unity. The harmony that used to exist between feelings and thoughts now exists only as an ideal notion. It is no longer within them but outside of them; it is an idea they must strive to realize in themselves, rather than a living reality. Now, let's consider poetry, which is essentially about expressing humanity in its fullest form, and apply this to the two states. We'll find that, on one hand, in the state of natural simplicity, when all human faculties are actively engaged, their being still shows a harmonious unity, meaning that the entirety of their nature expresses itself in reality; hence, the poet's role is to imitate reality as perfectly as possible. On the other hand, in civilization, where the harmonious integration of human nature has become just an idea, the poet's role is to elevate reality to the ideal, or represent the ideal itself. These are the two main ways the poetic genius can express itself. Their differences are clear, but despite the significant opposition between them, a higher concept unites both, and it's no surprise that this concept aligns with the very essence of humanity.
This is not the place to pursue this thought any further, as it would require a separate discussion to place it in its full light. But if we only compare the modern and ancient poets together, not according to the accidental forms which they may have employed, but according to their spirit, we shall be easily convinced of the truth of this thought. The thing that touches us in the ancient poets is nature; it is the truth of sense, it is a present and a living reality modern poets touch us through the medium of ideas.
This isn't the right place to dive deeper into this idea, as it would need a separate discussion to fully explain it. However, if we compare modern and ancient poets—not by the random styles they might use, but by their essence—we'll easily see the truth in this idea. What resonates with us about ancient poets is nature; it represents immediate and vibrant reality, while modern poets connect with us through ideas.
The path followed by modern poets is moreover that necessarily followed by man generally, individuals as well as the species. Nature reconciles man with himself; art divides and disunites him; the ideal brings him back to unity. Now, the ideal being an infinite that he never succeeds in reaching, it follows that civilized man can never become perfect in his kind, while the man of nature can become so in his. Accordingly in relation to perfection one would be infinitely below the other, if we only considered the relation in which they are both to their own kind and to their maximum. If, on the other hand, it is the kinds that are compared together, it is ascertained that the end to which man tends by civilization is infinitely superior to that which he reaches through nature. Thus one has his reward, because having for object a finite magnitude, he completely reaches this object; the merit of the other is to approach an object that is of infinite magnitude. Now, as there are only degrees, and as there is only progress in the second of these evolutions, it follows that the relative merit of the man engaged in the ways of civilization is never determinable in general, though this man, taking the individuals separately, is necessarily at a disadvantage, compared with the man in whom nature acts in all its perfection. But we know also that humanity cannot reach its final end except by progress, and that the man of nature cannot make progress save through culture, and consequently by passing himself through the way of civilization. Accordingly there is no occasion to ask with which of the two the advantage must remain, considering this last end.
The path that modern poets take is also the one that everyone follows—both individuals and humanity as a whole. Nature helps people connect with themselves, while art creates divisions and separations; the ideal brings them back to wholeness. However, since the ideal is something infinite that people can never truly achieve, it means that civilized people can never be perfect in their own way, while natural people can achieve perfection in theirs. So, in terms of perfection, one will always be far below the other when considering how they relate to their own type and their maximum potential. On the flip side, when we compare the types themselves, we see that the goal humanity aims for through civilization is vastly superior to what it achieves through nature. Therefore, one gets their reward by aiming for something finite and fully reaching that goal, while the merit of the other lies in striving for something infinite. Given that there are only degrees of achievement and only progress involved in the second type of development, it follows that the relative worth of someone pursuing civilization can never be fully determined in general. However, this person, if we look at individuals separately, will always be at a disadvantage compared to someone where nature operates at its fullest. Yet, we also know that humanity cannot reach its ultimate goal without making progress, and the person of nature can only progress through culture, which means they must go through civilization. Thus, there’s no need to question which of the two holds the advantage when considering this ultimate goal.
All that we say here of the different forms of humanity may be applied equally to the two orders of poets who correspond to them.
All that we say here about the different forms of humanity can also be applied equally to the two types of poets that represent them.
Accordingly it would have been desirable not to compare at all the ancient and the modern poets, the simple and the sentimental poets, or only to compare them by referring them to a higher idea (since there is really only one) which embraces both. For, sooth to say, if we begin by forming a specific idea of poetry, merely from the ancient poets, nothing is easier, but also nothing is more vulgar, than to depreciate the moderns by this comparison. If persons wish to confine the name of poetry to that which has in all times produced the same impression in simple nature, this places them in the necessity of contesting the title of poet in the moderns precisely in that which constitutes their highest beauties, their greatest originality and sublimity; for precisely in the points where they excel the most, it is the child of civilization whom they address, and they have nothing to say to the simple child of nature.
It would have been better not to compare ancient and modern poets, or simple and sentimental poets at all, or only to compare them in relation to a higher concept (since there's really just one) that includes both. Honestly, if we start defining poetry specifically based on ancient poets, it’s easy but also quite superficial to look down on modern poets through that lens. If people want to limit the definition of poetry to what has always evoked the same reaction in simple nature, they then must deny the title of poet to moderns where their greatest strengths lie—their originality and depth; because in the areas where they shine the most, they speak to the child of civilization and have little to say to the simple child of nature.
To the man who is not disposed beforehand to issue from reality in order to enter the field of the ideal, the richest and most substantial poetry is an empty appearance, and the sublimest flights of poetic inspiration are an exaggeration. Never will a reasonable man think of placing alongside Homer, in his grandest episodes, any of our modern poets; and it has a discordant and ridiculous effect to hear Milton or Klopstock honored with the name of a "new Homer." But take in modern poets what characterizes them, what makes their special merit, and try to compare any ancient poet with them in this point, they will not be able to support the comparison any better, and Homer less than any other. I should express it thus: the power of the ancients consists in compressing objects into the finite, and the moderns excel in the art of the infinite.
For a man who isn’t inclined to step outside of reality to explore the realm of the ideal, the richest and most substantial poetry seems like an empty facade, and the highest peaks of poetic inspiration come off as overblown. A sensible person would never think to put any of our modern poets next to Homer in his grandest moments; it feels discordant and silly to hear Milton or Klopstock referred to as a "new Homer." However, if you look at what defines modern poets and what gives them their unique value, trying to compare them with any ancient poet on that basis shows that they won’t hold up any better, and Homer the least of all. I would put it this way: the strength of the ancients lies in their ability to condense things into the finite, while the moderns shine in embracing the infinite.
What we have said here may be extended to the fine arts in general, except certain restrictions that are self-evident. If, then, the strength of the artists of antiquity consists in determining and limiting objects, we must no longer wonder that in the field of the plastic arts the ancients remain so far superior to the moderns, nor especially that poetry and the plastic arts with the moderns, compared respectively with what they were among the ancients, do not offer the same relative value. This is because an object that addresses itself to the eyes is only perfect in proportion as the object is clearly limited in it; whilst a work that is addressed to the imagination can also reach the perfection which is proper to it by means of the ideal and the infinite. This is why the superiority of the moderns in what relates to ideas is not of great aid to them in the plastic arts, where it is necessary for them to determine in space, with the greatest precision, the image which their imagination has conceived, and where they must therefore measure themselves with the ancient artist just on a point where his superiority cannot be contested. In the matter of poetry it is another affair, and if the advantage is still with the ancients on that ground, as respects the simplicity of forms—all that can be represented by sensuous features, all that is something bodily—yet, on the other hand, the moderns have the advantage over the ancients as regards fundamental wealth, and all that can neither be represented nor translated by sensuous signs, in short, for all that is called mind and idea in the works of art.
What we've said here can also apply to the fine arts in general, with a few obvious exceptions. So, if the strength of ancient artists lies in their ability to define and limit their subjects, it's no surprise that in the realm of visual arts, the ancients are still far superior to modern artists. It's also clear that modern poetry and visual arts do not hold the same relative value compared to what they were in ancient times. This is because something that appeals to the eyes is only perfect to the extent that it is distinctly defined; whereas a piece aimed at the imagination can achieve its own kind of perfection through the ideal and the infinite. That's why the moderns' advantage in ideas doesn't significantly benefit them in the visual arts, where they need to precisely define the image created in their imagination, a skill where they must compete with ancient artists on a ground where their superiority can't be disputed. In poetry, it's a different story. While the ancients still have the edge in terms of simplicity of forms—everything that can be represented through sensory features, anything physical—modern artists excel over the ancients regarding fundamental richness and everything that can't be expressed or represented through sensory signs, in short, regarding everything that relates to mind and ideas in their artworks.
From the moment that the simple poet is content to follow simple nature and feeling, that he is contented with the imitation of the real world, he can only be placed, with regard to his subject, in a single relation. And in this respect he has no choice as to the manner of treating it. If simple poetry produces different impressions—I do not, of course, speak of the impressions that are connected with the nature of the subject, but only of those that are dependent on poetic execution—the whole difference is in the degree; there is only one way of feeling, which varies from more to less; even the diversity of external forms changes nothing in the quality of aesthetic impressions. Whether the form be lyric or epic, dramatic or descriptive, we can receive an impression either stronger or weaker, but if we remove what is connected with the nature of the subject, we shall always be affected in the same way. The feeling we experience is absolutely identical; it proceeds entirely from one single and the same element to such a degree that we are unable to make any distinction. The very difference of tongues and that of times does not here occasion any diversity, for their strict unity of origin and of effect is precisely a characteristic of simple poetry.
From the moment the straightforward poet chooses to embrace simple nature and feeling, and is satisfied with mimicking the real world, he can only relate to his subject in one specific way. In this regard, he has no choice in how to approach it. If simple poetry evokes different impressions—I’m not talking about the impressions related to the subject’s nature, but only those dependent on poetic execution—the entire difference lies in the degree; there’s only one way of feeling, which ranges from more to less intense; even the variety of external forms doesn’t change the quality of aesthetic impressions. Whether the form is lyrical, epic, dramatic, or descriptive, we can feel an impression either more intensely or less intensely, but if we disregard what’s tied to the subject’s nature, we will always be impacted in the same way. The feeling we experience is completely identical; it comes from a single, consistent element to such an extent that we can’t make any distinction. The differences between languages and eras don’t create any diversity here, as their strict unity of origin and effect is precisely what characterizes simple poetry.
It is quite different with sentimental poetry. The sentimental poet reflects on the impression produced on him by objects; and it is only on this reflection that his poetic force is based. It follows that the sentimental poet is always concerned with two opposite forces, has two modes of representing objects to himself, and of feeling them; these are, the real or limited, and the ideal or infinite; and the mixed feeling that he will awaken will always testify to this duality of origin. Sentimental poetry thus admitting more than one principle, it remains to know which of the two will be predominant in the poet, both in his fashion of feeling and in that of representing the object; and consequently a difference in the mode of treating it is possible. Here, then, a new subject is presented: shall the poet attach himself to the real or the ideal? to the real as an object of aversion and of disgust, or to the ideal as an object of inclination? The poet will therefore be able to treat the same subject either in its satirical aspect or in its elegiac aspect,—taking these words in a larger sense, which will be explained in the sequel: every sentimental poet will of necessity become attached to one or the other of these two modes of feeling.
Sentimental poetry is quite different. The sentimental poet reflects on the impact that objects have on him, and this reflection is the foundation of his poetic power. This means the sentimental poet is always navigating two opposing forces and has two ways of perceiving and experiencing objects: the real or limited, and the ideal or infinite. The mixed emotions he stirs will always reveal this duality. Since sentimental poetry incorporates more than one principle, it’s important to determine which of the two will be more dominant in the poet’s feelings and in how he represents the object, leading to different ways of approaching the subject. The question then arises: will the poet connect more with the real or the ideal? Will he view the real with aversion and disgust, or the ideal with attraction? Consequently, the poet can address the same subject either from a satirical perspective or an elegiac one—using these terms in a broader sense, which will be explained later: every sentimental poet will inevitably lean toward one of these two emotional approaches.
SATIRICAL POETRY.
The poet is a satirist when he takes as subject the distance at which things are from nature, and the contrast between reality and the ideal: as regards the impression received by the soul, these two subjects blend into the same. In the execution, he may place earnestness and passion, or jests and levity, according as he takes pleasure in the domain of the will or in that of the understanding. In the former case it is avenging and pathetic satire; in the second case it is sportive, humorous, and mirthful satire.
The poet acts as a satirist when he focuses on how far things are from nature and the difference between reality and the ideal. In terms of the impact on the soul, these two subjects merge into one. In his writing, he can express seriousness and passion, or humor and lightheartedness, depending on whether he enjoys exploring the realm of will or understanding. In the first instance, it results in a serious and emotional satire; in the second, it leads to playful, funny, and joyful satire.
Properly speaking, the object of poetry is not compatible either with the tone of punishment or that of amusement. The former is too grave for play, which should be the main feature of poetry; the latter is too trifling for seriousness, which should form the basis of all poetic play. Our mind is necessarily interested in moral contradictions, and these deprive the mind of its liberty. Nevertheless, all personal interest, and reference to a personal necessity, should be banished from poetic feeling. But mental contradictions do not touch the heart, nevertheless the poet deals with the highest interests of the heart—nature and the ideal. Accordingly it is a hard matter for him not to violate the poetic form in pathetic satire, because this form consists in the liberty of movement; and in sportive satire he is very apt to miss the true spirit of poetry, which ought to be the infinite. The problem can only be solved in one way: by the pathetic satire assuming the character of the sublime, and the playful satire acquiring poetic substance by enveloping the theme in beauty.
To put it simply, the purpose of poetry doesn’t really fit with either punishment or amusement. Punishment is too serious for something that should primarily be playful, while amusement is too trivial for the seriousness that should underlie all poetic play. Our minds naturally get drawn into moral contradictions, which limit our freedom. Still, any personal interest or reference to personal needs should be kept out of poetic expression. However, mental contradictions don’t resonate with the heart; the poet engages with the deepest matters of the heart—nature and ideals. So, it’s challenging for him not to break the poetic form when dealing with serious satire, since that form relies on freedom of expression; and in lighthearted satire, he often misses the true essence of poetry, which should be limitless. The only way to resolve this is for serious satire to take on a sublime quality, while playful satire gains poetic depth by wrapping the theme in beauty.
In satire, the real as imperfection is opposed to the ideal, considered as the highest reality. In other respects it is by no means essential that the ideal should be expressly represented, provided the poet knows how to awaken it in our souls, but he must in all cases awaken it, otherwise he will exert absolutely no poetic action. Thus reality is here a necessary object of aversion; but it is also necessary, for the whole question centres here, that this aversion should come necessarily from the ideal, which is opposed to reality. To make this clear—this aversion might proceed from a purely sensuous source, and repose only on a want of which the satisfaction finds obstacles in the real. How often, in fact, we think we feel, against society a moral discontent, while we are simply soured by the obstacles that it opposes to our inclination. It is this entirely material interest that the vulgar satirist brings into play; and as by this road he never fails to call forth in us movements connected with the affections, he fancies that he holds our heart in his hand, and thinks he has graduated in the pathetic. But all pathos derived from this source is unworthy of poetry, which ought only to move us through the medium of ideas, and reach our heart only by passing through the reason. Moreover, this impure and material pathos will never have its effect on minds, except by over-exciting the affective faculties and by occupying our hearts with painful feelings; in this it differs entirely from the truly poetic pathos, which raises in us the feeling of moral independence, and which is recognized by the freedom of our mind persisting in it even while it is in the state of affection. And, in fact, when the emotion emanates from the ideal opposed to the real, the sublime beauty of the ideal corrects all impression of restraint; and the grandeur of the idea with which we are imbued raises us above all the limits of experience. Thus in the representation of some revolting reality, the essential thing is that the necessary be the foundation on which the poet or the narrator places the real: that he know how to dispose our mind for ideas. Provided the point from which we see and judge be elevated, it matters little if the object be low and far beneath us. When the historian Tacitus depicts the profound decadence of the Romans of the first century, it is a great soul which from a loftier position lets his looks drop down on a low object; and the disposition in which he places us is truly poetic, because it is the height where he is himself placed, and where he has succeeded in raising us, which alone renders so perceptible the baseness of the object.
In satire, the real, seen as flawed, stands in contrast to the ideal, regarded as the highest reality. It's not essential for the ideal to be explicitly shown, as long as the poet can evoke it in our souls, but they must always evoke it; otherwise, there will be no poetic impact. Reality becomes something to reject, but importantly, this rejection must come from the ideal that opposes reality. To clarify, this aversion could stem from purely physical desires obstructed by reality. Often, we think our moral dissatisfaction with society is genuine when it's really just our frustration with the obstacles it places in our way. This is the shallow interest that a common satirist exploits; and since this approach reliably triggers emotional responses in us, they believe they have captured our hearts and achieved pathos. However, all pathos from this source is unworthy of poetry, which should move us through ideas and connect to our hearts by way of reason. Additionally, this base and material pathos only affects us by overstimulating our emotions and filling our hearts with painful feelings; this sets it apart from genuine poetic pathos, which inspires feelings of moral independence and is felt even while we are emotionally engaged. Indeed, when emotions arise from the ideal as opposed to the real, the ideal's sublime beauty mitigates any sense of constraint, and the grandeur of the idea lifts us above all experiential limits. So, when depicting a disturbing reality, the key is that the necessary underpins the real: the poet or narrator must prompt us to think about ideas. As long as our perspective is elevated, it hardly matters if the subject is low and far beneath us. When the historian Tacitus illustrates the deep decline of first-century Romans, he does so with a great spirit, looking down from a higher position at a low subject; the state he places us in is genuinely poetic because it reflects the height he has achieved and from which he raises us, making the object’s baseness all the more apparent.
Accordingly the satire of pathos must always issue from a mind deeply imbued with the ideal. It is nothing but an impulsion towards harmony that can give rise to that deep feeling of moral opposition and that ardent indignation against moral obliquity which amounted to the fulness of enthusiasm in Juvenal, Swift, Rousseau, Haller, and others. These same poets would have succeeded equally well in forms of poetry relating to all that is tender and touching in feeling, and it was only the accidents of life in their early days that diverted their minds into other walks. Nay, some amongst them actually tried their hand successfully in these other branches of poetry. The poets whose names have been just mentioned lived either at a period of degeneracy, and had scenes of painful moral obliquity presented to their view, or personal troubles had combined to fill their souls with bitter feelings. The strictly austere spirit in which Rousseau, Haller, and others paint reality is a natural result, moreover, of the philosophical mind, when with rigid adherence to laws of thought it separates the mere phenomenon from the substance of things. Yet these outer and contingent influences, which always put restraint on the mind, should never be allowed to do more than decide the direction taken by enthusiasm, nor should they ever give the material for it. The substance ought always to remain unchanged, emancipated from all external motion or stimulus, and it ought to issue from an ardent impulsion towards the ideal, which forms the only true motive that can be put forth for satirical poetry, and indeed for all sentimental poetry.
The satire of pathos must always come from a mind deeply rooted in the ideal. It’s simply a drive toward harmony that can spark that strong sense of moral opposition and passionate outrage against moral wrongs that was full of enthusiasm in Juvenal, Swift, Rousseau, Haller, and others. These poets could have excelled just as well in poetry that deals with all things tender and emotional; it was only the circumstances of their early lives that redirected their thoughts into different paths. In fact, some of them successfully tried their hand at these other forms of poetry. The poets mentioned lived during times of decline, encountering painful moral wrongs, or they faced personal struggles that filled their hearts with bitterness. The strictly serious way Rousseau, Haller, and others depict reality is a natural result of a philosophical mindset that, with strict adherence to thought processes, separates mere appearances from the essence of things. However, these external and situational influences, which always restrain the mind, should only determine the direction of enthusiasm, not provide its substance. The essence should always remain unchanged, freed from any outside motion or stimulus, and it should arise from a passionate drive toward the ideal, which is the only true motivation for satirical poetry and indeed for all sentimental poetry.
While the satire of pathos is only adapted to elevated minds, playful satire can only be adequately represented by a heart imbued with beauty. The former is preserved from triviality by the serious nature of the theme; but the latter, whose proper sphere is confined to the treatment of subjects of morally unimportant nature, would infallibly adopt the form of frivolity, and be deprived of all poetic dignity, were it not that the substance is ennobled by the form, and did not the personal dignity of the poet compensate for the insignificance of the subject. Now, it is only given to mind imbued with beauty to impress its character, its entire image, on each of its manifestations, independently of the object of its manifestations. A sublime soul can only make itself known as such by single victories over the rebellion of the senses, only in certain moments of exaltation, and by efforts of short duration. In a mind imbued with beauty, on the contrary, the ideal acts in the same manner as nature, and therefore continuously; accordingly it can manifest itself in it in a state of repose. The deep sea never appears more sublime than when it is agitated; the true beauty of a clear stream is in its peaceful course.
While the satire of deep emotion is only suited for elevated minds, light-hearted satire can only be properly conveyed by a heart filled with beauty. The former avoids being trivial due to the serious nature of its theme; however, the latter, which is meant to address morally insignificant topics, would inevitably become frivolous and lose all poetic dignity if not for the way its substance is elevated by its form, and if the poet's personal dignity didn't make up for the subject’s insignificance. Only a mind filled with beauty can impress its character and entire essence on everything it expresses, regardless of what it’s expressing about. A sublime soul reveals itself through small triumphs over the chaos of the senses, only during moments of heightened emotion, and through brief efforts. In contrast, a mind filled with beauty operates continuously like nature itself, able to express its ideals even in moments of calm. The deep sea never looks more majestic than when it’s stirred up; true beauty in a clear stream is found in its tranquil flow.
The question has often been raised as to the comparative preference to be awarded to tragedy or comedy. If the question is confined merely to their respective themes, it is certain that tragedy has the advantage. But if our inquiry be directed to ascertain which has the more important personality, it is probable that a decision may be given in favor of comedy. In tragedy the theme in itself does great things; in comedy the object does nothing and the poet all. Now, as in the judgments of taste no account must be kept of the matter treated of, it follows naturally that the aesthetic value of these two kinds will be in an inverse ratio to the proper importance of their themes.
The question has often come up about whether tragedy or comedy is preferred. If we look only at their themes, it's clear that tragedy has the upper hand. However, if we focus on which one has the more significant character, it seems likely that comedy would come out on top. In tragedy, the theme itself creates powerful moments; in comedy, the actions are minimal and the poet does all the work. Since personal taste shouldn’t weigh in on the subject matter, it follows that the aesthetic value of these two forms will inversely relate to the significance of their themes.
The tragic poet is supported by the theme, while the comic poet, on the contrary, has to keep up the aesthetic character of his theme by his own individual influence. The former may soar, which is not a very difficult matter, but the latter has to remain one and the same in tone; he has to be in the elevated region of art, where he must be at home, but where the tragic poet has to be projected and elevated by a bound. And this is precisely what distinguishes a soul of beauty from a sublime soul. A soul of beauty bears in itself by anticipation all great ideas; they flow without constraint and without difficulty from its very nature—an infinite nature, at least in potency, at whatever point of its career you seize it. A sublime soul can rise to all kinds of greatness, but by an effort; it can tear itself from all bondage, to all that limits and constrains it, but only by strength of will. Consequently the sublime soul is only free by broken efforts; the other with ease and always.
The tragic poet is supported by the theme, while the comic poet, on the other hand, has to maintain the artistic quality of his theme through his own unique influence. The former can soar, which isn't too difficult, but the latter must stay consistent in tone; he has to dwell in the elevated realm of art, where he should feel at home, while the tragic poet needs to be lifted and elevated by a jump. This is exactly what sets apart a beautiful soul from a sublime soul. A beautiful soul inherently encompasses all great ideas; they flow effortlessly and naturally from its very essence—an infinite essence, at least in potential, no matter where you encounter it in its journey. A sublime soul can aspire to all kinds of greatness, but only through effort; it can break free from all limitations and constraints, but only with willpower. As a result, the sublime soul is free only through struggle; the beautiful soul, on the other hand, is effortlessly and constantly free.
The noble task of comedy is to produce and keep up in us this freedom of mind, just as the end of tragedy is to re-establish in us this freedom of mind by aesthetic ways, when it has been violently suspended by passion. Consequently it is necessary that in tragedy the poet, as if he made an experiment, should artificially suspend our freedom of mind, since tragedy shows its poetic virtue by re-establishing it; in comedy, on the other hand, care must be taken that things never reach this suspension of freedom.
The noble purpose of comedy is to create and maintain our freedom of mind, just as the goal of tragedy is to restore that freedom through artistic means when it has been forcibly interrupted by strong emotions. Therefore, in tragedy, the poet must, in a way, experimentally suspend our freedom of mind, since the true power of tragedy lies in restoring it; on the other hand, in comedy, precautions must be taken to ensure that we never experience this suspension of freedom.
It is for this reason that the tragic poet invariably treats his theme in a practical manner, and the comic poet in a theoretic manner, even when the former, as happened with Lessing in his "Nathan," should have the curious fancy to select a theoretical, and the latter should have that of choosing a practical subject. A piece is constituted a tragedy or a comedy not by the sphere from which the theme is taken, but by the tribunal before which it is judged. A tragic poet ought never to indulge in tranquil reasoning, and ought always to gain the interest of the heart; but the comic poet ought to shun the pathetic and bring into play the understanding. The former displays his art by creating continual excitement, the latter by perpetually subduing his passion; and it is natural that the art in both cases should acquire magnitude and strength in proportion as the theme of one poet is abstract and that of the other pathetic in character. Accordingly, if tragedy sets out from a more exalted place, it must be allowed, on the other hand, that comedy aims at a more important end; and if this end could be actually attained it would make all tragedy not only unnecessary, but impossible. The aim that comedy has in view is the same as that of the highest destiny of man, and this consists in liberating himself from the influence of violent passions, and taking a calm and lucid survey of all that surrounds him, and also of his own being, and of seeing everywhere occurrence rather than fate or hazard, and ultimately rather smiling at the absurdities than shedding tears and feeling anger at sight of the wickedness of man.
That’s why tragic poets always approach their themes in a practical way, while comic poets do it in a theoretical way, even when the tragic poet, like Lessing in his "Nathan," might choose a theoretical subject and the comic poet might opt for a practical one. A work is defined as a tragedy or comedy not by the subject matter but by the audience's reaction to it. A tragic poet should never get lost in calm reasoning and should always capture the audience's emotions; on the other hand, a comic poet should avoid the sentimental and engage the intellect. The tragic poet shows his skill by creating ongoing excitement, while the comic poet does so by keeping his emotions in check. Naturally, the art of both will grow in strength and depth depending on whether one poet’s theme is abstract and the other’s is emotional. Thus, while tragedy may start from a higher ground, it’s important to recognize that comedy aims for a more significant purpose; and if this purpose could be truly achieved, it would render tragedy not only unnecessary but impossible. The goal of comedy aligns with the highest aspirations of humanity, which is to free oneself from intense emotions, calmly and clearly observe everything around him and within himself, view events as outcomes rather than mere fate or luck, and ultimately, to smile at life’s absurdities rather than crying or feeling anger at human wrongdoings.
It frequently happens in human life that facility of imagination, agreeable talents, a good-natured mirthfulness are taken for ornaments of the mind. The same fact is discerned in the case of poetical displays.
It often happens in life that a vivid imagination, charming talents, and a cheerful sense of humor are seen as decorations of the mind. The same observation applies to poetic expressions.
Now, public taste scarcely if ever soars above the sphere of the agreeable, and authors gifted with this sort of elegance of mind and style do not find it a difficult matter to usurp a glory which is or ought to be the reward of so much real labor. Nevertheless, an infallible text exists to enable us to discriminate a natural facility of manner from ideal gentleness, and qualities that consist in nothing more than natural virtue from genuine moral worth of character. This test is presented by trials such as those presented by difficulty and events offering great opportunities. Placed in positions of this kind, the genius whose essence is elegance is sure infallibly to fall into platitudes, and that virtue which only results from natural causes drops down to a material sphere. But a mind imbued with true and spiritual beauty is in cases of the kind we have supposed sure to be elevated to the highest sphere of character and of feeling. So long as Lucian merely furnishes absurdity, as in his "Wishes," in the "Lapithae," in "Jupiter Tragoedus," etc., he is only a humorist, and gratifies us by his sportive humor; but he changes character in many passages in his "Nigrinus," his "Timon," and his "Alexander," when his satire directs its shafts against moral depravity. Thus he begins in his "Nigrinus" his picture of the degraded corruption of Rome at that time in this way: "Wretch, why didst thou quit Greece, the sunlight, and that free and happy life? Why didst thou come here into this turmoil of splendid slavery, of service and festivals, of sycophants, flatterers, poisoners, orphan-robbers, and false friends?" It is on such occasions that the poet ought to show the lofty earnestness of soul which has to form the basis of all plays, if a poetical character is to be obtained by them. A serious intention may even be detected under the malicious jests with which Lucian and Aristophanes pursue Socrates. Their purpose is to avenge truth against sophistry, and to do combat for an ideal which is not always prominently put forward. There can be no doubt that Lucian has justified this character in his Diogenes and Demonax. Again, among modern writers, how grave and beautiful is the character depicted on all occasions by Cervantes in his Don Quixote! How splendid must have been the ideal that filled the mind of a poet who created a Tom Jones and a Sophonisba! How deeply and strongly our hearts are moved by the jests of Yorick when he pleases! I detect this seriousness also in our own Wieland: even the wanton sportiveness of his humor is elevated and impeded by the goodness of his heart; it has an influence even on his rhythm; nor does he ever lack elastic power, when it is his wish, to raise us up to the most elevated planes of beauty and of thought.
Now, public taste rarely, if ever, rises above what's simply enjoyable, and authors with a certain elegance of mind and style find it easy to claim a glory that should belong to those who work hard. However, there’s a clear way to tell the difference between a natural ease and true gentleness, and between qualities that are just natural virtues and those that reflect genuine moral worth. This distinction is revealed through challenges and significant events. In such situations, a genius whose essence is elegance will tend to become cliché, and virtues that come from mere nature will remain in a basic realm. But a mind filled with true and spiritual beauty will surely rise to the highest levels of character and feeling in these circumstances. As long as Lucian only presents absurdities, as seen in his "Wishes," "Lapithae," "Jupiter Tragoedus," etc., he’s just a humorist entertaining us with his playful wit. However, he shifts his character in many parts of "Nigrinus," "Timon," and "Alexander," where his satire targets moral corruption. In "Nigrinus," he begins to depict the moral decay of Rome like this: "Wretch, why did you leave Greece, the sunlight, and that free, happy life? Why did you come here into this chaos of splendid slavery, service, and festivals, surrounded by sycophants, flatterers, poisoners, orphan robbers, and false friends?" It’s moments like these that poets should demonstrate the deep seriousness of spirit necessary to support any dramatic work if it's to achieve a poetic character. A serious intent can even be found beneath the playful mockery with which Lucian and Aristophanes approach Socrates. Their aim is to defend truth against sophistry and fight for an ideal that isn’t always clearly expressed. There’s no doubt that Lucian has validated this character in his "Diogenes" and "Demonax." Additionally, looking at modern writers, how grave and beautiful the character always depicted by Cervantes in "Don Quixote"! How magnificent the ideal must have been in the mind of a poet who created "Tom Jones" and "Sophonisba"! How deeply and powerfully our hearts are touched by the humor of Yorick when he chooses! I also sense this seriousness in our own Wieland: even the playful nature of his humor is elevated and tempered by his good heart; it even influences his rhythm; he never lacks the ability to lift us to the highest realms of beauty and thought whenever he wishes.
The same judgment cannot be pronounced on the satire of Voltaire. No doubt, also, in his case, it is the truth and simplicity of nature which here and there makes us experience poetic emotions, whether he really encounters nature and depicts it in a simple character, as many times in his "Ingenu;" or whether he seeks it and avenges it as in his "Candide" and elsewhere. But when neither one nor the other takes place, he can doubtless amuse us with his fine wit, but he assuredly never touches us as a poet. There is always rather too little of the serious under his raillery, and this is what makes his vocation as poet justly suspicious. You always meet his intelligence only; never his feelings. No ideal can be detected under this light gauze envelope; scarcely can anything absolutely fixed be found under this perpetual movement. His prodigious diversity of externals and forms, far from proving anything in favor of the inner fulness of his inspiration, rather testifies to the contrary; for he has exhausted all forms without finding a single one on which he has succeeded in impressing his heart. We are almost driven to fear that in the case of his rich talent the poverty of heart alone determined his choice of satire. And how could we otherwise explain the fact that he could pursue so long a road without ever issuing from its narrow rut? Whatever may be the variety of matter and of external forms, we see the inner form return everywhere with its sterile and eternal uniformity, and in spite of his so productive career, he never accomplished in himself the circle of humanity, that circle which we see joyfully traversed throughout by the satirists previously named.
The same judgment can’t be made about Voltaire's satire. Sure, in some instances, the truth and simplicity of nature occasionally evoke poetic feelings in us, whether he genuinely engages with nature and presents it plainly, as he does often in his "Ingenu;" or whether he seeks it out and responds to it as seen in "Candide" and other works. But when neither of those happens, he can certainly entertain us with his sharp wit, but he definitely doesn’t move us as a poet. His humor often lacks a serious undertone, which rightly raises doubts about his role as a poet. We only encounter his intellect, never his emotions. There’s no ideal detectable beneath this light, superficial layer; hardly anything stable can be found beneath this constant motion. His incredible variety of styles and forms doesn’t demonstrate the depth of his inspiration; instead, it suggests the opposite, as he has exhausted all forms without landing on one that reflects his heart. We can’t help but worry that with his abundant talent, it’s a lack of emotional depth that led him to satire. How else can we explain how he could travel such a long way without ever breaking free from its narrow track? Regardless of the variety in subject matter and external forms, we see the underlying style repeating everywhere with its barren and eternal sameness, and despite his incredibly productive career, he never managed to achieve the full scope of humanity, a journey that we see the earlier satirists joyfully undertake.
ELEGIAC POETRY.
When the poet opposes nature to art, and the ideal to the real, so that nature and the ideal form the principal object of his pictures, and that the pleasure we take in them is the dominant impression, I call him an elegiac poet. In this kind, as well as in satire, I distinguish two classes. Either nature and the ideal are objects of sadness, when one is represented as lost to man and the other as unattained; or both are objects of joy, being represented to us as reality. In the first case it is elegy in the narrower sense of the term; in the second case it is the idyl in its most extended acceptation.
When the poet contrasts nature with art and the ideal with the real, making nature and the ideal the main focus of their work, and the enjoyment we get from it the main takeaway, I refer to them as an elegiac poet. In this category, as well as in satire, I identify two types. Either nature and the ideal evoke sadness, with one appearing lost to humanity and the other seeming unattainable; or both evoke joy, being presented to us as reality. In the first situation, it's elegy in the strictest sense; in the second, it's the idyl in its broadest sense.
Indignation in the pathetic and ridicule in mirthful satire are occasioned by an enthusiasm which the ideal has excited; and thus also sadness should issue from the same source in elegy. It is this, and this only, that gives poetic value to elegy, and any other origin for this description of poetical effusion is entirely beneath the dignity of poetry. The elegiac poet seeks after nature, but he strives to find her in her beauty, and not only in her mirth; in her agreement with conception, and not merely in her facile disposition towards the requirements and demands of sense. Melancholy at the privation of joys, complaints at the disappearance of the world's golden age, or at the vanished happiness of youth, affection, etc., can only become the proper themes for elegiac poetry if those conditions implying peace and calm in the sphere of the senses can moreover be portrayed as states of moral harmony. On this account I cannot bring myself to regard as poetry the complaints of Ovid, which he transmitted from his place of exile by the Black Sea; nor would they appear so to me however touching and however full of passages of the highest poetry they might be. His suffering is too devoid of spirit, and nobleness. His lamentations display a want of strength and enthusiasm; though they may not reflect the traces of a vulgar soul, they display a low and sensuous condition of a noble spirit that has been trampled into the dust by its hard destiny. If, indeed, we call to mind that his regrets are directed to Rome, in the Augustan age, we forgive him the pain he suffers; but even Rome in all its splendor, except it be transfigured by the imagination, is a limited greatness, and therefore a subject unworthy of poetry, which, raised above every trace of the actual, ought only to mourn over what is infinite.
Indignation in the pathetic and ridicule in humorous satire come from an enthusiasm sparked by ideals; similarly, sadness should also stem from the same source in elegy. This is what gives elegy its poetic value, and any other origin for this kind of poetic expression is beneath the dignity of poetry. The elegiac poet seeks nature, but aims to find her in her beauty, not just in her joy; in her alignment with ideas, not solely in her easy acceptance of physical desires. Melancholy over lost joys, complaints about the fading of the golden age, or the lost happiness of youth and love can only become fitting themes for elegiac poetry if they can also portray states of peace and calm in the sensory world as states of moral harmony. For this reason, I cannot consider the complaints of Ovid, which he sent from his exile by the Black Sea, to be poetry; no matter how touching or filled with the most profound poetic passages they may be. His suffering feels too lacking in spirit and nobility. His laments reveal a weakness and lack of enthusiasm; even though they may not show the signs of a common soul, they reveal a degraded and sensual state of a noble spirit crushed by harsh fate. Indeed, if we remember that his regrets are aimed at Rome during the Augustan age, we can empathize with his pain; but even Rome, in all its glory, unless transformed by the imagination, is a limited greatness and, therefore, an unworthy subject for poetry, which should rise above any trace of the actual and only mourn what is infinite.
Thus the object of poetic complaint ought never to be an external object, but only an internal and ideal object; even when it deplores a real loss, it must begin by making it an ideal loss. The proper work of the poet consists in bringing back the finite object to the proportions of the infinite. Consequently the external matter of elegy, considered in itself, is always indifferent, since poetry can never employ it as it finds it, and because it is only by what it makes of it that it confers on it a poetic dignity. The elegiac poet seeks nature, but nature as an idea, and in a degree of perfection that it has never reached in reality, although he weeps over this perfection as something that has existed and is now lost. When Ossian speaks to us of the days that are no more, and of the heroes that have disappeared, his imagination has long since transformed these pictures represented to him by his memory into a pure ideal, and changed these heroes into gods. The different experiences of such or such a life in particular have become extended and confounded in the universal idea of transitoriness, and the bard, deeply moved, pursued by the increase of ruin everywhere present, takes his flight towards heaven, to find there in the course of the sun an emblem of what does not pass away.
Thus, the focus of poetic lament should never be on something external, but rather on an internal and ideal concept; even when it mourns a genuine loss, it must first turn that loss into an ideal one. The real task of the poet is to elevate the limited object to the scale of the infinite. As a result, the external subject of elegy, when viewed on its own, is always irrelevant, since poetry can never use it as it is, and it is only through the poet's transformation that it gains poetic significance. The elegiac poet seeks nature, but nature as an idea, in a level of perfection that it has never reached in reality, even though he mourns this perfection as something that once was and is now lost. When Ossian talks about the days that are gone and the heroes that have vanished, his imagination has already transformed the images recalled by his memory into a pure ideal, turning those heroes into gods. The various experiences of a particular life have become generalized and merged into the universal idea of transience, and the bard, deeply moved, driven by the overwhelming presence of decay everywhere, takes his journey towards the heavens, seeking there, in the path of the sun, a symbol of what endures.
I turn now to the elegiac poets of modern times. Rousseau, whether considered as a poet or a philosopher, always obeys the same tendency; to seek nature or to avenge it by art. According to the state of his heart, whether he prefers to seek nature or to avenge it, we see him at one time roused by elegiac feelings, at others showing the tone of the satire of Juneval; and again, as in his Julia, delighting in the sphere of the idyl. His compositions have undoubtedly a poetic value, since their object is ideal; only he does not know how to treat it in a poetic fashion. No doubt his serious character prevents him from falling into frivolity; but this seriousness also does not allow him to rise to poetic play. Sometimes absorbed by passion, at others by abstractions, he seldom if ever reaches aesthetic freedom, which the poet ought to maintain in spite of his material before his object, and in which he ought to make the reader share. Either he is governed by his sickly sensibility and his impressions become a torture, or the force of thought chains down his imagination and destroys by its strictness of reasoning all the grace of his pictures. These two faculties, whose reciprocal influence and intimate union are what properly make the poet, are found in this writer in an uncommon degree, and he only lacks one thing—it is that the two qualities should manifest themselves actually united; it is that the proper activity of thought should show itself mixed more with feeling, and the sensuous more with thought. Accordingly, even in the ideal which he has made of human nature, he is too much taken up with the limits of this nature, and not enough with its capabilities; he always betrays a want of physical repose rather than want of moral harmony. His passionate sensuousness must be blamed when, to finish as quickly as possible that struggle in humanity which offends him, he prefers to carry man back to the unintelligent uniformity of his primitive condition, rather than see that struggle carried out in the intellectual harmony of perfect cultivation, when, rather than await the fulfilment of art he prefers not to let it begin; in short, when he prefers to place the aim nearer the earth, and to lower the ideal in order to reach it the sooner and the safer.
I now turn to the modern elegiac poets. Rousseau, whether viewed as a poet or a philosopher, consistently follows the same inclination: to seek nature or express it through art. Depending on his emotional state, whether he aims to find nature or to express revenge against it, we see him at times stirred by elegiac feelings, at other times echoing the satire of Juvenal, and again, in his work Julia, reveling in the realm of the idyll. His writings certainly have poetic value since their subject is ideal; yet he struggles to handle it in a genuinely poetic way. His serious nature prevents him from descending into triviality, but this seriousness also holds him back from achieving poetic playfulness. Sometimes caught up in passion and at other times lost in abstractions, he rarely achieves the aesthetic freedom that a poet should maintain despite the subject matter at hand, and in which he should make the reader participate. Either his overly sensitive nature governs him, turning his impressions into torture, or the weight of his thoughts shackles his imagination, stripping away all the elegance from his imagery through rigid reasoning. These two faculties, whose intertwined influence and genuine union are what truly define a poet, are present in this writer to an unusual degree, and he only lacks one thing—it is that these two qualities should actually manifest as united; it is that the active engagement of thought should blend more with emotion, and that sensuality should engage more with thought. Consequently, even in the ideal he has crafted of human nature, he focuses too much on the confines of this nature and not enough on its potentials; he continually reveals a lack of physical tranquility rather than a lack of moral harmony. His intense sensuality should be criticized when, in his eagerness to quickly end the struggle in humanity that disturbs him, he chooses to revert humanity to the mindless uniformity of its primitive state, instead of allowing that struggle to unfold within the intellectual harmony of thorough cultivation, when rather than waiting for art to evolve, he prefers to stifle its beginning; in short, when he chooses to set the goal closer to the ground, lowering the ideal to achieve it more swiftly and safely.
Among the poets of Germany who belong to this class, I shall only mention here Haller, Kleist, and Klopstock. The character of their poetry is sentimental; it is by the ideal that they touch us, not by sensuous reality; and that not so much because they are themselves nature, as because they know how to fill us with enthusiasm for nature. However, what is true in general, as well of these three poets as of every sentimental poet, does not evidently exclude the faculty of moving us, in particular, by beauties of the simple genus; without this they would not be poets. I only mean that it is not their proper and dominant characteristic to receive the impression of objects with a calm feeling, simple, easy, and to give forth in like manner the impression received. Involuntarily the imagination in them anticipates intuition, and reflection is in play before the sensuous nature has done its function; they shut their eyes and stop their ears to plunge into internal meditations. Their souls could not be touched by any impression without observing immediately their own movements, without placing before their eyes and outside themselves what takes place in them. It follows from this that we never see the object itself, but what the intelligence and reflection of the poet have made of the object; and even if this object be the person itself of the poet, even when he wishes to represent to us his own feelings, we are not informed of his state immediately or at first hand; we only see how this state is reflected in his mind and what he has thought of it in the capacity of spectator of himself. When Haller deplores the death of his wife—every one knows this beautiful elegy—and begins in the following manner:—
Among the poets of Germany in this category, I’ll only mention Haller, Kleist, and Klopstock. Their poetry is sentimental; they move us through ideals rather than sensory reality, not so much because they embody nature themselves, but because they inspire us to appreciate nature. However, what is generally true for these three poets, and for all sentimental poets, doesn’t exclude their ability to move us with simple beauties; without this, they wouldn’t be poets. I just mean that it’s not their main characteristic to calmly perceive objects and then express those impressions straightforwardly. Instead, their imagination often jumps ahead of intuition, and they reflect before sensory experiences have fully taken effect; they close their eyes and ears to engage in internal contemplation. Their souls can't be touched by any impression without immediately noting their own reactions, without putting in front of their eyes what occurs within them. As a result, we never see the object itself, but rather how the poet’s intellect and reflection interpret that object; even if the object is the poet themselves, even when they want to share their own feelings, we don’t get an immediate or direct insight into their state; we only see how that state is reflected in their mind and what they think about it as an observer of themselves. When Haller mourns the death of his wife—everyone knows this beautiful elegy—and begins as follows:—
"If I must needs sing of thy death, O Marian, what a song it would be! When sighs strive against words, And idea follows fast on idea," etc.,
"If I have to sing about your death, O Marian, what a song it would be! When sighs clash with words, And one thought quickly follows another," etc.,
we feel that this description is strictly true, but we feel also that the poet does not communicate to us, properly speaking, his feelings, but the thoughts that they suggest to him. Accordingly, the emotion we feel on hearing him is much less vivid! people remark that the poet's mind must have been singularly cooled down to become thus a spectator of his own emotion.
We believe this description is completely accurate, but we also think that the poet doesn’t really share his feelings with us; instead, he shares the thoughts they inspire in him. As a result, the emotion we experience when we hear him is much less intense! People note that the poet's mind must have been unusually detached to be able to observe his own emotions in this way.
Haller scarcely treated any subjects but the super-sensuous, and part of the poems of Klopstock are also of this nature: this choice itself excludes them from the simple kind. Accordingly, in order to treat these super-sensuous themes in a poetic fashion, as no body could be given to them, and they could not be made the objects of sensuous intuition, it was necessary to make them pass from the finite to the infinite, and raise them to the state of objects of spiritual intuition. In general, it may be said, that it is only in this sense that a didactic poetry can be conceived without involving contradiction; for, repeating again what has been so often said, poetry has only two fields, the world of sense and the ideal world, since in the sphere of conceptions, in the world of the understanding, it cannot absolutely thrive. I confess that I do not know as yet any didactic poem, either among the ancients or among the moderns, where the subject is completely brought down to the individual, or purely and completely raised to the ideal. The most common case, in the most happy essays, is where the two principles are used together; the abstract idea predominates, and the imagination, which ought to reign over the whole domain of poetry, has merely the permission to serve the understanding. A didactic poem in which thought itself would be poetic, and would remain so, is a thing which we must still wait to see.
Haller hardly focused on anything other than the super-sensory, and some of Klopstock's poems are similar in nature: this choice alone sets them apart from simpler works. To address these super-sensory themes poetically, since they couldn't be grounded in physical form or made objects of sensory experience, it was essential to transition them from the finite to the infinite and elevate them to the realm of spiritual insight. Generally speaking, it's only in this way that didactic poetry can exist without contradiction; as has been frequently mentioned, poetry really has only two areas: the sensory world and the ideal realm, since it cannot truly thrive in the sphere of concepts or the world of understanding. I admit that I don't yet know of any didactic poem, ancient or modern, that fully brings the subject down to the individual or elevates it completely to the ideal. The most common scenario, even in the best attempts, is where both principles are combined; the abstract idea dominates, while imagination, which should govern all of poetry, is only allowed to assist understanding. A didactic poem where thought itself would be poetic and maintain that quality is something we still have to wait for.
What we say here of didactic poems in general is true in particular of the poems of Haller. The thought itself of these poems is not poetical, but the execution becomes so sometimes, occasionally by the use of images, at other times by a flight towards the ideal. It is from this last quality only that the poems of Haller belong to this class. Energy, depth, a pathetic earnestness—these are the traits that distinguish this poet. He has in his soul an ideal that enkindles it, and his ardent love of truth seeks in the peaceful valleys of the Alps that innocence of the first ages that the world no longer knows. His complaint is deeply touching; he retraces in an energetic and almost bitter satire the wanderings of the mind and of the heart, and he lovingly portrays the beautiful simplicity of nature. Only, in his pictures as well as in his soul, abstraction prevails too much, and the sensuous is overweighted by the intellectual. He constantly teaches rather than paints; and even in his paintings his brush is more energetic than lovable. He is great, bold, full of fire, sublime; but he rarely and perhaps never attains to beauty.
What we say here about didactic poems in general is especially true for Haller's poems. The ideas in these poems aren't poetic in themselves, but the way they're executed can be at times, either through imagery or by reaching for the ideal. It's really this last quality that places Haller's poems in this category. Energy, depth, and a heartfelt seriousness—these are the characteristics that set this poet apart. He carries an ideal in his soul that ignites it, and his passionate pursuit of truth seeks out the innocence of earlier times in the peaceful valleys of the Alps that the world has forgotten. His lament is deeply moving; he captures in a powerful and somewhat bitter satire the wanderings of the mind and heart, and he lovingly depicts nature's beautiful simplicity. However, in both his imagery and in his spirit, abstraction dominates too much, and the sensuous is overshadowed by the intellectual. He tends to teach rather than illustrate; and even in his illustrations, his brush is more forceful than appealing. He is great, bold, full of passion, sublime; but he seldom, if ever, achieves true beauty.
For the solidity and depth of ideas, Kleist is far inferior to Haller; in point of grace, perhaps, he would have the advantage—if, as happens occasionally, we did not impute to him as a merit, on the one side, that which really is a want on the other. The sensuous soul of Kleist takes especial delight at the sight of country scenes and manners; he withdraws gladly from the vain jingle and rattle of society, and finds in the heart of inanimate nature the harmony and peace that are not offered to him by the moral world. How touching is his "Aspiration after Repose"! how much truth and feeling there is in these verses!—
For the strength and depth of ideas, Kleist is quite inferior to Haller; but in terms of grace, he might have the edge—if, occasionally, we didn't mistakenly see as a strength what is actually a weakness. Kleist's sensitive spirit particularly enjoys observing rural scenes and lifestyles; he happily distances himself from the empty noise and chaos of society, finding in the essence of nature the harmony and peace that the moral world doesn't provide him. How moving is his "Aspiration after Repose"! There is so much truth and emotion in these verses!
"O world, thou art the tomb of true life! Often a generous instinct attracts me to virtue; My heart is sad, a torrent of tears bathes my cheeks But example conquers, and thou, O fire of youth! Soon you dry these noble tears. A true man must live far from men!"
"Oh world, you are the grave of true life! Frequently, a generous instinct draws me toward virtue; My heart is heavy, a stream of tears washes down my cheeks But role models prevail, and you, oh fire of youth! Soon you dry these noble tears. A real man must live apart from others!"
But if the poetic instinct of Kleist leads him thus far away from the narrow circle of social relations, in solitude, and among the fruitful inspirations of nature, the image of social life and of its anguish pursues him, and also, alas! its chains. What he flees from he carries in himself, and what he seeks remains entirely outside him: never can he triumph over the fatal influence of his time. In vain does he find sufficient flame in his heart and enough energy in his imagination to animate by painting the cold conceptions of the understanding; cold thought each time kills the living creations of fancy, and reflection destroys the secret work of the sensuous nature. His poetry, it must be admitted, is of as brilliant color and as variegated as the spring he celebrated in verse; his imagination is vivid and active; but it might be said that it is more variable than rich, that it sports rather than creates, that it always goes forward with a changeful gait, rather than stops to accumulate and mould things into shape. Traits succeed each other rapidly, with exuberance, but without concentrating to form an individual, without completing each other to make a living whole, without rounding to a form, a figure. Whilst he remains in purely lyrical poetry, and pauses amidst his landscapes of country life, on the one hand the greater freedom of the lyrical form, and on the other the more arbitrary nature of the subject, prevent us from being struck with this defect; in these sorts of works it is in general rather the feelings of the poet, than the object in itself, of which we expect the portraiture. But this defect becomes too apparent when he undertakes, as in Cisseis and Paches, or in his Seneca, to represent men and human actions; because here the imagination sees itself kept in within certain fixed and necessary limits, and because here the effect can only be derived from the object itself. Kleist becomes poor, tiresome, jejune, and insupportably frigid; an example full of lessons for those who, without having an inner vocation, aspire to issue from musical poetry, to rise to the regions of plastic poetry. A spirit of this family, Thomson, has paid the same penalty to human infirmity.
But if Kleist's poetic instinct takes him far away from the narrow circle of social relationships, in solitude and among nature’s abundant inspirations, the image of social life and its pain still follows him, along with its chains. What he runs from, he carries within himself, and what he seeks remains completely outside of him: he can never overcome the fatal influence of his time. He may find enough fire in his heart and energy in his imagination to bring the cold ideas of understanding to life; yet cold thought always stifles the vibrant creations of imagination, and reflection ruins the secret work of the sensory world. His poetry, it must be noted, is as brilliant and varied as the spring he celebrates in verse; his imagination is vivid and active. However, it could be said that it is more changeable than rich, that it plays rather than creates, and that it constantly moves forward with a shifting rhythm rather than stops to gather and shape things. Traits come and go quickly, with exuberance but without focusing to create an individual, without completing one another to form a living whole, without rounding into a form or a figure. While he stays within purely lyrical poetry and pauses amidst his landscapes of country life, the greater freedom of the lyrical form, along with the more arbitrary nature of the subject, prevents us from noticing this flaw; in these kinds of works, it’s generally the poet’s feelings that we expect to be portrayed, rather than the object itself. But this flaw becomes very evident when he attempts, as in Cisseis and Paches, or in his Seneca, to depict people and human actions. Here, imagination finds itself constrained by certain fixed and necessary boundaries, and the effect can only come from the object itself. Kleist becomes poor, tedious, shallow, and unbearably cold; he serves as a lesson for those who, lacking an inner calling, aspire to move from musical poetry to the realm of visual poetry. A spirit of this kind, Thomson, has faced the same penalty of human frailty.
In the sentimental kind, and especially in that part of the sentimental kind which we name elegiac, there are but few modern poets, and still fewer ancient ones, who can be compared to our Klopstock. Musical poetry has produced in this poet all that can be attained out of the limits of the living form, and out of the sphere of individuality, in the region of ideas. It would, no doubt, be doing him a great injustice to dispute entirely in his case that individual truth and that feeling of life with which the simple poet describes his pictures. Many of his odes, many separate traits in his dramas, and in his "Messiah," represent the object with a striking truth, and mark the outline admirably; especially, when the object is his own heart, he has given evidence on many occasions of a great natural disposition and of a charming simplicity. I mean only that it is not in this that the proper force of Klopstock consists, and that it would not perhaps be right to seek for this throughout his work. Viewed as a production of musical poetry, the "Messiah" is a magnificent work; but in the light of plastic poetry, where we look for determined forms and forms determined for the intuition, the "Messiah" leaves much to be desired. Perhaps in this poem the figures are sufficiently determined, but they are not so with intuition in view. It is abstraction alone that created them, and abstraction alone can discern them. They are excellent types to express ideas, but they are not individuals nor living figures. With regard to the imagination, which the poet ought to address, and which he ought to command by putting before it always perfectly determinate forms, it is left here much too free to represent as it wishes these men and these angels, these divinities and demons, this paradise and this hell. We see quite well the vague outlines in which the understanding must be kept to conceive these personages; but we do not find the limit clearly traced in which the imagination must be enclosed to represent them. And what I say here of characters must apply to all that in this poem is, or ought to be, action and life, and not only in this epopoeia, but also in the dramatic poetry of Klopstock. For the understanding all is perfectly determined and bounded in them—I need only here recall his Judas, his Pilate, his Philo, his Solomon in the tragedy that bears that name—but for the imagination all this wants form too much, and I must readily confess I do not find that our poet is at all in his sphere here. His sphere is always the realm of ideas; and he knows how to raise all he touches to the infinite. It might be said that he strips away their bodily envelope, to spiritualize them from all the objects with which he is occupied, in the same way that other poets clothe all that is spiritual with a body. The pleasure occasioned by his poems must almost always be obtained by an exercise of the faculty of reflection; the feelings he awakens in us, and that so deeply and energetically, flow always from super-sensuous sources. Hence the earnestness, the strength, the elasticity, the depth, that characterize all that comes from him; but from that also issues that perpetual tension of mind in which we are kept when reading him. No poet—except perhaps Young, who in this respect exacts even more than Klopstock, without giving us so much compensation —no poet could be less adapted than Klopstock to play the part of favorite author and guide in life, because he never does anything else than lead us out of life, because he never calls to arms anything save spirit, without giving recreation and refreshment to sensuous nature by the calm presence of any object. His muse is chaste, it has nothing of the earthly, it is immaterial and holy as his religion; and we are forced to admit with admiration that if he wanders sometimes on these high places, it never happened to him to fall from them. But precisely for this reason, I confess in all ingenuousness, that I am not free from anxiety for the common sense of those who quite seriously and unaffectedly make Klopstock the favorite book, the book in which we find sentiments fitting all situations, or to which we may revert at all times: perhaps even—and I suspect it—Germany has seen enough results of his dangerous influence. It is only in certain dispositions of the mind, and in hours of exaltation, that recourse can be had to Klopstock, and that he can be felt. It is for this reason that he is the idol of youth, without, however, being by any means the happiest choice that they could make. Youth, which always aspires to something beyond real life, which avoids all stiffness of form, and finds all limits too narrow, lets itself be carried away with love, with delight, into the infinite spaces opened up to them by this poet. But wait till the youth has become a man, and till, from the domain of ideas, he comes back to the world of experience, then you will see this enthusiastic love of Klopstock decrease greatly, without, however, a riper age changing at all the esteem due to this unique phenomenon, to this so extraordinary genius, to these noble sentiments—the esteem that Germany in particular owes to his high merit.
In the sentimental genre, particularly in the elegiac part, there are very few modern poets, and even fewer ancient ones, who can compare to Klopstock. This poet has created all that can be achieved beyond the limits of living form and outside the realm of individuality, in the world of ideas. It would certainly be unfair to completely deny him the individual truth and the sense of life that the straightforward poet captures in his works. Many of his odes, several elements in his dramas, and his "Messiah" depict subjects with striking accuracy and outline beautifully; particularly when the subject is his own heart, he often shows a natural talent and a lovely simplicity. However, I only mean to say that this isn't where the true strength of Klopstock lies, and it might not be wise to search for it throughout his work. As a piece of musical poetry, the "Messiah" is magnificent; but from the perspective of visual poetry, where we look for defined forms and clear shapes to be understood instinctively, the "Messiah" leaves much to be desired. Perhaps in this poem the figures are adequately defined, but they lack intuitive clarity. They are created solely through abstraction, and only abstraction can perceive them. They serve as excellent representations of ideas but are neither individuals nor living figures. When it comes to imagination, which the poet should engage and command by presenting perfectly distinct forms, it's given too much freedom here to interpret these men and angels, these deities and demons, this paradise and this hell as it likes. We can see the vague outlines that the mind needs to visualize these characters; however, the boundaries within which the imagination should operate are not clearly drawn. What I say about the characters applies to all that should represent action and life in this poem, not just in this epic but also in Klopstock's dramatic poetry. For understanding, everything is perfectly defined and bounded—I only need to mention his Judas, his Pilate, his Philo, and his Solomon in the tragedy that bears that name—but for the imagination, there's too much lack of form, and I must honestly admit that I don’t think our poet operates well in this area. His true domain is always the realm of ideas; he knows how to raise everything he touches to the infinite. One might say he strips away their physical form to spiritualize the subjects he addresses, while other poets tend to clothe the spiritual with a physical image. The enjoyment derived from his poems often requires a mental effort; the emotions he stirs within us, and that deeply and energetically, always arise from non-material sources. Hence the seriousness, strength, elasticity, and depth that characterize all his work; but this also results in a constant tension of the mind while we read him. No poet—except perhaps Young, who demands even more than Klopstock without giving us as much in return—could be less suited to be a favorite author and life guide than Klopstock, because he only leads us away from life, calling forth nothing but spirit and never offering rest or rejuvenation for the senses through the comforting presence of any object. His muse is pure, entirely free from the earthly, immaterial and sacred like his religion; and we must admit with admiration that while he sometimes roams these lofty heights, he has never fallen from them. But precisely for this reason, I must candidly express my concern for the common sense of those who sincerely and seriously consider Klopstock their favorite book, the one that provides sentiments appropriate for any situation, or to which they can always return: perhaps even—and I suspect this—Germany has seen enough consequences of his dangerous influence. Klopstock can only be appreciated in specific states of mind and moments of exaltation. This is why he is idolized by youth, though they might not be selecting the best option. Youth, which always yearns for something beyond real life, shuns all rigidity in form and finds all boundaries too restrictive, allows itself to be swept away with love and delight into the infinite realms offered by this poet. But wait until youth has matured into adulthood, and from the sphere of ideas, he returns to the world of experience; then you will see this enthusiastic admiration for Klopstock diminish significantly, although a more mature age will not change the respect due to this unique phenomenon, this extraordinary genius, and these noble sentiments—respect that Germany, in particular, owes to his great merit.
I have said that this poet was great specially in the elegiac style, and it is scarcely necessary to confirm this judgment by entering into particulars. Capable of exercising all kinds of action on the heart, and having graduated as master in all that relates to sentimental poetry, he can sometimes shake the soul by the most sublime pathos, at others cradle it with sweet and heavenly sensations. Yet his heart prefers to follow the direction of a lofty spiritual melancholy; and, however sublime be the tones of his harp and of his lyre, they are always the tender notes of his lute that resound with most truth and the deepest emotion. I take as witnesses all those whose nature is pure and sensuous: would they not be ready to give all the passages where Klopstock is strong, and bold; all those fictions, all the magnificent descriptions, all the models of eloquence which abound in the "Messiah," all those dazzling comparisons in which our poet excels,—would they not exchange them for the pages breathing tenderness, the "Elegy to Ebert" for example, or that admirable poem entitled "Bardalus," or again, the "Tombs Opened before the Hour," the "Summer's Night," the "Lake of Zurich," and many other pieces of this kind? In the same way the "Messiah" is dear to me as a treasure of elegiac feelings and of ideal paintings, though I am not much satisfied with it as the recital of an action and as an epic.
I’ve mentioned that this poet was especially great in the elegiac style, and it’s hardly necessary to back that up with details. He can evoke all kinds of emotions and has mastered everything related to sentimental poetry. Sometimes, he can move the soul with the most profound pathos; other times, he can soothe it with sweet and uplifting feelings. However, he leans towards a deep spiritual melancholy. No matter how grand the sounds of his harp and lyre are, it’s always the soft notes of his lute that resonate with the most truth and deepest emotion. I believe that those with pure and sensitive natures would agree: would they not gladly trade all the powerful, bold passages where Klopstock shines—his fictions, magnificent descriptions, and eloquent models found in the "Messiah," those stunning comparisons where our poet excels—for pages that exude tenderness, like the "Elegy to Ebert," or the amazing poem called "Bardalus," or pieces like "Tombs Opened before the Hour," "Summer's Night," "Lake of Zurich," among many others? Similarly, while I treasure the "Messiah" for its elegiac feelings and ideal imagery, I’m not entirely satisfied with it as a narrative of action or as an epic.
I ought, perhaps, before quitting this department, to recall the merits in this style of Uz, Denis, Gessner in the "Death of Abel"—Jacobi, Gerstenberg, Hoelty, De Goeckingk, and several others, who all knew how to touch by ideas, and whose poems belong to the sentimental kind in the sense in which we have agreed to understand the word. But my object is not here to write a history of German poetry; I only wished to clear up what I said further back by some examples from our literature. I wished to show that the ancient and the modern poets, the authors of simple poetry and of sentimental poetry, follow essentially different paths to arrive at the same end: that the former move by nature, individuality, a very vivid sensuous element; while the latter do it by means of ideas and a high spirituality, exercising over our minds an equally powerful though less extensive influence.
I should probably mention, before leaving this topic, the contributions of Uz, Denis, Gessner in "The Death of Abel," Jacobi, Gerstenberg, Hoelty, De Goeckingk, and several others, who all knew how to evoke feelings through ideas, and whose poems fall into the sentimental category as we’ve defined it. However, my goal isn’t to write a history of German poetry; I just wanted to clarify what I mentioned earlier with some examples from our literature. I wanted to demonstrate that ancient and modern poets, as well as creators of simple and sentimental poetry, take fundamentally different paths to reach the same goal: the former are driven by nature, individuality, and a strong sensory element, while the latter achieve this through ideas and elevated spirituality, which exert a similarly powerful but less widespread influence on our minds.
It has been seen, by the examples which precede, how sentimental poetry conceives and treats subjects taken from nature; perhaps the reader may be curious to know how also simple poetry treats a subject of the sentimental order. This is, as it seems, an entirely new question, and one of special difficulty; for, in the first place, has a subject of the sentimental order ever been presented in primitive and simple periods? And in modern times, where is the simple poet with whom we could make this experiment? This has not, however, prevented genius from setting this problem, and solving it in a wonderfully happy way. A poet in whose mind nature works with a purer and more faithful activity than in any other, and who is perhaps of all modern poets the one who departs the least from the sensuous truth of things, has proposed this problem to himself in his conception of a mind, and of the dangerous extreme of the sentimental character. This mind and this character have been portrayed by the modern poet we speak of, a character which with a burning sensuousness embraces the ideal and flies the real, to soar up to an infinite devoid of being, always occupied in seeking out of himself what he incessantly destroys in himself; a mind that only finds reality in his dreams, and to whom the realities of life are only limits and obstacles; in short, a mind that sees only in its own existence a barrier, and goes on, as it were, logically to break down this barrier in order to penetrate to true reality.
It has been shown, through the previous examples, how sentimental poetry understands and explores themes from nature; perhaps the reader may wonder how simple poetry addresses themes of a sentimental nature as well. This seems to be a completely new question, and one that is especially challenging; for, first of all, has a sentimental theme ever been presented during primitive and simple periods? And in modern times, where is the simple poet with whom we could undertake this exploration? However, this hasn’t stopped genius from tackling this problem and resolving it in a remarkably successful way. A poet whose connection with nature is purer and more genuine than that of any other, and who perhaps strays least from the sensory truth of things, has taken on this problem in how he envisions a mind and the extreme dangers of a sentimental character. This mind and character have been depicted by the modern poet in question, a character that, with intense sensuousness, embraces the ideal and shuns the real, soaring to an infinite state devoid of substance, perpetually focused on seeking what he continuously destroys within himself; a mind that finds reality only in dreams, and for whom the realities of life are merely limits and obstacles; in short, a mind that perceives its own existence as a barrier, and logically proceeds to dismantle that barrier in order to reach true reality.
It is interesting to see with what a happy instinct all that is of a nature to feed the sentimental mind is gathered together in Werther: a dreamy and unhappy love, a very vivid feeling for nature, the religious sense coupled with the spirit of philosophic contemplation, and lastly, to omit nothing, the world of Ossian, dark, formless, melancholy. Add to this the aspect under which reality is presented, all is depicted which is least adapted to make it lovable, or rather all that is most fit to make it hated; see how all external circumstances unite to drive back the unhappy man into his ideal world; and now we understand that it was quite impossible for a character thus constituted to save itself, and issue from the circle in which it was enclosed. The same contrast reappears in the "Torquato Tasso" of the same poet, though the characters are very different. Even his last romance presents, like his first, this opposition between the poetic mind and the common sense of practical men, between the ideal and the real, between the subjective mode and the objective mode of seeing and representing things; it is the same opposition, I say, but with what a diversity! Even in "Faust" we still find this contrast, rendered, I admit—as the subject required—much more coarsely on both hands, and materialized. It would be quite worth while if a psychological explanation were attempted of this character, personified and specified in four such different ways.
It's fascinating to see how instinctively everything that appeals to a sentimental heart is collected in Werther: a wistful and unfulfilled love, a deep appreciation for nature, a spiritual sense combined with philosophical reflection, and lastly, to cover all the bases, the gloomy, vague world of Ossian. On top of this, reality is shown in a way that highlights what is least lovable, or rather, what is most likely to be despised; notice how all external factors push the unhappy man back into his ideal world. Now we understand that it was quite impossible for a character like this to rescue themselves and break free from the circle they were trapped in. The same contrast appears in the "Torquato Tasso" by the same poet, even though the characters are quite different. Even his last romance presents, like his first, this clash between the poetic imagination and the practical mindset of everyday people, between the ideal and the real, between subjective and objective ways of seeing and representing things; it's the same clash, I say, but with such variety! Even in "Faust," we still find this contrast, I admit—though it is presented in a much more straightforward manner on both sides, and more physical. It would be really interesting if someone attempted to provide a psychological explanation for this character, personified in such different ways.
It has been observed further back that a mere disposition to frivolity of mind, to a merry humor, if a certain fund of the ideal is not joined to it, does not suffice to constitute the vocation of a satirical poet, though this mistake is frequently made. In the same way a mere disposition for tender sentiments, softness of heart, and melancholy do not suffice to constitute a vocation for elegy. I cannot detect the true poetical talent, either on one side or the other; it wants the essential, I mean the energetic and fruitful principle that ought to enliven the subject, and produce true beauty. Accordingly the productions of this latter nature, of the tender nature, do nothing but enervate us; and without refreshing the heart, without occupying the mind, they are only able to flatter in us the sensuous nature. A constant disposition to this mode of feeling ends necessarily, in the long run, by weakening the character, and makes it fall into a state of passivity from which nothing real can issue, either for external or for internal life. People have, therefore, been quite right to persecute by pitiless raillery this fatal mania of sentimentality and of tearful melancholy which possessed Germany eighteen years since, in consequence of certain excellent works that were ill understood and indiscreetly imitated. People have been right, I say, to combat this perversity, though the indulgence with which men are disposed to receive the parodies of these elegiac caricatures—that are very little better themselves—the complaisance shown to bad wit, to heartless satire and spiritless mirth, show clearly enough that this zeal against false sentimentalism does not issue from quite a pure source. In the balance of true taste one cannot weigh more than the other, considering that both here and there is wanting that which forms the aesthetic value of a work of art, the intimate union of spirit with matter, and the twofold relation of the work with the faculty of perception as well as with the faculty of the ideal.
It has been noted for some time that just having a light-hearted attitude or a cheerful spirit, without a certain depth of imagination, isn't enough to make someone a true satirical poet, even though many people think otherwise. Similarly, having just a tendency toward tender feelings, kindness, and sadness doesn't make one a true elegist. I can't find genuine poetic talent on either side; it lacks the essential driving force that should inspire the subject and create real beauty. As a result, works that focus solely on tender emotions only weaken us; they don't refresh the heart or engage the mind, and they merely appeal to our more superficial nature. A constant focus on these feelings ultimately leads to a weakening of character and results in a state of passivity that yields nothing truly valuable, either in external or internal life. Therefore, it has been completely justified to criticize this dangerous obsession with sentimentality and tearful melancholy that overtook Germany eighteen years ago, due to certain excellent works that were poorly understood and indiscreetly imitated. I maintain that it was right to challenge this distortion, even though the willingness of people to embrace parodies of these elegiac caricatures— which aren't much better themselves— and the leniency shown toward bad humor, heartless satire, and dull cheerfulness clearly indicate that this push against false sentimentality doesn't come from an entirely pure place. When it comes to true taste, neither side can truly outweigh the other, since both lack what gives a work of art its aesthetic value: the deep connection between spirit and matter, as well as the dual relationship of the work with our ability to perceive it and our capacity for idealism.
People have turned Siegwart ["Siegwart," a novel by J. Mailer, published at Ulm, 1776] and his convent story into ridicule, and yet the "Travels into the South of France" are admired; yet both works have an equal claim to be esteemed in certain respects, and as little to be unreservedly praised in others. A true, though excessive, sensuousness gives value to the former of these two romances; a lively and sportive humor, a fine wit, recommends the other: but one totally lacks all sobriety of mind that would befit it, the other lacks all aesthetic dignity. If you consult experience, one is rather ridiculous; if you think of the ideal, the other is almost contemptible. Now, as true beauty must of necessity accord both with nature and with the ideal, it is clear that neither the one nor the other of these two romances could pretend to pass for a fine work. And notwithstanding all this, it is natural, as I know it by my own experience, that the romance of Thummel should be read with much pleasure. As a fact it only wounds those requirements which have their principle in the ideal, and which consequently do not exist for the greater part of readers; requirements that, even in persons of most delicate feeling, do not make themselves felt at the moments when we read romances. With regard to the other needs of the mind, and especially to those of the senses, this book, on the other hand, affords unusual satisfaction. Accordingly, it must be, and will be so, that this book will remain justly one of the favorite works of our age, and of all epochs when men only write aesthetic works to please, and people only read to get pleasure.
People have mocked Siegwart ["Siegwart," a novel by J. Mailer, published at Ulm, 1776] and his convent story, yet "Travels into the South of France" is praised. Both works deserve recognition in some ways, and both have their shortcomings. The former romance has a somewhat excessive sensuality that gives it value, while the latter is characterized by lively humor and sharp wit; however, one lacks the seriousness it needs, and the other lacks any aesthetic dignity. From real-life experience, one seems rather silly, while the other feels nearly contemptible when idealized. True beauty must align with both nature and the ideal, showing that neither of these romances can truly be considered great works. Still, it's understandable, from my own experience, that many enjoy reading Thummel's romance. It only falls short of the ideal's standards, which many readers overlook; even those with the most refined sensibilities often don't notice these requirements while reading romances. In terms of other mental needs, especially those of the senses, this book provides a rare level of satisfaction. Therefore, it’s only natural that this book will remain a beloved work of our time, and in all eras when writers create aesthetic works purely for enjoyment, and readers seek pleasure in their reading.
But does not poetical literature also offer, even in its classical monuments, some analogous examples of injuries inflicted or attempted against the ideal and its superior purity? Are there not some who, by the gross, sensuous nature of their subject, seem to depart strangely from the spiritualism I here demand of all works of art? If this is permitted to the poet, the chaste nurseling of the muses, ought it not to be conceded to the novelist, who is only the half-brother of the poet, and who still touches by so many points? I can the less avoid this question because there are masterpieces, both in the elegiac and in the satirical kind, where the authors seek and preach up a nature quite different from that I am discussing in this essay, and where they seem to defend it, not so much against bad as against good morals. The natural conclusion would be either that this sort of poem ought to be rejected, or that, in tracing here the idea of elegiac poetry, we have granted far too much to what is arbitrary.
But doesn't poetic literature also provide, even in its classic works, some similar examples of damage done or attempted against the ideal and its higher purity? Aren't there some whose crude, sensual subjects seem to stray oddly from the spirituality I expect from all art? If this is allowed for the poet, the pure child of the muses, shouldn’t it also be allowed for the novelist, who is only a half-brother to the poet, and shares so many connections? I can’t help but raise this question because there are masterpieces, both in the elegiac and satirical genres, where the authors explore and promote a nature quite different from what I'm discussing in this essay, and where they seem to defend it, not so much against poor morals as against good ones. The logical conclusion would be either that this kind of poem should be rejected, or that, in outlining the idea of elegiac poetry here, we have conceded far too much to what is subjective.
The question I asked was, whether what was permitted by the poet might not be tolerated in a prose narrator too? The answer is contained in the question. What is allowed in the poet proves nothing about what must be allowed in one who is not a poet. This tolerancy in fact reposes on the very idea which we ought to make to ourselves of the poet, and only on this idea; what in his case is legitimate freedom, is only a license worthy of contempt as soon as it no longer takes its source in the ideal, in those high and noble inspirations which make the poet.
The question I asked was whether what the poet is allowed to do could also be accepted from a prose narrator. The answer is in the question itself. What is acceptable for the poet doesn't mean it should be acceptable for someone who isn’t a poet. This tolerance actually rests on how we perceive the poet, and only on that perception; what is seen as legitimate freedom for the poet becomes nothing more than a contemptible license if it doesn't originate from the ideal, from those high and noble inspirations that define the poet.
The laws of decency are strangers to innocent nature; the experience of corruption alone has given birth to them. But when once this experience has been made, and natural innocence has disappeared from manners, these laws are henceforth sacred laws that man, who has a moral sense, ought not to infringe upon. They reign in an artificial world with the same right that the laws of nature reign in the innocence of primitive ages. But by what characteristic is the poet recognized? Precisely by his silencing in his soul all that recalls an artificial world, and by causing nature herself to revive in him with her primitive simplicity. The moment he has done this he is emancipated by this alone from all the laws by which a depraved heart secures itself against itself. He is pure, he is innocent, and all that is permitted to innocent nature is equally permitted to him. But you who read him or listen to him, if you have lost your innocence, and if you are incapable of finding it again, even for a moment, in a purifying contact with the poet, it is your own fault, and not his: why do not you leave him alone? it is not for you that he has sung!
The rules of decency are foreign to innocent nature; only the experience of corruption has created them. But once this experience has happened and natural innocence has vanished from behavior, these rules become sacred laws that a person with a moral compass should not violate. They exist in an artificial world with the same authority that the laws of nature had during the innocent times of humanity. But how is the poet recognized? It's by silencing everything within himself that reminds him of this artificial world and allowing nature to awaken in him with its original simplicity. The moment he achieves this, he is freed from all the laws that a corrupt heart uses to protect itself. He is pure, he is innocent, and all that is allowed for innocent nature is likewise allowed for him. But you, who read or listen to him, if you have lost your innocence and cannot reclaim it, even for a moment, through a healing interaction with the poet, that's your own responsibility and not his: why not just leave him be? He hasn't sung for you!
Here follows, therefore, in what relates to these kinds of freedoms, the rules that we can lay down.
Here are the rules we can establish regarding these types of freedoms.
Let us remark in the first place that nature only can justify these licenses; whence it follows that you could not legitimately take them up of your own choice, nor with a determination of imitating them; the will, in fact, ought always to be directed according to the laws of morality, and on its part all condescending to the sensuous is absolutely unpardonable. These licenses must, therefore, above all, be simplicity. But how can we be convinced that they are actually simple? We shall hold them to be so if we see them accompanied and supported by all the other circumstances which also have their spring of action in nature; for nature can only be recognized by the close and strict consistency, by the unity and uniformity of its effects. It is only a soul that has on all occasions a horror of all kinds of artifice, and which consequently rejects them even where they would be useful—it is only that soul which we permit to be emancipated from them when the artificial conventionalities hamper and hinder it. A heart that submits to all the obligations of nature has alone the right to profit also by the liberties which it authorizes. All the other feelings of that heart ought consequently to bear the stamp of nature: it will be true, simple, free, frank, sensible, and straightforward; all disguise, all cunning, all arbitrary fancy, all egotistical pettiness, will be banished from his character, and you will see no trace of them in his writings.
Let's first acknowledge that only nature can justify these liberties; this means that you can't legitimately adopt them on your own or with the intention of imitating them. The will should always align with moral laws, and indulging in anything that caters to the senses is completely unacceptable. These liberties must, above all, be simple. But how can we be sure they're genuinely simple? We will consider them simple if they are accompanied and supported by all the other circumstances that also originate in nature; for nature can only be identified by the close and strict consistency, unity, and uniformity of its effects. Only a soul that has a constant aversion to any form of artifice, and therefore rejects it even when it might be useful, can be freed from these influences when artificial conventions restrict and hinder it. A heart that embraces all the obligations of nature is the only one entitled to benefit from the freedoms it allows. All other feelings of that heart should, therefore, reflect nature: it will be true, simple, free, open, sensible, and straightforward; all pretense, cunning, arbitrary whims, and selfish pettiness will be absent from its character, and you won’t find any trace of them in its writings.
Second rule: beautiful nature alone can justify freedoms of this kind; whence it follows that they ought not to be a mere outbreak of the appetites; for all that proceeds exclusively from the wants of sensuous nature is contemptible. It is, therefore, from the totality and the fulness of human nature that these vivid manifestations must also issue. We must find humanity in them. But how can we judge that they proceed in fact from our whole nature, and not only from an exclusive and vulgar want of the sensuous nature? For this purpose it is necessary that we should see—that they should represent to us—this whole of which they form a particular feature. This disposition of the mind to experience the impressions of the sensuous is in itself an innocent and an indifferent thing. It does not sit well on a man only because of its being common to animals with him; it augurs in him the lack of true and perfect humanity. It only shocks us in the poem because such a work having the pretension to please us, the author consequently seems to think us capable, us also, of this moral infirmity. But when we see in the man who has let himself be drawn into it by surprise all the other characteristics that human nature in general embraces; when we find in the work where these liberties have been taken the expression of all the realities of human nature, this motive of discontent disappears, and we can enjoy, without anything changing our joy, this simple expression of a true and beautiful nature. Consequently this same poet who ventures to allow himself to associate us with feelings so basely human, ought to know, on the other hand, how to raise us to all that is grand, beautiful, and sublime in our nature.
Second rule: beautiful nature alone can justify these kinds of freedoms; therefore, they shouldn’t just be a result of our desires, because everything that comes purely from our physical cravings is unworthy. These vivid expressions should arise from the completeness and richness of human nature. We need to see humanity in them. But how can we tell if they truly come from our whole nature and not just from a limited, base desire? For that, we need to observe—they must represent this whole of which they are a part. This tendency to be influenced by sensory experiences is itself neutral and innocent. It doesn’t reflect well on a person simply because it’s something shared with animals; it suggests a lack of true and complete humanity. It only bothers us in poetry because a work that aims to please implies that the author thinks we too can be caught up in this moral weakness. But when we see in someone unexpectedly drawn into it all the other traits that encompass human nature, and when we find in the work that takes these liberties a reflection of all human realities, the cause for our discomfort fades, and we can enjoy this straightforward expression of genuine and beautiful nature without anything ruining our joy. Thus, this same poet who dares to connect us with such base human feelings should also know how to lift us to all that is great, beautiful, and sublime in our nature.
We should, therefore, have found there a measure to which we could subject the poet with confidence, when he trespasses on the ground of decency, and when he does not fear to penetrate as far as that in order freely to paint nature. His work is common, base, absolutely inexcusable, from the moment it is frigid, and from the moment it is empty, because that shows a prejudice, a vulgar necessity, an unhealthy appeal to our appetites. His work, on the other hand, is beautiful and noble, and we ought to applaud it without any consideration for all the objections of frigid decency, as soon as we recognize in it simplicity, the alliance of spiritual nature and of the heart.
We should have a clear standard to hold the poet to when he crosses the line of decency and isn’t afraid to dive deep to portray nature freely. His work becomes ordinary, low, and completely unjustifiable if it’s cold and empty because that reflects a bias, a crude need, and an unhealthy appeal to our desires. On the flip side, his work is beautiful and noble, and we should celebrate it without worrying about all the arguments for cold decency, as soon as we see simplicity, the connection between spiritual nature and the heart.
Perhaps I shall be told that if we adopt this criterion, most of the recitals of this kind composed by the French, and the best imitations made of them in Germany, would not perhaps find their interest in it; and that it might be the same, at least in part, with many of the productions of our most intellectual and amiable poets, without even excepting his masterpieces. I should have nothing to reply to this. The sentence after all is anything but new, and I am only justifying the judgment pronounced long since on this matter by all men of delicate perceptions. But these same principles which, applied to the works of which I have just spoken, seem perhaps in too strict a spirit, might also be found too indulgent when applied to some other works. I do not deny, in fact, that the same reasons which make me hold to be quite inexcusable the dangerous pictures drawn by the Roman Ovid and the German Ovid, those of Crebillon, of Voltaire, of Marmontel, who pretends to write moral tales!—of Lacroix, and of many others—that these same reasons, I say, reconcile me with the elegies of the Roman Propertius and of the German Propertius, and even with some of the decried productions of Diderot. This is because the former of those works are only witty, prosaic, and voluptuous, while the others are poetic, human, and simple.
Maybe I'll be told that if we use this standard, most of the French pieces of this sort, along with the best German imitations, might not hold much interest; and that the same could partially apply to many works from our most thoughtful and charming poets, including his masterpieces. I wouldn't have a response to this. After all, this view isn’t new, and I’m just backing up the judgment that has long been shared by those with sensitive perceptions. However, the same principles that might seem too strict when judging the works I just mentioned could also appear too lenient when applied to others. I don’t deny that the same reasons that make me see the provocative images created by the Roman Ovid and the German Ovid—as well as those of Crebillon, Voltaire, Marmontel, who claims to write moral stories, Lacroix, and many others—as completely inexcusable, also lead me to appreciate the elegies of the Roman Propertius and the German Propertius, and even some criticized works of Diderot. This is because the former works are just clever, prosaic, and hedonistic, while the latter are poetic, human, and straightforward.
IDYL.
It remains for me to say a few words about this third kind of sentimental poetry—some few words and no more, for I propose to speak of it at another time with the developments particularly demanded by the theme.
I just want to say a few words about this third type of sentimental poetry—just a few words and nothing more, because I plan to discuss it further at another time with the details that the topic requires.
This kind of poetry generally presents the idea and description of an innocent and happy humanity. This innocence and bliss seeming remote from the artificial refinements of fashionable society, poets have removed the scene of the idyl from crowds of worldly life to the simple shepherd's cot, and have given it a place in the infancy of humanity before the beginning of culture. These limitations are evidently accidental; they do not form the object of the idyl, but are only to be regarded as the most natural means to attain this end. The end is everywhere to portray man in a state of innocence: which means a state of harmony and peace with himself and the external world.
This type of poetry usually expresses the idea and depiction of a pure and joyful humanity. This innocence and happiness seem far removed from the artificial niceties of trendy society, so poets have shifted the setting of the idyl from the hustle and bustle of the world to the humble shepherd's home, placing it in humanity's early days before culture began. These restrictions are clearly incidental; they don’t define the essence of the idyl but are merely the most natural means to achieve this purpose. The goal is always to portray humans in a state of innocence, which means a state of harmony and peace with themselves and the outside world.
But a state such as this is not merely met with before the dawn of civilization; it is also the state to which civilization aspires, as to its last end, if only it obeys a determined tendency in its progress. The idea of a similar state, and the belief of the possible reality of this state, is the only thing that can reconcile man with all the evils to which he is exposed in the path of civilization; and if this idea were only a chimera, the complaints of those who accuse civil life and the culture of the intelligence as an evil for which there is no compensation, and who represent this primitive state of nature that we have renounced as the real end of humanity—their complaints, I say, would have a perfectly just foundation. It is, therefore, of infinite importance for the man engaged in the path of civilization to see confirmed in a sensuous manner the belief that this idea can be accomplished in the world of sense, that this state of innocence can be realized in it; and as real experience, far from keeping up this belief, is rather made incessantly to contradict it, poetry comes here, as in many other cases, in aid of reason, to cause this idea to pass into the condition of an intuitive idea, and to realize it in a particular fact. No doubt this innocence of pastoral life is also a poetic idea, and the imagination must already have shown its creative power in that. But the problem, with this datum, becomes infinitely simpler and easier to solve; and we must not forget that the elements of these pictures already existed in real life, and that it was only requisite to gather up the separate traits to form a whole. Under a fine sky, in a primitive society, when all the relations are still simple, when science is limited to so little, nature is easily satisfied, and man only turns to savagery when he is tortured by want. All nations that have a history have a paradise, an age of innocence, a golden age. Nay, more than this, every man has his paradise, his golden age, which he remembers with more or less enthusiasm, according as he is more or less poetical. Thus experience itself furnishes sufficient traits to this picture which the pastoral idyl executes. But this does not prevent the pastoral idyl from remaining always a beautiful and an encouraging fiction; and poetic genius, in retracing these pictures, has really worked in favor of the ideal. For, to the man who has once departed from simple nature, and who has been abandoned to the dangerous guidance of his reason, it is of the greatest importance to find the laws of nature expressed in a faithful copy, to see their image in a clear mirror, and to reject all the stains of artificial life. There is, however, a circumstance which remarkably lessens the aesthetic value of these sorts of poetry. By the very fact that the idyl is transported to the time that precedes civilization, it also loses the advantages thereof; and by its nature finds itself in opposition to itself. Thus, in a theoretical sense, it takes us back at the same time that in a practical sense it leads us on and ennobles us. Unhappily it places behind us the end towards which it ought to lead us, and consequently it can only inspire us with the sad feeling of a loss, and not the joyous feeling of a hope. As these poems can only attain their end by dispensing with all art, and by simplifying human nature, they have the highest value for the heart, but they are also far too poor for what concerns the mind, and their uniform circle is too quickly traversed. Accordingly we can only seek them and love them in moments in which we need calm, and not when our faculties aspire after movement and exercise. A morbid mind will find its cure in them, a sound soul will not find its food in them. They cannot vivify, they can only soften. This defect, grounded in the essence of the pastoral idyll, has not been remedied by the whole art of poets. I know that this kind of poem is not without admirers, and that there are readers enough who prefer an Amyntus and a Daphnis to the most splendid masterpieces of the epic or the dramatic muse; but in them it is less the aesthetical taste than the feeling of an individual want that pronounces on works of art; and their judgment, by that very fact, could not be taken into consideration here. The reader who judges with his mind, and whose heart is sensuous, without being blind to the merit of these poems, will confess that he is rarely affected by them, and that they tire him most quickly. But they act with so much the more effect in the exact moment of need. But must the truly beautiful be reduced to await our hours of need? and is it not rather its office to awaken in our soul the want that it is going to satisfy?
But a state like this isn't just something we encounter before civilization begins; it's also the state that civilization aims for as its ultimate goal, as long as it follows a certain trend in its progress. The idea of such a state, and the belief that it could actually exist, is the only thing that can help people deal with all the hardships they face in civilized life. If this idea were just a fantasy, then the complaints of those who criticize civilized society and culture as unjustifiable evils, and who claim that the natural state we have left behind is humanity's true purpose—those complaints would be completely valid. Therefore, it's crucial for someone on the journey of civilization to see in a tangible way that this idea can be realized in the real world, that this state of innocence can actually happen; and since real experiences seem to contradict this belief, poetry steps in to support reason by transforming this idea into something intuitive and realizing it in a specific instance. No doubt, this innocence of pastoral life is also a poetic concept, and the imagination must have already shown its creative power in that. However, with this information, the problem becomes much simpler and easier to address; and we must remember that the elements of these images already existed in real life, and that we just need to gather the individual traits to create a whole. Under a clear sky, in early society, when all relationships remain straightforward, when knowledge is quite limited, nature is easily satisfied, and a person only turns savage when driven by want. All nations with a history have a paradise, an age of innocence, or a golden age. Moreover, every person has their own paradise, their golden age, which they recall with varying levels of excitement, depending on how imaginative they are. Thus, experience itself provides enough details for the picture that the pastoral idyll paints. But this doesn’t stop the pastoral idyll from always being a beautiful and uplifting fantasy; and poetic genius, in depicting these images, has genuinely worked in favor of the ideal. For someone who has strayed from simple nature and has given in to the risky guidance of reason, it’s extremely important to see nature’s laws reflected accurately, to view their likeness in a clear mirror, and to reject all the blemishes of artificial life. However, there is a factor that significantly diminishes the aesthetic value of these types of poetry. By the very fact that the idyll is set in a time before civilization, it also loses the benefits that come with it; and by its nature, it finds itself in conflict with itself. Thus, in a theoretical sense, it takes us backward, while in a practical sense, it moves us forward and uplifts us. Unfortunately, it puts behind us the goal towards which it should lead us, and therefore can only evoke a sense of loss, rather than a joyful feeling of hope. Since these poems can only fulfill their purpose by avoiding all art and by simplifying human nature, they hold great value for the heart, but they are far too simplistic when it comes to the mind, and their repetitive themes become tiresome quickly. Consequently, we can only seek out and appreciate them when we need tranquility and not when we crave movement and stimulation. A troubled mind may find healing in them, but a healthy soul will not find nourishment in them. They cannot invigorate; they can only soothe. This flaw, rooted in the essence of the pastoral idyll, hasn't been fixed by the poets' full artistry. I acknowledge that this type of poem has its admirers, and there are enough readers who would choose an Amyntus and a Daphnis over the greatest masterpieces of epic or dramatic poetry; but in these cases, it's more an individual's personal desire than true aesthetic taste that influences their opinions on art, and therefore their judgments cannot be considered here. The reader who evaluates with their mind, and whose heart is sensitive, will admit that they are seldom moved by these poems, and that they quickly become tiresome. Yet, they prove to be much more effective in moments of need. But should true beauty really be relegated to waiting for our times of need? Shouldn't its role be to awaken in our souls the desire it aims to fulfill?
The reproaches I here level against the bucolic idyl cannot be understood of the sentimental. The simple pastoral, in fact, cannot be deprived of aesthetic value, since this value is already found in the mere form. To explain myself: every kind of poetry is bound to possess an infinite ideal value, which alone constitutes it a true poetry; but it can satisfy this condition in two different ways. It can give us the feeling of the infinite as to form, by representing the object altogether limited and individualizing it; it can awaken in us the feeling of the infinite as to matter, in freeing its object from all limits in which it is enclosed, by idealizing this object; therefore it can have an ideal value either by an absolute representation or by the representation of an absolute. Simple poetry takes the former road, the other is that of sentimental poetry. Accordingly the simple poet is not exposed to failure in value so long as he keeps faithfully to nature, which is always completely circumscribed, that is, is infinite as regards form. The sentimental poet, on the contrary, by that very fact, that nature only offers him completely circumscribed objects, finds in it an obstruction when he wishes to give an absolute value to a particular object. Thus the sentimental poet understands his interests badly when he goes along the trail of the simple poet, and borrows his objects from him—objects which by themselves are perfectly indifferent, and which only become poetical by the way in which they are treated. By this he imposes on himself without any necessity the same limits that confine the field of the simple poet, without, however, being able to carry out the limitation properly, or to vie with his rival in absolute definiteness of representation. He ought rather, therefore, to depart from the simple poet, just in the choice of object; because, the latter having the advantage of him on the score of form, it is only by the nature of the objects that he can resume the upper hand.
The criticisms I’m making about the rural ideal can't be grasped by those who are overly sentimental. The straightforward pastoral scene actually has its own aesthetic value, since this value exists merely in its form. Let me explain: every type of poetry is meant to have an infinite ideal value, which is what makes it true poetry; but it can achieve this in two different ways. It can evoke a sense of the infinite in terms of form, by portraying a completely limited and individualized object; or it can spark a sense of the infinite regarding matter, by freeing its subject from all constraints, thus idealizing it. Therefore, it can possess ideal value either through an absolute representation or through the representation of an absolute. Simple poetry takes the first approach, while sentimental poetry takes the second. As a result, a simple poet won’t lose value as long as they stick closely to nature, which is always fully defined and, in terms of form, is infinite. On the other hand, the sentimental poet, by the fact that nature offers only fully defined objects, runs into a problem when they try to give absolute value to a particular object. Thus, the sentimental poet misunderstands their own interests when they follow the path of the simple poet and borrow their subjects—subjects that are inherently neutral and only become poetic based on how they’re handled. In doing this, they unnecessarily impose the same limits that restrict the simple poet’s work, yet they won't be able to effectively carry out that limitation or compete with the simple poet in terms of absolute clarity of representation. Therefore, they should actually diverge from the simple poet, particularly in their choice of subjects; since the simple poet has the upper hand regarding form, it’s only through the nature of their subjects that the sentimental poet can take the lead.
Applying this to the pastoral idyls of the sentimental poet, we see why these poems, whatever amount of art and genius be displayed in them, do not fully satisfy the heart or the mind. An ideal is proposed in it, and, at the same time, the writer keeps to this narrow and poor medium of pastoral life. Would it not have been better, on the contrary, to choose for the ideal another frame, or for the pastoral world another kind of picture? These pictures are just ideal enough for painting to lose its individual truth in them, and, again, just individual enough for the ideal in them to suffer therefrom. For example, a shepherd of Gessner can neither charm by the illusion of nature nor by the beauty of imitation; he is too ideal a being for that, but he does not satisfy us any more as an ideal by the infinity of the thought: he is a far too limited creature to give us this satisfaction. He will, therefore, please up to a certain point all classes of readers, without exception, because he seeks to unite the simple with the sentimental, and he thus gives a commencement of satisfaction to the two opposite exigencies that may be brought to bear on any particular part of a poem; but the author, in trying to unite the two points, does not fully satisfy either one or the other exigency, as you do not find in him either pure nature or the pure ideal; he cannot rank himself as entirely up to the mark of a stringent critical taste, for taste does not accept anything equivocal or incomplete in aesthetical matters. It is a strange thing that, in the poet whom I have named, this equivocal character extends to the language, which floats undecided between poetry and prose, as if he feared either to depart too far from nature, by speaking rhythmical language, or if he completely freed himself from rhythm, to lose all poetic flight. Milton gives a higher satisfaction to the mind, in the magnificent picture of the first human pair, and of the state of innocence in paradise;—the most beautiful idyl I know of the sentimental kind. Here nature is noble, inspired, simple, full of breadth, and, at the same time, of depth; it is humanity in its highest moral value, clothed in the most graceful form.
Applying this to the pastoral poems of sentimental poets, we see why these works, regardless of the artistry and genius they demonstrate, don't completely satisfy the heart or the mind. An ideal is proposed, but the writer is stuck in a limited and simplistic portrayal of pastoral life. Wouldn't it have been better to choose a different context for the ideal or a different kind of portrayal for the pastoral world? These representations are just ideal enough that painting loses its individual truth, yet just individual enough that the ideal suffers as a result. For example, a shepherd in Gessner's work neither charms through the illusion of nature nor through the beauty of imitation; he is too idealized for that, but he also doesn't satisfy us conceptually because he is far too limited as a character for that fulfillment. Therefore, he'll please a range of readers, as he tries to blend the simple with the sentimental, giving a hint of satisfaction to both opposing demands often placed on a poem. However, in trying to merge these two aspects, he fails to fully satisfy either one; he neither presents pure nature nor pure idealism. He doesn't measure up to rigorous critical standards because taste doesn't accept anything ambiguous or incomplete in art. It's odd that, in the poet I mentioned, this ambiguous nature extends to the language, which vacillates between poetry and prose, as if he fears straying too far from nature with rhythmical expression, or losing all poetic quality if he abandons rhythm entirely. Milton offers a much greater satisfaction to the mind with the magnificent portrayal of the first humans and the state of innocence in paradise—the most beautiful sentimental idyl I know. Here, nature is noble, inspired, simple, broad, and deep; it presents humanity at its highest moral value, wrapped in the most graceful form.
Thus, even in respect to the idyl, as well as to all kinds of poetry, we must once for all declare either for individuality or ideality; for to aspire to give satisfaction to both exigencies is the surest means, unless you have reached the terminus of perfection, to miss both ends. If the modern poet thinks he feels enough of the Greeks' mind to vie with them, notwithstanding all the indocility of his matter, on their own ground, namely that of simple poetry, let him do it exclusively, and place himself apart from all the requirements of the sentimental taste of his age. No doubt it is very doubtful if he come up to his models; between the original and the happiest imitation there will always remain a notable distance; but, by taking this road, he is at all events secure of producing a really poetic work. If, on the other hand, he feels himself carried to the ideal by the instinct of sentimental poetry, let him decide to pursue this end fully; let him seek the ideal in its purity, and let him not pause till he has reached the highest regions without looking behind him to know if the real follows him, and does not leave him by the way. Let him not lower himself to this wretched expedient of spoiling the ideal to accommodate himself to the wants of human weakness, and to turn out mind in order to play more easily with the heart. Let him not take us back to our infancy, to make us buy, at the cost of the most precious acquisitions of the understanding, a repose that can only last as long as the slumber of our spiritual faculties; but let him lead us on to emancipation, and give us this feeling of higher harmony which compensates for all his troubles and secures the happiness of the victor! Let him prepare as his task an idyl that realizes the pastoral innocence, even in the children of civilization, and in all the conditions of the most militant and excited life; of thought enlarged by culture; of the most refined art; of the most delicate social conventionalities—an idyl, in short, that is made, not to bring back man to Arcadia, but to lead him to Elysium.
So, when it comes to the idyl and all types of poetry, we must choose between individuality and ideality; trying to satisfy both at the same time is the best way to miss both goals unless you've achieved perfection. If the modern poet believes he understands the Greeks well enough to compete with them on their own turf—specifically, the realm of simple poetry—he should do it solely and separate himself from the sentimental tastes of his time. It's highly questionable whether he can measure up to his influences; there will always be a significant gap between the original and even the best imitation. However, by taking this approach, he will at least be guaranteed to create a genuinely poetic work. On the other hand, if he feels drawn to the ideal through the allure of sentimental poetry, he should commit fully to this pursuit. He should seek the pure ideal and not stop until he reaches the highest heights, without looking back to see if reality is following him or leaving him behind. He shouldn't stoop to the miserable tactic of diluting the ideal to cater to human weaknesses or simplify thoughts just to engage emotions. He shouldn’t take us back to our childhood, making us pay for a fleeting comfort that comes at the expense of our most valuable intellectual insights. Instead, he should guide us toward liberation, offering us a sense of higher harmony that makes all his struggles worthwhile and brings happiness to the victor! Let him aim to create an idyl that embodies pastoral innocence, even in the urbanized world, amid the most challenging and vibrant lives, enriched by culture, refined art, and delicate social norms—an idyl designed not to bring humanity back to Arcadia, but to lead it to Elysium.
This idyl, as I conceive it, is the idea of humanity definitely reconciled with itself, in the individual as well as in the whole of society; it is union freely re-established between inclination and duty; it is nature purified, raised to its highest moral dignity; in short, it is no less than the ideal of beauty applied to real life. Thus, the character of this idyl is to reconcile perfectly all the contradictions between the real and the ideal, which formed the matter of satirical and elegiac poetry, and, setting aside their contradictions, to put an end to all conflict between the feelings of the soul. Thus, the dominant expression of this kind of poetry would be calm; but the calm that follows the accomplishment, and not that of indolence—the calm that comes from the equilibrium re-established between the faculties, and not from the suspending of their exercise; from the fulness of our strength, and not from our infirmity; the calm, in short, which is accompanied in the soul by the feeling of an infinite power. But precisely because idyl thus conceived removes all idea of struggle, it will be infinitely more difficult than it was in two previously-named kinds of poetry to express movement; yet this is an indispensable condition, without which poetry can never act on men's souls. The most perfect unity is required, but unity ought not to wrong variety; the heart must be satisfied, but without the inspiration ceasing on that account. The solution of this problem is properly what ought to be given us by the theory of the idyl.
This ideal, as I see it, is the vision of humanity fully reconciled with itself, both in the individual and in society as a whole; it's a union freely restored between desire and duty; it is nature purified, elevated to its highest moral worth; in short, it embodies the ideal of beauty applied to real life. Therefore, the essence of this ideal is to perfectly reconcile all the contradictions between reality and the ideal, which have been the subject of satirical and elegiac poetry, and, by setting aside these contradictions, to end all conflict within the feelings of the soul. Consequently, the dominant expression of this type of poetry would be calm; but it's the calm that follows completion, not the calm of laziness—it's the calm that emerges from the balance re-established between our faculties, not from holding them back; from the fullness of our strength, not from our weakness; in short, the calm that comes with the feeling of infinite power in the soul. However, because this ideal removes any notion of struggle, it will be far more challenging than in the two previously mentioned types of poetry to express movement; yet, this is a crucial condition, without which poetry can never touch people's souls. Perfect unity is necessary, but unity should not diminish variety; the heart must be fulfilled, but without stifling inspiration. The resolution of this challenge is precisely what the theory of the ideal should provide.
Now, what are the relations of the two poetries to one another, and their relations to the poetic ideal? Here are the principles we have established.
Now, what is the relationship between the two types of poetry and how do they connect to the poetic ideal? Here are the principles we've established.
Nature has granted this favor to the simple poet, to act always as an indivisible unity, to be at all times identical and perfect, and to represent, in the real world, humanity at its highest value. In opposition, it has given a powerful faculty to the sentimental poet, or, rather, it has imprinted an ardent feeling on him; this is to replace out of himself this first unity that abstraction has destroyed in him, to complete humanity in his person, and to pass from a limited state to an infinite state. They both propose to represent human nature fully, or they would not be poets; but the simple poet has always the advantage of sensuous reality over the sentimental poet, by setting forth as a real fact what the other aspires only to reach. Every one experiences this in the pleasure he takes in simple poetry.
Nature has given a special gift to the straightforward poet, allowing them to always be a complete whole, consistently true and perfect, representing humanity at its highest value in the real world. In contrast, it has endowed the emotional poet with a strong passion; this passion drives them to seek what they have lost through abstraction, striving to embody humanity fully and move from a limited existence to an infinite one. Both aim to depict human nature in its entirety, or they wouldn’t be poets. However, the straightforward poet has the advantage of tangible reality over the emotional poet, presenting as a solid fact what the emotional poet only hopes to achieve. Everyone feels this in the enjoyment they get from simple poetry.
We there feel that the human faculties are brought into play; no vacuum is felt; we have the feeling of unity, without distinguishing anything of what we experience; we enjoy both our spiritual activity and also the fulness of physical life. Very different is the disposition of mind elicited by the sentimental poet. Here we feel only a vivid aspiration to produce in us this harmony of which we had in the other case the consciousness and reality; to make of ourselves a single and same totality; to realize in ourselves the idea of humanity as a complete expression. Hence it comes that the mind is here all in movement, stretched, hesitating between contrary feelings; whereas it was before calm and at rest, in harmony with itself, and fully satisfied.
In this experience, we feel that our human abilities are engaged; there’s no emptiness; we sense unity without distinguishing anything specific about what we’re experiencing; we enjoy both our mental activity and the fullness of physical life. The mood created by the sentimental poet is quite different. Here, we only feel a strong desire to evoke the same harmony we previously had in terms of awareness and reality; we want to become a single, unified whole; to embody the idea of humanity as a complete expression. As a result, the mind is now in constant motion, stretching, and wavering between conflicting emotions, unlike before when it was calm, at peace, in harmony with itself, and completely fulfilled.
But if the simple poet has the advantage over the sentimental poet on the score of reality; if he causes really to live that of which the other can only elicit a vivid instinct, the sentimental poet, in compensation, has this great advantage over the simple poet: to be in a position to offer to this instinct a greater object than that given by his rival, and the only one he could give. All reality, we know, is below the ideal; all that exists has limits, but thought is infinite. This limitation, to which everything is subject in sensuous reality, is, therefore, a disadvantage for the simple poet, while the absolute, unconditional freedom of the ideal profits the sentimental poet. No doubt the former accomplishes his object, but this object is limited; the second, I admit, does not entirely accomplish his, but his object is infinite. Here I appeal to experience. We pass pleasantly to real life and things from the frame of mind in which the simple poet has placed us. On the other hand, the sentimental poet will always disgust us, for a time, with real life. This is because the infinite character has, in a manner, enlarged our mind beyond its natural measure, so that nothing it finds in the world of sense can fill its capacity. We prefer to fall back in contemplation on ourselves, where we find food for this awakened impulse towards the ideal world; while, in the simple poet, we only strive to issue out of ourselves, in search of sensuous objects. Sentimental poetry is the offspring of retirement and science, and invites to it; simple poetry is inspired by the spectacle of life, and brings back life.
But if the straightforward poet has the edge over the sentimental poet in terms of reality; if he truly brings to life what the other can only evoke a strong feeling for, the sentimental poet, as compensation, has this significant advantage over the straightforward poet: he can present a greater object than the one offered by his rival, who is only able to provide a limited perspective. We know that all reality is beneath the ideal; everything that exists has its limits, but thought knows no bounds. This limitation, which everything in our sensory reality must contend with, is a disadvantage for the straightforward poet, whereas the absolute, unrestricted freedom of the ideal benefits the sentimental poet. No doubt the former achieves his goal, but that goal is confined; the latter may not completely achieve his, but his aim is limitless. Here I draw on experience. We smoothly transition to real life and reality from the mindset the straightforward poet places us in. In contrast, the sentimental poet will always leave us feeling disenchanted with real life, even if just temporarily. This is because the infinite nature of his work has, in a way, expanded our minds beyond their natural limits, making it impossible for anything found in the sensory world to satisfy that expanded capacity. We prefer to retreat inward, where we can feed this awakened longing for the ideal world; meanwhile, the straightforward poet drives us to look outward, searching for sensory experiences. Sentimental poetry is the product of isolation and intellect, inviting us into that space; simple poetry is inspired by the spectacle of life and brings us back to life.
I have styled simple poetry a gift of nature to show that thought has no share in it. It is a first jet, a happy inspiration, that needs no correction, when it turns out well, and which cannot be rectified if ill turned out. The entire work of the simple genius is accomplished by feeling; in that is its strength, and in it are its limits. If, then, he has not felt at once in a poetic manner—that is, in a perfectly human manner—no art in the world can remedy this defect. Criticism may help him to see the defect, but can place no beauty in its stead. Simple genius must draw all from nature; it can do nothing, or almost nothing, by its will; and it will fulfil the idea of this kind of poetry provided nature acts in it by an inner necessity. Now, it is true that all which happens by nature is necessary, and all the productions, happy or not, of the simple genius, which is disassociated from nothing so much as from arbitrary will, are also imprinted with this character of necessity; momentary constraint is one thing, and the internal necessity dependent on the totality of things another. Considered as a whole, nature is independent and infinite; in isolated operations it is poor and limited. The same distinction holds good in respect to the nature of the poet. The very moment when he is most happily inspired depends on a preceding instant, and consequently only a conditional necessity can be attributed to him. But now the problem that the poet ought to solve is to make an individual state similar to the human whole, and consequently to base it in an absolute and necessary manner on itself. It is therefore necessary that at the moment of inspiration every trace of a temporal need should be banished, and that the object itself, however limited, should not limit the flight of the poet. But it may be conceived that this is only possible in so far as the poet brings to the object an absolute freedom, an absolute fulness of faculties, and in so far as he is prepared by an anterior exercise to embrace all things with all his humanity. Now he cannot acquire this exercise except by the world in which he lives, and of which he receives the impressions immediately. Thus simple genius is in a state of dependence with regard to experience, while the sentimental genius is forced from it. We know that the sentimental genius begins its operation at the place where the other finishes its own: its virtue is to complete by the elements which it derives from itself a defective object, and to transport itself by its own strength from a limited state to one of absolute freedom. Thus the simple poet needs a help from without, while the sentimental poet feeds his genius from his own fund, and purifies himself by himself. The former requires a picturesque nature, a poetical world, a simple humanity which casts its eyes around; for he ought to do his work without issuing from the sensuous sphere. If external aid fails him, if he be surrounded by matter not speaking to mind, one of two things will happen: either, if the general character of the poet-race is what prevails in him, he issues from the particular class to which he belongs as a poet, and becomes sentimental to be at any rate poetic; or, if his particular character as simple poet has the upper hand, he leaves his species and becomes a common nature, in order to remain at any rate natural. The former of these two alternatives might represent the case of the principal poets of the sentimental kind in Roman antiquity and in modern times. Born at another period of the world, transplanted under another sky, these poets who stir us now by ideas, would have charmed us by individual truth and simple beauty. The other alternative is the almost unavoidable quicksand for a poet who, thrown into a vulgar world, cannot resolve to lose sight of nature.
I’ve described simple poetry as a natural gift to show that it doesn’t involve much thought. It’s an initial burst of happy inspiration that doesn’t need editing if it’s successful, and it can’t be fixed if it isn’t. The entire work of a simple genius comes from feeling; that’s where its power lies, as well as its limits. If they don’t feel poetically right away—in a fully human way—no amount of skill in the world can fix that flaw. Criticism might help them recognize the problem, but it can’t replace the beauty that’s missing. Simple genius must draw everything from nature; it largely operates outside of conscious will, and it can achieve the essence of this kind of poetry only if nature expresses itself through an inner necessity. Everything in nature is indeed necessary, and all the creations of the simple genius, which is most distant from random will, also carry that necessity; temporary constraints are one thing, while the inherent necessity tied to the entire universe is something else. When looking at the big picture, nature is independent and infinite; in isolated actions, it’s limited and sparse. The same distinction applies to the nature of the poet. The moment of their best inspiration is contingent on a prior moment, meaning only a conditional necessity can be assigned to them. The challenge for the poet is to craft an individual experience that mirrors the human condition, grounding it in an absolute, necessary manner. This means that at the moment of inspiration, every trace of temporary need should be eliminated, and the subject itself, no matter how limited, shouldn’t restrict the poet’s imagination. This is feasible only if the poet approaches the subject with complete freedom and full capabilities, prepared through earlier experiences to embrace everything with their entire humanity. They can only gain this experience from the world around them, which provides immediate impressions. So, simple genius depends on experience, while sentimental genius is driven away from it. We understand that sentimental genius begins where simple genius leaves off: it enriches a flawed subject with its own elements and transforms a limited state into one of absolute freedom. Thus, the simple poet needs outside support, while the sentimental poet draws from their own resources and purifies themselves independently. The former needs a vivid nature, a poetic world, and a straightforward humanity that looks around; they should create without stepping outside the sensuous realm. If no external support is available, and if they are surrounded by a world that doesn’t stimulate thought, two things can happen: either, if the general traits of their poetic type dominate, they break from their particular class as poets and turn sentimental just to remain poetic; or if their unique traits as simple poets prevail, they abandon their poetic identity and become an ordinary person to stay natural. The first scenario might reflect the situations of major sentimental poets in Roman history and modern times. If they were born at a different time or in a different place, these poets who now inspire us with ideas would have captivated us with individual truths and simple beauty. The second scenario is a nearly unavoidable pitfall for a poet who, thrown into a mundane world, can't bring themselves to ignore nature.
I mean, to lose sight of actual nature; but the greatest care must be given to distinguish actual nature from true nature, which is the subject of simple poetry. Actual nature exists everywhere; but true nature is so much the more rare because it requires an internal necessity that determines its existence. Every eruption of passion, however vulgar, is real—it may be even true nature; but it is not true human nature, for true human nature requires that the self-directing faculty in us should have a share in the manifestation, and the expression of this faculty is always dignified. All moral baseness is an actual human phenomenon, but I hope not real human nature, which is always noble. All the faults of taste cannot be surveyed that have been occasioned in criticism or the practice of art by this—confusion between actual human nature and true human nature. The greatest trivialities are tolerated and applauded under the pretext that they are real nature. Caricatures not to be tolerated in the real world are carefully preserved in the poetic world and reproduced according to nature! The poet can certainly imitate a lower nature; and it enters into the very definition of a satirical poet: but then a beauty by its own nature must sustain and raise the object, and the vulgarity of the subject must not lower the imitator too much. If at the moment he paints he is true human nature himself, the object of his paintings is indifferent; but it is only on this condition we can tolerate a faithful reproduction of reality. Unhappy for us readers when the rod of satire falls into hands that nature meant to handle another instrument, and when, devoid of all poetic talent, with nothing but the ape's mimicry, they exercise it brutally at the expense of our taste!
I mean, to lose sight of real nature; but we must be very careful to separate real nature from true nature, which is what simple poetry is about. Real nature is everywhere, but true nature is much rarer because it needs an inner drive that determines its existence. Every outburst of emotion, no matter how crude, is real—it might even be true nature; but it’s not true human nature, because true human nature requires the self-directing ability in us to play a role in how it manifests, and the expression of this ability is always dignified. All moral corruption is a real human phenomenon, but I hope it’s not true human nature, which is always noble. We can’t overlook all the taste issues that have come up in criticism or art due to this confusion between real human nature and true human nature. The most trivial things are accepted and praised under the excuse that they represent real nature. Caricatures that shouldn’t be tolerated in real life are carefully kept in the poetic world and recreated according to nature! A poet can certainly imitate a lower nature, which is part of what a satirical poet does: but then a beauty inherent to nature must elevate the subject, and the crudeness of the subject must not bring the imitator down too much. If at the moment of creation he embodies true human nature himself, the subject of his art doesn’t matter; but it's only under this condition that we can accept a faithful reproduction of reality. It’s unfortunate for us readers when the tool of satire ends up in the hands of someone who was meant to handle a different instrument, and when, lacking all poetic skill, they brutally wield it like an ape, at the expense of our taste!
But vulgar nature has even its dangers for the simple poet; for the simple poet is formed by this fine harmony of the feeling and thinking faculty, which yet is only an idea, never actually realized. Even in the happiest geniuses of this class, receptivity will always more or less carry the day over spontaneous activity. But receptivity is always more or less subordinate to external impressions, and nothing but a perpetual activity of the creative faculty could prevent matter from exercising a blind violence over this quality. Now, every time this happens the feeling becomes vulgar instead of poetical.
But common nature poses risks for the straightforward poet; the straightforward poet is shaped by a delicate balance between feelings and thoughts, which is merely an idea and never fully realized. Even in the most gifted individuals of this type, the ability to receive influences will tend to dominate over spontaneous creativity. However, receptivity is always somewhat dependent on outside impressions, and only consistent activity of the creative mind can stop material things from exercising a mindless force over this aspect. Each time this occurs, the feeling turns into something ordinary instead of poetic.
No genius of the simple class, from Homer down to Bodmer, has entirely steered clear of this quicksand. It is evident that it is most perilous to those who have to struggle against external vulgarity, or who have parted with their refinement owing to a want of proper restraint. The first-named difficulty is the reason why even authors of high cultivation are not always emancipated from platitudes—a fact which has prevented many splendid talents from occupying the place to which they were summoned by nature. For this reason, a comic poet whose genius has chiefly to deal with scenes of real life, is more liable to the danger of acquiring vulgar habits of style and expression—a fact evidenced in the case of Aristophanes, Plautus, and all the poets who have followed in their track. Even Shakspeare, with all his sublimity, suffers us to fall very low now and then. Again, Lope De Vega, Moliere, Regnard, Goldoni worry us with frequent trifling. Holberg drags us down into the mire. Schlegel, a German poet, among the most remarkable for intellectual talent, with genius to raise him to a place among poets of the first order; Gellert, a truly simple poet, Rabener, and Lessing himself, if I am warranted to introduce his name in this category—this highly-cultivated scholar of criticism and vigilant examiner of his own genius—all these suffer in different degrees from the platitudes and uninspired movements of the natures they chose as the theme of their satire. With regard to more recent authors of this class, I avoid naming any of them, as I can make no exceptions in their case.
No genius of the simpler kind, from Homer to Bodmer, has completely avoided this trap. It's clear that it's especially dangerous for those who have to fight against external commonness or who have lost their refinement due to a lack of proper discipline. The first difficulty is why even well-educated authors aren't always free from clichés—a reality that has kept many remarkable talents from achieving the recognition they deserve. For this reason, a comic poet whose talent mainly deals with real-life situations is more at risk of picking up vulgar writing habits and expressions, as seen with Aristophanes, Plautus, and all the poets who followed them. Even Shakespeare, despite his greatness, lets us sink down occasionally. Similarly, Lope De Vega, Molière, Regnard, and Goldoni trouble us with their constant triviality. Holberg drags us into the mud. Schlegel, a renowned German poet known for his intellect, with enough talent to rank among the top poets; Gellert, a genuinely simple poet; Rabener, and Lessing himself—if I may include him here—this highly educated critic and careful evaluator of his own talent—all of these are affected to varying degrees by the clichés and uninspired trends of the subjects they chose for their satire. As for more recent authors of this kind, I won't name any because I can't find any exceptions among them.
But not only is simple genius exposed to the danger of coming too near to vulgar reality; the ease of expression, even this too close approximation to reality, encourages vulgar imitators to try their hand in poetry. Sentimental poetry, though offering danger enough, has this advantage, to keep this crowd at a distance, for it is not for the first comer to rise to the ideal; but simple poetry makes them believe that, with feeling and humor, you need only imitate real nature to claim the title of poet. Now nothing is more revolting than platitude when it tries to be simple and amiable, instead of hiding its repulsive nature under the veil of art. This occasions the incredible trivialities loved by the Germans under the name of simple and facetious songs, and which give them endless amusement round a well-garnished table. Under the pretext of good humor and of sentiment people tolerate these poverties: but this good humor and this sentiment ought to be carefully proscribed. The Muses of the Pleisse, in particular, are singularly pitiful; and other Muses respond to them, from the banks of the Seine, and the Elbe. If these pleasantries are flat, the passion heard on our tragic stage is equally pitiful, for, instead of imitating true nature, it is only an insipid and ignoble expression of the actual. Thus, after shedding torrents of tears, you feel as you would after visiting a hospital or reading the "Human Misery" of Saltzmann. But the evil is worse in satirical poetry and comic romance, kinds which touch closely on every-day life, and which consequently, as all frontier posts, ought to be in safer hands. In truth, he less than any other is called on to become the painter of his century, who is himself the child and caricature of his century. But as, after all, nothing is easier than to take in hand, among our acquaintances, a comic character—a big, fat man—and draw a coarse likeness of him on paper, the sworn enemies of poetic inspiration are often led to blot some paper in this way to amuse a circle of friends. It is true that a pure heart, a well-made mind, will never confound these vulgar productions with the inspirations of simple genius. But purity of feeling is the very thing that is wanting, and in most cases nothing is thought of but satisfying a want of sense, without spiritual nature having any share. A fundamentally just idea, ill understood, that works of bel esprit serve to recreate the mind, contributes to keep up this indulgence, if indulgence it may be called when nothing higher occupies the mind, and reader as well as writer find their chief interest therein. This is because vulgar natures, if overstrained, can only be refreshed by vacuity; and even a higher intelligence, when not sustained by a proportional culture, can only rest from its work amidst sensuous enjoyments, from which spiritual nature is absent.
But simple genius isn't just at risk of getting too close to ugly reality; the ease of expression and this close resemblance to reality also encourages unoriginal imitators to try their hand at poetry. Sentimental poetry, while dangerous in its own right, has the advantage of keeping this crowd at bay, as it's not something anyone can easily reach for. However, simple poetry leads them to believe that if they can express feelings and humor, they only need to mimic real nature to call themselves poets. Nothing is more off-putting than a cliché trying to be simple and friendly, instead of hiding its unappealing nature beneath the guise of art. This leads to the incredibly trivial songs favored by the Germans, which they enjoy endlessly around a well-laid table. Under the cover of humor and sentiment, people tolerate these poor efforts, but this humor and sentiment should be carefully avoided. The Muses of the Pleisse, in particular, are notably pitiful; and other Muses respond to them from the banks of the Seine and the Elbe. If these light-hearted songs are dull, the passion expressed on our tragic stage is just as pathetic, because instead of reflecting true nature, it's merely a bland and disgraceful depiction of reality. So, after shedding buckets of tears, you end up feeling like you just visited a hospital or read Saltzmann's "Human Misery." The situation is even worse in satirical poetry and comic stories, which are too closely tied to daily life and therefore need to be handled with more care. Honestly, the last person who should capture the essence of their time is the one who's merely a product and parody of it. But because it's so easy to pick a comic character among friends—a big, overweight guy—and sketch a crude likeness of him, those who are sworn enemies of poetic inspiration often end up scribbling something like this to entertain their friends. It's true that a pure heart and well-developed mind will never confuse these mediocre works with the inspiration of simple genius. But what’s lacking is purity of feeling, and usually, the focus is solely on satisfying a craving for a thrill, without any spiritual nature involved. A fundamentally fair idea, which mistakenly claims that works of good intellect serve to refresh the mind, contributes to this tolerance, if it can even be called that, when nothing greater captures the attention, and both the reader and writer find their main interest in it. This is because vulgar natures, when overstressed, can only be rejuvenated by emptiness; and even a higher intelligence, if not supported by a corresponding level of education, can only find rest from its efforts in sensual pleasures, devoid of any spiritual essence.
Poetic genius ought to have strength enough to rise with a free and innate activity above all the accidental hinderances which are inseparable from every confined condition, to arrive at a representation of humanity in the absolute plenitude of its powers; it is not, however, permitted, on the other hand, to emancipate itself from the necessary limits implied by the very idea of human nature; for the absolute only in the circle of humanity is its true problem. Simple genius is not exposed to overstep this sphere, but rather not to fill it entirely, giving too much scope to external necessity, to accidental wants, at the expense of the inner necessity. The danger for the sentimental genius is, on the other hand, by trying to remove all limits, of nullifying human nature absolutely, and not only rising, as is its right and duty, beyond finite and determinate reality, as far as absolute possibility, or in other terms to idealize; but of passing even beyond possibility, or, in other words, dreaming. This fault—overstraining—is precisely dependent on the specific property of the sentimental process, as the opposite defect, inertia, depends on the peculiar operation of the simple genius. The simple genius lets nature dominate, without restricting it; and as nature in her particular phenomena is always subject to some want, it follows that the simple sentiment will not be always exalted enough to resist the accidental limitations of the present hour. The sentimental genius, on the contrary, leaves aside the real world, to rise to the ideal and to command its matter with free spontaneity. But while reason, according to law, aspires always to the unconditional, so the sentimental genius will not always remain calm enough to restrain itself uniformly and without interruption within the conditions implied by the idea of human nature, and to which reason must always, even in its freest acts, remain attached. He could only confine himself in these conditions by help of a receptivity proportioned to his free activity; but most commonly the activity predominates over receptivity in the sentimental poet, as much as receptivity over activity in the simple poet. Hence, in the productions of simple genius, if sometimes inspiration is wanting, so also in works of sentimental poetry the object is often missed. Thus, though they proceed in opposite ways, they will both fall into a vacuum, for before the aesthetic judgment an object without inspiration, and inspiration without an object, are both negations.
Poetic genius should have enough strength to rise above all the accidental obstacles that come with any limited situation, in order to represent humanity in the fullness of its abilities. However, it shouldn't free itself from the necessary limits defined by human nature; after all, the true challenge lies in understanding the absolute within the realm of humanity. Simple genius isn't meant to surpass this sphere, but instead, it may not fill it completely, allowing too much influence from external circumstances and immediate needs, which can compromise the inner necessity. The risk for sentimental genius, on the other hand, is that in trying to remove all limits, it may completely nullify human nature. It's supposed to rise beyond finite reality into the realm of absolute possibility—or to idealize—but it might go even further than possibility, into mere dreaming. This flaw—overreaching—depends on the specific nature of the sentimental process, just as the opposite flaw, inertia, comes from the way simple genius operates. Simple genius lets nature take the lead without limits; since nature’s specific phenomena are often driven by some need, simple sentiment may not always be elevated enough to resist the temporary limitations of the moment. In contrast, sentimental genius sets aside the real world to reach the ideal and freely manage its subject matter. However, while reason tends to seek the unconditional, the sentimental genius may not stay calm enough to consistently restrain itself within the limits defined by human nature, which reason must always adhere to, even in its freest moments. It could only stay within those limits with an openness that matches its free activity, but typically, the activity overshadows openness in the sentimental poet, while receptivity overshadows activity in the simple poet. Thus, in the works of simple genius, if inspiration is sometimes lacking, in sentimental poetry, the subject is often missed. Therefore, although they approach from opposite directions, both can end up in a void, as before aesthetic judgment, an object without inspiration and inspiration without an object are both negations.
The poets who borrow their matter too much from thought, and rather conceive poetic pictures by the internal abundance of ideas than by the suggestions of feeling, are more or less likely to be addicted to go thus astray. In their creations reason makes too little of the limits of the sensuous world, and thought is always carried too far for experience to follow it. Now, when the idea is carried so far that not only no experience corresponds to it—as is the case in the beau ideal—but also that it is repugnant to the conditions of all possible experience, so that, in order to realize it, one must leave human nature altogether, it is no longer a poetic but an exaggerated thought; that is, supposing it claims to be representable and poetical, for otherwise it is enough if it is not self-contradictory. If thought is contradictory it is not exaggeration, but nonsense; for what does not exist cannot exceed. But when the thought is not an object proposed to the fancy, we are just as little justified in calling it exaggerated. For simple thought is infinite, and what is limitless also cannot exceed. Exaggeration, therefore, is only that which wounds, not logical truth, but sensuous truth, and what pretends to be sensuous truth. Consequently, if a poet has the unhappy chance to choose for his picture certain natures that are merely superhuman and cannot possibly be represented, he can only avoid exaggeration by ceasing to be a poet, and not trusting the theme to his imagination. Otherwise one of two things would happen: either imagination, applying its limits to the object, would make a limited and merely human object of an absolute object—which happened with the gods of Greece—or the object would take away limits from fancy, that is, would render it null and void, and this is precisely exaggeration.
Poets who rely too much on their thoughts and create poetic images more from their internal ideas rather than from genuine feelings are more likely to go off track. In their work, logic often overlooks the limits of the sensory world, and their thoughts extend beyond what experience can support. When an idea goes so far that there's no real-life experience to match it—as is often the case with the idealized beauty—and it even contradicts the conditions of any possible experience, it becomes not poetic but an overblown idea; assuming it claims to be representable and poetic, it's enough if it isn’t contradictory. If an idea is contradictory, it isn't just an exaggeration; it's nonsense because what doesn't exist can't go beyond itself. However, if the thought isn't meant to be an imaginative object, we also can't call it exaggerated. Simple thoughts are infinite, and something limitless can't be seen as excess. Exaggeration, therefore, only happens when it violates sensuous truth, or what claims to be sensuous truth. So, if a poet unfortunately chooses to depict certain beings that are purely superhuman and can't be represented, the only way to avoid exaggeration is to stop being a poet and not leave the theme to their imagination. Otherwise, one of two outcomes will occur: either the imagination will limit the subject, turning an absolute concept into something merely human, like the gods of Greece, or the subject will strip the imagination of its limits, making it null and void, which is exactly what exaggeration is.
Extravagance of feeling should be distinguished from extravagance of portraiture; we are speaking of the former. The object of the feeling may be unnatural, but the feeling itself is natural, and ought accordingly to be shadowed forth in the language of nature. While extravagant feelings may issue from a warm heart and a really poetic nature, extravagance of portraiture always displays a cold heart, and very often a want of poetic capacity. Therefore this is not a danger for the sentimental poet, but only for the imitator, who has no vocation; it is therefore often found with platitude, insipidity, and even baseness. Exaggeration of sentiment is not without truth, and must have a real object; as nature inspires it, it admits of simplicity of expression and coming from the heart it goes to the heart. As its object, however, is not in nature, but artificially produced by the understanding, it has only a logical reality, and the feeling is not purely human. It was not an illusion that Heloise had for Abelard, Petrarch for Laura, Saint Preux for his Julia, Werther for his Charlotte; Agathon, Phanias, and Peregrinus—in Wieland—for the object of their dreams: the feeling is true, only the object is factitious and outside nature. If their thought had kept to simple sensuous truth, it could not have taken this flight; but on the other hand a mere play of fancy, without inner value, could not have stirred the heart: this is only stirred by reason. Thus this sort of exaggeration must be called to order, but it is not contemptible: and those who ridicule it would do well to find out if the wisdom on which they pride themselves is not want of heart, and if it is not through want of reason that they are so acute. The exaggerated delicacy in gallantry and honor which characterizes the chivalrous romances, especially of Spain, is of this kind; also the refined and even ridiculous tenderness of French and English sentimental romances of the best kind. These sentiments are not only subjectively true, but also objectively they are not without value; they are sound sentiments issuing from a moral source, only reprehensible as overstepping the limits of human truth. Without this moral reality how could they stir and touch so powerfully? The same remark applies to moral and religious fanaticism, patriotism, and the love of freedom when carried up to exaltation. As the object of these sentiments is always a pure idea, and not an external experience, imagination with its proper activity has here a dangerous liberty, and cannot, as elsewhere, be called back to bounds by the presence of a visible object. But neither the man nor the poet can withdraw from the law of nature, except to submit to that of reason. He can only abandon reality for the ideal; for liberty must hold to one or the other of these anchors. But it is far from the real to the ideal; and between the two is found fancy, with its arbitrary conceits and its unbridled freedom. It must needs be, therefore, that man in general, and the poet in particular, when he withdraws by liberty of his understanding from the dominion of feeling, without being moved to it by the laws of reason—that is, when he abandons nature through pure liberty—he finds himself freed from all law, and therefore a prey to the illusions of phantasy.
Extravagance of feeling should be distinguished from extravagance of imagery; we're talking about the former. The subject of the feeling may be unnatural, but the feeling itself is natural and should be expressed in the language of nature. While intense feelings can come from a warm heart and a genuinely poetic soul, extravagant imagery often reflects a cold heart and frequently a lack of poetic ability. Thus, this isn't a concern for the sentimental poet, but only for the imitator, who lacks true vocation; it often coexists with dullness, banality, and even vulgarity. Exaggeration of sentiment is not without truth and must have a real object; because it's inspired by nature, it allows for simplicity of expression and, coming from the heart, it resonates with the heart. However, since its object isn't found in nature but is artificially created by the mind, it has only a logical reality, and the feeling isn't purely human. It wasn't an illusion that Heloise felt for Abelard, Petrarch for Laura, Saint Preux for his Julia, or Werther for his Charlotte; Agathon, Phanias, and Peregrinus—in Wieland—for the objects of their dreams: the feelings are real, only the objects are fabricated and outside of nature. If their thoughts had stuck to simple sensory truths, they couldn't have soared like this; yet on the flip side, a mere flight of fancy without inner worth couldn't have stirred the heart: it's only stirred by reason. Thus, this kind of exaggeration needs to be kept in check, but it's not something to be looked down upon: those who mock it might want to consider if the wisdom they take pride in is just a lack of heart and if their sharpness isn't due to a lack of reason. The exaggerated sensitivity in gallantry and honor that defines the chivalric romances, especially those of Spain, falls into this category; the same goes for the refined and sometimes absurd tenderness found in the best French and English sentimental novels. These feelings are not just subjectively true but also hold objective value; they're genuine sentiments rooted in a moral source, only criticized for going beyond the boundaries of human truth. Without this moral reality, how could they have such powerful emotional impact? The same applies to moral and religious fanaticism, patriotism, and the love of freedom when taken to extremes. Since the subject of these sentiments is always a pure idea rather than an external experience, imagination here has a dangerous freedom, unable to be restrained by the presence of a tangible object as it can elsewhere. But neither man nor poet can escape the law of nature except to submit to the law of reason. They can abandon reality for the ideal; for freedom must cling to one or the other of these foundations. However, the distance from the real to the ideal is vast; and between the two lies imagination, with its arbitrary whims and unchecked freedom. Therefore, it follows that when a person in general, and a poet in particular, steps back from the dominance of feeling by the freedom of understanding—without being drawn to it by the principles of reason—that is, when they abandon nature purely out of freedom—they find themselves free from all law and hence vulnerable to the illusions of fantasy.
It is testified by experience that entire nations, as well as individual men, who have parted with the safe direction of nature, are actually in this condition; and poets have gone astray in the same manner. The true genius of sentimental poetry, if its aim is to raise itself to the rank of the ideal, must overstep the limits of the existing nature; but false genius oversteps all boundaries without any discrimination, flattering itself with the belief that the wild sport of the imagination is poetic inspiration. A true poetical genius can never fall into this error, because it only abandons the real for the sake of the ideal, or, at all events, it can only do so at certain moments when the poet forgets himself; but his main tendencies may dispose him to extravagance within the sphere of the senses. His example may also drive others into a chase of wild conceptions, because readers of lively fancy and weak understanding only remark the freedom which he takes with existing nature, and are unable to follow him in copying the elevated necessities of his inner being. The same difficulties beset the path of the sentimental genius in this respect, as those which afflict the career of a genius of the simple order. If a genius of this class carries out every work, obedient to the free and spontaneous impulses of his nature, the man devoid of genius who seeks to imitate him is not willing to consider his own nature a worse guide than that of the great poet. This accounts for the fact that masterpieces of simple poetry are commonly followed by a host of stale and unprofitable works in print, and masterpieces of the sentimental class by wild and fanciful effusions,—a fact that may be easily verified on questioning the history of literature.
Experience shows that entire nations, just like individuals, who have strayed from the reliable guidance of nature, are actually in this situation; and poets have made the same mistakes. The true essence of sentimental poetry, if it seeks to elevate itself to the level of the ideal, must surpass the boundaries of existing nature; however, false genius crosses all limits without discernment, deluding itself into thinking that the chaotic play of the imagination is genuine poetic inspiration. A true poetic genius cannot make this mistake because it only leaves reality behind in pursuit of the ideal, or at least, it can only do so occasionally when the poet loses themselves; but their primary tendencies may lead them to excess within the realm of the senses. Their example may also lead others to pursue wild ideas, as readers with vivid imaginations and limited understanding only notice the freedom the poet takes with existing nature, and are unable to follow along in capturing the elevated necessities of their inner self. The same challenges affect the path of sentimental genius as those faced by the genius of the simpler kind. If a genius of this type completes each work, guided by the free and spontaneous urges of their nature, those lacking genius who try to imitate them are often unwilling to regard their own nature as a lesser guide compared to that of the great poet. This explains why masterpieces of simple poetry are often followed by a slew of stale and unoriginal works, and masterpieces of the sentimental variety by wild and fanciful creations—a truth that can be easily confirmed by examining the history of literature.
Two maxims are prevalent in relation to poetry, both of them quite correct in themselves, but mutually destructive in the way in which they are generally conceived. The first is, that "poetry serves as a means of amusement and recreation," and we have previously observed that this maxim is highly favorable to aridity and platitudes in poetical actions. The other maxim, that "poetry is conducive to the moral progress of humanity," takes under its shelter theories and views of the most wild and extravagant character. It may be profitable to examine more attentively these two maxims, of which so much is heard, and which are so often imperfectly understood and falsely applied.
Two sayings are commonly associated with poetry, both of which are true in their own right but are often seen as contradictory. The first is that "poetry is a form of entertainment and relaxation," and we've noted before that this idea can lead to dullness and clichés in poetry. The second saying, that "poetry promotes the moral advancement of humanity," encompasses ideas and perspectives that can be quite extreme and far-fetched. It might be useful to take a closer look at these two sayings, which are frequently discussed but often misunderstood and misapplied.
We say that a thing amuses us when it makes us pass from a forced state to the state that is natural to us. The whole question here is to know in what our natural state ought to consist, and what a forced state means. If our natural state is made to consist merely in the free development of all our physical powers, in emancipation from all constraint, it follows that every act of reason by resisting what is sensuous, is a violence we undergo, and rest of mind combined with physical movement will be a recreation par excellence. But if we make our natural state consist in a limitless power of human expression and of freely disposing of all our strength, all that divides these forces will be a forced state, and recreation will be what brings all our nature to harmony. Thus, the first of these ideal recreations is simply determined by the wants of our sensuous nature; the second, by the autonomous activity of human nature. Which of these two kinds of recreation can be demanded of the poet? Theoretically, the question is inadmissible, as no one would put the human ideal beneath the brutal. But in practice the requirements of a poet have been especially directed to the sensuous ideal, and for the most part favor, though not the esteem, for these sorts of works is regulated thereby. Men's minds are mostly engaged in a labor that exhausts them, or an enjoyment that sets them asleep. Now labor makes rest a sensible want, much more imperious than that of the moral nature; for physical nature must be satisfied before the mind can show its requirements. On the other hand, enjoyment paralyzes the moral instinct. Hence these two dispositions common in men are very injurious to the feeling for true beauty, and thus very few even of the best judge soundly in aesthetics. Beauty results from the harmony between spirit and sense; it addresses all the faculties of man, and can only be appreciated if a man employs fully all his strength. He must bring to it an open sense, a broad heart, a spirit full of freshness. All a man's nature must be on the alert, and this is not the case with those divided by abstraction, narrowed by formulas, enervated by application. They demand, no doubt, a material for the senses; but not to quicken, only to suspend, thought. They ask to be freed from what? From a load that oppressed their indolence, and not a rein that curbed their activity.
We say something amuses us when it lifts us from a forced state to a natural one. The key issue here is to understand what our natural state should be and what a forced state means. If our natural state is just about freely developing all our physical abilities and being free from all constraints, then every act of reasoning that goes against what feels good is a kind of violence we experience. In this case, relaxation combined with physical activity would be the ultimate form of recreation. But if we see our natural state as unlimited human expression and the freedom to use all our strength, then anything that separates us from these forces becomes a forced state, and recreation will be what brings our entire nature into harmony. Therefore, the first type of ideal recreation is defined by the needs of our physical nature, while the second is defined by the self-directed activity of human nature. Which of these two types of recreation should we expect from a poet? Theoretically, this question isn’t valid, as no one would place human ideals below the brutal. Yet in practice, the criteria for poets have often focused on the physical ideal, and the level of appreciation for these types of works tends to reflect that. Most people are engrossed in work that drains them or pleasure that puts them to sleep. As a result, work makes rest a pressing need, far more urgent than the needs of moral nature, because the physical self must be satisfied before the mind can express its needs. On the flip side, pleasure dulls the moral instinct. Thus, these two common states in people are damaging to the sense of real beauty, which is why very few, even the best, can judge aesthetics accurately. Beauty comes from the harmony between spirit and senses; it speaks to all of a person's faculties and can only be appreciated if one engages fully with all their strength. One must approach it with an open mind, a big heart, and a spirit full of vigor. A person's whole being must be alert, which isn't true for those bogged down by abstract thinking, limited by formulas, or drained by constant effort. They certainly ask for material for the senses, but not to stimulate thought, only to halt it. They seek to be freed from what? From a burden that weighs down their laziness, not from a constraint that holds back their activity.
After this can one wonder at the success of mediocre talents in aesthetics? or at the bitter anger of small minds against true energetic beauty? They reckon on finding therein a congenial recreation, and regret to discover that a display of strength is required to which they are unequal. With mediocrity they are always welcome; however little mind they bring, they want still less to exhaust the author's inspiration. They are relieved of the load of thought; and their nature can lull itself in beatific nothings on the soft pillow of platitude. In the temple of Thalia and Melpomene—at least, so it is with us—the stupid savant and the exhausted man of business are received on the broad bosom of the goddess, where their intelligence is wrapped in a magnetic sleep, while their sluggish senses are warmed, and their imagination with gentle motions rocked.
After this, can anyone really be surprised by the success of average talents in art? Or the frustration of narrow-minded people toward true, vibrant beauty? They expect to find an easy escape in it but are disappointed to realize that it requires a strength they don’t possess. They always feel welcome with mediocrity; no matter how little intellect they bring, they want even less to burden the author's creativity. They avoid heavy thinking; their nature can relax in blissful emptiness on the soft cushion of cliché. In the realm of Thalia and Melpomene—at least, that’s how it is with us—the clueless scholar and the worn-out businessman are embraced by the goddess, where their minds fall into a magnetic slumber, while their dull senses are warmed, and their imaginations are gently rocked.
Vulgar people may be excused what happens to the best capacities. Those moments of repose demanded by nature after lengthy labor are not favorable to aesthetic judgment, and hence in the busy classes few can pronounce safely on matters of taste. Nothing is more common than for scholars to make a ridiculous figure, in regard to a question of beauty, besides cultured men of the world; and technical critics are especially the laughing-stock of connoisseurs. Their opinion, from exaggeration, crudeness, or carelessness guides them generally quite awry, and they can only devise a technical judgment, and not an aesthetical one, embracing the whole work, in which feeling should decide. If they would kindly keep to technicalities they might still be useful, for the poet in moments of inspiration and readers under his spell are little inclined to consider details. But the spectacle which they afford us is only the more ridiculous inasmuch as we see these crude natures—with whom all labor and trouble only develop at the most a particular aptitude,—when we see them set up their paltry individualities as the representation of universal and complete feeling, and in the sweat of their brow pronounce judgment on beauty.
Vulgar people can often be forgiven for what happens to the best talents. The moments of rest that nature requires after long periods of work are not ideal for making aesthetic judgments, so among the busy classes, few can confidently comment on taste. It's quite common for scholars to make fools of themselves regarding questions of beauty, just like well-cultured people in society; and technical critics often become the laughingstock of connoisseurs. Their opinions, due to exaggeration, crudeness, or carelessness, usually lead them astray, and they can only create a technical judgment instead of an aesthetic one, which should encompass the entire work, where feeling should play a central role. If they would just stick to technical aspects, they might still be helpful, since the poet during moments of inspiration and readers captivated by it are less likely to focus on details. However, the spectacle they provide is even more ridiculous because we see these simplistic individuals—whose hard work and effort only develop a specific skill—when we witness them raising their trivial personal views as representations of universal and complete feelings, and sweating as they pass judgment on beauty.
We have just seen that the kind of recreation poetry ought to afford is generally conceived in too restricted a manner, and only referred to a simple sensuous want. Too much scope, however, is also given to the other idea, the moral ennobling the poet should have in view, inasmuch as too purely an ideal aim is assigned.
We’ve just observed that the type of enjoyment poetry should provide is often thought of too narrowly and only linked to basic sensory needs. On the other hand, too much emphasis is also placed on the idea of moral elevation that the poet should consider, as too purely idealistic a goal is set.
In fact, according to the pure ideal, the ennobling goes on to infinity, because reason is not restricted to any sensuous limits, and only finds rest in absolute perfection. Nothing can satisfy whilst a superior thing can be conceived; it judges strictly and admits no excuses of infirmity and finite nature. It only admits for limits those of thought, which transcends time and space. Hence the poet could no more propose to himself such an ideal of ennobling (traced for him by pure (didactic) reason) any more than the coarse ideal of recreation of sensuous nature. The aim is to free human nature from accidental hinderances, without destroying the essential ideal of our humanity, or displacing its limits. All beyond this is exaggeration, and a quicksand in which the poet too easily suffers shipwreck if he mistakes the idea of nobleness. But, unfortunately, he cannot rise to the true ideal of ennobled human nature without going some steps beyond it. To rise so high he must abandon the world of reality, for, like every ideal, it is only to be drawn from its inner moral source. He does not find it in the turmoil of worldly life, but only in his heart, and that only in calm meditation. But in this separation from real life he is likely to lose sight of all the limits of human nature, and seeking pure form he may easily lose himself in arbitrary and baseless conceptions. Reason will abstract itself too much from experience, and the practical man will not be able to carry out, in the crush of real life, what the contemplative mind has discovered on the peaceful path of thought. Thus, what makes a dreamy man is the very thing that alone could have made him a sage; and the advantage for the latter is not that he has never been a dreamer, but rather that he has not remained one.
Actually, according to the pure ideal, the process of ennoblement goes on indefinitely, because reason isn’t bound by any physical limits and only finds peace in absolute perfection. Nothing can truly satisfy us while there’s a greater concept in our minds; it judges strictly and accepts no excuses for weakness or our finite nature. It only recognizes the limits of thought, which go beyond time and space. Therefore, a poet can’t aspire to such an ideal of ennoblement (defined for him by pure, didactic reason) any more than he can aim for the basic ideal of enjoying sensory experiences. The goal is to free human nature from accidental obstacles without destroying the core ideal of our humanity or shifting its limits. Anything beyond that is an exaggeration, a quicksand in which the poet can easily become lost if he misinterprets the idea of nobility. Unfortunately, he cannot reach the true ideal of ennobled human nature without stepping beyond it. To reach such heights, he must leave behind the world of reality, for, like every ideal, it must come from its inner moral source. He won’t find it in the chaos of everyday life, but only in his own heart, and that only through calm reflection. However, in this detachment from real life, he risks losing sight of all the limits of human nature, and in his pursuit of pure form, he may easily get lost in arbitrary and unfounded ideas. Reason will become too detached from experience, and the practical person won’t be able to implement what the contemplative mind has discovered on the peaceful road of thought in the hustle of real life. Thus, what turns a man into a dreamer is also what could truly have made him wise; and the wisdom of the latter comes not because he’s never been a dreamer, but because he hasn’t stayed one.
We must not, then, allow the workers to determine recreation according to their wants, nor thinkers that of nobleness according to their speculations, for fear of either a too low physical poetry, or a poetry too given to hyperphysical exaggeration. And as these two ideas direct most men's judgments on poetry, we must seek a class of mind at once active, but not slavishly so, and idealizing, but not dreamy; uniting the reality of life within as few limits as possible, obeying the current of human affairs, but not enslaved by them. Such a class of men can alone preserve the beautiful unity of human nature, that harmony which all work for a moment disturbs, and a life of work destroys; such alone can, in all that is purely human, give by its feelings universal rules of judgment. Whether such a class exists, or whether the class now existing in like conditions answers to this ideal conception, I am not concerned to inquire. If it does not respond to the ideal it has only itself to blame. In such a class—here regarded as a mere ideal—the simple and sentimental would keep each other from extremes of extravagance and relaxation. For the idea of a beautiful humanity is not exhausted by either, but can only be presented in the union of both.
We shouldn't let workers define recreation based on what they want, nor thinkers determine nobleness through their theories, to avoid either a too simplistic physical perspective or an overly exaggerated philosophical one. Since these two ideas heavily influence most people's views on poetry, we need to find a mindset that is actively engaged but not blindly so, that idealizes without being unrealistic; one that connects the realities of life with as few restrictions as possible, following the flow of human affairs without being controlled by them. Only such a group of people can maintain the beautiful unity of human nature, that balance which all work briefly disrupts, and a life of work ultimately destroys; only they can provide universal standards of judgment through their feelings on what is inherently human. Whether such a group exists, or whether the current one under similar conditions matches this ideal, isn’t my concern. If it doesn’t live up to the ideal, it has only itself to blame. In this ideal group, simplicity and sentimentality would balance each other out, preventing extremes of excess and relaxation. The concept of a beautiful humanity isn’t exhausted by either alone, but can only be represented in the combination of both.
THE STAGE AS A MORAL INSTITUTION.
Sulzer has remarked that the stage has arisen from an irresistible longing for the new and extraordinary. Man, oppressed by divided cares, and satiated with sensual pleasure, felt an emptiness or want. Man, neither altogether satisfied with the senses, nor forever capable of thought, wanted a middle state, a bridge between the two states, bringing them into harmony. Beauty and aesthetics supplied that for him. But a good lawgiver is not satisfied with discovering the bent of his people— he turns it to account as an instrument for higher use; and hence he chose the stage, as giving nourishment to the soul, without straining it, and uniting the noblest education of the head and heart.
Sulzer noted that the stage emerged from a strong desire for the new and extraordinary. People, burdened by conflicting worries and tired of physical pleasures, felt a sense of emptiness or need. Humans, not entirely fulfilled by sensory experiences and unable to constantly think, sought a middle ground, a bridge that connected both states and brought them into balance. Beauty and aesthetics provided that. However, a good lawmaker doesn't just understand the tendencies of their people; they leverage it as a tool for greater purpose. That's why they chose the stage, as it offers nourishment for the soul without overexerting it, while also combining the finest education of the mind and heart.
The man who first pronounced religion to be the strongest pillar of the state, unconsciously defended the stage, when he said so, in its noblest aspect. The uncertain nature of political events, rendering religion a necessity, also demands the stage as a moral force. Laws only prevent disturbances of social life; religion prescribes positive orders sustaining social order. Law only governs actions; religion controls the heart and follows thought to the source.
The man who first stated that religion is the strongest foundation of the state unintentionally defended the theater, when he said this, in its highest form. The unpredictable nature of political events makes religion essential, and it also requires the theater as a moral influence. Laws only stop disruptions in social life; religion provides the positive guidelines that uphold social order. Law regulates actions; religion guides the heart and traces thoughts back to their origin.
Laws are flexible and capricious; religion binds forever. If religion has this great sway over man's heart, can it also complete his culture? Separating the political from the divine element in it, religion acts mostly on the senses; she loses her sway if the senses are gone. By what channel does the stage operate? To most men religion vanishes with the loss of her symbols, images, and problems; and yet they are only pictures of the imagination, and insolvable problems. Both laws and religion are strengthened by a union with the stage, where virtue and vice, joy and sorrow, are thoroughly displayed in a truthful and popular way; where a variety of providential problems are solved; where all secrets are unmasked, all artifice ends, and truth alone is the judge, as incorruptible as Rhadamanthus.
Laws are flexible and unpredictable; religion is everlasting. If religion has such a powerful influence on people's hearts, can it also shape their culture? When separating the political from the divine aspect, religion mainly appeals to the senses; it loses its power if the senses are not engaged. How does the stage play a role in this? For many, religion disappears with the loss of its symbols, images, and challenges; yet, these are merely products of the imagination and unsolvable dilemmas. Both laws and religion gain strength through their connection with the stage, where virtue and vice, joy and sorrow, are honestly and engagingly portrayed; where various divine dilemmas are resolved; where all secrets are revealed, all deception ends, and only truth remains the judge, as incorruptible as Rhadamanthus.
Where the influence of civil laws ends that of the stage begins. Where venality and corruption blind and bias justice and judgment, and intimidation perverts its ends, the stage seizes the sword and scales and pronounces a terrible verdict on vice. The fields of fancy and of history are open to the stage; great criminals of the past live over again in the drama, and thus benefit an indignant posterity. They pass before us as empty shadows of their age, and we heap curses on their memory while we enjoy on the stage the very horror of their crimes. When morality is no more taught, religion no longer received, or laws exist, Medea would still terrify us with her infanticide. The sight of Lady Macbeth, while it makes us shudder, will also make us rejoice in a good conscience, when we see her, the sleep-walker, washing her hands and seeking to destroy the awful smell of murder. Sight is always more powerful to man than description; hence the stage acts more powerfully than morality or law.
Where civil law ends, the stage takes over. When bribery and corruption cloud justice and fear distorts its purpose, the stage takes up its sword and scales to deliver a powerful verdict on wrongdoing. The realms of imagination and history are open to the stage; great criminals from the past come alive in drama, benefiting an outraged future generation. They appear before us as mere shadows of their time, and we cast curses on their names while reveling in the horror of their crimes on stage. Even when morality is not taught, religion is no longer valued, or laws are absent, Medea would still shock us with her act of infanticide. Watching Lady Macbeth makes us shudder, but also allows us to feel a sense of relief and righteousness as we see her, in a sleepwalk, washing her hands to rid herself of the horrible smell of murder. Visual experiences always resonate more with people than mere words; that's why the stage has a greater impact than morality or laws.
But in this the stage only aids justice. A far wider field is really open to it. There are a thousand vices unnoticed by human justice, but condemned by the stage; so, also, a thousand virtues overlooked by man's laws are honored on the stage. It is thus the handmaid of religion and philosophy. From these pure sources it draws its high principles and the exalted teachings, and presents them in a lovely form. The soul swells with noblest emotions when a divine ideal is placed before it. When Augustus offers his forgiving hand to Cinna, the conspirator, and says to him: "Let us be friends, Cinna!" what man at the moment does not feel that he could do the same. Again, when Francis von Sickingen, proceeding to punish a prince and redress a stranger, on turning sees the house, where his wife and children are, in flames, and yet goes on for the sake of his word—how great humanity appears, how small the stern power of fate!
But in this, the stage only supports justice. A much broader field is actually available to it. There are countless vices that human justice overlooks, but the stage condemns; similarly, many virtues that the law ignores are celebrated on the stage. It serves as a companion to religion and philosophy. From these pure sources, it draws its noble principles and uplifting teachings, presenting them in a beautiful way. The soul swells with the highest emotions when a divine ideal is shown to it. When Augustus extends his forgiving hand to Cinna, the conspirator, and says to him, "Let's be friends, Cinna!" what person in that moment doesn’t feel they could do the same? Again, when Francis von Sickingen, set on punishing a prince and helping a stranger, turns and sees the house where his wife and children are burning, yet continues on for the sake of his promise—how noble humanity seems, and how insignificant the harsh power of fate!
Vice is portrayed on the stage in an equally telling manner. Thus, when old Lear, blind, helpless, childless, is seen knocking in vain at his daughters' doors, and in tempest and night he recounts by telling his woes to the elements, and ends by saying: "I have given you all,"—how strongly impressed we feel at the value of filial piety, and how hateful ingratitude seems to us!
Vice is shown on stage in a very revealing way. When old Lear, blind, helpless, and without children, is seen knocking helplessly at his daughters' doors, and in the storm and darkness he shares his grief with the elements, ending with the words: "I have given you everything,"—we are deeply moved by the importance of filial devotion, and ingratitude feels utterly repulsive to us!
The stage does even more than this. It cultivates the ground where religion and law do not think it dignified to stop. Folly often troubles the world as much as crime; and it has been justly said that the heaviest loads often hang suspended by the slightest threads. Tracing actions to their sources, the list of criminals diminish, and we laugh at the long catalogue of fools. In our sex all forms of evil emanate almost entirely from one source, and all our excesses are only varied and higher forms of one quality, and that a quality which in the end we smile at and love; and why should not nature have followed this course in the opposite sex too? In man there is only one secret to guard against depravity; that is, to protect his heart against wickedness.
The stage does even more than this. It creates a space where religion and law don't think it's appropriate to intervene. Silly behavior often causes as much trouble as actual crime, and it's been rightly said that the heaviest burdens often hang by the thinnest threads. By tracing actions back to their roots, the list of offenders shrinks, and we laugh at the long list of fools. In our gender, all forms of evil mostly come from one source, and all our excesses are just different and more extreme versions of a single trait—a trait that in the end, we find amusing and endearing. So why wouldn't nature have done the same with the opposite gender? In men, there's only one secret to ward off corruption: to guard his heart from wickedness.
Much of all this is shown up on the stage. It is a mirror to reflect fools and their thousand forms of folly, which are there turned to ridicule. It curbs vice by terror, and folly still more effectually by satire and jest. If a comparison be made between tragedy and comedy, guided by experience, we should probably give the palm to the latter as to effects produced. Hatred does not wound the conscience so much as mockery does the pride of man. We are exposed specially to the sting of satire by the very cowardice that shuns terrors. From sins we are guarded by law and conscience, but the ludicrous is specially punished on the stage. Where we allow a friend to correct our morals, we rarely forgive a laugh. We may bear heavy judgment on our transgressions, but our weaknesses and vulgarities must not be criticised by a witness.
A lot of this is displayed on stage. It's a reflection that highlights fools and their countless forms of foolishness, which are turned into jokes. It controls vice through fear and tackles foolishness even more effectively with satire and humor. If we compare tragedy and comedy based on experience, we’d probably agree that comedy has a greater impact. Hatred doesn’t hit the conscience as much as mockery hits a person's pride. We’re especially sensitive to the sting of satire due to the cowardice that avoids fear. We’re protected from sins by laws and our conscience, but the ridiculous is specifically ridiculed on stage. While we might accept a friend's correction of our morals, we rarely forgive being laughed at. We can endure harsh judgment for our wrongdoings, but our flaws and crudeness shouldn't be criticized in front of others.
The stage alone can do this with impunity, chastising us as the anonymous fool. We can bear this rebuke without a blush, and even gratefully.
The stage can accomplish this without consequences, scolding us as the anonymous fool. We can accept this criticism without embarrassment, and even with gratitude.
But the stage does even more than this. It is a great school of practical wisdom, a guide for civil life, and a key to the mind in all its sinuosities. It does not, of course, remove egoism and stubbornness in evil ways; for a thousand vices hold up their heads in spite of the stage, and a thousand virtues make no impression on cold-hearted spectators. Thus, probably, Moliere's Harpagon never altered a usurer's heart, nor did the suicide in Beverley save any one from the gaming-table. Nor, again, is it likely that the high roads will be safer through Karl Moor's untimely end. But, admitting this, and more than this, still how great is the influence of the stage! It has shown us the vices and virtues of men with whom we have to live. We are not surprised at their weaknesses, we are prepared for them. The stage points them out to us, and their remedy. It drags off the mask from the hypocrite, and betrays the meshes of intrigue. Duplicity and cunning have been forced by it to show their hideous features in the light of day. Perhaps the dying Sarah may not deter a single debauchee, nor all the pictures of avenged seduction stop the evil; yet unguarded innocence has been shown the snares of the corrupter, and taught to distrust his oaths.
But the stage does even more than that. It serves as a great school of practical wisdom, a guide for everyday life, and a key to understanding the mind in all its complexities. It doesn't, of course, eliminate selfishness and stubbornness in doing wrong; a thousand vices still thrive despite the stage, and a thousand virtues fail to impress cold-hearted audiences. For example, Moliere's Harpagon never changed the heart of a moneylender, nor did the tragedy in Beverley rescue anyone from gambling. Likewise, it's unlikely that the main roads will become safer because of Karl Moor's untimely demise. However, accepting this—and even more—how significant is the influence of the stage! It has revealed the vices and virtues of the people we live among. We aren't surprised by their weaknesses; we're prepared for them. The stage highlights these flaws and suggests remedies. It removes the mask from the hypocrite and exposes the web of deceit. Deceit and cunning have been compelled to reveal their ugly faces in the light of day. Perhaps the dying Sarah won't dissuade a single debauchee, nor will images of vengeance stop the wrongdoing; yet unprotected innocence has been shown the traps of the corruptor and taught to be wary of his promises.
The stage also teaches men to bear the strokes of fortune. Chance and design have equal sway over life. We have to bow to the former, but we control the latter. It is a great advantage if inexorable facts do not find us unprepared and unexercised, and if our breast has been steeled to bear adversity. Much human woe is placed before us on the stage. It gives us momentary pain in the tears we shed for strangers' troubles, but as a compensation it fills us with a grand new stock of courage and endurance. We are led by it, with the abandoned Ariadne, through the Isle of Naxos, and we descend the Tower of Starvation in Ugolino; we ascend the terrible scaffold, and we are present at the awful moment of execution. Things remotely present in thought become palpable realities now. We see the deceived favorite abandoned by the queen. When about to die, the perfidious Moor is abandoned by his own sophistry. Eternity reveals the secrets of the unknown through the dead, and the hateful wretch loses all screen of guilt when the tomb opens to condemn him.
The stage also teaches men to handle the ups and downs of life. Luck and intention both play their roles in our existence. We have to submit to the former, but we can shape the latter. It's a real advantage if harsh realities don’t catch us off guard and unprepared, and if we’ve toughened our hearts to withstand hardship. A lot of human suffering is portrayed on stage. It brings us fleeting pain as we shed tears for the troubles of strangers, but in return, it fills us with a newfound strength and resilience. We are guided, like the abandoned Ariadne, through the Isle of Naxos, and we descend the Tower of Starvation with Ugolino; we face the grim scaffold, and we witness the harrowing moment of execution. Ideas that were once distant now feel like concrete realities. We see the betrayed favorite cast aside by the queen. Just before his death, the treacherous Moor is left alone, undone by his own tricks. Eternity unveils the mysteries of the unknown through the dead, and the despicable wretch loses all cover of guilt when the grave opens to condemn him.
Then the stage teaches us to be more considerate to the unfortunate, and to judge gently. We can only pronounce on a man when we know his whole being and circumstances. Theft is a base crime, but tears mingle with our condemnation, when we read what obliged Edward Ruhberg to do the horrid deed. Suicide is shocking; but the condemnation of an enraged father, her love, and the fear of a convent, lead Marianne to drink the cup, and few would dare to condemn the victim of a dreadful tyranny. Humanity and tolerance have begun to prevail in our time at courts of princes and in courts of law. A large share of this may be due to the influence of the stage in showing man and his secret motives.
Then the stage teaches us to be more considerate towards the unfortunate and to judge with compassion. We can only make a fair judgment about someone when we understand their entire situation and circumstances. Theft is a terrible crime, but we can't help but feel sympathy when we learn what drove Edward Ruhberg to commit that horrible act. Suicide is disturbing; however, the wrath of a furious father, her love, and the fear of a convent push Marianne to take that desperate step, and few would be bold enough to blame the victim of such a terrible oppression. Humanity and tolerance have started to take hold in our time, both in royal courts and in legal courts. A significant part of this shift may stem from the influence of the stage in revealing the complexities of human nature and the motives behind our actions.
The great of the world ought to be especially grateful to the stage, for it is here alone that they hear the truth.
The influential people of the world should be especially thankful for the stage, because it's the only place where they truly hear the truth.
Not only man's mind, but also his intellectual culture, has been promoted by the higher drama. The lofty mind and the ardent patriot have often used the stage to spread enlightenment.
Not only has a man's mind, but also his intellectual culture, been elevated by high-quality drama. The great thinker and passionate patriot have often used the stage to share knowledge and understanding.
Considering nations and ages, the thinker sees the masses enchained by opinion and cut off by adversity from happiness; truth only lights up a few minds, who perhaps have to acquire it by the trials of a lifetime. How can the wise ruler put these within the reach of his nation.
Considering nations and time periods, the thinker observes that the masses are trapped by their beliefs and hindered by hardships from achieving happiness; only a few minds are illuminated by truth, and they often have to earn it through a lifetime of struggles. How can a wise leader make this accessible to his nation?
The thoughtful and the worthier section of the people diffuse the light of wisdom over the masses through the stage. Purer and better principles and motives issue from the stage and circulate through society: the night of barbarism and superstition vanishes. I would mention two glorious fruits of the higher class of dramas. Religious toleration has latterly become universal. Before Nathan the Jew and Saladin the Saracen put us to shame, and showed that resignation to God's will did not depend on a fancied belief of His nature—even before Joseph II. contended with the hatred of a narrow piety—the stage had sown seeds of humanity and gentleness: pictures of fanaticism had taught a hatred of intolerance, and Christianity, seeing itself in this awful mirror, washed off its stains. It is to be hoped that the stage will equally combat mistaken systems of education. This is a subject of the first political importance, and yet none is so left to private whims and caprice. The stage might give stirring examples of mistaken education, and lead parents to juster, better views of the subject. Many teachers are led astray by false views, and methods are often artificial and fatal.
The thoughtful and more deserving members of society spread the light of wisdom to the masses through theater. Better and purer principles emerge from the stage and circulate throughout society: the darkness of ignorance and superstition fades away. I want to point out two wonderful outcomes of this higher level of drama. Religious tolerance has become common in recent times. Before Nathan the Jew and Saladin the Saracen embarrassed us, showing that submission to God's will isn't tied to a particular belief about His nature—even before Joseph II faced the backlash of a narrow-minded faith—the stage had planted the seeds of compassion and kindness: depictions of fanaticism fostered a hatred of intolerance, and Christianity, seeing itself in this harsh reflection, cleaned up its image. Hopefully, the stage will also challenge misguided educational systems. This is of critical political importance, yet it's often left to personal whims and fancies. Theater could provide powerful examples of flawed education and help guide parents toward better understanding of the issue. Many teachers are misled by incorrect beliefs, and teaching methods are often artificial and harmful.
Opinions about governments and classes might be reformed by the stage. Legislation could thus justify itself by foreign symbols, and silence doubtful aspersions without offence.
Opinions about governments and social classes could be changed by the theater. Laws could then validate themselves using outside references and address any suspicious criticisms without causing offense.
Now, if poets would be patriotic they could do much on the stage to forward invention and industry. A standing theatre would be a material advantage to a nation. It would have a great influence on the national temper and mind by helping the nation to agree in opinions and inclinations. The stage alone can do this, because it commands all human knowledge, exhausts all positions, illumines all hearts, unites all classes, and makes its way to the heart and understanding by the most popular channels.
Now, if poets wanted to be patriotic, they could really contribute to innovation and industry on stage. A permanent theater would be a significant benefit to a country. It would greatly impact the national mood and mindset by helping everyone share common views and feelings. Only the stage can achieve this because it encompasses all human knowledge, explores every standpoint, touches all hearts, brings together all social classes, and connects with people through the most accessible means.
If one feature characterized all dramas; if the poets were allied in aim—that is, if they selected well and from national topics—there would be a national stage, and we should become a nation. It was this that knit the Greeks so strongly together, and this gave to them the all-absorbing interest in the republic and the advancement of humanity.
If one thing defined all dramas; if the poets shared a common goal—that is, if they chose well and focused on national topics—there would be a national stage, and we would become a nation. This is what united the Greeks so strongly, and this fueled their deep interest in the republic and the progress of humanity.
Another advantage belongs to the stage; one which seems to have become acknowledged even by its censurers. Its influence on intellectual and moral culture, which we have till now been advocating, may be doubted; but its very enemies have admitted that it has gained the palm over all other means of amusement. It has been of much higher service here than people are often ready to allow.
Another advantage of the theater is one that even its critics seem to recognize. There may be doubts about its influence on intellectual and moral culture, which we've been discussing, but even its opponents have acknowledged that it surpasses all other forms of entertainment. It's provided a much greater benefit in this area than many people are willing to admit.
Human nature cannot bear to be always on the rack of business, and the charms of sense die out with their gratification. Man, oppressed by appetites, weary of long exertion, thirsts for refined pleasure, or rushes into dissipations that hasten his fall and ruin, and disturb social order. Bacchanal joys, gambling, follies of all sorts to disturb ennui, are unavoidable if the lawgiver produces nothing better. A man of public business, who has made noble sacrifices to the state, is apt to pay for them with melancholy, the scholar to become a pedant, and the people brutish, without the stage. The stage is an institution combining amusement with instruction, rest with exertion, where no faculty of the mind is overstrained, no pleasure enjoyed at the cost of the whole. When melancholy gnaws the heart, when trouble poisons our solitude, when we are disgusted with the world, and a thousand worries oppress us, or when our energies are destroyed by over-exercise, the stage revives us, we dream of another sphere, we recover ourselves, our torpid nature is roused by noble passions, our blood circulates more healthily. The unhappy man forgets his tears in weeping for another. The happy man is calmed, the secure made provident. Effeminate natures are steeled, savages made man, and, as the supreme triumph of nature, men of all clanks, zones, and conditions, emancipated from the chains of conventionality and fashion, fraternize here in a universal sympathy, forget the world, and come nearer to their heavenly destination. The individual shares in the general ecstacy, and his breast has now only space for an emotion: he is a man.
Human nature can't handle being constantly consumed by work, and the pleasures of the senses fade once they're satisfied. People, weighed down by desires and weary from prolonged effort, crave refined enjoyment or dive into distractions that lead to their downfall and disrupt society. Joyful revelries, gambling, and various distractions to fend off boredom are unavoidable if lawmakers don't offer something better. A public servant who has made significant sacrifices for the state might pay for it with sadness, a scholar may turn into a know-it-all, and the people become unenlightened without theater. The theater is a space that mixes entertainment with education, rest with activity, where no mental capacity is overstretched and no pleasure is enjoyed at the expense of everything else. When sadness eats away at the heart, when troubles taint our solitude, when we're fed up with the world, and a thousand worries weigh us down, or when our strength is depleted from overexertion, the theater rejuvenates us. We dream of another realm, regain our composure, our dormant nature is awakened by noble emotions, and our blood flows more freely. The unhappy person forgets their tears by empathizing with another's sorrow. The joyful individual finds peace, and those who feel secure become more mindful. Sensitive individuals become resilient, and the uncivilized are civilized. Ultimately, as the pinnacle of nature, people from all walks of life, freed from the constraints of societal norms and fashion, come together in a shared understanding, forget the outside world, and draw closer to their higher purpose. Each person shares in the collective ecstasy, creating space in their hearts for a single emotion: they are human.
ON THE TRAGIC ART.
The state of passion in itself, independently of the good or bad influence of its object on our morality, has something in it that charms us. We aspire to transport ourselves into that state, even if it costs us some sacrifices. You will find this instinct at the bottom of all our most habitual pleasures. As to the nature itself of the affection, whether it be one of aversion or desire, agreeable or painful, this is what we take little into consideration. Experience teaches us that painful affections are those which have the most attraction for us, and thus that the pleasure we take in an affection is precisely in an inverse ratio to its nature. It is a phenomenon common to all men, that sad, frightful things, even the horrible, exercise over us an irresistible seduction, and that in presence of a scene of desolation and of terror we feel at once repelled and attracted by two equal forces. Suppose the case be an assassination. Then every one crowds round the narrator and shows a marked attention. Any ghost story, however embellished by romantic circumstances, is greedily devoured by us, and the more readily in proportion as the story is calculated to make our hair stand on end.
The feeling of passion itself, regardless of whether its object has a good or bad effect on our morality, is captivating. We often want to immerse ourselves in that feeling, even if it requires sacrifices. This instinct drives all our most common pleasures. When it comes to the nature of the feelings, whether they are ones of dislike or desire, pleasant or painful, we tend not to think much about it. Experience shows us that painful emotions tend to attract us the most, meaning that the enjoyment we get from a feeling inversely relates to its nature. It’s a shared experience among all people that sad and terrifying things, even the horrific, have a powerful allure, and in the face of dramatic and frightening scenes, we feel both repelled and drawn by two equal forces. Take the example of a murder. Everyone gathers around the storyteller, showing intense interest. Any ghost story, no matter how embellished with romantic details, is eagerly consumed by us, especially if it has the potential to send chills down our spines.
This disposition is developed in a more lively manner when the objects themselves are placed before our eyes. A tempest that would swallow up an entire fleet would be, seen from shore, a spectacle as attractive to our imagination as it would be shocking to our heart. It would be difficult to believe with Lucretius that this natural pleasure results from a comparison between our own safety and the danger of which we are witnesses. See what a crowd accompanies a criminal to the scene of his punishment! This phenomenon cannot be explained either by the pleasure of satisfying our love of justice, nor the ignoble joy of vengeance. Perhaps the unhappy man may find excuses in the hearts of those present; perhaps the sincerest pity takes an interest in his reprieve: this does not prevent a lively curiosity in the spectators to watch his expressions of pain with eye and ear. If an exception seems to exist here in the case of a well-bred man, endowed with a delicate sense, this does not imply that he is a complete stranger to this instinct; but in his case the painful strength of compassion carries the day over this instinct, or it is kept under by the laws of decency. The man of nature, who is not chained down by any feeling of human delicacy, abandons himself without any sense of shame to this powerful instinct. This attraction must, therefore, have its spring of action in an original disposition, and it must be explained by a psychological law common to the whole species.
This feeling becomes much more intense when we see the actual events unfolding in front of us. A storm that could take down an entire fleet would be, from the shore, a sight that intrigues our imagination while shocking our hearts. It would be hard to agree with Lucretius that this natural pleasure comes from comparing our safety to the danger we're witnessing. Look at the crowd that follows a criminal to his punishment! This phenomenon can't be explained just by our satisfaction in seeing justice served or the base joy of vengeance. Maybe the unfortunate man finds some compassion in the hearts of those present; perhaps genuine pity hopes for his reprieve. However, that doesn’t stop the curious spectators from closely observing his expressions of pain. If it seems different for a refined person with a sensitive nature, it doesn't mean they are completely immune to this instinct; rather, in their case, the intense feeling of compassion takes precedence over this instinct, or it’s restrained by societal norms. A person who is more in touch with their basic instincts, unrestrained by any sense of human delicacy, gives in to this powerful instinct without any shame. Therefore, this attraction must come from a fundamental instinct, and it should be understood through a psychological law that applies to all humans.
But if it seems to us that these brutal instincts of nature are incompatible with the dignity of man, and if we hesitate, for this reason, to establish on this fact a law common to the whole species, yet no experiences are required to prove, with the completest evidence, that the pleasure we take in painful emotions is real, and that it is general. The painful struggle of a heart drawn asunder between its inclinations or contrary duties, a struggle which is a cause of misery to him who experiences it, delights the person who is a mere spectator. We follow with always heightening pleasure the progress of a passion to the abyss into which it hurries its unhappy victim. The same delicate feeling that makes us turn our eyes aside from the sight of physical suffering, or even from the physical expression of a purely moral pain, makes us experience a pleasure heightened in sweetness, in the sympathy for a purely moral pain. The interest with which we stop to look at the painting of these kinds of objects is a general phenomenon.
But if we think that these harsh instincts of nature clash with human dignity, and we hesitate to make a universal law based on that, there's no need for extensive proof that the pleasure we get from painful emotions is real and widespread. The painful struggle of a heart torn between desires or conflicting duties, which causes misery for the person experiencing it, fascinates those who are just watching. We follow with increasing enjoyment as a passion drives its unfortunate victim toward despair. The same sensitivity that makes us look away from physical suffering, or even from the expression of moral pain, also allows us to feel a heightened pleasure in sympathizing with pure moral agony. The interest that draws us to observe depictions of these kinds of experiences is a common occurrence.
Of course this can only be understood of sympathetic affections, or those felt as a secondary effect after their first impression; for commonly direct and personal affections immediately call into life in us the instinct of our own happiness, they take up all our thoughts, and seize hold of us too powerfully to allow any room for the feeling of pleasure that accompanies them, when the affection is freed from all personal relation. Thus, in the mind that is really a prey to painful passion, the feeling of pain commands all others notwithstanding all the charm that the painting of its moral state may offer to the hearers and the spectators. And yet the painful affection is not deprived of all pleasure, even for him who experiences it directly; only this pleasure differs in degree according to the nature of each person's mind. The sports of chance would not have half so much attraction for us were there not a kind of enjoyment in anxiety, in doubt, and in fear; danger would not be encountered from mere foolhardiness; and the very sympathy which interests us in the trouble of another would not be to us that pleasure which is never more lively than at the very moment when the illusion is strongest, and when we substitute ourselves most entirely in the place of the person who suffers. But this does not imply that disagreeable affections cause pleasure of themselves, nor do I think any one will uphold this view; it suffices that these states of the mind are the conditions that alone make possible for its certain kinds of pleasure. Thus the hearts particularly sensitive to this kind of pleasure, and most greedy of them, will be more easily led to share these disagreeable affections, which are the condition of the former; and even in the most violent storms of passion they will always preserve some remains of their freedom.
Of course, this can only be understood in terms of sympathetic feelings or those felt as a secondary effect after their initial impact. Direct and personal feelings usually trigger our instinct for our own happiness right away; they occupy all our thoughts and grip us too strongly to allow room for the pleasure that comes when the feeling is detached from any personal connection. So, in a mind that is truly overwhelmed by painful emotions, the feeling of pain overshadows everything else, regardless of how appealing the depiction of its emotional state may be to listeners and observers. Yet, painful emotions don't completely strip away all pleasure, even for the person experiencing them directly; this pleasure just varies in intensity depending on each person's mindset. The thrill of chance wouldn't be nearly as appealing if there weren't a certain enjoyment found in anxiety, doubt, and fear; we wouldn't face danger out of mere recklessness; and the sympathy that engages us in another's troubles becomes more pleasurable when the illusion is strongest, especially when we fully imagine ourselves in the place of the person suffering. But this doesn't mean that unpleasant feelings inherently cause pleasure, and I doubt anyone would argue that point; it’s enough that these mental states are conditions that enable certain types of pleasure. Therefore, hearts that are particularly sensitive to this kind of pleasure and hungry for it will be more easily drawn to share in these unpleasant feelings, which are the conditions for the former. Even amid the most intense storms of passion, they will always maintain some remnants of their freedom.
The displeasure we feel in disagreeable affections comes from the relation of our sensuous faculty or of our moral faculty with their object. In like manner, the pleasure we experience in agreeable affections proceeds from the very same source. The degree of liberty that may prevail in the affections depends on the proportion between the moral nature and the sensuous nature of a man. Now it is well known that in the moral order there is nothing arbitrary for us, that, on the contrary, the sensuous instinct is subject to the laws of reason and consequently depends more or less on our will. Hence it is evident that we can keep our liberty full and entire in all those affections that are concerned with the instinct of self-love, and that we are the masters to determine the degree which they ought to attain. This degree will be less in proportion as the moral sense in a man will prevail over the instinct of happiness, and as by obeying the universal laws of reasons he will have freed himself from the selfish requirements of his individuality, his Ego. A man of this kind must therefore, in a state of passion, feel much less vividly the relation of an object with his own instinct of happiness, and consequently he will be much less sensible of the displeasure that arises from this relation. On the other hand, he will be perpetually more attentive to the relation of this same object with his moral nature, and for this very reason he will be more sensible to the pleasure which the relation of the object with morality often mingles with the most painful affections. A mind thus constituted is better fitted than all others to enjoy the pleasure attaching to compassion, and even to regard a personal affection as an object of simple compassion. Hence the inestimable value of a moral philosophy, which, by raising our eyes constantly towards general laws, weakens in us the feeling of our individuality, teaches us to plunge our paltry personality in something great, and enables us thus to act to ourselves as to strangers. This sublime state of the mind is the lot of strong philosophic minds, which by working assiduously on themselves have learned to bridle the egotistical instinct. Even the most cruel loss does not drive them beyond a certain degree of sadness, with which an appreciable sum of pleasure can always be reconciled. These souls, which are alone capable of separating themselves from themselves, alone enjoy the privilege of sympathizing with themselves and of receiving of their own sufferings only a reflex, softened by sympathy.
The discomfort we feel from unpleasant emotions comes from the relationship between our senses or our moral nature and their objects. Likewise, the pleasure we gain from positive emotions comes from the same source. The level of freedom we have in our feelings depends on the balance between a person's moral nature and their sensuous nature. It’s well known that in the moral realm, nothing is arbitrary; rather, sensory instincts are governed by reason and thus rely more or less on our will. Therefore, it’s clear that we can maintain our full freedom in all feelings related to self-love, and we have the power to decide how strong these feelings should be. This strength will be less the more a person’s moral sense exceeds their instinct for happiness, as they align themselves with universal laws of reason and free themselves from selfish desires. A person like this will, therefore, experience much less intensity in how an object relates to their own happiness and consequently will feel less discomfort from that relationship. Conversely, they will always pay more attention to how that same object relates to their moral nature, and this is why they will feel more pleasure from the connection between morality and even the most painful emotions. A mind shaped this way is better equipped than others to enjoy the pleasure that comes with compassion and even to view personal emotions as objects of simple compassion. This highlights the immense value of a moral philosophy that, by constantly focusing our thoughts on general laws, diminishes our sense of individuality, teaches us to immerse our small personal concerns into something greater, and enables us to treat ourselves as if we were strangers. This elevated state of mind is the privilege of strong philosophical individuals who, by diligently working on themselves, have learned to control their selfish instincts. Even the most devastating loss does not push them beyond a certain level of sadness, with which a considerable amount of pleasure can always coexist. These souls, capable of detaching from themselves, enjoy the unique ability to empathize with themselves and experience their own suffering only as a softened echo through compassion.
The indications contained in what precedes will suffice to direct our attention to the sources of the pleasure that the affection in itself causes, more particularly the sad affection. We have seen that this pleasure is more energetic in moral souls, and it acts with greater freedom in proportion as the soul is more independent of the egotistical instinct. This pleasure is, moreover, more vivid and stronger in sad affections, when self-love is painfully disquieted, than in gay affections, which imply a satisfaction of self-love. Accordingly this pleasure increases when the egotistical instinct is wounded, and diminishes when that instinct is flattered. Now we only know of two sources of pleasure—the satisfaction of the instinct of happiness, and the accomplishment of the moral laws. Therefore, when it is shown that a particular pleasure does not emanate from the former source, it must of necessity issue from the second. It is therefore from our moral nature that issues the charm of the painful affections shared by sympathy, and the pleasure that we sometimes feel even where the painful affection directly affects ourselves.
The points made earlier will be enough to guide us towards the sources of the pleasure that affection itself brings, especially in the case of sad affection. We've observed that this pleasure is more intense in moral individuals and it operates more freely as the person becomes less driven by selfish instincts. Furthermore, this pleasure is more vivid and stronger in sad feelings, especially when self-love is disturbed, compared to happy feelings, which satisfy self-love. Thus, this pleasure increases when selfish instincts are hurt, and decreases when those instincts are pleased. We only recognize two sources of pleasure: the fulfillment of the desire for happiness, and adherence to moral principles. Therefore, when it is established that a specific pleasure does not come from the first source, it must arise from the second. Hence, it's from our moral nature that we derive the appeal of painful feelings experienced through empathy, and the pleasure we sometimes feel even when the painful feelings affect us directly.
Many attempts have been made to account for the pleasure of pity, but most of these solutions had little chance of meeting the problem, because the principle of this phenomenon was sought for rather in the accompanying circumstances than in the nature of the affection itself. To many persons the pleasure of pity is simply the pleasure taken by the mind in exercising its own sensibility. To others it is the pleasure of occupying their forces energetically, of exercising the social faculty vividly—in short, of satisfying the instinct of restlessness. Others again make it derived from the discovery of morally fine features of character, placed in a clear light by the struggle against adversity or against the passions. But there is still the difficulty to explain why it should be exactly the very feeling of pain,—suffering properly so called,—that in objects of pity attracts us with the greatest force, while, according to those elucidations, a less degree of suffering ought evidently to be more favorable to those causes to which the source of the emotion is traced. Various matters may, no doubt, increase the pleasure of the emotion without occasioning it. Of this nature are the vividness and force of the ideas awakened in our imagination, the moral excellence of the suffering persons, the reference to himself of the person feeling pity. I admit that the suffering of a weak soul, and the pain of a wicked character, do not procure us this enjoyment. But this is because they do not excite our pity to the same degree as the hero who suffers, or the virtuous man who struggles. Thus we are constantly brought back to the first question: why is it precisely the degree of suffering that determines the degree of sympathetic pleasure which we take in an emotion? and one answer only is possible; it is because the attack made on our sensibility is precisely the condition necessary to set in motion that quality of mind of which the activity produces the pleasure we feel in sympathetic affections.
Many attempts have been made to explain the pleasure of feeling pity, but most of these solutions had little chance of addressing the issue because the principle behind this phenomenon was sought in the surrounding circumstances rather than in the nature of the emotion itself. For many people, the pleasure of pity is simply the enjoyment derived from exercising their own sensitivity. For others, it's about energetically engaging their strengths, vividly using their social instincts—in short, satisfying their restless nature. Some believe it comes from recognizing morally admirable traits in characters, especially highlighted by their struggles against hardship or strong emotions. However, there's still the challenge of explaining why it is precisely the feeling of pain—true suffering—that attracts us most strongly in objects of pity, whereas those interpretations suggest that a lesser degree of suffering should be more favorable to the emotions’ sources. Various factors can certainly enhance the pleasure of the emotion without causing it. These include the vividness and intensity of the ideas our imagination conjures, the moral integrity of the suffering individuals, and the personal connection of the person feeling pity. I agree that the suffering of a weak person, and the pain of a wicked character, do not bring us this enjoyment. But that's because they don't evoke our pity as much as a hero who suffers or a virtuous person who fights against their misfortunes. Thus, we are constantly led back to the initial question: why does the level of suffering determine the level of sympathetic pleasure we experience in an emotion? Only one answer seems possible; it’s because the assault on our sensitivity is exactly what is needed to activate that aspect of our mind that generates the pleasure we feel in sympathetic emotions.
Now this faculty is no other than the reason; and because the free exercise of reason, as an absolutely independent activity, deserves par excellence the name of activity; as, moreover, the heart of man only feels itself perfectly free and independent in its moral acts, it follows that the charm of tragic emotions is really dependent on the fact that this instinct of activity finds its gratification in them. But, even admitting this, it is neither the great number nor the vivacity of the ideas that are awakened then in our imagination, nor in general the exercise of the social faculty, but a certain kind of ideas and a certain activity of the social faculty brought into play by reason, which is the foundation of this pleasure.
Now, this ability is really just reason; and since the free use of reason, as a completely independent action, truly deserves to be called "activity," and since a person's heart only feels truly free and independent in its moral actions, it follows that the appeal of tragic emotions is actually tied to the way this instinct for activity finds satisfaction in them. However, even if we accept this, it's not simply the sheer number or intensity of the ideas that our imagination stirs up, nor the general use of the social faculty, but rather a specific type of idea and a particular activity of the social faculty that reason activates, which forms the basis of this enjoyment.
Thus the sympathetic affections in general are for us a source of pleasure because they give satisfaction to our instinct of activity, and the sad affections produce this effect with more vividness because they give more satisfaction to this instinct. The mind only reveals all its activity when it is in full possession of its liberty, when it has a perfect consciousness of its rational nature, because it is only then that it displays a force superior to all resistance.
Thus, feelings of sympathy are generally a source of pleasure for us because they satisfy our drive for activity, and feelings of sadness have an even stronger effect since they provide more satisfaction to this drive. The mind shows its full activity only when it has complete freedom and a clear awareness of its rational nature, as it is only then that it exhibits a strength that surpasses all resistance.
Hence the state of mind which allows most effectually the manifestation of this force, and awakens most successfully its activity, is that state which is most suitable to a rational being, and which best satisfies our instincts of activity: whence it follows that a greater amount of pleasure must be attached necessarily to this state. Now it is the tragic states that place our soul in this state, and the pleasure found in them is necessarily higher than the charm produced by gay affections, in the same degree that moral power in us is superior to the power of the senses.
The mindset that most effectively brings out this force and successfully activates it is the one that suits a rational being best and satisfies our instinct to be active. This means that there is naturally a greater pleasure associated with this mindset. Tragic situations elevate our soul to this state, and the pleasure we experience from them is inherently greater than the joy generated by lighter emotions, just as our moral strength is more powerful than our sensory experiences.
Points that are only subordinate and partial in a system of final causes may be considered by art independently of that relation with the rest, and may be converted into principal objects. It is right that in the designs of nature pleasure should only be a mediate end, or a means; but for art it is the highest end. It is therefore essentially important for art not to neglect this high enjoyment attaching to the tragic emotion. Now, tragic art, taking this term in its widest acceptation, is that among the fine arts which proposes as its principal object the pleasure of pity.
Points that are only secondary and partial in a system of ultimate purposes can be regarded by art separately from their connection to the whole and can be turned into main subjects. It's appropriate that in nature's designs, pleasure should only be an indirect goal or a means; however, for art, it's the ultimate goal. Therefore, it’s crucial for art to not overlook the deep enjoyment linked to tragic emotions. Now, tragic art, in its broadest sense, is that branch of the fine arts that aims primarily at evoking the pleasure of pity.
Art attains its end by the imitation of nature, by satisfying the conditions which make pleasure possible in reality, and by combining, according to a plan traced by the intelligence, the scattered elements furnished by nature, so as to attain as a principal end to that which, for nature, was only an accessory end. Thus tragic art ought to imitate nature in those kinds of actions that are specially adapted to awaken pity.
Art reaches its goal by imitating nature, by meeting the conditions that make pleasure possible in reality, and by combining, according to a plan formed by the mind, the scattered elements provided by nature, in order to achieve what nature intended only as a secondary goal. Therefore, tragic art should imitate nature in the types of actions that are especially designed to evoke pity.
It follows that, in order to determine generally the system to be followed by tragic art, it is necessary before all things to know on what conditions in real life the pleasure of the emotion is commonly produced in the surest and the strongest manner; but it is necessary at the same time to pay attention to the circumstances that restrict or absolutely extinguish this pleasure.
To figure out the system that tragic art should follow, we first need to understand the conditions in real life that most reliably and intensely create emotional pleasure. However, we also have to consider the factors that limit or completely eliminate this pleasure.
After what we have established in our essay "On the Cause of the Pleasure we derive from Tragic Objects," it is known that in every tragic emotion there is an idea of incongruity, which, though the emotion may be attended with charm, must always lead on to the conception of a higher consistency. Now it is the relation that these two opposite conceptions mutually bear which determines in an emotion if the prevailing impression shall be pleasurable or the reverse. If the conception of incongruity be more vivid than that of the contrary, or if the end sacrificed is more important than the end gained, the prevailing impression will always be displeasure, whether this be understood objectively of the human race in general, or only subjectively of certain individuals.
After what we've outlined in our essay "On the Cause of the Pleasure we derive from Tragic Objects," it's clear that every tragic emotion involves an idea of incongruity, which, even if the emotion has some appeal, must ultimately lead to the idea of a greater consistency. The relationship between these two opposing ideas determines whether the overall feeling is pleasurable or unpleasant. If the idea of incongruity is stronger than the opposing one, or if the loss is considered more significant than the gain, the overall feeling will always be one of displeasure, whether we look at it from the perspective of humanity as a whole or just certain individuals.
If the cause that has produced a misfortune gives us too much displeasure, our compassion for the victim is diminished thereby. The heart cannot feel simultaneously, in a high degree, two absolutely contrary affections. Indignation against the person who is the primary cause of the suffering becomes the prevailing affection, and all other feeling has to yield to it. Thus our interest is always enfeebled when the unhappy man whom it would be desirable to pity had cast himself into ruin by a personal and an inexcusable fault; or if, being able to save himself, he did not do so, either through feebleness of mind or pusillanimity. The interest we take in unhappy King Lear, ill-treated by two ungrateful daughters, is sensibly lessened by the circumstance that this aged man, in his second childhood, so weakly gave up his crown, and divided his love among his daughters with so little discernment. In the tragedy of Kronegk, "Olinda and Sophronia," the most terrible suffering to which we see these martyrs to their faith exposed only excites our pity feebly, and all their heroism only stirs our admiration moderately, because madness alone can suggest the act by which Olinda has placed himself and all his people on the brink of the precipice.
If the reason behind a misfortune bothers us too much, our compassion for the victim decreases. The heart can't strongly feel two completely opposing emotions at the same time. Anger towards the person who caused the suffering takes over, and all other feelings have to take a back seat. So, our interest is always weakened when we see someone who deserves our pity throwing themselves into ruin because of their own personal and inexcusable mistake; or if, when they could have saved themselves, they didn’t, due to weakness or cowardice. Our sympathy for the unfortunate King Lear, mistreated by his two ungrateful daughters, is noticeably reduced by the fact that this old man, in his second childhood, foolishly surrendered his crown and divided his love among his daughters with such poor judgment. In the tragedy of Kronegk, "Olinda and Sophronia," the dreadful suffering that these martyrs to their faith endure only triggers our pity weakly, and their heroism stirs our admiration only moderately, because only madness could lead Olinda to act in a way that puts himself and all his people on the edge of disaster.
Our pity is equally lessened when the primary cause of a misfortune, whose innocent victim ought to inspire us with compassion, fills our mind with horror. When the tragic poet cannot clear himself of his plot without introducing a wretch, and when he is reduced to derive the greatness of suffering from the greatness of wickedness, the supreme beauty of his work must always be seriously injured. Iago and Lady Macbeth in Shakspeare, Cleopatra in the tragedy of "Rodogune," or Franz Moor in "The Robbers," are so many proofs in support of this assertion. A poet who understands his real interest will not bring about the catastrophe through a malicious will which proposes misfortune as its end; nor, and still less, by want of understanding: but rather through the imperious force of circumstances. If this catastrophe does not come from moral sources, but from outward things, which have no volition and are not subject to any will, the pity we experience is more pure, or at all events it is not weakened by any idea of moral incongruity. But then the spectator cannot be spared the disagreeable feeling of an incongruity in the order of nature, which can alone save in such a case moral propriety. Pity is far more excited when it has for its object both him who suffers and him who is the primary cause of the suffering. This can only happen when the latter has neither elicited our contempt nor our hatred, but when he has been brought against his inclination to become the cause of this misfortune. It is a singular beauty of the German play of "Iphigenia" that the King of Tauris, the only obstacle who thwarts the wishes of Orestes and of his sister, never loses our esteem, and that we love him to the end.
Our sympathy is lessened when the main cause of a misfortune, whose innocent victim should evoke our compassion, fills us with horror. When a tragic playwright can't resolve their story without introducing a villain, and when they end up showcasing the magnitude of suffering through the magnitude of evil, the overall beauty of their work is significantly diminished. Characters like Iago and Lady Macbeth in Shakespeare, Cleopatra in the tragedy of "Rodogune," or Franz Moor in "The Robbers," support this point. A poet who understands their true interests won't create a catastrophe through malicious intent aimed at causing suffering; nor, even less so, through ignorance; but rather through the overwhelming force of circumstances. If this disaster arises not from moral reasons but from external factors that lack any will or volition, then the sympathy we feel is purer, or at least not tainted by moral inconsistency. However, the audience still can't escape the unpleasant feeling of discord in the natural order, which is what saves moral propriety in such cases. Sympathy is much more stirred when it involves both the one who is suffering and the one who is causing the suffering. This can only happen if the latter hasn't elicited our contempt or hatred, but instead has been forced against their will to become the source of this misfortune. A remarkable aspect of the German play "Iphigenia" is that the King of Tauris, the sole obstacle preventing Orestes and his sister from achieving their wishes, never loses our respect, and we end up loving him until the very end.
There is something superior even to this kind of emotion; this is the case when the cause of the misfortune not only is in no way repugnant to morality, but only becomes possible through morality, and when the reciprocal suffering comes simply from the idea that a fellow-creature has been made to suffer. This is the situation of Chimene and Rodrigue in "The Cid" of Pierre Corneille, which is undeniably in point of intrigue the masterpiece of the tragic stage. Honor and filial love arm the hand of Rodrigue against the father of her whom he loves, and his valor gives him the victory. Honor and filial love rouse up against him, in the person of Chimene, the daughter of his victim, an accuser and a formidable persecutor. Both act in opposition to their inclination, and they tremble with anguish at the thought of the misfortune of the object against which they arm themselves, in proportion as zeal inspires them for their duty to inflict this misfortune. Accordingly both conciliate our esteem in the highest sense, as they accomplish a moral duty at the cost of inclination; both inflame our pity in the highest degree, because they suffer spontaneously for a motive that renders them in the highest degree to be respected. It results from this that our pity is in this case so little modified by any opposite feeling that it burns rather with a double flame; only the impossibility of reconciling the idea of misfortune with the idea of a morality so deserving of happiness might still disturb our sympathetic pleasure, and spread a shade of sadness over it. It is besides a great point, no doubt, that the discontent given us by this contradiction does not bear upon our moral being, but is turned aside to a harmless place, to necessity only; but this blind subjection to destiny is always afflicting and humiliating for free beings, who determine themselves. This is the cause that always leaves something to be wished for even in the best Greek pieces. In all these pieces, at the bottom of the plot it is always fatality that is appealed to, and in this there is a knot that cannot be unravelled by our reason, which wishes to solve everything.
There’s something even greater than this type of emotion; it's when the reason for the misfortune is not at all against morality, but actually comes about through morality, and when the mutual suffering arises simply from the knowledge that another person has had to suffer. This is the case with Chimene and Rodrigue in "The Cid" by Pierre Corneille, which is undoubtedly the pinnacle of intrigue in tragic theater. Honor and love for family compel Rodrigue to confront the father of the woman he loves, and his bravery secures him the win. Honor and filial love also drive Chimene, the daughter of his victim, to become his accuser and a fierce adversary. Both act against their own desires, and they’re filled with anguish at the thought of the suffering they’re about to cause, even as their passion for fulfilling their duty pushes them to do it. Thus, both earn our utmost respect as they fulfill a moral obligation at the expense of their inclinations; both deeply invoke our sympathy because they suffer willingly for a reason that demands our highest respect. Consequently, our sympathy in this case is so little affected by any opposing feelings that it burns even brighter; only the inability to reconcile the idea of misfortune with such a commendable morality might disturb our empathetic pleasure and cast a shadow of sadness over it. Furthermore, it’s significant that the frustration we feel from this contradiction does not impact our moral selves but instead redirects to something harmless, just necessity; yet this blind submission to fate is always troubling and degrading for free beings who make their own choices. This is why there’s often something left to be desired even in the finest Greek works. In all of these stories, at the heart of the plot is always fate, and therein lies a puzzle that our reason struggles to solve.
But even this knot is untied, and with it vanishes every shade of displeasure, at the highest and last step to which man perfected by morality rises, and at the highest point which is attained by the art which moves the feelings. This happens when the very discontent with destiny becomes effaced, and is resolved in a presentiment or rather a clear consciousness of a teleological concatenation of things, of a sublime order, of a beneficent will. Then, to the pleasure occasioned in us by moral consistency is joined the invigorating idea of the most perfect suitability in the great whole of nature. In this case the thing that seemed to militate against this order, and that caused us pain, in a particular case, is only a spur that stimulates our reason to seek in general laws for the justification of this particular case, and to solve the problem of this separate discord in the centre of the general harmony. Greek art never rose to this supreme serenity of tragic emotion, because neither the national religion, nor even the philosophy of the Greeks, lighted their step on this advanced road. It was reserved for modern art, which enjoys the privilege of finding a purer matter in a purer philosophy, to satisfy also this exalted want, and thus to display all the moral dignity of art.
But even this knot is untied, and with it disappears every hint of displeasure, at the highest and final point to which a morally perfected person rises, and at the pinnacle reached by the art that stirs the emotions. This occurs when discontent with fate fades away, transforming into a feeling or, more accurately, a clear understanding of a purposeful connection between things, a sublime order, and a benevolent will. Then, the joy we derive from moral consistency is enhanced by the invigorating notion of perfect alignment within the grand scheme of nature. In this scenario, what seemed to oppose this order and caused us pain in a specific instance is merely a catalyst that encourages our reason to seek justification for this particular case within general laws, helping to resolve the issue of this individual discord amid the overall harmony. Greek art never achieved this ultimate calm of tragic emotion because neither their national religion nor even Greek philosophy illuminated their path on this advanced journey. It has been left to modern art, which has the advantage of discovering a purer subject matter in a purer philosophy, to fulfill this elevated desire and thus showcase all the moral dignity of art.
If we moderns must resign ourselves never to reproduce Greek art because the philosophic genius of our age, and modern civilization in general are not favorable to poetry, these influences are at all events less hurtful to tragic art, which is based rather on the moral element. Perhaps it is in the case of this art only that our civilization repairs the injury that it has caused to art in general.
If we people of today have to accept that we can never recreate Greek art because the philosophical spirit of our time, along with modern civilization, isn't supportive of poetry, these factors are still less damaging to tragic art, which relies more on moral elements. Maybe it's only in this form of art that our civilization actually makes up for the harm it has done to art as a whole.
In the same manner as the tragic emotion is weakened by the admixture of conflicting ideas and feelings, and the charm attaching to it is thus diminished, so this emotion can also, on the contrary, by approaching the excess of direct and personal affection, become exaggerated to the point where pain carries the day over pleasure. It has been remarked that displeasure, in the affections, comes from the relation of their object with our senses, in the same way as the pleasure felt in them comes from the relation of the affection itself to our moral faculty. This implies, then, between our senses and our moral faculty a determined relation, which decides as regards the relation between pleasure and displeasure in tragic emotions. Nor could this relation be modified or overthrown without overthrowing at the same time the feelings of pleasure and displeasure which we find in the emotions, or even without changing them into their opposites. In the same ratio that the senses are vividly roused in us, the influence of morality will be proportionately diminished; and reciprocally, as the sensuous loses, morality gains ground. Therefore that which in our hearts gives a preponderance to the sensuous faculty, must of necessity, by placing restrictions on the moral faculty, diminish the pleasure that we take in tragic emotions, a pleasure which emanates exclusively from this moral faculty. In like manner, all that in our heart impresses an impetus on this latter faculty, must blunt the stimulus of pain even in direct and personal affections. Now our sensuous nature actually acquires this preponderance, when the ideas of suffering rise to a degree of vividness that no longer allows us to distinguish a sympathetic affection from a personal affection, or our own proper Ego from the subject that suffers,—reality, in short, from poetry. The sensuous also gains the upper hand when it finds an aliment in the great number of its objects, and in that dazzling light which an over-excited imagination diffuses over it. On the contrary, nothing is more fit to reduce the sensuous to its proper bounds than to place alongside it super-sensuous ideas, moral ideas, to which reason, oppressed just before, clings as to a kind of spiritual props, to right and raise itself above the fogs of the sensuous to a serener atmosphere. Hence the great charm which general truths or moral sentences, scattered opportunely over dramatic dialogue, have for all cultivated nations, and the almost excessive use that the Greeks made of them. Nothing is more agreeable to a moral soul than to have the power, after a purely passive state that has lasted too long, of escaping from the subjection of the senses, and of being recalled to its spontaneous activity, and restored to the possession of its liberty.
Just like how tragic emotions are weakened when mixed with conflicting ideas and feelings, and their allure is dimmed as a result, these emotions can also become exaggerated when they lean too heavily on direct and personal affection, causing pain to overshadow pleasure. It has been noted that dissatisfaction in relationships stems from how their object connects with our senses, just as the pleasure we experience comes from how the affection itself relates to our moral sense. This indicates a specific connection between our senses and our moral understanding, which determines the relationship between pleasure and displeasure in tragic emotions. This connection cannot be changed or disrupted without also affecting the feelings of pleasure and displeasure we experience in these emotions, potentially transforming them into their opposites. As our senses are more intensely stimulated, the influence of morality decreases; conversely, as sensuality decreases, morality strengthens. Therefore, anything that enhances our sensual side must inevitably limit our moral sense, reducing the pleasure we derive from tragic emotions, which comes solely from this moral sense. Similarly, anything that energizes the moral faculty must dull the impact of pain even in direct personal relationships. Our sensual nature takes precedence when feelings of suffering become so intense that we can no longer tell the difference between sympathetic affection and personal affection, or between our own self and the subject that is suffering—essentially, when we can't tell reality from poetry. Sensuality also gains dominance when it finds nourishment in the abundance of its objects and the bright light that an overstimulated imagination casts upon them. On the other hand, nothing is more effective in bringing sensuality back to its rightful place than juxtaposing it with supersensory moral ideas, which reason, previously overwhelmed, clings to as a kind of spiritual support to lift itself above the haze of the senses to a clearer atmosphere. This explains the great appeal that general truths or moral statements, strategically woven into dramatic dialogue, have for educated societies, and the almost excessive reliance the Greeks placed on them. There’s nothing more satisfying for a moral being than to escape the passiveness that has lingered too long, reclaiming its spontaneous activity and regaining its freedom.
These are the remarks I had to make respecting the causes that restrict our pity and place an obstacle to our pleasure in tragic emotions. I have next to show on what conditions pity is solicited and the pleasure of the emotion excited in the most infallible and energetic manner.
These are the comments I needed to make regarding the reasons that limit our compassion and hinder our enjoyment of tragic emotions. Next, I will explain the conditions under which compassion is evoked and how the pleasure of that emotion can be stirred in the most reliable and powerful way.
Every feeling of pity implies the idea of suffering, and the degree of pity is regulated according to the degree more or less of vividness, of truth, of intensity, and of duration of this idea.
Every feeling of pity includes the concept of suffering, and the level of pity is determined by how vivid, true, intense, and lasting this concept is.
1st. The moral faculty is provoked to reaction in proportion to the vividness of ideas in the soul, which incites it to activity and solicits its sensuous faculty. Now the ideas of suffering are conceived in two different manners, which are not equally favorable to the vividness of the impression. The sufferings that we witness affect us incomparably more than those that we have through a description or a narrative. The former suspend in us the free play of the fancy, and striking our senses immediately penetrate by the shortest road to our heart. In the narrative, on the contrary, the particular is first raised to the general, and it is from this that the knowledge of the special case is afterwards derived; accordingly, merely by this necessary operation of the understanding, the impression already loses greatly in strength. Now a weak impression cannot take complete possession of our mind, and it will allow other ideas to disturb its action and to dissipate the attention. Very frequently, moreover, the narrative account transports us from the moral disposition, in which the acting person is placed, to the state of mind of the narrator himself, which breaks up the illusion so necessary for pity. In every case, when the narrator in person puts himself forward, a certain stoppage takes place in the action, and, as an unavoidable result, in our sympathetic affection. This is what happens even when the dramatic poet forgets himself in the dialogue, and puts in the mouth of his dramatic persons reflections that could only enter the mind of a disinterested spectator. It would be difficult to mention a single one of our modern tragedies quite free from this defect; but the French alone have made a rule of it. Let us infer, then, that the immediate vivid and sensuous presence of the object is necessary to give to the ideas impressed on us by suffering that strength without which the emotion could not rise to a high degree.
1st. The moral sense reacts based on how vivid the ideas in our mind are, which drives it to engage and calls upon our sensory perception. Now, we understand suffering in two different ways, and these ways don't have the same impact on how vividly we feel the impression. The sufferings we see affect us far more than those we hear about through descriptions or stories. The former directly engage our senses and quickly reach our hearts, while the latter take the specific case and generalize it, which lessens the immediate impression. As a result, this necessary process of understanding dilutes the strength of the impression. A weak impression can't fully occupy our minds, allowing other thoughts to disrupt our focus. Furthermore, stories often shift our emotional engagement from the character experiencing the suffering to the perspective of the storyteller, which disrupts the essential illusion needed for empathy. Each time the narrator inserts themselves into the narrative, it halts the action and, inevitably, our sympathetic feelings. This occurs even when playwrights lose themselves in the dialogue and attribute thoughts to characters that would only be in the mind of an unbiased observer. It's hard to find a modern tragedy that escapes this flaw; however, the French have made it a standard. Therefore, we conclude that having the direct, vivid presence of the object is crucial for the ideas evoked by suffering to possess the intensity required for the emotion to be deeply felt.
2d. But we can receive the most vivid impressions of the idea of suffering without, however, being led to a remarkable degree of pity, if these impressions lack truth. It is, necessary that we should form of suffering an idea of such a nature that we are obliged to share and take part in it. To this end there must be a certain agreement between this suffering and something that we have already in us. In other words, pity is only possible inasmuch as we can prove or suppose a resemblance between ourselves and the subject that suffers. Everywhere where this resemblance makes itself known, pity is necessary; where this resemblance is lacking, pity is impossible. The more visible and the greater is the resemblance, the more vivid is our pity; and they mutually slacken in dependence on each other. In order that we may feel the affections of another after him, all the internal conditions demanded by this affection must be found beforehand in us, in order that the external cause which, by meeting with the internal conditions, has given birth to the affection, may also produce on us a like effect. It is necessary that, without doing violence to ourselves, we should be able to exchange persons with another, and transport our Ego by an instantaneous substitution in the state of the subject. Now, how is it possible to feel in us the state of another, if we have not beforehand recognized ourselves in this other.
2d. But we can get a strong sense of the idea of suffering without feeling much pity if these impressions lack truth. It's essential that we form an idea of suffering that compels us to share in it. For this to happen, there must be some connection between this suffering and something we already have within us. In other words, pity is only possible to the extent that we can find a similarity between ourselves and the person who is suffering. Wherever this similarity is apparent, pity is necessary; where it is absent, pity is impossible. The more obvious and significant the similarity, the more intense our pity; and they both diminish in relation to each other. For us to feel another's emotions, all the internal conditions needed for that emotion must already exist within us so that the external cause, which connects with our internal conditions and triggers the emotion, can also have a similar effect on us. We need to be able to switch places with another person without losing ourselves and to momentarily replace our own self with that of the subject experiencing suffering. Now, how can we feel what another person is going through if we haven’t already recognized ourselves in that person?
This resemblance bears on the totality of the constitution of the mind, in as far as that is necessary and universal. Now, this character of necessity and of universality belongs especially to our moral nature. The faculty of feeling can be determined differently by accidental causes: our cognitive faculties themselves depend on variable conditions: the moral faculty only has its principle in itself, and by that very fact it can best give us a general measure and a certain criterion of this resemblance. Thus an idea which we find in accord with our mode of thinking and of feeling, which offers at once a certain relationship with the train of our own ideas, which is easily grasped by our heart and our mind, we call a true idea. If this relationship bears on what is peculiar to our heart, on the private determinations that modify in us the common fundamentals of humanity, and which may be withdrawn without altering this general character, this idea is then simply true for us. If it bears on the general and necessary form that we suppose in the whole species, the truth of this idea ought to be held to be equal to objective truth. For the Roman, the sentence of the first Brutus and the suicide of Cato are of subjective truth. The ideas and the feelings that have inspired the actions of these two men are not an immediate consequence of human nature in general, but the mediate consequence of a human nature determined by particular modifications. To share with them these feelings we must have a Roman soul, or at least be capable of assuming for a moment a Roman soul. It suffices, on the other hand, to be a man in general, to be vividly touched by the heroic sacrifice of Leonidas, by the quiet resignation of Aristides, by the voluntary death of Socrates, and to be moved to tears by the terrible changes in the fortunes of Darius. We attribute to these kinds of ideas, in opposition to the preceding ones, an objective truth because they agree with the nature of all human subjects, which gives them a character of universality and of necessity as strict as if they were independent of every subjective condition.
This similarity relates to the overall makeup of the mind, as long as it is necessary and universal. This characteristic of necessity and universality especially pertains to our moral nature. Our ability to feel can be influenced by random events, and our thinking processes depend on changing circumstances; however, the moral faculty is grounded in itself, which allows it to provide us with a general measure and a clear standard for this similarity. Therefore, we identify an idea as true when it aligns with our way of thinking and feeling, connects with the flow of our thoughts, and resonates with both our hearts and minds. If this connection relates to what is unique to our hearts—those personal influences that shape the common traits of humanity yet can be removed without changing this overall nature—the idea is simply true for us. If it pertains to the general and necessary characteristics we assume exist in humanity as a whole, then the truth of this idea should be regarded as equal to objective truth. For the Roman, the judgments from the first Brutus and the suicide of Cato represent subjective truth. The thoughts and feelings that drove these two men's actions are not a direct result of human nature as a whole but rather a result shaped by specific circumstances. To share in these feelings, one must possess a Roman spirit or at least be able to briefly adopt a Roman spirit. On the other hand, to be profoundly moved by the heroic sacrifice of Leonidas, the quiet dignity of Aristides, the voluntary death of Socrates, or the tragic shifts in Darius's fortunes, one merely needs to be human. We ascribe objective truth to these types of ideas, unlike the earlier ones, because they resonate with the nature of all humans, endowing them with a sense of universality and necessity as strong as if they were entirely independent of any personal condition.
Moreover, although the subjectively true description is based on accidental determinations, this is no reason for confounding it with an arbitrary description. After all, the subjectively true emanates also from the general constitution of the human soul, modified only in particular directions by special circumstances; and the two kinds of truth are equally necessary conditions of the human mind. If the resolution of Cato were in contradiction with the general laws of human nature, it could not be true, even subjectively. The only difference is that the ideas of the second kind are enclosed in a narrower sphere of action; because they imply, besides the general modes of the human mind, other special determinations. Tragedy can make use of it with a very intense effect, if it will renounce the extensive effect; still the unconditionally true, what is purely human in human relations, will be always the richest matter for the tragic poet, because this ground is the only one on which tragedy, without ceasing to aspire to strength of expression can be certain of the generality of this impression.
Furthermore, even though the subjectively accurate description is based on random determinations, that doesn’t mean we should confuse it with a random description. After all, the subjectively accurate also comes from the overall nature of the human soul, which is only slightly altered by specific situations; both types of truth are equally essential for the human mind. If Cato's resolution conflicted with the general laws of human nature, it couldn't be true, even subjectively. The only difference is that the ideas of the second type are restricted to a narrower range of actions; because they involve, in addition to the general traits of the human mind, other specific determinations. Tragedy can utilize this with a powerful impact if it chooses to forgo a broader effect; still, the unconditionally true, what is purely human in human relationships, will always provide the richest material for the tragic poet since this foundation is the only one on which tragedy, while still aiming for expressive strength, can be assured of the universality of its impression.
3d. Besides the vividness and the truth of tragic pictures, there must also be completeness. None of the external data that are necessary to give to the soul the desired movement ought to be omitted in the representation. In order that the spectator, however Roman his sentiments may be, may understand the moral state of Cato—that he may make his own the high resolution of the republican, this resolution must have its principle, not only in the mind of the Roman, but also in the circumstances of the action. His external situation as well as his internal situation must be before our eyes in all their consequences and extent: and we must, lastly, have unrolled before us, without omitting a single link, the whole chain of determinations to which are attached the high resolution of the Roman as a necessary consequence. It may be said in general that without this third condition, even the truth of a painting cannot be recognized; for the similarity of circumstances, which ought to be fully evident, can alone justify our judgment on the similarity of the feelings, since it is only from the competition of external conditions and of internal conditions that the affective phenomenon results. To decide if we should have acted like Cato, we must before all things transport ourselves in thought to the external situation in which Cato was placed, and then only we are entitled to place our feelings alongside his, to pronounce if there is or is not likeness, and to give a verdict on the truth of these feelings.
3d. In addition to the clarity and reality of tragic scenes, there must also be completeness. No external details that are essential to evoke the desired response in the audience should be left out in the portrayal. For the viewer, regardless of their Roman sentiments, to grasp Cato's moral state—and to adopt the noble commitment of the republican—the basis for this commitment must reside not only in the Roman's mind but also in the context of the action. Both his external situation and internal state must be clearly presented with all their consequences and implications: and lastly, we must see laid out before us, without skipping any step, the entire chain of events that leads to the Roman's high resolution as a necessary outcome. It can be generally said that without this third requirement, even the truth of a painting cannot be recognized; for only the clear reflection of circumstances can validate our judgment of the similarity of feelings, since the emotional response arises from the interplay of external and internal conditions. To determine if we would have acted like Cato, we must first mentally place ourselves in the external situation Cato faced, and only then can we align our feelings with his, assess if there is any resemblance, and evaluate the truth of those feelings.
A complete picture, as I understand it, is only possible by the concatenation of several separate ideas, and of several separate feelings, which are connected together as cause and effect, and which, in their sum total, form one single whole for our cognitive faculty. All these ideas, in order to affect us closely, must make an immediate impression on our senses; and, as the narrative form always weakens this impression, they must be produced by a present action. Thus, in order that a tragic picture may be complete, a whole series is required of particular actions, rendered sensuous and connected with the tragic action as to one whole.
A complete picture, as I see it, can only be formed by linking together several separate ideas and feelings, which are connected as cause and effect, and which, when combined, create a single whole for our understanding. To really impact us, all these ideas need to make an immediate impression on our senses; since the narrative form often diminishes this impression, they must come from present action. Therefore, to create a complete tragic picture, a series of specific actions is needed, brought to life and connected to the tragic action as one unified whole.
4th. It is necessary, lastly, that the ideas we receive of suffering should act on us in a durable manner, to excite in us a high degree of emotion. The affection created in us by the suffering of another is to us a constrained state, from which we hasten to get free; and the illusion so necessary for pity easily disappears in this case. It is, therefore, a necessity to fasten the mind closely to these ideas, and not to leave it the freedom to get rid too soon of the illusion. The vividness of sudden ideas and the energy of sudden impressions, which in rapid succession affect our senses, would not suffice for this end. For the power of reaction in the mind is manifested in direct proportion to the force with which the receptive faculty is solicited, and it is manifested to triumph over this impression. Now, the poet who wishes to move us ought not to weaken this independent power in us, for it is exactly in the struggle between it and the suffering of our sensuous nature that the higher charm of tragic emotions lies. In order that the heart, in spite of that spontaneous force which reacts against sensuous affections, may remain attached to the impressions of sufferings, it is, therefore, necessary that these impressions should be cleverly suspended at intervals, or even interrupted and intercepted by contrary impressions, to return again with twofold energy and renew more frequently the vividness of the first impression. Against the exhaustion and languor that result from habit, the most effectual remedy is to propose new objects to the senses; this variety retempers them, and the gradation of impressions calls forth the innate faculty, and makes it employ a proportionately stronger resistance. This faculty ought to be incessantly occupied in maintaining its independence against the attacks of the senses, but it must not triumph before the end, still less must it succumb in the struggle. Otherwise, in the former case, suffering, and, in the latter, moral activity is set aside; while it is the union of these two that can alone elicit emotion. The great secret of the tragic art consists precisely in managing this struggle well; it is in this that it shows itself in the most brilliant light.
4th. Lastly, it’s important that the way we perceive suffering sticks with us and stirs up strong emotions. The sympathy we feel for someone else’s suffering is a state we want to break free from quickly, and the essential illusion for feeling pity can easily fade away in this situation. Therefore, we need to keep our minds focused on these ideas and not let them escape our thoughts too soon. The intensity of quick ideas and the impact of sudden feelings that hit us in rapid succession aren’t enough for this purpose. The way our minds react is directly related to how strongly our senses are engaged, and it shows a desire to overcome that impression. A poet who wants to move us shouldn’t diminish our ability to react independently, because it’s in the struggle between this reaction and our sensory experiences that the deeper allure of tragic emotions lies. To ensure that our hearts stay connected to the impressions of suffering, despite that natural impulse to resist them, it’s essential to cleverly break up those impressions now and then or even disrupt them with contrasting feelings, so they can come back with even greater strength and frequently revive the intensity of the first impression. To combat the fatigue that comes from familiarity, introducing new stimuli to our senses is the best solution; this variety refreshes them, and the sequence of impressions prompts our inherent ability to resist, making it apply a stronger force. This ability should continually work to maintain its independence against sensory intrusions, but it shouldn’t win too soon, nor should it give in completely. Otherwise, if it wins, suffering is ignored, and if it loses, moral engagement disappears; and it’s only the combination of these two that can truly evoke emotion. The key to tragic art lies precisely in managing this struggle effectively; that’s where it shines the brightest.
For this, a succession of alternate ideas is required: therefore a suitable combination is wanted of several particular actions corresponding with these different ideas; actions round which the principal action and the tragic impression which it is wished to produce through it unroll themselves like the yarn from the distaff, and end by enlacing our souls in nets, through which they cannot break. Let me be permitted to make use of a simile, by saying that the artist ought to begin by gathering up with parsimonious care all the separate rays that issue from the object by aid of which he seeks to produce the tragic effect that he has in view, and these rays, in his hands, become a lightning flash, setting the hearts of all on fire. The tyro casts suddenly and vainly all the thunderbolts of horror and fear into the soul; the artist, on the contrary, advances step by step to his end; he only strikes with measured strokes, but he penetrates to the depth of our soul, precisely because he has only stirred it by degrees.
For this, a series of alternate ideas is needed: so a suitable mix of specific actions that align with these different ideas is required; actions around which the main action and the tragic feeling that we want to create unfold like yarn from a distaff, ultimately ensnaring our souls in nets that we cannot escape. Let me use a metaphor, saying that the artist should begin by carefully collecting all the individual rays that come from the object he wants to use to create the tragic effect he envisions, and these rays, in his hands, become a flash of lightning, igniting everyone’s hearts. The inexperienced person suddenly and futilely throws all the bolts of horror and fear into the soul; in contrast, the artist moves forward step by step toward his goal; he strikes with careful precision, but he reaches deep into our souls because he has only stirred them gradually.
If we now form the proper deductions from the previous investigation, the following will be the conditions that form bases of the tragic art. It is necessary, in the first place, that the object of our pity should belong to our own species—I mean belong in the full sense of the term and that the action in which it is sought to interest us be a moral action; that is, an action comprehended in the field of free-will. It is necessary, in the second place, that suffering, its sources, its degrees, should be completely communicated by a series of events chained together. It is necessary, in the third place, that the object of the passion be rendered present to our senses, not in a mediate way and by description, but immediately and in action. In tragedy art unites all these conditions and satisfies them.
If we now draw the right conclusions from the earlier analysis, the following will be the conditions that form the foundation of tragic art. First, it’s essential that the subject of our pity is from our own kind—I mean this in the fullest sense—and that the action we are drawn into is a moral one; that is, an action that falls within the realm of free will. Second, the suffering, its origins, and its intensity must be fully conveyed through a sequence of connected events. Third, the subject of the emotion must be made immediate to our senses, not indirectly through description, but directly and in action. In tragedy, art brings together all these conditions and fulfills them.
According to these principles tragedy might be defined as the poetic imitation of a coherent series of particular events (forming a complete action): an imitation which shows us man in a state of suffering, and which has for its end to excite our pity.
According to these principles, tragedy can be defined as the poetic imitation of a connected series of specific events (creating a complete action): an imitation that portrays humanity in a state of suffering and aims to evoke our pity.
I say first that it is the imitation of an action; and this idea of imitation already distinguishes tragedy from the other kinds of poetry, which only narrate or describe. In tragedy particular events are presented to our imagination or to our senses at the very time of their accomplishment; they are present, we see them immediately, without the intervention of a third person. The epos, the romance, simple narrative, even in their form, withdraw action to a distance, causing the narrator to come between the acting person and the reader. Now what is distant and past always weakens, as we know, the impressions and the sympathetic affection; what is present makes them stronger. All narrative forms make of the present something past; all dramatic form makes of the past a present.
I first want to say that it's the imitation of an action; and this idea of imitation sets tragedy apart from other types of poetry, which only tell stories or describe things. In tragedy, specific events are shown to our imagination or senses right at the moment they happen; they are immediate, and we see them directly, without a third person getting involved. In contrast, epic poetry, romance, and simple narratives push the action away, placing the narrator between the characters and the reader. As we know, things that are distant and in the past tend to weaken our impressions and emotional connections; what is present makes those feelings stronger. All narrative forms turn the present into something from the past; all dramatic forms bring the past into the present.
Secondly, I say that tragedy is the imitation of a succession of events, of an action. Tragedy has not only to represent by imitation the feelings and the affections of tragic persons, but also the events that have produced these feelings, and the occasion on which these affections are manifested. This distinguishes it from lyric poetry, and from its different forms, which no doubt offer, like tragedy, the poetic imitation of certain states of the mind, but not the poetic imitation of certain actions. An elegy, a song, an ode, can place before our eyes, by imitation, the moral state in which the poet actually is—whether he speaks in his own name, or in that of an ideal person—a state determined by particular circumstances; and up to this point these lyric forms seem certainly to be incorporated in the idea of tragedy; but they do not complete that idea, because they are confined to representing our feelings. There are still more essential differences, if the end of these lyrical forms and that of tragedy are kept in view.
Secondly, I believe that tragedy is the representation of a series of events, an action. Tragedy must not only portray the emotions and feelings of tragic characters but also the events that caused these feelings and the situations in which these emotions are shown. This sets it apart from lyric poetry and its various forms, which, like tragedy, provide a poetic portrayal of certain mental states but do not depict specific actions. An elegy, a song, or an ode can vividly express the emotional state of the poet—whether speaking in their own voice or that of an imagined character—shaped by particular circumstances; and up to this point, these lyric forms can be seen as related to the concept of tragedy. However, they do not fully encapsulate that idea because they are limited to expressing our emotions. There are even more crucial differences when considering the purposes of these lyrical forms and that of tragedy.
I say, in the third place, that tragedy is the imitation of a complete action. A separate event, though it be ever so tragic, does not in itself constitute a tragedy. To do this, several events are required, based one on the other, like cause and effect, and suitably connected so as to form a whole; without which the truth of the feeling represented, of the character, etc.—that is, their conformity with the nature of our mind, a conformity which alone determines our sympathy—will not be recognized. If we do not feel that we ourselves in similar circumstances should have experienced the same feelings and acted in the same way, our pity would not be awakened. It is, therefore, important that we should be able to follow in all its concatenation the action that is represented to us, that we should see it issue from the mind of the agent by a natural gradation, under the influence and with the concurrence of external circumstances. It is thus that we see spring up, grow, and come to maturity under our eyes, the curiosity of Oedipus and the jealousy of Iago. It is also the only way to fill up the great gap that exists between the joy of an innocent soul and the torments of a guilty conscience, between the proud serenity of the happy man and his terrible catastrophe; in short, between the state of calm, in which the reader is at the beginning, and the violent agitation he ought to experience at the end.
I argue, thirdly, that tragedy is the imitation of a complete action. A single event, no matter how tragic, doesn't by itself make a tragedy. Several events are needed, building on one another like cause and effect, and they must be connected in a way that forms a whole. Without this, the authenticity of the feelings represented, the characters, etc.—that is, their alignment with the nature of our mind, which is what determines our sympathy—won't be recognized. If we don't feel that we would experience the same emotions and act in the same way in similar circumstances, our pity won’t be stirred. Therefore, it is crucial that we can follow the entire sequence of the action presented to us, seeing it emerge from the mind of the character through a natural progression, influenced by and interacting with external circumstances. This is how we witness the curiosity of Oedipus and the jealousy of Iago developing and coming to fruition before our eyes. It is also the only way to bridge the significant gap between the joy of an innocent soul and the agony of a guilty conscience, between the proud calm of a happy individual and their terrible downfall; in short, between the state of tranquility that the reader begins with and the intense turmoil they should feel by the end.
A series of several connected incidents is required to produce in our souls a succession of different movements which arrest the attention, which, appealing to all the faculties of our minds, enliven our instinct of activity when it is exhausted, and which, by delaying the satisfaction of this instinct, do not kindle it the less. Against the suffering of sensuous nature the human heart has only recourse to its moral nature as counterpoise. It is, therefore, necessary, in order to stimulate this in a more pressing manner, for the tragic poet to prolong the torments of sense, but he must also give a glimpse to the latter of the satisfaction of its wants, so as to render the victory of the moral sense so much the more difficult and glorious. This twofold end can only be attained by a succession of actions judiciously chosen and combined to this end.
A series of connected events is needed to create different feelings in our souls that grab our attention, engage all our mental faculties, and revive our instinct for action when it’s worn out. Although we delay satisfying this instinct, it still keeps burning. To counter the pain of our physical existence, the human heart relies on its moral side. Therefore, for the tragic poet to intensify this moral side, it’s necessary to stretch out the agony of the senses but also to provide a peek at fulfilling those desires, making the triumph of moral values even harder and more rewarding. This dual goal can only be achieved through a carefully chosen and thoughtfully combined series of actions aimed at this purpose.
In the fourth place, I say that tragedy is the poetic imitation of an action deserving of pity, and, therefore, tragic imitation is opposed to historic imitation. It would only be a historic imitation if it proposed a historic end, if its principal object were to teach us that a thing has taken place, and how it took place. On this hypothesis it ought to keep rigorously to historic accuracy, for it would only attain its end by representing faithfully that which really took place. But tragedy has a poetic end, that is to say, it represents an action to move us, and to charm our souls by the medium of this emotion. If, therefore, a matter being given, tragedy treats it conformably with this poetic end, which is proper to it, it becomes, by that very thing, free in its imitation. It is a right—nay, more, it is an obligation—for tragedy to subject historic truth to the laws of poetry; and to treat its matter in conformity with requirements of this art. But as it cannot attain its end, which is emotion, except on the condition of a perfect conformity with the laws of nature, tragedy is, notwithstanding its freedom in regard to history, strictly subject to the laws of natural truth, which, in opposition to the truth of history, takes the name of poetic truth. It may thus be understood how much poetic truth may lose, in many cases by a strict observance of historic truth, and, reciprocally, how much it may gain by even a very serious alteration of truth according to history. As the tragic poet, like poets in general, is only subject to the laws of poetic truth, the most conscientious observance of historic truth could never dispense him from his duties as poet, and could never excuse in him any infraction of poetic truth or lack of interest. It is, therefore, betraying very narrow ideas on tragic art, or rather on poetry in general, to drag the tragic poet before the tribunal of history, and to require instruction of the man who by his very title is only bound to move and charm you. Even supposing the poet, by a scrupulous submission to historic truth, had stripped himself of his privilege of artist, and that he had tacitly acknowledged in history a jurisdiction over his work, art retains all her rights to summon him before its bar; and pieces such as "The Death of Hermann," "Minona," "Fust of Stromberg," if they could not stand the test on this side, would only be tragedies of mediocre value, notwithstanding all the minuteness of costume—of national costume—and of the manners of the time.
In the fourth place, I say that tragedy is the poetic imitation of an action that deserves our pity, and therefore, tragic imitation is different from historical imitation. It would only be a historical imitation if it aimed for a historical outcome, if its main goal was to show that something happened and how it happened. In this case, it would need to stick strictly to historical accuracy, as it could only achieve its purpose by accurately representing what actually took place. But tragedy has a poetic purpose; it represents an action to move us and to resonate with our souls through this emotion. So, if a situation is given, tragedy approaches it in line with its poetic purpose, which is essential to it, and by that very fact, it becomes free in its imitation. It has the right—and indeed, the obligation—to prioritize poetic expression over historical truth, treating its subject matter according to the rules of this art. However, since it can only achieve its ultimate goal, which is to evoke emotion, by strictly adhering to the laws of nature, tragedy, despite its freedom with respect to history, must still follow the laws of natural truth, which, in contrast to the truth of history, is referred to as poetic truth. This helps us understand how much poetic truth can sometimes be compromised by strictly adhering to historical truth, and conversely, how much it can gain from even a significant alteration of historical facts. As the tragic poet, like poets generally, is only bound by the laws of poetic truth, the most diligent adherence to historical truth could never exempt him from his responsibilities as a poet, nor could it excuse any violation of poetic truth or lack of engagement. Therefore, it reflects very limited views on tragic art—or poetry in general—to put the tragic poet on trial before history and demand instruction from someone who, by their very title, is only obligated to move and enchant you. Even if the poet, by adhering strictly to historical truth, had deprived himself of his artistic privileges and had implicitly accepted history's authority over his work, art still holds the right to summon him before its standards; and works like "The Death of Hermann," "Minona," "Fust of Stromberg," if they couldn’t withstand scrutiny on this level, would only be considered mediocre tragedies, despite all the details of costumes—of national attire—and the customs of the time.
Fifthly, tragedy is the imitation of an action that lets us see man suffering. The word man is essential to mark the limits of tragedy. Only the suffering of a being like ourselves can move our pity. Thus, evil genii, demons—or even men like them, without morals—and again pure spirits, without our weaknesses, are unfit for tragedy. The very idea of suffering implies a man in the full sense of the term. A pure spirit cannot suffer, and a man approaching one will never awaken a high degree of sympathy. A purely sensuous being can indeed have terrible suffering; but without moral sense it is a prey to it, and a suffering with reason inactive is a disgusting spectacle. The tragedian is right to prefer mixed characters, and to place the ideal of his hero half way between utter perversity and entire perfection.
Fifth, tragedy imitates an action that shows us people suffering. The word "people" is crucial to define the boundaries of tragedy. Only the suffering of someone like us can evoke our pity. Therefore, evil spirits, demons—or even immoral people—and pure spirits, who lack our flaws, are unsuitable for tragedy. The concept of suffering inherently involves a person in the truest sense. A pure spirit cannot experience suffering, and a person who is almost like one won't stir deep sympathy. A purely physical being can indeed experience terrible pain; however, without a moral compass, it is simply a victim of that pain, and suffering without reason is a repulsive sight. The tragedian wisely favors mixed characters and positions the ideal of their hero halfway between complete depravity and total perfection.
Lastly, tragedy unites all these requisites to excite pity. Many means the tragic poet takes might serve another object; but he frees himself from all requirements not relating to this end, and is thereby obliged to direct himself with a view to this supreme object.
Lastly, tragedy brings together all these elements to evoke pity. The various techniques the tragic poet uses could serve different purposes, but he eliminates everything that doesn't relate to this goal, and as a result, he is compelled to focus on this ultimate aim.
The final aim to which all the laws tend is called the end of any style of poetry. The means by which it attains this are its form. The end and form are, therefore, closely related. The form is determined by the end, and when the form is well observed the end is generally attained. Each kind of poetry having a special end must have a distinguishing form. What it exclusively produces it does in virtue of this special nature it possesses. The end of tragedy is emotion; its form is the imitation of an action that leads to suffering. Many kinds may have the same object as tragedy, of emotion, though it be not their principal end. Therefore, what distinguishes tragedy is the relation of its form to its end, the way in which it attains its end by means of its subject.
The ultimate goal of all laws is known as the purpose of any style of poetry. The way it achieves this goal is through its form. Therefore, the purpose and form are closely connected. The form is shaped by the purpose, and when the form is properly executed, the purpose is usually fulfilled. Each type of poetry, having its own specific purpose, needs a unique form. What it specifically creates is a result of this unique nature it possesses. The purpose of tragedy is to evoke emotion; its form is the imitation of an action that results in suffering. Many types may share the same objective as tragedy—emotion, even if it's not their main goal. Thus, what sets tragedy apart is the relationship between its form and purpose, and how it reaches its purpose through its content.
If the end of tragedy is to awaken sympathy, and its form is the means of attaining it, the imitation of an action fit to move must have all that favors sympathy. Such is the form of tragedy.
If the purpose of tragedy is to evoke sympathy, and its structure is the way to achieve this, then the portrayal of an action that is likely to stir emotions must include everything that promotes sympathy. That is the structure of tragedy.
The production of a kind of poetry is perfect when the form peculiar to its kind has been used in the best way. Thus, a perfect tragedy is that where the form is best used to awaken sympathy. Thus, the best tragedy is that where the pity excited results more from the treatment of the poet than the theme. Such is the ideal of a tragedy.
The creation of a type of poetry is complete when its unique form has been used in the best possible way. Therefore, a perfect tragedy is one where the form effectively generates sympathy. The best tragedy is one where the feelings of pity arise more from the poet's approach than from the subject matter. This is the ideal of a tragedy.
A good number of tragedies, though fine as poems are bad as dramas, because they do not seek their end by the best use of tragic form. Others, because they use the form to attain an end different from tragedy. Some very popular ones only touch us on account of the subject, and we are blind enough to make this a merit in the poet. There are others in which we seem to have quite forgotten the object of the poet, and, contented with pretty plays of fancy and wit, we issue with our hearts cold from the theatre. Must art, so holy and venerable, defend its cause by such champions before such judges? The indulgence of the public only emboldens mediocrity: it causes genius to blush, and discourages it.
Many tragedies, although they are well-written as poems, fail as dramas because they don't effectively use the tragic form to achieve their purpose. Others misuse the form to reach a goal that isn't tragic. Some widely admired ones resonate with us merely because of their subject matter, and we naively consider this a strength of the poet. There are also those where we completely overlook the poet's intent, and, satisfied with clever displays of imagination and wit, we leave the theater with our hearts untouched. Must art, which is so sacred and respected, defend its worth with such advocates before such audiences? The audience's leniency only encourages mediocrity; it makes true talent feel ashamed and disheartened.
OF THE CAUSE OF THE PLEASURE WE DERIVE FROM TRAGIC OBJECTS.
Whatever pains some modern aesthetics give themselves to establish, contrary to general belief, that the arts of imagination and of feeling have not pleasure for their object, and to defend them against this degrading accusation, this belief will not cease: it reposes upon a solid foundation, and the fine arts would renounce with a bad grace the beneficent mission which has in all times been assigned to them, to accept the new employment to which it is generously proposed to raise them. Without troubling themselves whether they lower themselves in proposing our pleasure as object, they become rather proud of the advantages of reaching immediately an aim never attained except mediately in other routes followed by the activity of the human mind. That the aim of nature, with relation to man, is the happiness of man,—although he ought of himself, in his moral conduct, to take no notice of this aim,— is what, I think, cannot be doubted in general by any one who admits that nature has an aim. Thus the fine arts have the same aim as nature, or rather as the Author of nature, namely, to spread pleasure and render people happy. It procures for us in play what at other more austere sources of good to man we extract only with difficulty. It lavishes as a pure gift that which elsewhere is the price of many hard efforts. With what labor, what application, do we not pay for the pleasures of the understanding; with what painful sacrifices the approbation of reason; with what hard privations the joys of sense! And if we abuse these pleasures, with what a succession of evils do we expiate excess! Art alone supplies an enjoyment which requires no appreciable effort, which costs no sacrifice, and which we need not repay with repentance. But who could class the merit of charming in this manner with the poor merit of amusing? who would venture to deny the former of these two aims of the fine arts solely because they have a tendency higher than the latter.
No matter how much some modern thinkers try to argue against the common belief that the arts of imagination and emotion lack pleasure as their goal, this belief persists. It rests on a solid foundation, and the fine arts would poorly accept the diminished role they've been offered, turning away from the noble purpose they've always held, which is to bring joy. Rather than fretting over whether aiming to please lowers their status, they take pride in achieving a direct purpose that other pursuits of the human mind only reach indirectly. It’s hard to argue that the goal of nature concerning humanity is human happiness—although individuals should not let this goal dictate their moral conduct—especially for anyone who accepts that nature has a purpose. Thus, the fine arts share the same goal as nature, or more accurately, with the Creator of nature: to spread joy and make people happy. They provide us with enjoyment that is difficult to extract from more serious sources of good in life. They lavishly give us what we often have to work hard for elsewhere. What effort, what dedication, do we not expend for the pleasures of understanding? What painful sacrifices do we make for the approval of reason? What hard deprivations do we endure for sensory joys? And if we misuse these pleasures, what an array of troubles we suffer in return! Only art offers enjoyment that requires no significant effort, incurs no cost, and doesn’t leave us with regret. But who can compare the merit of enchanting someone in this way to the lesser merit of merely entertaining? Who would dare to dismiss the higher purpose of the fine arts just because they have a loftier aim than simple amusement?
The praiseworthy object of pursuing everywhere moral good as the supreme aim, which has already brought forth in art so much mediocrity, has caused also in theory a similar prejudice. To assign to the fine arts a really elevated position, to conciliate for them the favor of the State, the veneration of all men, they are pushed beyond their due domain, and a vocation is imposed upon them contrary to their nature. It is supposed that a great service is awarded to them by substituting for a frivolous aim—that of charming—a moral aim; and their influence upon morality, which is so apparent, necessarily militates against this pretension. It is found illogical that the art which contributes in so great a measure to the development of all that is most elevated in man, should produce but accessorily this effect, and make its chief object an aim so vulgar as we imagine pleasure to be. But this apparent contradiction it would be very easy to conciliate if we had a good theory of pleasure, and a complete system of aesthetic philosophy.
The admirable goal of chasing moral goodness everywhere as the highest aim, which has already led to so much mediocrity in art, has also caused a similar bias in theory. To give the fine arts a genuinely elevated status, and to earn them the approval of the State and the respect of all people, they are pushed beyond their rightful limits, and a role is forced upon them that goes against their nature. It's believed that they are being honored by replacing a trivial purpose—entertainment—with a moral one; however, their clear influence on morality actually contradicts this idea. It seems unreasonable that art, which greatly contributes to developing the highest qualities in humanity, should only secondarily achieve this effect while primary focus is placed on something as mundane as pleasure. However, this seeming contradiction could be easily resolved if we had a solid theory of pleasure and a comprehensive system of aesthetic philosophy.
It would result from this theory that a free pleasure, as that which the fine arts procure for us, rests wholly upon moral conditions, and all the moral faculties of man are exercised in it. It would further result that this pleasure is an aim which can never be attained but by moral means, and consequently that art, to tend and perfectly attain to pleasure, as to a real aim, must follow the road of healthy morals. Thus it is perfectly indifferent for the dignity of art whether its aim should be a moral aim, or whether it should reach only through moral means; for in both cases it has always to do with the morality, and must be rigorously in unison with the sentiment of duty; but for the perfection of art, it is by no means indifferent which of the two should be the aim and which the means. If it is the aim that is moral, art loses all that by which it is powerful,—I mean its freedom, and that which gives it so much influence over us—the charm of pleasure. The play which recreates is changed into serious occupation, and yet it is precisely in recreating us that art can the better complete the great affair—the moral work. It cannot have a salutary influence upon the morals but in exercising its highest aesthetic action, and it can only produce the aesthetic effect in its highest degree in fully exercising its liberty.
This theory suggests that the enjoyment we get from the fine arts is completely based on moral conditions, and all of our moral faculties are engaged in it. It also implies that this enjoyment is a goal that can only be achieved through moral means, meaning that art, to genuinely aim for enjoyment as a real goal, must follow the path of healthy morals. Therefore, it doesn't matter for the dignity of art whether its goal is a moral one, or whether it can only be reached through moral means; in both situations, it is always connected to morality and must align closely with the sense of duty. However, for the perfection of art, it does matter which is the goal and which is the means. If the goal is moral, art loses everything that makes it powerful—its freedom and the ability to charm us with enjoyment. What should be a playful experience turns into serious work, yet it is precisely in entertaining us that art can best fulfill its significant role—the moral task. It can't positively influence morality unless it performs its highest aesthetic actions, and it can only achieve the greatest aesthetic impact by fully exercising its freedom.
It is certain, besides, that all pleasure, the moment it flows from a moral source, renders man morally better, and then the effect in its turn becomes cause. The pleasure we find in what is beautiful, or touching, or sublime, strengthens our moral sentiments, as the pleasure we find in kindness, in love, etc., strengthens these inclinations. And just as contentment of the mind is the sure lot of the morally excellent man, so moral excellence willingly accompanies satisfaction of heart. Thus the moral efficacy of art is, not only because it employs moral means in order to charm us, but also because even the pleasure which it procures us is a means of morality.
It’s clear that every pleasure that comes from a moral source makes us better individuals, and the result of that improvement, in turn, becomes a driving force. The joy we experience from beauty, emotional moments, or the sublime enhances our moral feelings, just as the joy we find in kindness and love strengthens those inclinations. Just as someone who is morally excellent is guaranteed peace of mind, moral excellence naturally goes hand in hand with heart satisfaction. Therefore, the moral impact of art is not only because it uses moral methods to captivate us, but also because the enjoyment it brings is a pathway to morality.
There are as many means by which art can attain its aim as there are in general sources from which a free pleasure for the mind can flow. I call a free pleasure that which brings into play the spiritual forces—reason and imagination—and which awakens in us a sentiment by the representation of an idea, in contradistinction to physical or sensuous pleasure, which places our soul under the dependence of the blind forces of nature, and where sensation is immediately awakened in us by a physical cause. Sensual pleasure is the only one excluded from the domain of the fine arts; and the talent of exciting this kind of pleasure could never raise itself to the dignity of an art, except in the case where the sensual impressions are ordered, reinforced or moderated, after a plan which is the production of art, and which is recognized by representation. But, in this case even, that alone here can merit the name of art which is the object of a free pleasure—I mean good taste in the regulation, which pleases our understanding, and not physical charms themselves, which alone flatter our sensibility.
Art can achieve its purpose through as many methods as there are sources of genuine enjoyment for the mind. I refer to genuine enjoyment as that which engages our spiritual forces—reason and imagination—and evokes feelings within us through the representation of an idea, as opposed to physical or sensory pleasure, which makes our soul dependent on the blind forces of nature and is immediately triggered by a physical cause. Sensory pleasure is the only one excluded from the realm of fine arts; the ability to provoke this type of pleasure can never rise to the status of an art form unless the sensory experiences are organized, enhanced, or moderated according to a plan that constitutes a work of art and is recognized through representation. However, in this case, only what elicits genuine enjoyment—meaning good taste in regulation, which pleases our understanding—can truly be called art, and not merely physical allure, which flatters our senses alone.
The general source of all pleasure, even of sensual pleasure, is propriety, the conformity with the aim. Pleasure is sensual when this propriety is manifested by means of some necessary law of nature which has for physical result the sensation of pleasure. Thus the movement of the blood, and of the animal life, when in conformity with the aim of nature, produces in certain organs, or in the entire organism, corporeal pleasure with all its varieties and all its modes. We feel this conformity by the means of agreeable sensation, but we arrive at no representation of it, either clear or confused.
The main source of all pleasure, including physical pleasure, is propriety—doing what aligns with the goal. Physical pleasure arises when this propriety is shown through some essential law of nature that leads to the sensation of pleasure. For example, the movement of blood and bodily functions, when in sync with nature's purpose, creates physical pleasure in certain parts of the body or the whole organism, with all its different forms and experiences. We sense this alignment through enjoyable sensations, but we don't have a clear or even vague understanding of it.
Pleasure is free when we represent to ourselves the conformability, and when the sensation that accompanies this representation is agreeable. Thus all the representations by which we have notice that there is propriety and harmony between the end and the means, are for us the sources of free pleasure, and consequently can be employed to this end by the fine arts. Thus, all the representations can be placed under one of these heads: the good, the true, the perfect, the beautiful, the touching, the sublime. The good especially occupies our reason; the true and perfect, our intelligence; the beautiful interests both the intelligence and the imagination; the touching and the sublime, the reason and the imagination. It is true that we also take pleasure in the charm (Reiz) or the power called out by action from play, but art uses charm only to accompany the higher enjoyments which the idea of propriety gives to us. Considered in itself the charm or attraction is lost amid the sensations of life, and art disdains it together with all merely sensual pleasures.
Pleasure is free when we imagine the alignment of things, and when the feeling that comes with this thought is enjoyable. Therefore, all the images that show us there is appropriateness and harmony between the goal and the means are sources of free pleasure for us, and can be used for this purpose by the fine arts. All representations can be categorized into one of these areas: the good, the true, the perfect, the beautiful, the moving, and the sublime. The good particularly engages our reasoning; the true and perfect engage our understanding; the beautiful captivates both our intellect and our imagination; the moving and sublime resonate with our reasoning and imagination. It's true that we also find pleasure in the appeal or excitement that comes from action in play, but art only uses charm to enhance the deeper joys that the idea of appropriateness brings us. When considered on its own, charm or attraction fades away among the feelings of life, and art rejects it alongside all purely sensual pleasures.
We could not establish a classification of the fine arts only upon the difference of the sources from which each of them draws the pleasure which it affords us; for in the same class of the fine arts many sorts of pleasures may enter, and often all together. But in as far as a certain sort of pleasure is pursued as a principal aim, we can make of it, if not a specific character of a class properly so called, at least the principle and the tendency of a class in the works of art. Thus, for example, we could take the arts which, above all, satisfy the intelligence and imagination—consequently those which have as chief object the true, the perfect, and the beautiful—and unite them under the name of fine arts (arts of taste, arts of intelligence); those, on the other hand, which especially occupy the imagination and the reason, and which, in consequence, have for principal object the good, the sublime, and the touching, could be limited in a particular class under the denomination of touching arts (arts of sentiment, arts of the heart). Without doubt it is impossible to separate absolutely the touching from the beautiful, but the beautiful can perfectly subsist without the touching. Thus, although we are not authorized to base upon this difference of principle a rigorous classification of the liberal arts, it can at least serve to determine with more of precision the criterion, and prevent the confusion in which we are inevitably involved, when, drawing up laws of aesthetic things, we confound two absolutely different domains, as that of the touching and that of the beautiful.
We can't create a classification of the fine arts solely based on the different sources of pleasure that each provides. Within the same category of fine arts, many kinds of pleasures can exist, often all at once. However, since a particular type of pleasure is often sought as the main goal, we can identify it as a guiding principle or tendency of a category in art. For instance, we could group the arts that primarily satisfy the intellect and imagination—those focused on truth, perfection, and beauty—under the term fine arts (arts of taste, arts of intelligence). On the other hand, those that specifically engage the imagination and reasoning, focusing on the good, the sublime, and the moving, could be categorized as touching arts (arts of sentiment, arts of the heart). It's true that it's impossible to completely separate the touching from the beautiful, but beauty can certainly exist without the touching. Therefore, while we can’t rely on this difference to create a strict classification of the liberal arts, it can help clarify criteria and prevent the confusion we face when establishing aesthetic principles, where we mix the distinct realms of the touching and the beautiful.
The touching and the sublime resemble in this point, that both one and the other produce a pleasure by a feeling at first of displeasure, and that consequently (pleasure proceeding from suitability, and displeasure from the contrary) they give us a feeling of suitability which presupposes an unsuitability.
The touching and the sublime are similar in that both create pleasure through an initial feeling of discomfort. Therefore, since pleasure comes from what fits and discomfort comes from what doesn't, they provide us with a sense of fit that implies a previous sense of not fitting.
The feeling of the sublime is composed in part of the feeling of our feebleness, of our impotence to embrace an object; and, on the other side, of the feeling of our moral power—of this superior faculty which fears no obstacle, no limit, and which subdues spiritually that even to which our physical forces give way. The object of the sublime thwarts, then, our physical power; and this contrariety (impropriety) must necessarily excite a displeasure in us. But it is, at the same time, an occasion to recall to our conscience another faculty which is in us—a faculty which is even superior to the objects before which our imagination yields. In consequence, a sublime object, precisely because it thwarts the senses, is suitable with relation to reason, and it gives to us a joy by means of a higher faculty, at the same time that it wounds us in an inferior one.
The feeling of the sublime partially comes from our sense of weakness and our inability to fully grasp an object; on the other hand, it also stems from our moral strength—this superior ability that fears no obstacles or limits, and that spiritually overcomes what our physical strength cannot. The sublime object, then, challenges our physical capabilities, and this contradiction inevitably causes us some discomfort. However, it also serves as a reminder of another ability within us—one that is even greater than the objects that make our imagination falter. As a result, a sublime object, precisely because it defies the senses, aligns with reason, providing us joy through a higher capability while simultaneously causing us pain in a lower aspect.
The touching, in its proper sense, designates this mixed sensation, into which enters at the same time suffering and the pleasure that we find in suffering. Thus we can only feel this kind of emotion in the case of a personal misfortune, only when the grief that we feel is sufficiently tempered to leave some place for that impression of pleasure that would be felt by a compassionate spectator. The loss of a great good prostrates for the time, and the remembrance itself of the grief will make us experience emotion after a year. The feeble man is always the prey of his grief; the hero and the sage, whatever the misfortune that strikes them, never experience more than emotion.
Touching, in the right sense, refers to this mixed sensation that includes both suffering and the pleasure we find in suffering. We can only feel this kind of emotion when we face personal misfortune, and only when our grief is softened enough to make room for the sense of pleasure that a compassionate observer might feel. Losing something of great value can be overwhelming, and even a year later, the memory of that grief can still evoke strong emotions. The weak person is constantly consumed by their sorrow; meanwhile, the hero and the wise person, no matter what misfortune befalls them, only feel a sense of emotion.
Emotion, like the sentiment of the sublime, is composed of two affections—grief and pleasure. There is, then, at the bottom a propriety, here as well as there, and under this propriety a contradiction. Thus it seems that it is a contradiction in nature that man, who is not born to suffer, is nevertheless a prey to suffering, and this contradiction hurts us. But the evil which this contradiction does us is a propriety with regard to our reasonable nature in general, insomuch as this evil solicits us to act: it is a propriety also with regard to human society; consequently, even displeasure, which excites in us this contradiction, ought necessarily to make us experience a sentiment of pleasure, because this displeasure is a propriety. To determine in an emotion if it is pleasure or displeasure which triumphs, we must ask ourselves if it is the idea of impropriety or that of propriety which affects us the more deeply. That can depend either on the number of the aims reached or abortive, or on their connection with the final aim of all.
Emotion, like the feeling of the sublime, consists of two feelings—grief and pleasure. There is, at the core, a sense of appropriateness, in both cases, and beneath this sense, a contradiction. So, it seems like a contradiction in nature that humans, who aren't meant to suffer, are still tormented by suffering, and this contradiction causes us pain. However, the harm this contradiction does is a reflection of our rational nature overall, as this harm encourages us to take action: it also reflects a truth about human society; therefore, even the displeasure that provokes this contradiction should inherently lead us to feel pleasure because this displeasure is a form of appropriateness. To figure out whether an emotion is more about pleasure or displeasure, we need to consider if we are more affected by the idea of inappropriateness or that of appropriateness. This could depend on how many goals we've achieved or failed, or on how they relate to our ultimate goal.
The suffering of the virtuous man moves us more painfully than that of the perverse man, because in the first case there is contradiction not only to the general destiny of man, which is happiness, but also to this other particular principle, viz., that virtue renders happy; whilst in the second case there is contradiction only with regard to the end of man in general. Reciprocally, the happiness of the wicked also offends us much more than the misfortune of the good man, because we find in it a double contradiction: in the first place vice itself, and, in the second place, the recompense of vice.
The pain of a good person affects us more deeply than that of a bad person because, in the first case, there’s a conflict not just with the common goal of humanity, which is happiness, but also with the idea that being virtuous brings happiness. In the second case, the conflict only relates to humanity’s overall purpose. Similarly, the happiness of a wicked person bothers us much more than the misfortune of a good person, as it presents us with two contradictions: first, the existence of vice itself, and second, the reward for that vice.
There is also this other consideration, that virtue is much more able to recompense itself than vice, when it triumphs, is to punish itself; and it is precisely for this that the virtuous man in misfortune would much more remain faithful to the cultus of virtue than the perverse man would dream of converting himself in prosperity.
There’s also this other point to consider: virtue can reward itself much more effectively than vice can punish itself when it wins. Because of this, a virtuous person in tough times is much more likely to stay committed to living by their values than a corrupt person would think about changing their ways when things are going well.
But what is above all important in determining in the emotions the relation of pleasure and displeasure, is to compare the two ends—that which has been fulfilled and that which has been ignored—and to see which is the most considerable. There is no propriety which touches us so nearly as moral propriety, and no superior pleasure to that which we feel from it. Physical propriety could well be a problem, and a problem forever unsolvable. Moral propriety is already demonstrated. It alone is founded upon our reasonable nature and upon internal necessity. It is our nearest interest, the most considerable, and, at the same time, the most easily recognized, because it is not determined by any external element but by an internal principle of our reason: it is the palladium of our liberty.
But what’s most important in understanding emotions related to pleasure and displeasure is to compare the two outcomes—what has been achieved and what has been overlooked—and to see which one matters more. There’s no kind of propriety that affects us more deeply than moral propriety, and there's no greater pleasure than the joy we get from it. Physical propriety can certainly be a problem, one that may never be fully resolved. Moral propriety, however, is already established. It’s based on our rational nature and an internal necessity. It’s our closest concern, the most significant, and also the easiest to recognize, because it’s not determined by any outside factor but by an inner principle of our reasoning: it is the safeguard of our freedom.
This moral propriety is never more vividly recognized than when it is found in conflict with another propriety, and still keeps the upper hand; then only the moral law awakens in full power, when we find it struggling against all the other forces of nature, and when all those forces lose in its presence their empire over a human soul. By these words, "the other forces of nature," we must understand all that is not moral force, all that is not subject to the supreme legislation of reason: that is to say, feelings, affections, instincts, passions, as well as physical necessity and destiny. The more redoubtable the adversary, the more glorious the victory; resistance alone brings out the strength of the force and renders it visible. It follows that the highest degree of moral consciousness can only exist in strife, and the highest moral pleasure is always accompanied by pain.
This moral integrity is never more clearly recognized than when it is in conflict with another set of values and still prevails. The moral law comes alive in full force when it is seen battling against all the other natural forces, and in that moment, those forces lose their control over a human soul. By "the other forces of nature," we mean everything that isn't moral strength, everything that doesn't adhere to the highest laws of reason: in other words, emotions, feelings, instincts, passions, as well as physical needs and fate. The tougher the opponent, the more glorious the victory; resistance alone reveals the strength of the moral force and makes it visible. Therefore, the highest level of moral awareness can only exist in struggle, and the deepest moral satisfaction is always paired with pain.
Consequently, the kind of poetry which secures us a high degree of moral pleasure, must employ mixed feelings, and please us through pain or distress,—this is what tragedy does specially; and her realm embraces all that sacrifices a physical propriety to a moral one; or one moral propriety to a higher one. It might be possible, perhaps, to form a measure of moral pleasure, from the lowest to the highest degree, and to determine by this principle of propriety the degree of pain or pleasure experienced. Different orders of tragedy might be classified on the same principle, so as to form a complete exhaustive tabulation of them. Thus, a tragedy being given, its place could be fixed, and its genus determined. Of this subject more will be said separately in its proper place.
As a result, the type of poetry that gives us a strong sense of moral pleasure must involve mixed emotions and engage us through pain or distress—this is especially true for tragedy. Its domain includes anything that sacrifices physical propriety for moral propriety, or one moral standard for a higher one. It might be possible to create a scale of moral pleasure, ranging from the lowest to the highest levels, and use this principle of propriety to gauge the amount of pain or pleasure experienced. Different types of tragedy could potentially be categorized using the same principle, allowing for a comprehensive classification. Therefore, given a specific tragedy, we could pinpoint its position and identify its genre. More details on this topic will be discussed separately in the appropriate section.
A few examples will show how far moral propriety commands physical propriety in our souls.
A few examples will demonstrate how much moral decency influences physical behavior in our hearts.
Theron and Amanda are both tied to the stake as martyrs, and free to choose life or death by the terrible ordeal of fire—they select the latter. What is it which gives such pleasure to us in this scene? Their position so conflicting with the smiling destiny they reject, the reward of misery given to virtue—all here awakens in us the feeling of impropriety: it ought to fill us with great distress. What is nature, and what are her ends and laws, if all this impropriety shows us moral propriety in its full light. We here see the triumph of the moral law, so sublime an experience for us that we might even hail the calamity which elicits it. For harmony in the world of moral freedom gives us infinitely more pleasure than all the discords in nature give us pain.
Theron and Amanda are both tied to the stake as martyrs, and they have the choice between life and death in the face of the horrifying flames—they choose the latter. What is it that brings us pleasure in this scene? Their situation contrasts sharply with the bright future they refuse, the reward of suffering given to virtue—all of this stirs in us a sense of wrongness: it should fill us with deep distress. What is the nature of existence, and what are its purposes and rules, if all this wrongness reveals to us moral correctness so clearly? Here, we witness the victory of moral law, such a profound experience for us that we might even welcome the tragedy that brings it forth. The harmony found in a world of moral freedom gives us far more joy than all the pain caused by the discord in nature.
When Coriolanus, obedient to duty as husband, son, and citizen, raises the siege of Rome, them almost conquered, withdrawing his army, and silencing his vengeance, he commits a very contradictory act evidently. He loses all the fruit of previous victories, he runs spontaneously to his ruin: yet what moral excellence and grandeur he offers! How noble to prefer any impropriety rather than wound moral sense; to violate natural interests and prudence in order to be in harmony with the higher moral law! Every sacrifice of a life is a contradiction, for life is the condition of all good; but in the light of morality the sacrifice of life is in a high degree proper, because life is not great in itself, but only as a means of accomplishing the moral law. If then the sacrifice of life be the way to do this, life must go. "It is not necessary for me to live, but it is necessary for Rome to be saved from famine," said Pompey, when the Romans embarked for Africa, and his friends begged him to defer his departure till the gale was over.
When Coriolanus, dutiful as a husband, son, and citizen, lifts the siege of Rome, which is nearly conquered, withdrawing his army and holding back his desire for revenge, he shows a contradictory action. He gives up all the benefits of his past victories and heads toward his own downfall; yet how much moral greatness and nobility he displays! How admirable to choose any wrongdoing rather than harm one’s moral conscience; to ignore personal interests and common sense in order to align with a higher moral standard! Every loss of life seems contradictory, since life is essential for all good; but from a moral perspective, sacrificing life can be very appropriate, because life’s value lies not in itself but as a means to fulfill the moral law. If sacrificing life is necessary to achieve this, then life must be sacrificed. "I don’t need to live, but Rome needs to be saved from starvation," Pompey said when the Romans were headed to Africa, and his friends urged him to wait until the storm passed.
But the sufferings of a criminal are as charming to us tragically as those of a virtuous man; yet here is the idea of moral impropriety. The antagonism of his conduct to moral law, and the moral imperfection which such conduct presupposes, ought to fill us with pain. Here there is no satisfaction in the morality of his person, nothing to compensate for his misconduct. Yet both supply a valuable object for art; this phenomenon can easily be made to agree with what has been said.
But the struggles of a criminal are just as captivating to us in a tragic way as those of a virtuous person; however, this brings up the idea of moral wrongness. The conflict between his actions and moral law, along with the moral flaws that such behavior suggests, should cause us discomfort. There is no sense of redemption in his character, nothing to offset his wrongdoing. Still, both offer a meaningful subject for art; this situation can easily align with what has been previously discussed.
We find pleasure not only in obedience to morality, but in the punishment given to its infraction. The pain resulting from moral imperfection agrees with its opposite, the satisfaction at conformity with the law. Repentance, even despair, have nobleness morally, and can only exist if an incorruptible sense of justice exists at the bottom of the criminal heart, and if conscience maintains its ground against self-love. Repentance comes by comparing our acts with the moral law, hence in the moment of repenting the moral law speaks loudly in man. Its power must be greater than the gain resulting from the crime as the infraction poisons the enjoyment. Now, a state of mind where duty is sovereign is morally proper, and therefore a source of moral pleasure. What, then, sublimer than the heroic despair that tramples even life underfoot, because it cannot bear the judgment within? A good man sacrificing his life to conform to the moral law, or a criminal taking his own life because of the morality he has violated: in both cases our respect for the moral law is raised to the highest power. If there be any advantage it is in the case of the latter; for the good man may have been encouraged in his sacrifice by an approving conscience, thus detracting from his merit. Repentance and regret at past crimes show us some of the sublimest pictures of morality in active condition. A man who violates morality comes back to the moral law by repentance.
We find joy not just in following moral standards but also in the punishment that comes from breaking them. The discomfort from moral failure contrasts with the satisfaction of following the law. Repentance, even despair, carries a certain nobility and can only exist if there's an unbreakable sense of justice in the heart of the wrongdoer, and if conscience stands firm against self-interest. Repentance arises from evaluating our actions against moral law, so in the moment of regret, the moral law is loud within us. Its influence must outweigh the benefits we gain from wrongdoing because breaking the law taints our enjoyment. A mindset where duty is paramount is morally right and thus brings moral pleasure. What could be more noble than the heroic despair that disregards even life itself because it cannot tolerate self-judgment? A good person sacrificing their life to uphold moral law or a wrongdoer taking their own life due to the morality they’ve breached: in both scenarios, our respect for moral law is elevated. If there's any advantage, it leans toward the latter, since the good person might have been motivated in their sacrifice by a positive conscience, which might lessen their merit. Repentance and regret for past wrongs reveal some of the highest expressions of morality in action. A person who breaks moral codes ultimately returns to moral law through repentance.
But moral pleasure is sometimes obtained only at the cost of moral pain. Thus one duty may clash with another. Let us suppose Coriolanus encamped with a Roman army before Antium or Corioli, and his mother a Volscian; if her prayers move him to desist, we now no longer admire him. His obedience to his mother would be at strife with a higher duty, that of a citizen. The governor to whom the alternative is proposed, either of giving up the town or of seeing his son stabbed, decides at once on the latter, his duty as father being beneath that of citizen. At first our heart revolts at this conduct in a father, but we soon pass to admiration that moral instinct, even combined with inclination, could not lead reason astray in the empire where it commands. When Timoleon of Corinth puts to death his beloved but ambitious brother, Timophanes, he does it because his idea of duty to his country bids him to do so. The act here inspires horror and repulsion as against nature and the moral sense, but this feeling is soon succeeded by the highest admiration for his heroic virtue, pronouncing, in a tumultuous conflict of emotions, freely and calmly, with perfect rectitude. If we differ with Timoleon about his duty as a republican, this does not change our view. Nay, in those cases, where our understanding judges differently, we see all the more clearly how high we put moral propriety above all other.
But moral pleasure sometimes comes only at the expense of moral pain. One obligation can conflict with another. Imagine Coriolanus stationed with a Roman army outside Antium or Corioli, while his mother is a Volscian. If her pleas persuade him to pull back, we lose our admiration for him. His obedience to his mother would clash with a higher duty as a citizen. The governor facing the choice of either surrendering the city or watching his son be killed instantly chooses the latter, valuing his duty as a father less than his duty as a citizen. Initially, we feel revulsion toward this behavior from a father, but we quickly shift to admiration for how moral instinct, even when mixed with personal feelings, didn’t lead reason astray in the realm where it holds authority. When Timoleon of Corinth kills his beloved but ambitious brother, Timophanes, he does so because he believes it’s his duty to his country. This act elicits horror and repulsion as it goes against nature and our moral compass, but that feeling soon gives way to deep admiration for his heroism, expressing, amidst a chaotic struggle of emotions, a clear and righteous decision. Even if we disagree with Timoleon regarding his responsibilities as a republican, it doesn’t change our perspective. In fact, in those cases where we see things differently, we understand even more clearly how we prioritize moral integrity above all else.
But the judgments of men on this moral phenomenon are exceedingly various, and the reason of it is clear. Moral sense is common to all men, but differs in strength. To most men it suffices that an act be partially conformable with the moral law to make them obey it; and to make them condemn an action it must glaringly violate the law. But to determine the relation of moral duties with the highest principle of morals requires an enlightened intelligence and an emancipated reason. Thus an action which to a few will be a supreme propriety, will seem to the crowd a revolting impropriety, though both judge morally; and hence the emotion felt at such actions is by no means uniform. To the mass the sublimest and highest is only exaggeration, because sublimity is perceived by reason, and all men have not the same share of it. A vulgar soul is oppressed or overstretched by those sublime ideas, and the crowd sees dreadful disorder where a thinking mind sees the highest order.
But people's judgments about this moral phenomenon are extremely varied, and the reason is clear. Everyone has a moral sense, but its strength varies. For most people, it’s enough for an action to somewhat align with the moral law for them to follow it, and an action must obviously violate the law for them to condemn it. However, figuring out the relationship between moral duties and the highest moral principles requires a clear understanding and free thinking. So, an action that seems perfectly appropriate to a few may appear utterly inappropriate to the majority, even though both are judging it morally; thus, the emotions triggered by such actions are by no means consistent. What seems sublime and elevated to some is just an exaggeration to the masses, because sublimity is recognized by reason, and not everyone shares the same level of it. A common person feels crushed or overwhelmed by those lofty ideas, while the crowd perceives chaos where a thoughtful mind sees the highest order.
This is enough about moral propriety as a principle of tragic emotion, and the pleasure it elicits. It must be added that there are cases where natural propriety also seems to charm our mind even at the cost of morality. Thus we are always pleased by the sequence of machinations of a perverse man, though his means and end are immoral. Such a man deeply interests us, and we tremble lest his plan fail, though we ought to wish it to do so. But this fact does not contradict what has been advanced about moral propriety,—and the pleasure resulting from it.
This is enough about moral propriety as a principle of tragic emotion and the pleasure it brings. It's important to note that there are times when natural propriety also captivates our minds, even at the cost of morality. For instance, we often find ourselves intrigued by the clever schemes of a twisted individual, even though his methods and goals are unethical. Such a person fascinates us, and we feel anxious about the possibility of his plans failing, even though we should want them to. However, this doesn't contradict what has been said about moral propriety and the pleasure it generates.
Propriety, the reference of means to an end, is to us, in all cases, a source of pleasure; even disconnected with morality. We experience this pleasure unmixed, so long as we do not think of any moral end which disallows action before us. Animal instincts give us pleasure—as the industry of bees—without reference to morals; and in like manner human actions are a pleasure to us when we consider in them only the relation of means to ends. But if a moral principle be added to these, and impropriety be discovered, if the idea of moral agent comes in, a deep indignation succeeds our pleasure, which no intellectual propriety can remedy. We must not call to mind too vividly that Richard III., Iago, and Lovelace are men; otherwise our sympathy for them infallibly turns into an opposite feeling. But, as daily experience teaches, we have the power to direct our attention to different sides of things; and pleasure, only possible through this abstraction, invites us to exercise it, and to prolong its exercise.
Propriety, which relates means to an end, is a source of pleasure for us in all situations, even when it's not tied to morality. We feel this pleasure in its purest form as long as we don't think about any moral reasons that might prevent us from acting. Animal instincts provide us with pleasure—like the work of bees—without any moral context; similarly, human actions are enjoyable when we focus solely on their means and ends. However, if we introduce a moral principle and recognize any impropriety, the awareness of moral agents triggers a deep indignation that overshadows our pleasure, which no amount of intellectual reasoning can fix. We shouldn't think too deeply about the fact that Richard III, Iago, and Lovelace are human; otherwise, our sympathy for them inevitably shifts to a negative feeling. Yet, as we learn from daily experiences, we can choose to focus on different aspects of situations. This pleasure, which can only be achieved through this kind of abstraction, encourages us to engage in that process and extend it further.
Yet it is not rare for intelligent perversity to secure our favor by being the means of procuring us the pleasure of moral propriety. The triumph of moral propriety will be great in proportion as the snares set by Lovelace for the virtue of Clarissa are formidable, and as the trials of an innocent victim by a cruel tyrant are severe. It is a pleasure to see the craft of a seducer foiled by the omnipotence of the moral sense. On the other hand, we reckon as a sort of merit the victory of a malefactor over his moral sense, because it is the proof of a certain strength of mind and intellectual propriety.
It's not uncommon for clever wrongdoing to win our approval by providing us with the satisfaction of moral correctness. The success of moral correctness will be even greater when the traps set by Lovelace for Clarissa's virtue are challenging, and when the struggles of an innocent victim against a ruthless oppressor are intense. It feels good to see a seducer's schemes thwarted by the power of our moral instincts. Conversely, we consider it somewhat admirable when a wrongdoer overcomes their moral sensibility, as it shows a certain strength of character and intellectual integrity.
Yet this propriety in vice can never be the source of a perfect pleasure, except when it is humiliated by morality. In that case it is an essential part of our pleasure, because it brings moral sense into stronger relief. The last impression left on us by the author of Clarissa is a proof of this. The intellectual propriety in the plan of Lovelace is greatly surpassed by the rational propriety of Clarissa. This allows us to feel in full the satisfaction caused by both.
Yet this decorum in wrongdoing can never be the source of true pleasure, except when it’s brought down by morality. In that case, it becomes a crucial part of our enjoyment because it highlights moral awareness even more. The final impression left on us by the author of Clarissa demonstrates this. The cleverness in Lovelace's plan is far outshined by the thoughtful nature of Clarissa. This allows us to fully experience the satisfaction brought by both.
When the tragic poet has for object to awaken in us the feeling of moral propriety, and chooses his means skilfully for that end, he is sure to charm doubly the connoisseur, by moral and by natural propriety. The first satisfies the heart, the second the mind. The crowd is impressed through the heart without knowing the cause of the magic impression. But, on the other hand, there is a class of connoisseurs on whom that which affects the heart is entirely lost, and who can only be gained by the appropriateness of the means; a strange contradiction resulting from over-refined taste, especially when moral culture remains behind intellectual. This class of connoisseurs seek only the intellectual side in touching and sublime themes. They appreciate this in the justest manner, but you must beware how you appeal to their heart! The over-culture of the age leads to this shoal, and nothing becomes the cultivated man so much as to escape by a happy victory this twofold and pernicious influence. Of all other European nations, our neighbors, the French, lean most to this extreme, and we, as in all things, strain every nerve to imitate this model.
When a tragic poet aims to evoke a sense of moral righteousness in us and skillfully selects his methods to achieve that, he is likely to captivate the connoisseur on two levels: the moral and the natural. The first touches the heart, while the second engages the mind. The general audience feels this impact emotionally without understanding the source of the enchantment. However, there’s also a group of connoisseurs for whom emotional appeals fall flat; they can only be swayed by the suitability of the methods used. This creates a peculiar contradiction stemming from an overly refined taste, particularly when moral development lags behind intellectual growth. This group focuses solely on the intellectual aspects of poignant and powerful themes. They recognize this correctly, but you have to be cautious about how you reach their hearts! The excessive refinement of our era leads to this pitfall, and nothing is more suitable for the cultured individual than to successfully navigate away from this dual and detrimental influence. Among all European nations, our neighbors, the French, are most inclined toward this extreme, and we, as always, strive to emulate this model.
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