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The Conscience of a Conservative
by
BARRY GOLDWATER
by BARRY GOLDWATER
1960
Victor Publishing Company, Inc.
1 4th Avenue, Shepherdsville, Kentucky
1960
Victor Publishing Co., Inc.
1 4th Ave, Shepherdsville, Kentucky
Copyright 1960
Copyright 1960
By
By
VICTOR PUBLISHING COMPANY, INC.
Victor Publishing Co., Inc.
ALL RIGHTS RESERVED. No reproduction in any form of
this book, in whole or in part, (except for brief quotation
in critical articles or reviews) may be made without written
authorization from the publisher.
ALL RIGHTS RESERVED. No reproduction in any form of
this book, in whole or in part, (except for brief quotation
in critical articles or reviews) is allowed without written
permission from the publisher.
First Printing 10,000 copies March 1960
Second Printing 10,000 copies April 1960
Third Printing 50,000 copies May 1960
First Printing 10,000 copies March 1960
Second Printing 10,000 copies April 1960
Third Printing 50,000 copies May 1960
Library of Congress Catalog Card Number 60-12269
Library of Congress Catalog Card Number 60-12269
Printed in the United States of America
Printed in the United States of America
FOREWORD
This book is not written with the idea of adding to or improving on the Conservative philosophy. Or of “bringing it up to date.” The ancient and tested truths that guided our Republic through its early days will do equally well for us. The challenge to Conservatives today is quite simply to demonstrate the bearing of a proven philosophy on the problems of our own time.
This book isn't meant to add to or enhance Conservative philosophy, nor to “update” it. The timeless and reliable truths that helped guide our Republic in its early days are still relevant today. The challenge for Conservatives now is to show how a proven philosophy applies to the issues we face in our time.
I should explain the considerations that led me to join in this effort. I am a politician, a United States Senator. As such, I have had an opportunity to learn something about the political instincts of the American people, I have crossed the length and breadth of this great land hundreds of times and talked with tens of thousands of people, with Democrats and Republicans, with farmers and laborers and businessmen. I find that America is fundamentally a Conservative nation. The preponderant judgment of the American people, especially of the young people, is that the radical, or Liberal, approach has not worked and is not working. They yearn for a return to Conservative principles.
I should share the reasons that led me to get involved in this effort. I'm a politician, a United States Senator. Because of this, I've had the chance to understand the political instincts of the American people. I've traveled across this great country hundreds of times and spoken with tens of thousands of people—Democrats and Republicans, farmers, workers, and business owners. I’ve found that America is fundamentally a Conservative nation. The majority opinion of the American people, especially the young, is that the radical or Liberal approach hasn’t been effective and isn’t working now. They’re looking for a return to Conservative principles.
At the same time, I have been in a position to observe first hand how Conservatism is faring in Washington. And it is all too clear that in spite of a Conservative revival among the people the radical ideas that were promoted by the New and Fair Deals under the guise of Liberalism still dominate the councils of our national government.
At the same time, I have been able to see for myself how Conservatism is doing in Washington. It's obvious that despite a Conservative revival among the public, the radical ideas pushed by the New and Fair Deals under the name of Liberalism still dominate the discussions in our national government.
In a country where it is now generally understood and proclaimed that the people’s welfare depends on individual self reliance rather than on state paternalism, Congress annually deliberates over whether the increase in government welfarism should be small or large.
In a country where it’s now widely recognized and stated that the people’s well-being relies on individual self-sufficiency instead of government support, Congress meets every year to discuss whether the increase in government welfare should be minimal or significant.
In a country where it is now generally understood and proclaimed that the federal government spends too much, Congress annually deliberates over whether to raise the federal budget by a few billion dollars or by many billion.
In a country where it is now widely recognized and stated that the federal government is overspending, Congress meets every year to discuss whether to increase the federal budget by a few billion dollars or by several billion.
In a country where it is now generally understood and proclaimed that individual liberty depends on decentralized government, Congress annually deliberates over whether vigorous or halting steps should be taken to bring state government into line with federal policy.
In a country where it is now widely recognized and stated that personal freedom relies on decentralized government, Congress meets every year to discuss whether strong or cautious measures should be adopted to align state government with federal policy.
In a country where it is now generally understood and proclaimed that Communism is an enemy bound to destroy us, Congress annually deliberates over means of “co-existing” with the Soviet Union.
In a country where it is widely acknowledged and stated that Communism is a threat that will ultimately destroy us, Congress meets every year to discuss ways to “co-exist” with the Soviet Union.
And so the question arises: Why have American people been unable to translate their views into appropriate political action? Why should the nation’s underlying allegiance to Conservative principles have failed to produce corresponding deeds in Washington?
And so the question comes up: Why have Americans been unable to turn their views into effective political action? Why hasn’t the nation’s underlying commitment to Conservative principles led to similar actions in Washington?
I do not blame my brethren in government, all of whom work hard and conscientiously at their jobs. I blame Conservatives—ourselves—myself. Our failure, as one Conservative writer has put it, is the failure of the Conservative demonstration. Though we Conservatives are deeply persuaded that our society is ailing, and know that Conservatism holds the key to national salvation—and feel sure the country agrees with us—we seem unable to demonstrate the practical relevance of Conservative principles to the needs of the day. We sit by impotently while Congress seeks to improvise solutions to problems that are not the real problems facing the country, while the government attempts to assuage imagined concerns and ignores the real concerns and real needs of the people.
I don't blame my fellow government officials, all of whom work hard and diligently at their jobs. I blame Conservatives—us—myself. Our failure, as one Conservative writer put it, is the failure of the Conservative message. Even though we Conservatives are deeply convinced that our society is struggling and believe that Conservatism is the key to the nation’s recovery—and are confident that the country agrees with us—we seem unable to show how Conservative principles are relevant to today’s needs. We watch helplessly as Congress tries to come up with solutions for problems that aren't the true issues facing the country, while the government tries to soothe imagined worries and overlooks the actual concerns and real needs of the people.
Perhaps we suffer from an over-sensitivity to the judgments of those who rule the mass communications media. We are daily consigned by “enlightened” commentators to political oblivion: Conservatism, we are told, is out-of-date. The charge is preposterous and we ought boldly to say so. The laws of God, and of nature, have no dateline. The principles on which the Conservative political position is based have been established by a process that has nothing to do with the social, economic and political landscape that changes from decade to decade and from century to century. These principles are derived from the nature of man, and from the truths that God has revealed about His creation. Circumstances do change. So do the problems that are shaped by circumstances. But the principles that govern the solution of the problems do not. To suggest that the Conservative philosophy is out of date is akin to saying that the Golden Rule, or the Ten Commandments or Aristotle’s Politics are out of date. The Conservative approach is nothing more or less than an attempt to apply the wisdom and experience and the revealed truths of the past to the problems of today. The challenge is not to find new or different truths, but to learn how to apply established truths to the problems of the contemporary world. My hope is that one more Conservative voice will be helpful in meeting this challenge.
Maybe we’re too sensitive to what those who control the media think. Every day, “enlightened” commentators push us into political irrelevance, claiming that conservatism is outdated. This accusation is ridiculous, and we should confidently say so. The laws of God and nature don't have expiration dates. The foundations of conservative political beliefs have come from a process that isn't influenced by the constantly shifting social, economic, and political environments. These principles are based on human nature and the truths that God has revealed about His creation. Circumstances do change, as do the issues that arise from them. However, the principles that guide the solutions to these problems remain the same. Claiming that conservative philosophy is out of date is like saying that the Golden Rule, the Ten Commandments, or Aristotle's Politics are outdated. The conservative approach is simply an effort to apply the wisdom, experience, and revealed truths of the past to today's issues. The goal is not to find new or different truths but to figure out how to implement established truths in the modern world. I hope that one more conservative perspective can help with this challenge.
This book is an attempt to bridge the gap between theory and practice. I shall draw upon my speeches, the radio and television broadcasts and the notes I have made over the years in the hope of doing what one is often unable to do in the course of a harried day’s work on the Senate floor: to show the connection between Conservative principles so widely espoused, and Conservative action, so generally neglected.
This book aims to connect theory with practice. I will reference my speeches, radio and TV broadcasts, and notes I've taken over the years in the hope of doing what is often difficult during a chaotic day of work on the Senate floor: to demonstrate the link between the Conservative principles that are often promoted and the Conservative actions that are usually overlooked.
Table of Contents
PAGE NUMBER | |
FOREWORD | |
THE CONSCIENCE OF A CONSERVATIVE | 9 |
THE PERILS OF POWER | 15 |
STATES’ RIGHTS | 24 |
AND CIVIL RIGHTS | 31 |
FREEDOM FOR THE FARMER | 38 |
FREEDOM FOR LABOR | 44 |
TAXES AND SPENDING | 58 |
THE WELFARE STATE | 68 |
SOME NOTES ON EDUCATION | 76 |
THE SOVIET MENACE | 86 |
[9]
[9]
CHAPTER ONE
The Conscience of a Conservative
I have been much concerned that so many people today with Conservative instincts feel compelled to apologize for them. Or if not to apologize directly, to qualify their commitment in a way that amounts to breast-beating. “Republican candidates,” Vice President Nixon has said, “should be economic conservatives, but conservatives with a heart.” President Eisenhower announced during his first term, “I am conservative when it comes to economic problems but liberal when it comes to human problems.” Still other Republican leaders have insisted on calling themselves “progressive” Conservatives.[1] These formulations are tantamount to an admission that Conservatism is a narrow, mechanistic economic theory that may work very well as a bookkeeper’s[10] guide, but cannot be relied upon as a comprehensive political philosophy.
I’m really worried that so many people today with Conservative beliefs feel like they have to apologize for them. Or if they’re not apologizing directly, they’re downplaying their commitment in a way that’s pretty dramatic. “Republican candidates,” Vice President Nixon has said, “should be economic conservatives, but conservatives with a heart.” President Eisenhower stated during his first term, “I am conservative when it comes to economic issues but liberal when it comes to human issues.” Other Republican leaders have even called themselves “progressive” Conservatives. These statements basically admit that Conservatism is a narrow, mechanical economic theory that might serve well as a bookkeeper’s[10] guide, but can’t be depended on as a full political philosophy.
The same judgment, though in the form of an attack rather than an admission, is advanced by the radical camp. “We liberals,” they say, “are interested in people. Our concern is with human beings, while you Conservatives are preoccupied with the preservation of economic privilege and status.” Take them a step further, and the Liberals will turn the accusations into a class argument: it is the little people that concern us, not the “malefactors of great wealth.”
The same judgment, though expressed as an attack instead of an admission, is made by the radical camp. “We liberals,” they say, “care about people. Our focus is on human beings, while you Conservatives are obsessed with maintaining economic privilege and status.” Push them a bit further, and the Liberals will frame their accusations as a class issue: it's the average people who matter to us, not the “wrongdoers with vast fortunes.”
Such statements, from friend and foe alike, do great injustice to the Conservative point of view. Conservatism is not an economic theory, though it has economic implications. The shoe is precisely on the other foot: it is Socialism that subordinates all other considerations to man’s material well-being. It is Conservatism that puts material things in their proper place—that has a structured view of the human being and of human society, in which economics plays only a subsidiary role.
Such statements, from both supporters and critics, greatly misrepresent the Conservative perspective. Conservatism is not just an economic theory, even though it has economic consequences. In fact, it’s the opposite: Socialism prioritizes material well-being above all else. Conservatism, on the other hand, places material matters in their proper context and has a well-organized understanding of human beings and human society, where economics serves only a secondary role.
The root difference between the Conservatives and the Liberals of today is that Conservatives take account of the whole man, while the Liberals tend to look only at the material side of man’s nature. The Conservative believes that man is, in part, an economic, an animal creature; but that he is also a spiritual creature with spiritual needs and spiritual desires.[11] What is more, these needs and desires reflect the superior side of man’s nature, and thus take precedence over his economic wants. Conservatism therefore looks upon the enhancement of man’s spiritual nature as the primary concern of political philosophy. Liberals, on the other hand,—in the name of a concern for “human beings”—regard the satisfaction of economic wants as the dominant mission of society. They are, moreover, in a hurry. So that their characteristic approach is to harness the society’s political and economic forces into a collective effort to compel “progress.” In this approach, I believe they fight against Nature.
The main difference between today's Conservatives and Liberals is that Conservatives consider the whole person, while Liberals usually focus only on the material aspects of human nature. Conservatives believe that people are partly economic and animal beings, but they also see them as spiritual beings with spiritual needs and desires.[11] Furthermore, these needs and desires represent the superior aspects of human nature and take precedence over economic wants. Therefore, Conservatism prioritizes the enhancement of human spiritual nature as the core concern of political philosophy. Liberals, on the other hand, claiming to care for “human beings,” view the fulfillment of economic wants as society's main goal. Additionally, they tend to be impatient. Their typical approach is to organize the political and economic forces of society into a collective effort to force “progress.” In this method, I believe they are going against Nature.
Surely the first obligation of a political thinker is to understand the nature of man. The Conservative does not claim special powers of perception on this point, but he does claim a familiarity with the accumulated wisdom and experience of history, and he is not too proud to learn from the great minds of the past.
Surely, the primary duty of a political thinker is to understand human nature. The Conservative doesn’t assume any special insight here, but he does have a deep understanding of the accumulated wisdom and experience of history, and he isn’t too proud to learn from the great thinkers of the past.
The first thing he has learned about man is that each member of the species is a unique creature. Man’s most sacred possession is his individual soul—which has an immortal side, but also a mortal one. The mortal side establishes his absolute differentness from every other human being. Only a philosophy that takes into account the essential differences between men, and, accordingly, makes provision for developing the different potentialities of each man can claim[12] to be in accord with Nature. We have heard much in our time about “the common man.” It is a concept that pays little attention to the history of a nation that grew great through the initiative and ambition of uncommon men. The Conservative knows that to regard man as part of an undifferentiated mass is to consign him to ultimate slavery.
The first thing he has learned about people is that each person is a unique individual. A person's most sacred possession is their individual soul, which has both an immortal side and a mortal one. The mortal side establishes their absolute difference from every other person. Only a philosophy that considers the essential differences between people and, accordingly, makes room for developing the unique potential of each person can claim[12] to be in line with Nature. We have heard a lot these days about “the common person.” It's a concept that overlooks the history of a nation that became great through the initiative and ambition of extraordinary individuals. Conservatives understand that seeing people as part of a faceless mass condemns them to ultimate slavery.
Secondly, the Conservative has learned that the economic and spiritual aspects of man’s nature are inextricably intertwined. He cannot be economically free, or even economically efficient, if he is enslaved politically; conversely, man’s political freedom is illusory if he is dependent for his economic needs on the State.
Secondly, the Conservative has realized that the economic and spiritual sides of human nature are deeply connected. A person can’t be economically free, or even economically efficient, if they are politically enslaved; on the other hand, a person’s political freedom is fake if they rely on the State for their economic needs.
The Conservative realizes, thirdly, that man’s development, in both its spiritual and material aspects, is not something that can be directed by outside forces. Every man, for his individual good and for the good of his society, is responsible for his own development. The choices that govern his life are choices that he must make: they cannot be made by any other human being, or by a collectivity of human beings. If the Conservative is less anxious than his Liberal brethren to increase Social Security “benefits,” it is because he is more anxious than his Liberal brethren that people be free throughout their lives to spend their earnings when and as they see fit.
The Conservative understands, thirdly, that human development, in both its spiritual and material aspects, cannot be controlled by external forces. Each person is responsible for their own development, both for their own benefit and for the benefit of society. The choices that shape their life are choices that they must make themselves; no other individual or group can make those choices for them. If the Conservative is less eager than his Liberal counterparts to increase Social Security "benefits," it’s because he is more concerned than they are about ensuring that people are free to spend their earnings however and whenever they choose throughout their lives.
So it is that Conservatism, throughout history, has[13] regarded man neither as a potential pawn of other men, nor as a part of a general collectivity in which the sacredness and the separate identity of individual human beings are ignored. Throughout history, true Conservatism has been at war equally with autocrats and with “democratic” Jacobins. The true Conservative was sympathetic with the plight of the hapless peasant under the tyranny of the French monarchy. And he was equally revolted at the attempt to solve that problem by a mob tyranny that paraded under the banner of egalitarianism. The conscience of the Conservative is pricked by anyone who would debase the dignity of the individual human being. Today, therefore, he is at odds with dictators who rule by terror, and equally with those gentler collectivists who ask our permission to play God with the human race.
So, throughout history, Conservatism has[13] viewed people not as mere pawns of others, nor as just part of a larger collective where the uniqueness and value of individual lives are overlooked. True Conservatism has always opposed both autocrats and the so-called "democratic" Jacobins. The genuine Conservative empathized with the struggles of the powerless peasant under the oppression of the French monarchy, and he was equally appalled by the idea of resolving that issue through a mob rule that claimed to stand for equality. The Conservative’s conscience is disturbed by anyone who would undermine the dignity of every individual. Therefore, today, he finds himself in conflict with dictators who govern through fear, as well as with those more benign collectivists who seek our approval to manipulate the human race.
With this view of the nature of man, it is understandable that the Conservative looks upon politics as the art of achieving the maximum amount of freedom for individuals that is consistent with the maintenance of social order. The Conservative is the first to understand that the practice of freedom requires the establishment of order: it is impossible for one man to be free if another is able to deny him the exercise of his freedom. But the Conservative also recognizes that the political power on which order is based is a self-aggrandizing force; that its appetite grows with eating. He knows that the utmost vigilance and care are required to keep political power[14] within its proper bounds.
With this understanding of human nature, it's clear that Conservatives view politics as the art of maximizing individual freedom while ensuring social order. Conservatives are quick to realize that freedom can't exist without order; one person can't be free if someone else can restrict their freedom. However, Conservatives also acknowledge that the political power that maintains order tends to expand and seek more power; its desire grows as it consumes more. They understand that constant vigilance and effort are necessary to keep political power[14] in check.
In our day, order is pretty well taken care of. The delicate balance that ideally exists between freedom and order has long since tipped against freedom practically everywhere on earth. In some countries, freedom is altogether down and order holds absolute sway. In our country the trend is less far advanced, but it is well along and gathering momentum every day. Thus, for the American Conservative, there is no difficulty in identifying the day’s overriding political challenge: it is to preserve and extend freedom. As he surveys the various attitudes and institutions and laws that currently prevail in America, many questions will occur to him, but the Conservative’s first concern will always be: Are we maximizing freedom? I suggest we examine some of the critical issues facing us today with this question in mind.
In our time, order is mostly well-maintained. The delicate balance that ideally exists between freedom and order has tipped towards order in almost every part of the world. In some countries, freedom is completely suppressed, and order dominates completely. In our country, the situation is not as extreme, but it’s progressing steadily and gaining momentum every day. Therefore, for the American Conservative, the main political challenge of the day is to preserve and extend freedom. As he looks at the various attitudes, institutions, and laws that are currently in place in America, many questions will arise, but the Conservative’s primary concern will always be: Are we maximizing freedom? I propose we explore some of the crucial issues we face today with this question in mind.
[15]
[15]
CHAPTER TWO
The Dangers of Power
The New Deal, Dean Acheson wrote approvingly in a book called A Democrat Looks At His Party, “conceived of the federal government as the whole people organized to do what had to be done.” A year later Mr. Larson wrote A Republican Looks At His Party, and made much the same claim in his book for Modern Republicans. The “underlying philosophy” of the New Republicanism, said Mr. Larson, is that “if a job has to be done to meet the needs of the people, and no one else can do it, then it is the proper function of the federal government.”
The New Deal, Dean Acheson wrote positively in a book called A Democrat Looks At His Party, “viewed the federal government as the whole community coming together to do what needed to be done.” A year later, Mr. Larson wrote A Republican Looks At His Party, and made a similar point in his book for Modern Republicans. The “core idea” of the New Republicanism, said Mr. Larson, is that “if something needs to be done to address the people's needs and no one else can take care of it, then it is the right role of the federal government.”
Here we have, by prominent spokesmen of both political parties, an unqualified repudiation of the principle of limited government. There is no reference by either of them to the Constitution, or any attempt to define the legitimate functions of government. The government can do whatever needs to be done; note, too, the implicit but necessary assumption that it is the government itself that determines what needs to[16] be done. We must not, I think underrate the importance of these statements. They reflect the view of a majority of the leaders of one of our parties, and of a strong minority among the leaders of the other, and they propound the first principle of totalitarianism: that the State is competent to do all things and is limited in what it actually does only by the will of those who control the State.
Here, we have prominent representatives from both political parties completely rejecting the idea of limited government. Neither of them refers to the Constitution or attempts to define the proper roles of government. The government can do whatever needs to be done; it’s also worth noting the unspoken but necessary assumption that it's the government itself that decides what needs to be done. We should not underestimate the significance of these statements. They represent the views of a majority of leaders in one party and a strong minority in the other, promoting the core principle of totalitarianism: that the State is capable of doing anything and is only limited in what it actually does by the will of those in control of the State.
It is clear that this view is in direct conflict with the Constitution which is an instrument, above all, for limiting the functions of government, and which is as binding today as when it was written. But we are advised to go a step further and ask why the Constitution’s framers restricted the scope of government. Conservatives are often charged, and in a sense rightly so, with having an overly mechanistic view of the Constitution: “It is America’s enabling document; we are American citizens; therefore,” the Conservatives’ theme runs, “we are morally and legally obliged to comply with the document.” All true. But the Constitution has a broader claim on our loyalty than that. The founding fathers had a reason for endorsing the principle of limited government; and this reason recommends defense of the constitutional scheme even to those who take their citizenship obligations lightly. The reason is simple, and it lies at the heart of the Conservative philosophy.
It’s clear that this perspective directly contradicts the Constitution, which serves primarily to limit the government's functions and is as relevant today as it was when it was created. However, we should take it a step further and consider why the framers of the Constitution chose to restrict the government's power. Conservatives are often accused—rightly, to some extent—of having a too rigid interpretation of the Constitution: “It is America’s enabling document; we are American citizens; therefore,” the Conservative argument goes, “we are morally and legally required to adhere to it.” This is true. But the Constitution holds a deeper claim on our loyalty than just that. The founding fathers had a reason for supporting the idea of limited government, and this reason justifies defending the constitutional framework even for those who might not take their citizenship responsibilities seriously. The reason is straightforward and is central to Conservative philosophy.
Throughout history, government has proved to be the chief instrument for thwarting man’s liberty. Government[17] represents power in the hands of some men to control and regulate the lives of other men. And power, as Lord Acton said, corrupts men. “Absolute power,” he added, “corrupts absolutely.”
Throughout history, the government has shown itself to be the main way to restrict human freedom. Government[17] gives some people the power to control and manage the lives of others. And as Lord Acton put it, power corrupts people. “Absolute power,” he continued, “corrupts absolutely.”
State power, considered in the abstract, need not restrict freedom: but absolute state power always does. The legitimate functions of government are actually conducive to freedom. Maintaining internal order, keeping foreign foes at bay, administering justice, removing obstacles to the free interchange of goods—the exercise of these powers makes it possible for men to follow their chosen pursuits with maximum freedom. But note that the very instrument by which these desirable ends are achieved can be the instrument for achieving undesirable ends—that government can, instead of extending freedom, restrict freedom. And note, secondly, that the “can” quickly becomes “will” the moment the holders of government power are left to their own devices. This is because of the corrupting influence of power, the natural tendency of men who possess some power to take unto themselves more power. The tendency leads eventually to the acquisition of all power—whether in the hands of one or many makes little difference to the freedom of those left on the outside.
State power, when viewed in a general sense, doesn't have to limit freedom; however, complete state power always does. The legitimate roles of government actually promote freedom. Keeping internal order, defending against foreign threats, administering justice, and removing barriers to the free exchange of goods—using these powers allows people to pursue their interests with maximum freedom. But keep in mind that the very tool used to achieve these positive goals can also be used to pursue negative goals—that government can, instead of expanding freedom, limit it. Additionally, the “can” quickly shifts to “will” as soon as those in power are left unchecked. This happens because of the corrupting nature of power; people who have some power naturally tend to seek more power. This tendency ultimately leads to the accumulation of all power—whether it’s concentrated in the hands of one person or many doesn’t make much difference to the freedom of those who are excluded.
Such, then, is history’s lesson, which Messrs. Acheson and Larson evidently did not read: release the holders of state power from any restraints other than those they wish to impose upon themselves, and you[18] are swinging down the well-travelled road to absolutism.
Such is the lesson of history that Messrs. Acheson and Larson clearly didn’t grasp: when you free those in power from any limits except the ones they choose to set for themselves, you’re on the familiar path to absolutism. [18]
The framers of the Constitution had learned the lesson. They were not only students of history, but victims of it: they knew from vivid, personal experience that freedom depends on effective restraints against the accumulation of power in a single authority. And that is what the Constitution is: a system of restraints against the natural tendency of government to expand in the direction of absolutism. We all know the main components of the system. The first is the limitation of the federal government’s authority to specific, delegated powers. The second, a corollary of the first, is the reservation to the States and the people of all power not delegated to the federal government. The third is a careful division of the federal government’s power among three separate branches. The fourth is a prohibition against impetuous alteration of the system—namely, Article V’s tortuous, but wise, amendment procedures.
The framers of the Constitution understood the lesson well. They were not only students of history but also had lived through it: they knew from real-life experience that freedom relies on effective limits to prevent power from becoming concentrated in a single authority. And that is what the Constitution is: a system of limits against the natural tendency of government to become more absolute. We all know the main parts of this system. The first is that the federal government’s authority is limited to specific, delegated powers. The second, which follows from the first, is that all power not given to the federal government is reserved for the States and the people. The third is a careful separation of the federal government’s powers among three different branches. The fourth is a ban on hasty changes to the system—specifically, Article V’s complex but sensible amendment process.
Was it then a Democracy the framers created? Hardly. The system of restraints, on the face of it, was directed not only against individual tyrants, but also against a tyranny of the masses. The framers were well aware of the danger posed by self-seeking demagogues—that they might persuade a majority of the people to confer on government vast powers in return for deceptive promises of economic gain. And so they forbade such a transfer of power—first[19] by declaring, in effect, that certain activities are outside the natural and legitimate scope of the public authority, and secondly by dispersing public authority among several levels and branches of government in the hope that each seat of authority, jealous of its own prerogatives, would have a natural incentive to resist aggression by the others.
Was it really a Democracy that the framers created? Not really. The system of checks and balances was intended not just to limit individual tyrants but also to guard against the tyranny of the majority. The framers recognized the threat posed by self-serving demagogues, who could convince a majority to grant the government sweeping powers in exchange for misleading promises of economic benefits. So, they prohibited such a transfer of power—first by stating that certain actions are outside the proper reach of public authority, and second by spreading public authority across multiple levels and branches of government, hoping that each authority, protective of its own rights, would naturally want to resist encroachments by the others.
But the framers were not visionaries. They knew that rules of government, however brilliantly calculated to cope with the imperfect nature of man, however carefully designed to avoid the pitfalls of power, would be no match for men who were determined to disregard them. In the last analysis their system of government would prosper only if the governed were sufficiently determined that it should. “What have you given us?” a woman asked Ben Franklin toward the close of the Constitutional Convention. “A Republic,” he said, “if you can keep it!”
But the framers weren't visionaries. They understood that government rules, no matter how well thought out to handle the flawed nature of people, and no matter how carefully structured to prevent misuse of power, wouldn’t stand a chance against those who were set on ignoring them. Ultimately, their system of government would only succeed if the people were committed to making it work. “What have you given us?” a woman asked Ben Franklin at the end of the Constitutional Convention. “A Republic,” he replied, “if you can keep it!”
We have not kept it. The Achesons and Larsons have had their way. The system of restraints has fallen into disrepair. The federal government has moved into every field in which it believes its services are needed. The state governments are either excluded from their rightful functions by federal preemption, or they are allowed to act at the sufferance of the federal government. Inside the federal government both the executive and judicial branches have roamed far outside their constitutional boundary lines. And all of these things have come to pass without[20] regard to the amendment procedures prescribed by Article V. The result is a Leviathan, a vast national authority out of touch with the people, and out of their control. This monolith of power is bounded only by the will of those who sit in high places.
We haven't maintained it. The Achesons and Larsons have gotten their way. The system of checks and balances has fallen apart. The federal government has stepped into every area it thinks it needs to be involved in. State governments are either pushed out of their proper roles by federal dominance, or they’re allowed to function only at the federal government's mercy. Within the federal government, both the executive and judicial branches have overstepped their constitutional limits. And all of this has happened without regard to the amendment processes outlined in Article V. The outcome is a massive national authority that's disconnected from the people and beyond their control. This huge concentration of power is only limited by the desires of those in high positions.
There are a number of ways in which the power of government can be measured.
There are several ways to measure the power of the government.
One is the size of its financial operations. Federal spending is now approaching a hundred billion dollars a year (compared with three and one-half billion less than three decades ago.)
One is the scale of its financial operations. Federal spending is now nearing a hundred billion dollars a year (compared to three and a half billion less than thirty years ago).
Another is the scope of its activities. A study recently conducted by the Chicago Tribune showed that the federal government is now the “biggest land owner, property manager, renter, mover and hauler, medical clinician, lender, insurer, mortgage broker, employer, debtor, taxer and spender in all history.”
Another is the scope of its activities. A study recently conducted by the Chicago Tribune showed that the federal government is now the “biggest landowner, property manager, renter, mover and hauler, medical provider, lender, insurer, mortgage broker, employer, borrower, tax collector, and spender in all of history.”
Still another is the portion of the peoples’ earnings government appropriates for its own use: nearly a third of earnings are taken every year in the form of taxes.
Still another is the amount of people's earnings the government takes for its own use: almost a third of earnings are collected each year in taxes.
A fourth is the extent of government interference in the daily lives of individuals. The farmer is told how much wheat he can grow. The wage earner is at the mercy of national union leaders whose great power is a direct consequence of federal labor legislation.[21] The businessman is hampered by a maze of government regulations, and often by direct government competition. The government takes six per cent of most payrolls in Social Security Taxes and thus compels millions of individuals to postpone until later years the enjoyment of wealth they might otherwise enjoy today. Increasingly, the federal government sets standards of education, health and safety.
A fourth issue is the level of government involvement in people's everyday lives. Farmers are told how much wheat they can grow. Workers are at the mercy of powerful union leaders, a situation that arises directly from federal labor laws.[21] Business owners struggle through a complex web of government regulations and often face direct competition from the government itself. The government takes six percent of most paychecks in Social Security taxes, forcing millions of people to delay the enjoyment of their wealth until later in life. More and more, the federal government establishes standards for education, health, and safety.
How did it happen? How did our national government grow from a servant with sharply limited powers into a master with virtually unlimited power?
How did this happen? How did our national government transform from a servant with very limited powers into a master with almost limitless power?
In part, we were swindled. There are occasions when we have elevated men and political parties to power that promised to restore limited government and then proceeded, after their election, to expand the activities of government. But let us be honest with ourselves. Broken promises are not the major causes of our trouble. Kept promises are. All too often we have put men in office who have suggested spending a little more on this, a little more on that, who have proposed a new welfare program, who have thought of another variety of “security.” We have taken the bait, preferring to put off to another day the recapture of freedom and the restoration of our constitutional system. We have gone the way of many a democratic society that has lost its freedom by persuading itself that if “the people” rule, all is well.
In part, we were deceived. There are times when we've put men and political parties in power that promised to bring back limited government, only to see them expand government activities after being elected. But let's be real with ourselves. Broken promises aren’t the main reason for our problems. Kept promises are. Too often, we’ve elected people who suggested spending a little more on this, a little more on that, who proposed new welfare programs, and who came up with different types of “security.” We’ve taken the bait, choosing to delay reclaiming our freedom and restoring our constitutional system to another day. We’ve followed the path of many democratic societies that have lost their freedom by convincing themselves that if “the people” are in charge, everything is fine.
The Frenchman, Alexis de Tocqueville, probably[22] the most clairvoyant political observer of modern times, saw the danger when he visited this country in the 1830’s. Even then he foresaw decay for a society that tended to put more emphasis on its democracy than on its republicanism. He predicted that America would produce, not tyrants but “guardians.” And that the American people would “console themselves for being in tutelage by the reflection that they have chosen their own guardians. Every man allows himself to be put in lead-strings, because he sees that it is not a person nor a class of persons, but the people at large that hold the end of his chain.”
The Frenchman, Alexis de Tocqueville, probably[22] the most insightful political observer of modern times, recognized the danger when he visited this country in the 1830s. Even then he predicted decline for a society that prioritized its democracy over its republicanism. He foresaw that America would create, not tyrants but “guardians.” And that the American people would “comfort themselves for being under authority by the belief that they have chosen their own guardians. Every person allows themselves to be controlled because they see that it is not an individual or a class of individuals, but the people as a whole who hold the end of their chain.”
Our tendency to concentrate power in the hands of a few men deeply concerns me. We can be conquered by bombs or by subversion; but we can also be conquered by neglect—by ignoring the Constitution and disregarding the principles of limited government. Our defenses against the accumulation of unlimited power in Washington are in poorer shape, I fear, than our defenses against the aggressive designs of Moscow. Like so many other nations before us, we may succumb through internal weakness rather than fall before a foreign foe.
Our tendency to concentrate power in the hands of a few people really worries me. We can be defeated by bombs or by sabotage; but we can also be defeated by neglect—by ignoring the Constitution and the principles of limited government. I’m afraid our defenses against the buildup of unlimited power in Washington are weaker than our defenses against Moscow's aggressive plans. Like many other nations before us, we might fall due to internal weakness rather than being taken down by a foreign enemy.
I am convinced that most Americans now want to reverse the trend. I think that concern for our vanishing freedoms is genuine. I think that the people’s uneasiness in the stifling omnipresence of government has turned into something approaching alarm. But bemoaning the evil will not drive it back, and accusing[23] fingers will not shrink government.
I believe that most Americans want to change the current trend. I think people are genuinely worried about our disappearing freedoms. I see that the public's discomfort with the overwhelming presence of government has grown into something like alarm. However, complaining about the problem won't solve it, and pointing fingers won't reduce the size of government.
The turn will come when we entrust the conduct of our affairs to men who understand that their first duty as public officials is to divest themselves of the power they have been given. It will come when Americans, in hundreds of communities throughout the nation, decide to put the man in office who is pledged to enforce the Constitution and restore the Republic. Who will proclaim in a campaign speech: “I have little interest in streamlining government or in making it more efficient, for I mean to reduce its size. I do not undertake to promote welfare, for I propose to extend freedom. My aim is not to pass laws, but to repeal them. It is not to inaugurate new programs, but to cancel old ones that do violence to the Constitution, or that have failed in their purpose, or that impose on the people an unwarranted financial burden. I will not attempt to discover whether legislation is ‘needed’ before I have first determined whether it is constitutionally permissible. And if I should later be attacked for neglecting my constituents’ ‘interests,’ I shall reply that I was informed their main interest is liberty and that in that cause I am doing the very best I can.”
The time will come when we hand over the management of our affairs to people who recognize that their primary responsibility as public officials is to relinquish the power they've been given. It will happen when Americans, in communities across the country, choose to elect someone who is committed to upholding the Constitution and restoring the Republic. Who will declare in a campaign speech: “I’m not focused on making government more efficient or streamlined, because my goal is to reduce its size. I don’t aim to promote welfare; I plan to expand freedom. My goal isn't to create new laws, but to eliminate the ones that violate the Constitution, or that have failed to achieve their objectives, or that unfairly burden the people financially. I won’t check if legislation is ‘necessary’ until I first determine if it’s constitutionally acceptable. And if I’m later criticized for ignoring my constituents’ ‘interests,’ I’ll respond that I’ve been told their main interest is freedom and that I’m doing everything possible for that cause.”
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CHAPTER THREE
States' Rights
The Governor of New York, in 1930, pointed out that the Constitution does not empower the Congress to deal with “a great number of ... vital problems of government, such as the conduct of public utilities, of banks, of insurance, of business, of agriculture, of education, of social welfare, and a dozen other important features.” And he added that “Washington must not be encouraged to interfere” in these areas.
The Governor of New York, in 1930, highlighted that the Constitution doesn’t give Congress the authority to handle “a great number of ... vital problems of government, like the management of public utilities, banks, insurance, business, agriculture, education, social welfare, and a dozen other important aspects.” He also mentioned that “Washington must not be encouraged to interfere” in these areas.
Franklin Roosevelt’s rapid conversion from Constitutionalism to the doctrine of unlimited government, is an oft-told story. But I am here concerned not so much by the abandonment of States’ Rights by the national Democratic Party—an event that occurred some years ago when that party was captured by the Socialist ideologues in and about the labor movement—as by the unmistakable tendency of the Republican Party to adopt the same course. The result is that today neither of our two parties maintains a meaningful commitment to the principle of States’ Rights. Thus, the cornerstone of the Republic, our chief bulwark[25] against the encroachment of individual freedom by Big Government, is fast disappearing under the piling sands of absolutism.
Franklin Roosevelt's quick shift from Constitutionalism to the idea of unlimited government is a well-known story. However, I'm not as concerned about the national Democratic Party's abandonment of States' Rights—an event that happened years ago when the party was taken over by socialist ideologues within the labor movement—as I am about the clear trend of the Republican Party moving in the same direction. As a result, today, neither of our two parties truly commits to the principle of States' Rights. Thus, the foundation of the Republic, our main defense[25] against the infringement of individual freedom by Big Government, is quickly fading away under the weight of absolutism.
The Republican Party, to be sure, gives lip-service to States’ Rights. We often talk about “returning to the States their rightful powers”; the Administration has even gone so far as to sponsor a federal-state conference on the problem. But deeds are what count, and I regret to say that in actual practice, the Republican Party, like the Democratic Party, summons the coercive power of the federal government whenever national leaders conclude that the States are not performing satisfactorily.
The Republican Party definitely claims to support States’ Rights. We often talk about “giving the States their rightful powers back”; the Administration has even organized a federal-state conference to address this issue. But actions speak louder than words, and unfortunately, in reality, the Republican Party, just like the Democratic Party, uses the federal government’s authority whenever national leaders feel that the States are not doing their job.
Let us focus attention on one method of federal interference—one that tends to be neglected in much of the public discussion of the problem. In recent years the federal government has continued, and in many cases has increased, federal “grants-in-aid” to the States in a number of areas in which the Constitution recognizes the exclusive jurisdiction of the States. These grants are called “matching funds” and are designed to “stimulate” state spending in health, education, welfare, conservation or any other area in which the federal government decides there is a need for national action. If the States agree to put up money for these purposes, the federal government undertakes to match the appropriation according to a ratio prescribed by Congress. Sometimes the ratio is fifty-fifty;[26] often the federal government contributes over half the cost.
Let’s focus on one way the federal government interferes—one that often gets overlooked in public discussions about the issue. In recent years, the federal government has continued, and in many cases increased, federal “grants-in-aid” to the States in various areas where the Constitution recognizes the States’ exclusive authority. These grants are referred to as “matching funds” and aim to “stimulate” state spending in health, education, welfare, conservation, or any other area where the federal government sees a need for national action. If the States agree to invest their own money for these purposes, the federal government promises to match that funding according to a ratio set by Congress. Sometimes the ratio is fifty-fifty; [26] often, the federal government covers more than half the cost.
There are two things to note about these programs. The first is that they are federal programs—they are conceived by the federal government both as to purpose and as to extent. The second is that the “stimulative” grants are, in effect, a mixture of blackmail and bribery. The States are told to go along with the program “or else.” Once the federal government has offered matching funds, it is unlikely, as a practical matter, that a member of a State Legislature will turn down his State’s fair share of revenue collected from all of the States. Understandably, many legislators feel that to refuse aid would be political suicide. This is an indirect form of coercion, but it is effective nonetheless.
There are two important things to note about these programs. The first is that they are federal programs—they are designed by the federal government in terms of both purpose and scope. The second is that the “stimulative” grants are essentially a mix of extortion and bribery. States are told to comply with the program “or else.” Once the federal government offers matching funds, it’s unlikely that a member of a State Legislature will refuse their State’s fair share of revenue collected from all the States. Understandably, many legislators believe that rejecting aid would be political suicide. This is a subtle form of coercion, but it’s effective nonetheless.
A more direct method of coercion is for the federal government to threaten to move in unless state governments take action that Washington deems appropriate. Not so long ago, for example, the Secretary of Labor gave the States a lecture on the wisdom of enacting “up-to-date” unemployment compensation laws. He made no effort to disguise the alternative: if the States failed to act, the federal government would.
A more direct way for the federal government to force compliance is to threaten to intervene unless state governments take actions that Washington considers necessary. Not long ago, for instance, the Secretary of Labor lectured the states on the importance of implementing “modern” unemployment compensation laws. He didn’t hide the alternative: if the states didn’t take action, the federal government would.
Here are some examples of the “stimulative” approach. Late in 1957 a “Joint Federal-State Action Committee” recommended that certain matching[27] funds programs be “returned” to the States on the scarcely disguised grounds that the States, in the view of the Committee, had learned to live up to their responsibilities. These are the areas in which the States were learning to behave: “vocational education” programs in agriculture, home economics, practical nursing, and the fisheries trade; local sewage projects; slum clearance and urban renewal; and enforcement of health and safety standards in connection with the atomic energy program.
Here are some examples of the “stimulative” approach. Late in 1957, a “Joint Federal-State Action Committee” recommended that certain matching[27] funds programs be “returned” to the States based on the idea that the States, according to the Committee, had figured out how to meet their responsibilities. These are the areas where the States were learning to act responsibly: “vocational education” programs in agriculture, home economics, practical nursing, and the fisheries trade; local sewage projects; slum clearance and urban renewal; and enforcement of health and safety standards related to the atomic energy program.
Now the point is not that Congress failed to act on these recommendations, or that the Administration gave them only half-hearted support; but rather that the federal government had no business entering these fields in the first place, and thus had no business taking upon itself the prerogative of judging the States’ performance. The Republican Party should have said this plainly and forthrightly and demanded the immediate withdrawal of the federal government.
Now the issue isn't that Congress didn't act on these recommendations, or that the Administration only offered weak support; rather, it's that the federal government shouldn't have been involved in these areas at all, and therefore had no right to evaluate the States' performance. The Republican Party should have stated this clearly and directly and demanded the federal government's immediate withdrawal.
We can best understand our error, I think, by examining the theory behind it. I have already alluded to the book, A Republican Looks at His Party, which is an elaborate rationalization of the “Modern Republican” approach to current problems. (It does the job just as well, I might add, for the Democrats’ approach.) Mr. Larson devotes a good deal of space to the question of States’ Rights. He contends that while there is “a general presumption” in favor of States’ Rights, thanks to the Tenth Amendment, this presumption[28] must give way whenever it appears to the federal authorities that the States are not responding satisfactorily to “the needs of the people.” This is a paraphrase of his position but not, I think, an unjust one. And if this approach appears to be a high-handed way of dealing with an explicit constitutional provision, Mr. Larson justifies the argument by summoning the concept that “for every right there is a corresponding duty.” “When we speak of States’ Rights,” he writes, “we should never forget to add that there go with those rights the corresponding States’ responsibilities.” Therefore, he concludes, if the States fail to do their duty, they have only themselves to blame when the federal government intervenes.
We can best understand our mistake, I believe, by looking at the theory behind it. I've already mentioned the book, A Republican Looks at His Party, which is a detailed justification of the “Modern Republican” stance on current issues. (It works just as well, I might add, for the Democrats’ perspective.) Mr. Larson spends a lot of time discussing States’ Rights. He argues that while there is “a general presumption” in favor of States’ Rights, due to the Tenth Amendment, this presumption[28] must give way when the federal authorities believe the States aren't adequately addressing “the needs of the people.” This is a summary of his view, but I don’t think it’s unfair. And if this perspective seems like a heavy-handed approach to an explicit constitutional right, Mr. Larson supports his argument by invoking the idea that “for every right there is a corresponding duty.” “When we talk about States’ Rights,” he writes, “we should never forget that with those rights come the corresponding States’ responsibilities.” Therefore, he concludes, if the States neglect their duties, they have only themselves to blame when the federal government steps in.
The trouble with this argument is that it treats the Constitution of the United States as a kind of handbook in political theory, to be heeded or ignored depending on how it fits the plans of contemporary federal officials. The Tenth Amendment is not “a general assumption,” but a prohibitory rule of law. The Tenth Amendment recognizes the States’ jurisdiction in certain areas. States’ Rights means that the States have a right to act or not to act, as they see fit, in the areas reserved to them. The States may have duties corresponding to these rights, but the duties are owed to the people of the States, not to the federal government. Therefore, the recourse lies not with the federal government, which is not sovereign, but with the people who are, and who have full power to take disciplinary action. If the people are unhappy with[29] say, their State’s disability insurance program, they can bring pressure to bear on their state officials and, if that fails, they can elect a new set of officials. And if, in the unhappy event they should wish to divest themselves of this responsibility, they can amend the Constitution. The Constitution, I repeat, draws a sharp and clear line between federal jurisdiction and state jurisdiction. The federal government’s failure to recognize that line has been a crushing blow to the principle of limited government.
The issue with this argument is that it treats the Constitution of the United States like a manual on political theory, followed or ignored based on how it aligns with the agendas of modern federal officials. The Tenth Amendment is not “a general assumption,” but a binding rule of law. The Tenth Amendment acknowledges the States’ jurisdiction in certain areas. States’ Rights means that States have the authority to act or not to act as they choose in the areas reserved for them. While States may have responsibilities that go along with these rights, those responsibilities are owed to the people of the States, not to the federal government. Consequently, the authority lies not with the federal government, which is not sovereign, but with the people who are sovereign and have full power to take corrective measures. If the people are dissatisfied with [29] their State’s disability insurance program, they can pressure their state officials, and if that doesn’t work, they can elect new officials. And if, in the unfortunate event they want to step away from this responsibility, they can amend the Constitution. The Constitution, I repeat, clearly defines the boundary between federal jurisdiction and state jurisdiction. The federal government’s failure to recognize that boundary has significantly undermined the principle of limited government.
But again, I caution against a defensive, or apologetic, appeal to the Constitution. There is a reason for its reservation of States’ Rights. Not only does it prevent the accumulation of power in a central government that is remote from the people and relatively immune from popular restraints; it also recognizes the principle that essentially local problems are best dealt with by the people most directly concerned. Who knows better than New Yorkers how much and what kind of publicly-financed slum clearance in New York City is needed and can be afforded? Who knows better than Nebraskans whether that State has an adequate nursing program? Who knows better than Arizonans the kind of school program that is needed to educate their children? The people of my own State—and I am confident that I speak for the majority of them—have long since seen through the spurious suggestion that federal aid comes “free.” They know that the money comes out of their own pockets, and that it is returned to them minus a[30] broker’s fee taken by the federal bureaucracy. They know, too, that the power to decide how that money shall be spent is withdrawn from them and exercised by some planning board deep in the caverns of one of the federal agencies. They understand this represents a great and perhaps irreparable loss—not only in their wealth, but in their priceless liberty.
But again, I warn against a defensive or apologetic appeal to the Constitution. There’s a reason for reserving States’ Rights. It not only prevents the concentration of power in a central government that’s distant from the people and relatively free from popular checks; it also acknowledges that local issues are best addressed by those most directly affected. Who knows better than New Yorkers how much and what type of publicly-funded slum clearance is necessary and financially feasible in New York City? Who knows better than Nebraskans if their state has an adequate nursing program? Who knows better than Arizonans what kind of school program is needed to educate their children? The people in my state—and I’m confident I speak for the majority of them—have long seen through the misleading idea that federal aid comes “free.” They understand that the money comes from their own pockets and is returned to them with a[30] broker’s fee deducted by the federal bureaucracy. They also realize that the power to decide how that money is spent is taken away from them and exercised by some planning board hidden deep in the bureaucracy of one of the federal agencies. They recognize this as a significant and possibly irreparable loss—not just of their wealth, but of their invaluable freedom.
Nothing could so far advance the cause of freedom as for state officials throughout the land to assert their rightful claims to lost state power; and for the federal government to withdraw promptly and totally from every jurisdiction which the Constitution reserved to the states.
Nothing could further the cause of freedom more than for state officials across the country to stand up for their rightful claims to lost state power; and for the federal government to quickly and completely pull out from every area that the Constitution assigned to the states.
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CHAPTER FOUR
And Civil Rights
An attempt has been made in recent years to disparage the principle of States’ Rights by equating it with defense of the South’s position on racial integration. I have already indicated that the reach of States’ Rights is much broader than that—that it affects Northerners as well as Southerners, and concerns many matters that have nothing to do with the race question. Still, it is quite true that the integration issue is affected by the States’ Rights principle, and that the South’s position on the issue is, today, the most conspicuous expression of the principle. So much so that the country is now in the grips of a spirited and sometimes ugly controversy over an imagined conflict between States’ Rights, on the one hand, and what are called “civil rights” on the other.
In recent years, there have been efforts to undermine the principle of States’ Rights by linking it to the South’s stance on racial integration. I have already pointed out that States’ Rights encompasses much more than that; it impacts both Northerners and Southerners and involves many issues unrelated to race. However, it is true that the integration debate is influenced by the principle of States’ Rights, and the South’s position on this matter is currently the most prominent example of that principle. This has led to a heated and sometimes ugly debate over a perceived conflict between States’ Rights and what are referred to as “civil rights.”
I say an imagined conflict because I deny that there can be a conflict between States’ Rights, properly defined—and civil rights, properly defined. If States’ “Rights” are so asserted as to encroach upon individual[32] rights that are protected by valid federal laws, then the exercise of state power is a nullity. Conversely, if individual “rights” are so asserted as to infringe upon valid state power, then the assertion of those “rights” is a nullity. The rights themselves do not clash. The conflict arises from a failure to define the two categories of rights correctly, and to assert them lawfully.
I refer to a supposed conflict because I believe there cannot be a conflict between States’ Rights, when they are defined correctly, and civil rights, when they are defined correctly. If States’ “Rights” are claimed in a way that violates individual rights protected by valid federal laws, then the exercise of state power is worthless. On the other hand, if individual “rights” are claimed in a way that infringes upon valid state power, then those claims of “rights” are also worthless. The rights themselves don’t actually conflict. The issue comes from a failure to properly define the two types of rights and to assert them lawfully.
States’ Rights are easy enough to define. The Tenth Amendment does it succinctly: “The powers not delegated to the United States by the Constitution nor prohibited by it to the States are reserved to the States respectively, or to the people.”
States' rights are pretty straightforward to define. The Tenth Amendment puts it simply: “The powers not given to the United States by the Constitution nor prohibited by it to the States are reserved to the States respectively, or to the people.”
Civil rights should be no harder. In fact, however—thanks to extravagant and shameless misuse by people who ought to know better—it is one of the most badly understood concepts in modern political usage. Civil rights is frequently used synonymously with “human rights”—or with “natural rights.” As often as not, it is simply a name for describing an activity that someone deems politically or socially desirable. A sociologist writes a paper proposing to abolish some inequity, or a politician makes a speech about it—and, behold, a new “civil right” is born! The Supreme Court has displayed the same creative powers.
Civil rights shouldn’t be that complicated. In reality, though—thanks to the excessive and shameless misuse by people who should know better—it’s one of the most misunderstood concepts in today’s political landscape. Civil rights is often used interchangeably with “human rights” or “natural rights.” Just as often, it’s simply a term used to describe an action that someone considers politically or socially desirable. A sociologist writes a paper calling for the elimination of some inequality, or a politician gives a speech about it—and suddenly, a new “civil right” emerges! The Supreme Court has shown similar creative abilities.
A civil right is a right that is asserted and is therefore protected by some valid law. It may be asserted by the common law, or by local or federal statutes, or[33] by the Constitution; but unless a right is incorporated in the law, it is not a civil right and is not enforceable by the instruments of the civil law. There may be some rights—“natural,” “human,” or otherwise—that should also be civil rights. But if we desire to give such rights the protection of the law, our recourse is to a legislature or to the amendment procedures of the Constitution. We must not look to politicians, or sociologists—or the courts—to correct the deficiency.
A civil right is a right that is recognized and is therefore protected by some valid law. It can be backed by common law, local or federal laws, or[33] the Constitution; but unless a right is included in the law, it isn't a civil right and can't be enforced by civil law. There may be some rights—“natural,” “human,” or otherwise—that should also be civil rights. But if we want to give such rights legal protection, we need to go through a legislature or the amendment process of the Constitution. We shouldn’t rely on politicians, sociologists, or the courts to fix the issue.
In the field of racial relations, there are some rights that are clearly protected by valid laws and are therefore “civil” rights. One of them is the right to vote. The Fifteenth Amendment provides that no one shall be denied the franchise on account of race, color or previous condition of servitude. Similarly with certain legal privileges enforced by the Fourteenth Amendment. The legislative history of that amendment makes it clear (I quote from the Civil Rights Act of 1866 which the Amendment was designed to legitimize) that people of all races shall be equally entitled “to make and enforce contracts, to sue, be parties, and give evidence, to inherit, to purchase, lease, sell, hold and convey real and personal property and to full and equal benefit of all laws and proceedings for the security of persons and property.” After the passage of that Act and the Amendment, all persons, Negroes included, had a “civil” right to these protections.
In the area of racial relations, there are certain rights that are clearly protected by valid laws and are therefore classified as “civil” rights. One of these rights is the right to vote. The Fifteenth Amendment states that no one can be denied the right to vote based on their race, color, or previous condition of servitude. The Fourteenth Amendment also provides certain legal privileges. The legislative history of that amendment makes it clear (I quote from the Civil Rights Act of 1866, which the Amendment was intended to legitimize) that people of all races are equally entitled “to make and enforce contracts, to sue, be parties, and give evidence, to inherit, to purchase, lease, sell, hold and convey real and personal property and to full and equal benefit of all laws and proceedings for the security of persons and property.” After the passage of that Act and the Amendment, all individuals, including Black people, had a “civil” right to these protections.
It is otherwise, let us note, with education. For the federal Constitution does not require the States to[34] maintain racially mixed schools. Despite the recent holding of the Supreme Court, I am firmly convinced—not only that integrated schools are not required—but that the Constitution does not permit any interference whatsoever by the federal government in the field of education. It may be just or wise or expedient for negro children to attend the same schools as white children, but they do not have a civil right to do so which is protected by the federal constitution, or which is enforceable by the federal government.
It’s different when it comes to education. The federal Constitution does not mandate that States keep racially integrated schools. Even with the recent decision from the Supreme Court, I strongly believe—not only that integrated schools are not required—but also that the Constitution does not allow any intervention from the federal government in education. It may be fair, wise, or practical for Black children to go to the same schools as white children, but they do not have a civil right to do so that is protected by the federal constitution or enforceable by the federal government.
The intentions of the founding fathers in this matter are beyond any doubt: no powers regarding education were given the federal government. Consequently, under the Tenth Amendment, jurisdiction over the entire field was reserved to the States. The remaining question is whether the Fourteenth Amendment—concretely, that amendment’s “equal protection” clause—modified the original prohibition against federal intervention.
The intentions of the founding fathers in this matter are beyond any doubt: no powers regarding education were given to the federal government. As a result, under the Tenth Amendment, control over the entire area was reserved for the States. The remaining question is whether the Fourteenth Amendment—specifically, that amendment’s “equal protection” clause—changed the original ban on federal intervention.
To my knowledge it has never been seriously argued—the argument certainly was not made by the Supreme Court—that the authors of the Fourteenth Amendment intended to alter the Constitutional scheme with regard to education. Indeed, in the famous school integration decision, Brown v. Board of Education (1954), the Supreme Court justices expressly acknowledged that they were not being guided by the intentions of the amendment’s authors. “In approaching this problem,” Chief Justice Warren said[35] “we cannot turn the clock back to 1868 when the amendment was adopted.... We must consider public education in the light of its full development and in its present place in American life throughout the nation.” In effect, the Court said that what matters is not the ideas of the men who wrote the Constitution, but the Court’s ideas. It was only by engrafting its own views onto the established law of the land that the Court was able to reach the decision it did.
To my knowledge, it has never been seriously argued—certainly not by the Supreme Court—that the authors of the Fourteenth Amendment intended to change the Constitutional framework regarding education. In fact, in the well-known school integration case, Brown v. Board of Education (1954), the Supreme Court justices clearly stated that they were not guided by the intentions of the amendment’s authors. “In approaching this problem,” Chief Justice Warren said[35] “we cannot turn the clock back to 1868 when the amendment was adopted.... We must consider public education in the light of its full development and in its present place in American life throughout the nation.” Essentially, the Court explained that what matters is not the ideas of the individuals who wrote the Constitution, but the Court’s ideas. It was only by adding its own views to the established law of the land that the Court was able to reach the decision it did.
The intentions of the Fourteenth Amendment’s authors are perfectly clear. Consider these facts. 1. During the entire congressional debate on the Fourteenth Amendment it was never once suggested by any proponent of the amendment that it would outlaw segregated schools. 2. At the same time that it approved the Fourteenth Amendment, Congress established schools in Washington in Georgetown “for the sole use of ... colored children.” 3. In all the debates on the amendment by the State Legislatures there was only one legislator, a man in Indiana, who thought the amendment would affect schools. 4. The great majority of the States that approved the amendment permitted or required segregated schools at the very time they approved the amendment. There is not room here for exhaustive treatment of this evidence, but the facts are well documented, and they are all we have to know about the Fourteenth Amendment’s bearing on this problem. The amendment was not intended to, and therefore it did not outlaw racially separate schools. It was not intended to, and therefore it did not, authorize[36] any federal intervention in the field of education.
The intentions of the authors of the Fourteenth Amendment are very clear. Consider these facts. 1. During the entire congressional debate on the Fourteenth Amendment, no supporter of the amendment ever suggested that it would ban segregated schools. 2. At the same time Congress approved the Fourteenth Amendment, it established schools in Georgetown, Washington, “for the sole use of ... colored children.” 3. In all the debates on the amendment held by State Legislatures, only one legislator, a man from Indiana, believed the amendment would impact schools. 4. The vast majority of states that approved the amendment allowed or required segregated schools at the same time they approved it. There isn't enough space here for a detailed discussion of this evidence, but the facts are well documented, and they tell us everything we need to know about the Fourteenth Amendment’s relevance to this issue. The amendment was not meant to, and therefore did not, outlaw racially separate schools. It was not meant to, and therefore it did not, authorize[36] any federal intervention in education.
I am therefore not impressed by the claim that the Supreme Court’s decision on school integration is the law of the land. The Constitution, and the laws “made in pursuance thereof,” are the “supreme law of the land”. The Constitution is what its authors intended it to be and said it was—not what the Supreme Court says it is. If we condone the practice of substituting our own intentions for those of the Constitution’s framers, we reject, in effect, the principle of Constitutional Government: we endorse a rule of men, not of laws.
I’m not impressed by the idea that the Supreme Court’s decision on school integration is the law of the land. The Constitution, and the laws “made in pursuance thereof,” are the “supreme law of the land”. The Constitution is what its creators intended it to be and said it was—not what the Supreme Court says it is. If we allow ourselves to replace the intentions of the Constitution’s framers with our own, we effectively reject the principle of Constitutional Government: we support a rule of men, not of laws.
I have great respect for the Supreme Court as an institution, but I cannot believe that I display that respect by submitting abjectly to abuses of power by the Court, and by condoning its unconstitutional trespass into the legislative sphere of government. The Congress and the States, equally with the Supreme Court, are obliged to interpret and comply with the Constitution according to their own lights. I therefore support all efforts by the States, excluding violence of course, to preserve their rightful powers over education.
I have a lot of respect for the Supreme Court as an institution, but I can’t see how I show that respect by passively accepting abuses of power from the Court and by allowing its unconstitutional interference in the legislative area of government. Congress and the states, just like the Supreme Court, have a duty to interpret and follow the Constitution based on their own understanding. Therefore, I support all non-violent efforts by the states to protect their rightful authority over education.
As for the Congress, I would hope that the national legislature would help clarify the problem by proposing to the States a Constitutional amendment that would reaffirm the States’ exclusive jurisdiction in the field of education. This amendment would, in my[37] judgment, assert what is already provided unmistakably by the Constitution; but it would put the matter beyond any further question.
As for Congress, I hope that the national legislature will clarify the issue by suggesting a Constitutional amendment to the States that would reinforce their exclusive authority in education. This amendment would, in my[37] opinion, confirm what is already clearly stated in the Constitution, but it would put the matter to rest once and for all.
It so happens that I am in agreement with the objectives of the Supreme Court as stated in the Brown decision. I believe that it is both wise and just for negro children to attend the same schools as whites, and that to deny them this opportunity carries with it strong implications of inferiority. I am not prepared, however, to impose that judgment of mine on the people of Mississippi or South Carolina, or to tell them what methods should be adopted and what pace should be kept in striving toward that goal. That is their business, not mine. I believe that the problem of race relations, like all social and cultural problems, is best handled by the people directly concerned. Social and cultural change, however desirable, should not be effected by the engines of national power. Let us, through persuasion and education, seek to improve institutions we deem defective. But let us, in doing so, respect the orderly processes of the law. Any other course enthrones tyrants and dooms freedom.
I happen to agree with the goals of the Supreme Court as stated in the Brown decision. I think it's both wise and fair for Black children to attend the same schools as white children, and to deny them this opportunity suggests a sense of inferiority. However, I'm not ready to impose my views on the people of Mississippi or South Carolina, nor dictate what methods they should use or how fast they should move toward that goal. That's their decision, not mine. I believe that the issue of race relations, like all social and cultural issues, is best handled by the people directly involved. Social and cultural change, no matter how desirable, shouldn't be forced through national power. Instead, let's strive to improve the institutions we see as flawed through persuasion and education. But while doing that, we should respect the orderly processes of the law. Any other approach empowers tyrants and endangers freedom.
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CHAPTER FIVE
Freedom for Farmers
“... supervision of agriculture and other concerns of a similar nature ... which are proper to be provided for by local legislation, can never be desirable cares of a general jurisdiction. It is therefore improbable that there should exist a disposition in the federal councils to usurp the powers with which they are connected; because the attempt to exercise those powers would be as troublesome as they were nugatory.” Alexander Hamilton in the Federalist Papers, No. 17.
“... oversight of agriculture and similar issues ... that are best managed by local laws, should never be burdens that a central government takes on. Therefore, it is unlikely that the federal councils would try to take over these responsibilities; because trying to manage them would be just as annoying as it would be pointless.” Alexander Hamilton in the Federalist Papers, No. 17.
Hamilton was wrong in his prediction as to what men would do, but quite right in foreseeing the consequences of their foolhardiness. Federal intervention in agriculture has, indeed, proved “troublesome.” Disregard of the Constitution in this field has brought about the inevitable loss of personal freedom; and it has created economic chaos. Unmanageable surpluses, an immense tax burden, high consumer prices, vexatious controls—I doubt if the folly[39] of ignoring the principle of limited government has ever been more convincingly demonstrated.
Hamilton was wrong about what people would do, but he was right in predicting the fallout from their recklessness. Federal involvement in agriculture has definitely been "problematic." Ignoring the Constitution in this area has led to a predictable loss of personal freedom and has caused economic turmoil. Unmanageable surpluses, a huge tax burden, high consumer prices, frustrating regulations—I doubt the foolishness of ignoring the principle of limited government has ever been more clearly shown.
We have blundered on so grand a scale that even our critical faculties seem to have been damaged in the process. No man who is familiar with the subject will deny that the policy of price supports and production controls has been a colossal failure. Yet, today, some of our best minds have no better solution to the problem than to raise the supports and increase the controls!
We have messed up on such a large scale that even our ability to think critically seems to have been affected. No one who knows the subject will argue that the policy of price supports and production controls has been a huge failure. Yet, today, some of our brightest minds have no better solution to the problem than to raise the supports and tighten the controls!
The teaching of the Constitution on this matter is perfectly clear. No power over agriculture was given to any branch of the national government. The sponsors of the first Agriculture Adjustment Act, passed in 1933, tried to justify the law under the so-called general welfare clause of the Constitution. The Supreme Court promptly struck down that legislation on the grounds that the phrase, “general welfare,” was simply a qualification of the taxing power and did not give Congress the power to control anything. “The regulation (of agricultural production),” the Court said in United States v. Butler (1936) “is not in fact voluntary. The farmer, of course, may refuse to comply [a privilege not given him under present legislation], but the price of such refusal is loss of benefits ... the power to confer or withhold unlimited benefits is the power to coerce or destroy....”
The Constitution is very clear on this issue. No branch of the national government was given authority over agriculture. The authors of the first Agriculture Adjustment Act, enacted in 1933, attempted to justify the law under the so-called general welfare clause of the Constitution. The Supreme Court quickly invalidated that legislation, stating that the term “general welfare” was merely a condition of the taxing power and did not grant Congress the authority to control anything. “The regulation (of agricultural production),” the Court noted in United States v. Butler (1936), “is not truly voluntary. The farmer may choose not to comply [which is not a privilege he has under current laws], but the cost of such refusal is the loss of benefits... the power to give or withhold unlimited benefits is the power to coerce or destroy....”
The New Deal Congress replied by enacting substantially[40] identical legislation, the second AAA, and now sought to justify the program as a “regulation of interstate commerce.” This was a transparent evasion of the Butler case; but the Supreme Court, which by this time was under heavy political fire for having thwarted the “Roosevelt Revolution,” made one of its celebrated about-faces and upheld the new act. The federal government has usurped many powers under the guise of “regulating commerce,” but this instance of distorting the plain meaning of the Constitution’s language is perhaps the most flagrant on record.
The New Deal Congress responded by passing nearly[40] the same legislation, the second AAA, and now aimed to defend the program as a “regulation of interstate commerce.” This was a clear avoidance of the Butler case; however, the Supreme Court, which by that time was facing intense political criticism for having blocked the “Roosevelt Revolution,” made one of its famous reversals and endorsed the new act. The federal government has taken on many powers under the pretext of “regulating commerce,” but this instance of twisting the clear meaning of the Constitution’s language is possibly the most blatant on record.
In the case that upheld the second AAA, Wickard v. Filburn, (1942), a farmer had been fined for planting 23 acres of wheat, instead of the eleven acres the government had allotted him—notwithstanding that the “excess” wheat had been consumed on his own farm. Now how in the world, the farmer wanted to know, can it be said that the wheat I feed my own stock is in interstate commerce? That’s easy, the Court said. If you had not used your own wheat for feed, you might have bought feed from someone else, and that purchase might have affected the price of wheat that was transported in interstate commerce! By this bizarre reasoning the Court made the commerce clause as wide as the world and nullified the Constitution’s clear reservation to the States of jurisdiction over agriculture.
In the case that upheld the second AAA, Wickard v. Filburn, (1942), a farmer was fined for planting 23 acres of wheat instead of the 11 acres the government had allowed him—despite the fact that the “extra” wheat had been consumed on his own farm. Now how can it possibly be considered that the wheat I feed my own livestock is part of interstate commerce? That’s simple, the Court replied. If you had not used your own wheat for feed, you would have had to buy feed from someone else, and that purchase could have influenced the price of wheat that was transported in interstate commerce! Through this odd reasoning, the Court expanded the commerce clause to cover everything and undermined the Constitution’s clear assignment of jurisdiction over agriculture to the States.
The tragedy, of course, is that the federal government’s unconstitutional intrusion into Agriculture has[41] not brought us any closer to a solution of the “farm problem.” The problem, when federal intervention began, was declining farm incomes. Today, many farm incomes are still low. But now we have additional problems—production controls that restrict freedom, high consumer prices, huge crop surpluses and a gigantic tax bill that is running close to six billion dollars a year. No matter what variant of the price support-production control approach we adopt, the solution to these problems continues to elude us.
The tragedy, of course, is that the federal government’s unconstitutional interference in Agriculture has[41] not brought us any closer to solving the “farm problem.” The issue, when federal intervention started, was falling farm incomes. Today, many farm incomes are still low. But now we have additional issues—production controls that limit freedom, high consumer prices, huge crop surpluses, and a massive tax bill that is nearing six billion dollars a year. No matter what version of the price support-production control approach we choose, the solution to these problems continues to escape us.
The reason government intervention has created more problems than it has solved is quite simple. Farm production, like any other production is best controlled by the natural operation of the free market. If the nation’s farmers are permitted to sell their produce freely, at price consumers are willing to pay, they will, under the law of supply and demand, end up producing roughly what can be consumed in national and world markets. And if farmers, in general, find they are not getting high enough prices for their produce, some of them will move into other kinds of economic activity. The result will be reduced agricultural production and higher incomes for those who remain on the farms. If, however, the government interferes with this natural economic process, and pegs prices higher than the consumer is willing to pay, the result will be, in Hamilton’s phrase, “troublesome.” The nation will pay exorbitant prices for work that is not needed and for produce that cannot be consumed.
The reason government involvement has created more issues than it has solved is pretty straightforward. Farm production, like any other type of production, is best managed by the natural workings of the free market. If the nation's farmers are allowed to sell their products freely at prices consumers are willing to pay, they will, according to the law of supply and demand, end up producing about what can be consumed in national and global markets. If farmers, in general, find they're not getting high enough prices for their products, some will transition into other kinds of economic activities. The outcome will be reduced agricultural production and higher incomes for those who stay on the farms. However, if the government interferes with this natural economic process and sets prices higher than what consumers are ready to pay, the outcome will be, in Hamilton’s words, “troublesome.” The nation will face inflated prices for labor that isn’t needed and for products that can’t be consumed.
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In recent years, the government has sought to alleviate the problem of over-production by the soil bank and acreage retirement programs. Actually, these programs are simply a modern version of the hog-killing and potato-burning schemes promoted by Henry Wallace during the New Deal. And they have been no more successful in reducing surpluses than their predecessors. But there is also a positive evil in these programs: in effect, they reward people for not producing. For a nation that is expressing great concern over its “economic growth,” I cannot conceive of a more absurd and self-defeating policy than one which subsidizes non-production.
In recent years, the government has tried to tackle the issue of overproduction with soil bank and acreage retirement programs. In fact, these programs are just a modern take on the hog-killing and potato-burning strategies pushed by Henry Wallace during the New Deal. And they've been no more effective in reducing surpluses than their earlier versions. However, there’s also a significant downside to these programs: they effectively reward people for not producing. For a nation that's really worried about its "economic growth," I can't imagine a more ridiculous and counterproductive policy than one that subsidizes non-production.
The problem of surpluses will not be solved until we recognize that technological progress and other factors have made it possible for the needs of America, and those of accessible world markets, to be satisfied by a far fewer number of farmers than now till the soil. I cannot believe that any serious student of the farm problems fails to appreciate this fact. What has been lacking is not an understanding of a problem that is really quite impossible not to understand, but the political courage to do something about it.
The issue of surpluses won't be resolved until we accept that technological advancements and other factors have allowed the needs of America and accessible global markets to be met by far fewer farmers than currently work the land. I can’t believe that any serious student of farming issues doesn’t see this reality. What’s missing is not an understanding of a problem that’s really hard to miss, but the political will to take action on it.
Doing something about it means—and there can be no equivocation here—prompt and final termination of the farm subsidy program. The only way to persuade farmers to enter other fields of endeavor is to stop paying inefficient farmers for produce that cannot be sold at free market prices. Is this a cruel solution? Is[43] it heartless to permit the natural laws of economics to determine how many farmers there shall be in the same way that those laws determine how many bankers, or druggists, or watchmakers there shall be? It was never considered so before the subsidy program began. Let us remember that the movement from the farm to other fields of endeavor has been proceeding in this country since its beginning—and with good effects, not ill.
Doing something about it means—and there can be no doubt about this—prompt and final end of the farm subsidy program. The only way to encourage farmers to pursue other careers is to stop paying inefficient farmers for products that can't be sold at market prices. Is this a harsh solution? Is[43] it unfeeling to allow the natural laws of economics to decide how many farmers there should be, just as those laws determine how many bankers, pharmacists, or watchmakers exist? This was never seen as an issue before the subsidy program started. Let's remember that the shift from the farm to other careers has been happening in this country since the beginning—and it has brought positive results, not negative.
I cannot believe that this course will lose politicians as many votes as some of them seem to fear. Most farmers want to stand on their own feet. They are prepared to take their chances in the free market. They have a more intimate knowledge than most of us of the consequences of unlimited government power, and so, it would seem, a greater interest than most in returning agriculture to freedom and economic sanity.
I can't believe that this course will cause politicians to lose as many votes as some of them seem to worry. Most farmers want to be self-sufficient. They are ready to take their chances in the free market. They understand better than most of us the impact of unchecked government power, and as a result, they have a bigger interest than most in restoring freedom and economic sense to agriculture.
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CHAPTER SIX
Workers' Rights
If I had to select the vote I regard as the most important of my Senate career it would be the one I cast on the Kennedy-Ervin “Labor Reform” Bill of 1959. The Senate passed the measure 90-1; the dissenting vote was mine. The measure had been advertised as a cure-all for the evils uncovered by the McClellan Committee investigation. I opposed it because I felt certain that legislation which pretended to respond to the popular demand for safeguards against union power, but actually did not do so, would preclude the possibility of meaningful legislation for some time to come.
If I had to pick the most important vote of my Senate career, it would be the one I cast on the Kennedy-Ervin “Labor Reform” Bill of 1959. The Senate passed the bill 90-1; I was the one who voted against it. The bill was promoted as a solution to the problems revealed by the McClellan Committee investigation. I opposed it because I was certain that legislation pretending to address the public's demand for protections against union power, but that didn’t genuinely do so, would block any chance of meaningful legislation for a long time.
That opinion was vindicated later on. The House of Representatives rejected Kennedy-Ervin, and substituted in its place a much better measure, the Landrum-Griffin bill. The ensuing conference between representatives of the two houses made only minor changes in the House version; I would guess that 90% of the original Landrum-Griffin bill survived in the conferees’ report. The Senate adopted the report with only[45] two dissenting votes—proof to me that my initial protest had been wise.
That opinion was proven right later on. The House of Representatives rejected Kennedy-Ervin and replaced it with a much better measure, the Landrum-Griffin bill. The subsequent conference between representatives of both houses made only minor changes to the House version; I would estimate that 90% of the original Landrum-Griffin bill remained in the conferees’ report. The Senate approved the report with only[45] two dissenting votes—this shows me that my initial protest was justified.
But the protest still holds: though the Landrum-Griffin Bill was an improvement over the Kennedy measure, Congress has still to come to grips with the real evil in the Labor field. Graft and corruption are symptoms of the illness that besets the labor movement, not the cause of it. The cause is the enormous economic and political power now concentrated in the hands of union leaders.
But the protest still stands: even though the Landrum-Griffin Bill was better than the Kennedy measure, Congress still needs to deal with the real issues in the labor sector. Graft and corruption are signs of the problems affecting the labor movement, not the root cause. The root cause is the enormous economic and political power now concentrated in the hands of union leaders.
Such power hurts the nation’s economy by forcing on employers contract terms that encourage inefficiency, lower production and high prices—all of which result in a lower standard of living for the American people.
Such power harms the nation's economy by imposing contract terms on employers that promote inefficiency, reduce production, and raise prices—all of which lead to a lower standard of living for the American people.
It corrupts the nation’s political life by exerting undue influence on the selection of public officials.
It corrupts the country's political scene by having an excessive impact on choosing public officials.
It gravely compromises the freedom of millions of individual workers who are able to register a dissent against the practice of union leaders only at the risk of losing their jobs.
It seriously undermines the freedom of millions of individual workers, who can only voice their disagreement with union leaders' practices at the risk of losing their jobs.
All of us have heard the charge that to thus criticize the power of Big Labor is to be anti-labor and anti-union. This is an argument that serves the interest of union leaders, but it does not usually fit the facts, and it certainly does not do justice to my views. I believe that unionism, kept within its proper and natural[46] bounds, accomplishes a positive good for the country. Unions can be an instrument for achieving economic justice for the working man. Moreover, they are an alternative to, and thus discourage State Socialism. Most important of all, they are an expression of freedom. Trade unions properly conceived, are an expression of man’s inalienable right to associate with other men for the achievement of legitimate objectives.
We've all heard the claim that criticizing the power of Big Labor means you're against labor and unions. This argument favors union leaders, but it doesn’t usually reflect the facts, and it definitely doesn’t capture my perspective. I believe that unionism, when kept within its appropriate and natural limits, provides real benefits for the country. Unions can be a tool for achieving economic justice for the working class. Furthermore, they serve as an alternative to and thus discourage State Socialism. Most importantly, they represent freedom. Properly defined trade unions are an expression of man's inalienable right to associate with others to achieve legitimate goals.
The natural function of a trade union and the one for which it was historically conceived is to represent those employees who want collective representation in bargaining with their employers over terms of employment. But note that this function is perverted the moment a union claims the right to represent employees who do not want representation, or conducts activities that have nothing to do with terms of employment (e.g. political activities), or tries to deal with an industry as a whole instead of with individual employers.
The main purpose of a trade union, and the reason it was originally established, is to represent employees who want to negotiate collectively with their employers about their working conditions. However, this purpose becomes distorted when a union asserts the right to represent employees who do not want representation, or engages in activities unrelated to employment terms (such as political activities), or attempts to negotiate with an entire industry instead of individual employers.
As America turned increasingly, in the latter half of the nineteenth century, from an agricultural nation into an industrial one, and as the size of business enterprises expanded, individual wage earners found themselves at a distinct disadvantage in dealing with their employers over terms of employment. The economic power of the large enterprises, as compared with that of the individual employee, was such that wages and conditions of employment were pretty much what the employer decided they would be. Under these conditions,[47] as a means of increasing their economic power, many employees chose to band together and create a common agent for negotiating with their employers.
As America shifted from an agricultural society to an industrial one in the late nineteenth century, and as businesses grew larger, individual workers found themselves at a significant disadvantage when negotiating with their employers about job terms. The economic strength of big companies compared to that of individual employees meant that wages and working conditions were largely determined by the employer. In response to this, many workers decided to join together to form a collective group to negotiate with their employers, hoping to enhance their bargaining power. [47]
As time went on, we found that the working man’s right to bargain through a collective agent needed legal protection; accordingly Congress enacted laws—notably certain provisions of the Clayton Act, the Norris LaGuardia Act and the Wagner Act—to make sure that employees would be able to bargain collectively.
As time went on, we realized that the working man's right to negotiate through a collective agent needed legal protection; so Congress passed laws—especially certain parts of the Clayton Act, the Norris-LaGuardia Act, and the Wagner Act—to ensure that employees could bargain collectively.
This is not the place to examine those laws in detail. It is clear, however, that they have over-accomplished their purpose. Thanks to some unwise provisions and to the absence of others that should have been included, the delicate balance of power we sought to achieve between labor and management has shifted, in avalanche proportions, to labor’s advantage. Or, more correctly to the advantage of union leaders. This mammoth concentration of power in the hands of a few men is, I repeat, a grave threat to the nation’s economic stability, and to the nation’s political processes. More important, it has taken from the individual wage earner a large portion of his freedom.
This isn’t the right spot to go into those laws in detail. However, it’s clear they have over-achieved their goal. Due to some poor decisions and the lack of certain provisions that should have been included, the delicate balance of power we aimed for between workers and management has dramatically shifted to favor labor. Or, more accurately, to benefit union leaders. This huge concentration of power in the hands of a few individuals poses a serious threat to the nation’s economic stability and political processes. More importantly, it has taken away a significant amount of freedom from individual workers.
The time has come, not to abolish unions or deprive them of deserved gains; but to redress the balance—to restore unions to their proper role in a free society.
The time has come, not to eliminate unions or take away their hard-earned benefits; but to find balance—to bring unions back to their rightful place in a free society.
We have seen that unions perform their natural function when three conditions are observed: association[48] with the union is voluntary; the union confines its activities to collective bargaining; the bargaining is conducted with the employer of the workers concerned. Let us briefly treat with each of these conditions, noting the extent to which they are violated today, and the remedial action we are called upon to take.
We’ve observed that unions play their natural role when three conditions are met: joining the union is voluntary; the union limits its activities to collective bargaining; and the bargaining takes place with the employer of the workers involved. Let’s briefly discuss each of these conditions, highlighting how much they are being ignored today and the actions we need to take to fix this.
Freedom of Association. Here the argument is so plain that I wonder why elaboration is necessary. What could be more fundamental than the freedom to associate with other men, or not to associate, as each man’s conscience and reason dictates? Yet compulsory unionism is the rule rather than the exception today in the ranks of organized labor. Millions of laboring men are required to join the union that is the recognized bargaining agent at the place they work. Union shop agreements deny to these laboring men the right to decide for themselves what union they will join, or indeed, whether they will join at all. The exercise of freedom for many of these citizens, means the loss of their jobs.
Freedom of Association. The argument here is so clear that I don’t see why we need to explain it further. What could be more essential than the freedom to associate with others or to not associate, based on each person’s conscience and reasoning? Yet, mandatory union membership is more common than not among organized labor today. Millions of workers are required to join the union that is the official bargaining representative at their workplace. Union shop agreements take away these workers' right to choose which union they want to join, or even if they want to join a union at all. For many of these individuals, exercising their freedom can mean losing their jobs.
Here is the kind of thing that can happen as the result of compulsory unionism. X, a family man in Pennsylvania had been a union member in good standing for over twenty years. When the United Electrical Workers became the recognized bargaining agent at his plant, he refused to join on the grounds the UEW was Communist dominated—a judgment that had been made by the CIO itself when it expelled the UEW in[49] 1950. The result, since his employer had a union shop agreement with the UEW, was that X lost his job.
Here is the kind of situation that can arise from mandatory union membership. X, a family man in Pennsylvania, had been a union member in good standing for over twenty years. When the United Electrical Workers became the recognized bargaining representative at his plant, he chose not to join because he believed the UEW was controlled by Communists—a decision that was supported by the CIO itself when it expelled the UEW in[49] 1950. Consequently, since his employer had a union shop agreement with the UEW, X lost his job.
The remedy here is to give freedom of association legal protection. And that is why I strongly favor enactment of State right-to-work laws which forbid contracts that make union membership a condition of employment. These laws are aimed at removing a great blight on the contemporary American scene, and I am at a loss to understand why so many people who so often profess concern for “civil rights” and “civil liberties” are vehemently opposed to them. Freedom of association is one of the natural rights of man. Clearly, therefore, it should also be a “civil” right. Right-to-work laws derive from the natural law: they are simply an attempt to give freedom of association the added protection of civil law.
The solution here is to provide legal protection for freedom of association. That's why I strongly support the creation of state right-to-work laws that prohibit contracts making union membership a condition of employment. These laws aim to eliminate a significant issue in modern America, and I don't understand why so many people who often claim to care about “civil rights” and “civil liberties” strongly oppose them. Freedom of association is a fundamental human right. Therefore, it should also be considered a “civil” right. Right-to-work laws are based on natural law; they are simply an effort to give freedom of association an additional layer of protection through civil law.
I am well aware of the “free loader” argument, so often advanced by union leaders in defense of compulsory unionism. The contention is that a man ought not to enjoy the benefits of an organization’s activities unless he contributes his fair share of their cost. I am unaware, however, of any other organization or institution that seeks to enforce this theory by compulsion. The Red Cross benefits all of us, directly or indirectly, but no one suggests that Red Cross donations be compulsory. It is one thing to say that a man should contribute to an association that is purportedly acting in his interest; it is quite another thing to say that he[50] must do so. I believe that a man ought to join a union if it is a good union that is serving the interests of its members. I believe, moreover, that most men will give support to a union provided it is deserving of that support. There will always be some men, of course, who will try to sponge off others; but let us not express our contempt for some men by denying freedom of choice to all men.
I understand the "free loader" argument that union leaders often use to justify mandatory union membership. The idea is that a person shouldn’t benefit from what an organization does unless they pay their fair share of the costs. However, I’m not aware of any other organization or institution that enforces this theory through compulsion. The Red Cross helps us all, directly or indirectly, but no one suggests that donating to the Red Cross should be mandatory. It’s one thing to say that a person should donate to a group that claims to be looking out for their interests; it’s quite another to say that he[50] must do so. I believe that a person should join a union if it’s a good one that genuinely supports its members. I also believe that most people will support a union if it deserves that support. Of course, there will always be some individuals who try to take advantage of others; but let’s not show our disdain for some individuals by taking away the freedom of choice from all individuals.
The union leaders’ further argument that right to work legislation is a “union-busting” device is simply not borne out by the facts. A recent survey disclosed that in all of the nineteen States which have enacted right-to-work laws union membership increased after the right-to-work laws were passed. It is also well to remember that the union movement throughout the world has prospered when it has been put on a voluntary basis. Contrary to popular belief compulsory unionism is not typical of the labor movement in the free world. It prevails in the United States and England, but in the other countries of Western Europe and in Australia, union membership is generally on a voluntary basis. Indeed the greatest percentage of unionized workers are found in countries that prohibit compulsion by law. The unions in those countries operate on the principle that a union is stronger and better if its members give their adherence of their own free will.
The union leaders' additional claim that right-to-work laws are a “union-busting” tactic just doesn't hold up against the facts. A recent survey revealed that in all nineteen states that have passed right-to-work laws, union membership actually increased after those laws were enacted. It’s also important to remember that the union movement worldwide has thrived when it's based on voluntary participation. Contrary to popular belief, mandatory union membership is not the norm in the labor movement of the free world. While it exists in the United States and England, in other Western European countries and Australia, union membership is generally voluntary. In fact, the highest percentage of unionized workers is found in countries where compulsion is prohibited by law. The unions in those countries operate on the idea that a union is stronger and better when its members choose to join willingly.
Here, it seems to me, is the sensible way to combat graft and corruption in the labor movement. As long[51] as union leaders can force workers to join their organization, they have no incentive to act responsibly. But if workers could choose to belong or not to belong depending on how the union performed, the pressure to stamp out malpractice would become irresistible. If unions had to earn the adherence of their members the result would be—not only more freedom for the working man—but much less dishonesty and high handedness in the management of the union affairs.
Here, it seems to me, is the sensible way to fight against graft and corruption in the labor movement. As long as union leaders can force workers to join their organization, they have no incentive to act responsibly. But if workers could choose whether to join or not based on how the union performed, the pressure to eliminate misconduct would become overwhelming. If unions had to earn the loyalty of their members, the outcome would be—not only more freedom for the working person—but also significantly less dishonesty and arrogance in the management of union affairs.
Political Freedom. One way we exercise political freedom is to vote for the candidate of our choice. Another way is to use our money to try to persuade other voters to make a similar choice—that is, to contribute to our candidate’s campaign. If either of these freedoms is violated, the consequences are very grave not only for the individual voter and contributor, but for the society whose free political processes depend on a wide distribution of political power.
Political Freedom. One way we exercise political freedom is by voting for the candidate we prefer. Another way is by using our money to persuade other voters to make a similar choice—that is, by contributing to our candidate’s campaign. If either of these freedoms is violated, the consequences are very serious not only for the individual voter and contributor but also for the society whose free political processes rely on a broad distribution of political power.
It is in the second of these areas, that of political contributions, that labor unions seriously compromise American freedom. They do this by spending the money of union members without prior consultation for purposes the individual members may or may not approve of, purposes that are decided upon by a relatively small number of union leaders. Probably the greatest spender in the labor movement is the powerful AFL/CIO Committee on Political Education (COPE) which is supported in its “educational” work entirely by union general funds.
It is in the second area, that of political contributions, that labor unions significantly compromise American freedom. They do this by using union members' money without prior consultation for purposes that individual members may or may not agree with, decided by a relatively small group of union leaders. Probably the biggest spender in the labor movement is the influential AFL/CIO Committee on Political Education (COPE), which is funded entirely by union general funds for its "educational" work.
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It is impossible to say just how much unions spend on political campaigns; certainly one can’t tell from the amounts officially reported, which invariably present a grossly distorted picture. In 1956, for example, Labor officially acknowledged expenditures of $941,271. According to that official report, $79,939 of the total was spent in the State of Michigan. However, a Senate investigating committee obtained evidence that in that year each of Michigan’s 700,000 union members had been assessed $1.20 as a contribution to a “citizenship fund,” and that this money was made available for political activities. This suggests that labor spent, from that one source alone, almost a million dollars in Michigan instead of $79,000. By projecting the difference on a nation-wide scale we get a more realistic idea of the size of Labor’s political contributions.
It’s hard to say exactly how much unions spend on political campaigns; you definitely can’t rely on the officially reported amounts, which always paint a misleading picture. For instance, in 1956, labor reported spending $941,271. According to that report, $79,939 of the total was spent in Michigan. However, a Senate investigation found evidence that that year, each of Michigan’s 700,000 union members had been charged $1.20 as a contribution to a “citizenship fund,” and that money was used for political activities. This implies that labor spent nearly a million dollars in Michigan from that one source rather than just $79,000. If we scale that difference up nationally, we get a better sense of the total size of labor’s political contributions.
Union political activity is not confined, of course, to direct financial contributions. In fact, this is one of its smallest endeavors. Unions provide manpower for election day chores—for making phone calls, driving cars, manning the polls and so on. Often the union members who perform these chores are reimbursed for their time-off out of union funds. Unions also sponsor radio and television programs and distribute a huge volume of printed material designed to support the candidate of the union’s choice. In short, they perform all the functions of a regular party organization.
Union political activity isn't just about giving money. In fact, that's one of the smallest parts of it. Unions provide workers for tasks on election day—making calls, driving cars, working at the polls, and more. Often, the union members who help out are paid for their time off using union funds. Unions also sponsor radio and TV programs and distribute a large amount of printed materials aimed at supporting their chosen candidate. In short, they do all the things a regular party organization does.
Now the evil here is twofold. For one thing, the union’s decision whether to support candidate X or[53] candidate Y—whether to help the Republican Party or the Democratic Party—is not reached by a poll of the union membership. It is made by a handful of top union officers. These few men are thus able to wield tremendous political power in virtue of their ability to spend other people’s money. No one else in America is so privileged.
Now the problem here is twofold. First, the union’s decision on whether to support candidate X or candidate Y—whether to back the Republican Party or the Democratic Party—is not made through a poll of the union members. It’s decided by a small group of top union leaders. These few individuals can therefore exercise significant political power thanks to their ability to spend other people’s money. No one else in America has that privilege.
The other evil is more serious. Individual union members are denied the right to decide for themselves how to spend their money. Certainly a moral issue is at stake here. Is it morally permissible to take the money of a Republican union member, for example, and spend it on behalf of a Democrat? The travesty is deeper, of course, when the money takes the form of compulsory union dues. Under union shop conditions, the only way an individual can avoid contributing to the political campaign of a candidate whom he may not approve is to give up his job.
The other problem is more serious. Individual union members are not allowed to decide for themselves how to spend their money. There's definitely a moral issue involved here. Is it morally right to take the money of a Republican union member, for example, and use it to support a Democrat? The injustice is even greater when the money comes from mandatory union dues. In a union shop environment, the only way a person can avoid contributing to a political campaign for a candidate they might not support is to quit their job.
The passage of right-to-work laws will help the situation. But putting unionism on a voluntary basis is only part of the answer. For even though a man can leave or refuse to join a union that spends money for purposes that he does not approve, there may be other factors that would dissuade him from doing so. In many communities strong economic and social pressures are exerted on behalf of joining a union—quite aside from the threat of loss of employment. As a result, a man may decide to join a union notwithstanding his disapproval of its political activities. And the[54] question remains: Should that man’s union dues be used for political purposes? The answer is clearly, no. Unions exist, presumably to confer economic advantages on their members, not to perform political services for them. Unions should therefore be forbidden to engage in any kind of political activity. I believe that the Federal Corrupt Practices Act does forbid such activity. That legislation has been circumvented by the “education” approach and other devices; and Congress and the courts, in effect, have looked the other way. The only remedy, it appears, is new legislation.
The introduction of right-to-work laws will improve the situation. However, making union membership voluntary is just part of the solution. Even if someone can opt out of a union that uses funds for purposes they don’t support, there may be other influences that discourage them from doing so. In many communities, there are significant economic and social pressures to join a union—beyond just the fear of losing one’s job. As a result, a person might choose to join a union despite disagreeing with its political actions. And the[54] question remains: Should that person's union dues be spent on political activities? The clear answer is no. Unions exist, presumably to provide economic benefits to their members, not to engage in political activities on their behalf. Therefore, unions should be prohibited from participating in any political activity. I believe the Federal Corrupt Practices Act does prohibit such activities. That law has been bypassed by the “education” tactic and other methods; and Congress and the courts have essentially turned a blind eye. It seems the only solution is new legislation.
In order to achieve the widest possible distribution of political power, financial contributions to political campaigns should be made by individuals and individuals alone. I see no reason for labor unions—or corporations—to participate in politics. Both were created for economic purposes and their activities should be restricted accordingly.
To achieve the broadest distribution of political power, contributions to political campaigns should come from individuals and only individuals. I don't see any reason for labor unions—or corporations—to get involved in politics. Both were established for economic reasons, and their activities should be limited accordingly.
Economic Freedom. Americans have been much disturbed in recent years by the apparent power of Big Labor to impose its will on the nation’s economic life whenever the impulse strikes. The recent steel controversy, and the terms of its settlement, are the latest illustration of Labor’s ability to get its way notwithstanding the cost to the rest of society. When the strike began, neutral observers—including government economists normally friendly to the unions—agreed that the Steel Workers’ wage demands were exorbitant and would inevitably cause further inflation; and that the[55] steel companies were quite right in insisting that certain “work rules” promoted inefficiency and retarded production. Nevertheless, the steel companies were forced to accept a settlement that postponed indefinitely revision of work rules and granted a large portion of the union’s wage demands.
Economic Freedom. Americans have been quite worried in recent years about the clear power of Big Labor to impose its wishes on the country’s economic landscape whenever they choose. The recent steel dispute and the terms of its resolution are the latest example of Labor’s ability to get what it wants despite the impact on the rest of society. When the strike started, neutral observers—including government economists who usually support the unions—agreed that the Steel Workers’ wage demands were excessive and would inevitably lead to further inflation; they also noted that the steel companies were correct in arguing that certain “work rules” created inefficiency and slowed production. Still, the steel companies were forced to accept a settlement that delayed any changes to work rules indefinitely and granted a significant part of the union’s wage demands.
The reason the union won is quite simple: it posed to the country the choice of tolerating stoppages in steel production that would imperil national security, or of consenting to an abandonment of the collective bargaining process. Since neither the steel companies nor the country at large wanted to resort to compulsory arbitration, the alternative was to give the unions what they asked. In this situation, the only power superior to union power was government power, and the government chose to yield.
The reason the union won is pretty straightforward: it presented the country with the choice of either allowing interruptions in steel production that could threaten national security or agreeing to give up the collective bargaining process. Since neither the steel companies nor the country wanted to go for compulsory arbitration, the only option was to give the unions what they wanted. In this scenario, the only power greater than union power was government power, and the government decided to back down.
One way to check the unions’ power is for the government to dictate through compulsory arbitration, the terms of employment throughout an entire industry. I am opposed to this course because it simply transfers economic power from the unions to the government, and encourages State Socialism. The other way is to disperse union power and thus extend freedom in labor-management relations.
One way to check the unions' power is for the government to set the terms of employment for an entire industry through mandatory arbitration. I'm against this approach because it just shifts economic power from the unions to the government and promotes State Socialism. The alternative is to break up union power and thereby increase freedom in labor-management relations.
Eighty years ago the nation was faced with a comparable concentration of economic power. Large corporations, by gaining monopoly control over entire industries, had nullified the laws of competition that are[56] conducive to freedom. We responded to that challenge by outlawing monopolies through the Sherman Act and other anti-trust legislation. These laws, however, have never been applied to labor unions. And I am at a loss to understand why. If it is wrong for a single corporation to dictate prices throughout an entire industry, it is also wrong for a single union—or, as is the actual case, a small number of union leaders—to dictate wages and terms of employment throughout an entire industry.
Eighty years ago, the nation faced a similar concentration of economic power. Big corporations, by taking monopoly control over whole industries, had undermined the competitive laws that are[56] essential for freedom. We responded to that challenge by making monopolies illegal through the Sherman Act and other antitrust laws. However, these laws have never been enforced against labor unions. I find it hard to understand why. If it's wrong for one corporation to set prices for an entire industry, it's also wrong for a single union—or, as is actually the case, a small number of union leaders—to set wages and working conditions for an entire industry.
The evil to be eliminated is the power of unions to enforce industry-wide bargaining. Employees have a right, as we have seen, to select a common agent for bargaining with their employer but they do not have a right to select a national agent to bargain with all employers in the industry. If a union has the power to enforce uniform conditions of employment throughout the nation its power is comparable to that of a Socialist government.
The problem that needs to be addressed is the unions' ability to enforce industry-wide bargaining. Employees have the right, as we've seen, to choose a representative for negotiating with their employer, but they don't have the right to pick a national representative to negotiate with all employers in the industry. If a union can enforce consistent employment conditions nationwide, its power is similar to that of a Socialist government.
Employers are forbidden to act collusively for sound reasons. The same reasons apply to unions. Industry-wide price-fixing causes economic dislocations. So does industry-wide wage-fixing. A wage that is appropriate in one part of the country may not be in another area where economic conditions are very different. Corporate monopolies impair the operation of the free market, and thus injure the consuming public. So do union monopolies. When the United Automobile Workers demand a wage increase from the auto industry,[57] a single monolith is pitted against a number of separate, competing companies. The contest is an unequal one, for the union is able to play off one company against another. The result is that individual companies are unable to resist excessive wage demands and must, in turn, raise their prices. The consumer ultimately suffers for he pays prices that are fixed not by free market competition—the law of supply and demand—but by the arbitrary decision of national union leaders. Far better if the employees of Ford were required to deal with Ford, and those of Chrysler with Chrysler and so on. The collective bargaining process will work for the common good in all industries if it is confined to the employers and employees directly concerned.
Employers are not allowed to collude for good reasons. The same reasons apply to unions. Widespread price-fixing across industries disrupts the economy. The same goes for wage-fixing across industries. A wage that makes sense in one part of the country might not in another area where economic conditions are very different. Corporate monopolies disrupt the free market and hurt consumers. Union monopolies do the same. When the United Automobile Workers ask for a wage increase from the auto industry,[57] they are effectively opposing a number of separate, competing companies as one unified force. This creates an uneven playing field, as the union can leverage competition between companies. As a result, individual companies can't resist unreasonable wage demands and have to increase their prices. In the end, consumers suffer because they pay prices determined not by free market competition—the law of supply and demand—but by the decisions of national union leaders. It would be much better if Ford employees dealt directly with Ford, Chrysler employees with Chrysler, and so on. The collective bargaining process can benefit everyone in all industries if it’s limited to the employers and employees directly involved.
Let us henceforth make war on all monopolies—whether corporate or union. The enemy of freedom is unrestrained power, and the champions of freedom will fight against the concentration of power wherever they find it.
Let’s from now on wage war against all monopolies—whether they’re corporate or union. The enemy of freedom is unchecked power, and those who stand for freedom will fight against the concentration of power wherever they encounter it.
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CHAPTER SEVEN
Taxes and Spending
We all have heard much throughout our lifetimes, and seen little happen, on the subject of high taxes. Where is the politician who has not promised his constituents a fight to the death for lower taxes—and who has not proceeded to vote for the very spending projects that make tax cuts impossible? There are some the shoe does not fit, but I am afraid not many. Talk of tax reduction has thus come to have a hollow ring. The people listen, but do not believe. And worse: as the public grows more and more cynical, the politician feels less and less compelled to take his promises seriously.
We’ve all heard a lot over the years about high taxes, but not much has changed. Where is the politician who hasn’t vowed to fight for lower taxes and then gone on to support spending projects that make tax cuts impossible? There are a few exceptions, but I doubt there are many. So now, talk of tax reduction feels empty. People listen, but they don’t believe it. And even worse, as the public becomes more cynical, politicians feel less inclined to take their promises seriously.
I suspect that this vicious circle of cynicism and failure to perform is primarily the result of the Liberals’ success in reading out of the discussion the moral principles with which the subject of taxation is so intimately connected. We have been led to look upon taxation as merely a problem of public financing: How much money does the government need? We have been led to discount, and often to forget altogether, the[59] bearing of taxation on the problem of individual freedom. We have been persuaded that the government has an unlimited claim on the wealth of the people, and that the only pertinent question is what portion of its claim the government should exercise. The American taxpayer, I think, has lost confidence in his claim to his money. He has been handicapped in resisting high taxes by the feeling that he is, in the nature of things, obliged to accommodate whatever need for his wealth government chooses to assert.
I think this vicious cycle of cynicism and underperformance is mainly due to the Liberals successfully pushing aside the moral principles that are closely tied to the issue of taxation. We've been led to see taxation as just a matter of public funding: How much money does the government need? We've been encouraged to overlook, and often completely forget, how taxation affects individual freedom. We've been convinced that the government has an endless claim on the people's wealth and that the only relevant question is how much of that claim the government should use. I believe the American taxpayer has lost confidence in their right to their own money. They feel restricted in fighting against high taxes because they think they're naturally expected to meet whatever demands the government makes for their wealth.
The “nature of things,” I submit, is quite different. Government does not have an unlimited claim on the earnings of individuals. One of the foremost precepts of the natural law is man’s right to the possession and the use of his property. And a man’s earnings are his property as much as his land and the house in which he lives. Indeed, in the industrial age, earnings are probably the most prevalent form of property. It has been the fashion in recent years to disparage “property rights”—to associate them with greed and materialism. This attack on property rights is actually an attack on freedom. It is another instance of the modern failure to take into account the whole man. How can a man be truly free if he is denied the means to exercise freedom? How can he be free if the fruits of his labor are not his to dispose of, but are treated, instead, as part of a common pool of public wealth? Property and freedom are inseparable: to the extent government takes the one in the form of taxes, it intrudes on the other.
The “nature of things,” I argue, is quite different. Government does not have an unlimited claim on individuals' earnings. One of the key principles of natural law is a person's right to own and use their property. A person's earnings are just as much their property as their land and the house they live in. In fact, in today’s industrial age, earnings are likely the most common form of property. Recently, there's been a trend to criticize “property rights”—linking them to greed and materialism. This attack on property rights is essentially an attack on freedom. It reflects a modern tendency to overlook the whole person. How can someone be truly free if they're denied the means to exercise that freedom? How can they be free if the results of their hard work are not theirs to manage, but are treated instead as part of a shared public wealth? Property and freedom are intertwined: to the extent that the government takes one in the form of taxes, it infringes on the other.
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Here is an indication of how taxation currently infringes on our freedom. A family man earning $4,500 a year works, on the average, twenty-two days a month. Taxes, visible and invisible, take approximately 32% of his earnings. This means that one-third, or seven whole days, of his monthly labor goes for taxes. The average American is therefore working one-third of the time for government: a third of what he produces is not available for his own use but is confiscated and used by others who have not earned it. Let us note that by this measure the United States is already one-third “socialized.” The late Senator Taft made the point often. “You can socialize,” he said “just as well by a steady increase in the burden of taxation beyond the 30% we have already reached as you can by government seizure. The very imposition of heavy taxes is a limit on a man’s freedom.”
Here’s a sign of how taxation currently impacts our freedom. A family man earning $4,500 a year typically works about twenty-two days a month. Taxes, both visible and hidden, take around 32% of his earnings. This means that one-third, or seven whole days, of his monthly work goes to taxes. The average American is therefore spending one-third of their time working for the government: a third of what they produce isn’t available for their own use but is taken and used by others who haven’t earned it. By this measure, the United States is already one-third “socialized.” The late Senator Taft often pointed this out. “You can socialize,” he said, “just as well by a steady increase in the burden of taxation beyond the 30% we’ve already reached as you can by government takeover. The very imposition of heavy taxes restricts a person’s freedom.”
But having said that each man has an inalienable right to his property, it also must be said that every citizen has an obligation to contribute his fair share to the legitimate functions of government. Government, in other words, has some claim on our wealth, and the problem is to define that claim in a way that gives due consideration to the property rights of the individual.
But having said that everyone has an inalienable right to their property, it must also be acknowledged that every citizen has a responsibility to contribute their fair share to the legitimate functions of government. Government, in other words, has some claim on our wealth, and the challenge is to define that claim in a way that respects the property rights of the individual.
The size of the government’s rightful claim—that is, the total amount it may take in taxes—will be determined by how we define the “legitimate functions of government.” With regard to the federal government, the Constitution is the proper standard of legitimacy:[61] its “legitimate” powers, as we have seen are those the Constitution has delegated to it. Therefore, if we adhere to the Constitution, the federal government’s total tax bill will be the cost of exercising such of its delegated powers as our representatives deem necessary in the national interest. But conversely, when the federal government enacts programs that are not authorized by its delegated powers, the taxes needed to pay for such programs exceed the government’s rightful claim on our wealth.
The extent of the government's rightful claim—that is, the total amount it can collect in taxes—will depend on how we define the "legitimate functions of government." When it comes to the federal government, the Constitution is the appropriate measure of legitimacy:[61] its "legitimate" powers, as we've seen, are those that the Constitution has granted to it. So, if we stick to the Constitution, the federal government’s total tax bill will be the cost of carrying out those delegated powers that our representatives think are necessary for the national interest. However, if the federal government implements programs that are not authorized by its delegated powers, the taxes required to fund those programs exceed the government’s rightful claim to our wealth.
The distribution of the government’s claim is the next part of the definition. What is a “fair share?” I believe that the requirements of justice here are perfectly clear: government has a right to claim an equal percentage of each man’s wealth, and no more. Property taxes are typically levied on this basis. Excise and sales taxes are based on the same principle—though the tax is levied on a transaction rather than on property. The principle is equally valid with regard to incomes, inheritances and gifts. The idea that a man who makes $100,000 a year should be forced to contribute ninety per cent of his income to the cost of government, while the man who makes $10,000 is made to pay twenty per cent is repugnant to my notions of justice. I do not believe in punishing success. To put it more broadly, I believe it is contrary to the natural right to property to which we have just alluded—and is therefore immoral—to deny to the man whose labor has produced more abundant fruit than that of his neighbor the opportunity of enjoying the abundance[62] he has created. As for the claim that the government needs the graduated tax for revenue purposes, the facts are to the contrary. The total revenue collected from income taxes beyond the twenty per cent level amounts to less than $5 billion—less than the federal government now spends on the one item of agriculture.
The distribution of the government’s claim is the next part of the definition. What is a “fair share?” I believe that the requirements of justice here are perfectly clear: the government has the right to claim an equal percentage of each person’s wealth, and no more. Property taxes are usually based on this principle. Excise and sales taxes follow the same idea—though the tax is applied to a transaction rather than to property. This principle also applies to incomes, inheritances, and gifts. The idea that someone who earns $100,000 a year should be forced to contribute ninety percent of their income to cover government costs, while someone earning $10,000 only pays twenty percent, is against my sense of justice. I don’t believe in punishing success. More broadly, I think it’s against the natural right to property we’ve just mentioned—and thus immoral—to deny a person, whose labor has produced greater results than that of their neighbor, the chance to enjoy the wealth they’ve created. As for the claim that the government needs the graduated tax for revenue purposes, the facts tell a different story. The total revenue collected from income taxes above the twenty percent level is less than $5 billion—less than what the federal government currently spends on agriculture alone.[62]
The graduated tax is a confiscatory tax. Its effect, and to a large extent its aim, is to bring down all men to a common level. Many of the leading proponents of the graduated tax frankly admit that their purpose is to redistribute the nation’s wealth. Their aim is an egalitarian society—an objective that does violence both to the charter of the Republic and the laws of Nature. We are all equal in the eyes of God but we are equal in no other respect. Artificial devices for enforcing equality among unequal men must be rejected if we would restore that charter and honor those laws.
The graduated tax is a confiscatory tax. Its effect, and largely its goal, is to bring everyone down to a common level. Many of the main supporters of the graduated tax openly admit that their intention is to redistribute the nation’s wealth. Their goal is an equal society—an aim that goes against both the foundation of the Republic and the laws of Nature. We are all equal in the eyes of God, but we are equal in no other respect. Artificial methods to enforce equality among unequal individuals must be rejected if we want to restore that foundation and respect those laws.
One problem with regard to taxes, then, is to enforce justice—to abolish the graduated features of our tax laws; and the sooner we get at the job, the better.
One issue with taxes is to ensure fairness—eliminating the progressive aspects of our tax laws; and the sooner we tackle this, the better.
The other, and the one that has the greatest impact on our daily lives, is to reduce the volume of taxes. And this takes us to the question of government spending. While there is something to be said for the proposition that spending will never be reduced so long as there is money in the federal treasury, I believe that as a practical matter spending cuts must come before tax[63] cuts. If we reduce taxes before firm, principled decisions are made about expenditures, we will court deficit spending and the inflationary effects that invariably follow.
The other issue, which has the biggest effect on our daily lives, is lowering taxes. This brings us to the topic of government spending. While it's true that spending probably won't decrease as long as there's money in the federal treasury, I believe that, practically speaking, we need to cut spending before we cut taxes. If we lower taxes without making clear, principled decisions about how to spend, we risk creating a budget deficit and the inflationary consequences that always follow.
It is in the area of spending that the Republican Party’s performance, in its seven years of power, has been most disappointing.
It is in the area of spending that the Republican Party’s performance during its seven years in power has been the most disappointing.
In the Summer of 1952, shortly after the Republican Convention, the two men who had battled for the Presidential nomination met at Morningside Heights, New York, to discuss the problem of taxes and spending. After the conference, Senator Taft announced: “General Eisenhower emphatically agrees with me in the proposal to reduce drastically overall expenses. Our goal is about $70 billion in fiscal 1954 (President Truman had proposed $81 billion) and $60 billion in fiscal 1955.... Of course, I hope we may do better than that and that the reduction can steadily continue.” Thereafter, the idea of a $60 billion budget in 1955, plus the promise of further reductions later on, became an integral part of the Republican campaign.
In the summer of 1952, just after the Republican Convention, the two men who had competed for the presidential nomination met at Morningside Heights, New York, to talk about taxes and spending. After the meeting, Senator Taft stated, “General Eisenhower completely agrees with me on the plan to significantly cut overall expenses. We’re aiming for around $70 billion in fiscal 1954 (President Truman had suggested $81 billion) and $60 billion in fiscal 1955.... Of course, I hope we can exceed that and that the cuts will keep happening.” From then on, the idea of a $60 billion budget in 1955, along with the promise of more cuts later, became a core part of the Republican campaign.
Now it would be bad enough if we had simply failed to redeem our promise to reduce spending; the fact, however, is that federal spending has greatly increased during the Republican years. Instead of a $60 billion budget, we are confronted, in fiscal 1961, with a budget of approximately $80 billion. If we add to the formal budget figure disbursements from the so-called[64] trust funds for Social Security and the Federal Highway Program—as we must if we are to obtain a realistic picture of federal expenditures—total federal spending will be in the neighborhood of $95 billion.
Now, it would be bad enough if we had just failed to keep our promise to cut spending; however, the reality is that federal spending has greatly increased during the Republican years. Instead of a $60 billion budget, we are facing a budget of about $80 billion in fiscal 1961. If we include the disbursements from the so-called [64] trust funds for Social Security and the Federal Highway Program—which we must do to get a realistic view of federal expenditures—total federal spending will be around $95 billion.
We are often told that increased federal spending is simply a reflection of the increased cost of national defense. This is untrue. In the last ten years purely domestic expenditures have increased from $15.2 billion, in fiscal 1951, to a proposed $37.0 billion in fiscal 1961[2]—an increase of 143%! Here are the figures measured by a slightly different yardstick: during the last five years of the Truman Administration the average annual federal expenditure for domestic purposes was $17.7 billion; during the last five years of the Eisenhower Administration it was $33.6 billion, an increase of 89%.
We often hear that rising federal spending is just a result of the increasing costs of national defense. This isn't true. Over the past ten years, purely domestic spending has gone up from $15.2 billion in fiscal 1951 to a proposed $37.0 billion in fiscal 1961[2]—an increase of 143%! Here’s another way to look at the numbers: during the last five years of the Truman Administration, the average annual federal spending on domestic purposes was $17.7 billion; during the last five years of the Eisenhower Administration, it was $33.6 billion, an increase of 89%.
Some allowance must be made, of course, for the increase in population; obviously the same welfare program will cost more if there are more people to be cared for. But the increase in population does not begin to account for the increase in spending. During the ten-year period in which federal spending will have increased by 143%, our population will have increased by roughly 18%. Nor does inflation account for the difference. In the past ten years the value of the dollar has decreased less than 20%. Finally, we are often told that the government’s share of total spending in the country is what is important and consequently we[65] must take into account the increase in gross national product. Again, however, the increase in GNP, which was roughly 40% over the past ten years, is not comparable to a 143% increase in federal spending. The conclusion here is inescapable—that far from arresting federal spending and the trend toward Statism we Republicans have kept the trend moving forward.
Some allowance has to be made, of course, for the increase in population; clearly, the same welfare program will cost more if there are more people to take care of. But the population growth doesn’t even begin to explain the rise in spending. In the ten years when federal spending is set to increase by 143%, our population will only grow by about 18%. Inflation also doesn’t account for the difference. Over the last decade, the dollar's value has dropped by less than 20%. Finally, we often hear that the government’s share of total spending in the country is what really matters, so we need to consider the rise in gross national product. However, the GNP increase, which was roughly 40% over the past ten years, can't be compared to a 143% rise in federal spending. The conclusion here is unavoidable—that instead of slowing down federal spending and the shift toward Statism, we Republicans have continued to push it forward.
I do not mean to suggest, of course, that things would have been different under a Democratic Administration. Every year the Democratic national leadership demands that the federal government spend more than it is spending, and that Republicans propose to spend. And this year, several weeks before President Eisenhower submitted his 1961 budget, The Democratic National Advisory Council issued a manifesto calling for profligate spending increases in nearly every department of the federal government; the demands for increases in domestic spending alone could hardly cost less than $20 billion a year.
I’m not saying that things would have changed with a Democratic Administration. Every year, the Democratic national leaders ask the federal government to spend more than it currently does, and more than what Republicans plan to spend. This year, weeks before President Eisenhower presented his 1961 budget, the Democratic National Advisory Council released a manifesto calling for significant spending increases in almost every federal department; the requests for increases in domestic spending alone would likely cost at least $20 billion a year.
I do mean to say, however, that neither of our political parties has seriously faced up to the problem of government spending. The recommendations of the Hoover Commission which could save the taxpayer in the neighborhood of $7 billion a year have been largely ignored. Yet even these recommendations, dealing as they do for the most part with extravagance and waste, do not go to the heart of the problem. The root evil is that the government is engaged in activities in which it has no legitimate business. As long as the federal[66] government acknowledges responsibility in a given social or economic field, its spending in that field cannot be substantially reduced. As long as the federal government acknowledges responsibility for education, for example, the amount of federal aid is bound to increase, at the very least, in direct proportion to the cost of supporting the nation’s schools. The only way to curtail spending substantially, is to eliminate the programs on which excess spending is consumed.
I want to point out that neither of our political parties has really tackled the issue of government spending. The Hoover Commission's suggestions, which could save taxpayers about $7 billion a year, have mostly been overlooked. Even these suggestions, which mainly address waste and extravagance, don’t get to the root of the problem. The core issue is that the government is involved in activities that it shouldn't be. As long as the federal government takes on responsibilities in any social or economic area, its spending in that area won't be able to be cut significantly. For instance, as long as the federal government is responsible for education, the amount of federal funding is likely to increase, at the very least, in direct relation to the costs of supporting the country’s schools. The only way to significantly reduce spending is to get rid of the programs that lead to excessive spending.
The government must begin to withdraw from a whole series of programs that are outside its constitutional mandate—from social welfare programs, education, public power, agriculture, public housing, urban renewal and all the other activities that can be better performed by lower levels of government or by private institutions or by individuals. I do not suggest that the federal government drop all of these programs overnight. But I do suggest that we establish, by law, a rigid timetable for a staged withdrawal. We might provide, for example, for a 10% spending reduction each year in all of the fields in which federal participation is undesirable. It is only through this kind of determined assault on the principle of unlimited government that American people will obtain relief from high taxes, and will start making progress toward regaining their freedom.
The government needs to start to pull back from a whole range of programs that aren’t really its responsibility—from social welfare programs, education, public utilities, agriculture, public housing, urban renewal, and all the other things that can be better handled by local governments, private organizations, or individuals. I’m not saying the federal government should get rid of all these programs overnight. But I do think we should set a strict timeline by law for gradually reducing them. For instance, we could aim for a 10% cut in spending each year in all areas where federal involvement isn’t necessary. It’s only through this kind of strong action against the idea of unlimited government that the American people will find relief from high taxes and begin to reclaim their freedom.
And let us, by all means, remember the nation’s interest in reducing taxes and spending. The need for “economic growth” that we hear so much about these[67] days will be achieved, not by the government harnessing the nation’s economic forces, but by emancipating them. By reducing taxes and spending we will not only return to the individual the means with which he can assert his freedom and dignity, but also guarantee to the nation the economic strength that will always be its ultimate defense against foreign foes.
And let's definitely remember the nation's interest in lowering taxes and spending. The “economic growth” we hear so much about these[67] days won't come from the government controlling the nation's economic forces, but by freeing them up. By cutting taxes and spending, we will not only give individuals the means to claim their freedom and dignity, but also ensure that the nation has the economic strength that will always be its ultimate defense against foreign threats.
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CHAPTER EIGHT
The Social Safety Net
Washington—The President estimated that the expenditures of the Department of Health, Education and Welfare in the fiscal year 1961 (including Social Security payments) would exceed $15,000,000,000. Thus the current results of New Deal legislation are Federal disbursements for human welfare in this country second only to national defense.
Washington—The President estimated that the spending of the Department of Health, Education and Welfare in the fiscal year 1961 (including Social Security payments) would go beyond $15,000,000,000. As a result, the current outcomes of New Deal legislation are Federal payments for human welfare in this country, second only to national defense.
The New York Times, January 18, 1960, p. 1.
The New York Times, January 18, 1960, p. 1.
For many years it appeared that the principal domestic threat to our freedom was contained in the doctrines of Karl Marx. The collectivists—non-Communists as well as Communists—had adopted the Marxist objective of “socializing the means of production.” And so it seemed that if collectivization were imposed, it would take the form of a State owned and operated economy. I doubt whether this is the main threat any longer.
For many years, it seemed that the biggest domestic threat to our freedom came from the ideas of Karl Marx. Collectivists—both non-Communists and Communists—had embraced the Marxist goal of “socializing the means of production.” It looked like if collectivization were enforced, it would result in a government-owned and operated economy. I’m not sure this is the biggest threat anymore.
The collectivists have found, both in this country and in other industrialized nations of the West, that[69] free enterprise has removed the economic and social conditions that might have made a class struggle possible. Mammoth productivity, wide distribution of wealth, high standards of living, the trade union movement—these and other factors have eliminated whatever incentive there might have been for the “proletariat” to rise up, peaceably or otherwise, and assume direct ownership of productive property. Significantly, the bankruptcy of doctrinaire Marxism has been expressly acknowledged by the Socialist Party of West Germany, and by the dominant faction of the Socialist Party of Great Britain. In this country the abandonment of the Marxist approach (outside the Communist Party, of course) is attested to by the negligible strength of the Socialist Party, and more tellingly perhaps, by the content of left wing literature and by the programs of left wing political organizations such as the Americans For Democratic Action.
The collectivists have discovered, both here and in other industrialized Western nations, that[69] free enterprise has eliminated the economic and social conditions that could have led to class struggle. Massive productivity, broad wealth distribution, high living standards, and the trade union movement—these factors and others have removed any motivation for the "proletariat" to rise up, peacefully or otherwise, and take direct ownership of productive property. Notably, the failure of strict Marxism has been openly recognized by the Socialist Party of West Germany and by the main faction of the Socialist Party of Great Britain. Here, the rejection of the Marxist approach (except within the Communist Party, of course) is reflected in the minimal influence of the Socialist Party and, perhaps more tellingly, in the content of left-wing literature and the agendas of left-wing political organizations like Americans For Democratic Action.
The currently favored instrument of collectivization is the Welfare State. The collectivists have not abandoned their ultimate goal—to subordinate the individual to the State—but their strategy has changed. They have learned that Socialism can be achieved through Welfarism quite as well as through Nationalization. They understand that private property can be confiscated as effectively by taxation as by expropriating it. They understand that the individual can be put at the mercy of the State—not only by making the State his employer—but by divesting him of the means to provide for his personal needs and by giving the State the[70] responsibility of caring for those needs from cradle to grave. Moreover, they have discovered—and here is the critical point—that Welfarism is much more compatible with the political processes of a democratic society. Nationalization ran into popular opposition, but the collectivists feel sure the Welfare State can be erected by the simple expedient of buying votes with promises of “free” federal benefits—“free” housing, “free” school aid, “free” hospitalization, “free” retirement pay and so on.... The correctness of this estimate can be seen from the portion of the federal budget that is now allocated to welfare, an amount second only to the cost of national defense.[3]
The current preferred method of collectivization is the Welfare State. Collectivists haven't given up on their ultimate goal—to place the individual under the control of the State—but their approach has shifted. They've realized that Socialism can be achieved through Welfarism just as effectively as through Nationalization. They know that private property can be taken away just as efficiently through taxation as through confiscation. They recognize that individuals can be made dependent on the State—not only by making the State their employer—but by stripping them of the means to meet their personal needs and by allowing the State to take on the responsibility of caring for those needs from birth to death. Furthermore, they've discovered—and this is the key point—that Welfarism aligns much better with the political processes of a democratic society. Nationalization faced public resistance, but the collectivists are confident that the Welfare State can be established simply by winning votes with promises of "free" federal benefits—"free" housing, "free" school assistance, "free" healthcare, "free" retirement income, and so on.... The validity of this assessment is evident from the portion of the federal budget currently allocated to welfare, which ranks second only to the cost of national defense.[3]
I do not welcome this shift of strategy. Socialism-through-Welfarism poses a far greater danger to freedom than Socialism-through-Nationalization precisely because it is more difficult to combat. The evils of Nationalization are self-evident and immediate. Those of Welfarism are veiled and tend to be postponed. People can understand the consequences of turning over ownership of the steel industry, say, to the State; and they can be counted on to oppose such a proposal. But let the government increase its contribution to the “Public Assistance” program and we will, at most, grumble about excessive government spending. The effect of Welfarism on freedom will be felt later on—after its beneficiaries have become its victims, after dependence on[71] government has turned into bondage and it is too late to unlock the jail.
I don’t support this change in strategy. Socialism through welfare poses a much greater threat to freedom than socialism through nationalization, precisely because it's harder to fight against. The downsides of nationalization are obvious and immediate. The downsides of welfare are hidden and usually delayed. People can grasp the consequences of handing over ownership of the steel industry to the government, for example, and they will likely oppose that idea. But if the government boosts its funding for the “Public Assistance” program, we will mostly just complain about excessive government spending. The impact of welfare on freedom will be felt later on—after its recipients have become its victims, after dependence on the government has turned into bondage, and by then, it will be too late to break free.
But a far more important factor is Welfarism’s strong emotional appeal to many voters, and the consequent temptations it presents the average politician. It is hard, as we have seen, to make out a case for State ownership. It is very different with the rhetoric of humanitarianism. How easy it is to reach the voters with earnest importunities for helping the needy. And how difficult for Conservatives to resist these demands without appearing to be callous and contemptuous of the plight of less fortunate citizens. Here, perhaps, is the best illustration of the failure of the Conservative demonstration.
But a much more significant factor is Welfarism’s strong emotional appeal to many voters and the resulting temptations it creates for the average politician. It’s challenging, as we’ve seen, to argue for State ownership. The story is quite different with the rhetoric of humanitarianism. It’s so easy to connect with voters by earnestly urging them to help those in need. And it’s tough for Conservatives to push back against these demands without coming across as heartless and dismissive of the struggles faced by less fortunate citizens. This is perhaps the best example of the Conservative failure.
I know, for I have heard the questions often. Have you no sense of social obligation? the Liberals ask. Have you no concern for people who are out of work? for sick people who lack medical care? for children in overcrowded schools? Are you unmoved by the problems of the aged and disabled? Are you against human welfare?
I know because I’ve heard these questions many times. Don’t you feel a sense of social responsibility? the Liberals ask. Don’t you care about people who are unemployed? About sick people who can’t get medical care? About kids in overcrowded schools? Are you indifferent to the issues facing the elderly and disabled? Are you against human welfare?
The answer to all of these questions is, of course, no. But a simple “no” is not enough. I feel certain that Conservatism is through unless Conservatives can demonstrate and communicate the difference between being concerned with these problems and believing that the federal government is the proper agent for their solution.
The answer to all of these questions is, of course, no. But a simple “no” is not enough. I am convinced that Conservatism is finished unless Conservatives can show and explain the difference between caring about these issues and believing that the federal government is the right entity to solve them.
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The long range political consequences of Welfarism are plain enough: as we have seen, the State that is able to deal with its citizens as wards and dependents has gathered unto itself unlimited political and economic power and is thus able to rule as absolutely as any oriental despot.
The far-reaching political effects of Welfarism are clear: as we’ve observed, the State that treats its citizens like wards and dependents has accumulated unlimited political and economic power, allowing it to rule as absolutely as any eastern despot.
Let us, however, weigh the consequences of Welfarism on the individual citizen.
Let’s consider the impact of Welfarism on each individual citizen.
Consider, first, the effect of Welfarism on the donors of government welfare—not only those who pay for it but also the voters and their elected representatives who decide that the benefits shall be conferred. Does some credit redound on them for trying to care for the needs of their fellow citizens? Are they to be commended and rewarded, at some moment in eternity, for their “charity?” I think not. Suppose I should vote for a measure providing for free medical care: I am unaware of any moral virtue that is attached to my decision to confiscate the earnings of X and give them to Y.
Consider, first, the impact of Welfarism on the people funding government welfare—not just those who pay for it, but also the voters and their elected officials who decide that these benefits should be provided. Do they get any credit for trying to help their fellow citizens? Should they be praised and rewarded, at some point in time, for their “charity?” I don’t think so. If I were to vote for a measure offering free medical care: I see no moral virtue in my choice to take the earnings of X and give them to Y.
Suppose, however, that X approves of the program—that he has voted for welfarist politicians with the idea of helping his fellow man. Surely the wholesomeness of his act is diluted by the fact that he is voting not only to have his own money taken but also that of his fellow citizens who may have different ideas about their social obligations. Why does not such a man, instead, contribute what he regards as his just share of human welfare to a private charity?
Suppose, however, that X supports the program—that he has voted for welfare-focused politicians with the intention of helping others. Surely the goodness of his action is lessened by the fact that he is voting to take not only his own money but also that of fellow citizens who may have different views on their social responsibilities. Why doesn’t this person, instead, donate what he believes is his fair share of supporting human welfare to a private charity?
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Consider the consequences to the recipient of welfarism. For one thing, he mortgages himself to the federal government. In return for benefits—which, in the majority of cases, he pays for—he concedes to the government the ultimate in political power—the power to grant or withhold from him the necessities of life as the government sees fit. Even more important, however, is the effect on him—the elimination of any feeling of responsibility for his own welfare and that of his family and neighbors. A man may not immediately, or ever, comprehend the harm thus done to his character. Indeed, this is one of the great evils of Welfarism—that it transforms the individual from a dignified, industrious, self-reliant spiritual being into a dependent animal creature without his knowing it. There is no avoiding this damage to character under the Welfare State. Welfare programs cannot help but promote the idea that the government owes the benefits it confers on the individual, and that the individual is entitled, by right, to receive them. Such programs are sold to the country precisely on the argument that government has an obligation to care for the needs of its citizens. Is it possible that the message will reach those who vote for the benefits, but not those who receive them? How different it is with private charity where both the giver and the receiver understand that charity is the product of the humanitarian impulses of the giver, not the due of the receiver.
Consider the consequences for the recipient of welfare. For one thing, he becomes dependent on the federal government. In exchange for benefits—which, in many cases, he pays for—he gives the government ultimate political power—the ability to grant or deny him the essentials of life as the government decides. Even more importantly, though, is the impact on him—the loss of any sense of responsibility for his own well-being and that of his family and neighbors. A person may not immediately, or ever, realize the damage done to his character. In fact, this is one of the significant harms of welfare—that it changes the individual from a dignified, hardworking, self-sufficient human into a dependent creature without him realizing it. There’s no escaping this damage to character under the Welfare State. Welfare programs inevitably promote the idea that the government owes the benefits it provides to the individual, and that the individual has a right to receive them. Such programs are marketed to the public based on the argument that the government has an obligation to meet the needs of its citizens. Is it possible that the message will reach those who vote for the benefits, but not those who receive them? It’s very different with private charity, where both the giver and the receiver understand that charity comes from the giver's humanitarian instincts, not as something owed to the receiver.
Let us, then, not blunt the noble impulses of mankind by reducing charity to a mechanical operation of[74] the federal government. Let us, by all means, encourage those who are fortunate and able to care for the needs of those who are unfortunate and disabled. But let us do this in a way that is conducive to the spiritual as well as the material well-being of our citizens—and in a way that will preserve their freedom. Let welfare be a private concern. Let it be promoted by individuals and families, by churches, private hospitals, religious service organizations, community charities and other institutions that have been established for this purpose. If the objection is raised that private institutions lack sufficient funds, let us remember that every penny the federal government does not appropriate for welfare is potentially available for private use—and without the overhead charge for processing the money through the federal bureaucracy. Indeed, high taxes, for which government Welfarism is so largely responsible, is the biggest obstacle to fund raising by private charities.
Let’s not dull the noble impulses of humanity by turning charity into a mechanical operation of the federal government. We should definitely encourage those who are fortunate and able to help those who are less fortunate and disabled. But let's do this in a way that supports both the spiritual and material well-being of our citizens—and in a way that preserves their freedom. Let welfare be a private matter. Let it be promoted by individuals and families, churches, private hospitals, religious service organizations, community charities, and other institutions created for this purpose. If someone argues that private institutions don’t have enough funding, let’s remember that every dollar the federal government doesn’t allocate for welfare can potentially be used for private purposes—and without the extra costs of processing through federal bureaucracy. In fact, high taxes, which government welfare largely contributes to, are the biggest barrier to fundraising by private charities.
Finally, if we deem public intervention necessary, let the job be done by local and state authorities that are incapable of accumulating the vast political power that is so inimical to our liberties.
Finally, if we think public intervention is necessary, let's have it handled by local and state authorities that can't amass the huge political power that's so harmful to our freedoms.
The Welfare State is not inevitable, as its proponents are so fond of telling us. There is nothing inherent in an industrialized economy, or in democratic processes of government that must produce de Tocqueville’s “guardian society.” Our future, like our past, will be what we make it. And we can shatter the collectivists’[75] designs on individual freedom if we will impress upon the men who conduct our affairs this one truth: that the material and spiritual sides of man are intertwined; that it is impossible for the State to assume responsibility for one without intruding on the essential nature of the other; that if we take from a man the personal responsibility for caring for his material needs, we take from him also the will and the opportunity to be free.
The Welfare State is not a given, despite what its supporters often claim. There’s nothing automatic about an industrialized economy or democratic governance that has to lead to de Tocqueville’s “guardian society.” Our future, just like our past, will be shaped by our choices. We can dismantle the collectivists’ plans on individual freedom if we make it clear to those in charge of our lives this crucial fact: that the material and spiritual aspects of a person are connected; that it's impossible for the State to take responsibility for one without interfering with the core nature of the other; that when we remove the personal responsibility from a person for meeting their material needs, we also take away their will and chance to be free.
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CHAPTER NINE
Some Thoughts on Education
I agree with lobbyists for federal school aid that education is one of the great problems of our day. I am afraid, however, that their views and mine regarding the nature of the problem are many miles apart. They tend to see the problem in quantitative terms—not enough schools, not enough teachers, not enough equipment. I think it has to do with quality: How good are the schools we have? Their solution is to spend more money. Mine is to raise standards. Their recourse is to the federal government. Mine is to the local public school board, the private school, the individual citizen—as far away from the federal government as one can possibly go. And I suspect that if we knew which of these two views on education will eventually prevail, we would know also whether Western civilization is due to survive, or will pass away.
I agree with the lobbyists advocating for federal school funding that education is one of the major issues of our time. However, I’m concerned that our perspectives on the nature of the problem are quite different. They tend to view the problem in quantitative terms—insufficient schools, not enough teachers, inadequate equipment. I believe it's more about quality: How good are the schools we currently have? Their solution is to allocate more funds. My approach is to elevate standards. They turn to the federal government for assistance. I look to the local public school board, private schools, and individual citizens—essentially as far from the federal government as possible. I suspect that if we knew which of these two educational perspectives would ultimately prevail, we would also understand whether Western civilization is likely to endure or fade away.
To put this somewhat differently, I believe that our ability to cope with the great crises that lie ahead will be enhanced in direct ratio as we recapture the lost art of learning, and will diminish in direct ratio as we give[77] responsibility for training our children’s minds to the federal bureaucracy.
To say this another way, I think that our ability to handle the major crises ahead will improve in direct proportion to how well we regain the lost skill of learning, and will decrease in direct proportion as we shift the responsibility for educating our children’s minds to the federal bureaucracy. [77]
But let us put these differences aside for the moment and note four reasons why federal aid to education is objectionable even if we grant that the problem is primarily quantitative.
But let's set these differences aside for now and highlight four reasons why federal aid to education is problematic, even if we assume that the issue is mainly about numbers.
The first is that federal intervention in education is unconstitutional. It is the fashion these days to say that responsibility for education “traditionally” rests with the local community—as a prelude to proposing an exception to the tradition in the form of federal aid. This “tradition,” let us remember, is also the law. It is sanctioned by the Constitution of the United States, for education is one of the powers reserved to the States by the Tenth Amendment. Therefore, any federal aid program, however desirable it might appear, must be regarded as illegal until such time as the Constitution is amended.
The first point is that federal involvement in education is unconstitutional. These days, it’s common to say that education responsibility “traditionally” lies with the local community—as a lead-in to suggesting a break from that tradition through federal funding. This “tradition,” let’s remember, is also the law. It is backed by the Constitution of the United States, as education is one of the powers reserved for the States by the Tenth Amendment. Therefore, any federal aid program, no matter how appealing it may seem, must be viewed as illegal until the Constitution is amended.
The second objection is that the alleged need for federal funds has never been convincingly demonstrated. It all depends, of course, on how the question is put. If you ask, Does State X need additional educational facilities? the answer may be yes. But if you ask, Does State X require additional facilities that are beyond the reach of its own financial means? the answer is invariably no. The White House Conference on Education in 1955 was, most of us will remember, an elaborate effort to demonstrate popular support for[78] federal aid. As expected, the “consensus” of the conference was that more federal aid was needed. However, the conferees reached another conclusion that was hardly noticed by the press. “No state represented,” the Conference report stated, “has a demonstrated financial incapacity to build the schools they will need during the next five years.” What is lacking, the report went on, is not money, but a “political determination powerful enough to overcome all the obstacles”.
The second objection is that the supposed need for federal funds hasn’t been convincingly proven. It really depends on how you ask the question. If you ask, "Does State X need more educational facilities?" the answer might be yes. But if you ask, "Does State X need additional facilities that it can't afford?" the answer is usually no. The White House Conference on Education in 1955 was, as most of us remember, a big effort to show public backing for federal aid. As expected, the conference's "consensus" was that more federal aid was necessary. However, the attendees came to another conclusion that didn’t get much attention from the media. “No state represented,” the Conference report stated, “has a demonstrated financial incapacity to build the schools they will need during the next five years.” What is needed, the report continued, is not money, but a “political determination powerful enough to overcome all the obstacles”.
Through the succeeding five years, congressional committees have listened to hundreds of hours of testimony in favor of federal aid, but they have never heard that 1955 finding successfully contradicted. What the White House conferees were saying in 1955, and what proponents of federal aid to education have been saying ever since, is that because a few States have not seen fit to take care of their school needs, it is incumbent upon the federal government to take up the slack. My view is that if State X possesses the wealth to educate its children adequately, but has failed to utilize its wealth for that purpose, it is up to the people of State X to take remedial action through their local and state governments. The federal government has neither the right nor the duty to intervene.
Over the next five years, congressional committees listened to hundreds of hours of testimonies advocating for federal aid, but they never successfully challenged the findings from 1955. What officials from the White House were saying back in 1955, and what supporters of federal aid for education have been saying ever since, is that because a few states haven't addressed their school needs, it's the federal government's responsibility to step in. I believe that if State X has the resources to adequately educate its children but has chosen not to use that wealth for education, it's up to the people of State X to take action through their local and state governments. The federal government neither has the right nor the obligation to intervene.
Let us, moreover, keep the problem in proper perspective. The national school system is not in distress. Shortly before the Senate debate this year on increased federal aid, I asked Mr. Arthur Flemming the Secretary[79] of Health, Education and Welfare, how many of the Nation’s school districts were in actual trouble—how many, that is, had reached their bonded limit. His answer was approximately 230. Now there are roughly 42,000 school districts in America. Thus, proponents of federal aid are talking about a problem that affects only one-half of one per cent of our school districts! I cannot believe that the state governments responsible for those areas are incapable of making up whatever deficiencies exist. It so happens that the same deficiency figure—one-half of one per cent—applies to my own state of Arizona. And Arizona proudly turned down federal funds under the 1958 National Defense Education Act on the grounds that Arizonans, themselves, were quite capable of closing the gap.
Let’s keep this issue in perspective. The national school system is not in crisis. Just before the Senate debate this year on boosting federal aid, I asked Mr. Arthur Flemming, the Secretary of Health, Education and Welfare, how many of the country’s school districts were actually in trouble—that is, how many had hit their bonded limit. His answer was about 230. There are around 42,000 school districts in America. So, supporters of federal aid are discussing a problem that impacts only half of one percent of our school districts! I can’t believe the state governments responsible for those areas can’t address whatever issues are there. Interestingly, that same deficiency figure—half of one percent—applies to my own state of Arizona. And Arizona proudly declined federal funds from the 1958 National Defense Education Act by claiming that Arizonans could handle the gaps themselves.
This may be the place, while we are speaking of need, to lay to rest the notion that the American people have been niggardly in support of their schools. Since the end of World War II, Americans have built 550,000 classrooms at a cost of approximately $19 billion—almost all of which was raised at the local level. This new construction provided space for over 15 million pupils during a period when the school population increased by only 10 million pupils. It is evident, therefore, that increased school expenditures have more than kept pace with increased school needs.
This might be the right moment, while we're discussing needs, to put to rest the idea that Americans have been stingy when it comes to supporting their schools. Since World War II ended, Americans have built 550,000 classrooms at a cost of about $19 billion—almost all of which came from local funding. This new construction created space for over 15 million students during a time when the student population grew by only 10 million. It’s clear that increased spending on schools has more than kept up with the growing needs of education.
Here are some of the figures. In the school year 1949-50 there were 25 million students enrolled in various education institutions in the United States. In the[80] year 1959-60 there were 34.7 million—an increase of 38%. During the same period revenues for school use, raised largely at the local level, increased from 5.4 billion to 12.1 billion—an increase of 124%. When school expenditures increase three and a half times as fast as the school population, I do not think that the adequacy of America’s “traditional” approach to education is open to serious question.
Here are some of the figures. In the school year 1949-50, there were 25 million students enrolled in various educational institutions in the United States. In the year 1959-60, there were 34.7 million—an increase of 38%. During the same period, revenues for schools, mostly raised at the local level, went from 5.4 billion to 12.1 billion—an increase of 124%. When school spending rises three and a half times faster than the school population, I don’t think there’s any serious doubt about the adequacy of America’s “traditional” approach to education.
The third objection to federal aid is that it promotes the idea that federal school money is “free” money, and thus gives the people a distorted picture of the cost of education. I was distressed to find that five out of six high school and junior college students recently interviewed in Phoenix said they favored federal aid because it would mean more money for local schools and ease the financial burden on Arizona taxpayers.
The third concern about federal aid is that it encourages the belief that federal funding for schools is “free” money, which skews people’s understanding of the actual costs of education. I was upset to discover that five out of six high school and junior college students recently surveyed in Phoenix said they supported federal aid because it would mean more funding for local schools and reduce the financial strain on Arizona taxpayers.
The truth, of course, is that the federal government has no funds except those it extracts from the taxpayers who reside in the various States. The money that the federal government pays to State X for education has been taken from the citizens of State X in federal taxes and comes back to them, minus the Washington brokerage fee. The less wealthy States, to be sure, receive slightly more than they give, just as the more wealthy States receive somewhat less. But the differences are negligible. For the most part, federal aid simply substitutes the tax-collecting facilities of the federal government for those of local governments. This fact cannot be stressed often enough; for stripped[81] of the idea that federal money is free money, federal aid to education is exposed as an act of naked compulsion—a decision by the federal government to force the people of the States to spend more money than they choose to spend for this purpose voluntarily.
The truth is that the federal government has no money aside from what it collects from taxpayers in different states. The funds that the federal government gives to State X for education come from the residents of State X in the form of federal taxes and return to them, minus a cut taken by Washington. Less wealthy states tend to receive a bit more than they contribute, while wealthier states get a bit less. But the differences are minor. Generally, federal aid just shifts the tax collection from local governments to the federal government. This point cannot be emphasized enough; without the misconception that federal money is free, federal aid for education reveals itself as a form of coercion—a decision by the federal government to force people in the states to spend more on education than they are willing to spend voluntarily.
The fourth objection is that federal aid to education inevitably means federal control of education. For many years, advocates of federal aid denied that aid implies control, but in the light of the National Defense Education Act of 1958 they cannot very well maintain their position. Federal aid under the act is conditioned upon compliance by the States and local educational institutions with various standards and specifications laid down by the Department of Health, Education and Welfare. There are no less than twelve direct controls of this kind in the act. Moreover, the acknowledged purpose of the act is to persuade local educational institutions to put greater emphasis on the physical sciences and other subjects directly related to national defense. I do not question the desirability of encouraging increased proficiency in the physical sciences, but when the federal government does the encouraging through the withholding and granting of funds, I do not see how it can be denied that the federal government is helping to determine the content of education; and influencing content is the last, not the first, stage of control.
The fourth objection is that federal aid to education inevitably leads to federal control of education. For many years, supporters of federal aid claimed that it doesn’t imply control, but after the National Defense Education Act of 1958, they can’t really hold onto that position. Federal aid under this act is contingent on states and local educational institutions complying with various standards and requirements set by the Department of Health, Education and Welfare. There are no less than twelve direct controls of this kind in the act. Furthermore, the stated purpose of the act is to encourage local educational institutions to focus more on physical sciences and other subjects relevant to national defense. I don’t question the value of promoting greater proficiency in the physical sciences, but when the federal government encourages this by withholding or granting funds, it’s hard to deny that the federal government is influencing the content of education; and influencing content is the last, not the first, stage of control.
Nobody should be surprised that aid has led to controls. It could, and should not be otherwise. Congress[82] cannot be expected to appropriate the people’s money and make no provision for how it will be spent. Congress would be shirking its responsibilities to the taxpayer if it distributed his money willy-nilly, without regard to its use. Should Congress permit the use of federal funds to subsidize Communist schools and thus promote the cause of our enemies? Of course not. But a prohibition of such use is clearly an exercise of federal control. Congress will always feel impelled to establish conditions under which people’s money is to be spent, and while some controls may be wise we are not guaranteed against unwise controls any more than we are guaranteed against unwise Congressmen. The mistake is not the controls but appropriating the money that requires controls.
No one should be surprised that aid has resulted in regulations. It could, and should not be any other way. Congress[82] can't be expected to allocate taxpayer money without making sure it will be spent properly. Congress would be neglecting its duty to taxpayers if it distributed their money randomly, without considering how it would be used. Should Congress allow federal funds to support Communist schools and thereby further our enemies' cause? Absolutely not. But banning that use clearly demonstrates federal control. Congress will always feel the need to set conditions for how people's money is spent, and while some regulations might be sensible, we are not protected from foolish regulations any more than we are from foolish Congress members. The issue isn't the regulations but the act of appropriating money that necessitates those regulations.
So much for the evils and dangers of federal aid. Note that I have not denied that many of our children are being inadequately educated, or that the problem is nation-wide. I have only denied that it is the kind of problem that requires a solution at the national level. To the extent the problem is quantitative—to the extent we have too few classrooms and pay some of our teachers too little money—the shortages can be taken care of by the localities concerned. But more: to the extent the problem is qualitative—which in my opinion it mainly is—it is manifestly one that lends itself to correction at the local level. There is no place where deficiencies in the content of an educational system can be better understood than locally where a community[83] has the opportunity to view and judge the product of its own school system.
So much for the issues and risks of federal aid. I’m not saying that many of our kids aren’t getting a proper education, or that it’s not a nationwide problem. I’m just saying it’s not the kind of issue that needs a national solution. Where the problem is about numbers—like having too few classrooms and not paying some of our teachers enough—that's something local areas can fix. But more importantly, where the problem is about quality—which I think it mainly is—this is clearly something that can be addressed locally. There's no better place to understand the flaws in an educational system than in the community itself, where people can see and evaluate the outcomes of their own schools.
In the main, the trouble with American education is that we have put into practice the educational philosophy expounded by John Dewey and his disciples. In varying degrees we have adopted what has been called “progressive education.”
In general, the main issue with American education is that we have implemented the educational philosophy put forward by John Dewey and his followers. To different extents, we have embraced what is known as “progressive education.”
Subscribing to the egalitarian notion that every child must have the same education, we have neglected to provide an educational system which will tax the talents and stir the ambitions of our best students and which will thus insure us the kind of leaders we will need in the future.
Subscribing to the belief that every child should have the same education, we have failed to create an educational system that challenges the talents and inspires the ambitions of our top students, which is essential for ensuring the kind of leaders we will need in the future.
In our desire to make sure that our children learn to “adjust” to their environment, we have given them insufficient opportunity to acquire the knowledge that will enable them to master their environment.
In our wish to ensure that our kids learn to “adapt” to their surroundings, we haven’t provided them enough chances to gain the knowledge that will allow them to master their environment.
In our attempt to make education “fun,” we have neglected the academic disciplines that develop sound minds and are conducive to sound characters.
In our effort to make education “fun,” we have overlooked the academic subjects that foster critical thinking and support strong character development.
Responding to the Deweyite attack on methods of teaching, we have encouraged the teaching profession to be more concerned with how a subject is taught than with what is taught. Most important of all: in our anxiety to “improve” the world and insure “progress” we have permitted our schools to become laboratories[84] for social and economic change according to the predilections of the professional educators. We have forgotten that the proper function of the school is to transmit the cultural heritage of one generation to the next generation, and to so train the minds of the new generation as to make them capable of absorbing ancient learning and applying it to the problem of its own day.
In response to the Deweyite criticism of teaching methods, we have encouraged educators to focus more on how a subject is taught rather than what is taught. Most importantly: in our eagerness to “improve” the world and ensure “progress,” we have allowed our schools to become testing grounds[84] for social and economic change based on the preferences of professional educators. We have overlooked that the main role of the school is to pass down the cultural heritage from one generation to the next and to train the minds of the new generation so they can absorb ancient knowledge and apply it to the challenges of their own time.
The fundamental explanation of this distortion of values is that we have forgotten that purpose of education. Or better: we have forgotten for whom education is intended. The function of our schools is not to educate, or elevate, society; but rather to educate individuals and to equip them with the knowledge that will enable them to take care of society’s needs. We have forgotten that a society progresses only to the extent that it produces leaders that are capable of guiding and inspiring progress. And we cannot develop such leaders unless our standards of education are geared to excellence instead of mediocrity. We must give full rein to individual talents, and we must encourage our schools to enforce the academic disciplines—to put preponderant emphasis on English, mathematics, history, literature, foreign languages and the natural sciences. We should look upon our schools—not as a place to train the “whole character” of the child—a responsibility that properly belongs to his family and church—but to train his mind.
The basic reason for this distortion of values is that we've forgotten the true purpose of education. Or better yet, we’ve forgotten for whom education exists. The role of our schools isn’t to educate or elevate society, but to educate individuals and give them the knowledge they need to meet society’s needs. We’ve lost sight of the fact that a society can only progress by producing leaders who can guide and inspire that progress. We can’t develop such leaders unless our educational standards focus on excellence rather than mediocrity. We need to fully support individual talents and encourage our schools to uphold academic disciplines, giving significant emphasis to English, math, history, literature, foreign languages, and the natural sciences. We should view our schools not as a place to shape the “whole character” of a child—responsibilities that belong to their family and church—but as a place to train their mind.
Our country’s past progress has been the result, not of the mass mind applying average intelligence to the[85] problems of the day, but of the brilliance and dedication of wise individuals who applied their wisdom to advance the freedom and the material well-being of all of our people. And so if we would improve education in America—and advance the fortunes of freedom—we will not rush to the federal treasury with requests for money. We will focus attention on our local community, and make sure that our schools, private and public, are performing the job the Nation has the right to expect of them.
Our country’s progress has come not from the collective thinking of the average person tackling today’s issues, but from the brilliance and dedication of wise individuals who used their insights to enhance the freedom and well-being of everyone. So, if we want to improve education in America—and boost our chances for freedom—we shouldn’t hurry to the federal government asking for money. We should focus on our local community and ensure that our schools, both private and public, are doing the job the Nation expects from them.
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CHAPTER TEN
The Soviet Threat
And still the awful truth remains: We can establish the domestic conditions for maximizing freedom, along the lines I have indicated, and yet become slaves. We can do this by losing the Cold War to the Soviet Union.
And still the harsh truth persists: We can create the right conditions at home to maximize freedom, as I've pointed out, and still end up enslaved. We could achieve this by losing the Cold War to the Soviet Union.
American freedom has always depended, to an extent, on what is happening beyond our shores. Even in Ben Franklin’s day, Americans had to reckon with foreign threats. Our forebearers knew that “keeping a Republic” meant, above all, keeping it safe from foreign transgressors; they knew that a people cannot live and work freely, and develop national institutions conducive to freedom, except in peace and with independence. In those early days the threat to peace and independence was very real. We were a fledgling-nation and the slightest misstep—or faint hearts—would have laid us open to the ravages of predatory European powers. It was only because wise and courageous men understood that defense of freedom required risks and[87] sacrifice, as well as their belief in it, that we survived the crisis of national infancy. As we grew stronger, and as the oceans continued to interpose a physical barrier between ourselves and European militarism, the foreign danger gradually receded. Though we always had to keep a weather eye on would-be conquerors, our independence was acknowledged and peace, unless we chose otherwise, was established. Indeed, after the Second World War, we were not only master of our own destiny; we were master of the world. With a monopoly of atomic weapons, and with a conventional military establishment superior to any in the world, America was—in relative and absolute terms—the most powerful nation the world had ever known. American freedom was as secure as at any time in our history.
American freedom has always relied, to some degree, on what’s happening beyond our borders. Even in Ben Franklin’s time, Americans had to deal with foreign threats. Our ancestors understood that “keeping a Republic” primarily meant protecting it from outside invaders; they knew that a society cannot live and work freely, and develop institutions that support freedom, except in peace and with independence. In those early days, the threat to peace and independence was very real. We were a young nation, and the slightest error—or lack of courage—could have left us vulnerable to the attacks of predatory European powers. It was only because wise and brave individuals recognized that defending freedom required risks and sacrifice, as well as their belief in it, that we overcame the challenges of our national beginnings. As we grew stronger, and as the oceans continued to act as a physical barrier between us and European militarism, the foreign threat gradually diminished. Although we always had to stay alert to potential conquerors, our independence was acknowledged and peace was established, unless we chose otherwise. Indeed, after World War II, we were not only in control of our own destiny; we were in control of the world. With a monopoly on atomic weapons and a conventional military force superior to any in existence, America was—the most powerful nation the world had ever known, both relatively and absolutely. American freedom was as secure as it had ever been in our history.
Now, a decade and half later, we have come full circle and our national existence is once again threatened as it was in the early days of the Republic. Though we are still strong physically, we are in clear and imminent danger of being overwhelmed by alien forces. We are confronted by a revolutionary world movement that possesses not only the will to dominate absolutely every square mile of the globe, but increasingly the capacity to do so: a military power that rivals our own, political warfare and propaganda skills that are superior to ours, an international fifth column that operates conspiratorially in the heart of our defenses, an ideology that imbues its adherents with a sense of historical mission; and all of these resources[88] controlled by a ruthless despotism that brooks no deviation from the revolutionary course. This threat, moreover, is growing day by day. And it has now reached the point where American leaders, both political and intellectual, are searching desperately for means of “appeasing” or “accommodating” the Soviet Union as the price of national survival. The American people are being told that, however valuable their freedom may be, it is even more important to live. A craven fear of death is entering the American consciousness; so much so that many recently felt that honoring the chief despot himself was the price we had to pay to avoid nuclear destruction.
Now, a decade and a half later, we’ve come full circle and our national existence is once again under threat, just like it was in the early days of the Republic. While we are still physically strong, we clearly face the imminent danger of being overwhelmed by foreign forces. We are confronted by a revolutionary global movement that has not only the will to dominate every square mile of the globe but increasingly the ability to do so: military power that rivals our own, political warfare and propaganda skills that surpass ours, an international fifth column that conspires at the heart of our defenses, and an ideology that gives its followers a sense of historical mission; and all of these resources[88] are controlled by a ruthless despotism that allows no deviation from the revolutionary path. This threat is also growing day by day. It has now reached the point where American leaders, both political and intellectual, are urgently searching for ways to “appease” or “accommodate” the Soviet Union as the price for national survival. The American people are being told that, no matter how valuable their freedom may be, it is even more important to stay alive. A crippling fear of death is creeping into the American mindset; so much so that many recently thought that honoring the chief despot himself was the price we had to pay to avoid nuclear destruction.
The temptation is strong to blame the deterioration of America’s fortunes on the Soviet Union’s acquisition of nuclear weapons. But this is self-delusion. The rot had set in, the crumbling of our position was already observable, long before the Communists detonated their first Atom Bomb. Even in the early 1950s, when America still held unquestioned nuclear superiority, it was clear that we were losing the Cold War. Time and again in my campaign speeches of 1952 I warned my fellow Arizonans that “American Foreign Policy has brought us from a position of undisputed power, in seven short years, to the brink of possible disaster.” And in the succeeding seven years, that trend, because its cause remains, has continued.
The temptation is strong to blame the decline of America’s fortunes on the Soviet Union gaining nuclear weapons. But that’s just self-deception. The decline had already begun; our weakening position was noticeable long before the Communists set off their first Atom Bomb. Even in the early 1950s, when America still had unquestioned nuclear dominance, it was clear we were losing the Cold War. Time and again in my campaign speeches in 1952, I warned my fellow Arizonans that “American Foreign Policy has taken us from a position of undeniable power, in just seven short years, to the brink of potential disaster.” And in the seven years that followed, that trend has continued because the underlying issues remain.
The real cause of the deterioration can be simply stated. Our enemies have understood the nature of the[89] conflict, and we have not. They are determined to win the conflict, and we are not.
The real reason for the decline is straightforward. Our enemies have grasped the nature of the [89] conflict, but we haven't. They are committed to winning the conflict, while we are not.
I hesitate to restate the obvious—to say again what has been said so many times before by so many others: that the Communists’ aim is to conquer the world. I repeat it because it is the beginning and the end of our knowledge about the conflict between East and West. I repeat it because I fear that however often we have given lip-service to this central political fact of our time, very few of us have believed it. If we had, our entire approach to foreign policy over the past fourteen years would have been radically different, and the course of world events radically changed.
I hesitate to restate the obvious—to reiterate what has been repeated countless times by many others: the Communists’ goal is to take over the world. I mention it again because it is the foundation of our understanding of the conflict between East and West. I bring it up because I worry that, despite how often we pay lip service to this key political reality of our time, very few of us have truly believed it. If we had, our entire approach to foreign policy over the past fourteen years would have been completely different, and the trajectory of world events would have changed significantly.
If an enemy power is bent on conquering you, and proposes to turn all of his resources to that end, he is at war with you; and you—unless you contemplate surrender—are at war with him. Moreover—unless you contemplate treason—your objective, like his, will be victory. Not “peace,” but victory. Now, while traitors (and perhaps cowards) have at times occupied key positions in our government, it is clear that our national leadership over the past fourteen years has favored neither surrender nor treason. It is equally clear, however, that our leaders have not made victory the goal of American policy. And the reason that they have not done so, I am saying, is that they have never believed deeply that the Communists are in earnest.
If an enemy nation is determined to conquer you and plans to use all its resources for that purpose, it's at war with you; and you—unless you’re considering surrender—are at war with it too. Furthermore, unless you’re thinking about betraying your country, your goal, like theirs, will be victory. Not “peace,” but victory. While traitors (and maybe cowards) have occasionally held important positions in our government, it’s clear that our national leadership over the past fourteen years hasn’t supported either surrender or betrayal. However, it’s also evident that our leaders haven’t made victory the aim of American policy. The reason they haven’t done so, I’m saying, is that they’ve never truly believed that the Communists are sincere.
Our avowed national objective is “peace.” We have,[90] with great sincerity, “waged” peace, while the Communists wage war. We have sought “settlements,” while the Communists seek victories. We have tried to pacify the world. The Communists mean to own it. Here is why the contest has been an unequal one, and why, essentially, we are losing it.
Our declared national goal is “peace.” We have, [90] with genuine intent, “fought” for peace, while the Communists wage war. We have aimed for “settlements,” while the Communists strive for victories. We have attempted to calm the world. The Communists want to control it. This is why the competition has been unfair, and why, in essence, we are losing it.
Peace, to be sure, is a proper goal for American policy—as long as it is understood that peace is not all we seek. For we do not want the peace of surrender. We want a peace in which freedom and justice will prevail, and that—given the nature of Communism—is a peace in which Soviet power will no longer be in a position to threaten us and the rest of the world. A tolerable peace, in other words, must follow victory over Communism. We have been fourteen years trying to bury that unpleasant fact. It cannot be buried and any foreign policy that ignores it will lead to our extinction as a nation.
Peace is definitely a valid goal for American policy—as long as we understand that peace isn't everything we strive for. We don’t want a peace that comes from giving up. We want a peace where freedom and justice thrive, and that—considering the reality of Communism—is a peace where Soviet power can no longer pose a threat to us or the rest of the world. In other words, a workable peace must follow our victory over Communism. We've spent fourteen years trying to ignore this uncomfortable truth. It can’t be ignored, and any foreign policy that overlooks it will lead to our extinction as a nation.
We do not, of course, want to achieve victory by force of arms. If possible, overt hostilities should always be avoided; especially is this so when a shooting war may cause the death of many millions of people, including our own. But we cannot, for that reason, make the avoidance of a shooting war our chief objective. If we do that—if we tell ourselves that it is more important to avoid shooting than to keep our freedom—we are committed to a course that has only one terminal point: surrender. We cannot, by proclamation, make war “unthinkable.” For it is not unthinkable to[91] the Communists: naturally, they would prefer to avoid war, but they are prepared to risk it, in the last analysis, to achieve their objectives. We must, in our hearts, be equally dedicated to our objectives. If war is unthinkable to us but not to them, the famous “balance of terror” is not a balance at all, but an instrument of blackmail. U. S.-Soviet power may be in balance; but if we, and not they, rule out the possibility of using that power, the Kremlin can create crisis after crisis, and force the U. S., because of our greater fear of war, to back down every time. And it cannot be long before a universal Communist Empire sits astride the globe.
We obviously don't want to win through military force. Whenever possible, we should avoid open conflict; this is especially true when a shooting war could lead to the deaths of millions, including our own. However, we can't make avoiding a shooting war our top priority. If we do that—if we convince ourselves that avoiding violence is more important than preserving our freedom—we're on a path that has only one outcome: surrender. We can't declare war “unthinkable.” It’s not unthinkable to the Communists; while they would prefer to avoid war, they’re ready to risk it if it helps them achieve their goals. We must be just as committed to our own objectives. If we consider war unthinkable, but they don't, the so-called “balance of terror” isn't a balance at all; it becomes a tool of blackmail. The power between the U.S. and the Soviet Union may seem balanced, but if we rule out the option of using that power while they don’t, the Kremlin can create one crisis after another and force the U.S. to back down each time because of our greater fear of war. It won't be long before a universal Communist Empire controls the globe.
The rallying cry of an appeasement organization, portrayed in a recent novel on American politics, was “I would rather crawl on my knees to Moscow than die under an Atom bomb.” This sentiment, of course, repudiates everything that is courageous and honorable and dignified in the human being. We must—as the first step toward saving American freedom—affirm the contrary view and make it the cornerstone of our foreign policy: that we would rather die than lose our freedom. There are ways which I will suggest later on—not easy ways, to be sure—in which we may save both our freedom and our lives; but all such suggestions are meaningless and vain unless we first understand what the objective is. We want to stay alive, of course; but more than that we want to be free. We want to have peace; but before that we want to establish the conditions that will make peace tolerable.[92] “Like it or not,” Eugene Lyons has written, “the great and inescapable task of our epoch is not to end the Cold War but to win it.”
The rallying cry of an appeasement organization, portrayed in a recent novel about American politics, was “I would rather crawl on my knees to Moscow than die under an atomic bomb.” This sentiment, of course, rejects everything that is brave, honorable, and dignified about being human. We must—as the first step toward saving American freedom—affirm the opposite view and make it the foundation of our foreign policy: that we would rather die than lose our freedom. There are methods I will suggest later—not easy methods, for sure—in which we can save both our freedom and our lives; but all such suggestions are pointless and empty unless we first understand what our goal is. We want to stay alive, of course; but more than that, we want to be free. We want to have peace; but before that, we need to establish the conditions that will make peace possible.[92] “Like it or not,” Eugene Lyons has written, “the great and unavoidable task of our time is not to end the Cold War but to win it.”
I suggest that we look at America’s present foreign policy, and ask whether it is conducive to victory. There are several aspects of this policy. Let us measure each of them by the test: Does it help defeat the enemy?
I suggest we examine America’s current foreign policy and question whether it contributes to victory. There are a few elements of this policy. Let’s evaluate each one with this question in mind: Does it help us defeat the enemy?
DEFENSIVE ALLIANCES
Through NATO, SEATO and the Central Treaty Organization in mid-Asia, we have served notice on the Kremlin that overt Communist aggression in certain areas of the world will be opposed by American arms. It is likely that the existence of these alliances has helped discourage military adventurism by the Communists.
Through NATO, SEATO, and the Central Treaty Organization in mid-Asia, we've made it clear to the Kremlin that American arms will oppose any blatant Communist aggression in certain parts of the world. It's likely that these alliances have helped deter military adventurism from the Communists.
Still, we should not overestimate the value of the alliances. Though they play a significant role in safeguarding American freedom, there are a number of reasons why it is a limited role.
Still, we shouldn't overestimate the value of the alliances. While they play an important role in protecting American freedom, there are several reasons why that role is limited.
First, the alliance system is not co-extensive with the line that must be held if enemy expansion is to be prevented. There are huge areas of the non-Communist world that the alliances do not touch. Nor—even assuming America is strong enough to guard a world-wide defense perimeter—is there any prospect of bringing these areas into the system. The so-called neutral countries of the Middle East, Africa and Southern[93] Asia have refused to align themselves with the anti-Communist cause, and it is in those areas, as we might expect, that the Communists are making significant strides. This is a critical weakness. If all of those areas should fall under Communist rule, the alliances would be outflanked everywhere: the system would be reduced to a series of outposts, and probably indefensible ones at that, in a wholly hostile world.
First, the alliance system doesn't cover the entire area that needs to be protected to stop enemy expansion. There are vast regions of the non-Communist world that these alliances don't reach. Even if America is strong enough to defend a global perimeter, there's no chance of bringing these areas into the system. The so-called neutral countries in the Middle East, Africa, and Southern Asia have refused to align with the anti-Communist cause, and as we might expect, that’s where the Communists are making significant progress. This is a major weakness. If all those areas fell under Communist control, the alliances would be flanked everywhere: the system would become just a series of outposts, and likely indefensible ones, in a completely hostile world.
Secondly, the alliance system does not protect even its members against the most prevalent kind of Communist aggression: political penetration and internal subversion. Iraq is a case in point. We had pledged ourselves to support the Iraqi against overt Soviet aggression—not only under the Baghdad Pact of which Iraq was the cornerstone, but also under the Eisenhower Doctrine. Iraq fell victim to a pro-Communist coup without an American or Russian shot being fired. Cuba is another example. If the Red Army had landed in Havana, we would have come to Cuba’s aid. Castro’s forces, however, were native Cubans; as a result, a pro-Communist regime has become entrenched on our very doorstep through the technique of internal subversion. And so it will always be with an enemy that lays even more emphasis on political warfare than on military warfare. So it will be until we learn to meet the enemy on his own grounds.
Secondly, the alliance system doesn’t even protect its members from the most common type of Communist aggression: political infiltration and internal subversion. Iraq is a clear example. We promised to support Iraq against direct Soviet aggression—not just under the Baghdad Pact, where Iraq was the key player, but also under the Eisenhower Doctrine. Iraq fell victim to a pro-Communist coup without a single shot fired by either the Americans or the Russians. Cuba is another case. If the Red Army had landed in Havana, we would have come to Cuba’s aid. However, Castro’s forces were made up of native Cubans; as a result, a pro-Communist regime has taken root right on our doorstep through internal subversion. This will always be the case with an enemy that prioritizes political warfare over military warfare. It will continue to be so until we learn to confront the enemy on their own terms.
But thirdly, the alliance system cannot adequately protect its members even against overt aggression. In[94] the past, the Communists have been kept in check by America’s strategic air arm. Indeed, in the light of the weakness of the allied nations’ conventional military forces, our nuclear superiority has been the alliances’ only real weapon. But as the Soviet Union draws abreast of us in nuclear strength, that weakness could prove our undoing. In a nuclear stalemate, where neither side is prepared to go “all out” over local issues, the side with the superior conventional forces has an obvious advantage. Moreover, it is clear that we cannot hope to match the Communist world man for man, nor are we capable of furnishing the guns and tanks necessary to defend thirty nations scattered over the face of the globe. The long-overdue answer, as we will see later on, lies in the development of a nuclear capacity for limited wars.
But thirdly, the alliance system can’t effectively protect its members even against overt aggression. In[94] the past, America’s strategic air force has kept the Communists in check. In fact, given the weakness of the allied nations' conventional military forces, our nuclear superiority has been the only real weapon for the alliances. But as the Soviet Union closes the gap on us in nuclear strength, that weakness could become our downfall. In a nuclear stalemate, where neither side is willing to go “all out” over local issues, the side with stronger conventional forces has a clear advantage. Additionally, it’s obvious that we can’t hope to match the Communist world man for man, nor can we provide the guns and tanks needed to defend thirty nations scattered around the globe. The long-overdue solution, as we'll see later, lies in developing a nuclear capability for limited wars.
Finally—and I consider this the most serious defect of all—the alliance system is completely defensive in nature and outlook. This fact, in the light of the Communists’ dynamic, offensive strategy, ultimately dooms it to failure. No nation at war, employing an exclusively defensive strategy, can hope to survive for long. Like the boxer who refuses to throw a punch, the defense-bound nation will be cut down sooner or later. As long as every encounter with the enemy is fought on his initiative, on grounds of his choosing and with weapons of his choosing, we shall keep on losing the Cold War.
Finally—and I think this is the most serious flaw of all—the alliance system is completely defensive in nature and perspective. This fact, considering the Communists’ aggressive, offensive strategy, ultimately leads to its failure. No nation at war, relying solely on a defensive strategy, can expect to last for long. Like a boxer who won’t throw a punch, a nation stuck on defense will eventually be defeated. As long as every engagement with the enemy is initiated by him, on terms he decides, and with the weapons he chooses, we will continue to lose the Cold War.
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FOREIGN AID
Another aspect of our policy is the Foreign Aid program. To it, in the last fourteen years, we have committed over eighty billions of American treasure—in grants, loans, material, and technical assistance. I will not develop here what every thinking American knows about this Gargantuan expenditure—that it has had dire consequences, not only for the American taxpayer, but for the American economy; that it has been characterized by waste and extravagance both overseas and in the agencies that administer it; and that it has created a vast reservoir of anti-Americanism among proud peoples who, however irrationally, resent dependence on a foreign dole. I would rather put the question, Has the Foreign Aid program, for all of its drawbacks, made a compensating contribution toward winning the Cold War?
Another aspect of our policy is the Foreign Aid program. Over the last fourteen years, we have committed more than eighty billion dollars of American resources—in grants, loans, materials, and technical assistance. I won’t go into detail here about what every thoughtful American knows about this enormous expenditure—that it has had serious consequences, not only for the American taxpayer but for the American economy; that it has been marked by waste and extravagance both abroad and in the agencies that manage it; and that it has fostered a significant amount of anti-American sentiment among proud nations who, even if it's irrational, resent relying on foreign assistance. I would rather ask the question, Has the Foreign Aid program, despite its flaws, made a meaningful contribution toward winning the Cold War?
And this test, let me say parenthetically, is the only one under which the Foreign Aid program can be justified. It cannot, that is to say, be defended as a charity. The American government does not have the right, much less the obligation, to try to promote the economic and social welfare of foreign peoples. Of course, all of us are interested in combating poverty and disease wherever it exists. But the Constitution does not empower our government to undertake that job in foreign countries, no matter how worthwhile it might be. Therefore, except as it can be shown to promote America’s national interests, the Foreign Aid program is unconstitutional.
And this test, let me add, is the only one that can justify the Foreign Aid program. It can’t be defended as a charity. The U.S. government doesn’t have the right, let alone the obligation, to try to improve the economic and social welfare of people in other countries. Of course, we all care about fighting poverty and disease wherever they exist. But the Constitution doesn’t give our government the authority to take on that responsibility in other nations, no matter how noble it may seem. So, unless it can be shown to advance America’s national interests, the Foreign Aid program is unconstitutional.
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It can be argued, but not proved, that American aid helped prevent Western Europe from going Communist after the Second World War. It is true, for example, that the Communist parties in France and Italy were somewhat weaker after economic recovery than before it. But it does not follow that recovery caused the reduction in Communist strength, or that American aid caused the recovery. It is also true, let us remember, that West Germany recovered economically at a far faster rate than France or Italy, and received comparatively little American aid.
It can be argued, but not proven, that American aid helped stop Western Europe from becoming Communist after World War II. For instance, the Communist parties in France and Italy were somewhat weaker after the economy recovered than they were before. However, that doesn't mean that the recovery caused the decrease in Communist strength or that American aid caused the recovery. It’s also important to note that West Germany recovered economically much faster than France or Italy, and received relatively little American aid.
It also can be argued that American military aid has made the difference between friendly countries having the power to fight off or discourage Communist aggression, and not having that power. Here, however, we must distinguish between friendly countries that were not able to build their own military forces, and those that were. Greece, Turkey, Free China, South Korea and South Vietnam needed our help. Other countries, England and France, for example, were able to maintain military forces with their own resources. For many years now, our allies in Western Europe have devoted smaller portions of their national budgets to military forces than we have. The result is that the American people, in the name of military aid, have been giving an economic handout to these nations; we have permitted them to transfer to their domestic economy funds which, in justice, should have been used in the common defense effort.
It can also be said that American military aid has made a difference in whether friendly countries can fend off or deter Communist aggression or not. However, we need to differentiate between friendly countries that were not able to build their own military forces and those that could. Greece, Turkey, Free China, South Korea, and South Vietnam needed our support. Other countries, like England and France, were able to maintain military forces using their own resources. For many years now, our allies in Western Europe have dedicated smaller portions of their national budgets to military forces than we have. As a result, the American people, in the name of military aid, have effectively been providing an economic handout to these nations; we have allowed them to allocate funds to their domestic economy that should, in fairness, have been used for our collective defense effort.
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Now let us note a significant fact. In each of the situations we have mentioned so far—situations where some evidence exists that Foreign Aid has promoted American interests—there is a common denominator: in every case, the recipient government was already committed to our side. We may have made these nations, on balance, stronger and more constant allies, though even that is debatable. But we did not cause them to alter their basic political commitments. This brings us to the rest of the Foreign Aid program—and to the great fallacy that underlies it.
Now let's point out an important fact. In each situation we've discussed so far—where there's some evidence that Foreign Aid has advanced American interests—there's a common thread: in every case, the recipient government was already aligned with us. We may have made these countries, overall, stronger and more reliable allies, although that’s up for debate. But we didn’t change their fundamental political commitments. This leads us to the rest of the Foreign Aid program—and to the major misconception that drives it.
Increasingly, our foreign aid goes not to our friends, but to professed neutrals—and even to professed enemies. We furnish this aid under the theory that we can buy the allegiance of foreign peoples—or at least discourage them from “going Communist”—by making them economically prosperous. This has been called the “stomach theory of Communism,” and it implies that a man’s politics are determined by the amount of food in his belly.
Increasingly, our foreign aid is directed not towards our allies but to those who claim neutrality—and even to those who openly oppose us. We provide this aid based on the belief that we can buy the loyalty of other nations—or at least persuade them not to “turn Communist”—by helping make them economically successful. This idea has been referred to as the “stomach theory of Communism,” suggesting that a person's political views are shaped by how much food they have to eat.
Everything we have learned from experience, and from our observation of the nature of man, refutes this theory. A man’s politics are, primarily, the product of his mind. Material wealth can help him further his political goals, but it will not change them. The fact that some poor, illiterate people have “gone Communist” does not prove that poverty caused them to do so any more than the fact that Alfred K. and Martha D. Stern are Communists proves that great wealth[98] and a good education make people go Communist. Let us remember that Communism is a political movement, and that its weapons are primarily political. The movement’s effectiveness depends on small cadres of political activists, and these cadres are, typically, composed of literate and well-fed people. We are not going to change the minds of such political activists, or impede their agitation of the masses by a “war on poverty,” however worthy such an effort might be on humanitarian grounds.
Everything we’ve learned from experience and our observations about human nature contradicts this theory. A person’s political beliefs primarily come from their mindset. Material wealth can help them achieve their political goals, but it won’t change what those goals are. The fact that some poor, uneducated individuals have turned to Communism doesn’t prove that poverty led them to do so, any more than the fact that Alfred K. and Martha D. Stern are Communists proves that great wealth and a good education lead people to become Communists. Let’s remember that Communism is a political movement, and its tools are mainly political. The movement’s success relies on small groups of political activists, and these groups are usually made up of literate and well-fed individuals. We’re not going to change the views of these political activists or stop their outreach to the masses with a “war on poverty,” no matter how worthy such an effort may be on humanitarian grounds.
It thus makes little sense to try to promote anti-Communism by giving money to governments that are not anti-Communist, that are, indeed, far more inclined to the Soviet-type society than to a free one. And let us remember that the foreign policies of many of the allegedly neutral nations that receive our aid are not “neutral” at all. Is Sukarno’s Indonesia neutral when it encourages Red Chinese aggression? Or Nehru’s India when it censures the Western effort to recover Suez but refuses to censure the Soviet invasion of Hungary? Or Nasser’s United Arab Republic which equips its armed forces with Communist weapons and Communist personnel? Is American aid likely to make these nations less pro-Communist? Has it?
It makes little sense to promote anti-Communism by giving money to governments that aren't anti-Communist and are, in fact, more aligned with a Soviet-style society than a free one. We should also remember that the foreign policies of many supposedly neutral countries receiving our aid aren't actually "neutral" at all. Is Sukarno’s Indonesia neutral when it supports Red Chinese aggression? What about Nehru’s India when it criticizes the Western efforts to regain control of Suez but doesn't speak out against the Soviet invasion of Hungary? Or Nasser’s United Arab Republic, which equips its military with Communist weapons and personnel? Is American aid really going to make these countries less pro-Communist? Has it?
But let us, for the moment, concede the validity of the “stomach theory,” and ask a further question: Is our foreign aid program the kind that will bring prosperity to underdeveloped countries? We Americans believe—and we can cite one hundred and fifty years[99] of experience to support the belief—that the way to build a strong economy is to encourage the free play of economic forces: free capital, free labor, a free market. Yet every one of the “neutral” countries we are aiding is committed to a system of State Socialism. Our present policy of government-to-government aid strengthens Socialism in those countries. We are not only perpetuating the inefficiency and waste that always attends government-controlled economies; by strengthening the hand of those governments, we are making it more difficult for free enterprise to take hold. For this reason alone, we should eliminate all government-to-government capital assistance and encourage the substitution of American private investment.
But for now, let’s accept the idea of the “stomach theory” and ask another question: Is our foreign aid program the kind that will actually help develop underprivileged countries? We Americans believe—and we can point to one hundred and fifty years[99] of experience to back it up—that the way to build a strong economy is to promote the free operation of economic forces: free capital, free labor, and a free market. However, every one of the “neutral” countries we are helping is committed to a system of State Socialism. Our current approach of government-to-government aid only reinforces Socialism in those countries. Not only are we sustaining the inefficiency and waste that always come with government-controlled economies, but by empowering those governments, we are also making it harder for free enterprise to take root. For this reason alone, we should stop all government-to-government capital assistance and support American private investment instead.
Our present Foreign Aid program, in sum, is not only ill-administered, but ill-conceived. It has not, in the majority of cases, made the free world stronger; it has made America weaker; and it has created in minds the world over an image of a nation that puts prime reliance, not on spiritual and human values, but on the material things that are the stock-in-trade of Communist propaganda. To this extent we have adopted Communist doctrine.
Our current Foreign Aid program, in short, is not just poorly managed, but poorly thought out. In most cases, it hasn't made the free world stronger; instead, it has weakened America. It has also shaped a perception globally of a nation that relies more on material things, which are the typical messages of Communist propaganda, rather than on spiritual and human values. To this extent, we have embraced Communist doctrine.
In the future, if our methods are to be in tune with our true objectives, we will confine foreign aid to military and technical assistance to those nations that need it and that are committed to a common goal of defeating world Communism.
In the future, if we want our methods to align with our actual goals, we will limit foreign aid to military and technical support for nations that need it and are dedicated to a shared objective of defeating global Communism.
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NEGOTIATIONS
As I write, the world is waiting for another round of diplomatic conferences between East and West. A full scale summit meeting is scheduled for Spring; later on, President Eisenhower and Premier Khrushchev will have further talks in the Soviet Union. And we are told that this is only the beginning of a long-range American policy to try to settle world problems by “negotiation.”
As I write, the world is waiting for another round of diplomatic talks between East and West. A full-scale summit meeting is set for Spring; later on, President Eisenhower and Premier Khrushchev will have more discussions in the Soviet Union. And we’re told that this is just the start of a long-term American strategy to try to resolve global issues through “negotiation.”
As the preparations for the Spring meetings go forward, I am struck by a singular fact: no one on our side claims—let alone believes—that the West will be stronger after these new negotiations than it is today. The same was true last Summer. We agreed to “negotiate” about Berlin—not because we hoped to gain anything by such talks—but because the Communists had created a “crisis,” and we could think of nothing better to do about it than go to the conference table. After all, we assured ourselves, there is no harm in talking.
As we get ready for the Spring meetings, I’m struck by one main point: nobody on our side says—much less believes—that the West will be stronger after these new negotiations than it is right now. The same thing was true last summer. We agreed to “negotiate” about Berlin—not because we thought we’d gain anything from those talks—but because the Communists had created a “crisis,” and we couldn’t think of anything better to do than sit down at the conference table. After all, we reassured ourselves, there’s no harm in talking.
I maintain there is harm in talking under present conditions. There are several reasons why this is so. First of all, Communists do not look upon negotiations, as we do, as an effort to reach an agreement. For them, negotiations are simply an instrument of political warfare. For them, a summit meeting is another battle in the struggle for the world. A diplomatic conference, in Communist language, is a “propaganda[101] forum from which to speak to the masses over the heads of their leaders.”
I believe there is harm in talking under current conditions. There are several reasons for this. Firstly, Communists don’t view negotiations the way we do, as an attempt to reach an agreement. For them, negotiations are simply an instrument of political warfare. A summit meeting is just another battle in the fight for global dominance. In Communist terms, a diplomatic conference is a “propaganda[101] forum to communicate with the masses, bypassing their leaders.”
Of course, if the Communists can obtain a formal agreement beneficial to them, so much the better. But if not the negotiations themselves will provide victory enough. For example, when the Soviets challenged our rights in West Berlin, we handed them a victory by the mere act of sitting down at the conference table. By agreeing to negotiate on that subject, we agreed that our rights in Berlin were “negotiable”—something they never were before. Thus we acknowledged, in effect, the inadequacy of our position, and the world now expects us to adjust it as proof of our good faith. Our answer to Khrushchev’s ultimatum should have been that the status of West Berlin concerns only West Berliners and the occupying powers, and is therefore not a matter that we are prepared to discuss with the Soviet Union. That would have been the end of the Berlin “crisis.”
Of course, if the Communists can secure a formal agreement that benefits them, that's great. But if they can't, the negotiations themselves will still count as a win. For instance, when the Soviets challenged our rights in West Berlin, we gave them a victory just by sitting down at the conference table. By agreeing to talk about that issue, we implied that our rights in Berlin were “up for negotiation”—which they hadn’t been before. This meant we essentially admitted that our position was weak, and now the world expects us to change it to show we're sincere. Our response to Khrushchev’s ultimatum should have been that the status of West Berlin is only relevant to the West Berliners and the occupying powers, and it's not something we're willing to discuss with the Soviet Union. That would have put an end to the Berlin “crisis.”
The Berlin situation illustrates another reason why the West is at an inherent disadvantage in negotiating with the Communists. The central strategic fact of the Cold War, as it is presently fought, is that the Communists are on the offensive and we are on the defensive. The Soviet Union is always moving ahead, always trying to get something from the free world; the West endeavors, at best, to hold what it has. Therefore, the focal point of negotiations is invariably somewhere in the non-Communist world. Every conference[102] between East and West deals with some territory or right belonging to the free world which the Communists covet. Conversely, since the free world does not seek the liberation of Communist territory, the possibility of Communist concessions never arises. Once the West did attempt to use the conference table for positive gain. At Geneva, in 1955, President Eisenhower told the Soviets he wanted to discuss the status of the satellite nations of Eastern Europe. He was promptly advised that the Soviet Union did not consider the matter a legitimate subject for negotiation, and that was that. Now since we are not permitted to talk about what we can get, the only interesting question at an East-West conference is what the Communists can get. Under such conditions, we can never win. At best we can hope for a stalemate that will place us exactly where we started.
The Berlin situation shows another reason why the West has a built-in disadvantage when negotiating with the Communists. The key strategic fact of the Cold War, as it stands now, is that the Communists are aggressive while we are reactive. The Soviet Union is always pushing forward, constantly trying to extract something from the free world; the West, at best, is trying to hold onto what it has. As a result, the main focus of negotiations is usually somewhere in the non-Communist world. Every meeting[102] between East and West revolves around some area or right that the Communists want from the free world. On the other hand, since the free world isn't interested in liberating Communist territories, the chance for Communist concessions never comes up. There was a time when the West did try to use the conference table for something positive. At Geneva in 1955, President Eisenhower expressed his desire to discuss the status of the satellite nations in Eastern Europe. He was quickly told that the Soviet Union didn’t see that as a valid topic for negotiation, and that was the end of that. Now, since we aren't allowed to discuss what we can gain, the only important question at an East-West conference is what the Communists can gain. In these circumstances, we can never come out ahead. At best, we can only hope for a stalemate that leaves us right back where we began.
There is still another reason for questioning the value of negotiations. Assume that somehow we achieve an agreement we think advances our interests. Is there any reason for supposing the Communists will keep it one moment longer than suits their purpose? We, and they, are different in this respect. We keep our word. The long and perfidious Communist record of breaking agreements and treaties proves that the Soviet Union will not keep any agreement that is not to its advantage to keep. It follows that the only agreement worth making with the Soviets is one that will be self-enforceable—which means one that is in the Kremlin’s interest to keep. But if that is the[103] case, why bother to “negotiate” about it? If an action is in the interest of the Soviet Union, the Kremlin will go ahead and perform it without feeling any need to make it the subject of a formal treaty.
There’s another reason to question the value of negotiations. Let’s say we somehow reach an agreement that we believe serves our interests. Is there any reason to think the Communists will keep it any longer than it benefits them? We’re different in this regard. We honor our commitments. The lengthy and deceitful history of the Communists breaking agreements and treaties shows that the Soviet Union won’t uphold any deal unless it benefits them. This means the only agreement worth making with the Soviets is one that is self-enforcing—meaning it’s in the Kremlin’s interest to stick to it. But if that’s the case, why even bother “negotiating” about it? If something aligns with the interests of the Soviet Union, the Kremlin will just go ahead and do it without feeling the need to make it official in a treaty.
The next time we are urged to rush to the conference table in order to “relax world tensions,” let our reaction be determined by this simple fact: the only “tensions” that exist between East and West have been created, and deliberately so, by the Communists. They can therefore be “relaxed” by the Kremlin’s unilateral act. The moment we decide to relax tensions by a “negotiated compromise” we have decided to yield something of value to the West.
The next time we're pushed to rush to the conference table to “ease world tensions,” let our response be guided by this simple fact: the only “tensions” between East and West have been created intentionally by the Communists. They can, therefore, be “eased” by a unilateral action from the Kremlin. The moment we choose to ease tensions through a “negotiated compromise,” we have chosen to give up something valuable to the West.
THE “EXCHANGE” PROGRAM
In recent months, the so-called exchange program has become an increasingly prominent feature of American foreign policy. The program began modestly enough in 1955 at the Geneva Summit Meeting, when we agreed with the Soviets to promote “cultural exchanges” between the two countries. Since then we have exchanged everything from opera companies and basketball teams to trade exhibitions and heads of governments. We are told that these exchanges are our best hope of peace—that if only the American and Russian peoples can learn to “understand” each other, they will be able to reconcile their differences.
In recent months, the so-called exchange program has become an increasingly significant aspect of American foreign policy. The program started off modestly in 1955 at the Geneva Summit Meeting, when we agreed with the Soviets to promote “cultural exchanges” between the two countries. Since then, we’ve exchanged everything from opera companies and basketball teams to trade exhibitions and heads of governments. We’ve been told that these exchanges are our best hope for peace—that if only the American and Russian people can learn to “understand” each other, they’ll be able to resolve their differences.
The claim that the conflict between the Soviets and ourselves stems from a “lack of understanding” is one[104] of the great political fables of our time. Whose lack of understanding?
The idea that the conflict between the Soviets and us comes from a “lack of understanding” is one[104] of the biggest political myths of our time. Whose lack of understanding?
Are the American people ill-informed as to the nature of Communism and of the Soviet state? True, some Americans fail to grasp how evil the Soviet system really is. But a performance by the Bolshoi Ballet, or a tour of the United States by Nikita Khrushchev, is certainly not calculated to correct that deficiency.
Are the American people misinformed about what Communism and the Soviet state really are? It's true that some Americans don't fully understand how evil the Soviet system actually is. However, a performance by the Bolshoi Ballet or a visit to the U.S. by Nikita Khrushchev definitely won't help fix that issue.
What of the Soviet leaders? Are they misled? All of the evidence is that the men in the Kremlin have a greater knowledge of America than many of our own leaders. They know about our political system, our industrial capacity, our way of life—and would like to destroy it all.
What about the Soviet leaders? Are they misinformed? All the evidence suggests that the people in the Kremlin understand America better than many of our own leaders. They are aware of our political system, our industrial strength, our way of life—and want to destroy it all.
What about the Russian people? We are repeatedly told that the Russian man-on-the-street is woefully ignorant of the American way, and that our trade exhibition in Moscow, for example, contributed vastly to his knowledge and thus to his appreciation of America. Assume this is true. Is it relevant? As long as the Russian people do not control their government, it makes little difference whether they think well of us or ill. It is high time that our leaders stopped treating the Russian people and the Soviet government as one and the same thing. The Russian people, we may safely assume, are basically on our side (whether or not they have the opportunity to listen to American musicians); but their sympathy will not help us win the[105] Cold War as long as all power is held firmly in the hands of the Communist ruling class.
What about the Russian people? We’re often told that the average Russian knows very little about American culture, and that our trade show in Moscow, for example, really helped improve their understanding and appreciation of America. Let’s say that’s true. Does it really matter? As long as the Russian people don’t have control over their government, it doesn’t matter much if they have a positive or negative opinion of us. It’s about time our leaders stopped seeing the Russian people and the Soviet government as the same entity. We can assume the Russian people are mostly on our side (even if they don’t get the chance to hear American musicians); however, their support won’t help us win the [105] Cold War as long as the Communist ruling class holds all the power.
The exchange program, in Soviet eyes, is simply another operation in Communist political warfare. The people the Kremlin sends over here are, to a man, trained agents of Soviet policy. Some of them are spies, seeking information; all of them are trusted carriers of Communist propaganda. Their mission is not cultural, but political. Their aim is not to inform, but to mislead. Their assignment is not to convey a true image of the Soviet Union, but a false image. The Kremlin’s hope is that they will persuade the American people to forget the ugly aspects of Soviet life, and the danger that the Soviet system poses to American freedom.
The exchange program is, from the Soviet perspective, just another tactic in Communist political warfare. The individuals the Kremlin sends here are, without exception, trained agents of Soviet policy. Some of them are spies looking for information; all of them are reliable messengers of Communist propaganda. Their mission isn't cultural but political. Their goal isn't to inform but to mislead. Their task isn't to present an accurate picture of the Soviet Union but a distorted one. The Kremlin hopes they will convince the American public to overlook the negative aspects of Soviet life and the threat that the Soviet system poses to American freedom.
It is a mistake to measure the success of this Communist operation by the extent to which it converts Americans to Communism. By that test, of course, the operation is almost a complete failure. But the Kremlin’s aim is not to make Americans approve of Communism, much as they would like that; it is to make us tolerant of Communism. The Kremlin knows that our willingness to make sacrifices to halt Communist expansion varies in direct ratio as we are hostile to Communism. They know that if Americans regard the Soviet Union as a dangerous, implacable enemy, Communism will not be able to conquer the world. The Communists’ purpose, then, is to show that Khrushchev does not have horns,—that he is fundamentally a nice[106] fellow; that the Soviet people are—“ordinary people” just like ourselves; that Communism is just another political system.
It’s a mistake to judge the success of this Communist effort by how many Americans convert to Communism. By that measure, it’s pretty much a total failure. But the Kremlin’s goal isn’t to make Americans approve of Communism, even though they’d love that; it’s to make us tolerant of it. The Kremlin knows our willingness to sacrifice to stop Communist expansion decreases directly as our hostility to Communism increases. They understand that if Americans see the Soviet Union as a dangerous, relentless enemy, Communism won’t be able to take over the world. The Communists’ aim, then, is to show that Khrushchev isn’t so bad—that he’s basically a nice[106] guy; that the Soviet people are—“ordinary people” just like us; and that Communism is just another political system.
It would not have made sense, midway in the Second World War, to promote a Nazi-American exchange program or to invite Hitler to make a state visit to the United States. Unless we cherish victory less today than we did then, we will be equally reluctant to treat Communist agents as friends and welcome guests. The exchange program is a Communist confidence game. Let us not be taken in by it. Let us remember that American confidence in the Soviet government is the very last thing we want.
It wouldn’t have made sense, halfway through World War II, to set up a Nazi-American exchange program or to invite Hitler for a state visit to the United States. Unless we value victory less today than we did back then, we should be just as hesitant to treat Communist agents as friends and welcome guests. The exchange program is a Communist confidence trick. Let’s not fall for it. Let’s remember that American trust in the Soviet government is the very last thing we want.
Many people contend that a “normalization” of Soviet-American relations, as envisaged by the exchange program, is only a logical extension of granting diplomatic recognition to Communist governments. I agree. Accordingly, I think it would be wise for the United States to re-examine the question of its diplomatic relations with Communist regimes. We often hear that recognition permits us to gather information in Communist countries. I am unaware, however, of any advantage that our diplomatic mission in Moscow confers along these lines that does not doubly accrue to the Soviet Union from its diplomatic spy corps in Washington and other American cities. Espionage possibilities aside, I am quite certain that our entire approach to the Cold War would change for the better the moment we announced that the United[107] States does not regard Mr. Khrushchev’s murderous claque as the legitimate rulers of the Russian people or of any other people. Not only would withdrawal of recognition stiffen the American people’s attitude toward Communism; it would also give heart to the enslaved peoples and help them to overthrow their captors. Our present policy of not recognizing Red China is eminently right, and the reasons behind that policy apply equally to the Soviet Union and its European satellites. If our objective is to win the Cold War, we will start now by denying our moral support to the very regimes we mean to defeat.
Many people argue that a “normalization” of Soviet-American relations, as planned by the exchange program, is just a logical extension of recognizing Communist governments diplomatically. I agree. Therefore, I think it would be smart for the United States to reconsider its diplomatic relations with Communist regimes. We often hear that recognition allows us to gather information in Communist countries. However, I’m not aware of any advantage that our diplomatic mission in Moscow provides in this regard that doesn’t also benefit the Soviet Union through its diplomatic intelligence network in Washington and other American cities. Putting aside espionage possibilities, I’m very confident that our entire approach to the Cold War would improve the moment we declared that the United States does not view Mr. Khrushchev's violent followers as the legitimate leaders of the Russian people or anyone else. Not only would withdrawing recognition strengthen the American people's stance against Communism; it would also inspire enslaved people and assist them in overthrowing their oppressors. Our current policy of not recognizing Red China is entirely correct, and the reasons behind that policy are equally applicable to the Soviet Union and its European satellites. If our goal is to win the Cold War, we should begin now by withholding our moral support from the very regimes we intend to defeat.
DISARMAMENT
For many years, our policy-makers have paid lip-service to the idea of disarmament. This seems to be one of the ways, in modern diplomacy, of proving your virtue. Recently, however—under strong Communist propaganda pressure—we have acted as though we mean this talk to be taken seriously. I cite our government’s momentous decision to suspend nuclear tests.
For many years, our leaders have talked a lot about disarmament without taking it seriously. This appears to be a way, in today’s diplomacy, to show that you’re virtuous. Recently, though—due to intense Communist propaganda pressure—we’ve acted like we actually want this talk to be taken seriously. I point to our government’s significant decision to suspend nuclear tests.
Students of history have always recognized that armament races are a symptom of international friction—not a cause of it. Peace has never been achieved, and it will not in our time, by rival nations suddenly deciding to turn their swords into plowshares. No nation in its right mind will give up the means of defending itself without first making sure that hostile powers are no longer in a position to threaten it.
Students of history have always understood that arms races are a sign of international tension—not a cause. Peace has never been reached, and it won't happen in our time, by opposing nations just deciding to put down their weapons. No sensible nation would give up its means of self-defense without first ensuring that threatening powers can no longer pose a danger.
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The Communist leaders are, of course, in their right minds. They would not dream of adopting a policy that would leave them, on balance, relatively weaker than before they adopted such a policy. They might preach general disarmament for propaganda purposes. They also might seriously promote mutual disarmament in certain weapons in the knowledge that their superior strength in other weapons would leave them, on balance, decisively stronger than the West. Thus, in the light of the West’s weakness in conventional weapons, it might make sense for the Communists to seek disarmament in the nuclear field; if all nuclear weapons suddenly ceased to exist, much of the world would immediately be laid open to conquest by the masses of Russian and Chinese manpower.
The Communist leaders are clearly thinking strategically. They wouldn’t consider a policy that would ultimately make them weaker than they were before. They might advocate for general disarmament for propaganda's sake. They could also genuinely push for mutual disarmament in certain weapons, knowing that their superior strength in other areas would leave them significantly stronger than the West overall. Considering the West’s weaknesses in conventional weapons, it could be smart for the Communists to pursue disarmament in the nuclear arena; if all nuclear weapons were to vanish, much of the world would quickly be vulnerable to takeover by the vast numbers of Russian and Chinese troops.
American leaders have not shown a comparable solicitude for our security needs. After the Second World War, the United States had a conventional military establishment rivaling the Soviet Union’s, and an absolute monopoly in nuclear power. The former weapon we hastily and irresponsibly dismantled. The latter we failed to exploit politically, and then we proceeded to fritter away our lead by belated entry into the hydrogen bomb and guided missile fields. The result is that we are out-classed in the conventional means for waging land warfare; regarding nuclear weapons, we are approaching the point, if it has not already been reached, where Communist power is equal to our own.
American leaders haven’t shown the same concern for our security needs. After World War II, the United States had a conventional military force that matched the Soviet Union’s and held a complete monopoly on nuclear power. We carelessly and irresponsibly dismantled the former. We failed to leverage the latter politically, and then we slowly lost our edge by entering the hydrogen bomb and guided missile sectors too late. As a result, we are now outmatched in conventional land warfare; in terms of nuclear weapons, we are nearing the point—if we haven’t already reached it—where Communist power is equal to ours.
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To the impending physical parity in nuclear weapons must be added a psychological factor assiduously cultivated by Communist propaganda. The horrors of all-out warfare are said to be so great that no nation would consider resorting to nuclear weapons unless under direct attack by those same weapons. Now the moment our leaders really accept this, strategic nuclear weapons will be neutralized and Communist armies will be able to launch limited wars without fear of retaliation by our Strategic Air Command. I fear they are coming to accept it, and thus that a military and psychological situation is fast developing in which aggressive Communist forces will be free to maneuver under the umbrella of nuclear terror.
To the coming physical equality in nuclear weapons, we also need to consider a psychological factor that has been carefully promoted by Communist propaganda. The fears surrounding total war are claimed to be so overwhelming that no country would think about using nuclear weapons unless they were directly attacked by those very weapons. Once our leaders truly believe this, strategic nuclear weapons will become ineffective, allowing Communist forces to carry out limited wars without the worry of retaliation from our Strategic Air Command. I'm worried they are starting to accept this, and as a result, a military and psychological situation is quickly shaping up in which aggressive Communist forces will have the freedom to operate under the threat of nuclear terror.
It is in this context that we must view the Communist propaganda drive for a permanent ban on the testing of nuclear weapons, and the inclination of our own leaders to go along with the proposal. There are two preliminary reasons why such proposals ought to be firmly rejected. First, there is no reliable means of preventing the Communists from secretly breaking such an agreement. Our most recent tests demonstrated that underground atomic explosions can be set off without detection. Secondly, we cannot hope to maintain even an effective strategic deterrent unless we keep our present nuclear arsenal up to date; this requires testing. But the main point I want to make is that tests are needed to develop tactical nuclear weapons for possible use in limited wars. Our military experts have long recognized that for limited warfare[110] purposes we must have a weapons superiority to offset the Communists’ manpower superiority. This means we must develop and perfect a variety of small, clean nuclear weapons; and this in turn means: testing. The development of such a weapons system is the only way in which America will be able to fight itself out of the dilemma—one horn of which is superior Communist manpower, the other, the impending neutralization of strategic nuclear weapons.
It is in this context that we should consider the Communist propaganda campaign for a permanent ban on nuclear weapons testing, as well as our own leaders' tendency to support this idea. There are two main reasons why we should firmly reject such proposals. First, there’s no reliable way to prevent the Communists from secretly violating such an agreement. Our latest tests showed that underground atomic explosions can be triggered without detection. Second, we cannot expect to maintain an effective strategic deterrent unless we keep our current nuclear arsenal updated; this requires testing. However, the main point I want to emphasize is that tests are essential for developing tactical nuclear weapons that could be used in limited wars. Our military experts have long acknowledged that for limited warfare[110] purposes, we must achieve a weapons superiority to balance out the Communists’ manpower advantage. This means we need to develop and refine a range of small, clean nuclear weapons; and this, in turn, means testing. The development of such a weapons system is the only way for America to navigate this dilemma—one side being superior Communist manpower, and the other being the looming neutralization of strategic nuclear weapons.
Our government was originally pushed into suspending tests by Communist-induced hysteria on the subject of radio-active fallout. However one may rate that danger, it simply has no bearing on the problem at hand. The facts are that there is practically no fallout from tests conducted above the earth’s atmosphere, and none at all from underground tests. Therefore, the only excuse for suspending tests is that our forbearance somehow contributes to peace. And my answer is that I am unable to see how peace is brought any nearer by a policy that may reduce our relative military strength. Such a policy makes sense only under the assumption that Communist leaders have given up their plan for world revolution and will settle for peaceful coexistence—an assumption we make at the risk of losing our national life.
Our government was initially pressured into halting tests due to hysteria caused by concerns about radioactive fallout. No matter how one views that threat, it doesn't address the issue we're facing. The reality is that there’s almost no fallout from tests done above the earth's atmosphere, and none whatsoever from underground tests. So, the only reason to stop tests is the belief that our restraint somehow promotes peace. My response is that I fail to see how peace is achieved by a policy that could weaken our military strength. Such a policy only makes sense if we assume that Communist leaders have abandoned their plans for world domination and are okay with peaceful coexistence—an assumption that could jeopardize our national survival.
If our objective is victory over Communism, we must achieve superiority in all of the weapons—military, as well as political and economic—that may be useful in reaching that goal. Such a program costs[111] money, but so long as the money is spent wisely and efficiently, I would spend it. I am not in favor of “economizing” on the nation’s safety. As a Conservative, I deplore the huge tax levy that is needed to finance the world’s number-one military establishment. But even more do I deplore the prospect of a foreign conquest, which the absence of that establishment would quickly accomplish.
If our goal is to defeat Communism, we need to dominate in all types of weapons—military, political, and economic—that can help us achieve that goal. This kind of program costs[111] money, but as long as the spending is smart and efficient, I'm all for it. I’m not in favor of cutting back on the nation’s safety. As a Conservative, I dislike the massive tax burden required to fund the world's top military force. But I dislike even more the idea of a foreign takeover, which would happen quickly without that force.
UNITED NATIONS
Support of the United Nations, our leaders earnestly proclaim, is one of the cornerstones of American foreign policy. I confess to being more interested in whether American foreign policy has the support of the United Nations.
Support for the United Nations, our leaders sincerely declare, is one of the key foundations of American foreign policy. I have to admit that I'm more interested in whether American foreign policy actually has the backing of the United Nations.
Here, again, it seems to me that our approach to foreign affairs suffers from a confusion in objectives. Is the perpetuation of an international debating forum, for its own sake, the primary objective of American policy? If so, there is much to be said for our past record of subordinating our national interest to that of the United Nations. If, on the other hand, our primary objective is victory over Communism, we will, as a matter of course, view such organizations as the UN as a possible means to that end. Once the question is asked—Does America’s participation in the United Nations help or hinder her struggle against world Communism?—it becomes clear that our present commitment to the UN deserves re-examination.
Here, once again, it seems to me that our approach to foreign affairs is confused about its objectives. Is the main goal of American policy just to keep an international debating forum going? If that’s the case, we have a lot to justify our past record of putting our national interests behind those of the United Nations. But if our main goal is to defeat Communism, we will naturally see organizations like the UN as a potential means to achieve that. Once we ask the question—Does America’s involvement in the United Nations help or hurt its fight against world Communism?—it becomes clear that our current commitment to the UN needs to be re-evaluated.
The United Nations, we must remember, is in part[112] a Communist organization. The Communists always have at least one seat in its major policy-making body, the Security Council; and the Soviet Union’s permanent veto power in that body allows the Kremlin to block any action, on a substantial issue, that is contrary to its interests. The Communists also have a sizeable membership in the UN’s other policy-making body, the General Assembly. Moreover, the UN’s working staff, the Secretariat, is manned by hundreds of Communist agents who are frequently in a position to sabotage those few UN policies that are contrary to Communist interests. Finally, a great number of non-Communist United Nations are sympathetic to Soviet aims—or, at best, are unsympathetic to ours.
The United Nations, we must remember, is partly[112] a Communist organization. The Communists always have at least one seat in its main decision-making body, the Security Council; and the Soviet Union’s permanent veto power in that body allows the Kremlin to block any action on a significant issue that goes against its interests. The Communists also have a large presence in the UN’s other decision-making body, the General Assembly. Additionally, the UN’s working staff, the Secretariat, is staffed by hundreds of Communist agents who are often in a position to undermine those few UN policies that are against Communist interests. Finally, many non-Communist member states of the United Nations are sympathetic to Soviet goals—or, at best, indifferent to ours.
We therefore should not be surprised that many of the policies that emerge from the deliberations of the United Nations are not policies that are in the best interest of the United States. United Nations policy is, necessarily, the product of many different views—some of them friendly, some of them indifferent to our interests, some of them mortally hostile. And the result is that our national interests usually suffer when we subordinate our own policy to the UN’s. In nearly every case in which we have called upon the United Nations to do our thinking for us, and to make our policy for us—whether during the Korean War, or in the Suez crisis, or following the revolution in Iraq—we have been a less effective foe of Communism than we otherwise might have been.
We shouldn't be surprised that a lot of the policies that come out of the United Nations aren't in the best interest of the United States. UN policy is, by its nature, the result of many different perspectives—some supportive, some indifferent to our interests, and some outright hostile. As a result, our national interests often take a hit when we place our own policy behind the UN's. In almost every instance where we've relied on the United Nations to do our thinking and create our policy for us—whether during the Korean War, the Suez crisis, or after the revolution in Iraq—we have been less effective against Communism than we could have been.
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Unlike America, the Communists do not respect the UN and do not permit their policies to be affected by it. If the “opinion of mankind,” as reflected by a UN resolution, goes against them, they—in effect—tell mankind to go fly a kite. Not so with us; we would rather be approved than succeed, and so are likely to adjust our own views to conform with a United Nations majority. This is not the way to win the Cold War. I repeat: Communism will not be beaten by a policy that is the common denominator of the foreign policies of 80-odd nations, some of which are our enemies, nearly all of which are less determined than we to save the world from Communist domination. Let us, then, have done with submitting major policy decisions to a forum where the opinions of the Sultan of Yeman count equally with ours; where the vote of the United States can be cancelled out by the likes of “Byelorussia.”
Unlike America, the Communists don't respect the UN and don't let their policies be influenced by it. If the “opinion of mankind,” as shown by a UN resolution, goes against them, they basically tell the world to take a hike. That's not the case for us; we prefer to be approved than to succeed, and so we're likely to change our own views to align with a United Nations majority. This isn’t how we should win the Cold War. I’ll say it again: Communism won’t be defeated by a policy that reflects the lowest common denominator of the foreign policies of about 80 nations, many of which are our enemies, and almost all of which are less committed than we are to preventing Communist domination. So, let’s stop submitting major policy decisions to a forum where the opinions of the Sultan of Yemen hold the same weight as ours, where the vote of the United States can be canceled out by places like “Byelorussia.”
I am troubled by several other aspects of our UN commitment. First—and here again our Cold War interests are damaged—the United Nations provides a unique forum for Communist propaganda. We too, of course, can voice our views at the UN; but the Communists’ special advantage is that their lies and misrepresentations are elevated to the level of serious international debate. By recognizing the right of Communist regimes to participate in the UN as equals, and by officially acknowledging them as “peace-loving,” we grant Communist propaganda a presumption of reasonableness and plausibility it otherwise would not have.
I’m concerned about several other aspects of our commitment to the UN. First—again, our Cold War interests are being affected—the United Nations provides a unique platform for Communist propaganda. We can definitely share our opinions at the UN, but the Communists have the special advantage of having their lies and distortions treated as serious subjects for international discussion. By allowing Communist regimes to participate in the UN as equals and by officially recognizing them as “peace-loving,” we give their propaganda a level of credibility and reasonableness that it wouldn’t have otherwise.
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Second, the UN places an unwarranted financial burden on the American taxpayer. The Marxist formula, “from each according to his ability ...”—under which contributions to the UN and its specialized agencies are determined—does not tally with the American concept of justice. The United States is currently defraying roughly a third of all United Nations expenses. That assessment should be drastically reduced. The UN should not operate as a charity. Assessments should take into account the benefits received by the contributor-nation.
Second, the UN imposes an unfair financial burden on American taxpayers. The Marxist idea, “from each according to his ability ...”—which determines contributions to the UN and its specialized agencies—does not align with the American idea of justice. The United States is currently covering about a third of all United Nations expenses. That contribution should be significantly lowered. The UN shouldn't function like a charity. Contributions should reflect the benefits received by the contributing nation.
Finally, I fear that our involvement in the United Nations may be leading to an unconstitutional surrender of American sovereignty. Many UN activities have already made strong inroads against the sovereign powers of Member Nations. This is neither the time nor place to discuss the merits of yielding sovereign American rights—other than to record my unequivocal opposition to the idea. It is both the time and place, however, to insist that any such discussion take place within the framework of a proposed constitutional amendment—and not, clandestinely, in the headquarters of some UN agency.
Finally, I worry that our participation in the United Nations might result in an unconstitutional loss of American sovereignty. Many UN activities have already made significant advances against the sovereign powers of Member Nations. This isn't the right time or place to debate the merits of giving up sovereign American rights—other than to clearly state my strong opposition to the idea. However, it is both the right time and place to demand that any such discussion happen within the framework of a proposed constitutional amendment—and not secretly at the headquarters of some UN agency.
Withdrawal from the United Nations is probably not the answer to these problems. For a number of reasons that course is unfeasible. We should make sure, however, that the nature of our commitment is such as to advance American interests; and that will involve changes in some of our present attitudes and[115] policies toward the UN. Let the UN firsters—of whom there are many in this country—put their enthusiasm for “international cooperation” in proper perspective. Let them understand that victory over Communism must come before the achievement of lasting peace. Let them, in a word, keep their eyes on the target.
Withdrawal from the United Nations is likely not the solution to these issues. For several reasons, that option isn't practical. We need to ensure that our commitment is aligned with advancing American interests, which will require us to adjust some of our current attitudes and[115] policies regarding the UN. Those who prioritize the UN—of which there are many in this country—should put their enthusiasm for “international cooperation” in the right context. They need to recognize that defeating Communism must happen before achieving lasting peace. In short, they should keep their focus on the goal.
AID TO COMMUNIST GOVERNMENTS
There is one aspect of our policy that is offensive-minded—in the minds of its authors, anyway. Its effect, unfortunately, is exactly opposite to the one intended.
There’s one part of our policy that is offensive in the minds of its creators, at least. Unfortunately, the outcome is completely the opposite of what they intended.
Some time ago our leaders advanced the theory that Communist satellite regimes would, with our help, gradually break their ties with the Soviet Union and “evolve” political systems more in keeping with our notions of freedom and justice. Accordingly, America adopted the policy of giving aid to Communist governments whose relations with Moscow seemed to be strained. And that policy gave birth to a slogan: “America seeks the liberation of enslaved peoples—not by revolution—but through evolution.” Under the aegis of this slogan, we are sending hundreds of millions of dollars to the Communist government of Poland, having already given more than a billion dollars to the Communist government of Yugoslavia.
Some time ago, our leaders proposed the idea that Communist satellite governments could gradually sever their ties with the Soviet Union, with our support, and develop political systems that align more with our ideas of freedom and justice. As a result, America adopted a policy of providing aid to Communist governments that appeared to have strained relations with Moscow. This policy led to a slogan: “America seeks the liberation of oppressed peoples—not through revolution—but through evolution.” Under this slogan, we are sending hundreds of millions of dollars to the Communist government of Poland, having already given over a billion dollars to the Communist government of Yugoslavia.
In my view, this money has not only been wasted; it has positively promoted the Communist cause. It has not made Communist governments less Communist. It[116] has not caused Communist governments to change sides in the Cold War. It has made it easier for Communist governments to keep their subjects enslaved. And none of these results should have come as a surprise.
In my opinion, this money hasn’t just been wasted; it has actually supported the Communist cause. It has not made Communist governments less Communist. It[116] has not caused Communist governments to switch sides in the Cold War. It has made it easier for Communist governments to keep their people oppressed. And none of these outcomes should have been unexpected.
One does not have to take the view that a Communist regime will never “evolve” into a non-Communist one (though I tend to it) in order to see that this is practically impossible as long as the Soviet Union possesses the military and political power to prevent it. The Kremlin may, for its own purposes, permit certain “liberalization” tendencies in satellite countries; it may even permit small deviations from the approved Soviet foreign policy line. It will do so sometimes to confuse the West, sometimes as a prudent means of relieving internal pressures. But it will never let things go too far. Hungary proved that. The moment a Communist government threatens to become a non-Communist one, or threatens to align itself with the West against the Soviet Union, the Kremlin will take steps to bring the defecting government into line.
One doesn’t have to believe that a Communist regime will never change into a non-Communist one (though I tend to think that way) to see that it’s practically impossible as long as the Soviet Union has the military and political power to stop it. The Kremlin may, for its own reasons, allow some “liberalization” trends in satellite countries; it might even allow minor deviations from the established Soviet foreign policy. Sometimes this is done to confuse the West, and other times it’s a cautious way to relieve internal pressures. But it will never let things go too far. Hungary showed that. The moment a Communist government starts to threaten to become non-Communist or align with the West against the Soviet Union, the Kremlin will take action to get that government back in line.
Hungary proved this truth, and Poland has proved that dissident Communists learned it. Western leaders, unfortunately, were much less perceptive. In the Fall of 1956, there appeared to be a breach between Gomulka’s government and the Kremlin. Many Westerners joyfully proclaimed that Poland was pulling away from Communism, and hoping to hasten this movement, our government began to send the Gomulka[117] regime American aid. The succeeding years witnessed two facts: 1. Our money made it easier for Gomulka’s regime to deal with its economic problems; 2. Gomulka moved into an even closer relationship with the Soviet government. Gomulka knew, as American policy-makers ought to have known, that the price of abandoning Communism is a Budapest-type blood bath. This, of course, need not be the case were America prepared to come to the aid of people who want to strike out for freedom. But as long as we give Soviet military forces a free hand in Eastern Europe, it is the height of folly to try to bribe Communist governments into becoming our friends.
Hungary demonstrated this truth, and Poland showed that dissident Communists understood it. Unfortunately, Western leaders were much less aware. In the fall of 1956, it seemed like there was a split between Gomulka’s government and the Kremlin. Many in the West happily declared that Poland was drifting away from Communism, and hoping to encourage this shift, our government started sending American aid to the Gomulka[117] regime. The following years revealed two things: 1. Our financial support made it easier for Gomulka’s regime to tackle its economic challenges; 2. Gomulka moved into an even closer alliance with the Soviet government. Gomulka understood, as American policymakers should have, that the cost of abandoning Communism is a Budapest-style bloodbath. This doesn’t have to be the case if America is ready to support those seeking freedom. However, as long as we allow Soviet military forces to operate freely in Eastern Europe, it’s utterly foolish to attempt to bribe Communist governments into being our allies.
We must realize that the captive peoples are our friends and potential allies—not their rulers. A truly offensive-minded strategy would recognize that the captive peoples are our strongest weapon in the war against Communism, and would encourage them to overthrow their captors. A policy of strengthening their captors can only postpone that upheaval within the Communist Empire that is our best hope of defeating Communism without resorting to nuclear war.
We need to understand that the oppressed peoples are our friends and possible allies—not their leaders. A genuinely proactive strategy would acknowledge that these captive peoples are our most powerful asset in the fight against Communism and would support them in overthrowing their oppressors. A policy aimed at bolstering their oppressors will only delay the upheaval within the Communist Empire that is our best chance of defeating Communism without turning to nuclear war.
TOWARD VICTORY
By measuring each aspect of our foreign policy against the standard—Is it helpful in defeating the enemy?—we can understand why the past fourteen years have been marked by frustration and failure. We have not gotten ahead because we have been travelling the wrong road.
By evaluating every part of our foreign policy against the benchmark—Is it effective in defeating the enemy?—we can see why the last fourteen years have been filled with frustration and failure. We haven't made progress because we've been on the wrong path.
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It is less easy to stake out the right road. For in terms of our own experience it is a new road we seek, and one therefore that will hold challenges and perils that are different (though hardly graver) from those with which we are now familiar. Actually, the “new” road is as old as human history: it is the one that successful political and military leaders, having arrived at a dispassionate “estimate of the situation,” always follow when they are in a war they mean to win. From our own estimate of the situation, we know the direction we must take; and our standard—Is it helpful in defeating Communism?—will provide guideposts all along the way. There are some that can be observed even now:
It’s less straightforward to figure out the right path. Based on our own experiences, we’re looking for a new path, which will inevitably have different challenges and risks (though not necessarily greater) than those we’re used to. In reality, the “new” path is as old as human history: it’s the one that successful political and military leaders always take when they’ve made a clear-headed “assessment of the situation” during a war they intend to win. From our own assessment of the situation, we know the direction we need to go; and our measure—Is it effective in combating Communism?—will give us signposts along the way. There are some that can already be seen:
1. The key guidepost is the Objective, and we must never lose sight of it. It is not to wage a struggle against Communism, but to win it.
1. The main focus is the Objective, and we must always keep it in mind. It's not about fighting against Communism, but about overcoming it.
OUR GOAL MUST BE VICTORY
2. Our strategy must be primarily offensive in nature. Given the dynamic, revolutionary character of the enemy’s challenge, we cannot win merely by trying to hold our own. In addition to parrying his blows, we must strike our own. In addition to guarding our frontiers, we must try to puncture his. In addition to keeping the free world free, we must try to make the Communist world free. To these ends, we must always try to engage the enemy at times and places, and with weapons, of our own choosing.
2. Our strategy needs to be mostly offensive. Given the fast-paced, revolutionary nature of the enemy's challenge, we can't just aim to defend ourselves. Besides taking his hits, we need to deliver our own. Along with protecting our borders, we should try to breach his. In addition to keeping the free world free, we should work towards making the Communist world free. To achieve this, we must always aim to confront the enemy on our own terms, at times and places, and with weapons of our choosing.
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3. We must strive to achieve and maintain military superiority. Mere parity will not do. Since we can never match the Communists in manpower, our equipment and weapons must more than offset his advantage in numbers. We must also develop a limited war capacity. For this latter purpose, we should make every effort to achieve decisive superiority in small, clean nuclear weapons.
3. We need to work towards achieving and maintaining military dominance. Just being equal won't be enough. Since we can never compete with the Communists in terms of manpower, our equipment and weapons have to more than make up for their numerical advantage. We also need to develop a capacity for limited warfare. To do this, we should do everything possible to gain a clear advantage in small, clean nuclear weapons.
4. We must make America economically strong. We have already seen why economic energy must be released from government strangulation if individual freedom is to survive. Economic emancipation is equally imperative if the nation is to survive. America’s maximum economic power will be forged, not under bureaucratic direction, but in freedom.
4. We need to make America economically strong. We’ve already seen why economic energy must be freed from government control if individual freedom is going to survive. Economic freedom is just as essential if the nation is going to thrive. America’s greatest economic strength will be built, not through bureaucratic oversight, but through freedom.
5. In all of our dealings with foreign nations, we must behave like a great power. Our national posture must reflect strength and confidence and purpose, as well as good will. We need not be bellicose, but neither should we encourage others to believe that American rights can be violated with impunity. We must protect American nationals and American property and American honor—everywhere. We may not make foreign peoples love us—no nation has ever succeeded in that—but we can make them respect us. And respect is the stuff of which enduring friendships and firm alliances are made.
5. In all our interactions with other countries, we need to act like a major power. Our national stance should show strength, confidence, and purpose, along with good intentions. We don't have to be aggressive, but we also shouldn't let others think they can disrespect American rights without consequences. We must safeguard American citizens, American property, and American dignity—everywhere. We might not be able to make foreign people love us—no country has ever accomplished that—but we can earn their respect. And respect is what lasting friendships and strong alliances are built on.
6. We should adopt a discriminating foreign aid policy.[120] American aid should be furnished only to friendly, anti-Communist nations that are willing to join with us in the struggle for freedom. Moreover, our aid should take the form of loans or technical assistance, not gifts. And we should insist, moreover, that such nations contribute their fair share to the common cause.
6. We should implement a careful foreign aid policy.[120] American aid should only go to friendly, anti-Communist countries that are ready to cooperate with us in the fight for freedom. Additionally, our aid should come as loans or technical assistance, not as handouts. We should also require that these nations contribute their fair share to the common cause.
7. We should declare the world Communist movement an outlaw in the community of civilized nations. Accordingly, we should withdraw diplomatic recognition from all Communist governments including that of the Soviet Union, thereby serving notice on the world that we regard such governments as neither legitimate nor permanent.
7. We should declare the global Communist movement an outlaw in the community of civilized nations. Therefore, we should withdraw diplomatic recognition from all Communist governments, including the Soviet Union, making it clear to the world that we see these governments as neither legitimate nor permanent.
8. We should encourage the captive peoples to revolt against their Communist rulers. This policy must be pursued with caution and prudence, as well as courage. For while our enslaved friends must be told we are anxious to help them, we should discourage premature uprisings that have no chance of success. The freedom fighters must understand that the time and place and method of such uprisings will be dictated by the needs of an overall world strategy. To this end we should establish close liaison with underground leaders behind the Iron Curtain, furnishing them with printing presses, radios, weapons, instructors: the paraphernalia of a full-fledged Resistance.
8. We should encourage the oppressed people to rise up against their Communist leaders. This approach needs to be handled with caution, wisdom, and bravery. While we need to assure our enslaved friends that we want to support them, we should also discourage any premature uprisings that aren't likely to succeed. The freedom fighters must realize that the timing, location, and methods of these uprisings will depend on the needs of a broader global strategy. To achieve this, we should establish strong connections with underground leaders behind the Iron Curtain, providing them with printing presses, radios, weapons, instructors—everything needed for a full-fledged Resistance.
9. We should encourage friendly peoples that have[121] the means and desire to do so to undertake offensive operations for the recovery of their homelands. For example, should a revolt occur inside Red China, we should encourage and support guerrilla operations on the mainland by the Free Chinese. Should the situation develop favorably, we should encourage the South Koreans and the South Vietnamese to join Free Chinese forces in a combined effort to liberate the enslaved peoples of Asia.
9. We should motivate friendly nations that have the resources and willingness to take action for the recovery of their territories. For instance, if a rebellion happens in Red China, we should support and promote guerrilla movements on the mainland by the Free Chinese. If things progress positively, we should encourage the South Koreans and South Vietnamese to collaborate with Free Chinese forces in a joint effort to liberate the oppressed people of Asia.
10. We must—ourselves—be prepared to undertake military operations against vulnerable Communist regimes. Assume we have developed nuclear weapons that can be used in land warfare, and that we have equipped our European divisions accordingly. Assume also a major uprising in Eastern Europe, such as occurred in Budapest in 1956. In such a situation, we ought to present the Kremlin with an ultimatum forbidding Soviet intervention, and be prepared, if the ultimatum is rejected, to move a highly mobile task force equipped with appropriate nuclear weapons to the scene of the revolt. Our objective would be to confront the Soviet Union with superior force in the immediate vicinity of the uprising and to compel a Soviet withdrawal. An actual clash between American and Soviet armies would be unlikely; the mere threat of American action, coupled with the Kremlin’s knowledge that the fighting would occur amid a hostile population and could easily spread to other areas, would probably result in Soviet acceptance of the ultimatum. The Kremlin would also be put on notice, of[122] course, that resort to long-range bombers and missiles would prompt automatic retaliation in kind. On this level, we would invite the Communist leaders to choose between total destruction of the Soviet Union, and accepting a local defeat.... Had we the will and the means for it in 1956, such a policy would have saved the Hungarian Revolution.
10. We need to be ready to conduct military operations against vulnerable Communist regimes. Let’s say we’ve developed nuclear weapons that can be used in ground warfare and that our European divisions are equipped for this. Also, imagine there’s a significant uprising in Eastern Europe, like what happened in Budapest in 1956. In that case, we should present the Kremlin with an ultimatum prohibiting Soviet intervention and be prepared, if they reject it, to deploy a highly mobile task force armed with the necessary nuclear weapons to the area of the uprising. Our goal would be to confront the Soviet Union with superior force right near the revolt and to force a Soviet withdrawal. A direct conflict between American and Soviet troops is unlikely; just the threat of American action, along with the Kremlin’s awareness that the fighting would take place among an unfriendly population and could easily spread to other regions, would likely lead to the Soviets accepting the ultimatum. The Kremlin would also be advised that using long-range bombers and missiles would lead to an automatic reciprocal response. At this stage, we would be urging the Communist leaders to choose between total destruction of the Soviet Union and accepting a local defeat... If we had the will and the means in 1956, this approach could have saved the Hungarian Revolution.
This is hard counsel. But it is hard, I think, not for what it says, but for saying it openly. Such a policy involves the risk of war? Of course; but any policy, short of surrender, does that. Any policy that successfully frustrates the Communists’ aim of world domination runs the risk that the Kremlin will choose to lose in a kamikaze-finish. It is hard counsel because it frankly acknowledges that war may be the price of freedom, and thus intrudes on our national complacency. But is it really so hard when it goes on to search for the most likely means of safeguarding both our lives and our freedom? Is it so hard when we think of the risks that were taken to create our country?—risks on which our ancestors openly and proudly staked their “lives, fortunes, and sacred honor.” Will we do less to save our country?
This is tough advice. But it’s tough, I believe, not because of what it says, but because of the openness in saying it. Does this approach involve the risk of war? Absolutely; but any approach, except for surrender, does. Any strategy that effectively thwarts the Communists’ goal of world domination carries the risk that the Kremlin might opt for a reckless end. It’s tough advice because it honestly acknowledges that war could be the cost of freedom, which disrupts our national comfort. But is it really that hard when it also looks for the best ways to protect both our lives and our freedom? Is it so tough when we consider the risks taken to build our country?—risks on which our ancestors boldly and proudly committed their “lives, fortunes, and sacred honor.” Will we do any less to save our country?
The risks I speak of are risks on our terms, instead of on Communist terms. We, not they, would select the time and place for a test of wills. We, not they, would have the opportunity to bring maximum strength to bear on that test. They, not we, would have to decide between fighting for limited objectives under unfavorable[123] circumstances, or backing down. And these are immense advantages.
The risks I'm talking about are our risks, not the Communists'. We, not they, would choose the time and place for a showdown. We, not they, would get the chance to bring our full strength to that showdown. They, not we, would have to choose between fighting for limited goals under tough circumstances or backing down. And these are huge advantages.
The future, as I see it, will unfold along one of two paths. Either the Communists will retain the offensive; will lay down one challenge after another; will invite us in local crisis after local crisis to choose between all-out war and limited retreat; and will force us, ultimately, to surrender or accept war under the most disadvantageous circumstances. Or we will summon the will and the means for taking the initiative, and wage a war of attrition against them—and hope, thereby, to bring about the internal disintegration of the Communist empire. One course runs the risk of war, and leads, in any case, to probable defeat. The other runs the risk of war, and holds forth the promise of victory. For Americans who cherish their lives, but their freedom more, the choice cannot be difficult.
The future, as I see it, will unfold along one of two paths. Either the Communists will stay on the offensive; will issue one challenge after another; will draw us into crisis after crisis to choose between all-out war and limited retreat; and will force us, in the end, to surrender or accept war under the worst possible conditions. Or we will find the will and the means to take the initiative, and fight a war of attrition against them—and hope to cause the internal breakdown of the Communist empire. One option risks war and likely leads to defeat. The other also risks war but offers the possibility of victory. For Americans who value their lives but value their freedom even more, the choice shouldn’t be hard.
FOOTNOTES:
[1] This is a strange label indeed: it implies that “ordinary” Conservatism is opposed to progress. Have we forgotten that America made its greatest progress when Conservative principles were honored and preserved.
[1] This is a weird label for sure: it suggests that "ordinary" Conservatism is against progress. Have we forgotten that America made its biggest strides when Conservative principles were respected and upheld?
[3] The total figure is substantially higher than the $15,000,000,000 noted above if we take into account welfare expenditures outside the Department of Health, Education and Welfare—for federal housing projects, for example.
[3] The total amount is significantly higher than the $15,000,000,000 mentioned earlier when we consider welfare spending outside of the Department of Health, Education, and Welfare—for example, federal housing projects.

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