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DEMOCRACY IN AMERICA
By Alexis De Tocqueville
AVOCAT À LA COUR ROYALE DE PARIS
ETC., ETC.
AVOCATE AT THE ROYAL COURT OF PARIS
ETC., ETC.
Translated by
Henry Reeve, Esq.
IN TWO VOLUMES.
VOL. I.
IN TWO VOLUMES.
VOL. 1.
LONDON:
SAUNDERS AND OTLEY, CONDUIT STREET
1835
LONDON:
SAUNDERS AND OTLEY, CONDUIT STREET
1835
Contents
Introductory Chapter
Amongst the novel objects that attracted my attention during my stay in the United States, nothing struck me more forcibly than the general equality of conditions. I readily discovered the prodigious influence which this primary fact exercises on the whole course of society, by giving a certain direction to public opinion, and a certain tenor to the laws; by imparting new maxims to the governing powers, and peculiar habits to the governed. I speedily perceived that the influence of this fact extends far beyond the political character and the laws of the country, and that it has no less empire over civil society than over the Government; it creates opinions, engenders sentiments, suggests the ordinary practices of life, and modifies whatever it does not produce. The more I advanced in the study of American society, the more I perceived that the equality of conditions is the fundamental fact from which all others seem to be derived, and the central point at which all my observations constantly terminated.
During my time in the United States, nothing impressed me more than the overall equality of conditions. I quickly realized the huge impact this primary fact has on the entire course of society, shaping public opinion and influencing the laws; it brings new principles to those in charge and unique habits to the people. I soon understood that this influence goes well beyond politics and the country’s laws, affecting civil society just as much as the government; it creates opinions, generates feelings, suggests everyday practices, and alters everything it doesn't directly shape. The more I explored American society, the clearer it became that the equality of conditions is the fundamental fact from which everything else seems to stem, and the focal point where all my observations consistently ended.
I then turned my thoughts to our own hemisphere, where I imagined that I discerned something analogous to the spectacle which the New World presented to me. I observed that the equality of conditions is daily progressing towards those extreme limits which it seems to have reached in the United States, and that the democracy which governs the American communities appears to be rapidly rising into power in Europe. I hence conceived the idea of the book which is now before the reader.
I then turned my thoughts to our own hemisphere, where I imagined I saw something similar to what the New World showed me. I noticed that the equality of conditions is steadily moving toward those extreme limits that seem to be reached in the United States, and that the democracy guiding American societies seems to be quickly gaining strength in Europe. This led me to come up with the idea for the book that is now in your hands.
It is evident to all alike that a great democratic revolution is going on amongst us; but there are two opinions as to its nature and consequences. To some it appears to be a novel accident, which as such may still be checked; to others it seems irresistible, because it is the most uniform, the most ancient, and the most permanent tendency which is to be found in history. Let us recollect the situation of France seven hundred years ago, when the territory was divided amongst a small number of families, who were the owners of the soil and the rulers of the inhabitants; the right of governing descended with the family inheritance from generation to generation; force was the only means by which man could act on man, and landed property was the sole source of power. Soon, however, the political power of the clergy was founded, and began to exert itself: the clergy opened its ranks to all classes, to the poor and the rich, the villein and the lord; equality penetrated into the Government through the Church, and the being who as a serf must have vegetated in perpetual bondage took his place as a priest in the midst of nobles, and not infrequently above the heads of kings.
It’s clear to everyone that a major democratic revolution is happening around us; however, there are two perspectives on its nature and outcomes. For some, it seems like a new and unusual event that might still be stopped; for others, it looks unstoppable, as it reflects the most consistent, ancient, and enduring trend in history. Let’s remember the situation in France seven hundred years ago, when the land was split among a few families who owned it and ruled the people. The right to govern was passed down through family inheritance from one generation to the next; force was the only way one person could control another, and owning land was the only source of power. Soon after, though, the political influence of the clergy emerged and began to take shape: the clergy opened its doors to everyone, regardless of social status—the poor and the rich, the peasant and the noble; equality began to seep into government through the Church, and someone who had lived as a serf in lifelong bondage found themselves as a priest, standing among nobles and often even above kings.
The different relations of men became more complicated and more numerous as society gradually became more stable and more civilized. Thence the want of civil laws was felt; and the order of legal functionaries soon rose from the obscurity of the tribunals and their dusty chambers, to appear at the court of the monarch, by the side of the feudal barons in their ermine and their mail. Whilst the kings were ruining themselves by their great enterprises, and the nobles exhausting their resources by private wars, the lower orders were enriching themselves by commerce. The influence of money began to be perceptible in State affairs. The transactions of business opened a new road to power, and the financier rose to a station of political influence in which he was at once flattered and despised. Gradually the spread of mental acquirements, and the increasing taste for literature and art, opened chances of success to talent; science became a means of government, intelligence led to social power, and the man of letters took a part in the affairs of the State. The value attached to the privileges of birth decreased in the exact proportion in which new paths were struck out to advancement. In the eleventh century nobility was beyond all price; in the thirteenth it might be purchased; it was conferred for the first time in 1270; and equality was thus introduced into the Government by the aristocracy itself.
The relationships among people grew more complex and numerous as society became more stable and civilized. This led to a growing need for civil laws, and soon legal officials emerged from the shadows of the courts and their dusty offices to stand alongside the feudal barons in their fancy robes and armor at the king's court. While kings were draining their resources on grand projects and nobles were exhausting themselves with private wars, the lower classes were gaining wealth through trade. The impact of money began to show in government matters. Business dealings created a new path to power, and financiers gained political influence, earning both admiration and disdain. As education spread and interest in literature and art grew, opportunities for talent expanded; science became a tool for governance, intelligence translated into social power, and writers began to participate in state affairs. The value placed on noble birth diminished as new routes to advancement opened up. In the eleventh century, nobility was priceless; by the thirteenth century, it could be bought; it was granted for the first time in 1270, thus introducing equality into the government through the aristocracy itself.
In the course of these seven hundred years it sometimes happened that in order to resist the authority of the Crown, or to diminish the power of their rivals, the nobles granted a certain share of political rights to the people. Or, more frequently, the king permitted the lower orders to enjoy a degree of power, with the intention of repressing the aristocracy. In France the kings have always been the most active and the most constant of levellers. When they were strong and ambitious they spared no pains to raise the people to the level of the nobles; when they were temperate or weak they allowed the people to rise above themselves. Some assisted the democracy by their talents, others by their vices. Louis XI and Louis XIV reduced every rank beneath the throne to the same subjection; Louis XV descended, himself and all his Court, into the dust.
Over these seven hundred years, there were times when, to challenge the Crown's authority or to lessen the power of their rivals, the nobles gave some political rights to the people. More often, the king allowed the lower classes to have a certain amount of power, intending to undermine the aristocracy. In France, kings have always been the most active and consistent equalizers. When they were strong and ambitious, they worked hard to elevate the people to the same level as the nobles; when they were moderate or weak, they let the people rise above them. Some supported democracy through their talents, while others did so through their flaws. Louis XI and Louis XIV brought every rank below the throne to the same level of submission; Louis XV himself and all his Court fell into disgrace.
As soon as land was held on any other than a feudal tenure, and personal property began in its turn to confer influence and power, every improvement which was introduced in commerce or manufacture was a fresh element of the equality of conditions. Henceforward every new discovery, every new want which it engendered, and every new desire which craved satisfaction, was a step towards the universal level. The taste for luxury, the love of war, the sway of fashion, and the most superficial as well as the deepest passions of the human heart, co-operated to enrich the poor and to impoverish the rich.
As soon as land was owned under any system other than feudalism, and personal property began to hold power and influence, every improvement in trade or manufacturing contributed to a new level of equality. From that point on, each new discovery, every new demand it created, and every new desire that sought fulfillment, brought society closer to a universal standard. The desire for luxury, the passion for war, the influence of trends, and both the shallow and profound emotions of humanity worked together to enrich the poor and make the rich poorer.
From the time when the exercise of the intellect became the source of strength and of wealth, it is impossible not to consider every addition to science, every fresh truth, and every new idea as a germ of power placed within the reach of the people. Poetry, eloquence, and memory, the grace of wit, the glow of imagination, the depth of thought, and all the gifts which are bestowed by Providence with an equal hand, turned to the advantage of the democracy; and even when they were in the possession of its adversaries they still served its cause by throwing into relief the natural greatness of man; its conquests spread, therefore, with those of civilization and knowledge, and literature became an arsenal where the poorest and the weakest could always find weapons to their hand.
Since the time when using our intellect became a source of strength and wealth, it’s hard not to see every new addition to science, every new truth, and every fresh idea as a seed of power available to the people. Poetry, eloquence, memory, wit, imagination, deep thinking, and all the gifts bestowed by Providence equally benefited the democracy; and even when held by its opponents, they still advanced its cause by highlighting the natural greatness of humanity. As a result, its victories spread alongside those of civilization and knowledge, with literature becoming a resource where the poorest and weakest could always find tools to empower themselves.
In perusing the pages of our history, we shall scarcely meet with a single great event, in the lapse of seven hundred years, which has not turned to the advantage of equality. The Crusades and the wars of the English decimated the nobles and divided their possessions; the erection of communities introduced an element of democratic liberty into the bosom of feudal monarchy; the invention of fire-arms equalized the villein and the noble on the field of battle; printing opened the same resources to the minds of all classes; the post was organized so as to bring the same information to the door of the poor man’s cottage and to the gate of the palace; and Protestantism proclaimed that all men are alike able to find the road to heaven. The discovery of America offered a thousand new paths to fortune, and placed riches and power within the reach of the adventurous and the obscure. If we examine what has happened in France at intervals of fifty years, beginning with the eleventh century, we shall invariably perceive that a twofold revolution has taken place in the state of society. The noble has gone down on the social ladder, and the roturier has gone up; the one descends as the other rises. Every half century brings them nearer to each other, and they will very shortly meet.
As we look through our history, we hardly find a significant event over the last seven hundred years that hasn’t benefited equality. The Crusades and the wars in England reduced the power of the nobles and split their wealth; the establishment of communities added a touch of democratic freedom to the heart of feudal monarchy; the invention of firearms leveled the playing field between peasants and nobles in battle; printing made knowledge accessible to everyone; the postal system was set up to provide the same information to both the humble cottage of the poor man and the grand gate of the palace; and Protestantism declared that everyone has the ability to find their own path to heaven. The discovery of America opened up countless new opportunities for wealth, making riches and power attainable for both the daring and the unknown. If we look at what has occurred in France every fifty years since the eleventh century, we consistently see that a dual revolution has occurred in society. The noble has lost status, while the commoner has gained it; as one goes down, the other rises. Every fifty years, they come closer together, and soon they will meet.
Nor is this phenomenon at all peculiar to France. Whithersoever we turn our eyes we shall witness the same continual revolution throughout the whole of Christendom. The various occurrences of national existence have everywhere turned to the advantage of democracy; all men have aided it by their exertions: those who have intentionally labored in its cause, and those who have served it unwittingly; those who have fought for it and those who have declared themselves its opponents, have all been driven along in the same track, have all labored to one end, some ignorantly and some unwillingly; all have been blind instruments in the hands of God.
This phenomenon isn't just unique to France. Wherever we look, we see the same ongoing revolution across all of Christendom. Events of national significance have universally benefited democracy; everyone has contributed to it: those who have deliberately worked towards it and those who have unknowingly supported it; those who have fought for it and those who have opposed it have all been moving in the same direction, all working towards the same goal, some unknowingly and some reluctantly; all have been unwitting tools in the hands of God.
The gradual development of the equality of conditions is therefore a providential fact, and it possesses all the characteristics of a divine decree: it is universal, it is durable, it constantly eludes all human interference, and all events as well as all men contribute to its progress. Would it, then, be wise to imagine that a social impulse which dates from so far back can be checked by the efforts of a generation? Is it credible that the democracy which has annihilated the feudal system and vanquished kings will respect the citizen and the capitalist? Will it stop now that it has grown so strong and its adversaries so weak? None can say which way we are going, for all terms of comparison are wanting: the equality of conditions is more complete in the Christian countries of the present day than it has been at any time or in any part of the world; so that the extent of what already exists prevents us from foreseeing what may be yet to come.
The gradual rise of equality among people is undeniably a significant reality, and it has all the traits of a divine plan: it’s universal, it’s long-lasting, it consistently escapes all human control, and every event and person contributes to its advancement. So, would it be smart to think that a social movement that started long ago could be halted by the actions of just one generation? Is it believable that the democracy that has dismantled the feudal system and defeated monarchs will now respect the individual and the capitalist? Will it stop now that it has become so powerful and its opponents so weak? No one can predict our future direction, as there are no points of reference: the equality of conditions is more advanced in today’s Christian countries than it has ever been in any part of the world; thus, the extent of what already exists makes it difficult to foresee what may still lie ahead.
The whole book which is here offered to the public has been written under the impression of a kind of religious dread produced in the author’s mind by the contemplation of so irresistible a revolution, which has advanced for centuries in spite of such amazing obstacles, and which is still proceeding in the midst of the ruins it has made. It is not necessary that God himself should speak in order to disclose to us the unquestionable signs of His will; we can discern them in the habitual course of nature, and in the invariable tendency of events: I know, without a special revelation, that the planets move in the orbits traced by the Creator’s finger. If the men of our time were led by attentive observation and by sincere reflection to acknowledge that the gradual and progressive development of social equality is at once the past and future of their history, this solitary truth would confer the sacred character of a Divine decree upon the change. To attempt to check democracy would be in that case to resist the will of God; and the nations would then be constrained to make the best of the social lot awarded to them by Providence.
The entire book being presented here to the public was inspired by a sense of religious awe that the author felt while reflecting on such an unstoppable revolution, which has progressed for centuries despite incredible challenges and continues to unfold among the ruins it has created. It's not necessary for God to directly communicate with us to reveal the undeniable signs of His will; we can see them in the regular patterns of nature and the consistent trends of events. I know, without needing a special revelation, that the planets move in the paths set by the Creator’s hand. If people today would take the time to closely observe and genuinely reflect, recognizing that the gradual and ongoing development of social equality is both their history and their future, this simple truth would lend a sacred quality of a Divine decree to the change. Attempting to halt democracy would then mean resisting God's will, and nations would be forced to accept the social situation they have been given by Providence.
The Christian nations of our age seem to me to present a most alarming spectacle; the impulse which is bearing them along is so strong that it cannot be stopped, but it is not yet so rapid that it cannot be guided: their fate is in their hands; yet a little while and it may be so no longer. The first duty which is at this time imposed upon those who direct our affairs is to educate the democracy; to warm its faith, if that be possible; to purify its morals; to direct its energies; to substitute a knowledge of business for its inexperience, and an acquaintance with its true interests for its blind propensities; to adapt its government to time and place, and to modify it in compliance with the occurrences and the actors of the age. A new science of politics is indispensable to a new world. This, however, is what we think of least; launched in the middle of a rapid stream, we obstinately fix our eyes on the ruins which may still be described upon the shore we have left, whilst the current sweeps us along, and drives us backwards towards the gulf.
The Christian countries of today seem to me to represent a very concerning situation; the momentum pushing them forward is so strong that it can't be stopped, but it's not so fast that it can't be steered: their future is in their own hands; however, soon it may not be. The main responsibility right now for those in charge is to educate the democracy; to inspire its belief, if that's possible; to improve its morals; to guide its energy; to replace its inexperience with business knowledge, and its blind impulses with a clear understanding of its true interests; to adjust its government to fit the times and the circumstances, and to change it according to the events and individuals of the age. A new political science is essential for a new world. Yet, this is what we think about the least; caught in the middle of a swift river, we stubbornly focus on the remnants still visible on the shore we've left behind, while the current carries us forward, pushing us back toward the abyss.
In no country in Europe has the great social revolution which I have been describing made such rapid progress as in France; but it has always been borne on by chance. The heads of the State have never had any forethought for its exigencies, and its victories have been obtained without their consent or without their knowledge. The most powerful, the most intelligent, and the most moral classes of the nation have never attempted to connect themselves with it in order to guide it. The people has consequently been abandoned to its wild propensities, and it has grown up like those outcasts who receive their education in the public streets, and who are unacquainted with aught but the vices and wretchedness of society. The existence of a democracy was seemingly unknown, when on a sudden it took possession of the supreme power. Everything was then submitted to its caprices; it was worshipped as the idol of strength; until, when it was enfeebled by its own excesses, the legislator conceived the rash project of annihilating its power, instead of instructing it and correcting its vices; no attempt was made to fit it to govern, but all were bent on excluding it from the government.
In no country in Europe has the major social revolution I’ve been talking about progressed as quickly as in France; however, it has always been driven by chance. The leaders of the State have never considered its needs, and its achievements have come about without their approval or even their awareness. The strongest, smartest, and most ethical groups in the nation have never tried to connect with it to steer it in a certain direction. As a result, the people have been left to their own wild instincts, growing up like those outcasts who learn on the streets and know nothing but the vices and hardships of society. The idea of democracy seemed completely absent until suddenly it took control of the highest power. Everything was then subjected to its whims; it was idolized as a symbol of strength; until, when it weakened from its own excesses, the legislator came up with the reckless idea of trying to eliminate its power instead of educating it and addressing its flaws; there was no effort made to prepare it for governance, but everyone focused on keeping it out of power.
The consequence of this has been that the democratic revolution has been effected only in the material parts of society, without that concomitant change in laws, ideas, customs, and manners which was necessary to render such a revolution beneficial. We have gotten a democracy, but without the conditions which lessen its vices and render its natural advantages more prominent; and although we already perceive the evils it brings, we are ignorant of the benefits it may confer.
The result of this is that the democratic revolution has only taken place in the material aspects of society, without the necessary changes in laws, ideas, customs, and behaviors that would make this revolution beneficial. We have achieved democracy, but without the conditions that reduce its flaws and highlight its natural advantages; and while we can already see the problems it creates, we are unaware of the potential benefits it could bring.
While the power of the Crown, supported by the aristocracy, peaceably governed the nations of Europe, society possessed, in the midst of its wretchedness, several different advantages which can now scarcely be appreciated or conceived. The power of a part of his subjects was an insurmountable barrier to the tyranny of the prince; and the monarch, who felt the almost divine character which he enjoyed in the eyes of the multitude, derived a motive for the just use of his power from the respect which he inspired. High as they were placed above the people, the nobles could not but take that calm and benevolent interest in its fate which the shepherd feels towards his flock; and without acknowledging the poor as their equals, they watched over the destiny of those whose welfare Providence had entrusted to their care. The people never having conceived the idea of a social condition different from its own, and entertaining no expectation of ever ranking with its chiefs, received benefits from them without discussing their rights. It grew attached to them when they were clement and just, and it submitted without resistance or servility to their exactions, as to the inevitable visitations of the arm of God. Custom, and the manners of the time, had moreover created a species of law in the midst of violence, and established certain limits to oppression. As the noble never suspected that anyone would attempt to deprive him of the privileges which he believed to be legitimate, and as the serf looked upon his own inferiority as a consequence of the immutable order of nature, it is easy to imagine that a mutual exchange of good-will took place between two classes so differently gifted by fate. Inequality and wretchedness were then to be found in society; but the souls of neither rank of men were degraded. Men are not corrupted by the exercise of power or debased by the habit of obedience, but by the exercise of a power which they believe to be illegal and by obedience to a rule which they consider to be usurped and oppressive. On one side was wealth, strength, and leisure, accompanied by the refinements of luxury, the elegance of taste, the pleasures of wit, and the religion of art. On the other was labor and a rude ignorance; but in the midst of this coarse and ignorant multitude it was not uncommon to meet with energetic passions, generous sentiments, profound religious convictions, and independent virtues. The body of a State thus organized might boast of its stability, its power, and, above all, of its glory.
While the power of the Crown, backed by the aristocracy, peacefully ruled the nations of Europe, society had, despite its struggles, several benefits that are hard to appreciate or even imagine today. The power of some subjects acted as a barrier against the tyranny of the ruler; and the monarch, who felt a nearly divine status in the eyes of the people, found motivation to use his power justly from the respect he inspired. Even though they were elevated above the populace, the nobles could not help but feel a calm and caring interest in the fate of the common people, similar to how a shepherd cares for his flock. Without recognizing the poor as equals, they still watched over those whose well-being was entrusted to them by Providence. The common people never envisioned a different social condition than their own and had no expectation of ever ranking alongside their leaders; they accepted benefits from them without questioning their rights. They became attached to the nobles when they were merciful and just, and submitted to their demands without resistance or servility, seeing them as unavoidable acts of divine will. Customs and the manners of the time had also created a sort of law amidst the chaos and established limits to oppression. The nobles never imagined that anyone would try to take away the privileges they believed were rightful, and the serfs viewed their own lower status as part of the unchangeable order of nature, making it easy to see a mutual goodwill between two classes so differently favored by fate. Inequality and suffering existed in society, but the dignity of neither class was diminished. People are not corrupted by wielding power or degraded by the habit of obedience, but by the use of power they view as illegitimate and obedience to authority they see as unjust and harsh. On one side was wealth, strength, and leisure, along with the luxuries of life, refined tastes, witty pleasures, and an appreciation for art. On the other side were hard labor and a rough ignorance; yet among this coarse and uneducated majority, it was not uncommon to encounter passionate spirits, generous feelings, deep religious beliefs, and strong values. The structure of such a State could proudly claim its stability, strength, and, above all, its glory.
But the scene is now changed, and gradually the two ranks mingle; the divisions which once severed mankind are lowered, property is divided, power is held in common, the light of intelligence spreads, and the capacities of all classes are equally cultivated; the State becomes democratic, and the empire of democracy is slowly and peaceably introduced into the institutions and the manners of the nation. I can conceive a society in which all men would profess an equal attachment and respect for the laws of which they are the common authors; in which the authority of the State would be respected as necessary, though not as divine; and the loyalty of the subject to its chief magistrate would not be a passion, but a quiet and rational persuasion. Every individual being in the possession of rights which he is sure to retain, a kind of manly reliance and reciprocal courtesy would arise between all classes, alike removed from pride and meanness. The people, well acquainted with its true interests, would allow that in order to profit by the advantages of society it is necessary to satisfy its demands. In this state of things the voluntary association of the citizens might supply the individual exertions of the nobles, and the community would be alike protected from anarchy and from oppression.
But now the scene has changed, and slowly the two groups are blending; the barriers that once separated people are coming down, property is shared, power is held collectively, knowledge is spreading, and the skills of all classes are being developed equally. The government is becoming democratic, and the influence of democracy is gradually and peacefully woven into the country’s institutions and customs. I can imagine a society where everyone shares a strong loyalty and respect for the laws that they all create; where the authority of the government is respected as necessary, but not seen as sacred; and where the loyalty of citizens to their leaders is not driven by passion, but by calm and rational agreement. Each person, secure in their rights, would foster a sense of mutual respect and fairness across all classes, with no room for arrogance or degradation. The people, well-informed about their true interests, would recognize that to gain the benefits of society, they need to meet its responsibilities. In this environment, the voluntary cooperation of citizens could complement the individual efforts of the elite, ensuring that the community is safeguarded from both chaos and tyranny.
I admit that, in a democratic State thus constituted, society will not be stationary; but the impulses of the social body may be regulated and directed forwards; if there be less splendor than in the halls of an aristocracy, the contrast of misery will be less frequent also; the pleasures of enjoyment may be less excessive, but those of comfort will be more general; the sciences may be less perfectly cultivated, but ignorance will be less common; the impetuosity of the feelings will be repressed, and the habits of the nation softened; there will be more vices and fewer crimes. In the absence of enthusiasm and of an ardent faith, great sacrifices may be obtained from the members of a commonwealth by an appeal to their understandings and their experience; each individual will feel the same necessity for uniting with his fellow-citizens to protect his own weakness; and as he knows that if they are to assist he must co-operate, he will readily perceive that his personal interest is identified with the interest of the community. The nation, taken as a whole, will be less brilliant, less glorious, and perhaps less strong; but the majority of the citizens will enjoy a greater degree of prosperity, and the people will remain quiet, not because it despairs of amelioration, but because it is conscious of the advantages of its condition. If all the consequences of this state of things were not good or useful, society would at least have appropriated all such as were useful and good; and having once and for ever renounced the social advantages of aristocracy, mankind would enter into possession of all the benefits which democracy can afford.
I acknowledge that in a democratic state like this, society won't stay the same; however, the forces within society can be managed and directed positively. While it may not have the grandeur of aristocratic halls, the stark contrast of poverty will happen less often as well. The joys of indulgence may be less excessive, but the joys of comfort will be more widespread. The sciences may not be developed to their fullest, but ignorance will be less prevalent. The intensity of emotions will be tempered, and the nation's habits will be gentler; there will likely be more vices but fewer crimes. Without strong enthusiasm or fervent belief, significant sacrifices can still be achieved from the citizens through appeals to their reason and experience. Each person will see the need to join forces with their fellow citizens to safeguard their own vulnerabilities, and as they understand that they must cooperate to receive help, they will quickly realize that their personal interests align with those of the community. As a whole, the nation may be less dazzling, less prestigious, and perhaps less powerful; however, most citizens will experience a higher level of prosperity, and the populace will remain calm—not out of despair for improvement, but because they recognize the benefits of their current situation. Even if not all outcomes of this condition are good or useful, society will at least have embraced all that is beneficial and positive. By decisively giving up the social privileges of aristocracy, humanity will gain all the advantages that democracy can provide.
But here it may be asked what we have adopted in the place of those institutions, those ideas, and those customs of our forefathers which we have abandoned. The spell of royalty is broken, but it has not been succeeded by the majesty of the laws; the people has learned to despise all authority, but fear now extorts a larger tribute of obedience than that which was formerly paid by reverence and by love.
But here we might ask what we've taken on instead of the institutions, ideas, and customs of our ancestors that we've left behind. The influence of royalty is gone, but it hasn't been replaced by the greatness of the laws; people have learned to look down on all authority, but fear now demands more obedience than what was once given out of respect and love.
I perceive that we have destroyed those independent beings which were able to cope with tyranny single-handed; but it is the Government that has inherited the privileges of which families, corporations, and individuals have been deprived; the weakness of the whole community has therefore succeeded that influence of a small body of citizens, which, if it was sometimes oppressive, was often conservative. The division of property has lessened the distance which separated the rich from the poor; but it would seem that the nearer they draw to each other, the greater is their mutual hatred, and the more vehement the envy and the dread with which they resist each other’s claims to power; the notion of Right is alike insensible to both classes, and Force affords to both the only argument for the present, and the only guarantee for the future. The poor man retains the prejudices of his forefathers without their faith, and their ignorance without their virtues; he has adopted the doctrine of self-interest as the rule of his actions, without understanding the science which controls it, and his egotism is no less blind than his devotedness was formerly. If society is tranquil, it is not because it relies upon its strength and its well-being, but because it knows its weakness and its infirmities; a single effort may cost it its life; everybody feels the evil, but no one has courage or energy enough to seek the cure; the desires, the regret, the sorrows, and the joys of the time produce nothing that is visible or permanent, like the passions of old men which terminate in impotence.
I see that we have wiped out those independent individuals who could stand up to tyranny on their own; however, it’s the Government that has taken over the privileges that families, corporations, and individuals lost. As a result, the entire community's weakness has replaced the influence of a small group of citizens, which, although sometimes oppressive, was often protective. The distribution of wealth has narrowed the gap between the rich and the poor, but it seems that as they get closer, their mutual hatred grows, along with the envy and fear they feel towards each other's claims to power. The idea of what is right means nothing to both classes, and force is the only argument they have for the present and the only guarantee for the future. The poor man holds onto his ancestors' prejudices without their faith, and their ignorance without their virtues; he has embraced self-interest as his guiding principle without grasping the underlying principles of it, and his self-centeredness is just as blind as his former dedication. If society is calm, it’s not because it trusts in its strength and welfare, but because it recognizes its weaknesses and shortcomings; just one more setback could cost it everything. Everyone feels the issues, but no one has the courage or energy to find a solution; the wants, regrets, sorrows, and joys of the time produce nothing lasting or visible, much like the passions of old men that end in powerlessness.
We have, then, abandoned whatever advantages the old state of things afforded, without receiving any compensation from our present condition; we have destroyed an aristocracy, and we seem inclined to survey its ruins with complacency, and to fix our abode in the midst of them.
We have, then, given up any benefits the old system provided, without getting anything in return from our current situation; we have dismantled an aristocracy, and we seem ready to look at its ruins with satisfaction and settle down among them.
The phenomena which the intellectual world presents are not less deplorable. The democracy of France, checked in its course or abandoned to its lawless passions, has overthrown whatever crossed its path, and has shaken all that it has not destroyed. Its empire on society has not been gradually introduced or peaceably established, but it has constantly advanced in the midst of disorder and the agitation of a conflict. In the heat of the struggle each partisan is hurried beyond the limits of his opinions by the opinions and the excesses of his opponents, until he loses sight of the end of his exertions, and holds a language which disguises his real sentiments or secret instincts. Hence arises the strange confusion which we are witnessing. I cannot recall to my mind a passage in history more worthy of sorrow and of pity than the scenes which are happening under our eyes; it is as if the natural bond which unites the opinions of man to his tastes and his actions to his principles was now broken; the sympathy which has always been acknowledged between the feelings and the ideas of mankind appears to be dissolved, and all the laws of moral analogy to be abolished.
The issues facing the intellectual world are just as troubling. France's democracy, either stifled in its progress or given over to chaotic impulses, has toppled anything that stands in its way and has rattled what it hasn't destroyed. Its influence on society hasn't been introduced gradually or established peacefully; instead, it has continually pushed forward amid disorder and conflict. In the heat of the struggle, every supporter gets swept up beyond their beliefs by the arguments and extremes of their opponents, until they lose sight of the purpose of their efforts and end up speaking in a way that masks their true feelings or instincts. This leads to the strange confusion we’re seeing today. I can’t think of a moment in history more deserving of sorrow and pity than the events unfolding before us; it feels as if the natural connection that links people's opinions to their preferences and their actions to their principles has been severed. The understanding that has always existed between human feelings and ideas seems to have dissolved, and all the rules of moral reasoning appear to have been wiped away.
Zealous Christians may be found amongst us whose minds are nurtured in the love and knowledge of a future life, and who readily espouse the cause of human liberty as the source of all moral greatness. Christianity, which has declared that all men are equal in the sight of God, will not refuse to acknowledge that all citizens are equal in the eye of the law. But, by a singular concourse of events, religion is entangled in those institutions which democracy assails, and it is not unfrequently brought to reject the equality it loves, and to curse that cause of liberty as a foe which it might hallow by its alliance.
There are passionate Christians among us who are nurtured by the love and understanding of an afterlife, and they readily support the cause of human freedom as the foundation of all moral greatness. Christianity, which teaches that all people are equal in the eyes of God, will not deny that all citizens are equal under the law. However, due to a unique combination of events, religion becomes intertwined with the institutions that democracy challenges, and it is often forced to reject the equality it cherishes, seeing the cause of freedom as an enemy rather than a cause it could sanctify through partnership.
By the side of these religious men I discern others whose looks are turned to the earth more than to Heaven; they are the partisans of liberty, not only as the source of the noblest virtues, but more especially as the root of all solid advantages; and they sincerely desire to extend its sway, and to impart its blessings to mankind. It is natural that they should hasten to invoke the assistance of religion, for they must know that liberty cannot be established without morality, nor morality without faith; but they have seen religion in the ranks of their adversaries, and they inquire no further; some of them attack it openly, and the remainder are afraid to defend it.
Next to these religious men, I see others who focus more on the earth than on Heaven; they are supporters of liberty, not just because it brings about the greatest virtues, but especially because it is the foundation of all true benefits. They genuinely want to spread its influence and share its blessings with humanity. It makes sense that they would rush to seek the help of religion, as they must realize that liberty cannot thrive without morality, and morality cannot exist without faith. However, they have observed religion aligned with their opponents, and they do not dig deeper; some openly criticize it, while others are too afraid to stand up for it.
In former ages slavery has been advocated by the venal and slavish-minded, whilst the independent and the warm-hearted were struggling without hope to save the liberties of mankind. But men of high and generous characters are now to be met with, whose opinions are at variance with their inclinations, and who praise that servility which they have themselves never known. Others, on the contrary, speak in the name of liberty, as if they were able to feel its sanctity and its majesty, and loudly claim for humanity those rights which they have always disowned. There are virtuous and peaceful individuals whose pure morality, quiet habits, affluence, and talents fit them to be the leaders of the surrounding population; their love of their country is sincere, and they are prepared to make the greatest sacrifices to its welfare, but they confound the abuses of civilization with its benefits, and the idea of evil is inseparable in their minds from that of novelty.
In the past, slavery was supported by those who were corrupt and submissive, while independent and compassionate people struggled in vain to protect freedom for everyone. Nowadays, there are people of integrity and kindness whose beliefs contradict their true feelings, and they admire a servitude they have never experienced. On the other hand, some claim to speak for freedom, as if they can truly appreciate its importance and greatness, making loud demands for rights for humanity that they have always rejected. There are good and peaceful individuals whose strong morals, calm lifestyles, wealth, and skills qualify them to lead those around them; their love for their country is genuine, and they're willing to make huge sacrifices for its well-being, but they mix up the problems of civilization with its benefits, and they can't separate the idea of evil from the idea of change.
Not far from this class is another party, whose object is to materialize mankind, to hit upon what is expedient without heeding what is just, to acquire knowledge without faith, and prosperity apart from virtue; assuming the title of the champions of modern civilization, and placing themselves in a station which they usurp with insolence, and from which they are driven by their own unworthiness. Where are we then? The religionists are the enemies of liberty, and the friends of liberty attack religion; the high-minded and the noble advocate subjection, and the meanest and most servile minds preach independence; honest and enlightened citizens are opposed to all progress, whilst men without patriotism and without principles are the apostles of civilization and of intelligence. Has such been the fate of the centuries which have preceded our own? and has man always inhabited a world like the present, where nothing is linked together, where virtue is without genius, and genius without honor; where the love of order is confounded with a taste for oppression, and the holy rites of freedom with a contempt of law; where the light thrown by conscience on human actions is dim, and where nothing seems to be any longer forbidden or allowed, honorable or shameful, false or true? I cannot, however, believe that the Creator made man to leave him in an endless struggle with the intellectual miseries which surround us: God destines a calmer and a more certain future to the communities of Europe; I am unacquainted with His designs, but I shall not cease to believe in them because I cannot fathom them, and I had rather mistrust my own capacity than His justice.
Not far from this group is another crowd whose goal is to focus on material gains, to figure out what's practical without caring about what's right, to gain knowledge without belief, and to pursue prosperity without virtue. They claim to be the champions of modern civilization, taking a position they arrogantly occupy but are ultimately pushed out from due to their own unworthiness. So where do we stand? The religious people are seen as threats to freedom, while those who value liberty criticize religion; the noble and well-intentioned advocate for control, while the most base and servile minds promote independence. Honest and informed citizens resist progress, while those without patriotism and principles present themselves as champions of civilization and intelligence. Has this been the pattern of the centuries before us? Has humanity always lived in a world like today, where nothing connects, virtue lacks genius, and genius lacks honor; where a love for order is mistaken for a preference for oppression, and the sacred rights of freedom are confused with a disregard for law; where the light of conscience on human actions is faint, and nothing seems to be truly forbidden or acceptable, honorable or shameful, false or true? However, I can't believe that the Creator made us to leave us in a never-ending battle with the mental struggles that surround us. God has a calmer and more certain future in store for the communities of Europe; I may not know His plans, but I won't stop believing in them just because I can't understand them, and I'd rather doubt my own understanding than question His justice.
There is a country in the world where the great revolution which I am speaking of seems nearly to have reached its natural limits; it has been effected with ease and simplicity, say rather that this country has attained the consequences of the democratic revolution which we are undergoing without having experienced the revolution itself. The emigrants who fixed themselves on the shores of America in the beginning of the seventeenth century severed the democratic principle from all the principles which repressed it in the old communities of Europe, and transplanted it unalloyed to the New World. It has there been allowed to spread in perfect freedom, and to put forth its consequences in the laws by influencing the manners of the country.
There’s a country in the world where the great revolution I'm talking about seems to have almost reached its natural limits; it’s happened easily and simply. In fact, this country has achieved the outcomes of the democratic revolution that we're going through without experiencing the revolution itself. The emigrants who settled on the shores of America in the early seventeenth century separated the democratic principle from all the ideas that held it back in the old communities of Europe and brought it over untainted to the New World. It has been allowed to flourish freely there, influencing the laws and shaping the culture of the country.
It appears to me beyond a doubt that sooner or later we shall arrive, like the Americans, at an almost complete equality of conditions. But I do not conclude from this that we shall ever be necessarily led to draw the same political consequences which the Americans have derived from a similar social organization. I am far from supposing that they have chosen the only form of government which a democracy may adopt; but the identity of the efficient cause of laws and manners in the two countries is sufficient to account for the immense interest we have in becoming acquainted with its effects in each of them.
It seems clear to me that eventually, like the Americans, we'll reach a state of almost complete equality in our circumstances. However, I don't believe this means we'll come to the same political conclusions that the Americans have based on a similar social structure. I'm not suggesting that they have picked the only type of government that a democracy can have; but the similarities in the driving forces behind laws and customs in both countries make it very important for us to understand the effects in each one.
It is not, then, merely to satisfy a legitimate curiosity that I have examined America; my wish has been to find instruction by which we may ourselves profit. Whoever should imagine that I have intended to write a panegyric will perceive that such was not my design; nor has it been my object to advocate any form of government in particular, for I am of opinion that absolute excellence is rarely to be found in any legislation; I have not even affected to discuss whether the social revolution, which I believe to be irresistible, is advantageous or prejudicial to mankind; I have acknowledged this revolution as a fact already accomplished or on the eve of its accomplishment; and I have selected the nation, from amongst those which have undergone it, in which its development has been the most peaceful and the most complete, in order to discern its natural consequences, and, if it be possible, to distinguish the means by which it may be rendered profitable. I confess that in America I saw more than America; I sought the image of democracy itself, with its inclinations, its character, its prejudices, and its passions, in order to learn what we have to fear or to hope from its progress.
I'm not just satisfying a genuine curiosity by examining America; I want to find insights that we can benefit from. Anyone who thinks I’m trying to write a tribute will see that wasn't my goal. I also don't aim to promote any specific type of government because I believe absolute perfection is rarely found in any law. I haven't even tried to argue whether the social change I see as unavoidable is good or bad for humanity. I recognize this change as something that's already happened or is about to happen. I chose to look at the nation among those that have undergone it where the change has been the most peaceful and complete, to understand its natural outcomes and, if possible, to figure out how it can be beneficial. I admit that in America, I saw more than just America; I sought the essence of democracy itself, with its tendencies, its character, its biases, and its passions, to learn what we should be concerned about or hopeful for regarding its evolution.
In the first part of this work I have attempted to show the tendency given to the laws by the democracy of America, which is abandoned almost without restraint to its instinctive propensities, and to exhibit the course it prescribes to the Government and the influence it exercises on affairs. I have sought to discover the evils and the advantages which it produces. I have examined the precautions used by the Americans to direct it, as well as those which they have not adopted, and I have undertaken to point out the causes which enable it to govern society. I do not know whether I have succeeded in making known what I saw in America, but I am certain that such has been my sincere desire, and that I have never, knowingly, moulded facts to ideas, instead of ideas to facts.
In the first part of this work, I aimed to show how democracy in America influences the laws, which are often left largely unchecked by its natural tendencies. I’ve tried to highlight the direction it gives to government and the impact it has on various matters. I explored both the problems and benefits it creates. I looked into the measures Americans take to manage it, as well as those they have neglected, and I’ve aimed to identify the factors that allow it to govern society. I’m not sure if I’ve successfully conveyed what I observed in America, but I genuinely intended to do so, and I have never, intentionally, twisted facts to fit ideas, rather than shaping ideas to align with facts.
Whenever a point could be established by the aid of written documents, I have had recourse to the original text, and to the most authentic and approved works. I have cited my authorities in the notes, and anyone may refer to them. Whenever an opinion, a political custom, or a remark on the manners of the country was concerned, I endeavored to consult the most enlightened men I met with. If the point in question was important or doubtful, I was not satisfied with one testimony, but I formed my opinion on the evidence of several witnesses. Here the reader must necessarily believe me upon my word. I could frequently have quoted names which are either known to him, or which deserve to be so, in proof of what I advance; but I have carefully abstained from this practice. A stranger frequently hears important truths at the fire-side of his host, which the latter would perhaps conceal from the ear of friendship; he consoles himself with his guest for the silence to which he is restricted, and the shortness of the traveller’s stay takes away all fear of his indiscretion. I carefully noted every conversation of this nature as soon as it occurred, but these notes will never leave my writing-case; I had rather injure the success of my statements than add my name to the list of those strangers who repay the generous hospitality they have received by subsequent chagrin and annoyance.
Whenever I could establish a point with written documents, I referred to the original text and the most reliable and respected works. I've listed my sources in the notes, and anyone can look them up. When it came to opinions, political customs, or comments about the country's manners, I tried to consult the most knowledgeable people I encountered. If the issue was significant or uncertain, I didn’t rely on just one source; I based my conclusions on multiple witnesses. At this point, the reader must take my word for it. I could have often mentioned names that you might recognize, or that certainly deserve recognition, to back up what I claim; but I've deliberately chosen not to do this. A stranger often hears important truths at their host's home that the host might keep private among friends; they find solace in sharing with their guest since the brief visit mitigates any fear of being indiscreet. I carefully recorded every conversation of this nature as it happened, but these notes will remain in my writing case. I would rather compromise the effectiveness of my statements than add my name to the list of those outsiders who repay the generous hospitality they've received with subsequent regret and annoyance.
I am aware that, notwithstanding my care, nothing will be easier than to criticise this book, if anyone ever chooses to criticise it. Those readers who may examine it closely will discover the fundamental idea which connects the several parts together. But the diversity of the subjects I have had to treat is exceedingly great, and it will not be difficult to oppose an isolated fact to the body of facts which I quote, or an isolated idea to the body of ideas I put forth. I hope to be read in the spirit which has guided my labors, and that my book may be judged by the general impression it leaves, as I have formed my own judgment not on any single reason, but upon the mass of evidence. It must not be forgotten that the author who wishes to be understood is obliged to push all his ideas to their utmost theoretical consequences, and often to the verge of what is false or impracticable; for if it be necessary sometimes to quit the rules of logic in active life, such is not the case in discourse, and a man finds that almost as many difficulties spring from inconsistency of language as usually arise from inconsistency of conduct.
I know that, despite my efforts, it will be easy for anyone to criticize this book if they choose to do so. Readers who look closely will see the core idea that connects all the different parts. However, the range of topics I've covered is quite vast, and it won't be hard to counter one isolated fact with the broader context I present, or to challenge one single idea against the overall concepts I propose. I hope readers approach my work with the spirit in which I wrote it, and that my book is judged by the overall impression it creates, just as I've formed my own opinion based on the collective evidence rather than any single point. It’s important to remember that an author who wants to be understood must push all their ideas to their furthest theoretical limits, often brushing against what's false or impractical. While it's necessary to sometimes abandon the rules of logic in action, it's not the case in discussion, as many of the challenges that arise from language inconsistency can be just as problematic as those resulting from inconsistent behavior.
I conclude by pointing out myself what many readers will consider the principal defect of the work. This book is written to favor no particular views, and in composing it I have entertained no designs of serving or attacking any party; I have undertaken not to see differently, but to look further than parties, and whilst they are busied for the morrow I have turned my thoughts to the Future.
I want to highlight something that many readers might see as the main flaw of this work. This book is written without favoring any particular opinions, and while creating it, I had no intention of supporting or criticizing any group. I aimed not to see things differently but to look beyond the current parties, and while they focus on their immediate concerns, I have directed my thoughts toward the Future.
Chapter Summary
North America divided into two vast regions, one inclining towards the Pole, the other towards the Equator—Valley of the Mississippi—Traces of the Revolutions of the Globe—Shore of the Atlantic Ocean where the English Colonies were founded—Difference in the appearance of North and of South America at the time of their Discovery—Forests of North America—Prairies—Wandering Tribes of Natives—Their outward appearance, manners, and language—Traces of an unknown people.
North America is split into two large regions, one leaning toward the North Pole and the other toward the Equator—Valley of the Mississippi—Evidence of the Earth's revolutions—The Atlantic Ocean shore where the English colonies began—Differences in the appearance of North and South America at the time of their discovery—Forests of North America—Prairies—Nomadic Native tribes—Their looks, customs, and language—Signs of an unknown people.
Exterior Form Of North America
North America's Exterior Form
North America presents in its external form certain general features which it is easy to discriminate at the first glance. A sort of methodical order seems to have regulated the separation of land and water, mountains and valleys. A simple, but grand, arrangement is discoverable amidst the confusion of objects and the prodigious variety of scenes. This continent is divided, almost equally, into two vast regions, one of which is bounded on the north by the Arctic Pole, and by the two great oceans on the east and west. It stretches towards the south, forming a triangle whose irregular sides meet at length below the great lakes of Canada. The second region begins where the other terminates, and includes all the remainder of the continent. The one slopes gently towards the Pole, the other towards the Equator.
North America has certain general features that are easy to notice at first glance. There seems to be a methodical order to how land and water, mountains and valleys are separated. A simple yet grand arrangement can be seen amid the chaos of objects and the incredible variety of scenes. This continent is nearly split into two huge regions: one is bordered to the north by the Arctic Pole and by the two great oceans on the east and west. It extends southward, forming a triangle with irregular sides that eventually meet below the great lakes of Canada. The second region starts where the first ends and includes the rest of the continent. One region slopes gently toward the Pole, while the other slopes toward the Equator.
The territory comprehended in the first region descends towards the north with so imperceptible a slope that it may almost be said to form a level plain. Within the bounds of this immense tract of country there are neither high mountains nor deep valleys. Streams meander through it irregularly: great rivers mix their currents, separate and meet again, disperse and form vast marshes, losing all trace of their channels in the labyrinth of waters they have themselves created; and thus, at length, after innumerable windings, fall into the Polar Seas. The great lakes which bound this first region are not walled in, like most of those in the Old World, between hills and rocks. Their banks are flat, and rise but a few feet above the level of their waters; each of them thus forming a vast bowl filled to the brim. The slightest change in the structure of the globe would cause their waters to rush either towards the Pole or to the tropical sea.
The area in the first region slopes gently northward, so gradually that it almost feels like a flat plain. Within this vast expanse, there are no tall mountains or deep valleys. Streams wind through it in an irregular pattern: large rivers mix their waters, separate, and come back together, spreading out and creating extensive marshlands, losing sight of their original paths in the maze of water they’ve formed; eventually, after countless twists and turns, they flow into the Polar Seas. The large lakes that define this first region aren’t confined, like most in the Old World, by hills and rocks. Their shores are flat and rise only a few feet above the water level, making each lake like a huge bowl filled to the top. Even the smallest change in the landscape could cause their waters to flow either toward the Pole or the tropical sea.
The second region is more varied on its surface, and better suited for the habitation of man. Two long chains of mountains divide it from one extreme to the other; the Alleghany ridge takes the form of the shores of the Atlantic Ocean; the other is parallel with the Pacific. The space which lies between these two chains of mountains contains 1,341,649 square miles. *a Its surface is therefore about six times as great as that of France. This vast territory, however, forms a single valley, one side of which descends gradually from the rounded summits of the Alleghanies, while the other rises in an uninterrupted course towards the tops of the Rocky Mountains. At the bottom of the valley flows an immense river, into which the various streams issuing from the mountains fall from all parts. In memory of their native land, the French formerly called this river the St. Louis. The Indians, in their pompous language, have named it the Father of Waters, or the Mississippi.
The second region has a more varied landscape and is better suited for human habitation. Two long mountain ranges stretch from one side to the other; the Alleghany Ridge runs along the shores of the Atlantic Ocean, while the other range is parallel to the Pacific. The area between these two mountain chains covers 1,341,649 square miles. Its surface area is about six times larger than that of France. This vast territory forms a single valley, with one side gradually sloping down from the rounded peaks of the Alleghanies and the other rising steadily towards the tops of the Rocky Mountains. At the bottom of the valley flows a massive river, into which various streams from the mountains feed. In honor of their homeland, the French used to call this river St. Louis. The Indians, with their grand language, named it the Father of Waters, or the Mississippi.
a
[ Darby’s “View of the United States.”]
a
[ Darby’s “View of the United States.”]
The Mississippi takes its source above the limit of the two great regions of which I have spoken, not far from the highest point of the table-land where they unite. Near the same spot rises another river, *b which empties itself into the Polar seas. The course of the Mississippi is at first dubious: it winds several times towards the north, from whence it rose; and at length, after having been delayed in lakes and marshes, it flows slowly onwards to the south. Sometimes quietly gliding along the argillaceous bed which nature has assigned to it, sometimes swollen by storms, the Mississippi waters 2,500 miles in its course. *c At the distance of 1,364 miles from its mouth this river attains an average depth of fifteen feet; and it is navigated by vessels of 300 tons burden for a course of nearly 500 miles. Fifty-seven large navigable rivers contribute to swell the waters of the Mississippi; amongst others, the Missouri, which traverses a space of 2,500 miles; the Arkansas of 1,300 miles, the Red River 1,000 miles, four whose course is from 800 to 1,000 miles in length, viz., the Illinois, the St. Peter’s, the St. Francis, and the Moingona; besides a countless multitude of rivulets which unite from all parts their tributary streams.
The Mississippi River starts above the boundary of the two major regions I mentioned, not far from where they meet at the highest point of the plateau. Close to this location, another river also begins, which flows into the Polar seas. At first, the path of the Mississippi is uncertain: it meanders northward from where it originated, and eventually, after getting held up in lakes and swamps, it flows slowly southward. Sometimes it glides smoothly along the clay bed that nature has assigned to it, while at other times it swells with storm runoff, spanning 2,500 miles in its journey. Approximately 1,364 miles from its mouth, the river reaches an average depth of fifteen feet, and vessels weighing up to 300 tons can navigate nearly 500 miles of its length. Fifty-seven major navigable rivers feed into the Mississippi, including the Missouri, which travels 2,500 miles; the Arkansas at 1,300 miles; and the Red River at 1,000 miles, along with four others ranging from 800 to 1,000 miles long: the Illinois, St. Peter’s, St. Francis, and Moingona; plus countless smaller streams that flow into it from all directions.
b
[ The Red River.]
b
[The Red River.]
c
[ Warden’s “Description of the United States.”]
c
[ Warden’s “Description of the United States.”]
The valley which is watered by the Mississippi seems formed to be the bed of this mighty river, which, like a god of antiquity, dispenses both good and evil in its course. On the shores of the stream nature displays an inexhaustible fertility; in proportion as you recede from its banks, the powers of vegetation languish, the soil becomes poor, and the plants that survive have a sickly growth. Nowhere have the great convulsions of the globe left more evident traces than in the valley of the Mississippi; the whole aspect of the country shows the powerful effects of water, both by its fertility and by its barrenness. The waters of the primeval ocean accumulated enormous beds of vegetable mould in the valley, which they levelled as they retired. Upon the right shore of the river are seen immense plains, as smooth as if the husbandman had passed over them with his roller. As you approach the mountains the soil becomes more and more unequal and sterile; the ground is, as it were, pierced in a thousand places by primitive rocks, which appear like the bones of a skeleton whose flesh is partly consumed. The surface of the earth is covered with a granite sand and huge irregular masses of stone, among which a few plants force their growth, and give the appearance of a green field covered with the ruins of a vast edifice. These stones and this sand discover, on examination, a perfect analogy with those which compose the arid and broken summits of the Rocky Mountains. The flood of waters which washed the soil to the bottom of the valley afterwards carried away portions of the rocks themselves; and these, dashed and bruised against the neighboring cliffs, were left scattered like wrecks at their feet. *d The valley of the Mississippi is, upon the whole, the most magnificent dwelling-place prepared by God for man’s abode; and yet it may be said that at present it is but a mighty desert.
The valley watered by the Mississippi seems perfectly shaped to be the home of this powerful river, which, like a god from ancient times, brings both good and bad as it flows. Along the banks of the river, nature shows endless fertility; the further you move away from its shores, the weaker the vegetation becomes, the soil gets poorer, and the remaining plants struggle to grow. Nowhere have the major upheavals of the earth left more obvious signs than in the Mississippi valley; the entire landscape reflects the strong impact of water, both in its productivity and its barrenness. The waters of the ancient ocean created thick layers of fertile soil in the valley, which they flattened as they receded. On the right side of the river, you can see vast plains, as smooth as if they have been rolled by a farmer. As you get closer to the mountains, the soil becomes more uneven and barren; the ground is pierced in countless places by ancient rocks that look like the bones of a skeleton with its flesh mostly gone. The earth’s surface is covered in granite sand and large, irregular stone masses, where a few plants struggle to grow, resembling a green field scattered with the ruins of a grand structure. These stones and this sand, upon closer inspection, are strikingly similar to those found on the dry and rugged peaks of the Rocky Mountains. The torrent of water that washed the soil down to the valley also swept away chunks of the rocks themselves; these pieces, battered and bruised against nearby cliffs, were left strewn like debris at their base. Overall, the Mississippi valley is the most magnificent place crafted by God for human habitation; yet, it can be said that for now, it resembles a vast desert.
d
[ See Appendix, A.]
d
[ See Appendix, A.]
On the eastern side of the Alleghanies, between the base of these mountains and the Atlantic Ocean, there lies a long ridge of rocks and sand, which the sea appears to have left behind as it retired. The mean breadth of this territory does not exceed one hundred miles; but it is about nine hundred miles in length. This part of the American continent has a soil which offers every obstacle to the husbandman, and its vegetation is scanty and unvaried.
On the eastern side of the Alleghanies, between the foot of these mountains and the Atlantic Ocean, there’s a long ridge of rocks and sand that the sea seems to have left behind as it receded. The average width of this area doesn't surpass one hundred miles, but it's roughly nine hundred miles long. This section of the American continent has soil that presents numerous challenges for farmers, and its plant life is sparse and monotonous.
Upon this inhospitable coast the first united efforts of human industry were made. The tongue of arid land was the cradle of those English colonies which were destined one day to become the United States of America. The centre of power still remains here; whilst in the backwoods the true elements of the great people to whom the future control of the continent belongs are gathering almost in secrecy together.
On this harsh coastline, the first collaborative efforts of human industry took place. This barren stretch of land was the birthplace of the English colonies that would one day become the United States of America. The center of power still remains here, while in the wilderness, the real elements of the great nation destined to control the continent are quietly coming together.
When the Europeans first landed on the shores of the West Indies, and afterwards on the coast of South America, they thought themselves transported into those fabulous regions of which poets had sung. The sea sparkled with phosphoric light, and the extraordinary transparency of its waters discovered to the view of the navigator all that had hitherto been hidden in the deep abyss. *e Here and there appeared little islands perfumed with odoriferous plants, and resembling baskets of flowers floating on the tranquil surface of the ocean. Every object which met the sight, in this enchanting region, seemed prepared to satisfy the wants or contribute to the pleasures of man. Almost all the trees were loaded with nourishing fruits, and those which were useless as food delighted the eye by the brilliancy and variety of their colors. In groves of fragrant lemon-trees, wild figs, flowering myrtles, acacias, and oleanders, which were hung with festoons of various climbing plants, covered with flowers, a multitude of birds unknown in Europe displayed their bright plumage, glittering with purple and azure, and mingled their warbling with the harmony of a world teeming with life and motion. *f Underneath this brilliant exterior death was concealed. But the air of these climates had so enervating an influence that man, absorbed by present enjoyment, was rendered regardless of the future.
When the Europeans first arrived on the shores of the West Indies and later on the coast of South America, they felt as if they had been transported to the fantastic lands that poets wrote about. The sea sparkled with a phosphorescent glow, and the incredible clarity of its waters revealed everything that had previously been hidden in the deep. Here and there, little islands emerged, filled with fragrant plants, looking like baskets of flowers floating on the calm surface of the ocean. Every sight in this captivating area seemed designed to fulfill human needs or enhance pleasure. Almost all the trees were heavy with nutritious fruits, and those that weren’t edible dazzled the eye with their vibrant colors. In groves of fragrant lemon trees, wild figs, flowering myrtles, acacias, and oleanders—adorned with cascades of various climbing plants in bloom—many birds unknown in Europe showcased their bright feathers, shimmering with purples and blues, blending their songs into the harmonious symphony of a world bursting with life and motion. Beneath this vibrant surface, however, death lurked. Yet, the air in these climates had such a weakening effect that people, lost in the moment, became indifferent to what lay ahead.
e
[ Malte Brun tells us (vol. v. p. 726) that the water of the Caribbean Sea is
so transparent that corals and fish are discernible at a depth of sixty
fathoms. The ship seemed to float in air, the navigator became giddy as his eye
penetrated through the crystal flood, and beheld submarine gardens, or beds of
shells, or gilded fishes gliding among tufts and thickets of seaweed.]
e
[Malte Brun tells us (vol. v. p. 726) that the water of the Caribbean Sea is so clear that corals and fish can be seen at a depth of sixty fathoms. The ship felt like it was floating in the air, and the navigator got dizzy as his gaze pierced through the crystal water, revealing underwater gardens, beds of shells, and golden fish gliding among clumps and patches of seaweed.]
f
[ See Appendix, B.]
f
[ See Appendix, B.]
North America appeared under a very different aspect; there everything was grave, serious, and solemn: it seemed created to be the domain of intelligence, as the South was that of sensual delight. A turbulent and foggy ocean washed its shores. It was girt round by a belt of granite rocks, or by wide tracts of sand. The foliage of its woods was dark and gloomy, for they were composed of firs, larches, evergreen oaks, wild olive-trees, and laurels. Beyond this outer belt lay the thick shades of the central forest, where the largest trees which are produced in the two hemispheres grow side by side. The plane, the catalpa, the sugar-maple, and the Virginian poplar mingled their branches with those of the oak, the beech, and the lime. In these, as in the forests of the Old World, destruction was perpetually going on. The ruins of vegetation were heaped upon each other; but there was no laboring hand to remove them, and their decay was not rapid enough to make room for the continual work of reproduction. Climbing plants, grasses, and other herbs forced their way through the mass of dying trees; they crept along their bending trunks, found nourishment in their dusty cavities, and a passage beneath the lifeless bark. Thus decay gave its assistance to life, and their respective productions were mingled together. The depths of these forests were gloomy and obscure, and a thousand rivulets, undirected in their course by human industry, preserved in them a constant moisture. It was rare to meet with flowers, wild fruits, or birds beneath their shades. The fall of a tree overthrown by age, the rushing torrent of a cataract, the lowing of the buffalo, and the howling of the wind were the only sounds which broke the silence of nature.
North America looked completely different; there, everything was serious and solemn. It felt like a place meant for deep thought, while the South was all about pleasure. A rough and misty ocean crashed against its shores. It was surrounded by a ring of granite rocks or wide stretches of sand. The leaves of its forests were dark and gloomy, filled with fir trees, larches, evergreen oaks, wild olive trees, and laurels. Beyond this outer ring lay the thick shadows of the central forest, where the largest trees from both hemispheres grew side by side. The plane, catalpa, sugar maple, and Virginia poplar mingled their branches with those of the oak, beech, and lime. In these woods, just like in the forests of the Old World, destruction was constantly happening. The remnants of plants were piled on top of each other, but no one was there to clear them away, and their decay wasn’t fast enough to make space for the ongoing process of growth. Climbing plants, grasses, and other herbs pushed through the mass of dying trees; they crawled along their bent trunks, found sustenance in their dusty gaps, and created passages beneath the lifeless bark. In this way, decay helped life, and their respective existences blended together. The depths of these forests were dark and obscure, with a thousand small streams, not shaped by human hands, keeping a steady moisture within. It was uncommon to find flowers, wild fruits, or birds beneath their canopies. The only sounds breaking nature's silence were the fall of a tree toppled by age, the rush of a waterfall, the lowing of a buffalo, and the howling of the wind.
To the east of the great river, the woods almost disappeared; in their stead were seen prairies of immense extent. Whether Nature in her infinite variety had denied the germs of trees to these fertile plains, or whether they had once been covered with forests, subsequently destroyed by the hand of man, is a question which neither tradition nor scientific research has been able to resolve.
To the east of the great river, the woods nearly vanished; instead, there were vast prairies. It remains unclear whether Nature in her endless diversity never allowed trees to grow in these rich plains, or if they were once forested and later cleared by humans. This is a question that neither tradition nor scientific inquiry has managed to answer.
These immense deserts were not, however, devoid of human inhabitants. Some wandering tribes had been for ages scattered among the forest shades or the green pastures of the prairie. From the mouth of the St. Lawrence to the delta of the Mississippi, and from the Atlantic to the Pacific Ocean, these savages possessed certain points of resemblance which bore witness of their common origin; but at the same time they differed from all other known races of men: *g they were neither white like the Europeans, nor yellow like most of the Asiatics, nor black like the negroes. Their skin was reddish brown, their hair long and shining, their lips thin, and their cheekbones very prominent. The languages spoken by the North American tribes are various as far as regarded their words, but they were subject to the same grammatical rules. These rules differed in several points from such as had been observed to govern the origin of language. The idiom of the Americans seemed to be the product of new combinations, and bespoke an effort of the understanding of which the Indians of our days would be incapable. *h
These vast deserts weren't empty of human life. Some nomadic tribes had long been scattered among the shade of the forests or the green fields of the plains. From the mouth of the St. Lawrence to the delta of the Mississippi, and from the Atlantic to the Pacific Ocean, these people shared certain similarities that reflected their common ancestry. At the same time, they were distinct from all other known races: they weren't white like Europeans, yellow like most Asians, or black like Africans. Their skin was reddish-brown, their hair long and shiny, their lips thin, and their cheekbones very pronounced. The languages spoken by North American tribes varied greatly in vocabulary but followed the same grammatical rules. These rules differed in several ways from those observed in the development of other languages. The language of the Americans seemed to be the result of new combinations and reflected a level of reasoning that today's Native Americans would struggle to achieve.
g
[ With the progress of discovery some resemblance has been found to exist
between the physical conformation, the language, and the habits of the Indians
of North America, and those of the Tongous, Mantchous, Mongols, Tartars, and
other wandering tribes of Asia. The land occupied by these tribes is not very
distant from Behring’s Strait, which allows of the supposition, that at a
remote period they gave inhabitants to the desert continent of America. But
this is a point which has not yet been clearly elucidated by science. See Malte
Brun, vol. v.; the works of Humboldt; Fischer, “Conjecture sur
l’Origine des Americains”; Adair, “History of the American
Indians.”]
g
[ With ongoing discoveries, some similarities have been found between the physical traits, language, and habits of the Native Americans and those of the Tungus, Manchus, Mongols, Tartars, and other nomadic tribes of Asia. The land these tribes inhabit isn’t too far from Bering Strait, leading to the theory that they might have been the ancestors of the early inhabitants of the American continent. However, this is a point that science has not yet clarified. See Malte Brun, vol. v.; the works of Humboldt; Fischer, “Conjecture on the Origin of the Americans”; Adair, “History of the American Indians.”]
h
[ See Appendix, C.]
h
[See Appendix C.]
The social state of these tribes differed also in many respects from all that was seen in the Old World. They seemed to have multiplied freely in the midst of their deserts without coming in contact with other races more civilized than their own. Accordingly, they exhibited none of those indistinct, incoherent notions of right and wrong, none of that deep corruption of manners, which is usually joined with ignorance and rudeness among nations which, after advancing to civilization, have relapsed into a state of barbarism. The Indian was indebted to no one but himself; his virtues, his vices, and his prejudices were his own work; he had grown up in the wild independence of his nature.
The social state of these tribes was also quite different from anything seen in the Old World. They appeared to have thrived freely in their deserts without interacting with any races more advanced than their own. As a result, they didn’t show any of those vague, inconsistent ideas of right and wrong, nor the deep moral decay that often accompanies ignorance and rudeness in nations that have progressed to civilization but then fallen back into barbarism. The Indian relied solely on himself; his virtues, faults, and biases were entirely his own doing; he had developed in the wild independence of his nature.
If, in polished countries, the lowest of the people are rude and uncivil, it is not merely because they are poor and ignorant, but that, being so, they are in daily contact with rich and enlightened men. The sight of their own hard lot and of their weakness, which is daily contrasted with the happiness and power of some of their fellow-creatures, excites in their hearts at the same time the sentiments of anger and of fear: the consciousness of their inferiority and of their dependence irritates while it humiliates them. This state of mind displays itself in their manners and language; they are at once insolent and servile. The truth of this is easily proved by observation; the people are more rude in aristocratic countries than elsewhere, in opulent cities than in rural districts. In those places where the rich and powerful are assembled together the weak and the indigent feel themselves oppressed by their inferior condition. Unable to perceive a single chance of regaining their equality, they give up to despair, and allow themselves to fall below the dignity of human nature.
If, in developed countries, the least fortunate people are rude and uncivil, it's not just because they're poor and uneducated; it's also because they are constantly exposed to wealthy and educated individuals. The harsh reality of their situation, along with the daily contrast to the happiness and power of some of their peers, stirs feelings of anger and fear within them. The awareness of their inferiority and dependence only serves to irritate and humiliate them. This mindset is reflected in their behavior and speech; they come off as both arrogant and submissive. This is easily shown through observation: people are ruder in aristocratic societies than in others, and more so in wealthy urban areas than in rural ones. In places where the rich and powerful gather, the weak and impoverished feel pressed down by their lower status. With no hope of reclaiming their equality, they succumb to despair and lower themselves below the dignity expected of humanity.
This unfortunate effect of the disparity of conditions is not observable in savage life: the Indians, although they are ignorant and poor, are equal and free. At the period when Europeans first came among them the natives of North America were ignorant of the value of riches, and indifferent to the enjoyments which civilized man procures to himself by their means. Nevertheless there was nothing coarse in their demeanor; they practised an habitual reserve and a kind of aristocratic politeness. Mild and hospitable when at peace, though merciless in war beyond any known degree of human ferocity, the Indian would expose himself to die of hunger in order to succor the stranger who asked admittance by night at the door of his hut; yet he could tear in pieces with his hands the still quivering limbs of his prisoner. The famous republics of antiquity never gave examples of more unshaken courage, more haughty spirits, or more intractable love of independence than were hidden in former times among the wild forests of the New World. *i The Europeans produced no great impression when they landed upon the shores of North America; their presence engendered neither envy nor fear. What influence could they possess over such men as we have described? The Indian could live without wants, suffer without complaint, and pour out his death-song at the stake. *j Like all the other members of the great human family, these savages believed in the existence of a better world, and adored under different names, God, the creator of the universe. Their notions on the great intellectual truths were in general simple and philosophical. *k
This unfortunate outcome of the differences in living conditions isn’t seen in primitive societies: the Indians, despite being uneducated and poor, were equal and free. When Europeans first arrived, the Native Americans didn’t understand the value of wealth and were indifferent to the comforts that civilized people acquire through it. Yet, their behavior was not coarse; they exhibited a habitual restraint and a form of aristocratic politeness. They were mild and welcoming during peacetime, but extraordinarily brutal in war. An Indian would starve himself to help a stranger seeking shelter at night at his door, yet he could also rip apart the still-twitching limbs of his captive. The great republics of ancient times never showed more unyielding bravery, prouder spirits, or a stronger desire for independence than what was once found in the wild forests of the New World. The arrival of Europeans didn’t leave a significant mark on North America; their presence didn’t spark envy or fear. What influence could they have over such people as these? The Indian could live without wants, endure suffering without complaint, and sing his death song at the stake. Like all other members of the human family, these people believed in a better world and worshipped, under various names, God, the creator of the universe. Their ideas about the fundamental truths of life were generally simple and philosophical.
i
[ We learn from President Jefferson’s “Notes upon Virginia,”
p. 148, that among the Iroquois, when attacked by a superior force, aged men
refused to fly or to survive the destruction of their country; and they braved
death like the ancient Romans when their capital was sacked by the Gauls.
Further on, p. 150, he tells us that there is no example of an Indian who,
having fallen into the hands of his enemies, begged for his life; on the
contrary, the captive sought to obtain death at the hands of his conquerors by
the use of insult and provocation.]
i
[ We learn from President Jefferson’s “Notes on Virginia,” p. 148, that among the Iroquois, when faced with a stronger force, older men refused to flee or survive the destruction of their land; they faced death like the ancient Romans when their capital was attacked by the Gauls. Later, on p. 150, he mentions that there is no record of an Indian who, having fallen into the hands of his enemies, begged for his life; instead, the captive tried to provoke death at the hands of his conquerors through insults and challenges.]
j
[ See “Histoire de la Louisiane,” by Lepage Dupratz; Charlevoix,
“Histoire de la Nouvelle France”; “Lettres du Rev. G.
Hecwelder;” “Transactions of the American Philosophical
Society,” v. I; Jefferson’s “Notes on Virginia,” pp.
135-190. What is said by Jefferson is of especial weight, on account of the
personal merit of the writer, of his peculiar position, and of the
matter-of-fact age in which he lived.]
j
[See “History of Louisiana” by Lepage Dupratz; Charlevoix, “History of New France”; “Letters of Rev. G. Hecwelder;” “Transactions of the American Philosophical Society,” vol. I; Jefferson’s “Notes on Virginia,” pp. 135-190. Jefferson's remarks carry significant weight due to his personal merit, unique position, and the pragmatic era he lived in.]
k
[ See Appendix, D.]
k
[See Appendix D.]
Although we have here traced the character of a primitive people, yet it cannot be doubted that another people, more civilized and more advanced in all respects, had preceded it in the same regions.
Although we've outlined the traits of a primitive people here, it's clear that another group, more civilized and advanced in every way, had existed in the same areas before them.
An obscure tradition which prevailed among the Indians to the north of the Atlantic informs us that these very tribes formerly dwelt on the west side of the Mississippi. Along the banks of the Ohio, and throughout the central valley, there are frequently found, at this day, tumuli raised by the hands of men. On exploring these heaps of earth to their centre, it is usual to meet with human bones, strange instruments, arms and utensils of all kinds, made of metal, or destined for purposes unknown to the present race. The Indians of our time are unable to give any information relative to the history of this unknown people. Neither did those who lived three hundred years ago, when America was first discovered, leave any accounts from which even an hypothesis could be formed. Tradition—that perishable, yet ever renewed monument of the pristine world—throws no light upon the subject. It is an undoubted fact, however, that in this part of the globe thousands of our fellow-beings had lived. When they came hither, what was their origin, their destiny, their history, and how they perished, no one can tell. How strange does it appear that nations have existed, and afterwards so completely disappeared from the earth that the remembrance of their very names is effaced; their languages are lost; their glory is vanished like a sound without an echo; though perhaps there is not one which has not left behind it some tomb in memory of its passage! The most durable monument of human labor is that which recalls the wretchedness and nothingness of man.
An obscure tradition that existed among the Native Americans north of the Atlantic tells us that these tribes once lived on the west side of the Mississippi. Along the banks of the Ohio River and throughout the central valley, there are often mounds made by people. When you explore these mounds, you usually find human bones, strange tools, weapons, and various utensils made of metal, or meant for purposes unknown to today’s people. The Native Americans of today are unable to provide any information about the history of this unknown group. Those who lived three hundred years ago, when America was first discovered, also left no records from which even a theory could be developed. Tradition—that fragile yet ever-refreshing monument of the ancient world—offers no clarity on the issue. However, it is a certain fact that thousands of our fellow humans once lived in this part of the world. When they arrived, where they came from, their fate, their history, and how they disappeared, nobody knows. How strange it is that nations have existed and then completely vanished from the earth to the point that even their names are erased; their languages are lost; their glory has faded away like a sound without an echo; yet perhaps none left behind some tomb as a memory of their existence! The most lasting monument of human effort is one that reminds us of the misery and insignificance of mankind.
Although the vast country which we have been describing was inhabited by many indigenous tribes, it may justly be said at the time of its discovery by Europeans to have formed one great desert. The Indians occupied without possessing it. It is by agricultural labor that man appropriates the soil, and the early inhabitants of North America lived by the produce of the chase. Their implacable prejudices, their uncontrolled passions, their vices, and still more perhaps their savage virtues, consigned them to inevitable destruction. The ruin of these nations began from the day when Europeans landed on their shores; it has proceeded ever since, and we are now witnessing the completion of it. They seem to have been placed by Providence amidst the riches of the New World to enjoy them for a season, and then surrender them. Those coasts, so admirably adapted for commerce and industry; those wide and deep rivers; that inexhaustible valley of the Mississippi; the whole continent, in short, seemed prepared to be the abode of a great nation, yet unborn.
Although the vast country we've been discussing was home to many indigenous tribes, it could rightly be described as one big desert at the time it was discovered by Europeans. The Native Americans lived there without truly owning the land. It is through agricultural work that people properly claim the soil, while the early inhabitants of North America survived by hunting. Their deep-seated biases, uncontrolled emotions, and flaws—along with possibly their fierce virtues—led to their inevitable destruction. The downfall of these nations began the moment Europeans arrived on their shores; it has continued ever since, and we are now witnessing its culmination. It seems like they were placed by fate amid the riches of the New World to enjoy them for a time, and then relinquish them. Those coasts, so perfectly suited for trade and industry; those wide, deep rivers; that endless valley of the Mississippi; the entire continent, in short, appeared ready to be the home of a great, yet-to-be-born nation.
In that land the great experiment was to be made, by civilized man, of the attempt to construct society upon a new basis; and it was there, for the first time, that theories hitherto unknown, or deemed impracticable, were to exhibit a spectacle for which the world had not been prepared by the history of the past.
In that land, a major experiment was about to take place, where civilized people would try to build society on a new foundation. It was there, for the first time, that previously unknown theories, or those considered impossible, would create a scene that the world had never been ready for based on its past history.
Chapter Summary
Utility of knowing the origin of nations in order to understand their social condition and their laws—America the only country in which the starting-point of a great people has been clearly observable—In what respects all who emigrated to British America were similar—In what they differed—Remark applicable to all Europeans who established themselves on the shores of the New World—Colonization of Virginia—Colonization of New England—Original character of the first inhabitants of New England—Their arrival—Their first laws—Their social contract—Penal code borrowed from the Hebrew legislation—Religious fervor—Republican spirit—Intimate union of the spirit of religion with the spirit of liberty.
The importance of knowing the origins of nations to understand their social conditions and laws—America is the only country where the beginnings of a large population can be clearly seen—How all who immigrated to British America were alike—How they were different—An observation that applies to all Europeans who settled in the New World—Colonization of Virginia—Colonization of New England—The original character of the first inhabitants of New England—Their arrival—Their initial laws—Their social agreement—A penal code taken from Hebrew laws—Religious zeal—A republican spirit—A close connection between the spirit of religion and the spirit of freedom.
Origin Of The Anglo-Americans, And Its Importance In Relation To Their Future Condition.
Origin of the Anglo-Americans and Its Importance for Their Future Condition.
After the birth of a human being his early years are obscurely spent in the toils or pleasures of childhood. As he grows up the world receives him, when his manhood begins, and he enters into contact with his fellows. He is then studied for the first time, and it is imagined that the germ of the vices and the virtues of his maturer years is then formed. This, if I am not mistaken, is a great error. We must begin higher up; we must watch the infant in its mother’s arms; we must see the first images which the external world casts upon the dark mirror of his mind; the first occurrences which he witnesses; we must hear the first words which awaken the sleeping powers of thought, and stand by his earliest efforts, if we would understand the prejudices, the habits, and the passions which will rule his life. The entire man is, so to speak, to be seen in the cradle of the child.
After a baby is born, their early years are spent in the challenges and joys of childhood. As they grow up, the world welcomes them when they reach adulthood, and they start to interact with others. At this point, they are observed for the first time, and people believe that the seeds of their future vices and virtues are already planted. I think this is a significant mistake. We need to look further back; we must observe the infant in their mother’s arms; we need to see the first images that the outside world reflects in their mind; the initial experiences they encounter; we should listen to the first words that spark their thinking, and support their earliest attempts if we want to understand the biases, habits, and passions that will shape their lives. The totality of the person is, in a way, visible in the cradle of the child.
The growth of nations presents something analogous to this: they all bear some marks of their origin; and the circumstances which accompanied their birth and contributed to their rise affect the whole term of their being. If we were able to go back to the elements of states, and to examine the oldest monuments of their history, I doubt not that we should discover the primal cause of the prejudices, the habits, the ruling passions, and, in short, of all that constitutes what is called the national character; we should then find the explanation of certain customs which now seem at variance with the prevailing manners; of such laws as conflict with established principles; and of such incoherent opinions as are here and there to be met with in society, like those fragments of broken chains which we sometimes see hanging from the vault of an edifice, and supporting nothing. This might explain the destinies of certain nations, which seem borne on by an unknown force to ends of which they themselves are ignorant. But hitherto facts have been wanting to researches of this kind: the spirit of inquiry has only come upon communities in their latter days; and when they at length contemplated their origin, time had already obscured it, or ignorance and pride adorned it with truth-concealing fables.
The growth of nations is similar to this: they all show signs of their beginnings; the circumstances surrounding their birth and growth shape their entire existence. If we could go back to the foundations of states and examine the oldest records of their history, I believe we would find the root cause of the biases, customs, dominant emotions, and everything else that makes up what we call national character; we would then understand certain traditions that now seem out of step with current norms, laws that clash with established principles, and scattered opinions we occasionally encounter in society, like fragments of broken chains that sometimes dangle from the ceiling of a building, serving no purpose. This might clarify the destinies of certain nations that appear driven by an unknown force toward goals they themselves don't grasp. However, until now, there has been a lack of evidence for this kind of research: the spirit of inquiry has only emerged in societies in their later years; and when they finally reflect on their origins, time has already obscured them, or ignorance and pride have dressed them up in tales that hide the truth.
America is the only country in which it has been possible to witness the natural and tranquil growth of society, and where the influences exercised on the future condition of states by their origin is clearly distinguishable. At the period when the peoples of Europe landed in the New World their national characteristics were already completely formed; each of them had a physiognomy of its own; and as they had already attained that stage of civilization at which men are led to study themselves, they have transmitted to us a faithful picture of their opinions, their manners, and their laws. The men of the sixteenth century are almost as well known to us as our contemporaries. America, consequently, exhibits in the broad light of day the phenomena which the ignorance or rudeness of earlier ages conceals from our researches. Near enough to the time when the states of America were founded, to be accurately acquainted with their elements, and sufficiently removed from that period to judge of some of their results, the men of our own day seem destined to see further than their predecessors into the series of human events. Providence has given us a torch which our forefathers did not possess, and has allowed us to discern fundamental causes in the history of the world which the obscurity of the past concealed from them. If we carefully examine the social and political state of America, after having studied its history, we shall remain perfectly convinced that not an opinion, not a custom, not a law, I may even say not an event, is upon record which the origin of that people will not explain. The readers of this book will find the germ of all that is to follow in the present chapter, and the key to almost the whole work.
America is the only country where we can see the natural and peaceful development of society, and where the impact of a state’s origins on its future is clear. When the peoples of Europe arrived in the New World, their national identities were already fully formed; each had its own distinct characteristics. They had reached a level of civilization that encouraged self-reflection, allowing them to pass down a true representation of their beliefs, customs, and laws. The people of the sixteenth century are almost as familiar to us as our peers today. Thus, America reveals openly the phenomena that ignorance or the simplicity of earlier times hides from our understanding. Close enough to the founding of America’s states to know their fundamental elements, yet far enough removed to assess some of the outcomes, people today seem destined to gain greater insight into the progression of human events than those who came before. Providence has given us a clarity that our ancestors lacked, enabling us to identify essential causes in the world’s history that were obscured from them. If we thoroughly analyze America’s social and political landscape after examining its history, we will be completely convinced that every opinion, custom, law—indeed, every event—can be explained by the origins of its people. Readers of this book will find the essence of everything that follows in this chapter, which serves as the key to nearly the entire work.
The emigrants who came, at different periods to occupy the territory now covered by the American Union differed from each other in many respects; their aim was not the same, and they governed themselves on different principles. These men had, however, certain features in common, and they were all placed in an analogous situation. The tie of language is perhaps the strongest and the most durable that can unite mankind. All the emigrants spoke the same tongue; they were all offsets from the same people. Born in a country which had been agitated for centuries by the struggles of faction, and in which all parties had been obliged in their turn to place themselves under the protection of the laws, their political education had been perfected in this rude school, and they were more conversant with the notions of right and the principles of true freedom than the greater part of their European contemporaries. At the period of their first emigrations the parish system, that fruitful germ of free institutions, was deeply rooted in the habits of the English; and with it the doctrine of the sovereignty of the people had been introduced into the bosom of the monarchy of the House of Tudor.
The emigrants who came at different times to settle in what is now the United States varied in many ways; their goals were not the same, and they governed themselves based on different principles. However, these men shared certain traits, and they were all in similar situations. The bond of language is perhaps the strongest and most lasting connection people can have. All the emigrants spoke the same language; they were all descendants of the same people. Born in a country that had been turbulent for centuries due to factional struggles, where all parties had to rely on the law at some point, their political education had been shaped in this rough environment, and they were more familiar with the ideas of rights and true freedom than most of their European counterparts. By the time they first emigrated, the parish system, a key foundation for free institutions, was deeply ingrained in English customs; along with it, the idea of popular sovereignty had been integrated into the monarchy of the Tudor dynasty.
The religious quarrels which have agitated the Christian world were then rife. England had plunged into the new order of things with headlong vehemence. The character of its inhabitants, which had always been sedate and reflective, became argumentative and austere. General information had been increased by intellectual debate, and the mind had received a deeper cultivation. Whilst religion was the topic of discussion, the morals of the people were reformed. All these national features are more or less discoverable in the physiognomy of those adventurers who came to seek a new home on the opposite shores of the Atlantic.
The religious conflicts that shook the Christian world were widespread at that time. England had jumped wholeheartedly into the new social order. The nature of its people, who were traditionally calm and thoughtful, became more argumentative and serious. General knowledge grew through intellectual discussions, leading to a greater development of the mind. As religion became the focus of conversation, the morals of the populace improved. All these national traits can be seen, to some extent, in the faces of those adventurers who came looking for a new home on the other side of the Atlantic.
Another remark, to which we shall hereafter have occasion to recur, is applicable not only to the English, but to the French, the Spaniards, and all the Europeans who successively established themselves in the New World. All these European colonies contained the elements, if not the development, of a complete democracy. Two causes led to this result. It may safely be advanced, that on leaving the mother-country the emigrants had in general no notion of superiority over one another. The happy and the powerful do not go into exile, and there are no surer guarantees of equality among men than poverty and misfortune. It happened, however, on several occasions, that persons of rank were driven to America by political and religious quarrels. Laws were made to establish a gradation of ranks; but it was soon found that the soil of America was opposed to a territorial aristocracy. To bring that refractory land into cultivation, the constant and interested exertions of the owner himself were necessary; and when the ground was prepared, its produce was found to be insufficient to enrich a master and a farmer at the same time. The land was then naturally broken up into small portions, which the proprietor cultivated for himself. Land is the basis of an aristocracy, which clings to the soil that supports it; for it is not by privileges alone, nor by birth, but by landed property handed down from generation to generation, that an aristocracy is constituted. A nation may present immense fortunes and extreme wretchedness, but unless those fortunes are territorial there is no aristocracy, but simply the class of the rich and that of the poor.
Another point, which we will revisit later, applies not just to the English, but also to the French, Spaniards, and all Europeans who settled in the New World. All these European colonies had the elements, if not the full development, of a complete democracy. Two main reasons led to this outcome. It’s safe to say that when leaving their homeland, the emigrants generally didn’t see themselves as superior to one another. The fortunate and the powerful don’t go into exile, and poverty and misfortune are some of the strongest guarantees of equality among people. However, there were times when people of high status were forced to come to America due to political and religious conflicts. Laws were created to establish a ranking system; but it quickly became clear that the land in America resisted a system of territorial aristocracy. Cultivating that stubborn land required the constant, hands-on efforts of the owner, and once the land was ready, its yield was often not enough to enrich both a master and a farmer at the same time. As a result, the land was usually divided into smaller sections, which the owner would farm for themselves. Land is the foundation of an aristocracy, which depends on the soil that sustains it; because an aristocracy is made not just by privileges or birth, but by land passed down through generations. A nation may have great wealth alongside deep poverty, but unless that wealth is tied to land, there is no true aristocracy, just a class of rich people and a class of poor people.
All the British colonies had then a great degree of similarity at the epoch of their settlement. All of them, from their first beginning, seemed destined to witness the growth, not of the aristocratic liberty of their mother-country, but of that freedom of the middle and lower orders of which the history of the world had as yet furnished no complete example.
All the British colonies were quite similar at the time they were settled. From the very start, they seemed meant to experience the development, not of the aristocratic freedom of their mother country, but of the kind of freedom for the middle and lower classes that the world had never fully seen before.
In this general uniformity several striking differences were however discernible, which it is necessary to point out. Two branches may be distinguished in the Anglo-American family, which have hitherto grown up without entirely commingling; the one in the South, the other in the North.
In this overall uniformity, there were, however, some noticeable differences that need to be highlighted. Two branches can be identified in the Anglo-American family, which have developed separately without fully merging: one in the South and the other in the North.
Virginia received the first English colony; the emigrants took possession of it in 1607. The idea that mines of gold and silver are the sources of national wealth was at that time singularly prevalent in Europe; a fatal delusion, which has done more to impoverish the nations which adopted it, and has cost more lives in America, than the united influence of war and bad laws. The men sent to Virginia *a were seekers of gold, adventurers, without resources and without character, whose turbulent and restless spirit endangered the infant colony, *b and rendered its progress uncertain. The artisans and agriculturists arrived afterwards; and, although they were a more moral and orderly race of men, they were in nowise above the level of the inferior classes in England. *c No lofty conceptions, no intellectual system, directed the foundation of these new settlements. The colony was scarcely established when slavery was introduced, *d and this was the main circumstance which has exercised so prodigious an influence on the character, the laws, and all the future prospects of the South. Slavery, as we shall afterwards show, dishonors labor; it introduces idleness into society, and with idleness, ignorance and pride, luxury and distress. It enervates the powers of the mind, and benumbs the activity of man. The influence of slavery, united to the English character, explains the manners and the social condition of the Southern States.
Virginia was the first English colony, with settlers arriving in 1607. At that time, the belief that gold and silver mines were the keys to national wealth was widespread in Europe; this was a dangerous misconception that has led to greater poverty in the nations that believed it and caused more deaths in America than the combined effects of war and bad laws. The men sent to Virginia were gold seekers and adventurers, lacking resources and character, whose restless and reckless attitudes put the young colony at risk and made its future uncertain. The skilled workers and farmers came later, and while they were more moral and orderly, they were still not above the lower classes in England. There were no high ideals or intellectual frameworks guiding the establishment of these new settlements. The colony barely got off the ground before slavery was introduced, and this had a huge impact on the character, laws, and future of the South. Slavery, as we will later discuss, dishonors labor; it brings idleness into society, along with ignorance, pride, luxury, and hardship. It weakens the mind's abilities and dulls human activity. The effects of slavery, combined with the English character, help explain the behavior and social conditions of the Southern States.
a
[ The charter granted by the Crown of England in 1609 stipulated, amongst other
conditions, that the adventurers should pay to the Crown a fifth of the produce
of all gold and silver mines. See Marshall’s “Life of
Washington,” vol. i. pp. 18-66.] [Footnote b: A large portion of the
adventurers, says Stith (“History of Virginia”), were unprincipled
young men of family, whom their parents were glad to ship off, discharged
servants, fraudulent bankrupts, or debauchees; and others of the same class,
people more apt to pillage and destroy than to assist the settlement, were the
seditious chiefs, who easily led this band into every kind of extravagance and
excess. See for the history of Virginia the following works:—
a
[ The charter issued by the Crown of England in 1609 specified, among other things, that the adventurers were required to pay the Crown one-fifth of the profits from all gold and silver mines. See Marshall’s “Life of Washington,” vol. i. pp. 18-66.] [Footnote b: According to Stith (“History of Virginia”), many of the adventurers were reckless young men from well-off families, whom their parents were happy to send away; discharged servants, bankrupts trying to avoid their debts, or reckless individuals; and others of a similar background, more likely to loot and destroy than contribute to the settlement, included the rebellious leaders who easily led this group into all kinds of excess and reckless behavior. For more on the history of Virginia, see the following works:—
“History of Virginia, from the First Settlements in the year 1624,” by Smith.
“History of Virginia, from the First Settlements in 1624,” by Smith.
“History of Virginia,” by William Stith.
“History of Virginia,” by William Stith.
“History of Virginia, from the Earliest Period,” by Beverley.]
“History of Virginia, from the Earliest Period,” by Beverley.
c
[ It was not till some time later that a certain number of rich English
capitalists came to fix themselves in the colony.]
c
[ It wasn't until later that a group of wealthy English capitalists settled in the colony.]
d
[ Slavery was introduced about the year 1620 by a Dutch vessel which landed
twenty negroes on the banks of the river James. See Chalmer.]
d
[ Slavery was introduced around 1620 by a Dutch ship that brought twenty Black people to the banks of the James River. See Chalmer.]
In the North, the same English foundation was modified by the most opposite shades of character; and here I may be allowed to enter into some details. The two or three main ideas which constitute the basis of the social theory of the United States were first combined in the Northern English colonies, more generally denominated the States of New England. *e The principles of New England spread at first to the neighboring states; they then passed successively to the more distant ones; and at length they imbued the whole Confederation. They now extend their influence beyond its limits over the whole American world. The civilization of New England has been like a beacon lit upon a hill, which, after it has diffused its warmth around, tinges the distant horizon with its glow.
In the North, the same English foundation was shaped by very different character traits; and I’d like to dive into some details here. The key ideas that form the core of the social theory in the United States were first brought together in the Northern English colonies, more commonly known as the New England States. The principles of New England initially spread to the nearby states; then they gradually reached the more distant ones, ultimately influencing the entire Confederation. Now, their impact extends beyond its borders throughout the entire American landscape. The civilization of New England has been like a light shining on a hill, which, after warming its surroundings, casts a warm glow on the far-off horizon.
e
[ The States of New England are those situated to the east of the Hudson; they
are now six in number: 1, Connecticut; 2, Rhode Island; 3, Massachusetts; 4,
Vermont; 5, New Hampshire; 6, Maine.]
e
[ The New England states are located east of the Hudson; there are currently six of them: 1, Connecticut; 2, Rhode Island; 3, Massachusetts; 4, Vermont; 5, New Hampshire; 6, Maine.]
The foundation of New England was a novel spectacle, and all the circumstances attending it were singular and original. The large majority of colonies have been first inhabited either by men without education and without resources, driven by their poverty and their misconduct from the land which gave them birth, or by speculators and adventurers greedy of gain. Some settlements cannot even boast so honorable an origin; St. Domingo was founded by buccaneers; and the criminal courts of England originally supplied the population of Australia.
The foundation of New England was a unique event, and all the factors surrounding it were distinct and original. Most colonies were initially settled by uneducated and resource-less men, forced to leave the land of their birth due to poverty and their wrongdoings, or by speculators and adventurers looking to make a profit. Some settlements can't even claim such an honorable beginning; St. Domingo was established by pirates, and the criminal courts of England were the original source of the population of Australia.
The settlers who established themselves on the shores of New England all belonged to the more independent classes of their native country. Their union on the soil of America at once presented the singular phenomenon of a society containing neither lords nor common people, neither rich nor poor. These men possessed, in proportion to their number, a greater mass of intelligence than is to be found in any European nation of our own time. All, without a single exception, had received a good education, and many of them were known in Europe for their talents and their acquirements. The other colonies had been founded by adventurers without family; the emigrants of New England brought with them the best elements of order and morality—they landed in the desert accompanied by their wives and children. But what most especially distinguished them was the aim of their undertaking. They had not been obliged by necessity to leave their country; the social position they abandoned was one to be regretted, and their means of subsistence were certain. Nor did they cross the Atlantic to improve their situation or to increase their wealth; the call which summoned them from the comforts of their homes was purely intellectual; and in facing the inevitable sufferings of exile their object was the triumph of an idea.
The settlers who established themselves on the shores of New England all came from the more independent classes of their home country. Their coming together in America created a unique society with neither lords nor common people, neither rich nor poor. This group had, relative to their size, a greater level of intelligence than any European nation today. Every one of them had received a solid education, and many were recognized in Europe for their skills and knowledge. While other colonies were established by adventurers without families, the New England emigrants brought with them the best qualities of order and morality—they arrived in the new land with their wives and children. What set them apart the most was the purpose of their journey. They didn’t leave their country out of necessity; they were leaving behind a social position that they would miss, and they had stable means to support themselves. They didn’t cross the Atlantic to better their circumstances or amass wealth; the call that drew them from the comforts of their homes was purely intellectual, and in facing the inevitable hardships of exile, their goal was the triumph of an idea.
The emigrants, or, as they deservedly styled themselves, the Pilgrims, belonged to that English sect the austerity of whose principles had acquired for them the name of Puritans. Puritanism was not merely a religious doctrine, but it corresponded in many points with the most absolute democratic and republican theories. It was this tendency which had aroused its most dangerous adversaries. Persecuted by the Government of the mother-country, and disgusted by the habits of a society opposed to the rigor of their own principles, the Puritans went forth to seek some rude and unfrequented part of the world, where they could live according to their own opinions, and worship God in freedom.
The emigrants, or as they rightfully called themselves, the Pilgrims, were part of an English group whose strict beliefs earned them the label of Puritans. Puritanism wasn't just a religious belief system; it also aligned with some of the most extreme democratic and republican ideals. This inclination provoked their most significant opponents. Driven out by the government of their home country and repulsed by the customs of a society that clashed with their strict beliefs, the Puritans set out to find a rough and isolated part of the world where they could live according to their own views and worship God freely.
A few quotations will throw more light upon the spirit of these pious adventures than all we can say of them. Nathaniel Morton, *f the historian of the first years of the settlement, thus opens his subject:
A few quotes will shed more light on the spirit of these religious adventures than anything we can say about them. Nathaniel Morton, the historian of the early years of the settlement, begins his subject like this:
f
[ “New England’s Memorial,” p. 13; Boston, 1826. See also
“Hutchinson’s History,” vol. ii. p. 440.]
f
[ “New England’s Memorial,” p. 13; Boston, 1826. See also
“Hutchinson’s History,” vol. ii. p. 440.]
“Gentle Reader,—I have for some length of time looked upon it as a duty incumbent, especially on the immediate successors of those that have had so large experience of those many memorable and signal demonstrations of God’s goodness, viz., the first beginners of this Plantation in New England, to commit to writing his gracious dispensations on that behalf; having so many inducements thereunto, not onely otherwise but so plentifully in the Sacred Scriptures: that so, what we have seen, and what our fathers have told us (Psalm lxxviii. 3, 4), we may not hide from our children, showing to the generations to come the praises of the Lord; that especially the seed of Abraham his servant, and the children of Jacob his chosen (Psalm cv. 5, 6), may remember his marvellous works in the beginning and progress of the planting of New England, his wonders and the judgments of his mouth; how that God brought a vine into this wilderness; that he cast out the heathen, and planted it; that he made room for it and caused it to take deep root; and it filled the land (Psalm lxxx. 8, 9). And not onely so, but also that he hath guided his people by his strength to his holy habitation and planted them in the mountain of his inheritance in respect of precious Gospel enjoyments: and that as especially God may have the glory of all unto whom it is most due; so also some rays of glory may reach the names of those blessed Saints that were the main instruments and the beginning of this happy enterprise.”
“Dear Reader,—For quite some time, I have felt it my duty, especially as a successor to those who have experienced countless memorable demonstrations of God’s goodness—specifically, the original founders of this settlement in New England—to write down these gracious acts. I have many reasons to do so, not only from personal thoughts but abundantly supported by the Sacred Scriptures. Therefore, what we have witnessed and what our ancestors have shared with us (Psalm 78:3, 4) should not be hidden from our children, but we should show future generations the praises of the Lord; especially so the descendants of Abraham, His servant, and the children of Jacob, His chosen people (Psalm 105:5, 6), may remember His amazing works during the founding and growth of New England, His wonders, and the judgments that came from His mouth. How God brought a vine into this wilderness; how He drove out the heathen and planted it; how He made room for it and helped it take deep root until it filled the land (Psalm 80:8, 9). Not only that, but He also guided His people by His strength to His holy dwelling and planted them in the mountain of His inheritance, providing precious Gospel blessings. And just as God deserves all the glory, so too should some recognition touch the names of those blessed saints who were the key instruments in beginning this happy venture.”
It is impossible to read this opening paragraph without an involuntary feeling of religious awe; it breathes the very savor of Gospel antiquity. The sincerity of the author heightens his power of language. The band which to his eyes was a mere party of adventurers gone forth to seek their fortune beyond seas appears to the reader as the germ of a great nation wafted by Providence to a predestined shore.
It's impossible to read this opening paragraph without feeling a deep sense of respect; it carries the essence of ancient Gospels. The author's sincerity amplifies his use of language. What he sees as just a group of adventurers looking to make their fortune abroad comes across to the reader as the foundation of a great nation, guided by fate to a destined land.
The author thus continues his narrative of the departure of the first pilgrims:—
The author continues his story about the departure of the first pilgrims:—
“So they left that goodly and pleasant city of Leyden, *g which had been their resting-place for above eleven years; but they knew that they were pilgrims and strangers here below, and looked not much on these things, but lifted up their eyes to Heaven, their dearest country, where God hath prepared for them a city (Heb. xi. 16), and therein quieted their spirits. When they came to Delfs-Haven they found the ship and all things ready; and such of their friends as could not come with them followed after them, and sundry came from Amsterdam to see them shipt, and to take their leaves of them. One night was spent with little sleep with the most, but with friendly entertainment and Christian discourse, and other real expressions of true Christian love. The next day they went on board, and their friends with them, where truly doleful was the sight of that sad and mournful parting, to hear what sighs and sobs and prayers did sound amongst them; what tears did gush from every eye, and pithy speeches pierced each other’s heart, that sundry of the Dutch strangers that stood on the Key as spectators could not refrain from tears. But the tide (which stays for no man) calling them away, that were thus loth to depart, their Reverend Pastor falling down on his knees, and they all with him, with watery cheeks commended them with most fervent prayers unto the Lord and his blessing; and then, with mutual embraces and many tears they took their leaves one of another, which proved to be the last leave to many of them.”
“So they left the beautiful and pleasant city of Leiden, which had been their home for over eleven years; but they knew they were pilgrims and strangers in this world, paying little attention to these things, and lifted their eyes to Heaven, their true home, where God has prepared a city for them (Heb. xi. 16), which brought peace to their spirits. When they arrived at Delfs-Haven, they found the ship and everything ready; those friends who couldn't join them followed after, and several came from Amsterdam to see them board the ship and to say their goodbyes. One night was spent with little sleep for most, but filled with friendly conversations, Christian discussions, and genuine expressions of true Christian love. The next day they went on board, joined by their friends, and it was truly heartbreaking to witness that sorrowful farewell, hearing the sighs, sobs, and prayers among them; tears flowed from every eye, and heartfelt speeches pierced each other’s hearts, making some of the Dutch bystanders on the quay unable to hold back their tears. But the tide (which waits for no one) urged them to leave, despite their reluctance to part. Their Reverend Pastor knelt down, and they all joined him, with tearful faces, fervently commending them to the Lord and His blessings in prayer; then, with heartfelt embraces and many tears, they said their goodbyes to each other, which turned out to be the last farewell for many of them.”
g
[ The emigrants were, for the most part, godly Christians from the North of
England, who had quitted their native country because they were “studious
of reformation, and entered into covenant to walk with one another according to
the primitive pattern of the Word of God.” They emigrated to Holland, and
settled in the city of Leyden in 1610, where they abode, being lovingly
respected by the Dutch, for many years: they left it in 1620 for several
reasons, the last of which was, that their posterity would in a few generations
become Dutch, and so lose their interest in the English nation; they being
desirous rather to enlarge His Majesty’s dominions, and to live under
their natural prince.—Translator’s Note.]
g
[ The emigrants were mostly devout Christians from Northern England who left their homeland because they were eager for reform and committed to living together according to the original teachings of the Bible. They moved to Holland and settled in the city of Leyden in 1610, where they were well-respected by the Dutch for many years. They left in 1620 for several reasons, the last being that their descendants would, in a few generations, become Dutch and lose their connection to England. They preferred to expand His Majesty’s territories and live under their rightful king.—Translator’s Note.]
The emigrants were about 150 in number, including the women and the children. Their object was to plant a colony on the shores of the Hudson; but after having been driven about for some time in the Atlantic Ocean, they were forced to land on that arid coast of New England which is now the site of the town of Plymouth. The rock is still shown on which the pilgrims disembarked. *h
The emigrants numbered around 150, including women and children. Their goal was to establish a colony on the shores of the Hudson, but after being tossed around the Atlantic Ocean for a while, they were compelled to land on the barren coast of New England that is now the town of Plymouth. The rock where the pilgrims disembarked is still visible today.
h
[ This rock is become an object of veneration in the United States. I have seen
bits of it carefully preserved in several towns of the Union. Does not this
sufficiently show how entirely all human power and greatness is in the soul of
man? Here is a stone which the feet of a few outcasts pressed for an instant,
and this stone becomes famous; it is treasured by a great nation, its very dust
is shared as a relic: and what is become of the gateways of a thousand
palaces?]
h
[ This rock has become an object of reverence in the United States. I've seen pieces of it carefully preserved in several towns across the country. Doesn’t this clearly show how completely human power and greatness resides in the soul of a person? Here is a stone that was briefly touched by the feet of a few outcasts, and now this stone is famous; it is cherished by a great nation, its very dust is shared as a relic: and what has happened to the entrances of a thousand palaces?]
“But before we pass on,” continues our historian, “let the reader with me make a pause and seriously consider this poor people’s present condition, the more to be raised up to admiration of God’s goodness towards them in their preservation: for being now passed the vast ocean, and a sea of troubles before them in expectation, they had now no friends to welcome them, no inns to entertain or refresh them, no houses, or much less towns to repair unto to seek for succour: and for the season it was winter, and they that know the winters of the country know them to be sharp and violent, subject to cruel and fierce storms, dangerous to travel to known places, much more to search unknown coasts. Besides, what could they see but a hideous and desolate wilderness, full of wilde beasts, and wilde men? and what multitudes of them there were, they then knew not: for which way soever they turned their eyes (save upward to Heaven) they could have but little solace or content in respect of any outward object; for summer being ended, all things stand in appearance with a weather-beaten face, and the whole country full of woods and thickets, represented a wild and savage hew; if they looked behind them, there was the mighty ocean which they had passed, and was now as a main bar or gulph to separate them from all the civil parts of the world.”
"But before we move on," our historian continues, "let's take a moment to pause and seriously think about the current state of this unfortunate group of people. This will make us even more appreciative of God’s goodness in preserving them. After crossing the vast ocean and facing the sea of troubles ahead, they had no friends to welcome them, no inns to provide rest, no homes—or even towns—to seek help from. It was winter, and those familiar with the country’s winters know they are harsh and intense, prone to cruel and fierce storms, making travel to known places dangerous, let alone searching for unknown shores. All they could see was a bleak and desolate wilderness, filled with wild beasts and hostile people. They didn't even know how many there were. No matter where they looked—except up to Heaven—there was little comfort or happiness to be found in their surroundings. With summer gone, everything appeared worn and battered, and the countryside was filled with woods and thickets, looking wild and savage. If they looked back, they saw the mighty ocean they had crossed, now a great barrier separating them from the civilized world."
It must not be imagined that the piety of the Puritans was of a merely speculative kind, or that it took no cognizance of the course of worldly affairs. Puritanism, as I have already remarked, was scarcely less a political than a religious doctrine. No sooner had the emigrants landed on the barren coast described by Nathaniel Morton than it was their first care to constitute a society, by passing the following Act:
It shouldn't be assumed that the Puritans' devotion was just theoretical or that it ignored real-world events. Puritanism, as I’ve mentioned before, was almost as much a political belief as it was a religious one. As soon as the immigrants arrived on the desolate shore mentioned by Nathaniel Morton, their top priority was to establish a society by passing the following Act:
“In the name of God. Amen. We, whose names are underwritten, the loyal subjects of our dread Sovereign Lord King James, etc., etc., Having undertaken for the glory of God, and advancement of the Christian Faith, and the honour of our King and country, a voyage to plant the first colony in the northern parts of Virginia; Do by these presents solemnly and mutually, in the presence of God and one another, covenant and combine ourselves together into a civil body politick, for our better ordering and preservation, and furtherance of the ends aforesaid: and by virtue hereof do enact, constitute and frame such just and equal laws, ordinances, acts, constitutions, and officers, from time to time, as shall be thought most meet and convenient for the general good of the Colony: unto which we promise all due submission and obedience,” etc. *i
“In the name of God. Amen. We, the undersigned, loyal subjects of our esteemed Sovereign Lord King James, etc., etc., have embarked on a voyage to establish the first colony in the northern regions of Virginia for the glory of God, the advancement of the Christian Faith, and the honor of our King and country. Through this document, we solemnly and mutually agree, in the presence of God and each other, to combine ourselves into a civil body politic for better organization, preservation, and furthering the stated goals. By this authority, we will create, establish, and frame just and equal laws, ordinances, acts, constitutions, and officers as needed for the general good of the Colony, to which we pledge our full submission and obedience,” etc. *i
i
[ The emigrants who founded the State of Rhode Island in 1638, those who landed
at New Haven in 1637, the first settlers in Connecticut in 1639, and the
founders of Providence in 1640, began in like manner by drawing up a social
contract, which was acceded to by all the interested parties. See
“Pitkin’s History,” pp. 42 and 47.]
i
[The emigrants who established the State of Rhode Island in 1638, those who arrived at New Haven in 1637, the first settlers in Connecticut in 1639, and the founders of Providence in 1640, began in a similar way by creating a social contract that was agreed upon by all involved parties. See “Pitkin’s History,” pp. 42 and 47.]
This happened in 1620, and from that time forwards the emigration went on. The religious and political passions which ravaged the British Empire during the whole reign of Charles I drove fresh crowds of sectarians every year to the shores of America. In England the stronghold of Puritanism was in the middle classes, and it was from the middle classes that the majority of the emigrants came. The population of New England increased rapidly; and whilst the hierarchy of rank despotically classed the inhabitants of the mother-country, the colony continued to present the novel spectacle of a community homogeneous in all its parts. A democracy, more perfect than any which antiquity had dreamt of, started in full size and panoply from the midst of an ancient feudal society.
This happened in 1620, and from then on, emigration continued. The religious and political conflicts that tore apart the British Empire during Charles I's reign pushed many groups of dissenters to seek refuge on the shores of America every year. In England, Puritanism was strongest among the middle classes, and most of the emigrants came from there. The population of New England grew quickly; while the rank hierarchy severely classified the people in the mother country, the colony showcased the unique sight of a community that was uniform in all its components. A democracy, more complete than anything that ancient times had imagined, emerged fully formed from within an old feudal society.
Chapter II: Origin Of The Anglo-Americans—Part II
The English Government was not dissatisfied with an emigration which removed the elements of fresh discord and of further revolutions. On the contrary, everything was done to encourage it, and great exertions were made to mitigate the hardships of those who sought a shelter from the rigor of their country’s laws on the soil of America. It seemed as if New England was a region given up to the dreams of fancy and the unrestrained experiments of innovators.
The English government was actually pleased with an emigration that got rid of the elements of new conflict and potential revolutions. In fact, everything was done to promote it, and significant efforts were made to ease the challenges faced by those looking for relief from their country's strict laws in America. It felt like New England was a place devoted to the dreams of imagination and the free experiments of innovators.
The English colonies (and this is one of the main causes of their prosperity) have always enjoyed more internal freedom and more political independence than the colonies of other nations; but this principle of liberty was nowhere more extensively applied than in the States of New England.
The English colonies (and this is one of the main reasons for their success) have always had more internal freedom and political independence than the colonies of other countries; however, this principle of liberty was applied more extensively in the New England States.
It was generally allowed at that period that the territories of the New World belonged to that European nation which had been the first to discover them. Nearly the whole coast of North America thus became a British possession towards the end of the sixteenth century. The means used by the English Government to people these new domains were of several kinds; the King sometimes appointed a governor of his own choice, who ruled a portion of the New World in the name and under the immediate orders of the Crown; *j this is the colonial system adopted by other countries of Europe. Sometimes grants of certain tracts were made by the Crown to an individual or to a company, *k in which case all the civil and political power fell into the hands of one or more persons, who, under the inspection and control of the Crown, sold the lands and governed the inhabitants. Lastly, a third system consisted in allowing a certain number of emigrants to constitute a political society under the protection of the mother-country, and to govern themselves in whatever was not contrary to her laws. This mode of colonization, so remarkably favorable to liberty, was only adopted in New England. *l
It was commonly accepted during that time that the territories of the New World belonged to the European nation that first discovered them. By the late sixteenth century, almost all of the North American coast became British territory. The English Government used various methods to populate these new lands; sometimes the King appointed a governor of his choosing, who ruled a part of the New World in the name of and under the direct orders of the Crown; this was the colonial system adopted by other European countries. Other times, the Crown granted certain areas to an individual or a company, in which case all civil and political power fell to one or more individuals, who, under the supervision and control of the Crown, sold the land and governed the inhabitants. Lastly, a third approach allowed a number of emigrants to form a political society under the protection of the mother country and govern themselves in matters not contrary to her laws. This method of colonization, which was particularly favorable to liberty, was only adopted in New England.
j
[ This was the case in the State of New York.]
j
[ This was the case in the State of New York.]
k
[ Maryland, the Carolinas, Pennsylvania, and New Jersey were in this situation.
See “Pitkin’s History,” vol. i. pp. 11-31.]
k
[ Maryland, the Carolinas, Pennsylvania, and New Jersey were in this situation. See “Pitkin’s History,” vol. i. pp. 11-31.]
l
[ See the work entitled “Historical Collection of State Papers and other
authentic Documents intended as materials for a History of the United States of
America, by Ebenezer Hasard. Philadelphia, 1792,” for a great number of
documents relating to the commencement of the colonies, which are valuable from
their contents and their authenticity: amongst them are the various charters
granted by the King of England, and the first acts of the local governments.
l
[ See the work called “Historical Collection of State Papers and other authentic Documents intended as materials for a History of the United States of America, by Ebenezer Hasard. Philadelphia, 1792,” for a large number of documents related to the beginning of the colonies, which are valuable for both their content and authenticity: among them are various charters granted by the King of England and the initial acts of the local governments. ]
See also the analysis of all these charters given by Mr. Story, Judge of the Supreme Court of the United States, in the Introduction to his “Commentary on the Constitution of the United States.” It results from these documents that the principles of representative government and the external forms of political liberty were introduced into all the colonies at their origin. These principles were more fully acted upon in the North than in the South, but they existed everywhere.]
See also the analysis of all these charters provided by Mr. Story, a judge on the Supreme Court of the United States, in the Introduction to his “Commentary on the Constitution of the United States.” From these documents, it’s clear that the principles of representative government and the external forms of political liberty were established in all the colonies from the beginning. These principles were more fully embraced in the North than in the South, but they were present everywhere.
In 1628 *m a charter of this kind was granted by Charles I to the emigrants who went to form the colony of Massachusetts. But, in general, charters were not given to the colonies of New England till they had acquired a certain existence. Plymouth, Providence, New Haven, the State of Connecticut, and that of Rhode Island *n were founded without the co-operation and almost without the knowledge of the mother-country. The new settlers did not derive their incorporation from the seat of the empire, although they did not deny its supremacy; they constituted a society of their own accord, and it was not till thirty or forty years afterwards, under Charles II. that their existence was legally recognized by a royal charter.
In 1628, Charles I granted a charter of this kind to the immigrants who went to establish the colony of Massachusetts. However, in general, charters were not given to the New England colonies until they had developed a certain degree of stability. Plymouth, Providence, New Haven, the State of Connecticut, and Rhode Island were founded largely without the support and often without the knowledge of the mother country. The new settlers didn’t get their official status from the center of power, although they acknowledged its authority; they formed a community on their own initiative, and it wasn’t until thirty or forty years later, under Charles II, that their existence was officially recognized by a royal charter.
m
[ See “Pitkin’s History,” p, 35. See the “History of
the Colony of Massachusetts Bay,” by Hutchinson, vol. i. p. 9.] [Footnote
n: See “Pitkin’s History,” pp. 42, 47.]
m
[ See “Pitkin’s History,” p. 35. See the “History of the Colony of Massachusetts Bay,” by Hutchinson, vol. i. p. 9.] [Footnote n: See “Pitkin’s History,” pp. 42, 47.]
This frequently renders its it difficult to detect the link which connected the emigrants with the land of their forefathers in studying the earliest historical and legislative records of New England. They exercised the rights of sovereignty; they named their magistrates, concluded peace or declared war, made police regulations, and enacted laws as if their allegiance was due only to God. *o Nothing can be more curious and, at the same time more instructive, than the legislation of that period; it is there that the solution of the great social problem which the United States now present to the world is to be found.
This often makes it hard to see the connection between the emigrants and the land of their ancestors when looking at the earliest historical and legislative records of New England. They exercised the rights of sovereignty; they appointed their leaders, made peace or declared war, set up law enforcement rules, and created laws as if their loyalty was owed only to God. Nothing is more fascinating and, at the same time, more educational than the laws from that time; it is here that we can find the solution to the major social issue that the United States currently presents to the world.
o
[ The inhabitants of Massachusetts had deviated from the forms which are
preserved in the criminal and civil procedure of England; in 1650 the decrees
of justice were not yet headed by the royal style. See Hutchinson, vol. i. p.
452.]
o
[ The people of Massachusetts had strayed from the procedures found in English criminal and civil law; by 1650, the judicial decrees did not yet carry the royal title. See Hutchinson, vol. i. p. 452.]
Amongst these documents we shall notice, as especially characteristic, the code of laws promulgated by the little State of Connecticut in 1650. *p The legislators of Connecticut *q begin with the penal laws, and, strange to say, they borrow their provisions from the text of Holy Writ. “Whosoever shall worship any other God than the Lord,” says the preamble of the Code, “shall surely be put to death.” This is followed by ten or twelve enactments of the same kind, copied verbatim from the books of Exodus, Leviticus, and Deuteronomy. Blasphemy, sorcery, adultery, *r and rape were punished with death; an outrage offered by a son to his parents was to be expiated by the same penalty. The legislation of a rude and half-civilized people was thus applied to an enlightened and moral community. The consequence was that the punishment of death was never more frequently prescribed by the statute, and never more rarely enforced towards the guilty.
Among these documents, we should especially note the code of laws established by the small State of Connecticut in 1650. The legislators of Connecticut start with the criminal laws, and oddly enough, they take their provisions directly from the Bible. "Anyone who worships any God other than the Lord," states the preamble of the Code, "shall surely be put to death." This is followed by ten or twelve similar laws, copied word for word from the books of Exodus, Leviticus, and Deuteronomy. Blasphemy, sorcery, adultery, and rape were punishable by death; a son committing an outrage against his parents was to face the same penalty. The laws of a rough and semi-civilized society were thus applied to a knowledgeable and moral community. As a result, the punishment of death was prescribed more often in the statutes and enforced far less on the guilty.
p
[ Code of 1650, p. 28; Hartford, 1830.]
p
[ Code of 1650, p. 28; Hartford, 1830.]
q
[ See also in “Hutchinson’s History,” vol. i. pp. 435, 456,
the analysis of the penal code adopted in 1648 by the Colony of Massachusetts:
this code is drawn up on the same principles as that of Connecticut.]
q
[ See also in “Hutchinson’s History,” vol. i. pp. 435, 456, the breakdown of the penal code adopted in 1648 by the Colony of Massachusetts: this code follows the same principles as that of Connecticut.]
r
[ Adultery was also punished with death by the law of Massachusetts: and
Hutchinson, vol. i. p. 441, says that several persons actually suffered for
this crime. He quotes a curious anecdote on this subject, which occurred in the
year 1663. A married woman had had criminal intercourse with a young man; her
husband died, and she married the lover. Several years had elapsed, when the
public began to suspect the previous intercourse of this couple: they were
thrown into prison, put upon trial, and very narrowly escaped capital
punishment.]
r
[ Adultery was also punishable by death under Massachusetts law, and Hutchinson, vol. i. p. 441, notes that several people were actually executed for this crime. He shares an interesting story that happened in 1663. A married woman had an affair with a young man; her husband died, and she married her lover. Years went by, and then the public began to suspect that the couple had been involved before her husband's death: they were jailed, brought to trial, and narrowly avoided the death penalty.]
The chief care of the legislators, in this body of penal laws, was the maintenance of orderly conduct and good morals in the community: they constantly invaded the domain of conscience, and there was scarcely a sin which was not subject to magisterial censure. The reader is aware of the rigor with which these laws punished rape and adultery; intercourse between unmarried persons was likewise severely repressed. The judge was empowered to inflict a pecuniary penalty, a whipping, or marriage *s on the misdemeanants; and if the records of the old courts of New Haven may be believed, prosecutions of this kind were not unfrequent. We find a sentence bearing date the first of May, 1660, inflicting a fine and reprimand on a young woman who was accused of using improper language, and of allowing herself to be kissed. *t The Code of 1650 abounds in preventive measures. It punishes idleness and drunkenness with severity. *u Innkeepers are forbidden to furnish more than a certain quantity of liquor to each consumer; and simple lying, whenever it may be injurious, *v is checked by a fine or a flogging. In other places, the legislator, entirely forgetting the great principles of religious toleration which he had himself upheld in Europe, renders attendance on divine service compulsory, *w and goes so far as to visit with severe punishment, ** and even with death, the Christians who chose to worship God according to a ritual differing from his own. *x Sometimes indeed the zeal of his enactments induces him to descend to the most frivolous particulars: thus a law is to be found in the same Code which prohibits the use of tobacco. *y It must not be forgotten that these fantastical and vexatious laws were not imposed by authority, but that they were freely voted by all the persons interested, and that the manners of the community were even more austere and more puritanical than the laws. In 1649 a solemn association was formed in Boston to check the worldly luxury of long hair. *z
The main focus of the lawmakers in this set of penal laws was to maintain order and good morals in the community: they constantly intruded into people's personal beliefs, and there was hardly a sin that wasn't subject to official disapproval. The reader knows about the strictness of these laws against rape and adultery; sexual relations between unmarried individuals were also harshly punished. The judge had the authority to impose a fine, administer a whipping, or force the offenders to marry; and if the records from the old courts of New Haven are to be believed, such prosecutions were not uncommon. There is a case dated May 1, 1660, that imposed a fine and a reprimand on a young woman accused of using inappropriate language and allowing herself to be kissed. The Code of 1650 is filled with preventive measures. It punishes idleness and drunkenness severely. Innkeepers are prohibited from serving more than a certain amount of alcohol to each customer; and simple lying, whenever it causes harm, is penalized with a fine or whipping. In other areas, the lawmaker, completely ignoring the principles of religious tolerance he had supported in Europe, mandates attendance at religious services, and goes as far as punishing with severe penalties, even death, those Christians who choose to worship God in a way different from his own. Sometimes, his enthusiasm for legislation leads him to address trivial details: for example, there is a law in the same Code that bans the use of tobacco. It’s important to note that these bizarre and annoying laws weren’t imposed by outside authority, but were voted on by all those involved, and the community's behaviors were even more strict and puritanical than the laws. In 1649, a formal association was formed in Boston to curb the excessive luxury of long hair.
s
[ Code of 1650, p. 48. It seems sometimes to have happened that the judges
superadded these punishments to each other, as is seen in a sentence pronounced
in 1643 (p. 114, “New Haven Antiquities”), by which Margaret
Bedford, convicted of loose conduct, was condemned to be whipped, and
afterwards to marry Nicholas Jemmings, her accomplice.]
s
[ Code of 1650, p. 48. It seems that sometimes judges added these punishments on top of each other, as seen in a sentence given in 1643 (p. 114, “New Haven Antiquities”), in which Margaret Bedford, found guilty of inappropriate behavior, was sentenced to be whipped and then required to marry Nicholas Jemmings, her accomplice.]
t
[ “New Haven Antiquities,” p. 104. See also
“Hutchinson’s History,” for several causes equally
extraordinary.]
t
[ “New Haven Antiquities,” p. 104. See also
“Hutchinson’s History,” for several causes equally
extraordinary.]
u
[ Code of 1650, pp. 50, 57.]
u
[ Code of 1650, pp. 50, 57.]
v
[ Ibid., p. 64.]
v
[Ibid., p. 64.]
w
[ Ibid., p. 44.]
w
[Ibid., p. 44.]
*
[ This was not peculiar to Connecticut. See, for instance, the law which, on
September 13, 1644, banished the Anabaptists from the State of Massachusetts.
(“Historical Collection of State Papers,” vol. i. p. 538.) See also
the law against the Quakers, passed on October 14, 1656: “Whereas,”
says the preamble, “an accursed race of heretics called Quakers has
sprung up,” etc. The clauses of the statute inflict a heavy fine on all
captains of ships who should import Quakers into the country. The Quakers who
may be found there shall be whipped and imprisoned with hard labor. Those
members of the sect who should defend their opinions shall be first fined, then
imprisoned, and finally driven out of the province.—“Historical
Collection of State Papers,” vol. i. p. 630.]
*
[ This wasn't just a problem in Connecticut. For example, on September 13, 1644, Massachusetts passed a law that banished the Anabaptists from the state. (“Historical Collection of State Papers,” vol. i. p. 538.) There's also the law against the Quakers, enacted on October 14, 1656: “Whereas,” the preamble states, “an accursed race of heretics called Quakers has emerged,” etc. The statute imposes heavy fines on any ship captains who bring Quakers into the state. Quakers found there would be whipped and imprisoned with hard labor. Those members of the sect who defend their beliefs would first be fined, then imprisoned, and ultimately expelled from the province.—“Historical Collection of State Papers,” vol. i. p. 630.]
x
[ By the penal law of Massachusetts, any Catholic priest who should set foot in
the colony after having been once driven out of it was liable to capital
punishment.]
x
[ According to Massachusetts law, any Catholic priest who entered the colony again after being expelled would face the death penalty.]
y
[ Code of 1650, p. 96.]
y
[ Code of 1650, p. 96.]
z
[ “New England’s Memorial,” p. 316. See Appendix, E.]
z
[ “New England’s Memorial,” p. 316. See Appendix, E.]
These errors are no doubt discreditable to human reason; they attest the inferiority of our nature, which is incapable of laying firm hold upon what is true and just, and is often reduced to the alternative of two excesses. In strict connection with this penal legislation, which bears such striking marks of a narrow sectarian spirit, and of those religious passions which had been warmed by persecution and were still fermenting among the people, a body of political laws is to be found, which, though written two hundred years ago, is still ahead of the liberties of our age. The general principles which are the groundwork of modern constitutions—principles which were imperfectly known in Europe, and not completely triumphant even in Great Britain, in the seventeenth century—were all recognized and determined by the laws of New England: the intervention of the people in public affairs, the free voting of taxes, the responsibility of authorities, personal liberty, and trial by jury, were all positively established without discussion. From these fruitful principles consequences have been derived and applications have been made such as no nation in Europe has yet ventured to attempt.
These mistakes definitely undermine human reasoning; they show the limitations of our nature, which struggles to grasp what is true and fair, often caught between two extremes. Closely related to this punitive legislation, which clearly reflects a narrow-minded sectarian attitude and the religious fervor fueled by persecution and still simmering among the people, there exists a set of political laws that, although written two hundred years ago, still surpass the freedoms of our time. The foundational principles that underpin modern constitutions—principles that were only partially understood in Europe and not fully established even in Great Britain during the seventeenth century—were all recognized and defined by the laws of New England: public participation in governance, the right to vote on taxes, accountability of officials, personal freedom, and the right to a jury trial were all firmly established without debate. From these valuable principles, consequences have emerged and applications have been made that no nation in Europe has yet dared to try.
In Connecticut the electoral body consisted, from its origin, of the whole number of citizens; and this is readily to be understood, *a when we recollect that this people enjoyed an almost perfect equality of fortune, and a still greater uniformity of opinions. *b In Connecticut, at this period, all the executive functionaries were elected, including the Governor of the State. *c The citizens above the age of sixteen were obliged to bear arms; they formed a national militia, which appointed its own officers, and was to hold itself at all times in readiness to march for the defence of the country. *d
In Connecticut, the electoral body has always included all citizens, which is easy to understand when we remember that this community had almost perfect equality in wealth and an even greater consistency in beliefs. At this time in Connecticut, all executive officials, including the Governor of the State, were elected. Citizens over the age of sixteen were required to serve in the militia, which selected its own officers and was expected to be ready to mobilize at any time to defend the country.
a
[ Constitution of 1638, p. 17.]
a
[ Constitution of 1638, p. 17.]
b
[ In 1641 the General Assembly of Rhode Island unanimously declared that the
government of the State was a democracy, and that the power was vested in the
body of free citizens, who alone had the right to make the laws and to watch
their execution.—Code of 1650, p. 70.]
b
[ In 1641, the General Assembly of Rhode Island unanimously declared that the government of the State was a democracy, and that power was held by the body of free citizens, who were the only ones with the right to create laws and oversee their enforcement.—Code of 1650, p. 70.]
c
[ “Pitkin’s History,” p. 47.]
c
[ “Pitkin’s History,” p. 47.]
d
[ Constitution of 1638, p. 12.]
d
[ Constitution of 1638, p. 12.]
In the laws of Connecticut, as well as in all those of New England, we find the germ and gradual development of that township independence which is the life and mainspring of American liberty at the present day. The political existence of the majority of the nations of Europe commenced in the superior ranks of society, and was gradually and imperfectly communicated to the different members of the social body. In America, on the other hand, it may be said that the township was organized before the county, the county before the State, the State before the Union. In New England townships were completely and definitively constituted as early as 1650. The independence of the township was the nucleus round which the local interests, passions, rights, and duties collected and clung. It gave scope to the activity of a real political life most thoroughly democratic and republican. The colonies still recognized the supremacy of the mother-country; monarchy was still the law of the State; but the republic was already established in every township. The towns named their own magistrates of every kind, rated themselves, and levied their own taxes. *e In the parish of New England the law of representation was not adopted, but the affairs of the community were discussed, as at Athens, in the market-place, by a general assembly of the citizens.
In the laws of Connecticut and throughout New England, we see the seeds and gradual growth of the township independence that is the foundation and driving force of American liberty today. The political existence of most European nations started in the upper classes of society and was slowly and imperfectly shared with the various members of the social structure. In America, however, it's fair to say that the township was established before the county, the county before the State, and the State before the Union. In New England, townships were fully and definitively formed by 1650. The independence of the township was the core around which local interests, passions, rights, and responsibilities gathered and held tight. It allowed for real political engagement that was completely democratic and republican. The colonies still acknowledged the authority of the mother country; monarchy was still the law of the land; but a republic was already functioning in every township. The towns appointed their own officials of all types, assessed themselves, and collected their own taxes. In the New England parish, the principle of representation was not implemented, but community matters were discussed, like in Athens, in the marketplace by a general assembly of the citizens.
e
[ Code of 1650, p. 80.]
e
[ Code of 1650, p. 80.]
In studying the laws which were promulgated at this first era of the American republics, it is impossible not to be struck by the remarkable acquaintance with the science of government and the advanced theory of legislation which they display. The ideas there formed of the duties of society towards its members are evidently much loftier and more comprehensive than those of the European legislators at that time: obligations were there imposed which were elsewhere slighted. In the States of New England, from the first, the condition of the poor was provided for; *f strict measures were taken for the maintenance of roads, and surveyors were appointed to attend to them; *g registers were established in every parish, in which the results of public deliberations, and the births, deaths, and marriages of the citizens were entered; *h clerks were directed to keep these registers; *i officers were charged with the administration of vacant inheritances, and with the arbitration of litigated landmarks; and many others were created whose chief functions were the maintenance of public order in the community. *j The law enters into a thousand useful provisions for a number of social wants which are at present very inadequately felt in France. [Footnote f: Ibid., p. 78.]
In studying the laws that were established in the early days of the American republics, it's impossible not to notice the notable understanding of government and the advanced theories of legislation they display. The principles formed about society's responsibilities toward its members are clearly much higher and more comprehensive than those of European legislators at that time: obligations were imposed that were neglected elsewhere. In New England from the beginning, provisions for the poor were made; *f strict measures were implemented for road maintenance, and surveyors were appointed to oversee them; *g registers were created in every parish to record the outcomes of public meetings, as well as the births, deaths, and marriages of citizens; *h clerks were assigned to maintain these registers; *i officials were tasked with managing unclaimed inheritances and resolving disputes over property boundaries; and many others were established whose main roles were to uphold public order in the community. *j The law includes numerous useful provisions for various social needs that are currently very insufficiently recognized in France. [Footnote f: Ibid., p. 78.]
g
[ Ibid., p. 49.]
g
[ Ibid., p. 49.]
h
[ See “Hutchinson’s History,” vol. i. p. 455.]
h
[ See “Hutchinson’s History,” vol. i. p. 455.]
i
[ Code of 1650, p. 86.]
i
[ Code of 1650, p. 86.]
j
[ Ibid., p. 40.]
j
[Ibid., p. 40.]
But it is by the attention it pays to Public Education that the original character of American civilization is at once placed in the clearest light. “It being,” says the law, “one chief project of Satan to keep men from the knowledge of the Scripture by persuading from the use of tongues, to the end that learning may not be buried in the graves of our forefathers, in church and commonwealth, the Lord assisting our endeavors. . . .” *k Here follow clauses establishing schools in every township, and obliging the inhabitants, under pain of heavy fines, to support them. Schools of a superior kind were founded in the same manner in the more populous districts. The municipal authorities were bound to enforce the sending of children to school by their parents; they were empowered to inflict fines upon all who refused compliance; and in case of continued resistance society assumed the place of the parent, took possession of the child, and deprived the father of those natural rights which he used to so bad a purpose. The reader will undoubtedly have remarked the preamble of these enactments: in America religion is the road to knowledge, and the observance of the divine laws leads man to civil freedom.
But it’s through the focus on Public Education that the true nature of American civilization is clearly revealed. “It being,” says the law, “one main goal of Satan to keep people from understanding the Scripture by discouraging the use of languages, so that knowledge isn’t lost in the graves of our ancestors, in both church and community, with the Lord helping our efforts... ” *k Following this are clauses that establish schools in every township and require the residents, under the threat of hefty fines, to support them. Superior schools were also created in the more populated areas in the same way. Local authorities were obligated to ensure that children attended school, and they had the power to impose fines on anyone who didn’t comply; if there was ongoing resistance, society took on the role of the parent, took custody of the child, and stripped the father of the natural rights he was misusing. The reader will likely have noticed the introduction of these laws: in America, religion is the pathway to knowledge, and following divine laws leads to civil freedom.
k
[ Ibid., p. 90.]
k
[Ibid., p. 90.]
If, after having cast a rapid glance over the state of American society in 1650, we turn to the condition of Europe, and more especially to that of the Continent, at the same period, we cannot fail to be struck with astonishment. On the Continent of Europe, at the beginning of the seventeenth century, absolute monarchy had everywhere triumphed over the ruins of the oligarchical and feudal liberties of the Middle Ages. Never were the notions of right more completely confounded than in the midst of the splendor and literature of Europe; never was there less political activity among the people; never were the principles of true freedom less widely circulated; and at that very time those principles, which were scorned or unknown by the nations of Europe, were proclaimed in the deserts of the New World, and were accepted as the future creed of a great people. The boldest theories of the human reason were put into practice by a community so humble that not a statesman condescended to attend to it; and a legislation without a precedent was produced offhand by the imagination of the citizens. In the bosom of this obscure democracy, which had as yet brought forth neither generals, nor philosophers, nor authors, a man might stand up in the face of a free people and pronounce the following fine definition of liberty. *l
If we quickly look at American society in 1650 and then check out Europe, especially the Continent, around the same time, it's hard not to be amazed. On the European Continent at the start of the seventeenth century, absolute monarchy had completely taken control, leaving behind the remnants of the oligarchical and feudal freedoms from the Middle Ages. Never had the concepts of rights been so confused amid the wealth and culture of Europe; never was there less political engagement among the people; never were the ideals of true freedom less widely known; and at that very moment, those ideals, which were either mocked or unknown by European nations, were being proclaimed in the wilderness of the New World and embraced as the future beliefs of a great nation. The most daring ideas of human reason were being implemented by a community so humble that no politician bothered to pay attention; and a new kind of legislation, unlike anything before, was created on the spot by the citizens' imaginations. In the midst of this little-known democracy, which had yet to produce generals, philosophers, or authors, a man could stand before a free people and declare this remarkable definition of liberty.
l
[ Mather’s “Magnalia Christi Americana,” vol. ii. p. 13. This
speech was made by Winthrop; he was accused of having committed arbitrary
actions during his magistracy, but after having made the speech of which the
above is a fragment, he was acquitted by acclamation, and from that time
forwards he was always re-elected governor of the State. See Marshal, vol. i.
p. 166.]
l
[ Mather’s “Magnalia Christi Americana,” vol. ii. p. 13. This speech was given by Winthrop; he was accused of making arbitrary decisions during his time as magistrate, but after delivering the speech of which the above is a part, he was unanimously acquitted, and from that point on, he was consistently re-elected as governor of the State. See Marshal, vol. i. p. 166.]
“Nor would I have you to mistake in the point of your own liberty. There is a liberty of a corrupt nature which is effected both by men and beasts to do what they list, and this liberty is inconsistent with authority, impatient of all restraint; by this liberty ‘sumus omnes deteriores’: ’tis the grand enemy of truth and peace, and all the ordinances of God are bent against it. But there is a civil, a moral, a federal liberty which is the proper end and object of authority; it is a liberty for that only which is just and good: for this liberty you are to stand with the hazard of your very lives and whatsoever crosses it is not authority, but a distemper thereof. This liberty is maintained in a way of subjection to authority; and the authority set over you will, in all administrations for your good, be quietly submitted unto by all but such as have a disposition to shake off the yoke and lose their true liberty, by their murmuring at the honor and power of authority.”
“Don't mistake your own freedom. There’s a corrupt kind of freedom that both people and animals pursue, doing whatever they want, and this kind of freedom conflicts with authority and resists all rules; this freedom makes us all worse. It’s the main enemy of truth and peace, and all of God’s laws stand against it. However, there’s a civil, moral, and collective freedom that is the true purpose and goal of authority; it’s a freedom for what is just and good. You should be prepared to risk your lives for this freedom, and anything that opposes it isn’t true authority but a dysfunction of it. This freedom exists within a structure of submission to authority, and the authority over you will be willingly accepted by everyone except those who want to reject the responsibility and lose their true freedom by complaining about the honor and power of authority.”
The remarks I have made will suffice to display the character of Anglo-American civilization in its true light. It is the result (and this should be constantly present to the mind of two distinct elements), which in other places have been in frequent hostility, but which in America have been admirably incorporated and combined with one another. I allude to the spirit of Religion and the spirit of Liberty.
The comments I've made should be enough to show the true nature of Anglo-American civilization. It's the outcome (and this should always be remembered) of two different elements that have often been at odds in other places but have been perfectly blended together in America. I'm referring to the spirit of Religion and the spirit of Liberty.
The settlers of New England were at the same time ardent sectarians and daring innovators. Narrow as the limits of some of their religious opinions were, they were entirely free from political prejudices. Hence arose two tendencies, distinct but not opposite, which are constantly discernible in the manners as well as in the laws of the country.
The settlers of New England were both passionate about their beliefs and bold innovators. Even though some of their religious views were quite restrictive, they held no political biases. This led to two tendencies that, while different, were not in conflict, and they are consistently noticeable in both the customs and laws of the country.
It might be imagined that men who sacrificed their friends, their family, and their native land to a religious conviction were absorbed in the pursuit of the intellectual advantages which they purchased at so dear a rate. The energy, however, with which they strove for the acquirement of wealth, moral enjoyment, and the comforts as well as liberties of the world, is scarcely inferior to that with which they devoted themselves to Heaven.
It might seem like men who gave up their friends, family, and homeland for their religious beliefs were solely focused on gaining the intellectual benefits they paid such a high price for. However, the passion they put into acquiring wealth, moral satisfaction, and both the comforts and freedoms of this world is hardly less than the dedication they showed in their devotion to Heaven.
Political principles and all human laws and institutions were moulded and altered at their pleasure; the barriers of the society in which they were born were broken down before them; the old principles which had governed the world for ages were no more; a path without a turn and a field without an horizon were opened to the exploring and ardent curiosity of man: but at the limits of the political world he checks his researches, he discreetly lays aside the use of his most formidable faculties, he no longer consents to doubt or to innovate, but carefully abstaining from raising the curtain of the sanctuary, he yields with submissive respect to truths which he will not discuss. Thus, in the moral world everything is classed, adapted, decided, and foreseen; in the political world everything is agitated, uncertain, and disputed: in the one is a passive, though a voluntary, obedience; in the other an independence scornful of experience and jealous of authority.
Political principles and all human laws and institutions were shaped and changed as they wished; the boundaries of the society they were born into were dismantled for them; the old principles that had governed the world for ages were gone; a straight path and an endless field were opened to humanity's exploring and eager curiosity: but at the edge of the political realm, he halts his inquiries, he wisely sets aside his most powerful abilities, he no longer agrees to question or innovate, and carefully refrains from lifting the veil of the sacred realm, yielding with respectful submission to truths he won't debate. Thus, in the moral world, everything is categorized, adapted, decided, and anticipated; in the political world, everything is stirred, uncertain, and contested: in one, there is a passive, albeit voluntary, obedience; in the other, an independence that scorns experience and is jealous of authority.
These two tendencies, apparently so discrepant, are far from conflicting; they advance together, and mutually support each other. Religion perceives that civil liberty affords a noble exercise to the faculties of man, and that the political world is a field prepared by the Creator for the efforts of the intelligence. Contented with the freedom and the power which it enjoys in its own sphere, and with the place which it occupies, the empire of religion is never more surely established than when it reigns in the hearts of men unsupported by aught beside its native strength. Religion is no less the companion of liberty in all its battles and its triumphs; the cradle of its infancy, and the divine source of its claims. The safeguard of morality is religion, and morality is the best security of law and the surest pledge of freedom. *m
These two seemingly opposite tendencies are actually not in conflict; they move forward together and support each other. Religion understands that civil liberty provides a great way for people to exercise their abilities, and that the political realm is a space created by God for human efforts. Satisfied with the freedom and power it has in its own domain and with its role, religion is best established when it rules in people's hearts without any support other than its inherent strength. Religion is also a vital partner of liberty in all its struggles and victories; it nurtures liberty in its early stages and is the divine source of its rights. Religion is the protector of morality, and morality is the strongest safeguard for the law and the most reliable assurance of freedom.
m
[ See Appendix, F.]
m
[See Appendix, F.]
Reasons Of Certain Anomalies Which The Laws And Customs Of The Anglo-Americans Present
Reasons for Certain Anomalies in the Laws and Customs of Anglo-Americans
Remains of aristocratic institutions in the midst of a complete democracy—Why?—Distinction carefully to be drawn between what is of Puritanical and what is of English origin.
Remnants of aristocratic institutions amidst a full democracy—Why?—A clear distinction must be made between what is of Puritan origin and what is of English origin.
The reader is cautioned not to draw too general or too absolute an inference from what has been said. The social condition, the religion, and the manners of the first emigrants undoubtedly exercised an immense influence on the destiny of their new country. Nevertheless they were not in a situation to found a state of things solely dependent on themselves: no man can entirely shake off the influence of the past, and the settlers, intentionally or involuntarily, mingled habits and notions derived from their education and from the traditions of their country with those habits and notions which were exclusively their own. To form a judgment on the Anglo-Americans of the present day it is therefore necessary to distinguish what is of Puritanical and what is of English origin.
The reader is warned not to make overly broad or absolute conclusions from what has been stated. The social conditions, religion, and customs of the early immigrants definitely had a huge impact on the future of their new country. However, they weren't in a position to create a system that was completely dependent on themselves: no one can completely escape the effects of the past, and the settlers, whether intentionally or not, mixed habits and ideas from their upbringing and the traditions of their homeland with those habits and ideas that were uniquely their own. To understand the Anglo-Americans of today, it’s important to differentiate between what comes from Puritan influences and what comes from English origins.
Laws and customs are frequently to be met with in the United States which contrast strongly with all that surrounds them. These laws seem to be drawn up in a spirit contrary to the prevailing tenor of the American legislation; and these customs are no less opposed to the tone of society. If the English colonies had been founded in an age of darkness, or if their origin was already lost in the lapse of years, the problem would be insoluble.
Laws and customs in the United States often stand in stark contrast to everything around them. These laws appear to be created in a spirit that's opposite to the general trend of American legislation, and these customs are just as much at odds with the social atmosphere. If the English colonies were established in a time of ignorance, or if their beginnings had faded into the past, the issue would be impossible to solve.
I shall quote a single example to illustrate what I advance. The civil and criminal procedure of the Americans has only two means of action—committal and bail. The first measure taken by the magistrate is to exact security from the defendant, or, in case of refusal, to incarcerate him: the ground of the accusation and the importance of the charges against him are then discussed. It is evident that a legislation of this kind is hostile to the poor man, and favorable only to the rich. The poor man has not always a security to produce, even in a civil cause; and if he is obliged to wait for justice in prison, he is speedily reduced to distress. The wealthy individual, on the contrary, always escapes imprisonment in civil causes; nay, more, he may readily elude the punishment which awaits him for a delinquency by breaking his bail. So that all the penalties of the law are, for him, reducible to fines. *n Nothing can be more aristocratic than this system of legislation. Yet in America it is the poor who make the law, and they usually reserve the greatest social advantages to themselves. The explanation of the phenomenon is to be found in England; the laws of which I speak are English, *o and the Americans have retained them, however repugnant they may be to the tenor of their legislation and the mass of their ideas. Next to its habits, the thing which a nation is least apt to change is its civil legislation. Civil laws are only familiarly known to legal men, whose direct interest it is to maintain them as they are, whether good or bad, simply because they themselves are conversant with them. The body of the nation is scarcely acquainted with them; it merely perceives their action in particular cases; but it has some difficulty in seizing their tendency, and obeys them without premeditation. I have quoted one instance where it would have been easy to adduce a great number of others. The surface of American society is, if I may use the expression, covered with a layer of democracy, from beneath which the old aristocratic colors sometimes peep.
I’ll give one example to support my point. The civil and criminal procedures in America have only two actions—committal and bail. The first thing a magistrate does is demand security from the defendant, or if they refuse, they get locked up: then the basis of the accusation and the seriousness of the charges are discussed. It’s clear that this kind of legislation is unfair to the poor and only benefits the rich. A poor person often doesn’t have security to present, even in a civil case; and if they have to wait for justice in jail, they quickly fall into hardship. The wealthy, on the other hand, always avoid jail time in civil matters; in fact, they can easily escape the punishment for their wrongdoings by breaking their bail. So, for them, all legal penalties are reduced to fines. Nothing could be more aristocratic than this system of laws. Yet in America, it’s the poor who create the laws, and they often keep the greatest social benefits for themselves. The reason for this situation can be found in England; the laws I’m referring to are English, and Americans have kept them, even though they clash with their legal framework and beliefs. Next to their customs, what a nation is least likely to change is its civil legislation. Civil laws are mainly familiar to legal professionals, whose direct interest is to preserve them as they are, whether they’re good or bad, simply because they understand them. The general population knows little about them; they only notice their effects in specific situations but struggle to grasp their overall impact, following them without much thought. I’ve mentioned one example, but there could easily be many more. The surface of American society is, if I may say so, coated with a layer of democracy, beneath which the old aristocratic colors sometimes shine through.
n
[ Crimes no doubt exist for which bail is inadmissible, but they are few in
number.]
n
[ Crimessurely exist for which bail isn't allowed, but they are few.]
o
[ See Blackstone; and Delolme, book I chap. x.]
o
[ See Blackstone; and Delolme, book I chap. x.]
Chapter Summary
A Social condition is commonly the result of circumstances, sometimes of laws, oftener still of these two causes united; but wherever it exists, it may justly be considered as the source of almost all the laws, the usages, and the ideas which regulate the conduct of nations; whatever it does not produce it modifies. It is therefore necessary, if we would become acquainted with the legislation and the manners of a nation, to begin by the study of its social condition.
A social condition usually comes from circumstances, sometimes from laws, and often from a combination of both. Wherever it exists, it can rightfully be seen as the source of almost all the laws, customs, and ideas that govern the behavior of nations; whatever it doesn't create, it influences. So, if we want to understand a nation's laws and customs, we need to start by studying its social condition.
The Striking Characteristic Of The Social Condition Of The Anglo-Americans In Its Essential Democracy.
The Key Feature of the Social Condition of Anglo-Americans is Its Fundamental Democracy.
The first emigrants of New England—Their equality—Aristocratic laws introduced in the South—Period of the Revolution—Change in the law of descent—Effects produced by this change—Democracy carried to its utmost limits in the new States of the West—Equality of education.
The first settlers of New England—Their equality—Aristocratic laws brought in the South—The Revolutionary period—Changes in inheritance laws—Impact of these changes—Democracy taken to its extreme in the new Western States—Equality in education.
Many important observations suggest themselves upon the social condition of the Anglo-Americans, but there is one which takes precedence of all the rest. The social condition of the Americans is eminently democratic; this was its character at the foundation of the Colonies, and is still more strongly marked at the present day. I have stated in the preceding chapter that great equality existed among the emigrants who settled on the shores of New England. The germ of aristocracy was never planted in that part of the Union. The only influence which obtained there was that of intellect; the people were used to reverence certain names as the emblems of knowledge and virtue. Some of their fellow-citizens acquired a power over the rest which might truly have been called aristocratic, if it had been capable of transmission from father to son.
Many important observations come to mind about the social condition of Anglo-Americans, but there is one that stands out above all others. The social condition of Americans is fundamentally democratic; this was true at the founding of the Colonies and is even more evident today. I mentioned in the previous chapter that there was a significant level of equality among the settlers who landed on the shores of New England. The seeds of aristocracy were never planted in that region of the Union. The only influence that prevailed there was that of intellect; people held certain names in high regard as symbols of knowledge and virtue. Some of their fellow citizens held a power over others that could genuinely be called aristocratic, if it could have been passed down from father to son.
This was the state of things to the east of the Hudson: to the south-west of that river, and in the direction of the Floridas, the case was different. In most of the States situated to the south-west of the Hudson some great English proprietors had settled, who had imported with them aristocratic principles and the English law of descent. I have explained the reasons why it was impossible ever to establish a powerful aristocracy in America; these reasons existed with less force to the south-west of the Hudson. In the South, one man, aided by slaves, could cultivate a great extent of country: it was therefore common to see rich landed proprietors. But their influence was not altogether aristocratic as that term is understood in Europe, since they possessed no privileges; and the cultivation of their estates being carried on by slaves, they had no tenants depending on them, and consequently no patronage. Still, the great proprietors south of the Hudson constituted a superior class, having ideas and tastes of its own, and forming the centre of political action. This kind of aristocracy sympathized with the body of the people, whose passions and interests it easily embraced; but it was too weak and too short-lived to excite either love or hatred for itself. This was the class which headed the insurrection in the South, and furnished the best leaders of the American revolution.
This was the situation to the east of the Hudson: to the southwest of that river, things were different. In most of the States located to the southwest of the Hudson, a few large English landowners had settled, bringing with them aristocratic principles and the English system of inheritance. I have explained why it was impossible to create a powerful aristocracy in America; these reasons were less pronounced to the southwest of the Hudson. In the South, one person, supported by slaves, could farm a large area of land, so it was common to see wealthy landowners. However, their influence wasn’t quite aristocratic in the European sense, as they had no special privileges, and since their estates were worked by slaves, they had no tenants dependent on them and therefore no patronage. Still, the wealthy landowners south of the Hudson formed an upper class, having their own ideas and tastes, and serving as the center of political action. This type of aristocracy was in tune with the general population, easily connecting with their passions and interests; but it was too weak and too fleeting to inspire much love or hatred. This was the class that led the uprising in the South and provided the best leaders for the American Revolution.
At the period of which we are now speaking society was shaken to its centre: the people, in whose name the struggle had taken place, conceived the desire of exercising the authority which it had acquired; its democratic tendencies were awakened; and having thrown off the yoke of the mother-country, it aspired to independence of every kind. The influence of individuals gradually ceased to be felt, and custom and law united together to produce the same result.
At the time we’re discussing, society was deeply shaken: the people, for whom the struggle had occurred, wanted to exercise the power they had gained; their democratic aspirations were ignited; and after shedding the rules of the mother country, they aimed for independence in every form. The influence of individuals started to fade, and tradition and laws came together to achieve the same outcome.
But the law of descent was the last step to equality. I am surprised that ancient and modern jurists have not attributed to this law a greater influence on human affairs. *a It is true that these laws belong to civil affairs; but they ought nevertheless to be placed at the head of all political institutions; for, whilst political laws are only the symbol of a nation’s condition, they exercise an incredible influence upon its social state. They have, moreover, a sure and uniform manner of operating upon society, affecting, as it were, generations yet unborn.
But the law of descent was the final step toward equality. I'm surprised that both ancient and modern legal experts haven't recognized this law's greater impact on human affairs. It's true that these laws relate to civil matters, but they should still be considered fundamental to all political institutions. Political laws are merely symbols of a nation’s condition, yet they have a profound impact on its social state. Moreover, they have a reliable and consistent way of influencing society, affecting generations that have yet to be born.
a
[ I understand by the law of descent all those laws whose principal object is
to regulate the distribution of property after the death of its owner. The law
of entail is of this number; it certainly prevents the owner from disposing of
his possessions before his death; but this is solely with the view of
preserving them entire for the heir. The principal object, therefore, of the
law of entail is to regulate the descent of property after the death of its
owner: its other provisions are merely means to this end.]
a
[ I understand the law of descent to be all those laws that mainly aim to control how property is distributed after its owner dies. The law of entail falls into this category; it definitely stops the owner from transferring their possessions before they die, but this is only to keep them intact for the heir. Therefore, the main purpose of the law of entail is to manage the descent of property after the owner's death: its other rules are just methods to achieve this goal.]
Through their means man acquires a kind of preternatural power over the future lot of his fellow-creatures. When the legislator has regulated the law of inheritance, he may rest from his labor. The machine once put in motion will go on for ages, and advance, as if self-guided, towards a given point. When framed in a particular manner, this law unites, draws together, and vests property and power in a few hands: its tendency is clearly aristocratic. On opposite principles its action is still more rapid; it divides, distributes, and disperses both property and power. Alarmed by the rapidity of its progress, those who despair of arresting its motion endeavor to obstruct it by difficulties and impediments; they vainly seek to counteract its effect by contrary efforts; but it gradually reduces or destroys every obstacle, until by its incessant activity the bulwarks of the influence of wealth are ground down to the fine and shifting sand which is the basis of democracy. When the law of inheritance permits, still more when it decrees, the equal division of a father’s property amongst all his children, its effects are of two kinds: it is important to distinguish them from each other, although they tend to the same end.
Through their methods, people gain a sort of extraordinary control over the future circumstances of others. Once the lawmakers have established the inheritance laws, they can take a break. The system, once activated, continues for years, progressing almost as if it’s guided on its own toward a specific goal. When designed in a certain way, this law brings together and consolidates property and power into the hands of a few, leaning towards an aristocratic nature. On the contrary, when it operates under different principles, its effects are even quicker; it splits, distributes, and scatters both property and power. Alarmed by how fast its influence spreads, those who feel powerless to stop it try to hinder its progress with obstacles and challenges; they mistakenly attempt to counter its effects through opposing measures, but it steadily diminishes or eliminates every hurdle, until its relentless movement wears down the foundations of wealth's influence to the fine, shifting sand that supports democracy. When the inheritance law allows, especially when it mandates, equal division of a father's property among all his children, its effects can be categorized in two ways: it’s crucial to distinguish them, even though they lead to the same outcome.
In virtue of the law of partible inheritance, the death of every proprietor brings about a kind of revolution in property; not only do his possessions change hands, but their very nature is altered, since they are parcelled into shares, which become smaller and smaller at each division. This is the direct and, as it were, the physical effect of the law. It follows, then, that in countries where equality of inheritance is established by law, property, and especially landed property, must have a tendency to perpetual diminution. The effects, however, of such legislation would only be perceptible after a lapse of time, if the law was abandoned to its own working; for supposing the family to consist of two children (and in a country people as France is the average number is not above three), these children, sharing amongst them the fortune of both parents, would not be poorer than their father or mother.
Due to the law of divided inheritance, when a property owner dies, it creates a sort of upheaval in ownership; not only do their belongings change hands, but their very nature is altered, as they are divided into smaller shares with each division. This is the direct and, in a way, the physical consequence of the law. Therefore, in countries where equal inheritance is mandated by law, property, especially land, is likely to gradually decrease in size. However, the effects of such laws would only become noticeable after some time if left to operate on their own; for example, if a family has two children (and in a country like France, the average number is no more than three), these children, sharing the wealth of both parents, would not be poorer than their father or mother.
But the law of equal division exercises its influence not merely upon the property itself, but it affects the minds of the heirs, and brings their passions into play. These indirect consequences tend powerfully to the destruction of large fortunes, and especially of large domains. Among nations whose law of descent is founded upon the right of primogeniture landed estates often pass from generation to generation without undergoing division, the consequence of which is that family feeling is to a certain degree incorporated with the estate. The family represents the estate, the estate the family; whose name, together with its origin, its glory, its power, and its virtues, is thus perpetuated in an imperishable memorial of the past and a sure pledge of the future.
But the law of equal division doesn’t just influence the property itself; it also impacts the minds of the heirs and stirs their emotions. These indirect effects can significantly lead to the breakdown of large fortunes, especially extensive estates. In countries where inheritance laws are based on primogeniture, land often passes down through generations without being divided, which allows a certain sense of family connection to be linked with the estate. The family embodies the estate, and the estate represents the family; their name, along with its history, accomplishments, power, and values, is thus preserved as a lasting tribute to the past and a reliable promise for the future.
When the equal partition of property is established by law, the intimate connection is destroyed between family feeling and the preservation of the paternal estate; the property ceases to represent the family; for as it must inevitably be divided after one or two generations, it has evidently a constant tendency to diminish, and must in the end be completely dispersed. The sons of the great landed proprietor, if they are few in number, or if fortune befriends them, may indeed entertain the hope of being as wealthy as their father, but not that of possessing the same property as he did; the riches must necessarily be composed of elements different from his.
When the law mandates an equal division of property, the close bond between family ties and the preservation of the family estate is broken. The property no longer symbolizes the family; since it will inevitably be split after just one or two generations, it clearly has a constant tendency to decrease and will eventually be completely scattered. The sons of a wealthy landowner, if they are few in number or if luck is on their side, might hope to be as rich as their father, but they can no longer expect to own the same property he had; their wealth will necessarily consist of different assets.
Now, from the moment that you divest the landowner of that interest in the preservation of his estate which he derives from association, from tradition, and from family pride, you may be certain that sooner or later he will dispose of it; for there is a strong pecuniary interest in favor of selling, as floating capital produces higher interest than real property, and is more readily available to gratify the passions of the moment.
Now, once you take away the landowner's emotional connection to the land— rooted in community, tradition, and family heritage— you can be sure that eventually he will sell it. There's a powerful financial incentive to sell because cash can earn more interest than real estate and is easier to access for satisfying immediate desires.
Great landed estates which have once been divided never come together again; for the small proprietor draws from his land a better revenue, in proportion, than the large owner does from his, and of course he sells it at a higher rate. *b The calculations of gain, therefore, which decide the rich man to sell his domain will still more powerfully influence him against buying small estates to unite them into a large one.
Great landed estates that have once been split never come back together; the small owner gets a better return from their land, proportionally, than the big owner does from theirs, and naturally, they sell it at a higher price. *b The potential profits that lead a wealthy person to sell their property will even more strongly discourage them from buying small estates to merge them into a larger one.
b
[ I do not mean to say that the small proprietor cultivates his land better,
but he cultivates it with more ardor and care; so that he makes up by his labor
for his want of skill.]
b
[I’m not saying that the small landowner farms his land better, but he puts in more passion and attention; he compensates for his lack of skill with hard work.]
What is called family pride is often founded upon an illusion of self-love. A man wishes to perpetuate and immortalize himself, as it were, in his great-grandchildren. Where the esprit de famille ceases to act individual selfishness comes into play. When the idea of family becomes vague, indeterminate, and uncertain, a man thinks of his present convenience; he provides for the establishment of his succeeding generation, and no more. Either a man gives up the idea of perpetuating his family, or at any rate he seeks to accomplish it by other means than that of a landed estate. Thus not only does the law of partible inheritance render it difficult for families to preserve their ancestral domains entire, but it deprives them of the inclination to attempt it, and compels them in some measure to co-operate with the law in their own extinction.
What’s often called family pride is really based on a false sense of self-love. A person wants to carry on their legacy through their great-grandkids. Once the family spirit fades, individual selfishness takes over. When the idea of family becomes unclear and uncertain, a person focuses on their own convenience; they only plan for their descendants’ future, but nothing more. Either a person stops trying to sustain their family’s legacy, or they look for other ways to do it rather than just through owning land. As a result, not only does the law of dividing inheritance make it hard for families to keep their ancestral land intact, but it also discourages them from even trying and kind of pushes them toward their own end.
The law of equal distribution proceeds by two methods: by acting upon things, it acts upon persons; by influencing persons, it affects things. By these means the law succeeds in striking at the root of landed property, and dispersing rapidly both families and fortunes. *c
The law of equal distribution operates through two methods: by impacting possessions, it also impacts individuals; by influencing individuals, it affects possessions. Through these methods, the law effectively targets the foundation of land ownership and quickly spreads out both families and wealth.
c
[ Land being the most stable kind of property, we find, from time to time, rich
individuals who are disposed to make great sacrifices in order to obtain it,
and who willingly forfeit a considerable part of their income to make sure of
the rest. But these are accidental cases. The preference for landed property is
no longer found habitually in any class but among the poor. The small
landowner, who has less information, less imagination, and fewer passions than
the great one, is generally occupied with the desire of increasing his estate:
and it often happens that by inheritance, by marriage, or by the chances of
trade, he is gradually furnished with the means. Thus, to balance the tendency
which leads men to divide their estates, there exists another, which incites
them to add to them. This tendency, which is sufficient to prevent estates from
being divided ad infinitum, is not strong enough to create great territorial
possessions, certainly not to keep them up in the same family.]
c
[ Since land is the most stable type of property, we occasionally see wealthy individuals who are willing to make significant sacrifices to acquire it, even if it means giving up a large portion of their income to secure the rest. However, these cases are exceptions. The preference for owning land is now mainly found among the poor. The small landowner, who typically has less information, imagination, and fewer passions than the wealthy landowner, usually focuses on the desire to grow his holdings. Often, through inheritance, marriage, or favorable business opportunities, he gradually acquires more resources. Thus, there is a counteracting tendency that pushes people to keep their estates from being divided endlessly, yet this tendency isn't strong enough to create large land holdings, nor to sustain them within the same family.]
Most certainly it is not for us Frenchmen of the nineteenth century, who daily witness the political and social changes which the law of partition is bringing to pass, to question its influence. It is perpetually conspicuous in our country, overthrowing the walls of our dwellings and removing the landmarks of our fields. But although it has produced great effects in France, much still remains for it to do. Our recollections, opinions, and habits present powerful obstacles to its progress.
Most definitely, it’s not for us French people of the nineteenth century, who see the political and social changes brought about by the law of partition every day, to doubt its impact. It’s constantly visible in our country, breaking down the walls of our homes and shifting the boundaries of our fields. But even though it has made a significant impact in France, there’s still a lot more for it to accomplish. Our memories, beliefs, and habits provide strong barriers to its advancement.
In the United States it has nearly completed its work of destruction, and there we can best study its results. The English laws concerning the transmission of property were abolished in almost all the States at the time of the Revolution. The law of entail was so modified as not to interrupt the free circulation of property. *d The first generation having passed away, estates began to be parcelled out, and the change became more and more rapid with the progress of time. At this moment, after a lapse of a little more than sixty years, the aspect of society is totally altered; the families of the great landed proprietors are almost all commingled with the general mass. In the State of New York, which formerly contained many of these, there are but two who still keep their heads above the stream, and they must shortly disappear. The sons of these opulent citizens are become merchants, lawyers, or physicians. Most of them have lapsed into obscurity. The last trace of hereditary ranks and distinctions is destroyed—the law of partition has reduced all to one level. [Footnote d: See Appendix, G.]
In the United States, the process of destruction is nearly complete, and it's here that we can best examine the results. The English laws regarding property transfer were mostly abolished in nearly all states at the time of the Revolution. The law of entail was modified so it wouldn’t hinder the free transfer of property. As the first generation passed away, estates began to be divided up, and this change became quicker as time went on. Now, after just over sixty years, society looks completely different; the families of wealthy landowners are nearly all mixed in with everyone else. In New York, which used to have many of these elites, only two still manage to stay prominent, and they’ll likely be gone soon. The sons of these wealthy individuals have become merchants, lawyers, or doctors, and most have faded into obscurity. The last remnants of hereditary status and distinctions have vanished—the law of partition has leveled everyone. [Footnote d: See Appendix, G.]
I do not mean that there is any deficiency of wealthy individuals in the United States; I know of no country, indeed, where the love of money has taken stronger hold on the affections of men, and where the profounder contempt is expressed for the theory of the permanent equality of property. But wealth circulates with inconceivable rapidity, and experience shows that it is rare to find two succeeding generations in the full enjoyment of it.
I’m not saying there’s a lack of wealthy people in the United States; I really don’t know of any other country where people are so obsessed with money, and where there’s such deep disdain for the idea of lasting equality in property. However, wealth moves around extremely quickly, and experience shows that it’s uncommon for two generations in a row to fully enjoy it.
This picture, which may perhaps be thought to be overcharged, still gives a very imperfect idea of what is taking place in the new States of the West and South-west. At the end of the last century a few bold adventurers began to penetrate into the valleys of the Mississippi, and the mass of the population very soon began to move in that direction: communities unheard of till then were seen to emerge from the wilds: States whose names were not in existence a few years before claimed their place in the American Union; and in the Western settlements we may behold democracy arrived at its utmost extreme. In these States, founded off-hand, and, as it were, by chance, the inhabitants are but of yesterday. Scarcely known to one another, the nearest neighbors are ignorant of each other’s history. In this part of the American continent, therefore, the population has not experienced the influence of great names and great wealth, nor even that of the natural aristocracy of knowledge and virtue. None are there to wield that respectable power which men willingly grant to the remembrance of a life spent in doing good before their eyes. The new States of the West are already inhabited, but society has no existence among them. *e
This image, which might seem exaggerated, still offers a limited view of what's happening in the new states of the West and Southwest. By the end of the last century, a few adventurous individuals began to explore the valleys of the Mississippi, and soon a large portion of the population started moving in that direction. Communities that were previously unknown began to rise from the wilderness; states whose names didn't exist just a few years earlier claimed their place in the American Union; and in the Western settlements, we can see democracy at its most extreme. In these states, established more or less by chance, the residents are relatively new arrivals. Neighboring people scarcely know each other and are unaware of each other’s histories. Thus, in this part of the American continent, the population hasn't been shaped by influential figures or significant wealth, nor even by the natural elite of knowledge and virtue. There’s no one to wield that esteemed influence which people willingly bestow upon those who have led a life of service before their eyes. The new states of the West are already settled, but society as we know it does not yet exist among them.
e
[ This may have been true in 1832, but is not so in 1874, when great cities
like Chicago and San Francisco have sprung up in the Western States. But as yet
the Western States exert no powerful influence on American
society.—-Translator’s Note.]
e
[ This may have been true in 1832, but not so in 1874, when major cities like Chicago and San Francisco have emerged in the Western States. However, the Western States still do not have a strong influence on American society.—-Translator’s Note.]
It is not only the fortunes of men which are equal in America; even their requirements partake in some degree of the same uniformity. I do not believe that there is a country in the world where, in proportion to the population, there are so few uninstructed and at the same time so few learned individuals. Primary instruction is within the reach of everybody; superior instruction is scarcely to be obtained by any. This is not surprising; it is in fact the necessary consequence of what we have advanced above. Almost all the Americans are in easy circumstances, and can therefore obtain the first elements of human knowledge.
In America, it's not just people’s wealth that is similar; their needs also show a certain uniformity. I don’t think there’s any other country in the world where, relative to the population, there are so few uneducated people and at the same time so few highly educated individuals. Basic education is accessible to everyone, but advanced education is hard to come by for most. This isn’t surprising; it’s actually a natural result of what we’ve mentioned before. Most Americans are financially stable, and therefore, they can access the basic fundamentals of human knowledge.
In America there are comparatively few who are rich enough to live without a profession. Every profession requires an apprenticeship, which limits the time of instruction to the early years of life. At fifteen they enter upon their calling, and thus their education ends at the age when ours begins. Whatever is done afterwards is with a view to some special and lucrative object; a science is taken up as a matter of business, and the only branch of it which is attended to is such as admits of an immediate practical application. In America most of the rich men were formerly poor; most of those who now enjoy leisure were absorbed in business during their youth; the consequence of which is, that when they might have had a taste for study they had no time for it, and when time is at their disposal they have no longer the inclination.
In America, there are relatively few people who are wealthy enough to live without a job. Every career requires some initial training, which limits the learning period to the early years of life. At fifteen, they start their careers, and thus their education ends when ours begins. Anything done afterward is aimed at achieving a specific and profitable goal; a field of study is pursued primarily as a business, focusing only on aspects that can be applied immediately. In America, most wealthy individuals were once poor; most of those who currently enjoy free time were deeply involved in work during their youth. As a result, when they could have developed an interest in learning, they had no time for it, and by the time they have free time, they no longer feel motivated.
There is no class, then, in America, in which the taste for intellectual pleasures is transmitted with hereditary fortune and leisure, and by which the labors of the intellect are held in honor. Accordingly there is an equal want of the desire and the power of application to these objects.
There is no class in America where a love for intellectual pleasures is passed down along with wealth and free time, and where intellectual work is respected. As a result, there is a lack of both the desire and ability to engage in these pursuits.
A middle standard is fixed in America for human knowledge. All approach as near to it as they can; some as they rise, others as they descend. Of course, an immense multitude of persons are to be found who entertain the same number of ideas on religion, history, science, political economy, legislation, and government. The gifts of intellect proceed directly from God, and man cannot prevent their unequal distribution. But in consequence of the state of things which we have here represented it happens that, although the capacities of men are widely different, as the Creator has doubtless intended they should be, they are submitted to the same method of treatment.
A middle standard for human knowledge is established in America. Everyone tries to get as close to it as they can; some as they rise, others as they fall. Naturally, there are countless people who share similar views on religion, history, science, political economy, legislation, and government. Intellectual abilities come directly from God, and people can’t control how unevenly they are distributed. However, because of the situation we've described, even though people's capacities vary greatly, as the Creator likely intended, they are treated similarly.
In America the aristocratic element has always been feeble from its birth; and if at the present day it is not actually destroyed, it is at any rate so completely disabled that we can scarcely assign to it any degree of influence in the course of affairs. The democratic principle, on the contrary, has gained so much strength by time, by events, and by legislation, as to have become not only predominant but all-powerful. There is no family or corporate authority, and it is rare to find even the influence of individual character enjoy any durability.
In America, the aristocratic element has always been weak since its inception; and while it may not be completely gone today, it is so diminished that we can hardly attribute it any significant influence on events. In contrast, the democratic principle has gained so much strength over time, through various events and legislation, that it has not only become dominant but overwhelmingly powerful. There is no family or corporate authority, and it's uncommon to find even the influence of an individual character lasting for long.
America, then, exhibits in her social state a most extraordinary phenomenon. Men are there seen on a greater equality in point of fortune and intellect, or, in other words, more equal in their strength, than in any other country of the world, or in any age of which history has preserved the remembrance.
America, then, shows a truly remarkable phenomenon in her social situation. Men are seen there with greater equality in terms of wealth and intelligence, or, in other words, more equal in their capabilities, than in any other country in the world or in any era that history has remembered.
Political Consequences Of The Social Condition Of The Anglo-Americans
Political Consequences of the Social Condition of the Anglo-Americans
The political consequences of such a social condition as this are easily deducible. It is impossible to believe that equality will not eventually find its way into the political world as it does everywhere else. To conceive of men remaining forever unequal upon one single point, yet equal on all others, is impossible; they must come in the end to be equal upon all. Now I know of only two methods of establishing equality in the political world; every citizen must be put in possession of his rights, or rights must be granted to no one. For nations which are arrived at the same stage of social existence as the Anglo-Americans, it is therefore very difficult to discover a medium between the sovereignty of all and the absolute power of one man: and it would be vain to deny that the social condition which I have been describing is equally liable to each of these consequences.
The political consequences of a social situation like this are clear. It's hard to believe that equality won’t eventually make its way into politics just like it has in other areas. The idea of people being forever unequal in one single aspect while being equal in all others doesn’t make sense; eventually, they will achieve equality in everything. I see only two ways to establish political equality: every citizen must be granted their rights, or no one should have rights at all. For countries that have reached the same social level as the Anglo-Americans, it’s really tough to find a balance between everyone having sovereignty and one person holding absolute power. It would be foolish to deny that the social state I’ve been describing is open to both of these outcomes.
There is, in fact, a manly and lawful passion for equality which excites men to wish all to be powerful and honored. This passion tends to elevate the humble to the rank of the great; but there exists also in the human heart a depraved taste for equality, which impels the weak to attempt to lower the powerful to their own level, and reduces men to prefer equality in slavery to inequality with freedom. Not that those nations whose social condition is democratic naturally despise liberty; on the contrary, they have an instinctive love of it. But liberty is not the chief and constant object of their desires; equality is their idol: they make rapid and sudden efforts to obtain liberty, and if they miss their aim resign themselves to their disappointment; but nothing can satisfy them except equality, and rather than lose it they resolve to perish.
There is, in fact, a strong and legitimate desire for equality that drives people to want everyone to be powerful and respected. This desire tends to lift the humble to the level of the great; however, there is also a warped desire for equality in the human heart that leads the weak to try to drag the powerful down to their own level, preferring equality in slavery over inequality with freedom. It's not that nations with a democratic social state naturally look down on liberty; on the contrary, they have an instinctive love for it. But liberty is not the main and constant focus of their desires; equality is what they idolize. They make quick and bold attempts to achieve liberty, and if they fall short, they accept their disappointment; but nothing can satisfy them except equality, and rather than lose it, they are determined to perish.
On the other hand, in a State where the citizens are nearly on an equality, it becomes difficult for them to preserve their independence against the aggressions of power. No one among them being strong enough to engage in the struggle with advantage, nothing but a general combination can protect their liberty. And such a union is not always to be found.
On the other hand, in a state where the citizens are almost equal, it becomes hard for them to maintain their independence against the attacks of power. Since none of them is strong enough to effectively fight back, only a collective effort can safeguard their freedom. However, such unity isn’t always present.
From the same social position, then, nations may derive one or the other of two great political results; these results are extremely different from each other, but they may both proceed from the same cause.
From the same social position, nations can achieve one of two significant political outcomes; these outcomes are very different from each other, but they can both arise from the same cause.
The Anglo-Americans are the first nations who, having been exposed to this formidable alternative, have been happy enough to escape the dominion of absolute power. They have been allowed by their circumstances, their origin, their intelligence, and especially by their moral feeling, to establish and maintain the sovereignty of the people.
The Anglo-Americans are the first nations that, facing this tough choice, have been fortunate enough to break free from absolute power. Their circumstances, background, intelligence, and especially their sense of right and wrong have enabled them to establish and uphold the rule of the people.
Chapter Summary
It predominates over the whole of society in America—Application made of this principle by the Americans even before their Revolution—Development given to it by that Revolution—Gradual and irresistible extension of the elective qualification.
It dominates all of society in America—This principle was applied by Americans even before their Revolution—It was further developed by that Revolution—There has been a gradual and unstoppable expansion of the voting qualification.
The Principle Of The Sovereignty Of The People In America
The Principle of the Sovereignty of the People in America
Whenever the political laws of the United States are to be discussed, it is with the doctrine of the sovereignty of the people that we must begin. The principle of the sovereignty of the people, which is to be found, more or less, at the bottom of almost all human institutions, generally remains concealed from view. It is obeyed without being recognized, or if for a moment it be brought to light, it is hastily cast back into the gloom of the sanctuary. “The will of the nation” is one of those expressions which have been most profusely abused by the wily and the despotic of every age. To the eyes of some it has been represented by the venal suffrages of a few of the satellites of power; to others by the votes of a timid or an interested minority; and some have even discovered it in the silence of a people, on the supposition that the fact of submission established the right of command.
Whenever we talk about the political laws of the United States, we need to start with the idea of the sovereignty of the people. This principle, which underlies almost all human institutions, often goes unnoticed. It's followed without being acknowledged; and if it ever comes to light, it quickly gets pushed back into the shadows. “The will of the nation” is one of those phrases that has been misused by the clever and the tyrannical throughout history. To some, it’s been represented by the corrupt votes of a few power-hungry individuals; to others, it's defined by the ballots of a scared or self-serving minority; and some even find it in the silence of the people, believing that the act of submission justifies the right to rule.
In America the principle of the sovereignty of the people is not either barren or concealed, as it is with some other nations; it is recognized by the customs and proclaimed by the laws; it spreads freely, and arrives without impediment at its most remote consequences. If there be a country in the world where the doctrine of the sovereignty of the people can be fairly appreciated, where it can be studied in its application to the affairs of society, and where its dangers and its advantages may be foreseen, that country is assuredly America.
In America, the principle of the people's sovereignty is neither empty nor hidden, unlike in some other nations; it's recognized by customs and declared by laws. It flows freely and reaches without hindrance its furthest implications. If there’s any country in the world where the idea of people's sovereignty can be genuinely understood, where it can be examined in relation to social matters, and where its risks and benefits can be anticipated, that country is definitely America.
I have already observed that, from their origin, the sovereignty of the people was the fundamental principle of the greater number of British colonies in America. It was far, however, from then exercising as much influence on the government of society as it now does. Two obstacles, the one external, the other internal, checked its invasive progress. It could not ostensibly disclose itself in the laws of colonies which were still constrained to obey the mother-country: it was therefore obliged to spread secretly, and to gain ground in the provincial assemblies, and especially in the townships.
I have already noticed that, from the beginning, the sovereignty of the people was the main principle for most British colonies in America. However, it didn't have as much impact on the governance of society as it does today. Two obstacles, one external and the other internal, hindered its broader growth. It couldn't openly show itself in the laws of colonies that still had to follow the mother country; therefore, it had to spread quietly and gain support in the provincial assemblies, and especially in the townships.
American society was not yet prepared to adopt it with all its consequences. The intelligence of New England, and the wealth of the country to the south of the Hudson (as I have shown in the preceding chapter), long exercised a sort of aristocratic influence, which tended to retain the exercise of social authority in the hands of a few. The public functionaries were not universally elected, and the citizens were not all of them electors. The electoral franchise was everywhere placed within certain limits, and made dependent on a certain qualification, which was exceedingly low in the North and more considerable in the South.
American society wasn’t ready to fully embrace it or all its implications. The intelligence of New England and the wealth from the areas south of the Hudson (as discussed in the previous chapter) held a sort of aristocratic power that kept social authority in the hands of a few. Public officials were not elected by everyone, and not all citizens had the right to vote. The right to vote was restricted by certain criteria, which were quite minimal in the North but more significant in the South.
The American revolution broke out, and the doctrine of the sovereignty of the people, which had been nurtured in the townships and municipalities, took possession of the State: every class was enlisted in its cause; battles were fought, and victories obtained for it, until it became the law of laws.
The American Revolution began, and the idea that the people hold sovereignty, which had been developed in the towns and communities, took over the State: every class joined its cause; battles were fought, and victories won for it, until it became the ultimate law.
A no less rapid change was effected in the interior of society, where the law of descent completed the abolition of local influences.
A similarly swift change took place within society, where the principle of descent finished eliminating local influences.
At the very time when this consequence of the laws and of the revolution was apparent to every eye, victory was irrevocably pronounced in favor of the democratic cause. All power was, in fact, in its hands, and resistance was no longer possible. The higher orders submitted without a murmur and without a struggle to an evil which was thenceforth inevitable. The ordinary fate of falling powers awaited them; each of their several members followed his own interests; and as it was impossible to wring the power from the hands of a people which they did not detest sufficiently to brave, their only aim was to secure its good-will at any price. The most democratic laws were consequently voted by the very men whose interests they impaired; and thus, although the higher classes did not excite the passions of the people against their order, they accelerated the triumph of the new state of things; so that by a singular change the democratic impulse was found to be most irresistible in the very States where the aristocracy had the firmest hold. The State of Maryland, which had been founded by men of rank, was the first to proclaim universal suffrage, and to introduce the most democratic forms into the conduct of its government.
At the moment when the impact of the laws and the revolution was clear to everyone, victory was undeniably declared in favor of the democratic cause. All power was effectively in their hands, and resistance was no longer an option. The higher classes submitted quietly and without a fight to a fate that was now unavoidable. The typical outcome for fallen powers awaited them; each member pursued their own interests, and since it was impossible to wrest power from a people they didn’t loathe enough to confront, their only goal was to win their favor at any cost. The most democratic laws were thus passed by the very individuals whose interests they undermined; even though the higher classes didn’t stir the people’s anger against their own ranks, they hastened the success of the new order. It was a strange twist that the push for democracy was most strong in the very states where the aristocracy had the strongest foothold. The State of Maryland, founded by noblemen, was the first to announce universal suffrage and to implement the most democratic procedures in its government.
When a nation modifies the elective qualification, it may easily be foreseen that sooner or later that qualification will be entirely abolished. There is no more invariable rule in the history of society: the further electoral rights are extended, the greater is the need of extending them; for after each concession the strength of the democracy increases, and its demands increase with its strength. The ambition of those who are below the appointed rate is irritated in exact proportion to the great number of those who are above it. The exception at last becomes the rule, concession follows concession, and no stop can be made short of universal suffrage.
When a country changes the rules for voting qualifications, it's easy to predict that sooner or later, those qualifications will be completely removed. There’s no more consistent pattern in the history of society: the more electoral rights are expanded, the more the need to expand them grows; because after every concession, the power of democracy increases, and its demands grow with that power. The ambition of those who don’t meet the required standards rises parallel to the increasing number of those who do. Eventually, what was once an exception becomes the norm, one concession leads to another, and there’s no stopping until everyone has the right to vote.
At the present day the principle of the sovereignty of the people has acquired, in the United States, all the practical development which the imagination can conceive. It is unencumbered by those fictions which have been thrown over it in other countries, and it appears in every possible form according to the exigency of the occasion. Sometimes the laws are made by the people in a body, as at Athens; and sometimes its representatives, chosen by universal suffrage, transact business in its name, and almost under its immediate control.
Today, the principle of popular sovereignty has fully developed in the United States in ways that are limited only by our imagination. It isn't burdened by the myths found in other countries and shows up in every imaginable form depending on the situation. Sometimes, the people make laws collectively, like in Athens; at other times, representatives elected by universal suffrage handle affairs in the people's name, acting almost under its direct control.
In some countries a power exists which, though it is in a degree foreign to the social body, directs it, and forces it to pursue a certain track. In others the ruling force is divided, being partly within and partly without the ranks of the people. But nothing of the kind is to be seen in the United States; there society governs itself for itself. All power centres in its bosom; and scarcely an individual is to be meet with who would venture to conceive, or, still less, to express, the idea of seeking it elsewhere. The nation participates in the making of its laws by the choice of its legislators, and in the execution of them by the choice of the agents of the executive government; it may almost be said to govern itself, so feeble and so restricted is the share left to the administration, so little do the authorities forget their popular origin and the power from which they emanate. *a [Footnote a: See Appendix, H.]
In some countries, there’s a power that, although somewhat separate from society, guides it and compels it to follow a specific path. In others, the ruling force is split, being partly within and partly outside the population. But that’s not the case in the United States; there, society governs itself. All power is centralized within it; it’s rare to find someone who would even think about, let alone voice, the idea of looking for it elsewhere. The nation participates in creating its laws by electing its legislators and in enforcing those laws by choosing the officials of the executive government; it can almost be said to govern itself, since the administration’s role is so limited and restricted, and the authorities are well aware of their connection to the public and the power they derive from it. *a [Footnote a: See Appendix, H.]
Chapter V: Necessity Of Examining The Condition Of The States—Part I
Necessity Of Examining The Condition Of The States Before That Of The Union At Large.
Necessity of Examining the Condition of the States Before That of the Union as a Whole.
It is proposed to examine in the following chapter what is the form of government established in America on the principle of the sovereignty of the people; what are its resources, its hindrances, its advantages, and its dangers. The first difficulty which presents itself arises from the complex nature of the constitution of the United States, which consists of two distinct social structures, connected and, as it were, encased one within the other; two governments, completely separate and almost independent, the one fulfilling the ordinary duties and responding to the daily and indefinite calls of a community, the other circumscribed within certain limits, and only exercising an exceptional authority over the general interests of the country. In short, there are twenty-four small sovereign nations, whose agglomeration constitutes the body of the Union. To examine the Union before we have studied the States would be to adopt a method filled with obstacles. The form of the Federal Government of the United States was the last which was adopted; and it is in fact nothing more than a modification or a summary of those republican principles which were current in the whole community before it existed, and independently of its existence. Moreover, the Federal Government is, as I have just observed, the exception; the Government of the States is the rule. The author who should attempt to exhibit the picture as a whole before he had explained its details would necessarily fall into obscurity and repetition.
It’s proposed to look in the following chapter at the form of government established in America based on the principle of the people’s sovereignty; what its resources, challenges, benefits, and risks are. The first challenge that arises comes from the complex nature of the United States Constitution, which is made up of two distinct social structures that are connected and, in a way, encased within each other; two governments that are completely separate and almost independent, one handling the everyday responsibilities and responding to the daily and varied needs of a community, while the other is limited to specific areas, exercising exceptional authority over the broader interests of the country. In short, there are twenty-four small sovereign nations, whose togetherness forms the Union. Examining the Union before studying the States would be a method filled with obstacles. The structure of the Federal Government of the United States was the last to be adopted; in fact, it is just a modification or a summary of those republican principles that were already established in the community before it even existed, and independent of its existence. Furthermore, as I just mentioned, the Federal Government is the exception; the Government of the States is the standard. An author trying to present the overall picture before explaining its details would likely become unclear and repetitive.
The great political principles which govern American society at this day undoubtedly took their origin and their growth in the State. It is therefore necessary to become acquainted with the State in order to possess a clue to the remainder. The States which at present compose the American Union all present the same features, as far as regards the external aspect of their institutions. Their political or administrative existence is centred in three focuses of action, which may not inaptly be compared to the different nervous centres which convey motion to the human body. The township is the lowest in order, then the county, and lastly the State; and I propose to devote the following chapter to the examination of these three divisions.
The key political principles shaping American society today clearly started and evolved within the State. Therefore, it's essential to understand the State to grasp the rest. The States that currently make up the American Union all share similar characteristics regarding the outward appearance of their institutions. Their political or administrative existence revolves around three main centers of action, which can be likened to the different nervous systems that control movement in the human body. The township is the lowest level, followed by the county, and finally the State; I plan to dedicate the next chapter to exploring these three divisions.
The American System Of Townships And Municipal Bodies
The American System of Townships and Municipal Bodies
Why the Author begins the examination of the political institutions with the township—Its existence in all nations—Difficulty of establishing and preserving municipal independence—Its importance—Why the Author has selected the township system of New England as the main topic of his discussion.
Why the Author starts looking at political institutions with the township—Its presence in all countries—The challenge of creating and maintaining municipal independence—Its significance—Why the Author has chosen the township system of New England as the focus of his discussion.
It is not undesignedly that I begin this subject with the Township. The village or township is the only association which is so perfectly natural that wherever a number of men are collected it seems to constitute itself.
It’s no coincidence that I start this topic with the Township. The village or township is the only group that forms so naturally that wherever people gather, it seems to create itself.
The town, or tithing, as the smallest division of a community, must necessarily exist in all nations, whatever their laws and customs may be: if man makes monarchies and establishes republics, the first association of mankind seems constituted by the hand of God. But although the existence of the township is coeval with that of man, its liberties are not the less rarely respected and easily destroyed. A nation is always able to establish great political assemblies, because it habitually contains a certain number of individuals fitted by their talents, if not by their habits, for the direction of affairs. The township is, on the contrary, composed of coarser materials, which are less easily fashioned by the legislator. The difficulties which attend the consolidation of its independence rather augment than diminish with the increasing enlightenment of the people. A highly civilized community spurns the attempts of a local independence, is disgusted at its numerous blunders, and is apt to despair of success before the experiment is completed. Again, no immunities are so ill protected from the encroachments of the supreme power as those of municipal bodies in general: they are unable to struggle, single-handed, against a strong or an enterprising government, and they cannot defend their cause with success unless it be identified with the customs of the nation and supported by public opinion. Thus until the independence of townships is amalgamated with the manners of a people it is easily destroyed, and it is only after a long existence in the laws that it can be thus amalgamated. Municipal freedom is not the fruit of human device; it is rarely created; but it is, as it were, secretly and spontaneously engendered in the midst of a semi-barbarous state of society. The constant action of the laws and the national habits, peculiar circumstances, and above all time, may consolidate it; but there is certainly no nation on the continent of Europe which has experienced its advantages. Nevertheless local assemblies of citizens constitute the strength of free nations. Town-meetings are to liberty what primary schools are to science; they bring it within the people’s reach, they teach men how to use and how to enjoy it. A nation may establish a system of free government, but without the spirit of municipal institutions it cannot have the spirit of liberty. The transient passions and the interests of an hour, or the chance of circumstances, may have created the external forms of independence; but the despotic tendency which has been repelled will, sooner or later, inevitably reappear on the surface.
The town, or tithing, as the smallest unit of a community, must exist in all nations, no matter their laws or customs. Whether people create monarchies or republics, the initial formation of humanity seems to be a divine act. However, even though townships have existed alongside humanity, their freedoms are seldom respected and can be easily destroyed. A nation can establish large political assemblies because it usually has a group of people with the skills needed to run things. In contrast, townships are made up of less refined elements that are harder for lawmakers to shape. The difficulties in solidifying their independence actually grow as the people become more enlightened. A highly civilized society tends to reject local independence, frustrated by its many mistakes, and often gives up on success before the effort is completed. Moreover, municipal bodies are poorly protected from the encroachments of central power; they struggle against strong or ambitious governments and can only effectively defend their interests if they align with national customs and are backed by public opinion. Thus, until the independence of townships is integrated into the culture of a people, it can be easily wiped out, and this integration only happens after a long existence within the laws. Municipal freedom is not a product of human design; it doesn't just emerge; rather, it grows naturally and quietly amidst a less civilized society. The ongoing influence of laws and national customs, specific situations, and especially time may strengthen it; yet, no nation in Europe has fully reaped its benefits. Still, local gatherings of citizens are the backbone of free nations. Town meetings are to liberty what primary schools are to knowledge—they make it accessible to the people and teach them how to use and appreciate it. A nation can set up a system of free government, but without the spirit of local institutions, it cannot embody the spirit of liberty. Temporary passions and fleeting interests may create the outward forms of independence, but the despotic tendencies that have been pushed back will inevitably resurface over time.
In order to explain to the reader the general principles on which the political organization of the counties and townships of the United States rests, I have thought it expedient to choose one of the States of New England as an example, to examine the mechanism of its constitution, and then to cast a general glance over the country. The township and the county are not organized in the same manner in every part of the Union; it is, however, easy to perceive that the same principles have guided the formation of both of them throughout the Union. I am inclined to believe that these principles have been carried further in New England than elsewhere, and consequently that they offer greater facilities to the observations of a stranger. The institutions of New England form a complete and regular whole; they have received the sanction of time, they have the support of the laws, and the still stronger support of the manners of the community, over which they exercise the most prodigious influence; they consequently deserve our attention on every account.
To explain the basic principles behind the political organization of counties and townships in the United States, I thought it would be helpful to use one of the New England states as an example. I’ll examine how its constitution works and then take a broader look at the country. Townships and counties aren't organized the same way everywhere in the Union, but it’s clear that similar principles have shaped their formation across the board. I believe these principles are more developed in New England than in other regions, making them easier for an outsider to observe. The institutions in New England create a complete and systematic framework; they have stood the test of time, are backed by laws, and even more so, by the community’s values, over which they exert a significant influence. Therefore, they warrant our attention for many reasons.
Limits Of The Township
Township Boundaries
The township of New England is a division which stands between the commune and the canton of France, and which corresponds in general to the English tithing, or town. Its average population is from two to three thousand; *a so that, on the one hand, the interests of its inhabitants are not likely to conflict, and, on the other, men capable of conducting its affairs are always to be found among its citizens.
The township of New England is a division that lies between the commune and the canton of France, and it generally corresponds to the English tithing or town. Its average population is between two to three thousand, so, on one hand, the interests of its residents are unlikely to conflict, and on the other, individuals capable of managing its affairs can always be found among its citizens.
a
[ In 1830 there were 305 townships in the State of Massachusetts, and 610,014
inhabitants, which gives an average of about 2,000 inhabitants to each
township.]
a
[In 1830, there were 305 townships in Massachusetts, with a population of 610,014, which averages out to about 2,000 people per township.]
Authorities Of The Township In New England
Authorities Of The Township In New England
The people the source of all power here as elsewhere—Manages its own affairs—No corporation—The greater part of the authority vested in the hands of the Selectmen—How the Selectmen act—Town-meeting—Enumeration of the public officers of the township—Obligatory and remunerated functions.
The people are the source of all power here, just like everywhere else—they manage their own affairs. There’s no corporation; most of the authority is held by the Selectmen. This is how the Selectmen operate: through town meetings. Here’s a list of the public officers of the township and their obligatory, paid roles.
In the township, as well as everywhere else, the people is the only source of power; but in no stage of government does the body of citizens exercise a more immediate influence. In America the people is a master whose exigencies demand obedience to the utmost limits of possibility.
In the town, just like everywhere else, the people are the only source of power; but at no point in government does the body of citizens have a more direct influence. In America, the people are a master whose needs demand obedience to the fullest extent possible.
In New England the majority acts by representatives in the conduct of the public business of the State; but if such an arrangement be necessary in general affairs, in the townships, where the legislative and administrative action of the government is in more immediate contact with the subject, the system of representation is not adopted. There is no corporation; but the body of electors, after having designated its magistrates, directs them in everything that exceeds the simple and ordinary executive business of the State. *b
In New England, most people are represented by officials when it comes to managing public affairs in the State. However, while this approach might be necessary for broader matters, in the townships where the government’s legislative and administrative actions are more directly linked to the citizens, a system of representation isn’t used. There’s no corporation; instead, the group of voters chooses their officials and guides them on everything beyond the basic executive tasks of the State.
b
[ The same rules are not applicable to the great towns, which generally have a
mayor, and a corporation divided into two bodies; this, however, is an
exception which requires the sanction of a law.—See the Act of February
22, 1822, for appointing the authorities of the city of Boston. It frequently
happens that small towns as well as cities are subject to a peculiar
administration. In 1832, 104 townships in the State of New York were governed
in this manner.—Williams’ Register.]
b
[ The same rules don't apply to the big cities, which usually have a mayor and a governing body split into two parts; this, however, is an exception that needs legal approval.—See the Act of February 22, 1822, regarding the appointment of the authorities for the city of Boston. It often occurs that both small towns and cities are under a unique administration. In 1832, 104 townships in New York State were governed this way.—Williams’ Register.]
This state of things is so contrary to our ideas, and so different from our customs, that it is necessary for me to adduce some examples to explain it thoroughly.
This situation is so against our beliefs and so different from our usual practices that I need to provide some examples to explain it completely.
The public duties in the township are extremely numerous and minutely divided, as we shall see further on; but the larger proportion of administrative power is vested in the hands of a small number of individuals, called “the Selectmen.” *c The general laws of the State impose a certain number of obligations on the selectmen, which they may fulfil without the authorization of the body they represent, but which they can only neglect on their own responsibility. The law of the State obliges them, for instance, to draw up the list of electors in their townships; and if they omit this part of their functions, they are guilty of a misdemeanor. In all the affairs, however, which are determined by the town-meeting, the selectmen are the organs of the popular mandate, as in France the Maire executes the decree of the municipal council. They usually act upon their own responsibility, and merely put in practice principles which have been previously recognized by the majority. But if any change is to be introduced in the existing state of things, or if they wish to undertake any new enterprise, they are obliged to refer to the source of their power. If, for instance, a school is to be established, the selectmen convoke the whole body of the electors on a certain day at an appointed place; they explain the urgency of the case; they give their opinion on the means of satisfying it, on the probable expense, and the site which seems to be most favorable. The meeting is consulted on these several points; it adopts the principle, marks out the site, votes the rate, and confides the execution of its resolution to the selectmen.
The public responsibilities in the township are very numerous and finely divided, as we’ll see later; however, most of the administrative power is held by a small group of individuals known as “the Selectmen.” The general laws of the State place certain obligations on the selectmen, which they can fulfill without the approval of the body they represent, but they can only ignore these responsibilities at their own risk. For example, the law requires them to compile the list of voters in their townships; if they fail to do this, they commit a misdemeanor. In all matters decided by the town meeting, the selectmen act as representatives of the popular will, similar to how the Mayor in France executes the decisions of the municipal council. They typically operate on their own authority, implementing principles that have already been approved by the majority. However, if they want to make changes to the current situation or start a new project, they must consult the source of their authority. For instance, if a school is to be established, the selectmen call a meeting of all the voters on a specific day at a designated location; they explain the importance of the situation, share their thoughts on how to address it, discuss the estimated costs, and suggest the most suitable location. The meeting considers these various points, approves the principle, selects the site, votes on the budget, and entrusts the execution of its decision to the selectmen.
c
[ Three selectmen are appointed in the small townships, and nine in the large
ones. See “The Town-Officer,” p. 186. See also the principal laws
of the State of Massachusetts relative to the selectmen:
c
[ In small townships, three selectmen are appointed, while large ones have nine. See “The Town-Officer,” p. 186. See also the main laws of the State of Massachusetts regarding the selectmen:
Act of February 20, 1786, vol. i. p. 219; February 24, 1796, vol. i. p. 488; March 7, 1801, vol. ii. p. 45; June 16, 1795, vol. i. p. 475; March 12, 1808, vol. ii. p. 186; February 28, 1787, vol. i. p. 302; June 22, 1797, vol. i. p. 539.]
Act of February 20, 1786, vol. i. p. 219; February 24, 1796, vol. i. p. 488; March 7, 1801, vol. ii. p. 45; June 16, 1795, vol. i. p. 475; March 12, 1808, vol. ii. p. 186; February 28, 1787, vol. i. p. 302; June 22, 1797, vol. i. p. 539.]
The selectmen have alone the right of calling a town-meeting, but they may be requested to do so: if ten citizens are desirous of submitting a new project to the assent of the township, they may demand a general convocation of the inhabitants; the selectmen are obliged to comply, but they have only the right of presiding at the meeting. *d
The selectmen have the sole authority to call a town meeting, but they can be asked to do so: if ten citizens want to propose a new project for the township's approval, they can request a general gathering of the residents; the selectmen must comply, but they only have the right to lead the meeting. *d
d
[ See Laws of Massachusetts, vol. i. p. 150, Act of March 25, 1786.]
d
[ See Laws of Massachusetts, vol. i. p. 150, Act of March 25, 1786.]
The selectmen are elected every year in the month of April or of May. The town-meeting chooses at the same time a number of other municipal magistrates, who are entrusted with important administrative functions. The assessors rate the township; the collectors receive the rate. A constable is appointed to keep the peace, to watch the streets, and to forward the execution of the laws; the town-clerk records all the town votes, orders, grants, births, deaths, and marriages; the treasurer keeps the funds; the overseer of the poor performs the difficult task of superintending the action of the poor-laws; committee-men are appointed to attend to the schools and to public instruction; and the road-surveyors, who take care of the greater and lesser thoroughfares of the township, complete the list of the principal functionaries. They are, however, still further subdivided; and amongst the municipal officers are to be found parish commissioners, who audit the expenses of public worship; different classes of inspectors, some of whom are to direct the citizens in case of fire; tithing-men, listers, haywards, chimney-viewers, fence-viewers to maintain the bounds of property, timber-measurers, and sealers of weights and measures. *e
The selectmen are elected every year in April or May. The town meeting also chooses several other local officials who are given important administrative roles. The assessors evaluate the town’s property; the collectors gather the taxes. A constable is appointed to maintain peace, patrol the streets, and enforce the laws; the town clerk records all town votes, orders, grants, births, deaths, and marriages; the treasurer manages the funds; the overseer of the poor has the challenging job of overseeing the implementation of the poor laws; committee members are appointed to focus on schools and public education; and the road surveyors, who take care of the major and minor roads in the town, round out the list of key officials. However, there are even more subdivisions, and among the municipal officers, there are parish commissioners who review the costs of public worship; various inspectors, some of whom guide citizens during fires; tithing men, listers, haywards, chimney inspectors, fence viewers to uphold property lines, timber measurers, and sealers of weights and measures.
e
[ All these magistrates actually exist; their different functions are all
detailed in a book called “The Town-Officer,” by Isaac Goodwin,
Worcester, 1827; and in the “Collection of the General Laws of
Massachusetts,” 3 vols., Boston, 1823.]
e
[ All these officials really exist; their various roles are all outlined in a book titled “The Town-Officer,” by Isaac Goodwin, Worcester, 1827; and in the “Collection of the General Laws of Massachusetts,” 3 vols., Boston, 1823.]
There are nineteen principal officers in a township. Every inhabitant is constrained, on the pain of being fined, to undertake these different functions; which, however, are almost all paid, in order that the poorer citizens may be able to give up their time without loss. In general the American system is not to grant a fixed salary to its functionaries. Every service has its price, and they are remunerated in proportion to what they have done.
There are nineteen main officers in a township. Every resident is required, under the threat of a fine, to take on these various roles; most of which are compensated so that less affluent citizens can devote their time without financial loss. Typically, the American system does not offer a fixed salary to its officials. Each service has a set fee, and they are paid based on the work they've completed.
Existence Of The Township
Township Existence
Every one the best judge of his own interest—Corollary of the principle of the sovereignty of the people—Application of those doctrines in the townships of America—The township of New England is sovereign in all that concerns itself alone: subject to the State in all other matters—Bond of the township and the State—In France the Government lends its agent to the Commune—In America the reverse occurs.
Everyone is the best judge of their own interests—this is a corollary of the principle of the sovereignty of the people. These ideas are applied in the townships of America. The New England township is sovereign in all matters that concern itself alone, but it is subject to the State in all other issues. There is a bond between the township and the State. In France, the Government assigns its agent to the Commune, while in America, the opposite happens.
I have already observed that the principle of the sovereignty of the people governs the whole political system of the Anglo-Americans. Every page of this book will afford new instances of the same doctrine. In the nations by which the sovereignty of the people is recognized every individual possesses an equal share of power, and participates alike in the government of the State. Every individual is, therefore, supposed to be as well informed, as virtuous, and as strong as any of his fellow-citizens. He obeys the government, not because he is inferior to the authorities which conduct it, or that he is less capable than his neighbor of governing himself, but because he acknowledges the utility of an association with his fellow-men, and because he knows that no such association can exist without a regulating force. If he be a subject in all that concerns the mutual relations of citizens, he is free and responsible to God alone for all that concerns himself. Hence arises the maxim that every one is the best and the sole judge of his own private interest, and that society has no right to control a man’s actions, unless they are prejudicial to the common weal, or unless the common weal demands his co-operation. This doctrine is universally admitted in the United States. I shall hereafter examine the general influence which it exercises on the ordinary actions of life; I am now speaking of the nature of municipal bodies.
I have already noticed that the principle of the sovereignty of the people underpins the entire political system of the Anglo-Americans. Every page of this book will provide new examples of this same idea. In the nations that recognize the sovereignty of the people, each individual has an equal share of power and participates equally in the government's decisions. Therefore, every individual is assumed to be as informed, virtuous, and capable as any of their fellow citizens. They obey the government not because they are inferior to those in power or because they are less able than their neighbor to govern themselves, but because they see the value of being associated with their fellow humans, and they understand that no such association can exist without a governing force. While they may be subjects in matters concerning the relationships among citizens, they are free and accountable only to God for matters regarding themselves. This leads to the principle that everyone is the best and only judge of their own private interests, and that society has no right to control a person's actions unless those actions harm the common good, or if the common good requires their cooperation. This idea is widely accepted in the United States. I will later explore the overall impact it has on everyday life; for now, I am discussing the nature of municipal organizations.
The township, taken as a whole, and in relation to the government of the country, may be looked upon as an individual to whom the theory I have just alluded to is applied. Municipal independence is therefore a natural consequence of the principle of the sovereignty of the people in the United States: all the American republics recognize it more or less; but circumstances have peculiarly favored its growth in New England.
The township, considered as a whole and in relation to the government's role in the country, can be seen as an individual to whom the theory I just mentioned applies. Municipal independence is, therefore, a natural outcome of the principle of the people's sovereignty in the United States: all American republics recognize it to varying degrees; however, specific circumstances have uniquely supported its growth in New England.
In this part of the Union the impulsion of political activity was given in the townships; and it may almost be said that each of them originally formed an independent nation. When the Kings of England asserted their supremacy, they were contented to assume the central power of the State. The townships of New England remained as they were before; and although they are now subject to the State, they were at first scarcely dependent upon it. It is important to remember that they have not been invested with privileges, but that they have, on the contrary, forfeited a portion of their independence to the State. The townships are only subordinate to the State in those interests which I shall term social, as they are common to all the citizens. They are independent in all that concerns themselves; and amongst the inhabitants of New England I believe that not a man is to be found who would acknowledge that the State has any right to interfere in their local interests. The towns of New England buy and sell, sue or are sued, augment or diminish their rates, without the slightest opposition on the part of the administrative authority of the State.
In this part of the Union, political activity was driven by the townships, and it could be said that each of them initially operated like an independent nation. When the Kings of England claimed their authority, they were satisfied to take on the central power of the State. The townships of New England remained as they were before; and even though they are now under State control, they were initially hardly dependent on it. It's important to remember that they haven't been granted privileges; instead, they've actually given up some of their independence to the State. The townships are only subordinate to the State regarding issues I’ll refer to as social, which concern all citizens. They are independent in matters that relate to themselves; and among the people of New England, I believe there's not a single person who would agree that the State has any right to interfere in local matters. The towns of New England conduct their business, sue or are sued, raise or lower their taxes, without any pushback from the State's administrative authority.
They are bound, however, to comply with the demands of the community. If the State is in need of money, a town can neither give nor withhold the supplies. If the State projects a road, the township cannot refuse to let it cross its territory; if a police regulation is made by the State, it must be enforced by the town. A uniform system of instruction is organized all over the country, and every town is bound to establish the schools which the law ordains. In speaking of the administration of the United States I shall have occasion to point out the means by which the townships are compelled to obey in these different cases: I here merely show the existence of the obligation. Strict as this obligation is, the government of the State imposes it in principle only, and in its performance the township resumes all its independent rights. Thus, taxes are voted by the State, but they are levied and collected by the township; the existence of a school is obligatory, but the township builds, pays, and superintends it. In France the State-collector receives the local imposts; in America the town-collector receives the taxes of the State. Thus the French Government lends its agents to the commune; in America the township is the agent of the Government. This fact alone shows the extent of the differences which exist between the two nations.
They are required to meet the needs of the community. If the state needs money, a town can't either give or refuse the resources. If the state plans to build a road, the town can't stop it from going through its area; if there’s a police regulation from the state, the town has to enforce it. A consistent education system is set up across the country, and every town has to create the schools mandated by law. When discussing the administration of the United States, I'll point out how townships are made to comply in these various situations; here, I'm just highlighting the existence of this obligation. As strict as this obligation is, the state government enforces it only in principle, and in practice, the township retains all its independent rights. For instance, taxes are approved by the state, but they are levied and collected by the township; having a school is mandatory, but the township is responsible for constructing, funding, and managing it. In France, the state collector gathers local taxes; in America, the town collector gathers state taxes. Thus, the French Government assigns agents to the commune; in America, the township acts as the government’s agent. This distinction alone highlights the significant differences between the two nations.
Public Spirit Of The Townships Of New England
Public Spirit Of The Townships Of New England
How the township of New England wins the affections of its inhabitants—Difficulty of creating local public spirit in Europe—The rights and duties of the American township favorable to it—Characteristics of home in the United States—Manifestations of public spirit in New England—Its happy effects.
How the townships in New England earn the love of their residents—The challenge of fostering local community spirit in Europe—The rights and responsibilities of American townships support this—Traits of home in the United States—Expressions of community spirit in New England—Its positive outcomes.
In America, not only do municipal bodies exist, but they are kept alive and supported by public spirit. The township of New England possesses two advantages which infallibly secure the attentive interest of mankind, namely, independence and authority. Its sphere is indeed small and limited, but within that sphere its action is unrestrained; and its independence gives to it a real importance which its extent and population may not always ensure.
In America, there are not just local governments, but they thrive and are sustained by community spirit. The towns of New England have two advantages that definitely capture people's attention: independence and authority. While its scope is admittedly small and limited, within that scope its actions are free; and its independence gives it a genuine significance that its size and population may not always guarantee.
It is to be remembered that the affections of men generally lie on the side of authority. Patriotism is not durable in a conquered nation. The New Englander is attached to his township, not only because he was born in it, but because it constitutes a social body of which he is a member, and whose government claims and deserves the exercise of his sagacity. In Europe the absence of local public spirit is a frequent subject of regret to those who are in power; everyone agrees that there is no surer guarantee of order and tranquility, and yet nothing is more difficult to create. If the municipal bodies were made powerful and independent, the authorities of the nation might be disunited and the peace of the country endangered. Yet, without power and independence, a town may contain good subjects, but it can have no active citizens. Another important fact is that the township of New England is so constituted as to excite the warmest of human affections, without arousing the ambitious passions of the heart of man. The officers of the country are not elected, and their authority is very limited. Even the State is only a second-rate community, whose tranquil and obscure administration offers no inducement sufficient to draw men away from the circle of their interests into the turmoil of public affairs. The federal government confers power and honor on the men who conduct it; but these individuals can never be very numerous. The high station of the Presidency can only be reached at an advanced period of life, and the other federal functionaries are generally men who have been favored by fortune, or distinguished in some other career. Such cannot be the permanent aim of the ambitious. But the township serves as a centre for the desire of public esteem, the want of exciting interests, and the taste for authority and popularity, in the midst of the ordinary relations of life; and the passions which commonly embroil society change their character when they find a vent so near the domestic hearth and the family circle.
It's important to remember that people's feelings generally lean towards authority. Patriotism doesn't last in a conquered nation. A New Englander feels connected to their town not only because they were born there but because it serves as a community they belong to, whose government they believe deserves their insight. In Europe, the lack of local public spirit is often lamented by those in power; everyone agrees it's essential for maintaining order and peace, yet creating it is quite challenging. If local governments were empowered and independent, national authorities might become divided, putting the country's peace at risk. However, without power and independence, a town may have good citizens but no active participants. Another significant point is that New England towns are designed to inspire deep human connections without igniting ambitious desires. Country officials are not elected, and their authority is quite limited. Even the state is just a secondary community, whose quiet and unremarkable management isn’t enticing enough to pull people away from their personal interests into the chaos of public politics. The federal government gives power and prestige to those who run it, but these individuals are never numerous. The high position of the presidency is usually only attainable later in life, and other federal officials are often people who have been lucky or successful in other fields. This can't be the long-term goal for most ambitious people. Instead, the town acts as a hub for the desire for public recognition, the need for stimulating interests, and the allure of authority and popularity, all within the everyday context of life. The passions that usually complicate society take on a different nature when they find an outlet so close to home and family.
In the American States power has been disseminated with admirable skill for the purpose of interesting the greatest possible number of persons in the common weal. Independently of the electors who are from time to time called into action, the body politic is divided into innumerable functionaries and officers, who all, in their several spheres, represent the same powerful whole in whose name they act. The local administration thus affords an unfailing source of profit and interest to a vast number of individuals.
In the United States, power has been shared incredibly well to engage as many people as possible in the common good. Besides the voters who are periodically activated, the political system is made up of countless officials and officers, all of whom, in their respective roles, represent the same powerful entity in whose name they operate. Therefore, local administration provides a consistent source of benefit and interest to a large number of individuals.
The American system, which divides the local authority among so many citizens, does not scruple to multiply the functions of the town officers. For in the United States it is believed, and with truth, that patriotism is a kind of devotion which is strengthened by ritual observance. In this manner the activity of the township is continually perceptible; it is daily manifested in the fulfilment of a duty or the exercise of a right, and a constant though gentle motion is thus kept up in society which animates without disturbing it.
The American system, which spreads local authority among many citizens, doesn't hesitate to increase the roles of town officials. In the United States, people genuinely believe that patriotism is a form of devotion that grows through ritual practices. This way, the activity of the township is always visible; it's shown every day through the fulfillment of duties or the exercise of rights, creating a steady, gentle movement in society that energizes without causing disruption.
The American attaches himself to his home as the mountaineer clings to his hills, because the characteristic features of his country are there more distinctly marked than elsewhere. The existence of the townships of New England is in general a happy one. Their government is suited to their tastes, and chosen by themselves. In the midst of the profound peace and general comfort which reign in America the commotions of municipal discord are unfrequent. The conduct of local business is easy. The political education of the people has long been complete; say rather that it was complete when the people first set foot upon the soil. In New England no tradition exists of a distinction of ranks; no portion of the community is tempted to oppress the remainder; and the abuses which may injure isolated individuals are forgotten in the general contentment which prevails. If the government is defective (and it would no doubt be easy to point out its deficiencies), the fact that it really emanates from those it governs, and that it acts, either ill or well, casts the protecting spell of a parental pride over its faults. No term of comparison disturbs the satisfaction of the citizen: England formerly governed the mass of the colonies, but the people was always sovereign in the township where its rule is not only an ancient but a primitive state.
The American feels a strong connection to his home, much like a mountaineer clings to his hills, because the unique features of his country stand out more clearly there than anywhere else. Life in the towns of New England is generally positive. Their government fits their preferences and is elected by them. Amid the deep peace and overall comfort in America, conflicts within municipalities are rare. Managing local affairs is straightforward. The political awareness of the people has long been established; in fact, it was already in place when they first arrived on the land. In New England, there’s no tradition of social class; no part of the community tries to oppress the others, and any issues affecting individual members are overlooked in the widespread contentment. Even if the government has flaws (and it would be easy to point them out), the fact that it genuinely comes from the people it serves, and that it operates, well or poorly, creates a sort of protective pride that softens its shortcomings. No comparisons disrupt the citizen's satisfaction: England once governed most of the colonies, but the people have always held the power in the township, where their rule is not just ancient but also fundamental.
The native of New England is attached to his township because it is independent and free: his co-operation in its affairs ensures his attachment to its interest; the well-being it affords him secures his affection; and its welfare is the aim of his ambition and of his future exertions: he takes a part in every occurrence in the place; he practises the art of government in the small sphere within his reach; he accustoms himself to those forms which can alone ensure the steady progress of liberty; he imbibes their spirit; he acquires a taste for order, comprehends the union or the balance of powers, and collects clear practical notions on the nature of his duties and the extent of his rights.
The person from New England feels a strong connection to their town because it is independent and free. Their involvement in local matters deepens their commitment to its interests; the benefits it provides foster their affection; and its well-being is the goal of their ambitions and future efforts. They engage in every event in the community; they practice governance in the small area they can influence; they get used to the systems that promote steady progress for freedom; they adopt its spirit; they develop an appreciation for order, understand the balance of power, and gain clear, practical insights about their responsibilities and rights.
The Counties Of New England
The Counties of New England
The division of the countries in America has considerable analogy with that of the arrondissements of France. The limits of the counties are arbitrarily laid down, and the various districts which they contain have no necessary connection, no common tradition or natural sympathy; their object is simply to facilitate the administration of justice.
The way countries in America are divided is quite similar to how the districts in France are organized. The county boundaries are set arbitrarily, and the different areas within them don't necessarily have any connection, shared history, or natural bond; their main purpose is just to make it easier to manage the administration of justice.
The extent of the township was too small to contain a system of judicial institutions; each county has, however, a court of justice, *f a sheriff to execute its decrees, and a prison for criminals. There are certain wants which are felt alike by all the townships of a county; it is therefore natural that they should be satisfied by a central authority. In the State of Massachusetts this authority is vested in the hands of several magistrates, who are appointed by the Governor of the State, with the advice *g of his council. *h The officers of the county have only a limited and occasional authority, which is applicable to certain predetermined cases. The State and the townships possess all the power requisite to conduct public business. The budget of the county is drawn up by its officers, and is voted by the legislature, but there is no assembly which directly or indirectly represents the county. It has, therefore, properly speaking, no political existence.
The township was too small to have its own judicial system; however, each county does have a court of law, a sheriff to enforce its rulings, and a jail for criminals. There are certain needs that all the townships in a county share; so, it makes sense for those needs to be addressed by a central authority. In the State of Massachusetts, this authority is held by several magistrates appointed by the Governor, with advice from his council. The county officials have only limited and occasional power, which applies to certain specific cases. The State and the townships have all the authority necessary to manage public affairs. The county budget is created by its officials and approved by the legislature, but there is no assembly that directly or indirectly represents the county. Therefore, it essentially has no political identity.
f
[ See the Act of February 14, 1821, Laws of Massachusetts, vol. i. p. 551.]
f
[ See the Act of February 14, 1821, Laws of Massachusetts, vol. i. p. 551.]
g
[ See the Act of February 20, 1819, Laws of Massachusetts, vol. ii. p. 494.]
g
[ See the Act of February 20, 1819, Laws of Massachusetts, vol. ii. p. 494.]
h
[ The council of the Governor is an elective body.] A twofold tendency may be
discerned in the American constitutions, which impels the legislator to
centralize the legislative and to disperse the executive power. The township of
New England has in itself an indestructible element of independence; and this
distinct existence could only be fictitiously introduced into the county, where
its utility has not been felt. But all the townships united have but one
representation, which is the State, the centre of the national authority:
beyond the action of the township and that of the nation, nothing can be said
to exist but the influence of individual exertion.
h
[ The council of the Governor is an elected body.] There’s a noticeable trend in American constitutions that pushes lawmakers to centralize legislative power while dispersing executive power. The New England township has a strong sense of independence, and this unique identity can only be superficially imposed on the county, where its benefits are not apparent. However, all the townships together only have one representation, which is the State, the hub of national authority: beyond the actions of the township and the nation, there’s really nothing but the impact of individual efforts.
Administration In New England
Admin in New England
Administration not perceived in America—Why?—The Europeans believe that liberty is promoted by depriving the social authority of some of its rights; the Americans, by dividing its exercise—Almost all the administration confined to the township, and divided amongst the town-officers—No trace of an administrative body to be perceived, either in the township or above it—The reason of this—How it happens that the administration of the State is uniform—Who is empowered to enforce the obedience of the township and the county to the law—The introduction of judicial power into the administration—Consequence of the extension of the elective principle to all functionaries—The Justice of the Peace in New England—By whom appointed—County officer: ensures the administration of the townships—Court of Sessions—Its action—Right of inspection and indictment disseminated like the other administrative functions—Informers encouraged by the division of fines.
Administration isn't recognized in America—Why is that?—Europeans think that freedom is advanced by limiting the authority of society; Americans believe it's achieved by distributing that authority—Most administration is handled at the township level and shared among local officials—There's no sign of an overarching administrative body, either at the township level or above—The reason for this—How the State's administration remains consistent—Who has the power to enforce compliance with laws at the township and county levels—The role of judicial power in administration—The impact of extending the elective principle to all officials—The Justice of the Peace in New England—Who appoints them—County officers: they manage the administration of the townships—Court of Sessions—Its functions—The right to inspect and indict is spread out like other administrative responsibilities—Informants are encouraged by the distribution of fines.
Nothing is more striking to an European traveller in the United States than the absence of what we term the Government, or the Administration. Written laws exist in America, and one sees that they are daily executed; but although everything is in motion, the hand which gives the impulse to the social machine can nowhere be discovered. Nevertheless, as all peoples are obliged to have recourse to certain grammatical forms, which are the foundation of human language, in order to express their thoughts; so all communities are obliged to secure their existence by submitting to a certain dose of authority, without which they fall a prey to anarchy. This authority may be distributed in several ways, but it must always exist somewhere.
Nothing is more striking to a European traveler in the United States than the lack of what we refer to as the Government or the Administration. Written laws exist in America, and you can see they are enforced daily; however, even though everything is in motion, the force driving the social system is nowhere to be found. Still, just as all people must use certain grammatical structures, which are the foundation of human language, to express their thoughts, all communities must ensure their survival by accepting a certain amount of authority; without it, they descend into chaos. This authority can be distributed in various ways, but it always has to exist somewhere.
There are two methods of diminishing the force of authority in a nation: The first is to weaken the supreme power in its very principle, by forbidding or preventing society from acting in its own defence under certain circumstances. To weaken authority in this manner is what is generally termed in Europe to lay the foundations of freedom. The second manner of diminishing the influence of authority does not consist in stripping society of any of its rights, nor in paralyzing its efforts, but in distributing the exercise of its privileges in various hands, and in multiplying functionaries, to each of whom the degree of power necessary for him to perform his duty is entrusted. There may be nations whom this distribution of social powers might lead to anarchy; but in itself it is not anarchical. The action of authority is indeed thus rendered less irresistible and less perilous, but it is not totally suppressed.
There are two ways to reduce the power of authority in a nation: The first is to weaken the highest power at its core by stopping or preventing society from defending itself in certain situations. Weakening authority this way is what is often called laying the foundations of freedom in Europe. The second way to reduce the influence of authority doesn’t involve taking rights away from society or hindering its efforts, but rather in distributing the exercise of its privileges across various individuals and increasing the number of officials, each of whom is given enough power to do their job. There may be some nations where this distribution of social powers could lead to chaos, but by itself, it is not chaotic. The workings of authority are indeed made less overwhelming and less dangerous, but they are not completely eliminated.
The revolution of the United States was the result of a mature and dignified taste for freedom, and not of a vague or ill-defined craving for independence. It contracted no alliance with the turbulent passions of anarchy; but its course was marked, on the contrary, by an attachment to whatever was lawful and orderly.
The United States' revolution was driven by a clear and dignified desire for freedom, not a vague or unclear wish for independence. It didn't align with the chaotic feelings of anarchy; instead, it was characterized by a commitment to what was lawful and orderly.
It was never assumed in the United States that the citizen of a free country has a right to do whatever he pleases; on the contrary, social obligations were there imposed upon him more various than anywhere else. No idea was ever entertained of attacking the principles or of contesting the rights of society; but the exercise of its authority was divided, to the end that the office might be powerful and the officer insignificant, and that the community should be at once regulated and free. In no country in the world does the law hold so absolute a language as in America, and in no country is the right of applying it vested in so many hands. The administrative power in the United States presents nothing either central or hierarchical in its constitution, which accounts for its passing, unperceived. The power exists, but its representative is not to be perceived.
It was never assumed in the United States that a citizen of a free country has the right to do whatever they want; on the contrary, social responsibilities were imposed on them more than anywhere else. There was never any thought of challenging the principles or questioning the rights of society; instead, the exercise of its authority was divided so that the office could be powerful while the officer remained insignificant, allowing the community to be both regulated and free. In no country in the world does the law have such absolute authority as it does in America, and in no country is the right to enforce it held by so many people. The administrative power in the United States lacks a central or hierarchical structure, which is why it often goes unnoticed. The power exists, but its representative is not easily seen.
We have already seen that the independent townships of New England protect their own private interests; and the municipal magistrates are the persons to whom the execution of the laws of the State is most frequently entrusted. *i Besides the general laws, the State sometimes passes general police regulations; but more commonly the townships and town officers, conjointly with justices of the peace, regulate the minor details of social life, according to the necessities of the different localities, and promulgate such enactments as concern the health of the community, and the peace as well as morality of the citizens. *j Lastly, these municipal magistrates provide, of their own accord and without any delegated powers, for those unforeseen emergencies which frequently occur in society. *k
We’ve already seen that the independent townships of New England look out for their own interests, and the local officials are the ones most often responsible for enforcing state laws. Besides the general laws, the state sometimes creates overall police regulations; however, it’s usually the townships and local officers, along with justices of the peace, who handle the specifics of daily life based on the needs of their communities. They also enact rules that relate to public health, community peace, and the morality of residents. Finally, these local officials take initiative on their own, without any specific authority, to address unexpected situations that often arise in society.
i
[ See “The Town-Officer,” especially at the words Selectmen,
Assessors, Collectors, Schools, Surveyors of Highways. I take one example in a
thousand: the State prohibits travelling on the Sunday; the tything-men, who
are town-officers, are specially charged to keep watch and to execute the law.
See the Laws of Massachusetts, vol. i. p. 410.
i
[ See “The Town-Officer,” especially at the words Selectmen, Assessors, Collectors, Schools, Surveyors of Highways. I’ll give you one example out of many: the state prohibits traveling on Sunday; the tything-men, who are town officers, are specifically assigned to oversee this and enforce the law. See the Laws of Massachusetts, vol. i. p. 410.
The selectmen draw up the lists of electors for the election of the Governor, and transmit the result of the ballot to the Secretary of the State. See Act of February 24, 1796: Id., vol. i. p. 488.]
The selectmen create the lists of voters for the Governor's election and send the ballot results to the Secretary of State. See Act of February 24, 1796: Id., vol. i. p. 488.]
j
[ Thus, for instance, the selectmen authorize the construction of drains, point
out the proper sites for slaughter-houses and other trades which are a nuisance
to the neighborhood. See the Act of June 7, 1785: Id., vol. i. p. 193.]
j
[ For example, the selectmen approve the building of drains and identify suitable locations for slaughterhouses and other businesses that cause disturbances in the area. See the Act of June 7, 1785: Id., vol. i. p. 193.]
k
[ The selectmen take measures for the security of the public in case of
contagious diseases, conjointly with the justices of the peace. See Act of June
22, 1797, vol. i. p. 539.]
k
[ The selectmen take steps to ensure public safety in the event of contagious diseases, working together with the justices of the peace. See Act of June 22, 1797, vol. i. p. 539.]
It results from what we have said that in the State of Massachusetts the administrative authority is almost entirely restricted to the township, *l but that it is distributed among a great number of individuals. In the French commune there is properly but one official functionary, namely, the Maire; and in New England we have seen that there are nineteen. These nineteen functionaries do not in general depend upon one another. The law carefully prescribes a circle of action to each of these magistrates; and within that circle they have an entire right to perform their functions independently of any other authority. Above the township scarcely any trace of a series of official dignitaries is to be found. It sometimes happens that the county officers alter a decision of the townships or town magistrates, *m but in general the authorities of the county have no right to interfere with the authorities of the township, *n except in such matters as concern the county.
It follows from what we’ve discussed that in the State of Massachusetts, the administrative authority is mostly limited to the township, but it is spread out among many individuals. In the French commune, there is basically only one official, the Mayor; meanwhile, in New England, there are nineteen. These nineteen officials generally do not rely on each other. The law clearly defines the scope of action for each of these officials, and within that scope, they have the full right to carry out their duties independently of any other authority. Above the township, there is hardly any sign of a hierarchy of official positions. Sometimes, county officers may overturn a decision made by the town or local officials, but overall, the county authorities have no right to interfere with the township authorities, except in matters that affect the county.
l
[ I say almost, for there are various circumstances in the annals of a township
which are regulated by the justice of the peace in his individual capacity, or
by the justices of the peace assembled in the chief town of the county; thus
licenses are granted by the justices. See the Act of February 28, 1787, vol. i.
p. 297.]
l
[ I say almost, because there are different situations in a town's history that are managed by the justice of the peace in their personal capacity, or by the justices of the peace gathered in the main town of the county; for example, licenses are issued by the justices. See the Act of February 28, 1787, vol. i. p. 297.]
m
[ Thus licenses are only granted to such persons as can produce a certificate
of good conduct from the selectmen. If the selectmen refuse to give the
certificate, the party may appeal to the justices assembled in the Court of
Sessions, and they may grant the license. See Act of March 12, 1808, vol. ii.
p. 186.
m
[ So licenses are only given to those who can provide a certificate of good conduct from the selectmen. If the selectmen deny the certificate, the individual can appeal to the justices gathered in the Court of Sessions, and they may issue the license. See Act of March 12, 1808, vol. ii. p. 186.
The townships have the right to make by-laws, and to enforce them by fines which are fixed by law; but these by-laws must be approved by the Court of Sessions. See Act of March 23, 1786, vol. i. p. 254.]
The townships have the authority to create by-laws and enforce them through legally established fines; however, these by-laws need to be approved by the Court of Sessions. See Act of March 23, 1786, vol. i. p. 254.]
n
[ In Massachusetts the county magistrates are frequently called upon to
investigate the acts of the town magistrates; but it will be shown further on
that this investigation is a consequence, not of their administrative, but of
their judicial power.]
n
[In Massachusetts, county magistrates are often asked to look into the actions of the town magistrates; however, it will be explained later that this investigation is due to their judicial power, not their administrative authority.]
The magistrates of the township, as well as those of the county, are bound to communicate their acts to the central government in a very small number of predetermined cases. *o But the central government is not represented by an individual whose business it is to publish police regulations and ordinances enforcing the execution of the laws; to keep up a regular communication with the officers of the township and the county; to inspect their conduct, to direct their actions, or to reprimand their faults. There is no point which serves as a centre to the radii of the administration.
The magistrates of the township and county are required to report their actions to the central government in a limited number of specific cases. *o However, the central government isn’t represented by anyone whose job is to publish police regulations and enforce the laws; to maintain regular communication with local township and county officials; to oversee their performance, guide their actions, or address their mistakes. There’s no central point that serves as a hub for the administration.
o
[ The town committees of schools are obliged to make an annual report to the
Secretary of the State on the condition of the school. See Act of March 10,
1827, vol. iii. p. 183.]
o
[ The town committees of schools are required to submit an annual report to the Secretary of State about the state of the school. See Act of March 10, 1827, vol. iii. p. 183.]
Chapter V: Necessity Of Examining The Condition Of The States—Part II
What, then, is the uniform plan on which the government is conducted, and how is the compliance of the counties and their magistrates or the townships and their officers enforced? In the States of New England the legislative authority embraces more subjects than it does in France; the legislator penetrates to the very core of the administration; the law descends to the most minute details; the same enactment prescribes the principle and the method of its application, and thus imposes a multitude of strict and rigorously defined obligations on the secondary functionaries of the State. The consequence of this is that if all the secondary functionaries of the administration conform to the law, society in all its branches proceeds with the greatest uniformity: the difficulty remains of compelling the secondary functionaries of the administration to conform to the law. It may be affirmed that, in general, society has only two methods of enforcing the execution of the laws at its disposal: a discretionary power may be entrusted to a superior functionary of directing all the others, and of cashiering them in case of disobedience; or the courts of justice may be authorized to inflict judicial penalties on the offender: but these two methods are not always available.
What, then, is the uniform plan under which the government operates, and how is compliance from the counties and their officials or the townships and their officers enforced? In the New England states, the legislative authority covers more topics than it does in France; the legislator goes deep into the heart of administration; the law addresses even the smallest details; the same law dictates both the principle and how it should be applied, imposing numerous strict and clearly defined obligations on the lower-level officials of the State. As a result, if all the lower-level officials of the administration follow the law, society in all its aspects functions with great uniformity. The challenge lies in ensuring that these lower-level officials adhere to the law. In general, it can be said that society has only two ways to enforce the laws at its disposal: one is to give a superior official the discretionary power to oversee all others and to dismiss them for disobedience; the other is to allow the courts to impose judicial penalties on offenders. However, these two methods are not always available.
The right of directing a civil officer presupposes that of cashiering him if he does not obey orders, and of rewarding him by promotion if he fulfils his duties with propriety. But an elected magistrate can neither be cashiered nor promoted. All elective functions are inalienable until their term is expired. In fact, the elected magistrate has nothing either to expect or to fear from his constituents; and when all public offices are filled by ballot there can be no series of official dignities, because the double right of commanding and of enforcing obedience can never be vested in the same individual, and because the power of issuing an order can never be joined to that of inflicting a punishment or bestowing a reward.
The authority to manage a civil officer assumes the ability to remove him if he doesn’t follow orders, and to promote him if he performs his duties well. However, an elected official cannot be removed or promoted. All elected positions are secure until their term ends. In reality, the elected official has nothing to gain or lose from their constituents; and when all public positions are filled by elections, there can't be a hierarchy of official roles, because the combined powers of commanding and enforcing compliance can never belong to the same person, and the ability to issue orders can never be linked to the ability to punish or reward.
The communities therefore in which the secondary functionaries of the government are elected are perforce obliged to make great use of judicial penalties as a means of administration. This is not evident at first sight; for those in power are apt to look upon the institution of elective functionaries as one concession, and the subjection of the elected magistrate to the judges of the land as another. They are equally averse to both these innovations; and as they are more pressingly solicited to grant the former than the latter, they accede to the election of the magistrate, and leave him independent of the judicial power. Nevertheless, the second of these measures is the only thing that can possibly counterbalance the first; and it will be found that an elective authority which is not subject to judicial power will, sooner or later, either elude all control or be destroyed. The courts of justice are the only possible medium between the central power and the administrative bodies; they alone can compel the elected functionary to obey, without violating the rights of the elector. The extension of judicial power in the political world ought therefore to be in the exact ratio of the extension of elective offices: if these two institutions do not go hand in hand, the State must fall into anarchy or into subjection.
The communities where government officials are elected have to rely heavily on legal penalties for administration. This isn’t immediately obvious; those in power often view the creation of elected officials as one concession, and the oversight of these officials by the courts as another. They dislike both of these changes equally, but since they feel more pressure to allow elections than to submit the elected officials to judicial authority, they agree to the election of officials while keeping them independent from the courts. However, this later measure is the only one that can balance out the first. It will become clear that elected officials who aren’t held accountable by the courts will eventually either avoid all oversight or be eliminated. The justice system is the only effective link between the central authority and the administrative bodies; it alone can enforce compliance from elected officials without infringing on the voters' rights. Therefore, the expansion of judicial authority in politics should directly match the growth of elected offices: if these two systems don’t progress together, the state will fall into chaos or tyranny.
It has always been remarked that habits of legal business do not render men apt to the exercise of administrative authority. The Americans have borrowed from the English, their fathers, the idea of an institution which is unknown upon the continent of Europe: I allude to that of the Justices of the Peace. The Justice of the Peace is a sort of mezzo termine between the magistrate and the man of the world, between the civil officer and the judge. A justice of the peace is a well-informed citizen, though he is not necessarily versed in the knowledge of the laws. His office simply obliges him to execute the police regulations of society; a task in which good sense and integrity are of more avail than legal science. The justice introduces into the administration a certain taste for established forms and publicity, which renders him a most unserviceable instrument of despotism; and, on the other hand, he is not blinded by those superstitions which render legal officers unfit members of a government. The Americans have adopted the system of the English justices of the peace, but they have deprived it of that aristocratic character which is discernible in the mother-country. The Governor of Massachusetts *p appoints a certain number of justices of the peace in every county, whose functions last seven years. *q He further designates three individuals from amongst the whole body of justices who form in each county what is called the Court of Sessions. The justices take a personal share in public business; they are sometimes entrusted with administrative functions in conjunction with elected officers, *r they sometimes constitute a tribunal, before which the magistrates summarily prosecute a refractory citizen, or the citizens inform against the abuses of the magistrate. But it is in the Court of Sessions that they exercise their most important functions. This court meets twice a year in the county town; in Massachusetts it is empowered to enforce the obedience of the greater number *s of public officers. *t It must be observed, that in the State of Massachusetts the Court of Sessions is at the same time an administrative body, properly so called, and a political tribunal. It has been asserted that the county is a purely administrative division. The Court of Sessions presides over that small number of affairs which, as they concern several townships, or all the townships of the county in common, cannot be entrusted to any one of them in particular. *u In all that concerns county business the duties of the Court of Sessions are purely administrative; and if in its investigations it occasionally borrows the forms of judicial procedure, it is only with a view to its own information, *v or as a guarantee to the community over which it presides. But when the administration of the township is brought before it, it always acts as a judicial body, and in some few cases as an official assembly.
It's often noted that legal professionals aren't always suited for administrative roles. Americans have adopted from their English heritage the concept of an institution that's not found on the European continent: the Justices of the Peace. A Justice of the Peace is something of a middle ground between a magistrate and an everyday person, between a civil officer and a judge. A justice is a knowledgeable citizen, although he doesn't need to be an expert in the law. His role simply requires him to enforce society's regulations; in this role, common sense and integrity are more valuable than legal expertise. The justice brings a sense of established procedures and transparency to administration, making him a poor tool for oppression. On the flip side, he isn’t blinded by the biases that make legal officials unsuitable for government roles. Americans have taken on the system of English justices, but they've stripped it of the aristocratic aspects evident in England. The Governor of Massachusetts appoints a number of justices of the peace in each county, with their terms lasting seven years. He also selects three individuals from among all the justices to form what is known as the Court of Sessions in each county. The justices actively participate in public affairs; they may share administrative duties with elected officials, or they may function as a tribunal where magistrates can quickly prosecute a defiant citizen, or where citizens can report abuses by magistrates. However, their most significant responsibilities are exercised in the Court of Sessions. This court convenes twice a year in the county seat; in Massachusetts, it has the authority to ensure compliance from most public officials. It's worth noting that in Massachusetts, the Court of Sessions serves as both an administrative body and a political tribunal. Some have claimed that the county is merely an administrative division. The Court of Sessions oversees a small number of issues that, involving multiple townships, can't be managed by any single one of them. In all matters concerning county business, the Court of Sessions operates strictly in an administrative capacity; even if it occasionally adopts judicial procedures during its inquiries, it's solely for its own reference or as a safeguard for the community it oversees. However, when it addresses township administration, it always operates as a judicial body and, in some cases, as an official assembly.
p
[ We shall hereafter learn what a Governor is: I shall content myself with
remarking in this place that he represents the executive power of the whole
State.]
p
[ We will later learn what a Governor is: I'll just say here that he represents the executive power of the entire State.]
q
[ See the Constitution of Massachusetts, chap. II. sect. 1. Section 9; chap.
III. Section 3.]
q
[ See the Constitution of Massachusetts, chap. II. sect. 1. Section 9; chap. III. Section 3.]
r
[ Thus, for example, a stranger arrives in a township from a country where a
contagious disease prevails, and he falls ill. Two justices of the peace can,
with the assent of the selectmen, order the sheriff of the county to remove and
take care of him.—Act of June 22, 1797, vol. i. p. 540.
r
[ For instance, a stranger comes to a town from a place where a contagious disease is happening, and he becomes sick. Two justices of the peace, with the agreement of the selectmen, can direct the county sheriff to remove him and provide care for him.—Act of June 22, 1797, vol. i. p. 540.
In general the justices interfere in all the important acts of the administration, and give them a semi-judicial character.] [Footnote s: I say the greater number, because certain administrative misdemeanors are brought before ordinary tribunals. If, for instance, a township refuses to make the necessary expenditure for its schools or to name a school-committee, it is liable to a heavy fine. But this penalty is pronounced by the Supreme Judicial Court or the Court of Common Pleas. See Act of March 10, 1827, Laws of Massachusetts, vol. iii. p. 190. Or when a township neglects to provide the necessary war-stores.—Act of February 21, 1822: Id., vol. ii. p. 570.]
In general, the justices get involved in all significant actions of the administration and give them a semi-judicial character. [Footnote s: I mention the greater number because some administrative offenses are taken to regular courts. For example, if a township refuses to spend the necessary funds for its schools or to appoint a school committee, it can face a hefty fine. However, this penalty is imposed by the Supreme Judicial Court or the Court of Common Pleas. See Act of March 10, 1827, Laws of Massachusetts, vol. iii. p. 190. Or when a township fails to provide the necessary war supplies.—Act of February 21, 1822: Id., vol. ii. p. 570.]
t
[ In their individual capacity the justices of the peace take a part in the
business of the counties and townships.] [Footnote u: These affairs may be
brought under the following heads:—1. The erection of prisons and courts
of justice. 2. The county budget, which is afterwards voted by the State. 3.
The distribution of the taxes so voted. 4. Grants of certain patents. 5. The
laying down and repairs of the country roads.]
t
[ In their individual capacity, the justices of the peace participate in the business of the counties and townships.] [Footnote u: These affairs can be categorized under the following heads:—1. The construction of prisons and courts. 2. The county budget, which is later approved by the State. 3. The allocation of the taxes that were approved. 4. Issuance of certain patents. 5. The establishment and maintenance of rural roads.]
v
[ Thus, when a road is under consideration, almost all difficulties are
disposed of by the aid of the jury.]
v
[ So, when a road is being considered, almost all challenges are addressed with the help of the jury.]
The first difficulty is to procure the obedience of an authority as entirely independent of the general laws of the State as the township is. We have stated that assessors are annually named by the town-meetings to levy the taxes. If a township attempts to evade the payment of the taxes by neglecting to name its assessors, the Court of Sessions condemns it to a heavy penalty. *w The fine is levied on each of the inhabitants; and the sheriff of the county, who is the officer of justice, executes the mandate. Thus it is that in the United States the authority of the Government is mysteriously concealed under the forms of a judicial sentence; and its influence is at the same time fortified by that irresistible power with which men have invested the formalities of law.
The first challenge is getting the compliance of an authority that is completely independent of the general laws of the State, just like the township is. We mentioned that assessors are appointed each year by town meetings to collect taxes. If a township tries to avoid paying taxes by failing to appoint its assessors, the Court of Sessions imposes a heavy fine. The fine is charged to each resident, and the county sheriff, who is the justice officer, carries out the order. This is how, in the United States, the authority of the Government is effectively hidden beneath the guise of a court ruling, and its power is also strengthened by the undeniable authority that people have given to legal procedures.
w
[ See Act of February 20, 1786, Laws of Massachusetts, vol. i. p. 217.]
w
[ See Act of February 20, 1786, Laws of Massachusetts, vol. i. p. 217.]
These proceedings are easy to follow and to understand. The demands made upon a township are in general plain and accurately defined; they consist in a simple fact without any complication, or in a principle without its application in detail. *x But the difficulty increases when it is not the obedience of the township, but that of the town officers which is to be enforced. All the reprehensible actions of which a public functionary may be guilty are reducible to the following heads:
These proceedings are straightforward and easy to understand. The requirements placed on a township are usually clear and well-defined; they consist of a simple fact without any complexity, or a principle without detailed application. But the difficulty grows when it's not just the township's compliance that needs to be enforced, but that of the town officials. All the questionable actions that a public official might commit can be categorized into the following groups:
x
[ There is an indirect method of enforcing the obedience of a township. Suppose
that the funds which the law demands for the maintenance of the roads have not
been voted, the town surveyor is then authorized, ex officio, to levy the
supplies. As he is personally responsible to private individuals for the state
of the roads, and indictable before the Court of Sessions, he is sure to employ
the extraordinary right which the law gives him against the township. Thus by
threatening the officer the Court of Sessions exacts compliance from the town.
See Act of March 5, 1787, Id., vol. i. p. 305.]
x
[ There’s a roundabout way to ensure a township follows the rules. If the funds required by law for road maintenance haven’t been approved, the town surveyor is then entitled, by default, to collect the necessary supplies. Since he is personally accountable to individuals for the condition of the roads and can be prosecuted in the Court of Sessions, he will definitely use the special authority that the law grants him against the township. By threatening the officer, the Court of Sessions forces the town to comply. See Act of March 5, 1787, Id., vol. i. p. 305.]
He may execute the law without energy or zeal;
He might enforce the law without enthusiasm or passion;
He may neglect to execute the law;
He might fail to enforce the law;
He may do what the law enjoins him not to do.
He can do what the law tells him not to do.
The last two violations of duty can alone come under the cognizance of a tribunal; a positive and appreciable fact is the indispensable foundation of an action at law. Thus, if the selectmen omit to fulfil the legal formalities usual at town elections, they may be condemned to pay a fine; *y but when the public officer performs his duty without ability, and when he obeys the letter of the law without zeal or energy, he is at least beyond the reach of judicial interference. The Court of Sessions, even when it is invested with its official powers, is in this case unable to compel him to a more satisfactory obedience. The fear of removal is the only check to these quasi-offences; and as the Court of Sessions does not originate the town authorities, it cannot remove functionaries whom it does not appoint. Moreover, a perpetual investigation would be necessary to convict the officer of negligence or lukewarmness; and the Court of Sessions sits but twice a year and then only judges such offences as are brought before its notice. The only security of that active and enlightened obedience which a court of justice cannot impose upon public officers lies in the possibility of their arbitrary removal. In France this security is sought for in powers exercised by the heads of the administration; in America it is sought for in the principle of election.
The last two violations of duty can only be addressed by a tribunal; a clear and significant fact is the essential basis for a legal action. So, if the selectmen fail to follow the legal procedures usual at town elections, they could be fined; but when a public officer does his job without competence and follows the law mechanically without enthusiasm or effort, he's at least safe from legal intervention. The Court of Sessions, even when exercising its official powers, can't force him to comply more effectively. The fear of being removed is the only deterrent against these quasi-offences; and since the Court of Sessions doesn’t establish the town authorities, it can't dismiss officials it didn't appoint. Furthermore, an ongoing investigation would be needed to prove the officer's negligence or lack of enthusiasm; and the Court of Sessions only meets twice a year and only handles the offences brought to its attention. The only guarantee for that active and informed compliance that a court can't enforce among public officers lies in the possibility of their arbitrary removal. In France, this security is found in the powers held by the administrative heads; in America, it is found in the principle of elections.
y
[ Laws of Massachusetts, vol. ii. p. 45.]
y
[ Laws of Massachusetts, vol. ii. p. 45.]
Thus, to recapitulate in a few words what I have been showing: If a public officer in New England commits a crime in the exercise of his functions, the ordinary courts of justice are always called upon to pass sentence upon him. If he commits a fault in his official capacity, a purely administrative tribunal is empowered to punish him; and, if the affair is important or urgent, the judge supplies the omission of the functionary. *z Lastly, if the same individual is guilty of one of those intangible offences of which human justice has no cognizance, he annually appears before a tribunal from which there is no appeal, which can at once reduce him to insignificance and deprive him of his charge. This system undoubtedly possesses great advantages, but its execution is attended with a practical difficulty which it is important to point out.
To sum up briefly what I’ve been explaining: If a public official in New England commits a crime while doing their job, the regular courts are always called to judge them. If they make a mistake in their official role, an administrative tribunal can punish them; and if the matter is significant or urgent, the judge can step in to address the shortcomings of the official. Lastly, if that same person is guilty of those unmeasurable offenses that human justice doesn’t recognize, they must appear every year before a tribunal with no option to appeal, which can immediately diminish their importance and strip them of their position. This system has notable advantages, but putting it into practice comes with challenges that are important to highlight.
z
[ If, for instance, a township persists in refusing to name its assessors, the
Court of Sessions nominates them; and the magistrates thus appointed are
invested with the same authority as elected officers. See the Act quoted above,
February 20, 1787.]
z
[ If, for example, a township continues to refuse to name its assessors, the Court of Sessions will appoint them; and the magistrates appointed this way have the same authority as elected officers. See the Act mentioned above, February 20, 1787.]
I have already observed that the administrative tribunal, which is called the Court of Sessions, has no right of inspection over the town officers. It can only interfere when the conduct of a magistrate is specially brought under its notice; and this is the delicate part of the system. The Americans of New England are unacquainted with the office of public prosecutor in the Court of Sessions, *a and it may readily be perceived that it could not have been established without difficulty. If an accusing magistrate had merely been appointed in the chief town of each county, and if he had been unassisted by agents in the townships, he would not have been better acquainted with what was going on in the county than the members of the Court of Sessions. But to appoint agents in each township would have been to centre in his person the most formidable of powers, that of a judicial administration. Moreover, laws are the children of habit, and nothing of the kind exists in the legislation of England. The Americans have therefore divided the offices of inspection and of prosecution, as well as all the other functions of the administration. Grand jurors are bound by the law to apprise the court to which they belong of all the misdemeanors which may have been committed in their county. *b There are certain great offences which are officially prosecuted by the States; *c but more frequently the task of punishing delinquents devolves upon the fiscal officer, whose province it is to receive the fine: thus the treasurer of the township is charged with the prosecution of such administrative offences as fall under his notice. But a more special appeal is made by American legislation to the private interest of the citizen; *d and this great principle is constantly to be met with in studying the laws of the United States. American legislators are more apt to give men credit for intelligence than for honesty, and they rely not a little on personal cupidity for the execution of the laws. When an individual is really and sensibly injured by an administrative abuse, it is natural that his personal interest should induce him to prosecute. But if a legal formality be required, which, however advantageous to the community, is of small importance to individuals, plaintiffs may be less easily found; and thus, by a tacit agreement, the laws may fall into disuse. Reduced by their system to this extremity, the Americans are obliged to encourage informers by bestowing on them a portion of the penalty in certain cases, *e and to insure the execution of the laws by the dangerous expedient of degrading the morals of the people. The only administrative authority above the county magistrates is, properly speaking, that of the Government.
I've already noticed that the administrative tribunal, known as the Court of Sessions, has no oversight over the town officials. It can only step in when a magistrate's actions are specifically brought to its attention, and that’s a tricky part of the system. People in New England aren't familiar with the role of a public prosecutor in the Court of Sessions, and it's clear that establishing such a position wouldn't have been easy. If a prosecuting magistrate had simply been assigned to the main town in each county without any local help, he wouldn’t know what was happening in the county any better than the members of the Court of Sessions. But having agents in each township would concentrate significant power in one person, essentially giving them judicial authority. Additionally, laws are shaped by tradition, and there's nothing like that in England's legislation. As a result, Americans have divided the roles of oversight and prosecution, along with other administrative duties. Grand jurors are legally required to inform their court about any misdemeanors committed in their county. Certain serious crimes are officially prosecuted by the states; however, more often, the responsibility for punishing offenders falls to the fiscal officer, who collects the fines. For instance, the township treasurer is tasked with prosecuting administrative violations that come to his attention. American law also appeals more directly to individual interests, and this significant principle consistently appears in the study of the U.S. legal system. American lawmakers tend to trust people’s intelligence more than their honesty, often counting on personal greed to enforce the laws. When someone genuinely suffers due to administrative wrongdoing, it’s natural for them to want to take action. However, if a legal procedure is needed that benefits the community but isn’t crucial for individuals, it might be harder to find plaintiffs, leading to the risk of the laws becoming obsolete. Faced with this challenge, Americans are forced to incentivize informants by offering them a portion of the fines in certain situations and to ensure the enforcement of laws by the risky approach of corrupting public morals. The only administrative authority above the county magistrates is, strictly speaking, the Government.
a
[ I say the Court of Sessions, because in common courts there is a magistrate
who exercises some of the functions of a public prosecutor.]
a
[I mention the Court of Sessions because in regular courts there is a magistrate who handles some of the duties of a public prosecutor.]
b
[ The grand-jurors are, for instance, bound to inform the court of the bad
state of the roads.—Laws of Massachusetts, vol. i. p. 308.]
b
[ The grand jurors are, for example, required to inform the court about the poor condition of the roads.—Laws of Massachusetts, vol. i. p. 308.]
c
[ If, for instance, the treasurer of the county holds back his
accounts.—Laws of Massachusetts, vol. i. p. 406.] [Footnote d: Thus, if a
private individual breaks down or is wounded in consequence of the badness of a
road, he can sue the township or the county for damages at the
sessions.—Laws of Massachusetts, vol. i. p. 309.]
c
[ For example, if the county treasurer withholds his accounts.—Laws of Massachusetts, vol. i. p. 406.] [Footnote d: So, if a private citizen is injured or harmed because of poor road conditions, he can sue the township or the county for damages during the sessions.—Laws of Massachusetts, vol. i. p. 309.]
e
[ In cases of invasion or insurrection, if the town-officers neglect to furnish
the necessary stores and ammunition for the militia, the township may be
condemned to a fine of from $200 to $500. It may readily be imagined that in
such a case it might happen that no one cared to prosecute; hence the law adds
that all the citizens may indict offences of this kind, and that half of the
fine shall belong to the plaintiff. See Act of March 6, 1810, vol. ii. p. 236.
The same clause is frequently to be met with in the law of Massachusetts. Not
only are private individuals thus incited to prosecute the public officers, but
the public officers are encouraged in the same manner to bring the disobedience
of private individuals to justice. If a citizen refuses to perform the work
which has been assigned to him upon a road, the road surveyor may prosecute
him, and he receives half the penalty for himself. See the Laws above quoted,
vol. i. p. 308.]
e
[ In cases of invasion or uprising, if the town officials fail to provide the necessary supplies and ammunition for the militia, the township may be fined between $200 and $500. It's easy to see how, in such situations, people might not want to pursue legal action; therefore, the law states that any citizen can report these types of offenses, and that half of the fine will go to the person who brings the case. See Act of March 6, 1810, vol. ii. p. 236. This same clause often appears in Massachusetts law. Not only does this motivate private individuals to take action against public officials, but it also encourages public officials to hold private individuals accountable for disobedience. If a citizen refuses to do their assigned work on a road, the road surveyor can take legal action against them and receives half the penalty for themselves. See the Laws above quoted, vol. i. p. 308.]
General Remarks On The Administration Of The United States Differences of the States of the Union in their system of administration—Activity and perfection of the local authorities decrease towards the South—Power of the magistrate increases; that of the elector diminishes—Administration passes from the township to the county—States of New York, Ohio, Pennsylvania—Principles of administration applicable to the whole Union—Election of public officers, and inalienability of their functions—Absence of gradation of ranks—Introduction of judicial resources into the administration.
General Remarks On The Administration Of The United States Differences among the states in their administration systems—The efficiency and effectiveness of local authorities decrease moving south—The power of the magistrate increases while that of the voter decreases—Administration shifts from the township level to the county level—States like New York, Ohio, and Pennsylvania—Principles of administration that apply across the entire Union—Election of public officials and the permanence of their roles—Lack of rank hierarchy—Incorporation of judicial resources into administration.
I have already premised that, after having examined the constitution of the township and the county of New England in detail, I should take a general view of the remainder of the Union. Townships and a local activity exist in every State; but in no part of the confederation is a township to be met with precisely similar to those of New England. The more we descend towards the South, the less active does the business of the township or parish become; the number of magistrates, of functions, and of rights decreases; the population exercises a less immediate influence on affairs; town meetings are less frequent, and the subjects of debate less numerous. The power of the elected magistrate is augmented and that of the elector diminished, whilst the public spirit of the local communities is less awakened and less influential. *f These differences may be perceived to a certain extent in the State of New York; they are very sensible in Pennsylvania; but they become less striking as we advance to the northwest. The majority of the emigrants who settle in the northwestern States are natives of New England, and they carry the habits of their mother country with them into that which they adopt. A township in Ohio is by no means dissimilar from a township in Massachusetts.
I have already mentioned that, after thoroughly examining the structure of the township and county in New England, I will now take a general look at the rest of the Union. Townships and local governance exist in every state, but no part of the confederation has townships that are exactly like those in New England. As we move south, the activity within the township or parish becomes less vigorous; there are fewer magistrates, roles, and rights; the population has less direct influence on local matters; town meetings happen less often, and the topics of discussion are fewer. The power of elected officials increases while the power of voters decreases, and the civic engagement of local communities is less active and impactful. These differences can be noticed to some extent in New York; they are more pronounced in Pennsylvania; but they become less apparent as we move further northwest. Most of the migrants who move to the northwestern states are from New England, and they bring the customs of their home region with them into their new surroundings. A township in Ohio is quite similar to a township in Massachusetts.
f
[ For details see the Revised Statutes of the State of New York, part i. chap.
xi. vol. i. pp. 336-364, entitled, “Of the Powers, Duties, and Privileges
of Towns.”
f
[ For details see the Revised Statutes of the State of New York, part i. chap. xi. vol. i. pp. 336-364, titled, “Of the Powers, Duties, and Privileges of Towns.”
See in the Digest of the Laws of Pennsylvania, the words Assessors, Collector, Constables, Overseer of the Poor, Supervisors of Highways; and in the Acts of a general nature of the State of Ohio, the Act of February 25, 1834, relating to townships, p. 412; besides the peculiar dispositions relating to divers town-officers, such as Township’s Clerk, Trustees, Overseers of the Poor, Fence Viewers, Appraisers of Property, Township’s Treasurer, Constables, Supervisors of Highways.]
See in the Digest of the Laws of Pennsylvania the terms Assessors, Collector, Constables, Overseer of the Poor, and Supervisors of Highways; and in the Acts of a general nature from the State of Ohio, the Act of February 25, 1834, regarding townships, p. 412; along with the specific roles related to various town officers, such as Township Clerk, Trustees, Overseers of the Poor, Fence Viewers, Property Appraisers, Township Treasurer, Constables, and Supervisors of Highways.
We have seen that in Massachusetts the mainspring of public administration lies in the township. It forms the common centre of the interests and affections of the citizens. But this ceases to be the case as we descend to States in which knowledge is less generally diffused, and where the township consequently offers fewer guarantees of a wise and active administration. As we leave New England, therefore, we find that the importance of the town is gradually transferred to the county, which becomes the centre of administration, and the intermediate power between the Government and the citizen. In Massachusetts the business of the county is conducted by the Court of Sessions, which is composed of a quorum named by the Governor and his council; but the county has no representative assembly, and its expenditure is voted by the national legislature. In the great State of New York, on the contrary, and in those of Ohio and Pennsylvania, the inhabitants of each county choose a certain number of representatives, who constitute the assembly of the county. *g The county assembly has the right of taxing the inhabitants to a certain extent; and in this respect it enjoys the privileges of a real legislative body: at the same time it exercises an executive power in the county, frequently directs the administration of the townships, and restricts their authority within much narrower bounds than in Massachusetts.
We have seen that in Massachusetts, the main engine of public administration is centered in the township. It serves as the common hub for the interests and feelings of the citizens. However, this changes as we move to states where knowledge is not as widespread, making the township less effective at ensuring wise and active administration. Therefore, as we leave New England, we notice that the importance of the town gradually shifts to the county, which becomes the center of administration and the intermediary power between the government and the citizens. In Massachusetts, the county’s business is managed by the Court of Sessions, made up of a group appointed by the Governor and his council; however, the county does not have its own representative assembly, and its spending is determined by the national legislature. In the larger state of New York, as well as in Ohio and Pennsylvania, residents of each county elect a certain number of representatives who form the county assembly. The county assembly has the authority to tax residents to a limited extent, giving it some of the privileges of a true legislative body. At the same time, it holds executive power in the county, often overseeing the administration of the townships and limiting their authority more than in Massachusetts.
g
[ See the Revised Statutes of the State of New York, part i. chap. xi. vol. i.
p. 340. Id. chap. xii. p. 366; also in the Acts of the State of Ohio, an act
relating to county commissioners, February 25, 1824, p. 263. See the Digest of
the Laws of Pennsylvania, at the words County-rates and Levies, p. 170. In the
State of New York each township elects a representative, who has a share in the
administration of the county as well as in that of the township.]
g
[ See the Revised Statutes of the State of New York, part i. chap. xi. vol. i. p. 340. Id. chap. xii. p. 366; also in the Acts of the State of Ohio, an act related to county commissioners, February 25, 1824, p. 263. See the Digest of the Laws of Pennsylvania, under the terms County-rates and Levies, p. 170. In the State of New York, each township elects a representative who participates in the administration of both the county and the township.]
Such are the principal differences which the systems of county and town administration present in the Federal States. Were it my intention to examine the provisions of American law minutely, I should have to point out still further differences in the executive details of the several communities. But what I have already said may suffice to show the general principles on which the administration of the United States rests. These principles are differently applied; their consequences are more or less numerous in various localities; but they are always substantially the same. The laws differ, and their outward features change, but their character does not vary. If the township and the county are not everywhere constituted in the same manner, it is at least true that in the United States the county and the township are always based upon the same principle, namely, that everyone is the best judge of what concerns himself alone, and the most proper person to supply his private wants. The township and the county are therefore bound to take care of their special interests: the State governs, but it does not interfere with their administration. Exceptions to this rule may be met with, but not a contrary principle.
Here are the main differences between county and town administration in the Federal States. If I were to dive deep into the details of American law, I could point out even more differences in how various communities operate. However, what I've mentioned so far should be enough to illustrate the general principles governing the administration of the United States. These principles are applied in different ways and lead to varying outcomes in different areas, but they are fundamentally the same. The laws may differ, and their external forms may change, but their essence remains consistent. Although townships and counties aren't structured the same everywhere, it's true that in the United States, both are always founded on the same principle: that each person is the best judge of their own needs and the ideal person to meet their personal demands. Therefore, townships and counties must focus on serving their specific interests. The State provides governance but doesn’t interfere with how they manage their own affairs. While there may be exceptions to this rule, the underlying principle remains unchanged.
The first consequence of this doctrine has been to cause all the magistrates to be chosen either by or at least from amongst the citizens. As the officers are everywhere elected or appointed for a certain period, it has been impossible to establish the rules of a dependent series of authorities; there are almost as many independent functionaries as there are functions, and the executive power is disseminated in a multitude of hands. Hence arose the indispensable necessity of introducing the control of the courts of justice over the administration, and the system of pecuniary penalties, by which the secondary bodies and their representatives are constrained to obey the laws. This system obtains from one end of the Union to the other. The power of punishing the misconduct of public officers, or of performing the part of the executive in urgent cases, has not, however, been bestowed on the same judges in all the States. The Anglo-Americans derived the institution of justices of the peace from a common source; but although it exists in all the States, it is not always turned to the same use. The justices of the peace everywhere participate in the administration of the townships and the counties, *h either as public officers or as the judges of public misdemeanors, but in most of the States the more important classes of public offences come under the cognizance of the ordinary tribunals.
The first result of this doctrine has been that all magistrates are chosen either by or at least from among the citizens. As officials are elected or appointed for specific terms, it has been impossible to establish a consistent hierarchy of authority; there are almost as many independent officials as there are roles, and executive power is spread across many individuals. This led to the essential need for the courts of justice to oversee administration and for a system of monetary penalties, which ensures that secondary bodies and their representatives follow the law. This system is implemented from one end of the Union to the other. However, the authority to punish public officers for misconduct or to act in urgent situations is not given to the same judges in every state. The Anglo-Americans adopted the role of justices of the peace from a common origin; while it exists in all states, it is not always used in the same way. Justices of the peace are involved in the management of townships and counties, either as public officials or as judges of public misdemeanors, but in most states, serious public offenses fall under the jurisdiction of regular courts.
h
[ In some of the Southern States the county courts are charged with all the
details of the administration. See the Statutes of the State of Tennessee,
arts. Judiciary, Taxes, etc.]
h
[ In some Southern states, county courts handle all the details of administration. See the Statutes of the State of Tennessee, arts. Judiciary, Taxes, etc.]
The election of public officers, or the inalienability of their functions, the absence of a gradation of powers, and the introduction of a judicial control over the secondary branches of the administration, are the universal characteristics of the American system from Maine to the Floridas. In some States (and that of New York has advanced most in this direction) traces of a centralized administration begin to be discernible. In the State of New York the officers of the central government exercise, in certain cases, a sort of inspection or control over the secondary bodies. *i
The election of public officials, the permanence of their roles, the lack of a hierarchy of powers, and the implementation of judicial oversight over lower branches of the administration are common features of the American system from Maine to Florida. In some states, especially New York, signs of a centralized administration are starting to appear. In New York, officials of the central government sometimes have a form of oversight or control over local entities. *i
i
[ For instance, the direction of public instruction centres in the hands of the
Government. The legislature names the members of the University, who are
denominated Regents; the Governor and Lieutentant-Governor of the State are
necessarily of the number.—Revised Statutes, vol. i. p. 455. The Regents
of the University annually visit the colleges and academies, and make their
report to the legislature. Their superintendence is not inefficient, for
several reasons: the colleges in order to become corporations stand in need of
a charter, which is only granted on the recommendation of the Regents; every
year funds are distributed by the State for the encouragement of learning, and
the Regents are the distributors of this money. See chap. xv.
“Instruction,” Revised Statutes, vol. i. p. 455.
i
[ For example, the oversight of public education is in the hands of the Government. The legislature appoints the members of the University, who are called Regents; the Governor and Lieutenant-Governor of the State are required to be among them. —Revised Statutes, vol. i. p. 455. The Regents of the University visit the colleges and academies each year and report their findings to the legislature. Their supervision is effective for several reasons: colleges need a charter to become corporations, which is only granted based on the Regents' recommendation; every year, the State distributes funds to promote education, and the Regents manage this distribution. See chap. xv. “Instruction,” Revised Statutes, vol. i. p. 455.
The school-commissioners are obliged to send an annual report to the Superintendent of the Republic.—Id. p. 488.
The school commissioners are required to send an annual report to the Superintendent of the Republic.—Id. p. 488.
A similar report is annually made to the same person on the number and condition of the poor.—Id. p. 631.]
A similar report is made every year to the same person about the number and condition of the poor. —Id. p. 631.]
At other times they constitute a court of appeal for the decision of affairs. *j In the State of New York judicial penalties are less used than in other parts as a means of administration, and the right of prosecuting the offences of public officers is vested in fewer hands. *k The same tendency is faintly observable in some other States; *l but in general the prominent feature of the administration in the United States is its excessive local independence.
At other times, they act as a court of appeal for deciding matters. *j In the State of New York, judicial penalties are used less frequently than in other areas for administration, and the authority to prosecute the offenses of public officials is held by fewer people. *k A similar trend is somewhat noticeable in a few other states; *l but overall, the main characteristic of administration in the United States is its extreme local independence.
j
[ If any one conceives himself to be wronged by the school-commissioners (who
are town-officers), he can appeal to the superintendent of the primary schools,
whose decision is final.—Revised Statutes, vol. i. p. 487.
j
[ If anyone feels they have been wronged by the school commissioners (who are town officers), they can appeal to the superintendent of the primary schools, whose decision is final.—Revised Statutes, vol. i. p. 487.
Provisions similar to those above cited are to be met with from time to time in the laws of the State of New York; but in general these attempts at centralization are weak and unproductive. The great authorities of the State have the right of watching and controlling the subordinate agents, without that of rewarding or punishing them. The same individual is never empowered to give an order and to punish disobedience; he has therefore the right of commanding, without the means of exacting compliance. In 1830 the Superintendent of Schools complained in his Annual Report addressed to the legislature that several school-commissioners had neglected, notwithstanding his application, to furnish him with the accounts which were due. He added that if this omission continued he should be obliged to prosecute them, as the law directs, before the proper tribunals.]
Provisions similar to those mentioned above can be found from time to time in the laws of the State of New York; however, in general, these efforts at centralization are weak and unproductive. The main authorities of the State have the right to oversee and control the lower-level agents, but they do not have the right to reward or punish them. The same person is never given the authority to issue an order and enforce consequences for disobedience; thus, they have the power to command without any means to ensure compliance. In 1830, the Superintendent of Schools expressed concern in his Annual Report to the legislature that several school commissioners had failed to provide him with the required accounts despite his requests. He added that if this issue continued, he would have no choice but to take legal action against them, as mandated by law, before the appropriate courts.
k
[ Thus the district-attorney is directed to recover all fines below the sum of
fifty dollars, unless such a right has been specially awarded to another
magistrate.—Revised Statutes, vol. i. p. 383.]
k
[ So the district attorney is instructed to collect all fines under fifty dollars, unless that authority has been specifically given to another magistrate.—Revised Statutes, vol. i. p. 383.]
l
[ Several traces of centralization may be discovered in Massachusetts; for
instance, the committees of the town-schools are directed to make an annual
report to the Secretary of State. See Laws of Massachusetts, vol. i. p. 367.]
l
[ You can find several signs of centralization in Massachusetts; for example, the town-school committees are required to submit an annual report to the Secretary of State. See Laws of Massachusetts, vol. i. p. 367.]
Of The State
Of the State
I have described the townships and the administration; it now remains for me to speak of the State and the Government. This is ground I may pass over rapidly, without fear of being misunderstood; for all I have to say is to be found in written forms of the various constitutions, which are easily to be procured. These constitutions rest upon a simple and rational theory; their forms have been adopted by all constitutional nations, and are become familiar to us. In this place, therefore, it is only necessary for me to give a short analysis; I shall endeavor afterwards to pass judgment upon what I now describe.
I’ve talked about the townships and the administration; now I need to discuss the State and the Government. I can go through this quickly, without worrying about being misunderstood, because everything I need to say is available in the various constitutions, which are easy to access. These constitutions are based on a straightforward and logical theory; their structures have been adopted by all constitutional nations and have become familiar to us. Therefore, here, I only need to provide a brief analysis; I will try to evaluate what I’m describing afterwards.
Chapter V: Necessity Of Examining The Condition Of The States—Part III
Legislative Power Of The State
Division of the Legislative Body into two Houses—Senate—House of Representatives—Different functions of these two Bodies.
Division of the Legislative Body into two Houses—Senate—House of Representatives—Different functions of these two Bodies.
The legislative power of the State is vested in two assemblies, the first of which generally bears the name of the Senate. The Senate is commonly a legislative body; but it sometimes becomes an executive and judicial one. It takes a part in the government in several ways, according to the constitution of the different States; *m but it is in the nomination of public functionaries that it most commonly assumes an executive power. It partakes of judicial power in the trial of certain political offences, and sometimes also in the decision of certain civil cases. *n The number of its members is always small. The other branch of the legislature, which is usually called the House of Representatives, has no share whatever in the administration, and only takes a part in the judicial power inasmuch as it impeaches public functionaries before the Senate. The members of the two Houses are nearly everywhere subject to the same conditions of election. They are chosen in the same manner, and by the same citizens. The only difference which exists between them is, that the term for which the Senate is chosen is in general longer than that of the House of Representatives. The latter seldom remain in office longer than a year; the former usually sit two or three years. By granting to the senators the privilege of being chosen for several years, and being renewed seriatim, the law takes care to preserve in the legislative body a nucleus of men already accustomed to public business, and capable of exercising a salutary influence upon the junior members.
The legislative power of the State is divided between two assemblies, one of which is typically called the Senate. The Senate is mainly a legislative body, but it can also take on executive and judicial roles at times. It participates in government in various ways, depending on the constitution of each State; but it usually exercises executive power through the nomination of public officials. It also has judicial authority when it comes to the trial of certain political offenses and sometimes in deciding specific civil cases. The number of its members is usually small. The other part of the legislature, often known as the House of Representatives, does not have any role in administration and only engages in judicial power by impeaching public officials before the Senate. The members of both Houses generally have the same election conditions. They are selected in the same way and by the same citizens. The main difference between them is that Senators typically serve longer terms than House members. House members usually remain in office for less than a year, while Senators commonly serve for two or three years. By allowing Senators to be elected for multiple years and re-elected in a staggered manner, the law ensures that the legislative body includes experienced individuals who are familiar with public affairs and can positively influence the newer members.
m
[ In Massachusetts the Senate is not invested with any administrative
functions.]
m
[ In Massachusetts, the Senate does not have any administrative responsibilities.]
n
[ As in the State of New York.]
n
[ As in the State of New York.]
The Americans, plainly, did not desire, by this separation of the legislative body into two branches, to make one house hereditary and the other elective; one aristocratic and the other democratic. It was not their object to create in the one a bulwark to power, whilst the other represented the interests and passions of the people. The only advantages which result from the present constitution of the United States are the division of the legislative power and the consequent check upon political assemblies; with the creation of a tribunal of appeal for the revision of the laws.
The Americans clearly didn’t intend for this separation of the legislative body into two branches to make one house hereditary and the other elected; one aristocratic and the other democratic. They didn’t mean to create one house as a stronghold of power while the other represented the interests and passions of the people. The only benefits that come from the current constitution of the United States are the division of legislative power and the resulting checks on political assemblies, along with the establishment of a court to review the laws.
Time and experience, however, have convinced the Americans that if these are its only advantages, the division of the legislative power is still a principle of the greatest necessity. Pennsylvania was the only one of the United States which at first attempted to establish a single House of Assembly, and Franklin himself was so far carried away by the necessary consequences of the principle of the sovereignty of the people as to have concurred in the measure; but the Pennsylvanians were soon obliged to change the law, and to create two Houses. Thus the principle of the division of the legislative power was finally established, and its necessity may henceforward be regarded as a demonstrated truth. This theory, which was nearly unknown to the republics of antiquity—which was introduced into the world almost by accident, like so many other great truths—and misunderstood by several modern nations, is at length become an axiom in the political science of the present age.
Time and experience have shown Americans that even if these are its only benefits, splitting legislative power is still a crucial principle. Pennsylvania was the only state that initially tried to create a single House of Assembly, and Franklin was so influenced by the idea of the people's sovereignty that he supported it. However, the people of Pennsylvania soon had to change the law and set up two Houses. This way, the principle of dividing legislative power was eventually established, and its necessity is now a proven fact. This theory, which was almost unknown to ancient republics—introduced to the world almost by chance, like many other great truths—and misunderstood by several modern nations, has finally become a fundamental principle in today's political science.
[See Benjamin Franklin]
[Check out Benjamin Franklin]
The Executive Power Of The State
The Executive Power of the State
Office of Governor in an American State—The place he occupies in relation to the Legislature—His rights and his duties—His dependence on the people.
Office of the Governor in an American State—the role he plays in relation to the Legislature—his rights and responsibilities—his reliance on the people.
The executive power of the State may with truth be said to be represented by the Governor, although he enjoys but a portion of its rights. The supreme magistrate, under the title of Governor, is the official moderator and counsellor of the legislature. He is armed with a veto or suspensive power, which allows him to stop, or at least to retard, its movements at pleasure. He lays the wants of the country before the legislative body, and points out the means which he thinks may be usefully employed in providing for them; he is the natural executor of its decrees in all the undertakings which interest the nation at large. *o In the absence of the legislature, the Governor is bound to take all necessary steps to guard the State against violent shocks and unforeseen dangers. The whole military power of the State is at the disposal of the Governor. He is the commander of the militia, and head of the armed force. When the authority, which is by general consent awarded to the laws, is disregarded, the Governor puts himself at the head of the armed force of the State, to quell resistance, and to restore order. Lastly, the Governor takes no share in the administration of townships and counties, except it be indirectly in the nomination of Justices of the Peace, which nomination he has not the power to cancel. *p The Governor is an elected magistrate, and is generally chosen for one or two years only; so that he always continues to be strictly dependent upon the majority who returned him.
The executive power of the State is accurately represented by the Governor, even though he holds only part of its rights. The Governor serves as the official mediator and advisor for the legislature. He has veto power, which lets him halt or at least slow down legislative actions whenever he chooses. He brings the needs of the country to the attention of the legislative body and suggests ways he believes could effectively address them; he serves as the main executor of its decisions in all matters that affect the nation as a whole. In the absence of the legislature, the Governor is required to take all necessary actions to protect the State from sudden shocks and unexpected dangers. The entire military power of the State is under the Governor’s control. He is in charge of the militia and leads the armed forces. When the authority granted to the laws by popular consent is ignored, the Governor takes command of the State's armed forces to suppress resistance and restore order. Finally, the Governor does not directly manage townships and counties, except for indirectly influencing the appointment of Justices of the Peace, a decision he cannot revoke. The Governor is an elected official, typically serving for only one or two years, which means he remains closely accountable to the majority that elected him.
o
[ Practically speaking, it is not always the Governor who executes the plans of
the Legislature; it often happens that the latter, in voting a measure, names
special agents to superintend the execution of it.]
o
[ In practical terms, it isn't always the Governor who carries out the plans of the Legislature; often, the Legislature, when voting on a measure, designates specific agents to oversee its execution.]
p
[ In some of the States the justices of the peace are not elected by the
Governor.]
p
[In some states, the justices of the peace are not elected by the governor.]
Political Effects Of The System Of Local Administration In The United States
Political Effects Of The System Of Local Administration In The United States
Necessary distinction between the general centralization of Government and the centralization of the local administration—Local administration not centralized in the United States: great general centralization of the Government—Some bad consequences resulting to the United States from the local administration—Administrative advantages attending this order of things—The power which conducts the Government is less regular, less enlightened, less learned, but much greater than in Europe—Political advantages of this order of things—In the United States the interests of the country are everywhere kept in view—Support given to the Government by the community—Provincial institutions more necessary in proportion as the social condition becomes more democratic—Reason of this.
Necessary distinction between the overall centralization of government and the centralization of local administration—Local administration is not centralized in the United States; there is significant overall centralization of the government—Some negative consequences for the United States stemming from local administration—Administrative benefits of this situation—The power that runs the government is less regular, less informed, less educated, but much greater than in Europe—Political benefits of this arrangement—In the United States, the interests of the country are always considered—Support for the government from the community—Provincial institutions become more necessary as society becomes more democratic—Reason for this.
Centralization is become a word of general and daily use, without any precise meaning being attached to it. Nevertheless, there exist two distinct kinds of centralization, which it is necessary to discriminate with accuracy. Certain interests are common to all parts of a nation, such as the enactment of its general laws and the maintenance of its foreign relations. Other interests are peculiar to certain parts of the nation; such, for instance, as the business of different townships. When the power which directs the general interests is centred in one place, or vested in the same persons, it constitutes a central government. In like manner the power of directing partial or local interests, when brought together into one place, constitutes what may be termed a central administration.
Centralization has become a term commonly used every day, without a specific meaning attached to it. However, there are two distinct types of centralization that need to be clearly distinguished. Certain interests are shared across all parts of a nation, such as creating general laws and managing foreign relations. Other interests are unique to specific regions of the nation, like the affairs of different townships. When the authority that oversees these general interests is concentrated in one place or held by the same individuals, it forms a central government. Similarly, the authority that manages local or partial interests, when gathered in one location, creates what can be called a central administration.
Upon some points these two kinds of centralization coalesce; but by classifying the objects which fall more particularly within the province of each of them, they may easily be distinguished. It is evident that a central government acquires immense power when united to administrative centralization. Thus combined, it accustoms men to set their own will habitually and completely aside; to submit, not only for once, or upon one point, but in every respect, and at all times. Not only, therefore, does this union of power subdue them compulsorily, but it affects them in the ordinary habits of life, and influences each individual, first separately and then collectively.
In some ways, these two types of centralization come together, but by categorizing the areas that each one specifically covers, they can easily be told apart. It’s clear that a central government gains significant power when it’s combined with administrative centralization. When these two are joined, people become accustomed to putting their own will aside completely; they submit not just once or in one area, but in every way, all the time. So, this combination of power not only forces them into submission but also impacts their everyday habits and affects each person individually and then as a group.
These two kinds of centralization mutually assist and attract each other; but they must not be supposed to be inseparable. It is impossible to imagine a more completely central government than that which existed in France under Louis XIV.; when the same individual was the author and the interpreter of the laws, and the representative of France at home and abroad, he was justified in asserting that the State was identified with his person. Nevertheless, the administration was much less centralized under Louis XIV. than it is at the present day.
These two types of centralization support and draw each other in, but they shouldn’t be thought of as inseparable. It’s hard to imagine a more centralized government than what existed in France under Louis XIV.; when the same person created and interpreted the laws, and represented France both domestically and internationally, he could rightly claim that the State was one with himself. However, the administration was far less centralized under Louis XIV. than it is today.
In England the centralization of the government is carried to great perfection; the State has the compact vigor of a man, and by the sole act of its will it puts immense engines in motion, and wields or collects the efforts of its authority. Indeed, I cannot conceive that a nation can enjoy a secure or prosperous existence without a powerful centralization of government. But I am of opinion that a central administration enervates the nations in which it exists by incessantly diminishing their public spirit. If such an administration succeeds in condensing at a given moment, on a given point, all the disposable resources of a people, it impairs at least the renewal of those resources. It may ensure a victory in the hour of strife, but it gradually relaxes the sinews of strength. It may contribute admirably to the transient greatness of a man, but it cannot ensure the durable prosperity of a nation.
In England, the government is highly centralized; the State has the compact strength of a person, and with its will alone, it sets massive operations in motion and channels the efforts of its authority. In fact, I can't imagine that a nation can have a secure or prosperous existence without a strong central government. However, I believe that a central administration weakens the nations it governs by constantly diminishing their public spirit. While such an administration can concentrate all the available resources of a people at a specific time and place, it at least undermines the replenishment of those resources. It may guarantee victory in times of conflict, but it gradually weakens the foundations of strength. It might contribute significantly to the temporary greatness of a leader, but it cannot guarantee the lasting prosperity of a nation.
If we pay proper attention, we shall find that whenever it is said that a State cannot act because it has no central point, it is the centralization of the government in which it is deficient. It is frequently asserted, and we are prepared to assent to the proposition, that the German empire was never able to bring all its powers into action. But the reason was, that the State was never able to enforce obedience to its general laws, because the several members of that great body always claimed the right, or found the means, of refusing their co-operation to the representatives of the common authority, even in the affairs which concerned the mass of the people; in other words, because there was no centralization of government. The same remark is applicable to the Middle Ages; the cause of all the confusion of feudal society was that the control, not only of local but of general interests, was divided amongst a thousand hands, and broken up in a thousand different ways; the absence of a central government prevented the nations of Europe from advancing with energy in any straightforward course.
If we pay attention, we’ll find that when people say a state can’t act because it lacks a central point, it’s really about the centralization of the government that’s missing. It’s often claimed, and we agree with the idea, that the German Empire could never fully mobilize its power. The reason for this was that the state couldn’t enforce obedience to its general laws because its various members regularly asserted their right, or found ways, to refuse to cooperate with the representatives of the common authority, even on issues affecting the general populace. In other words, there was no central government. The same point applies to the Middle Ages; the confusion of feudal society stemmed from the fact that control over both local and general interests was split among countless individuals, leading to a million divisions. The lack of a central government kept the nations of Europe from advancing energetically in any clear direction.
We have shown that in the United States no central administration and no dependent series of public functionaries exist. Local authority has been carried to lengths which no European nation could endure without great inconvenience, and which has even produced some disadvantageous consequences in America. But in the United States the centralization of the Government is complete; and it would be easy to prove that the national power is more compact than it has ever been in the old nations of Europe. Not only is there but one legislative body in each State; not only does there exist but one source of political authority; but district assemblies and county courts have not in general been multiplied, lest they should be tempted to exceed their administrative duties, and interfere with the Government. In America the legislature of each State is supreme; nothing can impede its authority; neither privileges, nor local immunities, nor personal influence, nor even the empire of reason, since it represents that majority which claims to be the sole organ of reason. Its own determination is, therefore, the only limit to this action. In juxtaposition to it, and under its immediate control, is the representative of the executive power, whose duty it is to constrain the refractory to submit by superior force. The only symptom of weakness lies in certain details of the action of the Government. The American republics have no standing armies to intimidate a discontented minority; but as no minority has as yet been reduced to declare open war, the necessity of an army has not been felt. *q The State usually employs the officers of the township or the county to deal with the citizens. Thus, for instance, in New England, the assessor fixes the rate of taxes; the collector receives them; the town-treasurer transmits the amount to the public treasury; and the disputes which may arise are brought before the ordinary courts of justice. This method of collecting taxes is slow as well as inconvenient, and it would prove a perpetual hindrance to a Government whose pecuniary demands were large. It is desirable that, in whatever materially affects its existence, the Government should be served by officers of its own, appointed by itself, removable at pleasure, and accustomed to rapid methods of proceeding. But it will always be easy for the central government, organized as it is in America, to introduce new and more efficacious modes of action, proportioned to its wants. [Footnote q: [The Civil War of 1860-65 cruelly belied this statement, and in the course of the struggle the North alone called two millions and a half of men to arms; but to the honor of the United States it must be added that, with the cessation of the contest, this army disappeared as rapidly as it had been raised.—Translator’s Note.]]
We've shown that in the United States, there’s no central administration or dependent group of public officials. Local authority has been stretched to a point that no European country could manage without significant issues, and it's led to some negative consequences in America. However, the centralization of government in the United States is complete; and it's easy to demonstrate that national power is more concentrated than it has ever been in traditional European nations. Each state has only one legislative body; there is just one source of political authority; and districts and county courts haven’t generally been multiplied to avoid exceeding their administrative roles and interfering with the government. In America, the legislature of each state is supreme; nothing can obstruct its authority—not privileges, local immunities, personal influence, or even the power of reason, since it represents the majority that claims to be the sole voice of reason. Its own decisions, therefore, are the only limits to its actions. Alongside it, and directly under its authority, is the representative of executive power, who is responsible for enforcing compliance through superior force. The only sign of weakness lies in certain details of the government’s actions. The American republics don’t maintain standing armies to intimidate discontented minorities; however, since no minority has openly declared war yet, the need for an army hasn’t been felt. The state usually relies on local township or county officers to manage citizens. For example, in New England, the assessor determines tax rates, the collector gathers them, the town treasurer sends the funds to the public treasury, and any disputes are settled in regular courts. This tax collection method is both slow and inconvenient, and it would constantly hinder a government with significant financial needs. It's preferable for the government, in crucial aspects of its existence, to be supported by officers it appoints, can remove at will, and who are accustomed to fast methods of operation. Yet, it will always be easy for the centralized government, as it’s organized in America, to implement new and more effective ways of operating that are aligned with its needs. *q The Civil War of 1860-65 cruelly belied this statement, and in the course of the struggle, the North alone called two and a half million men to arms; but to the honor of the United States, it must be added that with the cessation of the conflict, this army disappeared as quickly as it had been raised.—Translator’s Note.
The absence of a central government will not, then, as has often been asserted, prove the destruction of the republics of the New World; far from supposing that the American governments are not sufficiently centralized, I shall prove hereafter that they are too much so. The legislative bodies daily encroach upon the authority of the Government, and their tendency, like that of the French Convention, is to appropriate it entirely to themselves. Under these circumstances the social power is constantly changing hands, because it is subordinate to the power of the people, which is too apt to forget the maxims of wisdom and of foresight in the consciousness of its strength: hence arises its danger; and thus its vigor, and not its impotence, will probably be the cause of its ultimate destruction.
The lack of a central government will not, as is often claimed, lead to the downfall of the republics in the New World; rather than assuming that American governments are not centralized enough, I will demonstrate later that they are actually too centralized. Legislative bodies continually overstep their bounds and, like the French Convention, seem to aim to take complete control for themselves. In this context, social power keeps shifting because it is subject to the will of the people, who often forget the principles of wisdom and foresight when aware of their strength: this is where the danger lies; thus, it is likely that their strength, rather than their weakness, will be the reason for their eventual demise.
The system of local administration produces several different effects in America. The Americans seem to me to have outstepped the limits of sound policy in isolating the administration of the Government; for order, even in second-rate affairs, is a matter of national importance. *r As the State has no administrative functionaries of its own, stationed on different points of its territory, to whom it can give a common impulse, the consequence is that it rarely attempts to issue any general police regulations. The want of these regulations is severely felt, and is frequently observed by Europeans. The appearance of disorder which prevails on the surface leads him at first to imagine that society is in a state of anarchy; nor does he perceive his mistake till he has gone deeper into the subject. Certain undertakings are of importance to the whole State; but they cannot be put in execution, because there is no national administration to direct them. Abandoned to the exertions of the towns or counties, under the care of elected or temporary agents, they lead to no result, or at least to no durable benefit.
The system of local government creates several different effects in America. It seems to me that Americans have surpassed reasonable limits by isolating government administration; maintaining order, even in less important matters, is a national concern. Since the state lacks its own administrative officials stationed throughout its territory to provide a unified direction, it rarely tries to implement any broad police regulations. The absence of these regulations is keenly felt and often noted by Europeans. The visible disorder on the surface initially leads them to think that society is in chaos; they don’t realize their mistake until they investigate further. Certain projects are significant for the entire state, but they can’t be carried out because there is no national administration to oversee them. Left to the efforts of towns or counties, managed by elected or temporary agents, they yield no results or, at best, no lasting benefits.
r
[ The authority which represents the State ought not, I think, to waive the
right of inspecting the local administration, even when it does not interfere
more actively. Suppose, for instance, that an agent of the Government was
stationed at some appointed spot in the country, to prosecute the misdemeanors
of the town and county officers, would not a more uniform order be the result,
without in any way compromising the independence of the township? Nothing of
the kind, however, exists in America: there is nothing above the county-courts,
which have, as it were, only an incidental cognizance of the offences they are
meant to repress.]
r
[ I believe that the authority representing the State shouldn't give up the right to inspect local administration, even if it chooses not to get involved more directly. For example, if a government agent were stationed in a particular area to address the wrongdoings of local town and county officials, wouldn't that lead to a more consistent order without undermining the independence of the township in any way? However, nothing like this exists in America; there’s nothing above the county courts, which only have a peripheral role in the offenses they're supposed to address.]
The partisans of centralization in Europe are wont to maintain that the Government directs the affairs of each locality better than the citizens could do it for themselves; this may be true when the central power is enlightened, and when the local districts are ignorant; when it is as alert as they are slow; when it is accustomed to act, and they to obey. Indeed, it is evident that this double tendency must augment with the increase of centralization, and that the readiness of the one and the incapacity of the others must become more and more prominent. But I deny that such is the case when the people is as enlightened, as awake to its interests, and as accustomed to reflect on them, as the Americans are. I am persuaded, on the contrary, that in this case the collective strength of the citizens will always conduce more efficaciously to the public welfare than the authority of the Government. It is difficult to point out with certainty the means of arousing a sleeping population, and of giving it passions and knowledge which it does not possess; it is, I am well aware, an arduous task to persuade men to busy themselves about their own affairs; and it would frequently be easier to interest them in the punctilios of court etiquette than in the repairs of their common dwelling. But whenever a central administration affects to supersede the persons most interested, I am inclined to suppose that it is either misled or desirous to mislead. However enlightened and however skilful a central power may be, it cannot of itself embrace all the details of the existence of a great nation. Such vigilance exceeds the powers of man. And when it attempts to create and set in motion so many complicated springs, it must submit to a very imperfect result, or consume itself in bootless efforts.
Supporters of centralization in Europe often argue that the Government manages local affairs better than the citizens could manage themselves. This might be true when the central authority is knowledgeable and the local areas are uninformed, when it acts quickly while they are slow, and when it is used to taking action while they are used to obeying. Clearly, this tendency will grow stronger with increasing centralization, making the government's readiness and the locals' incapacity more noticeable. However, I disagree when the population is as informed, engaged with their interests, and reflective as Americans are. I believe that in this case, the collective strength of citizens will always contribute more effectively to public welfare than government authority. Identifying certain methods to awaken a dormant population and instill knowledge and passion that they lack is challenging; convincing people to take charge of their own affairs is tough. Often, it's easier to engage them in the details of court etiquette than in maintaining their shared community. Yet when a central administration seems to replace those most affected, I tend to think it's either misguided or seeking to mislead. No matter how knowledgeable or capable a central authority may be, it cannot grasp all the details of a large nation's existence. Such vigilance exceeds human capacity. When it tries to create and manage numerous intricate systems, it will either achieve very imperfect results or exhaust itself in futile attempts.
Centralization succeeds more easily, indeed, in subjecting the external actions of men to a certain uniformity, which at least commands our regard, independently of the objects to which it is applied, like those devotees who worship the statue and forget the deity it represents. Centralization imparts without difficulty an admirable regularity to the routine of business; provides for the details of the social police with sagacity; represses the smallest disorder and the most petty misdemeanors; maintains society in a status quo alike secure from improvement and decline; and perpetuates a drowsy precision in the conduct of affairs, which is hailed by the heads of the administration as a sign of perfect order and public tranquillity: *s in short, it excels more in prevention than in action. Its force deserts it when society is to be disturbed or accelerated in its course; and if once the co-operation of private citizens is necessary to the furtherance of its measures, the secret of its impotence is disclosed. Even whilst it invokes their assistance, it is on the condition that they shall act exactly as much as the Government chooses, and exactly in the manner it appoints. They are to take charge of the details, without aspiring to guide the system; they are to work in a dark and subordinate sphere, and only to judge the acts in which they have themselves cooperated by their results. These, however, are not conditions on which the alliance of the human will is to be obtained; its carriage must be free and its actions responsible, or (such is the constitution of man) the citizen had rather remain a passive spectator than a dependent actor in schemes with which he is unacquainted.
Centralization easily succeeds in making people’s external actions uniform, which at least grabs our attention, regardless of the purposes it serves, like those followers who worship the statue and forget the deity it represents. Centralization effortlessly brings an impressive regularity to business routines; it handles the details of social order wisely; it curbs the smallest disturbances and minor offenses; it keeps society in a stable state that is equally removed from improvement and decline; and it maintains a sleepy precision in managing affairs, which the leaders of the administration celebrate as a sign of perfect order and public peace. In short, it is better at preventing issues than taking action. Its power fades when society needs to be disrupted or sped up; and if the help of private citizens is required to move forward, its lack of effectiveness becomes clear. Even while it seeks their help, it does so under the condition that they act precisely as the Government wants them to, and exactly in the way it dictates. They are supposed to handle the details without trying to steer the system; they work in a dark and subordinate role, judging the actions they’ve been involved in only by the results. However, these are not the conditions under which genuine partnership with the human will can be established; for collaboration to thrive, it must be free and accountable, or (such is human nature) citizens would rather be passive observers than dependent participants in plans they are unaware of.
s
[ China appears to me to present the most perfect instance of that species of
well-being which a completely central administration may furnish to the nations
among which it exists. Travellers assure us that the Chinese have peace without
happiness, industry without improvement, stability without strength, and public
order without public morality. The condition of society is always tolerable,
never excellent. I am convinced that, when China is opened to European
observation, it will be found to contain the most perfect model of a central
administration which exists in the universe.]
[China seems to me to be the best example of the type of well-being that a fully centralized government can provide to its people. Travelers tell us that the Chinese enjoy peace without true happiness, work hard without making progress, have stability without real strength, and maintain order without moral integrity. The state of society is always bearable, but never great. I believe that when China is opened up to European scrutiny, it will be revealed to have the most effective model of central administration in the world.]
It is undeniable that the want of those uniform regulations which control the conduct of every inhabitant of France is not unfrequently felt in the United States. Gross instances of social indifference and neglect are to be met with, and from time to time disgraceful blemishes are seen in complete contrast with the surrounding civilization. Useful undertakings which cannot succeed without perpetual attention and rigorous exactitude are very frequently abandoned in the end; for in America, as well as in other countries, the people is subject to sudden impulses and momentary exertions. The European who is accustomed to find a functionary always at hand to interfere with all he undertakes has some difficulty in accustoming himself to the complex mechanism of the administration of the townships. In general it may be affirmed that the lesser details of the police, which render life easy and comfortable, are neglected in America; but that the essential guarantees of man in society are as strong there as elsewhere. In America the power which conducts the Government is far less regular, less enlightened, and less learned, but an hundredfold more authoritative than in Europe. In no country in the world do the citizens make such exertions for the common weal; and I am acquainted with no people which has established schools as numerous and as efficacious, places of public worship better suited to the wants of the inhabitants, or roads kept in better repair. Uniformity or permanence of design, the minute arrangement of details, *t and the perfection of an ingenious administration, must not be sought for in the United States; but it will be easy to find, on the other hand, the symptoms of a power which, if it is somewhat barbarous, is at least robust; and of an existence which is checkered with accidents indeed, but cheered at the same time by animation and effort.
It's clear that the lack of uniform rules governing the behavior of every resident in France is often felt in the United States. We come across blatant examples of social indifference and neglect, and from time to time, we see disgraceful flaws that sharply contrast with the surrounding civilization. Many worthwhile projects, which can’t thrive without constant attention and strict adherence to rules, are commonly abandoned in the end; because in America, just like in other countries, people are swayed by sudden impulses and temporary efforts. Europeans, who are used to having officials always available to intervene in their activities, find it challenging to adjust to the complex system of local governance. Generally, it can be said that the minor details of public order that make life easier and more comfortable are overlooked in America; however, the essential protections for individuals in society are just as strong there as they are anywhere else. In America, the authority that runs the government is far less consistent, less informed, and less educated, yet it is a hundred times more powerful than in Europe. No other country in the world sees its citizens working so hard for the common good; and I know of no other people that has established as many effective schools, public places of worship that better meet the needs of the community, or roads that are better maintained. One shouldn't look for uniformity or permanence of design, meticulous detail, and the perfection of a clever administration in the United States; but it is easy to find signs of a power that, while it may be somewhat rough, is at least strong; and a life that, although full of unexpected events, is also filled with energy and effort.
t
[ A writer of talent, who, in the comparison which he has drawn between the
finances of France and those of the United States, has proved that ingenuity
cannot always supply the place of a knowledge of facts, very justly reproaches
the Americans for the sort of confusion which exists in the accounts of the
expenditure in the townships; and after giving the model of a departmental
budget in France, he adds:—“We are indebted to centralization, that
admirable invention of a great man, for the uniform order and method which
prevail alike in all the municipal budgets, from the largest town to the
humblest commune.” Whatever may be my admiration of this result, when I
see the communes of France, with their excellent system of accounts, plunged
into the grossest ignorance of their true interests, and abandoned to so
incorrigible an apathy that they seem to vegetate rather than to live; when, on
the other hand, I observe the activity, the information, and the spirit of
enterprise which keep society in perpetual labor, in those American townships
whose budgets are drawn up with small method and with still less uniformity, I
am struck by the spectacle; for to my mind the end of a good government is to
ensure the welfare of a people, and not to establish order and regularity in
the midst of its misery and its distress. I am therefore led to suppose that
the prosperity of the American townships and the apparent confusion of their
accounts, the distress of the French communes and the perfection of their
budget, may be attributable to the same cause. At any rate I am suspicious of a
benefit which is united to so many evils, and I am not averse to an evil which
is compensated by so many benefits.]
t
A talented writer, who has compared the finances of France and the United States, convincingly shows that cleverness can't always replace actual knowledge. He rightly criticizes Americans for the confusion surrounding their township expenditure accounts. After presenting a model departmental budget from France, he notes, “We owe our uniform order and method in municipal budgets, from the largest city to the smallest commune, to centralization, that brilliant invention of a great man.” While I admire this outcome, I can't help but notice that the communes in France, despite their excellent accounting system, are mired in ignorance about their true interests and suffer from such deep apathy that they seem to merely exist rather than truly live. In contrast, I see the energy, knowledge, and entrepreneurial spirit that keeps American townships constantly moving forward, despite their less organized and uniform budgets. This contrast strikes me because, in my view, the goal of good governance should be to ensure the well-being of the people, not just to create order and regularity amid their suffering and struggles. Therefore, it leads me to think that the prosperity of American townships and the apparent disarray of their accounts, as well as the troubles of French communes and the perfection of their budgets, might stem from the same reason. At the very least, I'm wary of a benefit that comes with so many drawbacks, and I'm open to an issue that brings with it so many advantages.
Granting for an instant that the villages and counties of the United States would be more usefully governed by a remote authority which they had never seen than by functionaries taken from the midst of them—admitting, for the sake of argument, that the country would be more secure, and the resources of society better employed, if the whole administration centred in a single arm—still the political advantages which the Americans derive from their system would induce me to prefer it to the contrary plan. It profits me but little, after all, that a vigilant authority should protect the tranquillity of my pleasures and constantly avert all dangers from my path, without my care or my concern, if this same authority is the absolute mistress of my liberty and of my life, and if it so monopolizes all the energy of existence that when it languishes everything languishes around it, that when it sleeps everything must sleep, that when it dies the State itself must perish.
Even if we assume for a moment that the villages and counties in the United States would be better governed by a distant authority they've never encountered than by officials drawn from their own communities—arguing for the sake of the discussion that the country would be more secure and society's resources better utilized if all administration was centralized in a single entity—still, the political benefits that Americans gain from their system make me prefer it over the alternative. It doesn’t do me much good that a watchful authority safeguards my peace and constantly keeps dangers at bay without my involvement or interest if that same authority completely controls my freedom and my life, monopolizing all the vital energy of existence. When it weakens, everything around it weakens; when it rests, everything must rest; and when it dies, the State itself must die.
In certain countries of Europe the natives consider themselves as a kind of settlers, indifferent to the fate of the spot upon which they live. The greatest changes are effected without their concurrence and (unless chance may have apprised them of the event) without their knowledge; nay more, the citizen is unconcerned as to the condition of his village, the police of his street, the repairs of the church or of the parsonage; for he looks upon all these things as unconnected with himself, and as the property of a powerful stranger whom he calls the Government. He has only a life-interest in these possessions, and he entertains no notions of ownership or of improvement. This want of interest in his own affairs goes so far that, if his own safety or that of his children is endangered, instead of trying to avert the peril, he will fold his arms, and wait till the nation comes to his assistance. This same individual, who has so completely sacrificed his own free will, has no natural propensity to obedience; he cowers, it is true, before the pettiest officer; but he braves the law with the spirit of a conquered foe as soon as its superior force is removed: his oscillations between servitude and license are perpetual. When a nation has arrived at this state it must either change its customs and its laws or perish: the source of public virtue is dry, and, though it may contain subjects, the race of citizens is extinct. Such communities are a natural prey to foreign conquests, and if they do not disappear from the scene of life, it is because they are surrounded by other nations similar or inferior to themselves: it is because the instinctive feeling of their country’s claims still exists in their hearts; and because an involuntary pride in the name it bears, or a vague reminiscence of its bygone fame, suffices to give them the impulse of self-preservation.
In certain European countries, the locals see themselves as a sort of settlers, indifferent to the fate of the land they inhabit. Major changes happen without their agreement and (unless they happen to hear about it) without their awareness; indeed, the average citizen is unconcerned about the state of their village, the safety of their street, or the upkeep of the church or the parsonage. They view all these matters as unrelated to themselves and as belonging to a powerful entity they call the Government. They only have a temporary stake in these resources and have no feelings of ownership or desire for improvement. This lack of interest in their own affairs is so profound that if their safety or their children's safety is threatened, instead of trying to avoid the danger, they simply fold their arms and wait for the nation to come to their rescue. This same individual, who has entirely given up his own free will, doesn’t naturally lean towards obedience; he may cower before even the smallest official, but he defies the law with the spirit of a defeated enemy as soon as its greater power is lifted: his swings between servitude and freedom are constant. When a nation reaches this point, it has to either change its customs and laws or face extinction: the source of public virtue is dried up, and while it may have subjects, the breed of citizens is gone. Such communities are easy targets for foreign conquerors, and if they don’t vanish from existence, it’s because they are surrounded by other nations that are either similar or weaker than themselves; it’s because the instinctive sense of their country’s rights still lingers in their hearts, and a vague pride in its name or a distant memory of its former glory is enough to inspire a will to survive.
Nor can the prodigious exertions made by tribes in the defence of a country to which they did not belong be adduced in favor of such a system; for it will be found that in these cases their main incitement was religion. The permanence, the glory, or the prosperity of the nation were become parts of their faith, and in defending the country they inhabited they defended that Holy City of which they were all citizens. The Turkish tribes have never taken an active share in the conduct of the affairs of society, but they accomplished stupendous enterprises as long as the victories of the Sultan were the triumphs of the Mohammedan faith. In the present age they are in rapid decay, because their religion is departing, and despotism only remains. Montesquieu, who attributed to absolute power an authority peculiar to itself, did it, as I conceive, an undeserved honor; for despotism, taken by itself, can produce no durable results. On close inspection we shall find that religion, and not fear, has ever been the cause of the long-lived prosperity of an absolute government. Whatever exertions may be made, no true power can be founded among men which does not depend upon the free union of their inclinations; and patriotism and religion are the only two motives in the world which can permanently direct the whole of a body politic to one end.
The immense efforts made by tribes to defend a country they didn’t belong to can't be used as support for such a system; it's clear that their main motivation was religion. The stability, glory, or success of the nation had become part of their beliefs, and by defending the land they lived in, they were protecting that Holy City of which they were all a part. The Turkish tribes have never actively participated in the management of society's affairs, but they carried out remarkable feats as long as the Sultan’s victories represented the triumphs of the Islamic faith. Today, they are rapidly declining because their religion is fading away, leaving only despotism behind. Montesquieu, who attributed a unique authority to absolute power, gave it, in my view, an undeserved accolade; because despotism, on its own, cannot produce lasting results. When we look closely, we’ll see that religion, not fear, has always been the reason for the enduring success of an absolute government. No matter what efforts are made, true power among people cannot be established without the voluntary connection of their desires; and patriotism and religion are the only two motivations in the world that can consistently direct the entire political body toward a common goal.
Laws cannot succeed in rekindling the ardor of an extinguished faith, but men may be interested in the fate of their country by the laws. By this influence the vague impulse of patriotism, which never abandons the human heart, may be directed and revived; and if it be connected with the thoughts, the passions, and the daily habits of life, it may be consolidated into a durable and rational sentiment.
Laws can't reignite the passion of a lost faith, but people might care about their country's fate because of the laws. Through this influence, the unclear drive of patriotism, which always exists in the human heart, can be guided and renewed; and if it's tied to our thoughts, emotions, and daily routines, it can become a lasting and sensible feeling.
Let it not be said that the time for the experiment is already past; for the old age of nations is not like the old age of men, and every fresh generation is a new people ready for the care of the legislator.
Let’s not say that the time for the experiment has already passed; because the old age of nations isn’t like the old age of men, and every new generation is a new group of people ready for the guidance of the lawmaker.
It is not the administrative but the political effects of the local system that I most admire in America. In the United States the interests of the country are everywhere kept in view; they are an object of solicitude to the people of the whole Union, and every citizen is as warmly attached to them as if they were his own. He takes pride in the glory of his nation; he boasts of its success, to which he conceives himself to have contributed, and he rejoices in the general prosperity by which he profits. The feeling he entertains towards the State is analogous to that which unites him to his family, and it is by a kind of egotism that he interests himself in the welfare of his country.
It’s not the administrative but the political impact of the local system that I admire most about America. In the United States, the interests of the country are always in view; they’re a concern for people across the entire Union, and every citizen feels as connected to them as if they were their own. They take pride in their nation’s glory; they boast about its successes, which they believe they have helped achieve, and they celebrate the overall prosperity that benefits them. The bond they have with the State is similar to the one they share with their family, and it’s a kind of self-interest that drives them to care about the well-being of their country.
The European generally submits to a public officer because he represents a superior force; but to an American he represents a right. In America it may be said that no one renders obedience to man, but to justice and to law. If the opinion which the citizen entertains of himself is exaggerated, it is at least salutary; he unhesitatingly confides in his own powers, which appear to him to be all-sufficient. When a private individual meditates an undertaking, however directly connected it may be with the welfare of society, he never thinks of soliciting the co-operation of the Government, but he publishes his plan, offers to execute it himself, courts the assistance of other individuals, and struggles manfully against all obstacles. Undoubtedly he is often less successful than the State might have been in his position; but in the end the sum of these private undertakings far exceeds all that the Government could have done.
The European generally submits to a public official because they represent a superior authority; however, to an American, they represent a right. In America, it can be said that no one obeys a person, but rather justice and the law. Even if a citizen has an inflated opinion of themselves, it is at least beneficial; they confidently trust in their own abilities, which they see as more than enough. When a private individual considers a project, no matter how directly it may relate to society's welfare, they never think about asking the Government for help. Instead, they announce their plan, offer to carry it out themselves, seek help from others, and fight against any challenges. Undoubtedly, they are often less successful than the State might have been in their situation; however, in the end, the total of these private initiatives far surpasses anything that the Government could have accomplished.
As the administrative authority is within the reach of the citizens, whom it in some degree represents, it excites neither their jealousy nor their hatred; as its resources are limited, every one feels that he must not rely solely on its assistance. Thus, when the administration thinks fit to interfere, it is not abandoned to itself as in Europe; the duties of the private citizens are not supposed to have lapsed because the State assists in their fulfilment, but every one is ready, on the contrary, to guide and to support it. This action of individual exertions, joined to that of the public authorities, frequently performs what the most energetic central administration would be unable to execute. It would be easy to adduce several facts in proof of what I advance, but I had rather give only one, with which I am more thoroughly acquainted. *u In America the means which the authorities have at their disposal for the discovery of crimes and the arrest of criminals are few. The State police does not exist, and passports are unknown. The criminal police of the United States cannot be compared to that of France; the magistrates and public prosecutors are not numerous, and the examinations of prisoners are rapid and oral. Nevertheless in no country does crime more rarely elude punishment. The reason is, that every one conceives himself to be interested in furnishing evidence of the act committed, and in stopping the delinquent. During my stay in the United States I witnessed the spontaneous formation of committees for the pursuit and prosecution of a man who had committed a great crime in a certain county. In Europe a criminal is an unhappy being who is struggling for his life against the ministers of justice, whilst the population is merely a spectator of the conflict; in America he is looked upon as an enemy of the human race, and the whole of mankind is against him.
Since the local administration is accessible to citizens, whom it somewhat represents, it doesn't provoke their jealousy or hatred; and because its resources are limited, everyone knows they can't rely solely on its help. So, when the administration chooses to step in, it's not left to handle things alone like in Europe; the responsibilities of private citizens don't disappear just because the State is helping, and instead, everyone is ready to guide and support it. This combination of individual efforts alongside public authorities often accomplishes what even the most powerful central administration couldn't achieve. It would be easy to provide several examples to support my point, but I prefer to share just one that I know very well. In America, the resources available to the authorities for solving crimes and catching criminals are limited. There's no state police, and passports aren't a thing. The criminal police in the United States can’t be compared to that of France; there aren't many magistrates or public prosecutors, and the questioning of suspects is quick and verbal. Yet, in no other country does crime escape punishment more rarely. The reason for this is that everyone feels it's in their interest to provide evidence of crimes and to help catch the wrongdoer. During my time in the United States, I saw spontaneous groups form to pursue and prosecute a man who had committed a serious crime in a particular county. In Europe, a criminal is typically seen as a sad individual fighting for his life against the justice system, while the rest of the population merely watches the conflict; in America, a criminal is viewed as an enemy of humanity, and society stands united against him.
u
[ See Appendix, I.]
u
[ See Appendix, I.]
I believe that provincial institutions are useful to all nations, but nowhere do they appear to me to be more indispensable than amongst a democratic people. In an aristocracy order can always be maintained in the midst of liberty, and as the rulers have a great deal to lose order is to them a first-rate consideration. In like manner an aristocracy protects the people from the excesses of despotism, because it always possesses an organized power ready to resist a despot. But a democracy without provincial institutions has no security against these evils. How can a populace, unaccustomed to freedom in small concerns, learn to use it temperately in great affairs? What resistance can be offered to tyranny in a country where every private individual is impotent, and where the citizens are united by no common tie? Those who dread the license of the mob, and those who fear the rule of absolute power, ought alike to desire the progressive growth of provincial liberties.
I think provincial institutions are beneficial to all nations, but they seem especially essential in a democracy. In an aristocracy, order can often be maintained alongside freedom because the rulers have a lot at stake, making order a top priority for them. Similarly, an aristocracy shields the people from the extremes of tyranny because it has organized power ready to push back against a despot. But a democracy without provincial institutions lacks protection against these issues. How can a population that is not used to handling freedom in small matters learn to manage it responsibly in larger issues? What resistance can there be to tyranny in a country where every individual feels powerless and where citizens are not connected by any common bonds? Those who fear the chaos of the mob and those who worry about the rule of absolute power should both support the gradual development of provincial freedoms.
On the other hand, I am convinced that democratic nations are most exposed to fall beneath the yoke of a central administration, for several reasons, amongst which is the following. The constant tendency of these nations is to concentrate all the strength of the Government in the hands of the only power which directly represents the people, because beyond the people nothing is to be perceived but a mass of equal individuals confounded together. But when the same power is already in possession of all the attributes of the Government, it can scarcely refrain from penetrating into the details of the administration, and an opportunity of doing so is sure to present itself in the end, as was the case in France. In the French Revolution there were two impulses in opposite directions, which must never be confounded—the one was favorable to liberty, the other to despotism. Under the ancient monarchy the King was the sole author of the laws, and below the power of the sovereign certain vestiges of provincial institutions, half destroyed, were still distinguishable. These provincial institutions were incoherent, ill compacted, and frequently absurd; in the hands of the aristocracy they had sometimes been converted into instruments of oppression. The Revolution declared itself the enemy of royalty and of provincial institutions at the same time; it confounded all that had preceded it—despotic power and the checks to its abuses—in indiscriminate hatred, and its tendency was at once to overthrow and to centralize. This double character of the French Revolution is a fact which has been adroitly handled by the friends of absolute power. Can they be accused of laboring in the cause of despotism when they are defending that central administration which was one of the great innovations of the Revolution? *v In this manner popularity may be conciliated with hostility to the rights of the people, and the secret slave of tyranny may be the professed admirer of freedom.
On the other hand, I believe that democratic nations are most vulnerable to falling under a central administration for several reasons, one of which is this: These nations tend to concentrate all governmental power in the hands of the one authority that directly represents the people because, beyond that authority, there is only a mass of equal individuals merged together. However, when that power already holds all governmental attributes, it can hardly avoid delving into the details of administration, and an opportunity to do so is bound to arise eventually, as seen in France. During the French Revolution, there were two opposing forces at play—one promoting liberty and the other promoting despotism. Under the old monarchy, the King was the sole author of laws, and beneath the sovereign's power were remnants of provincial institutions that were half-obliterated. These provincial institutions were disorganized, poorly constructed, and often nonsensical; in the hands of the aristocracy, they had sometimes served as tools of oppression. The Revolution declared itself an enemy of both monarchy and provincial institutions, merging everything that had come before it—despotic power and the checks on its abuses—into a blend of indiscriminate hatred. Its tendency was to both overturn and centralize power. This dual nature of the French Revolution is a fact that has been skillfully utilized by supporters of absolute power. Can they really be accused of working for despotism when they defend that central administration, which was one of the major innovations of the Revolution? In this way, public support can be reconciled with hostility towards the rights of the people, and the hidden servant of tyranny can appear as a devoted admirer of freedom.
v
[ See Appendix K.]
v
[ See Appendix K.]
I have visited the two nations in which the system of provincial liberty has been most perfectly established, and I have listened to the opinions of different parties in those countries. In America I met with men who secretly aspired to destroy the democratic institutions of the Union; in England I found others who attacked the aristocracy openly, but I know of no one who does not regard provincial independence as a great benefit. In both countries I have heard a thousand different causes assigned for the evils of the State, but the local system was never mentioned amongst them. I have heard citizens attribute the power and prosperity of their country to a multitude of reasons, but they all placed the advantages of local institutions in the foremost rank. Am I to suppose that when men who are naturally so divided on religious opinions and on political theories agree on one point (and that one of which they have daily experience), they are all in error? The only nations which deny the utility of provincial liberties are those which have fewest of them; in other words, those who are unacquainted with the institution are the only persons who pass a censure upon it.
I have visited the two countries where the system of local freedom is most fully developed, and I have heard various opinions from different groups in those nations. In America, I encountered individuals who secretly wanted to undermine the democratic institutions of the Union; in England, I found others who openly criticized the aristocracy. However, I don't know anyone who does not see local independence as a major advantage. In both countries, I've heard countless reasons given for the problems faced by the state, yet the local system was never among them. I've listened to citizens credit their country's power and success to many factors, but they consistently ranked the benefits of local institutions at the top. Should I believe that when people who are naturally divided on religious views and political theories agree on one point (and one they experience daily), they are all mistaken? The only countries that deny the value of local freedoms are those that have the least of them; in other words, only those unfamiliar with the system are critical of it.
Chapter Summary
The Anglo-Americans have retained the characteristics of judicial power which are common to all nations—They have, however, made it a powerful political organ—How—In what the judicial system of the Anglo-Americans differs from that of all other nations—Why the American judges have the right of declaring the laws to be unconstitutional—How they use this right—Precautions taken by the legislator to prevent its abuse.
The Anglo-Americans have kept the features of judicial power that are common in all countries. However, they have turned it into a strong political force. How? In what ways does the judicial system of the Anglo-Americans differ from that of other nations? Why do American judges have the authority to declare laws unconstitutional? How do they exercise this authority? What measures have legislators taken to prevent its misuse?
Judicial Power In The United States And Its Influence On Political Society.
Judicial Power in the United States and Its Influence on Political Society.
I have thought it essential to devote a separate chapter to the judicial authorities of the United States, lest their great political importance should be lessened in the reader’s eyes by a merely incidental mention of them. Confederations have existed in other countries beside America, and republics have not been established upon the shores of the New World alone; the representative system of government has been adopted in several States of Europe, but I am not aware that any nation of the globe has hitherto organized a judicial power on the principle now adopted by the Americans. The judicial organization of the United States is the institution which a stranger has the greatest difficulty in understanding. He hears the authority of a judge invoked in the political occurrences of every day, and he naturally concludes that in the United States the judges are important political functionaries; nevertheless, when he examines the nature of the tribunals, they offer nothing which is contrary to the usual habits and privileges of those bodies, and the magistrates seem to him to interfere in public affairs of chance, but by a chance which recurs every day.
I thought it was important to dedicate a separate chapter to the judicial authorities of the United States, so their significant political role wouldn’t be downplayed by just a brief mention. Confederations have existed in other countries besides America, and republics haven’t only been set up in the New World; the representative system of government has also been adopted in several European states. However, I’m not aware of any nation that has organized its judicial system on the same principles that Americans have. The judicial structure of the United States is what outsiders find most difficult to understand. They hear judges being called upon in everyday political events and naturally assume that judges play significant political roles. Yet, when they look at the nature of the courts, they find nothing different from the usual habits and privileges of such bodies, and the judges seem to get involved in public affairs randomly, but in a way that happens every day.
When the Parliament of Paris remonstrated, or refused to enregister an edict, or when it summoned a functionary accused of malversation to its bar, its political influence as a judicial body was clearly visible; but nothing of the kind is to be seen in the United States. The Americans have retained all the ordinary characteristics of judicial authority, and have carefully restricted its action to the ordinary circle of its functions.
When the Parliament of Paris objected or refused to register an edict, or when it called in a government official accused of misconduct, its political power as a judicial entity was clearly evident; but nothing like that is seen in the United States. Americans have kept all the usual traits of judicial authority and have carefully limited its actions to its standard functions.
The first characteristic of judicial power in all nations is the duty of arbitration. But rights must be contested in order to warrant the interference of a tribunal; and an action must be brought to obtain the decision of a judge. As long, therefore, as the law is uncontested, the judicial authority is not called upon to discuss it, and it may exist without being perceived. When a judge in a given case attacks a law relating to that case, he extends the circle of his customary duties, without however stepping beyond it; since he is in some measure obliged to decide upon the law in order to decide the case. But if he pronounces upon a law without resting upon a case, he clearly steps beyond his sphere, and invades that of the legislative authority.
The first characteristic of judicial power in all nations is the responsibility of arbitration. However, rights need to be challenged for a court to intervene, and a lawsuit must be filed to get a judge's decision. Therefore, as long as the law isn't contested, the judicial authority isn't required to engage with it, and it can exist unnoticed. When a judge addresses a law relevant to a specific case, he is expanding his usual duties, but he isn't overstepping; he has to consider the law to make a decision in that case. However, if he makes a ruling on a law without a case to base it on, he clearly exceeds his role and encroaches on the legislative authority.
The second characteristic of judicial power is that it pronounces on special cases, and not upon general principles. If a judge in deciding a particular point destroys a general principle, by passing a judgment which tends to reject all the inferences from that principle, and consequently to annul it, he remains within the ordinary limits of his functions. But if he directly attacks a general principle without having a particular case in view, he leaves the circle in which all nations have agreed to confine his authority, he assumes a more important, and perhaps a more useful, influence than that of the magistrate, but he ceases to be a representative of the judicial power.
The second characteristic of judicial power is that it makes decisions on specific cases, not on general principles. If a judge, while deciding a certain issue, undermines a general principle by issuing a ruling that rejects all the conclusions from that principle, and therefore nullifies it, he is still acting within the normal bounds of his role. However, if he directly challenges a general principle without addressing a specific case, he steps outside the limits that all nations have agreed to for his authority, takes on a more significant, and possibly more valuable, role than that of a magistrate, but he stops being a representative of the judicial power.
The third characteristic of the judicial power is its inability to act unless it is appealed to, or until it has taken cognizance of an affair. This characteristic is less general than the other two; but, notwithstanding the exceptions, I think it may be regarded as essential. The judicial power is by its nature devoid of action; it must be put in motion in order to produce a result. When it is called upon to repress a crime, it punishes the criminal; when a wrong is to be redressed, it is ready to redress it; when an act requires interpretation, it is prepared to interpret it; but it does not pursue criminals, hunt out wrongs, or examine into evidence of its own accord. A judicial functionary who should open proceedings, and usurp the censorship of the laws, would in some measure do violence to the passive nature of his authority.
The third characteristic of judicial power is that it can't act unless someone brings a case to it or it becomes aware of a situation. This characteristic is less common than the other two; however, despite some exceptions, I believe it's essential. Judicial power is inherently inactive; it needs to be prompted to create an outcome. When it's called to address a crime, it punishes the offender; when a wrong needs fixing, it's ready to make things right; when something requires interpretation, it's set to interpret it. But it doesn't go after criminals, seek out injustices, or investigate evidence on its own. A judicial official who starts proceedings and takes on the role of enforcing the laws would somewhat violate the passive nature of their authority.
The Americans have retained these three distinguishing characteristics of the judicial power; an American judge can only pronounce a decision when litigation has arisen, he is only conversant with special cases, and he cannot act until the cause has been duly brought before the court. His position is therefore perfectly similar to that of the magistrate of other nations; and he is nevertheless invested with immense political power. If the sphere of his authority and his means of action are the same as those of other judges, it may be asked whence he derives a power which they do not possess. The cause of this difference lies in the simple fact that the Americans have acknowledged the right of the judges to found their decisions on the constitution rather than on the laws. In other words, they have left them at liberty not to apply such laws as may appear to them to be unconstitutional.
Americans have kept these three key characteristics of judicial power: an American judge can only make a ruling when a dispute arises, he only deals with specific cases, and he cannot act until the matter has been properly presented to the court. His role is therefore very similar to that of judges in other countries, yet he holds significant political power. If the scope of his authority and his ways of acting are the same as those of other judges, one might wonder where his unique power comes from. The reason for this difference is simply that Americans have recognized the judges' right to base their decisions on the constitution instead of just on existing laws. In other words, they allow judges the freedom not to enforce laws that they believe are unconstitutional.
I am aware that a similar right has been claimed—but claimed in vain—by courts of justice in other countries; but in America it is recognized by all authorities; and not a party, nor so much as an individual, is found to contest it. This fact can only be explained by the principles of the American constitution. In France the constitution is (or at least is supposed to be) immutable; and the received theory is that no power has the right of changing any part of it. In England the Parliament has an acknowledged right to modify the constitution; as, therefore, the constitution may undergo perpetual changes, it does not in reality exist; the Parliament is at once a legislative and a constituent assembly. The political theories of America are more simple and more rational. An American constitution is not supposed to be immutable as in France, nor is it susceptible of modification by the ordinary powers of society as in England. It constitutes a detached whole, which, as it represents the determination of the whole people, is no less binding on the legislator than on the private citizen, but which may be altered by the will of the people in predetermined cases, according to established rules. In America the constitution may therefore vary, but as long as it exists it is the origin of all authority, and the sole vehicle of the predominating force. *a
I know that a similar right has been claimed—though unsuccessfully—by courts in other countries; however, in America it's recognized by all authorities, and neither a party nor even an individual challenges it. This situation can only be explained by the principles of the American constitution. In France, the constitution is (or at least is believed to be) unchangeable; and the accepted theory is that no power has the right to alter any part of it. In England, Parliament has an established right to change the constitution; since the constitution can undergo endless changes, it doesn’t truly exist; Parliament acts both as a legislative and a constitutional assembly. The political theories in America are simpler and more rational. An American constitution isn't thought to be unchangeable like in France, nor is it open to modification by everyday societal powers like in England. It forms a complete whole, which, representing the will of the entire people, is binding on both lawmakers and private citizens, but can be changed by the people's will in specified cases and according to established rules. Therefore, in America, the constitution can change, but as long as it exists, it is the source of all authority and the only medium of the prevailing power.
a
[ [The fifth article of the original Constitution of the United States provides
the mode in which amendments of the Constitution may be made. Amendments must
be proposed by two-thirds of both Houses of Congress, and ratified by the
Legislatures of three-fourths of the several States. Fifteen amendments of the
Constitution have been made at different times since 1789, the most important
of which are the Thirteenth, Fourteenth, and Fifteenth, framed and ratified
after the Civil War. The original Constitution of the United States, followed
by these fifteen amendments, is printed at the end of this edition.
—Translator’s Note, 1874.]]
a
[ [The fifth article of the original Constitution of the United States outlines how amendments to the Constitution can be made. Amendments must be proposed by two-thirds of both Houses of Congress and ratified by the legislatures of three-fourths of the states. Since 1789, there have been fifteen amendments to the Constitution at different times, the most significant of which are the Thirteenth, Fourteenth, and Fifteenth, created and ratified after the Civil War. The original Constitution of the United States, along with these fifteen amendments, is included at the end of this edition.
—Translator’s Note, 1874.]]
It is easy to perceive in what manner these differences must act upon the position and the rights of the judicial bodies in the three countries I have cited. If in France the tribunals were authorized to disobey the laws on the ground of their being opposed to the constitution, the supreme power would in fact be placed in their hands, since they alone would have the right of interpreting a constitution, the clauses of which can be modified by no authority. They would therefore take the place of the nation, and exercise as absolute a sway over society as the inherent weakness of judicial power would allow them to do. Undoubtedly, as the French judges are incompetent to declare a law to be unconstitutional, the power of changing the constitution is indirectly given to the legislative body, since no legal barrier would oppose the alterations which it might prescribe. But it is better to grant the power of changing the constitution of the people to men who represent (however imperfectly) the will of the people, than to men who represent no one but themselves.
It's easy to see how these differences affect the position and rights of the judicial bodies in the three countries I've mentioned. If in France the courts were allowed to ignore laws because they conflict with the constitution, the ultimate power would effectively be in their hands, since they would be the only ones with the authority to interpret a constitution that no one can change. They would then replace the nation and exert as much control over society as the natural limitations of judicial power would permit. Clearly, since French judges can't declare a law unconstitutional, the power to change the constitution is indirectly given to the legislative body, because there would be no legal obstacle to the changes it might implement. However, it's better to give the power to amend the constitution to people who (even if imperfectly) represent the will of the people, rather than to those who only represent themselves.
It would be still more unreasonable to invest the English judges with the right of resisting the decisions of the legislative body, since the Parliament which makes the laws also makes the constitution; and consequently a law emanating from the three powers of the State can in no case be unconstitutional. But neither of these remarks is applicable to America.
It would be even more unreasonable to give English judges the power to challenge the decisions of the legislative body, since the Parliament that creates the laws also establishes the constitution; therefore, a law that comes from the three branches of government cannot be unconstitutional in any case. However, neither of these points applies to America.
In the United States the constitution governs the legislator as much as the private citizen; as it is the first of laws it cannot be modified by a law, and it is therefore just that the tribunals should obey the constitution in preference to any law. This condition is essential to the power of the judicature, for to select that legal obligation by which he is most strictly bound is the natural right of every magistrate.
In the United States, the constitution regulates lawmakers just like it does private citizens; since it is the highest law, it can't be changed by any other law. Therefore, it's only right that the courts follow the constitution over any other law. This situation is crucial for the judiciary's authority because every official has the natural right to choose the legal obligation they are most strictly bound to.
In France the constitution is also the first of laws, and the judges have the same right to take it as the ground of their decisions, but were they to exercise this right they must perforce encroach on rights more sacred than their own, namely, on those of society, in whose name they are acting. In this case the State-motive clearly prevails over the motives of an individual. In America, where the nation can always reduce its magistrates to obedience by changing its constitution, no danger of this kind is to be feared. Upon this point, therefore, the political and the logical reasons agree, and the people as well as the judges preserve their privileges.
In France, the constitution is the highest law, and judges have the same right to use it as the basis for their decisions. However, if they were to exercise this right, they would inevitably interfere with rights that are even more sacred than their own—those of society, on whose behalf they are acting. In this situation, the interests of the state clearly take precedence over individual motives. In America, where the nation can always bring its judges into line by amending the constitution, there is no risk of this type. On this matter, political and logical reasons align, and both the people and the judges maintain their rights.
Whenever a law which the judge holds to be unconstitutional is argued in a tribunal of the United States he may refuse to admit it as a rule; this power is the only one which is peculiar to the American magistrate, but it gives rise to immense political influence. Few laws can escape the searching analysis of the judicial power for any length of time, for there are few which are not prejudicial to some private interest or other, and none which may not be brought before a court of justice by the choice of parties, or by the necessity of the case. But from the time that a judge has refused to apply any given law in a case, that law loses a portion of its moral cogency. The persons to whose interests it is prejudicial learn that means exist of evading its authority, and similar suits are multiplied, until it becomes powerless. One of two alternatives must then be resorted to: the people must alter the constitution, or the legislature must repeal the law. The political power which the Americans have intrusted to their courts of justice is therefore immense, but the evils of this power are considerably diminished by the obligation which has been imposed of attacking the laws through the courts of justice alone. If the judge had been empowered to contest the laws on the ground of theoretical generalities, if he had been enabled to open an attack or to pass a censure on the legislator, he would have played a prominent part in the political sphere; and as the champion or the antagonist of a party, he would have arrayed the hostile passions of the nation in the conflict. But when a judge contests a law applied to some particular case in an obscure proceeding, the importance of his attack is concealed from the public gaze, his decision bears upon the interest of an individual, and if the law is slighted it is only collaterally. Moreover, although it is censured, it is not abolished; its moral force may be diminished, but its cogency is by no means suspended, and its final destruction can only be accomplished by the reiterated attacks of judicial functionaries. It will readily be understood that by connecting the censorship of the laws with the private interests of members of the community, and by intimately uniting the prosecution of the law with the prosecution of an individual, legislation is protected from wanton assailants, and from the daily aggressions of party spirit. The errors of the legislator are exposed whenever their evil consequences are most felt, and it is always a positive and appreciable fact which serves as the basis of a prosecution.
Whenever a law that a judge believes is unconstitutional is presented in a U.S. court, the judge may refuse to recognize it as valid. This power is unique to American judges and carries significant political weight. Few laws can withstand the thorough examination of the judicial system for long, as almost all laws negatively affect some private interest, and any law can be brought before a court by the involved parties or the demands of the situation. Once a judge declines to enforce a specific law in a case, that law loses some of its moral authority. Those negatively impacted by the law discover ways to sidestep its enforcement, leading to an increase in similar cases until the law becomes ineffective. At that point, one of two things must happen: people must change the constitution, or the legislature must repeal the law. The political power that Americans have given to their courts is immense, but the downsides of this power are significantly reduced by the requirement that challenges to laws occur only through the courts. If judges had the authority to question laws based on abstract principles, or if they could criticize legislators openly, they would play a major role in politics, becoming either a supporter or opponent of a party and inciting the nation’s passionate divisions. However, when a judge challenges a law in a specific case during a low-profile process, the significance of that challenge remains hidden from the public. The judge's decision impacts an individual’s interests, and if the law is disregarded, it happens only incidentally. Furthermore, while it may be criticized, it is not abolished; its moral authority can be weakened, but it remains in effect, and its complete invalidation can only come from repeated judicial challenges. It is clear that by linking the scrutiny of laws to the private interests of individuals and closely connecting the enforcement of the law with individual cases, legislation is shielded from random attacks and daily political biases. Legislative mistakes are highlighted when their negative impacts are most felt, and each challenge is based on a clear and observable fact.
I am inclined to believe this practice of the American courts to be at once the most favorable to liberty as well as to public order. If the judge could only attack the legislator openly and directly, he would sometimes be afraid to oppose any resistance to his will; and at other moments party spirit might encourage him to brave it at every turn. The laws would consequently be attacked when the power from which they emanate is weak, and obeyed when it is strong. That is to say, when it would be useful to respect them they would be contested, and when it would be easy to convert them into an instrument of oppression they would be respected. But the American judge is brought into the political arena independently of his own will. He only judges the law because he is obliged to judge a case. The political question which he is called upon to resolve is connected with the interest of the suitors, and he cannot refuse to decide it without abdicating the duties of his post. He performs his functions as a citizen by fulfilling the precise duties which belong to his profession as a magistrate. It is true that upon this system the judicial censorship which is exercised by the courts of justice over the legislation cannot extend to all laws indiscriminately, inasmuch as some of them can never give rise to that exact species of contestation which is termed a lawsuit; and even when such a contestation is possible, it may happen that no one cares to bring it before a court of justice. The Americans have often felt this disadvantage, but they have left the remedy incomplete, lest they should give it an efficacy which might in some cases prove dangerous. Within these limits the power vested in the American courts of justice of pronouncing a statute to be unconstitutional forms one of the most powerful barriers which has ever been devised against the tyranny of political assemblies.
I tend to think that this practice in American courts is both very supportive of freedom and beneficial for public order. If judges could directly confront lawmakers, they might occasionally hesitate to resist their will; at other times, political motivations might push them to challenge it at every opportunity. Laws would be challenged when the authority that creates them is weak, and followed when it is strong. In other words, when it benefits them to abide by the law, they would contest it, and when it’s easy to use the law as a tool of oppression, they would follow it. However, American judges are brought into the political arena against their will. They only interpret the law because they have to decide on a case. The political questions they need to resolve are tied to the interests of the parties involved, and they cannot refuse to make a decision without neglecting their responsibilities. They act as citizens by carrying out the specific duties of their roles as judges. It is true that within this system, the judicial review that courts have over legislation cannot apply to all laws equally since some simply cannot lead to the specific type of dispute that constitutes a lawsuit; and even when such disputes are possible, it may turn out that no one wants to bring them to court. Americans have often recognized this limitation, but they have left the solution incomplete to avoid giving it a power that could sometimes be dangerous. Within these frameworks, the authority granted to American courts to declare a statute unconstitutional serves as one of the strongest safeguards ever created against the tyranny of political bodies.
Other Powers Granted To American Judges
Other Powers Granted to American Judges
The United States all the citizens have the right of indicting public functionaries before the ordinary tribunals—How they use this right—Art. 75 of the French Constitution of the An VIII—The Americans and the English cannot understand the purport of this clause.
The United States, all citizens have the right to bring public officials to court in regular tribunals—How they exercise this right—Art. 75 of the French Constitution of the Year VIII—Americans and the English struggle to grasp the meaning of this clause.
It is perfectly natural that in a free country like America all the citizens should have the right of indicting public functionaries before the ordinary tribunals, and that all the judges should have the power of punishing public offences. The right granted to the courts of justice of judging the agents of the executive government, when they have violated the laws, is so natural a one that it cannot be looked upon as an extraordinary privilege. Nor do the springs of government appear to me to be weakened in the United States by the custom which renders all public officers responsible to the judges of the land. The Americans seem, on the contrary, to have increased by this means that respect which is due to the authorities, and at the same time to have rendered those who are in power more scrupulous of offending public opinion. I was struck by the small number of political trials which occur in the United States, but I had no difficulty in accounting for this circumstance. A lawsuit, of whatever nature it may be, is always a difficult and expensive undertaking. It is easy to attack a public man in a journal, but the motives which can warrant an action at law must be serious. A solid ground of complaint must therefore exist to induce an individual to prosecute a public officer, and public officers are careful not to furnish these grounds of complaint when they are afraid of being prosecuted.
It’s completely natural that in a free country like America, all citizens should have the right to bring public officials to trial in regular courts, and that all judges should have the authority to punish public offenses. The right for courts to hold executive agents accountable when they break the law is so reasonable that it shouldn’t be seen as something extraordinary. Additionally, it doesn’t seem to me that the foundations of government in the United States are weakened by the practice of holding all public officials accountable before the judges. In fact, it appears that this practice has actually increased the respect that authorities deserve while also making those in power more careful about upsetting public opinion. I was surprised by the small number of political trials in the United States, but I easily understood why this is the case. A lawsuit, regardless of its nature, is always a challenging and costly process. It's easy to criticize a public figure in a newspaper, but the reasons that justify a legal action must be serious. There must be solid grounds for a complaint to motivate someone to sue a public official, and public officials are careful not to give anyone those grounds when they fear being sued.
This does not depend upon the republican form of American institutions, for the same facts present themselves in England. These two nations do not regard the impeachment of the principal officers of State as a sufficient guarantee of their independence. But they hold that the right of minor prosecutions, which are within the reach of the whole community, is a better pledge of freedom than those great judicial actions which are rarely employed until it is too late.
This is not reliant on the republican form of American institutions, as the same facts appear in England. Both nations do not see the impeachment of key government officials as a solid assurance of their independence. Instead, they believe that the ability to pursue smaller legal actions, accessible to the entire community, is a stronger guarantee of freedom than those major judicial processes, which are seldom used until it’s too late.
In the Middle Ages, when it was very difficult to overtake offenders, the judges inflicted the most dreadful tortures on the few who were arrested, which by no means diminished the number of crimes. It has since been discovered that when justice is more certain and more mild, it is at the same time more efficacious. The English and the Americans hold that tyranny and oppression are to be treated like any other crime, by lessening the penalty and facilitating conviction.
In the Middle Ages, when it was really tough to catch criminals, judges would impose horrific punishments on the few who were arrested, which didn’t really reduce the crime rate. It has since been found that when justice is more certain and more lenient, it is also more effective. The English and the Americans believe that tyranny and oppression should be handled like any other crime, by reducing the punishment and making it easier to secure a conviction.
In the year VIII of the French Republic a constitution was drawn up in which the following clause was introduced: “Art. 75. All the agents of the government below the rank of ministers can only be prosecuted for offences relating to their several functions by virtue of a decree of the Conseil d’Etat; in which the case the prosecution takes place before the ordinary tribunals.” This clause survived the “Constitution de l’An VIII,” and it is still maintained in spite of the just complaints of the nation. I have always found the utmost difficulty in explaining its meaning to Englishmen or Americans. They were at once led to conclude that the Conseil d’Etat in France was a great tribunal, established in the centre of the kingdom, which exercised a preliminary and somewhat tyrannical jurisdiction in all political causes. But when I told them that the Conseil d’Etat was not a judicial body, in the common sense of the term, but an administrative council composed of men dependent on the Crown, so that the king, after having ordered one of his servants, called a Prefect, to commit an injustice, has the power of commanding another of his servants, called a Councillor of State, to prevent the former from being punished; when I demonstrated to them that the citizen who has been injured by the order of the sovereign is obliged to solicit from the sovereign permission to obtain redress, they refused to credit so flagrant an abuse, and were tempted to accuse me of falsehood or of ignorance. It frequently happened before the Revolution that a Parliament issued a warrant against a public officer who had committed an offence, and sometimes the proceedings were stopped by the authority of the Crown, which enforced compliance with its absolute and despotic will. It is painful to perceive how much lower we are sunk than our forefathers, since we allow things to pass under the color of justice and the sanction of the law which violence alone could impose upon them.
In the eighth year of the French Republic, a constitution was created that included the following clause: “Art. 75. All government officials below the rank of ministers can only be prosecuted for offenses related to their duties if a decree from the Conseil d’Etat is issued; in that case, the prosecution takes place before ordinary courts.” This clause survived the "Constitution de l’An VIII" and is still maintained despite the valid complaints from the nation. I have always found it incredibly difficult to explain its meaning to English or American people. They quickly concluded that the Conseil d’Etat in France was a major court, established in the center of the country, which held a preliminary and somewhat tyrannical power over all political matters. However, when I explained that the Conseil d’Etat was not a judicial body in the traditional sense but rather an administrative council made up of individuals accountable to the Crown, the picture became clearer. The king, after instructing one of his servants, called a Prefect, to commit an injustice, has the authority to direct another servant, called a Councillor of State, to prevent the first from facing consequences; when I showed them that a citizen wronged by the king’s order must seek permission from the sovereign to obtain justice, they refused to believe such a blatant abuse of power and were inclined to accuse me of lying or being misinformed. Before the Revolution, it was not uncommon for a Parliament to issue a warrant against a public official who committed an offense, and sometimes the Crown would step in, enforcing its absolute and despotic will to halt the proceedings. It is disheartening to realize how much lower we have fallen compared to our ancestors, as we allow actions to take place under the guise of justice and the authority of the law that could only have been imposed by sheer force in their time.
Chapter Summary
Definition of political jurisdiction—What is understood by political jurisdiction in France, in England, and in the United States—In America the political judge can only pass sentence on public officers—He more frequently passes a sentence of removal from office than a penalty—Political jurisdiction as it exists in the United States is, notwithstanding its mildness, and perhaps in consequence of that mildness, a most powerful instrument in the hands of the majority.
Definition of political jurisdiction—What political jurisdiction means in France, England, and the United States—In America, a political judge can only impose sentences on public officials—He more often removes someone from office than gives a penalty—Political jurisdiction as it exists in the United States is, despite its leniency, and perhaps because of that leniency, a very powerful tool for the majority.
Political Jurisdiction In The United States
Political Jurisdiction in the United States
I understand, by political jurisdiction, that temporary right of pronouncing a legal decision with which a political body may be invested.
I understand that political jurisdiction refers to the temporary authority to make legal decisions that a political body may hold.
In absolute governments no utility can accrue from the introduction of extraordinary forms of procedure; the prince in whose name an offender is prosecuted is as much the sovereign of the courts of justice as of everything else, and the idea which is entertained of his power is of itself a sufficient security. The only thing he has to fear is, that the external formalities of justice should be neglected, and that his authority should be dishonored from a wish to render it more absolute. But in most free countries, in which the majority can never exercise the same influence upon the tribunals as an absolute monarch, the judicial power has occasionally been vested for a time in the representatives of the nation. It has been thought better to introduce a temporary confusion between the functions of the different authorities than to violate the necessary principle of the unity of government.
In absolute governments, there’s no benefit in introducing unusual legal procedures; the ruler under whose name a person is prosecuted holds the same authority over the courts of justice as over everything else, and the perception of their power alone provides adequate security. The only concern they have is that the formal aspects of justice may be ignored, leading to a tarnished authority in an attempt to make it even more absolute. However, in most free countries, where the majority cannot wield the same influence over the courts as an absolute monarch, the judicial power has sometimes been temporarily placed in the hands of elected representatives. It’s considered better to allow a temporary mix-up in the roles of different authorities than to compromise the essential principle of a unified government.
England, France, and the United States have established this political jurisdiction by law; and it is curious to examine the different adaptations which these three great nations have made of the principle. In England and in France the House of Lords and the Chambre des Paris *a constitute the highest criminal court of their respective nations, and although they do not habitually try all political offences, they are competent to try them all. Another political body enjoys the right of impeachment before the House of Lords: the only difference which exists between the two countries in this respect is, that in England the Commons may impeach whomsoever they please before the Lords, whilst in France the Deputies can only employ this mode of prosecution against the ministers of the Crown.
England, France, and the United States have created this political jurisdiction through legislation; it's interesting to look at how these three major nations have adapted the principle differently. In England and France, the House of Lords and the Chambre des Paris are the highest criminal courts in their respective countries. Although they don't usually handle all political offenses, they have the authority to do so. Another political group has the right to carry out impeachment before the House of Lords: the only difference between the two countries in this respect is that in England, the Commons can impeach anyone they choose before the Lords, while in France, the Deputies can only use this method of prosecution against the ministers of the Crown.
a
[ [As it existed under the constitutional monarchy down to 1848.]]
a
[ [As it existed under the constitutional monarchy until 1848.]]
In both countries the Upper House may make use of all the existing penal laws of the nation to punish the delinquents.
In both countries, the Upper House can use all the current criminal laws in the nation to punish offenders.
In the United States, as well as in Europe, one branch of the legislature is authorized to impeach and another to judge: the House of Representatives arraigns the offender, and the Senate awards his sentence. But the Senate can only try such persons as are brought before it by the House of Representatives, and those persons must belong to the class of public functionaries. Thus the jurisdiction of the Senate is less extensive than that of the Peers of France, whilst the right of impeachment by the Representatives is more general than that of the Deputies. But the great difference which exists between Europe and America is, that in Europe political tribunals are empowered to inflict all the dispositions of the penal code, while in America, when they have deprived the offender of his official rank, and have declared him incapable of filling any political office for the future, their jurisdiction terminates and that of the ordinary tribunals begins.
In the United States and Europe, one part of the legislature can impeach, while another part can judge: the House of Representatives charges the offender, and the Senate decides their punishment. However, the Senate can only try those individuals who are brought before it by the House of Representatives, and these individuals must be public officials. Therefore, the Senate's authority is narrower than that of the French Peers, whereas the Representatives' power to impeach is broader than that of the Deputies. The significant difference between Europe and America is that in Europe, political courts can impose all penalties outlined in the penal code, while in America, once they remove the offender from their official position and declare them ineligible for any future political office, their authority ends, and the regular courts take over.
Suppose, for instance, that the President of the United States has committed the crime of high treason; the House of Representatives impeaches him, and the Senate degrades him; he must then be tried by a jury, which alone can deprive him of his liberty or his life. This accurately illustrates the subject we are treating. The political jurisdiction which is established by the laws of Europe is intended to try great offenders, whatever may be their birth, their rank, or their powers in the State; and to this end all the privileges of the courts of justice are temporarily extended to a great political assembly. The legislator is then transformed into the magistrate; he is called upon to admit, to distinguish, and to punish the offence; and as he exercises all the authority of a judge, the law restricts him to the observance of all the duties of that high office, and of all the formalities of justice. When a public functionary is impeached before an English or a French political tribunal, and is found guilty, the sentence deprives him ipso facto of his functions, and it may pronounce him to be incapable of resuming them or any others for the future. But in this case the political interdict is a consequence of the sentence, and not the sentence itself. In Europe the sentence of a political tribunal is to be regarded as a judicial verdict rather than as an administrative measure. In the United States the contrary takes place; and although the decision of the Senate is judicial in its form, since the Senators are obliged to comply with the practices and formalities of a court of justice; although it is judicial in respect to the motives on which it is founded, since the Senate is in general obliged to take an offence at common law as the basis of its sentence; nevertheless the object of the proceeding is purely administrative. If it had been the intention of the American legislator to invest a political body with great judicial authority, its action would not have been limited to the circle of public functionaries, since the most dangerous enemies of the State may be in the possession of no functions at all; and this is especially true in republics, where party influence is the first of authorities, and where the strength of many a reader is increased by his exercising no legal power.
Suppose, for example, that the President of the United States has committed high treason; the House of Representatives impeaches him, and the Senate convicts him. He must then be tried by a jury, which is the only body that can take away his freedom or his life. This is a clear illustration of the topic we are discussing. The political jurisdiction established by European laws is meant to try major offenders, regardless of their birth, rank, or power in the State; to this end, all the privileges of the courts of justice are temporarily granted to a significant political assembly. The legislator then becomes the judge; he is tasked with acknowledging, distinguishing, and punishing the offense; and as he holds all the authority of a judge, the law requires him to adhere to all the responsibilities of that high office and follow all the formalities of justice. When a public official is impeached before an English or French political tribunal and is found guilty, the verdict automatically removes him from his position, and it may declare him unable to hold that or any other office in the future. However, in this case, the political disqualification is a result of the verdict, not the verdict itself. In Europe, the ruling of a political tribunal should be seen as a judicial decision rather than an administrative action. In the United States, the opposite occurs; and although the Senate's ruling is judicial in form, since Senators must adhere to the practices and formalities of a court of justice, and although it is judicial in terms of the reasons behind it, because the Senate is generally required to base its verdict on a common law offense; the aim of the process is purely administrative. If the American legislator intended to grant a political body considerable judicial power, its actions would not be confined to public officials, since the most dangerous enemies of the State may hold no official positions at all; this is especially true in republics, where party influence is the primary authority, and where the power of many individuals is amplified by their lack of legal authority.
If it had been the intention of the American legislator to give society the means of repressing State offences by exemplary punishment, according to the practice of ordinary justice, the resources of the penal code would all have been placed at the disposal of the political tribunals. But the weapon with which they are intrusted is an imperfect one, and it can never reach the most dangerous offenders, since men who aim at the entire subversion of the laws are not likely to murmur at a political interdict.
If the American lawmakers intended to provide society with the ability to suppress state crimes through exemplary punishment, as seen in regular justice practices, all the tools of the penal code would have been made available to political courts. However, the tool they have been given is inadequate and will never be enough to target the most dangerous offenders, as those seeking to completely overturn the laws are unlikely to care about a political ban.
The main object of the political jurisdiction which obtains in the United States is, therefore, to deprive the ill-disposed citizen of an authority which he has used amiss, and to prevent him from ever acquiring it again. This is evidently an administrative measure sanctioned by the formalities of a judicial decision. In this matter the Americans have created a mixed system; they have surrounded the act which removes a public functionary with the securities of a political trial; and they have deprived all political condemnations of their severest penalties. Every link of the system may easily be traced from this point; we at once perceive why the American constitutions subject all the civil functionaries to the jurisdiction of the Senate, whilst the military, whose crimes are nevertheless more formidable, are exempted from that tribunal. In the civil service none of the American functionaries can be said to be removable; the places which some of them occupy are inalienable, and the others are chosen for a term which cannot be shortened. It is therefore necessary to try them all in order to deprive them of their authority. But military officers are dependent on the chief magistrate of the State, who is himself a civil functionary, and the decision which condemns him is a blow upon them all.
The main goal of the political system in the United States is to strip untrustworthy citizens of power they've misused and to stop them from getting it back. This is clearly an administrative action backed by the formal process of a court ruling. In this regard, Americans have created a mixed approach; they have surrounded the removal of a public official with the protections of a political trial and have removed the harshest penalties from all political judgments. Every part of the system can be traced back to this point; we can clearly see why American constitutions hold all civil officials accountable to the Senate, while the military, whose offenses are often more serious, are not subject to this tribunal. In civil service, no American officials can be considered removable; some positions are permanent, while others are filled for a term that cannot be cut short. Therefore, it is necessary to put them all on trial to take away their power. Meanwhile, military officers report to the head of the state, who is a civil official, and any ruling against him affects all of them.
If we now compare the American and the European systems, we shall meet with differences no less striking in the different effects which each of them produces or may produce. In France and in England the jurisdiction of political bodies is looked upon as an extraordinary resource, which is only to be employed in order to rescue society from unwonted dangers. It is not to be denied that these tribunals, as they are constituted in Europe, are apt to violate the conservative principle of the balance of power in the State, and to threaten incessantly the lives and liberties of the subject. The same political jurisdiction in the United States is only indirectly hostile to the balance of power; it cannot menace the lives of the citizens, and it does not hover, as in Europe, over the heads of the community, since those only who have submitted to its authority on accepting office are exposed to the severity of its investigations. It is at the same time less formidable and less efficacious; indeed, it has not been considered by the legislators of the United States as a remedy for the more violent evils of society, but as an ordinary means of conducting the government. In this respect it probably exercises more real influence on the social body in America than in Europe. We must not be misled by the apparent mildness of the American legislation in all that relates to political jurisdiction. It is to be observed, in the first place, that in the United States the tribunal which passes sentence is composed of the same elements, and subject to the same influences, as the body which impeaches the offender, and that this uniformity gives an almost irresistible impulse to the vindictive passions of parties. If political judges in the United States cannot inflict such heavy penalties as those of Europe, there is the less chance of their acquitting a prisoner; and the conviction, if it is less formidable, is more certain. The principal object of the political tribunals of Europe is to punish the offender; the purpose of those in America is to deprive him of his authority. A political condemnation in the United States may, therefore, be looked upon as a preventive measure; and there is no reason for restricting the judges to the exact definitions of criminal law. Nothing can be more alarming than the excessive latitude with which political offences are described in the laws of America. Article II., Section 4, of the Constitution of the United States runs thus:—“The President, Vice-President, and all civil officers of the United States shall be removed from office on impeachment for, and conviction of, treason, bribery, or other high crimes and misdemeanors.” Many of the Constitutions of the States are even less explicit. “Public officers,” says the Constitution of Massachusetts, *b “shall be impeached for misconduct or maladministration;” the Constitution of Virginia declares that all the civil officers who shall have offended against the State, by maladministration, corruption, or other high crimes, may be impeached by the House of Delegates; in some constitutions no offences are specified, in order to subject the public functionaries to an unlimited responsibility. *c But I will venture to affirm that it is precisely their mildness which renders the American laws most formidable in this respect. We have shown that in Europe the removal of a functionary and his political interdiction are the consequences of the penalty he is to undergo, and that in America they constitute the penalty itself. The consequence is that in Europe political tribunals are invested with rights which they are afraid to use, and that the fear of punishing too much hinders them from punishing at all. But in America no one hesitates to inflict a penalty from which humanity does not recoil. To condemn a political opponent to death, in order to deprive him of his power, is to commit what all the world would execrate as a horrible assassination; but to declare that opponent unworthy to exercise that authority, to deprive him of it, and to leave him uninjured in life and limb, may be judged to be the fair issue of the struggle. But this sentence, which it is so easy to pronounce, is not the less fatally severe to the majority of those upon whom it is inflicted. Great criminals may undoubtedly brave its intangible rigor, but ordinary offenders will dread it as a condemnation which destroys their position in the world, casts a blight upon their honor, and condemns them to a shameful inactivity worse than death. The influence exercised in the United States upon the progress of society by the jurisdiction of political bodies may not appear to be formidable, but it is only the more immense. It does not directly coerce the subject, but it renders the majority more absolute over those in power; it does not confer an unbounded authority on the legislator which can be exerted at some momentous crisis, but it establishes a temperate and regular influence, which is at all times available. If the power is decreased, it can, on the other hand, be more conveniently employed and more easily abused. By preventing political tribunals from inflicting judicial punishments the Americans seem to have eluded the worst consequences of legislative tyranny, rather than tyranny itself; and I am not sure that political jurisdiction, as it is constituted in the United States, is not the most formidable weapon which has ever been placed in the rude grasp of a popular majority. When the American republics begin to degenerate it will be easy to verify the truth of this observation, by remarking whether the number of political impeachments augments.*d
If we now compare the American and European systems, we will notice significant differences in the effects each produces or might produce. In France and England, the authority of political bodies is seen as an extraordinary tool, used only to protect society from unusual dangers. It cannot be denied that these courts, as structured in Europe, tend to undermine the conservative principle of the balance of power in the state and continuously threaten the lives and freedoms of individuals. In the United States, the same political authority is only indirectly opposed to the balance of power; it does not threaten citizens' lives and does not hang like a shadow over the community, as only those who accept its authority when taking office are subjected to its investigations. At the same time, it is less intimidating and less effective; in fact, U.S. lawmakers have not viewed it as a remedy for society's more serious issues, but as a standard means of governing. In this regard, it likely exerts more real influence over the social fabric in America than in Europe. We should not be misled by the apparent leniency of American laws regarding political authority. First, it should be noted that in the United States, the court that delivers judgment consists of the same elements and is influenced by the same factors as the body that impeaches the offender, and this uniformity gives a nearly unstoppable push to the vindictive feelings of parties. If political judges in the United States cannot impose as harsh penalties as those in Europe, it is less likely they will acquit a defendant, and while the conviction is less severe, it is more certain. The main goal of political courts in Europe is to punish the offender; in America, it's to strip them of their power. A political conviction in the United States can thus be seen as a preventive measure, and there is no reason to limit judges to strict definitions of criminal law. Nothing is more alarming than the broad scope with which political offenses are defined in American laws. Article II, Section 4 of the Constitution of the United States states: “The President, Vice-President, and all civil officers of the United States shall be removed from office on impeachment for, and conviction of, treason, bribery, or other high crimes and misdemeanors.” Many state constitutions are even less specific. “Public officers,” the Constitution of Massachusetts states, “shall be impeached for misconduct or maladministration;” the Constitution of Virginia says that all civil officers who offend the state through maladministration, corruption, or other high crimes may be impeached by the House of Delegates; in some constitutions, no offenses are specified, which subjects public officials to unlimited responsibility. But I will assert that it is precisely this leniency that makes American laws more formidable in this regard. We have shown that in Europe, the removal of an official and their political disqualification are consequences of the punishment they face, while in America, they are the punishment itself. The result is that in Europe, political courts have powers they are scared to use, and the fear of punishing too harshly prevents them from punishing at all. But in America, no one hesitates to impose a penalty that is not shocking to humanity. To condemn a political opponent to death in order to strip them of their power is to commit what everyone would revile as a horrific assassination; however, declaring that opponent unfit to hold that power, removing that power, while leaving them unharmed in body, can be seen as a legitimate outcome of the conflict. Yet this ruling, which is easy to pronounce, is still devastatingly harsh for most of those it targets. Major criminals may indeed defy its intangible severity, but ordinary offenders will fear it as a sentence that annihilates their social standing, tarnishes their reputation, and relegates them to a shameful inactivity worse than death. The influence that political bodies wield in the United States over societal progress may not seem powerful, but it is actually quite immense. It does not directly coerce individuals, but it makes the majority more dominant over those in power; it does not give the legislator unchecked authority that can be exercised in a critical moment, but it establishes a moderate and consistent influence that is always available. If the power diminishes, it can, on the other hand, be more conveniently wielded and more easily misused. By preventing political courts from administering judicial punishments, Americans seem to have sidestepped the worst outcomes of legislative tyranny, rather than tyranny itself; and I am not convinced that the political authority as structured in the United States is not the most powerful tool ever handed to a popular majority. As the American republics begin to decline, it will be easy to verify this observation by tracking whether the number of political impeachments increases.
b
[ Chap. I. sect. ii. Section 8.]
b
[ Chap. I. sect. ii. Section 8.]
c
[ See the constitutions of Illinois, Maine, Connecticut, and Georgia.]
c
[ See the constitutions of Illinois, Maine, Connecticut, and Georgia.]
d
[ See Appendix, N.
d
[ See Appendix, N.
[The impeachment of President Andrew Johnson in 1868—which was resorted to by his political opponents solely as a means of turning him out of office, for it could not be contended that he had been guilty of high crimes and misdemeanors, and he was in fact honorably acquitted and reinstated in office—is a striking confirmation of the truth of this remark.—Translator’s Note, 1874.]]
[The impeachment of President Andrew Johnson in 1868 was used by his political opponents purely as a way to remove him from office, since there was no valid argument that he had committed any serious offenses. In fact, he was honorably acquitted and reinstated in his position. This serves as a clear confirmation of the truth of this statement.—Translator’s Note, 1874.]
Chapter VIII: The Federal Constitution—Part I
I have hitherto considered each State as a separate whole, and I have explained the different springs which the people sets in motion, and the different means of action which it employs. But all the States which I have considered as independent are forced to submit, in certain cases, to the supreme authority of the Union. The time is now come for me to examine separately the supremacy with which the Union has been invested, and to cast a rapid glance over the Federal Constitution.
I have previously viewed each State as a separate entity, and I have outlined the various motivations that drive the people and the different methods they use to act. However, all the States I considered independent are required, in certain situations, to accept the supreme authority of the Union. Now, it’s time for me to examine the supremacy granted to the Union and take a quick look at the Federal Constitution.
Chapter Summary
Origin of the first Union—Its weakness—Congress appeals to the constituent authority—Interval of two years between this appeal and the promulgation of the new Constitution.
Origin of the first Union—Its weaknesses—Congress appeals to the constituent authority—A two-year gap between this appeal and the announcement of the new Constitution.
History Of The Federal Constitution
History of the Federal Constitution
The thirteen colonies which simultaneously threw off the yoke of England towards the end of the last century professed, as I have already observed, the same religion, the same language, the same customs, and almost the same laws; they were struggling against a common enemy; and these reasons were sufficiently strong to unite them one to another, and to consolidate them into one nation. But as each of them had enjoyed a separate existence and a government within its own control, the peculiar interests and customs which resulted from this system were opposed to a compact and intimate union which would have absorbed the individual importance of each in the general importance of all. Hence arose two opposite tendencies, the one prompting the Anglo-Americans to unite, the other to divide their strength. As long as the war with the mother-country lasted the principle of union was kept alive by necessity; and although the laws which constituted it were defective, the common tie subsisted in spite of their imperfections. *a But no sooner was peace concluded than the faults of the legislation became manifest, and the State seemed to be suddenly dissolved. Each colony became an independent republic, and assumed an absolute sovereignty. The federal government, condemned to impotence by its constitution, and no longer sustained by the presence of a common danger, witnessed the outrages offered to its flag by the great nations of Europe, whilst it was scarcely able to maintain its ground against the Indian tribes, and to pay the interest of the debt which had been contracted during the war of independence. It was already on the verge of destruction, when it officially proclaimed its inability to conduct the government, and appealed to the constituent authority of the nation. *b If America ever approached (for however brief a time) that lofty pinnacle of glory to which the fancy of its inhabitants is wont to point, it was at the solemn moment at which the power of the nation abdicated, as it were, the empire of the land. All ages have furnished the spectacle of a people struggling with energy to win its independence; and the efforts of the Americans in throwing off the English yoke have been considerably exaggerated. Separated from their enemies by three thousand miles of ocean, and backed by a powerful ally, the success of the United States may be more justly attributed to their geographical position than to the valor of their armies or the patriotism of their citizens. It would be ridiculous to compare the American was to the wars of the French Revolution, or the efforts of the Americans to those of the French when they were attacked by the whole of Europe, without credit and without allies, yet capable of opposing a twentieth part of their population to the world, and of bearing the torch of revolution beyond their frontiers whilst they stifled its devouring flame within the bosom of their country. But it is a novelty in the history of society to see a great people turn a calm and scrutinizing eye upon itself, when apprised by the legislature that the wheels of government are stopped; to see it carefully examine the extent of the evil, and patiently wait for two whole years until a remedy was discovered, which it voluntarily adopted without having wrung a tear or a drop of blood from mankind. At the time when the inadequacy of the first constitution was discovered America possessed the double advantage of that calm which had succeeded the effervescence of the revolution, and of those great men who had led the revolution to a successful issue. The assembly which accepted the task of composing the second constitution was small; *c but George Washington was its President, and it contained the choicest talents and the noblest hearts which had ever appeared in the New World. This national commission, after long and mature deliberation, offered to the acceptance of the people the body of general laws which still rules the Union. All the States adopted it successively. *d The new Federal Government commenced its functions in 1789, after an interregnum of two years. The Revolution of America terminated when that of France began.
The thirteen colonies that collectively broke free from England at the end of the last century shared, as I have already mentioned, the same religion, the same language, the same customs, and nearly the same laws; they were fighting against a common enemy. These factors were strong enough to bring them together and form one nation. However, since each colony had lived independently with its own government, their unique interests and customs stood in the way of a close union that would have downplayed the significance of each colony in favor of the collective. This created two opposing forces: one encouraging the Anglo-Americans to unite, and the other pulling them towards division. During the war with the mother country, the need for unity kept the principle alive; even though the laws underpinning it were flawed, the common bond persisted despite their shortcomings. But once peace was achieved, the flaws in governance became clear, and the State seemed to fall apart. Each colony declared itself an independent republic and took on full sovereignty. The federal government, rendered powerless by its constitution and no longer bolstered by a shared threat, watched as great nations of Europe disrespected its flag while struggling to fend off Native American tribes and manage the interest on the debt incurred during the war of independence. It was on the brink of collapse when it officially acknowledged its inability to govern and sought the constituent authority of the nation. If America ever reached (even briefly) that high point of glory its people often imagine, it was at the significant moment when the nation's power effectively relinquished control of the land. Throughout history, there have been instances of nations fighting fiercely for their independence; however, the Americans’ struggle to rid themselves of British rule has often been overstated. Separated from their enemies by three thousand miles of ocean and supported by a strong ally, the success of the United States can be more accurately attributed to its geographical position rather than the bravery of its armies or the patriotism of its citizens. It would be absurd to compare the American conflict to the wars of the French Revolution, or the Americans’ efforts to those of the French who faced all of Europe without recognition or allies, yet were able to mobilize a significant portion of their population against the world and to spread revolutionary ideas beyond their borders while suppressing the flames of rebellion at home. However, it is a rare moment in history to see a large population take a calm and critical look at itself when informed by the legislature that the government was at a standstill; to see it carefully assess the extent of the problem and patiently wait for two years until a solution was found, which it willingly accepted without causing a single tear or drop of blood to be shed. When the inadequacies of the original constitution were revealed, America had the double advantage of the calm that followed the upheaval of the revolution and the presence of remarkable leaders who had ensured that revolution’s success. The assembly tasked with drafting the new constitution was small; but with George Washington as its President, it included some of the greatest minds and noblest hearts ever seen in the New World. This national commission, after considerable discussion, presented a new set of general laws for the people’s approval that still governs the Union today. All the States adopted it one after another. The new Federal Government began functioning in 1789, after a two-year gap. The American Revolution ended just as the French Revolution began.
a
[ See the articles of the first confederation formed in 1778. This constitution
was not adopted by all the States until 1781. See also the analysis given of
this constitution in “The Federalist” from No. 15 to No. 22,
inclusive, and Story’s “Commentaries on the Constitution of the
United States,” pp. 85-115.]
a
[ See the articles of the first confederation formed in 1778. This constitution was not adopted by all the States until 1781. See also the analysis given of this constitution in “The Federalist” from No. 15 to No. 22, inclusive, and Story’s “Commentaries on the Constitution of the United States,” pp. 85-115.]
b
[ Congress made this declaration on February 21, 1787.]
b
[ Congress made this declaration on February 21, 1787.]
c
[ It consisted of fifty-five members; Washington, Madison, Hamilton, and the
two Morrises were amongst the number.]
c
[It had fifty-five members; Washington, Madison, Hamilton, and the two Morrises were among them.]
d
[ It was not adopted by the legislative bodies, but representatives were
elected by the people for this sole purpose; and the new constitution was
discussed at length in each of these assemblies.]
d
[It wasn't adopted by the legislative bodies, but representatives were elected by the people for this specific purpose; and the new constitution was discussed in detail in each of these assemblies.]
Summary Of The Federal Constitution
Division of authority between the Federal Government and the States—The Government of the States is the rule, the Federal Government the exception.
Division of authority between the Federal Government and the States—State Governments are the norm, while the Federal Government is the exception.
The first question which awaited the Americans was intricate, and by no means easy of solution: the object was so to divide the authority of the different States which composed the Union that each of them should continue to govern itself in all that concerned its internal prosperity, whilst the entire nation, represented by the Union, should continue to form a compact body, and to provide for the general exigencies of the people. It was as impossible to determine beforehand, with any degree of accuracy, the share of authority which each of two governments was to enjoy, as to foresee all the incidents in the existence of a nation.
The first question that faced the Americans was complex and definitely not easy to solve: the goal was to distribute the authority of the different States that made up the Union in such a way that each could continue to manage its own internal affairs while the whole nation, represented by the Union, would remain a unified entity to address the general needs of the people. It was just as impossible to accurately predict in advance the balance of power each of the two governments would have as it was to foresee all the events in the life of a nation.
The obligations and the claims of the Federal Government were simple and easily definable, because the Union had been formed with the express purpose of meeting the general exigencies of the people; but the claims and obligations of the States were, on the other hand, complicated and various, because those Governments had penetrated into all the details of social life. The attributes of the Federal Government were therefore carefully enumerated and all that was not included amongst them was declared to constitute a part of the privileges of the several Governments of the States. Thus the government of the States remained the rule, and that of the Confederation became the exception. *e
The responsibilities and claims of the Federal Government were straightforward and clearly defined, as the Union was created specifically to address the general needs of the people. In contrast, the claims and responsibilities of the States were complex and varied because those Governments were involved in every aspect of social life. The powers of the Federal Government were clearly listed, and anything not included in that list was considered part of the rights of the individual State Governments. Therefore, State governments became the norm, while the Confederation government was the exception.
e
[ See the Amendment to the Federal Constitution; “Federalist,” No.
32; Story, p. 711; Kent’s “Commentaries,” vol. i. p. 364.
e
[ See the Amendment to the Federal Constitution; “Federalist,” No. 32; Story, p. 711; Kent’s “Commentaries,” vol. i. p. 364.
It is to be observed that whenever the exclusive right of regulating certain matters is not reserved to Congress by the Constitution, the States may take up the affair until it is brought before the National Assembly. For instance, Congress has the right of making a general law on bankruptcy, which, however, it neglects to do. Each State is then at liberty to make a law for itself. This point has been established by discussion in the law-courts, and may be said to belong more properly to jurisprudence.]
It should be noted that whenever the Constitution doesn’t reserve the exclusive right to regulate certain matters for Congress, the States can handle those issues until they’re addressed by the National Assembly. For example, Congress has the authority to create a general bankruptcy law, but it often fails to do so. As a result, each State is free to create its own law. This point has been confirmed through discussions in the courts and is more appropriately related to jurisprudence.
But as it was foreseen that, in practice, questions might arise as to the exact limits of this exceptional authority, and that it would be dangerous to submit these questions to the decision of the ordinary courts of justice, established in the States by the States themselves, a high Federal court was created, *f which was destined, amongst other functions, to maintain the balance of power which had been established by the Constitution between the two rival Governments. *g
But since it was anticipated that, in practice, questions might come up regarding the precise boundaries of this special authority, and that it would be risky to leave these questions to the ordinary courts of justice set up by the States themselves, a high Federal court was established, which was meant, among other things, to uphold the balance of power created by the Constitution between the two competing Governments.
f
[ The action of this court is indirect, as we shall hereafter show.]
f
[ The court's action is indirect, as we will show later.]
g
[ It is thus that “The Federalist,” No. 45, explains the division
of supremacy between the Union and the States: “The powers delegated by
the Constitution to the Federal Government are few and defined. Those which are
to remain in the State Governments are numerous and indefinite. The former will
be exercised principally on external objects, as war, peace, negotiation, and
foreign commerce. The powers reserved to the several States will extend to all
the objects which, in the ordinary course of affairs, concern the internal
order and prosperity of the State.” I shall often have occasion to quote
“The Federalist” in this work. When the bill which has since become
the Constitution of the United States was submitted to the approval of the
people, and the discussions were still pending, three men, who had already
acquired a portion of that celebrity which they have since enjoyed—John
Jay, Hamilton, and Madison—formed an association with the intention of
explaining to the nation the advantages of the measure which was proposed. With
this view they published a series of articles in the shape of a journal, which
now form a complete treatise. They entitled their journal “The
Federalist,” a name which has been retained in the work. “The
Federalist” is an excellent book, which ought to be familiar to the
statesmen of all countries, although it especially concerns America.]
g
[ “The Federalist,” No. 45, outlines the balance of power between the Union and the States: “The powers given to the Federal Government by the Constitution are limited and specific. The powers that remain with the State Governments are broad and undefined. The Federal Government will mainly handle matters related to foreign affairs, such as war, peace, treaties, and international trade. The powers reserved for the States will cover all the issues that typically impact the internal order and prosperity of the State.” I will frequently refer to “The Federalist” in this work. When the bill that eventually became the Constitution of the United States was presented to the public for approval and discussions were still ongoing, three individuals who had already gained some fame—John Jay, Hamilton, and Madison—came together with the goal of explaining the benefits of the proposed measure to the nation. To achieve this, they published a series of articles in the form of a journal, which now constitutes a comprehensive treatise. They named their journal “The Federalist,” a title that has been preserved. “The Federalist” is an outstanding book that should be known by statesmen in all countries, although it is particularly relevant to America.]
Prerogative Of The Federal Government
Federal Government's Prerogative
Power of declaring war, making peace, and levying general taxes vested in the Federal Government—What part of the internal policy of the country it may direct—The Government of the Union in some respects more central than the King’s Government in the old French monarchy.
Power to declare war, make peace, and collect general taxes is given to the Federal Government—What aspects of the country's internal policy it can influence—The Union's government is in some ways more centralized than the King’s government in the old French monarchy.
The external relations of a people may be compared to those of private individuals, and they cannot be advantageously maintained without the agency of a single head of a Government. The exclusive right of making peace and war, of concluding treaties of commerce, of raising armies, and equipping fleets, was granted to the Union. *h The necessity of a national Government was less imperiously felt in the conduct of the internal policy of society; but there are certain general interests which can only be attended to with advantage by a general authority. The Union was invested with the power of controlling the monetary system, of directing the post office, and of opening the great roads which were to establish a communication between the different parts of the country. *i The independence of the Government of each State was formally recognized in its sphere; nevertheless, the Federal Government was authorized to interfere in the internal affairs of the States *j in a few predetermined cases, in which an indiscreet abuse of their independence might compromise the security of the Union at large. Thus, whilst the power of modifying and changing their legislation at pleasure was preserved in all the republics, they were forbidden to enact ex post facto laws, or to create a class of nobles in their community. *k Lastly, as it was necessary that the Federal Government should be able to fulfil its engagements, it was endowed with an unlimited power of levying taxes. *l
The foreign relations of a nation can be compared to those of private individuals, and they can’t be effectively maintained without a strong central government. The exclusive rights to declare war and peace, make trade treaties, raise armies, and equip fleets were assigned to the Union. The need for a national government was not as strongly felt when it came to managing internal policies; however, there are certain common interests that can only be effectively managed by a central authority. The Union was given the power to oversee the monetary system, manage the post office, and build the main roads that would connect different parts of the country. The independence of each State's government was officially recognized within its own scope; however, the Federal Government was allowed to intervene in the internal matters of the States in a few specific situations, where an improper use of their independence might threaten the security of the Union as a whole. Therefore, while all republics retained the ability to modify and change their laws at will, they were prohibited from passing ex post facto laws or establishing a nobility within their society. Finally, since it was essential for the Federal Government to meet its obligations, it was given the unlimited power to collect taxes.
h
[ See Constitution, sect. 8; “Federalist,” Nos. 41 and 42;
Kent’s “Commentaries,” vol. i. p. 207; Story, pp. 358-382;
Ibid. pp. 409-426.]
h
[ See Constitution, sect. 8; “Federalist,” Nos. 41 and 42; Kent’s “Commentaries,” vol. i. p. 207; Story, pp. 358-382; Ibid. pp. 409-426.]
i
[ Several other privileges of the same kind exist, such as that which empowers
the Union to legislate on bankruptcy, to grant patents, and other matters in
which its intervention is clearly necessary.]
i
[ There are several other similar privileges, like the one that allows the Union to make laws about bankruptcy, issue patents, and handle other issues where its involvement is clearly needed.]
j
[ Even in these cases its interference is indirect. The Union interferes by
means of the tribunals, as will be hereafter shown.]
j
[ Even in these cases, its interference is indirect. The Union intervenes through the courts, as will be explained later.]
k
[ Federal Constitution, sect. 10, art. I.]
k
[ Federal Constitution, sect. 10, art. I.]
l
[ Constitution, sects. 8, 9, and 10; “Federalist,” Nos. 30-36,
inclusive, and 41-44; Kent’s “Commentaries,” vol. i. pp. 207
and 381; Story, pp. 329 and 514.]
l
[ Constitution, sects. 8, 9, and 10; “Federalist,” Nos. 30-36, inclusive, and 41-44; Kent’s “Commentaries,” vol. i. pp. 207 and 381; Story, pp. 329 and 514.]
In examining the balance of power as established by the Federal Constitution; in remarking on the one hand the portion of sovereignty which has been reserved to the several States, and on the other the share of power which the Union has assumed, it is evident that the Federal legislators entertained the clearest and most accurate notions on the nature of the centralization of government. The United States form not only a republic, but a confederation; nevertheless the authority of the nation is more central than it was in several of the monarchies of Europe when the American Constitution was formed. Take, for instance, the two following examples.
In looking at the balance of power set up by the Federal Constitution; noting the sovereignty that has been reserved for the individual States and the power that the Union has taken on, it’s clear that the Federal lawmakers had a clear and precise understanding of how centralized government works. The United States is not just a republic, but also a confederation; however, the national authority is more central than it was in many of the monarchies in Europe at the time the American Constitution was created. For example, consider the following two examples.
Thirteen supreme courts of justice existed in France, which, generally speaking, had the right of interpreting the law without appeal; and those provinces which were styled pays d’etats were authorized to refuse their assent to an impost which had been levied by the sovereign who represented the nation. In the Union there is but one tribunal to interpret, as there is one legislature to make the laws; and an impost voted by the representatives of the nation is binding upon all the citizens. In these two essential points, therefore, the Union exercises more central authority than the French monarchy possessed, although the Union is only an assemblage of confederate republics.
Thirteen supreme courts of justice existed in France that generally had the right to interpret the law without appeal. The provinces known as pays d’états could refuse to agree to a tax imposed by the sovereign representing the nation. In the Union, there is only one court to interpret the law, just as there is one legislature to create the laws. A tax approved by the nation's representatives is binding on all citizens. In these two key areas, the Union holds more central authority than the French monarchy did, even though the Union is just a collection of confederate republics.
In Spain certain provinces had the right of establishing a system of custom-house duties peculiar to themselves, although that privilege belongs, by its very nature, to the national sovereignty. In America the Congress alone has the right of regulating the commercial relations of the States. The government of the Confederation is therefore more centralized in this respect than the kingdom of Spain. It is true that the power of the Crown in France or in Spain was always able to obtain by force whatever the Constitution of the country denied, and that the ultimate result was consequently the same; but I am here discussing the theory of the Constitution.
In Spain, certain provinces had the right to set up their own customs duties, even though that privilege is fundamentally a matter of national sovereignty. In America, only Congress can regulate the commercial relationships between the States. Therefore, the government of the Confederation is more centralized in this regard than the kingdom of Spain. It's true that the power of the Crown in France or Spain could always use force to get what the country's Constitution denied, and the end result was similar; however, I'm focusing on the theory of the Constitution here.
Federal Powers
Federal Authority
After having settled the limits within which the Federal Government was to act, the next point was to determine the powers which it was to exert.
After defining the boundaries of the Federal Government’s actions, the next step was to identify the powers it would use.
Legislative Powers *m
Legislative Powers
m
[ [In this chapter the author points out the essence of the conflict between
the seceding States and the Union which caused the Civil War of 1861.]]
m
[ [In this chapter, the author highlights the core of the conflict between the seceding states and the Union that led to the Civil War of 1861.]]
Division of the Legislative Body into two branches—Difference in the manner of forming the two Houses—The principle of the independence of the States predominates in the formation of the Senate—The principle of the sovereignty of the nation in the composition of the House of Representatives—Singular effects of the fact that a Constitution can only be logical in the early stages of a nation.
Division of the Legislative Body into two branches—Difference in how the two Houses are formed—The principle of state independence dominates the formation of the Senate—The principle of national sovereignty is seen in the composition of the House of Representatives—Unique effects of the fact that a Constitution can only be logical in the early stages of a nation.
The plan which had been laid down beforehand for the Constitutions of the several States was followed, in many points, in the organization of the powers of the Union. The Federal legislature of the Union was composed of a Senate and a House of Representatives. A spirit of conciliation prescribed the observance of distinct principles in the formation of these two assemblies. I have already shown that two contrary interests were opposed to each other in the establishment of the Federal Constitution. These two interests had given rise to two opinions. It was the wish of one party to convert the Union into a league of independent States, or a sort of congress, at which the representatives of the several peoples would meet to discuss certain points of their common interests. The other party desired to unite the inhabitants of the American colonies into one sole nation, and to establish a Government which should act as the sole representative of the nation, as far as the limited sphere of its authority would permit. The practical consequences of these two theories were exceedingly different.
The plan that had been established earlier for the Constitutions of the various States was followed, in many respects, in organizing the powers of the Union. The Federal legislature of the Union consisted of a Senate and a House of Representatives. A spirit of compromise guided the establishment of distinct principles in the formation of these two bodies. I have already pointed out that two opposing interests were in conflict during the creation of the Federal Constitution. These two interests led to two differing views. One group's goal was to transform the Union into a league of independent States, or a kind of congress where representatives from the different peoples would come together to discuss specific issues of mutual concern. The other group aimed to bring the inhabitants of the American colonies together into one nation and to create a Government that would serve as the sole representative of the nation, within the limited scope of its authority. The practical outcomes of these two theories were significantly different.
The question was, whether a league was to be established instead of a national Government; whether the majority of the State, instead of the majority of the inhabitants of the Union, was to give the law: for every State, the small as well as the great, would then remain in the full enjoyment of its independence, and enter the Union upon a footing of perfect equality. If, however, the inhabitants of the United States were to be considered as belonging to one and the same nation, it would be just that the majority of the citizens of the Union should prescribe the law. Of course the lesser States could not subscribe to the application of this doctrine without, in fact, abdicating their existence in relation to the sovereignty of the Confederation; since they would have passed from the condition of a co-equal and co-legislative authority to that of an insignificant fraction of a great people. But if the former system would have invested them with an excessive authority, the latter would have annulled their influence altogether. Under these circumstances the result was, that the strict rules of logic were evaded, as is usually the case when interests are opposed to arguments. A middle course was hit upon by the legislators, which brought together by force two systems theoretically irreconcilable.
The question was whether a league should be created instead of a national government; whether the majority of the states, rather than the majority of the people in the union, should have the power to make laws. This approach would allow each state, both small and large, to maintain its independence and join the union on equal terms. However, if the people of the United States were considered one nation, it would be fair for the majority of the citizens in the union to create the laws. Naturally, smaller states couldn't agree to this without essentially giving up their status in relation to the sovereignty of the confederation; they would shift from being equal partners with legislative power to just a minor part of a larger population. While the first system would give them too much power, the second would completely eliminate their influence. In this situation, strict logic was often sidestepped, which is common when personal interests conflict with arguments. The lawmakers eventually found a compromise that forcefully combined two theoretically incompatible systems.
The principle of the independence of the States prevailed in the formation of the Senate, and that of the sovereignty of the nation predominated in the composition of the House of Representatives. It was decided that each State should send two senators to Congress, and a number of representatives proportioned to its population. *n It results from this arrangement that the State of New York has at the present day forty representatives and only two senators; the State of Delaware has two senators and only one representative; the State of Delaware is therefore equal to the State of New York in the Senate, whilst the latter has forty times the influence of the former in the House of Representatives. Thus, if the minority of the nation preponderates in the Senate,. it may paralyze the decisions of the majority represented in the other House, which is contrary to the spirit of constitutional government.
The principle of state independence guided the creation of the Senate, while the principle of national sovereignty was key in forming the House of Representatives. It was determined that each state would send two senators to Congress and a number of representatives based on its population. As a result of this arrangement, New York currently has forty representatives but only two senators; Delaware has two senators and just one representative. This means Delaware is equal to New York in the Senate, while New York has forty times the influence of Delaware in the House of Representatives. Therefore, if the minority of the nation has more power in the Senate, it can block the decisions of the majority represented in the other House, which goes against the spirit of constitutional government.
n
[ Every ten years Congress fixes anew the number of representatives which each
State is to furnish. The total number was 69 in 1789, and 240 in 1833. (See
“American Almanac,” 1834, p. 194.) The Constitution decided that
there should not be more than one representative for every 30,000 persons; but
no minimum was fixed on. The Congress has not thought fit to augment the number
of representatives in proportion to the increase of population. The first Act
which was passed on the subject (April 14, 1792: see “Laws of the United
States,” by Story, vol. i. p. 235) decided that there should be one
representative for every 33,000 inhabitants. The last Act, which was passed in
1832, fixes the proportion at one for 48,000. The population represented is
composed of all the free men and of three-fifths of the slaves.
n
[ Every ten years, Congress sets the number of representatives that each state must provide. The total was 69 in 1789 and 240 in 1833. (See “American Almanac,” 1834, p. 194.) The Constitution stated that there shouldn't be more than one representative for every 30,000 people, but it didn't set a minimum. Congress hasn't decided to increase the number of representatives in line with population growth. The first law on this matter (April 14, 1792: see “Laws of the United States,” by Story, vol. i. p. 235) established one representative for every 33,000 residents. The most recent law, passed in 1832, sets the ratio at one for 48,000. The population represented includes all free men and three-fifths of enslaved individuals.
[The last Act of apportionment, passed February 2, 1872, fixes the representation at one to 134,684 inhabitants. There are now (1875) 283 members of the lower House of Congress, and 9 for the States at large, making in all 292 members. The old States have of course lost the representatives which the new States have gained.—Translator’s Note.]]
[The latest apportionment act, passed on February 2, 1872, sets the representation at one representative for every 134,684 residents. As of now (1875), there are 283 members in the lower House of Congress and 9 for the States at large, totaling 292 members. The older States, of course, have lost the representatives that the new States have gained.—Translator’s Note.]
These facts show how rare and how difficult it is rationally and logically to combine all the several parts of legislation. In the course of time different interests arise, and different principles are sanctioned by the same people; and when a general constitution is to be established, these interests and principles are so many natural obstacles to the rigorous application of any political system, with all its consequences. The early stages of national existence are the only periods at which it is possible to maintain the complete logic of legislation; and when we perceive a nation in the enjoyment of this advantage, before we hasten to conclude that it is wise, we should do well to remember that it is young. When the Federal Constitution was formed, the interests of independence for the separate States, and the interest of union for the whole people, were the only two conflicting interests which existed amongst the Anglo-Americans, and a compromise was necessarily made between them.
These facts demonstrate how rare and challenging it is to logically and rationally combine all the various aspects of legislation. Over time, different interests emerge, and different principles are accepted by the same people; when establishing a general constitution, these interests and principles create natural barriers to the strict implementation of any political system, with all its implications. The early stages of a nation’s existence are the only times when maintaining complete logical consistency in legislation is possible; and when we see a nation benefiting from this advantage, we should remember that it is still young before rushing to the conclusion that it is wise. When the Federal Constitution was created, the interests of independence for the individual States and the interest of union for the whole population were the only two conflicting interests among the Anglo-Americans, necessitating a compromise between them.
It is, however, just to acknowledge that this part of the Constitution has not hitherto produced those evils which might have been feared. All the States are young and contiguous; their customs, their ideas, and their exigencies are not dissimilar; and the differences which result from their size or inferiority do not suffice to set their interests at variance. The small States have consequently never been induced to league themselves together in the Senate to oppose the designs of the larger ones; and indeed there is so irresistible an authority in the legitimate expression of the will of a people that the Senate could offer but a feeble opposition to the vote of the majority of the House of Representatives.
It’s important to recognize that this part of the Constitution hasn’t led to the problems that might have been anticipated. All the states are relatively new and close to each other; their customs, ideas, and needs are quite similar. The differences stemming from their size or lesser status aren’t significant enough to cause conflict over their interests. As a result, the smaller states have never been motivated to band together in the Senate to resist the larger states’ plans; in fact, there is such a strong authority in the genuine expression of the people's will that the Senate can only weakly oppose the majority vote in the House of Representatives.
It must not be forgotten, on the other hand, that it was not in the power of the American legislators to reduce to a single nation the people for whom they were making laws. The object of the Federal Constitution was not to destroy the independence of the States, but to restrain it. By acknowledging the real authority of these secondary communities (and it was impossible to deprive them of it), they disavowed beforehand the habitual use of constraint in enforcing g the decisions of the majority. Upon this principle the introduction of the influence of the States into the mechanism of the Federal Government was by no means to be wondered at, since it only attested the existence of an acknowledged power, which was to be humored and not forcibly checked.
It should be noted, however, that American lawmakers didn't have the ability to turn the people they were creating laws for into a single nation. The purpose of the Federal Constitution wasn't to eliminate the independence of the States, but to limit it. By recognizing the genuine authority of these smaller communities (and it was impossible to take that away from them), they preemptively rejected the common practice of forcing the majority's decisions. Based on this principle, the inclusion of the States' influence in the workings of the Federal Government was not surprising, as it simply reflected the existence of a recognized power that needed to be respected, not suppressed.
A Further Difference Between The Senate And The House Of Representatives
A Further Difference Between The Senate And The House Of Representatives
The Senate named by the provincial legislators, the Representatives by the people—Double election of the former; single election of the latter—Term of the different offices—Peculiar functions of each House.
The Senate is chosen by the provincial legislators, while the Representatives are elected by the people—double election for the Senate; single election for the Representatives—length of terms for each office—unique functions of each House.
The Senate not only differs from the other House in the principle which it represents, but also in the mode of its election, in the term for which it is chosen, and in the nature of its functions. The House of Representatives is named by the people, the Senate by the legislators of each State; the former is directly elected, the latter is elected by an elected body; the term for which the representatives are chosen is only two years, that of the senators is six. The functions of the House of Representatives are purely legislative, and the only share it takes in the judicial power is in the impeachment of public officers. The Senate co-operates in the work of legislation, and tries those political offences which the House of Representatives submits to its decision. It also acts as the great executive council of the nation; the treaties which are concluded by the President must be ratified by the Senate, and the appointments he may make must be definitely approved by the same body. *o
The Senate not only differs from the House of Representatives in the principle it represents, but also in how its members are elected, the length of their terms, and the nature of their responsibilities. The House is elected directly by the people, while Senators are chosen by the legislatures of each state; Representatives serve two-year terms, while Senators serve six. The House's role is purely legislative, and its involvement in the judicial system is limited to impeaching public officials. The Senate participates in legislation and holds trials for political offenses that the House brings to them. Additionally, it serves as the main executive council for the nation; treaties negotiated by the President must be approved by the Senate, and any appointments he makes require confirmation from the Senate as well.
o
[ See “The Federalist,” Nos. 52-56, inclusive; Story, pp. 199-314;
Constitution of the United States, sects. 2 and 3.] The Executive Power *p
o
[ See “The Federalist,” Nos. 52-56, inclusive; Story, pp. 199-314; Constitution of the United States, sects. 2 and 3.] The Executive Power *p
p
[ See “The Federalist,” Nos. 67-77; Constitution of the United
States, art. 2; Story, p. 315, pp. 615-780; Kent’s
“Commentaries,” p. 255.]
p
[ See “The Federalist,” Nos. 67-77; Constitution of the United States, art. 2; Story, p. 315, pp. 615-780; Kent’s “Commentaries,” p. 255.]
Dependence of the President—He is elective and responsible—He is free to act in his own sphere under the inspection, but not under the direction, of the Senate—His salary fixed at his entry into office—Suspensive veto.
Dependence of the President—He is elected and accountable—He can act freely in his own area under the Senate's oversight, but not under its direction—His salary is set when he takes office—Suspensive veto.
The American legislators undertook a difficult task in attempting to create an executive power dependent on the majority of the people, and nevertheless sufficiently strong to act without restraint in its own sphere. It was indispensable to the maintenance of the republican form of government that the representative of the executive power should be subject to the will of the nation.
The American lawmakers faced a tough challenge in trying to create an executive power that was dependent on the majority of the people while still being strong enough to operate freely within its own area. It was essential for maintaining the republican form of government that the leader of the executive power should be answerable to the will of the nation.
The President is an elective magistrate. His honor, his property, his liberty, and his life are the securities which the people has for the temperate use of his power. But in the exercise of his authority he cannot be said to be perfectly independent; the Senate takes cognizance of his relations with foreign powers, and of the distribution of public appointments, so that he can neither be bribed nor can he employ the means of corruption. The legislators of the Union acknowledged that the executive power would be incompetent to fulfil its task with dignity and utility, unless it enjoyed a greater degree of stability and of strength than had been granted to it in the separate States.
The President is an elected official. His reputation, his property, his freedom, and his life are what the people rely on for the responsible use of his power. However, in carrying out his authority, he cannot be considered completely independent; the Senate oversees his dealings with foreign countries and the distribution of public jobs, ensuring that he cannot be bribed or use corrupt means. The lawmakers of the Union recognized that the executive branch would not be able to perform its duties effectively and with respect unless it had more stability and strength than what was given to it in the individual states.
The President is chosen for four years, and he may be reelected; so that the chances of a prolonged administration may inspire him with hopeful undertakings for the public good, and with the means of carrying them into execution. The President was made the sole representative of the executive power of the Union, and care was taken not to render his decisions subordinate to the vote of a council—a dangerous measure, which tends at the same time to clog the action of the Government and to diminish its responsibility. The Senate has the right of annulling g certain acts of the President; but it cannot compel him to take any steps, nor does it participate in the exercise of the executive power.
The President serves a four-year term and can be re-elected; this offers the opportunity for a long administration, encouraging him to pursue hopeful initiatives for the public good and the resources to implement them. The President is the sole representative of the executive power of the Union, and precautions were taken to ensure that his decisions are not subject to a council's vote—a risky approach that can hinder government action and reduce accountability. The Senate has the authority to annul certain presidential acts, but it cannot force the President to take any action, nor does it share in the exercise of executive power.
The action of the legislature on the executive power may be direct; and we have just shown that the Americans carefully obviated this influence; but it may, on the other hand, be indirect. Public assemblies which have the power of depriving an officer of state of his salary encroach upon his independence; and as they are free to make the laws, it is to be feared lest they should gradually appropriate to themselves a portion of that authority which the Constitution had vested in his hands. This dependence of the executive power is one of the defects inherent in republican constitutions. The Americans have not been able to counteract the tendency which legislative assemblies have to get possession of the government, but they have rendered this propensity less irresistible. The salary of the President is fixed, at the time of his entering upon office, for the whole period of his magistracy. The President is, moreover, provided with a suspensive veto, which allows him to oppose the passing of such laws as might destroy the portion of independence which the Constitution awards him. The struggle between the President and the legislature must always be an unequal one, since the latter is certain of bearing down all resistance by persevering in its plans; but the suspensive veto forces it at least to reconsider the matter, and, if the motion be persisted in, it must then be backed by a majority of two-thirds of the whole house. The veto is, in fact, a sort of appeal to the people. The executive power, which, without this security, might have been secretly oppressed, adopts this means of pleading its cause and stating its motives. But if the legislature is certain of overpowering all resistance by persevering in its plans, I reply, that in the constitutions of all nations, of whatever kind they may be, a certain point exists at which the legislator is obliged to have recourse to the good sense and the virtue of his fellow-citizens. This point is more prominent and more discoverable in republics, whilst it is more remote and more carefully concealed in monarchies, but it always exists somewhere. There is no country in the world in which everything can be provided for by the laws, or in which political institutions can prove a substitute for common sense and public morality.
The legislature can directly influence the executive power, and we've just shown how Americans worked to limit this influence. However, it can also have an indirect effect. Public assemblies that can cut an official's salary undermine their independence, and since these assemblies can create laws, there's a risk they could gradually take away some of the power the Constitution has given that official. This dependence of the executive branch is a flaw that's inherent in republican systems. The Americans haven't completely stopped legislative bodies from trying to take control of the government, but they've made this tendency less overpowering. The President's salary is set when they start their term for the entire duration of their time in office. Additionally, the President has a suspensive veto, which allows them to block laws that could undermine their independence as defined by the Constitution. The struggle between the President and the legislature will always favor the legislature because it can push through its plans, but the suspensive veto at least forces it to rethink its proposals. If they persist, they need a two-thirds majority to pass it. The veto essentially acts as an appeal to the people. The executive branch, which could be quietly undermined without this safeguard, uses this method to advocate for itself and explain its reasoning. While the legislature can overpower resistance if it keeps pushing, I argue that in all constitutions, no matter their form, there comes a point where lawmakers must rely on the common sense and virtue of their fellow citizens. This point is clearer and more apparent in republics, while it is more distant and hidden in monarchies, but it always exists somewhere. No country can have laws that account for everything, nor can political institutions replace common sense and public morality.
Differences Between The Position Of The President Of The United States And That Of A Constitutional King Of France
Differences Between The Position Of The President Of The United States And That Of A Constitutional King Of France
Executive power in the Northern States as limited and as partial as the supremacy which it represents—Executive power in France as universal as the supremacy it represents—The King a branch of the legislature—The President the mere executor of the law—Other differences resulting from the duration of the two powers—The President checked in the exercise of the executive authority—The King independent in its exercise—Notwithstanding these discrepancies France is more akin to a republic than the Union to a monarchy—Comparison of the number of public officers depending upon the executive power in the two countries.
Executive power in the Northern States is as limited and partial as the authority it represents, while executive power in France is as absolute as the authority it represents. The King is part of the legislature, whereas the President is just the executor of the law. Other differences arise from the length of time the two powers last. The President is restricted in how he exercises executive authority, while the King is independent in his role. Despite these differences, France is closer to a republic than the Union is to a monarchy. A comparison of the number of public officials relying on the executive power in both countries reveals further distinctions.
The executive power has so important an influence on the destinies of nations that I am inclined to pause for an instant at this portion of my subject, in order more clearly to explain the part it sustains in America. In order to form an accurate idea of the position of the President of the United States, it may not be irrelevant to compare it to that of one of the constitutional kings of Europe. In this comparison I shall pay but little attention to the external signs of power, which are more apt to deceive the eye of the observer than to guide his researches. When a monarchy is being gradually transformed into a republic, the executive power retains the titles, the honors, the etiquette, and even the funds of royalty long after its authority has disappeared. The English, after having cut off the head of one king and expelled another from his throne, were accustomed to accost the successor of those princes upon their knees. On the other hand, when a republic falls under the sway of a single individual, the demeanor of the sovereign is simple and unpretending, as if his authority was not yet paramount. When the emperors exercised an unlimited control over the fortunes and the lives of their fellow-citizens, it was customary to call them Caesar in conversation, and they were in the habit of supping without formality at their friends’ houses. It is therefore necessary to look below the surface.
The executive power has such a significant impact on the fate of nations that I want to take a moment to clarify its role in America. To understand the position of the President of the United States, it might be helpful to compare it to that of one of the constitutional kings in Europe. In this comparison, I won't focus much on the outward symbols of power, which can be misleading more than helpful. When a monarchy gradually changes into a republic, the executive power keeps the titles, honors, formalities, and even the resources of royalty long after its real authority has faded. After the English executed one king and drove another from power, they still used to greet the successors of those kings on their knees. Conversely, when a republic is dominated by a single leader, that leader usually presents themselves in a simple and humble way, as if their power isn’t fully established yet. When emperors had absolute control over their citizens' fortunes and lives, it was common to call them Caesar in conversation, and they would often dine informally at their friends' homes. Therefore, it’s important to look beneath the surface.
The sovereignty of the United States is shared between the Union and the States, whilst in France it is undivided and compact: hence arises the first and the most notable difference which exists between the President of the United States and the King of France. In the United States the executive power is as limited and partial as the sovereignty of the Union in whose name it acts; in France it is as universal as the authority of the State. The Americans have a federal and the French a national Government.
The sovereignty of the United States is divided between the Union and the States, whereas in France it is unified and concentrated. This is the first and most significant difference between the President of the United States and the King of France. In the U.S., the executive power is as restricted and specific as the sovereignty of the Union that it represents; in France, it is as all-encompassing as the authority of the State. Americans have a federal government, while the French have a national government.
Chapter VIII: The Federal Constitution—Part II
This cause of inferiority results from the nature of things, but it is not the only one; the second in importance is as follows: Sovereignty may be defined to be the right of making laws: in France, the King really exercises a portion of the sovereign power, since the laws have no weight till he has given his assent to them; he is, moreover, the executor of all they ordain. The President is also the executor of the laws, but he does not really co-operate in their formation, since the refusal of his assent does not annul them. He is therefore merely to be considered as the agent of the sovereign power. But not only does the King of France exercise a portion of the sovereign power, he also contributes to the nomination of the legislature, which exercises the other portion. He has the privilege of appointing the members of one chamber, and of dissolving the other at his pleasure; whereas the President of the United States has no share in the formation of the legislative body, and cannot dissolve any part of it. The King has the same right of bringing forward measures as the Chambers; a right which the President does not possess. The King is represented in each assembly by his ministers, who explain his intentions, support his opinions, and maintain the principles of the Government. The President and his ministers are alike excluded from Congress; so that his influence and his opinions can only penetrate indirectly into that great body. The King of France is therefore on an equal footing with the legislature, which can no more act without him than he can without it. The President exercises an authority inferior to, and depending upon, that of the legislature.
This sense of inferiority comes from the nature of things, but it’s not the only reason; the second most important one is this: Sovereignty can be defined as the right to make laws. In France, the King actually exercises part of the sovereign power since laws don’t have any effect until he agrees to them; he is also the executor of everything they command. The President also enforces the laws, but he doesn’t really take part in creating them, as his refusal to agree doesn’t cancel them. Therefore, he is simply seen as an agent of the sovereign power. Not only does the King of France exercise some of the sovereign power, but he also plays a role in appointing the legislature, which holds the other part. He can appoint members of one chamber and dissolve the other whenever he wants, while the President of the United States has no role in forming the legislative body and cannot dissolve any part of it. The King has the same right to propose measures as the Chambers do, a right the President doesn’t have. The King is represented in each assembly by his ministers, who clarify his intentions, support his views, and uphold the government’s principles. The President and his ministers are also excluded from Congress, so his influence and opinions can only get through to that large group indirectly. The King of France is therefore on equal terms with the legislature, which cannot act without him any more than he can without it. The President holds a lower authority that depends on that of the legislature.
Even in the exercise of the executive power, properly so called—the point upon which his position seems to be most analogous to that of the King of France—the President labors under several causes of inferiority. The authority of the King, in France, has, in the first place, the advantage of duration over that of the President, and durability is one of the chief elements of strength; nothing is either loved or feared but what is likely to endure. The President of the United States is a magistrate elected for four years; the King, in France, is an hereditary sovereign. In the exercise of the executive power the President of the United States is constantly subject to a jealous scrutiny. He may make, but he cannot conclude, a treaty; he may designate, but he cannot appoint, a public officer. *q The King of France is absolute within the limits of his authority. The President of the United States is responsible for his actions; but the person of the King is declared inviolable by the French Charter. *r
Even when it comes to exercising executive power, which is the area where his position seems most similar to that of the King of France, the President faces several disadvantages. The King in France has the advantage of lasting power over the President, and durability is a key factor in strength; nothing is truly loved or feared unless it seems likely to endure. The President of the United States is elected for four years, while the King of France is a hereditary monarch. In exercising executive power, the President is always under close scrutiny. He can negotiate a treaty, but he can’t finalize it; he can nominate a public official, but he can’t make the actual appointment. The King of France has absolute power within his authority. The President of the United States is accountable for his actions, whereas the King’s person is deemed inviolable under the French Charter.
q
[ The Constitution had left it doubtful whether the President was obliged to
consult the Senate in the removal as well as in the appointment of Federal
officers. “The Federalist” (No. 77) seemed to establish the
affirmative; but in 1789 Congress formally decided that, as the President was
responsible for his actions, he ought not to be forced to employ agents who had
forfeited his esteem. See Kent’s “Commentaries”, vol. i. p.
289.]
q
[ The Constitution left it unclear whether the President had to consult the Senate when removing as well as appointing Federal officers. “The Federalist” (No. 77) appeared to affirm that requirement; however, in 1789, Congress officially decided that since the President was accountable for his actions, he shouldn't be required to keep agents who had lost his trust. See Kent’s “Commentaries”, vol. i. p. 289.]
r
[ [This comparison applied to the Constitutional King of France and to the
powers he held under the Charter of 1830, till the overthrow of the monarchy in
1848.—Translator’s Note.]]
r
[ [This comparison relates to the Constitutional King of France and the powers he held under the Charter of 1830, until the monarchy was overthrown in 1848.—Translator’s Note.]]
Nevertheless, the supremacy of public opinion is no less above the head of the one than of the other. This power is less definite, less evident, and less sanctioned by the laws in France than in America, but in fact it exists. In America, it acts by elections and decrees; in France it proceeds by revolutions; but notwithstanding the different constitutions of these two countries, public opinion is the predominant authority in both of them. The fundamental principle of legislation—a principle essentially republican—is the same in both countries, although its consequences may be different, and its results more or less extensive. Whence I am led to conclude that France with its King is nearer akin to a republic than the Union with its President is to a monarchy.
However, the power of public opinion is just as influential over one as it is over the other. This power is less clear, less visible, and less backed by the law in France than in America, but it definitely exists. In America, it operates through elections and laws; in France, it manifests through revolutions. Yet, despite the different systems in these two countries, public opinion remains the dominant force in both. The core principle of legislation—a principle that is fundamentally republican—is the same in both nations, although the outcomes may vary and its impact may be more or less extensive. Therefore, I conclude that France, with its King, is closer to a republic than the Union, with its President, is to a monarchy.
In what I have been saying I have only touched upon the main points of distinction; and if I could have entered into details, the contrast would have been rendered still more striking. I have remarked that the authority of the President in the United States is only exercised within the limits of a partial sovereignty, whilst that of the King in France is undivided. I might have gone on to show that the power of the King’s government in France exceeds its natural limits, however extensive they may be, and penetrates in a thousand different ways into the administration of private interests. Amongst the examples of this influence may be quoted that which results from the great number of public functionaries, who all derive their appointments from the Government. This number now exceeds all previous limits; it amounts to 138,000 *s nominations, each of which may be considered as an element of power. The President of the United States has not the exclusive right of making any public appointments, and their whole number scarcely exceeds 12,000. *t
In what I’ve been saying, I’ve only touched on the main points of difference. If I had gone into more detail, the contrast would have been even more striking. I’ve pointed out that the authority of the President in the United States is only exercised within the limits of a partial sovereignty, while that of the King in France is complete. I could have illustrated that the power of the King’s government in France goes beyond its natural limits, no matter how extensive they might be, and affects private interests in countless ways. One example of this influence is the large number of public officials, all of whom are appointed by the Government. This number has now exceeded all previous limits, reaching 138,000 nominations, each of which can be seen as a source of power. The President of the United States does not have the exclusive right to make public appointments, and the total number is barely more than 12,000.
s
[ The sums annually paid by the State to these officers amount to 200,000,000
fr. ($40,000,000).]
s
[ The total payments made by the State to these officials each year are 200,000,000 fr. ($40,000,000).]
t
[ This number is extracted from the “National Calendar” for 1833.
The “National Calendar” is an American almanac which contains the
names of all the Federal officers. It results from this comparison that the
King of France has eleven times as many places at his disposal as the
President, although the population of France is not much more than double that
of the Union.
t
[ This number is taken from the “National Calendar” for 1833. The “National Calendar” is an American almanac that includes the names of all the Federal officers. From this comparison, it can be seen that the King of France has eleven times as many positions available to him as the President, even though the population of France is only slightly more than double that of the Union.
[I have not the means of ascertaining the number of appointments now at the disposal of the President of the United States, but his patronage and the abuse of it have largely increased since 1833.—Translator’s Note, 1875.]]
[I can’t determine how many appointments the President of the United States currently has available, but his influence and the misuse of it have significantly grown since 1833.—Translator’s Note, 1875.]
Accidental Causes Which May Increase The Influence Of The Executive Government
Accidental Causes That May Boost the Power of the Executive Government
External security of the Union—Army of six thousand men—Few ships—The President has no opportunity of exercising his great prerogatives—In the prerogatives he exercises he is weak.
External security of the Union—Army of six thousand men—Few ships—The President has no chance to effectively use his significant powers—In the powers he does use, he is weak.
If the executive government is feebler in America than in France, the cause is more attributable to the circumstances than to the laws of the country.
If the executive government is weaker in America than in France, it's more due to the circumstances than the laws of the country.
It is chiefly in its foreign relations that the executive power of a nation is called upon to exert its skill and its vigor. If the existence of the Union were perpetually threatened, and if its chief interests were in daily connection with those of other powerful nations, the executive government would assume an increased importance in proportion to the measures expected of it, and those which it would carry into effect. The President of the United States is the commander-in-chief of the army, but of an army composed of only six thousand men; he commands the fleet, but the fleet reckons but few sail; he conducts the foreign relations of the Union, but the United States are a nation without neighbors. Separated from the rest of the world by the ocean, and too weak as yet to aim at the dominion of the seas, they have no enemies, and their interests rarely come into contact with those of any other nation of the globe.
It is mainly in its foreign relations that a nation's executive power is called upon to show its skills and strength. If the existence of the Union were constantly under threat, and if its main interests were closely tied to those of other powerful nations, the executive government would become increasingly important based on the actions expected of it and those it would implement. The President of the United States is the commander-in-chief of the army, but that army consists of only six thousand soldiers; he commands the navy, but the navy has very few ships; he manages the foreign relations of the Union, but the United States is a nation without neighbors. Separated from the rest of the world by the ocean, and still too weak to seek control of the seas, they have no enemies, and their interests rarely overlap with those of any other nation in the world.
The practical part of a Government must not be judged by the theory of its constitution. The President of the United States is in the possession of almost royal prerogatives, which he has no opportunity of exercising; and those privileges which he can at present use are very circumscribed. The laws allow him to possess a degree of influence which circumstances do not permit him to employ.
The practical side of a government shouldn’t be evaluated just by the theory of its constitution. The President of the United States has almost royal powers that he rarely gets to use, and the privileges he can currently exercise are quite limited. The laws grant him a certain level of influence, but the situations he faces don’t allow him to make use of it.
On the other hand, the great strength of the royal prerogative in France arises from circumstances far more than from the laws. There the executive government is constantly struggling against prodigious obstacles, and exerting all its energies to repress them; so that it increases by the extent of its achievements, and by the importance of the events it controls, without modifying its constitution. If the laws had made it as feeble and as circumscribed as it is in the Union, its influence would very soon become still more preponderant.
On the other hand, the real power of the royal prerogative in France comes from circumstances more than from the laws. The executive government is always fighting against huge challenges and using all its energy to control them; as a result, it grows stronger through its accomplishments and the significant events it manages, without changing its structure. If the laws had made it as weak and limited as it is in the Union, its influence would quickly become even stronger.
Why The President Of The United States Does Not Require The Majority Of The Two Houses In Order To Carry On The Government It is an established axiom in Europe that a constitutional King cannot persevere in a system of government which is opposed by the two other branches of the legislature. But several Presidents of the United States have been known to lose the majority in the legislative body without being obliged to abandon the supreme power, and without inflicting a serious evil upon society. I have heard this fact quoted as an instance of the independence and the power of the executive government in America: a moment’s reflection will convince us, on the contrary, that it is a proof of its extreme weakness.
Why The President Of The United States Does Not Need The Majority Of The Two Houses To Run The Government It’s a well-known fact in Europe that a constitutional king can’t maintain a government system that is opposed by the two other branches of the legislature. However, several Presidents of the United States have lost the majority in Congress without having to give up their power, and without causing serious harm to society. I’ve often heard this cited as an example of the independence and strength of the executive branch in America; but a moment’s thought will show us that it actually demonstrates its significant weakness.
A King in Europe requires the support of the legislature to enable him to perform the duties imposed upon him by the Constitution, because those duties are enormous. A constitutional King in Europe is not merely the executor of the law, but the execution of its provisions devolves so completely upon him that he has the power of paralyzing its influence if it opposes his designs. He requires the assistance of the legislative assemblies to make the law, but those assemblies stand in need of his aid to execute it: these two authorities cannot subsist without each other, and the mechanism of government is stopped as soon as they are at variance.
A king in Europe needs the support of the legislature to carry out the responsibilities assigned to him by the Constitution, because those responsibilities are significant. A constitutional king in Europe is not just the enforcer of the law; in fact, executing its provisions falls so heavily on him that he can undermine its influence if it contradicts his goals. He relies on the legislative assemblies to create the law, but those assemblies depend on him to enforce it: these two powers cannot exist without one another, and the government comes to a standstill whenever they are in conflict.
In America the President cannot prevent any law from being passed, nor can he evade the obligation of enforcing it. His sincere and zealous co-operation is no doubt useful, but it is not indispensable, in the carrying on of public affairs. All his important acts are directly or indirectly submitted to the legislature, and of his own free authority he can do but little. It is therefore his weakness, and not his power, which enables him to remain in opposition to Congress. In Europe, harmony must reign between the Crown and the other branches of the legislature, because a collision between them may prove serious; in America, this harmony is not indispensable, because such a collision is impossible.
In America, the President can't stop any law from being passed, nor can he avoid the responsibility of enforcing it. His genuine and enthusiastic support is definitely helpful, but it's not essential for running public affairs. All his significant actions are directly or indirectly submitted to the legislature, and he can do very little on his own authority. It's his weakness, not his strength, that allows him to stand against Congress. In Europe, there must be harmony between the Crown and the other parts of the legislature, because clashes between them could be serious; in America, this harmony isn't necessary since such clashes are impossible.
Election Of The President
Presidential Election
Dangers of the elective system increase in proportion to the extent of the prerogative—This system possible in America because no powerful executive authority is required—What circumstances are favorable to the elective system—Why the election of the President does not cause a deviation from the principles of the Government—Influence of the election of the President on secondary functionaries.
Dangers of the elective system rise with the extent of the power—This system exists in America because there's no need for a strong executive authority—What factors support the elective system—Why electing the President doesn't lead to a departure from the principles of the Government—Impact of the President's election on secondary officials.
The dangers of the system of election applied to the head of the executive government of a great people have been sufficiently exemplified by experience and by history, and the remarks I am about to make refer to America alone. These dangers may be more or less formidable in proportion to the place which the executive power occupies, and to the importance it possesses in the State; and they may vary according to the mode of election and the circumstances in which the electors are placed. The most weighty argument against the election of a chief magistrate is, that it offers so splendid a lure to private ambition, and is so apt to inflame men in the pursuit of power, that when legitimate means are wanting force may not unfrequently seize what right denied.
The risks of using an electoral system to choose the head of the executive branch in a large nation have been clearly shown through experience and history, and the points I’m about to make only apply to America. These risks can be more or less serious depending on the position of the executive power and its significance in the government; they can also change based on how elections are conducted and the conditions the voters are in. The strongest argument against electing a chief executive is that it provides a tempting opportunity for personal ambition and tends to excite people in their quest for power, meaning that when there are no legitimate ways to gain control, force can often take what is denied by right.
It is clear that the greater the privileges of the executive authority are, the greater is the temptation; the more the ambition of the candidates is excited, the more warmly are their interests espoused by a throng of partisans who hope to share the power when their patron has won the prize. The dangers of the elective system increase, therefore, in the exact ratio of the influence exercised by the executive power in the affairs of State. The revolutions of Poland were not solely attributable to the elective system in general, but to the fact that the elected monarch was the sovereign of a powerful kingdom. Before we can discuss the absolute advantages of the elective system we must make preliminary inquiries as to whether the geographical position, the laws, the habits, the manners, and the opinions of the people amongst whom it is to be introduced will admit of the establishment of a weak and dependent executive government; for to attempt to render the representative of the State a powerful sovereign, and at the same time elective, is, in my opinion, to entertain two incompatible designs. To reduce hereditary royalty to the condition of an elective authority, the only means that I am acquainted with are to circumscribe its sphere of action beforehand, gradually to diminish its prerogatives, and to accustom the people to live without its protection. Nothing, however, is further from the designs of the republicans of Europe than this course: as many of them owe their hatred of tyranny to the sufferings which they have personally undergone, it is oppression, and not the extent of the executive power, which excites their hostility, and they attack the former without perceiving how nearly it is connected with the latter.
It’s clear that the more power the executive authority has, the greater the temptation becomes. As candidates’ ambitions rise, their interests attract a bunch of supporters who hope to share the power once their leader achieves success. Thus, the risks of an elective system increase directly with the influence wielded by the executive in government affairs. The revolutions in Poland weren't just due to the elective system itself, but also because the elected monarch ruled a strong kingdom. Before we can talk about the benefits of the elective system, we need to consider whether the geographical location, laws, customs, traditions, and opinions of the people where it is to be introduced will allow for a weak and dependent executive government. Trying to make the representative of the state both a powerful sovereign and an elective position is, in my view, aiming for two conflicting goals. To change hereditary monarchy into an elective authority, the only way I know is to limit its power ahead of time, gradually reduce its privileges, and train the people to live without its protection. However, nothing is further from the aims of Europe’s republicans than this approach. Many of them despise tyranny because of their own past suffering, and they oppose oppression, not necessarily the extent of executive power, attacking the former without realizing how closely it relates to the latter.
Hitherto no citizen has shown any disposition to expose his honor and his life in order to become the President of the United States; because the power of that office is temporary, limited, and subordinate. The prize of fortune must be great to encourage adventurers in so desperate a game. No candidate has as yet been able to arouse the dangerous enthusiasm or the passionate sympathies of the people in his favor, for the very simple reason that when he is at the head of the Government he has but little power, but little wealth, and but little glory to share amongst his friends; and his influence in the State is too small for the success or the ruin of a faction to depend upon the elevation of an individual to power.
So far, no citizen has wanted to risk their honor and life to become the President of the United States because the power of that office is temporary, limited, and subordinate. The potential reward must be significant to entice people into such a risky endeavor. No candidate has been able to stir up the dangerous enthusiasm or deep support of the people for a very straightforward reason: when someone is running the government, they have very little power, very little wealth, and very little glory to share with their friends. Their influence in the State is too minimal for the fate of a faction to hinge on one person's rise to power.
The great advantage of hereditary monarchies is, that as the private interest of a family is always intimately connected with the interests of the State, the executive government is never suspended for a single instant; and if the affairs of a monarchy are not better conducted than those of a republic, at least there is always some one to conduct them, well or ill, according to his capacity. In elective States, on the contrary, the wheels of government cease to act, as it were, of their own accord at the approach of an election, and even for some time previous to that event. The laws may indeed accelerate the operation of the election, which may be conducted with such simplicity and rapidity that the seat of power will never be left vacant; but, notwithstanding these precautions, a break necessarily occurs in the minds of the people.
The big advantage of hereditary monarchies is that a family’s private interests are always closely tied to the interests of the State, so the government is never at a standstill. Even if a monarchy isn’t managed better than a republic, there’s always someone in charge, whether they do a good or bad job based on their abilities. On the other hand, in elected governments, the gears of government tend to grind to a halt around election time, and even in the lead-up to it. While laws can speed up the election process so that there’s never really a power vacuum, despite these measures, people’s minds inevitably experience a pause.
At the approach of an election the head of the executive government is wholly occupied by the coming struggle; his future plans are doubtful; he can undertake nothing new, and the he will only prosecute with indifference those designs which another will perhaps terminate. “I am so near the time of my retirement from office,” said President Jefferson on the 21st of January, 1809 (six weeks before the election), “that I feel no passion, I take no part, I express no sentiment. It appears to me just to leave to my successor the commencement of those measures which he will have to prosecute, and for which he will be responsible.”
As an election approaches, the head of the executive branch is completely focused on the upcoming contest; their future plans are uncertain; they can't start anything new, and they'll only carry on with the ideas that someone else will likely finish. “I am so close to my retirement from office,” President Jefferson said on January 21, 1809 (six weeks before the election), “that I feel no passion, I take no part, I express no sentiment. It seems fair to leave it to my successor to start the initiatives they will be responsible for carrying out.”
On the other hand, the eyes of the nation are centred on a single point; all are watching the gradual birth of so important an event. The wider the influence of the executive power extends, the greater and the more necessary is its constant action, the more fatal is the term of suspense; and a nation which is accustomed to the government, or, still more, one used to the administrative protection of a powerful executive authority would be infallibly convulsed by an election of this kind. In the United States the action of the Government may be slackened with impunity, because it is always weak and circumscribed. *u
On the other hand, the nation's attention is focused on one thing; everyone is watching the slow unfolding of such an important event. The more the influence of the executive power grows, the more crucial and constant its actions become, and the longer the suspense lasts, the more damaging it is. A nation used to having a government, or even more so, one that relies on the strong administrative protection of a powerful executive, would be severely shaken by an election like this. In the United States, the government's actions can slow down without consequences because they are always weak and limited.
u
[ [This, however, may be a great danger. The period during which Mr. Buchanan
retained office, after the election of Mr. Lincoln, from November, 1860, to
March, 1861, was that which enabled the seceding States of the South to
complete their preparations for the Civil War, and the Executive Government was
paralyzed. No greater evil could befall a nation.—Translator’s
Note.]]
u
[ [This, however, could pose a serious threat. The time when Mr. Buchanan stayed in office after Mr. Lincoln's election, from November 1860 to March 1861, allowed the Southern states that had seceded to finalize their plans for the Civil War, and the Executive Government was immobilized. No greater misfortune could happen to a nation.—Translator’s Note.]]
One of the principal vices of the elective system is that it always introduces a certain degree of instability into the internal and external policy of the State. But this disadvantage is less sensibly felt if the share of power vested in the elected magistrate is small. In Rome the principles of the Government underwent no variation, although the Consuls were changed every year, because the Senate, which was an hereditary assembly, possessed the directing authority. If the elective system were adopted in Europe, the condition of most of the monarchical States would be changed at every new election. In America the President exercises a certain influence on State affairs, but he does not conduct them; the preponderating power is vested in the representatives of the whole nation. The political maxims of the country depend therefore on the mass of the people, not on the President alone; and consequently in America the elective system has no very prejudicial influence on the fixed principles of the Government. But the want of fixed principles is an evil so inherent in the elective system that it is still extremely perceptible in the narrow sphere to which the authority of the President extends.
One of the main issues with the elective system is that it always brings a certain level of instability to both the internal and external policies of the State. However, this drawback is less noticeable when the power given to the elected official is limited. In Rome, the principles of the government didn’t change even though the Consuls were replaced every year because the Senate, which was a hereditary body, held the real power. If Europe adopted the elective system, the situation in most monarchies would shift with every new election. In America, the President has some influence over State affairs, but doesn’t manage them; the actual power lies with the representatives of the entire nation. Therefore, the political principles of the country are determined by the will of the people, not just the President; as a result, in America, the elective system doesn't significantly harm the core principles of the government. However, the lack of stable principles is a problem deeply rooted in the elective system that remains quite evident within the limited scope of the President's authority.
The Americans have admitted that the head of the executive power, who has to bear the whole responsibility of the duties he is called upon to fulfil, ought to be empowered to choose his own agents, and to remove them at pleasure: the legislative bodies watch the conduct of the President more than they direct it. The consequence of this arrangement is, that at every new election the fate of all the Federal public officers is in suspense. Mr. Quincy Adams, on his entry into office, discharged the majority of the individuals who had been appointed by his predecessor: and I am not aware that General Jackson allowed a single removable functionary employed in the Federal service to retain his place beyond the first year which succeeded his election. It is sometimes made a subject of complaint that in the constitutional monarchies of Europe the fate of the humbler servants of an Administration depends upon that of the Ministers. But in elective Governments this evil is far greater. In a constitutional monarchy successive ministries are rapidly formed; but as the principal representative of the executive power does not change, the spirit of innovation is kept within bounds; the changes which take place are in the details rather than in the principles of the administrative system; but to substitute one system for another, as is done in America every four years, by law, is to cause a sort of revolution. As to the misfortunes which may fall upon individuals in consequence of this state of things, it must be allowed that the uncertain situation of the public officers is less fraught with evil consequences in America than elsewhere. It is so easy to acquire an independent position in the United States that the public officer who loses his place may be deprived of the comforts of life, but not of the means of subsistence.
Americans have acknowledged that the leader of the executive branch, who has to take full responsibility for the duties he carries out, should have the authority to choose his own staff and dismiss them at will: the legislative bodies monitor the President's actions more than they actually control them. As a result of this setup, at every new election, the fate of all Federal public officials hangs in the balance. When Mr. Quincy Adams took office, he let go of most of the people appointed by his predecessor, and I’m not aware that General Jackson allowed any removable federal employee to keep their position beyond the first year after his election. Sometimes, it's complained that in European constitutional monarchies, the fates of lower-level administration workers depend on their Ministers. However, in elected governments, this issue is much worse. In a constitutional monarchy, governments are quickly formed; but since the main representative of the executive power doesn’t change, the urge to innovate is kept in check; the changes are more about the details than the principles of the administrative system. But in America, replacing one system with another, as happens every four years by law, amounts to a kind of revolution. Regarding the misfortunes that may befall individuals due to this situation, it should be noted that the uncertain status of public officials in America brings fewer serious consequences than in other places. It's so easy to achieve financial independence in the United States that a public officer who loses their job might lose their comforts but won't lose their ability to make a living.
I remarked at the beginning of this chapter that the dangers of the elective system applied to the head of the State are augmented or decreased by the peculiar circumstances of the people which adopts it. However the functions of the executive power may be restricted, it must always exercise a great influence upon the foreign policy of the country, for a negotiation cannot be opened or successfully carried on otherwise than by a single agent. The more precarious and the more perilous the position of a people becomes, the more absolute is the want of a fixed and consistent external policy, and the more dangerous does the elective system of the Chief Magistrate become. The policy of the Americans in relation to the whole world is exceedingly simple; for it may almost be said that no country stands in need of them, nor do they require the co-operation of any other people. Their independence is never threatened. In their present condition, therefore, the functions of the executive power are no less limited by circumstances than by the laws; and the President may frequently change his line of policy without involving the State in difficulty or destruction.
I pointed out at the beginning of this chapter that the risks associated with the elective system used for the head of state are influenced by the unique circumstances of the people who adopt it. Regardless of how restricted the powers of the executive branch may be, it always has a significant impact on the country’s foreign policy since negotiations can only be initiated and effectively carried out by a single representative. The more unstable and risky a nation’s situation becomes, the more crucial it is to have a clear and consistent foreign policy, making the elective system for the Chief Executive even more hazardous. The American approach to global affairs is quite straightforward; it can almost be said that no other country needs them, nor do they depend on the cooperation of any other nation. Their independence is never in jeopardy. Given their current state, the powers of the executive are limited not only by laws but also by circumstances, allowing the President to frequently shift policies without putting the nation in a difficult or destructive situation.
Whatever the prerogatives of the executive power may be, the period which immediately precedes an election and the moment of its duration must always be considered as a national crisis, which is perilous in proportion to the internal embarrassments and the external dangers of the country. Few of the nations of Europe could escape the calamities of anarchy or of conquest every time they might have to elect a new sovereign. In America society is so constituted that it can stand without assistance upon its own basis; nothing is to be feared from the pressure of external dangers, and the election of the President is a cause of agitation, but not of ruin.
Whatever the powers of the executive might be, the time just before an election and its duration should always be seen as a national crisis, which becomes more dangerous based on the internal troubles and external threats facing the country. Few nations in Europe could avoid the disasters of chaos or invasion every time they needed to choose a new leader. In America, society is structured in a way that it can operate independently; there’s no need to worry about external threats, and while the election of the President creates some unrest, it doesn’t lead to disaster.
Mode Of Election
Voting Method
Skill of the American legislators shown in the mode of election adopted by them—Creation of a special electoral body—Separate votes of these electors—Case in which the House of Representatives is called upon to choose the President—Results of the twelve elections which have taken place since the Constitution has been established.
Skill of American lawmakers is evident in the election process they've chosen—Establishment of a special electoral body—Separate votes from these electors—Situation where the House of Representatives must select the President—Outcomes of the twelve elections that have occurred since the Constitution was established.
Besides the dangers which are inherent in the system, many other difficulties may arise from the mode of election, which may be obviated by the precaution of the legislator. When a people met in arms on some public spot to choose its head, it was exposed to all the chances of civil war resulting from so martial a mode of proceeding, besides the dangers of the elective system in itself. The Polish laws, which subjected the election of the sovereign to the veto of a single individual, suggested the murder of that individual or prepared the way to anarchy.
Besides the dangers that come with the system, many other challenges can arise from the election process, which can be prevented by the legislator's precautions. When a group of people gathers armed in a public place to choose their leader, they are vulnerable to all the risks of a civil war that can result from such a military approach, in addition to the inherent dangers of the electoral system itself. The Polish laws, which allowed one person to veto the election of the sovereign, led to the potential murder of that individual or paved the way for chaos.
In the examination of the institutions and the political as well as social condition of the United States, we are struck by the admirable harmony of the gifts of fortune and the efforts of man. The nation possessed two of the main causes of internal peace; it was a new country, but it was inhabited by a people grown old in the exercise of freedom. America had no hostile neighbors to dread; and the American legislators, profiting by these favorable circumstances, created a weak and subordinate executive power which could without danger be made elective.
In looking at the institutions and the political and social conditions of the United States, we are amazed by the perfect balance between luck and human effort. The nation had two key factors contributing to its internal peace; it was a new country, yet it was settled by a people experienced in freedom. America had no threatening neighbors to worry about; and the American lawmakers, taking advantage of these positive circumstances, established a weak and subordinate executive power that could safely be made elective.
It then only remained for them to choose the least dangerous of the various modes of election; and the rules which they laid down upon this point admirably correspond to the securities which the physical and political constitution of the country already afforded. Their object was to find the mode of election which would best express the choice of the people with the least possible excitement and suspense. It was admitted in the first place that the simple majority should be decisive; but the difficulty was to obtain this majority without an interval of delay which it was most important to avoid. It rarely happens that an individual can at once collect the majority of the suffrages of a great people; and this difficulty is enhanced in a republic of confederate States, where local influences are apt to preponderate. The means by which it was proposed to obviate this second obstacle was to delegate the electoral powers of the nation to a body of representatives. This mode of election rendered a majority more probable; for the fewer the electors are, the greater is the chance of their coming to a final decision. It also offered an additional probability of a judicious choice. It then remained to be decided whether this right of election was to be entrusted to a legislative body, the habitual representative assembly of the nation, or whether an electoral assembly should be formed for the express purpose of proceeding to the nomination of a President. The Americans chose the latter alternative, from a belief that the individuals who were returned to make the laws were incompetent to represent the wishes of the nation in the election of its chief magistrate; and that, as they are chosen for more than a year, the constituency they represent might have changed its opinion in that time. It was thought that if the legislature was empowered to elect the head of the executive power, its members would, for some time before the election, be exposed to the manoeuvres of corruption and the tricks of intrigue; whereas the special electors would, like a jury, remain mixed up with the crowd till the day of action, when they would appear for the sole purpose of giving their votes.
It then only remained for them to choose the least dangerous way of electing, and the rules they established on this point corresponded perfectly to the protections that the country’s physical and political structure already provided. Their goal was to find the method of election that would best reflect the people's choice with the least excitement and suspense. It was first agreed that a simple majority should decide the outcome; however, the challenge was to secure this majority without a delay that was crucial to avoid. It’s rare for one person to quickly gather the majority of votes from a large population, and this challenge is greater in a republic of confederate states, where local influences often dominate. The suggested solution to this problem was to delegate the electoral powers of the nation to a group of representatives. This method of election made achieving a majority more likely; the fewer the electors, the better the chance they would reach a final decision. It also increased the likelihood of making a wise choice. It then had to be decided whether this election right would be given to a legislative body, the usual representative assembly of the nation, or whether a separate electoral assembly should be formed specifically to nominate a President. The Americans opted for the latter, believing that the individuals elected to create the laws were not fit to represent the nation’s wishes when electing its chief magistrate; and that, since they are elected for over a year, the opinions of the constituents they represent might have changed during that time. It was thought that if the legislature was allowed to elect the head of the executive branch, its members would be exposed to corruption and manipulation for some time before the election; whereas the designated electors would, like a jury, remain part of the public until the day of voting when they would come forward solely to cast their votes.
It was therefore established that every State should name a certain number of electors, *v who in their turn should elect the President; and as it had been observed that the assemblies to which the choice of a chief magistrate had been entrusted in elective countries inevitably became the centres of passion and of cabal; that they sometimes usurped an authority which did not belong to them; and that their proceedings, or the uncertainty which resulted from them, were sometimes prolonged so much as to endanger the welfare of the State, it was determined that the electors should all vote upon the same day, without being convoked to the same place. *w This double election rendered a majority probable, though not certain; for it was possible that as many differences might exist between the electors as between their constituents. In this case it was necessary to have recourse to one of three measures; either to appoint new electors, or to consult a second time those already appointed, or to defer the election to another authority. The first two of these alternatives, independently of the uncertainty of their results, were likely to delay the final decision, and to perpetuate an agitation which must always be accompanied with danger. The third expedient was therefore adopted, and it was agreed that the votes should be transmitted sealed to the President of the Senate, and that they should be opened and counted in the presence of the Senate and the House of Representatives. If none of the candidates has a majority, the House of Representatives then proceeds immediately to elect a President, but with the condition that it must fix upon one of the three candidates who have the highest numbers. *x
It was therefore decided that each state should choose a specific number of electors, who would then elect the President. It had been noted that the assemblies responsible for selecting a chief magistrate in elective nations often became hotspots for intense emotions and political maneuvering; they sometimes took on powers that weren’t rightfully theirs, and their actions, or the confusion they created, could drag on long enough to threaten the state's well-being. Thus, it was resolved that the electors would all cast their votes on the same day, even though they wouldn’t gather in the same place. This system of dual elections made a majority likely, but not guaranteed; there was a chance that significant differences could arise among the electors just as they did among their constituents. In such a situation, one of three options needed to be considered: either appoint new electors, consult the previously appointed electors again, or defer the decision to another authority. The first two options, aside from the unpredictability of their outcomes, were likely to delay a final decision and create ongoing unrest, which always carries risks. Therefore, the third option was chosen, and it was agreed that the votes would be sent sealed to the President of the Senate, where they would be opened and counted in front of the Senate and the House of Representatives. If no candidate receives a majority, the House of Representatives will immediately elect a President, but they must choose from one of the three candidates with the highest vote totals.
v
[ As many as it sends members to Congress. The number of electors at the
election of 1833 was 288. (See “The National Calendar,” 1833.)]
v
[ The number of electors that sends members to Congress. In the election of 1833, there were 288 electors. (See “The National Calendar,” 1833.)]
w
[ The electors of the same State assemble, but they transmit to the central
government the list of their individual votes, and not the mere result of the
vote of the majority.] [Footnote x: In this case it is the majority of the
States, and not the majority of the members, which decides the question; so
that New York has not more influence in the debate than Rhode Island. Thus the
citizens of the Union are first consulted as members of one and the same
community; and, if they cannot agree, recourse is had to the division of the
States, each of which has a separate and independent vote. This is one of the
singularities of the Federal Constitution which can only be explained by the
jar of conflicting interests.]
w
[The electors from the same state get together, but they send the central government the list of their individual votes, not just the overall result of the majority vote.] [Footnote x: In this case, it's the majority of the states that decides the issue, not the majority of the members; therefore, New York doesn't have more influence in the decision-making than Rhode Island. This way, the citizens of the Union are first consulted as part of one community; and if they can't come to an agreement, they rely on the division of the states, each of which has a separate and independent vote. This is one of the unique features of the Federal Constitution that can only be understood through the clash of differing interests.]
Thus it is only in case of an event which cannot often happen, and which can never be foreseen, that the election is entrusted to the ordinary representatives of the nation; and even then they are obliged to choose a citizen who has already been designated by a powerful minority of the special electors. It is by this happy expedient that the respect which is due to the popular voice is combined with the utmost celerity of execution and those precautions which the peace of the country demands. But the decision of the question by the House of Representatives does not necessarily offer an immediate solution of the difficulty, for the majority of that assembly may still be doubtful, and in this case the Constitution prescribes no remedy. Nevertheless, by restricting the number of candidates to three, and by referring the matter to the judgment of an enlightened public body, it has smoothed all the obstacles *y which are not inherent in the elective system.
So, it's only in the case of an event that rarely happens and can never be predicted that the election is handed over to the regular representatives of the nation; even then, they have to select a citizen who has already been named by a powerful minority of the special electors. This clever solution combines the respect due to the popular vote with the need for quick action and the precautions necessary for the country's peace. However, the decision made by the House of Representatives doesn't always provide an immediate solution to the problem, as the majority of that group may still have uncertainties, and the Constitution doesn’t offer a remedy in such cases. Still, by limiting the candidates to three and passing the issue to the judgment of an informed public body, it has removed most of the obstacles that aren't a core part of the electoral system.
y
[ Jefferson, in 1801, was not elected until the thirty-sixth time of
balloting.]
y
[ Jefferson, in 1801, wasn't elected until the thirty-sixth ballot.]
In the forty-four years which have elapsed since the promulgation of the Federal Constitution the United States have twelve times chosen a President. Ten of these elections took place simultaneously by the votes of the special electors in the different States. The House of Representatives has only twice exercised its conditional privilege of deciding in cases of uncertainty; the first time was at the election of Mr. Jefferson in 1801; the second was in 1825, when Mr. Quincy Adams was named. *z
In the forty-four years since the Federal Constitution was adopted, the United States has elected a President twelve times. Ten of these elections happened at the same time through the votes of special electors in the different states. The House of Representatives has only used its conditional privilege to decide in cases of uncertainty twice; the first was during Mr. Jefferson's election in 1801, and the second was in 1825, when Mr. Quincy Adams was elected.
z
[ [General Grant is now (1874) the eighteenth President of the United States.]]
z
[ [General Grant is now (1874) the 18th President of the United States.]]
Crises Of The Election
Election Crises
The Election may be considered as a national crisis—Why?—Passions of the people—Anxiety of the President—Calm which succeeds the agitation of the election.
The election can be seen as a national crisis—Why?—The people's passions—The President's anxiety—The calm that follows the turmoil of the election.
I have shown what the circumstances are which favored the adoption of the elective system in the United States, and what precautions were taken by the legislators to obviate its dangers. The Americans are habitually accustomed to all kinds of elections, and they know by experience the utmost degree of excitement which is compatible with security. The vast extent of the country and the dissemination of the inhabitants render a collision between parties less probable and less dangerous there than elsewhere. The political circumstances under which the elections have hitherto been carried on have presented no real embarrassments to the nation.
I have outlined the circumstances that led to the adoption of the elective system in the United States and the precautions taken by lawmakers to mitigate its risks. Americans are used to all kinds of elections, and from experience, they understand the highest level of excitement that can happen without compromising safety. The large size of the country and the spread-out population make conflicts between parties less likely and less dangerous than in other places. The political conditions surrounding past elections have not posed any significant challenges to the nation.
Nevertheless, the epoch of the election of a President of the United States may be considered as a crisis in the affairs of the nation. The influence which he exercises on public business is no doubt feeble and indirect; but the choice of the President, which is of small importance to each individual citizen, concerns the citizens collectively; and however trifling an interest may be, it assumes a great degree of importance as soon as it becomes general. The President possesses but few means of rewarding his supporters in comparison to the kings of Europe, but the places which are at his disposal are sufficiently numerous to interest, directly or indirectly, several thousand electors in his success. Political parties in the United States are led to rally round an individual, in order to acquire a more tangible shape in the eyes of the crowd, and the name of the candidate for the Presidency is put forward as the symbol and personification of their theories. For these reasons parties are strongly interested in gaining the election, not so much with a view to the triumph of their principles under the auspices of the President-elect as to show by the majority which returned him, the strength of the supporters of those principles.
However, the time when a President of the United States is elected can be seen as a crisis in the nation’s affairs. The influence he has on public business is undeniably weak and indirect; however, the choice of the President, while it may seem minor to each individual citizen, matters to citizens as a group. Even the smallest interest gains a lot of significance once it becomes widespread. The President has fewer ways to reward his supporters compared to the kings of Europe, but the positions he can offer are enough to engage several thousand voters in his success, either directly or indirectly. Political parties in the United States come together around an individual to create a more recognizable identity in the eyes of the public, and the name of the presidential candidate is presented as the symbol and embodiment of their beliefs. For these reasons, parties are highly motivated to win the election, not so much to promote their principles through the elected President but to demonstrate the strength of their supporters based on the majority that elected him.
For a long while before the appointed time is at hand the election becomes the most important and the all-engrossing topic of discussion. The ardor of faction is redoubled; and all the artificial passions which the imagination can create in the bosom of a happy and peaceful land are agitated and brought to light. The President, on the other hand, is absorbed by the cares of self-defence. He no longer governs for the interest of the State, but for that of his re-election; he does homage to the majority, and instead of checking its passions, as his duty commands him to do, he frequently courts its worst caprices. As the election draws near, the activity of intrigue and the agitation of the populace increase; the citizens are divided into hostile camps, each of which assumes the name of its favorite candidate; the whole nation glows with feverish excitement; the election is the daily theme of the public papers, the subject of private conversation, the end of every thought and every action, the sole interest of the present. As soon as the choice is determined, this ardor is dispelled; and as a calmer season returns, the current of the State, which had nearly broken its banks, sinks to its usual level: *a but who can refrain from astonishment at the causes of the storm.
For a while before the election comes around, it becomes the most important and dominating topic of conversation. The intensity of party loyalty increases, and all the fake emotions that people's imaginations can conjure up in a happy and peaceful country are stirred up and brought to the surface. The President, on the other hand, is consumed by the need to protect himself. He stops governing for the sake of the State and instead focuses on getting re-elected; he caters to the majority, and instead of cooling their tempers, as he should, he often encourages their worst impulses. As the election approaches, the scheming and public unrest grow; citizens split into opposing sides, each rallying behind their favorite candidate; the entire nation buzzes with anxious energy; the election is the main topic in the news, a constant subject of private conversations, the driving force behind every thought and action, the only focus of the moment. Once the results are in, that energy fades; and as calm returns, the political climate, which had nearly overflowed, settles back to normal: *but who can help but be amazed at what caused the turmoil?
a
[ [Not always. The election of President Lincoln was the signal of civil
war.—Translator’s Note.]]
a
[ [Not always. The election of President Lincoln was the start of the Civil War.—Translator’s Note.]]
Chapter VIII: The Federal Constitution—Part III
Re-election Of The President
When the head of the executive power is re-eligible, it is the State which is the source of intrigue and corruption—The desire of being re-elected the chief aim of a President of the United States—Disadvantage of the system peculiar to America—The natural evil of democracy is that it subordinates all authority to the slightest desires of the majority—The re-election of the President encourages this evil.
When the head of the executive branch can run for re-election, it's the State that becomes a hotbed of intrigue and corruption. The main goal of a President of the United States is to be re-elected. This is a drawback of the system unique to America. The inherent flaw of democracy is that it prioritizes even the smallest desires of the majority over all authority. The re-election of the President promotes this issue.
It may be asked whether the legislators of the United States did right or wrong in allowing the re-election of the President. It seems at first sight contrary to all reason to prevent the head of the executive power from being elected a second time. The influence which the talents and the character of a single individual may exercise upon the fate of a whole people, in critical circumstances or arduous times, is well known: a law preventing the re-election of the chief magistrate would deprive the citizens of the surest pledge of the prosperity and the security of the commonwealth; and, by a singular inconsistency, a man would be excluded from the government at the very time when he had shown his ability in conducting its affairs.
It might be questioned whether the lawmakers in the United States made a good decision by allowing the President to be re-elected. At first glance, it seems unreasonable to stop the leader of the executive branch from serving a second term. It's widely recognized how much one person's skills and character can impact the fate of an entire nation during critical moments or tough times. A law that prevents the chief executive from being re-elected would take away the citizens' best assurance of the country's success and security; ironically, it would exclude someone from government precisely when they have proven their capability in managing its affairs.
But if these arguments are strong, perhaps still more powerful reasons may be advanced against them. Intrigue and corruption are the natural defects of elective government; but when the head of the State can be re-elected these evils rise to a great height, and compromise the very existence of the country. When a simple candidate seeks to rise by intrigue, his manoeuvres must necessarily be limited to a narrow sphere; but when the chief magistrate enters the lists, he borrows the strength of the government for his own purposes. In the former case the feeble resources of an individual are in action; in the latter, the State itself, with all its immense influence, is busied in the work of corruption and cabal. The private citizen, who employs the most immoral practices to acquire power, can only act in a manner indirectly prejudicial to the public prosperity. But if the representative of the executive descends into the combat, the cares of government dwindle into second-rate importance, and the success of his election is his first concern. All laws and all the negotiations he undertakes are to him nothing more than electioneering schemes; places become the reward of services rendered, not to the nation, but to its chief; and the influence of the government, if not injurious to the country, is at least no longer beneficial to the community for which it was created.
But if these arguments are strong, perhaps even more powerful reasons can be made against them. Intrigue and corruption are natural flaws of elected government; however, when the leader of the State can be re-elected, these issues escalate significantly and threaten the very existence of the country. When a regular candidate tries to advance through intrigue, their schemes are usually limited to a small scale; but when the president gets involved, they use the power of the government for their own gain. In the first scenario, the limited resources of an individual are at play; in the second, the government itself, with all its vast influence, is engaged in corruption and scheming. A private citizen who uses unethical methods to gain power can only act in ways that indirectly harm public prosperity. But if the executive representative enters the fray, the business of governance becomes a secondary issue, and their own election becomes their top priority. All laws and negotiations they pursue become nothing more than election strategies; positions turn into rewards for services rendered, not to the nation, but to its leader; and while the government's influence may not harm the country, it is certainly no longer a benefit to the community it was meant to serve.
It is impossible to consider the ordinary course of affairs in the United States without perceiving that the desire of being re-elected is the chief aim of the President; that his whole administration, and even his most indifferent measures, tend to this object; and that, as the crisis approaches, his personal interest takes the place of his interest in the public good. The principle of re-eligibility renders the corrupt influence of elective government still more extensive and pernicious.
It’s impossible to look at the everyday happenings in the United States without noticing that the main goal of the President is to be re-elected. Everything in his administration, even his most neutral actions, is aimed at this goal. As the election nears, his personal interests often overshadow his concern for the public good. The principle of being able to run for office again makes the corrupting influence of elected government even more widespread and harmful.
In America it exercises a peculiarly fatal influence on the sources of national existence. Every government seems to be afflicted by some evil which is inherent in its nature, and the genius of the legislator is shown in eluding its attacks. A State may survive the influence of a host of bad laws, and the mischief they cause is frequently exaggerated; but a law which encourages the growth of the canker within must prove fatal in the end, although its bad consequences may not be immediately perceived.
In America, it has a uniquely destructive impact on the foundations of national life. Every government appears to suffer from an inherent flaw that affects its very nature, and the skill of lawmakers is demonstrated in their ability to avoid its pitfalls. A State might endure the effects of numerous bad laws, and the harm they cause is often overstated; however, a law that fosters the spread of a deep-rooted problem will ultimately be deadly, even if its negative effects aren't immediately obvious.
The principle of destruction in absolute monarchies lies in the excessive and unreasonable extension of the prerogative of the crown; and a measure tending to remove the constitutional provisions which counterbalance this influence would be radically bad, even if its immediate consequences were unattended with evil. By a parity of reasoning, in countries governed by a democracy, where the people is perpetually drawing all authority to itself, the laws which increase or accelerate its action are the direct assailants of the very principle of the government.
The principle of destruction in absolute monarchies comes from the excessive and unreasonable expansion of the crown's powers. A move to eliminate the constitutional provisions that balance this influence would be fundamentally harmful, even if it didn't lead to immediate negative consequences. Similarly, in democracies, where the people continually pull all authority toward themselves, laws that enhance or speed up this process directly attack the core principle of the government.
The greatest proof of the ability of the American legislators is, that they clearly discerned this truth, and that they had the courage to act up to it. They conceived that a certain authority above the body of the people was necessary, which should enjoy a degree of independence, without, however, being entirely beyond the popular control; an authority which would be forced to comply with the permanent determinations of the majority, but which would be able to resist its caprices, and to refuse its most dangerous demands. To this end they centred the whole executive power of the nation in a single arm; they granted extensive prerogatives to the President, and they armed him with the veto to resist the encroachments of the legislature.
The best proof of the capability of American lawmakers is that they clearly understood this truth and had the guts to act on it. They believed that some authority above the general public was necessary, which would have a degree of independence but wouldn't be completely out of the people's control; an authority that would need to follow the long-term decisions of the majority but could stand up to its whims and reject its most dangerous requests. To achieve this, they concentrated all executive power of the nation in one person; they gave the President significant powers and equipped him with the veto to counter the legislature's overreach.
But by introducing the principle of re-election they partly destroyed their work; and they rendered the President but little inclined to exert the great power they had vested in his hands. If ineligible a second time, the President would be far from independent of the people, for his responsibility would not be lessened; but the favor of the people would not be so necessary to him as to induce him to court it by humoring its desires. If re-eligible (and this is more especially true at the present day, when political morality is relaxed, and when great men are rare), the President of the United States becomes an easy tool in the hands of the majority. He adopts its likings and its animosities, he hastens to anticipate its wishes, he forestalls its complaints, he yields to its idlest cravings, and instead of guiding it, as the legislature intended that he should do, he is ever ready to follow its bidding. Thus, in order not to deprive the State of the talents of an individual, those talents have been rendered almost useless; and to reserve an expedient for extraordinary perils, the country has been exposed to daily dangers.
But by introducing the principle of re-election, they partly undermined their own work; and they made the President less inclined to use the significant power they had given him. If the President cannot be elected again, he wouldn't be independent of the people, because his accountability wouldn't change; however, he wouldn't need the people's approval as much to motivate him to please them by catering to their wishes. If re-elected (and this is especially true today when political ethics are more relaxed, and exceptional leaders are rare), the President of the United States becomes a tool for the majority. He aligns with their preferences and grievances, eagerly anticipates their desires, preempts their complaints, and gives in to their most trivial wants. Instead of guiding them as the legislature intended, he is always ready to follow their demands. Consequently, in an effort to keep the State from losing the skills of an individual, those skills have been rendered nearly ineffective; and to maintain a solution for extraordinary crises, the country faces everyday threats.
Federal Courts *b
Federal Courts
b
[ See chap. VI, entitled “Judicial Power in the United States.”
This chapter explains the general principles of the American theory of judicial
institutions. See also the Federal Constitution, Art. 3. See “The
Federalists,” Nos. 78-83, inclusive; and a work entitled
“Constitutional Law,” being a view of the practice and jurisdiction
of the courts of the United States, by Thomas Sergeant. See Story, pp. 134,
162, 489, 511, 581, 668; and the organic law of September 24, 1789, in the
“Collection of the Laws of the United States,” by Story, vol. i. p.
53.]
b
[ See chap. VI, titled “Judicial Power in the United States.” This chapter covers the basic principles of the American judicial system. Also, refer to the Federal Constitution, Art. 3. Check out “The Federalists,” Nos. 78-83, inclusive; and a book called “Constitutional Law,” which explores the practice and authority of U.S. courts, by Thomas Sergeant. See Story, pp. 134, 162, 489, 511, 581, 668; and the foundational law from September 24, 1789, in the “Collection of the Laws of the United States,” by Story, vol. i. p. 53.]
Political importance of the judiciary in the United States—Difficulty of treating this subject—Utility of judicial power in confederations—What tribunals could be introduced into the Union—Necessity of establishing federal courts of justice—Organization of the national judiciary—The Supreme Court—In what it differs from all known tribunals.
Political importance of the judiciary in the United States—Challenges in discussing this topic—The role of judicial power in confederations—What courts could be established in the Union—The need for federal courts—Structure of the national judiciary—The Supreme Court—How it differs from all known courts.
I have inquired into the legislative and executive power of the Union, and the judicial power now remains to be examined; but in this place I cannot conceal my fears from the reader. Their judicial institutions exercise a great influence on the condition of the Anglo-Americans, and they occupy a prominent place amongst what are probably called political institutions: in this respect they are peculiarly deserving of our attention. But I am at a loss to explain the political action of the American tribunals without entering into some technical details of their constitution and their forms of proceeding; and I know not how to descend to these minutiae without wearying the curiosity of the reader by the natural aridity of the subject, or without risking to fall into obscurity through a desire to be succinct. I can scarcely hope to escape these various evils; for if I appear too lengthy to a man of the world, a lawyer may on the other hand complain of my brevity. But these are the natural disadvantages of my subject, and more especially of the point which I am about to discuss.
I have looked into the legislative and executive powers of the Union, and now it’s time to examine the judicial power. However, I can’t hide my concerns from the reader here. Their judicial institutions significantly influence the state of the Anglo-Americans and hold a key position among what are generally considered political institutions, making them particularly worthy of our attention. Yet, I struggle to explain the political actions of American courts without diving into some technical details about their structure and procedures. I’m unsure how to cover these details without boring the reader due to their inherent dryness or risking confusion by trying to be concise. I can hardly hope to avoid these pitfalls; if I come off as too lengthy to a general audience, a lawyer might find me too brief. But these are the inherent challenges of my topic, especially regarding the point I’m about to discuss.
The great difficulty was, not to devise the Constitution to the Federal Government, but to find out a method of enforcing its laws. Governments have in general but two means of overcoming the opposition of the people they govern, viz., the physical force which is at their own disposal, and the moral force which they derive from the decisions of the courts of justice.
The main challenge wasn't creating the Constitution for the Federal Government, but figuring out how to enforce its laws. Governments generally have two ways to deal with the pushback from the people they rule: the physical force they control and the moral authority they gain from the decisions made by the courts.
A government which should have no other means of exacting obedience than open war must be very near its ruin, for one of two alternatives would then probably occur: if its authority was small and its character temperate, it would not resort to violence till the last extremity, and it would connive at a number of partial acts of insubordination, in which case the State would gradually fall into anarchy; if it was enterprising and powerful, it would perpetually have recourse to its physical strength, and would speedily degenerate into a military despotism. So that its activity would not be less prejudicial to the community than its inaction.
A government that relies solely on open warfare to enforce obedience is likely on the brink of failure. In such a situation, one of two things is likely to happen: if its authority is limited and its stance is moderate, it will avoid violence until absolutely necessary and will tolerate some level of rebellion, leading to slow disintegration into chaos. On the other hand, if it is bold and strong, it will frequently turn to force, quickly becoming a military dictatorship. Therefore, whether it's active or inactive, its impact on the community would be harmful either way.
The great end of justice is to substitute the notion of right for that of violence, and to place a legal barrier between the power of the government and the use of physical force. The authority which is awarded to the intervention of a court of justice by the general opinion of mankind is so surprisingly great that it clings to the mere formalities of justice, and gives a bodily influence to the shadow of the law. The moral force which courts of justice possess renders the introduction of physical force exceedingly rare, and is very frequently substituted for it; but if the latter proves to be indispensable, its power is doubled by the association of the idea of law.
The main goal of justice is to replace the idea of violence with the idea of right, and to create a legal boundary between government power and the use of physical force. The authority that society grants to the involvement of a court is surprisingly strong; it clings to the basic procedures of justice and gives real weight to the concept of the law. The moral authority that courts have makes the use of physical force extremely rare, often acting as a substitute; however, if physical force is necessary, its impact is heightened by the connection to the idea of law.
A federal government stands in greater need of the support of judicial institutions than any other, because it is naturally weak and exposed to formidable opposition. *c If it were always obliged to resort to violence in the first instance, it could not fulfil its task. The Union, therefore, required a national judiciary to enforce the obedience of the citizens to the laws, and to repeal the attacks which might be directed against them. The question then remained as to what tribunals were to exercise these privileges; were they to be entrusted to the courts of justice which were already organized in every State? or was it necessary to create federal courts? It may easily be proved that the Union could not adapt the judicial power of the States to its wants. The separation of the judiciary from the administrative power of the State no doubt affects the security of every citizen and the liberty of all. But it is no less important to the existence of the nation that these several powers should have the same origin, should follow the same principles, and act in the same sphere; in a word, that they should be correlative and homogeneous. No one, I presume, ever suggested the advantage of trying offences committed in France by a foreign court of justice, in order to secure the impartiality of the judges. The Americans form one people in relation to their Federal Government; but in the bosom of this people divers political bodies have been allowed to subsist which are dependent on the national Government in a few points, and independent in all the rest; which have all a distinct origin, maxims peculiar to themselves, and special means of carrying on their affairs. To entrust the execution of the laws of the Union to tribunals instituted by these political bodies would be to allow foreign judges to preside over the nation. Nay, more; not only is each State foreign to the Union at large, but it is in perpetual opposition to the common interests, since whatever authority the Union loses turns to the advantage of the States. Thus to enforce the laws of the Union by means of the tribunals of the States would be to allow not only foreign but partial judges to preside over the nation.
A federal government needs the backing of judicial institutions more than any other because it is inherently weak and vulnerable to strong opposition. If it had to rely on violence right away, it wouldn’t be able to do its job. Therefore, the Union needed a national judiciary to ensure that citizens obey the laws and to counter any threats against them. The next question was which courts would have these powers; should they be given to the courts already set up in each State, or should federal courts be established? It’s clear that the Union couldn’t use the State judicial powers to meet its needs. The separation of the judiciary from the administrative power of the State certainly impacts the safety of every citizen and the freedom of all. However, it is equally important for the survival of the nation that these different powers have the same source, follow the same principles, and operate within the same environment; in short, they should be related and consistent. I doubt anyone has ever suggested the benefit of trying crimes committed in France in a foreign court to ensure fair judges. Americans are one people in relation to their Federal Government, but within this group, various political entities have been allowed to exist, dependent on the national Government in a few areas but independent in most others; each has its own origin, distinct principles, and specific ways of running things. Handing over the enforcement of Union laws to courts established by these political bodies would be like allowing foreign judges to oversee the nation. Moreover, each State is not only foreign to the overall Union but is also in constant conflict with common interests since any power the Union loses benefits the States. So, enforcing the Union’s laws through State courts would mean allowing not just foreign but also biased judges to govern the nation.
c
[ Federal laws are those which most require courts of justice, and those at the
same time which have most rarely established them. The reason is that
confederations have usually been formed by independent States, which
entertained no real intention of obeying the central Government, and which very
readily ceded the right of command to the federal executive, and very prudently
reserved the right of non-compliance to themselves.]
c
[ Federal laws are the ones that need courts the most, yet have established them the least. This is because confederations are typically formed by independent States that never truly intended to follow the central Government and easily handed over authority to the federal executive while wisely keeping the right to not comply for themselves.]
But the number, still more than the mere character, of the tribunals of the States rendered them unfit for the service of the nation. When the Federal Constitution was formed there were already thirteen courts of justice in the United States which decided causes without appeal. That number is now increased to twenty-four. To suppose that a State can subsist when its fundamental laws may be subjected to four-and-twenty different interpretations at the same time is to advance a proposition alike contrary to reason and to experience.
But the number, even more than just the nature, of the state courts made them unsuitable for serving the nation. When the Federal Constitution was created, there were already thirteen courts of justice in the United States that made decisions without the possibility of appeal. That number has now increased to twenty-four. To think that a state can exist when its fundamental laws could be interpreted in twenty-four different ways at the same time is to put forward an idea that goes against both reason and experience.
The American legislators therefore agreed to create a federal judiciary power to apply the laws of the Union, and to determine certain questions affecting general interests, which were carefully determined beforehand. The entire judicial power of the Union was centred in one tribunal, which was denominated the Supreme Court of the United States. But, to facilitate the expedition of business, inferior courts were appended to it, which were empowered to decide causes of small importance without appeal, and with appeal causes of more magnitude. The members of the Supreme Court are named neither by the people nor the legislature, but by the President of the United States, acting with the advice of the Senate. In order to render them independent of the other authorities, their office was made inalienable; and it was determined that their salary, when once fixed, should not be altered by the legislature. *d It was easy to proclaim the principle of a Federal judiciary, but difficulties multiplied when the extent of its jurisdiction was to be determined.
The American lawmakers agreed to establish a federal judiciary to enforce the laws of the Union and to address specific issues impacting general interests, which were clearly outlined in advance. The entire judicial authority of the Union was concentrated in one court, known as the Supreme Court of the United States. However, to speed up the legal process, lower courts were added, which could handle minor cases without appeal, and larger cases were available for appeal. The members of the Supreme Court are appointed not by the public or the legislature, but by the President of the United States with the Senate's advice. To ensure their independence from other branches of government, their position was made permanent, and it was established that their salary, once set, could not be changed by the legislature. It was straightforward to declare the principle of a federal judiciary, but challenges arose when defining the scope of its jurisdiction.
d
[ The Union was divided into districts, in each of which a resident Federal
judge was appointed, and the court in which he presided was termed a
“District Court.” Each of the judges of the Supreme Court annually
visits a certain portion of the Republic, in order to try the most important
causes upon the spot; the court presided over by this magistrate is styled a
“Circuit Court.” Lastly, all the most serious cases of litigation
are brought before the Supreme Court, which holds a solemn session once a year,
at which all the judges of the Circuit Courts must attend. The jury was
introduced into the Federal Courts in the same manner, and in the same cases,
as into the courts of the States.
d
[ The Union was split into districts, with a resident Federal judge assigned to each one, and the court he led was called a “District Court.” Each Supreme Court judge visits a specific area of the Republic each year to oversee the most significant cases in person; the court led by this judge is known as a “Circuit Court.” Finally, all the most serious legal cases are brought before the Supreme Court, which holds a formal session once a year where all Circuit Court judges are required to attend. The jury system was introduced in the Federal Courts in the same way and for the same cases as it was in the state courts. ]
It will be observed that no analogy exists between the Supreme Court of the United States and the French Cour de Cassation, since the latter only hears appeals on questions of law. The Supreme Court decides upon the evidence of the fact as well as upon the law of the case, whereas the Cour de Cassation does not pronounce a decision of its own, but refers the cause to the arbitration of another tribunal. See the law of September 24, 1789, “Laws of the United States,” by Story, vol. i. p. 53.]
It should be noted that there is no comparison between the Supreme Court of the United States and the French Cour de Cassation, since the latter only reviews appeals related to legal issues. The Supreme Court considers both the facts and the law of the case, while the Cour de Cassation does not make its own ruling but sends the case back to another court for consideration. See the law of September 24, 1789, “Laws of the United States,” by Story, vol. i. p. 53.]
Means Of Determining The Jurisdiction Of The Federal Courts Difficulty of determining the jurisdiction of separate courts of justice in confederations—The courts of the Union obtained the right of fixing their own jurisdiction—In what respect this rule attacks the portion of sovereignty reserved to the several States—The sovereignty of these States restricted by the laws, and the interpretation of the laws—Consequently, the danger of the several States is more apparent than real.
Means of Determining the Jurisdiction of the Federal Courts The challenge of establishing the jurisdiction of different courts within confederations—The courts of the Union gained the authority to define their own jurisdiction—How this principle impacts the sovereignty reserved for the individual States—The sovereignty of these States is limited by laws and the interpretation of those laws—As a result, the threat to the several States is more obvious than actual.
As the Constitution of the United States recognized two distinct powers in presence of each other, represented in a judicial point of view by two distinct classes of courts of justice, the utmost care which could be taken in defining their separate jurisdictions would have been insufficient to prevent frequent collisions between those tribunals. The question then arose to whom the right of deciding the competency of each court was to be referred.
As the Constitution of the United States acknowledged two separate powers existing alongside each other, represented legally by two different types of courts, the careful effort made to clearly define their individual jurisdictions would not have been enough to stop regular conflicts between those courts. This led to the question of who would have the authority to determine the competence of each court.
In nations which constitute a single body politic, when a question is debated between two courts relating to their mutual jurisdiction, a third tribunal is generally within reach to decide the difference; and this is effected without difficulty, because in these nations the questions of judicial competency have no connection with the privileges of the national supremacy. But it was impossible to create an arbiter between a superior court of the Union and the superior court of a separate State which would not belong to one of these two classes. It was, therefore, necessary to allow one of these courts to judge its own cause, and to take or to retain cognizance of the point which was contested. To grant this privilege to the different courts of the States would have been to destroy the sovereignty of the Union de facto after having established it de jure; for the interpretation of the Constitution would soon have restored that portion of independence to the States of which the terms of that act deprived them. The object of the creation of a Federal tribunal was to prevent the courts of the States from deciding questions affecting the national interests in their own department, and so to form a uniform body of jurisprudene for the interpretation of the laws of the Union. This end would not have been accomplished if the courts of the several States had been competent to decide upon cases in their separate capacities from which they were obliged to abstain as Federal tribunals. The Supreme Court of the United States was therefore invested with the right of determining all questions of jurisdiction. *e
In countries that operate as a single political entity, when a dispute arises between two courts regarding their shared jurisdiction, a third body is usually available to resolve the issue easily. This is possible because, in these countries, questions about judicial authority are not tied to the privileges of national supremacy. However, it’s impossible to create a mediator between a federal court and a state court that wouldn't fall into one of these two categories. Therefore, one of these courts must be allowed to decide its own case and address the contested issue. Allowing different state courts this privilege would undermine the sovereignty of the federal government in practice, even after establishing it in theory; interpreting the Constitution would soon restore the states’ independence that the document intended to limit. The purpose of establishing a federal court was to prevent state courts from making decisions on matters that impact national interests within their jurisdiction, thus creating a consistent legal framework for interpreting federal laws. This goal wouldn’t be achieved if state courts were allowed to decide cases independently of their obligations as federal courts. The Supreme Court of the United States was therefore granted the authority to resolve all jurisdictional questions.
e
[ In order to diminish the number of these suits, it was decided that in a
great many Federal causes the courts of the States should be empowered to
decide conjointly with those of the Union, the losing party having then a right
of appeal to the Supreme Court of the United States. The Supreme Court of
Virginia contested the right of the Supreme Court of the United States to judge
an appeal from its decisions, but unsuccessfully. See “Kent’s
Commentaries,” vol. i. p. 300, pp. 370 et seq.; Story’s
“Commentaries,” p. 646; and “The Organic Law of the United
States,” vol. i. p. 35.]
e
[To reduce the number of these lawsuits, it was decided that in many Federal cases, state courts should be allowed to decide alongside those of the Union, with the losing party having the right to appeal to the Supreme Court of the United States. The Supreme Court of Virginia challenged the authority of the Supreme Court of the United States to hear an appeal from its decisions, but did not succeed. See “Kent’s Commentaries,” vol. i. p. 300, pp. 370 et seq.; Story’s “Commentaries,” p. 646; and “The Organic Law of the United States,” vol. i. p. 35.]
This was a severe blow upon the independence of the States, which was thus restricted not only by the laws, but by the interpretation of them; by one limit which was known, and by another which was dubious; by a rule which was certain, and a rule which was arbitrary. It is true the Constitution had laid down the precise limits of the Federal supremacy, but whenever this supremacy is contested by one of the States, a Federal tribunal decides the question. Nevertheless, the dangers with which the independence of the States was threatened by this mode of proceeding are less serious than they appeared to be. We shall see hereafter that in America the real strength of the country is vested in the provincial far more than in the Federal Government. The Federal judges are conscious of the relative weakness of the power in whose name they act, and they are more inclined to abandon a right of jurisdiction in cases where it is justly their own than to assert a privilege to which they have no legal claim.
This was a serious setback for the independence of the States, which was limited not only by the laws themselves but also by how they were interpreted; by one clear boundary and another that was uncertain; by a rule that was definite and a rule that was arbitrary. It's true that the Constitution had clearly defined the limits of Federal authority, but whenever a State challenges this authority, a Federal court makes the decision. However, the threats to the independence of the States posed by this process are not as significant as they might seem. We will later see that in America, the real power of the country lies much more with the states than with the Federal Government. The Federal judges know about the relative weakness of the power they represent, and they are more likely to give up jurisdiction in cases where it rightfully belongs to them than to claim a privilege they have no legal basis for.
Different Cases Of Jurisdiction
Different Types of Jurisdiction
The matter and the party are the first conditions of the Federal jurisdiction—Suits in which ambassadors are engaged—Suits of the Union—Of a separate State—By whom tried—Causes resulting from the laws of the Union—Why judged by the Federal tribunals—Causes relating to the performance of contracts tried by the Federal courts—Consequence of this arrangement.
The subject and the parties are the initial requirements for Federal jurisdiction—Cases involving ambassadors—Cases of the Union—Of an individual State—Who tries them—Cases arising from the laws of the Union—Why they are judged by Federal courts—Cases related to the enforcement of contracts tried by Federal courts—Implications of this setup.
After having appointed the means of fixing the competency of the Federal courts, the legislators of the Union defined the cases which should come within their jurisdiction. It was established, on the one hand, that certain parties must always be brought before the Federal courts, without any regard to the special nature of the cause; and, on the other, that certain causes must always be brought before the same courts, without any regard to the quality of the parties in the suit. These distinctions were therefore admitted to be the basis of the Federal jurisdiction.
After establishing how to determine the competence of the Federal courts, the lawmakers of the Union outlined the cases that would fall under their jurisdiction. On one hand, it was set that certain parties must always be brought before the Federal courts, no matter the specific nature of the case; and on the other hand, that certain cases must always go to those courts, regardless of the type of parties involved in the suit. These distinctions were acknowledged as the foundation of Federal jurisdiction.
Ambassadors are the representatives of nations in a state of amity with the Union, and whatever concerns these personages concerns in some degree the whole Union. When an ambassador is a party in a suit, that suit affects the welfare of the nation, and a Federal tribunal is naturally called upon to decide it.
Ambassadors are the representatives of countries in a friendly relationship with the Union, and whatever involves these individuals affects the entire Union to some extent. When an ambassador is involved in a lawsuit, that lawsuit impacts the nation's welfare, and a federal court is typically required to resolve it.
The Union itself may be invoked in legal proceedings, and in this case it would be alike contrary to the customs of all nations and to common sense to appeal to a tribunal representing any other sovereignty than its own; the Federal courts, therefore, take cognizance of these affairs.
The Union can be brought up in legal cases, and in this situation, it would be both against the customs of all nations and illogical to ask a court that represents any other authority besides its own; therefore, the Federal courts handle these matters.
When two parties belonging to two different States are engaged in a suit, the case cannot with propriety be brought before a court of either State. The surest expedient is to select a tribunal like that of the Union, which can excite the suspicions of neither party, and which offers the most natural as well as the most certain remedy.
When two parties from different States are involved in a lawsuit, the case shouldn’t properly be brought before a court in either State. The best solution is to choose a tribunal like that of the Union, which won't raise suspicions from either party and provides the most straightforward and reliable remedy.
When the two parties are not private individuals, but States, an important political consideration is added to the same motive of equity. The quality of the parties in this case gives a national importance to all their disputes; and the most trifling litigation of the States may be said to involve the peace of the whole Union. *f
When the two parties aren’t private individuals but States, an important political factor is added to the same principle of fairness. The nature of the parties in this situation gives a national significance to all their disagreements; even the most trivial disputes between the States can be said to affect the peace of the entire Union.
f
[ The Constitution also says that the Federal courts shall decide
“controversies between a State and the citizens of another State.”
And here a most important question of a constitutional nature arose, which was,
whether the jurisdiction given by the Constitution in cases in which a State is
a party extended to suits brought against a State as well as by it, or was
exclusively confined to the latter. The question was most elaborately
considered in the case of Chisholm v. Georgia, and was decided by the majority
of the Supreme Court in the affirmative. The decision created general alarm
among the States, and an amendment was proposed and ratified by which the power
was entirely taken away, so far as it regards suits brought against a State.
See Story’s “Commentaries,” p. 624, or in the large edition
Section 1677.]
f
[ The Constitution also states that Federal courts will handle “disputes between a State and the citizens of another State.” This brought up a crucial constitutional question: did the jurisdiction provided by the Constitution in cases involving a State cover lawsuits brought against a State, as well as those brought by it, or was it limited to the latter? This issue was thoroughly examined in the case of Chisholm v. Georgia, and the majority of the Supreme Court ruled in favor of the former. The decision caused widespread concern among the States, leading to an amendment that completely removed the power concerning lawsuits against a State. See Story’s “Commentaries,” p. 624, or in the large edition Section 1677.]
The nature of the cause frequently prescribes the rule of competency. Thus all the questions which concern maritime commerce evidently fall under the cognizance of the Federal tribunals. *g Almost all these questions are connected with the interpretation of the law of nations, and in this respect they essentially interest the Union in relation to foreign powers. Moreover, as the sea is not included within the limits of any peculiar jurisdiction, the national courts can only hear causes which originate in maritime affairs.
The nature of the case often determines the competence of the court. Therefore, all questions related to maritime commerce clearly fall under the authority of federal courts. Almost all of these issues are tied to the interpretation of international law, which is significant for the Union concerning foreign nations. Furthermore, since the sea does not fall under any specific jurisdiction, national courts can only handle cases that arise from maritime matters.
g
[ As for instance, all cases of piracy.]
g
[ For example, all instances of piracy.]
The Constitution comprises under one head almost all the cases which by their very nature come within the limits of the Federal courts. The rule which it lays down is simple, but pregnant with an entire system of ideas, and with a vast multitude of facts. It declares that the judicial power of the Supreme Court shall extend to all cases in law and equity arising under the laws of the United States.
The Constitution brings together nearly all cases that naturally fall under the jurisdiction of the Federal courts. The rule it establishes is straightforward but loaded with a comprehensive framework of ideas and a wide array of facts. It states that the judicial power of the Supreme Court extends to all cases in law and equity that arise under the laws of the United States.
Two examples will put the intention of the legislator in the clearest light:
Two examples will clarify the legislator's intention:
The Constitution prohibits the States from making laws on the value and circulation of money: If, notwithstanding this prohibition, a State passes a law of this kind, with which the interested parties refuse to comply because it is contrary to the Constitution, the case must come before a Federal court, because it arises under the laws of the United States. Again, if difficulties arise in the levying of import duties which have been voted by Congress, the Federal court must decide the case, because it arises under the interpretation of a law of the United States.
The Constitution prevents States from creating laws regarding the value and circulation of money. If a State does pass such a law, and the affected parties refuse to follow it because it goes against the Constitution, the issue must be brought before a Federal court, as it involves U.S. law. Similarly, if there are challenges in collecting import duties that Congress has approved, a Federal court must address the situation, as it deals with the interpretation of U.S. law.
This rule is in perfect accordance with the fundamental principles of the Federal Constitution. The Union, as it was established in 1789, possesses, it is true, a limited supremacy; but it was intended that within its limits it should form one and the same people. *h Within those limits the Union is sovereign. When this point is established and admitted, the inference is easy; for if it be acknowledged that the United States constitute one and the same people within the bounds prescribed by their Constitution, it is impossible to refuse them the rights which belong to other nations. But it has been allowed, from the origin of society, that every nation has the right of deciding by its own courts those questions which concern the execution of its own laws. To this it is answered that the Union is in so singular a position that in relation to some matters it constitutes a people, and that in relation to all the rest it is a nonentity. But the inference to be drawn is, that in the laws relating to these matters the Union possesses all the rights of absolute sovereignty. The difficulty is to know what these matters are; and when once it is resolved (and we have shown how it was resolved, in speaking of the means of determining the jurisdiction of the Federal courts) no further doubt can arise; for as soon as it is established that a suit is Federal—that is to say, that it belongs to the share of sovereignty reserved by the Constitution of the Union—the natural consequence is that it should come within the jurisdiction of a Federal court.
This rule aligns perfectly with the fundamental principles of the Federal Constitution. The Union, as it was formed in 1789, certainly has limited supremacy; however, it was intended to create one unified people within its boundaries. Within those boundaries, the Union is sovereign. Once this point is established and accepted, the conclusion follows easily; if it is recognized that the United States is one unified people according to the limits defined by their Constitution, it's impossible to deny them the rights that belong to other nations. Historically, every nation has had the right to decide through its own courts about issues concerning the enforcement of its own laws. The response to this is that the Union is in such a unique position that regarding certain matters, it constitutes a people, while in relation to all other matters, it is irrelevant. The conclusion to be drawn is that in laws related to these specific matters, the Union holds all the rights of absolute sovereignty. The challenge lies in identifying what these matters are; once that is resolved (and we have explained how it was determined when discussing the means of establishing the jurisdiction of the Federal courts), no further doubt should arise. As soon as it is established that a case is Federal—that is to say, that it falls under the sovereignty reserved by the Constitution of the Union—the natural result is that it should fall within the jurisdiction of a Federal court.
h
[ This principle was in some measure restricted by the introduction of the
several States as independent powers into the Senate, and by allowing them to
vote separately in the House of Representatives when the President is elected
by that body. But these are exceptions, and the contrary principle is the
rule.]
h
[ This principle was somewhat limited by the inclusion of the various States as independent entities in the Senate, and by permitting them to vote separately in the House of Representatives when the President is elected by that body. However, these are exceptions, and the opposite principle is the standard.]
Whenever the laws of the United States are attacked, or whenever they are resorted to in self-defence, the Federal courts must be appealed to. Thus the jurisdiction of the tribunals of the Union extends and narrows its limits exactly in the same ratio as the sovereignty of the Union augments or decreases. We have shown that the principal aim of the legislators of 1789 was to divide the sovereign authority into two parts. In the one they placed the control of all the general interests of the Union, in the other the control of the special interests of its component States. Their chief solicitude was to arm the Federal Government with sufficient power to enable it to resist, within its sphere, the encroachments of the several States. As for these communities, the principle of independence within certain limits of their own was adopted in their behalf; and they were concealed from the inspection, and protected from the control, of the central Government. In speaking of the division of authority, I observed that this latter principle had not always been held sacred, since the States are prevented from passing certain laws which apparently belong to their own particular sphere of interest. When a State of the Union passes a law of this kind, the citizens who are injured by its execution can appeal to the Federal courts.
Whenever the laws of the United States are challenged or used for self-defense, the Federal courts must be involved. Therefore, the authority of the Union's courts expands and contracts in line with the Union's sovereignty. We have shown that the main goal of the legislators in 1789 was to split the sovereign power into two parts. One part focused on overseeing all the general interests of the Union, while the other was for managing the specific interests of its member States. Their main concern was to empower the Federal Government enough to push back against the encroachments of the individual States within its jurisdiction. As for these States, the principle of limited independence was established for them, keeping them out of direct oversight and control by the central Government. When discussing the division of authority, I noted that this principle hasn't always been strictly upheld, since States are barred from enacting certain laws that seem to fall within their own area of interest. When a State passes a law like this, the citizens harmed by its enforcement can take their case to the Federal courts.
Thus the jurisdiction of the Federal courts extends not only to all the cases which arise under the laws of the Union, but also to those which arise under laws made by the several States in opposition to the Constitution. The States are prohibited from making ex post facto laws in criminal cases, and any person condemned by virtue of a law of this kind can appeal to the judicial power of the Union. The States are likewise prohibited from making laws which may have a tendency to impair the obligations of contracts. *i If a citizen thinks that an obligation of this kind is impaired by a law passed in his State, he may refuse to obey it, and may appeal to the Federal courts. *j
The jurisdiction of the Federal courts not only includes all cases that arise under federal laws but also those that come from state laws that conflict with the Constitution. States are not allowed to create ex post facto laws in criminal cases, and anyone punished under such a law can appeal to the federal judicial system. States are also prohibited from enacting laws that could weaken the obligations of contracts. If a citizen believes that a state law is undermining a contract obligation, they can refuse to comply and appeal to the Federal courts.
i
[ It is perfectly clear, says Mr. Story (“Commentaries,” p. 503, or
in the large edition Section 1379), that any law which enlarges, abridges, or
in any manner changes the intention of the parties, resulting from the
stipulations in the contract, necessarily impairs it. He gives in the same
place a very long and careful definition of what is understood by a contract in
Federal jurisprudence. A grant made by the State to a private individual, and
accepted by him, is a contract, and cannot be revoked by any future law. A
charter granted by the State to a company is a contract, and equally binding to
the State as to the grantee. The clause of the Constitution here referred to
insures, therefore, the existence of a great part of acquired rights, but not
of all. Property may legally be held, though it may not have passed into the
possessor’s hands by means of a contract; and its possession is an
acquired right, not guaranteed by the Federal Constitution.]
i
[Mr. Story clearly states (“Commentaries,” p. 503, or in the large edition Section 1379) that any law that expands, reduces, or alters the intent of the parties stemming from the stipulations in the contract inevitably undermines it. He provides a detailed and extensive definition of what constitutes a contract in Federal law. A grant made by the State to an individual, once accepted, is a contract and cannot be canceled by any future law. A charter issued by the State to a company is also a contract, equally binding on the State as it is on the grantee. The clause of the Constitution mentioned here protects the existence of many acquired rights, but not all. Property can be legally held even if it hasn’t changed hands through a contract; its possession is an acquired right that is not guaranteed by the Federal Constitution.]
j
[ A remarkable instance of this is given by Mr. Story (p. 508, or in the large
edition Section 1388): “Dartmouth College in New Hampshire had been
founded by a charter granted to certain individuals before the American
Revolution, and its trustees formed a corporation under this charter. The
legislature of New Hampshire had, without the consent of this corporation,
passed an act changing the organization of the original provincial charter of
the college, and transferring all the rights, privileges, and franchises from
the old charter trustees to new trustees appointed under the act. The
constitutionality of the act was contested, and, after solemn arguments, it was
deliberately held by the Supreme Court that the provincial charter was a
contract within the meaning of the Constitution (Art. I. Section 10), and that
the emendatory act was utterly void, as impairing the obligation of that
charter. The college was deemed, like other colleges of private foundation, to
be a private eleemosynary institution, endowed by its charter with a capacity
to take property unconnected with the Government. Its funds were bestowed upon
the faith of the charter, and those funds consisted entirely of private
donations. It is true that the uses were in some sense public, that is, for the
general benefit, and not for the mere benefit of the corporators; but this did
not make the corporation a public corporation. It was a private institution for
general charity. It was not distinguishable in principle from a private
donation, vested in private trustees, for a public charity, or for a particular
purpose of beneficence. And the State itself, if it had bestowed funds upon a
charity of the same nature, could not resume those funds.”]
j
[ A remarkable example of this is provided by Mr. Story (p. 508, or in the large edition Section 1388): “Dartmouth College in New Hampshire was established by a charter granted to certain individuals before the American Revolution, and its trustees created a corporation under this charter. The New Hampshire legislature, without the corporation's consent, passed a law that altered the organizational structure of the original provincial charter of the college and transferred all the rights, privileges, and franchises from the original charter trustees to new trustees appointed under the law. The constitutionality of this law was challenged, and after thorough arguments, the Supreme Court ruled that the provincial charter constituted a contract as defined by the Constitution (Art. I. Section 10), and that the amending law was completely invalid since it violated the obligations of that charter. The college was regarded, like other privately founded colleges, as a private charitable institution, endowed by its charter with the ability to receive property independent of the Government. Its funding was granted based on the trust of the charter, and this funding was entirely made up of private donations. Although the purposes served were somewhat public, meaning for the general benefit rather than just for the corporators' benefit, this did not qualify the corporation as a public entity. It functioned as a private institution for general charity. It was fundamentally similar to a private donation held by private trustees for public charity or a specific charitable purpose. Moreover, the State itself, if it had provided funds for a charity of a similar nature, could not reclaim those funds.”]
This provision appears to me to be the most serious attack upon the independence of the States. The rights awarded to the Federal Government for purposes of obvious national importance are definite and easily comprehensible; but those with which this last clause invests it are not either clearly appreciable or accurately defined. For there are vast numbers of political laws which influence the existence of obligations of contracts, which may thus furnish an easy pretext for the aggressions of the central authority.
This provision seems to me to be the most significant threat to the independence of the states. The rights granted to the federal government for clearly important national issues are specific and easy to understand; however, the rights conferred by this final clause are neither clearly defined nor easily grasped. There are many political laws that affect the obligations of contracts, which could provide a convenient excuse for the central authority to overstep its boundaries.
Chapter VIII: The Federal Constitution—Part IV
Procedure Of The Federal Courts
Natural weakness of the judiciary power in confederations—Legislators ought to strive as much as possible to bring private individuals, and not States, before the Federal Courts—How the Americans have succeeded in this—Direct prosecution of private individuals in the Federal Courts—Indirect prosecution of the States which violate the laws of the Union—The decrees of the Supreme Court enervate but do not destroy the provincial laws.
Natural weakness of the judicial power in confederations—Legislators should work as hard as possible to bring private individuals, not states, before the Federal Courts—How Americans have managed to do this—Direct prosecution of private individuals in the Federal Courts—Indirect prosecution of states that break the laws of the Union—The Supreme Court's decisions weaken but do not eliminate provincial laws.
I have shown what the privileges of the Federal courts are, and it is no less important to point out the manner in which they are exercised. The irresistible authority of justice in countries in which the sovereignty in undivided is derived from the fact that the tribunals of those countries represent the entire nation at issue with the individual against whom their decree is directed, and the idea of power is thus introduced to corroborate the idea of right. But this is not always the case in countries in which the sovereignty is divided; in them the judicial power is more frequently opposed to a fraction of the nation than to an isolated individual, and its moral authority and physical strength are consequently diminished. In federal States the power of the judge is naturally decreased, and that of the justiciable parties is augmented. The aim of the legislator in confederate States ought therefore to be to render the position of the courts of justice analogous to that which they occupy in countries where the sovereignty is undivided; in other words, his efforts ought constantly to tend to maintain the judicial power of the confederation as the representative of the nation, and the justiciable party as the representative of an individual interest.
I have outlined the privileges of the Federal courts, and it’s equally important to highlight how they are exercised. The undeniable authority of justice in countries where sovereignty is undivided comes from the fact that the courts represent the entire nation against the individual involved in the case, introducing the concept of power to support the notion of right. However, this isn't always true in countries where sovereignty is divided; there, the judicial power often opposes a segment of the nation rather than just an individual, which diminishes its moral authority and physical strength. In federal states, the power of the judge is naturally reduced, while the power of the parties involved is increased. Therefore, the goal of lawmakers in confederate states should be to align the role of the courts with that of countries where sovereignty is undivided; in other words, their efforts should focus on maintaining the judicial power of the confederation as the representative of the nation, while the parties involved represent individual interests.
Every government, whatever may be its constitution, requires the means of constraining its subjects to discharge their obligations, and of protecting its privileges from their assaults. As far as the direct action of the Government on the community is concerned, the Constitution of the United States contrived, by a master-stroke of policy, that the federal courts, acting in the name of the laws, should only take cognizance of parties in an individual capacity. For, as it had been declared that the Union consisted of one and the same people within the limits laid down by the Constitution, the inference was that the Government created by this Constitution, and acting within these limits, was invested with all the privileges of a national government, one of the principal of which is the right of transmitting its injunctions directly to the private citizen. When, for instance, the Union votes an impost, it does not apply to the States for the levying of it, but to every American citizen in proportion to his assessment. The Supreme Court, which is empowered to enforce the execution of this law of the Union, exerts its influence not upon a refractory State, but upon the private taxpayer; and, like the judicial power of other nations, it is opposed to the person of an individual. It is to be observed that the Union chose its own antagonist; and as that antagonist is feeble, he is naturally worsted.
Every government, regardless of its structure, needs ways to make its citizens fulfill their duties and to protect its rights from their challenges. In terms of how the government directly interacts with the community, the United States Constitution cleverly arranged for federal courts, acting in the name of the law, to only deal with individuals. Since it has been stated that the Union is made up of one people within the boundaries set by the Constitution, it's understood that the government created by this Constitution, operating within those boundaries, has all the rights of a national government—one of which is the ability to send its directives straight to individual citizens. For example, when the Union imposes a tax, it doesn't go to the states to collect it, but instead turns directly to each American citizen according to their assessment. The Supreme Court, which has the authority to enforce this tax law, focuses not on a defiant state but on individual taxpayers, and like the judicial systems of other countries, it confronts individual persons. It’s worth noting that the Union intentionally selected its opponent, and since that opponent is weak, they are easily defeated.
But the difficulty increases when the proceedings are not brought forward by but against the Union. The Constitution recognizes the legislative power of the States; and a law so enacted may impair the privileges of the Union, in which case a collision in unavoidable between that body and the State which has passed the law: and it only remains to select the least dangerous remedy, which is very clearly deducible from the general principles I have before established. *k
But the difficulty grows when the legal action is taken against the Union rather than initiated by it. The Constitution acknowledges the legislative authority of the States, and a law passed by a State might undermine the Union's privileges, which would inevitably lead to a clash between the Union and the State that enacted the law. It then becomes necessary to choose the least harmful solution, which can be clearly derived from the general principles I have previously outlined. *k
k
[ See Chapter VI. on “Judicial Power in America.”]
k
[ See Chapter VI. on “Judicial Power in America.”]
It may be conceived that, in the case under consideration, the Union might have used the State before a Federal court, which would have annulled the act, and by this means it would have adopted a natural course of proceeding; but the judicial power would have been placed in open hostility to the State, and it was desirable to avoid this predicament as much as possible. The Americans hold that it is nearly impossible that a new law should not impair the interests of some private individual by its provisions: these private interests are assumed by the American legislators as the ground of attack against such measures as may be prejudicial to the Union, and it is to these cases that the protection of the Supreme Court is extended.
It can be imagined that, in the current situation, the Union could have taken the State to a Federal court, which would have struck down the act, thereby following a natural legal process; however, this would have placed the judicial power in open conflict with the State, and it was important to avoid this situation as much as possible. Americans believe that it's nearly impossible for a new law not to negatively affect some private individual's interests: these private interests are seen by American lawmakers as the basis for opposing any measures that could harm the Union, and it's these situations where the Supreme Court offers protection.
Suppose a State vends a certain portion of its territory to a company, and that a year afterwards it passes a law by which the territory is otherwise disposed of, and that clause of the Constitution which prohibits laws impairing the obligation of contracts violated. When the purchaser under the second act appears to take possession, the possessor under the first act brings his action before the tribunals of the Union, and causes the title of the claimant to be pronounced null and void. *l Thus, in point of fact, the judicial power of the Union is contesting the claims of the sovereignty of a State; but it only acts indirectly and upon a special application of detail: it attacks the law in its consequences, not in its principle, and it rather weakens than destroys it.
Suppose a state sells a part of its land to a company, and then a year later, it passes a law that changes the status of that land, violating the part of the Constitution that prevents laws from interfering with contract obligations. When the buyer under the new law tries to take possession, the buyer from the first sale goes to court and gets the current title declared invalid. Thus, in reality, the federal court is challenging the sovereignty claims of the state; however, it does so indirectly and through specific legal issues: it targets the effects of the law, not its underlying principle, and it mainly weakens the law rather than completely overturning it.
l
[ See Kent’s “Commentaries,” vol. i. p. 387.]
l
[ See Kent’s “Commentaries,” vol. i. p. 387.]
The last hypothesis that remained was that each State formed a corporation enjoying a separate existence and distinct civil rights, and that it could therefore sue or be sued before a tribunal. Thus a State could bring an action against another State. In this instance the Union was not called upon to contest a provincial law, but to try a suit in which a State was a party. This suit was perfectly similar to any other cause, except that the quality of the parties was different; and here the danger pointed out at the beginning of this chapter exists with less chance of being avoided. The inherent disadvantage of the very essence of Federal constitutions is that they engender parties in the bosom of the nation which present powerful obstacles to the free course of justice.
The last hypothesis that remained was that each State formed a corporation with its own identity and distinct civil rights, allowing it to sue or be sued in court. This meant a State could take legal action against another State. In this case, the Union was not called upon to challenge a state law but to handle a lawsuit involving a State as a party. This lawsuit was just like any other case, except that the nature of the parties was different; and here the risk mentioned at the start of this chapter exists with even less chance of being avoided. The fundamental disadvantage inherent in Federal constitutions is that they create factions within the nation that pose significant obstacles to the fair administration of justice.
High Rank Of The Supreme Court Amongst The Great Powers Of State No nation ever constituted so great a judicial power as the Americans—Extent of its prerogative—Its political influence—The tranquillity and the very existence of the Union depend on the discretion of the seven Federal Judges.
High Rank of the Supreme Court Among the Great Powers of State No nation has ever established such a significant judicial authority as the Americans—The scope of its power—Its political impact—The peace and even survival of the Union rely on the judgment of the seven Federal Judges.
When we have successively examined in detail the organization of the Supreme Court, and the entire prerogatives which it exercises, we shall readily admit that a more imposing judicial power was never constituted by any people. The Supreme Court is placed at the head of all known tribunals, both by the nature of its rights and the class of justiciable parties which it controls.
When we have thoroughly looked into the setup of the Supreme Court and all the powers it has, we will easily agree that no other country has ever created such an impressive judicial authority. The Supreme Court is at the top of all the known courts, both because of its rights and the types of cases it handles.
In all the civilized countries of Europe the Government has always shown the greatest repugnance to allow the cases to which it was itself a party to be decided by the ordinary course of justice. This repugnance naturally attains its utmost height in an absolute Government; and, on the other hand, the privileges of the courts of justice are extended with the increasing liberties of the people: but no European nation has at present held that all judicial controversies, without regard to their origin, can be decided by the judges of common law.
In all the civilized countries of Europe, the government has always been extremely reluctant to let cases in which it is involved be decided by the regular judicial process. This reluctance is most intense under an absolute government. Conversely, the powers of the courts have expanded as the liberties of the people have grown. However, no European nation currently believes that all legal disputes, regardless of their source, can be settled by common law judges.
In America this theory has been actually put in practice, and the Supreme Court of the United States is the sole tribunal of the nation. Its power extends to all the cases arising under laws and treaties made by the executive and legislative authorities, to all cases of admiralty and maritime jurisdiction, and in general to all points which affect the law of nations. It may even be affirmed that, although its constitution is essentially judicial, its prerogatives are almost entirely political. Its sole object is to enforce the execution of the laws of the Union; and the Union only regulates the relations of the Government with the citizens, and of the nation with Foreign Powers: the relations of citizens amongst themselves are almost exclusively regulated by the sovereignty of the States.
In America, this theory has been put into practice, and the Supreme Court of the United States serves as the nation's only tribunal. Its authority covers all cases arising under laws and treaties created by the executive and legislative branches, all cases of admiralty and maritime jurisdiction, and generally all matters affecting international law. It could even be said that, while its constitution is fundamentally judicial, its powers are largely political. Its main purpose is to enforce the laws of the Union; and the Union primarily governs the relationship between the Government and its citizens, as well as between the nation and foreign powers: the relationships among citizens are mostly governed by state sovereignty.
A second and still greater cause of the preponderance of this court may be adduced. In the nations of Europe the courts of justice are only called upon to try the controversies of private individuals; but the Supreme Court of the United States summons sovereign powers to its bar. When the clerk of the court advances on the steps of the tribunal, and simply says, “The State of New York versus the State of Ohio,” it is impossible not to feel that the Court which he addresses is no ordinary body; and when it is recollected that one of these parties represents one million, and the other two millions of men, one is struck by the responsibility of the seven judges whose decision is about to satisfy or to disappoint so large a number of their fellow-citizens.
A second and even greater reason for the dominance of this court can be pointed out. In European nations, courts of justice usually just deal with disputes between private individuals; however, the Supreme Court of the United States brings sovereign powers before it. When the court clerk steps up to the tribunal and simply states, “The State of New York versus the State of Ohio,” it’s clear that the court he’s addressing is no ordinary institution. And when you consider that one of these parties represents one million people and the other two million, you can’t help but appreciate the responsibility of the seven judges whose decision will either please or disappoint such a large number of their fellow citizens.
The peace, the prosperity, and the very existence of the Union are vested in the hands of the seven judges. Without their active co-operation the Constitution would be a dead letter: the Executive appeals to them for assistance against the encroachments of the legislative powers; the Legislature demands their protection from the designs of the Executive; they defend the Union from the disobedience of the States, the States from the exaggerated claims of the Union, the public interest against the interests of private citizens, and the conservative spirit of order against the fleeting innovations of democracy. Their power is enormous, but it is clothed in the authority of public opinion. They are the all-powerful guardians of a people which respects law, but they would be impotent against popular neglect or popular contempt. The force of public opinion is the most intractable of agents, because its exact limits cannot be defined; and it is not less dangerous to exceed than to remain below the boundary prescribed.
The peace, prosperity, and very existence of the Union depend on the seven judges. Without their active cooperation, the Constitution would be meaningless: the Executive turns to them for help against the overreach of legislative powers; the Legislature seeks their protection against the Executive's plans; they protect the Union from the disobedience of the States and the States from the overreaching claims of the Union, the public interest from the interests of private citizens, and the conservative spirit of order from the fleeting changes brought by democracy. Their power is immense, but it relies on the authority of public opinion. They are the powerful guardians of a people that respects the law, but they would be powerless against public neglect or contempt. The force of public opinion is one of the toughest challenges to manage, because its exact boundaries cannot be defined; exceeding the limits can be just as dangerous as falling short.
The Federal judges must not only be good citizens, and men possessed of that information and integrity which are indispensable to magistrates, but they must be statesmen—politicians, not unread in the signs of the times, not afraid to brave the obstacles which can be subdued, nor slow to turn aside such encroaching elements as may threaten the supremacy of the Union and the obedience which is due to the laws.
Federal judges must not only be good citizens and individuals with the knowledge and integrity essential for judges, but they must also be statesmen—politicians who are aware of current issues, unafraid to confront manageable challenges, and quick to address any encroachments that may threaten the supremacy of the Union and the respect owed to the law.
The President, who exercises a limited power, may err without causing great mischief in the State. Congress may decide amiss without destroying the Union, because the electoral body in which Congress originates may cause it to retract its decision by changing its members. But if the Supreme Court is ever composed of imprudent men or bad citizens, the Union may be plunged into anarchy or civil war.
The President, who has limited power, can make mistakes without causing major harm to the State. Congress can make wrong decisions without threatening the Union, since the electoral body that Congress comes from can reverse its decisions by changing its members. However, if the Supreme Court is ever made up of reckless individuals or corrupt citizens, the Union could fall into chaos or civil war.
The real cause of this danger, however, does not lie in the constitution of the tribunal, but in the very nature of Federal Governments. We have observed that in confederate peoples it is especially necessary to consolidate the judicial authority, because in no other nations do those independent persons who are able to cope with the social body exist in greater power or in a better condition to resist the physical strength of the Government. But the more a power requires to be strengthened, the more extensive and independent it must be made; and the dangers which its abuse may create are heightened by its independence and its strength. The source of the evil is not, therefore, in the constitution of the power, but in the constitution of those States which render its existence necessary.
The real cause of this danger, however, isn't found in the structure of the tribunal, but in the very nature of Federal Governments. We have seen that in confederate societies, it's particularly important to strengthen judicial authority, because no other nations have independent individuals more capable of handling social issues or better positioned to resist the government's physical power. However, the more a power needs to be reinforced, the more extensive and independent it must become; and the risks associated with its misuse increase alongside its independence and strength. Thus, the root of the problem lies not in the structure of the power itself, but in the organization of those States that make its existence necessary.
In What Respects The Federal Constitution Is Superior To That Of The States
In what ways the Federal Constitution is better than those of the states
In what respects the Constitution of the Union can be compared to that of the States—Superiority of the Constitution of the Union attributable to the wisdom of the Federal legislators—Legislature of the Union less dependent on the people than that of the States—Executive power more independent in its sphere—Judicial power less subjected to the inclinations of the majority—Practical consequence of these facts—The dangers inherent in a democratic government eluded by the Federal legislators, and increased by the legislators of the States.
In what ways can the Constitution of the Union be compared to that of the States? The superiority of the Union's Constitution comes from the wisdom of the Federal lawmakers. The Union's legislature is less reliant on the people compared to that of the States. The executive power operates more independently within its own scope. The judicial power is less swayed by the majority's feelings. The practical implications of these points are significant. The Federal lawmakers avoided the dangers typical in a democratic government, while the State lawmakers intensified them.
The Federal Constitution differs essentially from that of the States in the ends which it is intended to accomplish, but in the means by which these ends are promoted a greater analogy exists between them. The objects of the Governments are different, but their forms are the same; and in this special point of view there is some advantage in comparing them together.
The Federal Constitution is fundamentally different from the State constitutions in the goals it aims to achieve, but there is a greater similarity in the methods they use to reach those goals. The purposes of the governments are distinct, but their structures are alike; and from this perspective, it’s beneficial to compare them.
I am of opinion that the Federal Constitution is superior to all the Constitutions of the States, for several reasons.
I believe that the Federal Constitution is superior to all the state constitutions for several reasons.
The present Constitution of the Union was formed at a later period than those of the majority of the States, and it may have derived some ameliorations from past experience. But we shall be led to acknowledge that this is only a secondary cause of its superiority, when we recollect that eleven new States *n have been added to the American Confederation since the promulgation of the Federal Constitution, and that these new republics have always rather exaggerated than avoided the defects which existed in the former Constitutions.
The current Constitution of the Union was created later than most of the States' constitutions, and it may have benefited from lessons learned in the past. However, we must recognize that this is only a minor factor in its superiority when we remember that eleven new States have joined the American Confederation since the announcement of the Federal Constitution, and these new republics have often highlighted rather than avoided the flaws present in the earlier Constitutions.
n
[ [The number of States has now risen to 46 (1874), besides the District of
Columbia.]]
n
[ [The number of states has now increased to 46 (1874), plus the District of Columbia.]]
The chief cause of the superiority of the Federal Constitution lay in the character of the legislators who composed it. At the time when it was formed the dangers of the Confederation were imminent, and its ruin seemed inevitable. In this extremity the people chose the men who most deserved the esteem, rather than those who had gained the affections, of the country. I have already observed that distinguished as almost all the legislators of the Union were for their intelligence, they were still more so for their patriotism. They had all been nurtured at a time when the spirit of liberty was braced by a continual struggle against a powerful and predominant authority. When the contest was terminated, whilst the excited passions of the populace persisted in warring with dangers which had ceased to threaten them, these men stopped short in their career; they cast a calmer and more penetrating look upon the country which was now their own; they perceived that the war of independence was definitely ended, and that the only dangers which America had to fear were those which might result from the abuse of the freedom she had won. They had the courage to say what they believed to be true, because they were animated by a warm and sincere love of liberty; and they ventured to propose restrictions, because they were resolutely opposed to destruction. *o
The main reason for the strength of the Federal Constitution was the character of the legislators who created it. When it was established, the dangers of the Confederation were clear, and its downfall seemed unavoidable. In this critical moment, the people selected men who truly deserved respect, rather than those who had won the affection of the nation. I have already pointed out that while almost all the legislators of the Union were distinguished for their intelligence, they were even more remarkable for their patriotism. They had all grown up during a time when the spirit of liberty was strengthened by an ongoing struggle against a powerful and dominant authority. When the conflict ended, while the intense emotions of the public continued to clash with threats that had vanished, these men paused in their pursuits; they took a calmer and more insightful look at the country that was now theirs; they recognized that the war for independence was truly over, and that the only threats America needed to worry about were those that might come from the misuse of the freedom she had achieved. They had the bravery to speak what they believed to be true because they were fueled by a genuine and passionate love for liberty; and they dared to suggest limitations because they were firmly against destruction.
o
[ At this time Alexander Hamilton, who was one of the principal founders of the
Constitution, ventured to express the following sentiments in “The
Federalist,” No. 71:—
o
[ At this time, Alexander Hamilton, who was one of the main founders of the Constitution, took the opportunity to share the following thoughts in “The Federalist,” No. 71:—
“There are some who would be inclined to regard the servile pliancy of the Executive to a prevailing current, either in the community or in the Legislature, as its best recommendation. But such men entertain very crude notions, as well of the purposes for which government was instituted as of the true means by which the public happiness may be promoted. The Republican principle demands that the deliberative sense of the community should govern the conduct of those to whom they entrust the management of their affairs; but it does not require an unqualified complaisance to every sudden breeze of passion, or to every transient impulse which the people may receive from the arts of men who flatter their prejudices to betray their interests. It is a just observation, that the people commonly intend the public good. This often applies to their very errors. But their good sense would despise the adulator who should pretend that they always reason right about the means of promoting it. They know from experience that they sometimes err; and the wonder is that they so seldom err as they do, beset, as they continually are, by the wiles of parasites and sycophants; by the snares of the ambitious, the avaricious, the desperate; by the artifices of men who possess their confidence more than they deserve it, and of those who seek to possess rather than to deserve it. When occasions present themselves in which the interests of the people are at variance with their inclinations, it is the duty of persons whom they have appointed to be the guardians of those interests to withstand the temporary delusion, in order to give them time and opportunity for more cool and sedate reflection. Instances might be cited in which a conduct of this kind has saved the people from very fatal consequences of their own mistakes, and has procured lasting monuments of their gratitude to the men who had courage and magnanimity enough to serve them at the peril of their displeasure.”]
“There are some who might think that the obedient nature of the Executive to a popular trend, whether in the community or the Legislature, is its greatest strength. However, such people have very basic ideas about the reasons for which government was created and the true ways to promote public happiness. The Republican principle requires that the thoughtful sentiments of the community guide the actions of those to whom they give the responsibility of managing their affairs; but it doesn't demand blind compliance to every sudden wave of emotion or fleeting impulse that the people might feel from those who flatter their biases to betray their interests. It's a fair point that people usually aim for the public good. This even applies to their mistakes. But their good judgment would reject the flatterer who claims they always think correctly about how to achieve it. They know from experience that they sometimes make mistakes; and the surprise is that they don’t make more errors, given how often they are surrounded by the tricks of opportunists and sycophants, the traps set by the ambitious, the greedy, the desperate, and by those who gain their trust more than they deserve it, as well as those who want to gain it without earning it. When situations arise where the interests of the people clash with their desires, it is the responsibility of those they have chosen to protect those interests to resist the temporary deception, giving the people the time and space for more careful and calm reflection. There are many examples where such actions have saved the people from disastrous outcomes due to their own mistakes, earning lasting gratitude from those they helped, even when it was risky for their own popularity.”
The greater number of the Constitutions of the States assign one year for the duration of the House of Representatives, and two years for that of the Senate; so that members of the legislative body are constantly and narrowly tied down by the slightest desires of their constituents. The legislators of the Union were of opinion that this excessive dependence of the Legislature tended to alter the nature of the main consequences of the representative system, since it vested the source, not only of authority, but of government, in the people. They increased the length of the time for which the representatives were returned, in order to give them freer scope for the exercise of their own judgment.
Most state constitutions set the term for the House of Representatives at one year and for the Senate at two years. This means that lawmakers are constantly constrained by the smallest wishes of their constituents. The legislators of the Union believed that this excessive dependence of the legislature changed the fundamental outcomes of the representative system, as it placed not just the authority but also the governance in the hands of the people. They extended the term lengths for representatives to allow them more freedom to exercise their own judgment.
The Federal Constitution, as well as the Constitutions of the different States, divided the legislative body into two branches. But in the States these two branches were composed of the same elements, and elected in the same manner. The consequence was that the passions and inclinations of the populace were as rapidly and as energetically represented in one chamber as in the other, and that laws were made with all the characteristics of violence and precipitation. By the Federal Constitution the two houses originate in like manner in the choice of the people; but the conditions of eligibility and the mode of election were changed, to the end that, if, as is the case in certain nations, one branch of the Legislature represents the same interests as the other, it may at least represent a superior degree of intelligence and discretion. A mature age was made one of the conditions of the senatorial dignity, and the Upper House was chosen by an elected assembly of a limited number of members.
The Federal Constitution, along with the Constitutions of various States, divides the legislative body into two branches. However, in the States, these two branches are made up of the same members and are elected in the same way. This led to the passions and interests of the public being represented just as quickly and forcefully in one chamber as in the other, resulting in laws being passed with qualities of violence and haste. In the Federal Constitution, both houses are elected similarly by the people; however, the eligibility requirements and election processes were changed so that, even if one branch of the Legislature represents the same interests as the other, it can at least reflect a higher level of intelligence and judgment. A mature age was established as a requirement for the senatorial position, and the Upper House was chosen by an elected assembly with a limited number of members.
To concentrate the whole social force in the hands of the legislative body is the natural tendency of democracies; for as this is the power which emanates the most directly from the people, it is made to participate most fully in the preponderating authority of the multitude, and it is naturally led to monopolize every species of influence. This concentration is at once prejudicial to a well-conducted administration, and favorable to the despotism of the majority. The legislators of the States frequently yielded to these democratic propensities, which were invariably and courageously resisted by the founders of the Union.
Focusing all social power in the hands of the legislative body is a natural tendency in democracies; since this is the authority that comes most directly from the people, it tends to take on the greatest share of influence held by the majority, and it often ends up monopolizing various forms of power. This concentration is harmful to effective governance and can lead to the tyranny of the majority. The lawmakers of the States often gave in to these democratic urges, which were consistently and boldly challenged by the founders of the Union.
In the States the executive power is vested in the hands of a magistrate, who is apparently placed upon a level with the Legislature, but who is in reality nothing more than the blind agent and the passive instrument of its decisions. He can derive no influence from the duration of his functions, which terminate with the revolving year, or from the exercise of prerogatives which can scarcely be said to exist. The Legislature can condemn him to inaction by intrusting the execution of the laws to special committees of its own members, and can annul his temporary dignity by depriving him of his salary. The Federal Constitution vests all the privileges and all the responsibility of the executive power in a single individual. The duration of the Presidency is fixed at four years; the salary of the individual who fills that office cannot be altered during the term of his functions; he is protected by a body of official dependents, and armed with a suspensive veto. In short, every effort was made to confer a strong and independent position upon the executive authority within the limits which had been prescribed to it.
In the United States, the executive power is held by a leader who seems to be on par with the Legislature, but in reality, he is just a blind agent and a passive tool for their decisions. He doesn't have any influence from the length of his term, which lasts just one year, or from any prerogatives that barely exist. The Legislature can render him ineffective by assigning the enforcement of laws to special committees of its members and can strip him of his temporary position by cutting off his salary. The Federal Constitution grants all the rights and responsibilities of executive power to one person. The President serves a fixed term of four years; his salary cannot be changed during his term; he is supported by a group of official aides, and holds a suspensive veto. In summary, every effort was made to give the executive authority a strong and independent role within the limits set for it.
In the Constitutions of all the States the judicial power is that which remains the most independent of the legislative authority; nevertheless, in all the States the Legislature has reserved to itself the right of regulating the emoluments of the judges, a practice which necessarily subjects these magistrates to its immediate influence. In some States the judges are only temporarily appointed, which deprives them of a great portion of their power and their freedom. In others the legislative and judicial powers are entirely confounded; thus the Senate of New York, for instance, constitutes in certain cases the Superior Court of the State. The Federal Constitution, on the other hand, carefully separates the judicial authority from all external influences; and it provides for the independence of the judges, by declaring that their salary shall not be altered, and that their functions shall be inalienable.
In the constitutions of all the states, the judicial power tends to be the most independent from the legislative authority; however, the legislature in every state maintains the right to regulate judges' salaries, which inevitably exposes these judges to direct influence. In some states, judges are appointed only temporarily, which limits their power and independence. In other states, the legislative and judicial powers are completely mixed; for example, the Senate of New York serves as the Superior Court of the State in certain situations. In contrast, the Federal Constitution strictly separates the judicial authority from any outside influences and ensures judges' independence by stating that their salaries cannot be changed and that their roles are permanent.
The practical consequences of these different systems may easily be perceived. An attentive observer will soon remark that the business of the Union is incomparably better conducted than that of any individual State. The conduct of the Federal Government is more fair and more temperate than that of the States, its designs are more fraught with wisdom, its projects are more durable and more skilfully combined, its measures are put into execution with more vigor and consistency.
The practical outcomes of these different systems are easy to see. A careful observer will quickly notice that the Union operates much more effectively than any individual State. The Federal Government is fairer and more level-headed than the States; its intentions are wiser, its initiatives are more lasting and better coordinated, and its actions are carried out with more energy and consistency.
I recapitulate the substance of this chapter in a few words: The existence of democracies is threatened by two dangers, viz., the complete subjection of the legislative body to the caprices of the electoral body, and the concentration of all the powers of the Government in the legislative authority. The growth of these evils has been encouraged by the policy of the legislators of the States, but it has been resisted by the legislators of the Union by every means which lay within their control.
I summarize the main points of this chapter in a few words: Democracies face two major threats: total control of the legislative body by the whims of the voters, and the consolidation of all government power within the legislative branch. These problems have been fueled by the actions of state legislators, but the federal legislators have fought against them using every tool they have.
Characteristics Which Distinguish The Federal Constitution Of The United States Of America From All Other Federal Constitutions American Union appears to resemble all other confederations—Nevertheless its effects are different—Reason of this—Distinctions between the Union and all other confederations—The American Government not a federal but an imperfect national Government.
Characteristics That Set Apart the Federal Constitution of the United States from All Other Federal Constitutions The American Union seems to be like all the other confederations—However, its effects are different—The reason for this—The distinctions between the Union and all other confederations—The American Government is not a federal government but rather an imperfect national government.
The United States of America do not afford either the first or the only instance of confederate States, several of which have existed in modern Europe, without adverting to those of antiquity. Switzerland, the Germanic Empire, and the Republic of the United Provinces either have been or still are confederations. In studying the constitutions of these different countries, the politician is surprised to observe that the powers with which they invested the Federal Government are nearly identical with the privileges awarded by the American Constitution to the Government of the United States. They confer upon the central power the same rights of making peace and war, of raising money and troops, and of providing for the general exigencies and the common interests of the nation. Nevertheless the Federal Government of these different peoples has always been as remarkable for its weakness and inefficiency as that of the Union is for its vigorous and enterprising spirit. Again, the first American Confederation perished through the excessive weakness of its Government; and this weak Government was, notwithstanding, in possession of rights even more extensive than those of the Federal Government of the present day. But the more recent Constitution of the United States contains certain principles which exercise a most important influence, although they do not at once strike the observer.
The United States of America is not the first or the only example of confederate states; several have existed in modern Europe, not to mention those from ancient times. Switzerland, the Germanic Empire, and the Republic of the United Provinces have either been or still are confederations. When analyzing the constitutions of these different countries, a politician might be surprised to find that the powers granted to their Federal Governments are almost identical to the privileges given by the American Constitution to the Government of the United States. They give the central authority the same rights to declare war and make peace, raise funds and troops, and address the nation's general needs and common interests. However, the Federal Government of these various countries has always been notable for its weakness and inefficiency, unlike the Union, which is known for its strong and proactive spirit. Moreover, the first American Confederation failed due to the excessive weakness of its Government, which surprisingly held rights that were even broader than those of today’s Federal Government. Yet, the more recent Constitution of the United States includes certain principles that have a significant impact, even if they aren't immediately obvious.
This Constitution, which may at first sight be confounded with the federal constitutions which preceded it, rests upon a novel theory, which may be considered as a great invention in modern political science. In all the confederations which had been formed before the American Constitution of 1789 the allied States agreed to obey the injunctions of a Federal Government; but they reserved to themselves the right of ordaining and enforcing the execution of the laws of the Union. The American States which combined in 1789 agreed that the Federal Government should not only dictate the laws, but that it should execute it own enactments. In both cases the right is the same, but the exercise of the right is different; and this alteration produced the most momentous consequences.
This Constitution, which might initially be confused with the federal constitutions that came before it, is based on a new theory that can be seen as a major breakthrough in modern political science. In all the confederations established prior to the American Constitution of 1789, the member states agreed to follow the rules set by a Federal Government; however, they kept the power to create and enforce the laws of the Union for themselves. The American states that united in 1789 agreed that the Federal Government would not only create the laws but also enforce its own regulations. In both scenarios, the right is the same, but how that right is exercised is different; and this change had extremely significant consequences.
In all the confederations which had been formed before the American Union the Federal Government demanded its supplies at the hands of the separate Governments; and if the measure it prescribed was onerous to any one of those bodies means were found to evade its claims: if the State was powerful, it had recourse to arms; if it was weak, it connived at the resistance which the law of the Union, its sovereign, met with, and resorted to inaction under the plea of inability. Under these circumstances one of the two alternatives has invariably occurred; either the most preponderant of the allied peoples has assumed the privileges of the Federal authority and ruled all the States in its name, *p or the Federal Government has been abandoned by its natural supporters, anarchy has arisen between the confederates, and the Union has lost all powers of action. *q
In all the confederations that were formed before the American Union, the Federal Government relied on the individual States for its resources; and if the demands it made were too burdensome for any of these States, they found ways to avoid meeting those demands. If a State was strong, it could resort to force; if it was weak, it turned a blind eye to the opposition against the Union’s laws and claimed it was unable to act. In these situations, one of two things typically happened: either the most dominant of the allied States took on the role of the Federal authority and governed all the States in its name, *p or the Federal Government lost the support of its natural allies, leading to chaos among the confederates and rendering the Union powerless. *q
p
[ This was the case in Greece, when Philip undertook to execute the decree of
the Amphictyons; in the Low Countries, where the province of Holland always
gave the law; and, in our own time, in the Germanic Confederation, in which
Austria and Prussia assume a great degree of influence over the whole country,
in the name of the Diet.]
p
[ This was true in Greece when Philip took on the task of carrying out the decree of the Amphictyons; in the Low Countries, where the province of Holland consistently set the rules; and, in our own time, in the German Confederation, where Austria and Prussia hold significant influence over the entire region on behalf of the Diet.]
q
[ Such has always been the situation of the Swiss Confederation, which would
have perished ages ago but for the mutual jealousies of its neighbors.]
q
[ This has always been the case for the Swiss Confederation, which would have disappeared long ago if it weren't for the rivalries of its neighbors.]
In America the subjects of the Union are not States, but private citizens: the national Government levies a tax, not upon the State of Massachusetts, but upon each inhabitant of Massachusetts. All former confederate governments presided over communities, but that of the Union rules individuals; its force is not borrowed, but self-derived; and it is served by its own civil and military officers, by its own army, and its own courts of justice. It cannot be doubted that the spirit of the nation, the passions of the multitude, and the provincial prejudices of each State tend singularly to diminish the authority of a Federal authority thus constituted, and to facilitate the means of resistance to its mandates; but the comparative weakness of a restricted sovereignty is an evil inherent in the Federal system. In America, each State has fewer opportunities of resistance and fewer temptations to non-compliance; nor can such a design be put in execution (if indeed it be entertained) without an open violation of the laws of the Union, a direct interruption of the ordinary course of justice, and a bold declaration of revolt; in a word, without taking a decisive step which men hesitate to adopt.
In America, the subjects of the Union are not States, but individual citizens: the national Government imposes taxes not on the State of Massachusetts, but on each person living in Massachusetts. All previous confederate governments governed communities, but the Union governs individuals; its power is not borrowed, but self-derived; and it is supported by its own civil and military officials, its own army, and its own courts. It’s clear that the national spirit, the emotions of the people, and the local biases of each State tend to weaken the authority of a Federal government structured this way and make it easier to resist its orders; however, the relative weakness of a limited sovereignty is a flaw built into the Federal system. In America, each State has fewer chances to resist and fewer reasons to defy; also, such a plan cannot be carried out (if it is even considered) without openly breaking the laws of the Union, directly disrupting the usual course of justice, and making a bold statement of rebellion; in short, without taking a definitive action that people are reluctant to take.
In all former confederations the privileges of the Union furnished more elements of discord than of power, since they multiplied the claims of the nation without augmenting the means of enforcing them: and in accordance with this fact it may be remarked that the real weakness of federal governments has almost always been in the exact ratio of their nominal power. Such is not the case in the American Union, in which, as in ordinary governments, the Federal Government has the means of enforcing all it is empowered to demand.
In all previous confederations, the privileges of the Union created more conflicts than unity because they increased the claims of the nation without providing the means to enforce them. It’s noteworthy that the actual weakness of federal governments has nearly always matched their stated power. This isn’t true in the American Union, where, like in typical governments, the Federal Government has the ability to enforce everything it is authorized to demand.
The human understanding more easily invents new things than new words, and we are thence constrained to employ a multitude of improper and inadequate expressions. When several nations form a permanent league and establish a supreme authority, which, although it has not the same influence over the members of the community as a national government, acts upon each of the Confederate States in a body, this Government, which is so essentially different from all others, is denominated a Federal one. Another form of society is afterwards discovered, in which several peoples are fused into one and the same nation with regard to certain common interests, although they remain distinct, or at least only confederate, with regard to all their other concerns. In this case the central power acts directly upon those whom it governs, whom it rules, and whom it judges, in the same manner, as, but in a more limited circle than, a national government. Here the term Federal Government is clearly no longer applicable to a state of things which must be styled an incomplete national Government: a form of government has been found out which is neither exactly national nor federal; but no further progress has been made, and the new word which will one day designate this novel invention does not yet exist.
Human understanding more easily creates new things than new words, so we end up having to use a lot of improper and inadequate expressions. When several nations create a lasting alliance and set up a supreme authority, which, although it doesn’t have the same influence over its members as a national government, affects each of the Confederate States as a whole, this Government, which is so fundamentally different from all others, is called a Federal one. Another form of society is later discovered, where several peoples merge into one nation for certain shared interests, even though they remain separate, or at least only confederate, in all other matters. In this case, the central power acts directly on those it governs, rules, and judges, similar to, but in a more limited scope than, a national government. Here, the term Federal Government clearly no longer fits a situation that should be called an incomplete national Government: a form of government has been identified that is neither purely national nor federal; however, no further advancements have been made, and the new term that will one day describe this new concept does not yet exist.
The absence of this new species of confederation has been the cause which has brought all Unions to Civil War, to subjection, or to a stagnant apathy, and the peoples which formed these leagues have been either too dull to discern, or too pusillanimous to apply this great remedy. The American Confederation perished by the same defects.
The lack of this new type of confederation has led all unions to civil war, submission, or a state of stagnant apathy, and the people who formed these alliances have been either too slow to see it or too timid to use this great solution. The American Confederation fell apart for the same reasons.
But the Confederate States of America had been long accustomed to form a portion of one empire before they had won their independence; they had not contracted the habit of governing themselves, and their national prejudices had not taken deep root in their minds. Superior to the rest of the world in political knowledge, and sharing that knowledge equally amongst themselves, they were little agitated by the passions which generally oppose the extension of federal authority in a nation, and those passions were checked by the wisdom of the chief citizens. The Americans applied the remedy with prudent firmness as soon as they were conscious of the evil; they amended their laws, and they saved their country.
But the Confederate States of America had been used to being part of one empire long before they gained their independence; they hadn’t developed the habit of self-governance, and their national prejudices hadn’t deeply taken root in their minds. They considered themselves superior to the rest of the world in political knowledge and shared that knowledge equally among themselves. They were not very troubled by the passions that usually hinder the expansion of federal authority in a nation, and those passions were tempered by the wisdom of the leading citizens. The Americans addressed the problem with careful determination as soon as they recognized it; they revised their laws, and they saved their country.
Chapter VIII: The Federal Constitution—Part V
Advantages Of The Federal System In General, And Its Special Utility In America.
Advantages of the Federal System in General and Its Special Use in America.
Happiness and freedom of small nations—Power of great nations—Great empires favorable to the growth of civilization—Strength often the first element of national prosperity—Aim of the Federal system to unite the twofold advantages resulting from a small and from a large territory—Advantages derived by the United States from this system—The law adapts itself to the exigencies of the population; population does not conform to the exigencies of the law—Activity, amelioration, love and enjoyment of freedom in the American communities—Public spirit of the Union the abstract of provincial patriotism—Principles and things circulate freely over the territory of the United States—The Union is happy and free as a little nation, and respected as a great empire.
Happiness and freedom of small nations—Power of large nations—Big empires promote the growth of civilization—Strength is often the key factor in a nation’s prosperity—The goal of the Federal system is to combine the benefits of both a small and a large territory—The advantages the United States gains from this system—The law adjusts to the needs of the population; the population doesn’t have to follow the law’s needs—Energy, improvement, love, and enjoyment of freedom in American communities—The public spirit of the Union is a blend of local patriotism—Ideas and resources flow freely across the territory of the United States—The Union is happy and free like a small nation, yet respected like a large empire.
In small nations the scrutiny of society penetrates into every part, and the spirit of improvement enters into the most trifling details; as the ambition of the people is necessarily checked by its weakness, all the efforts and resources of the citizens are turned to the internal benefit of the community, and are not likely to evaporate in the fleeting breath of glory. The desires of every individual are limited, because extraordinary faculties are rarely to be met with. The gifts of an equal fortune render the various conditions of life uniform, and the manners of the inhabitants are orderly and simple. Thus, if one estimate the gradations of popular morality and enlightenment, we shall generally find that in small nations there are more persons in easy circumstances, a more numerous population, and a more tranquil state of society, than in great empires.
In small nations, society's scrutiny reaches every corner, and the drive for improvement extends to even the smallest details. Since the people's ambitions are naturally limited by their weaknesses, all the efforts and resources of citizens focus on the community’s internal benefits, rather than dissipating in the pursuit of transient glory. Individual desires are restricted because extraordinary talents are seldom found. The equal distribution of wealth makes life's various conditions more uniform, leading to orderly and simple manners among the inhabitants. Therefore, when assessing the levels of public morality and enlightenment, we often find that in small nations there are more people in stable circumstances, a larger population, and a more peaceful society than in large empires.
When tyranny is established in the bosom of a small nation, it is more galling than elsewhere, because, as it acts within a narrow circle, every point of that circle is subject to its direct influence. It supplies the place of those great designs which it cannot entertain by a violent or an exasperating interference in a multitude of minute details; and it leaves the political world, to which it properly belongs, to meddle with the arrangements of domestic life. Tastes as well as actions are to be regulated at its pleasure; and the families of the citizens as well as the affairs of the State are to be governed by its decisions. This invasion of rights occurs, however, but seldom, and freedom is in truth the natural state of small communities. The temptations which the Government offers to ambition are too weak, and the resources of private individuals are too slender, for the sovereign power easily to fall within the grasp of a single citizen; and should such an event have occurred, the subjects of the State can without difficulty overthrow the tyrant and his oppression by a simultaneous effort.
When tyranny takes hold in a small nation, it feels more oppressive than in larger ones because it operates within a limited scope, affecting every individual directly. Instead of pursuing grand ambitions, it resorts to meddling in countless small details, encroaching on domestic life rather than dealing with broader political issues. It dictates not just actions but also preferences, controlling both the citizens' families and the state’s affairs. However, this invasion of rights happens infrequently, and freedom is generally the default state for small communities. The temptations for ambition that the government provides are weak, and individual resources are too limited for a single person to easily seize power. If such a situation arises, the people can readily band together to overthrow the tyrant and end the oppression.
Small nations have therefore ever been the cradle of political liberty; and the fact that many of them have lost their immunities by extending their dominion shows that the freedom they enjoyed was more a consequence of the inferior size than of the character of the people.
Small nations have always been the birthplace of political freedom; the fact that many of them have lost their rights by expanding their control shows that the freedom they had was more due to their smaller size than the nature of their people.
The history of the world affords no instance of a great nation retaining the form of republican government for a long series of years, *r and this has led to the conclusion that such a state of things is impracticable. For my own part, I cannot but censure the imprudence of attempting to limit the possible and to judge the future on the part of a being who is hourly deceived by the most palpable realities of life, and who is constantly taken by surprise in the circumstances with which he is most familiar. But it may be advanced with confidence that the existence of a great republic will always be exposed to far greater perils than that of a small one.
The history of the world shows no example of a major nation successfully keeping a republican government for many years, and this has led to the belief that it's not possible. Personally, I can’t help but criticize the foolishness of trying to restrict what’s possible and predict the future when we are constantly fooled by the most obvious truths of life and regularly caught off guard by situations we know well. However, it can be confidently stated that a large republic will always face much greater dangers than a small one.
r
[ I do not speak of a confederation of small republics, but of a great
consolidated Republic.]
r
[ I'm not talking about a group of small republics, but about a large, unified Republic.]
All the passions which are most fatal to republican institutions spread with an increasing territory, whilst the virtues which maintain their dignity do not augment in the same proportion. The ambition of the citizens increases with the power of the State; the strength of parties with the importance of the ends they have in view; but that devotion to the common weal which is the surest check on destructive passions is not stronger in a large than in a small republic. It might, indeed, be proved without difficulty that it is less powerful and less sincere. The arrogance of wealth and the dejection of wretchedness, capital cities of unwonted extent, a lax morality, a vulgar egotism, and a great confusion of interests, are the dangers which almost invariably arise from the magnitude of States. But several of these evils are scarcely prejudicial to a monarchy, and some of them contribute to maintain its existence. In monarchical States the strength of the government is its own; it may use, but it does not depend on, the community, and the authority of the prince is proportioned to the prosperity of the nation; but the only security which a republican government possesses against these evils lies in the support of the majority. This support is not, however, proportionably greater in a large republic than it is in a small one; and thus, whilst the means of attack perpetually increase both in number and in influence, the power of resistance remains the same, or it may rather be said to diminish, since the propensities and interests of the people are diversified by the increase of the population, and the difficulty of forming a compact majority is constantly augmented. It has been observed, moreover, that the intensity of human passions is heightened, not only by the importance of the end which they propose to attain, but by the multitude of individuals who are animated by them at the same time. Every one has had occasion to remark that his emotions in the midst of a sympathizing crowd are far greater than those which he would have felt in solitude. In great republics the impetus of political passion is irresistible, not only because it aims at gigantic purposes, but because it is felt and shared by millions of men at the same time.
All the passions that can be most damaging to democratic institutions grow with an expanding territory, while the virtues that uphold their dignity don't increase at the same rate. Citizens' ambition rises with the State's power, and the strength of parties grows alongside the significance of their goals; however, the commitment to the common good, which is the best guard against destructive passions, is not stronger in a large republic than in a small one. In fact, it could be argued that it's less powerful and less genuine. The arrogance of wealth and the despair of poverty, vast capital cities, relaxed morals, a selfish mindset, and a chaotic mix of interests are dangers that almost always come with the size of States. Yet, some of these issues are hardly harmful to a monarchy, and some even help sustain it. In monarchies, the government's strength is independent; it can use the community but doesn't rely on it, and a prince's authority is tied to the nation's prosperity. Conversely, a republican government’s only defense against these issues depends on the support of the majority, which is not necessarily greater in a large republic compared to a small one. Therefore, while the means of attack keep increasing in both number and influence, the power of resistance stays the same, or might even be said to decrease, since the inclinations and interests of the people diversify as the population grows, and forming a united majority becomes increasingly difficult. Moreover, it's been noted that the intensity of human passions increases not just due to the significance of the goals they aim to achieve, but also because many people are inspired by them at the same time. Everyone has likely noticed that their emotions in a crowd that shares their sentiment are much stronger than what they would feel alone. In large republics, the surge of political passion is overwhelming, not only because it targets monumental objectives but also because it's experienced and shared by millions of people simultaneously.
It may therefore be asserted as a general proposition that nothing is more opposed to the well-being and the freedom of man than vast empires. Nevertheless it is important to acknowledge the peculiar advantages of great States. For the very reason which renders the desire of power more intense in these communities than amongst ordinary men, the love of glory is also more prominent in the hearts of a class of citizens, who regard the applause of a great people as a reward worthy of their exertions, and an elevating encouragement to man. If we would learn why it is that great nations contribute more powerfully to the spread of human improvement than small States, we shall discover an adequate cause in the rapid and energetic circulation of ideas, and in those great cities which are the intellectual centres where all the rays of human genius are reflected and combined. To this it may be added that most important discoveries demand a display of national power which the Government of a small State is unable to make; in great nations the Government entertains a greater number of general notions, and is more completely disengaged from the routine of precedent and the egotism of local prejudice; its designs are conceived with more talent, and executed with more boldness.
It can be said as a general principle that nothing is more detrimental to the well-being and freedom of individuals than large empires. Still, it's important to recognize the unique advantages of big states. For the very reason that the desire for power is stronger in these societies than in regular individuals, the pursuit of glory is also more significant in the hearts of a certain group of citizens, who see the admiration of a great population as a reward worthy of their efforts and an uplifting motivation for humanity. If we want to understand why large nations contribute more effectively to the advancement of human progress than small states, we’ll find a key reason in the swift and dynamic exchange of ideas, and in those major cities that serve as intellectual hubs where all aspects of human creativity are reflected and merged. Additionally, it should be noted that many significant discoveries require a demonstration of national power that a small state's government cannot provide; in larger nations, the government holds a broader range of general ideas, and is less tied to following past habits and local biases; its plans are created with more skill and carried out with greater audacity.
In time of peace the well-being of small nations is undoubtedly more general and more complete, but they are apt to suffer more acutely from the calamities of war than those great empires whose distant frontiers may for ages avert the presence of the danger from the mass of the people, which is therefore more frequently afflicted than ruined by the evil.
In times of peace, the well-being of small nations is definitely more widespread and thorough, but they tend to feel the effects of war more intensely than large empires, whose distant borders can keep the danger away from most people for long periods. As a result, the mass of the population in these empires is more often affected than completely devastated by the turmoil.
But in this matter, as in many others, the argument derived from the necessity of the case predominates over all others. If none but small nations existed, I do not doubt that mankind would be more happy and more free; but the existence of great nations is unavoidable.
But in this matter, just like in many others, the argument based on the necessity of the situation outweighs all others. If only small nations existed, I have no doubt that humanity would be happier and more free; however, the existence of large nations is unavoidable.
This consideration introduces the element of physical strength as a condition of national prosperity. It profits a people but little to be affluent and free if it is perpetually exposed to be pillaged or subjugated; the number of its manufactures and the extent of its commerce are of small advantage if another nation has the empire of the seas and gives the law in all the markets of the globe. Small nations are often impoverished, not because they are small, but because they are weak; the great empires prosper less because they are great than because they are strong. Physical strength is therefore one of the first conditions of the happiness and even of the existence of nations. Hence it occurs that, unless very peculiar circumstances intervene, small nations are always united to large empires in the end, either by force or by their own consent: yet I am unacquainted with a more deplorable spectacle than that of a people unable either to defend or to maintain its independence.
This consideration brings in the idea of physical strength as a key factor for national prosperity. It doesn't help a nation much to be wealthy and free if it's constantly at risk of being looted or conquered; the quantity of its goods and the reach of its trade won't mean much if another country controls the seas and dictates terms in markets worldwide. Small nations often suffer economically, not due to their size, but because of their weakness; larger empires thrive less because of their size and more because of their strength. Therefore, physical strength is one of the essential requirements for a nation's happiness and even its survival. Consequently, unless very unique circumstances arise, small nations typically end up connected to larger empires, either through force or by choice. Still, there's nothing more tragic than a people that can't defend or sustain its independence.
The Federal system was created with the intention of combining the different advantages which result from the greater and the lesser extent of nations; and a single glance over the United States of America suffices to discover the advantages which they have derived from its adoption.
The federal system was designed to bring together the various benefits that come from both larger and smaller nations; just a quick look at the United States shows the advantages they have gained from this approach.
In great centralized nations the legislator is obliged to impart a character of uniformity to the laws which does not always suit the diversity of customs and of districts; as he takes no cognizance of special cases, he can only proceed upon general principles; and the population is obliged to conform to the exigencies of the legislation, since the legislation cannot adapt itself to the exigencies and the customs of the population, which is the cause of endless trouble and misery. This disadvantage does not exist in confederations. Congress regulates the principal measures of the national Government, and all the details of the administration are reserved to the provincial legislatures. It is impossible to imagine how much this division of sovereignty contributes to the well-being of each of the States which compose the Union. In these small communities, which are never agitated by the desire of aggrandizement or the cares of self-defence, all public authority and private energy is employed in internal amelioration. The central government of each State, which is in immediate juxtaposition to the citizens, is daily apprised of the wants which arise in society; and new projects are proposed every year, which are discussed either at town meetings or by the legislature of the State, and which are transmitted by the press to stimulate the zeal and to excite the interest of the citizens. This spirit of amelioration is constantly alive in the American republics, without compromising their tranquillity; the ambition of power yields to the less refined and less dangerous love of comfort. It is generally believed in America that the existence and the permanence of the republican form of government in the New World depend upon the existence and the permanence of the Federal system; and it is not unusual to attribute a large share of the misfortunes which have befallen the new States of South America to the injudicious erection of great republics, instead of a divided and confederate sovereignty.
In large centralized nations, lawmakers are forced to create uniform laws that often don’t match the varied customs and local practices. Because they don’t consider specific cases, they can only work with general principles. This means that the population has to adapt to the laws, since the laws can't adjust to their needs and customs, leading to endless issues and suffering. Confederations don’t face this problem. The national Congress sets the main policies, while all administrative details are left to the state legislatures. It's hard to overstate how much this division of power helps the well-being of each state in the Union. In these smaller communities, which are not driven by the desire for expansion or the worries of self-defense, all public authority and private efforts are focused on internal improvement. The state government, which is closely connected to the citizens, is constantly aware of the needs that arise in society; new ideas are suggested every year, discussed either at town meetings or in the state legislature, and shared through the press to encourage citizen engagement and interest. This spirit of improvement is always present in American republics without disrupting their peace; the quest for power gives way to the simpler and less risky pursuit of comfort. Many people in America believe that the survival and stability of republican government in the New World depend on the existence of a Federal system; it is not uncommon to link many of the challenges that have faced the new states of South America to the unwise establishment of large republics rather than a divided and confederated sovereignty.
It is incontestably true that the love and the habits of republican government in the United States were engendered in the townships and in the provincial assemblies. In a small State, like that of Connecticut for instance, where cutting a canal or laying down a road is a momentous political question, where the State has no army to pay and no wars to carry on, and where much wealth and much honor cannot be bestowed upon the chief citizens, no form of government can be more natural or more appropriate than that of a republic. But it is this same republican spirit, it is these manners and customs of a free people, which are engendered and nurtured in the different States, to be afterwards applied to the country at large. The public spirit of the Union is, so to speak, nothing more than an abstract of the patriotic zeal of the provinces. Every citizen of the United States transfuses his attachment to his little republic in the common store of American patriotism. In defending the Union he defends the increasing prosperity of his own district, the right of conducting its affairs, and the hope of causing measures of improvement to be adopted which may be favorable to his own interest; and these are motives which are wont to stir men more readily than the general interests of the country and the glory of the nation.
It is undeniably true that the love for and the practices of republican government in the United States were developed in the townships and provincial assemblies. In a small state like Connecticut, for example, where building a canal or laying down a road is a significant political issue, where the state has no army to fund and no wars to fight, and where substantial wealth and honor cannot be conferred upon the leading citizens, no form of government is more natural or suitable than a republic. However, it is this very republican spirit, these manners and customs of a free people, that are fostered and cultivated in the different states to be later applied to the country as a whole. The public spirit of the Union is, in a sense, just a summary of the patriotic enthusiasm of the provinces. Every citizen of the United States channels their attachment to their small republic into the broader pool of American patriotism. By defending the Union, they are also protecting the growing prosperity of their own area, the right to manage its affairs, and the hope of implementing improvements that may benefit their own interests; these motivations often inspire people more readily than the overall interests of the country and the glory of the nation.
On the other hand, if the temper and the manners of the inhabitants especially fitted them to promote the welfare of a great republic, the Federal system smoothed the obstacles which they might have encountered. The confederation of all the American States presents none of the ordinary disadvantages resulting from great agglomerations of men. The Union is a great republic in extent, but the paucity of objects for which its Government provides assimilates it to a small State. Its acts are important, but they are rare. As the sovereignty of the Union is limited and incomplete, its exercise is not incompatible with liberty; for it does not excite those insatiable desires of fame and power which have proved so fatal to great republics. As there is no common centre to the country, vast capital cities, colossal wealth, abject poverty, and sudden revolutions are alike unknown; and political passion, instead of spreading over the land like a torrent of desolation, spends its strength against the interests and the individual passions of every State.
On the flip side, if the attitudes and behaviors of the people were particularly suited to supporting the welfare of a large republic, the Federal system helped eliminate the challenges they might have faced. The confederation of all the American States doesn't have the usual disadvantages that come with large groups of people. The Union is a large republic in size, but the limited range of issues its Government addresses makes it resemble a small State. Its actions are significant, but they are infrequent. Since the sovereignty of the Union is limited and not all-encompassing, its operation doesn’t conflict with freedom; it doesn’t trigger those endless cravings for fame and power that have been so disastrous for large republics. With no central hub in the country, massive cities, extreme wealth, dire poverty, and abrupt revolutions are all absent; instead of sweeping across the land like a destructive flood, political fervor focuses on the interests and individual passions of each State.
Nevertheless, all commodities and ideas circulate throughout the Union as freely as in a country inhabited by one people. Nothing checks the spirit of enterprise. Government avails itself of the assistance of all who have talents or knowledge to serve it. Within the frontiers of the Union the profoundest peace prevails, as within the heart of some great empire; abroad, it ranks with the most powerful nations of the earth; two thousand miles of coast are open to the commerce of the world; and as it possesses the keys of the globe, its flags is respected in the most remote seas. The Union is as happy and as free as a small people, and as glorious and as strong as a great nation.
Nevertheless, all goods and ideas move around the Union as freely as in a country with one people. Nothing holds back the spirit of entrepreneurship. The government seeks help from anyone with skills or knowledge to serve its needs. Within the borders of the Union, a deep peace exists, similar to that of a vast empire; internationally, it stands among the most powerful nations on Earth; two thousand miles of coastline are open to global trade, and with control over important trade routes, its flag is respected in the farthest oceans. The Union is as happy and as free as a small nation, and as glorious and as strong as a great nation.
Why The Federal System Is Not Adapted To All Peoples, And How The Anglo-Americans Were Enabled To Adopt It.
Why the Federal System Doesn’t Suit Every People, and How the Anglo-Americans Were Able to Adopt It.
Every Federal system contains defects which baffle the efforts of the legislator—The Federal system is complex—It demands a daily exercise of discretion on the part of the citizens—Practical knowledge of government common amongst the Americans—Relative weakness of the Government of the Union, another defect inherent in the Federal system—The Americans have diminished without remedying it—The sovereignty of the separate States apparently weaker, but really stronger, than that of the Union—Why?—Natural causes of union must exist between confederate peoples besides the laws—What these causes are amongst the Anglo-Americans—Maine and Georgia, separated by a distance of a thousand miles, more naturally united than Normandy and Brittany—War, the main peril of confederations—This proved even by the example of the United States—The Union has no great wars to fear—Why?—Dangers to which Europeans would be exposed if they adopted the Federal system of the Americans.
Every federal system has flaws that challenge lawmakers. The federal system is complicated. It requires citizens to make daily decisions. Americans typically have a solid understanding of government. The relative weakness of the national government is another flaw inherent in the federal system. Americans have let this issue persist without fixing it. The sovereignty of individual states appears to be weaker, but is actually stronger than that of the national government. Why is that? There must be natural factors that unite confederated groups beyond just laws. What are these factors among Anglo-Americans? Maine and Georgia, despite being a thousand miles apart, are more naturally united than Normandy and Brittany. War is the biggest risk for confederations. This is evidenced by the example of the United States. The Union doesn’t face significant threats of major wars. Why is that? There are dangers that Europeans would encounter if they were to adopt the Americans' federal system.
When a legislator succeeds, after persevering efforts, in exercising an indirect influence upon the destiny of nations, his genius is lauded by mankind, whilst, in point of fact, the geographical position of the country which he is unable to change, a social condition which arose without his co-operation, manners and opinions which he cannot trace to their source, and an origin with which he is unacquainted, exercise so irresistible an influence over the courses of society that he is himself borne away by the current, after an ineffectual resistance. Like the navigator, he may direct the vessel which bears him along, but he can neither change its structure, nor raise the winds, nor lull the waters which swell beneath him.
When a legislator finally succeeds, after persistent efforts, in having an indirect impact on the fate of nations, people celebrate his brilliance. But the truth is, the geographic position of the country that he can’t change, the social conditions that developed without his input, the customs and beliefs whose origins he can’t trace, and a background he knows nothing about all exert such a powerful influence on society’s direction that he ultimately gets swept away by the flow, despite his attempts to resist. Like a navigator, he can steer the ship that carries him forward, but he can't alter its design, summon the winds, or calm the waters that surge beneath him.
I have shown the advantages which the Americans derive from their federal system; it remains for me to point out the circumstances which rendered that system practicable, as its benefits are not to be enjoyed by all nations. The incidental defects of the Federal system which originate in the laws may be corrected by the skill of the legislator, but there are further evils inherent in the system which cannot be counteracted by the peoples which adopt it. These nations must therefore find the strength necessary to support the natural imperfections of their Government.
I have demonstrated the benefits that Americans gain from their federal system; now I need to highlight the factors that made that system feasible, as its advantages are not available to all countries. The occasional flaws of the federal system that stem from the laws can be fixed by the lawmakers' expertise, but there are additional issues built into the system that cannot be solved by the people who choose to adopt it. These nations must therefore find the strength needed to handle the inherent weaknesses of their government.
The most prominent evil of all Federal systems is the very complex nature of the means they employ. Two sovereignties are necessarily in presence of each other. The legislator may simplify and equalize the action of these two sovereignties, by limiting each of them to a sphere of authority accurately defined; but he cannot combine them into one, or prevent them from coming into collision at certain points. The Federal system therefore rests upon a theory which is necessarily complicated, and which demands the daily exercise of a considerable share of discretion on the part of those it governs.
The biggest drawback of all Federal systems is their complicated nature. Two sovereign powers are always interacting with each other. The lawmaker can make the actions of these two powers simpler and more equal by clearly defining their areas of authority, but they can't merge them into one or stop them from clashing at certain points. Thus, the Federal system is based on a theory that is inherently complex and requires those in power to regularly exercise a significant amount of discretion.
A proposition must be plain to be adopted by the understanding of a people. A false notion which is clear and precise will always meet with a greater number of adherents in the world than a true principle which is obscure or involved. Hence it arises that parties, which are like small communities in the heart of the nation, invariably adopt some principle or some name as a symbol, which very inadequately represents the end they have in view and the means which are at their disposal, but without which they could neither act nor subsist. The governments which are founded upon a single principle or a single feeling which is easily defined are perhaps not the best, but they are unquestionably the strongest and the most durable in the world.
A proposal needs to be straightforward to be understood by the people. A false idea that is clear and well-defined will always attract more followers than a true principle that is vague or complicated. This leads parties, which are like small groups within the larger nation, to adopt some principle or name as a symbol that poorly represents their goals and available resources, but without which they couldn't function or survive. Governments based on a single principle or a clear feeling may not be the best, but they are definitely the strongest and most enduring in the world.
In examining the Constitution of the United States, which is the most perfect federal constitution that ever existed, one is startled, on the other hand, at the variety of information and the excellence of discretion which it presupposes in the people whom it is meant to govern. The government of the Union depends entirely upon legal fictions; the Union is an ideal nation which only exists in the mind, and whose limits and extent can only be discerned by the understanding.
In looking at the Constitution of the United States, which is the best federal constitution that has ever existed, one is surprised by the range of knowledge and the level of judgment it expects from the people it governs. The government of the Union is based entirely on legal concepts; the Union is a theoretical nation that exists only in thought, and its boundaries and scope can only be understood through comprehension.
When once the general theory is comprehended, numberless difficulties remain to be solved in its application; for the sovereignty of the Union is so involved in that of the States that it is impossible to distinguish its boundaries at the first glance. The whole structure of the Government is artificial and conventional; and it would be ill adapted to a people which has not been long accustomed to conduct its own affairs, or to one in which the science of politics has not descended to the humblest classes of society. I have never been more struck by the good sense and the practical judgment of the Americans than in the ingenious devices by which they elude the numberless difficulties resulting from their Federal Constitution. I scarcely ever met with a plain American citizen who could not distinguish, with surprising facility, the obligations created by the laws of Congress from those created by the laws of his own State; and who, after having discriminated between the matters which come under the cognizance of the Union and those which the local legislature is competent to regulate, could not point out the exact limit of the several jurisdictions of the Federal courts and the tribunals of the State.
Once the general theory is understood, countless challenges still need to be addressed in its application because the authority of the Union is so intertwined with that of the States that it's hard to identify their boundaries at first glance. The entire structure of the Government is artificial and conventional, and it would poorly fit a population that hasn’t been used to managing its own affairs for long, or one where the principles of politics haven't reached the lowest levels of society. I've never been more impressed by the common sense and practical judgment of Americans than in the clever ways they navigate the many challenges posed by their Federal Constitution. I rarely encounter an average American citizen who can’t easily distinguish between the obligations created by Congressional laws and those created by their own State's laws. Furthermore, after identifying which matters fall under the Union's jurisdiction and which the local legislature can regulate, they can typically pinpoint the exact boundaries of the various jurisdictions of the Federal courts and State tribunals.
The Constitution of the United States is like those exquisite productions of human industry which ensure wealth and renown to their inventors, but which are profitless in any other hands. This truth is exemplified by the condition of Mexico at the present time. The Mexicans were desirous of establishing a federal system, and they took the Federal Constitution of their neighbors, the Anglo-Americans, as their model, and copied it with considerable accuracy. *s But although they had borrowed the letter of the law, they were unable to create or to introduce the spirit and the sense which give it life. They were involved in ceaseless embarrassments between the mechanism of their double government; the sovereignty of the States and that of the Union perpetually exceeded their respective privileges, and entered into collision; and to the present day Mexico is alternately the victim of anarchy and the slave of military despotism.
The Constitution of the United States is like those amazing creations of human effort that bring wealth and fame to their creators, but have no value in anyone else's hands. This is clearly demonstrated by Mexico's current situation. The Mexicans wanted to set up a federal system, so they looked to the Federal Constitution of their neighbors, the Anglo-Americans, and copied it quite closely. But even though they borrowed the text of the law, they couldn't capture the spirit and meaning that make it come alive. They were caught in constant struggles between the workings of their dual government; the authority of the States and that of the Union continuously overlapped and collided, and even today Mexico alternates between chaos and being ruled by military dictators.
s
[ See the Mexican Constitution of 1824.]
s
[ See the Mexican Constitution of 1824.]
The second and the most fatal of all the defects I have alluded to, and that which I believe to be inherent in the federal system, is the relative weakness of the government of the Union. The principle upon which all confederations rest is that of a divided sovereignty. The legislator may render this partition less perceptible, he may even conceal it for a time from the public eye, but he cannot prevent it from existing, and a divided sovereignty must always be less powerful than an entire supremacy. The reader has seen in the remarks I have made on the Constitution of the United States that the Americans have displayed singular ingenuity in combining the restriction of the power of the Union within the narrow limits of a federal government with the semblance and, to a certain extent, with the force of a national government. By this means the legislators of the Union have succeeded in diminishing, though not in counteracting the natural danger of confederations.
The second and most serious of all the flaws I've mentioned, which I believe is a fundamental issue in the federal system, is the relative weakness of the Union government. The principle that underlies all confederations is divided sovereignty. Legislators can make this division less noticeable and may even hide it from public view for a period, but they cannot eliminate it, and divided sovereignty will always be weaker than complete supremacy. As I have pointed out regarding the Constitution of the United States, Americans have shown remarkable creativity in balancing the limitation of the Union's power within the narrow confines of a federal government while also presenting the appearance and, to some extent, the authority of a national government. This way, the Union's legislators have managed to reduce, though not entirely eliminate, the inherent risks of confederations.
It has been remarked that the American Government does not apply itself to the States, but that it immediately transmits its injunctions to the citizens, and compels them as isolated individuals to comply with its demands. But if the Federal law were to clash with the interests and the prejudices of a State, it might be feared that all the citizens of that State would conceive themselves to be interested in the cause of a single individual who should refuse to obey. If all the citizens of the State were aggrieved at the same time and in the same manner by the authority of the Union, the Federal Government would vainly attempt to subdue them individually; they would instinctively unite in a common defence, and they would derive a ready-prepared organization from the share of sovereignty which the institution of their State allows them to enjoy. Fiction would give way to reality, and an organized portion of the territory might then contest the central authority. *t The same observation holds good with regard to the Federal jurisdiction. If the courts of the Union violated an important law of a State in a private case, the real, if not the apparent, contest would arise between the aggrieved State represented by a citizen and the Union represented by its courts of justice. *u
It has been noted that the American Government does not engage with the States directly, but instead sends its orders straight to the citizens, forcing them as individuals to comply with its demands. However, if federal law were to conflict with the interests and beliefs of a State, it could be expected that all citizens of that State would feel aligned with a single individual who refuses to comply. If all the citizens of the State were simultaneously affected in the same way by the authority of the Union, the Federal Government would struggle to deal with them one by one; they would instinctively band together for a common defense and would have a ready-made organization from the sovereignty that their State allows them to have. Fiction would turn into reality, and an organized part of the territory could challenge the central authority. The same goes for federal jurisdiction. If the Union's courts were to violate an important state law in a private case, a real, if not evident, conflict would arise between the aggrieved State represented by a citizen and the Union represented by its courts.
t
[ [This is precisely what occurred in 1862, and the following paragraph
describes correctly the feelings and notions of the South. General Lee held
that his primary allegiance was due, not to the Union, but to Virginia.]]
t
[ [This is exactly what happened in 1862, and the next paragraph accurately describes the feelings and thoughts of the South. General Lee believed that his main loyalty was not to the Union, but to Virginia.]]
u
[ For instance, the Union possesses by the Constitution the right of selling
unoccupied lands for its own profit. Supposing that the State of Ohio should
claim the same right in behalf of certain territories lying within its
boundaries, upon the plea that the Constitution refers to those lands alone
which do not belong to the jurisdiction of any particular State, and
consequently should choose to dispose of them itself, the litigation would be
carried on in the names of the purchasers from the State of Ohio and the
purchasers from the Union, and not in the names of Ohio and the Union. But what
would become of this legal fiction if the Federal purchaser was confirmed in
his right by the courts of the Union, whilst the other competitor was ordered
to retain possession by the tribunals of the State of Ohio?]
u
[For example, the Union has the constitutional right to sell unoccupied lands for its own benefit. If the State of Ohio claimed the same right over certain territories within its borders, arguing that the Constitution only refers to lands that are not under the jurisdiction of any specific State and thus should be able to sell them itself, the legal battle would be fought in the names of the buyers from the State of Ohio and the buyers from the Union, rather than in the names of Ohio and the Union. But what happens to this legal fiction if the Federal buyer's right is upheld by the Union courts, while the other contestant is ordered to keep possession by the courts of the State of Ohio?]
He would have but a partial knowledge of the world who should imagine that it is possible, by the aid of legal fictions, to prevent men from finding out and employing those means of gratifying their passions which have been left open to them; and it may be doubted whether the American legislators, when they rendered a collision between the two sovereigns less probable, destroyed the cause of such a misfortune. But it may even be affirmed that they were unable to ensure the preponderance of the Federal element in a case of this kind. The Union is possessed of money and of troops, but the affections and the prejudices of the people are in the bosom of the States. The sovereignty of the Union is an abstract being, which is connected with but few external objects; the sovereignty of the States is hourly perceptible, easily understood, constantly active; and if the former is of recent creation, the latter is coeval with the people itself. The sovereignty of the Union is factitious, that of the States is natural, and derives its existence from its own simple influence, like the authority of a parent. The supreme power of the nation only affects a few of the chief interests of society; it represents an immense but remote country, and claims a feeling of patriotism which is vague and ill defined; but the authority of the States controls every individual citizen at every hour and in all circumstances; it protects his property, his freedom, and his life; and when we recollect the traditions, the customs, the prejudices of local and familiar attachment with which it is connected, we cannot doubt of the superiority of a power which is interwoven with every circumstance that renders the love of one’s native country instinctive in the human heart.
Someone would have only a limited understanding of the world if they thought that legal fictions could stop people from discovering and using the means to satisfy their desires that are still available to them. It’s questionable whether American lawmakers, by making conflict between the two sovereigns less likely, actually eliminated the cause of such a misfortune. In fact, it can be argued that they were unable to guarantee that the Federal aspect would dominate in this situation. The Union has money and troops, but the feelings and biases of the people lie within the States. The Union's sovereignty is an abstract concept, connected to only a few external things; the States' sovereignty is obvious, easily understood, and constantly active. While the former is a recent creation, the latter has existed alongside the people themselves. The Union's sovereignty is artificial, while the States' is natural, deriving its power from its own straightforward influence, much like a parent’s authority. The supreme power of the nation affects only a few key interests of society; it represents a vast but distant entity and elicits a sense of patriotism that feels vague and poorly defined. In contrast, the authority of the States regulates every individual citizen at all times and in every situation; it safeguards their property, freedom, and life. When we consider the traditions, customs, and local attachments tied to this authority, it's clear that it holds greater power, as it is woven into every aspect that makes love for one’s homeland instinctive in the human heart.
Since legislators are unable to obviate such dangerous collisions as occur between the two sovereignties which coexist in the federal system, their first object must be, not only to dissuade the confederate States from warfare, but to encourage such institutions as may promote the maintenance of peace. Hence it results that the Federal compact cannot be lasting unless there exists in the communities which are leagued together a certain number of inducements to union which render their common dependence agreeable, and the task of the Government light, and that system cannot succeed without the presence of favorable circumstances added to the influence of good laws. All the peoples which have ever formed a confederation have been held together by a certain number of common interests, which served as the intellectual ties of association.
Since lawmakers can't prevent the dangerous conflicts that arise between the two authorities existing in the federal system, their main goal must be not only to discourage the allied states from going to war but also to support institutions that promote peace. Therefore, it follows that the federal agreement won't last unless the communities that are united have enough incentives for cooperation, making their shared reliance enjoyable and the government's role easier. This system can’t thrive without favorable conditions alongside effective laws. All the groups that have ever formed a confederation have been bound together by shared interests, which acted as the intellectual connections of their partnership.
But the sentiments and the principles of man must be taken into consideration as well as his immediate interests. A certain uniformity of civilization is not less necessary to the durability of a confederation than a uniformity of interests in the States which compose it. In Switzerland the difference which exists between the Canton of Uri and the Canton of Vaud is equal to that between the fifteenth and the nineteenth centuries; and, properly speaking, Switzerland has never possessed a federal government. The union between these two cantons only subsists upon the map, and their discrepancies would soon be perceived if an attempt were made by a central authority to prescribe the same laws to the whole territory.
But the feelings and principles of people need to be considered, along with their immediate interests. A certain level of uniformity in civilization is just as important for the stability of a confederation as a uniformity of interests among the states that make it up. In Switzerland, the difference between the Canton of Uri and the Canton of Vaud is like the difference between the fifteenth and the nineteenth centuries; and, technically speaking, Switzerland has never really had a federal government. The connection between these two cantons only exists on a map, and their differences would quickly become obvious if a central authority tried to impose the same laws across the entire territory.
One of the circumstances which most powerfully contribute to support the Federal Government in America is that the States have not only similar interests, a common origin, and a common tongue, but that they are also arrived at the same stage of civilization; which almost always renders a union feasible. I do not know of any European nation, how small soever it may be, which does not present less uniformity in its different provinces than the American people, which occupies a territory as extensive as one-half of Europe. The distance from the State of Maine to that of Georgia is reckoned at about one thousand miles; but the difference between the civilization of Maine and that of Georgia is slighter than the difference between the habits of Normandy and those of Brittany. Maine and Georgia, which are placed at the opposite extremities of a great empire, are consequently in the natural possession of more real inducements to form a confederation than Normandy and Brittany, which are only separated by a bridge.
One of the main reasons the Federal Government in America works so well is that the States not only have similar interests, a shared history, and a common language, but they've also reached the same level of development; this almost always makes a union possible. I can't think of any European nation, no matter how small, that has less consistency among its regions than the American people, who cover an area as large as half of Europe. The distance from Maine to Georgia is about one thousand miles, but the differences in the level of development between Maine and Georgia are smaller than those between the habits of Normandy and Brittany. Maine and Georgia, located at opposite ends of a vast empire, naturally have stronger reasons to form a union than Normandy and Brittany, which are just separated by a bridge.
The geographical position of the country contributed to increase the facilities which the American legislators derived from the manners and customs of the inhabitants; and it is to this circumstance that the adoption and the maintenance of the Federal system are mainly attributable.
The country's geographical location helped enhance the advantages that American lawmakers gained from the habits and traditions of its people. It's largely due to this factor that the adoption and support of the Federal system can be mostly credited.
The most important occurrence which can mark the annals of a people is the breaking out of a war. In war a people struggles with the energy of a single man against foreign nations in the defence of its very existence. The skill of a government, the good sense of the community, and the natural fondness which men entertain for their country, may suffice to maintain peace in the interior of a district, and to favor its internal prosperity; but a nation can only carry on a great war at the cost of more numerous and more painful sacrifices; and to suppose that a great number of men will of their own accord comply with these exigencies of the State is to betray an ignorance of mankind. All the peoples which have been obliged to sustain a long and serious warfare have consequently been led to augment the power of their government. Those which have not succeeded in this attempt have been subjugated. A long war almost always places nations in the wretched alternative of being abandoned to ruin by defeat or to despotism by success. War therefore renders the symptoms of the weakness of a government most palpable and most alarming; and I have shown that the inherent defeat of federal governments is that of being weak.
The most significant event that can mark the history of a people is the outbreak of war. In war, a nation fights with the determination of a single individual against foreign powers to defend its very existence. The skills of a government, the wisdom of the community, and the natural love people have for their country may be enough to maintain peace within a region and support its internal growth; however, a nation can only wage a large-scale war at the cost of far greater and more painful sacrifices. Believing that many individuals will willingly meet the demands of the state shows a misunderstanding of human nature. All the nations that have had to endure a prolonged and serious conflict have thus been compelled to strengthen their government. Those that have failed in this effort have been conquered. A long war typically forces nations into the miserable choice of facing ruin through defeat or falling into tyranny through victory. War, therefore, highlights the weaknesses of a government in the most obvious and troubling way, and I have demonstrated that the inherent flaw of federal governments is their weakness.
The Federal system is not only deficient in every kind of centralized administration, but the central government itself is imperfectly organized, which is invariably an influential cause of inferiority when the nation is opposed to other countries which are themselves governed by a single authority. In the Federal Constitution of the United States, by which the central government possesses more real force, this evil is still extremely sensible. An example will illustrate the case to the reader.
The federal system not only lacks a solid centralized administration, but the central government itself is also poorly organized, which consistently contributes to its shortcomings compared to other countries that are run by a single authority. In the U.S. Federal Constitution, where the central government has more actual power, this issue is still very evident. An example will clarify this for the reader.
The Constitution confers upon Congress the right of calling forth militia to execute the laws of the Union, suppress insurrections, and repel invasions; and another article declares that the President of the United States is the commander-in-chief of the militia. In the war of 1812 the President ordered the militia of the Northern States to march to the frontiers; but Connecticut and Massachusetts, whose interests were impaired by the war, refused to obey the command. They argued that the Constitution authorizes the Federal Government to call forth the militia in case of insurrection or invasion, but that in the present instance there was neither invasion nor insurrection. They added, that the same Constitution which conferred upon the Union the right of calling forth the militia reserved to the States that of naming the officers; and that consequently (as they understood the clause) no officer of the Union had any right to command the militia, even during war, except the President in person; and in this case they were ordered to join an army commanded by another individual. These absurd and pernicious doctrines received the sanction not only of the governors and the legislative bodies, but also of the courts of justice in both States; and the Federal Government was constrained to raise elsewhere the troops which it required. *v
The Constitution gives Congress the authority to call up the militia to enforce the laws of the Union, put down rebellions, and defend against invasions; and another article states that the President of the United States is the commander-in-chief of the militia. During the War of 1812, the President directed the militia from the Northern States to move to the front lines; however, Connecticut and Massachusetts, whose interests were negatively affected by the war, refused to comply with the order. They argued that the Constitution permits the Federal Government to activate the militia only in cases of rebellion or invasion, and that in this situation, there was neither. They claimed that the same Constitution which granted the Union the right to call forth the militia also reserved the authority for the States to appoint the officers; thus, as they interpreted it, no officer of the Union had the right to command the militia, even in wartime, except the President himself; and in this situation, they were being asked to join an army led by someone else. These unreasonable and harmful beliefs were supported not only by the governors and legislative bodies but also by the courts in both States; and the Federal Government was forced to gather troops from other locations to meet its needs. *v
v
[ Kent’s “Commentaries,” vol. i. p. 244. I have selected an
example which relates to a time posterior to the promulgation of the present
Constitution. If I had gone back to the days of the Confederation, I might have
given still more striking instances. The whole nation was at that time in a
state of enthusiastic excitement; the Revolution was represented by a man who
was the idol of the people; but at that very period Congress had, to say the
truth, no resources at all at its disposal. Troops and supplies were
perpetually wanting. The best-devised projects failed in the execution, and the
Union, which was constantly on the verge of destruction, was saved by the
weakness of its enemies far more than by its own strength. [All doubt as to the
powers of the Federal Executive was, however, removed by its efforts in the
Civil War, and those powers were largely extended.]]
v
[ Kent’s “Commentaries,” vol. i. p. 244. I've chosen an example that refers to a time after the current Constitution was established. If I had looked back to the days of the Confederation, I could have given even more striking examples. The entire nation was then in a state of enthusiastic excitement; the Revolution was represented by a man who was the people's idol; yet during that same period, Congress truly had no resources at its disposal. Troops and supplies were always lacking. The best-laid plans failed during execution, and the Union, which was constantly on the brink of collapse, was saved more by the weaknesses of its enemies than by its own strength. [All uncertainty about the powers of the Federal Executive was, however, cleared up by its actions during the Civil War, and those powers were greatly expanded.]]
The only safeguard which the American Union, with all the relative perfection of its laws, possesses against the dissolution which would be produced by a great war, lies in its probable exemption from that calamity. Placed in the centre of an immense continent, which offers a boundless field for human industry, the Union is almost as much insulated from the world as if its frontiers were girt by the ocean. Canada contains only a million of inhabitants, and its population is divided into two inimical nations. The rigor of the climate limits the extension of its territory, and shuts up its ports during the six months of winter. From Canada to the Gulf of Mexico a few savage tribes are to be met with, which retire, perishing in their retreat, before six thousand soldiers. To the South, the Union has a point of contact with the empire of Mexico; and it is thence that serious hostilities may one day be expected to arise. But for a long while to come the uncivilized state of the Mexican community, the depravity of its morals, and its extreme poverty, will prevent that country from ranking high amongst nations. *w As for the Powers of Europe, they are too distant to be formidable.
The only thing that protects the American Union, despite having relatively good laws, from breaking apart due to a major war is the likely avoidance of such a disaster. Located in the center of a vast continent, which offers endless opportunities for human effort, the Union is nearly as isolated from the world as if its borders were surrounded by the ocean. Canada has only a million residents, and its population is split between two opposing nations. The harsh climate restricts the expansion of its land and closes its ports for six months each winter. Between Canada and the Gulf of Mexico, there are only a few Native tribes that retreat, struggling to survive, against six thousand soldiers. To the south, the Union shares a border with Mexico, and it is from there that serious conflicts may eventually arise. However, for the foreseeable future, the uncivilized condition of Mexican society, its moral decline, and extreme poverty will keep that country from being a prominent player among nations. As for the powers of Europe, they are too far away to be a real threat.
w
[ [War broke out between the United States and Mexico in 1846, and ended in the
conquest of an immense territory, including California.]]
w
[ [War started between the United States and Mexico in 1846 and concluded with the takeover of a vast area, including California.]]
The great advantage of the United States does not, then, consist in a Federal Constitution which allows them to carry on great wars, but in a geographical position which renders such enterprises extremely improbable.
The main advantage of the United States isn't a Federal Constitution that enables them to wage large wars, but rather its geographical location, which makes such efforts highly unlikely.
No one can be more inclined than I am myself to appreciate the advantages of the federal system, which I hold to be one of the combinations most favorable to the prosperity and freedom of man. I envy the lot of those nations which have been enabled to adopt it; but I cannot believe that any confederate peoples could maintain a long or an equal contest with a nation of similar strength in which the government should be centralized. A people which should divide its sovereignty into fractional powers, in the presence of the great military monarchies of Europe, would, in my opinion, by that very act, abdicate its power, and perhaps its existence and its name. But such is the admirable position of the New World that man has no other enemy than himself; and that, in order to be happy and to be free, it suffices to seek the gifts of prosperity and the knowledge of freedom.
No one is more inclined than I am to value the benefits of the federal system, which I believe is one of the best combinations for the prosperity and freedom of people. I envy the nations that have been able to adopt it; however, I can't believe that any group of confederate peoples could sustain a long or equal struggle against a similarly strong nation with a centralized government. A people that divides its sovereignty into smaller powers, in the face of the great military monarchies of Europe, would, in my view, effectively give up its power and possibly even its existence and name. But the New World's situation is so admirable that humanity has no enemy other than itself; and to be happy and free, all one needs to do is seek prosperity and the understanding of freedom.
Chapter IX: Why The People May Strictly Be Said To Govern In The United
States
States
I have hitherto examined the institutions of the United States; I have passed their legislation in review, and I have depicted the present characteristics of political society in that country. But a sovereign power exists above these institutions and beyond these characteristic features which may destroy or modify them at its pleasure—I mean that of the people. It remains to be shown in what manner this power, which regulates the laws, acts: its propensities and its passions remain to be pointed out, as well as the secret springs which retard, accelerate, or direct its irresistible course; and the effects of its unbounded authority, with the destiny which is probably reserved for it.
I have now looked into the institutions of the United States; I have reviewed their laws, and I have described the current features of political society in that country. However, there is a supreme power that exists above these institutions and beyond these characteristics that can destroy or change them at will—I’m referring to the power of the people. It’s important to demonstrate how this power, which shapes the laws, operates: the tendencies and emotions that influence it still need to be identified, as well as the hidden forces that slow down, speed up, or guide its unstoppable path; and the consequences of its limitless authority, along with the future that likely awaits it.
In America the people appoints the legislative and the executive power, and furnishes the jurors who punish all offences against the laws. The American institutions are democratic, not only in their principle but in all their consequences; and the people elects its representatives directly, and for the most part annually, in order to ensure their dependence. The people is therefore the real directing power; and although the form of government is representative, it is evident that the opinions, the prejudices, the interests, and even the passions of the community are hindered by no durable obstacles from exercising a perpetual influence on society. In the United States the majority governs in the name of the people, as is the case in all the countries in which the people is supreme. The majority is principally composed of peaceful citizens who, either by inclination or by interest, are sincerely desirous of the welfare of their country. But they are surrounded by the incessant agitation of parties, which attempt to gain their co-operation and to avail themselves of their support.
In America, the people elect the legislative and executive branches and provide jurors who punish all offenses against the laws. American institutions are democratic, not just in principle but in all their effects. The people directly elect their representatives, mostly on an annual basis, to ensure accountability. Therefore, the people are the true governing power; and although the government is representative in form, it’s clear that the opinions, biases, interests, and even the passions of the community face no lasting barriers in exerting ongoing influence on society. In the United States, the majority governs on behalf of the people, just like in all countries where the people hold ultimate authority. The majority mainly consists of peaceful citizens who, either out of inclination or interest, genuinely care about the well-being of their country. However, they are continuously surrounded by the active engagement of political parties that seek to gain their cooperation and leverage their support.
Chapter Summary
Great distinction to be made between parties—Parties which are to each other as rival nations—Parties properly so called—Difference between great and small parties—Epochs which produce them—Their characteristics—America has had great parties—They are extinct—Federalists—Republicans—Defeat of the Federalists—Difficulty of creating parties in the United States—What is done with this intention—Aristocratic or democratic character to be met with in all parties—Struggle of General Jackson against the Bank.
Great distinction to be made between parties—Parties that see each other as rival nations—Parties in the true sense of the word—Difference between major and minor parties—Periods that create them—Their characteristics—America has had major parties—They are now gone—Federalists—Republicans—The downfall of the Federalists—The challenge of forming parties in the United States—What is done with this goal in mind—Aristocratic or democratic traits found in all parties—General Jackson's struggle against the Bank.
Parties In The United States
A great distinction must be made between parties. Some countries are so large that the different populations which inhabit them have contradictory interests, although they are the subjects of the same Government, and they may thence be in a perpetual state of opposition. In this case the different fractions of the people may more properly be considered as distinct nations than as mere parties; and if a civil war breaks out, the struggle is carried on by rival peoples rather than by factions in the State.
A clear distinction must be made between groups. Some countries are so large that the various populations living there have conflicting interests, even though they are governed by the same government, which can lead to a constant state of opposition. In this situation, the different segments of the population may be better viewed as separate nations rather than just political parties; and if a civil war occurs, the conflict involves competing people rather than factions within the state.
But when the citizens entertain different opinions upon subjects which affect the whole country alike, such, for instance, as the principles upon which the government is to be conducted, then distinctions arise which may correctly be styled parties. Parties are a necessary evil in free governments; but they have not at all times the same character and the same propensities.
But when people have different opinions on issues that impact the entire country, like the principles guiding how the government should operate, divisions emerge that can rightly be called parties. Parties are an unavoidable part of free governments, but their nature and tendencies can vary over time.
At certain periods a nation may be oppressed by such insupportable evils as to conceive the design of effecting a total change in its political constitution; at other times the mischief lies still deeper, and the existence of society itself is endangered. Such are the times of great revolutions and of great parties. But between these epochs of misery and of confusion there are periods during which human society seems to rest, and mankind to make a pause. This pause is, indeed, only apparent, for time does not stop its course for nations any more than for men; they are all advancing towards a goal with which they are unacquainted; and we only imagine them to be stationary when their progress escapes our observation, as men who are going at a foot-pace seem to be standing still to those who run.
At certain times, a nation might face such unbearable problems that it feels the need to completely change its political structure; at other times, the issues run even deeper, threatening the very existence of society. These are the moments of major revolutions and significant movements. However, between these times of hardship and turmoil, there are periods when human society appears to be resting, as if people are taking a break. This break is actually just an illusion, because time doesn't stop for nations any more than it does for individuals; they are all moving towards a destination they aren't aware of. We only think they are standing still when their progress is too slow for us to notice, just like how someone walking at a slow pace can seem to be stationary to someone who is running.
But however this may be, there are certain epochs at which the changes that take place in the social and political constitution of nations are so slow and so insensible that men imagine their present condition to be a final state; and the human mind, believing itself to be firmly based upon certain foundations, does not extend its researches beyond the horizon which it descries. These are the times of small parties and of intrigue.
But no matter what, there are certain periods when the changes that occur in the social and political structure of nations are so slow and barely noticeable that people think their current situation is permanent; and the human mind, convinced it’s built on solid ground, doesn’t look beyond the limits it can see. These are the times of small groups and scheming.
The political parties which I style great are those which cling to principles more than to their consequences; to general, and not to especial cases; to ideas, and not to men. These parties are usually distinguished by a nobler character, by more generous passions, more genuine convictions, and a more bold and open conduct than the others. In them private interest, which always plays the chief part in political passions, is more studiously veiled under the pretext of the public good; and it may even be sometimes concealed from the eyes of the very persons whom it excites and impels.
The political parties that I consider great are those that hold onto principles more than their outcomes; focus on general ideas rather than specific cases; and prioritize concepts over individuals. These parties typically have a nobler character, more generous passions, stronger convictions, and a bolder, more transparent approach than others. In these parties, personal interests, which usually dominate political passions, are more carefully disguised under the guise of the public good; and sometimes, this may even be hidden from those who are influenced and driven by it.
Minor parties are, on the other hand, generally deficient in political faith. As they are not sustained or dignified by a lofty purpose, they ostensibly display the egotism of their character in their actions. They glow with a factitious zeal; their language is vehement, but their conduct is timid and irresolute. The means they employ are as wretched as the end at which they aim. Hence it arises that when a calm state of things succeeds a violent revolution, the leaders of society seem suddenly to disappear, and the powers of the human mind to lie concealed. Society is convulsed by great parties, by minor ones it is agitated; it is torn by the former, by the latter it is degraded; and if these sometimes save it by a salutary perturbation, those invariably disturb it to no good end.
Minor parties, on the other hand, often lack political commitment. Since they aren't driven by a meaningful purpose, they tend to show their self-importance through their actions. They express a false enthusiasm; their words are intense, but their behavior is weak and uncertain. The methods they use are as poor as the goals they pursue. As a result, when stability follows a violent upheaval, the leaders of society seem to vanish, and the power of human thought becomes hidden. Society is shaken by major parties and stirred by minor ones; it is torn apart by the former and degraded by the latter, and while minor parties may occasionally save it through beneficial disturbance, major parties consistently disrupt it without any positive outcome.
America has already lost the great parties which once divided the nation; and if her happiness is considerably increased, her morality has suffered by their extinction. When the War of Independence was terminated, and the foundations of the new Government were to be laid down, the nation was divided between two opinions—two opinions which are as old as the world, and which are perpetually to be met with under all the forms and all the names which have ever obtained in free communities—the one tending to limit, the other to extend indefinitely, the power of the people. The conflict of these two opinions never assumed that degree of violence in America which it has frequently displayed elsewhere. Both parties of the Americans were, in fact, agreed upon the most essential points; and neither of them had to destroy a traditionary constitution, or to overthrow the structure of society, in order to ensure its own triumph. In neither of them, consequently, were a great number of private interests affected by success or by defeat; but moral principles of a high order, such as the love of equality and of independence, were concerned in the struggle, and they sufficed to kindle violent passions.
America has already lost the major parties that once split the nation; and while her happiness has significantly increased, her morality has suffered from their disappearance. When the War of Independence ended and the foundations of the new Government were being established, the nation was divided between two viewpoints—two viewpoints that are as old as time and can be found with various names and forms in all free societies—one aimed at limiting and the other at expanding the power of the people. The clash of these two viewpoints never reached the level of violence in America that it has often shown elsewhere. Both American parties actually agreed on the most important issues; neither had to destroy a longstanding constitution or dismantle the societal structure to achieve their victory. As a result, a large number of private interests were not impacted by winning or losing, but moral principles of great importance, such as the love of equality and independence, were at stake in the struggle, and these were enough to spark intense emotions.
The party which desired to limit the power of the people endeavored to apply its doctrines more especially to the Constitution of the Union, whence it derived its name of Federal. The other party, which affected to be more exclusively attached to the cause of liberty, took that of Republican. America is a land of democracy, and the Federalists were always in a minority; but they reckoned on their side almost all the great men who had been called forth by the War of Independence, and their moral influence was very considerable. Their cause was, moreover, favored by circumstances. The ruin of the Confederation had impressed the people with a dread of anarchy, and the Federalists did not fail to profit by this transient disposition of the multitude. For ten or twelve years they were at the head of affairs, and they were able to apply some, though not all, of their principles; for the hostile current was becoming from day to day too violent to be checked or stemmed. In 1801 the Republicans got possession of the Government; Thomas Jefferson was named President; and he increased the influence of their party by the weight of his celebrity, the greatness of his talents, and the immense extent of his popularity.
The party that wanted to limit the power of the people tried to apply its ideas mainly to the Constitution of the Union, which is how it got its name, Federal. The other party, which claimed to be more focused on the cause of liberty, called itself Republican. America is a place of democracy, and the Federalists were usually in the minority; however, they had almost all the prominent figures who had risen during the War of Independence on their side, and their moral influence was significant. Additionally, circumstances favored their cause. The collapse of the Confederation had instilled a fear of anarchy in the people, and the Federalists were quick to take advantage of this temporary mindset of the public. For about ten to twelve years, they led the affairs of the nation, applying some, but not all, of their principles, as the opposing force was becoming increasingly strong to be controlled. In 1801, the Republicans took over the government; Thomas Jefferson was named President, and he boosted the influence of their party with his fame, his remarkable skills, and his vast popularity.
The means by which the Federalists had maintained their position were artificial, and their resources were temporary; it was by the virtues or the talents of their leaders that they had risen to power. When the Republicans attained to that lofty station, their opponents were overwhelmed by utter defeat. An immense majority declared itself against the retiring party, and the Federalists found themselves in so small a minority that they at once despaired of their future success. From that moment the Republican or Democratic party *a has proceeded from conquest to conquest, until it has acquired absolute supremacy in the country. The Federalists, perceiving that they were vanquished without resource, and isolated in the midst of the nation, fell into two divisions, of which one joined the victorious Republicans, and the other abandoned its rallying-point and its name. Many years have already elapsed since they ceased to exist as a party.
The way the Federalists held onto their power was artificial, and their resources were only temporary; it was thanks to the qualities or skills of their leaders that they had risen to influence. When the Republicans reached that high position, their opponents were completely defeated. A huge majority stood against the outgoing party, and the Federalists found themselves such a small minority that they immediately lost hope for future success. From that point on, the Republican or Democratic party has moved from victory to victory, eventually achieving complete dominance in the country. The Federalists, realizing they were defeated and without support, became split into two groups—one that joined the victorious Republicans and another that abandoned its cause and name. Many years have passed since they stopped existing as a party.
a
[ [It is scarcely necessary to remark that in more recent times the
signification of these terms has changed. The Republicans are the
representatives of the old Federalists, and the Democrats of the old
Republicans.—Trans. Note (1861).]] The accession of the Federalists to
power was, in my opinion, one of the most fortunate incidents which accompanied
the formation of the great American Union; they resisted the inevitable
propensities of their age and of the country. But whether their theories were
good or bad, they had the effect of being inapplicable, as a system, to the
society which they professed to govern, and that which occurred under the
auspices of Jefferson must therefore have taken place sooner or later. But
their Government gave the new republic time to acquire a certain stability, and
afterwards to support the rapid growth of the very doctrines which they had
combated. A considerable number of their principles were in point of fact
embodied in the political creed of their opponents; and the Federal
Constitution which subsists at the present day is a lasting monument of their
patriotism and their wisdom.
a
[ [It's hardly necessary to note that in recent times the meanings of these terms have changed. The Republicans represent the old Federalists, and the Democrats represent the old Republicans.—Trans. Note (1861).]] In my opinion, the rise of the Federalists to power was one of the best things that happened with the formation of the great American Union; they resisted the inevitable trends of their time and country. However, whether their theories were good or bad, they ended up being ineffective as a system for the society they aimed to govern, so the changes that took place under Jefferson were bound to happen eventually. But their government provided the new republic with time to gain a certain stability and later support the rapid growth of the very ideas they had opposed. Many of their principles were actually incorporated into the political beliefs of their opponents, and the Federal Constitution that exists today is a lasting testament to their patriotism and wisdom.
Great political parties are not, then, to be met with in the United States at the present time. Parties, indeed, may be found which threaten the future tranquillity of the Union; but there are none which seem to contest the present form of Government or the present course of society. The parties by which the Union is menaced do not rest upon abstract principles, but upon temporal interests. These interests, disseminated in the provinces of so vast an empire, may be said to constitute rival nations rather than parties. Thus, upon a recent occasion, the North contended for the system of commercial prohibition, and the South took up arms in favor of free trade, simply because the North is a manufacturing and the South an agricultural district; and that the restrictive system which was profitable to the one was prejudicial to the other. *b
Great political parties aren't really present in the United States right now. There are groups that pose a threat to the future peace of the Union; however, none seem to challenge the current structure of government or the existing social order. The factions that threaten the Union are not based on abstract ideas, but on immediate interests. These interests, spread out across such a vast empire, can be seen as competing nations rather than mere parties. For instance, recently, the North argued for a system of commercial restrictions while the South armed itself in support of free trade, simply because the North is industrial and the South is agricultural, where the restrictive policies that benefit one harm the other.
b
[ [The divisions of North and South have since acquired a far greater degree of
intensity, and the South, though conquered, still presents a formidable spirit
of opposition to Northern government.—Translator’s Note, 1875.]]
b
[ [The divide between North and South has become much more intense, and the South, despite being defeated, still shows a strong spirit of resistance against Northern government.—Translator’s Note, 1875.]]
In the absence of great parties, the United States abound with lesser controversies; and public opinion is divided into a thousand minute shades of difference upon questions of very little moment. The pains which are taken to create parties are inconceivable, and at the present day it is no easy task. In the United States there is no religious animosity, because all religion is respected, and no sect is predominant; there is no jealousy of rank, because the people is everything, and none can contest its authority; lastly, there is no public indigence to supply the means of agitation, because the physical position of the country opens so wide a field to industry that man is able to accomplish the most surprising undertakings with his own native resources. Nevertheless, ambitious men are interested in the creation of parties, since it is difficult to eject a person from authority upon the mere ground that his place is coveted by others. The skill of the actors in the political world lies therefore in the art of creating parties. A political aspirant in the United States begins by discriminating his own interest, and by calculating upon those interests which may be collected around and amalgamated with it; he then contrives to discover some doctrine or some principle which may suit the purposes of this new association, and which he adopts in order to bring forward his party and to secure his popularity; just as the imprimatur of a King was in former days incorporated with the volume which it authorized, but to which it nowise belonged. When these preliminaries are terminated, the new party is ushered into the political world.
Without major political parties, the United States is full of smaller controversies, and public opinion is split into countless tiny differences over trivial matters. The effort put into creating parties is unimaginable, and today, it’s no easy task. In the U.S., there’s no religious hatred because all religions are respected, and no one sect is dominant; there’s no class jealousy since the people hold all the power, and no one can challenge that authority; finally, there’s no public poverty to fuel agitation because the country's resources provide ample opportunities for industry, allowing people to achieve remarkable things with their own efforts. Nevertheless, ambitious individuals are keen on forming parties, as it’s hard to remove someone from power just because others want their position. Thus, political players excel in the art of party creation. A political candidate in the United States starts by identifying their own interests and figuring out which other interests can be grouped with theirs; they then try to find a doctrine or principle that aligns with this new coalition to help promote their party and gain popularity, similar to how a King's approval was previously attached to a book it had no real connection to. Once these initial steps are complete, the new party enters the political arena.
All the domestic controversies of the Americans at first appear to a stranger to be so incomprehensible and so puerile that he is at a loss whether to pity a people which takes such arrant trifles in good earnest, or to envy the happiness which enables it to discuss them. But when he comes to study the secret propensities which govern the factions of America, he easily perceives that the greater part of them are more or less connected with one or the other of those two divisions which have always existed in free communities. The deeper we penetrate into the working of these parties, the more do we perceive that the object of the one is to limit, and that of the other to extend, the popular authority. I do not assert that the ostensible end, or even that the secret aim, of American parties is to promote the rule of aristocracy or democracy in the country; but I affirm that aristocratic or democratic passions may easily be detected at the bottom of all parties, and that, although they escape a superficial observation, they are the main point and the very soul of every faction in the United States.
All the domestic conflicts among Americans might seem totally baffling and childish to an outsider, leaving them unsure whether to feel sorry for a people that takes such trivial matters seriously or to envy their happiness that allows them to argue about these things. However, when they take a closer look at the underlying tendencies driving America's factions, it becomes clear that most of them are connected to one of two divisions that have always existed in free societies. The deeper we dig into the dynamics of these parties, the more we realize that one aims to limit and the other to expand popular authority. I'm not saying that the apparent goal or even the hidden aim of American parties is to establish aristocracy or democracy in the country; rather, I assert that aristocratic or democratic motivations can easily be found at the core of all parties and that, although they might go unnoticed at first glance, they are the fundamental point and the very essence of every faction in the United States.
To quote a recent example. When the President attacked the Bank, the country was excited and parties were formed; the well-informed classes rallied round the Bank, the common people round the President. But it must not be imagined that the people had formed a rational opinion upon a question which offers so many difficulties to the most experienced statesmen. The Bank is a great establishment which enjoys an independent existence, and the people, accustomed to make and unmake whatsoever it pleases, is startled to meet with this obstacle to its authority. In the midst of the perpetual fluctuation of society the community is irritated by so permanent an institution, and is led to attack it in order to see whether it can be shaken and controlled, like all the other institutions of the country.
To give a recent example, when the President criticized the Bank, people got really excited and new political parties started forming. The educated class supported the Bank, while everyday people rallied behind the President. However, it shouldn't be assumed that the public had a well-thought-out opinion on such a complex issue, one that even the most seasoned politicians struggle with. The Bank is a major institution that operates independently, and the public, used to having power over everything, is taken aback by this challenge to its authority. In the constant changes of society, people get frustrated with such a stable institution and feel compelled to challenge it to see if it can be shaken or controlled like all the other institutions in the country.
Remains Of The Aristocratic Party In The United States
Remains of the Aristocratic Party in the United States
Secret opposition of wealthy individuals to democracy—Their retirement—Their taste for exclusive pleasures and for luxury at home—Their simplicity abroad—Their affected condescension towards the people.
Secret opposition of wealthy individuals to democracy—Their withdrawal—Their preference for exclusive pleasures and luxury at home—Their simplicity when abroad—Their pretended condescension towards the people.
It sometimes happens in a people amongst which various opinions prevail that the balance of the several parties is lost, and one of them obtains an irresistible preponderance, overpowers all obstacles, harasses its opponents, and appropriates all the resources of society to its own purposes. The vanquished citizens despair of success and they conceal their dissatisfaction in silence and in general apathy. The nation seems to be governed by a single principle, and the prevailing party assumes the credit of having restored peace and unanimity to the country. But this apparent unanimity is merely a cloak to alarming dissensions and perpetual opposition.
It sometimes happens in a society with various opinions that the balance between the different groups is lost, and one of them gains an unstoppable advantage, overcomes all challenges, pushes its opponents around, and takes all the resources of society for its own purposes. The defeated citizens lose hope for success and hide their dissatisfaction in silence and overall indifference. The nation appears to be controlled by a single principle, and the dominant party takes credit for having brought peace and agreement to the country. But this apparent agreement is just a cover for serious conflicts and ongoing opposition.
This is precisely what occurred in America; when the democratic party got the upper hand, it took exclusive possession of the conduct of affairs, and from that time the laws and the customs of society have been adapted to its caprices. At the present day the more affluent classes of society are so entirely removed from the direction of political affairs in the United States that wealth, far from conferring a right to the exercise of power, is rather an obstacle than a means of attaining to it. The wealthy members of the community abandon the lists, through unwillingness to contend, and frequently to contend in vain, against the poorest classes of their fellow citizens. They concentrate all their enjoyments in the privacy of their homes, where they occupy a rank which cannot be assumed in public; and they constitute a private society in the State, which has its own tastes and its own pleasures. They submit to this state of things as an irremediable evil, but they are careful not to show that they are galled by its continuance; it is even not uncommon to hear them laud the delights of a republican government, and the advantages of democratic institutions when they are in public. Next to hating their enemies, men are most inclined to flatter them.
This is exactly what happened in America; when the Democratic Party gained power, it took full control of how things were run, and since then, the laws and social customs have been shaped to fit its whims. Nowadays, the wealthier classes in society are so completely disconnected from political affairs in the United States that having money, rather than granting them a right to wield power, actually becomes a barrier to achieving it. Wealthy individuals often step back, unwilling to fight, and often to fight in vain, against the poorer classes of their fellow citizens. They keep their enjoyment to the privacy of their homes, where they hold a status they can’t claim in public; they form a private society within the State, with their own preferences and pleasures. They accept this situation as an unavoidable issue but are careful not to let it show that they are irritated by its persistence; it’s even common to hear them praise the joys of republican government and the benefits of democratic institutions when in public. Aside from actually disliking their enemies, people are usually most inclined to flatter them.
Mark, for instance, that opulent citizen, who is as anxious as a Jew of the Middle Ages to conceal his wealth. His dress is plain, his demeanor unassuming; but the interior of his dwelling glitters with luxury, and none but a few chosen guests whom he haughtily styles his equals are allowed to penetrate into this sanctuary. No European noble is more exclusive in his pleasures, or more jealous of the smallest advantages which his privileged station confers upon him. But the very same individual crosses the city to reach a dark counting-house in the centre of traffic, where every one may accost him who pleases. If he meets his cobbler upon the way, they stop and converse; the two citizens discuss the affairs of the State in which they have an equal interest, and they shake hands before they part.
Mark, for example, is a wealthy citizen who is as eager as a Jewish person from the Middle Ages to hide his riches. His clothing is simple, and he has a modest demeanor; however, the inside of his home shines with luxury, and only a select few guests, whom he arrogantly considers his equals, are allowed to enter this private space. No European noble is more selective in his pleasures or more protective of the small advantages his privileged position brings him. Yet, the same man crosses the city to a dark office in the busy area, where anyone can approach him. If he runs into his cobbler on the way, they stop to chat; the two citizens discuss the State's affairs that concern them equally, and they shake hands before parting ways.
But beneath this artificial enthusiasm, and these obsequious attentions to the preponderating power, it is easy to perceive that the wealthy members of the community entertain a hearty distaste to the democratic institutions of their country. The populace is at once the object of their scorn and of their fears. If the maladministration of the democracy ever brings about a revolutionary crisis, and if monarchical institutions ever become practicable in the United States, the truth of what I advance will become obvious.
But underneath this fake enthusiasm and the overly polite behavior towards the dominant power, it's clear that the wealthy members of the community have a strong dislike for the democratic institutions in their country. They view the general public with both scorn and fear. If the mismanagement of democracy ever leads to a revolutionary crisis, and if monarchy ever becomes a feasible option in the United States, the truth of what I’m saying will be clear.
The two chief weapons which parties use in order to ensure success are the public press and the formation of associations.
The two main tools that parties use to ensure success are the media and the creation of associations.
Chapter Summary
Difficulty of restraining the liberty of the press—Particular reasons which some nations have to cherish this liberty—The liberty of the press a necessary consequence of the sovereignty of the people as it is understood in America—Violent language of the periodical press in the United States—Propensities of the periodical press—Illustrated by the United States—Opinion of the Americans upon the repression of the abuse of the liberty of the press by judicial prosecutions—Reasons for which the press is less powerful in America than in France.
Difficulty of restricting press freedom—Specific reasons some nations value this freedom—Press freedom is a vital aspect of people’s sovereignty as understood in America—Intense rhetoric of the periodical press in the United States—Tendencies of the periodical press—Exemplified by the United States—American views on reducing the misuse of press freedom through legal actions—Reasons why the press holds less power in America compared to France.
Liberty Of The Press In The United States
Liberty of the Press in the United States
The influence of the liberty of the press does not affect political opinions alone, but it extends to all the opinions of men, and it modifies customs as well as laws. In another part of this work I shall attempt to determinate the degree of influence which the liberty of the press has exercised upon civil society in the United States, and to point out the direction which it has given to the ideas, as well as the tone which it has imparted to the character and the feelings, of the Anglo-Americans, but at present I purpose simply to examine the effects produced by the liberty of the press in the political world.
The impact of press freedom doesn't just influence political views; it shapes all kinds of opinions and changes both customs and laws. In another section of this work, I will try to determine how much influence press freedom has had on civil society in the United States, and highlight the direction it has taken ideas, as well as the tone it has set for the character and feelings of Anglo-Americans. But for now, I will focus only on the effects that press freedom has produced in the political arena.
I confess that I do not entertain that firm and complete attachment to the liberty of the press which things that are supremely good in their very nature are wont to excite in the mind; and I approve of it more from a recollection of the evils it prevents than from a consideration of the advantages it ensures.
I admit that I don’t have that strong and complete attachment to the freedom of the press that things that are fundamentally good usually inspire in people. I appreciate it more because of the harms it prevents than for the benefits it guarantees.
If any one could point out an intermediate and yet a tenable position between the complete independence and the entire subjection of the public expression of opinion, I should perhaps be inclined to adopt it; but the difficulty is to discover this position. If it is your intention to correct the abuses of unlicensed printing and to restore the use of orderly language, you may in the first instance try the offender by a jury; but if the jury acquits him, the opinion which was that of a single individual becomes the opinion of the country at large. Too much and too little has therefore hitherto been done. If you proceed, you must bring the delinquent before a court of permanent judges. But even here the cause must be heard before it can be decided; and the very principles which no book would have ventured to avow are blazoned forth in the pleadings, and what was obscurely hinted at in a single composition is then repeated in a multitude of other publications. The language in which a thought is embodied is the mere carcass of the thought, and not the idea itself; tribunals may condemn the form, but the sense and spirit of the work is too subtle for their authority. Too much has still been done to recede, too little to attain your end; you must therefore proceed. If you establish a censorship of the press, the tongue of the public speaker will still make itself heard, and you have only increased the mischief. The powers of thought do not rely, like the powers of physical strength, upon the number of their mechanical agents, nor can a host of authors be reckoned like the troops which compose an army; on the contrary, the authority of a principle is often increased by the smallness of the number of men by whom it is expressed. The words of a strong-minded man, which penetrate amidst the passions of a listening assembly, have more power than the vociferations of a thousand orators; and if it be allowed to speak freely in any public place, the consequence is the same as if free speaking was allowed in every village. The liberty of discourse must therefore be destroyed as well as the liberty of the press; this is the necessary term of your efforts; but if your object was to repress the abuses of liberty, they have brought you to the feet of a despot. You have been led from the extreme of independence to the extreme of subjection without meeting with a single tenable position for shelter or repose.
If anyone could identify a reasonable middle ground between complete freedom and total control over public expression, I might be tempted to consider it; however, the challenge lies in finding that balance. If your goal is to address the issues of unregulated printing and to promote the use of proper language, you can initially take the offender to a jury; but if the jury finds him not guilty, the opinion of a single person becomes the opinion of the entire country. So far, too much and too little has been done. If you want to move forward, you need to take the offender to a court with permanent judges. Even then, the case must be heard before it can be resolved; the very principles that no book would have dared to state openly are laid out in the arguments, and what was subtly suggested in one piece is later echoed in many others. The language used to express an idea is just the shell of that idea, not the idea itself. Courts may judge the form, but the meaning and essence of the work are too delicate for their control. Too much has been done to pull back, too little to achieve your goal; therefore, you must continue. If you impose censorship on the press, the voice of the public speaker will still come through, and you will only make things worse. The power of ideas doesn’t depend, like physical strength, on the number of people behind them, nor can we count authors like soldiers in an army. In fact, the authority of a principle is often stronger when expressed by a few individuals. The words of a strong thinker, cutting through the emotions of a crowd, carry more weight than the shouts of a thousand speakers. Allowing free speech in any public setting has the same effect as permitting it in every neighborhood. Thus, both freedom of speech and freedom of the press must be sacrificed; this is the inevitable consequence of your efforts. If your aim was to curb the excesses of freedom, you’ve ended up at the feet of a tyrant. You have moved from one extreme of freedom to another extreme of control without ever finding a solid ground for safety or rest.
There are certain nations which have peculiar reasons for cherishing the liberty of the press, independently of the general motives which I have just pointed out. For in certain countries which profess to enjoy the privileges of freedom every individual agent of the Government may violate the laws with impunity, since those whom he oppresses cannot prosecute him before the courts of justice. In this case the liberty of the press is not merely a guarantee, but it is the only guarantee, of their liberty and their security which the citizens possess. If the rulers of these nations propose to abolish the independence of the press, the people would be justified in saying: Give us the right of prosecuting your offences before the ordinary tribunals, and perhaps we may then waive our right of appeal to the tribunal of public opinion.
There are certain nations that have unique reasons for valuing press freedom, apart from the general reasons I just mentioned. In some countries that claim to enjoy the benefits of freedom, every individual government agent can break the laws without consequences, since those they oppress cannot take legal action against them. In this situation, press freedom is not just a safeguard; it’s the only protection the citizens have for their liberty and safety. If the leaders of these nations attempt to eliminate the independence of the press, the people would be justified in saying: Give us the right to take legal action against your wrongdoing in regular courts, and maybe we can then give up our right to appeal to public opinion.
But in the countries in which the doctrine of the sovereignty of the people ostensibly prevails, the censorship of the press is not only dangerous, but it is absurd. When the right of every citizen to co-operate in the government of society is acknowledged, every citizen must be presumed to possess the power of discriminating between the different opinions of his contemporaries, and of appreciating the different facts from which inferences may be drawn. The sovereignty of the people and the liberty of the press may therefore be looked upon as correlative institutions; just as the censorship of the press and universal suffrage are two things which are irreconcilably opposed, and which cannot long be retained among the institutions of the same people. Not a single individual of the twelve millions who inhabit the territory of the United States has as yet dared to propose any restrictions to the liberty of the press. The first newspaper over which I cast my eyes, upon my arrival in America, contained the following article:
But in countries where the idea of the sovereignty of the people seems to rule, press censorship is not only risky but also ridiculous. When it’s accepted that every citizen has the right to participate in governing society, we should assume that each citizen can differentiate between the various opinions of their peers and understand the different facts that lead to conclusions. The sovereignty of the people and press freedom can therefore be seen as closely connected; just like press censorship and universal suffrage are fundamentally opposed and can't coexist for long within the same society. Not a single person among the twelve million living in the United States has dared to suggest any limits on press freedom. The first newspaper I glanced at upon my arrival in America contained the following article:
In all this affair the language of Jackson has been that of a heartless despot, solely occupied with the preservation of his own authority. Ambition is his crime, and it will be his punishment too: intrigue is his native element, and intrigue will confound his tricks, and will deprive him of his power: he governs by means of corruption, and his immoral practices will redound to his shame and confusion. His conduct in the political arena has been that of a shameless and lawless gamester. He succeeded at the time, but the hour of retribution approaches, and he will be obliged to disgorge his winnings, to throw aside his false dice, and to end his days in some retirement, where he may curse his madness at his leisure; for repentance is a virtue with which his heart is likely to remain forever unacquainted.
In all this, Jackson's attitude has been that of a ruthless dictator, focused only on maintaining his own power. His ambition is his downfall, and it will be his punishment too: deceit is his natural state, and it will unravel his schemes and take away his power. He rules through corruption, and his unethical actions will bring him shame and disgrace. His behavior in politics has been that of a brazen and reckless gambler. He found success at the time, but the moment of reckoning is coming, and he will have to give back his gains, discard his rigged dice, and spend his days in solitude, where he can curse his own foolishness at his leisure; because remorse is a virtue his heart is unlikely to ever know.
It is not uncommonly imagined in France that the virulence of the press originates in the uncertain social condition, in the political excitement, and the general sense of consequent evil which prevail in that country; and it is therefore supposed that as soon as society has resumed a certain degree of composure the press will abandon its present vehemence. I am inclined to think that the above causes explain the reason of the extraordinary ascendency it has acquired over the nation, but that they do not exercise much influence upon the tone of its language. The periodical press appears to me to be actuated by passions and propensities independent of the circumstances in which it is placed, and the present position of America corroborates this opinion.
It’s commonly thought in France that the intensity of the press comes from the unstable social situation, political excitement, and the general sense of turmoil in the country. As a result, people believe that once society finds some stability, the press will tone down its current intensity. I tend to think that these factors explain why the press has gained such significant influence over the nation, but they don't really affect the way it communicates. The periodical press seems driven by passions and tendencies that are separate from the situation it’s in, and the current state of America supports this view.
America is perhaps, at this moment, the country of the whole world which contains the fewest germs of revolution; but the press is not less destructive in its principles than in France, and it displays the same violence without the same reasons for indignation. In America, as in France, it constitutes a singular power, so strangely composed of mingled good and evil that it is at the same time indispensable to the existence of freedom, and nearly incompatible with the maintenance of public order. Its power is certainly much greater in France than in the United States; though nothing is more rare in the latter country than to hear of a prosecution having been instituted against it. The reason of this is perfectly simple: the Americans, having once admitted the doctrine of the sovereignty of the people, apply it with perfect consistency. It was never their intention to found a permanent state of things with elements which undergo daily modifications; and there is consequently nothing criminal in an attack upon the existing laws, provided it be not attended with a violent infraction of them. They are moreover of opinion that courts of justice are unable to check the abuses of the press; and that as the subtilty of human language perpetually eludes the severity of judicial analysis, offences of this nature are apt to escape the hand which attempts to apprehend them. They hold that to act with efficacy upon the press it would be necessary to find a tribunal, not only devoted to the existing order of things, but capable of surmounting the influence of public opinion; a tribunal which should conduct its proceedings without publicity, which should pronounce its decrees without assigning its motives, and punish the intentions even more than the language of an author. Whosoever should have the power of creating and maintaining a tribunal of this kind would waste his time in prosecuting the liberty of the press; for he would be the supreme master of the whole community, and he would be as free to rid himself of the authors as of their writings. In this question, therefore, there is no medium between servitude and extreme license; in order to enjoy the inestimable benefits which the liberty of the press ensures, it is necessary to submit to the inevitable evils which it engenders. To expect to acquire the former and to escape the latter is to cherish one of those illusions which commonly mislead nations in their times of sickness, when, tired with faction and exhausted by effort, they attempt to combine hostile opinions and contrary principles upon the same soil.
America is currently one of the least revolutionary countries in the world; however, the press is just as destructive in its principles as it is in France, showing the same intensity without the same reasons to be outraged. In both America and France, the press is a unique force, composed of both good and bad elements that are essential for freedom yet almost incompatible with maintaining public order. Its influence is certainly stronger in France than in the United States, although it's quite rare to hear about legal action taken against it in the latter. The reason for this is straightforward: Americans, having embraced the idea of popular sovereignty, apply it consistently. They never intended to create a permanent state with ever-changing elements, so there's nothing unlawful about challenging existing laws, as long as it doesn’t lead to violent violations. They also believe that the courts cannot effectively address press abuses, since the complexity of human language often escapes judicial scrutiny, allowing such offenses to slip through attempts at control. They think that to manage the press effectively, a tribunal would need to not only support the current system but also rise above public opinion; a tribunal that operates in secrecy, issues rulings without explaining its reasoning, and punishes intentions even more than the actual words of a writer. Anyone with the power to create and maintain such a tribunal would waste their time trying to regulate press freedom, as they would effectively become the ultimate authority over the entire community, free to eliminate both the authors and their works. Therefore, in this matter, there is no middle ground between oppression and extreme freedom; to reap the priceless benefits of press liberty, one must also accept the unavoidable drawbacks that come with it. Expecting to gain the former while avoiding the latter is a naive belief that often misleads nations in times of crisis, when, weary from conflict and drained by effort, they try to merge opposing views and conflicting principles in the same space.
The small influence of the American journals is attributable to several reasons, amongst which are the following:
The limited impact of American journals can be attributed to several reasons, including the following:
The liberty of writing, like all other liberty, is most formidable when it is a novelty; for a people which has never been accustomed to co-operate in the conduct of State affairs places implicit confidence in the first tribune who arouses its attention. The Anglo-Americans have enjoyed this liberty ever since the foundation of the settlements; moreover, the press cannot create human passions by its own power, however skillfully it may kindle them where they exist. In America politics are discussed with animation and a varied activity, but they rarely touch those deep passions which are excited whenever the positive interest of a part of the community is impaired: but in the United States the interests of the community are in a most prosperous condition. A single glance upon a French and an American newspaper is sufficient to show the difference which exists between the two nations on this head. In France the space allotted to commercial advertisements is very limited, and the intelligence is not considerable, but the most essential part of the journal is that which contains the discussion of the politics of the day. In America three-quarters of the enormous sheet which is set before the reader are filled with advertisements, and the remainder is frequently occupied by political intelligence or trivial anecdotes: it is only from time to time that one finds a corner devoted to passionate discussions like those with which the journalists of France are wont to indulge their readers.
The freedom to write, like all freedoms, is most powerful when it’s new; because a people unaccustomed to participating in government tends to put complete trust in the first leader who grabs their attention. The Anglo-Americans have had this freedom since the settlements were founded; moreover, the press can't create human emotions on its own, no matter how skillfully it ignites them where they already exist. In America, politics are debated vigorously and with diverse participation, but they rarely connect with the deep emotions stirred when a segment of the community’s interests are threatened; however, in the United States, the community's interests are thriving. A quick look at a French newspaper versus an American one clearly shows the difference between the two nations in this regard. In France, the space for commercial ads is very limited, and the news isn't significant, but the most important part of the paper is the section that discusses current politics. In America, three-quarters of the large page is filled with ads, and the rest is often taken up by political news or light stories: only occasionally will you find a section dedicated to passionate debates like those French journalists usually engage their readers with.
It has been demonstrated by observation, and discovered by the innate sagacity of the pettiest as well as the greatest of despots, that the influence of a power is increased in proportion as its direction is rendered more central. In France the press combines a twofold centralization; almost all its power is centred in the same spot, and vested in the same hands, for its organs are far from numerous. The influence of a public press thus constituted, upon a sceptical nation, must be unbounded. It is an enemy with which a Government may sign an occasional truce, but which it is difficult to resist for any length of time.
It has been shown through observation, and understood by both the smallest and the largest tyrants, that the power of influence increases as its direction becomes more centralized. In France, the press represents a dual centralization; almost all its power is concentrated in one place and held by a few, as its outlets are quite limited. The impact of a public press structured this way on a skeptical nation must be immense. It is an adversary that a government may negotiate with from time to time, but one that is hard to resist over an extended period.
Neither of these kinds of centralization exists in America. The United States have no metropolis; the intelligence as well as the power of the country are dispersed abroad, and instead of radiating from a point, they cross each other in every direction; the Americans have established no central control over the expression of opinion, any more than over the conduct of business. These are circumstances which do not depend on human foresight; but it is owing to the laws of the Union that there are no licenses to be granted to printers, no securities demanded from editors as in France, and no stamp duty as in France and formerly in England. The consequence of this is that nothing is easier than to set up a newspaper, and a small number of readers suffices to defray the expenses of the editor.
Neither of these types of centralization exists in America. The United States has no single major city; the intelligence and power of the country are spread out, and instead of radiating from one point, they intersect in every direction. Americans have not established any central control over public opinion, just as they haven’t with business operations. These circumstances are not based on human foresight; rather, it is due to the laws of the Union that there are no licenses for printers, no guarantees required from editors like in France, and no stamp duty like in France and previously in England. As a result, it is incredibly easy to start a newspaper, and just a small number of readers is enough to cover the editor's costs.
The number of periodical and occasional publications which appears in the United States actually surpasses belief. The most enlightened Americans attribute the subordinate influence of the press to this excessive dissemination; and it is adopted as an axiom of political science in that country that the only way to neutralize the effect of public journals is to multiply them indefinitely. I cannot conceive that a truth which is so self-evident should not already have been more generally admitted in Europe; it is comprehensible that the persons who hope to bring about revolutions by means of the press should be desirous of confining its action to a few powerful organs, but it is perfectly incredible that the partisans of the existing state of things, and the natural supporters of the law, should attempt to diminish the influence of the press by concentrating its authority. The Governments of Europe seem to treat the press with the courtesy of the knights of old; they are anxious to furnish it with the same central power which they have found to be so trusty a weapon, in order to enhance the glory of their resistance to its attacks.
The number of magazines and occasional publications in the United States is truly unbelievable. Many educated Americans think the limited influence of the press is due to this overwhelming spread; it’s widely accepted in political science there that the only way to lessen the impact of public journals is to increase their number endlessly. I can’t understand why a truth that seems so obvious hasn’t been more widely recognized in Europe; while it makes sense that those seeking to instigate revolutions through the press would want to limit its reach to a few powerful outlets, it’s hard to believe that supporters of the current system and advocates of the law would try to reduce the press's influence by consolidating its power. European governments seem to treat the press with the same courtesy as knights of old; they aim to provide it with a central power that they have found to be a reliable tool to bolster their resistance against its criticisms.
In America there is scarcely a hamlet which has not its own newspaper. It may readily be imagined that neither discipline nor unity of design can be communicated to so multifarious a host, and each one is consequently led to fight under his own standard. All the political journals of the United States are indeed arrayed on the side of the administration or against it; but they attack and defend in a thousand different ways. They cannot succeed in forming those great currents of opinion which overwhelm the most solid obstacles. This division of the influence of the press produces a variety of other consequences which are scarcely less remarkable. The facility with which journals can be established induces a multitude of individuals to take a part in them; but as the extent of competition precludes the possibility of considerable profit, the most distinguished classes of society are rarely led to engage in these undertakings. But such is the number of the public prints that, even if they were a source of wealth, writers of ability could not be found to direct them all. The journalists of the United States are usually placed in a very humble position, with a scanty education and a vulgar turn of mind. The will of the majority is the most general of laws, and it establishes certain habits which form the characteristics of each peculiar class of society; thus it dictates the etiquette practised at courts and the etiquette of the bar. The characteristics of the French journalist consist in a violent, but frequently an eloquent and lofty, manner of discussing the politics of the day; and the exceptions to this habitual practice are only occasional. The characteristics of the American journalist consist in an open and coarse appeal to the passions of the populace; and he habitually abandons the principles of political science to assail the characters of individuals, to track them into private life, and disclose all their weaknesses and errors.
In America, there's hardly a small town that doesn’t have its own newspaper. It’s easy to see that with such a diverse range of publications, there’s little discipline or unity in design, and each is left to fight under its own banner. All political journals in the United States are indeed aligned either with the administration or against it, but they tackle issues in a thousand different ways. They can’t create those powerful waves of opinion that can overcome the biggest obstacles. This fragmentation of the press's influence leads to several other notable consequences. The ease of starting a newspaper encourages many people to get involved, but the high level of competition makes it hard to earn significant profits, so the more distinguished members of society rarely participate in these ventures. However, there are so many public prints that, even if they were profitable, there wouldn’t be enough talented writers to manage them all. Journalists in the United States usually hold a lowly position, with limited education and a common mindset. The will of the majority serves as the most fundamental law, establishing certain habits that define each particular social class; it dictates the etiquette observed at courts and in legal settings. French journalists are characterized by a passionate, often eloquent and elevated style when discussing current politics, and exceptions to this norm are rare. In contrast, American journalists rely on a direct and blunt appeal to the emotions of the public; they often disregard the principles of political science to attack individuals, digging into their private lives and exposing their flaws and mistakes.
Nothing can be more deplorable than this abuse of the powers of thought; I shall have occasion to point out hereafter the influence of the newspapers upon the taste and the morality of the American people, but my present subject exclusively concerns the political world. It cannot be denied that the effects of this extreme license of the press tend indirectly to the maintenance of public order. The individuals who are already in the possession of a high station in the esteem of their fellow-citizens are afraid to write in the newspapers, and they are thus deprived of the most powerful instrument which they can use to excite the passions of the multitude to their own advantage. *a
Nothing is more unfortunate than this misuse of our capacity for thought. I will discuss later how newspapers affect the tastes and morals of the American people, but right now, my focus is solely on politics. It's clear that the effects of this unrestricted press indirectly support public order. Those who hold high positions in society are afraid to write in newspapers, which means they lose the most powerful tool available to stir the public’s emotions for their own benefit.
a
[ They only write in the papers when they choose to address the people in their
own name; as, for instance, when they are called upon to repel calumnious
imputations, and to correct a misstatement of facts.]
a
[ They only write in the papers when they want to speak to the public in their own name; for example, when they need to defend themselves against false accusations and clarify any misunderstandings about the facts.]
The personal opinions of the editors have no kind of weight in the eyes of the public: the only use of a journal is, that it imparts the knowledge of certain facts, and it is only by altering or distorting those facts that a journalist can contribute to the support of his own views.
The personal opinions of the editors don't carry any weight with the public: the only purpose of a journal is to share certain facts, and it's only by changing or misrepresenting those facts that a journalist can help promote their own views.
But although the press is limited to these resources, its influence in America is immense. It is the power which impels the circulation of political life through all the districts of that vast territory. Its eye is constantly open to detect the secret springs of political designs, and to summon the leaders of all parties to the bar of public opinion. It rallies the interests of the community round certain principles, and it draws up the creed which factions adopt; for it affords a means of intercourse between parties which hear, and which address each other without ever having been in immediate contact. When a great number of the organs of the press adopt the same line of conduct, their influence becomes irresistible; and public opinion, when it is perpetually assailed from the same side, eventually yields to the attack. In the United States each separate journal exercises but little authority, but the power of the periodical press is only second to that of the people. *b
But even though the media has limited resources, its influence in America is huge. It drives the flow of political life across all areas of that vast country. Its watchful eye is always ready to uncover the hidden motives behind political agendas and to hold leaders of all parties accountable to public opinion. It brings the community together around certain principles and outlines the beliefs that factions adopt; it creates a way for parties to communicate with each other even without direct contact. When a significant number of media outlets push the same narrative, their impact becomes unstoppable; public opinion, when constantly bombarded from the same direction, eventually succumbs to the pressure. In the United States, each individual publication has little authority, but the collective power of the media is only second to that of the people.
b
[ See Appendix, P.]
b
[ See Appendix, Page.]
The opinions established in the United States under the empire of the liberty of the press are frequently more firmly rooted than those which are formed elsewhere under the sanction of a censor.
The views formed in the United States under the freedom of the press are often more deeply entrenched than those created elsewhere under the control of a censor.
In the United States the democracy perpetually raises fresh individuals to the conduct of public affairs; and the measures of the administration are consequently seldom regulated by the strict rules of consistency or of order. But the general principles of the Government are more stable, and the opinions most prevalent in society are generally more durable than in many other countries. When once the Americans have taken up an idea, whether it be well or ill founded, nothing is more difficult than to eradicate it from their minds. The same tenacity of opinion has been observed in England, where, for the last century, greater freedom of conscience and more invincible prejudices have existed than in all the other countries of Europe. I attribute this consequence to a cause which may at first sight appear to have a very opposite tendency, namely, to the liberty of the press. The nations amongst which this liberty exists are as apt to cling to their opinions from pride as from conviction. They cherish them because they hold them to be just, and because they exercised their own free-will in choosing them; and they maintain them not only because they are true, but because they are their own. Several other reasons conduce to the same end.
In the United States, democracy constantly brings new people into public office, which means that the administration’s actions are rarely governed by strict rules of consistency or order. However, the fundamental principles of the government tend to be more stable, and the prevailing opinions in society are usually more enduring than in many other countries. Once Americans adopt an idea, whether it’s well-founded or not, it’s incredibly hard to change their minds. A similar stubbornness of opinion can be seen in England, where, for the past century, there has been greater freedom of conscience and more deeply ingrained prejudices than in many other European countries. I attribute this to a factor that may seem contrary at first glance: the freedom of the press. In nations where this freedom exists, people are just as likely to hold onto their opinions out of pride as they are out of conviction. They value their beliefs because they believe them to be right and because they made a choice to hold them; they defend these beliefs not only because they are true but also because they are their own. Several other reasons contribute to this persistence.
It was remarked by a man of genius that “ignorance lies at the two ends of knowledge.” Perhaps it would have been more correct to have said, that absolute convictions are to be met with at the two extremities, and that doubt lies in the middle; for the human intellect may be considered in three distinct states, which frequently succeed one another. A man believes implicitly, because he adopts a proposition without inquiry. He doubts as soon as he is assailed by the objections which his inquiries may have aroused. But he frequently succeeds in satisfying these doubts, and then he begins to believe afresh: he no longer lays hold on a truth in its most shadowy and uncertain form, but he sees it clearly before him, and he advances onwards by the light it gives him. *c
A brilliant person once said that “ignorance exists at both ends of knowledge.” It might have been more accurate to say that absolute beliefs are found at both extremes, while doubt exists in the middle; because the human mind can be seen in three distinct states that often follow one another. A person believes wholeheartedly when they accept a statement without questioning it. They start to doubt when faced with the objections raised by their inquiries. However, they often manage to address these doubts, and then they begin to believe again: they no longer cling to a truth in its most vague and uncertain form, but rather see it clearly in front of them, and they move forward guided by the light it provides.
c
[ It may, however, be doubted whether this rational and self-guiding conviction
arouses as much fervor or enthusiastic devotedness in men as their first
dogmatical belief.]
c
[It might be questioned whether this rational and self-directed belief stirs up as much passion or enthusiastic dedication in people as their initial dogmatic faith.]
When the liberty of the press acts upon men who are in the first of these three states, it does not immediately disturb their habit of believing implicitly without investigation, but it constantly modifies the objects of their intuitive convictions. The human mind continues to discern but one point upon the whole intellectual horizon, and that point is in continual motion. Such are the symptoms of sudden revolutions, and of the misfortunes which are sure to befall those generations which abruptly adopt the unconditional freedom of the press.
When press freedom impacts people in the first of these three states, it doesn't immediately change their tendency to believe without questioning, but it consistently alters what they are instinctively convinced of. The human mind still focuses on just one aspect of the entire intellectual landscape, and that aspect is always changing. These are the signs of sudden upheavals and the troubles that will inevitably come to those generations that suddenly embrace unrestricted press freedom.
The circle of novel ideas is, however, soon terminated; the touch of experience is upon them, and the doubt and mistrust which their uncertainty produces become universal. We may rest assured that the majority of mankind will either believe they know not wherefore, or will not know what to believe. Few are the beings who can ever hope to attain to that state of rational and independent conviction which true knowledge can beget in defiance of the attacks of doubt.
The cycle of new ideas, however, quickly comes to an end; the impact of experience hits them, and the uncertainty it causes leads to widespread doubt and mistrust. We can be sure that most people will either feel confused about why they believe what they do or won’t know what to believe at all. Very few can hope to reach that level of clear and independent understanding that true knowledge can provide, regardless of the challenges posed by doubt.
It has been remarked that in times of great religious fervor men sometimes change their religious opinions; whereas in times of general scepticism everyone clings to his own persuasion. The same thing takes place in politics under the liberty of the press. In countries where all the theories of social science have been contested in their turn, the citizens who have adopted one of them stick to it, not so much because they are assured of its excellence, as because they are not convinced of the superiority of any other. In the present age men are not very ready to die in defence of their opinions, but they are rarely inclined to change them; and there are fewer martyrs as well as fewer apostates.
It has been noted that during times of intense religious enthusiasm, people sometimes shift their beliefs; however, during periods of widespread skepticism, everyone tends to hold tightly to their own views. The same happens in politics with the freedom of the press. In countries where various social science theories have been debated, citizens who adopt one of them tend to stick with it, not necessarily because they believe it's the best, but because they're not convinced that any alternative is better. In today’s world, people aren't very willing to die for their beliefs, yet they’re rarely willing to change them; as a result, there are fewer martyrs and fewer converts.
Another still more valid reason may yet be adduced: when no abstract opinions are looked upon as certain, men cling to the mere propensities and external interests of their position, which are naturally more tangible and more permanent than any opinions in the world.
Another even more valid reason can be presented: when no abstract beliefs are considered certain, people hold on to the simple tendencies and external interests of their situation, which are naturally more concrete and lasting than any opinions in the world.
It is not a question of easy solution whether aristocracy or democracy is most fit to govern a country. But it is certain that democracy annoys one part of the community, and that aristocracy oppresses another part. When the question is reduced to the simple expression of the struggle between poverty and wealth, the tendency of each side of the dispute becomes perfectly evident without further controversy.
It's not an easy question whether aristocracy or democracy is better for running a country. However, it's clear that democracy frustrates one part of the community, while aristocracy oppresses another. When we simplify the issue to the struggle between poverty and wealth, the direction of each side in the disagreement becomes obvious without any more debate.
Chapter Summary
Daily use which the Anglo-Americans make of the right of association—Three kinds of political associations—In what manner the Americans apply the representative system to associations—Dangers resulting to the State—Great Convention of 1831 relative to the Tariff—Legislative character of this Convention—Why the unlimited exercise of the right of association is less dangerous in the United States than elsewhere—Why it may be looked upon as necessary—Utility of associations in a democratic people.
Daily use that Anglo-Americans make of the right to associate—Three types of political associations—How Americans apply the representative system to associations—Dangers that arise for the State—Great Convention of 1831 regarding the Tariff—Legislative nature of this Convention—Why the unrestricted exercise of the right to associate is less risky in the United States than in other places—Why it can be seen as necessary—The usefulness of associations in a democratic society.
Political Associations In The United States
Political Associations In The United States
In no country in the world has the principle of association been more successfully used, or more unsparingly applied to a multitude of different objects, than in America. Besides the permanent associations which are established by law under the names of townships, cities, and counties, a vast number of others are formed and maintained by the agency of private individuals.
In no country in the world has the principle of association been used more effectively, or been applied so generously to a wide range of different purposes, than in America. In addition to the permanent associations created by law under the names of townships, cities, and counties, countless others are formed and maintained by private individuals.
The citizen of the United States is taught from his earliest infancy to rely upon his own exertions in order to resist the evils and the difficulties of life; he looks upon social authority with an eye of mistrust and anxiety, and he only claims its assistance when he is quite unable to shift without it. This habit may even be traced in the schools of the rising generation, where the children in their games are wont to submit to rules which they have themselves established, and to punish misdemeanors which they have themselves defined. The same spirit pervades every act of social life. If a stoppage occurs in a thoroughfare, and the circulation of the public is hindered, the neighbors immediately constitute a deliberative body; and this extemporaneous assembly gives rise to an executive power which remedies the inconvenience before anybody has thought of recurring to an authority superior to that of the persons immediately concerned. If the public pleasures are concerned, an association is formed to provide for the splendor and the regularity of the entertainment. Societies are formed to resist enemies which are exclusively of a moral nature, and to diminish the vice of intemperance: in the United States associations are established to promote public order, commerce, industry, morality, and religion; for there is no end which the human will, seconded by the collective exertions of individuals, despairs of attaining.
The citizen of the United States is taught from a young age to depend on his own efforts to overcome the challenges and difficulties of life; he views social authority with skepticism and concern, only seeking help when he's completely unable to manage without it. This mindset can even be seen in the schools of the younger generation, where kids often create their own rules for games and define their own punishments for misbehavior. This same attitude is present in every aspect of social life. If traffic is disrupted, the neighbors quickly form a discussion group; this makeshift assembly creates a decision-making body that resolves the issue before anyone thinks to call on a higher authority. When it comes to public events, a group gets together to ensure everything is organized and runs smoothly. Organizations are created to address moral issues and reduce problems like excessive drinking: in the United States, people form associations to promote public order, commerce, industry, morality, and religion; there is no goal that human determination, supported by the collective efforts of individuals, sees as unattainable.
I shall hereafter have occasion to show the effects of association upon the course of society, and I must confine myself for the present to the political world. When once the right of association is recognized, the citizens may employ it in several different ways.
I will later show how association affects the development of society, but for now, I’ll focus on the political realm. Once the right to associate is acknowledged, citizens can use it in various ways.
An association consists simply in the public assent which a number of individuals give to certain doctrines, and in the engagement which they contract to promote the spread of those doctrines by their exertions. The right of association with these views is very analogous to the liberty of unlicensed writing; but societies thus formed possess more authority than the press. When an opinion is represented by a society, it necessarily assumes a more exact and explicit form. It numbers its partisans, and compromises their welfare in its cause: they, on the other hand, become acquainted with each other, and their zeal is increased by their number. An association unites the efforts of minds which have a tendency to diverge in one single channel, and urges them vigorously towards one single end which it points out.
An association simply consists of the public agreement that a group of individuals makes to certain beliefs, along with their commitment to promote the spread of those beliefs through their efforts. The right to associate for these purposes is quite similar to the freedom of unregulated writing; however, such societies hold more influence than the press. When a society represents an opinion, it takes on a more precise and clear form. It counts its supporters and ties their well-being to its cause: they, in turn, get to know each other, and their enthusiasm grows with their numbers. An association combines the efforts of minds that might otherwise go in different directions into a single channel and drives them forcefully toward a common goal that it outlines.
The second degree in the right of association is the power of meeting. When an association is allowed to establish centres of action at certain important points in the country, its activity is increased and its influence extended. Men have the opportunity of seeing each other; means of execution are more readily combined, and opinions are maintained with a degree of warmth and energy which written language cannot approach.
The second aspect of the right to associate is the power to hold meetings. When a group is permitted to set up hubs of activity in key locations throughout the country, their operations become more vigorous and their influence grows. People have the chance to see one another; resources can be organized more easily, and discussions are held with a level of passion and energy that written communication just can't match.
Lastly, in the exercise of the right of political association, there is a third degree: the partisans of an opinion may unite in electoral bodies, and choose delegates to represent them in a central assembly. This is, properly speaking, the application of the representative system to a party.
Lastly, when it comes to the right of political association, there's a third level: supporters of a particular opinion can come together in electoral groups and select delegates to represent them in a central assembly. This is essentially how the representative system applies to a political party.
Thus, in the first instance, a society is formed between individuals professing the same opinion, and the tie which keeps it together is of a purely intellectual nature; in the second case, small assemblies are formed which only represent a fraction of the party. Lastly, in the third case, they constitute a separate nation in the midst of the nation, a government within the Government. Their delegates, like the real delegates of the majority, represent the entire collective force of their party; and they enjoy a certain degree of that national dignity and great influence which belong to the chosen representatives of the people. It is true that they have not the right of making the laws, but they have the power of attacking those which are in being, and of drawing up beforehand those which they may afterwards cause to be adopted.
So, at first, a society forms among individuals who share the same opinion, and the bond that holds it together is purely intellectual; in the second scenario, small groups form that only represent a fraction of the party. Finally, in the third instance, they become a separate nation within the nation, acting as a government within the Government. Their delegates, like the real delegates of the majority, represent the full collective strength of their party; they also possess a certain level of that national dignity and significant influence that come with being elected representatives of the people. While it's true they don’t have the right to make the laws, they do have the power to challenge existing ones and to draft new ones that they may later push to have adopted.
If, in a people which is imperfectly accustomed to the exercise of freedom, or which is exposed to violent political passions, a deliberating minority, which confines itself to the contemplation of future laws, be placed in juxtaposition to the legislative majority, I cannot but believe that public tranquillity incurs very great risks in that nation. There is doubtless a very wide difference between proving that one law is in itself better than another and proving that the former ought to be substituted for the latter. But the imagination of the populace is very apt to overlook this difference, which is so apparent to the minds of thinking men. It sometimes happens that a nation is divided into two nearly equal parties, each of which affects to represent the majority. If, in immediate contiguity to the directing power, another power be established, which exercises almost as much moral authority as the former, it is not to be believed that it will long be content to speak without acting; or that it will always be restrained by the abstract consideration of the nature of associations which are meant to direct but not to enforce opinions, to suggest but not to make the laws.
If a society that isn't fully used to freedom, or is influenced by intense political passions, has a minority that focuses solely on discussing future laws, placed next to the majority that makes laws, I truly believe that public peace faces serious dangers in that country. There is clearly a significant difference between demonstrating that one law is better than another and proving that the former should replace the latter. However, the public often overlooks this distinction that is obvious to thoughtful people. Sometimes, a nation splits into two nearly equal groups, each claiming to represent the majority. If, right next to the ruling authority, another power is established that holds almost as much moral influence as the former, it’s hard to believe that it will remain content with just talking and not take action; or that it will always be held back by the theoretical idea that these groups are meant to guide rather than enforce opinions, to suggest rather than create laws.
The more we consider the independence of the press in its principal consequences, the more are we convinced that it is the chief and, so to speak, the constitutive element of freedom in the modern world. A nation which is determined to remain free is therefore right in demanding the unrestrained exercise of this independence. But the unrestrained liberty of political association cannot be entirely assimilated to the liberty of the press. The one is at the same time less necessary and more dangerous than the other. A nation may confine it within certain limits without forfeiting any part of its self-control; and it may sometimes be obliged to do so in order to maintain its own authority.
The more we think about the independence of the press and its main impacts, the more we become convinced that it is the key element of freedom in today’s world. A nation that wants to stay free is justified in demanding the full exercise of this independence. However, the unrestricted freedom of political association isn’t exactly the same as the freedom of the press. The former is less essential and more risky than the latter. A nation can place certain limits on it without losing any of its self-control; at times, it might even need to do so to maintain its own authority.
In America the liberty of association for political purposes is unbounded. An example will show in the clearest light to what an extent this privilege is tolerated.
In America, the freedom to gather for political reasons is limitless. One example will clearly illustrate just how far this privilege is accepted.
The question of the tariff, or of free trade, produced a great manifestation of party feeling in America; the tariff was not only a subject of debate as a matter of opinion, but it exercised a favorable or a prejudicial influence upon several very powerful interests of the States. The North attributed a great portion of its prosperity, and the South all its sufferings, to this system; insomuch that for a long time the tariff was the sole source of the political animosities which agitated the Union.
The issue of tariffs versus free trade created significant party divisions in America; tariffs weren’t just a topic of discussion, but they also positively or negatively impacted several powerful interests in the States. The North linked much of its prosperity to this system, while the South blamed it for all its struggles; so much so that for a long time, tariffs were the main source of political conflicts that stirred up the Union.
In 1831, when the dispute was raging with the utmost virulence, a private citizen of Massachusetts proposed to all the enemies of the tariff, by means of the public prints, to send delegates to Philadelphia in order to consult together upon the means which were most fitted to promote freedom of trade. This proposal circulated in a few days from Maine to New Orleans by the power of the printing-press: the opponents of the tariff adopted it with enthusiasm; meetings were formed on all sides, and delegates were named. The majority of these individuals were well known, and some of them had earned a considerable degree of celebrity. South Carolina alone, which afterwards took up arms in the same cause, sent sixty-three delegates. On October 1, 1831, this assembly, which according to the American custom had taken the name of a Convention, met at Philadelphia; it consisted of more than two hundred members. Its debates were public, and they at once assumed a legislative character; the extent of the powers of Congress, the theories of free trade, and the different clauses of the tariff, were discussed in turn. At the end of ten days’ deliberation the Convention broke up, after having published an address to the American people, in which it declared:
In 1831, during a heated dispute, a private citizen from Massachusetts proposed through the media that everyone opposed to the tariff send delegates to Philadelphia to discuss the best ways to promote free trade. Within a few days, this proposal spread from Maine to New Orleans thanks to the printing press. The tariff opponents embraced it enthusiastically, forming meetings and naming delegates. Most of these delegates were well-known figures, and some had achieved significant fame. South Carolina alone, which later took up arms for the same cause, sent sixty-three delegates. On October 1, 1831, this assembly, which followed American tradition by calling itself a Convention, gathered in Philadelphia with over two hundred members. The debates were public and quickly took on a legislative tone; they discussed the extent of Congress’s powers, the principles of free trade, and various clauses of the tariff. After ten days of deliberation, the Convention adjourned, having issued an address to the American people in which it declared:
I. That Congress had not the right of making a tariff, and that the existing tariff was unconstitutional;
I. That Congress did not have the authority to impose a tariff, and that the current tariff was unconstitutional;
II. That the prohibition of free trade was prejudicial to the interests of all nations, and to that of the American people in particular.
II. The ban on free trade was harmful to the interests of all nations, and especially to the American people.
It must be acknowledged that the unrestrained liberty of political association has not hitherto produced, in the United States, those fatal consequences which might perhaps be expected from it elsewhere. The right of association was imported from England, and it has always existed in America; so that the exercise of this privilege is now amalgamated with the manners and customs of the people. At the present time the liberty of association is become a necessary guarantee against the tyranny of the majority. In the United States, as soon as a party is become preponderant, all public authority passes under its control; its private supporters occupy all the places, and have all the force of the administration at their disposal. As the most distinguished partisans of the other side of the question are unable to surmount the obstacles which exclude them from power, they require some means of establishing themselves upon their own basis, and of opposing the moral authority of the minority to the physical power which domineers over it. Thus a dangerous expedient is used to obviate a still more formidable danger.
It must be noted that the unrestricted freedom of political association hasn’t led to the serious consequences in the United States that one might expect it to cause elsewhere. The right to associate was brought over from England and has always been part of American life; therefore, exercising this right is now mixed with the habits and traditions of the people. Nowadays, the freedom to gather is a crucial safeguard against majority tyranny. In the United States, when a party becomes dominant, it takes control of all public authority; its loyal supporters fill all positions and have all the power of the administration at their command. Since the most notable supporters of the opposing side can’t overcome the barriers that keep them out of power, they need some way to establish themselves on their own terms and to counteract the majority's physical power with the moral authority of the minority. Hence, a risky strategy is employed to prevent an even greater danger.
The omnipotence of the majority appears to me to present such extreme perils to the American Republics that the dangerous measure which is used to repress it seems to be more advantageous than prejudicial. And here I am about to advance a proposition which may remind the reader of what I said before in speaking of municipal freedom: There are no countries in which associations are more needed, to prevent the despotism of faction or the arbitrary power of a prince, than those which are democratically constituted. In aristocratic nations the body of the nobles and the more opulent part of the community are in themselves natural associations, which act as checks upon the abuses of power. In countries in which these associations do not exist, if private individuals are unable to create an artificial and a temporary substitute for them, I can imagine no permanent protection against the most galling tyranny; and a great people may be oppressed by a small faction, or by a single individual, with impunity.
The power of the majority seems to pose such serious risks to the American Republics that the extreme measures taken to suppress it seem more beneficial than harmful. I'm about to make a point that might remind the reader of what I mentioned earlier about local freedom: There are no countries where associations are more necessary to prevent the tyranny of factions or the arbitrary power of a ruler than those with democratic systems. In aristocratic nations, the noble class and the wealthier segments of society naturally form associations that act as checks on abuse of power. In places where these associations don't exist, if private citizens can't create a temporary replacement, I see no lasting protection against severe tyranny; a large population can be dominated by a small faction or even a single person with little to no consequences.
The meeting of a great political Convention (for there are Conventions of all kinds), which may frequently become a necessary measure, is always a serious occurrence, even in America, and one which is never looked forward to, by the judicious friends of the country, without alarm. This was very perceptible in the Convention of 1831, at which the exertions of all the most distinguished members of the Assembly tended to moderate its language, and to restrain the subjects which it treated within certain limits. It is probable, in fact, that the Convention of 1831 exercised a very great influence upon the minds of the malcontents, and prepared them for the open revolt against the commercial laws of the Union which took place in 1832.
The gathering of a major political convention (since there are conventions of all types) can often become a necessary action and is always a serious event, even in America. It's something that thoughtful supporters of the country look forward to with concern. This was especially evident in the 1831 convention, where the efforts of the most notable members of the assembly aimed to soften its language and keep the topics discussed within certain boundaries. In fact, it's likely that the 1831 convention had a significant impact on the mindset of the discontented and got them ready for the open rebellion against the commercial laws of the Union that happened in 1832.
It cannot be denied that the unrestrained liberty of association for political purposes is the privilege which a people is longest in learning how to exercise. If it does not throw the nation into anarchy, it perpetually augments the chances of that calamity. On one point, however, this perilous liberty offers a security against dangers of another kind; in countries where associations are free, secret societies are unknown. In America there are numerous factions, but no conspiracies.
It’s undeniable that the unrestricted right to form political associations is something a society takes the longest time to learn to use responsibly. While it may not plunge the nation into chaos, it continually increases the risk of such a disaster. However, there is one aspect in which this risky freedom provides protection against different dangers: in countries where forming associations is allowed, secret societies don't exist. In America, there are many factions, but no conspiracies.
Different ways in which the right of association is understood in Europe and in the United States—Different use which is made of it.
Different ways in which the right to associate is understood in Europe and in the United States—Different ways it is utilized.
The most natural privilege of man, next to the right of acting for himself, is that of combining his exertions with those of his fellow-creatures, and of acting in common with them. I am therefore led to conclude that the right of association is almost as inalienable as the right of personal liberty. No legislator can attack it without impairing the very foundations of society. Nevertheless, if the liberty of association is a fruitful source of advantages and prosperity to some nations, it may be perverted or carried to excess by others, and the element of life may be changed into an element of destruction. A comparison of the different methods which associations pursue in those countries in which they are managed with discretion, as well as in those where liberty degenerates into license, may perhaps be thought useful both to governments and to parties.
The most basic privilege of humans, right after the right to act for themselves, is the ability to join forces with others and work together. I'm led to believe that the right to associate is nearly as essential as the right to personal freedom. No lawmaker can undermine it without damaging the very foundations of society. However, while the freedom to associate can bring many benefits and prosperity to some nations, it can also be misused or taken too far by others, turning what should be a force for good into a force for destruction. Comparing the different ways associations operate in countries where they are handled wisely, as opposed to those where freedom turns into chaos, might be helpful for both governments and political groups.
The greater part of Europeans look upon an association as a weapon which is to be hastily fashioned, and immediately tried in the conflict. A society is formed for discussion, but the idea of impending action prevails in the minds of those who constitute it: it is, in fact, an army; and the time given to parley serves to reckon up the strength and to animate the courage of the host, after which they direct their march against the enemy. Resources which lie within the bounds of the law may suggest themselves to the persons who compose it as means, but never as the only means, of success.
Most Europeans see an association as a tool to be quickly created and immediately tested in battle. A society is formed for discussion, but the idea of upcoming action dominates the thoughts of its members: it is essentially an army; and the time spent talking is used to assess their strength and boost the morale of the group, after which they set out to confront the enemy. Legal resources might come to mind for those involved as options, but they are never viewed as the sole way to achieve success.
Such, however, is not the manner in which the right of association is understood in the United States. In America the citizens who form the minority associate, in order, in the first place, to show their numerical strength, and so to diminish the moral authority of the majority; and, in the second place, to stimulate competition, and to discover those arguments which are most fitted to act upon the majority; for they always entertain hopes of drawing over their opponents to their own side, and of afterwards disposing of the supreme power in their name. Political associations in the United States are therefore peaceable in their intentions, and strictly legal in the means which they employ; and they assert with perfect truth that they only aim at success by lawful expedients.
That's not how the right of association is viewed in the United States. In America, citizens who are part of a minority come together primarily to demonstrate their numbers, which minimizes the moral authority of the majority. Additionally, they aim to create competition and find the arguments that will best persuade the majority; they always hope to win over their opponents to their side and eventually take control of the supreme power in their name. Political associations in the U.S. are thus peaceful in their intentions and strictly lawful in their methods; they confidently assert that they seek success only through legal means.
The difference which exists between the Americans and ourselves depends on several causes. In Europe there are numerous parties so diametrically opposed to the majority that they can never hope to acquire its support, and at the same time they think that they are sufficiently strong in themselves to struggle and to defend their cause. When a party of this kind forms an association, its object is, not to conquer, but to fight. In America the individuals who hold opinions very much opposed to those of the majority are no sort of impediment to its power, and all other parties hope to win it over to their own principles in the end. The exercise of the right of association becomes dangerous in proportion to the impossibility which excludes great parties from acquiring the majority. In a country like the United States, in which the differences of opinion are mere differences of hue, the right of association may remain unrestrained without evil consequences. The inexperience of many of the European nations in the enjoyment of liberty leads them only to look upon the liberty of association as a right of attacking the Government. The first notion which presents itself to a party, as well as to an individual, when it has acquired a consciousness of its own strength, is that of violence: the notion of persuasion arises at a later period and is only derived from experience. The English, who are divided into parties which differ most essentially from each other, rarely abuse the right of association, because they have long been accustomed to exercise it. In France the passion for war is so intense that there is no undertaking so mad, or so injurious to the welfare of the State, that a man does not consider himself honored in defending it, at the risk of his life.
The differences between Americans and us come from several factors. In Europe, there are many groups that are so opposed to the majority that they can never expect to gain its support, yet they believe they are strong enough to fight for their cause. When such a group comes together, their goal isn't to win but to resist. In America, individuals with very different beliefs from the majority don't hinder its power, and other groups hope to eventually win them over to their ideas. The right to associate becomes risky when major parties cannot secure a majority. In a country like the United States, where differences in opinion are minor variations, the right to associate can remain unrestricted without harmful effects. Many European nations, lacking experience with true freedom, often see the right to associate as a way to attack the government. The first thought that occurs to a group or individual once they become aware of their own strength is to use violence; the idea of persuading others comes later and is learned through experience. The English, who have parties that fundamentally differ from one another, rarely misuse the right to associate because they have long been accustomed to practicing it. In France, the desire for conflict is so strong that there’s no crazy or harmful action for the state that someone wouldn’t feel honored to defend, even at the risk of their life.
But perhaps the most powerful of the causes which tend to mitigate the excesses of political association in the United States is Universal Suffrage. In countries in which universal suffrage exists the majority is never doubtful, because neither party can pretend to represent that portion of the community which has not voted. The associations which are formed are aware, as well as the nation at large, that they do not represent the majority: this is, indeed, a condition inseparable from their existence; for if they did represent the preponderating power, they would change the law instead of soliciting its reform. The consequence of this is that the moral influence of the Government which they attack is very much increased, and their own power is very much enfeebled.
But maybe the most significant factor that helps reduce the extremes of political associations in the United States is Universal Suffrage. In countries with universal suffrage, the majority is never in doubt because neither party can claim to represent those who haven't voted. The groups that form are aware, just like the nation as a whole, that they do not represent the majority: this is a condition that's tied to their existence; if they truly did represent the dominant power, they would change the law instead of asking for its reform. As a result, the moral authority of the Government they criticize is greatly strengthened, and their own influence is significantly weakened.
In Europe there are few associations which do not affect to represent the majority, or which do not believe that they represent it. This conviction or this pretension tends to augment their force amazingly, and contributes no less to legalize their measures. Violence may seem to be excusable in defence of the cause of oppressed right. Thus it is, in the vast labyrinth of human laws, that extreme liberty sometimes corrects the abuses of license, and that extreme democracy obviates the dangers of democratic government. In Europe, associations consider themselves, in some degree, as the legislative and executive councils of the people, which is unable to speak for itself. In America, where they only represent a minority of the nation, they argue and they petition.
In Europe, there are very few organizations that don’t claim to represent the majority or don’t believe they do. This belief or assumption significantly boosts their power and also helps legitimize their actions. Violence might seem justifiable in defending the rights of the oppressed. In the complex maze of human laws, extreme freedom sometimes corrects the issues of excess, and extreme democracy addresses the risks of democratic governance. In Europe, organizations see themselves, to some extent, as the legislative and executive bodies for the people, who cannot express themselves. In America, where they only represent a minority of the population, they argue and petition.
The means which the associations of Europe employ are in accordance with the end which they propose to obtain. As the principal aim of these bodies is to act, and not to debate, to fight rather than to persuade, they are naturally led to adopt a form of organization which differs from the ordinary customs of civil bodies, and which assumes the habits and the maxims of military life. They centralize the direction of their resources as much as possible, and they intrust the power of the whole party to a very small number of leaders.
The methods that the associations in Europe use align with the goals they aim to achieve. Since the main purpose of these groups is to take action rather than engage in discussions, to fight rather than persuade, they naturally adopt an organization style that's different from typical civil groups and resembles military habits and principles. They centralize control of their resources as much as they can and give a small number of leaders the authority to direct the entire group.
The members of these associations respond to a watchword, like soldiers on duty; they profess the doctrine of passive obedience; say rather, that in uniting together they at once abjure the exercise of their own judgment and free will; and the tyrannical control which these societies exercise is often far more insupportable than the authority possessed over society by the Government which they attack. Their moral force is much diminished by these excesses, and they lose the powerful interest which is always excited by a struggle between oppressors and the oppressed. The man who in given cases consents to obey his fellows with servility, and who submits his activity and even his opinions to their control, can have no claim to rank as a free citizen.
The members of these associations respond to a rallying cry, like soldiers on duty; they adhere to the principle of passive compliance; or rather, by coming together, they renounce the use of their own judgment and free will; and the harsh control these groups exert is often much more unbearable than the authority the Government has over society, which they criticize. Their moral authority is significantly weakened by these behaviors, and they lose the strong interest that is always sparked by a conflict between oppressors and the oppressed. A person who, in certain situations, chooses to obey others obediently and submits their actions and even their opinions to their control can have no right to be considered a free citizen.
The Americans have also established certain forms of government which are applied to their associations, but these are invariably borrowed from the forms of the civil administration. The independence of each individual is formally recognized; the tendency of the members of the association points, as it does in the body of the community, towards the same end, but they are not obliged to follow the same track. No one abjures the exercise of his reason and his free will; but every one exerts that reason and that will for the benefit of a common undertaking.
The Americans have also set up specific types of government for their groups, but these are typically taken from the structures of civil administration. Each person's independence is officially acknowledged; like in the wider community, the members of the group aim for the same goal, but they are not required to follow the same path. No one gives up their ability to think for themselves and make their own choices; instead, everyone uses their reasoning and willpower to support a shared project.
Chapter XIII: Government Of The Democracy In America—Part I
I am well aware of the difficulties which attend this part of my subject, but although every expression which I am about to make use of may clash, upon some one point, with the feelings of the different parties which divide my country, I shall speak my opinion with the most perfect openness.
I know that this part of my topic comes with its challenges, but even though everything I’m about to say might clash with the views of different groups in my country, I’ll share my thoughts honestly and openly.
In Europe we are at a loss how to judge the true character and the more permanent propensities of democracy, because in Europe two conflicting principles exist, and we do not know what to attribute to the principles themselves, and what to refer to the passions which they bring into collision. Such, however, is not the case in America; there the people reigns without any obstacle, and it has no perils to dread and no injuries to avenge. In America, democracy is swayed by its own free propensities; its course is natural and its activity is unrestrained; the United States consequently afford the most favorable opportunity of studying its real character. And to no people can this inquiry be more vitally interesting than to the French nation, which is blindly driven onwards by a daily and irresistible impulse towards a state of things which may prove either despotic or republican, but which will assuredly be democratic.
In Europe, we struggle to understand the true nature and long-term tendencies of democracy because two opposing principles exist, and we can't distinguish what belongs to the principles themselves and what comes from the passions they create. However, this isn't the case in America; there, the people dominate without any obstacles, facing no threats or grievances to settle. In America, democracy is guided by its own natural inclinations; its direction is organic, and its actions are unrestricted. Therefore, the United States provides the best chance to study democracy's real character. This inquiry is especially important for the French people, who are being pushed forward by an unstoppable daily drive toward a situation that could be either despotic or republican, but will definitely be democratic.
Universal Suffrage
Universal Voting Rights
I have already observed that universal suffrage has been adopted in all the States of the Union; it consequently occurs amongst different populations which occupy very different positions in the scale of society. I have had opportunities of observing its effects in different localities, and amongst races of men who are nearly strangers to each other by their language, their religion, and their manner of life; in Louisiana as well as in New England, in Georgia and in Canada. I have remarked that Universal Suffrage is far from producing in America either all the good or all the evil consequences which are assigned to it in Europe, and that its effects differ very widely from those which are usually attributed to it.
I have already noticed that universal suffrage has been adopted in all the states of the Union; it therefore exists among different populations that hold very different positions in the social hierarchy. I have had the chance to observe its effects in various areas and among groups of people who are almost strangers to one another due to their language, religion, and way of life; in Louisiana as well as in New England, in Georgia and in Canada. I have noted that universal suffrage does not produce in America either all the positive or all the negative outcomes that are often associated with it in Europe, and that its effects vary significantly from those usually attributed to it.
Choice Of The People, And Instinctive Preferences Of The American Democracy
Choice of the People and Natural Preferences of American Democracy
In the United States the most able men are rarely placed at the head of affairs—Reason of this peculiarity—The envy which prevails in the lower orders of France against the higher classes is not a French, but a purely democratic sentiment—For what reason the most distinguished men in America frequently seclude themselves from public affairs.
In the United States, the most capable individuals are seldom in charge of important matters. The reason for this unusual situation is that the envy found among the lower classes in France towards the upper classes is not just a French issue; it’s a purely democratic feeling. This is also why many of the most distinguished people in America often choose to distance themselves from public life.
Many people in Europe are apt to believe without saying it, or to say without believing it, that one of the great advantages of universal suffrage is, that it entrusts the direction of public affairs to men who are worthy of the public confidence. They admit that the people is unable to govern for itself, but they aver that it is always sincerely disposed to promote the welfare of the State, and that it instinctively designates those persons who are animated by the same good wishes, and who are the most fit to wield the supreme authority. I confess that the observations I made in America by no means coincide with these opinions. On my arrival in the United States I was surprised to find so much distinguished talent among the subjects, and so little among the heads of the Government. It is a well-authenticated fact, that at the present day the most able men in the United States are very rarely placed at the head of affairs; and it must be acknowledged that such has been the result in proportion as democracy has outstepped all its former limits. The race of American statesmen has evidently dwindled most remarkably in the course of the last fifty years.
Many people in Europe tend to believe—though they don’t say it out loud—or say they believe, without truly feeling it, that one of the great benefits of universal suffrage is that it gives control of public affairs to individuals who deserve public trust. They acknowledge that the people can’t effectively govern themselves, but they argue that the populace genuinely wants to promote the well-being of the State and that it naturally identifies those individuals who share the same good intentions and are most capable of holding the highest authority. I must admit that my observations in America don't align with these beliefs at all. When I arrived in the United States, I was struck by the presence of so much exceptional talent among the public and so little among the leaders of the Government. It's a well-known fact that nowadays, the most capable individuals in the United States are rarely in leadership positions; and it must be recognized that this has happened as democracy has extended beyond its previous boundaries. The number of American statesmen has noticeably declined over the last fifty years.
Several causes may be assigned to this phenomenon. It is impossible, notwithstanding the most strenuous exertions, to raise the intelligence of the people above a certain level. Whatever may be the facilities of acquiring information, whatever may be the profusion of easy methods and of cheap science, the human mind can never be instructed and educated without devoting a considerable space of time to those objects.
Several factors can be attributed to this phenomenon. It's impossible, no matter how hard we try, to raise the intelligence of the people beyond a certain level. Regardless of the availability of information, the abundance of easy methods, and affordable science, the human mind cannot be taught and educated without dedicating a significant amount of time to those subjects.
The greater or the lesser possibility of subsisting without labor is therefore the necessary boundary of intellectual improvement. This boundary is more remote in some countries and more restricted in others; but it must exist somewhere as long as the people is constrained to work in order to procure the means of physical subsistence, that is to say, as long as it retains its popular character. It is therefore quite as difficult to imagine a State in which all the citizens should be very well informed as a State in which they should all be wealthy; these two difficulties may be looked upon as correlative. It may very readily be admitted that the mass of the citizens are sincerely disposed to promote the welfare of their country; nay more, it may even be allowed that the lower classes are less apt to be swayed by considerations of personal interest than the higher orders: but it is always more or less impossible for them to discern the best means of attaining the end which they desire with sincerity. Long and patient observation, joined to a multitude of different notions, is required to form a just estimate of the character of a single individual; and can it be supposed that the vulgar have the power of succeeding in an inquiry which misleads the penetration of genius itself? The people has neither the time nor the means which are essential to the prosecution of an investigation of this kind: its conclusions are hastily formed from a superficial inspection of the more prominent features of a question. Hence it often assents to the clamor of a mountebank who knows the secret of stimulating its tastes, while its truest friends frequently fail in their exertions.
The ability to live without working is, therefore, the necessary limit of intellectual development. This limit varies in different countries; some have it further away, while others have it closer. However, it exists as long as people have to work to provide for their basic needs, meaning as long as they maintain their common character. It is just as hard to imagine a society where all citizens are very well-informed as it is to imagine one where they are all wealthy; these two challenges are connected. It is easy to believe that most citizens genuinely want to improve their country; indeed, it is even possible to argue that lower classes are less driven by self-interest than higher classes. However, it is often quite difficult for them to figure out the best ways to achieve their sincere desires. Extensive and careful observation, combined with a variety of ideas, is necessary to accurately assess the character of a single person; can we really expect regular people to succeed in an investigation that can confuse even the insight of genius? The public doesn’t have the time or resources needed to carry out such an investigation; they make quick judgments based on a superficial view of the more obvious aspects of an issue. As a result, they often go along with the loud voices of charlatans who know how to appeal to their preferences, while their true allies often struggle to make an impact.
Moreover, the democracy is not only deficient in that soundness of judgment which is necessary to select men really deserving of its confidence, but it has neither the desire nor the inclination to find them out. It cannot be denied that democratic institutions have a very strong tendency to promote the feeling of envy in the human heart; not so much because they afford to every one the means of rising to the level of any of his fellow-citizens, as because those means perpetually disappoint the persons who employ them. Democratic institutions awaken and foster a passion for equality which they can never entirely satisfy. This complete equality eludes the grasp of the people at the very moment at which it thinks to hold it fast, and “flies,” as Pascal says, “with eternal flight”; the people is excited in the pursuit of an advantage, which is more precious because it is not sufficiently remote to be unknown, or sufficiently near to be enjoyed. The lower orders are agitated by the chance of success, they are irritated by its uncertainty; and they pass from the enthusiasm of pursuit to the exhaustion of ill-success, and lastly to the acrimony of disappointment. Whatever transcends their own limits appears to be an obstacle to their desires, and there is no kind of superiority, however legitimate it may be, which is not irksome in their sight.
Moreover, democracy not only lacks the sound judgment needed to choose people truly worthy of its trust, but it also lacks the desire or interest to seek them out. It’s clear that democratic institutions strongly encourage feelings of envy in people; not so much because they give everyone the means to rise to the same level as their fellow citizens, but because these means constantly let down those who try to use them. Democratic institutions ignite and nurture a passion for equality that they can never completely fulfill. This total equality slips away from people just when they think they can grasp it, and as Pascal says, it “flies” with “eternal flight”; the public gets stirred up in the chase for an advantage that is more valuable because it’s not too far out of reach to be unknown, yet not close enough to be attainable. The lower classes are restless with the possibility of success, frustrated by its uncertainty; they swing from the excitement of the chase to the fatigue of failure, and finally to the bitterness of disappointment. Anything that goes beyond their own limits seems to block their desires, and any form of superiority, no matter how legitimate, feels burdensome to them.
It has been supposed that the secret instinct which leads the lower orders to remove their superiors as much as possible from the direction of public affairs is peculiar to France. This, however, is an error; the propensity to which I allude is not inherent in any particular nation, but in democratic institutions in general; and although it may have been heightened by peculiar political circumstances, it owes its origin to a higher cause.
It’s been believed that the basic instinct that drives the lower classes to keep their leaders as far away as possible from running public affairs is unique to France. However, that’s a misconception; the tendency I’m mentioning isn’t specific to any one nation but is a feature of democratic institutions overall. While it may have been intensified by specific political situations, it originates from a deeper cause.
In the United States the people is not disposed to hate the superior classes of society; but it is not very favorably inclined towards them, and it carefully excludes them from the exercise of authority. It does not entertain any dread of distinguished talents, but it is rarely captivated by them; and it awards its approbation very sparingly to such as have risen without the popular support.
In the United States, people don't tend to hate the upper classes of society, but they aren't particularly fond of them either, and they make sure to keep them out of positions of power. There's no fear of exceptional talent, but it rarely gets impressed by it; and it gives its approval sparingly to those who have succeeded without a backing from the public.
Whilst the natural propensities of democracy induce the people to reject the most distinguished citizens as its rulers, these individuals are no less apt to retire from a political career in which it is almost impossible to retain their independence, or to advance without degrading themselves. This opinion has been very candidly set forth by Chancellor Kent, who says, in speaking with great eulogiums of that part of the Constitution which empowers the Executive to nominate the judges: “It is indeed probable that the men who are best fitted to discharge the duties of this high office would have too much reserve in their manners, and too much austerity in their principles, for them to be returned by the majority at an election where universal suffrage is adopted.” Such were the opinions which were printed without contradiction in America in the year 1830!
While the natural tendencies of democracy lead people to overlook the most distinguished citizens as leaders, these individuals are just as likely to step back from a political career where it's nearly impossible to maintain their independence or to progress without compromising themselves. This view has been honestly expressed by Chancellor Kent, who, while praising that part of the Constitution that allows the Executive to nominate judges, states: “It is indeed probable that the men who are best fitted to discharge the duties of this high office would have too much reserve in their manners, and too much austerity in their principles, for them to be returned by the majority at an election where universal suffrage is adopted.” Such were the views that were printed without objection in America in 1830!
I hold it to be sufficiently demonstrated that universal suffrage is by no means a guarantee of the wisdom of the popular choice, and that, whatever its advantages may be, this is not one of them.
I believe it's clear that universal suffrage doesn't guarantee that the popular choice is wise, and that, no matter what its benefits might be, this isn't one of them.
Causes Which May Partly Correct These Tendencies Of The Democracy Contrary effects produced on peoples as well as on individuals by great dangers—Why so many distinguished men stood at the head of affairs in America fifty years ago—Influence which the intelligence and the manners of the people exercise upon its choice—Example of New England—States of the Southwest—Influence of certain laws upon the choice of the people—Election by an elected body—Its effects upon the composition of the Senate.
Causes That May Partially Address These Democratic Tendencies The effects of significant dangers on both societies and individuals—Why numerous prominent figures led affairs in America fifty years ago—The impact of the people's intelligence and behavior on their choices—Example from New England—States in the Southwest—The influence of specific laws on the people's choices—Elections held by an elected body—Its effects on the makeup of the Senate.
When a State is threatened by serious dangers, the people frequently succeeds in selecting the citizens who are the most able to save it. It has been observed that man rarely retains his customary level in presence of very critical circumstances; he rises above or he sinks below his usual condition, and the same thing occurs in nations at large. Extreme perils sometimes quench the energy of a people instead of stimulating it; they excite without directing its passions, and instead of clearing they confuse its powers of perception. The Jews deluged the smoking ruins of their temple with the carnage of the remnant of their host. But it is more common, both in the case of nations and in that of individuals, to find extraordinary virtues arising from the very imminence of the danger. Great characters are then thrown into relief, as edifices which are concealed by the gloom of night are illuminated by the glare of a conflagration. At those dangerous times genius no longer abstains from presenting itself in the arena; and the people, alarmed by the perils of its situation, buries its envious passions in a short oblivion. Great names may then be drawn from the balloting-box.
When a state faces serious threats, the people often manage to choose the citizens best suited to save it. It’s been noted that individuals rarely maintain their usual state when confronted with really critical situations; they either rise above or sink below their normal condition, and the same happens with entire nations. Extreme dangers can sometimes drain a people's energy instead of motivating it; they stir up passions without giving them direction, and instead of clarifying, they muddle their perception. The Jews flooded the charred remains of their temple with the blood of their surviving people. However, it’s more common for extraordinary virtues to emerge precisely because of the imminent danger. Great characters are highlighted, much like buildings hidden in the darkness of night are illuminated by the light of a fire. During those perilous times, genius no longer hesitates to step into the spotlight; the people, alarmed by their situation, temporarily set aside their jealous passions. During such times, remarkable names may arise from the ballot box.
I have already observed that the American statesmen of the present day are very inferior to those who stood at the head of affairs fifty years ago. This is as much a consequence of the circumstances as of the laws of the country. When America was struggling in the high cause of independence to throw off the yoke of another country, and when it was about to usher a new nation into the world, the spirits of its inhabitants were roused to the height which their great efforts required. In this general excitement the most distinguished men were ready to forestall the wants of the community, and the people clung to them for support, and placed them at its head. But events of this magnitude are rare, and it is from an inspection of the ordinary course of affairs that our judgment must be formed.
I’ve noticed that today’s American politicians are much less impressive than those who led the country fifty years ago. This is largely due to the current circumstances as well as the laws of the nation. When America was fighting for independence to break free from another country, and when it was about to bring a new nation into existence, the spirits of its people were elevated to match the great efforts required. In this wave of excitement, the most prominent individuals stepped up to meet the community's needs, and the people turned to them for guidance, placing them in leadership positions. However, major events like this are rare, and we need to judge based on the usual course of events.
If passing occurrences sometimes act as checks upon the passions of democracy, the intelligence and the manners of the community exercise an influence which is not less powerful and far more permanent. This is extremely perceptible in the United States.
If occasional events sometimes help to control the passions of democracy, the intelligence and behavior of the community have an influence that is just as strong, if not stronger, and much more lasting. This is very noticeable in the United States.
In New England the education and the liberties of the communities were engendered by the moral and religious principles of their founders. Where society has acquired a sufficient degree of stability to enable it to hold certain maxims and to retain fixed habits, the lower orders are accustomed to respect intellectual superiority and to submit to it without complaint, although they set at naught all those privileges which wealth and birth have introduced among mankind. The democracy in New England consequently makes a more judicious choice than it does elsewhere.
In New England, the education and freedoms of the communities were shaped by the moral and religious values of their founders. Where society has gained enough stability to uphold certain principles and maintain consistent behaviors, the lower classes tend to respect and accept intellectual authority without complaint, even if they disregard the privileges that wealth and birth have created among people. As a result, democracy in New England often makes better choices than in other places.
But as we descend towards the South, to those States in which the constitution of society is more modern and less strong, where instruction is less general, and where the principles of morality, of religion, and of liberty are less happily combined, we perceive that the talents and the virtues of those who are in authority become more and more rare.
But as we move down to the South, to those states where society is more modern and less stable, where education is less widespread, and where the principles of morality, religion, and liberty are less effectively combined, we notice that the skills and virtues of those in power become increasingly rare.
Lastly, when we arrive at the new South-western States, in which the constitution of society dates but from yesterday, and presents an agglomeration of adventurers and speculators, we are amazed at the persons who are invested with public authority, and we are led to ask by what force, independent of the legislation and of the men who direct it, the State can be protected, and society be made to flourish.
Lastly, when we get to the new Southwestern States, where society is just starting out, filled with a mix of adventurers and speculators, we are surprised by the people who hold public authority. This leads us to wonder what power, beyond the laws and those who enforce them, can protect the State and help society thrive.
There are certain laws of a democratic nature which contribute, nevertheless, to correct, in some measure, the dangerous tendencies of democracy. On entering the House of Representatives of Washington one is struck by the vulgar demeanor of that great assembly. The eye frequently does not discover a man of celebrity within its walls. Its members are almost all obscure individuals whose names present no associations to the mind: they are mostly village lawyers, men in trade, or even persons belonging to the lower classes of society. In a country in which education is very general, it is said that the representatives of the people do not always know how to write correctly.
There are certain democratic laws that help to some extent correct the risky tendencies of democracy. When you walk into the House of Representatives in Washington, you're often struck by the unrefined behavior of that huge assembly. It’s rare to see a well-known figure among its members. Most of them are ordinary people whose names don’t ring a bell; they are mostly local lawyers, businesspeople, or even those from the lower classes of society. In a country where education is widespread, it’s said that the representatives of the people don’t always know how to write properly.
At a few yards’ distance from this spot is the door of the Senate, which contains within a small space a large proportion of the celebrated men of America. Scarcely an individual is to be perceived in it who does not recall the idea of an active and illustrious career: the Senate is composed of eloquent advocates, distinguished generals, wise magistrates, and statesmen of note, whose language would at all times do honor to the most remarkable parliamentary debates of Europe.
A few yards away from here is the door to the Senate, which houses a significant number of America's famous figures in a small space. Almost everyone you see there brings to mind a successful and notable career: the Senate is made up of persuasive speakers, renowned generals, respected judges, and notable politicians, whose speeches would always be worthy of the most impressive parliamentary debates in Europe.
What then is the cause of this strange contrast, and why are the most able citizens to be found in one assembly rather than in the other? Why is the former body remarkable for its vulgarity and its poverty of talent, whilst the latter seems to enjoy a monopoly of intelligence and of sound judgment? Both of these assemblies emanate from the people; both of them are chosen by universal suffrage; and no voice has hitherto been heard to assert in America that the Senate is hostile to the interests of the people. From what cause, then, does so startling a difference arise? The only reason which appears to me adequately to account for it is, that the House of Representatives is elected by the populace directly, and that the Senate is elected by elected bodies. The whole body of the citizens names the legislature of each State, and the Federal Constitution converts these legislatures into so many electoral bodies, which return the members of the Senate. The senators are elected by an indirect application of universal suffrage; for the legislatures which name them are not aristocratic or privileged bodies which exercise the electoral franchise in their own right; but they are chosen by the totality of the citizens; they are generally elected every year, and new members may constantly be chosen who will employ their electoral rights in conformity with the wishes of the public. But this transmission of the popular authority through an assembly of chosen men operates an important change in it, by refining its discretion and improving the forms which it adopts. Men who are chosen in this manner accurately represent the majority of the nation which governs them; but they represent the elevated thoughts which are current in the community, the propensities which prompt its nobler actions, rather than the petty passions which disturb or the vices which disgrace it.
What is the reason for this strange contrast, and why are the most capable citizens found in one assembly instead of the other? Why does the former assembly stand out for its lack of sophistication and talent, while the latter seems to have a monopoly on intelligence and sound judgment? Both of these assemblies come from the people; both are chosen by universal suffrage, and no one has claimed in America that the Senate works against the people’s interests. So, what causes such a striking difference? The only explanation that seems to make sense to me is that the House of Representatives is elected directly by the public, while the Senate is elected by elected bodies. The entire citizenry elects the legislature of each State, and the Federal Constitution turns these legislatures into electoral bodies that select the Senate members. Senators are chosen through an indirect application of universal suffrage because the legislatures that appoint them are not aristocratic or privileged groups exercising the electoral franchise on their own; they are elected by all citizens. They are generally elected every year, allowing for new members who can make electoral decisions based on the public's wishes. However, this passing of popular authority through a group of chosen individuals brings about a significant change by refining its judgment and enhancing the forms it employs. Individuals elected in this manner accurately represent the majority of the nation that governs them; they embody the elevated ideas present in the community and the impulses that inspire its nobler actions rather than the petty passions or vices that can tarnish it.
The time may be already anticipated at which the American Republics will be obliged to introduce the plan of election by an elected body more frequently into their system of representation, or they will incur no small risk of perishing miserably amongst the shoals of democracy.
The time might already be coming when the American Republics will have to implement a system of elections by an elected body more often in their representation, or they will face a significant risk of failing miserably in the chaos of democracy.
And here I have no scruple in confessing that I look upon this peculiar system of election as the only means of bringing the exercise of political power to the level of all classes of the people. Those thinkers who regard this institution as the exclusive weapon of a party, and those who fear, on the other hand, to make use of it, seem to me to fall into as great an error in the one case as in the other.
And here I have no hesitation in admitting that I see this unique election system as the only way to make political power accessible to all social classes. Those thinkers who view this system as just a tool for a specific party, and those who are afraid to use it, appear to me to make a significant mistake in both cases.
Influence Which The American Democracy Has Exercised On The Laws Relating To Elections
Influence That American Democracy Has Had on Election Laws
When elections are rare, they expose the State to a violent crisis—When they are frequent, they keep up a degree of feverish excitement—The Americans have preferred the second of these two evils—Mutability of the laws—Opinions of Hamilton and Jefferson on this subject.
When elections are infrequent, they put the State at risk of a violent crisis—When they are common, they create a level of constant excitement—Americans have chosen the second of these two problems—The changing nature of the laws—Hamilton and Jefferson's views on this issue.
When elections recur at long intervals the State is exposed to violent agitation every time they take place. Parties exert themselves to the utmost in order to gain a prize which is so rarely within their reach; and as the evil is almost irremediable for the candidates who fail, the consequences of their disappointed ambition may prove most disastrous; if, on the other hand, the legal struggle can be repeated within a short space of time, the defeated parties take patience. When elections occur frequently, their recurrence keeps society in a perpetual state of feverish excitement, and imparts a continual instability to public affairs.
When elections happen infrequently, the state faces intense turmoil every time they occur. Political parties put in maximum effort to win a prize that’s rarely attainable; since the repercussions are nearly irreversible for candidates who lose, the fallout from their unfulfilled ambitions can be very severe. On the other hand, if elections can be held again relatively soon, the losing parties tend to be more patient. When elections are frequent, this regularity keeps society in a constant state of heightened excitement and creates ongoing instability in public matters.
Thus, on the one hand the State is exposed to the perils of a revolution, on the other to perpetual mutability; the former system threatens the very existence of the Government, the latter is an obstacle to all steady and consistent policy. The Americans have preferred the second of these evils to the first; but they were led to this conclusion by their instinct much more than by their reason; for a taste for variety is one of the characteristic passions of democracy. An extraordinary mutability has, by this means, been introduced into their legislation. Many of the Americans consider the instability of their laws as a necessary consequence of a system whose general results are beneficial. But no one in the United States affects to deny the fact of this instability, or to contend that it is not a great evil.
So, on one hand, the government faces the risks of a revolution, while on the other, it deals with constant change; the first threatens the very survival of the government, while the second creates obstacles to any steady and consistent policy. Americans have chosen to accept the latter rather than the former; however, they arrived at this choice more through instinct than through reason, as a liking for variety is a key trait of democracy. This has led to an unusual amount of change in their laws. Many Americans view the instability of their laws as a necessary outcome of a system that generally yields positive results. But no one in the United States pretends that this instability isn’t a significant problem or tries to argue that it isn't a serious issue.
Hamilton, after having demonstrated the utility of a power which might prevent, or which might at least impede, the promulgation of bad laws, adds: “It might perhaps be said that the power of preventing bad laws includes that of preventing good ones, and may be used to the one purpose as well as to the other. But this objection will have little weight with those who can properly estimate the mischiefs of that inconstancy and mutability in the laws which form the greatest blemish in the character and genius of our governments.” (Federalist, No. 73.) And again in No. 62 of the same work he observes: “The facility and excess of law-making seem to be the diseases to which our governments are most liable. . . . The mischievous effects of the mutability in the public councils arising from a rapid succession of new members would fill a volume: every new election in the States is found to change one-half of the representatives. From this change of men must proceed a change of opinions and of measures, which forfeits the respect and confidence of other nations, poisons the blessings of liberty itself, and diminishes the attachment and reverence of the people toward a political system which betrays so many marks of infirmity.”
Hamilton, after showing how useful a power can be in stopping, or at least slowing down, the enactment of bad laws, adds: “One might argue that the ability to prevent bad laws also means the ability to prevent good ones, and this power could be used for either purpose. However, this concern holds little significance for those who truly understand the harms caused by the inconsistency and unpredictability in the laws, which are the biggest flaws in the nature and character of our governments.” (Federalist, No. 73.) And again in No. 62 of the same work he notes: “The ease and excessive nature of law-making seem to be the problems our governments struggle with the most. . . . The negative impacts of the instability in public councils due to a rapid turnover of new members would fill a book: every new election in the States typically sees half of the representatives change. This turnover of people leads to changes in opinions and policies, which undermines the respect and trust of other nations, taints the freedoms we cherish, and reduces the attachment and respect of the people toward a political system that shows so many signs of weakness.”
Jefferson himself, the greatest Democrat whom the democracy of America has yet produced, pointed out the same evils. “The instability of our laws,” said he in a letter to Madison, “is really a very serious inconvenience. I think that we ought to have obviated it by deciding that a whole year should always be allowed to elapse between the bringing in of a bill and the final passing of it. It should afterward be discussed and put to the vote without the possibility of making any alteration in it; and if the circumstances of the case required a more speedy decision, the question should not be decided by a simple majority, but by a majority of at least two-thirds of both houses.”
Jefferson himself, the greatest Democrat that American democracy has produced, pointed out the same issues. “The instability of our laws,” he wrote in a letter to Madison, “is really a serious problem. I believe we should prevent this by ensuring that a full year always passes between introducing a bill and its final approval. It should then be discussed and voted on without the possibility of any changes; and if the situation requires a quicker decision, the question should not be decided by a simple majority, but by a majority of at least two-thirds of both houses.”
Public Officers Under The Control Of The Democracy In America Simple exterior of the American public officers—No official costume—All public officers are remunerated—Political consequences of this system—No public career exists in America—Result of this.
Public Officers Under The Control Of The Democracy In America Simple appearance of American public officials—No official uniform—All public officials are paid—Political implications of this system—There is no public career in America—Consequences of this.
Public officers in the United States are commingled with the crowd of citizens; they have neither palaces, nor guards, nor ceremonial costumes. This simple exterior of the persons in authority is connected not only with the peculiarities of the American character, but with the fundamental principles of that society. In the estimation of the democracy a government is not a benefit, but a necessary evil. A certain degree of power must be granted to public officers, for they would be of no use without it. But the ostensible semblance of authority is by no means indispensable to the conduct of affairs, and it is needlessly offensive to the susceptibility of the public. The public officers themselves are well aware that they only enjoy the superiority over their fellow-citizens which they derive from their authority upon condition of putting themselves on a level with the whole community by their manners. A public officer in the United States is uniformly civil, accessible to all the world, attentive to all requests, and obliging in his replies. I was pleased by these characteristics of a democratic government; and I was struck by the manly independence of the citizens, who respect the office more than the officer, and who are less attached to the emblems of authority than to the man who bears them.
Public officials in the United States blend in with the general population; they don’t have lavish palaces, guards, or formal outfits. This casual appearance of those in power is tied not only to the unique traits of the American character but also to the basic principles of that society. In the eyes of the democracy, government is seen as a necessary evil rather than a benefit. A certain level of power must be given to public officials, as they wouldn’t be effective without it. However, the visible display of authority is not essential for managing affairs, and it can unnecessarily upset the public. The public officials themselves know that their superiority over fellow citizens comes from their authority only if they also connect with the community through their behavior. A public official in the U.S. is always polite, approachable to everyone, responsive to requests, and accommodating in their replies. I appreciated these traits of a democratic government; and I was impressed by the strong independence of the citizens, who value the office more than the individual holding it and who are more attached to the person in charge than to the symbols of authority.
I am inclined to believe that the influence which costumes really exercise, in an age like that in which we live, has been a good deal exaggerated. I never perceived that a public officer in America was the less respected whilst he was in the discharge of his duties because his own merit was set off by no adventitious signs. On the other hand, it is very doubtful whether a peculiar dress contributes to the respect which public characters ought to have for their own position, at least when they are not otherwise inclined to respect it. When a magistrate (and in France such instances are not rare) indulges his trivial wit at the expense of the prisoner, or derides the predicament in which a culprit is placed, it would be well to deprive him of his robes of office, to see whether he would recall some portion of the natural dignity of mankind when he is reduced to the apparel of a private citizen.
I tend to think that the impact of costumes in our current age is often overstated. I've never noticed that a public official in America earns less respect simply because their own abilities aren't highlighted by flashy attire. On the flip side, it's questionable whether a specific outfit actually adds to the respect that public figures should have for their roles, especially if they aren't already inclined to respect it. When a judge (and in France, these cases are fairly common) makes jokes at the expense of a defendant or mocks their situation, it might be worthwhile to strip them of their official robes to see if they would regain some sense of the inherent dignity of being human when faced with the clothing of an ordinary citizen.
A democracy may, however, allow a certain show of magisterial pomp, and clothe its officers in silks and gold, without seriously compromising its principles. Privileges of this kind are transitory; they belong to the place, and are distinct from the individual: but if public officers are not uniformly remunerated by the State, the public charges must be entrusted to men of opulence and independence, who constitute the basis of an aristocracy; and if the people still retains its right of election, that election can only be made from a certain class of citizens. When a democratic republic renders offices which had formerly been remunerated gratuitous, it may safely be believed that the State is advancing to monarchical institutions; and when a monarchy begins to remunerate such officers as had hitherto been unpaid, it is a sure sign that it is approaching toward a despotic or a republican form of government. The substitution of paid for unpaid functionaries is of itself, in my opinion, sufficient to constitute a serious revolution.
A democracy can, however, showcase a bit of official grandeur and dress its leaders in fine clothes and gold without seriously undermining its principles. These kinds of privileges are temporary; they are tied to the role and separate from the individual: but if public officials aren’t consistently paid by the State, then the public responsibilities must be handed over to wealthy and independent individuals, forming an aristocracy; and if the people still have the right to vote, that vote can only come from a specific class of citizens. When a democratic republic starts making positions that were previously unpaid into paid ones, it’s a strong indication that the State is moving toward monarchic institutions; and when a monarchy begins to pay officials who were previously unpaid, it clearly signals that it’s shifting toward either a despotic or republican form of government. In my view, replacing unpaid officials with paid ones alone is enough to mark a significant revolution.
I look upon the entire absence of gratuitous functionaries in America as one of the most prominent signs of the absolute dominion which democracy exercises in that country. All public services, of whatsoever nature they may be, are paid; so that every one has not merely the right, but also the means of performing them. Although, in democratic States, all the citizens are qualified to occupy stations in the Government, all are not tempted to try for them. The number and the capacities of the candidates are more apt to restrict the choice of electors than the connections of the candidateship.
I see the complete lack of unnecessary officials in America as one of the clearest signs of the strong control that democracy has in that country. All public services, no matter what type they are, are paid for; so everyone not only has the right but also the means to perform them. Even though in democratic states, all citizens can take on government positions, not everyone is motivated to go for them. The number and skills of the candidates tend to limit the choices for voters more than the relationships of the candidates.
In nations in which the principle of election extends to every place in the State no political career can, properly speaking, be said to exist. Men are promoted as if by chance to the rank which they enjoy, and they are by no means sure of retaining it. The consequence is that in tranquil times public functions offer but few lures to ambition. In the United States the persons who engage in the perplexities of political life are individuals of very moderate pretensions. The pursuit of wealth generally diverts men of great talents and of great passions from the pursuit of power, and it very frequently happens that a man does not undertake to direct the fortune of the State until he has discovered his incompetence to conduct his own affairs. The vast number of very ordinary men who occupy public stations is quite as attributable to these causes as to the bad choice of the democracy. In the United States, I am not sure that the people would return the men of superior abilities who might solicit its support, but it is certain that men of this description do not come forward.
In countries where elections are held everywhere in the state, you can't really say that a true political career exists. People get promoted to their positions almost at random, and they can't be certain they'll keep them. As a result, during peaceful times, public roles don’t attract much ambition. In the United States, those who dive into the complexities of political life are usually people with very modest goals. The pursuit of wealth often pulls talented and passionate individuals away from seeking power, and it's common for someone to take on the task of managing the state's affairs only after realizing they can't handle their own. The large number of average individuals in public office is just as much due to these factors as it is to poor choices made by the electorate. In the U.S., I’m not sure the people would choose to re-elect highly skilled individuals who might seek their support, but it’s clear that such individuals don’t step forward.
Arbitrary Power Of Magistrates Under The Rule Of The American Democracy
Arbitrary Power of Officials Under the Rule of American Democracy
For what reason the arbitrary power of Magistrates is greater in absolute monarchies and in democratic republics than it is in limited monarchies—Arbitrary power of the Magistrates in New England.
For what reason is the arbitrary power of officials greater in absolute monarchies and democratic republics than in limited monarchies—arbitrary power of the officials in New England.
In two different kinds of government the magistrates *a exercise a considerable degree of arbitrary power; namely, under the absolute government of a single individual, and under that of a democracy. This identical result proceeds from causes which are nearly analogous.
In two different types of government, the officials hold a significant amount of arbitrary power; specifically, in the absolute rule of one person and in a democracy. This same outcome arises from causes that are quite similar.
a
[ I here use the word magistrates in the widest sense in which it can be taken;
I apply it to all the officers to whom the execution of the laws is intrusted.]
a
[ I’m using the term magistrates in its broadest sense; I’m referring to all the officials charged with enforcing the laws.]
In despotic States the fortune of no citizen is secure; and public officers are not more safe than private individuals. The sovereign, who has under his control the lives, the property, and sometimes the honor of the men whom he employs, does not scruple to allow them a great latitude of action, because he is convinced that they will not use it to his prejudice. In despotic States the sovereign is so attached to the exercise of his power, that he dislikes the constraint even of his own regulations; and he is well pleased that his agents should follow a somewhat fortuitous line of conduct, provided he be certain that their actions will never counteract his desires.
In oppressive states, no citizen feels secure; public officials are just as vulnerable as private individuals. The ruler, who controls the lives, property, and sometimes the reputation of those he employs, freely grants them a lot of leeway because he believes they won't act against his interests. In these states, the ruler is so committed to maintaining his power that he resents the restrictions of his own rules. He’s happy for his agents to take a somewhat random approach, as long as he knows their actions will never go against his wishes.
In democracies, as the majority has every year the right of depriving the officers whom it has appointed of their power, it has no reason to fear any abuse of their authority. As the people is always able to signify its wishes to those who conduct the Government, it prefers leaving them to make their own exertions to prescribing an invariable rule of conduct which would at once fetter their activity and the popular authority.
In democracies, since the majority has the right every year to remove the officials it has appointed from their positions, there’s no reason to fear any abuse of their power. Because the people can always express their wishes to those running the government, they prefer to let them make their own efforts rather than setting strict rules that would restrict both their actions and the authority of the people.
It may even be observed, on attentive consideration, that under the rule of a democracy the arbitrary power of the magistrate must be still greater than in despotic States. In the latter the sovereign has the power of punishing all the faults with which he becomes acquainted, but it would be vain for him to hope to become acquainted with all those which are committed. In the former the sovereign power is not only supreme, but it is universally present. The American functionaries are, in point of fact, much more independent in the sphere of action which the law traces out for them than any public officer in Europe. Very frequently the object which they are to accomplish is simply pointed out to them, and the choice of the means is left to their own discretion.
It can even be seen, upon close examination, that in a democracy, the arbitrary power of the officials is likely to be even greater than in authoritarian states. In the latter, the ruler can punish all the offenses they become aware of, but it would be pointless for them to expect to know about all the wrongdoings that occur. In democracies, the governing power is not only supreme but is also everywhere present. American officials are, in fact, much more independent in the areas of action defined by the law than any public servant in Europe. Often, the goals they need to achieve are simply laid out for them, and they have the freedom to choose how to reach those goals.
In New England, for instance, the selectmen of each township are bound to draw up the list of persons who are to serve on the jury; the only rule which is laid down to guide them in their choice is that they are to select citizens possessing the elective franchise and enjoying a fair reputation. *b In France the lives and liberties of the subjects would be thought to be in danger if a public officer of any kind was entrusted with so formidable a right. In New England the same magistrates are empowered to post the names of habitual drunkards in public-houses, and to prohibit the inhabitants of a town from supplying them with liquor. *c A censorial power of this excessive kind would be revolting to the population of the most absolute monarchies; here, however, it is submitted to without difficulty.
In New England, for example, the selectmen of each town are required to create a list of people who will serve on the jury; the only guideline for their selection is that they should choose citizens who have the right to vote and have a good reputation. *b In France, the lives and freedoms of citizens would be seen as at risk if a public official was given such significant power. In New England, the same officials can publicly list the names of habitual drunkards in taverns and ban the residents of a town from giving them alcohol. *c Such a high level of censorship would be shocking to the people in the most absolute monarchies; however, here it is accepted without much resistance.
b
[ See the Act of February 27, 1813. “General Collection of the Laws of
Massachusetts,” vol. ii. p. 331. It should be added that the jurors are
afterwards drawn from these lists by lot.]
b
[ See the Act of February 27, 1813. “General Collection of the Laws of Massachusetts,” vol. ii. p. 331. It should be noted that the jurors are later selected from these lists by random drawing.]
c
[ See Act of February 28, 1787. “General Collection of the Laws of
Massachusetts,” vol. i. p. 302.]
c
[ See Act of February 28, 1787. “General Collection of the Laws of Massachusetts,” vol. i. p. 302.]
Nowhere has so much been left by the law to the arbitrary determination of the magistrate as in democratic republics, because this arbitrary power is unattended by any alarming consequences. It may even be asserted that the freedom of the magistrate increases as the elective franchise is extended, and as the duration of the time of office is shortened. Hence arises the great difficulty which attends the conversion of a democratic republic into a monarchy. The magistrate ceases to be elective, but he retains the rights and the habits of an elected officer, which lead directly to despotism.
Nowhere has the law left so much to the discretion of the magistrate as in democratic republics, because this unchecked power doesn't usually come with serious consequences. It could even be argued that the magistrate's freedom increases as voting rights expand and the length of their term is reduced. This creates a significant challenge when trying to turn a democratic republic into a monarchy. The magistrate stops being elected but still holds the rights and practices of someone who was elected, which can easily lead to tyranny.
It is only in limited monarchies that the law, which prescribes the sphere in which public officers are to act, superintends all their measures. The cause of this may be easily detected. In limited monarchies the power is divided between the King and the people, both of whom are interested in the stability of the magistrate. The King does not venture to place the public officers under the control of the people, lest they should be tempted to betray his interests; on the other hand, the people fears lest the magistrates should serve to oppress the liberties of the country, if they were entirely dependent upon the Crown; they cannot therefore be said to depend on either one or the other. The same cause which induces the king and the people to render public officers independent suggests the necessity of such securities as may prevent their independence from encroaching upon the authority of the former and the liberties of the latter. They consequently agree as to the necessity of restricting the functionary to a line of conduct laid down beforehand, and they are interested in confining him by certain regulations which he cannot evade.
In limited monarchies, the law that defines how public officials should operate closely oversees all their actions. The reason for this is clear. In these monarchies, power is shared between the King and the people, both of whom want to maintain the stability of the officials. The King is reluctant to put public officers fully under the people's control to avoid risking his interests, while the people worry that officials might misuse their power to infringe on the country's freedoms if they were completely at the mercy of the Crown. Therefore, these officers can’t be said to fully depend on either side. The same reasons that lead the King and the people to want public officials to be independent also highlight the need for safeguards to ensure that this independence doesn’t undermine the King’s authority or the people’s liberties. As a result, both parties recognize the importance of restricting public officials to a predetermined course of action, and they are motivated to bind them with specific regulations that they cannot sidestep.
Chapter XIII: Government Of The Democracy In America—Part II
Instability Of The Administration In The United States
In America the public acts of a community frequently leave fewer traces than the occurrences of a family—Newspapers the only historical remains—Instability of the administration prejudicial to the art of government.
In America, the public actions of a community often leave fewer marks than those of a family—newspapers being the only historical evidence—an unstable government harmful to the art of governance.
The authority which public men possess in America is so brief, and they are so soon commingled with the ever-changing population of the country, that the acts of a community frequently leave fewer traces than the occurrences of a private family. The public administration is, so to speak, oral and traditionary. But little is committed to writing, and that little is wafted away forever, like the leaves of the Sibyl, by the smallest breeze.
The influence that public figures have in America is short-lived, and they quickly blend in with the constantly shifting population, so the actions of a community often leave less of an impression than those of a private family. Public administration is, in a sense, spoken and based on tradition. Very little is written down, and even that is swept away forever, like the leaves of the Sibyl, by the slightest breeze.
The only historical remains in the United States are the newspapers; but if a number be wanting, the chain of time is broken, and the present is severed from the past. I am convinced that in fifty years it will be more difficult to collect authentic documents concerning the social condition of the Americans at the present day than it is to find remains of the administration of France during the Middle Ages; and if the United States were ever invaded by barbarians, it would be necessary to have recourse to the history of other nations in order to learn anything of the people which now inhabits them.
The only historical remnants in the United States are the newspapers; but if some are missing, the continuity of time is disrupted, and the present becomes disconnected from the past. I believe that in fifty years, it will be harder to find authentic documents about the social conditions of Americans today than it is to locate records from France’s administration during the Middle Ages. If the United States were ever invaded by outsiders, we would need to look to the history of other nations to learn anything about the people who currently live here.
The instability of the administration has penetrated into the habits of the people: it even appears to suit the general taste, and no one cares for what occurred before his time. No methodical system is pursued; no archives are formed; and no documents are brought together when it would be very easy to do so. Where they exist, little store is set upon them; and I have amongst my papers several original public documents which were given to me in answer to some of my inquiries. In America society seems to live from hand to mouth, like an army in the field. Nevertheless, the art of administration may undoubtedly be ranked as a science, and no sciences can be improved if the discoveries and observations of successive generations are not connected together in the order in which they occur. One man, in the short space of his life remarks a fact; another conceives an idea; the former invents a means of execution, the latter reduces a truth to a fixed proposition; and mankind gathers the fruits of individual experience upon its way and gradually forms the sciences. But the persons who conduct the administration in America can seldom afford any instruction to each other; and when they assume the direction of society, they simply possess those attainments which are most widely disseminated in the community, and no experience peculiar to themselves. Democracy, carried to its furthest limits, is therefore prejudicial to the art of government; and for this reason it is better adapted to a people already versed in the conduct of an administration than to a nation which is uninitiated in public affairs.
The instability of the government has seeped into the people's habits: it even seems to fit the general mindset, and no one cares about what happened before their time. There's no systematic approach; no records are kept; and no documents are gathered when it would be quite easy to do so. When they do exist, they aren't valued highly; I have several original public documents among my papers that were given to me in response to some of my inquiries. In America, society often reacts in the moment, like troops in the field. Still, the art of administration can definitely be considered a science, and no sciences can improve if the findings and insights of different generations aren't connected in the order they occur. One person notes a fact in their short life; another comes up with an idea; the first invents a way to make it happen, and the second turns a truth into a fixed principle; and humanity builds on individual experiences over time to form sciences. However, the people who run the government in America rarely have the opportunity to teach each other. When they take charge of society, they only have the knowledge that is most common in the community, with no unique experience of their own. Therefore, democracy, pushed to its limits, is a disadvantage to the art of governing; for this reason, it’s better suited to a people who are already familiar with managing administration than to a nation that lacks experience in public affairs.
This remark, indeed, is not exclusively applicable to the science of administration. Although a democratic government is founded upon a very simple and natural principle, it always presupposes the existence of a high degree of culture and enlightenment in society. *d At the first glance it may be imagined to belong to the earliest ages of the world; but maturer observation will convince us that it could only come last in the succession of human history.
This statement isn’t just relevant to the field of administration. Even though a democratic government is based on a straightforward and natural principle, it always assumes that society has a high level of culture and awareness. At first glance, it might seem like it belongs to the earliest times in history, but a more thoughtful look will show us that it could only have emerged later in the development of human history.
d
[ It is needless to observe that I speak here of the democratic form of
government as applied to a people, not merely to a tribe.]
d
[ It's important to note that I'm talking about the democratic form of government as it applies to a population, not just to a tribe.]
Charges Levied By The State Under The Rule Of The American Democracy
Charges Imposed By The State Under The Principles Of American Democracy
In all communities citizens divisible into three classes—Habits of each of these classes in the direction of public finances—Why public expenditure must tend to increase when the people governs—What renders the extravagance of a democracy less to be feared in America—Public expenditure under a democracy.
In every community, citizens can be grouped into three classes—The habits of each class regarding public finances—Why public spending tends to rise when the people are in charge—What makes the extravagance of a democracy less concerning in America—Public spending in a democracy.
Before we can affirm whether a democratic form of government is economical or not, we must establish a suitable standard of comparison. The question would be one of easy solution if we were to attempt to draw a parallel between a democratic republic and an absolute monarchy. The public expenditure would be found to be more considerable under the former than under the latter; such is the case with all free States compared to those which are not so. It is certain that despotism ruins individuals by preventing them from producing wealth, much more than by depriving them of the wealth they have produced; it dries up the source of riches, whilst it usually respects acquired property. Freedom, on the contrary, engenders far more benefits than it destroys; and the nations which are favored by free institutions invariably find that their resources increase even more rapidly than their taxes.
Before we can determine whether a democratic form of government is cost-effective, we need to establish a proper standard for comparison. The question would be easy to solve if we compared a democratic republic to an absolute monarchy. Public spending would be found to be higher in the former than in the latter; this is true for all free countries compared to those that are not. It’s clear that despotism harms individuals more by preventing them from generating wealth than by taking away their existing wealth; it depletes the source of riches while usually respecting owned property. Freedom, on the other hand, creates far more benefits than it eliminates; and nations blessed with free institutions consistently find that their resources grow even faster than their taxes.
My present object is to compare free nations to each other, and to point out the influence of democracy upon the finances of a State.
My current goal is to compare free nations to one another and highlight the impact of democracy on a country's finances.
Communities, as well as organic bodies, are subject to certain fixed rules in their formation which they cannot evade. They are composed of certain elements which are common to them at all times and under all circumstances. The people may always be mentally divided into three distinct classes. The first of these classes consists of the wealthy; the second, of those who are in easy circumstances; and the third is composed of those who have little or no property, and who subsist more especially by the work which they perform for the two superior orders. The proportion of the individuals who are included in these three divisions may vary according to the condition of society, but the divisions themselves can never be obliterated.
Communities, like living organisms, follow certain fixed rules in how they form that they can't get around. They consist of certain elements that are always present, regardless of the situation. People can typically be categorized into three distinct classes. The first class is made up of the wealthy; the second includes those who are comfortably off; and the third consists of those who have little or no property and mainly survive through the work they do for the two higher classes. The number of individuals in these three categories may change based on societal conditions, but the categories themselves will always exist.
It is evident that each of these classes will exercise an influence peculiar to its own propensities upon the administration of the finances of the State. If the first of the three exclusively possesses the legislative power, it is probable that it will not be sparing of the public funds, because the taxes which are levied on a large fortune only tend to diminish the sum of superfluous enjoyment, and are, in point of fact, but little felt. If the second class has the power of making the laws, it will certainly not be lavish of taxes, because nothing is so onerous as a large impost which is levied upon a small income. The government of the middle classes appears to me to be the most economical, though perhaps not the most enlightened, and certainly not the most generous, of free governments.
It’s clear that each of these classes will have a unique influence based on their tendencies regarding the management of state finances. If the first class holds all the legislative power, it’s likely they won’t be cautious with public funds, since taxes on large fortunes mainly reduce excess enjoyment and are hardly felt in reality. If the second class has the power to make laws, they definitely won’t be excessive with taxes, because nothing weighs heavily like a big tax imposed on a small income. In my view, the government run by the middle classes is the most fiscally responsible, though it may not be the most insightful or the most generous among free governments.
But let us now suppose that the legislative authority is vested in the lowest orders: there are two striking reasons which show that the tendency of the expenditure will be to increase, not to diminish. As the great majority of those who create the laws are possessed of no property upon which taxes can be imposed, all the money which is spent for the community appears to be spent to their advantage, at no cost of their own; and those who are possessed of some little property readily find means of regulating the taxes so that they are burdensome to the wealthy and profitable to the poor, although the rich are unable to take the same advantage when they are in possession of the Government.
But let's now assume that the legislative power is held by the lowest classes: there are two clear reasons that show the spending will tend to increase, not decrease. Since the vast majority of those who make the laws have no property to be taxed, all the money spent for the community seems to benefit them at no personal cost. Meanwhile, those with some property easily find ways to set taxes that weigh heavily on the wealthy and benefit the poor, even though the rich can't take the same advantage when they are in control of the government.
In countries in which the poor *e should be exclusively invested with the power of making the laws no great economy of public expenditure ought to be expected: that expenditure will always be considerable; either because the taxes do not weigh upon those who levy them, or because they are levied in such a manner as not to weigh upon those classes. In other words, the government of the democracy is the only one under which the power which lays on taxes escapes the payment of them.
In countries where the poor should have the sole authority to create laws, we shouldn't expect to see significant savings in public spending. That spending will always be substantial, either because taxes don't burden those who impose them, or because they're collected in a way that doesn't affect certain groups. In other words, a democratic government is the only one where those who impose taxes avoid paying them themselves.
e
[ The word poor is used here, and throughout the remainder of this chapter, in
a relative, not in an absolute sense. Poor men in America would often appear
rich in comparison with the poor of Europe; but they may with propriety by
styled poor in comparison with their more affluent countrymen.]
e
[ The term "poor" is used here, and throughout this chapter, in a relative, not an absolute sense. Poor people in America might seem wealthy compared to the poor in Europe; however, they can still be rightfully called poor when compared to their wealthier fellow citizens.]
It may be objected (but the argument has no real weight) that the true interest of the people is indissolubly connected with that of the wealthier portion of the community, since it cannot but suffer by the severe measures to which it resorts. But is it not the true interest of kings to render their subjects happy, and the true interest of nobles to admit recruits into their order on suitable grounds? If remote advantages had power to prevail over the passions and the exigencies of the moment, no such thing as a tyrannical sovereign or an exclusive aristocracy could ever exist.
It might be argued (though this argument isn't really strong) that the true interests of the people are closely tied to those of the wealthier members of society, as the people will inevitably be harmed by the harsh measures that are taken. But isn’t it in the best interest of kings to make their subjects happy, and in the best interest of nobles to accept new members into their ranks under fair conditions? If distant advantages had the ability to outweigh immediate desires and needs, then there wouldn't be such a thing as a tyrannical ruler or an exclusive aristocracy.
Again, it may be objected that the poor are never invested with the sole power of making the laws; but I reply, that wherever universal suffrage has been established the majority of the community unquestionably exercises the legislative authority; and if it be proved that the poor always constitute the majority, it may be added, with perfect truth, that in the countries in which they possess the elective franchise they possess the sole power of making laws. But it is certain that in all the nations of the world the greater number has always consisted of those persons who hold no property, or of those whose property is insufficient to exempt them from the necessity of working in order to procure an easy subsistence. Universal suffrage does therefore, in point of fact, invest the poor with the government of society.
Again, some might argue that the poor never have the exclusive power to make laws; however, I counter that wherever universal suffrage exists, the majority of the community clearly holds legislative authority. If it can be shown that the poor always make up the majority, it is completely true to say that in the countries where they have the right to vote, they indeed possess the sole power to create laws. It is also clear that in all nations of the world, the largest group has always been those without property or those whose property is not enough to free them from the need to work for a comfortable living. Therefore, universal suffrage effectively empowers the poor to govern society.
The disastrous influence which popular authority may sometimes exercise upon the finances of a State was very clearly seen in some of the democratic republics of antiquity, in which the public treasure was exhausted in order to relieve indigent citizens, or to supply the games and theatrical amusements of the populace. It is true that the representative system was then very imperfectly known, and that, at the present time, the influence of popular passion is less felt in the conduct of public affairs; but it may be believed that the delegate will in the end conform to the principles of his constituents, and favor their propensities as much as their interests.
The harmful impact that popular authority can sometimes have on a government's finances was clearly evident in some of the democratic republics of ancient times, where the public treasury was drained to support needy citizens or fund games and theatrical entertainment for the people. While it's true that the representative system was not very well developed back then, and today the influence of popular passion is less prominent in public affairs, it's likely that delegates will ultimately align with the values of their constituents, catering to their preferences as much as their interests.
The extravagance of democracy is, however, less to be dreaded in proportion as the people acquires a share of property, because on the one hand the contributions of the rich are then less needed, and, on the other, it is more difficult to lay on taxes which do not affect the interests of the lower classes. On this account universal suffrage would be less dangerous in France than in England, because in the latter country the property on which taxes may be levied is vested in fewer hands. America, where the great majority of the citizens possess some fortune, is in a still more favorable position than France.
The excesses of democracy are not as concerning when more people have property. This is because the wealthy are less needed to contribute, and it's harder to impose taxes that don't impact the lower classes. For this reason, universal suffrage would be less risky in France than in England, where property and tax burdens are concentrated in fewer hands. America, where the vast majority of citizens own some wealth, is in an even better position than France.
There are still further causes which may increase the sum of public expenditure in democratic countries. When the aristocracy governs, the individuals who conduct the affairs of State are exempted by their own station in society from every kind of privation; they are contented with their position; power and renown are the objects for which they strive; and, as they are placed far above the obscurer throng of citizens, they do not always distinctly perceive how the well-being of the mass of the people ought to redound to their own honor. They are not indeed callous to the sufferings of the poor, but they cannot feel those miseries as acutely as if they were themselves partakers of them. Provided that the people appear to submit to its lot, the rulers are satisfied, and they demand nothing further from the Government. An aristocracy is more intent upon the means of maintaining its influence than upon the means of improving its condition.
There are still additional reasons that can increase public spending in democratic countries. When aristocrats are in power, the officials running the government are shielded by their social status from all kinds of hardships; they are satisfied with their roles. Their ambitions center around power and fame, and since they are positioned well above the average citizens, they often fail to see how the welfare of the general population should reflect positively on them. They aren't indifferent to the struggles of the poor, but they can't fully feel those hardships as if they were experiencing them themselves. As long as the people seem to accept their situation, the leaders are content and expect nothing more from the government. An aristocracy is more focused on maintaining its influence than on improving its own circumstances.
When, on the contrary, the people is invested with the supreme authority, the perpetual sense of their own miseries impels the rulers of society to seek for perpetual ameliorations. A thousand different objects are subjected to improvement; the most trivial details are sought out as susceptible of amendment; and those changes which are accompanied with considerable expense are more especially advocated, since the object is to render the condition of the poor more tolerable, who cannot pay for themselves.
When, on the other hand, the people have supreme authority, their ongoing awareness of their struggles drives society's leaders to look for constant improvements. Countless aspects are targeted for enhancement; even the smallest details are examined for potential fixes; and changes that require significant investment are particularly promoted, as the goal is to make life more bearable for the poor, who can't afford to improve their situation.
Moreover, all democratic communities are agitated by an ill-defined excitement and by a kind of feverish impatience, that engender a multitude of innovations, almost all of which are attended with expense.
Moreover, all democratic communities are stirred by a vague excitement and a sort of restless impatience, which bring about a lot of changes, almost all of which come with a cost.
In monarchies and aristocracies the natural taste which the rulers have for power and for renown is stimulated by the promptings of ambition, and they are frequently incited by these temptations to very costly undertakings. In democracies, where the rulers labor under privations, they can only be courted by such means as improve their well-being, and these improvements cannot take place without a sacrifice of money. When a people begins to reflect upon its situation, it discovers a multitude of wants to which it had not before been subject, and to satisfy these exigencies recourse must be had to the coffers of the State. Hence it arises that the public charges increase in proportion as civilization spreads, and that imposts are augmented as knowledge pervades the community.
In monarchies and aristocracies, the rulers' natural desire for power and fame is fueled by their ambition, often pushing them toward very expensive ventures. In democracies, where leaders face challenges, they can only be influenced by improvements to their quality of life, and these enhancements require financial sacrifices. When a society starts to think about its circumstances, it uncovers many new needs that it wasn't aware of before, and to meet these demands, they must turn to the government's resources. This is why public expenditures rise as civilization advances and taxes increase as knowledge spreads among the people.
The last cause which frequently renders a democratic government dearer than any other is, that a democracy does not always succeed in moderating its expenditure, because it does not understand the art of being economical. As the designs which it entertains are frequently changed, and the agents of those designs are still more frequently removed, its undertakings are often ill conducted or left unfinished: in the former case the State spends sums out of all proportion to the end which it proposes to accomplish; in the second, the expense itself is unprofitable. *f
The final reason that often makes a democratic government more expensive than others is that a democracy doesn't always manage to control its spending, as it struggles to be economical. Since the goals it pursues often change, and the people responsible for those goals are frequently replaced, its projects are often poorly managed or left incomplete: in the first case, the government spends far more than necessary to achieve its objectives; in the second case, the spending itself yields no benefits.
f
[ The gross receipts of the Treasury of the United States in 1832 were about
$28,000,000; in 1870 they had risen to $411,000,000. The gross expenditure in
1832 was $30,000,000; in 1870, $309,000,000.]
f
[ The total income of the United States Treasury in 1832 was around $28 million; by 1870, it had increased to $411 million. The total spending in 1832 was $30 million; in 1870, it was $309 million.]
Tendencies Of The American Democracy As Regards The Salaries Of Public Officers
Tendencies of American Democracy Regarding the Salaries of Public Officials
In the democracies those who establish high salaries have no chance of profiting by them—Tendency of the American democracy to increase the salaries of subordinate officers and to lower those of the more important functionaries—Reason of this—Comparative statement of the salaries of public officers in the United States and in France.
In democracies, those who set high salaries have no way to benefit from them—The tendency in American democracy is to raise the pay of lower-ranking officials while decreasing the pay of more important ones—The reason for this—A comparative look at the salaries of public officials in the United States and France.
There is a powerful reason which usually induces democracies to economize upon the salaries of public officers. As the number of citizens who dispense the remuneration is extremely large in democratic countries, so the number of persons who can hope to be benefited by the receipt of it is comparatively small. In aristocratic countries, on the contrary, the individuals who fix high salaries have almost always a vague hope of profiting by them. These appointments may be looked upon as a capital which they create for their own use, or at least as a resource for their children.
There’s a strong reason why democracies often cut the salaries of public officials. In democratic countries, the number of citizens who pay these salaries is very large, while the number of people who might actually benefit from them is relatively small. In contrast, in aristocratic countries, those who set high salaries usually have some hope of benefiting from them. They might see these positions as an investment they’re creating for their own benefit, or at least as a way to support their children.
It must, however, be allowed that a democratic State is most parsimonious towards its principal agents. In America the secondary officers are much better paid, and the dignitaries of the administration much worse, than they are elsewhere.
It must, however, be acknowledged that a democratic state is very frugal with its main officials. In America, the lower-level officers are paid much better, while the leaders of the administration are compensated much worse than they are in other places.
These opposite effects result from the same cause; the people fixes the salaries of the public officers in both cases; and the scale of remuneration is determined by the consideration of its own wants. It is held to be fair that the servants of the public should be placed in the same easy circumstances as the public itself; *g but when the question turns upon the salaries of the great officers of State, this rule fails, and chance alone can guide the popular decision. The poor have no adequate conception of the wants which the higher classes of society may feel. The sum which is scanty to the rich appears enormous to the poor man whose wants do not extend beyond the necessaries of life; and in his estimation the Governor of a State, with his twelve or fifteen hundred dollars a year, is a very fortunate and enviable being. *h If you undertake to convince him that the representative of a great people ought to be able to maintain some show of splendor in the eyes of foreign nations, he will perhaps assent to your meaning; but when he reflects on his own humble dwelling, and on the hard-earned produce of his wearisome toil, he remembers all that he could do with a salary which you say is insufficient, and he is startled or almost frightened at the sight of such uncommon wealth. Besides, the secondary public officer is almost on a level with the people, whilst the others are raised above it. The former may therefore excite his interest, but the latter begins to arouse his envy.
These opposite effects come from the same cause; the people determine the salaries of public officials in both cases, and the amount of pay is based on their own needs. It seems fair that public servants should have similar comfortable circumstances as the public itself; but when it comes to the salaries of high-ranking government officials, this rule breaks down, and chance alone influences popular opinion. The poor don’t fully understand the needs that the higher classes may have. What seems like a small amount to the wealthy looks like a fortune to the poor person whose needs only extend to basic necessities. In his eyes, a governor earning twelve or fifteen hundred dollars a year is quite fortunate and enviable. If you try to convince him that the representative of a large population should maintain some level of grandeur in the eyes of other countries, he might agree; but when he thinks about his own modest home and the hard-earned fruits of his labor, he remembers everything he could do with the salary you claim is inadequate, and he feels shocked or even scared at the sight of such extraordinary wealth. Moreover, the lower-ranking public official is almost on the same level as the people, while the higher officials are elevated above them. Thus, the former may spark his interest, but the latter tends to provoke his envy.
g
[ The easy circumstances in which secondary functionaries are placed in the
United States result also from another cause, which is independent of the
general tendencies of democracy; every kind of private business is very
lucrative, and the State would not be served at all if it did not pay its
servants. The country is in the position of a commercial undertaking, which is
obliged to sustain an expensive competition, notwithstanding its tastes for
economy.]
g
[ The comfortable situation of secondary officials in the United States comes from another factor that isn't tied to the overall trends of democracy; every type of private business is quite profitable, and the government wouldn't be effective at all if it didn't compensate its employees. The nation operates like a business that has to support costly competition, even though it prefers to be economical.]
h
[ The State of Ohio, which contains a million of inhabitants, gives its
Governor a salary of only $1,200 a year.]
h
[ The State of Ohio, which has a million residents, pays its Governor a salary of just $1,200 a year.]
This is very clearly seen in the United States, where the salaries seem to decrease as the authority of those who receive them augments *i
This is very clearly seen in the United States, where salaries seem to decrease as the authority of those receiving them increases.
i
[ To render this assertion perfectly evident, it will suffice to examine the
scale of salaries of the agents of the Federal Government. I have added the
salaries attached to the corresponding officers in France under the
constitutional monarchy to complete the comparison.
i
[ To make this claim completely clear, it’s enough to look at the salary scales of the agents of the Federal Government. I’ve included the salaries of the equivalent officers in France under the constitutional monarchy to round out the comparison.
United States
Treasury Department
Messenger ............................ $700
Clerk with lowest salary ............. 1,000
Clerk with highest salary ............ 1,600
Chief Clerk .......................... 2,000
Secretary of State ................... 6,000
The President ........................ 25,000
France
Ministere des Finances
Hussier ........................... 1,500 fr.
Clerk with lowest salary, 1,000 to 1,800 fr.
Clerk with highest salary 3,200 to 8,600 fr.
Secretaire-general ................20,000 fr.
The Minister ......................80,000 fr.
The King ......................12,000,000 fr.
United States
Treasury Department
Messenger ............................ $700
Clerk with lowest salary ............. $1,000
Clerk with highest salary ............ $1,600
Chief Clerk .......................... $2,000
Secretary of State ................... $6,000
The President ........................ $25,000
France
Ministere des Finances
Hussier ........................... 1,500 fr.
Clerk with lowest salary, 1,000 to 1,800 fr.
Clerk with highest salary 3,200 to 8,600 fr.
Secretaire-general ................20,000 fr.
The Minister ......................80,000 fr.
The King ......................12,000,000 fr.
I have perhaps done wrong in selecting France as my standard of comparison. In France the democratic tendencies of the nation exercise an ever-increasing influence upon the Government, and the Chambers show a disposition to raise the low salaries and to lower the principal ones. Thus, the Minister of Finance, who received 160,000 fr. under the Empire, receives 80,000 fr. in 1835: the Directeurs-generaux of Finance, who then received 50,000 fr. now receive only 20,000 fr. [This comparison is based on the state of things existing in France and the United States in 1831. It has since materially altered in both countries, but not so much as to impugn the truth of the author’s observation.]]
I might have made a mistake by using France as my comparison standard. In France, the democratic values of the people are having an increasing impact on the government, and the lawmakers seem inclined to raise the lower salaries while cutting the higher ones. For example, the Minister of Finance, who earned 160,000 francs during the Empire, now earns 80,000 francs in 1835; the Directors of Finance, who previously earned 50,000 francs, now only make 20,000 francs. [This comparison reflects the situation in France and the United States as of 1831. It has since changed significantly in both countries, but not enough to undermine the author's point.]
Under the rule of an aristocracy it frequently happens, on the contrary, that whilst the high officers are receiving munificent salaries, the inferior ones have not more than enough to procure the necessaries of life. The reason of this fact is easily discoverable from causes very analogous to those to which I have just alluded. If a democracy is unable to conceive the pleasures of the rich or to witness them without envy, an aristocracy is slow to understand, or, to speak more correctly, is unacquainted with, the privations of the poor. The poor man is not (if we use the term aright) the fellow of the rich one; but he is a being of another species. An aristocracy is therefore apt to care but little for the fate of its subordinate agents; and their salaries are only raised when they refuse to perform their service for too scanty a remuneration.
Under aristocratic rule, it often happens that while high-ranking officials receive generous salaries, lower-ranking ones barely make enough to cover basic living expenses. The reason for this is easily understood from similar causes that I just mentioned. If a democracy struggles to appreciate the pleasures of the wealthy or observes them with envy, an aristocracy is often slow to grasp, or rather, is unaware of the hardships faced by the poor. The poor person is not, strictly speaking, the equal of the rich; they belong to a different category altogether. Therefore, an aristocracy tends to show little concern for the wellbeing of its lower-level workers, and their salaries are only increased when they refuse to work for insufficient pay.
It is the parsimonious conduct of democracy towards its principal officers which has countenanced a supposition of far more economical propensities than any which it really possesses. It is true that it scarcely allows the means of honorable subsistence to the individuals who conduct its affairs; but enormous sums are lavished to meet the exigencies or to facilitate the enjoyments of the people. *j The money raised by taxation may be better employed, but it is not saved. In general, democracy gives largely to the community, and very sparingly to those who govern it. The reverse is the case in aristocratic countries, where the money of the State is expended to the profit of the persons who are at the head of affairs.
The cautious way democracy treats its main leaders has led to the belief that it is far more frugal than it actually is. While it's true that it hardly provides enough for those managing its affairs to live honorably, it spends huge amounts to address the needs and pleasures of the people. The money collected through taxes might be used more effectively, but it certainly isn't saved. Overall, democracy gives generously to the community while being very stingy with those in power. In contrast, in aristocratic countries, state money is spent to benefit those in charge.
j
[ See the American budgets for the cost of indigent citizens and gratuitous
instruction. In 1831 $250,000 were spent in the State of New York for the
maintenance of the poor, and at least $1,000,000 were devoted to gratuitous
instruction. (William’s “New York Annual Register,” 1832, pp.
205 and 243.) The State of New York contained only 1,900,000 inhabitants in the
year 1830, which is not more than double the amount of population in the
Department du Nord in France.]
j
[ See the American budgets for the cost of assisting low-income citizens and free education. In 1831, $250,000 was spent in the State of New York for the care of the poor, and at least $1,000,000 was dedicated to free education. (William’s “New York Annual Register,” 1832, pp. 205 and 243.) The State of New York had only 1,900,000 residents in 1830, which is no more than twice the population of the Department du Nord in France.]
Difficulty of Distinguishing The Causes Which Contribute To The Economy Of The American Government
Difficulty of Distinguishing the Causes That Contribute to the Economy of the American Government
We are liable to frequent errors in the research of those facts which exercise a serious influence upon the fate of mankind, since nothing is more difficult than to appreciate their real value. One people is naturally inconsistent and enthusiastic; another is sober and calculating; and these characteristics originate in their physical constitution or in remote causes with which we are unacquainted.
We often make mistakes when researching the facts that have a serious impact on humanity's future because it's tough to truly understand their real importance. Some cultures are naturally inconsistent and passionate, while others are rational and cautious; these traits arise from their physical makeup or from distant causes we don't fully understand.
These are nations which are fond of parade and the bustle of festivity, and which do not regret the costly gaieties of an hour. Others, on the contrary, are attached to more retiring pleasures, and seem almost ashamed of appearing to be pleased. In some countries the highest value is set upon the beauty of public edifices; in others the productions of art are treated with indifference, and everything which is unproductive is looked down upon with contempt. In some renown, in others money, is the ruling passion.
These are countries that love celebrations and the excitement of festivities, not regretting the expensive fun of the moment. Others, on the other hand, prefer quieter pleasures and seem almost embarrassed to show happiness. In some places, public buildings are highly valued for their beauty; in others, art is overlooked, and anything deemed unproductive is treated with disdain. In some, fame drives people, while in others, money is the main motivation.
Independently of the laws, all these causes concur to exercise a very powerful influence upon the conduct of the finances of the State. If the Americans never spend the money of the people in galas, it is not only because the imposition of taxes is under the control of the people, but because the people takes no delight in public rejoicings. If they repudiate all ornament from their architecture, and set no store on any but the more practical and homely advantages, it is not only because they live under democratic institutions, but because they are a commercial nation. The habits of private life are continued in public; and we ought carefully to distinguish that economy which depends upon their institutions from that which is the natural result of their manners and customs.
Regardless of the laws, all these factors combine to have a significant impact on how the state's finances are managed. The Americans don't spend public money on celebrations, not just because taxes are controlled by the people, but also because the citizens don't take pleasure in public festivities. Their architecture is free of unnecessary decoration, and they only value practical and simple benefits, not just because they live in a democratic society, but because they are a business-oriented nation. Their private life habits carry over into public life; we should carefully distinguish between the frugality that arises from their institutions and that which is a natural outcome of their behaviors and traditions.
Whether The Expenditure Of The United States Can Be Compared To That Of France
Whether the spending of the United States can be compared to that of France
Two points to be established in order to estimate the extent of the public charges, viz., the national wealth and the rate of taxation—The wealth and the charges of France not accurately known—Why the wealth and charges of the Union cannot be accurately known—Researches of the author with a view to discover the amount of taxation of Pennsylvania—General symptoms which may serve to indicate the amount of the public charges in a given nation—Result of this investigation for the Union.
Two key factors need to be determined to assess the level of public expenses: the national wealth and the tax rate. The wealth and expenses of France are not clearly defined. There are reasons why the wealth and expenses of the Union cannot be precisely determined. The author has conducted research to estimate the amount of taxation in Pennsylvania. There are general signs that can help indicate the level of public expenses in a particular nation. This investigation's findings for the Union are presented here.
Many attempts have recently been made in France to compare the public expenditure of that country with the expenditure of the United States; all these attempts have, however, been unattended by success, and a few words will suffice to show that they could not have had a satisfactory result.
Many recent efforts in France have tried to compare the country’s public spending with that of the United States; however, all these efforts have not been successful, and a few words will be enough to show that they could not have yielded satisfactory results.
In order to estimate the amount of the public charges of a people two preliminaries are indispensable: it is necessary, in the first place, to know the wealth of that people; and in the second, to learn what portion of that wealth is devoted to the expenditure of the State. To show the amount of taxation without showing the resources which are destined to meet the demand, is to undertake a futile labor; for it is not the expenditure, but the relation of the expenditure to the revenue, which it is desirable to know.
To estimate how much people pay in taxes, two things are essential: first, we need to understand the wealth of that population; second, we need to find out how much of that wealth goes towards government spending. Showing the amount of taxes without also showing the resources available to cover these costs is a pointless task; what really matters is not the spending itself, but the relationship between spending and revenue that we need to understand.
The same rate of taxation which may easily be supported by a wealthy contributor will reduce a poor one to extreme misery. The wealth of nations is composed of several distinct elements, of which population is the first, real property the second, and personal property the third. The first of these three elements may be discovered without difficulty. Amongst civilized nations it is easy to obtain an accurate census of the inhabitants; but the two others cannot be determined with so much facility. It is difficult to take an exact account of all the lands in a country which are under cultivation, with their natural or their acquired value; and it is still more impossible to estimate the entire personal property which is at the disposal of a nation, and which eludes the strictest analysis by the diversity and the number of shapes under which it may occur. And, indeed, we find that the most ancient civilized nations of Europe, including even those in which the administration is most central, have not succeeded, as yet, in determining the exact condition of their wealth.
The same tax rate that a wealthy person can easily manage can leave a poor person in severe hardship. The wealth of nations consists of several distinct elements, the first being population, the second real property, and the third personal property. The first of these three elements can be identified without much trouble. In developed countries, it's easy to get an accurate count of the population; however, the other two elements aren’t as easy to determine. It’s challenging to accurately account for all the agricultural land in a country, along with its natural or acquired value; and it's even more impossible to estimate the total personal property available to a nation, which is hard to analyze due to its variety and the countless forms it can take. Indeed, we see that even the oldest civilized nations in Europe, including those with the most centralized administration, have not yet managed to determine the exact status of their wealth.
In America the attempt has never been made; for how would such an investigation be possible in a country where society has not yet settled into habits of regularity and tranquillity; where the national Government is not assisted by a multiple of agents whose exertions it can command and direct to one sole end; and where statistics are not studied, because no one is able to collect the necessary documents, or to find time to peruse them? Thus the primary elements of the calculations which have been made in France cannot be obtained in the Union; the relative wealth of the two countries is unknown; the property of the former is not accurately determined, and no means exist of computing that of the latter.
In America, this kind of investigation has never been attempted; how could it be possible in a country where society hasn’t settled into regular habits and stability; where the national government doesn’t have multiple agents it can direct toward a single purpose; and where statistics aren’t studied because no one can collect the necessary documents or find the time to review them? Therefore, the basic elements needed for the calculations made in France can’t be obtained in the U.S.; the relative wealth of the two countries is unknown; the property of the former isn’t accurately assessed, and there are no means to calculate that of the latter.
I consent, therefore, for the sake of the discussion, to abandon this necessary term of the comparison, and I confine myself to a computation of the actual amount of taxation, without investigating the relation which subsists between the taxation and the revenue. But the reader will perceive that my task has not been facilitated by the limits which I here lay down for my researches.
I agree, then, for the sake of this discussion, to set aside this important term in the comparison, and I will focus only on calculating the actual amount of taxation, without exploring the connection between taxation and revenue. However, the reader will see that my task hasn't been made easier by the boundaries I've set for my research.
It cannot be doubted that the central administration of France, assisted by all the public officers who are at its disposal, might determine with exactitude the amount of the direct and indirect taxes levied upon the citizens. But this investigation, which no private individual can undertake, has not hitherto been completed by the French Government, or, at least, its results have not been made public. We are acquainted with the sum total of the charges of the State; we know the amount of the departmental expenditure; but the expenses of the communal divisions have not been computed, and the amount of the public expenses of France is consequently unknown.
It’s clear that the central government of France, with the help of all the public officials at its disposal, could accurately determine the total amount of direct and indirect taxes imposed on the citizens. However, this assessment, which no private individual can carry out, has not yet been completed by the French Government, or at least, the results haven’t been shared with the public. We know the total costs of the State; we're aware of the departmental spending, but the expenses of the local divisions haven’t been calculated, leaving the total public expenses of France still unknown.
If we now turn to America, we shall perceive that the difficulties are multiplied and enhanced. The Union publishes an exact return of the amount of its expenditure; the budgets of the four and twenty States furnish similar returns of their revenues; but the expenses incident to the affairs of the counties and the townships are unknown. *k
If we now look at America, we can see that the challenges are even greater. The Union provides a detailed account of its spending; the budgets of the twenty-four states offer similar figures for their revenues; however, the costs related to county and township affairs remain undisclosed. *k
k
[ The Americans, as we have seen, have four separate budgets, the Union, the
States, the Counties, and the Townships having each severally their own. During
my stay in America I made every endeavor to discover the amount of the public
expenditure in the townships and counties of the principal States of the Union,
and I readily obtained the budget of the larger townships, but I found it quite
impossible to procure that of the smaller ones. I possess, however, some
documents relating to county expenses, which, although incomplete, are still
curious. I have to thank Mr. Richards, Mayor of Philadelphia, for the budgets
of thirteen of the counties of Pennsylvania, viz., Lebanon, Centre, Franklin,
Fayette, Montgomery, Luzerne, Dauphin, Butler, Alleghany, Columbia,
Northampton, Northumberland, and Philadelphia, for the year 1830. Their
population at that time consisted of 495,207 inhabitants. On looking at the map
of Pennsylvania, it will be seen that these thirteen counties are scattered in
every direction, and so generally affected by the causes which usually
influence the condition of a country, that they may easily be supposed to
furnish a correct average of the financial state of the counties of
Pennsylvania in general; and thus, upon reckoning that the expenses of these
counties amounted in the year 1830 to about $361,650, or nearly 75 cents for
each inhabitant, and calculating that each of them contributed in the same year
about $2.55 towards the Union, and about 75 cents to the State of Pennsylvania,
it appears that they each contributed as their share of all the public expenses
(except those of the townships) the sum of $4.05. This calculation is doubly
incomplete, as it applies only to a single year and to one part of the public
charges; but it has at least the merit of not being conjectural.]
k
[As we've seen, the United States has four distinct budgets: the federal government, the states, the counties, and the townships, each with their own finances. While I was in America, I tried to find out how much money was spent in the townships and counties of the main states, and I managed to get the budget for the larger townships, but I couldn't get the information for the smaller ones. However, I do have some documents about county expenses that, while incomplete, are still interesting. I owe thanks to Mr. Richards, the Mayor of Philadelphia, for providing the budgets for thirteen counties in Pennsylvania for the year 1830: Lebanon, Centre, Franklin, Fayette, Montgomery, Luzerne, Dauphin, Butler, Alleghany, Columbia, Northampton, Northumberland, and Philadelphia. At that time, their population was 495,207. If you look at the map of Pennsylvania, you'll see that these thirteen counties are spread out all over, and they're generally influenced by the same factors that affect a country's condition, making them a good representative sample of the overall financial situation in Pennsylvania's counties. It turns out that the expenses for these counties in 1830 totaled about $361,650, which breaks down to nearly 75 cents per person. On top of that, each county contributed around $2.55 to the federal government and about 75 cents to the state of Pennsylvania, meaning they each provided $4.05 towards public expenses (excluding township costs). This calculation is far from complete since it only covers one year and one aspect of public spending, but at least it doesn't rely on guesswork.]
The authority of the Federal government cannot oblige the provincial governments to throw any light upon this point; and even if these governments were inclined to afford their simultaneous co-operation, it may be doubted whether they possess the means of procuring a satisfactory answer. Independently of the natural difficulties of the task, the political organization of the country would act as a hindrance to the success of their efforts. The county and town magistrates are not appointed by the authorities of the State, and they are not subjected to their control. It is therefore very allowable to suppose that, if the State was desirous of obtaining the returns which we require, its design would be counteracted by the neglect of those subordinate officers whom it would be obliged to employ. *l It is, in point of fact, useless to inquire what the Americans might do to forward this inquiry, since it is certain that they have hitherto done nothing at all. There does not exist a single individual at the present day, in America or in Europe, who can inform us what each citizen of the Union annually contributes to the public charges of the nation. *m [Footnote l: Those who have attempted to draw a comparison between the expenses of France and America have at once perceived that no such comparison could be drawn between the total expenditure of the two countries; but they have endeavored to contrast detached portions of this expenditure. It may readily be shown that this second system is not at all less defective than the first. If I attempt to compare the French budget with the budget of the Union, it must be remembered that the latter embraces much fewer objects than then central Government of the former country, and that the expenditure must consequently be much smaller. If I contrast the budgets of the Departments with those of the States which constitute the Union, it must be observed that, as the power and control exercised by the States is much greater than that which is exercised by the Departments, their expenditure is also more considerable. As for the budgets of the counties, nothing of the kind occurs in the French system of finances; and it is, again, doubtful whether the corresponding expenses should be referred to the budget of the State or to those of the municipal divisions. Municipal expenses exist in both countries, but they are not always analogous. In America the townships discharge a variety of offices which are reserved in France to the Departments or to the State. It may, moreover, be asked what is to be understood by the municipal expenses of America. The organization of the municipal bodies or townships differs in the several States. Are we to be guided by what occurs in New England or in Georgia, in Pennsylvania or in the State of Illinois? A kind of analogy may very readily be perceived between certain budgets in the two countries; but as the elements of which they are composed always differ more or less, no fair comparison can be instituted between them. [The same difficulty exists, perhaps to a greater degree at the present time, when the taxation of America has largely increased.—1874.]]
The authority of the federal government cannot force the provincial governments to clarify this issue; and even if these governments were willing to cooperate at the same time, it’s questionable whether they have the resources to provide a satisfactory answer. Beyond the inherent challenges of the task, the political structure of the country would hinder their success. County and town magistrates are not appointed by state authorities and are not under their control. Therefore, it’s reasonable to assume that if the state wanted the information we need, its efforts would be undermined by the neglect of those subordinate officials it would have to rely on. It is, in reality, pointless to ask what Americans might do to support this inquiry, since it is clear that they have done nothing so far. There isn’t a single person today, in America or Europe, who can tell us what each citizen of the Union contributes annually to the nation's public expenses. Those who have tried to compare the expenses of France and America quickly realize that no proper comparison can be made between the total expenditures of the two countries; however, they have attempted to contrast individual portions of those expenditures. It can be clearly shown that this second approach is just as flawed as the first. If I try to compare the French budget with the Union’s budget, it’s important to remember that the latter encompasses far fewer categories than the central government of the former country, which means the expenditure is consequently much smaller. When comparing the budgets of the Departments with those of the States forming the Union, it's crucial to note that the power and control exerted by the States is much greater than that of the Departments, so their spending is also more substantial. As for county budgets, something similar does not appear in the French financial system; it’s again unclear whether the corresponding costs should be attributed to the state budget or to the municipal divisions. Municipal expenses exist in both countries, but they are not always the same. In America, townships handle various functions that are assigned in France to the Departments or the State. Furthermore, one could question what is meant by municipal expenses in America, as the structure of municipal bodies or townships varies across states. Should we look at what happens in New England, Georgia, Pennsylvania, or Illinois? A kind of analogy can certainly be seen between certain budgets in the two countries; however, because the components of these budgets always differ to some extent, a fair comparison between them cannot be made. The same difficulty exists, perhaps even more so now, as American taxation has significantly increased.
m
[ Even if we knew the exact pecuniary contributions of every French and
American citizen to the coffers of the State, we should only come at a portion
of the truth. Governments do not only demand supplies of money, but they call
for personal services, which may be looked upon as equivalent to a given sum.
When a State raises an army, besides the pay of the troops, which is furnished
by the entire nation, each soldier must give up his time, the value of which
depends on the use he might make of it if he were not in the service. The same
remark applies to the militia; the citizen who is in the militia devotes a
certain portion of valuable time to the maintenance of the public peace, and he
does in reality surrender to the State those earnings which he is prevented
from gaining. Many other instances might be cited in addition to these. The
governments of France and of America both levy taxes of this kind, which weigh
upon the citizens; but who can estimate with accuracy their relative amount in
the two countries?
m
[ Even if we knew the exact financial contributions of every French and American citizen to the government's budget, we would only get part of the whole picture. Governments don't just ask for money; they also require personal services, which can be viewed as being worth a certain amount. When a government raises an army, in addition to paying the soldiers, which is funded by the entire nation, each soldier must give up their time, which is valuable based on how they could use it if they weren't in service. The same is true for the militia; a citizen in the militia dedicates a portion of their valuable time to maintaining public order, effectively giving up the income they could have earned. Many other examples could be mentioned. Both the governments of France and America impose these kinds of taxes, which burden their citizens; but who can accurately measure their relative impact in the two countries?
This, however, is not the last of the difficulties which prevent us from comparing the expenditure of the Union with that of France. The French Government contracts certain obligations which do not exist in America, and vice versa. The French Government pays the clergy; in America the voluntary principle prevails. In America there is a legal provision for the poor; in France they are abandoned to the charity of the public. The French public officers are paid by a fixed salary; in America they are allowed certain perquisites. In France contributions in kind take place on very few roads; in America upon almost all the thoroughfares: in the former country the roads are free to all travellers; in the latter turnpikes abound. All these differences in the manner in which contributions are levied in the two countries enhance the difficulty of comparing their expenditure; for there are certain expenses which the citizens would not be subject to, or which would at any rate be much less considerable, if the State did not take upon itself to act in the name of the public.]
This, however, is not the end of the challenges that make it hard for us to compare the spending of the Union with that of France. The French Government has certain responsibilities that don't exist in America, and the reverse is true as well. The French Government pays the clergy; in America, the system is based on voluntary contributions. In America, there is a legal obligation to support the poor; in France, they rely on public charity. French public officials receive a fixed salary; in America, they get certain benefits. In France, there are very few roads where contributions in kind are collected; in America, this happens on almost all main roads: in the former country, roads are free for all travelers; in the latter, tolls are common. All these differences in how contributions are collected in the two countries complicate the comparison of their spending, since there are certain expenses that citizens would not face, or that would at least be much lower, if the State didn’t take on these responsibilities on behalf of the public.
Hence we must conclude that it is no less difficult to compare the social expenditure than it is to estimate the relative wealth of France and America. I will even add that it would be dangerous to attempt this comparison; for when statistics are not based upon computations which are strictly accurate, they mislead instead of guiding aright. The mind is easily imposed upon by the false affectation of exactness, which prevails even in the misstatements of science, and it adopts with confidence errors which are dressed in the forms of mathematical truth.
Therefore, we must conclude that comparing social spending is just as challenging as estimating the relative wealth of France and America. I would even go so far as to say that trying to make this comparison could be risky; when statistics aren't based on completely accurate calculations, they can mislead rather than provide proper guidance. People can easily be deceived by the false appearance of precision that often exists even in scientific inaccuracies, and they confidently accept mistakes that are presented in the guise of mathematical truth.
We abandon, therefore, our numerical investigation, with the hope of meeting with data of another kind. In the absence of positive documents, we may form an opinion as to the proportion which the taxation of a people bears to its real prosperity, by observing whether its external appearance is flourishing; whether, after having discharged the calls of the State, the poor man retains the means of subsistence, and the rich the means of enjoyment; and whether both classes are contented with their position, seeking, however, to ameliorate it by perpetual exertions, so that industry is never in want of capital, nor capital unemployed by industry. The observer who draws his inferences from these signs will, undoubtedly, be led to the conclusion that the American of the United States contributes a much smaller portion of his income to the State than the citizen of France. Nor, indeed, can the result be otherwise.
We, therefore, set aside our numerical analysis, hoping to find different types of data. Without clear documents, we can form an opinion about how the taxation of a population relates to its true prosperity by observing whether its outward appearance looks prosperous; whether, after fulfilling the demands of the State, a poor person still has the means to support themselves, and whether a rich person still has the ability to enjoy their wealth; and whether both groups are satisfied with their situation, yet still strive to improve it through ongoing efforts, ensuring that industry always has access to capital and that capital is never idle. An observer who bases their conclusions on these signs will likely determine that an American in the United States contributes a much smaller portion of their income to the government than a citizen of France. Indeed, the outcome cannot be any different.
A portion of the French debt is the consequence of two successive invasions; and the Union has no similar calamity to fear. A nation placed upon the continent of Europe is obliged to maintain a large standing army; the isolated position of the Union enables it to have only 6,000 soldiers. The French have a fleet of 300 sail; the Americans have 52 vessels. *n How, then, can the inhabitants of the Union be called upon to contribute as largely as the inhabitants of France? No parallel can be drawn between the finances of two countries so differently situated.
A part of France's debt is due to two consecutive invasions, and the Union doesn’t have to worry about facing a similar disaster. A nation located in Europe has to keep a large standing army; the Union's isolated position allows it to maintain only 6,000 soldiers. France has a fleet of 300 ships, while America has 52 vessels. *n So, how can the people of the Union be expected to contribute as much as the people of France? There's no way to compare the finances of two countries that are so differently situated.
n
[ See the details in the Budget of the French Minister of Marine; and for
America, the National Calendar of 1833, p. 228. [But the public debt of the
United States in 1870, caused by the Civil War, amounted to $2,480,672,427;
that of France was more than doubled by the extravagance of the Second Empire
and by the war of 1870.]]
n
[ See the details in the Budget of the French Minister of Marine; and for
America, the National Calendar of 1833, p. 228. [But the public debt of the
United States in 1870, caused by the Civil War, was $2,480,672,427;
that of France was more than doubled due to the excesses of the Second Empire
and the war of 1870.]]
It is by examining what actually takes place in the Union, and not by comparing the Union with France, that we may discover whether the American Government is really economical. On casting my eyes over the different republics which form the confederation, I perceive that their Governments lack perseverance in their undertakings, and that they exercise no steady control over the men whom they employ. Whence I naturally infer that they must often spend the money of the people to no purpose, or consume more of it than is really necessary to their undertakings. Great efforts are made, in accordance with the democratic origin of society, to satisfy the exigencies of the lower orders, to open the career of power to their endeavors, and to diffuse knowledge and comfort amongst them. The poor are maintained, immense sums are annually devoted to public instruction, all services whatsoever are remunerated, and the most subordinate agents are liberally paid. If this kind of government appears to me to be useful and rational, I am nevertheless constrained to admit that it is expensive.
By looking at what actually happens in the Union, rather than comparing it to France, we can determine if the American Government is truly economical. When I consider the various republics that make up the confederation, I notice that their Governments lack consistency in their efforts and don’t maintain steady control over the people they employ. Thus, I naturally conclude that they must often waste the people's money or spend more than necessary on their projects. Significant efforts are made, in line with the democratic roots of society, to meet the needs of the lower classes, to open opportunities for them to gain power, and to spread knowledge and comfort among them. The poor are supported, enormous amounts are spent each year on public education, all services are compensated, and even the lowest-ranking workers are generously paid. While I find this type of government to be beneficial and sensible, I must acknowledge that it is costly.
Wherever the poor direct public affairs and dispose of the national resources, it appears certain that, as they profit by the expenditure of the State, they are apt to augment that expenditure.
Wherever the poor manage public affairs and control national resources, it seems clear that, since they benefit from government spending, they are likely to increase that spending.
I conclude, therefore, without having recourse to inaccurate computations, and without hazarding a comparison which might prove incorrect, that the democratic government of the Americans is not a cheap government, as is sometimes asserted; and I have no hesitation in predicting that, if the people of the United States is ever involved in serious difficulties, its taxation will speedily be increased to the rate of that which prevails in the greater part of the aristocracies and the monarchies of Europe. *o
I conclude, therefore, without relying on faulty calculations, and without making a potentially wrong comparison, that the democratic government of the Americans is not an inexpensive one, as is sometimes claimed; and I have no doubt in predicting that if the people of the United States ever face serious challenges, their taxes will quickly rise to the level of what is found in most of the aristocracies and monarchies of Europe. *o
o
[ [That is precisely what has since occurred.]]
o
[ [That is exactly what has happened since then.]]
Chapter XIII: Government Of The Democracy In America—Part III
Corruption And Vices Of The Rulers In A Democracy, And Consequent Effects Upon Public Morality
Corruption and Vices of the Leaders in a Democracy, and the Impact on Public Morality
In aristocracies rulers sometimes endeavor to corrupt the people—In democracies rulers frequently show themselves to be corrupt—In the former their vices are directly prejudicial to the morality of the people—In the latter their indirect influence is still more pernicious.
In aristocracies, leaders sometimes try to corrupt the people—In democracies, leaders often reveal their own corruption—In the former, their vices directly harm the morality of the people—In the latter, their indirect influence is even more damaging.
A distinction must be made, when the aristocratic and the democratic principles mutually inveigh against each other, as tending to facilitate corruption. In aristocratic governments the individuals who are placed at the head of affairs are rich men, who are solely desirous of power. In democracies statesmen are poor, and they have their fortunes to make. The consequence is that in aristocratic States the rulers are rarely accessible to corruption, and have very little craving for money; whilst the reverse is the case in democratic nations.
A distinction needs to be drawn when the aristocratic and democratic principles clash, as they both can lead to corruption. In aristocratic governments, the leaders are wealthy individuals who are primarily focused on power. In democracies, politicians are often poorer and are looking to build their fortunes. As a result, in aristocratic states, the rulers are seldom tempted by corruption and have little desire for money; whereas the opposite is true in democratic nations.
But in aristocracies, as those who are desirous of arriving at the head of affairs are possessed of considerable wealth, and as the number of persons by whose assistance they may rise is comparatively small, the government is, if I may use the expression, put up to a sort of auction. In democracies, on the contrary, those who are covetous of power are very seldom wealthy, and the number of citizens who confer that power is extremely great. Perhaps in democracies the number of men who might be bought is by no means smaller, but buyers are rarely to be met with; and, besides, it would be necessary to buy so many persons at once that the attempt is rendered nugatory.
But in aristocracies, those who want to take charge typically have significant wealth, and the number of people who can help them rise is relatively small, so the government is, to put it simply, up for grabs like an auction. In democracies, on the other hand, those who seek power are usually not wealthy, and the number of citizens who can grant that power is very large. While the number of people who could potentially be bought may not be smaller in democracies, buyers are rarely found; plus, it would take buying so many individuals at once that the whole effort becomes pointless.
Many of the men who have been in the administration in France during the last forty years have been accused of making their fortunes at the expense of the State or of its allies; a reproach which was rarely addressed to the public characters of the ancient monarchy. But in France the practice of bribing electors is almost unknown, whilst it is notoriously and publicly carried on in England. In the United States I never heard a man accused of spending his wealth in corrupting the populace; but I have often heard the probity of public officers questioned; still more frequently have I heard their success attributed to low intrigues and immoral practices.
Many of the men who have been in the French administration over the past forty years have been accused of getting rich at the expense of the State or its allies; a criticism that was rarely aimed at the public figures of the old monarchy. However, in France, bribing voters is almost unheard of, while it's openly practiced in England. In the United States, I’ve never heard anyone accused of using their wealth to corrupt the public; but I’ve often heard people question the integrity of public officials, and even more often, I’ve heard their success attributed to shady dealings and unethical behavior.
If, then, the men who conduct the government of an aristocracy sometimes endeavor to corrupt the people, the heads of a democracy are themselves corrupt. In the former case the morality of the people is directly assailed; in the latter an indirect influence is exercised upon the people which is still more to be dreaded.
If the leaders of an aristocracy sometimes try to corrupt the people, the leaders of a democracy are corrupt themselves. In the first case, the morals of the people are directly attacked; in the second, there's an indirect influence on the people that is even more concerning.
As the rulers of democratic nations are almost always exposed to the suspicion of dishonorable conduct, they in some measure lend the authority of the Government to the base practices of which they are accused. They thus afford an example which must prove discouraging to the struggles of virtuous independence, and must foster the secret calculations of a vicious ambition. If it be asserted that evil passions are displayed in all ranks of society, that they ascend the throne by hereditary right, and that despicable characters are to be met with at the head of aristocratic nations as well as in the sphere of a democracy, this objection has but little weight in my estimation. The corruption of men who have casually risen to power has a coarse and vulgar infection in it which renders it contagious to the multitude. On the contrary, there is a kind of aristocratic refinement and an air of grandeur in the depravity of the great, which frequently prevent it from spreading abroad.
As leaders of democratic countries are often under suspicion of wrongdoing, they somewhat give credibility to the unworthy actions they are accused of. This sets a discouraging example for those striving for virtuous independence and encourages the hidden schemes of selfish ambition. Even if one argues that negative traits exist in every social class, that they inherit the throne, and that unworthy individuals are found at the top of both aristocratic nations and democratic systems, I consider this argument to be weak. The corruption of those who unexpectedly rise to power has a crude and blatant quality that makes it contagious to the masses. In contrast, the corruption of the powerful often has a certain refined appearance and an air of grandeur that typically prevents it from spreading widely.
The people can never penetrate into the perplexing labyrinth of court intrigue, and it will always have difficulty in detecting the turpitude which lurks under elegant manners, refined tastes, and graceful language. But to pillage the public purse, and to vend the favors of the State, are arts which the meanest villain may comprehend, and hope to practice in his turn.
The public can never fully understand the confusing maze of court politics, and they will always struggle to see the dishonesty hiding behind polished manners, sophisticated tastes, and smooth talk. However, stealing from the taxpayers and selling government favors are tricks that even the most despicable person can grasp and aspire to use themselves.
In reality it is far less prejudicial to witness the immorality of the great than to witness that immorality which leads to greatness. In a democracy private citizens see a man of their own rank in life, who rises from that obscure position, and who becomes possessed of riches and of power in a few years; the spectacle excites their surprise and their envy, and they are led to inquire how the person who was yesterday their equal is to-day their ruler. To attribute his rise to his talents or his virtues is unpleasant; for it is tacitly to acknowledge that they are themselves less virtuous and less talented than he was. They are therefore led (and not unfrequently their conjecture is a correct one) to impute his success mainly to some one of his defects; and an odious mixture is thus formed of the ideas of turpitude and power, unworthiness and success, utility and dishonor.
In reality, it's much less damaging to see the immorality of the powerful than to see the kind of immorality that leads to success. In a democracy, ordinary people watch someone from their own background rise from obscurity to gain wealth and power in just a few years. This spectacle sparks their surprise and envy, prompting them to wonder how someone who was once their equal is now their ruler. Attributing his rise to his talents or virtues is uncomfortable because it implicitly means they are admitting they are less virtuous and less talented than he is. As a result, they often end up (and not infrequently their guesses are correct) blaming his success primarily on some of his flaws. This creates a toxic mix of ideas about dishonor and power, unworthiness and success, and usefulness and dishonor.
Efforts Of Which A Democracy Is Capable
Efforts That a Democracy Can Achieve
The Union has only had one struggle hitherto for its existence—Enthusiasm at the commencement of the war—Indifference towards its close—Difficulty of establishing military conscription or impressment of seamen in America—Why a democratic people is less capable of sustained effort than another.
The Union has faced just one struggle so far for its survival—Excitement at the start of the war—Apathy towards its end—Challenges in implementing military conscription or impressing sailors in America—Reasons why a democratic society is less capable of sustained effort than others.
I here warn the reader that I speak of a government which implicitly follows the real desires of a people, and not of a government which simply commands in its name. Nothing is so irresistible as a tyrannical power commanding in the name of the people, because, whilst it exercises that moral influence which belongs to the decision of the majority, it acts at the same time with the promptitude and the tenacity of a single man.
I want to warn the reader that I'm talking about a government that truly reflects the real desires of its people, not one that just issues orders in their name. Nothing is as powerful as a tyrannical authority acting in the name of the people, because it wields the moral influence that comes from the majority's decision while also operating with the speed and determination of a single individual.
It is difficult to say what degree of exertion a democratic government may be capable of making a crisis in the history of the nation. But no great democratic republic has hitherto existed in the world. To style the oligarchy which ruled over France in 1793 by that name would be to offer an insult to the republican form of government. The United States afford the first example of the kind.
It’s hard to determine how much effort a democratic government can put into a crisis in the nation’s history. However, no significant democratic republic has existed in the world until now. Calling the oligarchy that controlled France in 1793 a democracy would be insulting to the idea of republican government. The United States provides the first real example of this.
The American Union has now subsisted for half a century, in the course of which time its existence has only once been attacked, namely, during the War of Independence. At the commencement of that long war, various occurrences took place which betokened an extraordinary zeal for the service of the country. *p But as the contest was prolonged, symptoms of private egotism began to show themselves. No money was poured into the public treasury; few recruits could be raised to join the army; the people wished to acquire independence, but was very ill-disposed to undergo the privations by which alone it could be obtained. “Tax laws,” says Hamilton in the “Federalist” (No. 12), “have in vain been multiplied; new methods to enforce the collection have in vain been tried; the public expectation has been uniformly disappointed and the treasuries of the States have remained empty. The popular system of administration inherent in the nature of popular government, coinciding with the real scarcity of money incident to a languid and mutilated state of trade, has hitherto defeated every experiment for extensive collections, and has at length taught the different legislatures the folly of attempting them.”
The American Union has now lasted for fifty years, during which its existence has only been threatened once, specifically during the War of Independence. At the start of that long conflict, several events indicated a remarkable enthusiasm for serving the country. *p However, as the struggle dragged on, signs of self-interest began to emerge. No money flowed into the public treasury; few recruits could be raised to join the army; the people wanted independence but were very reluctant to endure the sacrifices necessary to achieve it. “Tax laws,” Hamilton states in the “Federalist” (No. 12), “have been multiplied to no avail; new methods to enforce collection have been tried in vain; public expectations have repeatedly been disappointed, and the treasuries of the States have remained empty. The popular administration system inherent in popular government, along with the real lack of money due to sluggish and damaged trade, has so far thwarted every attempt for extensive collections and has ultimately shown the various legislatures the foolishness of trying.”
p
[ One of the most singular of these occurrences was the resolution which the
Americans took of temporarily abandoning the use of tea. Those who know that
men usually cling more to their habits than to their life will doubtless admire
this great though obscure sacrifice which was made by a whole people.]
p
[ One of the most unique moments was when the Americans decided to temporarily stop drinking tea. Those who understand that people typically hold onto their habits more than their lives will surely appreciate this significant yet subtle sacrifice made by an entire nation.]
The United States have not had any serious war to carry on ever since that period. In order, therefore, to appreciate the sacrifices which democratic nations may impose upon themselves, we must wait until the American people is obliged to put half its entire income at the disposal of the Government, as was done by the English; or until it sends forth a twentieth part of its population to the field of battle, as was done by France. *q
The United States hasn't been involved in any major wars since that time. To truly understand the sacrifices that democratic nations might have to make, we need to see a time when the American people are forced to give half of their total income to the government, like the English did; or when a fifth of their population is sent to fight in battles, as the French did. *q
q
[ [The Civil War showed that when the necessity arose the American people, both
in the North and in the South, are capable of making the most enormous
sacrifices, both in money and in men.]]
q
[ [The Civil War demonstrated that when the situation called for it, the American people, both in the North and the South, were able to make significant sacrifices, both in money and in lives.]]
In America the use of conscription is unknown, and men are induced to enlist by bounties. The notions and habits of the people of the United States are so opposed to compulsory enlistment that I do not imagine it can ever be sanctioned by the laws. What is termed the conscription in France is assuredly the heaviest tax upon the population of that country; yet how could a great continental war be carried on without it? The Americans have not adopted the British impressment of seamen, and they have nothing which corresponds to the French system of maritime conscription; the navy, as well as the merchant service, is supplied by voluntary service. But it is not easy to conceive how a people can sustain a great maritime war without having recourse to one or the other of these two systems. Indeed, the Union, which has fought with some honor upon the seas, has never possessed a very numerous fleet, and the equipment of the small number of American vessels has always been excessively expensive.
In America, the draft is unheard of, and men are encouraged to join the military through bonuses. The beliefs and customs of the people in the United States are so against mandatory enlistment that I don't think it could ever be approved by law. What is called conscription in France is certainly the heaviest burden on the population there; yet, how could a large continental war be fought without it? Americans haven’t adopted the British practice of forcing sailors into service, and they lack any system similar to France's maritime conscription; both the navy and the merchant fleet are staffed by volunteers. However, it’s hard to imagine how a nation can sustain a major naval conflict without resorting to one of these two methods. In fact, the Union, which has fought honorably at sea, has never had a very large fleet, and maintaining the few American ships that exist has always been extremely costly.
I have heard American statesmen confess that the Union will have great difficulty in maintaining its rank on the seas without adopting the system of impressment or of maritime conscription; but the difficulty is to induce the people, which exercises the supreme authority, to submit to impressment or any compulsory system.
I’ve heard American politicians admit that the Union will struggle to keep its position at sea without adopting impressment or some form of maritime conscription; however, the challenge is getting the people, who hold the ultimate power, to agree to impressment or any compulsory system.
It is incontestable that in times of danger a free people displays far more energy than one which is not so. But I incline to believe that this is more especially the case in those free nations in which the democratic element preponderates. Democracy appears to me to be much better adapted for the peaceful conduct of society, or for an occasional effort of remarkable vigor, than for the hardy and prolonged endurance of the storms which beset the political existence of nations. The reason is very evident; it is enthusiasm which prompts men to expose themselves to dangers and privations, but they will not support them long without reflection. There is more calculation, even in the impulses of bravery, than is generally attributed to them; and although the first efforts are suggested by passion, perseverance is maintained by a distinct regard of the purpose in view. A portion of what we value is exposed, in order to save the remainder.
It's undeniable that in times of danger, a free people shows way more energy than one that isn’t. But I believe this is especially true in those free nations where democracy is dominant. Democracy seems to be much better suited for the peaceful functioning of society or for occasional bursts of remarkable energy than for the tough and long-lasting endurance of the challenges that political life brings to nations. The reason for this is clear; it's enthusiasm that drives people to face danger and hardship, but they won't endure those hardships for long without some contemplation. There's more thought, even in acts of bravery, than people usually assume; and while initial efforts might come from passion, ongoing perseverance is fueled by a clear regard for the intended goal. A part of what we value is risked to save the rest.
But it is this distinct perception of the future, founded upon a sound judgment and an enlightened experience, which is most frequently wanting in democracies. The populace is more apt to feel than to reason; and if its present sufferings are great, it is to be feared that the still greater sufferings attendant upon defeat will be forgotten.
But it's this clear understanding of the future, based on good judgment and insightful experience, that is often lacking in democracies. People tend to rely more on their feelings than their reasoning; and if they're currently experiencing significant pain, there's a risk that they'll overlook the even greater hardships that come with failure.
Another cause tends to render the efforts of a democratic government less persevering than those of an aristocracy. Not only are the lower classes less awakened than the higher orders to the good or evil chances of the future, but they are liable to suffer far more acutely from present privations. The noble exposes his life, indeed, but the chance of glory is equal to the chance of harm. If he sacrifices a large portion of his income to the State, he deprives himself for a time of the pleasures of affluence; but to the poor man death is embellished by no pomp or renown, and the imposts which are irksome to the rich are fatal to him.
Another reason tends to make the efforts of a democratic government less persistent than those of an aristocracy. Not only are the lower classes less aware than the upper classes of the good or bad possibilities for the future, but they also feel the impact of current hardships much more intensely. The noble puts his life on the line, but the chance of glory is just as likely as the chance of danger. If he gives up a significant portion of his income to the State, he temporarily misses out on the pleasures of wealth; however, for the poor person, death comes without any grandeur or honor, and the taxes that are bothersome to the rich can be disastrous for him.
This relative impotence of democratic republics is, perhaps, the greatest obstacle to the foundation of a republic of this kind in Europe. In order that such a State should subsist in one country of the Old World, it would be necessary that similar institutions should be introduced into all the other nations.
This relative weakness of democratic republics is likely the biggest barrier to establishing this kind of republic in Europe. For such a state to thrive in one country of the Old World, it would be essential for similar institutions to be adopted by all the other nations.
I am of opinion that a democratic government tends in the end to increase the real strength of society; but it can never combine, upon a single point and at a given time, so much power as an aristocracy or a monarchy. If a democratic country remained during a whole century subject to a republican government, it would probably at the end of that period be more populous and more prosperous than the neighboring despotic States. But it would have incurred the risk of being conquered much oftener than they would in that lapse of years.
I believe that a democratic government ultimately boosts the true strength of society; however, it can never gather as much power at a single moment as an aristocracy or a monarchy can. If a democratic country remained under a republican government for a whole century, it would likely be more populous and prosperous than the nearby authoritarian states by the end of that time. But it would also run a higher risk of being conquered more frequently than they would over those years.
Self-Control Of The American Democracy
Self-Control of American Democracy
The American people acquiesces slowly, or frequently does not acquiesce, in what is beneficial to its interests—The faults of the American democracy are for the most part reparable.
The American people slowly agree, or often don't agree, with what benefits their interests—The problems of American democracy are mostly fixable.
The difficulty which a democracy has in conquering the passions and in subduing the exigencies of the moment, with a view to the future, is conspicuous in the most trivial occurrences of the United States. The people, which is surrounded by flatterers, has great difficulty in surmounting its inclinations, and whenever it is solicited to undergo a privation or any kind of inconvenience, even to attain an end which is sanctioned by its own rational conviction, it almost always refuses to comply at first. The deference of the Americans to the laws has been very justly applauded; but it must be added that in America the legislation is made by the people and for the people. Consequently, in the United States the law favors those classes which are most interested in evading it elsewhere. It may therefore be supposed that an offensive law, which should not be acknowledged to be one of immediate utility, would either not be enacted or would not be obeyed.
The struggle that a democracy faces in overcoming its passions and managing the demands of the moment for the sake of the future is evident in even the simplest events in the United States. The public, surrounded by sycophants, finds it hard to rise above its desires, and whenever it is asked to endure a hardship or any kind of inconvenience, even to achieve a goal that it genuinely believes in, it almost always hesitates to agree at first. Americans’ respect for the law is often praised, but it’s important to note that in America, the laws are created by the people and for the people. As a result, in the United States, the law tends to benefit those groups that are most eager to bypass it elsewhere. Therefore, it can be assumed that a law considered unhelpful or unnecessary would either not be enacted or would not be followed.
In America there is no law against fraudulent bankruptcies; not because they are few, but because there are a great number of bankruptcies. The dread of being prosecuted as a bankrupt acts with more intensity upon the mind of the majority of the people than the fear of being involved in losses or ruin by the failure of other parties, and a sort of guilty tolerance is extended by the public conscience to an offence which everyone condemns in his individual capacity. In the new States of the Southwest the citizens generally take justice into their own hands, and murders are of very frequent occurrence. This arises from the rude manners and the ignorance of the inhabitants of those deserts, who do not perceive the utility of investing the law with adequate force, and who prefer duels to prosecutions.
In America, there are no laws against fraudulent bankruptcies; not because they are rare, but because there are so many bankruptcies. The fear of being prosecuted as a bankrupt weighs more heavily on most people’s minds than the worry of losing money or facing ruin due to the failures of others. There's a kind of guilty acceptance from the public towards an offense that everyone privately condemns. In the new states of the Southwest, citizens usually take justice into their own hands, and murders happen quite often. This is due to the rough behavior and ignorance of the people living in those deserts, who don’t see the value in strengthening the law and prefer duels over legal action.
Someone observed to me one day, in Philadelphia, that almost all crimes in America are caused by the abuse of intoxicating liquors, which the lower classes can procure in great abundance, from their excessive cheapness. “How comes it,” said I, “that you do not put a duty upon brandy?” “Our legislators,” rejoined my informant, “have frequently thought of this expedient; but the task of putting it in operation is a difficult one; a revolt might be apprehended, and the members who should vote for a law of this kind would be sure of losing their seats.” “Whence I am to infer,” replied I, “that the drinking population constitutes the majority in your country, and that temperance is somewhat unpopular.”
Someone mentioned to me one day, in Philadelphia, that almost all crimes in America are caused by the abuse of alcohol, which the lower classes can easily get because it’s so cheap. “Why don’t you impose a tax on brandy?” I asked. “Our lawmakers,” my informant replied, “have often considered this solution, but actually implementing it is tricky; there could be an uprising, and the lawmakers who vote for such a law would definitely lose their positions.” “So, I take it,” I said, “that the drinking population makes up the majority in your country, and that temperance isn’t very popular.”
When these things are pointed out to the American statesmen, they content themselves with assuring you that time will operate the necessary change, and that the experience of evil will teach the people its true interests. This is frequently true, although a democracy is more liable to error than a monarch or a body of nobles; the chances of its regaining the right path when once it has acknowledged its mistake, are greater also; because it is rarely embarrassed by internal interests, which conflict with those of the majority, and resist the authority of reason. But a democracy can only obtain truth as the result of experience, and many nations may forfeit their existence whilst they are awaiting the consequences of their errors.
When American politicians are confronted with these issues, they often just reassure you that, given time, things will change for the better, and that experiencing problems will teach people what really matters. This is often true, although a democracy can make more mistakes than a monarchy or a group of nobles; however, the chance of a democracy finding its way back after realizing its errors is also higher. This is because democracies are rarely held back by internal interests that oppose the majority's needs and resist logical reasoning. But a democracy can only discover the truth through experience, and many countries might lose their existence while waiting to learn from their mistakes.
The great privilege of the Americans does not simply consist in their being more enlightened than other nations, but in their being able to repair the faults they may commit. To which it must be added, that a democracy cannot derive substantial benefit from past experience, unless it be arrived at a certain pitch of knowledge and civilization. There are tribes and peoples whose education has been so vicious, and whose character presents so strange a mixture of passion, of ignorance, and of erroneous notions upon all subjects, that they are unable to discern the causes of their own wretchedness, and they fall a sacrifice to ills with which they are unacquainted.
The great advantage of Americans isn’t just that they’re more enlightened than other nations, but that they can fix the mistakes they make. It should also be noted that a democracy can't gain significant benefits from past experiences unless it has reached a certain level of knowledge and civilization. There are tribes and communities whose education has been incredibly flawed, and whose character shows a strange mix of passion, ignorance, and wrong ideas about everything, causing them to be unable to recognize the reasons for their own suffering, making them victims of problems they don’t even understand.
I have crossed vast tracts of country that were formerly inhabited by powerful Indian nations which are now extinct; I have myself passed some time in the midst of mutilated tribes, which witness the daily decline of their numerical strength and of the glory of their independence; and I have heard these Indians themselves anticipate the impending doom of their race. Every European can perceive means which would rescue these unfortunate beings from inevitable destruction. They alone are insensible to the expedient; they feel the woe which year after year heaps upon their heads, but they will perish to a man without accepting the remedy. It would be necessary to employ force to induce them to submit to the protection and the constraint of civilization.
I have traveled through large areas that were once home to powerful Native American nations that are now gone; I have spent time among tribes that are facing a steady decline in their numbers and the loss of their independence; and I have heard these Native people acknowledge the looming extinction of their race. Any European can see ways to save these unfortunate individuals from certain destruction. They alone are unaware of the solutions; they feel the pain that piles up on them year after year, yet they will die rather than accept help. It would be necessary to use force to make them accept the protection and control of civilization.
The incessant revolutions which have convulsed the South American provinces for the last quarter of a century have frequently been adverted to with astonishment, and expectations have been expressed that those nations would speedily return to their natural state. But can it be affirmed that the turmoil of revolution is not actually the most natural state of the South American Spaniards at the present time? In that country society is plunged into difficulties from which all its efforts are insufficient to rescue it. The inhabitants of that fair portion of the Western Hemisphere seem obstinately bent on pursuing the work of inward havoc. If they fall into a momentary repose from the effects of exhaustion, that repose prepares them for a fresh state of frenzy. When I consider their condition, which alternates between misery and crime, I should be inclined to believe that despotism itself would be a benefit to them, if it were possible that the words despotism and benefit could ever be united in my mind.
The constant revolutions that have shaken the South American provinces for the past 25 years have often been met with shock, and people have hoped that these nations would quickly settle back into stability. But can we really say that the chaos of revolution isn’t the most natural state for South American Spaniards right now? Society there is stuck in challenges from which all efforts seem hopeless. The people in this beautiful part of the Western Hemisphere seem determined to keep creating their own destruction. If they briefly rest from the exhaustion, that rest just sets the stage for another bout of chaos. When I think about their situation, which swings between suffering and crime, I start to think that even despotism could be a good thing for them, if it were possible for me to consider the terms despotism and benefit together.
Conduct Of Foreign Affairs By The American Democracy
Conduct of Foreign Affairs by the American Democracy
Direction given to the foreign policy of the United States by Washington and Jefferson—Almost all the defects inherent in democratic institutions are brought to light in the conduct of foreign affairs—Their advantages are less perceptible.
Direction given to the foreign policy of the United States by Washington and Jefferson—Almost all the flaws inherent in democratic institutions are revealed in the handling of foreign affairs—Their benefits are less noticeable.
We have seen that the Federal Constitution entrusts the permanent direction of the external interests of the nation to the President and the Senate, *r which tends in some degree to detach the general foreign policy of the Union from the control of the people. It cannot therefore be asserted with truth that the external affairs of State are conducted by the democracy.
We have seen that the Federal Constitution gives the ongoing management of the nation's foreign interests to the President and the Senate, which somewhat separates the overall foreign policy of the Union from the influence of the people. Therefore, it can't be truthfully claimed that the external affairs of State are run by the democracy.
r
[ “The President,” says the Constitution, Art. II, sect. 2, Section
2, “shall have power, by and with the advice and consent of the Senate,
to make treaties, provided two-thirds of the senators present concur.”
The reader is reminded that the senators are returned for a term of six years,
and that they are chosen by the legislature of each State.]
r
[ “The President,” states the Constitution, Art. II, sect. 2, Section 2, “has the power, with the advice and consent of the Senate, to make treaties, as long as two-thirds of the senators present agree.” It’s important to note that senators serve a term of six years and are elected by the legislature of each State.]
The policy of America owes its rise to Washington, and after him to Jefferson, who established those principles which it observes at the present day. Washington said in the admirable letter which he addressed to his fellow-citizens, and which may be looked upon as his political bequest to the country: “The great rule of conduct for us in regard to foreign nations is, in extending our commercial relations, to have with them as little political connection as possible. So far as we have already formed engagements, let them be fulfilled with perfect good faith. Here let us stop. Europe has a set of primary interests which to us have none, or a very remote relation. Hence, she must be engaged in frequent controversies, the causes of which are essentially foreign to our concerns. Hence, therefore, it must be unwise in us to implicate ourselves, by artificial ties, in the ordinary vicissitudes of her politics, or the ordinary combinations and collisions of her friendships or enmities. Our detached and distant situation invites and enables us to pursue a different course. If we remain one people, under an efficient government, the period is not far off when we may defy material injury from external annoyance; when we may take such an attitude as will cause the neutrality we may at any time resolve upon to be scrupulously respected; when belligerent nations, under the impossibility of making acquisitions upon us, will not lightly hazard the giving us provocation; when we may choose peace or war, as our interest, guided by justice, shall counsel. Why forego the advantages of so peculiar a situation? Why quit our own to stand upon foreign ground? Why, by interweaving our destiny with that of any part of Europe, entangle our peace and prosperity in the toils of European ambition, rivalship, interest, humor, or caprice? It is our true policy to steer clear of permanent alliances with any portion of the foreign world; so far, I mean, as we are now at liberty to do it; for let me not be understood as capable of patronizing infidelity to existing engagements. I hold the maxim no less applicable to public than to private affairs, that honesty is always the best policy. I repeat it; therefore, let those engagements be observed in their genuine sense; but in my opinion it is unnecessary, and would be unwise, to extend them. Taking care always to keep ourselves, by suitable establishments, in a respectable defensive posture, we may safely trust to temporary alliances for extraordinary emergencies.” In a previous part of the same letter Washington makes the following admirable and just remark: “The nation which indulges towards another an habitual hatred or an habitual fondness is in some degree a slave. It is a slave to its animosity or to its affection, either of which is sufficient to lead it astray from its duty and its interest.”
The policy of America has its origins with Washington, and later with Jefferson, who established the principles we follow today. In a remarkable letter to his fellow citizens, which can be seen as his political legacy to the country, Washington stated: “The main guideline for us concerning foreign nations is to limit our political connections as much as possible while we expand our commercial relationships. As far as we have already made commitments, we must fulfill them with complete good faith. Let's stop there. Europe has its own primary interests that are either irrelevant to us or only marginally related. Therefore, it will often be embroiled in disputes that are fundamentally unrelated to our concerns. Consequently, it would be unwise for us to involve ourselves through artificial ties in the usual fluctuations of its politics or the typical combinations and conflicts of its friendships and enmities. Our separate and distant position allows us and encourages us to take a different approach. If we remain united as one people under an effective government, it won’t be long before we can withstand external disturbances; when we could adopt a stance that would ensure our neutrality is respected; when warring nations, unable to gain anything from us, will think twice about provoking us; when we can choose peace or war as our interests, guided by justice, dictate. Why give up the advantages of such a unique situation? Why leave our own to stand on foreign ground? Why, by intertwining our fate with any part of Europe, risk our peace and prosperity in the traps of European ambition, rivalry, interests, moods, or whims? Our true policy should be to avoid permanent alliances with any part of the foreign world; at least as long as we can do so freely; for let me be clear that I do not advocate going back on existing commitments. I believe the principle applies equally to public and private matters: honesty is always the best policy. I emphasize this; therefore, let those commitments be honored in their true spirit; but I believe it is unnecessary and unwise to expand them. By ensuring we maintain ourselves in a strong defensive position, we can safely rely on temporary alliances in extraordinary circumstances.” Earlier in the same letter, Washington made another important and wise observation: “A nation that harbors a consistent hatred or affection towards another is, to some extent, enslaved. It is a slave to its animosity or to its affection, either of which can distract it from its duty and its interests.”
The political conduct of Washington was always guided by these maxims. He succeeded in maintaining his country in a state of peace whilst all the other nations of the globe were at war; and he laid it down as a fundamental doctrine, that the true interest of the Americans consisted in a perfect neutrality with regard to the internal dissensions of the European Powers.
The way Washington handled politics was always based on these principles. He managed to keep his country at peace while all the other nations around the world were at war; and he established as a basic belief that the true interests of Americans were rooted in remaining completely neutral in the internal conflicts of European powers.
Jefferson went still further, and he introduced a maxim into the policy of the Union, which affirms that “the Americans ought never to solicit any privileges from foreign nations, in order not to be obliged to grant similar privileges themselves.”
Jefferson went even further and introduced a principle into the policy of the Union, which states that “Americans should never ask for any privileges from foreign nations, so they aren't obligated to grant similar privileges in return.”
These two principles, which were so plain and so just as to be adapted to the capacity of the populace, have greatly simplified the foreign policy of the United States. As the Union takes no part in the affairs of Europe, it has, properly speaking, no foreign interests to discuss, since it has at present no powerful neighbors on the American continent. The country is as much removed from the passions of the Old World by its position as by the line of policy which it has chosen, and it is neither called upon to repudiate nor to espouse the conflicting interests of Europe; whilst the dissensions of the New World are still concealed within the bosom of the future.
These two principles, which are simple and fair enough for the general public to understand, have greatly simplified the foreign policy of the United States. Since the Union doesn't get involved in European affairs, it essentially has no foreign interests to discuss, as there are currently no powerful neighbors on the American continent. The country is as separate from the conflicts of the Old World due to its location as it is by the policy it has chosen, and it is not required to reject or support the conflicting interests of Europe; meanwhile, the disputes of the New World are still hidden in the future.
The Union is free from all pre-existing obligations, and it is consequently enabled to profit by the experience of the old nations of Europe, without being obliged, as they are, to make the best of the past, and to adapt it to their present circumstances; or to accept that immense inheritance which they derive from their forefathers—an inheritance of glory mingled with calamities, and of alliances conflicting with national antipathies. The foreign policy of the United States is reduced by its very nature to await the chances of the future history of the nation, and for the present it consists more in abstaining from interference than in exerting its activity.
The Union is free from all previous obligations, which allows it to benefit from the experiences of the older nations of Europe without having to make the most of their past or adapt it to their current situations. It doesn't have to accept the huge legacy from their ancestors—a legacy that includes both glory and disasters, along with alliances that clash with national rivalries. The foreign policy of the United States is essentially about waiting for the opportunities that the nation's future history will bring, and for now, it involves more in not interfering than in taking action.
It is therefore very difficult to ascertain, at present, what degree of sagacity the American democracy will display in the conduct of the foreign policy of the country; and upon this point its adversaries, as well as its advocates, must suspend their judgment. As for myself I have no hesitation in avowing my conviction, that it is most especially in the conduct of foreign relations that democratic governments appear to me to be decidedly inferior to governments carried on upon different principles. Experience, instruction, and habit may almost always succeed in creating a species of practical discretion in democracies, and that science of the daily occurrences of life which is called good sense. Good sense may suffice to direct the ordinary course of society; and amongst a people whose education has been provided for, the advantages of democratic liberty in the internal affairs of the country may more than compensate for the evils inherent in a democratic government. But such is not always the case in the mutual relations of foreign nations.
It is therefore very difficult to determine, at this time, how much wisdom American democracy will show in the country's foreign policy; and on this matter, both its critics and supporters must hold off on their judgment. As for me, I have no hesitation in stating my belief that democratic governments, in particular when it comes to handling foreign relations, seem to be significantly less effective than governments based on different principles. Experience, education, and habit may nearly always help create a kind of practical judgment in democracies, along with what we call common sense. Common sense may be enough to guide the everyday functioning of society, and for a populace that has received a proper education, the benefits of democratic freedom in domestic matters may outweigh the downsides of a democratic government. However, this is not always true in the interactions between foreign nations.
Foreign politics demand scarcely any of those qualities which a democracy possesses; and they require, on the contrary, the perfect use of almost all those faculties in which it is deficient. Democracy is favorable to the increase of the internal resources of the State; it tends to diffuse a moderate independence; it promotes the growth of public spirit, and fortifies the respect which is entertained for law in all classes of society; and these are advantages which only exercise an indirect influence over the relations which one people bears to another. But a democracy is unable to regulate the details of an important undertaking, to persevere in a design, and to work out its execution in the presence of serious obstacles. It cannot combine its measures with secrecy, and it will not await their consequences with patience. These are qualities which more especially belong to an individual or to an aristocracy; and they are precisely the means by which an individual people attains to a predominant position.
Foreign politics hardly require the qualities that a democracy has; instead, they need the effective use of almost all the skills where democracy falls short. Democracy helps grow the internal resources of the State, encourages a sense of moderate independence, fosters public spirit, and strengthens the respect for law across all social classes. These are benefits that only indirectly influence how one nation relates to another. However, a democracy struggles to manage the details of a significant task, to stick with a plan, and to see it through despite serious challenges. It can't keep its actions under wraps, and it won’t wait patiently for results. These qualities are more typical of an individual or an aristocracy, and they are exactly what allows a single nation to rise to a dominant position.
If, on the contrary, we observe the natural defects of aristocracy, we shall find that their influence is comparatively innoxious in the direction of the external affairs of a State. The capital fault of which aristocratic bodies may be accused is that they are more apt to contrive their own advantage than that of the mass of the people. In foreign politics it is rare for the interest of the aristocracy to be in any way distinct from that of the people.
If, on the other hand, we look at the natural flaws of aristocracy, we'll see that their influence is relatively harmless when it comes to a state's external affairs. The main criticism of aristocratic groups is that they tend to look out for their own interests more than those of the general population. In foreign politics, it's uncommon for the interests of the aristocracy to differ much from those of the people.
The propensity which democracies have to obey the impulse of passion rather than the suggestions of prudence, and to abandon a mature design for the gratification of a momentary caprice, was very clearly seen in America on the breaking out of the French Revolution. It was then as evident to the simplest capacity as it is at the present time that the interest of the Americans forbade them to take any part in the contest which was about to deluge Europe with blood, but which could by no means injure the welfare of their own country. Nevertheless the sympathies of the people declared themselves with so much violence in behalf of France that nothing but the inflexible character of Washington, and the immense popularity which he enjoyed, could have prevented the Americans from declaring war against England. And even then, the exertions which the austere reason of that great man made to repress the generous but imprudent passions of his fellow-citizens, very nearly deprived him of the sole recompense which he had ever claimed—that of his country’s love. The majority then reprobated the line of policy which he adopted, and which has since been unanimously approved by the nation. *s If the Constitution and the favor of the public had not entrusted the direction of the foreign affairs of the country to Washington, it is certain that the American nation would at that time have taken the very measures which it now condemns.
The tendency of democracies to follow their emotional impulses rather than practical advice, and to abandon a well-thought-out plan for a fleeting whim, was clearly seen in America during the onset of the French Revolution. It was as obvious then to even the simplest minds as it is today that it was not in the Americans' best interest to engage in a conflict that would soon engulf Europe in bloodshed but would not harm their own nation. Nonetheless, the people's sympathies for France expressed themselves so passionately that only the steadfast nature of Washington, combined with his immense popularity, could have stopped the Americans from declaring war against England. Even then, the efforts that this great man made to control the generous yet reckless emotions of his fellow citizens nearly cost him the one reward he ever sought—that of his country’s affection. The majority at that time disapproved of the policy he chose, which has since been unanimously supported by the nation. If the Constitution and public favor hadn't given Washington control over the country's foreign affairs, it’s likely that the American nation would have pursued the very actions it now criticizes.
s
[ See the fifth volume of Marshall’s “Life of Washington.” In
a government constituted like that of the United States, he says, “it is
impossible for the chief magistrate, however firm he may be, to oppose for any
length of time the torrent of popular opinion; and the prevalent opinion of
that day seemed to incline to war. In fact, in the session of Congress held at
the time, it was frequently seen that Washington had lost the majority in the
House of Representatives.” The violence of the language used against him
in public was extreme, and in a political meeting they did not scruple to
compare him indirectly to the treacherous Arnold. “By the
opposition,” says Marshall, “the friends of the administration were
declared to be an aristocratic and corrupt faction, who, from a desire to
introduce monarchy, were hostile to France and under the influence of Britain;
that they were a paper nobility, whose extreme sensibility at every measure
which threatened the funds, induced a tame submission to injuries and insults,
which the interests and honor of the nation required them to resist.”]
s
[ See the fifth volume of Marshall’s “Life of Washington.” He says, “In a government like that of the United States, it’s impossible for the president, no matter how strong he is, to stand against the overwhelming tide of public opinion for long; and the prevailing sentiment of that time seemed to lean towards war. In fact, during the Congressional session at that time, it became clear that Washington had lost the majority in the House of Representatives.” The harsh language directed at him in public was severe, and at a political meeting, they didn't hesitate to indirectly compare him to the traitorous Arnold. “By the opposition,” Marshall states, “the administration's supporters were labeled an aristocratic and corrupt faction, who, driven by a desire to impose monarchy, were hostile to France and under Britain’s influence; that they were a paper nobility, whose extreme sensitivity to any measures threatening their finances led to a passive acceptance of injuries and insults that the nation's interests and honor demanded they resist.”]
Almost all the nations which have ever exercised a powerful influence upon the destinies of the world by conceiving, following up, and executing vast designs—from the Romans to the English—have been governed by aristocratic institutions. Nor will this be a subject of wonder when we recollect that nothing in the world has so absolute a fixity of purpose as an aristocracy. The mass of the people may be led astray by ignorance or passion; the mind of a king may be biased, and his perseverance in his designs may be shaken—besides which a king is not immortal—but an aristocratic body is too numerous to be led astray by the blandishments of intrigue, and yet not numerous enough to yield readily to the intoxicating influence of unreflecting passion: it has the energy of a firm and enlightened individual, added to the power which it derives from perpetuity.
Almost all the nations that have ever had a strong influence on the world's fate by creating, pursuing, and implementing grand plans—from the Romans to the English—have been governed by aristocratic institutions. This shouldn't surprise us, considering that nothing in the world has such a clear sense of purpose as an aristocracy. The general population can be misled by ignorance or emotion; a king's judgment can be swayed, and his commitment to his plans can waver—plus, a king is not immortal—but an aristocratic group is too large to be easily misled by the charms of manipulation and not so large that it quickly succumbs to the overwhelming force of unchecked emotion: it combines the determination of a strong and enlightened individual with the strength gained from its enduring nature.
Chapter XIV: Advantages American Society Derive From Democracy—Part I
What The Real Advantages Are Which American Society Derives From The Government Of The Democracy
What the Real Advantages Are That American Society Gets From the Government of Democracy
Before I enter upon the subject of the present chapter I am induced to remind the reader of what I have more than once adverted to in the course of this book. The political institutions of the United States appear to me to be one of the forms of government which a democracy may adopt; but I do not regard the American Constitution as the best, or as the only one, which a democratic people may establish. In showing the advantages which the Americans derive from the government of democracy, I am therefore very far from meaning, or from believing, that similar advantages can only be obtained from the same laws.
Before I dive into the topic of this chapter, I want to remind the reader of something I’ve mentioned a few times throughout this book. The political institutions of the United States seem to me to be one way a democracy can be organized; however, I don’t believe the American Constitution is the best or the only option that a democratic society can create. While I highlight the benefits that Americans gain from their democratic government, I definitely do not mean or believe that those same benefits can only come from those specific laws.
General Tendency Of The Laws Under The Rule Of The American Democracy, And Habits Of Those Who Apply Them
General Trends of the Laws Under American Democracy, and Behaviors of Those Who Enforce Them
Defects of a democratic government easy to be discovered—Its advantages only to be discerned by long observation—Democracy in America often inexpert, but the general tendency of the laws advantageous—In the American democracy public officers have no permanent interests distinct from those of the majority—Result of this state of things.
Defects in a democratic government are easy to spot—Its advantages are only clear after careful observation—Democracy in America may often lack expertise, but the overall direction of the laws is beneficial—In American democracy, public officials do not have permanent interests separate from those of the majority—Consequences of this situation.
The defects and the weaknesses of a democratic government may very readily be discovered; they are demonstrated by the most flagrant instances, whilst its beneficial influence is less perceptibly exercised. A single glance suffices to detect its evil consequences, but its good qualities can only be discerned by long observation. The laws of the American democracy are frequently defective or incomplete; they sometimes attack vested rights, or give a sanction to others which are dangerous to the community; but even if they were good, the frequent changes which they undergo would be an evil. How comes it, then, that the American republics prosper and maintain their position?
The flaws and weaknesses of a democratic government are easy to spot; they show up in the most obvious ways, while its positive effects are less noticeable. It only takes a quick look to see its negative impacts, but identifying its benefits requires careful observation over time. The laws in American democracy are often flawed or unfinished; sometimes they undermine established rights or legitimize others that threaten the community. Even if the laws were sound, the constant changes they go through would still be a problem. So, how is it that the American republics thrive and hold their ground?
In the consideration of laws a distinction must be carefully observed between the end at which they aim and the means by which they are directed to that end, between their absolute and their relative excellence. If it be the intention of the legislator to favor the interests of the minority at the expense of the majority, and if the measures he takes are so combined as to accomplish the object he has in view with the least possible expense of time and exertion, the law may be well drawn up, although its purpose be bad; and the more efficacious it is, the greater is the mischief which it causes.
When considering laws, it’s important to differentiate between the goal they aim for and the methods used to achieve that goal, as well as between their absolute quality and their relative effectiveness. If a lawmaker intends to prioritize the interests of a minority at the expense of the majority, and if the strategies employed are designed to achieve that aim with minimal time and effort, the law may be well-crafted, even if its purpose is unjust; in fact, the more effective it is, the more harm it can cause.
Democratic laws generally tend to promote the welfare of the greatest possible number; for they emanate from the majority of the citizens, who are subject to error, but who cannot have an interest opposed to their own advantage. The laws of an aristocracy tend, on the contrary, to concentrate wealth and power in the hands of the minority, because an aristocracy, by its very nature, constitutes a minority. It may therefore be asserted, as a general proposition, that the purpose of a democracy in the conduct of its legislation is useful to a greater number of citizens than that of an aristocracy. This is, however, the sum total of its advantages.
Democratic laws usually aim to benefit the largest number of people possible because they come from the majority of citizens, who can make mistakes but generally don't have interests that conflict with their own well-being. In contrast, the laws of an aristocracy tend to concentrate wealth and power in a small minority since an aristocracy is, by its very nature, a minority. Therefore, it's reasonable to say that the goal of a democracy in its legislative processes is more beneficial to a larger number of citizens than that of an aristocracy. However, this sums up its advantages.
Aristocracies are infinitely more expert in the science of legislation than democracies ever can be. They are possessed of a self-control which protects them from the errors of temporary excitement, and they form lasting designs which they mature with the assistance of favorable opportunities. Aristocratic government proceeds with the dexterity of art; it understands how to make the collective force of all its laws converge at the same time to a given point. Such is not the case with democracies, whose laws are almost always ineffective or inopportune. The means of democracy are therefore more imperfect than those of aristocracy, and the measures which it unwittingly adopts are frequently opposed to its own cause; but the object it has in view is more useful.
Aristocracies are way better at creating laws than democracies ever will be. They have a self-control that protects them from the mistakes that come from temporary emotions, and they develop long-term plans that they refine when the right opportunities arise. Aristocratic governments work with the skill of artists; they know how to align all their laws to achieve a specific goal at the same time. That’s not the case with democracies, where laws are usually ineffective or poorly timed. So, the methods of democracy are less effective than those of aristocracy, and the actions it takes without realizing often go against its own interests; however, the goal it aims for is more beneficial.
Let us now imagine a community so organized by nature, or by its constitution, that it can support the transitory action of bad laws, and that it can await, without destruction, the general tendency of the legislation: we shall then be able to conceive that a democratic government, notwithstanding its defects, will be most fitted to conduce to the prosperity of this community. This is precisely what has occurred in the United States; and I repeat, what I have before remarked, that the great advantage of the Americans consists in their being able to commit faults which they may afterward repair.
Let's now picture a community that is so well-structured, either by nature or its constitution, that it can handle the temporary impacts of bad laws, allowing it to endure the overall direction of legislation without falling apart. In this case, we can understand that a democratic government, despite its flaws, is best suited to promoting the success of this community. This is exactly what has happened in the United States; and I want to reiterate my earlier point that the major strength of Americans lies in their ability to make mistakes that they can later fix.
An analogous observation may be made respecting public officers. It is easy to perceive that the American democracy frequently errs in the choice of the individuals to whom it entrusts the power of the administration; but it is more difficult to say why the State prospers under their rule. In the first place it is to be remarked, that if in a democratic State the governors have less honesty and less capacity than elsewhere, the governed, on the other hand, are more enlightened and more attentive to their interests. As the people in democracies is more incessantly vigilant in its affairs and more jealous of its rights, it prevents its representatives from abandoning that general line of conduct which its own interest prescribes. In the second place, it must be remembered that if the democratic magistrate is more apt to misuse his power, he possesses it for a shorter period of time. But there is yet another reason which is still more general and conclusive. It is no doubt of importance to the welfare of nations that they should be governed by men of talents and virtue; but it is perhaps still more important that the interests of those men should not differ from the interests of the community at large; for, if such were the case, virtues of a high order might become useless, and talents might be turned to a bad account. I say that it is important that the interests of the persons in authority should not conflict with or oppose the interests of the community at large; but I do not insist upon their having the same interests as the whole population, because I am not aware that such a state of things ever existed in any country.
A similar observation can be made about public officials. It's clear that American democracy often makes mistakes in choosing the individuals it gives the power to run things; however, it’s harder to explain why the State thrives under their leadership. First, it’s worth noting that in a democratic State, even if the leaders are less honest and capable than in other systems, the citizens are usually more informed and more focused on their interests. Since people in democracies are constantly vigilant about their affairs and protective of their rights, they keep their representatives in line with what benefits the community. Secondly, it’s important to remember that while democratic officials may be more likely to misuse their power, they hold that power for a shorter period. Yet there’s an even broader and more decisive reason. It’s definitely crucial for the well-being of nations to be led by talented and virtuous individuals, but it might be even more essential that those leaders’ interests align with those of the community as a whole; otherwise, high virtues could become ineffective, and talents could be misused. I argue that it’s important for those in power to not have interests that conflict with those of the wider community; however, I don’t require them to have exactly the same interests as everyone else, because I’m not aware of such a situation occurring in any country.
No political form has hitherto been discovered which is equally favorable to the prosperity and the development of all the classes into which society is divided. These classes continue to form, as it were, a certain number of distinct nations in the same nation; and experience has shown that it is no less dangerous to place the fate of these classes exclusively in the hands of any one of them than it is to make one people the arbiter of the destiny of another. When the rich alone govern, the interest of the poor is always endangered; and when the poor make the laws, that of the rich incurs very serious risks. The advantage of democracy does not consist, therefore, as has sometimes been asserted, in favoring the prosperity of all, but simply in contributing to the well-being of the greatest possible number.
No political system has been found that is equally beneficial for the prosperity and development of all the social classes in society. These classes seem to create distinct groups within the same nation, and experience has shown that it's just as risky to put the fate of these classes solely into the hands of one as it is to have one group decide the fate of another. When only the wealthy govern, the interests of the poor are always at risk; likewise, when the poor make the laws, the interests of the rich face serious threats. Thus, the benefit of democracy doesn't lie, as some have suggested, in promoting the prosperity of everyone, but simply in enhancing the well-being of the largest possible number of people.
The men who are entrusted with the direction of public affairs in the United States are frequently inferior, both in point of capacity and of morality, to those whom aristocratic institutions would raise to power. But their interest is identified and confounded with that of the majority of their fellow-citizens. They may frequently be faithless and frequently mistaken, but they will never systematically adopt a line of conduct opposed to the will of the majority; and it is impossible that they should give a dangerous or an exclusive tendency to the government.
The men in charge of public affairs in the United States often lack the skills and moral standards of those who would be in power under aristocratic systems. However, their interests are closely aligned with those of the majority of their fellow citizens. They may sometimes be untrustworthy and make mistakes, but they will never consistently act against the will of the majority; it's unlikely they would lead the government in a dangerous or exclusive direction.
The mal-administration of a democratic magistrate is a mere isolated fact, which only occurs during the short period for which he is elected. Corruption and incapacity do not act as common interests, which may connect men permanently with one another. A corrupt or an incapable magistrate will not concert his measures with another magistrate, simply because that individual is as corrupt and as incapable as himself; and these two men will never unite their endeavors to promote the corruption and inaptitude of their remote posterity. The ambition and the manoeuvres of the one will serve, on the contrary, to unmask the other. The vices of a magistrate, in democratic states, are usually peculiar to his own person.
The poor management by a democratic official is just a temporary issue that happens only during their short term in office. Corruption and incompetence don't create lasting bonds between people. A corrupt or incompetent official won't work together with another official just because that person is just as corrupt and incompetent; instead, they will likely expose each other's flaws. In democratic states, the faults of an official are usually specific to that individual.
But under aristocratic governments public men are swayed by the interest of their order, which, if it is sometimes confounded with the interests of the majority, is very frequently distinct from them. This interest is the common and lasting bond which unites them together; it induces them to coalesce, and to combine their efforts in order to attain an end which does not always ensure the greatest happiness of the greatest number; and it serves not only to connect the persons in authority, but to unite them to a considerable portion of the community, since a numerous body of citizens belongs to the aristocracy, without being invested with official functions. The aristocratic magistrate is therefore constantly supported by a portion of the community, as well as by the Government of which he is a member.
But in aristocratic governments, public figures are influenced by the interests of their class, which, while sometimes overlapping with the interests of the majority, often differ significantly. This interest acts as a shared and enduring bond that brings them together; it encourages them to unite and collaborate to achieve goals that don't always prioritize the greatest happiness for the greatest number. Additionally, it not only links those in power but also connects them to a large segment of the community, as many citizens belong to the aristocracy without holding official positions. Therefore, the aristocratic official is consistently backed by a portion of the community, as well as by the Government of which they are part.
The common purpose which connects the interest of the magistrates in aristocracies with that of a portion of their contemporaries identifies it with that of future generations; their influence belongs to the future as much as to the present. The aristocratic magistrate is urged at the same time toward the same point by the passions of the community, by his own, and I may almost add by those of his posterity. Is it, then, wonderful that he does not resist such repeated impulses? And indeed aristocracies are often carried away by the spirit of their order without being corrupted by it; and they unconsciously fashion society to their own ends, and prepare it for their own descendants.
The shared goal that links the interests of magistrates in aristocracies with those of some of their peers connects them with future generations; their influence is felt as much in the future as in the present. The aristocratic magistrate is simultaneously driven toward the same objectives by the passions of the community, his own feelings, and I might even say those of his descendants. So, is it any surprise that he doesn’t resist these constant urges? In fact, aristocracies often get swept up in the spirit of their order without being tainted by it; they unintentionally shape society to serve their own purposes and prepare it for their own heirs.
The English aristocracy is perhaps the most liberal which ever existed, and no body of men has ever, uninterruptedly, furnished so many honorable and enlightened individuals to the government of a country. It cannot, however, escape observation that in the legislation of England the good of the poor has been sacrificed to the advantage of the rich, and the rights of the majority to the privileges of the few. The consequence is, that England, at the present day, combines the extremes of fortune in the bosom of her society, and her perils and calamities are almost equal to her power and her renown. *a
The English aristocracy is probably the most liberal that has ever existed, and no group of people has consistently provided so many honorable and enlightened individuals to a country's government. However, it’s hard to miss that in England's laws, the welfare of the poor has been sacrificed for the benefit of the rich, and the rights of the majority have been set aside for the privileges of a few. As a result, England today has both extreme wealth and poverty within its society, and its risks and challenges are nearly as significant as its power and fame.
a
[ [The legislation of England for the forty years is certainly not fairly open
to this criticism, which was written before the Reform Bill of 1832, and
accordingly Great Britain has thus far escaped and surmounted the perils and
calamities to which she seemed to be exposed.]]
a
[ [The laws of England over the past forty years definitely don't deserve this criticism, which was made before the Reform Bill of 1832, and as a result, Great Britain has managed to avoid and overcome the dangers and disasters that it appeared to be facing.]]
In the United States, where the public officers have no interests to promote connected with their caste, the general and constant influence of the Government is beneficial, although the individuals who conduct it are frequently unskilful and sometimes contemptible. There is indeed a secret tendency in democratic institutions to render the exertions of the citizens subservient to the prosperity of the community, notwithstanding their private vices and mistakes; whilst in aristocratic institutions there is a secret propensity which, notwithstanding the talents and the virtues of those who conduct the government, leads them to contribute to the evils which oppress their fellow-creatures. In aristocratic governments public men may frequently do injuries which they do not intend, and in democratic states they produce advantages which they never thought of.
In the United States, where public officials don't have personal interests tied to their social class, the overall and ongoing impact of the government is positive, even though the people running it can often be incompetent and sometimes even shameful. There is actually a hidden tendency in democratic systems to make citizens' efforts serve the well-being of the community, despite their personal flaws and errors; while in aristocratic systems, there's a subtle inclination that, regardless of the talents and virtues of those in charge, leads them to contribute to the issues that burden their fellow citizens. In aristocratic governments, public figures may often cause harm without meaning to, whereas in democratic states, they can create benefits they never intended.
Public Spirit In The United States
Public Spirit In The United States
Patriotism of instinct—Patriotism of reflection—Their different characteristics—Nations ought to strive to acquire the second when the first has disappeared—Efforts of the Americans to it—Interest of the individual intimately connected with that of the country.
Patriotism of instinct—Patriotism of reflection—Their different characteristics—Nations should work to gain the second when the first has faded—The efforts of Americans towards this—The interests of the individual are closely tied to the interests of the country.
There is one sort of patriotic attachment which principally arises from that instinctive, disinterested, and undefinable feeling which connects the affections of man with his birthplace. This natural fondness is united to a taste for ancient customs, and to a reverence for ancestral traditions of the past; those who cherish it love their country as they love the mansions of their fathers. They enjoy the tranquillity which it affords them; they cling to the peaceful habits which they have contracted within its bosom; they are attached to the reminiscences which it awakens, and they are even pleased by the state of obedience in which they are placed. This patriotism is sometimes stimulated by religious enthusiasm, and then it is capable of making the most prodigious efforts. It is in itself a kind of religion; it does not reason, but it acts from the impulse of faith and of sentiment. By some nations the monarch has been regarded as a personification of the country; and the fervor of patriotism being converted into the fervor of loyalty, they took a sympathetic pride in his conquests, and gloried in his power. At one time, under the ancient monarchy, the French felt a sort of satisfaction in the sense of their dependence upon the arbitrary pleasure of their king, and they were wont to say with pride, “We are the subjects of the most powerful king in the world.”
There’s a type of patriotic connection that mainly comes from an instinctive, selfless, and hard-to-define feeling linking people's emotions to their birthplace. This natural affection is tied to an appreciation for old customs and a respect for ancestral traditions from the past; those who value it love their country as they love their family homes. They enjoy the peace it brings them; they hold on to the peaceful routines they've developed there; they feel a connection to the memories it brings up, and they even take comfort in the sense of obedience they find themselves in. Sometimes, this patriotism is fueled by religious enthusiasm, which can inspire incredible efforts. It is, in a way, a kind of religion; it doesn't think critically but acts on faith and emotion. In some countries, the monarch has been seen as a symbol of the nation; and as patriotism transformed into loyalty, people took pride in his victories and celebrated his strength. At one point, during the old monarchy, the French found a certain satisfaction in their dependence on the king's whims, often proudly stating, “We are the subjects of the most powerful king in the world.”
But, like all instinctive passions, this kind of patriotism is more apt to prompt transient exertion than to supply the motives of continuous endeavor. It may save the State in critical circumstances, but it will not unfrequently allow the nation to decline in the midst of peace. Whilst the manners of a people are simple and its faith unshaken, whilst society is steadily based upon traditional institutions whose legitimacy has never been contested, this instinctive patriotism is wont to endure.
But, like all instinctive passions, this kind of patriotism is more likely to inspire quick bursts of effort rather than provide the motivation for consistent dedication. It can save the nation in critical times, but it often lets the country weaken during peaceful periods. When the customs of a people are straightforward and their beliefs are strong, and when society is firmly built on traditional institutions that have never been questioned, this instinctive patriotism tends to last.
But there is another species of attachment to a country which is more rational than the one we have been describing. It is perhaps less generous and less ardent, but it is more fruitful and more lasting; it is coeval with the spread of knowledge, it is nurtured by the laws, it grows by the exercise of civil rights, and, in the end, it is confounded with the personal interest of the citizen. A man comprehends the influence which the prosperity of his country has upon his own welfare; he is aware that the laws authorize him to contribute his assistance to that prosperity, and he labors to promote it as a portion of his interest in the first place, and as a portion of his right in the second.
But there’s another kind of connection to a country that’s more rational than the one we’ve been discussing. It might be less emotional and less intense, but it’s more productive and more enduring; it comes with the spread of knowledge, is supported by the laws, grows through the exercise of civil rights, and ultimately becomes tied to the personal interests of the citizen. A person understands how the prosperity of their country affects their own well-being; they realize that the laws allow them to help contribute to that prosperity, and they work to promote it both as part of their interest and as part of their rights.
But epochs sometimes occur, in the course of the existence of a nation, at which the ancient customs of a people are changed, public morality destroyed, religious belief disturbed, and the spell of tradition broken, whilst the diffusion of knowledge is yet imperfect, and the civil rights of the community are ill secured, or confined within very narrow limits. The country then assumes a dim and dubious shape in the eyes of the citizens; they no longer behold it in the soil which they inhabit, for that soil is to them a dull inanimate clod; nor in the usages of their forefathers, which they have been taught to look upon as a debasing yoke; nor in religion, for of that they doubt; nor in the laws, which do not originate in their own authority; nor in the legislator, whom they fear and despise. The country is lost to their senses, they can neither discover it under its own nor under borrowed features, and they entrench themselves within the dull precincts of a narrow egotism. They are emancipated from prejudice without having acknowledged the empire of reason; they are neither animated by the instinctive patriotism of monarchical subjects nor by the thinking patriotism of republican citizens; but they have stopped halfway between the two, in the midst of confusion and of distress.
But sometimes, in the life of a nation, there come moments when the old customs of a people are changed, public morality falls apart, religious beliefs are shaken, and the weight of tradition is lifted, even while the spread of knowledge is still incomplete, and the community's civil rights are poorly protected or limited. At that point, the country appears vague and uncertain to its citizens; they no longer see it in the land they live on, which feels like a dull, lifeless mass to them; nor do they find it in the customs of their ancestors, which they have been taught to view as a burdensome yoke; nor in religion, which they doubt; nor in the laws that weren’t created by their own authority; nor in the legislators, whom they fear and scorn. The country has become invisible to them; they can’t recognize it in its own features or in those borrowed from elsewhere, and they retreat into the narrow confines of self-absorption. They have broken free from prejudice without embracing the power of reason; they are neither driven by the instinctual patriotism of subjects under a monarchy nor by the thoughtful patriotism of citizens in a republic; instead, they find themselves stuck halfway between the two, caught in confusion and distress.
In this predicament, to retreat is impossible; for a people cannot restore the vivacity of its earlier times, any more than a man can return to the innocence and the bloom of childhood; such things may be regretted, but they cannot be renewed. The only thing, then, which remains to be done is to proceed, and to accelerate the union of private with public interests, since the period of disinterested patriotism is gone by forever.
In this situation, retreat is not an option; a people can't regain the energy of their earlier times any more than a person can go back to the innocence and freshness of childhood. We can regret those times, but we can't bring them back. Therefore, the only thing left to do is to move forward and speed up the connection between private and public interests, since the era of selfless patriotism is long gone.
I am certainly very far from averring that, in order to obtain this result, the exercise of political rights should be immediately granted to all the members of the community. But I maintain that the most powerful, and perhaps the only, means of interesting men in the welfare of their country which we still possess is to make them partakers in the Government. At the present time civic zeal seems to me to be inseparable from the exercise of political rights; and I hold that the number of citizens will be found to augment or to decrease in Europe in proportion as those rights are extended.
I definitely don't suggest that granting political rights to everyone in the community is the immediate solution. However, I believe that the most effective—and perhaps the only—way to engage people in the welfare of their country is to involve them in the government. Right now, civic enthusiasm seems to be tied directly to the exercise of political rights, and I think the number of citizens in Europe will increase or decrease based on how widely those rights are granted.
In the United States the inhabitants were thrown but as yesterday upon the soil which they now occupy, and they brought neither customs nor traditions with them there; they meet each other for the first time with no previous acquaintance; in short, the instinctive love of their country can scarcely exist in their minds; but everyone takes as zealous an interest in the affairs of his township, his county, and of the whole State, as if they were his own, because everyone, in his sphere, takes an active part in the government of society.
In the United States, the people were suddenly placed on the land they now live on, and they brought no customs or traditions with them; they encounter each other for the first time without any prior connections. In short, their natural love for their country is hardly present in their minds. However, everyone takes a passionate interest in the issues of their town, their county, and the entire state, as if these matters were personal, because each person actively participates in the governance of society within their own capacity.
The lower orders in the United States are alive to the perception of the influence exercised by the general prosperity upon their own welfare; and simple as this observation is, it is one which is but too rarely made by the people. But in America the people regards this prosperity as the result of its own exertions; the citizen looks upon the fortune of the public as his private interest, and he co-operates in its success, not so much from a sense of pride or of duty, as from what I shall venture to term cupidity.
The lower classes in the United States are aware of how general prosperity affects their own well-being; and while this point may seem straightforward, it is rarely acknowledged by the populace. However, in America, people see this prosperity as a result of their own efforts; citizens view the success of the community as a personal stake and participate in its achievement, not so much out of pride or duty, but rather, as I might say, out of greed.
It is unnecessary to study the institutions and the history of the Americans in order to discover the truth of this remark, for their manners render it sufficiently evident. As the American participates in all that is done in his country, he thinks himself obliged to defend whatever may be censured; for it is not only his country which is attacked upon these occasions, but it is himself. The consequence is, that his national pride resorts to a thousand artifices, and to all the petty tricks of individual vanity.
There’s no need to study American institutions and history to understand the truth in this observation, as their behavior makes it clear enough. When an American is involved in anything happening in their country, they feel compelled to defend it against any criticism. It’s not just their country that’s being attacked, but themselves as well. The result is that their national pride employs all sorts of clever tactics and the little tricks of personal vanity.
Nothing is more embarrassing in the ordinary intercourse of life than this irritable patriotism of the Americans. A stranger may be very well inclined to praise many of the institutions of their country, but he begs permission to blame some of the peculiarities which he observes—a permission which is, however, inexorably refused. America is therefore a free country, in which, lest anybody should be hurt by your remarks, you are not allowed to speak freely of private individuals, or of the State, of the citizens or of the authorities, of public or of private undertakings, or, in short, of anything at all, except it be of the climate and the soil; and even then Americans will be found ready to defend either the one or the other, as if they had been contrived by the inhabitants of the country.
Nothing is more embarrassing in everyday life than the overly sensitive patriotism of Americans. A visitor might genuinely want to praise many aspects of the country, but they hesitate to criticize some of the quirks they notice—a request that is firmly denied. America is thus a free country where, to avoid offending anyone, you aren’t allowed to speak freely about individuals, the government, citizens, authorities, public or private projects, or really anything at all, except for the weather and the land; and even then, Americans are quick to defend both as if they were exclusively created by the people of the country.
In our times option must be made between the patriotism of all and the government of a few; for the force and activity which the first confers are irreconcilable with the guarantees of tranquillity which the second furnishes.
In our time, we must choose between the patriotism of everyone and the rule of a few; because the strength and energy that the first offers clash with the security and peace that the second provides.
Notion Of Rights In The United States
Notion of Rights in the United States
No great people without a notion of rights—How the notion of rights can be given to people—Respect of rights in the United States—Whence it arises.
No great individuals exist without an understanding of rights—How the concept of rights can be granted to people—Respect for rights in the United States—Where it comes from.
After the idea of virtue, I know no higher principle than that of right; or, to speak more accurately, these two ideas are commingled in one. The idea of right is simply that of virtue introduced into the political world. It is the idea of right which enabled men to define anarchy and tyranny; and which taught them to remain independent without arrogance, as well as to obey without servility. The man who submits to violence is debased by his compliance; but when he obeys the mandate of one who possesses that right of authority which he acknowledges in a fellow-creature, he rises in some measure above the person who delivers the command. There are no great men without virtue, and there are no great nations—it may almost be added that there would be no society—without the notion of rights; for what is the condition of a mass of rational and intelligent beings who are only united together by the bond of force?
After the concept of virtue, I can't think of a higher principle than that of right; or, to be more precise, these two ideas are intertwined. The idea of right is simply virtue brought into the political realm. It is the idea of right that allowed people to define anarchy and tyranny; and it taught them to be independent without being arrogant, as well as to obey without being submissive. A person who submits to violence is degraded by their compliance; but when they follow the orders of someone they recognize as having legitimate authority, they elevate themselves above the person giving the command. There are no great individuals without virtue, and there are no great nations—one could even argue that there would be no society—without the concept of rights; because what is the situation of a group of rational and intelligent beings who are only connected by force?
I am persuaded that the only means which we possess at the present time of inculcating the notion of rights, and of rendering it, as it were, palpable to the senses, is to invest all the members of the community with the peaceful exercise of certain rights: this is very clearly seen in children, who are men without the strength and the experience of manhood. When a child begins to move in the midst of the objects which surround him, he is instinctively led to turn everything which he can lay his hands upon to his own purposes; he has no notion of the property of others; but as he gradually learns the value of things, and begins to perceive that he may in his turn be deprived of his possessions, he becomes more circumspect, and he observes those rights in others which he wishes to have respected in himself. The principle which the child derives from the possession of his toys is taught to the man by the objects which he may call his own. In America those complaints against property in general which are so frequent in Europe are never heard, because in America there are no paupers; and as everyone has property of his own to defend, everyone recognizes the principle upon which he holds it.
I believe that the best way we have right now to teach the idea of rights and make it feel real is by allowing everyone in the community to peacefully exercise certain rights. This is especially obvious in children, who are basically young people without the strength or experience of adults. When a child starts to explore the things around them, they instinctively want to use everything they can grab for their own purposes. They don't understand the concept of other people's property at first, but as they begin to understand the value of things and realize they can lose their own possessions, they become more careful and start to respect the rights of others, just like they want theirs to be respected. The lesson a child learns from their toys is something an adult learns from the things they own. In America, we don’t hear the common complaints about property that are frequent in Europe because there are no beggars here; everyone has something of their own to protect, which helps everyone acknowledge the principle that supports their ownership.
The same thing occurs in the political world. In America the lowest classes have conceived a very high notion of political rights, because they exercise those rights; and they refrain from attacking those of other people, in order to ensure their own from attack. Whilst in Europe the same classes sometimes recalcitrate even against the supreme power, the American submits without a murmur to the authority of the pettiest magistrate.
The same thing happens in politics. In America, the lower classes have a strong belief in political rights because they actively participate in them; they avoid infringing on the rights of others to protect their own from being threatened. Meanwhile, in Europe, the same groups sometimes push back even against the highest authority, while Americans tend to accept the rules set by even the smallest officials without protest.
This truth is exemplified by the most trivial details of national peculiarities. In France very few pleasures are exclusively reserved for the higher classes; the poor are admitted wherever the rich are received, and they consequently behave with propriety, and respect whatever contributes to the enjoyments in which they themselves participate. In England, where wealth has a monopoly of amusement as well as of power, complaints are made that whenever the poor happen to steal into the enclosures which are reserved for the pleasures of the rich, they commit acts of wanton mischief: can this be wondered at, since care has been taken that they should have nothing to lose? *b
This truth is shown in the small details of national differences. In France, very few pleasures are only for the wealthy; the poor are welcomed wherever the rich go, and they therefore act appropriately and respect everything that contributes to the enjoyment they share. In England, where wealth controls both entertainment and power, there are complaints that when the poor sneak into areas reserved for the rich’s enjoyment, they engage in reckless behavior. Can we really be surprised, considering they've been made to have nothing to lose?
b
[ [This, too, has been amended by much larger provisions for the amusements of
the people in public parks, gardens, museums, etc.; and the conduct of the
people in these places of amusement has improved in the same proportion.]]
b
[ [This has also been updated with much larger offerings for the entertainment of the public in parks, gardens, museums, etc.; and the behavior of people in these entertainment venues has improved correspondingly.]]
The government of democracy brings the notion of political rights to the level of the humblest citizens, just as the dissemination of wealth brings the notion of property within the reach of all the members of the community; and I confess that, to my mind, this is one of its greatest advantages. I do not assert that it is easy to teach men to exercise political rights; but I maintain that, when it is possible, the effects which result from it are highly important; and I add that, if there ever was a time at which such an attempt ought to be made, that time is our own. It is clear that the influence of religious belief is shaken, and that the notion of divine rights is declining; it is evident that public morality is vitiated, and the notion of moral rights is also disappearing: these are general symptoms of the substitution of argument for faith, and of calculation for the impulses of sentiment. If, in the midst of this general disruption, you do not succeed in connecting the notion of rights with that of personal interest, which is the only immutable point in the human heart, what means will you have of governing the world except by fear? When I am told that, since the laws are weak and the populace is wild, since passions are excited and the authority of virtue is paralyzed, no measures must be taken to increase the rights of the democracy, I reply, that it is for these very reasons that some measures of the kind must be taken; and I am persuaded that governments are still more interested in taking them than society at large, because governments are liable to be destroyed and society cannot perish.
The government of democracy brings the idea of political rights to all citizens, just like the spread of wealth makes the concept of property accessible to everyone in the community; and I honestly believe this is one of its biggest advantages. I don’t claim that it’s easy to teach people how to exercise political rights; however, I argue that when it’s possible, the outcomes are incredibly significant. I also believe that if there’s ever been a time to make such an effort, it’s now. It’s clear that the influence of religious beliefs is weakening, and the idea of divine rights is fading; it’s evident that public morality is deteriorating, and the concept of moral rights is also disappearing. These are signs of a shift from faith-based beliefs to argument and from feelings to logical reasoning. If in the midst of this overall chaos you don’t manage to link the idea of rights with personal interest, which is the only constant in human nature, what tool do you have to govern the world if not fear? When I hear that since the laws are weak and the people are unruly, and since emotions are stirred up while the authority of virtue is weakened, no steps should be taken to enhance the rights of democracy, I respond that it’s precisely for these reasons that some actions must be taken. I am convinced that governments are even more motivated to take them than society as a whole because governments can be toppled, while society cannot perish.
I am not, however, inclined to exaggerate the example which America furnishes. In those States the people are invested with political rights at a time when they could scarcely be abused, for the citizens were few in number and simple in their manners. As they have increased, the Americans have not augmented the power of the democracy, but they have, if I may use the expression, extended its dominions. It cannot be doubted that the moment at which political rights are granted to a people that had before been without them is a very critical, though it be a necessary one. A child may kill before he is aware of the value of life; and he may deprive another person of his property before he is aware that his own may be taken away from him. The lower orders, when first they are invested with political rights, stand, in relation to those rights, in the same position as the child does to the whole of nature, and the celebrated adage may then be applied to them, Homo puer robustus. This truth may even be perceived in America. The States in which the citizens have enjoyed their rights longest are those in which they make the best use of them.
I'm not, however, inclined to exaggerate the example that America sets. In those states, people were given political rights at a time when they could hardly be misused, as the citizens were few in number and simple in their ways. As they've grown, Americans haven't increased the power of democracy but have, if I may say, expanded its reach. It's clear that the moment a group gets political rights after lacking them is a very crucial, though necessary, time. A child might harm someone before understanding the value of life; similarly, they might take someone else's belongings before realizing that their own could be taken away. The lower classes, when first granted political rights, relate to those rights like a child relates to the entirety of nature, and the famous saying can then apply to them, Homo puer robustus. This truth is even observable in America. The states where citizens have enjoyed their rights the longest are those where they make the best use of them.
It cannot be repeated too often that nothing is more fertile in prodigies than the art of being free; but there is nothing more arduous than the apprenticeship of liberty. Such is not the case with despotic institutions: despotism often promises to make amends for a thousand previous ills; it supports the right, it protects the oppressed, and it maintains public order. The nation is lulled by the temporary prosperity which accrues to it, until it is roused to a sense of its own misery. Liberty, on the contrary, is generally established in the midst of agitation, it is perfected by civil discord, and its benefits cannot be appreciated until it is already old.
It can't be said enough that nothing creates wonders like the art of being free; yet, nothing is more challenging than learning how to be free. This isn’t true for oppressive systems: tyranny often claims to make up for countless past wrongs; it upholds rights, offers protection to the oppressed, and maintains public order. The nation is lulled into a false sense of security by the temporary prosperity it experiences until it becomes aware of its own suffering. Freedom, on the other hand, is usually established amid turmoil, is refined through civil conflict, and its advantages can only be recognized once it has been around for a while.
Chapter XIV: Advantages American Society Derive From Democracy—Part II
Respect For The Law In The United States
Respect of the Americans for the law—Parental affection which they entertain for it—Personal interest of everyone to increase the authority of the law.
The respect Americans have for the law—the parental affection they feel for it—everyone's personal interest in strengthening the authority of the law.
It is not always feasible to consult the whole people, either directly or indirectly, in the formation of the law; but it cannot be denied that, when such a measure is possible the authority of the law is very much augmented. This popular origin, which impairs the excellence and the wisdom of legislation, contributes prodigiously to increase its power. There is an amazing strength in the expression of the determination of a whole people, and when it declares itself the imagination of those who are most inclined to contest it is overawed by its authority. The truth of this fact is very well known by parties, and they consequently strive to make out a majority whenever they can. If they have not the greater number of voters on their side, they assert that the true majority abstained from voting; and if they are foiled even there, they have recourse to the body of those persons who had no votes to give.
It’s not always practical to involve everyone directly or indirectly in creating laws, but it’s clear that when it is possible, it significantly boosts the authority of those laws. This popular foundation, which can weaken the quality and wisdom of legislation, greatly enhances its power. There’s an incredible strength in the decision made by an entire population, and when such a decision is made, it often intimidates those who might challenge it. Political parties are very aware of this, so they always try to show that they represent a majority whenever they can. If they don’t have the most voters on their side, they claim that the real majority didn't participate in the vote; and if that fails, they turn to those who simply didn’t have the opportunity to vote.
In the United States, except slaves, servants, and paupers in the receipt of relief from the townships, there is no class of persons who do not exercise the elective franchise, and who do not indirectly contribute to make the laws. Those who design to attack the laws must consequently either modify the opinion of the nation or trample upon its decision.
In the United States, aside from slaves, servants, and the poor receiving help from local towns, there is no group of people who don’t have the right to vote and who don’t indirectly help shape the laws. Therefore, those who plan to challenge the laws must either change the views of the country or ignore its decisions.
A second reason, which is still more weighty, may be further adduced; in the United States everyone is personally interested in enforcing the obedience of the whole community to the law; for as the minority may shortly rally the majority to its principles, it is interested in professing that respect for the decrees of the legislator which it may soon have occasion to claim for its own. However irksome an enactment may be, the citizen of the United States complies with it, not only because it is the work of the majority, but because it originates in his own authority, and he regards it as a contract to which he is himself a party.
A second, even more significant reason can be added: in the United States, everyone has a personal stake in making sure that the entire community follows the law. Since the minority can quickly gather the majority to support its views, it’s important for them to show respect for the laws set by the lawmakers, as they might soon want that same respect for their own beliefs. No matter how annoying a law can be, a citizen of the United States follows it not just because it comes from the majority, but because it stems from their own authority, and they see it as a contract in which they are a participant.
In the United States, then, that numerous and turbulent multitude does not exist which always looks upon the law as its natural enemy, and accordingly surveys it with fear and with fear and with distrust. It is impossible, on the other hand, not to perceive that all classes display the utmost reliance upon the legislation of their country, and that they are attached to it by a kind of parental affection.
In the United States, then, that large and restless crowd does not see the law as its natural enemy, and as a result, it views it with fear and distrust. On the other hand, it’s clear that all classes have great confidence in their country’s laws and feel a strong attachment to them, almost like a parental bond.
I am wrong, however, in saying all classes; for as in America the European scale of authority is inverted, the wealthy are there placed in a position analogous to that of the poor in the Old World, and it is the opulent classes which frequently look upon the law with suspicion. I have already observed that the advantage of democracy is not, as has been sometimes asserted, that it protects the interests of the whole community, but simply that it protects those of the majority. In the United States, where the poor rule, the rich have always some reason to dread the abuses of their power. This natural anxiety of the rich may produce a sullen dissatisfaction, but society is not disturbed by it; for the same reason which induces the rich to withhold their confidence in the legislative authority makes them obey its mandates; their wealth, which prevents them from making the law, prevents them from withstanding it. Amongst civilized nations revolts are rarely excited, except by such persons as have nothing to lose by them; and if the laws of a democracy are not always worthy of respect, at least they always obtain it; for those who usually infringe the laws have no excuse for not complying with the enactments they have themselves made, and by which they are themselves benefited, whilst the citizens whose interests might be promoted by the infraction of them are induced, by their character and their stations, to submit to the decisions of the legislature, whatever they may be. Besides which, the people in America obeys the law not only because it emanates from the popular authority, but because that authority may modify it in any points which may prove vexatory; a law is observed because it is a self-imposed evil in the first place, and an evil of transient duration in the second.
I'm wrong, though, in saying all classes; because in America, the European hierarchy of authority is flipped upside down. The wealthy there are in a position similar to that of the poor in the Old World, and it's the affluent classes who often view the law with skepticism. I've already noted that the benefit of democracy isn't, as some have claimed, that it protects the interests of the entire community, but rather that it safeguards those of the majority. In the United States, where the poor hold power, the rich always have a reason to fear the misuse of their authority. This natural concern among the wealthy may lead to a brooding dissatisfaction, but it doesn’t disrupt society; the same reason that makes the rich distrustful of the legislative authority also compels them to follow its rules; their wealth, which stops them from shaping the law, also prevents them from resisting it. In civilized nations, revolts are rarely inspired by those who have something to lose; and while the laws of a democracy may not always be deserving of respect, they still command it; those who typically break the law have no justification for not adhering to the rules they themselves created, which benefit them, while citizens whose interests might be advanced by breaking the law are encouraged, due to their character and status, to accept the legislature's decisions, no matter what they are. Moreover, people in America obey the law not just because it comes from popular authority, but because that authority can change it in any ways that may be bothersome; a law is followed because it is a self-imposed burden to start with, and a burden that is only temporary at that.
Activity Which Pervades All The Branches Of The Body Politic In The United States; Influence Which It Exercises Upon Society
Activity That Affects All Parts of the Political System in the United States; The Impact It Has on Society
More difficult to conceive the political activity which pervades the United States than the freedom and equality which reign there—The great activity which perpetually agitates the legislative bodies is only an episode to the general activity—Difficult for an American to confine himself to his own business—Political agitation extends to all social intercourse—Commercial activity of the Americans partly attributable to this cause—Indirect advantages which society derives from a democratic government.
It's harder to understand the political hustle that fills the United States than the freedom and equality that exist there. The constant buzz of activity in legislative bodies is just a part of the overall dynamics at play. It's tough for an American to focus solely on their own affairs—political discussions spill over into all social interactions. The commercial energy of Americans is partly due to this factor—there are indirect benefits that society gains from a democratic government.
On passing from a country in which free institutions are established to one where they do not exist, the traveller is struck by the change; in the former all is bustle and activity, in the latter everything is calm and motionless. In the one, amelioration and progress are the general topics of inquiry; in the other, it seems as if the community only aspired to repose in the enjoyment of the advantages which it has acquired. Nevertheless, the country which exerts itself so strenuously to promote its welfare is generally more wealthy and more prosperous than that which appears to be so contented with its lot; and when we compare them together, we can scarcely conceive how so many new wants are daily felt in the former, whilst so few seem to occur in the latter.
When a traveler moves from a country with free institutions to one without them, they notice a significant change; in the first, there's a buzz of activity, while in the second, everything feels calm and stagnant. In one place, improvement and progress are hot topics; in the other, it seems like the community is just looking to relax and enjoy what they already have. However, the country that works hard to improve itself is usually wealthier and more prosperous than the one that appears satisfied with its situation. When we compare the two, it's hard to understand why so many new needs arise daily in the first, while so few seem to emerge in the second.
If this remark is applicable to those free countries in which monarchical and aristocratic institutions subsist, it is still more striking with regard to democratic republics. In these States it is not only a portion of the people which is busied with the amelioration of its social condition, but the whole community is engaged in the task; and it is not the exigencies and the convenience of a single class for which a provision is to be made, but the exigencies and the convenience of all ranks of life.
If this observation applies to those free countries where monarchical and aristocratic systems exist, it’s even more evident when it comes to democratic republics. In these nations, it's not just a part of the population focused on improving their social conditions; the entire community is involved in this effort. It's not just about meeting the needs and convenience of one class, but about addressing the needs and convenience of all social levels.
It is not impossible to conceive the surpassing liberty which the Americans enjoy; some idea may likewise be formed of the extreme equality which subsists amongst them, but the political activity which pervades the United States must be seen in order to be understood. No sooner do you set foot upon the American soil than you are stunned by a kind of tumult; a confused clamor is heard on every side; and a thousand simultaneous voices demand the immediate satisfaction of their social wants. Everything is in motion around you; here, the people of one quarter of a town are met to decide upon the building of a church; there, the election of a representative is going on; a little further the delegates of a district are posting to the town in order to consult upon some local improvements; or in another place the laborers of a village quit their ploughs to deliberate upon the project of a road or a public school. Meetings are called for the sole purpose of declaring their disapprobation of the line of conduct pursued by the Government; whilst in other assemblies the citizens salute the authorities of the day as the fathers of their country. Societies are formed which regard drunkenness as the principal cause of the evils under which the State labors, and which solemnly bind themselves to give a constant example of temperance. *c
It’s not hard to imagine the incredible freedom that Americans enjoy; you can also get a sense of the strong equality that exists among them, but the political energy that runs through the United States must be experienced to be fully understood. The moment you step onto American soil, you're struck by a kind of chaos; you hear a loud mix of voices from all around, and a thousand people are demanding immediate attention to their social needs. Everything is in motion around you; here, people from one part of town gather to decide on building a church; there, an election for a representative is happening; a bit further away, local delegates are rushing to town to discuss improvements; or in another spot, village workers have left their fields to talk about plans for a road or a public school. Meetings are held solely to express their dissatisfaction with the government’s actions, while in other gatherings, citizens greet the current authorities as the founders of their nation. Organizations are formed that view alcohol abuse as the root cause of the state’s problems, and they commit to setting a consistent example of moderation.
c
[ At the time of my stay in the United States the temperance societies already
consisted of more than 270,000 members, and their effect had been to diminish
the consumption of fermented liquors by 500,000 gallons per annum in the State
of Pennsylvania alone.]
c
[ When I was in the United States, the temperance societies already had over 270,000 members, and their impact had reduced the consumption of alcoholic beverages by 500,000 gallons each year in the State of Pennsylvania alone.]
The great political agitation of the American legislative bodies, which is the only kind of excitement that attracts the attention of foreign countries, is a mere episode or a sort of continuation of that universal movement which originates in the lowest classes of the people and extends successively to all the ranks of society. It is impossible to spend more efforts in the pursuit of enjoyment.
The intense political action in American legislatures, which is the only type of excitement that captures the interest of other countries, is just a small part of the larger movement that starts among the lower classes and gradually reaches all levels of society. It’s impossible to put in more effort to seek enjoyment.
The cares of political life engross a most prominent place in the occupation of a citizen in the United States, and almost the only pleasure of which an American has any idea is to take a part in the Government, and to discuss the part he has taken. This feeling pervades the most trifling habits of life; even the women frequently attend public meetings and listen to political harangues as a recreation after their household labors. Debating clubs are to a certain extent a substitute for theatrical entertainments: an American cannot converse, but he can discuss; and when he attempts to talk he falls into a dissertation. He speaks to you as if he was addressing a meeting; and if he should chance to warm in the course of the discussion, he will infallibly say, “Gentlemen,” to the person with whom he is conversing.
The concerns of political life hold a significant place in the daily activities of a citizen in the United States, and nearly the only enjoyment that Americans seem to have is participating in the government and discussing their involvement. This mindset influences even the smallest day-to-day habits; women often attend public meetings and listen to political speeches as a way to unwind after their household chores. Debate clubs somewhat replace theatrical shows: an American might not be able to engage in casual conversation, but they can argue; and when they do try to chat, it often turns into a lecture. They speak to you as if addressing an audience, and if they get passionate during the conversation, they'll likely address you as "Gentlemen."
In some countries the inhabitants display a certain repugnance to avail themselves of the political privileges with which the law invests them; it would seem that they set too high a value upon their time to spend it on the interests of the community; and they prefer to withdraw within the exact limits of a wholesome egotism, marked out by four sunk fences and a quickset hedge. But if an American were condemned to confine his activity to his own affairs, he would be robbed of one half of his existence; he would feel an immense void in the life which he is accustomed to lead, and his wretchedness would be unbearable. *d I am persuaded that, if ever a despotic government is established in America, it will find it more difficult to surmount the habits which free institutions have engendered than to conquer the attachment of the citizens to freedom.
In some countries, people seem reluctant to take advantage of the political rights that the law grants them; it appears they value their time too highly to spend it on community interests. They would rather stay within the comfortable limits of self-interest, defined by four low fences and a thick hedge. However, if an American had to limit his activities to just his own affairs, he would miss out on half of his life; he would feel a huge emptiness in the lifestyle he’s used to, and his unhappiness would be unbearable. I believe that if a tyrannical government were to take hold in America, it would find it harder to overcome the habits formed by free institutions than to break the citizens’ attachment to freedom.
d
[ The same remark was made at Rome under the first Caesars. Montesquieu
somewhere alludes to the excessive despondency of certain Roman citizens who,
after the excitement of political life, were all at once flung back into the
stagnation of private life.]
d
[ The same comment was made in Rome during the reign of the first Caesars. Montesquieu mentions somewhere the overwhelming gloom experienced by some Roman citizens who, after the thrill of political life, suddenly found themselves thrown back into the boredom of private life.]
This ceaseless agitation which democratic government has introduced into the political world influences all social intercourse. I am not sure that upon the whole this is not the greatest advantage of democracy. And I am much less inclined to applaud it for what it does than for what it causes to be done. It is incontestable that the people frequently conducts public business very ill; but it is impossible that the lower orders should take a part in public business without extending the circle of their ideas, and without quitting the ordinary routine of their mental acquirements. The humblest individual who is called upon to co-operate in the government of society acquires a certain degree of self-respect; and as he possesses authority, he can command the services of minds much more enlightened than his own. He is canvassed by a multitude of applicants, who seek to deceive him in a thousand different ways, but who instruct him by their deceit. He takes a part in political undertakings which did not originate in his own conception, but which give him a taste for undertakings of the kind. New ameliorations are daily pointed out in the property which he holds in common with others, and this gives him the desire of improving that property which is more peculiarly his own. He is perhaps neither happier nor better than those who came before him, but he is better informed and more active. I have no doubt that the democratic institutions of the United States, joined to the physical constitution of the country, are the cause (not the direct, as is so often asserted, but the indirect cause) of the prodigious commercial activity of the inhabitants. It is not engendered by the laws, but the people learns how to promote it by the experience derived from legislation.
This constant unrest that democratic government has introduced into the political world affects all social interactions. I'm not entirely sure that overall, this isn't the greatest benefit of democracy. I'm less inclined to praise it for what it achieves than for what it inspires people to do. It's undeniable that people often handle public affairs poorly; however, it's impossible for the lower classes to engage in public matters without broadening their perspectives and stepping away from their usual mental routines. The simplest person involved in the governance of society gains a certain level of self-respect, and since they hold authority, they can leverage the knowledge of those far more enlightened than themselves. They are approached by many who try to mislead them in various ways, but in the process, these attempts educate them. They participate in political efforts that might not have originated from their own ideas, but these experiences spark an interest in similar initiatives. New improvements are constantly identified in the property they share with others, leading them to want to enhance the property that is specifically theirs. They may not be any happier or better than those before them, but they are certainly more knowledgeable and proactive. I have no doubt that the democratic structures in the United States, combined with the country's physical characteristics, are the cause (not the direct one, as is often claimed, but the indirect cause) of the extraordinary economic activity among the people. This isn't generated by the laws, but the populace learns how to foster it through the practical experiences gained from legislation.
When the opponents of democracy assert that a single individual performs the duties which he undertakes much better than the government of the community, it appears to me that they are perfectly right. The government of an individual, supposing an equality of instruction on either side, is more consistent, more persevering, and more accurate than that of a multitude, and it is much better qualified judiciously to discriminate the characters of the men it employs. If any deny what I advance, they have certainly never seen a democratic government, or have formed their opinion upon very partial evidence. It is true that even when local circumstances and the disposition of the people allow democratic institutions to subsist, they never display a regular and methodical system of government. Democratic liberty is far from accomplishing all the projects it undertakes, with the skill of an adroit despotism. It frequently abandons them before they have borne their fruits, or risks them when the consequences may prove dangerous; but in the end it produces more than any absolute government, and if it do fewer things well, it does a greater number of things. Under its sway the transactions of the public administration are not nearly so important as what is done by private exertion. Democracy does not confer the most skilful kind of government upon the people, but it produces that which the most skilful governments are frequently unable to awaken, namely, an all-pervading and restless activity, a superabundant force, and an energy which is inseparable from it, and which may, under favorable circumstances, beget the most amazing benefits. These are the true advantages of democracy.
When critics of democracy argue that a single individual can do tasks better than a government run by the community, I believe they have a point. A single leader, assuming equal knowledge on both sides, is more consistent, more determined, and more precise than a group, and is much better at understanding the abilities of the people they work with. If anyone disagrees with my statement, they probably haven't seen a democratic government in action or have based their views on limited evidence. It's true that even when local conditions and the attitudes of the people support democratic systems, they often lack a regular and organized approach to governance. Democratic freedom doesn't achieve all its goals with the finesse of a skilled dictatorship. It often abandons initiatives before they bear fruit or takes risks when the outcomes could be harmful; however, in the long run, it accomplishes more than any absolute government. While it may not do as many things exceptionally well, it does a lot of things overall. In a democracy, the actions of public administration aren't nearly as significant as those driven by individual efforts. Democracy may not provide the most skilled form of governance, but it fosters a widespread and energetic activity, an abundance of effort, and an energy that is inherent to it, which can, under the right circumstances, lead to incredible benefits. These are the real advantages of democracy.
In the present age, when the destinies of Christendom seem to be in suspense, some hasten to assail democracy as its foe whilst it is yet in its early growth; and others are ready with their vows of adoration for this new deity which is springing forth from chaos: but both parties are very imperfectly acquainted with the object of their hatred or of their desires; they strike in the dark, and distribute their blows by mere chance.
In today's world, when the future of Christianity seems uncertain, some rush to attack democracy as its enemy while it’s still developing, and others are quick to worship this new force emerging from confusion. However, both sides have a limited understanding of what they’re either against or in favor of; they act blindly and throw their punches at random.
We must first understand what the purport of society and the aim of government is held to be. If it be your intention to confer a certain elevation upon the human mind, and to teach it to regard the things of this world with generous feelings, to inspire men with a scorn of mere temporal advantage, to give birth to living convictions, and to keep alive the spirit of honorable devotedness; if you hold it to be a good thing to refine the habits, to embellish the manners, to cultivate the arts of a nation, and to promote the love of poetry, of beauty, and of renown; if you would constitute a people not unfitted to act with power upon all other nations, nor unprepared for those high enterprises which, whatever be the result of its efforts, will leave a name forever famous in time—if you believe such to be the principal object of society, you must avoid the government of democracy, which would be a very uncertain guide to the end you have in view.
We first need to understand what society is for and what the purpose of government is meant to be. If your goal is to elevate the human mind, teach it to approach the world with generosity, inspire people to look beyond just short-term gains, create lasting convictions, and foster a spirit of honorable dedication; if you believe it's good to refine social habits, enhance manners, cultivate the arts, and promote love for poetry, beauty, and fame; if you want to build a community that can effectively influence other nations and is ready for great endeavors that, regardless of the outcomes, will secure a lasting legacy—if you think this is the main objective of society, then you should steer clear of democratic governance, which would be an unreliable path to achieving your goals.
But if you hold it to be expedient to divert the moral and intellectual activity of man to the production of comfort, and to the acquirement of the necessaries of life; if a clear understanding be more profitable to man than genius; if your object be not to stimulate the virtues of heroism, but to create habits of peace; if you had rather witness vices than crimes and are content to meet with fewer noble deeds, provided offences be diminished in the same proportion; if, instead of living in the midst of a brilliant state of society, you are contented to have prosperity around you; if, in short, you are of opinion that the principal object of a Government is not to confer the greatest possible share of power and of glory upon the body of the nation, but to ensure the greatest degree of enjoyment and the least degree of misery to each of the individuals who compose it—if such be your desires, you can have no surer means of satisfying them than by equalizing the conditions of men, and establishing democratic institutions.
But if you believe it's better to direct people's moral and intellectual efforts toward producing comfort and securing life's necessities; if you think a clear understanding is more beneficial than genius; if your goal isn't to inspire acts of heroism but to foster peaceful habits; if you'd prefer to see flaws rather than serious crimes and are okay with fewer noble actions as long as wrongdoings decrease proportionately; if, instead of thriving in a vibrant society, you're happy to have prosperity around you; if, in short, you think the main purpose of government isn't to give the nation as much power and glory as possible but to ensure the greatest level of happiness and the least amount of suffering for each individual—if these are your beliefs, the best way to achieve them is by leveling the playing field for everyone and establishing democratic systems.
But if the time be passed at which such a choice was possible, and if some superhuman power impel us towards one or the other of these two governments without consulting our wishes, let us at least endeavor to make the best of that which is allotted to us; and let us so inquire into its good and its evil propensities as to be able to foster the former and repress the latter to the utmost.
But if the time has passed when such a choice was possible, and if some higher power pushes us toward one of these two governments without asking for our input, let’s at least try to make the best of what we have. Let’s examine its positive and negative aspects so we can encourage the good and minimize the bad as much as possible.
Chapter Summary
Natural strength of the majority in democracies—Most of the American Constitutions have increased this strength by artificial means—How this has been done—Pledged delegates—Moral power of the majority—Opinion as to its infallibility—Respect for its rights, how augmented in the United States.
Natural strength of the majority in democracies—Most of the American Constitutions have enhanced this strength through artificial means—How this has been achieved—Pledged delegates—Moral authority of the majority—Belief in its infallibility—Respect for its rights, how it has grown in the United States.
Unlimited Power Of The Majority In The United States, And Its Consequences
Unlimited Power of the Majority in the United States and Its Consequences
The very essence of democratic government consists in the absolute sovereignty of the majority; for there is nothing in democratic States which is capable of resisting it. Most of the American Constitutions have sought to increase this natural strength of the majority by artificial means. *a
The core of democratic government lies in the complete power of the majority, as nothing in democratic countries can stand against it. Most of the American Constitutions have aimed to boost this natural strength of the majority through various artificial methods. *a
a
[ We observed, in examining the Federal Constitution, that the efforts of the
legislators of the Union had been diametrically opposed to the present
tendency. The consequence has been that the Federal Government is more
independent in its sphere than that of the States. But the Federal Government
scarcely ever interferes in any but external affairs; and the governments of
the State are in the governments of the States are in reality the authorities
which direct society in America.]
a
[ We noticed, while looking at the Federal Constitution, that the actions of the Union's lawmakers were completely opposite to the current trend. As a result, the Federal Government is more independent in its area than the State governments. However, the Federal Government rarely gets involved in anything except for external matters; in reality, the State governments are the ones that actually guide society in America.]
The legislature is, of all political institutions, the one which is most easily swayed by the wishes of the majority. The Americans determined that the members of the legislature should be elected by the people immediately, and for a very brief term, in order to subject them, not only to the general convictions, but even to the daily passion, of their constituents. The members of both houses are taken from the same class in society, and are nominated in the same manner; so that the modifications of the legislative bodies are almost as rapid and quite as irresistible as those of a single assembly. It is to a legislature thus constituted that almost all the authority of the government has been entrusted.
The legislature is the political institution that is most easily influenced by what the majority wants. Americans decided that lawmakers should be elected directly by the people for short terms, so they are accountable not just to the broader beliefs but also to the daily emotions of their constituents. Members of both houses come from the same social class and are nominated in similar ways, making changes in the legislative bodies happen quickly and with almost the same force as in a single assembly. Almost all government authority has been given to a legislature structured like this.
But whilst the law increased the strength of those authorities which of themselves were strong, it enfeebled more and more those which were naturally weak. It deprived the representatives of the executive of all stability and independence, and by subjecting them completely to the caprices of the legislature, it robbed them of the slender influence which the nature of a democratic government might have allowed them to retain. In several States the judicial power was also submitted to the elective discretion of the majority, and in all of them its existence was made to depend on the pleasure of the legislative authority, since the representatives were empowered annually to regulate the stipend of the judges.
But while the law strengthened the already powerful authorities, it weakened those that were naturally weaker even more. It took away the stability and independence of the executive's representatives, completely subjecting them to the whims of the legislature, which stripped them of the limited influence that a democratic government might have allowed them to keep. In several states, the judicial power was also placed under the elective will of the majority, and in all of them, its existence depended on the wishes of the legislative authority, since the representatives were allowed to set the judges' salaries every year.
Custom, however, has done even more than law. A proceeding which will in the end set all the guarantees of representative government at naught is becoming more and more general in the United States; it frequently happens that the electors, who choose a delegate, point out a certain line of conduct to him, and impose upon him a certain number of positive obligations which he is pledged to fulfil. With the exception of the tumult, this comes to the same thing as if the majority of the populace held its deliberations in the market-place.
Custom, however, has done even more than law. A process that ultimately undermines all the guarantees of representative government is becoming more common in the United States; it's often the case that voters, who pick a delegate, outline a specific course of action for him and impose certain obligations that he is expected to meet. Aside from the chaos, this is essentially the same as if the majority of the public held their discussions in the town square.
Several other circumstances concur in rendering the power of the majority in America not only preponderant, but irresistible. The moral authority of the majority is partly based upon the notion that there is more intelligence and more wisdom in a great number of men collected together than in a single individual, and that the quantity of legislators is more important than their quality. The theory of equality is in fact applied to the intellect of man: and human pride is thus assailed in its last retreat by a doctrine which the minority hesitate to admit, and in which they very slowly concur. Like all other powers, and perhaps more than all other powers, the authority of the many requires the sanction of time; at first it enforces obedience by constraint, but its laws are not respected until they have long been maintained.
Several other factors contribute to making the power of the majority in America not just dominant, but unstoppable. The moral authority of the majority is partly rooted in the idea that a large group of people has more intelligence and wisdom than a single person, and that the number of lawmakers matters more than their individual qualities. The concept of equality is essentially applied to human intellect: human pride is challenged at its core by a belief that the minority is reluctant to accept and takes time to agree with. Like all powers, and perhaps even more than others, the authority of the majority needs validation over time; initially, it demands compliance through force, but its laws only earn respect after they have been sustained for a long period.
The right of governing society, which the majority supposes itself to derive from its superior intelligence, was introduced into the United States by the first settlers, and this idea, which would be sufficient of itself to create a free nation, has now been amalgamated with the manners of the people and the minor incidents of social intercourse.
The right to govern society, which the majority believes it gets from its greater intelligence, was brought to the United States by the first settlers. This idea, which could alone be enough to create a free nation, has now mixed with the customs of the people and the smaller aspects of social interaction.
The French, under the old monarchy, held it for a maxim (which is still a fundamental principle of the English Constitution) that the King could do no wrong; and if he did do wrong, the blame was imputed to his advisers. This notion was highly favorable to habits of obedience, and it enabled the subject to complain of the law without ceasing to love and honor the lawgiver. The Americans entertain the same opinion with respect to the majority.
The French, during the old monarchy, believed in a principle (which is still a core idea of the English Constitution) that the King could do no wrong; and if he did, the fault was blamed on his advisers. This belief encouraged obedience and allowed people to criticize the law while still loving and respecting the lawmaker. The Americans share a similar view regarding the majority.
The moral power of the majority is founded upon yet another principle, which is, that the interests of the many are to be preferred to those of the few. It will readily be perceived that the respect here professed for the rights of the majority must naturally increase or diminish according to the state of parties. When a nation is divided into several irreconcilable factions, the privilege of the majority is often overlooked, because it is intolerable to comply with its demands.
The moral authority of the majority is based on another principle, which is that the needs of the many are more important than those of the few. It's clear that the respect shown for the rights of the majority will naturally go up or down depending on the situation among different groups. When a country is split into several opposing factions, the rights of the majority are often disregarded because it can be unbearable to meet their demands.
If there existed in America a class of citizens whom the legislating majority sought to deprive of exclusive privileges which they had possessed for ages, and to bring down from an elevated station to the level of the ranks of the multitude, it is probable that the minority would be less ready to comply with its laws. But as the United States were colonized by men holding equal rank amongst themselves, there is as yet no natural or permanent source of dissension between the interests of its different inhabitants.
If there were a group of citizens in America that the majority tried to take exclusive privileges away from—privileges they had held for a long time—and lower them from a higher position to the level of everyone else, it’s likely that the minority would be less willing to follow the law. However, since the United States was settled by people who were all considered equal, there currently isn't any natural or lasting reason for conflict between the interests of its various inhabitants.
There are certain communities in which the persons who constitute the minority can never hope to draw over the majority to their side, because they must then give up the very point which is at issue between them. Thus, an aristocracy can never become a majority whilst it retains its exclusive privileges, and it cannot cede its privileges without ceasing to be an aristocracy.
There are certain communities where the minority can never expect to win over the majority to their side, because doing so would mean giving up the very issue that divides them. Therefore, an aristocracy can never become the majority as long as it keeps its exclusive privileges, and it can't give up those privileges without losing its status as an aristocracy.
In the United States political questions cannot be taken up in so general and absolute a manner, and all parties are willing to recognize the right of the majority, because they all hope to turn those rights to their own advantage at some future time. The majority therefore in that country exercises a prodigious actual authority, and a moral influence which is scarcely less preponderant; no obstacles exist which can impede or so much as retard its progress, or which can induce it to heed the complaints of those whom it crushes upon its path. This state of things is fatal in itself and dangerous for the future.
In the United States, political issues can't be approached so broadly and absolutely, and all parties acknowledge the rights of the majority because they all hope to benefit from those rights at some point. Therefore, the majority wields significant actual power and a moral influence that is almost as strong; there are no barriers that can slow down or stop its advancement, or that can make it listen to the complaints of those it overpowers along the way. This situation is inherently harmful and poses risks for the future.
How The Unlimited Power Of The Majority Increases In America The Instability Of Legislation And Administration Inherent In Democracy The Americans increase the mutability of the laws which is inherent in democracy by changing the legislature every year, and by investing it with unbounded authority—The same effect is produced upon the administration—In America social amelioration is conducted more energetically but less perseveringly than in Europe.
How the Unlimited Power of the Majority Increases the Instability of Legislation and Administration Inherent in Democracy The Americans amplify the changing nature of the laws that comes with democracy by altering the legislature every year and granting it unlimited power. The same impact is seen in the administration. In America, social improvement is pursued more vigorously but with less persistence compared to Europe.
I have already spoken of the natural defects of democratic institutions, and they all of them increase at the exact ratio of the power of the majority. To begin with the most evident of them all; the mutability of the laws is an evil inherent in democratic government, because it is natural to democracies to raise men to power in very rapid succession. But this evil is more or less sensible in proportion to the authority and the means of action which the legislature possesses.
I have already talked about the inherent flaws in democratic institutions, and they all increase in direct proportion to the power of the majority. To start with the most obvious issue: the changing nature of laws is a problem that comes with democratic government, since it’s typical for democracies to quickly elevate people to positions of power. However, this problem is more or less noticeable depending on the authority and resources that the legislature has.
In America the authority exercised by the legislative bodies is supreme; nothing prevents them from accomplishing their wishes with celerity, and with irresistible power, whilst they are supplied by new representatives every year. That is to say, the circumstances which contribute most powerfully to democratic instability, and which admit of the free application of caprice to every object in the State, are here in full operation. In conformity with this principle, America is, at the present day, the country in the world where laws last the shortest time. Almost all the American constitutions have been amended within the course of thirty years: there is therefore not a single American State which has not modified the principles of its legislation in that lapse of time. As for the laws themselves, a single glance upon the archives of the different States of the Union suffices to convince one that in America the activity of the legislator never slackens. Not that the American democracy is naturally less stable than any other, but that it is allowed to follow its capricious propensities in the formation of the laws. *b
In America, the power of the legislative bodies is ultimate; nothing stops them from quickly achieving their goals with overwhelming force, and they are refreshed with new representatives every year. This means that the factors that greatly contribute to democratic instability and allow for unpredictable changes to everything in the State are fully active here. According to this principle, America today is the country where laws endure for the shortest duration. Almost all American constitutions have been changed within the last thirty years; therefore, there's not a single American State that hasn't altered the foundations of its legislation during that time. As for the laws themselves, a quick look at the archives of the different States in the Union is enough to show that in America, the lawmakers are constantly at work. This doesn't mean that American democracy is naturally less stable than any other, but rather that it is allowed to indulge its unpredictable tendencies in lawmaking.
b
[ The legislative acts promulgated by the State of Massachusetts alone, from
the year 1780 to the present time, already fill three stout volumes; and it
must not be forgotten that the collection to which I allude was published in
1823, when many old laws which had fallen into disuse were omitted. The State
of Massachusetts, which is not more populous than a department of France, may
be considered as the most stable, the most consistent, and the most sagacious
in its undertakings of the whole Union.]
b
[ The laws passed by the State of Massachusetts from 1780 to now fill three hefty volumes, and it's important to note that the collection I’m referring to was published in 1823, excluding many old laws that had fallen out of use. The State of Massachusetts, which isn’t more populated than a department in France, can be seen as the most stable, consistent, and wise in its actions among the entire Union.]
The omnipotence of the majority, and the rapid as well as absolute manner in which its decisions are executed in the United States, has not only the effect of rendering the law unstable, but it exercises the same influence upon the execution of the law and the conduct of the public administration. As the majority is the only power which it is important to court, all its projects are taken up with the greatest ardor, but no sooner is its attention distracted than all this ardor ceases; whilst in the free States of Europe the administration is at once independent and secure, so that the projects of the legislature are put into execution, although its immediate attention may be directed to other objects.
The power of the majority and the swift, absolute way its decisions are implemented in the United States not only makes the law unstable but also affects how the law is enforced and how public administration operates. Since the majority is the only power that really matters to please, all its initiatives are pursued with great enthusiasm; however, that enthusiasm quickly fades as soon as its focus shifts. In contrast, in the free states of Europe, the administration remains independent and stable, allowing legislative projects to go forward even when the majority's attention may be on other matters.
In America certain ameliorations are undertaken with much more zeal and activity than elsewhere; in Europe the same ends are promoted by much less social effort, more continuously applied.
In America, some improvements are pursued with much more enthusiasm and energy than in other places; in Europe, the same goals are supported with significantly less social effort but applied more consistently.
Some years ago several pious individuals undertook to ameliorate the condition of the prisons. The public was excited by the statements which they put forward, and the regeneration of criminals became a very popular undertaking. New prisons were built, and for the first time the idea of reforming as well as of punishing the delinquent formed a part of prison discipline. But this happy alteration, in which the public had taken so hearty an interest, and which the exertions of the citizens had irresistibly accelerated, could not be completed in a moment. Whilst the new penitentiaries were being erected (and it was the pleasure of the majority that they should be terminated with all possible celerity), the old prisons existed, which still contained a great number of offenders. These jails became more unwholesome and more corrupt in proportion as the new establishments were beautified and improved, forming a contrast which may readily be understood. The majority was so eagerly employed in founding the new prisons that those which already existed were forgotten; and as the general attention was diverted to a novel object, the care which had hitherto been bestowed upon the others ceased. The salutary regulations of discipline were first relaxed, and afterwards broken; so that in the immediate neighborhood of a prison which bore witness to the mild and enlightened spirit of our time, dungeons might be met with which reminded the visitor of the barbarity of the Middle Ages.
Some years ago, several devoted individuals set out to improve the conditions of prisons. The public was stirred by their claims, and the idea of rehabilitating criminals became a highly popular initiative. New prisons were built, and for the first time, the focus was not just on punishing offenders but also on reforming them as part of prison management. However, this positive change, which captivated the public's interest and was hastened by the efforts of citizens, could not be completed overnight. While the new penitentiaries were being constructed (and the majority wanted them finished as quickly as possible), old prisons continued to function, housing many offenders. These jails became increasingly unsanitary and corrupt, contrasting sharply with the improvements of the new facilities. The public was so focused on creating the new prisons that the existing ones were overlooked; as attention shifted to this new project, the care previously given to the others faded away. The beneficial regulations of discipline were initially loosened, and then completely disregarded; thus, right next to a prison that reflected the progressive and humane spirit of our era, dungeons could still be found that reminded visitors of the brutality of the Middle Ages.
Chapter XV: Unlimited Power Of Majority, And Its Consequences—Part II
Tyranny Of The Majority
How the principle of the sovereignty of the people is to be understood—Impossibility of conceiving a mixed government—The sovereign power must centre somewhere—Precautions to be taken to control its action—These precautions have not been taken in the United States—Consequences.
How the principle of the sovereignty of the people should be understood—It's impossible to imagine a mixed government—The sovereign power must be concentrated in one place—Measures need to be in place to regulate its actions—These measures haven't been implemented in the United States—Implications.
I hold it to be an impious and an execrable maxim that, politically speaking, a people has a right to do whatsoever it pleases, and yet I have asserted that all authority originates in the will of the majority. Am I then, in contradiction with myself?
I believe it's a wicked and terrible principle that, politically speaking, a people can do whatever they want, and yet I've claimed that all authority comes from the will of the majority. Am I contradicting myself?
A general law—which bears the name of Justice—has been made and sanctioned, not only by a majority of this or that people, but by a majority of mankind. The rights of every people are consequently confined within the limits of what is just. A nation may be considered in the light of a jury which is empowered to represent society at large, and to apply the great and general law of justice. Ought such a jury, which represents society, to have more power than the society in which the laws it applies originate?
A general law—known as Justice—has been created and approved, not just by the majority of a specific group, but by the majority of all people. The rights of every nation are therefore limited to what is fair. A nation can be seen as a jury that has the authority to represent society as a whole and to enforce the overall law of justice. Should such a jury, representing society, have more power than the society from which the laws it enforces come?
When I refuse to obey an unjust law, I do not contest the right which the majority has of commanding, but I simply appeal from the sovereignty of the people to the sovereignty of mankind. It has been asserted that a people can never entirely outstep the boundaries of justice and of reason in those affairs which are more peculiarly its own, and that consequently, full power may fearlessly be given to the majority by which it is represented. But this language is that of a slave.
When I choose not to follow an unfair law, I’m not denying the majority's right to lead; I’m simply turning from the authority of the people to the authority of humanity. It has been claimed that a society can never completely exceed the limits of justice and reason in matters that are uniquely its own, and therefore, complete power can safely be granted to the majority that represents it. But this way of thinking is that of a slave.
A majority taken collectively may be regarded as a being whose opinions, and most frequently whose interests, are opposed to those of another being, which is styled a minority. If it be admitted that a man, possessing absolute power, may misuse that power by wronging his adversaries, why should a majority not be liable to the same reproach? Men are not apt to change their characters by agglomeration; nor does their patience in the presence of obstacles increase with the consciousness of their strength. *c And for these reasons I can never willingly invest any number of my fellow-creatures with that unlimited authority which I should refuse to any one of them.
A majority can be viewed as a group whose opinions, and often whose interests, clash with those of a smaller group, referred to as a minority. If we accept that a person with absolute power can abuse that power by harming their opponents, why shouldn't a majority be held to the same standard? People generally don't change their nature when they come together, nor do they become more patient with challenges just because they feel stronger. *c For these reasons, I can never willingly give any number of my fellow humans the kind of unlimited authority that I would deny to any single individual.
c
[ No one will assert that a people cannot forcibly wrong another people; but
parties may be looked upon as lesser nations within a greater one, and they are
aliens to each other: if, therefore, it be admitted that a nation can act
tyrannically towards another nation, it cannot be denied that a party may do
the same towards another party.]
c
[ No one will argue that one group can't wrong another group through force; however, parties might be seen as smaller nations within a larger one, and they are strangers to each other: therefore, if we agree that one nation can act tyrannically towards another nation, we cannot deny that one party may do the same towards another party.]
I do not think that it is possible to combine several principles in the same government, so as at the same time to maintain freedom, and really to oppose them to one another. The form of government which is usually termed mixed has always appeared to me to be a mere chimera. Accurately speaking there is no such thing as a mixed government (with the meaning usually given to that word), because in all communities some one principle of action may be discovered which preponderates over the others. England in the last century, which has been more especially cited as an example of this form of Government, was in point of fact an essentially aristocratic State, although it comprised very powerful elements of democracy; for the laws and customs of the country were such that the aristocracy could not but preponderate in the end, and subject the direction of public affairs to its own will. The error arose from too much attention being paid to the actual struggle which was going on between the nobles and the people, without considering the probable issue of the contest, which was in reality the important point. When a community really has a mixed government, that is to say, when it is equally divided between two adverse principles, it must either pass through a revolution or fall into complete dissolution.
I don’t think it’s possible to combine several principles in the same government and still maintain freedom while truly opposing each other. The form of government usually called mixed has always seemed to me to be a mere illusion. To be precise, there’s no such thing as a mixed government in the way that term is commonly understood, because in every community, one principle of action tends to dominate the others. England in the last century, often cited as an example of this type of government, was actually an essentially aristocratic state, even though it had very strong elements of democracy. The laws and customs of the country were such that the aristocracy ultimately dominated and directed public affairs according to its own will. The mistake came from focusing too much on the actual conflict between the nobles and the people, without considering the likely outcome of that struggle, which was the crucial point. When a community truly has a mixed government, meaning it is evenly divided between two opposing principles, it must either undergo a revolution or completely fall apart.
I am therefore of opinion that some one social power must always be made to predominate over the others; but I think that liberty is endangered when this power is checked by no obstacles which may retard its course, and force it to moderate its own vehemence.
I believe that one social power must always be allowed to dominate the others; however, I think liberty is at risk when this power faces no obstacles that could slow it down and make it temper its own intensity.
Unlimited power is in itself a bad and dangerous thing; human beings are not competent to exercise it with discretion, and God alone can be omnipotent, because His wisdom and His justice are always equal to His power. But no power upon earth is so worthy of honor for itself, or of reverential obedience to the rights which it represents, that I would consent to admit its uncontrolled and all-predominant authority. When I see that the right and the means of absolute command are conferred on a people or upon a king, upon an aristocracy or a democracy, a monarchy or a republic, I recognize the germ of tyranny, and I journey onward to a land of more hopeful institutions.
Unlimited power is inherently bad and dangerous; humans are not capable of handling it wisely, and only God can be all-powerful because His wisdom and justice match His power. But no power on earth is so deserving of respect or requires reverence for its rights that I would agree to accept its unchecked and overwhelming authority. When I see that the right and ability to command absolutely are given to a people, a king, an aristocracy, a democracy, a monarchy, or a republic, I see the seeds of tyranny, and I move on to seek a place with better institutions.
In my opinion the main evil of the present democratic institutions of the United States does not arise, as is often asserted in Europe, from their weakness, but from their overpowering strength; and I am not so much alarmed at the excessive liberty which reigns in that country as at the very inadequate securities which exist against tyranny.
In my view, the biggest issue with the current democratic institutions in the United States doesn't come from their weaknesses, as many in Europe often claim, but rather from their overwhelming strength; I'm not as concerned about the excessive freedom in that country as I am about the insufficient protections against tyranny.
When an individual or a party is wronged in the United States, to whom can he apply for redress? If to public opinion, public opinion constitutes the majority; if to the legislature, it represents the majority, and implicitly obeys its injunctions; if to the executive power, it is appointed by the majority, and remains a passive tool in its hands; the public troops consist of the majority under arms; the jury is the majority invested with the right of hearing judicial cases; and in certain States even the judges are elected by the majority. However iniquitous or absurd the evil of which you complain may be, you must submit to it as well as you can. *d
When someone is wronged in the United States, who can they turn to for help? If it’s public opinion, that reflects the majority; if it’s the legislature, that too represents the majority and usually follows its directives; if it’s the executive branch, it’s chosen by the majority and serves as a passive instrument in their hands; the military consists of the majority in uniform; the jury is made up of the majority who have the right to hear legal cases; and in some states, even the judges are elected by the majority. No matter how unjust or ridiculous the issue you’re facing may be, you have to endure it as best you can. *d
d
[ A striking instance of the excesses which may be occasioned by the despotism
of the majority occurred at Baltimore in the year 1812. At that time the war
was very popular in Baltimore. A journal which had taken the other side of the
question excited the indignation of the inhabitants by its opposition. The
populace assembled, broke the printing-presses, and attacked the houses of the
newspaper editors. The militia was called out, but no one obeyed the call; and
the only means of saving the poor wretches who were threatened by the frenzy of
the mob was to throw them into prison as common malefactors. But even this
precaution was ineffectual; the mob collected again during the night, the
magistrates again made a vain attempt to call out the militia, the prison was
forced, one of the newspaper editors was killed upon the spot, and the others
were left for dead; the guilty parties were acquitted by the jury when they
were brought to trial.
d
A shocking example of the extremes that can arise from majority rule happened in Baltimore in 1812. At that time, the war was very popular there. A newspaper that opposed this view angered the residents with its stance. The crowd gathered, destroyed the printing presses, and attacked the homes of the newspaper's editors. The militia was called out, but nobody showed up; the only way to protect the threatened editors from the mob's rage was to throw them into jail like common criminals. But even that measure failed; the mob regrouped at night, the officials tried unsuccessfully to call out the militia again, the jail was breached, one editor was killed on the spot, and the others were left for dead; when the culprits went to trial, the jury acquitted them.
I said one day to an inhabitant of Pennsylvania, “Be so good as to explain to me how it happens that in a State founded by Quakers, and celebrated for its toleration, freed blacks are not allowed to exercise civil rights. They pay the taxes; is it not fair that they should have a vote?”
I once asked a resident of Pennsylvania, “Could you please explain why in a state founded by Quakers, known for its tolerance, freed black people aren’t allowed to have civil rights? They pay taxes; isn’t it fair that they should be able to vote?”
“You insult us,” replied my informant, “if you imagine that our legislators could have committed so gross an act of injustice and intolerance.”
“You're insulting us,” my informant replied, “if you think our legislators could have carried out such a blatant act of injustice and intolerance.”
“What! then the blacks possess the right of voting in this county?”
“What! So the Black people have the right to vote in this county?”
“Without the smallest doubt.”
"Without a doubt."
“How comes it, then, that at the polling-booth this morning I did not perceive a single negro in the whole meeting?”
"Why is it, then, that at the polling place this morning I didn't see a single Black person in the entire gathering?"
“This is not the fault of the law: the negroes have an undisputed right of voting, but they voluntarily abstain from making their appearance.”
“This is not the law's fault: Black people have an undisputed right to vote, but they choose not to show up.”
“A very pretty piece of modesty on their parts!” rejoined I.
"A very nice show of humility on their part!" I replied.
“Why, the truth is, that they are not disinclined to vote, but they are afraid of being maltreated; in this country the law is sometimes unable to maintain its authority without the support of the majority. But in this case the majority entertains very strong prejudices against the blacks, and the magistrates are unable to protect them in the exercise of their legal privileges.”
“Honestly, they’re not against voting; they just fear being mistreated. In this country, sometimes the law can’t enforce itself without the backing of the majority. But in this case, the majority has strong biases against Black people, and the magistrates can’t safeguard their legal rights.”
“What! then the majority claims the right not only of making the laws, but of breaking the laws it has made?”]
“What! So the majority thinks it has the right not just to make the laws but also to break the laws it created?”
If, on the other hand, a legislative power could be so constituted as to represent the majority without necessarily being the slave of its passions; an executive, so as to retain a certain degree of uncontrolled authority; and a judiciary, so as to remain independent of the two other powers; a government would be formed which would still be democratic without incurring any risk of tyrannical abuse.
If, however, a legislative body could be set up to represent the majority without being driven solely by its emotions; an executive branch could maintain some level of independent authority; and a judiciary could remain separate from the other two branches; a government could be created that is still democratic while avoiding the risk of tyrannical abuse.
I do not say that tyrannical abuses frequently occur in America at the present day, but I maintain that no sure barrier is established against them, and that the causes which mitigate the government are to be found in the circumstances and the manners of the country more than in its laws.
I’m not saying that oppressive abuses often happen in America today, but I argue that there’s no solid barrier preventing them, and that the reasons for limiting government power are more related to the situation and culture of the country than to its laws.
Effects Of The Unlimited Power Of The Majority Upon The Arbitrary Authority Of The American Public Officers
Effects of the Unlimited Power of the Majority on the Arbitrary Authority of American Public Officials
Liberty left by the American laws to public officers within a certain sphere—Their power.
Liberty granted by American laws to public officials within a specific scope—Their authority.
A distinction must be drawn between tyranny and arbitrary power. Tyranny may be exercised by means of the law, and in that case it is not arbitrary; arbitrary power may be exercised for the good of the community at large, in which case it is not tyrannical. Tyranny usually employs arbitrary means, but, if necessary, it can rule without them.
A distinction must be drawn between tyranny and arbitrary power. Tyranny can be carried out through the law, and in that case, it is not arbitrary; arbitrary power can be used for the benefit of the community as a whole, making it not tyrannical. Tyranny often uses arbitrary methods, but if needed, it can operate without them.
In the United States the unbounded power of the majority, which is favorable to the legal despotism of the legislature, is likewise favorable to the arbitrary authority of the magistrate. The majority has an entire control over the law when it is made and when it is executed; and as it possesses an equal authority over those who are in power and the community at large, it considers public officers as its passive agents, and readily confides the task of serving its designs to their vigilance. The details of their office and the privileges which they are to enjoy are rarely defined beforehand; but the majority treats them as a master does his servants when they are always at work in his sight, and he has the power of directing or reprimanding them at every instant.
In the United States, the unchecked power of the majority, which supports the legal tyranny of the legislature, also backs the arbitrary power of leaders. The majority has complete control over the law both in its creation and enforcement; since it has equal authority over those in power and the general public, it views public officials as its passive agents and easily relies on them to carry out its goals. The specifics of their roles and the privileges they will enjoy are rarely outlined beforehand; instead, the majority treats them like a master treats servants who are always working under their watchful eye, with the ability to direct or criticize them at any moment.
In general the American functionaries are far more independent than the French civil officers within the sphere which is prescribed to them. Sometimes, even, they are allowed by the popular authority to exceed those bounds; and as they are protected by the opinion, and backed by the co-operation, of the majority, they venture upon such manifestations of their power as astonish a European. By this means habits are formed in the heart of a free country which may some day prove fatal to its liberties.
Overall, American officials are much more independent than French civil servants within their designated roles. Sometimes, they are even permitted by public authority to go beyond those limits; and since they are supported by the majority's opinion and cooperation, they take actions that can surprise Europeans. This leads to the development of habits in a free country that could eventually threaten its freedoms.
Power Exercised By The Majority In America Upon Opinion
Power Exercised By The Majority In America Upon Opinion
In America, when the majority has once irrevocably decided a question, all discussion ceases—Reason of this—Moral power exercised by the majority upon opinion—Democratic republics have deprived despotism of its physical instruments—Their despotism sways the minds of men.
In America, when the majority has definitively made a decision on an issue, all conversation stops—The reason for this—The moral influence the majority holds over public opinion—Democratic republics have taken away the physical tools of tyranny—Their form of tyranny controls people's minds.
It is in the examination of the display of public opinion in the United States that we clearly perceive how far the power of the majority surpasses all the powers with which we are acquainted in Europe. Intellectual principles exercise an influence which is so invisible, and often so inappreciable, that they baffle the toils of oppression. At the present time the most absolute monarchs in Europe are unable to prevent certain notions, which are opposed to their authority, from circulating in secret throughout their dominions, and even in their courts. Such is not the case in America; as long as the majority is still undecided, discussion is carried on; but as soon as its decision is irrevocably pronounced, a submissive silence is observed, and the friends, as well as the opponents, of the measure unite in assenting to its propriety. The reason of this is perfectly clear: no monarch is so absolute as to combine all the powers of society in his own hands, and to conquer all opposition with the energy of a majority which is invested with the right of making and of executing the laws.
In examining public opinion in the United States, we can clearly see how much more powerful the majority is compared to anything we know in Europe. Intellectual ideas have an influence that is so subtle and often hard to measure that they can overcome attempts at oppression. Right now, the most absolute monarchs in Europe can't stop certain ideas that challenge their authority from spreading in secret throughout their realms, even in their own courts. This isn’t the case in America; as long as the majority hasn’t made up its mind, debate continues. But once a decision is firmly made, everyone, both supporters and opponents, fall into a respectful silence and agree on its legitimacy. The reason for this is very clear: no monarch is so powerful that they can gather all societal power into their hands and crush all opposition with the force of a majority that has the right to make and enforce laws.
The authority of a king is purely physical, and it controls the actions of the subject without subduing his private will; but the majority possesses a power which is physical and moral at the same time; it acts upon the will as well as upon the actions of men, and it represses not only all contest, but all controversy. I know no country in which there is so little true independence of mind and freedom of discussion as in America. In any constitutional state in Europe every sort of religious and political theory may be advocated and propagated abroad; for there is no country in Europe so subdued by any single authority as not to contain citizens who are ready to protect the man who raises his voice in the cause of truth from the consequences of his hardihood. If he is unfortunate enough to live under an absolute government, the people is upon his side; if he inhabits a free country, he may find a shelter behind the authority of the throne, if he require one. The aristocratic part of society supports him in some countries, and the democracy in others. But in a nation where democratic institutions exist, organized like those of the United States, there is but one sole authority, one single element of strength and of success, with nothing beyond it.
The authority of a king is just physical, controlling the actions of subjects without overriding their personal will; however, the majority holds a power that is both physical and moral. It influences people's will as well as their actions, suppressing not just all opposition, but any debate. I see no country where there's so little genuine independence of thought and freedom of discussion as in America. In any constitutional state in Europe, all kinds of religious and political beliefs can be openly promoted; no European country is so dominated by a single authority that there aren't citizens willing to defend someone who speaks out for the truth against the consequences of their bravery. If someone is unlucky enough to live under an absolute government, the people are on their side; if they live in a free country, they can find protection behind the authority of the throne, if needed. The aristocracy supports them in some places, while the democracy backs them in others. But in a nation with democratic institutions like those in the United States, there is only one true authority, one single source of strength and success, with nothing beyond it.
In America the majority raises very formidable barriers to the liberty of opinion: within these barriers an author may write whatever he pleases, but he will repent it if he ever step beyond them. Not that he is exposed to the terrors of an auto-da-fe, but he is tormented by the slights and persecutions of daily obloquy. His political career is closed forever, since he has offended the only authority which is able to promote his success. Every sort of compensation, even that of celebrity, is refused to him. Before he published his opinions he imagined that he held them in common with many others; but no sooner has he declared them openly than he is loudly censured by his overbearing opponents, whilst those who think without having the courage to speak, like him, abandon him in silence. He yields at length, oppressed by the daily efforts he has been making, and he subsides into silence, as if he was tormented by remorse for having spoken the truth.
In America, the majority creates significant barriers to freedom of opinion: within these limits, an author can write whatever they want, but they will regret it if they ever cross over. It’s not that they face the threat of execution, but they are tortured by the insults and harassment of daily criticism. Their political career is permanently over since they have offended the only authority that can help them succeed. Any form of reward, even fame, is denied to them. Before sharing their views, they believed many others thought the same way; however, as soon as they express their ideas publicly, they are loudly criticized by their dominating opponents, while those who feel the same but lack the courage to speak up abandon them in silence. Eventually, overwhelmed by the constant pressure, they give in and fall silent, as if they are plagued by guilt for having told the truth.
Fetters and headsmen were the coarse instruments which tyranny formerly employed; but the civilization of our age has refined the arts of despotism which seemed, however, to have been sufficiently perfected before. The excesses of monarchical power had devised a variety of physical means of oppression: the democratic republics of the present day have rendered it as entirely an affair of the mind as that will which it is intended to coerce. Under the absolute sway of an individual despot the body was attacked in order to subdue the soul, and the soul escaped the blows which were directed against it and rose superior to the attempt; but such is not the course adopted by tyranny in democratic republics; there the body is left free, and the soul is enslaved. The sovereign can no longer say, “You shall think as I do on pain of death;” but he says, “You are free to think differently from me, and to retain your life, your property, and all that you possess; but if such be your determination, you are henceforth an alien among your people. You may retain your civil rights, but they will be useless to you, for you will never be chosen by your fellow-citizens if you solicit their suffrages, and they will affect to scorn you if you solicit their esteem. You will remain among men, but you will be deprived of the rights of mankind. Your fellow-creatures will shun you like an impure being, and those who are most persuaded of your innocence will abandon you too, lest they should be shunned in their turn. Go in peace! I have given you your life, but it is an existence in comparably worse than death.”
Chains and executioners were the brutal tools that tyranny once used; however, today’s society has refined the methods of oppression that seemed to be fully developed in the past. The extremes of monarchical power created various physical means of control: the democratic republics of our time have transformed it into a matter of the mind, just as it intends to dominate. Under the complete rule of a single tyrant, the body was attacked to subdue the soul, which managed to evade the blows aimed at it and emerged victorious over the assault; but that’s not how tyranny operates in democratic republics. There, the body is left unharmed, but the soul is trapped. The ruler can no longer say, “You must think as I do or face death;” instead, he says, “You are free to think differently from me and keep your life, your property, and everything you own; but if you choose that path, you will become an outsider among your people. You can keep your civil rights, but they will be pointless to you, as your fellow citizens will never choose you if you seek their support, and they will act as if they despise you if you seek their respect. You will live among others, but you will lose your rights as a human being. Your peers will avoid you like a tainted person, and even those who truly believe in your innocence will leave you behind, fearing they might face the same fate. Go in peace! I have granted you your life, but it is an existence far worse than death.”
Monarchical institutions have thrown an odium upon despotism; let us beware lest democratic republics should restore oppression, and should render it less odious and less degrading in the eyes of the many, by making it still more onerous to the few.
Monarchical institutions have cast a negative light on despotism; let’s be careful that democratic republics don’t bring back oppression and make it seem less terrible and less degrading to the masses by making it even more burdensome for a select few.
Works have been published in the proudest nations of the Old World expressly intended to censure the vices and deride the follies of the times; Labruyere inhabited the palace of Louis XIV when he composed his chapter upon the Great, and Moliere criticised the courtiers in the very pieces which were acted before the Court. But the ruling power in the United States is not to be made game of; the smallest reproach irritates its sensibility, and the slightest joke which has any foundation in truth renders it indignant; from the style of its language to the more solid virtues of its character, everything must be made the subject of encomium. No writer, whatever be his eminence, can escape from this tribute of adulation to his fellow-citizens. The majority lives in the perpetual practice of self-applause, and there are certain truths which the Americans can only learn from strangers or from experience.
Works have been published in the proudest nations of the Old World specifically meant to criticize the vices and mock the follies of their times; Labruyere lived in the palace of Louis XIV when he wrote his chapter about the Great, and Moliere mocked the courtiers in the very plays performed before the Court. But the ruling power in the United States won't be made a laughingstock; even the smallest criticism bothers its sensibilities, and the slightest joke based on truth makes it furious. Everything, from the style of its language to its more substantial virtues, must be praised. No writer, no matter how distinguished, can avoid this obligation to flatter his fellow citizens. The majority is constantly engaged in self-praise, and there are certain truths that Americans can only learn from outsiders or through their own experiences.
If great writers have not at present existed in America, the reason is very simply given in these facts; there can be no literary genius without freedom of opinion, and freedom of opinion does not exist in America. The Inquisition has never been able to prevent a vast number of anti-religious books from circulating in Spain. The empire of the majority succeeds much better in the United States, since it actually removes the wish of publishing them. Unbelievers are to be met with in America, but, to say the truth, there is no public organ of infidelity. Attempts have been made by some governments to protect the morality of nations by prohibiting licentious books. In the United States no one is punished for this sort of works, but no one is induced to write them; not because all the citizens are immaculate in their manners, but because the majority of the community is decent and orderly.
If great writers haven't emerged in America lately, it's pretty simple to explain why: there can't be literary genius without freedom of opinion, and that freedom doesn't really exist in America. The Inquisition never stopped a huge number of anti-religious books from spreading in Spain. The majority's influence is much more effective in the United States because it actually discourages the desire to publish those kinds of works. There are non-believers in America, but honestly, there's no public platform for infidelity. Some governments have tried to safeguard the morals of their nations by banning inappropriate books. In the United States, no one is punished for these types of works, but also, no one feels motivated to write them; not because all citizens are perfect, but because most of the community is decent and orderly.
In these cases the advantages derived from the exercise of this power are unquestionable, and I am simply discussing the nature of the power itself. This irresistible authority is a constant fact, and its judicious exercise is an accidental occurrence.
In these situations, the benefits gained from using this power are clear, and I'm just talking about the nature of the power itself. This undeniable authority is a constant reality, and its careful use is a rare event.
Effects Of The Tyranny Of The Majority Upon The National Character Of The Americans
Effects of the Majority's Tyranny on the National Character of Americans
Effects of the tyranny of the majority more sensibly felt hitherto in the manners than in the conduct of society—They check the development of leading characters—Democratic republics organized like the United States bring the practice of courting favor within the reach of the many—Proofs of this spirit in the United States—Why there is more patriotism in the people than in those who govern in its name.
The effects of the tyranny of the majority are now more noticeable in behavior than in how society operates. They hinder the growth of prominent individuals. Democratic republics, like the United States, make it easy for many to seek approval. There are clear examples of this mindset in the United States. This is why the general population often feels more patriotic than the leaders who govern in their name.
The tendencies which I have just alluded to are as yet very slightly perceptible in political society, but they already begin to exercise an unfavorable influence upon the national character of the Americans. I am inclined to attribute the singular paucity of distinguished political characters to the ever-increasing activity of the despotism of the majority in the United States. When the American Revolution broke out they arose in great numbers, for public opinion then served, not to tyrannize over, but to direct the exertions of individuals. Those celebrated men took a full part in the general agitation of mind common at that period, and they attained a high degree of personal fame, which was reflected back upon the nation, but which was by no means borrowed from it.
The tendencies I just mentioned are still barely noticeable in political society, but they're already starting to negatively affect the national character of Americans. I tend to think that the noticeable lack of prominent political figures is due to the growing power of the majority's despotism in the United States. When the American Revolution started, many exceptional leaders emerged because public opinion then guided rather than oppressed individual efforts. Those renowned individuals fully engaged in the widespread excitement of that time, gaining significant personal fame that, while beneficial to the nation, didn't originate from it.
In absolute governments the great nobles who are nearest to the throne flatter the passions of the sovereign, and voluntarily truckle to his caprices. But the mass of the nation does not degrade itself by servitude: it often submits from weakness, from habit, or from ignorance, and sometimes from loyalty. Some nations have been known to sacrifice their own desires to those of the sovereign with pleasure and with pride, thus exhibiting a sort of independence in the very act of submission. These peoples are miserable, but they are not degraded. There is a great difference between doing what one does not approve and feigning to approve what one does; the one is the necessary case of a weak person, the other befits the temper of a lackey.
In absolute governments, the high-ranking nobles closest to the throne flatter the ruler's emotions and willingly cater to their whims. However, the general population does not lower itself to servitude; they often comply out of weakness, habit, ignorance, or sometimes loyalty. Some nations have been known to willingly and proudly put aside their own desires for the sake of the ruler, showing a kind of independence even in their submission. These people are unfortunate, but they are not degraded. There is a significant difference between doing something one does not agree with and pretending to agree with something one does; the first is the result of a weak person, while the latter suits the nature of a servant.
In free countries, where everyone is more or less called upon to give his opinion in the affairs of state; in democratic republics, where public life is incessantly commingled with domestic affairs, where the sovereign authority is accessible on every side, and where its attention can almost always be attracted by vociferation, more persons are to be met with who speculate upon its foibles and live at the cost of its passions than in absolute monarchies. Not because men are naturally worse in these States than elsewhere, but the temptation is stronger, and of easier access at the same time. The result is a far more extensive debasement of the characters of citizens.
In free countries, where everyone is expected to share their opinions on government matters; in democratic republics, where public life is constantly intertwined with personal affairs, where the ruling authority is open to everyone, and where it can nearly always be drawn in by loud voices, there are more people who speculate on its weaknesses and benefit from its passions than in absolute monarchies. This isn't because people are inherently worse in these countries than in others, but because the temptation is greater and more readily available. As a result, there is a much broader decline in the character of citizens.
Democratic republics extend the practice of currying favor with the many, and they introduce it into a greater number of classes at once: this is one of the most serious reproaches that can be addressed to them. In democratic States organized on the principles of the American republics, this is more especially the case, where the authority of the majority is so absolute and so irresistible that a man must give up his rights as a citizen, and almost abjure his quality as a human being, if te intends to stray from the track which it lays down.
Democratic republics encourage the practice of seeking approval from the masses, and they spread it across more social classes at the same time: this is one of the most significant criticisms that can be leveled against them. In democratic states based on the principles of the American republics, this is particularly true, where the power of the majority is so complete and undeniable that a person must abandon their rights as a citizen and nearly renounce their identity as a human being if they want to deviate from the path it sets.
In that immense crowd which throngs the avenues to power in the United States I found very few men who displayed any of that manly candor and that masculine independence of opinion which frequently distinguished the Americans in former times, and which constitutes the leading feature in distinguished characters, wheresoever they may be found. It seems, at first sight, as if all the minds of the Americans were formed upon one model, so accurately do they correspond in their manner of judging. A stranger does, indeed, sometimes meet with Americans who dissent from these rigorous formularies; with men who deplore the defects of the laws, the mutability and the ignorance of democracy; who even go so far as to observe the evil tendencies which impair the national character, and to point out such remedies as it might be possible to apply; but no one is there to hear these things besides yourself, and you, to whom these secret reflections are confided, are a stranger and a bird of passage. They are very ready to communicate truths which are useless to you, but they continue to hold a different language in public.
In that huge crowd seeking power in the United States, I found very few people who showed the honest straightforwardness and independence of thought that often characterized Americans in the past, and which is a key trait in exceptional individuals, no matter where they are found. At first glance, it seems like all Americans think in the same way, so closely do they align in their judgments. A newcomer does occasionally encounter Americans who disagree with these strict views; there are those who lament the flaws in the laws, the changing nature, and the lack of knowledge in democracy; who even go so far as to notice the negative trends that damage the national character and suggest possible solutions. But no one else is there to listen to these observations apart from you, a stranger just passing through. They are quick to share truths that are of no use to you, but they still speak a different way in public.
If ever these lines are read in America, I am well assured of two things: in the first place, that all who peruse them will raise their voices to condemn me; and in the second place, that very many of them will acquit me at the bottom of their conscience.
If these lines are ever read in America, I’m sure of two things: first, that everyone who reads them will speak out against me; and second, that many of them will secretly believe I’m innocent at their core.
I have heard of patriotism in the United States, and it is a virtue which may be found among the people, but never among the leaders of the people. This may be explained by analogy; despotism debases the oppressed much more than the oppressor: in absolute monarchies the king has often great virtues, but the courtiers are invariably servile. It is true that the American courtiers do not say “Sire,” or “Your Majesty”—a distinction without a difference. They are forever talking of the natural intelligence of the populace they serve; they do not debate the question as to which of the virtues of their master is pre-eminently worthy of admiration, for they assure him that he possesses all the virtues under heaven without having acquired them, or without caring to acquire them; they do not give him their daughters and their wives to be raised at his pleasure to the rank of his concubines, but, by sacrificing their opinions, they prostitute themselves. Moralists and philosophers in America are not obliged to conceal their opinions under the veil of allegory; but, before they venture upon a harsh truth, they say, “We are aware that the people which we are addressing is too superior to all the weaknesses of human nature to lose the command of its temper for an instant; and we should not hold this language if we were not speaking to men whom their virtues and their intelligence render more worthy of freedom than all the rest of the world.” It would have been impossible for the sycophants of Louis XIV to flatter more dexterously. For my part, I am persuaded that in all governments, whatever their nature may be, servility will cower to force, and adulation will cling to power. The only means of preventing men from degrading themselves is to invest no one with that unlimited authority which is the surest method of debasing them.
I’ve heard about patriotism in the United States, and it’s a quality that can often be found among the people, but rarely among their leaders. This can be explained through analogy; oppression degrades those who are oppressed far more than it does the oppressor: in absolute monarchies, the king may have many virtues, but the courtiers are always subservient. It’s true that American courtiers don’t say “Sire” or “Your Majesty”—that's just a superficial difference. They constantly talk about the natural intelligence of the people they serve; they don’t argue about which of their leader's virtues deserves the most admiration, because they assure him that he possesses all the virtues imaginable without having to earn them or even caring to earn them. They don’t give him their daughters and wives to be elevated to the status of concubines, but by sacrificing their own opinions, they degrade themselves. Moralists and philosophers in America aren’t forced to hide their views under allegory; before they express a harsh truth, they say, “We know that the people we’re addressing are too great to lose their temper for even a moment; and we wouldn’t say this if we weren’t speaking to men whose virtues and intelligence make them more deserving of freedom than all others in the world.” It would have been impossible for the sycophants of Louis XIV to flatter more skillfully. For my part, I believe that in any government, regardless of its form, servility will bow to force, and flattery will cling to power. The only way to prevent people from degrading themselves is to avoid giving anyone that kind of unchecked authority, which is the surest way to debase them.
The Greatest Dangers Of The American Republics Proceed From The Unlimited Power Of The Majority
The greatest dangers to the American republics come from the unchecked power of the majority.
Democratic republics liable to perish from a misuse of their power, and not by impotence—The Governments of the American republics are more centralized and more energetic than those of the monarchies of Europe—Dangers resulting from this—Opinions of Hamilton and Jefferson upon this point.
Democratic republics are at risk of collapsing due to a misuse of their power, not because they are weak. The governments of the American republics are more centralized and more vigorous than those of the monarchies in Europe. This creates certain dangers. Hamilton and Jefferson had differing views on this issue.
Governments usually fall a sacrifice to impotence or to tyranny. In the former case their power escapes from them; it is wrested from their grasp in the latter. Many observers, who have witnessed the anarchy of democratic States, have imagined that the government of those States was naturally weak and impotent. The truth is, that when once hostilities are begun between parties, the government loses its control over society. But I do not think that a democratic power is naturally without force or without resources: say, rather, that it is almost always by the abuse of its force and the misemployment of its resources that a democratic government fails. Anarchy is almost always produced by its tyranny or its mistakes, but not by its want of strength.
Governments often end up failing due to either weakness or oppression. In the first case, they lose their power; in the second, it is taken from them. Many people who have seen the chaos in democratic States believe that those governments are inherently weak and ineffective. The reality is that once conflicts break out between factions, the government loses its grip on society. But I don't think that a democratic government is naturally powerless or devoid of resources; it's more accurate to say that it usually fails because it misuses its power and mishandles its resources. Anarchy is typically the result of its oppression or its mistakes, not a lack of strength.
It is important not to confound stability with force, or the greatness of a thing with its duration. In democratic republics, the power which directs *e society is not stable; for it often changes hands and assumes a new direction. But whichever way it turns, its force is almost irresistible. The Governments of the American republics appear to me to be as much centralized as those of the absolute monarchies of Europe, and more energetic than they are. I do not, therefore, imagine that they will perish from weakness. *f
It’s crucial not to confuse stability with strength or the greatness of something with how long it lasts. In democratic republics, the power that guides society isn’t stable; it frequently shifts and takes new directions. However, no matter which way it goes, its power is almost unstoppable. The governments of American republics seem just as centralized as the absolute monarchies in Europe, and they appear to be more vigorous. Therefore, I don’t believe they will fall apart due to weakness.
e
[ This power may be centred in an assembly, in which case it will be strong
without being stable; or it may be centred in an individual, in which case it
will be less strong, but more stable.]
e
[ This power can be focused in a group, making it strong but unstable; or it can be focused in a single person, making it less strong but more stable.]
f
[ I presume that it is scarcely necessary to remind the reader here, as well as
throughout the remainder of this chapter, that I am speaking, not of the
Federal Government, but of the several governments of each State, which the
majority controls at its pleasure.]
f
[ I assume it's hardly necessary to remind the reader here, as well as throughout the rest of this chapter, that I'm discussing not the Federal Government, but the individual governments of each State, which the majority controls at will.]
If ever the free institutions of America are destroyed, that event may be attributed to the unlimited authority of the majority, which may at some future time urge the minorities to desperation, and oblige them to have recourse to physical force. Anarchy will then be the result, but it will have been brought about by despotism.
If the free institutions of America are ever destroyed, it could be due to the unchecked power of the majority, which might someday push the minorities to the brink and force them to resort to violence. This would lead to chaos, but it would have been caused by tyranny.
Mr. Hamilton expresses the same opinion in the “Federalist,” No. 51. “It is of great importance in a republic not only to guard the society against the oppression of its rulers, but to guard one part of the society against the injustice of the other part. Justice is the end of government. It is the end of civil society. It ever has been, and ever will be, pursued until it be obtained, or until liberty be lost in the pursuit. In a society, under the forms of which the stronger faction can readily unite and oppress the weaker, anarchy may as truly be said to reign as in a state of nature, where the weaker individual is not secured against the violence of the stronger: and as in the latter state even the stronger individuals are prompted by the uncertainty of their condition to submit to a government which may protect the weak as well as themselves, so in the former state will the more powerful factions be gradually induced by a like motive to wish for a government which will protect all parties, the weaker as well as the more powerful. It can be little doubted that, if the State of Rhode Island was separated from the Confederacy and left to itself, the insecurity of right under the popular form of government within such narrow limits would be displayed by such reiterated oppressions of the factious majorities, that some power altogether independent of the people would soon be called for by the voice of the very factions whose misrule had proved the necessity of it.”
Mr. Hamilton shares the same view in the “Federalist,” No. 51. “It’s really important in a republic not only to protect society from the oppression of its rulers, but also to safeguard one part of society from the injustices of another part. Justice is the ultimate goal of government. It’s the goal of civil society. It has always been, and always will be, pursued until it's achieved, or until freedom is lost in that pursuit. In a society where the stronger faction can easily band together and oppress the weaker, there’s as much anarchy as in a state of nature, where the weaker individual isn’t protected from the violence of the stronger. Just as, in that latter state, even the stronger individuals are motivated by the uncertainty of their situation to submit to a government that can protect both the weak and themselves, in the former state, the more powerful factions will gradually be driven by similar reasons to desire a government that protects everyone, both the weaker and the more powerful. It’s hard to doubt that if the State of Rhode Island were separated from the Confederacy and left on its own, the insecurity of rights under the popular form of government in such limited bounds would lead to repeated oppressions from factious majorities, causing some power completely independent of the people to soon be demanded by the very factions whose misrule highlighted the necessity for it.”
Jefferson has also thus expressed himself in a letter to Madison: *g “The executive power in our Government is not the only, perhaps not even the principal, object of my solicitude. The tyranny of the Legislature is really the danger most to be feared, and will continue to be so for many years to come. The tyranny of the executive power will come in its turn, but at a more distant period.” I am glad to cite the opinion of Jefferson upon this subject rather than that of another, because I consider him to be the most powerful advocate democracy has ever sent forth.
Jefferson also expressed his views in a letter to Madison: *g “The executive power in our government isn’t the only concern, and maybe not even the main one. The real danger comes from the tyranny of the Legislature, which we need to fear the most and will continue to do so for many years. The tyranny of the executive power will come eventually, but that’s a way off.” I prefer to reference Jefferson’s opinion on this issue rather than someone else’s, because I believe he is the strongest advocate democracy has ever had.
g
[ March 15, 1789.]
g
[ March 15, 1789.]
Chapter Summary
The national majority does not pretend to conduct all business—Is obliged to employ the town and county magistrates to execute its supreme decisions.
The national majority doesn’t claim to handle all affairs—it has to rely on the town and county officials to carry out its important decisions.
I have already pointed out the distinction which is to be made between a centralized government and a centralized administration. The former exists in America, but the latter is nearly unknown there. If the directing power of the American communities had both these instruments of government at its disposal, and united the habit of executing its own commands to the right of commanding; if, after having established the general principles of government, it descended to the details of public business; and if, having regulated the great interests of the country, it could penetrate into the privacy of individual interests, freedom would soon be banished from the New World.
I have already pointed out the difference between a centralized government and a centralized administration. The former exists in America, but the latter is almost nonexistent there. If the governing power of American communities had both types of government at its disposal and combined the ability to enforce its own commands with the authority to issue commands; if, after setting the general principles of government, it got involved in the details of public business; and if, after managing the major interests of the country, it could intrude into personal interests, freedom would quickly disappear from the New World.
But in the United States the majority, which so frequently displays the tastes and the propensities of a despot, is still destitute of the more perfect instruments of tyranny. In the American republics the activity of the central Government has never as yet been extended beyond a limited number of objects sufficiently prominent to call forth its attention. The secondary affairs of society have never been regulated by its authority, and nothing has hitherto betrayed its desire of interfering in them. The majority is become more and more absolute, but it has not increased the prerogatives of the central government; those great prerogatives have been confined to a certain sphere; and although the despotism of the majority may be galling upon one point, it cannot be said to extend to all. However the predominant party in the nation may be carried away by its passions, however ardent it may be in the pursuit of its projects, it cannot oblige all the citizens to comply with its desires in the same manner and at the same time throughout the country. When the central Government which represents that majority has issued a decree, it must entrust the execution of its will to agents, over whom it frequently has no control, and whom it cannot perpetually direct. The townships, municipal bodies, and counties may therefore be looked upon as concealed break-waters, which check or part the tide of popular excitement. If an oppressive law were passed, the liberties of the people would still be protected by the means by which that law would be put in execution: the majority cannot descend to the details and (as I will venture to style them) the puerilities of administrative tyranny. Nor does the people entertain that full consciousness of its authority which would prompt it to interfere in these matters; it knows the extent of its natural powers, but it is unacquainted with the increased resources which the art of government might furnish.
But in the United States, the majority, which often shows the traits and tendencies of a dictator, still lacks the more refined tools of oppression. In American governments, the central authority has never extended its reach beyond a limited number of issues that are significant enough to capture its attention. The everyday matters of society have never been regulated by its power, and up to now, there’s been no indication of a desire to intrude in them. The majority has become increasingly dominant, but it hasn’t expanded the powers of the central government; those significant powers have been restricted to a specific area. While the oppression of the majority can be burdensome in some respects, it can't be said to cover everything. No matter how passionately the ruling party may be driven by its emotions, or how fervently it pursues its goals, it cannot force all citizens to align with its wishes in the same way and at the same time across the nation. When the central government that represents that majority issues a decree, it has to rely on agents to carry out its will, who it often has no control over and cannot continuously direct. Towns, municipalities, and counties can be seen as hidden barriers that moderate or disrupt the surge of popular fervor. If a harsh law is enacted, the people's freedoms would still be safeguarded by the means of executing that law: the majority can’t get into the nitty-gritty and (as I might call them) the trivialities of administrative oppression. Additionally, the people don’t fully recognize their own authority enough to compel them to get involved in these issues; they understand the limits of their natural powers but are unaware of the greater resources that effective governance could offer.
This point deserves attention, for if a democratic republic similar to that of the United States were ever founded in a country where the power of a single individual had previously subsisted, and the effects of a centralized administration had sunk deep into the habits and the laws of the people, I do not hesitate to assert, that in that country a more insufferable despotism would prevail than any which now exists in the monarchical States of Europe, or indeed than any which could be found on this side of the confines of Asia.
This point is worth noting because if a democratic republic like the United States were ever established in a country where a single person's power had previously existed and where a centralized administration had become deeply rooted in the habits and laws of the people, I firmly believe that a more unbearable form of despotism would emerge than any that currently exists in the monarchies of Europe, or even anywhere near Asia.
The Profession Of The Law In The United States Serves To Counterpoise The Democracy
The legal profession in the United States acts as a balance to democracy.
Utility of discriminating the natural propensities of the members of the legal profession—These men called upon to act a prominent part in future society—In what manner the peculiar pursuits of lawyers give an aristocratic turn to their ideas—Accidental causes which may check this tendency—Ease with which the aristocracy coalesces with legal men—Use of lawyers to a despot—The profession of the law constitutes the only aristocratic element with which the natural elements of democracy will combine—Peculiar causes which tend to give an aristocratic turn of mind to the English and American lawyers—The aristocracy of America is on the bench and at the bar—Influence of lawyers upon American society—Their peculiar magisterial habits affect the legislature, the administration, and even the people.
Utility of understanding the natural tendencies of people in the legal profession—These individuals are set to play a significant role in future society—How the unique pursuits of lawyers shape their views in an elitist way—Unforeseen factors that might limit this trend—The ease with which the elite connect with legal professionals—The role of lawyers for a dictator—The legal profession represents the only elite aspect that can merge with the natural elements of democracy—Specific factors that lead to a more aristocratic mindset among English and American lawyers—The elite in America is found in the judiciary and the legal field—The influence of lawyers on American society—Their distinct authoritative habits impact the legislature, the administration, and even the general public.
In visiting the Americans and in studying their laws we perceive that the authority they have entrusted to members of the legal profession, and the influence which these individuals exercise in the Government, is the most powerful existing security against the excesses of democracy. This effect seems to me to result from a general cause which it is useful to investigate, since it may produce analogous consequences elsewhere.
In visiting America and studying their laws, we see that the authority granted to members of the legal profession and the influence they hold in the government serve as the strongest safeguard against the extremes of democracy. This effect appears to arise from a common cause that is worth exploring since it could lead to similar outcomes in other places.
The members of the legal profession have taken an important part in all the vicissitudes of political society in Europe during the last five hundred years. At one time they have been the instruments of those who were invested with political authority, and at another they have succeeded in converting political authorities into their instrument. In the Middle Ages they afforded a powerful support to the Crown, and since that period they have exerted themselves to the utmost to limit the royal prerogative. In England they have contracted a close alliance with the aristocracy; in France they have proved to be the most dangerous enemies of that class. It is my object to inquire whether, under all these circumstances, the members of the legal profession have been swayed by sudden and momentary impulses; or whether they have been impelled by principles which are inherent in their pursuits, and which will always recur in history. I am incited to this investigation by reflecting that this particular class of men will most likely play a prominent part in that order of things to which the events of our time are giving birth.
The members of the legal profession have played a significant role in the ups and downs of political society in Europe over the past five hundred years. At times, they've served as tools for those in political power, while at other times, they've managed to turn those in power into their own tools. During the Middle Ages, they were a strong support for the Crown, and since then, they've worked hard to limit the king's authority. In England, they've formed a close alliance with the aristocracy; in France, they've been the most formidable opponents of that class. My aim is to explore whether, in all these situations, the members of the legal profession have been driven by sudden and fleeting impulses, or if they've been motivated by principles inherent in their profession that will continually emerge in history. This investigation is sparked by the thought that this particular group is likely to play a significant role in the new order emerging from the events of our time.
Men who have more especially devoted themselves to legal pursuits derive from those occupations certain habits of order, a taste for formalities, and a kind of instinctive regard for the regular connection of ideas, which naturally render them very hostile to the revolutionary spirit and the unreflecting passions of the multitude.
Men who have particularly dedicated themselves to legal careers develop certain habits of organization, an appreciation for formalities, and an instinctive respect for the logical flow of ideas. This naturally makes them quite resistant to the revolutionary spirit and the impulsive passions of the crowd.
The special information which lawyers derive from their studies ensures them a separate station in society, and they constitute a sort of privileged body in the scale of intelligence. This notion of their superiority perpetually recurs to them in the practice of their profession: they are the masters of a science which is necessary, but which is not very generally known; they serve as arbiters between the citizens; and the habit of directing the blind passions of parties in litigation to their purpose inspires them with a certain contempt for the judgment of the multitude. To this it may be added that they naturally constitute a body, not by any previous understanding, or by an agreement which directs them to a common end; but the analogy of their studies and the uniformity of their proceedings connect their minds together, as much as a common interest could combine their endeavors.
The unique knowledge that lawyers gain from their education gives them a distinct place in society, making them a sort of privileged group in terms of intelligence. This idea of their superiority constantly comes to mind in their professional practice: they possess expertise in a vital field that isn’t widely understood; they act as judges between citizens; and their role in channeling the intense emotions of parties involved in legal disputes leads to a certain disdain for public opinion. Additionally, they naturally form a collective, not through any prior agreement or shared goal, but because their similar studies and consistent methods link their minds together, much like a shared interest would unite their efforts.
A portion of the tastes and of the habits of the aristocracy may consequently be discovered in the characters of men in the profession of the law. They participate in the same instinctive love of order and of formalities; and they entertain the same repugnance to the actions of the multitude, and the same secret contempt of the government of the people. I do not mean to say that the natural propensities of lawyers are sufficiently strong to sway them irresistibly; for they, like most other men, are governed by their private interests and the advantages of the moment.
A part of the tastes and habits of the aristocracy can be found in the personalities of people in the legal profession. They share the same instinctive appreciation for order and formality; they also have a similar disdain for the actions of the masses and a hidden contempt for democracy. I don't mean to suggest that the natural inclinations of lawyers are strong enough to control them completely; like most people, they are driven by their personal interests and the benefits available at the time.
In a state of society in which the members of the legal profession are prevented from holding that rank in the political world which they enjoy in private life, we may rest assured that they will be the foremost agents of revolution. But it must then be inquired whether the cause which induces them to innovate and to destroy is accidental, or whether it belongs to some lasting purpose which they entertain. It is true that lawyers mainly contributed to the overthrow of the French monarchy in 1789; but it remains to be seen whether they acted thus because they had studied the laws, or because they were prohibited from co-operating in the work of legislation.
In a society where legal professionals are barred from holding the same influence in politics that they have in private life, we can be sure they will be the leading drivers of change. However, we need to question whether their desire to innovate and disrupt is just a temporary response or if it stems from a deeper, ongoing agenda. It’s true that lawyers played a major role in the downfall of the French monarchy in 1789, but we still need to determine if they acted that way because of their legal expertise or because they were prevented from contributing to the legislative process.
Five hundred years ago the English nobles headed the people, and spoke in its name; at the present time the aristocracy supports the throne, and defends the royal prerogative. But aristocracy has, notwithstanding this, its peculiar instincts and propensities. We must be careful not to confound isolated members of a body with the body itself. In all free governments, of whatsoever form they may be, members of the legal profession will be found at the head of all parties. The same remark is also applicable to the aristocracy; for almost all the democratic convulsions which have agitated the world have been directed by nobles.
Five hundred years ago, English nobles led the people and spoke on their behalf; today, the aristocracy supports the throne and defends royal authority. However, the aristocracy still has its own unique instincts and tendencies. We need to be careful not to confuse individual members of a group with the group itself. In all free governments, regardless of their form, members of the legal profession are typically at the forefront of all political parties. The same is true for the aristocracy, as almost all the democratic upheavals that have stirred the world have been led by nobles.
A privileged body can never satisfy the ambition of all its members; it has always more talents and more passions to content and to employ than it can find places; so that a considerable number of individuals are usually to be met with who are inclined to attack those very privileges which they find it impossible to turn to their own account.
A privileged group can never fulfill the ambitions of all its members; it always has more talents and passions to satisfy and engage than it has positions for. As a result, many individuals often end up wanting to challenge the very privileges that they cannot benefit from.
I do not, then, assert that all the members of the legal profession are at all times the friends of order and the opponents of innovation, but merely that most of them usually are so. In a community in which lawyers are allowed to occupy, without opposition, that high station which naturally belongs to them, their general spirit will be eminently conservative and anti-democratic. When an aristocracy excludes the leaders of that profession from its ranks, it excites enemies which are the more formidable to its security as they are independent of the nobility by their industrious pursuits; and they feel themselves to be its equal in point of intelligence, although they enjoy less opulence and less power. But whenever an aristocracy consents to impart some of its privileges to these same individuals, the two classes coalesce very readily, and assume, as it were, the consistency of a single order of family interests.
I don’t mean to say that all lawyers are always champions of order and against change, but I do believe that most of them typically lean that way. In a society where lawyers can hold their rightful high status without opposition, their overall mindset tends to be very conservative and anti-democratic. When an aristocracy excludes lawyers from its ranks, it creates powerful opponents to its security, as these individuals are independent through their hard work; they see themselves as equals in intelligence, even if they have less wealth and power. However, whenever an aristocracy agrees to share some of its privileges with these individuals, the two groups easily come together and, in a sense, form a single entity with shared family interests.
I am, in like manner, inclined to believe that a monarch will always be able to convert legal practitioners into the most serviceable instruments of his authority. There is a far greater affinity between this class of individuals and the executive power than there is between them and the people; just as there is a greater natural affinity between the nobles and the monarch than between the nobles and the people, although the higher orders of society have occasionally resisted the prerogative of the Crown in concert with the lower classes.
I believe that a monarch will always be able to turn legal professionals into the most useful tools of his authority. There’s a much stronger connection between these individuals and the executive power than there is between them and the people; just as there’s a greater natural bond between the nobles and the monarch than between the nobles and the people, even though the upper classes have sometimes joined forces with the lower classes to resist the Crown’s authority.
Lawyers are attached to public order beyond every other consideration, and the best security of public order is authority. It must not be forgotten that, if they prize the free institutions of their country much, they nevertheless value the legality of those institutions far more: they are less afraid of tyranny than of arbitrary power; and provided that the legislature take upon itself to deprive men of their independence, they are not dissatisfied.
Lawyers are committed to maintaining public order above all else, and the best way to ensure that order is through authority. It's important to remember that while they value the democratic systems of their country, they place an even higher value on the legality of those systems: they fear arbitrary power more than tyranny; and as long as the legislature decides to remove people's independence, they aren't bothered by it.
I am therefore convinced that the prince who, in presence of an encroaching democracy, should endeavor to impair the judicial authority in his dominions, and to diminish the political influence of lawyers, would commit a great mistake. He would let slip the substance of authority to grasp at the shadow. He would act more wisely in introducing men connected with the law into the government; and if he entrusted them with the conduct of a despotic power, bearing some marks of violence, that power would most likely assume the external features of justice and of legality in their hands.
I’m convinced that a prince who tries to weaken the judicial authority in his realm and reduce the political influence of lawyers in the face of an encroaching democracy would be making a huge mistake. He would miss the real substance of authority while chasing after an illusion. It would be smarter for him to bring people connected to the law into the government; and if he gave them control of a despotic power, even if it had some elements of violence, that power would likely take on the outward appearance of justice and legality with them in charge.
The government of democracy is favorable to the political power of lawyers; for when the wealthy, the noble, and the prince are excluded from the government, they are sure to occupy the highest stations, in their own right, as it were, since they are the only men of information and sagacity, beyond the sphere of the people, who can be the object of the popular choice. If, then, they are led by their tastes to combine with the aristocracy and to support the Crown, they are naturally brought into contact with the people by their interests. They like the government of democracy, without participating in its propensities and without imitating its weaknesses; whence they derive a twofold authority, from it and over it. The people in democratic states does not mistrust the members of the legal profession, because it is well known that they are interested in serving the popular cause; and it listens to them without irritation, because it does not attribute to them any sinister designs. The object of lawyers is not, indeed, to overthrow the institutions of democracy, but they constantly endeavor to give it an impulse which diverts it from its real tendency, by means which are foreign to its nature. Lawyers belong to the people by birth and interest, to the aristocracy by habit and by taste, and they may be looked upon as the natural bond and connecting link of the two great classes of society.
The democratic government benefits the political power of lawyers; when the wealthy, the noble, and the prince are excluded from governance, they are bound to hold the highest positions in their own right since they are the only individuals with knowledge and insight beyond the general populace who can be chosen by the public. If they then choose to align themselves with the aristocracy and support the Crown, they naturally become connected with the people through their interests. They appreciate democracy without getting caught up in its tendencies or reflecting its weaknesses; hence, they gain authority from it and over it. The people in democratic societies trust members of the legal profession because they know these lawyers are invested in serving the popular cause. The public listens to them without irritation, as they don't see any hidden agendas. Lawyers aren't trying to dismantle democratic institutions; rather, they continually aim to push democracy in a direction that strays from its true purpose using methods that are outside its essence. Lawyers are tied to the people by their roots and interests, to the aristocracy by their habits and preferences, and they serve as a natural link between the two major classes of society.
The profession of the law is the only aristocratic element which can be amalgamated without violence with the natural elements of democracy, and which can be advantageously and permanently combined with them. I am not unacquainted with the defects which are inherent in the character of that body of men; but without this admixture of lawyer-like sobriety with the democratic principle, I question whether democratic institutions could long be maintained, and I cannot believe that a republic could subsist at the present time if the influence of lawyers in public business did not increase in proportion to the power of the people.
The legal profession is the only aristocratic aspect that can be smoothly integrated with the natural elements of democracy without conflict, and it can work well and sustainably with them. I'm aware of the flaws that come with this group of people; however, without the blend of lawyer-like seriousness and the democratic principle, I doubt that democratic institutions could survive for long. I also can't believe that a republic could continue to exist today if the influence of lawyers in public affairs didn't increase alongside the power of the people.
This aristocratic character, which I hold to be common to the legal profession, is much more distinctly marked in the United States and in England than in any other country. This proceeds not only from the legal studies of the English and American lawyers, but from the nature of the legislation, and the position which those persons occupy in the two countries. The English and the Americans have retained the law of precedents; that is to say, they continue to found their legal opinions and the decisions of their courts upon the opinions and the decisions of their forefathers. In the mind of an English or American lawyer a taste and a reverence for what is old is almost always united to a love of regular and lawful proceedings.
This aristocratic trait, which I believe is typical of the legal profession, is much more noticeable in the United States and England than in any other country. This is not only because of the legal education that English and American lawyers undergo but also due to the nature of the laws and the roles these individuals play in their respective countries. Both the English and the Americans have maintained the law of precedents; that is to say, they continue to base their legal opinions and court decisions on the views and rulings of their predecessors. In the minds of an English or American lawyer, a respect and appreciation for tradition are usually combined with a commitment to orderly and lawful processes.
This predisposition has another effect upon the character of the legal profession and upon the general course of society. The English and American lawyers investigate what has been done; the French advocate inquires what should have been done; the former produce precedents, the latter reasons. A French observer is surprised to hear how often an English or an American lawyer quotes the opinions of others, and how little he alludes to his own; whilst the reverse occurs in France. There the most trifling litigation is never conducted without the introduction of an entire system of ideas peculiar to the counsel employed; and the fundamental principles of law are discussed in order to obtain a perch of land by the decision of the court. This abnegation of his own opinion, and this implicit deference to the opinion of his forefathers, which are common to the English and American lawyer, this subjection of thought which he is obliged to profess, necessarily give him more timid habits and more sluggish inclinations in England and America than in France.
This tendency also influences the character of the legal profession and the overall direction of society. English and American lawyers focus on what has been done; the French lawyer examines what should have been done. The former rely on precedents, while the latter uses reasoning. A French observer is surprised to see how often an English or American lawyer cites others' opinions and how rarely he refers to his own, while the opposite is true in France. There, even the smallest disputes are handled with an entire set of ideas unique to the lawyer involved; foundational legal principles are debated to gain an advantage in court. This rejection of personal opinion and the strong respect for the views of predecessors, which are typical of English and American lawyers, along with the constraints on independent thought they must adopt, naturally lead to more cautious habits and slower inclinations in England and America compared to France.
The French codes are often difficult of comprehension, but they can be read by every one; nothing, on the other hand, can be more impenetrable to the uninitiated than a legislation founded upon precedents. The indispensable want of legal assistance which is felt in England and in the United States, and the high opinion which is generally entertained of the ability of the legal profession, tend to separate it more and more from the people, and to place it in a distinct class. The French lawyer is simply a man extensively acquainted with the statutes of his country; but the English or American lawyer resembles the hierophants of Egypt, for, like them, he is the sole interpreter of an occult science.
The French legal codes can be hard to understand, but anyone can read them; however, nothing is more confusing to those who aren’t familiar than a system of laws based on precedents. The pressing need for legal help in England and the United States, along with the high regard people generally have for lawyers, tends to create a bigger divide between the legal profession and the public, placing lawyers in a separate class. A French lawyer is simply someone who knows the laws of his country very well; meanwhile, an English or American lawyer is like the priests of ancient Egypt, as he is the only one who can interpret a complex, hidden knowledge.
The station which lawyers occupy in England and America exercises no less an influence upon their habits and their opinions. The English aristocracy, which has taken care to attract to its sphere whatever is at all analogous to itself, has conferred a high degree of importance and of authority upon the members of the legal profession. In English society lawyers do not occupy the first rank, but they are contented with the station assigned to them; they constitute, as it were, the younger branch of the English aristocracy, and they are attached to their elder brothers, although they do not enjoy all their privileges. The English lawyers consequently mingle the taste and the ideas of the aristocratic circles in which they move with the aristocratic interests of their profession.
The role that lawyers have in England and America significantly shapes their habits and views. The English aristocracy, which has worked to include anything similar to itself, has granted a significant level of importance and authority to members of the legal profession. In English society, lawyers don’t hold the top position, but they are satisfied with their place; they essentially represent the younger branch of the English aristocracy, maintaining a connection with their older counterparts, even though they don’t have all the same privileges. As a result, English lawyers blend the tastes and ideas of the elite circles they are part of with the aristocratic interests tied to their profession.
And indeed the lawyer-like character which I am endeavoring to depict is most distinctly to be met with in England: there laws are esteemed not so much because they are good as because they are old; and if it be necessary to modify them in any respect, or to adapt them the changes which time operates in society, recourse is had to the most inconceivable contrivances in order to uphold the traditionary fabric, and to maintain that nothing has been done which does not square with the intentions and complete the labors of former generations. The very individuals who conduct these changes disclaim all intention of innovation, and they had rather resort to absurd expedients than plead guilty to so great a crime. This spirit appertains more especially to the English lawyers; they seem indifferent to the real meaning of what they treat, and they direct all their attention to the letter, seeming inclined to infringe the rules of common sense and of humanity rather than to swerve one title from the law. The English legislation may be compared to the stock of an old tree, upon which lawyers have engrafted the most various shoots, with the hope that, although their fruits may differ, their foliage at least will be confounded with the venerable trunk which supports them all.
And really, the lawyer-like persona I'm trying to describe is most clearly seen in England: there, laws are valued not so much for being good, but for being old. If there's a need to change them or adjust them to the shifts time brings to society, they come up with the most absurd methods to uphold the traditional structure and ensure that nothing is done that doesn't align with the intentions and efforts of past generations. The very people who implement these changes deny any intention of innovation, preferring to use ridiculous solutions rather than admit to such a serious offense. This mentality particularly applies to English lawyers; they seem unconcerned with the true meaning of what they handle and focus solely on the letters of the law, appearing ready to disregard common sense and humanity rather than deviate even slightly from legal precedent. English legislation can be likened to the trunk of an old tree, onto which lawyers have grafted a variety of branches, hoping that while their fruits may differ, at least the leaves will blend in with the venerable trunk that supports them all.
In America there are no nobles or men of letters, and the people is apt to mistrust the wealthy; lawyers consequently form the highest political class, and the most cultivated circle of society. They have therefore nothing to gain by innovation, which adds a conservative interest to their natural taste for public order. If I were asked where I place the American aristocracy, I should reply without hesitation that it is not composed of the rich, who are united together by no common tie, but that it occupies the judicial bench and the bar.
In America, there aren’t any nobles or intellectual elites, and the general public tends to be suspicious of the wealthy; as a result, lawyers make up the highest political class and the most educated social circles. They have no reason to push for change, which adds a conservative element to their natural preference for stability in society. If I were asked where I see the American aristocracy, I would confidently say that it’s not made up of the rich, who have no common bond, but rather consists of those in the judicial system and the legal profession.
The more we reflect upon all that occurs in the United States the more shall we be persuaded that the lawyers as a body form the most powerful, if not the only, counterpoise to the democratic element. In that country we perceive how eminently the legal profession is qualified by its powers, and even by its defects, to neutralize the vices which are inherent in popular government. When the American people is intoxicated by passion, or carried away by the impetuosity of its ideas, it is checked and stopped by the almost invisible influence of its legal counsellors, who secretly oppose their aristocratic propensities to its democratic instincts, their superstitious attachment to what is antique to its love of novelty, their narrow views to its immense designs, and their habitual procrastination to its ardent impatience.
The more we think about everything happening in the United States, the more we realize that lawyers, as a group, are the most powerful, if not the only, balance to the democratic element. In this country, we can see how well the legal profession is equipped, both by its strengths and its weaknesses, to counteract the issues that come with popular government. When the American public gets swept up in passion or driven by strong ideas, they are checked and stopped by the almost invisible influence of their legal advisors, who quietly counter their aristocratic tendencies with democratic instincts, their superstitious attachment to the past with a desire for novelty, their narrow perspectives with grand ambitions, and their usual delays with the public's eagerness for action.
The courts of justice are the most visible organs by which the legal profession is enabled to control the democracy. The judge is a lawyer, who, independently of the taste for regularity and order which he has contracted in the study of legislation, derives an additional love of stability from his own inalienable functions. His legal attainments have already raised him to a distinguished rank amongst his fellow-citizens; his political power completes the distinction of his station, and gives him the inclinations natural to privileged classes.
The courts are the most visible way for the legal profession to manage democracy. A judge is a lawyer who, apart from their preference for structure and order gained from studying laws, has an added appreciation for stability from their essential responsibilities. Their legal skills have already elevated them to a notable position among their peers; their political authority enhances this status and gives them the typical tendencies of privileged classes.
Armed with the power of declaring the laws to be unconstitutional, *a the American magistrate perpetually interferes in political affairs. He cannot force the people to make laws, but at least he can oblige it not to disobey its own enactments; or to act inconsistently with its own principles. I am aware that a secret tendency to diminish the judicial power exists in the United States, and by most of the constitutions of the several States the Government can, upon the demand of the two houses of the legislature, remove the judges from their station. By some other constitutions the members of the tribunals are elected, and they are even subjected to frequent re-elections. I venture to predict that these innovations will sooner or later be attended with fatal consequences, and that it will be found out at some future period that the attack which is made upon the judicial power has affected the democratic republic itself.
Armed with the ability to declare laws unconstitutional, the American judge continuously gets involved in political matters. While they can’t force people to create laws, they can at least ensure that the government doesn’t break its own rules or act against its own principles. I know there’s a hidden tendency to weaken the judicial power in the United States, and in many state constitutions, the government can remove judges if both houses of the legislature demand it. In some other constitutions, judges are elected and even face re-elections frequently. I worry that these changes will eventually lead to serious consequences, and it will become clear at some point in the future that the challenge to judicial power has impacted the democratic republic itself.
a
[ See chapter VI. on the “Judicial Power in the United States.”]
a
[ See chapter VI. on the “Judicial Power in the United States.”]
It must not, however, be supposed that the legal spirit of which I have been speaking has been confined, in the United States, to the courts of justice; it extends far beyond them. As the lawyers constitute the only enlightened class which the people does not mistrust, they are naturally called upon to occupy most of the public stations. They fill the legislative assemblies, and they conduct the administration; they consequently exercise a powerful influence upon the formation of the law, and upon its execution. The lawyers are, however, obliged to yield to the current of public opinion, which is too strong for them to resist it, but it is easy to find indications of what their conduct would be if they were free to act as they chose. The Americans, who have made such copious innovations in their political legislation, have introduced very sparing alterations in their civil laws, and that with great difficulty, although those laws are frequently repugnant to their social condition. The reason of this is, that in matters of civil law the majority is obliged to defer to the authority of the legal profession, and that the American lawyers are disinclined to innovate when they are left to their own choice.
However, it's important to note that the legal spirit I've been discussing isn't just limited to the courts in the United States; it goes far beyond that. Since lawyers are the only educated class that the public generally trusts, they naturally take up most of the public positions. They populate legislative assemblies and run the administration; as a result, they have a significant impact on the creation and enforcement of laws. However, lawyers have to go along with public opinion, which is too powerful for them to ignore, but it’s clear what their actions would be if they could act freely. While Americans have made numerous changes to their political laws, they have introduced very few changes to their civil laws and that has been very challenging, even though those laws often conflict with their social reality. The reason for this is that in civil law matters, the majority must respect the authority of the legal profession, and American lawyers tend to be reluctant to innovate when left to their own devices.
It is curious for a Frenchman, accustomed to a very different state of things, to hear the perpetual complaints which are made in the United States against the stationary propensities of legal men, and their prejudices in favor of existing institutions.
It’s interesting for a French person, used to a very different situation, to hear the constant complaints in the United States about the unchanging nature of legal professionals and their bias toward established institutions.
The influence of the legal habits which are common in America extends beyond the limits I have just pointed out. Scarcely any question arises in the United States which does not become, sooner or later, a subject of judicial debate; hence all parties are obliged to borrow the ideas, and even the language, usual in judicial proceedings in their daily controversies. As most public men are, or have been, legal practitioners, they introduce the customs and technicalities of their profession into the affairs of the country. The jury extends this habitude to all classes. The language of the law thus becomes, in some measure, a vulgar tongue; the spirit of the law, which is produced in the schools and courts of justice, gradually penetrates beyond their walls into the bosom of society, where it descends to the lowest classes, so that the whole people contracts the habits and the tastes of the magistrate. The lawyers of the United States form a party which is but little feared and scarcely perceived, which has no badge peculiar to itself, which adapts itself with great flexibility to the exigencies of the time, and accommodates itself to all the movements of the social body; but this party extends over the whole community, and it penetrates into all classes of society; it acts upon the country imperceptibly, but it finally fashions it to suit its purposes.
The impact of common legal practices in America goes beyond the boundaries I've just mentioned. Almost every issue that comes up in the United States eventually becomes a topic of legal debate; as a result, everyone has to adopt the ideas and even the language typically used in court when dealing with their everyday disputes. Since most public figures are or have been lawyers, they bring the customs and jargon of their profession into the country's affairs. The jury spreads this tendency across all social classes. Thus, legal language becomes somewhat of a common language; the principles of law, which are developed in schools and courts, gradually seep beyond those walls into society, reaching even the lowest tiers, so that the entire population begins to adopt the habits and preferences of legal authorities. Lawyers in the United States form a group that is not often feared or even noticed, lacking any distinctive insignia, which readily adapts to the needs of the times and fits in with all social movements; yet this group spans the entire community, infiltrating all classes of society. It influences the country subtly but ultimately shapes it to meet its own objectives.
Chapter XVI: Causes Mitigating Tyranny In The United States—Part II
Trial By Jury In The United States Considered As A Political Institution
Trial by jury, which is one of the instruments of the sovereignty of the people, deserves to be compared with the other laws which establish that sovereignty—Composition of the jury in the United States—Effect of trial by jury upon the national character—It educates the people—It tends to establish the authority of the magistrates and to extend a knowledge of law among the people.
Trial by jury, which is a vital part of the people's sovereignty, should be compared to other laws that support that sovereignty—The makeup of juries in the United States—The impact of trial by jury on national character—It educates the public—It helps reinforce the authority of the judges and spreads legal knowledge among the people.
Since I have been led by my subject to recur to the administration of justice in the United States, I will not pass over this point without adverting to the institution of the jury. Trial by jury may be considered in two separate points of view, as a judicial and as a political institution. If it entered into my present purpose to inquire how far trial by jury (more especially in civil cases) contributes to insure the best administration of justice, I admit that its utility might be contested. As the jury was first introduced at a time when society was in an uncivilized state, and when courts of justice were merely called upon to decide on the evidence of facts, it is not an easy task to adapt it to the wants of a highly civilized community when the mutual relations of men are multiplied to a surprising extent, and have assumed the enlightened and intellectual character of the age. *b
Since I’ve been discussing the justice system in the United States, I can’t overlook the role of the jury. Trial by jury can be viewed in two ways: as a legal and as a political institution. If I were to explore how trial by jury—especially in civil cases—ensures the best justice possible, I would acknowledge that its effectiveness might be debated. The jury was first introduced when society was not very advanced, and courts were only required to decide based on factual evidence, so it’s challenging to adapt it to the needs of a highly developed society where interpersonal relationships are extensive and reflect the sophisticated and intellectual nature of our times.
b
[ The investigation of trial by jury as a judicial institution, and the
appreciation of its effects in the United States, together with the advantages
the Americans have derived from it, would suffice to form a book, and a book
upon a very useful and curious subject. The State of Louisiana would in
particular afford the curious phenomenon of a French and English legislation,
as well as a French and English population, which are gradually combining with
each other. See the “Digeste des Lois de la Louisiane,” in two
volumes; and the “Traite sur les Regles des Actions civiles,”
printed in French and English at New Orleans in 1830.]
b
[ The exploration of trial by jury as a legal system and the understanding of its impact in the United States, along with the benefits Americans have gained from it, could easily fill a book—one on a very important and interesting topic. The State of Louisiana, in particular, presents the fascinating example of a blending French and English legal system, as well as a French and English population that are gradually merging. Check out the “Digeste des Lois de la Louisiane,” in two volumes, and the “Traite sur les Regles des Actions civiles,” printed in French and English in New Orleans in 1830.]
My present object is to consider the jury as a political institution, and any other course would divert me from my subject. Of trial by jury, considered as a judicial institution, I shall here say but very few words. When the English adopted trial by jury they were a semi-barbarous people; they are become, in course of time, one of the most enlightened nations of the earth; and their attachment to this institution seems to have increased with their increasing cultivation. They soon spread beyond their insular boundaries to every corner of the habitable globe; some have formed colonies, others independent states; the mother-country has maintained its monarchical constitution; many of its offspring have founded powerful republics; but wherever the English have been they have boasted of the privilege of trial by jury. *c They have established it, or hastened to re-establish it, in all their settlements. A judicial institution which obtains the suffrages of a great people for so long a series of ages, which is zealously renewed at every epoch of civilization, in all the climates of the earth and under every form of human government, cannot be contrary to the spirit of justice. *d
My current goal is to examine the jury as a political institution, and going off on another topic would take me away from my focus. I will say very little about trial by jury as a judicial institution. When the English adopted trial by jury, they were a somewhat uncivilized people; over time, they have become one of the most enlightened nations on Earth, and their commitment to this institution seems to have grown alongside their increasing education. They quickly expanded beyond their island to every corner of the habitable world; some created colonies, while others became independent states. The mother country has maintained its monarchical system, while many of its descendants have established powerful republics; but wherever the English have gone, they have taken pride in the privilege of trial by jury. They have set it up, or quickly worked to re-establish it, in all their settlements. A judicial institution that has received the support of a vast population for such a long time, which is eagerly renewed at every stage of civilization, in all climates, and under every type of human government, cannot be against the spirit of justice.
c
[ All the English and American jurists are unanimous upon this head. Mr. Story,
judge of the Supreme Court of the United States, speaks, in his “Treatise
on the Federal Constitution,” of the advantages of trial by jury in civil
cases:—“The inestimable privilege of a trial by jury in civil
cases—a privilege scarcely inferior to that in criminal cases, which is
counted by all persons to be essential to political and civil liberty. . .
.” (Story, book iii., chap. xxxviii.)]
c
[ All English and American judges agree on this point. Mr. Story, a judge of the Supreme Court of the United States, discusses the benefits of trial by jury in civil cases in his “Treatise on the Federal Constitution”:—“The invaluable right to a trial by jury in civil cases—a right that is nearly as important as that in criminal cases, which is considered essential by everyone for political and civil liberty. . . .” (Story, book iii., chap. xxxviii.)]
d
[ If it were our province to point out the utility of the jury as a judicial
institution in this place, much might be said, and the following arguments
might be brought forward amongst others:—
d
[ If it was our role to highlight the usefulness of the jury as a legal system here, we could say a lot, and the following points could be mentioned among others:—
By introducing the jury into the business of the courts you are enabled to diminish the number of judges, which is a very great advantage. When judges are very numerous, death is perpetually thinning the ranks of the judicial functionaries, and laying places vacant for newcomers. The ambition of the magistrates is therefore continually excited, and they are naturally made dependent upon the will of the majority, or the individual who fills up the vacant appointments; the officers of the court then rise like the officers of an army. This state of things is entirely contrary to the sound administration of justice, and to the intentions of the legislator. The office of a judge is made inalienable in order that he may remain independent: but of what advantage is it that his independence should be protected if he be tempted to sacrifice it of his own accord? When judges are very numerous many of them must necessarily be incapable of performing their important duties, for a great magistrate is a man of no common powers; and I am inclined to believe that a half-enlightened tribunal is the worst of all instruments for attaining those objects which it is the purpose of courts of justice to accomplish. For my own part, I had rather submit the decision of a case to ignorant jurors directed by a skilful judge than to judges a majority of whom are imperfectly acquainted with jurisprudence and with the laws.]
By bringing the jury into the court system, you can decrease the number of judges, which is a huge advantage. When there are too many judges, deaths constantly reduce the number of judicial officials, leaving vacancies for newcomers. This keeps the ambition of the magistrates consistently fired up, making them dependent on the majority or the individual filling those vacant positions; the court officials then rise through the ranks like army officers. This situation seriously undermines the proper administration of justice and goes against what lawmakers intended. The position of a judge is meant to be protected so that they can remain independent. But what good is that independence if they're tempted to give it up voluntarily? When there are too many judges, many of them will inevitably struggle to effectively carry out their vital responsibilities, because a great judge is someone with exceptional abilities. I believe that a partially informed court is the worst possible way to achieve the goals that courts of justice are meant to accomplish. Personally, I would prefer to let ignorant jurors guided by a skilled judge decide a case rather than have judges, most of whom have a shaky understanding of the law.
I turn, however, from this part of the subject. To look upon the jury as a mere judicial institution is to confine our attention to a very narrow view of it; for however great its influence may be upon the decisions of the law courts, that influence is very subordinate to the powerful effects which it produces on the destinies of the community at large. The jury is above all a political institution, and it must be regarded in this light in order to be duly appreciated.
I’ll move on from this aspect of the topic. Viewing the jury solely as a legal entity is to limit our perspective to a very narrow understanding; although its impact on court decisions is significant, that influence is minor compared to the strong effects it has on the overall future of the community. The jury is primarily a political institution, and it should be seen in this context to be fully understood.
By the jury I mean a certain number of citizens chosen indiscriminately, and invested with a temporary right of judging. Trial by jury, as applied to the repression of crime, appears to me to introduce an eminently republican element into the government upon the following grounds:—
By "jury," I mean a group of citizens selected randomly and given a temporary authority to judge. Trial by jury, when used to handle crime, seems to me to add a distinctly republican aspect to the government for the following reasons:—
The institution of the jury may be aristocratic or democratic, according to the class of society from which the jurors are selected; but it always preserves its republican character, inasmuch as it places the real direction of society in the hands of the governed, or of a portion of the governed, instead of leaving it under the authority of the Government. Force is never more than a transient element of success; and after force comes the notion of right. A government which should only be able to crush its enemies upon a field of battle would very soon be destroyed. The true sanction of political laws is to be found in penal legislation, and if that sanction be wanting the law will sooner or later lose its cogency. He who punishes infractions of the law is therefore the real master of society. Now the institution of the jury raises the people itself, or at least a class of citizens, to the bench of judicial authority. The institution of the jury consequently invests the people, or that class of citizens, with the direction of society. *e
The jury system can be seen as either aristocratic or democratic, depending on the social class of the jurors chosen; however, it always retains its republican nature because it gives the authority over society to the governed—or a part of them—rather than leaving it solely in the hands of the Government. Force is only a temporary means of achieving success, but after that comes the idea of what is right. A government that could only defeat its opponents on the battlefield would quickly be overthrown. The true basis for political laws lies in criminal law, and without that foundation, the law will eventually lose its power. Thus, the one who enforces the law is the real authority in society. The jury system therefore elevates the people, or at least a segment of citizens, to the level of judicial power. As a result, the jury system places control of society in the hands of the people or that group of citizens.
e
[ An important remark must, however, be made. Trial by jury does unquestionably
invest the people with a general control over the actions of citizens, but it
does not furnish means of exercising this control in all cases, or with an
absolute authority. When an absolute monarch has the right of trying offences
by his representatives, the fate of the prisoner is, as it were, decided
beforehand. But even if the people were predisposed to convict, the composition
and the non-responsibility of the jury would still afford some chances
favorable to the protection of innocence.]
e
[ However, an important point needs to be made. Trial by jury definitely gives the people some control over the actions of citizens, but it doesn't provide a way to exercise this control in every situation or with complete authority. When an absolute monarch has the power to try offenses through representatives, the outcome for the prisoner is essentially predetermined. Yet, even if the people were inclined to convict, the makeup and the lack of accountability of the jury would still offer some opportunities to protect the innocent.]
In England the jury is returned from the aristocratic portion of the nation; *f the aristocracy makes the laws, applies the laws, and punishes all infractions of the laws; everything is established upon a consistent footing, and England may with truth be said to constitute an aristocratic republic. In the United States the same system is applied to the whole people. Every American citizen is qualified to be an elector, a juror, and is eligible to office. *g The system of the jury, as it is understood in America, appears to me to be as direct and as extreme a consequence of the sovereignty of the people as universal suffrage. These institutions are two instruments of equal power, which contribute to the supremacy of the majority. All the sovereigns who have chosen to govern by their own authority, and to direct society instead of obeying its directions, have destroyed or enfeebled the institution of the jury. The monarchs of the House of Tudor sent to prison jurors who refused to convict, and Napoleon caused them to be returned by his agents.
In England, the jury comes from the upper class of society; the aristocracy makes the laws, enforces them, and punishes any violations. Everything is set up on a solid foundation, and it can be accurately said that England is an aristocratic republic. In the United States, this same system applies to everyone. Every American citizen has the right to vote, serve as a juror, and hold office. The jury system, as it exists in America, seems to me to be a clear and direct result of the people's sovereignty, just like universal suffrage. These institutions are two equally powerful tools that support the dominance of the majority. All the rulers who have chosen to govern on their own terms and direct society instead of following its lead have weakened or destroyed the jury system. The monarchs of the House of Tudor imprisoned jurors who refused to convict, and Napoleon had agents ensure their return.
f
[ [This may be true to some extent of special juries, but not of common juries.
The author seems not to have been aware that the qualifications of jurors in
England vary exceedingly.]]
f
[ [This might be somewhat true for special juries, but not for common juries. The author doesn't seem to realize that the qualifications for jurors in England vary greatly.]]
g
[ See Appendix, Q.]
g
[ See Appendix, Q.]
However clear most of these truths may seem to be, they do not command universal assent, and in France, at least, the institution of trial by jury is still very imperfectly understood. If the question arises as to the proper qualification of jurors, it is confined to a discussion of the intelligence and knowledge of the citizens who may be returned, as if the jury was merely a judicial institution. This appears to me to be the least part of the subject. The jury is pre-eminently a political institution; it must be regarded as one form of the sovereignty of the people; when that sovereignty is repudiated, it must be rejected, or it must be adapted to the laws by which that sovereignty is established. The jury is that portion of the nation to which the execution of the laws is entrusted, as the Houses of Parliament constitute that part of the nation which makes the laws; and in order that society may be governed with consistency and uniformity, the list of citizens qualified to serve on juries must increase and diminish with the list of electors. This I hold to be the point of view most worthy of the attention of the legislator, and all that remains is merely accessory.
However clear most of these truths may seem, they don’t have universal agreement, and in France, at least, the institution of trial by jury is still not very well understood. When the question comes up about what qualifications jurors should have, the discussion focuses on the intelligence and knowledge of the citizens who might be selected, as if the jury were just a judicial body. To me, this is the least important part of the issue. The jury is fundamentally a political institution; it should be seen as a form of the people's sovereignty. When that sovereignty is denied, it must be either rejected or adapted to the laws that establish it. The jury is that segment of the nation entrusted with enforcing the laws, just as the Houses of Parliament are the part of the nation that creates the laws. To ensure that society is governed consistently and uniformly, the list of citizens eligible to serve on juries must expand and contract alongside the list of voters. I believe this perspective is the most important for lawmakers to consider; everything else is just secondary.
I am so entirely convinced that the jury is pre-eminently a political institution that I still consider it in this light when it is applied in civil causes. Laws are always unstable unless they are founded upon the manners of a nation; manners are the only durable and resisting power in a people. When the jury is reserved for criminal offences, the people only witnesses its occasional action in certain particular cases; the ordinary course of life goes on without its interference, and it is considered as an instrument, but not as the only instrument, of obtaining justice. This is true a fortiori when the jury is only applied to certain criminal causes.
I am fully convinced that the jury is primarily a political institution, and I still view it this way even when it’s used in civil cases. Laws are always unstable unless they’re based on a nation’s customs; customs are the only lasting and strong influence on a people. When the jury is used for criminal offenses, people only see it in action occasionally during specific cases; everyday life continues without its involvement, and it’s seen as one tool, but not the only tool, for achieving justice. This is even more true when the jury is only applied to certain criminal cases.
When, on the contrary, the influence of the jury is extended to civil causes, its application is constantly palpable; it affects all the interests of the community; everyone co-operates in its work: it thus penetrates into all the usages of life, it fashions the human mind to its peculiar forms, and is gradually associated with the idea of justice itself.
When, on the other hand, the influence of the jury expands to civil cases, its impact is always clear; it affects all community interests; everyone participates in its function: it then enters into all aspects of life, shapes the human mind in its unique way, and becomes gradually linked with the very concept of justice.
The institution of the jury, if confined to criminal causes, is always in danger, but when once it is introduced into civil proceedings it defies the aggressions of time and of man. If it had been as easy to remove the jury from the manners as from the laws of England, it would have perished under Henry VIII, and Elizabeth, and the civil jury did in reality, at that period, save the liberties of the country. In whatever manner the jury be applied, it cannot fail to exercise a powerful influence upon the national character; but this influence is prodigiously increased when it is introduced into civil causes. The jury, and more especially the jury in civil cases, serves to communicate the spirit of the judges to the minds of all the citizens; and this spirit, with the habits which attend it, is the soundest preparation for free institutions. It imbues all classes with a respect for the thing judged, and with the notion of right. If these two elements be removed, the love of independence is reduced to a mere destructive passion. It teaches men to practice equity, every man learns to judge his neighbor as he would himself be judged; and this is especially true of the jury in civil causes, for, whilst the number of persons who have reason to apprehend a criminal prosecution is small, every one is liable to have a civil action brought against him. The jury teaches every man not to recoil before the responsibility of his own actions, and impresses him with that manly confidence without which political virtue cannot exist. It invests each citizen with a kind of magistracy, it makes them all feel the duties which they are bound to discharge towards society, and the part which they take in the Government. By obliging men to turn their attention to affairs which are not exclusively their own, it rubs off that individual egotism which is the rust of society.
The concept of the jury, when limited to criminal cases, is always at risk, but once it's brought into civil matters, it withstands the challenges of time and human influence. If it had been as easy to eliminate the jury from social customs as it was from the laws of England, it would have disappeared under Henry VIII and Elizabeth. The civil jury actually saved the liberties of the nation during that time. Regardless of how the jury is utilized, it undeniably impacts the national character; however, this impact grows significantly when it's involved in civil issues. The jury, especially in civil cases, helps convey the judges' mindset to all citizens, and this mindset, along with the habits that come with it, is the best preparation for a free society. It instills respect for the decisions made and the concept of justice in all social classes. If these two elements are taken away, the desire for independence turns into a mere destructive force. It teaches individuals to practice fairness, encouraging everyone to judge their neighbors as they would want to be judged themselves; this is especially relevant for civil jury cases, since very few people fear criminal prosecution, but everyone can face a civil lawsuit. The jury encourages individuals to take responsibility for their actions and instills a sense of confidence that is essential for political integrity. It gives each citizen a sense of responsibility, making them aware of their obligations to society and their role in governance. By prompting people to engage with issues that are not solely their own, it helps reduce the self-centeredness that can hinder society's progress.
The jury contributes most powerfully to form the judgement and to increase the natural intelligence of a people, and this is, in my opinion, its greatest advantage. It may be regarded as a gratuitous public school ever open, in which every juror learns to exercise his rights, enters into daily communication with the most learned and enlightened members of the upper classes, and becomes practically acquainted with the laws of his country, which are brought within the reach of his capacity by the efforts of the bar, the advice of the judge, and even by the passions of the parties. I think that the practical intelligence and political good sense of the Americans are mainly attributable to the long use which they have made of the jury in civil causes. I do not know whether the jury is useful to those who are in litigation; but I am certain it is highly beneficial to those who decide the litigation; and I look upon it as one of the most efficacious means for the education of the people which society can employ.
The jury plays a crucial role in shaping judgment and boosting the natural intelligence of the public, and I believe this is its biggest benefit. It can be seen as a free public school that’s always open, where every juror learns to assert their rights, interacts daily with some of the smartest and most informed members of society, and gains practical knowledge of the laws in their country. This understanding is made accessible through the efforts of attorneys, guidance from the judge, and even the emotions involved in the cases. I believe that the practical intelligence and political awareness of Americans largely come from their long-standing use of juries in civil cases. I can’t say if the jury is helpful for those in a legal dispute, but I am sure it greatly benefits those who are making the decisions in those disputes. I view it as one of the most effective tools for educating the public that society can use.
What I have hitherto said applies to all nations, but the remark I am now about to make is peculiar to the Americans and to democratic peoples. I have already observed that in democracies the members of the legal profession and the magistrates constitute the only aristocratic body which can check the irregularities of the people. This aristocracy is invested with no physical power, but it exercises its conservative influence upon the minds of men, and the most abundant source of its authority is the institution of the civil jury. In criminal causes, when society is armed against a single individual, the jury is apt to look upon the judge as the passive instrument of social power, and to mistrust his advice. Moreover, criminal causes are entirely founded upon the evidence of facts which common sense can readily appreciate; upon this ground the judge and the jury are equal. Such, however, is not the case in civil causes; then the judge appears as a disinterested arbiter between the conflicting passions of the parties. The jurors look up to him with confidence and listen to him with respect, for in this instance their intelligence is completely under the control of his learning. It is the judge who sums up the various arguments with which their memory has been wearied out, and who guides them through the devious course of the proceedings; he points their attention to the exact question of fact which they are called upon to solve, and he puts the answer to the question of law into their mouths. His influence upon their verdict is almost unlimited.
What I've said so far applies to all nations, but what I'm about to mention is specific to Americans and democratic societies. I've already noted that in democracies, lawyers and judges form the only aristocratic group that can address the irregularities of the populace. This group doesn't have any physical power, but it exerts a conservative influence on people's minds, and its main source of authority is the civil jury system. In criminal cases, when society is against an individual, the jury tends to see the judge as just a tool of social power and is wary of his advice. Additionally, criminal cases are based on evidence that is easy to understand, so in this context, the judge and jury are on equal footing. However, that's not the case in civil matters; there, the judge acts as an impartial mediator between the opposing parties' passions. The jurors trust him and listen to him respectfully because their understanding is entirely guided by his expertise. The judge summarizes the various arguments that have exhausted their memory and leads them through the complex proceedings; he directs their attention to the exact factual question they need to answer and provides them with the legal interpretation they need. His influence on their verdict is nearly limitless.
If I am called upon to explain why I am but little moved by the arguments derived from the ignorance of jurors in civil causes, I reply, that in these proceedings, whenever the question to be solved is not a mere question of fact, the jury has only the semblance of a judicial body. The jury sanctions the decision of the judge, they by the authority of society which they represent, and he by that of reason and of law. *h
If I need to explain why I’m not very swayed by the arguments based on the ignorance of jurors in civil cases, I would say that in these situations, whenever the issue at hand isn’t just a straightforward matter of fact, the jury only seems like a real judicial body. The jury backs up the judge’s decision; they do so with the authority of society that they represent, and he does so with the authority of reason and law.
h
[ See Appendix, R.]
h
[ See Appendix, R.]
In England and in America the judges exercise an influence upon criminal trials which the French judges have never possessed. The reason of this difference may easily be discovered; the English and American magistrates establish their authority in civil causes, and only transfer it afterwards to tribunals of another kind, where that authority was not acquired. In some cases (and they are frequently the most important ones) the American judges have the right of deciding causes alone. *i Upon these occasions they are accidentally placed in the position which the French judges habitually occupy, but they are invested with far more power than the latter; they are still surrounded by the reminiscence of the jury, and their judgment has almost as much authority as the voice of the community at large, represented by that institution. Their influence extends beyond the limits of the courts; in the recreations of private life as well as in the turmoil of public business, abroad and in the legislative assemblies, the American judge is constantly surrounded by men who are accustomed to regard his intelligence as superior to their own, and after having exercised his power in the decision of causes, he continues to influence the habits of thought and the characters of the individuals who took a part in his judgment.
In England and America, judges have an influence on criminal trials that French judges have never had. The reason for this difference is clear; English and American magistrates establish their authority in civil cases and only later apply it to courts of a different nature where that authority wasn't initially established. In some cases (often the most significant ones), American judges have the right to decide cases on their own. *i In these moments, they find themselves in a role similar to that of French judges, but they hold much more power. They are still influenced by the concept of the jury, and their decisions carry almost as much weight as the opinions of the community, represented by that institution. Their influence goes beyond the courtroom; in both social settings and the chaos of public affairs, both abroad and in legislative assemblies, the American judge is often surrounded by people who see his intelligence as superior to their own. After exercising his authority in making decisions, he continues to shape the thought processes and character of those involved in his judgments.
i
[ The Federal judges decide upon their own authority almost all the questions
most important to the country.]
i
[ The federal judges determine on their own authority nearly all the issues that are most important to the country.]
The jury, then, which seems to restrict the rights of magistracy, does in reality consolidate its power, and in no country are the judges so powerful as there, where the people partakes their privileges. It is more especially by means of the jury in civil causes that the American magistrates imbue all classes of society with the spirit of their profession. Thus the jury, which is the most energetic means of making the people rule, is also the most efficacious means of teaching it to rule well.
The jury, which might seem to limit the power of magistrates, actually strengthens it, and in no country are judges as powerful as in one where the people share in their privileges. Especially through the jury in civil cases, American magistrates instill their professional spirit in all levels of society. Therefore, the jury, which is the strongest way to empower the people to govern, is also the most effective way to teach them to govern wisely.
Chapter XVII: Principal Causes Maintaining The Democratic Republic—Part I
Principal Causes Which Tend To Maintain The Democratic Republic In The United States
Principal Causes That Help Maintain the Democratic Republic in the United States
A democratic republic subsists in the United States, and the principal object of this book has been to account for the fact of its existence. Several of the causes which contribute to maintain the institutions of America have been involuntarily passed by or only hinted at as I was borne along by my subject. Others I have been unable to discuss, and those on which I have dwelt most are, as it were, buried in the details of the former parts of this work. I think, therefore, that before I proceed to speak of the future, I cannot do better than collect within a small compass the reasons which best explain the present. In this retrospective chapter I shall be succinct, for I shall take care to remind the reader very summarily of what he already knows; and I shall only select the most prominent of those facts which I have not yet pointed out.
A democratic republic exists in the United States, and the main purpose of this book has been to explain why that is the case. Some of the reasons that help keep America's institutions strong have been unintentionally overlooked or only briefly mentioned as I worked through my topic. There are others I couldn’t discuss, and the ones I focused on the most are somewhat buried in the details of the earlier parts of this work. Therefore, before I talk about the future, I think it’s best to briefly summarize the reasons that provide the clearest explanation of the present. In this reflective chapter, I’ll be concise, as I aim to remind the reader quickly of what they already know and will only highlight the key facts I haven't yet addressed.
All the causes which contribute to the maintenance of the democratic republic in the United States are reducible to three heads:—
All the reasons that help keep the democratic republic in the United States can be summed up in three main points:—
I. The peculiar and accidental situation in which Providence has placed the Americans.
I. The strange and unexpected situation that Providence has put the Americans in.
II. The laws.
II. The laws.
III. The manners and customs of the people.
III. The behaviors and traditions of the people.
Accidental Or Providential Causes Which Contribute To The Maintenance Of The Democratic Republic In The United States The Union has no neighbors—No metropolis—The Americans have had the chances of birth in their favor—America an empty country—How this circumstance contributes powerfully to the maintenance of the democratic republic in America—How the American wilds are peopled—Avidity of the Anglo-Americans in taking possession of the solitudes of the New World—Influence of physical prosperity upon the political opinions of the Americans.
Accidental or Providential Causes That Help Maintain the Democratic Republic in the United States The Union has no neighboring countries—No major city—The Americans have had favorable opportunities from the start—America is a vast, open land—How this fact strongly supports the continued existence of the democratic republic in America—How the American wilderness is populated—The eagerness of Anglo-Americans to claim the remote areas of the New World—The impact of physical prosperity on the political views of Americans.
A thousand circumstances, independent of the will of man, concur to facilitate the maintenance of a democratic republic in the United States. Some of these peculiarities are known, the others may easily be pointed out; but I shall confine myself to the most prominent amongst them.
A thousand factors, beyond human control, come together to support the maintenance of a democratic republic in the United States. Some of these characteristics are recognized, while others can be easily identified; however, I will focus on the most notable among them.
The Americans have no neighbors, and consequently they have no great wars, or financial crises, or inroads, or conquest to dread; they require neither great taxes, nor great armies, nor great generals; and they have nothing to fear from a scourge which is more formidable to republics than all these evils combined, namely, military glory. It is impossible to deny the inconceivable influence which military glory exercises upon the spirit of a nation. General Jackson, whom the Americans have twice elected to the head of their Government, is a man of a violent temper and mediocre talents; no one circumstance in the whole course of his career ever proved that he is qualified to govern a free people, and indeed the majority of the enlightened classes of the Union has always been opposed to him. But he was raised to the Presidency, and has been maintained in that lofty station, solely by the recollection of a victory which he gained twenty years ago under the walls of New Orleans, a victory which was, however, a very ordinary achievement, and which could only be remembered in a country where battles are rare. Now the people which is thus carried away by the illusions of glory is unquestionably the most cold and calculating, the most unmilitary (if I may use the expression), and the most prosaic of all the peoples of the earth.
Americans have no neighboring countries, so they don’t face major wars, financial crises, invasions, or conquests to worry about; they don’t need heavy taxes, large armies, or great generals; and they aren't threatened by a danger that's more serious for republics than all these problems combined, which is military glory. It's impossible to ignore the huge impact that military glory has on a nation's spirit. General Jackson, whom Americans have elected twice as their leader, is a man with a fiery temper and average abilities; not one aspect of his entire career has shown that he’s fit to lead a free people, and indeed, most educated people in the Union have always opposed him. Yet he became President and has kept that high position mainly because of a victory he won twenty years ago at the Battle of New Orleans, a victory that was quite ordinary and could only be celebrated in a country where battles are uncommon. The people who get swept away by the illusions of glory are, without a doubt, the most reserved and calculating, the least militaristic (if I can put it that way), and the most practical of all the people on earth.
America has no great capital *a city, whose influence is directly or indirectly felt over the whole extent of the country, which I hold to be one of the first causes of the maintenance of republican institutions in the United States. In cities men cannot be prevented from concerting together, and from awakening a mutual excitement which prompts sudden and passionate resolutions. Cities may be looked upon as large assemblies, of which all the inhabitants are members; their populace exercises a prodigious influence upon the magistrates, and frequently executes its own wishes without their intervention.
America has no major capital *a city whose influence is felt throughout the entire country, which I believe is one of the main reasons why republican institutions have lasted in the United States. In cities, people can't be stopped from coming together and igniting a shared excitement that leads to sudden and passionate decisions. Cities can be seen as large gatherings, where all the residents are participants; their population has a huge impact on the officials, and often carries out its own desires without needing their involvement.
a
[ The United States have no metropolis, but they already contain several very
large cities. Philadelphia reckoned 161,000 inhabitants and New York 202,000 in
the year 1830. The lower orders which inhabit these cities constitute a rabble
even more formidable than the populace of European towns. They consist of freed
blacks in the first place, who are condemned by the laws and by public opinion
to a hereditary state of misery and degradation. They also contain a multitude
of Europeans who have been driven to the shores of the New World by their
misfortunes or their misconduct; and these men inoculate the United States with
all our vices, without bringing with them any of those interests which
counteract their baneful influence. As inhabitants of a country where they have
no civil rights, they are ready to turn all the passions which agitate the
community to their own advantage; thus, within the last few months serious
riots have broken out in Philadelphia and in New York. Disturbances of this
kind are unknown in the rest of the country, which is nowise alarmed by them,
because the population of the cities has hitherto exercised neither power nor
influence over the rural districts. Nevertheless, I look upon the size of
certain American cities, and especially on the nature of their population, as a
real danger which threatens the future security of the democratic republics of
the New World; and I venture to predict that they will perish from this
circumstance unless the government succeeds in creating an armed force, which,
whilst it remains under the control of the majority of the nation, will be
independent of the town population, and able to repress its excesses.
a
[ The United States doesn't have a single major city, but it already has several very large ones. Philadelphia had 161,000 residents and New York had 202,000 in 1830. The lower class living in these cities forms a crowd that is even more daunting than the population of European towns. They mainly consist of freed blacks who are trapped in a lasting state of poverty and degradation due to laws and public opinion. There are also many Europeans who have been forced to the shores of the New World by their misfortunes or bad behavior, and these individuals bring all our vices without bringing any of the interests that help counter their harmful effects. As residents of a country where they lack civil rights, they are ready to use the community’s passions to their own benefit; thus, in recent months, serious riots have erupted in Philadelphia and New York. Disturbances like these are unheard of in the rest of the country, which is not alarmed by them because the city population has not exercised any power or influence over the rural areas. Nevertheless, I see the size of certain American cities, particularly the nature of their inhabitants, as a genuine threat to the future security of the democratic republics in the New World; and I dare to predict that they will fail because of this unless the government manages to create an armed force that, while remaining under the control of the majority of the nation, will be independent of the urban population and capable of curbing its excesses.
[The population of the city of New York had risen, in 1870, to 942,292, and that of Philadelphia to 674,022. Brooklyn, which may be said to form part of New York city, has a population of 396,099, in addition to that of New York. The frequent disturbances in the great cities of America, and the excessive corruption of their local governments—over which there is no effectual control—are amongst the greatest evils and dangers of the country.]]
[In 1870, the population of New York City had grown to 942,292, while Philadelphia's population reached 674,022. Brooklyn, which can be considered part of New York City, had a population of 396,099, adding to New York's numbers. The frequent unrest in America's major cities and the extreme corruption of their local governments—over which there is no effective oversight—are among the biggest issues and threats to the country.]
To subject the provinces to the metropolis is therefore not only to place the destiny of the empire in the hands of a portion of the community, which may be reprobated as unjust, but to place it in the hands of a populace acting under its own impulses, which must be avoided as dangerous. The preponderance of capital cities is therefore a serious blow upon the representative system, and it exposes modern republics to the same defect as the republics of antiquity, which all perished from not having been acquainted with that form of government.
To subject the provinces to the capital is not just to hand over the empire's fate to a part of the community, which can be seen as unfair, but also to give control to a population acting on its own impulses, which should be avoided as risky. The dominance of capital cities is a significant threat to the representative system, exposing modern republics to the same issues that led to the downfall of ancient republics, which all failed because they were unaware of that form of governance.
It would be easy for me to adduce a great number of secondary causes which have contributed to establish, and which concur to maintain, the democratic republic of the United States. But I discern two principal circumstances amongst these favorable elements, which I hasten to point out. I have already observed that the origin of the American settlements may be looked upon as the first and most efficacious cause to which the present prosperity of the United States may be attributed. The Americans had the chances of birth in their favor, and their forefathers imported that equality of conditions into the country whence the democratic republic has very naturally taken its rise. Nor was this all they did; for besides this republican condition of society, the early settler bequeathed to their descendants those customs, manners, and opinions which contribute most to the success of a republican form of government. When I reflect upon the consequences of this primary circumstance, methinks I see the destiny of America embodied in the first Puritan who landed on those shores, just as the human race was represented by the first man.
It's easy for me to point out many secondary reasons that have helped establish and continue the democratic republic of the United States. However, I see two main factors among these favorable elements that I want to highlight. I've already mentioned that the origins of the American settlements can be viewed as the primary and most effective reason for the current prosperity of the United States. The Americans started off with advantages, and their ancestors brought the idea of equality into the country from which the democratic republic naturally emerged. But that's not all they did; in addition to creating this republican society, the early settlers passed down customs, habits, and beliefs that are crucial to the success of a republican government. When I think about the implications of this key factor, I feel like the fate of America is embodied in the first Puritan who landed on those shores, just as the human race was embodied in the first man.
The chief circumstance which has favored the establishment and the maintenance of a democratic republic in the United States is the nature of the territory which the American inhabit. Their ancestors gave them the love of equality and of freedom, but God himself gave them the means of remaining equal and free, by placing them upon a boundless continent, which is open to their exertions. General prosperity is favorable to the stability of all governments, but more particularly of a democratic constitution, which depends upon the dispositions of the majority, and more particularly of that portion of the community which is most exposed to feel the pressure of want. When the people rules, it must be rendered happy, or it will overturn the State, and misery is apt to stimulate it to those excesses to which ambition rouses kings. The physical causes, independent of the laws, which contribute to promote general prosperity, are more numerous in America than they have ever been in any other country in the world, at any other period of history. In the United States not only is legislation democratic, but nature herself favors the cause of the people.
The main reason why a democratic republic has been established and maintained in the United States is the nature of the land the Americans inhabit. Their ancestors instilled in them a love of equality and freedom, but God provided them the means to stay equal and free by placing them on an endless continent that's open to their efforts. General prosperity helps stabilize all governments, but especially a democratic system, which relies on the attitudes of the majority, particularly those who are most affected by poverty. When the people are in charge, they need to be made happy, or they will topple the government, and suffering can push them to extremes just like ambition drives kings. The physical factors, independent of the laws, that contribute to overall prosperity are more abundant in America than anywhere else in the world at any other time in history. In the United States, not only is the legislation democratic, but nature itself also supports the people's cause.
In what part of human tradition can be found anything at all similar to that which is occurring under our eyes in North America? The celebrated communities of antiquity were all founded in the midst of hostile nations, which they were obliged to subjugate before they could flourish in their place. Even the moderns have found, in some parts of South America, vast regions inhabited by a people of inferior civilization, but which occupied and cultivated the soil. To found their new states it was necessary to extirpate or to subdue a numerous population, until civilization has been made to blush for their success. But North America was only inhabited by wandering tribes, who took no thought of the natural riches of the soil, and that vast country was still, properly speaking, an empty continent, a desert land awaiting its inhabitants.
In what part of human history can we find anything at all similar to what's happening right now in North America? The famous communities of the past were all established amid hostile nations that they had to conquer before they could thrive in their own right. Even more recent times have shown that in some areas of South America, there were large regions occupied by people with a lower level of civilization, yet they farmed and developed the land. To establish their new nations, it became necessary to eliminate or control a large population, making civilization feel ashamed of their success. In contrast, North America was only inhabited by nomadic tribes who didn’t recognize the natural wealth of the land, and that vast area was still, in a way, an empty continent, a barren land waiting for its settlers.
Everything is extraordinary in America, the social condition of the inhabitants, as well as the laws; but the soil upon which these institutions are founded is more extraordinary than all the rest. When man was first placed upon the earth by the Creator, the earth was inexhaustible in its youth, but man was weak and ignorant; and when he had learned to explore the treasures which it contained, hosts of his fellow creatures covered its surface, and he was obliged to earn an asylum for repose and for freedom by the sword. At that same period North America was discovered, as if it had been kept in reserve by the Deity, and had just risen from beneath the waters of the deluge.
Everything is remarkable in America, both the social conditions of the people and the laws; but the foundation of these institutions is even more remarkable than all the rest. When humans were first placed on earth by the Creator, the earth was limitless in its youth, but humans were weak and ignorant; and as they learned to uncover the treasures it held, crowds of their fellow beings covered its surface, forcing them to fight for a place to rest and for freedom. It was during that same time that North America was discovered, as if it had been set aside by God and had just emerged from the waters of the flood.
That continent still presents, as it did in the primeval time, rivers which rise from never-failing sources, green and moist solitudes, and fields which the ploughshare of the husbandman has never turned. In this state it is offered to man, not in the barbarous and isolated condition of the early ages, but to a being who is already in possession of the most potent secrets of the natural world, who is united to his fellow-men, and instructed by the experience of fifty centuries. At this very time thirteen millions of civilized Europeans are peaceably spreading over those fertile plains, with whose resources and whose extent they are not yet themselves accurately acquainted. Three or four thousand soldiers drive the wandering races of the aborigines before them; these are followed by the pioneers, who pierce the woods, scare off the beasts of prey, explore the courses of the inland streams, and make ready the triumphal procession of civilization across the waste.
That continent still has, just like in ancient times, rivers that flow from endless sources, lush and moist wildernesses, and fields that have never been plowed. It is presented to humanity, not in the primitive and isolated state of earlier ages, but to people who already hold the powerful secrets of the natural world, who are connected to their fellow humans, and who benefit from the wisdom of fifty centuries. Right now, thirteen million civilized Europeans are peacefully spreading across those fertile plains, whose resources and size they don't yet fully understand. Three or four thousand soldiers push the wandering native tribes before them; these are followed by pioneers who cut through the woods, scare away wild animals, explore the paths of the inland rivers, and prepare for the triumphant march of civilization across the wilderness.
The favorable influence of the temporal prosperity of America upon the institutions of that country has been so often described by others, and adverted to by myself, that I shall not enlarge upon it beyond the addition of a few facts. An erroneous notion is generally entertained that the deserts of America are peopled by European emigrants, who annually disembark upon the coasts of the New World, whilst the American population increases and multiplies upon the soil which its forefathers tilled. The European settler, however, usually arrives in the United States without friends, and sometimes without resources; in order to subsist he is obliged to work for hire, and he rarely proceeds beyond that belt of industrious population which adjoins the ocean. The desert cannot be explored without capital or credit; and the body must be accustomed to the rigors of a new climate before it can be exposed to the chances of forest life. It is the Americans themselves who daily quit the spots which gave them birth to acquire extensive domains in a remote country. Thus the European leaves his cottage for the trans-Atlantic shores; and the American, who is born on that very coast, plunges in his turn into the wilds of Central America. This double emigration is incessant; it begins in the remotest parts of Europe, it crosses the Atlantic Ocean, and it advances over the solitudes of the New World. Millions of men are marching at once towards the same horizon; their language, their religion, their manners differ, their object is the same. The gifts of fortune are promised in the West, and to the West they bend their course. *b
The positive impact of America's economic prosperity on its institutions has been described so many times by others and mentioned by me that I won’t go into detail beyond adding a few facts. There’s a common misconception that the vast lands of America are filled with European immigrants who arrive on the shores of the New World each year, while the American population grows from the land their ancestors farmed. However, European settlers usually come to the United States without friends and sometimes without any resources; to survive, they have to take low-paying jobs and rarely venture beyond the hardworking communities near the coast. The wilderness cannot be explored without money or credit, and one's body needs to adapt to the harsh conditions of a new climate before facing the challenges of life in the forests. It is the Americans themselves who regularly leave the places they were born to claim large parcels of land in distant countries. So, the European leaves his home for the shores of America, while an American born on that same coast heads into the wilds of Central America. This cycle of migration is constant; it starts in the farthest reaches of Europe, crosses the Atlantic Ocean, and moves into the vast emptiness of the New World. Millions of people are simultaneously heading toward the same destination; their languages, religions, and customs may differ, but their goal is the same. Promises of prosperity await in the West, and that’s where they are headed.
b
[ [The number of foreign immigrants into the United States in the last fifty
years (from 1820 to 1871) is stated to be 7,556,007. Of these, 4,104,553 spoke
English—that is, they came from Great Britain, Ireland, or the British
colonies; 2,643,069 came from Germany or northern Europe; and about half a
million from the south of Europe.]]
b
[ [In the last fifty years (from 1820 to 1871), the number of foreign immigrants to the United States is reported to be 7,556,007. Of these, 4,104,553 spoke English, meaning they came from Great Britain, Ireland, or the British colonies; 2,643,069 came from Germany or northern Europe; and about half a million came from southern Europe.]]
No event can be compared with this continuous removal of the human race, except perhaps those irruptions which preceded the fall of the Roman Empire. Then, as well as now, generations of men were impelled forwards in the same direction to meet and struggle on the same spot; but the designs of Providence were not the same; then, every newcomer was the harbinger of destruction and of death; now, every adventurer brings with him the elements of prosperity and of life. The future still conceals from us the ulterior consequences of this emigration of the Americans towards the West; but we can readily apprehend its more immediate results. As a portion of the inhabitants annually leave the States in which they were born, the population of these States increases very slowly, although they have long been established: thus in Connecticut, which only contains fifty-nine inhabitants to the square mile, the population has not increased by more than one-quarter in forty years, whilst that of England has been augmented by one-third in the lapse of the same period. The European emigrant always lands, therefore, in a country which is but half full, and where hands are in request: he becomes a workman in easy circumstances; his son goes to seek his fortune in unpeopled regions, and he becomes a rich landowner. The former amasses the capital which the latter invests, and the stranger as well as the native is unacquainted with want.
No event can compare to this ongoing removal of the human race, except maybe the invasions that came before the fall of the Roman Empire. Back then, just like now, generations of people were pushed forward to meet and struggle in the same place; but the plans of Providence were different. Back then, every newcomer brought destruction and death; now, every adventurer brings the promise of prosperity and life. The future still hides the deeper effects of this migration of Americans towards the West from us; however, we can easily understand its more immediate results. As some residents leave the States where they were born each year, the population of these States grows very slowly, even though they have been established for a long time. For instance, Connecticut only has fifty-nine people per square mile, and its population has increased by only a quarter in forty years, while England's has grown by a third in the same time. The European emigrant always arrives in a country that is only half full and where there is a demand for labor: he becomes a worker in comfortable circumstances; his son goes off to seek his fortune in sparsely populated areas and becomes a wealthy landowner. The former accumulates the capital that the latter invests, and both the newcomer and the local resident are unfamiliar with scarcity.
The laws of the United States are extremely favorable to the division of property; but a cause which is more powerful than the laws prevents property from being divided to excess. *c This is very perceptible in the States which are beginning to be thickly peopled; Massachusetts is the most populous part of the Union, but it contains only eighty inhabitants to the square mile, which is must less than in France, where 162 are reckoned to the same extent of country. But in Massachusetts estates are very rarely divided; the eldest son takes the land, and the others go to seek their fortune in the desert. The law has abolished the rights of primogeniture, but circumstances have concurred to re-establish it under a form of which none can complain, and by which no just rights are impaired.
The laws of the United States are very supportive of dividing property; however, a stronger factor than the laws prevents excessive division of property. *c This is particularly noticeable in states that are starting to become densely populated. Massachusetts is the most populous area in the Union, but it has only eighty residents per square mile, which is much less than in France, where there are 162 people accounted for in the same amount of land. In Massachusetts, estates are rarely divided; the eldest son inherits the land, while the others go off to find their fortunes elsewhere. The law has eliminated the rights of primogeniture, but circumstances have come together to re-establish it in a way that no one can complain about, and which does not undermine anyone's rightful claims.
c
[ In New England the estates are exceedingly small, but they are rarely
subjected to further division.]
c
[ In New England, the properties are very small, but they are seldom divided further.]
A single fact will suffice to show the prodigious number of individuals who leave New England, in this manner, to settle themselves in the wilds. We were assured in 1830 that thirty-six of the members of Congress were born in the little State of Connecticut. The population of Connecticut, which constitutes only one forty-third part of that of the United States, thus furnished one-eighth of the whole body of representatives. The States of Connecticut, however, only sends five delegates to Congress; and the thirty-one others sit for the new Western States. If these thirty-one individuals had remained in Connecticut, it is probable that instead of becoming rich landowners they would have remained humble laborers, that they would have lived in obscurity without being able to rise into public life, and that, far from becoming useful members of the legislature, they might have been unruly citizens.
A single fact shows the huge number of people who leave New England to settle in the wilderness. In 1830, we were told that thirty-six members of Congress were born in the small state of Connecticut. Although Connecticut makes up only one forty-third of the U.S. population, it provided one-eighth of the entire group of representatives. However, Connecticut only sends five delegates to Congress, while the other thirty-one represent the new Western States. If those thirty-one individuals had stayed in Connecticut, it's likely they would have remained modest laborers, living in obscurity without the chance to enter public life. Instead of becoming valuable members of the legislature, they could have been unruly citizens.
These reflections do not escape the observation of the Americans any more than of ourselves. “It cannot be doubted,” says Chancellor Kent in his “Treatise on American Law,” “that the division of landed estates must produce great evils when it is carried to such excess as that each parcel of land is insufficient to support a family; but these disadvantages have never been felt in the United States, and many generations must elapse before they can be felt. The extent of our inhabited territory, the abundance of adjacent land, and the continual stream of emigration flowing from the shores of the Atlantic towards the interior of the country, suffice as yet, and will long suffice, to prevent the parcelling out of estates.”
These thoughts are noticed by Americans just as much as by us. “There’s no doubt,” says Chancellor Kent in his “Treatise on American Law,” “that dividing up land estates can lead to major problems when it happens to the point that each piece of land can’t even support a family; however, these issues haven’t been experienced in the United States, and it will take many generations before they are. The size of our settled territory, the plentiful nearby land, and the steady flow of people moving from the Atlantic coast to the interior of the country are enough for now, and will continue to be for a long time, to prevent the fragmentation of estates.”
It is difficult to describe the rapacity with which the American rushes forward to secure the immense booty which fortune proffers to him. In the pursuit he fearlessly braves the arrow of the Indian and the distempers of the forest; he is unimpressed by the silence of the woods; the approach of beasts of prey does not disturb him; for he is goaded onwards by a passion more intense than the love of life. Before him lies a boundless continent, and he urges onwards as if time pressed, and he was afraid of finding no room for his exertions. I have spoken of the emigration from the older States, but how shall I describe that which takes place from the more recent ones? Fifty years have scarcely elapsed since that of Ohio was founded; the greater part of its inhabitants were not born within its confines; its capital has only been built thirty years, and its territory is still covered by an immense extent of uncultivated fields; nevertheless the population of Ohio is already proceeding westward, and most of the settlers who descend to the fertile savannahs of Illinois are citizens of Ohio. These men left their first country to improve their condition; they quit their resting-place to ameliorate it still more; fortune awaits them everywhere, but happiness they cannot attain. The desire of prosperity is become an ardent and restless passion in their minds which grows by what it gains. They early broke the ties which bound them to their natal earth, and they have contracted no fresh ones on their way. Emigration was at first necessary to them as a means of subsistence; and it soon becomes a sort of game of chance, which they pursue for the emotions it excites as much as for the gain it procures.
It’s hard to describe the eagerness with which Americans rush to claim the vast rewards that fortune offers them. In their pursuit, they bravely face the arrows of Native Americans and the dangers of the wilderness; they are unfazed by the silence of the woods; the presence of predatory animals doesn’t bother them, because they are driven by a passion stronger than the fear of death. Ahead of them lies an endless continent, and they push forward as if time is running out and they worry about not having enough space for their efforts. I’ve talked about the migration from the older states, but how do I describe what’s happening from the newer ones? It’s been hardly fifty years since Ohio was established; most of its residents weren’t born there; its capital is only thirty years old, and a huge part of its land is still untouched. Yet, the people of Ohio are already moving westward, and most of the settlers flocking to the fertile lands of Illinois are from Ohio. These individuals left their home to improve their lives; they abandon their current situation to make it even better; opportunity awaits them everywhere, but they can’t find true happiness. Their desire for success has turned into a burning and restless passion that intensifies with each gain. They quickly severed the ties to their birthplace, and they haven’t formed new ones along the way. At first, emigration was necessary for their survival; it soon became a kind of gamble, pursued for the thrill as much as for the rewards it brings.
Sometimes the progress of man is so rapid that the desert reappears behind him. The woods stoop to give him a passage, and spring up again when he has passed. It is not uncommon in crossing the new States of the West to meet with deserted dwellings in the midst of the wilds; the traveller frequently discovers the vestiges of a log house in the most solitary retreats, which bear witness to the power, and no less to the inconstancy of man. In these abandoned fields, and over these ruins of a day, the primeval forest soon scatters a fresh vegetation, the beasts resume the haunts which were once their own, and Nature covers the traces of man’s path with branches and with flowers, which obliterate his evanescent track.
Sometimes human progress is so fast that the desert comes back behind him. The woods bend down to let him through, then spring back up once he’s passed. When traveling through the new States of the West, it’s not unusual to find abandoned homes in the middle of the wilderness; travelers often come across the remnants of a log cabin in the most remote spots, which show both the strength and the unpredictability of humanity. In these forsaken fields, and over these remnants of a past era, the ancient forest quickly spreads new growth, wildlife returns to their former territories, and Nature hides the marks of humans' journeys with branches and flowers, erasing their fleeting paths.
I remember that, in crossing one of the woodland districts which still cover the State of New York, I reached the shores of a lake embosomed in forests coeval with the world. A small island, covered with woods whose thick foliage concealed its banks, rose from the centre of the waters. Upon the shores of the lake no object attested the presence of man except a column of smoke which might be seen on the horizon rising from the tops of the trees to the clouds, and seeming to hang from heaven rather than to be mounting to the sky. An Indian shallop was hauled up on the sand, which tempted me to visit the islet that had first attracted my attention, and in a few minutes I set foot upon its banks. The whole island formed one of those delicious solitudes of the New World which almost lead civilized man to regret the haunts of the savage. A luxuriant vegetation bore witness to the incomparable fruitfulness of the soil. The deep silence which is common to the wilds of North America was only broken by the hoarse cooing of the wood-pigeon, and the tapping of the woodpecker upon the bark of trees. I was far from supposing that this spot had ever been inhabited, so completely did Nature seem to be left to her own caprices; but when I reached the centre of the isle I thought that I discovered some traces of man. I then proceeded to examine the surrounding objects with care, and I soon perceived that a European had undoubtedly been led to seek a refuge in this retreat. Yet what changes had taken place in the scene of his labors! The logs which he had hastily hewn to build himself a shed had sprouted afresh; the very props were intertwined with living verdure, and his cabin was transformed into a bower. In the midst of these shrubs a few stones were to be seen, blackened with fire and sprinkled with thin ashes; here the hearth had no doubt been, and the chimney in falling had covered it with rubbish. I stood for some time in silent admiration of the exuberance of Nature and the littleness of man: and when I was obliged to leave that enchanting solitude, I exclaimed with melancholy, “Are ruins, then, already here?”
I remember that while crossing one of the wooded areas still found in the State of New York, I reached the shores of a lake surrounded by ancient forests. A small island covered in trees with thick foliage that hid its banks rose from the center of the water. On the shores of the lake, the only sign of human presence was a column of smoke visible on the horizon, rising from the treetops to the clouds, seeming to hang from heaven rather than rising to the sky. An Indian canoe was pulled up on the sand, tempting me to visit the island that had first caught my attention, and in a few minutes, I stepped onto its shores. The whole island was one of those beautiful, secluded spots of the New World that almost make a civilized person long for the ways of the wild. The lush vegetation showed the incredible fertility of the soil. The deep silence typical of North America's wilderness was only interrupted by the hoarse coo of the wood-pigeon and the tapping of the woodpecker on the tree bark. I had no idea this place had ever been inhabited; it seemed completely untouched by humans. But when I reached the center of the island, I thought I saw some signs of humanity. I then carefully examined the surrounding area and soon realized that a European had undoubtedly sought refuge here. Yet, how much had changed since he labored here! The logs he had hastily cut to build himself a shelter had started to sprout again; the very supports were entwined with living greenery, and his cabin had turned into a thicket. Among these shrubs, there were a few stones, darkened by fire and scattered with fine ashes; this had undoubtedly been the hearth, and the chimney’s collapse had covered it with debris. I stood for a while in silent awe of Nature's abundance and the insignificance of man: and when I had to leave that enchanting solitude, I exclaimed sadly, “Are ruins already here?”
In Europe we are wont to look upon a restless disposition, an unbounded desire of riches, and an excessive love of independence, as propensities very formidable to society. Yet these are the very elements which ensure a long and peaceful duration to the republics of America. Without these unquiet passions the population would collect in certain spots, and would soon be subject to wants like those of the Old World, which it is difficult to satisfy; for such is the present good fortune of the New World, that the vices of its inhabitants are scarcely less favorable to society than their virtues. These circumstances exercise a great influence on the estimation in which human actions are held in the two hemispheres. The Americans frequently term what we should call cupidity a laudable industry; and they blame as faint-heartedness what we consider to be the virtue of moderate desires.
In Europe, we tend to view a restless nature, an insatiable desire for wealth, and an extreme love of freedom as serious threats to society. However, these are the very qualities that help the republics of America thrive and last peacefully. Without these restless passions, people would gather in specific areas and quickly face needs similar to those in the Old World, which are hard to meet. The New World is currently fortunate in that the flaws of its people are almost as beneficial to society as their strengths. These factors greatly affect how human actions are perceived in both hemispheres. Americans often see what we would call greed as commendable hard work, while they view what we consider as moderation in desires as a sign of weakness.
In France, simple tastes, orderly manners, domestic affections, and the attachments which men feel to the place of their birth, are looked upon as great guarantees of the tranquillity and happiness of the State. But in America nothing seems to be more prejudicial to society than these virtues. The French Canadians, who have faithfully preserved the traditions of their pristine manners, are already embarrassed for room upon their small territory; and this little community, which has so recently begun to exist, will shortly be a prey to the calamities incident to old nations. In Canada, the most enlightened, patriotic, and humane inhabitants make extraordinary efforts to render the people dissatisfied with those simple enjoyments which still content it. There, the seductions of wealth are vaunted with as much zeal as the charms of an honest but limited income in the Old World, and more exertions are made to excite the passions of the citizens there than to calm them elsewhere. If we listen to their eulogies, we shall hear that nothing is more praiseworthy than to exchange the pure and homely pleasures which even the poor man tastes in his own country for the dull delights of prosperity under a foreign sky; to leave the patrimonial hearth and the turf beneath which his forefathers sleep; in short, to abandon the living and the dead in quest of fortune.
In France, simple tastes, organized manners, family love, and the bonds people have to their birthplace are seen as strong guarantees of the peace and happiness of the State. But in America, these qualities seem to be harmful to society. The French Canadians, who have kept their traditional ways, are already struggling for space in their small territory; and this recently formed community will soon face the challenges that older nations experience. In Canada, the most educated, patriotic, and compassionate citizens go to great lengths to make the people unhappy with the simple pleasures that still bring them contentment. There, the allure of wealth is promoted with as much enthusiasm as the appeal of a modest but honest income in the Old World, and there are more efforts to stir up the passions of the citizens than to calm them down elsewhere. If we listen to their praise, we'll hear that nothing is more commendable than swapping the pure and modest joys that even the poor enjoy in their homeland for the dull pleasures of wealth in a foreign land; to leave the family home and the ground where their ancestors rest; in short, to abandon both the living and the dead in search of fortune.
At the present time America presents a field for human effort far more extensive than any sum of labor which can be applied to work it. In America too much knowledge cannot be diffused; for all knowledge, whilst it may serve him who possesses it, turns also to the advantage of those who are without it. New wants are not to be feared, since they can be satisfied without difficulty; the growth of human passions need not be dreaded, since all passions may find an easy and a legitimate object; nor can men be put in possession of too much freedom, since they are scarcely ever tempted to misuse their liberties.
Right now, America offers a much larger opportunity for human effort than the amount of work that can be put into it. In America, you can't have too much knowledge; all knowledge, while useful for the person who has it, also benefits those who don't. New needs shouldn't be feared because they can be met easily; the increase of human desires shouldn't be worried about, as all desires can find a straightforward and rightful outlet; nor can people have too much freedom, as they are rarely tempted to abuse their liberties.
The American republics of the present day are like companies of adventurers formed to explore in common the waste lands of the New World, and busied in a flourishing trade. The passions which agitate the Americans most deeply are not their political but their commercial passions; or, to speak more correctly, they introduce the habits they contract in business into their political life. They love order, without which affairs do not prosper; and they set an especial value upon a regular conduct, which is the foundation of a solid business; they prefer the good sense which amasses large fortunes to that enterprising spirit which frequently dissipates them; general ideas alarm their minds, which are accustomed to positive calculations, and they hold practice in more honor than theory.
The American nations today are like groups of adventurers coming together to explore the untamed areas of the New World and are engaged in a thriving trade. The passions that drive Americans the most are not political but commercial; or, to be more precise, they bring the habits they develop in business into their political lives. They value order, as it’s essential for success in their endeavors; and they especially appreciate consistent conduct, which is the foundation of a strong business. They prefer common sense that builds wealth over the bold spirit that often squanders it; abstract ideas unsettle them, as they are used to precise calculations, and they value practical experience more than theory.
It is in America that one learns to understand the influence which physical prosperity exercises over political actions, and even over opinions which ought to acknowledge no sway but that of reason; and it is more especially amongst strangers that this truth is perceptible. Most of the European emigrants to the New World carry with them that wild love of independence and of change which our calamities are so apt to engender. I sometimes met with Europeans in the United States who had been obliged to leave their own country on account of their political opinions. They all astonished me by the language they held, but one of them surprised me more than all the rest. As I was crossing one of the most remote districts of Pennsylvania I was benighted, and obliged to beg for hospitality at the gate of a wealthy planter, who was a Frenchman by birth. He bade me sit down beside his fire, and we began to talk with that freedom which befits persons who meet in the backwoods, two thousand leagues from their native country. I was aware that my host had been a great leveller and an ardent demagogue forty years ago, and that his name was not unknown to fame. I was, therefore, not a little surprised to hear him discuss the rights of property as an economist or a landowner might have done: he spoke of the necessary gradations which fortune establishes among men, of obedience to established laws, of the influence of good morals in commonwealths, and of the support which religious opinions give to order and to freedom; he even went to far as to quote an evangelical authority in corroboration of one of his political tenets.
In America, you learn to see how physical wealth affects political actions, even opinions that should only be guided by reason. This realization is especially clear among outsiders. Many European immigrants to the New World bring with them a strong desire for independence and change, which our hardships often create. I sometimes met Europeans in the United States who had to leave their home countries due to their political beliefs. They all amazed me with their perspectives, but one stood out more than the rest. While traveling through a remote part of Pennsylvania, I lost my way and had to ask a wealthy French planter for shelter. He invited me to sit by his fire, and we began to talk freely, as you do when you meet in the wilderness, far from home. I knew my host had once been a radical and a passionate advocate for equality about forty years ago, and his name was somewhat renowned. So, I was quite surprised to hear him discuss property rights as an economist or landowner might: he talked about the necessary hierarchies that wealth creates among people, the need to obey established laws, the role of good morals in societies, and the way religious beliefs support order and freedom; he even went so far as to quote a religious authority to back up one of his political views.
I listened, and marvelled at the feebleness of human reason. A proposition is true or false, but no art can prove it to be one or the other, in the midst of the uncertainties of science and the conflicting lessons of experience, until a new incident disperses the clouds of doubt; I was poor, I become rich, and I am not to expect that prosperity will act upon my conduct, and leave my judgment free; my opinions change with my fortune, and the happy circumstances which I turn to my advantage furnish me with that decisive argument which was before wanting. The influence of prosperity acts still more freely upon the American than upon strangers. The American has always seen the connection of public order and public prosperity, intimately united as they are, go on before his eyes; he does not conceive that one can subsist without the other; he has therefore nothing to forget; nor has he, like so many Europeans, to unlearn the lessons of his early education.
I listened and was amazed by how weak human reason can be. A statement is either true or false, but no skill can prove it one way or the other amidst the uncertainties of science and the conflicting lessons of experience, until a new event clears away the clouds of doubt. I was poor, then I became rich, and I can't expect that success will change my behavior and leave my judgment untouched. My opinions shift with my circumstances, and the fortunate situations I leverage provide me with that crucial evidence that I previously lacked. The effects of success influence Americans even more deeply than they do outsiders. Americans have always witnessed the close link between public order and public prosperity, which are tightly intertwined in front of them; they can’t imagine that one can exist without the other. They have nothing to forget and, unlike many Europeans, don’t have to unlearn the lessons from their early education.
Chapter XVII: Principal Causes Maintaining The Democratic Republic—Part II
Influence Of The Laws Upon The Maintenance Of The Democratic Republic In The United States
Influence of the Laws on the Preservation of the Democratic Republic in the United States
Three principal causes of the maintenance of the democratic republic—Federal Constitutions—Municipal institutions—Judicial power.
Three main reasons for the upkeep of the democratic republic—Federal Constitutions—Local institutions—Judicial power.
The principal aim of this book has been to make known the laws of the United States; if this purpose has been accomplished, the reader is already enabled to judge for himself which are the laws that really tend to maintain the democratic republic, and which endanger its existence. If I have not succeeded in explaining this in the whole course of my work, I cannot hope to do so within the limits of a single chapter. It is not my intention to retrace the path I have already pursued, and a very few lines will suffice to recapitulate what I have previously explained.
The main goal of this book has been to inform you about the laws of the United States. If I've succeeded, you can now evaluate for yourself which laws support our democratic republic and which ones threaten its survival. If I haven't managed to clarify this throughout the whole book, I can't expect to do so in just one chapter. I don’t plan to go over everything I've covered already, and a few lines will be enough to summarize what I've explained before.
Three circumstances seem to me to contribute most powerfully to the maintenance of the democratic republic in the United States.
Three factors appear to me to strongly support the continued existence of the democratic republic in the United States.
The first is that Federal form of Government which the Americans have adopted, and which enables the Union to combine the power of a great empire with the security of a small State.
The first is the Federal form of government that the Americans have taken on, which allows the Union to merge the power of a large empire with the stability of a small state.
The second consists in those municipal institutions which limit the despotism of the majority, and at the same time impart a taste for freedom and a knowledge of the art of being free to the people.
The second involves those local institutions that restrict the tyranny of the majority while also fostering a sense of freedom and teaching the people the skills needed to be free.
The third is to be met with in the constitution of the judicial power. I have shown in what manner the courts of justice serve to repress the excesses of democracy, and how they check and direct the impulses of the majority without stopping its activity.
The third is found in the structure of the judicial power. I've explained how the courts help control the excesses of democracy and how they can check and guide the majority's impulses without halting its actions.
Influence Of Manners Upon The Maintenance Of The Democratic Republic In The United States
Influence of Manners on the Maintenance of the Democratic Republic in the United States
I have previously remarked that the manners of the people may be considered as one of the general causes to which the maintenance of a democratic republic in the United States is attributable. I here used the word manners with the meaning which the ancients attached to the word mores, for I apply it not only to manners in their proper sense of what constitutes the character of social intercourse, but I extend it to the various notions and opinions current among men, and to the mass of those ideas which constitute their character of mind. I comprise, therefore, under this term the whole moral and intellectual condition of a people. My intention is not to draw a picture of American manners, but simply to point out such features of them as are favorable to the maintenance of political institutions.
I've mentioned before that the behavior of people can be seen as one of the main reasons why a democratic republic has been able to sustain itself in the United States. When I say "behavior," I’m using it in the way the ancients understood the term "mores." I mean it not just in the sense of social customs, but also to include the different beliefs and opinions that people hold, along with the collective ideas that shape their mindset. So, I encompass the entire moral and intellectual state of a society under this term. My goal isn't to paint a detailed picture of American behavior but rather to highlight aspects that support the upkeep of political institutions.
Religion Considered As A Political Institution, Which Powerfully Contributes To The Maintenance Of The Democratic Republic Amongst The Americans
Religion Considered As A Political Institution, Which Powerfully Contributes To The Maintenance Of The Democratic Republic Amongst The Americans
North America peopled by men who professed a democratic and republican Christianity—Arrival of the Catholics—For what reason the Catholics form the most democratic and the most republican class at the present time.
North America is populated by people who express a democratic and republican Christianity—Arrival of the Catholics—Here’s why Catholics make up the most democratic and republican group today.
Every religion is to be found in juxtaposition to a political opinion which is connected with it by affinity. If the human mind be left to follow its own bent, it will regulate the temporal and spiritual institutions of society upon one uniform principle; and man will endeavor, if I may use the expression, to harmonize the state in which he lives upon earth with the state which he believes to await him in heaven. The greatest part of British America was peopled by men who, after having shaken off the authority of the Pope, acknowledged no other religious supremacy; they brought with them into the New World a form of Christianity which I cannot better describe than by styling it a democratic and republican religion. This sect contributed powerfully to the establishment of a democracy and a republic, and from the earliest settlement of the emigrants politics and religion contracted an alliance which has never been dissolved.
Every religion is found alongside a political viewpoint that is connected to it by a common bond. If the human mind is allowed to follow its natural inclination, it will organize the social institutions of both the material and spiritual aspects of life under one unified principle; and people will try, if I may put it that way, to align the society they live in on Earth with the afterlife they believe awaits them in heaven. Most of British America was settled by individuals who, after breaking away from the Pope's authority, recognized no other religious dominance; they brought with them to the New World a version of Christianity that I can best describe as a democratic and republican faith. This group played a significant role in establishing a democracy and a republic, and from the earliest days of the settlers, politics and religion formed a partnership that has never been broken.
About fifty years ago Ireland began to pour a Catholic population into the United States; on the other hand, the Catholics of America made proselytes, and at the present moment more than a million of Christians professing the truths of the Church of Rome are to be met with in the Union. *d The Catholics are faithful to the observances of their religion; they are fervent and zealous in the support and belief of their doctrines. Nevertheless they constitute the most republican and the most democratic class of citizens which exists in the United States; and although this fact may surprise the observer at first, the causes by which it is occasioned may easily be discovered upon reflection.
About fifty years ago, Ireland started sending a Catholic population to the United States; on the flip side, American Catholics were converting others, and right now, there are over a million Christians who follow the teachings of the Roman Catholic Church in the country. The Catholics are committed to their religious practices; they are passionate and dedicated supporters of their beliefs. However, they are also the most republican and democratic group of citizens in the United States; and while this might surprise someone at first, the reasons for it can be easily understood with some thought.
d
[ [It is difficult to ascertain with accuracy the amount of the Roman Catholic
population of the United States, but in 1868 an able writer in the
“Edinburgh Review” (vol. cxxvii. p. 521) affirmed that the whole
Catholic population of the United States was then about 4,000,000, divided into
43 dioceses, with 3,795 churches, under the care of 45 bishops and 2,317
clergymen. But this rapid increase is mainly supported by immigration from the
Catholic countries of Europe.]]
d
[ [It's hard to know exactly how many Roman Catholics live in the United States, but in 1868, a knowledgeable writer in the “Edinburgh Review” (vol. cxxvii. p. 521) stated that the total Catholic population was around 4,000,000, spread across 43 dioceses, with 3,795 churches, managed by 45 bishops and 2,317 clergy. This rapid growth is largely due to immigration from Catholic countries in Europe.]]
I think that the Catholic religion has erroneously been looked upon as the natural enemy of democracy. Amongst the various sects of Christians, Catholicism seems to me, on the contrary, to be one of those which are most favorable to the equality of conditions. In the Catholic Church, the religious community is composed of only two elements, the priest and the people. The priest alone rises above the rank of his flock, and all below him are equal.
I believe the Catholic Church has mistakenly been seen as the natural opponent of democracy. Among the different Christian denominations, I think Catholicism is actually one of the most supportive of equality. In the Catholic Church, the religious community consists of just two groups: the priest and the people. The priest is the only one who is above his congregation, and everyone else is equal.
On doctrinal points the Catholic faith places all human capacities upon the same level; it subjects the wise and ignorant, the man of genius and the vulgar crowd, to the details of the same creed; it imposes the same observances upon the rich and needy, it inflicts the same austerities upon the strong and the weak, it listens to no compromise with mortal man, but, reducing all the human race to the same standard, it confounds all the distinctions of society at the foot of the same altar, even as they are confounded in the sight of God. If Catholicism predisposes the faithful to obedience, it certainly does not prepare them for inequality; but the contrary may be said of Protestantism, which generally tends to make men independent, more than to render them equal.
On doctrinal matters, the Catholic faith treats all human abilities as equal; it requires both the wise and the ignorant, the genius and the ordinary, to adhere to the same beliefs. It imposes the same practices on both the wealthy and the poor, and demands the same sacrifices from the strong and the weak. It allows for no compromises with humanity, instead leveling everyone to the same standard and blurring all social distinctions at the foot of the same altar, just as they are blurred in God's eyes. While Catholicism encourages its followers to be obedient, it certainly doesn't prepare them for inequality; in contrast, Protestantism often fosters independence more than it promotes equality.
Catholicism is like an absolute monarchy; if the sovereign be removed, all the other classes of society are more equal than they are in republics. It has not unfrequently occurred that the Catholic priest has left the service of the altar to mix with the governing powers of society, and to take his place amongst the civil gradations of men. This religious influence has sometimes been used to secure the interests of that political state of things to which he belonged. At other times Catholics have taken the side of aristocracy from a spirit of religion.
Catholicism is like a strict monarchy; if the ruler is taken away, all the other sections of society are more equal than in republics. It's not uncommon for a Catholic priest to step away from the altar to engage with the ruling powers of society and take his place among the social ranks. This religious influence has sometimes been used to protect the interests of the political order to which he belonged. Other times, Catholics have aligned themselves with aristocracy out of a sense of religious duty.
But no sooner is the priesthood entirely separated from the government, as is the case in the United States, than is found that no class of men are more naturally disposed than the Catholics to transfuse the doctrine of the equality of conditions into the political world. If, then, the Catholic citizens of the United States are not forcibly led by the nature of their tenets to adopt democratic and republican principles, at least they are not necessarily opposed to them; and their social position, as well as their limited number, obliges them to adopt these opinions. Most of the Catholics are poor, and they have no chance of taking a part in the government unless it be open to all the citizens. They constitute a minority, and all rights must be respected in order to insure to them the free exercise of their own privileges. These two causes induce them, unconsciously, to adopt political doctrines, which they would perhaps support with less zeal if they were rich and preponderant.
But as soon as the priesthood is fully separated from the government, like it is in the United States, it becomes clear that no group of people is more naturally inclined than Catholics to bring the idea of equality into the political sphere. So, if Catholic citizens in the United States aren’t pushed by their beliefs to embrace democratic and republican values, at the very least, they aren’t outright against them; their social status and relatively small numbers require them to hold these views. Most Catholics are poor, and they won’t have a chance to participate in the government unless it’s accessible to all citizens. They make up a minority, and all rights need to be respected to ensure they can freely enjoy their own privileges. These two factors lead them, often without realizing it, to adopt political beliefs that they might support less fervently if they were wealthy and in a position of power.
The Catholic clergy of the United States has never attempted to oppose this political tendency, but it seeks rather to justify its results. The priests in America have divided the intellectual world into two parts: in the one they place the doctrines of revealed religion, which command their assent; in the other they leave those truths which they believe to have been freely left open to the researches of political inquiry. Thus the Catholics of the United States are at the same time the most faithful believers and the most zealous citizens.
The Catholic clergy in the United States has never tried to oppose this political trend; instead, they aim to justify its outcomes. Priests in America have split the intellectual world into two categories: on one side, they include the teachings of revealed religion, which they wholeheartedly accept; on the other, they leave the truths they believe are open to political exploration. Thus, Catholics in the United States are both the most devoted believers and the most passionate citizens.
It may be asserted that in the United States no religious doctrine displays the slightest hostility to democratic and republican institutions. The clergy of all the different sects hold the same language, their opinions are consonant to the laws, and the human intellect flows onwards in one sole current.
It can be said that in the United States, no religious belief shows any hostility toward democratic and republican institutions. The leaders of various religious groups express similar views, their opinions align with the laws, and human thought progresses in a singular direction.
I happened to be staying in one of the largest towns in the Union, when I was invited to attend a public meeting which had been called for the purpose of assisting the Poles, and of sending them supplies of arms and money. I found two or three thousand persons collected in a vast hall which had been prepared to receive them. In a short time a priest in his ecclesiastical robes advanced to the front of the hustings: the spectators rose, and stood uncovered, whilst he spoke in the following terms:—
I happened to be staying in one of the largest towns in the Union when I was invited to a public meeting that had been organized to support the Poles and send them supplies of arms and money. I found two or three thousand people gathered in a large hall that had been set up for them. Soon, a priest in his religious robes stepped up to the front of the platform: the audience stood up and removed their hats while he spoke these words:—
“Almighty God! the God of Armies! Thou who didst strengthen the hearts and guide the arms of our fathers when they were fighting for the sacred rights of national independence; Thou who didst make them triumph over a hateful oppression, and hast granted to our people the benefits of liberty and peace; Turn, O Lord, a favorable eye upon the other hemisphere; pitifully look down upon that heroic nation which is even now struggling as we did in the former time, and for the same rights which we defended with our blood. Thou, who didst create Man in the likeness of the same image, let not tyranny mar Thy work, and establish inequality upon the earth. Almighty God! do Thou watch over the destiny of the Poles, and render them worthy to be free. May Thy wisdom direct their councils, and may Thy strength sustain their arms! Shed forth Thy terror over their enemies, scatter the powers which take counsel against them; and vouchsafe that the injustice which the world has witnessed for fifty years, be not consummated in our time. O Lord, who holdest alike the hearts of nations and of men in Thy powerful hand; raise up allies to the sacred cause of right; arouse the French nation from the apathy in which its rulers retain it, that it go forth again to fight for the liberties of the world.
Almighty God! God of Armies! You who strengthened the hearts and guided the hands of our ancestors when they fought for the sacred rights of national independence; You who helped them triumph over a hateful oppression and granted our people the blessings of freedom and peace; Turn, O Lord, Your favorable gaze towards the other hemisphere; look down compassionately upon that brave nation which is currently struggling as we once did, fighting for the same rights that we defended with our blood. You, who created man in Your own image, do not let tyranny distort Your creation or establish inequality on earth. Almighty God! watch over the destiny of the Poles and make them worthy of freedom. May Your wisdom guide their decisions, and may Your strength support their efforts! Pour out Your fear on their enemies, scatter the forces that plot against them; and let not the injustice that the world has witnessed for fifty years be completed in our time. O Lord, who holds the hearts of nations and people in Your powerful hand; raise up allies for the noble cause of justice; awaken the French nation from the indifference in which its rulers keep it, so that it may rise again to fight for the liberties of the world.
“Lord, turn not Thou Thy face from us, and grant that we may always be the most religious as well as the freest people of the earth. Almighty God, hear our supplications this day. Save the Poles, we beseech Thee, in the name of Thy well-beloved Son, our Lord Jesus Christ, who died upon the cross for the salvation of men. Amen.”
“Lord, don’t turn away from us, and help us to always be the most faithful and free people on Earth. Almighty God, please hear our pleas today. Save the Poles, we ask You, in the name of Your beloved Son, our Lord Jesus Christ, who died on the cross for the salvation of all people. Amen.”
The whole meeting responded “Amen!” with devotion.
The entire meeting replied, "Amen!" with sincerity.
Indirect Influence Of Religious Opinions Upon Political Society In The United States
Indirect Influence of Religious Opinions on Political Society in the United States
Christian morality common to all sects—Influence of religion upon the manners of the Americans—Respect for the marriage tie—In what manner religion confines the imagination of the Americans within certain limits, and checks the passion of innovation—Opinion of the Americans on the political utility of religion—Their exertions to extend and secure its predominance.
Christian morality shared by all groups—Impact of religion on American customs—Respect for marriage—How religion restricts the imagination of Americans within certain boundaries and curbs the desire for change—American views on the political usefulness of religion—Their efforts to promote and maintain its dominance.
I have just shown what the direct influence of religion upon politics is in the United States, but its indirect influence appears to me to be still more considerable, and it never instructs the Americans more fully in the art of being free than when it says nothing of freedom.
I have just shown how religion directly impacts politics in the United States, but its indirect influence seems even more significant to me, and it teaches Americans about the art of being free more effectively when it says nothing about freedom.
The sects which exist in the United States are innumerable. They all differ in respect to the worship which is due from man to his Creator, but they all agree in respect to the duties which are due from man to man. Each sect adores the Deity in its own peculiar manner, but all the sects preach the same moral law in the name of God. If it be of the highest importance to man, as an individual, that his religion should be true, the case of society is not the same. Society has no future life to hope for or to fear; and provided the citizens profess a religion, the peculiar tenets of that religion are of very little importance to its interests. Moreover, almost all the sects of the United States are comprised within the great unity of Christianity, and Christian morality is everywhere the same.
The number of sects in the United States is countless. They each have different ways of worshiping their Creator, but they all agree on the responsibilities we have to each other. Every sect honors the Deity in its unique way, yet all of them promote the same moral values in God's name. While it’s crucial for individuals that their religion is true, society operates differently. Society doesn’t have a future life to look forward to or dread; as long as citizens practice a religion, the specific beliefs of that religion don’t matter much to its well-being. Additionally, nearly all the sects in the United States fall under the broad umbrella of Christianity, and Christian morality is largely consistent across them.
It may be believed without unfairness that a certain number of Americans pursue a peculiar form of worship, from habit more than from conviction. In the United States the sovereign authority is religious, and consequently hypocrisy must be common; but there is no country in the whole world in which the Christian religion retains a greater influence over the souls of men than in America; and there can be no greater proof of its utility, and of its conformity to human nature, than that its influence is most powerfully felt over the most enlightened and free nation of the earth.
It’s fair to say that many Americans engage in a unique form of worship more out of habit than genuine belief. In the United States, religious authority holds significant power, which naturally leads to a level of hypocrisy; however, no other country in the world has the Christian religion influencing people’s lives as much as it does in America. The fact that this influence is strongest in the most educated and free nation on Earth is clear evidence of its value and alignment with human nature.
I have remarked that the members of the American clergy in general, without even excepting those who do not admit religious liberty, are all in favor of civil freedom; but they do not support any particular political system. They keep aloof from parties and from public affairs. In the United States religion exercises but little influence upon the laws and upon the details of public opinion, but it directs the manners of the community, and by regulating domestic life it regulates the State.
I've noticed that most American clergy, even those who don't support religious freedom, tend to back civil liberties. However, they don't endorse any specific political system. They stay away from political parties and public issues. In the United States, religion has minimal impact on the laws and public opinion details, but it shapes community behavior, and by influencing domestic life, it also influences the State.
I do not question that the great austerity of manners which is observable in the United States, arises, in the first instance, from religious faith. Religion is often unable to restrain man from the numberless temptations of fortune; nor can it check that passion for gain which every incident of his life contributes to arouse, but its influence over the mind of woman is supreme, and women are the protectors of morals. There is certainly no country in the world where the tie of marriage is so much respected as in America, or where conjugal happiness is more highly or worthily appreciated. In Europe almost all the disturbances of society arise from the irregularities of domestic life. To despise the natural bonds and legitimate pleasures of home, is to contract a taste for excesses, a restlessness of heart, and the evil of fluctuating desires. Agitated by the tumultuous passions which frequently disturb his dwelling, the European is galled by the obedience which the legislative powers of the State exact. But when the American retires from the turmoil of public life to the bosom of his family, he finds in it the image of order and of peace. There his pleasures are simple and natural, his joys are innocent and calm; and as he finds that an orderly life is the surest path to happiness, he accustoms himself without difficulty to moderate his opinions as well as his tastes. Whilst the European endeavors to forget his domestic troubles by agitating society, the American derives from his own home that love of order which he afterwards carries with him into public affairs.
I have no doubt that the strict manners noticeable in the United States stem, first and foremost, from religious faith. Religion often fails to control people against the infinite temptations of wealth; it also can't suppress the desire for profit that every aspect of life tends to stir up, but its impact on women's minds is powerful, and women uphold moral values. There’s certainly no place in the world where marriage is held in such high regard as in America, or where marital happiness is valued more sincerely. In Europe, most social disturbances stem from the irregularities of domestic life. Disregarding the natural bonds and legitimate pleasures of home leads to a craving for excess, restlessness of spirit, and the problems of fluctuating desires. Troubled by the chaotic passions that often disrupt his home, the European feels burdened by the demands that the State imposes. In contrast, when the American steps away from the chaos of public life into his family, he finds a reflection of order and peace. There, his pleasures are simple and natural, his joys are innocent and serene; as he sees that leading an orderly life is the best way to happiness, he easily learns to moderate his views as well as his tastes. While the European seeks to escape his domestic issues by stirring up society, the American draws from his own home a love of order that he later applies to public matters.
In the United States the influence of religion is not confined to the manners, but it extends to the intelligence of the people. Amongst the Anglo-Americans, there are some who profess the doctrines of Christianity from a sincere belief in them, and others who do the same because they are afraid to be suspected of unbelief. Christianity, therefore, reigns without any obstacle, by universal consent; the consequence is, as I have before observed, that every principle of the moral world is fixed and determinate, although the political world is abandoned to the debates and the experiments of men. Thus the human mind is never left to wander across a boundless field; and, whatever may be its pretensions, it is checked from time to time by barriers which it cannot surmount. Before it can perpetrate innovation, certain primal and immutable principles are laid down, and the boldest conceptions of human device are subjected to certain forms which retard and stop their completion.
In the United States, the impact of religion goes beyond just social behavior; it also affects the people's understanding. Among Anglo-Americans, some genuinely believe in Christian teachings, while others follow them out of fear of being seen as non-believers. Because of this, Christianity is accepted without challenge, resulting in a fixed and clear set of moral principles, even though the political landscape is left to the discussions and experiments of people. This means that the human mind is never allowed to roam freely without limits; regardless of its aspirations, it is periodically restrained by barriers it can’t overcome. Before any innovation can take place, certain fundamental and unchanging principles are established, and even the most daring ideas are held back by specific frameworks that delay or prevent their realization.
The imagination of the Americans, even in its greatest flights, is circumspect and undecided; its impulses are checked, and its works unfinished. These habits of restraint recur in political society, and are singularly favorable both to the tranquillity of the people and to the durability of the institutions it has established. Nature and circumstances concurred to make the inhabitants of the United States bold men, as is sufficiently attested by the enterprising spirit with which they seek for fortune. If the mind of the Americans were free from all trammels, they would very shortly become the most daring innovators and the most implacable disputants in the world. But the revolutionists of America are obliged to profess an ostensible respect for Christian morality and equity, which does not easily permit them to violate the laws that oppose their designs; nor would they find it easy to surmount the scruples of their partisans, even if they were able to get over their own. Hitherto no one in the United States has dared to advance the maxim, that everything is permissible with a view to the interests of society; an impious adage which seems to have been invented in an age of freedom to shelter all the tyrants of future ages. Thus whilst the law permits the Americans to do what they please, religion prevents them from conceiving, and forbids them to commit, what is rash or unjust.
The imagination of Americans, even at its most ambitious, is cautious and unsure; their impulses are restrained, and their creations remain unfinished. These habits of restraint also show up in political society and are particularly beneficial for both the peace of the people and the lasting nature of the institutions they've built. Both nature and circumstances have shaped the people of the United States into bold individuals, which is clearly shown by their enterprising spirit in pursuit of success. If Americans' minds were free from all restrictions, they would quickly become the most daring innovators and the fiercest debaters in the world. However, revolutionaries in America must publicly uphold Christian morality and fairness, which makes it difficult for them to break the laws that stand in the way of their goals; they would also struggle to overcome the doubts of their supporters, even if they could set aside their own. So far, no one in the United States has dared to suggest the idea that anything is allowed if it serves society's interests; a wicked saying that seems to have originated in a time of freedom to provide cover for all future tyrants. Thus, while the law allows Americans to do as they wish, religion stops them from conceiving and prohibits them from acting on anything reckless or unjust.
Religion in America takes no direct part in the government of society, but it must nevertheless be regarded as the foremost of the political institutions of that country; for if it does not impart a taste for freedom, it facilitates the use of free institutions. Indeed, it is in this same point of view that the inhabitants of the United States themselves look upon religious belief. I do not know whether all the Americans have a sincere faith in their religion, for who can search the human heart? but I am certain that they hold it to be indispensable to the maintenance of republican institutions. This opinion is not peculiar to a class of citizens or to a party, but it belongs to the whole nation, and to every rank of society.
Religion in America doesn't directly influence the government, but it should still be considered one of the most important political institutions in the country. While it may not create a desire for freedom, it does support the functioning of free institutions. In fact, this is how the people of the United States view their religious beliefs. I can't say for sure if all Americans have genuine faith in their religion—after all, who can truly understand the human heart?—but I'm certain they believe it's essential for maintaining a republican system. This belief isn’t limited to a specific group or political party; it is held by the entire nation and across all social classes.
In the United States, if a political character attacks a sect, this may not prevent even the partisans of that very sect from supporting him; but if he attacks all the sects together, everyone abandons him, and he remains alone.
In the United States, if a political figure criticizes a specific group, it may not stop even the supporters of that group from backing him; however, if he criticizes all groups as a whole, everyone turns against him, and he is left isolated.
Whilst I was in America, a witness, who happened to be called at the assizes of the county of Chester (State of New York), declared that he did not believe in the existence of God, or in the immortality of the soul. The judge refused to admit his evidence, on the ground that the witness had destroyed beforehand all the confidence of the Court in what he was about to say. *e The newspapers related the fact without any further comment.
While I was in America, a witness, who happened to be called at the trial in the county of Chester (State of New York), stated that he didn’t believe in the existence of God or in the immortality of the soul. The judge refused to accept his testimony, arguing that the witness had already undermined the Court's trust in what he was about to say. The newspapers reported the incident without any additional commentary.
e
[ The New York “Spectator” of August 23, 1831, relates the fact in
the following terms:—“The Court of Common Pleas of Chester county
(New York) a few days since rejected a witness who declared his disbelief in
the existence of God. The presiding judge remarked that he had not before been
aware that there was a man living who did not believe in the existence of God;
that this belief constituted the sanction of all testimony in a court of
justice, and that he knew of no cause in a Christian country where a witness
had been permitted to testify without such belief.”]
e
[ The New York “Spectator” of August 23, 1831, reports the following: “The Court of Common Pleas of Chester County (New York) recently dismissed a witness who claimed he did not believe in the existence of God. The presiding judge noted that he had never encountered a person who did not believe in God; that this belief formed the basis of all testimony in a court of law, and that he was unaware of any case in a Christian country where a witness had been allowed to testify without such belief.”]
The Americans combine the notions of Christianity and of liberty so intimately in their minds, that it is impossible to make them conceive the one without the other; and with them this conviction does not spring from that barren traditionary faith which seems to vegetate in the soul rather than to live.
Americans mix the ideas of Christianity and freedom so closely in their minds that it’s impossible for them to think of one without the other; for them, this belief doesn’t come from a lifeless, traditional faith that just sits in the soul instead of thriving.
I have known of societies formed by the Americans to send out ministers of the Gospel into the new Western States to found schools and churches there, lest religion should be suffered to die away in those remote settlements, and the rising States be less fitted to enjoy free institutions than the people from which they emanated. I met with wealthy New Englanders who abandoned the country in which they were born in order to lay the foundations of Christianity and of freedom on the banks of the Missouri, or in the prairies of Illinois. Thus religious zeal is perpetually stimulated in the United States by the duties of patriotism. These men do not act from an exclusive consideration of the promises of a future life; eternity is only one motive of their devotion to the cause; and if you converse with these missionaries of Christian civilization, you will be surprised to find how much value they set upon the goods of this world, and that you meet with a politician where you expected to find a priest. They will tell you that “all the American republics are collectively involved with each other; if the republics of the West were to fall into anarchy, or to be mastered by a despot, the republican institutions which now flourish upon the shores of the Atlantic Ocean would be in great peril. It is, therefore, our interest that the new States should be religious, in order to maintain our liberties.”
I have heard about groups formed by Americans to send ministers of the Gospel to the new Western States to establish schools and churches there, to ensure that religion doesn't fade away in those remote areas, and that these emerging States are as capable of enjoying free institutions as the people they originated from. I met wealthy New Englanders who left their homeland to lay the groundwork for Christianity and freedom along the banks of the Missouri or in the prairies of Illinois. In this way, religious enthusiasm is continually driven in the United States by patriotic duties. These individuals are not motivated solely by the promise of an afterlife; eternity is just one aspect of their commitment to the cause. If you talk to these missionaries of Christian civilization, you'll be surprised by how much they value worldly goods and that you often find a politician where you expected to find a priest. They will tell you that "all the American republics are interconnected; if the republics of the West fall into chaos or come under a dictator, the republican institutions currently thriving on the shores of the Atlantic would be in serious danger. Therefore, it's in our interest that the new States are religious to protect our freedoms."
Such are the opinions of the Americans, and if any hold that the religious spirit which I admire is the very thing most amiss in America, and that the only element wanting to the freedom and happiness of the human race is to believe in some blind cosmogony, or to assert with Cabanis the secretion of thought by the brain, I can only reply that those who hold this language have never been in America, and that they have never seen a religious or a free nation. When they return from their expedition, we shall hear what they have to say.
These are the views of Americans, and if anyone believes that the religious spirit I admire is the biggest issue in America, and that the only thing missing for the freedom and happiness of humanity is to believe in some mindless creation story, or to argue, like Cabanis, that thoughts are simply a byproduct of the brain, I can only say that those who think this way have never been to America and have never witnessed a religious or free nation. When they come back from their journey, we’ll see what they have to say.
There are persons in France who look upon republican institutions as a temporary means of power, of wealth, and distinction; men who are the condottieri of liberty, and who fight for their own advantage, whatever be the colors they wear: it is not to these that I address myself. But there are others who look forward to the republican form of government as a tranquil and lasting state, towards which modern society is daily impelled by the ideas and manners of the time, and who sincerely desire to prepare men to be free. When these men attack religious opinions, they obey the dictates of their passions to the prejudice of their interests. Despotism may govern without faith, but liberty cannot. Religion is much more necessary in the republic which they set forth in glowing colors than in the monarchy which they attack; and it is more needed in democratic republics than in any others. How is it possible that society should escape destruction if the moral tie be not strengthened in proportion as the political tie is relaxed? and what can be done with a people which is its own master, if it be not submissive to the Divinity?
There are people in France who see republican institutions as just a temporary way to gain power, wealth, and status; they’re like mercenaries for liberty, fighting for their own benefit, no matter what side they claim to be on: I’m not talking to them. But there are others who view the republican government as a peaceful and lasting state, one that modern society is steadily moving towards due to current ideas and trends, and who genuinely want to help people become free. When these individuals challenge religious beliefs, they are driven by their passions, which ends up hurting their own interests. Despotism can exist without faith, but liberty cannot. Religion is far more essential in the republic they envision than in the monarchy they criticize; it’s even more crucial in democratic republics than in any other type. How can society avoid collapse if the moral bonds are not strengthened as the political bonds loosen? And what can be done with a people that governs itself if it does not submit to a higher power?
Chapter XVII: Principal Causes Maintaining The Democratic Republic—Part III
Principal Causes Which Render Religion Powerful In America Care taken by the Americans to separate the Church from the State—The laws, public opinion, and even the exertions of the clergy concur to promote this end—Influence of religion upon the mind in the United States attributable to this cause—Reason of this—What is the natural state of men with regard to religion at the present time—What are the peculiar and incidental causes which prevent men, in certain countries, from arriving at this state.
Principal Causes That Make Religion Powerful in America: Efforts by Americans to separate the Church from the State—The laws, public opinion, and even the actions of the clergy all work together to support this objective—The influence of religion on people's minds in the United States is due to this separation—Reasons for this—What is the current natural state of humanity concerning religion—What are the unique and incidental factors that prevent people, in certain countries, from reaching this state.
The philosophers of the eighteenth century explained the gradual decay of religious faith in a very simple manner. Religious zeal, said they, must necessarily fail, the more generally liberty is established and knowledge diffused. Unfortunately, facts are by no means in accordance with their theory. There are certain populations in Europe whose unbelief is only equalled by their ignorance and their debasement, whilst in America one of the freest and most enlightened nations in the world fulfils all the outward duties of religious fervor.
The philosophers of the eighteenth century put forward a straightforward explanation for the gradual decline of religious faith. They argued that as freedom increases and knowledge spreads, religious enthusiasm will inevitably diminish. However, the reality doesn't align with their theory. Certain populations in Europe exhibit a level of disbelief that matches their ignorance and social decline, while in America, one of the most free and knowledgeable nations in the world, people actively engage in the outward practices of religious devotion.
Upon my arrival in the United States, the religious aspect of the country was the first thing that struck my attention; and the longer I stayed there the more did I perceive the great political consequences resulting from this state of things, to which I was unaccustomed. In France I had almost always seen the spirit of religion and the spirit of freedom pursuing courses diametrically opposed to each other; but in America I found that they were intimately united, and that they reigned in common over the same country. My desire to discover the causes of this phenomenon increased from day to day. In order to satisfy it I questioned the members of all the different sects; and I more especially sought the society of the clergy, who are the depositaries of the different persuasions, and who are more especially interested in their duration. As a member of the Roman Catholic Church I was more particularly brought into contact with several of its priests, with whom I became intimately acquainted. To each of these men I expressed my astonishment and I explained my doubts; I found that they differed upon matters of detail alone; and that they mainly attributed the peaceful dominion of religion in their country to the separation of Church and State. I do not hesitate to affirm that during my stay in America I did not meet with a single individual, of the clergy or of the laity, who was not of the same opinion upon this point.
When I arrived in the United States, the religious aspect of the country immediately caught my attention; and the longer I was there, the more I noticed the significant political consequences arising from this unfamiliar situation. In France, I had typically observed the spirit of religion and the spirit of freedom moving in completely opposite directions; but in America, I discovered they were closely connected, sharing power over the same land. My curiosity about the reasons for this phenomenon grew daily. To explore it, I talked to people from various religious sects, paying particular attention to the clergy, who hold the different beliefs and have a vested interest in their continuation. As a member of the Roman Catholic Church, I especially interacted with several of its priests, with whom I became close. I shared my surprise and explained my uncertainties to each of them; I found they varied only on minor details and mainly attributed the peaceful coexistence of religion in their country to the separation of Church and State. I confidently state that during my time in America, I did not encounter a single person, clergy or layperson, who disagreed on this point.
This led me to examine more attentively than I had hitherto done, the station which the American clergy occupy in political society. I learned with surprise that they filled no public appointments; *f not one of them is to be met with in the administration, and they are not even represented in the legislative assemblies. In several States *g the law excludes them from political life, public opinion in all. And when I came to inquire into the prevailing spirit of the clergy I found that most of its members seemed to retire of their own accord from the exercise of power, and that they made it the pride of their profession to abstain from politics.
This made me look more closely than I had before at the role the American clergy play in political society. I was surprised to find that they hold no public positions; not one of them is involved in the administration, and they aren't even represented in the legislative assemblies. In several states, the law keeps them out of political life, and public opinion does as well. When I started to investigate the general attitude of the clergy, I found that most of them seemed to willingly step back from exercising power, taking pride in their decision to stay out of politics.
f
[ Unless this term be applied to the functions which many of them fill in the
schools. Almost all education is entrusted to the clergy.]
f
[ Unless this term refers to the roles many of them play in the schools. Almost all education is in the hands of the clergy.]
g
[ See the Constitution of New York, art. 7, Section 4:— “And
whereas the ministers of the gospel are, by their profession, dedicated to the
service of God and the care of souls, and ought not to be diverted from the
great duties of their functions: therefore no minister of the gospel, or priest
of any denomination whatsoever, shall at any time hereafter, under any pretence
or description whatever, be eligible to, or capable of holding, any civil or
military office or place within this State.”
g
[ See the Constitution of New York, art. 7, Section 4:— “And
whereas ministers of the gospel are dedicated to serving God and caring for souls and should not be distracted from their important duties: therefore, no minister of the gospel or priest of any denomination shall, at any time in the future, for any reason or under any circumstance, be eligible for or capable of holding any civil or military office or position within this State.”
See also the constitutions of North Carolina, art. 31; Virginia; South Carolina, art. I, Section 23; Kentucky, art. 2, Section 26; Tennessee, art. 8, Section I; Louisiana, art. 2, Section 22.]
See also the constitutions of North Carolina, art. 31; Virginia; South Carolina, art. I, Section 23; Kentucky, art. 2, Section 26; Tennessee, art. 8, Section I; Louisiana, art. 2, Section 22.]
I heard them inveigh against ambition and deceit, under whatever political opinions these vices might chance to lurk; but I learned from their discourses that men are not guilty in the eye of God for any opinions concerning political government which they may profess with sincerity, any more than they are for their mistakes in building a house or in driving a furrow. I perceived that these ministers of the gospel eschewed all parties with the anxiety attendant upon personal interest. These facts convinced me that what I had been told was true; and it then became my object to investigate their causes, and to inquire how it happened that the real authority of religion was increased by a state of things which diminished its apparent force: these causes did not long escape my researches.
I heard them criticize ambition and deceit, no matter what political views these vices might hide behind; but I learned from what they said that people aren’t judged by God for any political opinions they sincerely hold, just like they’re not judged for mistakes in building a house or plowing a field. I noticed that these ministers of the gospel avoided all parties with the concern that comes from personal interest. These facts showed me that what I had been told was true; it then became my goal to explore their causes and find out how it was that the real authority of religion was strengthened by a situation that weakened its visible impact: these causes didn’t take long to uncover in my research.
The short space of threescore years can never content the imagination of man; nor can the imperfect joys of this world satisfy his heart. Man alone, of all created beings, displays a natural contempt of existence, and yet a boundless desire to exist; he scorns life, but he dreads annihilation. These different feelings incessantly urge his soul to the contemplation of a future state, and religion directs his musings thither. Religion, then, is simply another form of hope; and it is no less natural to the human heart than hope itself. Men cannot abandon their religious faith without a kind of aberration of intellect, and a sort of violent distortion of their true natures; but they are invincibly brought back to more pious sentiments; for unbelief is an accident, and faith is the only permanent state of mankind. If we only consider religious institutions in a purely human point of view, they may be said to derive an inexhaustible element of strength from man himself, since they belong to one of the constituent principles of human nature.
The brief span of sixty years can never satisfy the imagination of people; nor can the imperfect joys of this world truly fulfill their hearts. Humans, unlike any other creatures, show a natural disregard for existence while also having an endless desire to exist. They may scorn life, but they fear nothingness. These conflicting feelings constantly drive their souls to think about a future state, and religion shapes those thoughts. Religion, then, is simply another form of hope; it is just as natural to the human heart as hope itself. People cannot abandon their faith without a kind of mental break and a disturbing twist of their true natures; instead, they are inevitably drawn back to more spiritual feelings because doubt is temporary, while faith is the only lasting condition of humanity. If we look at religious institutions from a purely human perspective, they can be seen to draw an endless source of strength from people themselves, as they stem from one of the fundamental principles of human nature.
I am aware that at certain times religion may strengthen this influence, which originates in itself, by the artificial power of the laws, and by the support of those temporal institutions which direct society. Religions, intimately united to the governments of the earth, have been known to exercise a sovereign authority derived from the twofold source of terror and of faith; but when a religion contracts an alliance of this nature, I do not hesitate to affirm that it commits the same error as a man who should sacrifice his future to his present welfare; and in obtaining a power to which it has no claim, it risks that authority which is rightfully its own. When a religion founds its empire upon the desire of immortality which lives in every human heart, it may aspire to universal dominion; but when it connects itself with a government, it must necessarily adopt maxims which are only applicable to certain nations. Thus, in forming an alliance with a political power, religion augments its authority over a few, and forfeits the hope of reigning over all.
I realize that sometimes religion can amplify its influence, which comes from within, through the artificial strength of laws and the backing of temporary institutions that shape society. Religions, closely tied to earthly governments, have been known to exert a powerful authority based on both fear and faith. However, when a religion forms such an alliance, I have no doubt in saying it makes the same mistake as someone who sacrifices their future for immediate comfort; in gaining power it doesn't truly deserve, it risks losing the authority that rightfully belongs to it. When a religion builds its authority on the longing for immortality that exists in every human heart, it can aim for universal influence; but when it links itself to a government, it must adopt principles that only apply to certain nations. Therefore, by allying with political power, religion increases its authority over a few while losing the chance to rule over all.
As long as a religion rests upon those sentiments which are the consolation of all affliction, it may attract the affections of mankind. But if it be mixed up with the bitter passions of the world, it may be constrained to defend allies whom its interests, and not the principle of love, have given to it; or to repel as antagonists men who are still attached to its own spirit, however opposed they may be to the powers to which it is allied. The Church cannot share the temporal power of the State without being the object of a portion of that animosity which the latter excites.
As long as a religion is based on feelings that comfort everyone during tough times, it can win people's hearts. But if it gets mixed up with the harsh realities of the world, it may have to defend allies that benefit it, not because of love, but for its own interests; or it might have to reject as enemies those who still share its spirit, no matter how much they oppose the powers it supports. The Church can't share the government's earthly power without also becoming a target of some of the hostility that the government generates.
The political powers which seem to be most firmly established have frequently no better guarantee for their duration than the opinions of a generation, the interests of the time, or the life of an individual. A law may modify the social condition which seems to be most fixed and determinate; and with the social condition everything else must change. The powers of society are more or less fugitive, like the years which we spend upon the earth; they succeed each other with rapidity, like the fleeting cares of life; and no government has ever yet been founded upon an invariable disposition of the human heart, or upon an imperishable interest.
The political powers that appear to be the most stable often rely on nothing more solid than the beliefs of a generation, the interests of the moment, or the life of an individual. A law can change the social order that seems the most fixed and defined; and with that social order, everything else must adapt. The powers within society are transient, much like the years we spend on this planet; they change quickly, like the passing concerns of life; and no government has ever truly been established on a constant nature of the human heart or on an enduring interest.
As long as a religion is sustained by those feelings, propensities, and passions which are found to occur under the same forms, at all the different periods of history, it may defy the efforts of time; or at least it can only be destroyed by another religion. But when religion clings to the interests of the world, it becomes almost as fragile a thing as the powers of earth. It is the only one of them all which can hope for immortality; but if it be connected with their ephemeral authority, it shares their fortunes, and may fall with those transient passions which supported them for a day. The alliance which religion contracts with political powers must needs be onerous to itself; since it does not require their assistance to live, and by giving them its assistance it may be exposed to decay.
As long as a religion is supported by the same feelings, tendencies, and passions that have been present throughout history, it can withstand the passage of time; or at least it can only be replaced by another religion. However, when religion becomes tied to worldly interests, it becomes nearly as fragile as earthly powers. It's the only one of all these that can aspire to immortality; but if it’s linked to their temporary authority, it shares in their fate and can fade away with those fleeting passions that supported them for a moment. The partnership that religion forms with political powers must be burdensome for it; since it doesn’t need their help to survive, and by aligning with them, it risks deterioration.
The danger which I have just pointed out always exists, but it is not always equally visible. In some ages governments seem to be imperishable; in others, the existence of society appears to be more precarious than the life of man. Some constitutions plunge the citizens into a lethargic somnolence, and others rouse them to feverish excitement. When governments appear to be so strong, and laws so stable, men do not perceive the dangers which may accrue from a union of Church and State. When governments display so much weakness, and laws so much inconstancy, the danger is self-evident, but it is no longer possible to avoid it; to be effectual, measures must be taken to discover its approach.
The danger I've just mentioned is always present, but it's not always easy to see. In some periods, governments seem unbreakable; in others, society looks more fragile than human life itself. Some constitutions put citizens in a state of dull apathy, while others stimulate them into restless excitement. When governments seem powerful and laws appear stable, people often overlook the risks that come from a mix of Church and State. When governments reveal significant weaknesses, and laws show a lot of instability, the danger is obvious, but it becomes impossible to avoid; effective measures need to be taken to identify its approach.
In proportion as a nation assumes a democratic condition of society, and as communities display democratic propensities, it becomes more and more dangerous to connect religion with political institutions; for the time is coming when authority will be bandied from hand to hand, when political theories will succeed each other, and when men, laws, and constitutions will disappear, or be modified from day to day, and this, not for a season only, but unceasingly. Agitation and mutability are inherent in the nature of democratic republics, just as stagnation and inertness are the law of absolute monarchies.
As a nation adopts a democratic society and communities show democratic tendencies, it becomes increasingly risky to link religion with political institutions. The moment is approaching when authority will be passed around, political theories will come and go, and people, laws, and constitutions will vanish or change every day, and this won't just happen for a short time but continuously. Agitation and change are built into the nature of democratic republics, just as stagnation and inactivity define absolute monarchies.
If the Americans, who change the head of the Government once in four years, who elect new legislators every two years, and renew the provincial officers every twelvemonth; if the Americans, who have abandoned the political world to the attempts of innovators, had not placed religion beyond their reach, where could it abide in the ebb and flow of human opinions? where would that respect which belongs to it be paid, amidst the struggles of faction? and what would become of its immortality, in the midst of perpetual decay? The American clergy were the first to perceive this truth, and to act in conformity with it. They saw that they must renounce their religious influence, if they were to strive for political power; and they chose to give up the support of the State, rather than to share its vicissitudes.
If the Americans, who change their government leader every four years, elect new lawmakers every two years, and refresh their local officials every year; if the Americans, who have left the political arena open to the attempts of innovators, had not kept religion out of their struggles, where could it find a place in the shifting tides of human beliefs? Where would the respect it deserves be found amid the battles of factions? And what would happen to its eternal nature in a world of constant decline? The American clergy were the first to recognize this reality and to act accordingly. They realized that they had to give up their religious influence if they wanted to chase political power, and they opted to forgo support from the State rather than endure its ups and downs.
In America, religion is perhaps less powerful than it has been at certain periods in the history of certain peoples; but its influence is more lasting. It restricts itself to its own resources, but of those none can deprive it: its circle is limited to certain principles, but those principles are entirely its own, and under its undisputed control.
In America, religion might be less influential than it has been at various times in the history of some groups, but its impact is more enduring. It relies on its own resources, and no one can take those away from it: its scope is confined to specific principles, but those principles are completely its own, and fully under its control.
On every side in Europe we hear voices complaining of the absence of religious faith, and inquiring the means of restoring to religion some remnant of its pristine authority. It seems to me that we must first attentively consider what ought to be the natural state of men with regard to religion at the present time; and when we know what we have to hope and to fear, we may discern the end to which our efforts ought to be directed.
All around Europe, we hear people expressing concern about the lack of religious faith and asking how to restore some of its original authority. I think we need to first carefully think about what the natural state of people regarding religion should be today; and once we understand what we have to look forward to and what we should be wary of, we can see the goal our efforts should aim for.
The two great dangers which threaten the existence of religions are schism and indifference. In ages of fervent devotion, men sometimes abandon their religion, but they only shake it off in order to adopt another. Their faith changes the objects to which it is directed, but it suffers no decline. The old religion then excites enthusiastic attachment or bitter enmity in either party; some leave it with anger, others cling to it with increased devotedness, and although persuasions differ, irreligion is unknown. Such, however, is not the case when a religious belief is secretly undermined by doctrines which may be termed negative, since they deny the truth of one religion without affirming that of any other. Prodigious revolutions then take place in the human mind, without the apparent co-operation of the passions of man, and almost without his knowledge. Men lose the objects of their fondest hopes, as if through forgetfulness. They are carried away by an imperceptible current which they have not the courage to stem, but which they follow with regret, since it bears them from a faith they love, to a scepticism that plunges them into despair.
The two major threats to the existence of religions are division and apathy. In times of deep devotion, people may abandon their faith, but often it's just to embrace another one. Their belief shifts focus, but it doesn't weaken. The previous religion then triggers strong loyalty or fierce opposition from either side; some leave in anger, while others stick to it with even greater commitment, and despite differing views, a lack of faith is unheard of. However, it's a different story when a belief system is silently eroded by teachings that can be called negative, as they reject the truth of one religion without affirming another. Significant changes happen in people's minds, often without their awareness or the influence of strong emotions. People lose sight of their greatest hopes, almost as if they forget them. They are swept along by an unseen current that they lack the courage to resist, yet they follow it with regret, moving away from a faith they cherish to a skepticism that plunges them into despair.
In ages which answer to this description, men desert their religious opinions from lukewarmness rather than from dislike; they do not reject them, but the sentiments by which they were once fostered disappear. But if the unbeliever does not admit religion to be true, he still considers it useful. Regarding religious institutions in a human point of view, he acknowledges their influence upon manners and legislation. He admits that they may serve to make men live in peace with one another, and to prepare them gently for the hour of death. He regrets the faith which he has lost; and as he is deprived of a treasure which he has learned to estimate at its full value, he scruples to take it from those who still possess it.
In times that fit this description, people abandon their religious beliefs more out of indifference than actual dislike; they don’t reject them outright, but the feelings that once supported these beliefs fade away. However, even if a skeptic doesn’t believe religion is true, he still sees it as valuable. From a human perspective on religious institutions, he acknowledges their impact on behavior and laws. He recognizes that they can help people get along peacefully and gently prepare them for death. He feels a sense of loss for the faith he’s given up; since he has come to understand its true worth, he hesitates to take it away from those who still believe.
On the other hand, those who continue to believe are not afraid openly to avow their faith. They look upon those who do not share their persuasion as more worthy of pity than of opposition; and they are aware that to acquire the esteem of the unbelieving, they are not obliged to follow their example. They are hostile to no one in the world; and as they do not consider the society in which they live as an arena in which religion is bound to face its thousand deadly foes, they love their contemporaries, whilst they condemn their weaknesses and lament their errors.
On the other hand, those who still believe aren’t afraid to openly express their faith. They see those who don’t share their beliefs as more deserving of pity than opposition; and they understand that to gain the respect of non-believers, they don’t have to mimic their behavior. They’re not hostile toward anyone; and since they don’t view the society they live in as a battleground where religion constantly faces countless enemies, they care for their peers, even while criticizing their flaws and mourning their mistakes.
As those who do not believe, conceal their incredulity; and as those who believe, display their faith, public opinion pronounces itself in favor of religion: love, support, and honor are bestowed upon it, and it is only by searching the human soul that we can detect the wounds which it has received. The mass of mankind, who are never without the feeling of religion, do not perceive anything at variance with the established faith. The instinctive desire of a future life brings the crowd about the altar, and opens the hearts of men to the precepts and consolations of religion.
As those who don’t believe hide their doubts, and those who believe show their faith, public opinion leans towards religion: love, support, and respect are given to it, and it’s only by looking into the human soul that we can find the wounds it has suffered. Most people, who always feel a sense of religion, don’t see anything that conflicts with the accepted faith. The natural longing for an afterlife draws people to the altar and opens their hearts to the teachings and comfort of religion.
But this picture is not applicable to us: for there are men amongst us who have ceased to believe in Christianity, without adopting any other religion; others who are in the perplexities of doubt, and who already affect not to believe; and others, again, who are afraid to avow that Christian faith which they still cherish in secret.
But this picture doesn't apply to us: there are men among us who have stopped believing in Christianity without choosing any other religion; others who are struggling with doubt and pretend not to believe; and still others who are afraid to admit the Christian faith they still hold in secret.
Amidst these lukewarm partisans and ardent antagonists a small number of believers exist, who are ready to brave all obstacles and to scorn all dangers in defence of their faith. They have done violence to human weakness, in order to rise superior to public opinion. Excited by the effort they have made, they scarcely knew where to stop; and as they know that the first use which the French made of independence was to attack religion, they look upon their contemporaries with dread, and they recoil in alarm from the liberty which their fellow-citizens are seeking to obtain. As unbelief appears to them to be a novelty, they comprise all that is new in one indiscriminate animosity. They are at war with their age and country, and they look upon every opinion which is put forth there as the necessary enemy of the faith.
In the midst of these indifferent supporters and passionate opponents, there are a few true believers who are ready to face any challenges and dismiss all dangers to defend their faith. They have taken on human frailty to rise above public opinion. Fueled by their efforts, they hardly know where to draw the line; and since they realize that the first thing the French did with their independence was to attack religion, they view their contemporaries with fear and shrink away from the freedom their fellow citizens are trying to achieve. To them, unbelief feels like a new trend, and they lump all new ideas into one broad hostility. They are in conflict with their time and country, seeing every opinion expressed as a direct threat to their faith.
Such is not the natural state of men with regard to religion at the present day; and some extraordinary or incidental cause must be at work in France to prevent the human mind from following its original propensities and to drive it beyond the limits at which it ought naturally to stop. I am intimately convinced that this extraordinary and incidental cause is the close connection of politics and religion. The unbelievers of Europe attack the Christians as their political opponents, rather than as their religious adversaries; they hate the Christian religion as the opinion of a party, much more than as an error of belief; and they reject the clergy less because they are the representatives of the Divinity than because they are the allies of authority.
That's not how people naturally relate to religion today; there must be some unusual or specific reason in France that’s stopping the human mind from following its natural instincts and pushing it past where it should normally go. I firmly believe that this unusual and specific reason is the close link between politics and religion. The non-believers in Europe see Christians as their political enemies rather than their religious opponents; they despise the Christian faith more as a viewpoint of a faction than as a mistaken belief; and they dismiss the clergy not so much because they represent God, but because they are associated with authority.
In Europe, Christianity has been intimately united to the powers of the earth. Those powers are now in decay, and it is, as it were, buried under their ruins. The living body of religion has been bound down to the dead corpse of superannuated polity: cut but the bonds which restrain it, and that which is alive will rise once more. I know not what could restore the Christian Church of Europe to the energy of its earlier days; that power belongs to God alone; but it may be the effect of human policy to leave the faith in the full exercise of the strength which it still retains.
In Europe, Christianity has been closely tied to the earthly powers. Those powers are now fading, and it's like they're buried under their own ruins. The living essence of the faith has been restrained by the lifeless body of outdated governance: if we just cut the ties that hold it down, what is alive will rise again. I'm not sure what could bring the Christian Church in Europe back to the vitality of its earlier days; that power belongs to God alone; however, it might be possible for human policies to allow the faith to fully utilize the strength it still possesses.
How The Instruction, The Habits, And The Practical Experience Of The Americans Promote The Success Of Their Democratic Institutions
How The Instruction, The Habits, And The Practical Experience Of The Americans Promote The Success Of Their Democratic Institutions
What is to be understood by the instruction of the American people—The human mind more superficially instructed in the United States than in Europe—No one completely uninstructed—Reason of this—Rapidity with which opinions are diffused even in the uncultivated States of the West—Practical experience more serviceable to the Americans than book-learning.
What should we take away from the education of the American people—The human mind is generally less educated in the United States compared to Europe—No one is entirely uneducated—Reasons for this—How quickly opinions spread even in the less educated states of the West—Practical experience is more beneficial to Americans than classroom learning.
I have but little to add to what I have already said concerning the influence which the instruction and the habits of the Americans exercise upon the maintenance of their political institutions.
I don't have much to add to what I've already said about how the education and habits of Americans impact the upkeep of their political system.
America has hitherto produced very few writers of distinction; it possesses no great historians, and not a single eminent poet. The inhabitants of that country look upon what are properly styled literary pursuits with a kind of disapprobation; and there are towns of very second-rate importance in Europe in which more literary works are annually published than in the twenty-four States of the Union put together. The spirit of the Americans is averse to general ideas; and it does not seek theoretical discoveries. Neither politics nor manufactures direct them to these occupations; and although new laws are perpetually enacted in the United States, no great writers have hitherto inquired into the general principles of their legislation. The Americans have lawyers and commentators, but no jurists; *h and they furnish examples rather than lessons to the world. The same observation applies to the mechanical arts. In America, the inventions of Europe are adopted with sagacity; they are perfected, and adapted with admirable skill to the wants of the country. Manufactures exist, but the science of manufacture is not cultivated; and they have good workmen, but very few inventors. Fulton was obliged to proffer his services to foreign nations for a long time before he was able to devote them to his own country.
America has produced very few notable writers; it doesn’t have any great historians or a single distinguished poet. The people in that country view what are truly called literary pursuits with some disapproval; there are towns of much lesser importance in Europe that publish more literary works each year than all twenty-four states of the Union combined. Americans have an aversion to broad ideas and don’t pursue theoretical discoveries. Neither politics nor manufacturing leads them to these activities; even though new laws are being constantly created in the United States, no significant writers have yet looked into the underlying principles of their legislation. Americans have lawyers and commentators, but no true jurists; they provide examples rather than lessons for the world. The same can be said for the mechanical arts. In America, European inventions are wisely adopted; they’re refined and skillfully adapted to meet the needs of the country. Manufacturing exists, but the science of manufacturing isn’t pursued; they have skilled workers but very few inventors. Fulton had to offer his services to foreign countries for a long time before he could dedicate them to his own nation.
h
[ [This cannot be said with truth of the country of Kent, Story, and Wheaton.]]
h
[ [This cannot be truthfully said about the county of Kent, Story, and Wheaton.]]
The observer who is desirous of forming an opinion on the state of instruction amongst the Anglo-Americans must consider the same object from two different points of view. If he only singles out the learned, he will be astonished to find how rare they are; but if he counts the ignorant, the American people will appear to be the most enlightened community in the world. The whole population, as I observed in another place, is situated between these two extremes. In New England, every citizen receives the elementary notions of human knowledge; he is moreover taught the doctrines and the evidences of his religion, the history of his country, and the leading features of its Constitution. In the States of Connecticut and Massachusetts, it is extremely rare to find a man imperfectly acquainted with all these things, and a person wholly ignorant of them is a sort of phenomenon.
The observer who wants to form an opinion about the state of education among Anglo-Americans needs to look at it from two different perspectives. If they focus only on the educated, they’ll be surprised at how few there are; but if they consider the uneducated, the American people will seem like the most knowledgeable community in the world. As I pointed out elsewhere, the entire population exists between these two extremes. In New England, every citizen receives basic education. They are also taught the principles and proof of their religion, the history of their country, and the main features of its Constitution. In Connecticut and Massachusetts, it's incredibly rare to find a man who isn't familiar with all of these topics, and someone who is completely ignorant of them is quite unusual.
When I compare the Greek and Roman republics with these American States; the manuscript libraries of the former, and their rude population, with the innumerable journals and the enlightened people of the latter; when I remember all the attempts which are made to judge the modern republics by the assistance of those of antiquity, and to infer what will happen in our time from what took place two thousand years ago, I am tempted to burn my books, in order to apply none but novel ideas to so novel a condition of society.
When I compare the Greek and Roman republics with these American States; the manuscript libraries of the former, and their rough population, with the countless newspapers and the educated people of the latter; when I think about all the attempts to judge modern republics by those of the past, and to predict what will happen now based on events from two thousand years ago, I feel like throwing away my books, so I can focus only on fresh ideas for such a new society.
What I have said of New England must not, however, be applied indistinctly to the whole Union; as we advance towards the West or the South, the instruction of the people diminishes. In the States which are adjacent to the Gulf of Mexico, a certain number of individuals may be found, as in our own countries, who are devoid of the rudiments of instruction. But there is not a single district in the United States sunk in complete ignorance; and for a very simple reason: the peoples of Europe started from the darkness of a barbarous condition, to advance toward the light of civilization; their progress has been unequal; some of them have improved apace, whilst others have loitered in their course, and some have stopped, and are still sleeping upon the way. *i
What I've said about New England shouldn't be applied indiscriminately to the whole country. As we move toward the West or the South, the education level of the people decreases. In the states near the Gulf of Mexico, there are some individuals, just like in our own countries, who lack basic education. However, there isn’t a single area in the United States that is completely ignorant, and the reason is simple: the people of Europe began in a state of barbarism and moved toward the light of civilization. Their progress has been uneven; some advanced quickly, while others lagged behind and some have stopped altogether, still stuck in their old ways. *i
i
[ [In the Northern States the number of persons destitute of instruction is
inconsiderable, the largest number being 241,152 in the State of New York
(according to Spaulding’s “Handbook of American Statistics”
for 1874); but in the South no less than 1,516,339 whites and 2,671,396 colored
persons are returned as “illiterate.”]]
i
[ [In the Northern States, the number of people without education is relatively small, with the highest count being 241,152 in New York (according to Spaulding’s “Handbook of American Statistics” for 1874); however, in the South, no less than 1,516,339 white individuals and 2,671,396 people of color are reported as “illiterate.”]]
Such has not been the case in the United States. The Anglo-Americans settled in a state of civilization, upon that territory which their descendants occupy; they had not to begin to learn, and it was sufficient for them not to forget. Now the children of these same Americans are the persons who, year by year, transport their dwellings into the wilds; and with their dwellings their acquired information and their esteem for knowledge. Education has taught them the utility of instruction, and has enabled them to transmit that instruction to their posterity. In the United States society has no infancy, but it is born in man’s estate.
That hasn't been the case in the United States. The Anglo-Americans settled in an established civilization on the land where their descendants now live; they didn’t have to start from scratch, and it was enough for them not to forget what they knew. Now, the children of these same Americans are the ones who, year after year, move their homes into the wilderness; along with their homes, they bring their knowledge and appreciation for education. Learning has shown them the value of knowledge, and they’ve been able to pass that knowledge on to future generations. In the United States, society isn’t in its infancy; it enters adulthood immediately.
The Americans never use the word “peasant,” because they have no idea of the peculiar class which that term denotes; the ignorance of more remote ages, the simplicity of rural life, and the rusticity of the villager have not been preserved amongst them; and they are alike unacquainted with the virtues, the vices, the coarse habits, and the simple graces of an early stage of civilization. At the extreme borders of the Confederate States, upon the confines of society and of the wilderness, a population of bold adventurers have taken up their abode, who pierce the solitudes of the American woods, and seek a country there, in order to escape that poverty which awaited them in their native provinces. As soon as the pioneer arrives upon the spot which is to serve him for a retreat, he fells a few trees and builds a loghouse. Nothing can offer a more miserable aspect than these isolated dwellings. The traveller who approaches one of them towards nightfall, sees the flicker of the hearth-flame through the chinks in the walls; and at night, if the wind rises, he hears the roof of boughs shake to and fro in the midst of the great forest trees. Who would not suppose that this poor hut is the asylum of rudeness and ignorance? Yet no sort of comparison can be drawn between the pioneer and the dwelling which shelters him. Everything about him is primitive and unformed, but he is himself the result of the labor and the experience of eighteen centuries. He wears the dress, and he speaks the language of cities; he is acquainted with the past, curious of the future, and ready for argument upon the present; he is, in short, a highly civilized being, who consents, for a time, to inhabit the backwoods, and who penetrates into the wilds of the New World with the Bible, an axe, and a file of newspapers.
Americans never use the word “peasant” because they don’t understand the specific class that term refers to. They have lost the knowledge of earlier ages, the simplicity of rural life, and the rustic nature of village life; they are also unfamiliar with the virtues, vices, rough habits, and the simple charms of an early stage of civilization. At the far edges of the Confederate States, on the border between society and the wilderness, a group of bold adventurers has settled, looking to escape the poverty they faced in their home regions. As soon as a pioneer reaches the place that will serve as his refuge, he cuts down a few trees and builds a log cabin. Nothing looks more miserable than these isolated homes. A traveler approaching one of them at dusk sees the flickering light of the fire through the cracks in the walls; and at night, if the wind picks up, he can hear the roof made of branches shaking among the tall forest trees. Who wouldn't think that this poor hut is a shelter of rudeness and ignorance? Yet there’s no real comparison between the pioneer and the structure that houses him. Everything around him is raw and unpolished, but he himself is the result of eighteen centuries of labor and experience. He wears city clothes and speaks the language of urban life; he knows about the past, is curious about the future, and is ready to discuss the present; he is, in short, a highly civilized person, who chooses, for a while, to live in the backwoods, armed with a Bible, an axe, and a stack of newspapers.
It is difficult to imagine the incredible rapidity with which public opinion circulates in the midst of these deserts. *j I do not think that so much intellectual intercourse takes place in the most enlightened and populous districts of France. *k It cannot be doubted that, in the United States, the instruction of the people powerfully contributes to the support of a democratic republic; and such must always be the case, I believe, where instruction which awakens the understanding is not separated from moral education which amends the heart. But I by no means exaggerate this benefit, and I am still further from thinking, as so many people do think in Europe, that men can be instantaneously made citizens by teaching them to read and write. True information is mainly derived from experience; and if the Americans had not been gradually accustomed to govern themselves, their book-learning would not assist them much at the present day.
It's hard to grasp how quickly public opinion spreads in these vast areas. I doubt that as much intellectual exchange happens in the most educated and populated parts of France. There's no denying that in the United States, educating the public significantly helps to uphold a democratic republic, and I believe this will always be true where education that stimulates the mind is paired with moral education that shapes the heart. However, I'm not overstating this advantage, and I'm even more distant from the widespread belief in Europe that simply teaching people to read and write can instantly make them citizens. Real knowledge primarily comes from experience; if Americans hadn't gradually learned to govern themselves, their schooling wouldn't be very helpful today.
j
[ I travelled along a portion of the frontier of the United States in a sort of
cart which was termed the mail. We passed, day and night, with great rapidity
along the roads which were scarcely marked out, through immense forests; when
the gloom of the woods became impenetrable the coachman lighted branches of
fir, and we journeyed along by the light they cast. From time to time we came
to a hut in the midst of the forest, which was a post-office. The mail dropped
an enormous bundle of letters at the door of this isolated dwelling, and we
pursued our way at full gallop, leaving the inhabitants of the neighboring log
houses to send for their share of the treasure.
j
[ I traveled along a part of the U.S. border in a kind of vehicle called the mail cart. We moved quickly, day and night, along poorly marked roads through vast forests. When the darkness of the woods became too thick to see through, the driver would light branches of fir, and we continued our journey by their glow. Occasionally, we would come across a hut deep in the forest, which served as a post office. The mail dropped off a huge bundle of letters at the door of this remote home, and we sped off, leaving the residents of the nearby log cabins to collect their share of the letters.
[When the author visited America the locomotive and the railroad were scarcely invented, and not yet introduced in the United States. It is superfluous to point out the immense effect of those inventions in extending civilization and developing the resources of that vast continent. In 1831 there were 51 miles of railway in the United States; in 1872 there were 60,000 miles of railway.]]
[When the author visited America, the train and the railroad had just been invented and weren't yet established in the United States. It's obvious how greatly these inventions impacted the spread of civilization and the development of the resources of that vast continent. In 1831, there were 51 miles of railway in the United States; by 1872, there were 60,000 miles of railway.]
k
[ In 1832 each inhabitant of Michigan paid a sum equivalent to 1 fr. 22 cent.
(French money) to the post-office revenue, and each inhabitant of the Floridas
paid 1 fr. 5 cent. (See “National Calendar,” 1833, p. 244.) In the
same year each inhabitant of the Departement du Nord paid 1 fr. 4 cent. to the
revenue of the French post-office. (See the “Compte rendu de
l’administration des Finances,” 1833, p. 623.) Now the State of
Michigan only contained at that time 7 inhabitants per square league and
Florida only 5: the public instruction and the commercial activity of these
districts is inferior to that of most of the States in the Union, whilst the
Departement du Nord, which contains 3,400 inhabitants per square league, is one
of the most enlightened and manufacturing parts of France.]
k
[ In 1832, each person in Michigan paid the equivalent of 1 fr. 22 cent. (French money) to the post-office revenue, while each person in Florida paid 1 fr. 5 cent. (See “National Calendar,” 1833, p. 244.) That same year, each person in the Département du Nord paid 1 fr. 4 cent. to the revenue of the French post-office. (See the “Compte rendu de l’administration des Finances,” 1833, p. 623.) At that time, the State of Michigan only had 7 residents per square league and Florida had only 5: the public education and commercial activity in these regions are less developed than in most states in the Union, whereas the Département du Nord, with 3,400 residents per square league, is one of the most educated and industrially active areas in France.]
I have lived a great deal with the people in the United States, and I cannot express how much I admire their experience and their good sense. An American should never be allowed to speak of Europe; for he will then probably display a vast deal of presumption and very foolish pride. He will take up with those crude and vague notions which are so useful to the ignorant all over the world. But if you question him respecting his own country, the cloud which dimmed his intelligence will immediately disperse; his language will become as clear and as precise as his thoughts. He will inform you what his rights are, and by what means he exercises them; he will be able to point out the customs which obtain in the political world. You will find that he is well acquainted with the rules of the administration, and that he is familiar with the mechanism of the laws. The citizen of the United States does not acquire his practical science and his positive notions from books; the instruction he has acquired may have prepared him for receiving those ideas, but it did not furnish them. The American learns to know the laws by participating in the act of legislation; and he takes a lesson in the forms of government from governing. The great work of society is ever going on beneath his eyes, and, as it were, under his hands.
I have spent a lot of time with people in the United States, and I can't express how much I admire their experiences and good judgment. An American should never talk about Europe because they’ll likely show a lot of arrogance and foolish pride. They'll get caught up in those simple and vague ideas that the uninformed everywhere find useful. But if you ask them about their own country, the fog that clouds their thinking will clear up immediately; their speech will be as clear and precise as their thoughts. They'll tell you what their rights are and how they exercise them; they will be able to explain the customs in the political sphere. You'll see that they know the administrative rules well and are familiar with how the laws work. A U.S. citizen doesn’t gain this practical knowledge and clear ideas from books; the education they've received may have prepared them to understand those ideas, but it didn’t supply them. Americans learn about the laws by being involved in the legislative process, and they learn about governance by governing. The significant work of society is always happening right before their eyes and, in a way, in their hands.
In the United States politics are the end and aim of education; in Europe its principal object is to fit men for private life. The interference of the citizens in public affairs is too rare an occurrence for it to be anticipated beforehand. Upon casting a glance over society in the two hemispheres, these differences are indicated even by its external aspect.
In the United States, politics are the main focus of education; in Europe, the main goal is to prepare individuals for private life. Citizens getting involved in public matters is too uncommon to expect it in advance. When we look at society in both hemispheres, these differences are even reflected in their outward appearance.
In Europe we frequently introduce the ideas and the habits of private life into public affairs; and as we pass at once from the domestic circle to the government of the State, we may frequently be heard to discuss the great interests of society in the same manner in which we converse with our friends. The Americans, on the other hand, transfuse the habits of public life into their manners in private; and in their country the jury is introduced into the games of schoolboys, and parliamentary forms are observed in the order of a feast.
In Europe, we often bring the ideas and habits from our personal lives into public matters; as we shift from our home lives to the governance of the State, we tend to discuss major societal issues just like we would with our friends. Americans, on the other hand, integrate public life habits into their private interactions; in their country, concepts like jury duty show up in schoolboys' games, and parliamentary procedures are followed during meals.
Chapter XVII: Principal Causes Maintaining The Democratic Republic—Part IV
The Laws Contribute More To The Maintenance Of The Democratic Republic In The United States Than The Physical Circumstances Of The Country, And The Manners More Than The Laws
The laws play a bigger role in supporting the democratic republic in the United States than the country's physical conditions, and social habits have a greater impact than the laws.
All the nations of America have a democratic state of society—Yet democratic institutions only subsist amongst the Anglo-Americans—The Spaniards of South America, equally favored by physical causes as the Anglo-Americans, unable to maintain a democratic republic—Mexico, which has adopted the Constitution of the United States, in the same predicament—The Anglo-Americans of the West less able to maintain it than those of the East—Reason of these different results.
All the countries in America have a democratic society—Yet, democratic institutions only exist among the Anglo-Americans—The Spaniards in South America, who have similar advantages as the Anglo-Americans, are unable to sustain a democratic republic—Mexico, which has adopted the Constitution of the United States, is in the same situation—The Anglo-Americans in the West are even less able to maintain it than those in the East—Reasons for these different outcomes.
I have remarked that the maintenance of democratic institutions in the United States is attributable to the circumstances, the laws, and the manners of that country. *l Most Europeans are only acquainted with the first of these three causes, and they are apt to give it a preponderating importance which it does not really possess.
I’ve noticed that the upkeep of democratic institutions in the United States is due to the specific circumstances, laws, and culture of the country. Most Europeans are only familiar with the first of these three factors, and they tend to give it more weight than it actually deserves.
l
[ I remind the reader of the general signification which I give to the word
“manners,” namely, the moral and intellectual characteristics of
social man taken collectively.]
l
[ I remind the reader of the general meaning I give to the word “manners,” which refers to the moral and intellectual traits of society as a whole.]
It is true that the Anglo-Saxons settled in the New World in a state of social equality; the low-born and the noble were not to be found amongst them; and professional prejudices were always as entirely unknown as the prejudices of birth. Thus, as the condition of society was democratic, the empire of democracy was established without difficulty. But this circumstance is by no means peculiar to the United States; almost all the trans-Atlantic colonies were founded by men equal amongst themselves, or who became so by inhabiting them. In no one part of the New World have Europeans been able to create an aristocracy. Nevertheless, democratic institutions prosper nowhere but in the United States.
It's true that the Anglo-Saxons settled in the New World in a state of social equality; both the low-born and the noble were absent among them, and professional biases were just as unknown as those based on birth. As a result, since society was democratic, the realm of democracy was established easily. However, this situation isn't unique to the United States; nearly all the trans-Atlantic colonies were founded by people who were equal among themselves or became so by living there. In no part of the New World have Europeans been able to establish an aristocracy. Still, democratic institutions thrive only in the United States.
The American Union has no enemies to contend with; it stands in the wilds like an island in the ocean. But the Spaniards of South America were no less isolated by nature; yet their position has not relieved them from the charge of standing armies. They make war upon each other when they have no foreign enemies to oppose; and the Anglo-American democracy is the only one which has hitherto been able to maintain itself in peace. *m
The American Union has no enemies to face; it stands in the wilderness like an island in the ocean. But the Spaniards of South America were just as isolated by nature; however, their situation hasn't spared them from the need for standing armies. They fight amongst themselves when they don’t have any foreign enemies to contend with; and the Anglo-American democracy is the only one that has been able to maintain peace so far.
m
[ [A remark which, since the great Civil War of 1861-65, ceases to be
applicable.]]
m
[ [A remark that is no longer relevant since the great Civil War of 1861-65.]]
The territory of the Union presents a boundless field to human activity, and inexhaustible materials for industry and labor. The passion of wealth takes the place of ambition, and the warmth of faction is mitigated by a sense of prosperity. But in what portion of the globe shall we meet with more fertile plains, with mightier rivers, or with more unexplored and inexhaustible riches than in South America?
The territory of the Union offers endless opportunities for human activity and provides unlimited resources for industry and work. The desire for wealth replaces ambition, and the intensity of political divisions is softened by a feeling of prosperity. But where else in the world can we find more fertile lands, larger rivers, or more untapped and endless riches than in South America?
Nevertheless, South America has been unable to maintain democratic institutions. If the welfare of nations depended on their being placed in a remote position, with an unbounded space of habitable territory before them, the Spaniards of South America would have no reason to complain of their fate. And although they might enjoy less prosperity than the inhabitants of the United States, their lot might still be such as to excite the envy of some nations in Europe. There are, however, no nations upon the face of the earth more miserable than those of South America.
Nevertheless, South America has struggled to maintain democratic institutions. If the well-being of nations relied on being situated in a distant area with vast, livable land ahead of them, the Spanish-speaking countries of South America wouldn't have any reason to complain about their situation. Even though they may experience less prosperity than people in the United States, their circumstances could still be envied by some nations in Europe. However, there are currently no nations on Earth more miserable than those in South America.
Thus, not only are physical causes inadequate to produce results analogous to those which occur in North America, but they are unable to raise the population of South America above the level of European States, where they act in a contrary direction. Physical causes do not, therefore, affect the destiny of nations so much as has been supposed.
Thus, not only are physical causes insufficient to create outcomes similar to those in North America, but they also cannot elevate the population of South America beyond the level of European countries, where they have the opposite effect. Therefore, physical causes do not influence the fate of nations as much as has been previously thought.
I have met with men in New England who were on the point of leaving a country, where they might have remained in easy circumstances, to go to seek their fortune in the wilds. Not far from that district I found a French population in Canada, which was closely crowded on a narrow territory, although the same wilds were at hand; and whilst the emigrant from the United States purchased an extensive estate with the earnings of a short term of labor, the Canadian paid as much for land as he would have done in France. Nature offers the solitudes of the New World to Europeans; but they are not always acquainted with the means of turning her gifts to account. Other peoples of America have the same physical conditions of prosperity as the Anglo-Americans, but without their laws and their manners; and these peoples are wretched. The laws and manners of the Anglo-Americans are therefore that efficient cause of their greatness which is the object of my inquiry.
I have met men in New England who were about to leave a country where they could have lived comfortably to go seek their fortune in the wilderness. Not far from that area, I found a French community in Canada, which was crowded into a small territory, even though the same wilderness was nearby; while the emigrant from the United States could buy a large piece of land with just a short period of work, the Canadian paid as much for land as he would have in France. Nature offers the solitude of the New World to Europeans, but they don't always know how to make the most of her gifts. Other groups in America have the same opportunities for prosperity as the Anglo-Americans, but without their laws and customs, and those groups are miserable. Therefore, the laws and customs of the Anglo-Americans are the key reason for their success, which is what I am trying to understand.
I am far from supposing that the American laws are preeminently good in themselves; I do not hold them to be applicable to all democratic peoples; and several of them seem to be dangerous, even in the United States. Nevertheless, it cannot be denied that the American legislation, taken collectively, is extremely well adapted to the genius of the people and the nature of the country which it is intended to govern. The American laws are therefore good, and to them must be attributed a large portion of the success which attends the government of democracy in America: but I do not believe them to be the principal cause of that success; and if they seem to me to have more influence upon the social happiness of the Americans than the nature of the country, on the other hand there is reason to believe that their effect is still inferior to that produced by the manners of the people.
I don't think that American laws are necessarily the best in themselves; I don't believe they apply to all democratic nations; and some of them seem quite risky, even in the United States. However, it's clear that American laws, when considered as a whole, are really well suited to the character of the people and the nature of the country they govern. So, American laws are good, and they deserve a significant part of the credit for the successful operation of democracy in America. But I don’t think they are the main reason for that success. While they seem to have a greater impact on the social happiness of Americans than the characteristics of the country, I believe their influence is still less than that of the people's customs and behaviors.
The Federal laws undoubtedly constitute the most important part of the legislation of the United States. Mexico, which is not less fortunately situated than the Anglo-American Union, has adopted the same laws, but is unable to accustom itself to the government of democracy. Some other cause is therefore at work, independently of those physical circumstances and peculiar laws which enable the democracy to rule in the United States.
The federal laws are undeniably the most crucial part of the legislation in the United States. Mexico, which is similarly well-positioned as the Anglo-American Union, has adopted the same laws but struggles to adapt to democratic governance. Thus, some other factor is at play, separate from the physical conditions and unique laws that allow democracy to thrive in the United States.
Another still more striking proof may be adduced. Almost all the inhabitants of the territory of the Union are the descendants of a common stock; they speak the same language, they worship God in the same manner, they are affected by the same physical causes, and they obey the same laws. Whence, then, do their characteristic differences arise? Why, in the Eastern States of the Union, does the republican government display vigor and regularity, and proceed with mature deliberation? Whence does it derive the wisdom and the durability which mark its acts, whilst in the Western States, on the contrary, society seems to be ruled by the powers of chance? There, public business is conducted with an irregularity and a passionate and feverish excitement, which does not announce a long or sure duration.
Another even more striking example can be presented. Almost all the people living in the Union are descendants of a common ancestry; they speak the same language, they worship God in the same way, they are influenced by the same physical factors, and they follow the same laws. So, where do their distinctive differences come from? Why does the republican government in the Eastern States of the Union operate with strength and regularity, and move forward with careful consideration? From where does it get the wisdom and endurance that characterize its actions, while in the Western States, in contrast, society appears to be driven by chance? There, public affairs are managed with inconsistency and a passionate, frantic energy that doesn’t suggest stability or longevity.
I am no longer comparing the Anglo-American States to foreign nations; but I am contrasting them with each other, and endeavoring to discover why they are so unlike. The arguments which are derived from the nature of the country and the difference of legislation are here all set aside. Recourse must be had to some other cause; and what other cause can there be except the manners of the people?
I’m no longer comparing the Anglo-American States to other countries; instead, I’m looking at how they differ from each other and trying to figure out why they’re so distinct. The arguments based on the country’s characteristics and different laws are not relevant here. We have to look for another reason, and what other reason could it be besides the habits of the people?
It is in the Eastern States that the Anglo-Americans have been longest accustomed to the government of democracy, and that they have adopted the habits and conceived the notions most favorable to its maintenance. Democracy has gradually penetrated into their customs, their opinions, and the forms of social intercourse; it is to be found in all the details of daily life equally as in the laws. In the Eastern States the instruction and practical education of the people have been most perfected, and religion has been most thoroughly amalgamated with liberty. Now these habits, opinions, customs, and convictions are precisely the constituent elements of that which I have denominated manners.
In the Eastern States, Anglo-Americans have been accustomed to democratic governance for the longest time, and they have developed the habits and ideas that best support it. Democracy has gradually influenced their customs, beliefs, and social interactions; it can be seen in every aspect of daily life as much as in the laws. In the Eastern States, education and practical knowledge among the people have been highly refined, and religion has been deeply intertwined with freedom. These habits, beliefs, customs, and values are exactly what I refer to as manners.
In the Western States, on the contrary, a portion of the same advantages is still wanting. Many of the Americans of the West were born in the woods, and they mix the ideas and the customs of savage life with the civilization of their parents. Their passions are more intense; their religious morality less authoritative; and their convictions less secure. The inhabitants exercise no sort of control over their fellow-citizens, for they are scarcely acquainted with each other. The nations of the West display, to a certain extent, the inexperience and the rude habits of a people in its infancy; for although they are composed of old elements, their assemblage is of recent date.
In the Western States, on the other hand, some of the same advantages are still lacking. Many people in the West were born in the wilderness, and they combine the ideas and customs of primitive life with the civilization of their parents. Their emotions are stronger; their moral beliefs are less rigid; and their convictions are less stable. The residents have little control over their fellow citizens since they barely know each other. The communities in the West show, to some extent, the naivety and rough habits of a society in its early stages; even though they are made up of older elements, their assembly is relatively new.
The manners of the Americans of the United States are, then, the real cause which renders that people the only one of the American nations that is able to support a democratic government; and it is the influence of manners which produces the different degrees of order and of prosperity that may be distinguished in the several Anglo-American democracies. Thus the effect which the geographical position of a country may have upon the duration of democratic institutions is exaggerated in Europe. Too much importance is attributed to legislation, too little to manners. These three great causes serve, no doubt, to regulate and direct the American democracy; but if they were to be classed in their proper order, I should say that the physical circumstances are less efficient than the laws, and the laws very subordinate to the manners of the people. I am convinced that the most advantageous situation and the best possible laws cannot maintain a constitution in spite of the manners of a country; whilst the latter may turn the most unfavorable positions and the worst laws to some advantage. The importance of manners is a common truth to which study and experience incessantly direct our attention. It may be regarded as a central point in the range of human observation, and the common termination of all inquiry. So seriously do I insist upon this head, that if I have hitherto failed in making the reader feel the important influence which I attribute to the practical experience, the habits, the opinions, in short, to the manners of the Americans, upon the maintenance of their institutions, I have failed in the principal object of my work.
The way Americans behave is, in fact, the main reason why they are the only people among the American nations capable of maintaining a democratic government. It's the influence of behavior that leads to the varying levels of order and prosperity seen in different Anglo-American democracies. Therefore, the impact of a country's geographical position on the longevity of democratic institutions is often overstated in Europe. Too much emphasis is placed on laws and not enough on behavior. These three key factors undoubtedly help shape and guide American democracy; however, if I were to rank them in order of importance, I would say that physical conditions are less effective than laws, and laws are very much dependent on the behavior of the people. I believe that even the best location and the most favorable laws cannot sustain a constitution if the country's behavior is lacking; conversely, the right behaviors can turn the worst circumstances and laws to an advantage. The significance of behavior is a well-acknowledged truth that both study and experience continually highlight. It can be seen as a central focus in human observation and the common endpoint of all inquiry. I stress this point so strongly that if I have not succeeded in conveying the crucial influence I attribute to the practical experiences, habits, opinions—essentially, the behaviors of Americans—on the preservation of their institutions, then I have not achieved the primary goal of my work.
Whether Laws And Manners Are Sufficient To Maintain Democratic Institutions In Other Countries Besides America
Whether laws and social norms are enough to sustain democratic institutions in countries other than America
The Anglo-Americans, if transported into Europe, would be obliged to modify their laws—Distinction to be made between democratic institutions and American institutions—Democratic laws may be conceived better than, or at least different from, those which the American democracy has adopted—The example of America only proves that it is possible to regulate democracy by the assistance of manners and legislation.
The Anglo-Americans, if taken to Europe, would have to change their laws—It's important to differentiate between democratic institutions and American institutions—Democratic laws can be understood as better or at least different from those adopted by American democracy—The example of America shows that it's possible to shape democracy with the help of customs and laws.
I have asserted that the success of democratic institutions in the United States is more intimately connected with the laws themselves, and the manners of the people, than with the nature of the country. But does it follow that the same causes would of themselves produce the same results, if they were put into operation elsewhere; and if the country is no adequate substitute for laws and manners, can laws and manners in their turn prove a substitute for the country? It will readily be understood that the necessary elements of a reply to this question are wanting: other peoples are to be found in the New World besides the Anglo-Americans, and as these people are affected by the same physical circumstances as the latter, they may fairly be compared together. But there are no nations out of America which have adopted the same laws and manners, being destitute of the physical advantages peculiar to the Anglo-Americans. No standard of comparison therefore exists, and we can only hazard an opinion upon this subject.
I have claimed that the success of democratic institutions in the United States is more closely related
It appears to me, in the first place, that a careful distinction must be made between the institutions of the United States and democratic institutions in general. When I reflect upon the state of Europe, its mighty nations, its populous cities, its formidable armies, and the complex nature of its politics, I cannot suppose that even the Anglo-Americans, if they were transported to our hemisphere, with their ideas, their religion, and their manners, could exist without considerably altering their laws. But a democratic nation may be imagined, organized differently from the American people. It is not impossible to conceive a government really established upon the will of the majority; but in which the majority, repressing its natural propensity to equality, should consent, with a view to the order and the stability of the State, to invest a family or an individual with all the prerogatives of the executive. A democratic society might exist, in which the forces of the nation would be more centralized than they are in the United States; the people would exercise a less direct and less irresistible influence upon public affairs, and yet every citizen invested with certain rights would participate, within his sphere, in the conduct of the government. The observations I made amongst the Anglo-Americans induce me to believe that democratic institutions of this kind, prudently introduced into society, so as gradually to mix with the habits and to be interfused with the opinions of the people, might subsist in other countries besides America. If the laws of the United States were the only imaginable democratic laws, or the most perfect which it is possible to conceive, I should admit that the success of those institutions affords no proof of the success of democratic institutions in general, in a country less favored by natural circumstances. But as the laws of America appear to me to be defective in several respects, and as I can readily imagine others of the same general nature, the peculiar advantages of that country do not prove that democratic institutions cannot succeed in a nation less favored by circumstances, if ruled by better laws.
I believe that it’s important to clearly differentiate between the institutions of the United States and democratic institutions more broadly. When I think about Europe, with its powerful nations, bustling cities, strong armies, and intricate political systems, I can't imagine that even Anglo-Americans, if they were to move to our continent with their beliefs, religion, and customs, could manage without making significant changes to their laws. However, it's possible to envision a democratic nation that is organized differently from the American model. One could imagine a government truly based on the will of the majority, where the majority, recognizing its natural inclination towards equality, agrees to give a family or individual all the powers of the executive for the sake of order and stability. A democratic society could exist where the nation's forces are more centralized than in the United States, where the people have a less direct and less overwhelming influence on public matters, yet every citizen with certain rights could still participate, within their limits, in running the government. My observations among Anglo-Americans lead me to believe that such democratic institutions, if thoughtfully introduced into society in a way that gradually blends with the people’s habits and opinions, could function in other countries besides America. If the laws of the United States were the only conceivable democratic laws or the best ones possible, I would have to agree that the success of those institutions doesn’t necessarily prove that democratic institutions can thrive in a country with fewer advantages from nature. But since I see several flaws in the American laws and can easily imagine alternatives that maintain a similar general framework, the unique benefits of America do not demonstrate that democratic institutions couldn’t thrive in a nation with fewer advantages, given that it is governed by better laws.
If human nature were different in America from what it is elsewhere; or if the social condition of the Americans engendered habits and opinions amongst them different from those which originate in the same social condition in the Old World, the American democracies would afford no means of predicting what may occur in other democracies. If the Americans displayed the same propensities as all other democratic nations, and if their legislators had relied upon the nature of the country and the favor of circumstances to restrain those propensities within due limits, the prosperity of the United States would be exclusively attributable to physical causes, and it would afford no encouragement to a people inclined to imitate their example, without sharing their natural advantages. But neither of these suppositions is borne out by facts.
If human nature in America were different from that in other places, or if the social conditions in the U.S. created habits and opinions that were distinct from those arising in similar conditions in the Old World, then American democracies wouldn't help us predict what might happen in other democracies. If Americans showed the same tendencies as other democratic nations, and if their lawmakers relied solely on the characteristics of the land and favorable circumstances to keep those tendencies in check, the success of the United States would only be due to physical factors, offering no inspiration to those who want to follow their example without having the same natural advantages. But neither of these scenarios is supported by the evidence.
In America the same passions are to be met with as in Europe; some originating in human nature, others in the democratic condition of society. Thus in the United States I found that restlessness of heart which is natural to men, when all ranks are nearly equal and the chances of elevation are the same to all. I found the democratic feeling of envy expressed under a thousand different forms. I remarked that the people frequently displayed, in the conduct of affairs, a consummate mixture of ignorance and presumption; and I inferred that in America, men are liable to the same failings and the same absurdities as amongst ourselves. But upon examining the state of society more attentively, I speedily discovered that the Americans had made great and successful efforts to counteract these imperfections of human nature, and to correct the natural defects of democracy. Their divers municipal laws appeared to me to be a means of restraining the ambition of the citizens within a narrow sphere, and of turning those same passions which might have worked havoc in the State, to the good of the township or the parish. The American legislators have succeeded to a certain extent in opposing the notion of rights to the feelings of envy; the permanence of the religious world to the continual shifting of politics; the experience of the people to its theoretical ignorance; and its practical knowledge of business to the impatience of its desires.
In America, the same passions exist as in Europe; some come from human nature, while others stem from the democratic structure of society. In the United States, I found that restlessness of heart that is typical of people when social ranks are nearly equal and the opportunities for advancement are the same for everyone. I noticed that the democratic feeling of envy was expressed in countless ways. I observed that the people often showed a remarkable mix of ignorance and arrogance in their handling of affairs, leading me to conclude that in America, people are prone to the same flaws and absurdities as we are. However, upon closer examination of society, I quickly realized that Americans have made significant and successful efforts to address these imperfections of human nature and to correct the inherent flaws of democracy. Their various local laws seemed to me to be a way of keeping citizens' ambitions within a limited scope and channeling those same passions that could have caused chaos in the state toward the benefits of the community or the local area. American lawmakers have managed to some extent to balance the idea of rights against feelings of envy; the stability of religious life against the constant shifts of politics; the people's experience against their theoretical ignorance; and their practical business knowledge against their impatience for quick results.
The Americans, then, have not relied upon the nature of their country to counterpoise those dangers which originate in their Constitution and in their political laws. To evils which are common to all democratic peoples they have applied remedies which none but themselves had ever thought of before; and although they were the first to make the experiment, they have succeeded in it.
The Americans, then, have not depended on the characteristics of their country to offset the dangers that come from their Constitution and political laws. To problems that are common to all democratic nations, they have introduced solutions that no one else had ever considered before; and even though they were the first to try it, they have succeeded.
The manners and laws of the Americans are not the only ones which may suit a democratic people; but the Americans have shown that it would be wrong to despair of regulating democracy by the aid of manners and of laws. If other nations should borrow this general and pregnant idea from the Americans, without however intending to imitate them in the peculiar application which they have made of it; if they should attempt to fit themselves for that social condition, which it seems to be the will of Providence to impose upon the generations of this age, and so to escape from the despotism or the anarchy which threatens them; what reason is there to suppose that their efforts would not be crowned with success? The organization and the establishment of democracy in Christendom is the great political problem of the time. The Americans, unquestionably, have not resolved this problem, but they furnish useful data to those who undertake the task.
The customs and laws of Americans aren't the only ones that could work for a democratic society; however, Americans have demonstrated that it's misguided to lose hope in managing democracy through customs and laws. If other countries were to adopt this broad and significant idea from Americans, without trying to copy their specific implementation of it; if they sought to prepare themselves for the social circumstances that it seems destined for this generation, in order to avoid the tyranny or chaos that looms over them; why would we think their efforts wouldn't succeed? Organizing and establishing democracy in the Western world is the major political challenge of our time. While it's true that Americans haven't solved this issue, they provide valuable insights for those who take on this endeavor.
Importance Of What Precedes With Respect To The State Of Europe
Importance Of What Precedes With Respect To The State Of Europe
It may readily be discovered with what intention I undertook the foregoing inquiries. The question here discussed is interesting not only to the United States, but to the whole world; it concerns, not a nation, but all mankind. If those nations whose social condition is democratic could only remain free as long as they are inhabitants of the wilds, we could not but despair of the future destiny of the human race; for democracy is rapidly acquiring a more extended sway, and the wilds are gradually peopled with men. If it were true that laws and manners are insufficient to maintain democratic institutions, what refuge would remain open to the nations, except the despotism of a single individual? I am aware that there are many worthy persons at the present time who are not alarmed at this latter alternative, and who are so tired of liberty as to be glad of repose, far from those storms by which it is attended. But these individuals are ill acquainted with the haven towards which they are bound. They are so deluded by their recollections, as to judge the tendency of absolute power by what it was formerly, and not by what it might become at the present time.
It’s easy to see why I took on these questions. The topic we’re discussing isn’t just important for the United States; it’s relevant to the entire world. It’s not just about one nation, but about all of humanity. If the nations with democratic societies can only stay free while living in remote areas, we would have to lose hope for the future of humankind, because democracy is quickly spreading, and those remote areas are being settled by people. If it were true that laws and customs aren’t enough to keep democratic institutions strong, what option would be left to nations except for the tyranny of one person? I know there are many good people today who aren’t worried about this option and are so weary of freedom that they welcome a break from the turmoil it brings. But these people don’t really understand the destination they’re heading towards. They’re misled by their memories, thinking about absolute power based on the past rather than considering what it could become in today’s world.
If absolute power were re-established amongst the democratic nations of Europe, I am persuaded that it would assume a new form, and appear under features unknown to our forefathers. There was a time in Europe when the laws and the consent of the people had invested princes with almost unlimited authority; but they scarcely ever availed themselves of it. I do not speak of the prerogatives of the nobility, of the authority of supreme courts of justice, of corporations and their chartered rights, or of provincial privileges, which served to break the blows of the sovereign authority, and to maintain a spirit of resistance in the nation. Independently of these political institutions—which, however opposed they might be to personal liberty, served to keep alive the love of freedom in the mind of the public, and which may be esteemed to have been useful in this respect—the manners and opinions of the nation confined the royal authority within barriers which were not less powerful, although they were less conspicuous. Religion, the affections of the people, the benevolence of the prince, the sense of honor, family pride, provincial prejudices, custom, and public opinion limited the power of kings, and restrained their authority within an invisible circle. The constitution of nations was despotic at that time, but their manners were free. Princes had the right, but they had neither the means nor the desire, of doing whatever they pleased.
If absolute power were to be reestablished among the democratic nations of Europe, I believe it would take on a new form and present features that our ancestors wouldn’t recognize. There was a time in Europe when laws and the consent of the people granted rulers nearly unlimited power, but they rarely took advantage of it. I’m not talking about the privileges of the nobility, the authority of supreme courts, corporations and their rights, or regional privileges, which all limited the sovereign power and helped maintain a spirit of resistance in the nation. Besides these political institutions—which, despite being opposed to personal freedom, kept alive the love of liberty in the public mind and can be considered useful in that regard—the customs and beliefs of the people kept royal authority within boundaries that were just as effective, even if less visible. Religion, the affections of the people, the kindness of the ruler, a sense of honor, family pride, regional biases, traditions, and public opinion restricted the power of kings, keeping their authority within an invisible circle. The structure of nations was despotic at that time, but their customs were free. Rulers had the right to act as they pleased, but they lacked both the means and the desire to do so.
But what now remains of those barriers which formerly arrested the aggressions of tyranny? Since religion has lost its empire over the souls of men, the most prominent boundary which divided good from evil is overthrown; the very elements of the moral world are indeterminate; the princes and the peoples of the earth are guided by chance, and none can define the natural limits of despotism and the bounds of license. Long revolutions have forever destroyed the respect which surrounded the rulers of the State; and since they have been relieved from the burden of public esteem, princes may henceforward surrender themselves without fear to the seductions of arbitrary power.
But what remains of those barriers that once held back the forces of tyranny? Since religion has lost its hold over people's souls, the key distinction between good and evil has collapsed; the very foundation of the moral world has become unclear. Rulers and the people of the world are swayed by chance, and no one can pinpoint the natural limits of tyranny and the boundaries of freedom. Long revolutions have permanently shattered the respect that surrounded the leaders of the State; and now that they have been freed from the weight of public esteem, rulers can no longer hesitate to give in to the temptations of unchecked power.
When kings find that the hearts of their subjects are turned towards them, they are clement, because they are conscious of their strength, and they are chary of the affection of their people, because the affection of their people is the bulwark of the throne. A mutual interchange of good-will then takes place between the prince and the people, which resembles the gracious intercourse of domestic society. The subjects may murmur at the sovereign’s decree, but they are grieved to displease him; and the sovereign chastises his subjects with the light hand of parental affection.
When kings realize that their subjects feel warmly towards them, they become lenient, aware of their own power, and they value the love of their people, as that love supports the throne. A mutual exchange of goodwill occurs between the ruler and the citizens, similar to the kindness found in a family. The subjects might complain about the ruler’s decisions, but they feel sad to upset him; and the ruler corrects his subjects gently, with a sense of parental care.
But when once the spell of royalty is broken in the tumult of revolution; when successive monarchs have crossed the throne, so as alternately to display to the people the weakness of their right and the harshness of their power, the sovereign is no longer regarded by any as the Father of the State, and he is feared by all as its master. If he be weak, he is despised; if he be strong, he is detested. He himself is full of animosity and alarm; he finds that he is as a stranger in his own country, and he treats his subjects like conquered enemies.
But once the magic of royalty is shattered by the chaos of revolution; when various kings have taken the throne, alternating between showing the people the frailty of their authority and the cruelty of their power, the ruler is no longer seen as the Father of the State by anyone and is feared by all as its overlord. If he is weak, he is looked down upon; if he is strong, he is loathed. He is filled with hostility and fear; he realizes he is a stranger in his own land, and he treats his subjects like defeated foes.
When the provinces and the towns formed so many different nations in the midst of their common country, each of them had a will of its own, which was opposed to the general spirit of subjection; but now that all the parts of the same empire, after having lost their immunities, their customs, their prejudices, their traditions, and their names, are subjected and accustomed to the same laws, it is not more difficult to oppress them collectively than it was formerly to oppress them singly.
When the provinces and towns created so many different nations within their shared country, each had its own will, which resisted the overall spirit of submission. But now that every part of the same empire, after losing their privileges, customs, biases, traditions, and names, is subjected to and used to the same laws, it’s no harder to oppress them all together than it was to oppress them individually in the past.
Whilst the nobles enjoyed their power, and indeed long after that power was lost, the honor of aristocracy conferred an extraordinary degree of force upon their personal opposition. They afford instances of men who, notwithstanding their weakness, still entertained a high opinion of their personal value, and dared to cope single-handed with the efforts of the public authority. But at the present day, when all ranks are more and more confounded, when the individual disappears in the throng, and is easily lost in the midst of a common obscurity, when the honor of monarchy has almost lost its empire without being succeeded by public virtue, and when nothing can enable man to rise above himself, who shall say at what point the exigencies of power and the servility of weakness will stop?
While the nobles enjoyed their power, and even long after that power was gone, the honor of aristocracy gave them an incredible amount of strength in their personal opposition. They provide examples of individuals who, despite their vulnerability, still held a high opinion of their own worth and dared to challenge the public authority on their own. But today, as all social classes increasingly blend together, as individuals get lost in the crowd, and as they vanish into a common obscurity, when the honor of monarchy has nearly lost its impact without being replaced by public virtue, and when nothing can help a person rise above themselves, who can say where the demands of power and the submissiveness of weakness will end?
As long as family feeling was kept alive, the antagonist of oppression was never alone; he looked about him, and found his clients, his hereditary friends, and his kinsfolk. If this support was wanting, he was sustained by his ancestors and animated by his posterity. But when patrimonial estates are divided, and when a few years suffice to confound the distinctions of a race, where can family feeling be found? What force can there be in the customs of a country which has changed and is still perpetually changing its aspect; in which every act of tyranny has a precedent, and every crime an example; in which there is nothing so old that its antiquity can save it from destruction, and nothing so unparalleled that its novelty can prevent it from being done? What resistance can be offered by manners of so pliant a make that they have already often yielded? What strength can even public opinion have retained, when no twenty persons are connected by a common tie; when not a man, nor a family, nor chartered corporation, nor class, nor free institution, has the power of representing or exerting that opinion; and when every citizen—being equally weak, equally poor, and equally dependent—has only his personal impotence to oppose to the organized force of the government?
As long as family ties were strong, those fighting against oppression were never alone; they looked around and found their clients, their lifelong friends, and their relatives. Even if this support was lacking, they drew strength from their ancestors and motivation from their descendants. But when inherited estates are split up, and just a few years are enough to blur the distinctions of a lineage, where can family ties be found? What power is there in the traditions of a country that has changed and continues to change its face; where every act of tyranny has a precedent, and every crime an example; where there’s nothing so old that its age can protect it from destruction, and nothing so unique that its newness can prevent it from being repeated? What resistance can come from customs that are so flexible they have already given way many times? What strength can public opinion even have left when no twenty people are linked by a common bond; when there’s not one person, family, chartered organization, class, or independent institution capable of representing or asserting that opinion; and when every citizen—being equally weak, equally poor, and equally dependent—has only their personal helplessness to oppose the organized might of the government?
The annals of France furnish nothing analogous to the condition in which that country might then be thrown. But it may more aptly be assimilated to the times of old, and to those hideous eras of Roman oppression, when the manners of the people were corrupted, their traditions obliterated, their habits destroyed, their opinions shaken, and freedom, expelled from the laws, could find no refuge in the land; when nothing protected the citizens, and the citizens no longer protected themselves; when human nature was the sport of man, and princes wearied out the clemency of Heaven before they exhausted the patience of their subjects. Those who hope to revive the monarchy of Henry IV or of Louis XIV, appear to me to be afflicted with mental blindness; and when I consider the present condition of several European nations—a condition to which all the others tend—I am led to believe that they will soon be left with no other alternative than democratic liberty, or the tyranny of the Caesars. *n
The history of France has nothing similar to the situation the country was facing at that time. However, it can be better compared to ancient times, specifically those terrible periods of Roman oppression, when people's morals were ruined, their traditions erased, their habits destroyed, their beliefs shaken, and freedom, driven out of the laws, found no safe place in the land; when nothing shielded the citizens, and the citizens no longer defended themselves; when human nature became a plaything for tyrants, and rulers exhausted the mercy of Heaven long before they wore out the patience of their subjects. Those hoping to restore the monarchy of Henry IV or Louis XIV seem to me to be seriously misguided. And when I look at the current state of several European nations—a state that the others are also heading towards—I believe they will soon be left with no choice but democratic freedom or the tyranny of the Caesars. *n
n
[ [This prediction of the return of France to imperial despotism, and of the
true character of that despotic power, was written in 1832, and realized to the
letter in 1852.]]
n
[ [This prediction about France going back to imperial dictatorship, and the true nature of that oppressive power, was written in 1832, and came true exactly in 1852.]]
And indeed it is deserving of consideration, whether men are to be entirely emancipated or entirely enslaved; whether their rights are to be made equal, or wholly taken away from them. If the rulers of society were reduced either gradually to raise the crowd to their own level, or to sink the citizens below that of humanity, would not the doubts of many be resolved, the consciences of many be healed, and the community prepared to make great sacrifices with little difficulty? In that case, the gradual growth of democratic manners and institutions should be regarded, not as the best, but as the only means of preserving freedom; and without liking the government of democracy, it might be adopted as the most applicable and the fairest remedy for the present ills of society.
And it's definitely worth considering whether people should be completely free or completely enslaved; whether their rights should be equal or completely taken away. If the leaders of society were either gradually lifting the masses to their own level or dragging citizens down below that of humanity, wouldn’t the doubts of many be resolved, the consciences of many be healed, and the community be more willing to make significant sacrifices with less difficulty? In that case, the gradual development of democratic values and institutions should be seen not as the best option, but as the only way to preserve freedom; and even if the idea of democratic government isn't appealing, it might be seen as the most practical and fair solution to the current problems in society.
It is difficult to associate a people in the work of government; but it is still more difficult to supply it with experience, and to inspire it with the feelings which it requires in order to govern well. I grant that the caprices of democracy are perpetual; its instruments are rude; its laws imperfect. But if it were true that soon no just medium would exist between the empire of democracy and the dominion of a single arm, should we not rather incline towards the former than submit voluntarily to the latter? And if complete equality be our fate, is it not better to be levelled by free institutions than by despotic power?
It’s hard to connect people to government, but it’s even harder to give them the experience and inspire the feelings they need to govern effectively. I admit that the whims of democracy are constant; its tools are basic, and its laws are flawed. But if it were true that soon there would be no fair middle ground between the rule of democracy and the control of a single ruler, wouldn’t we prefer the former rather than willingly accept the latter? And if complete equality is our destiny, isn’t it better to achieve that through free institutions than through tyrannical power?
Those who, after having read this book, should imagine that my intention in writing it has been to propose the laws and manners of the Anglo-Americans for the imitation of all democratic peoples, would commit a very great mistake; they must have paid more attention to the form than to the substance of my ideas. My aim has been to show, by the example of America, that laws, and especially manners, may exist which will allow a democratic people to remain free. But I am very far from thinking that we ought to follow the example of the American democracy, and copy the means which it has employed to attain its ends; for I am well aware of the influence which the nature of a country and its political precedents exercise upon a constitution; and I should regard it as a great misfortune for mankind if liberty were to exist all over the world under the same forms.
Those who read this book and think that my purpose in writing it was to suggest that other democratic societies should mimic the laws and customs of Anglo-Americans are making a serious mistake; they are focusing more on the presentation than the essence of my ideas. My goal has been to demonstrate, through the example of America, that there are laws, and especially customs, that can allow a democratic people to remain free. However, I definitely do not believe that we should simply follow the example of American democracy or replicate the methods it used to achieve its goals; I recognize the impact that a country's nature and its political history have on its constitution, and I would see it as a significant misfortune for humanity if liberty existed everywhere in the same way.
But I am of opinion that if we do not succeed in gradually introducing democratic institutions into France, and if we despair of imparting to the citizens those ideas and sentiments which first prepare them for freedom, and afterwards allow them to enjoy it, there will be no independence at all, either for the middling classes or the nobility, for the poor or for the rich, but an equal tyranny over all; and I foresee that if the peaceable empire of the majority be not founded amongst us in time, we shall sooner or later arrive at the unlimited authority of a single despot.
But I believe that if we don't manage to gradually introduce democratic institutions in France, and if we give up on instilling the ideas and feelings in citizens that first prepare them for freedom and then let them enjoy it, there will be no independence for anyone, whether they are from the middle class or the nobility, the poor or the rich—only an equal tyranny over all. I can see that if we don't establish the peaceful rule of the majority among us soon, we will eventually end up under the unchecked power of a single dictator.
Chapter XVIII: Future Condition Of Three Races In The United States—Part I
The Present And Probable Future Condition Of The Three Races Which Inhabit The Territory Of The United States
The Current and Likely Future Status of the Three Races Living in the Territory of the United States
The principal part of the task which I had imposed upon myself is now performed. I have shown, as far as I was able, the laws and the manners of the American democracy. Here I might stop; but the reader would perhaps feel that I had not satisfied his expectations.
The main part of the task I set for myself is now done. I have demonstrated, as best as I could, the laws and customs of American democracy. At this point, I could stop; however, the reader might feel that I haven't met their expectations.
The absolute supremacy of democracy is not all that we meet with in America; the inhabitants of the New World may be considered from more than one point of view. In the course of this work my subject has often led me to speak of the Indians and the Negroes; but I have never been able to stop in order to show what place these two races occupy in the midst of the democratic people whom I was engaged in describing. I have mentioned in what spirit, and according to what laws, the Anglo-American Union was formed; but I could only glance at the dangers which menace that confederation, whilst it was equally impossible for me to give a detailed account of its chances of duration, independently of its laws and manners. When speaking of the united republican States, I hazarded no conjectures upon the permanence of republican forms in the New World, and when making frequent allusion to the commercial activity which reigns in the Union, I was unable to inquire into the future condition of the Americans as a commercial people.
The complete dominance of democracy isn't the only thing we observe in America; the people of the New World can be viewed from multiple perspectives. Throughout this work, I've often discussed the Indians and the African Americans, but I've never been able to pause to explain the role these two groups play among the democratic society I was describing. I've talked about the spirit and the principles behind the formation of the Anglo-American Union, but I could only briefly mention the threats to that alliance, and it was equally impossible for me to provide a detailed analysis of its chances of lasting, separate from its laws and customs. When discussing the united republican States, I refrained from making guesses about how sustainable republican forms will be in the New World, and even though I frequently referenced the vibrant commercial activity within the Union, I couldn't explore the future status of Americans as a commercial people.
These topics are collaterally connected with my subject without forming a part of it; they are American without being democratic; and to portray democracy has been my principal aim. It was therefore necessary to postpone these questions, which I now take up as the proper termination of my work.
These topics are related to my subject but don't form part of it; they are American but not democratic; and my main goal has been to portray democracy. It was necessary to set these questions aside, which I now address as the appropriate conclusion of my work.
The territory now occupied or claimed by the American Union spreads from the shores of the Atlantic to those of the Pacific Ocean. On the east and west its limits are those of the continent itself. On the south it advances nearly to the tropic, and it extends upwards to the icy regions of the North. The human beings who are scattered over this space do not form, as in Europe, so many branches of the same stock. Three races, naturally distinct, and, I might almost say, hostile to each other, are discoverable amongst them at the first glance. Almost insurmountable barriers had been raised between them by education and by law, as well as by their origin and outward characteristics; but fortune has brought them together on the same soil, where, although they are mixed, they do not amalgamate, and each race fulfils its destiny apart.
The land now occupied or claimed by the American Union stretches from the Atlantic to the Pacific Ocean. Its borders to the east and west are defined by the continent itself. To the south, it reaches nearly to the tropic, and it extends northward to the icy regions. The people scattered across this area do not represent, as in Europe, many branches of the same ancestry. Three distinct races, which might even be described as hostile toward each other, can be seen at first glance. Nearly insurmountable barriers have been created between them through education and law, as well as their origins and external characteristics; yet, fate has brought them together on the same land, where, although they coexist, they do not blend, and each race pursues its own destiny separately.
Amongst these widely differing families of men, the first which attracts attention, the superior in intelligence, in power and in enjoyment, is the white or European, the man pre-eminent; and in subordinate grades, the negro and the Indian. These two unhappy races have nothing in common; neither birth, nor features, nor language, nor habits. Their only resemblance lies in their misfortunes. Both of them occupy an inferior rank in the country they inhabit; both suffer from tyranny; and if their wrongs are not the same, they originate, at any rate, with the same authors.
Among these very different groups of people, the first that stands out is the white or European man, who is superior in intelligence, power, and enjoyment. Below him are the black and Indian individuals. These two unfortunate races have nothing in common—neither their origins, features, language, nor customs. Their only similarity is their suffering. Both occupy a lower status in the countries they live in; both endure oppression; and while their grievances may differ, they ultimately come from the same sources.
If we reasoned from what passes in the world, we should almost say that the European is to the other races of mankind, what man is to the lower animals;—he makes them subservient to his use; and when he cannot subdue, he destroys them. Oppression has, at one stroke, deprived the descendants of the Africans of almost all the privileges of humanity. The negro of the United States has lost all remembrance of his country; the language which his forefathers spoke is never heard around him; he abjured their religion and forgot their customs when he ceased to belong to Africa, without acquiring any claim to European privileges. But he remains half way between the two communities; sold by the one, repulsed by the other; finding not a spot in the universe to call by the name of country, except the faint image of a home which the shelter of his master’s roof affords.
If we think about what happens in the world, we might say that Europeans are to other races what humans are to lower animals; they make them serve their needs, and when they can’t dominate them, they wipe them out. Oppression has stripped the descendants of Africans of almost all human rights in one fell swoop. The Black people in the United States have lost all memory of their homeland; the language of their ancestors is rarely heard around them; they abandoned their religion and forgot their customs when they stopped being part of Africa, without gaining any European rights in return. Yet, they remain caught between the two groups; sold by one and rejected by the other; finding no place in the world to call their own except for the vague idea of home that comes from living under their master’s roof.
The negro has no family; woman is merely the temporary companion of his pleasures, and his children are upon an equality with himself from the moment of their birth. Am I to call it a proof of God’s mercy or a visitation of his wrath, that man in certain states appears to be insensible to his extreme wretchedness, and almost affects, with a depraved taste, the cause of his misfortunes? The negro, who is plunged in this abyss of evils, scarcely feels his own calamitous situation. Violence made him a slave, and the habit of servitude gives him the thoughts and desires of a slave; he admires his tyrants more than he hates them, and finds his joy and his pride in the servile imitation of those who oppress him: his understanding is degraded to the level of his soul.
The black has no family; a woman is just a temporary companion for his pleasures, and his children are seen as equal to him from the moment they are born. Should I see this as a sign of God’s mercy or a sign of his anger, that in certain situations, a man seems unaware of his extreme misery and almost develops a twisted appreciation for the reasons behind his suffering? The black, who is stuck in this pit of hardships, barely recognizes his own disastrous circumstances. Violence turned him into a slave, and the routine of servitude shapes his thoughts and desires like a slave; he admires his oppressors more than he resents them, and finds joy and pride in mimicking those who oppress him: his understanding is brought down to the level of his spirit.
The negro enters upon slavery as soon as he is born: nay, he may have been purchased in the womb, and have begun his slavery before he began his existence. Equally devoid of wants and of enjoyment, and useless to himself, he learns, with his first notions of existence, that he is the property of another, who has an interest in preserving his life, and that the care of it does not devolve upon himself; even the power of thought appears to him a useless gift of Providence, and he quietly enjoys the privileges of his debasement. If he becomes free, independence is often felt by him to be a heavier burden than slavery; for having learned, in the course of his life, to submit to everything except reason, he is too much unacquainted with her dictates to obey them. A thousand new desires beset him, and he is destitute of the knowledge and energy necessary to resist them: these are masters which it is necessary to contend with, and he has learnt only to submit and obey. In short, he sinks to such a depth of wretchedness, that while servitude brutalizes, liberty destroys him.
The black person enters into slavery as soon as they are born; in fact, they might have been bought before birth and begun their enslavement even before they existed. Completely lacking in wants and enjoyment, and useless to themselves, they learn from the very start that they are someone else's property, who has an interest in keeping them alive, while the responsibility for their well-being does not fall on them. Even the ability to think seems to them a pointless gift from Providence, and they passively accept the limitations of their situation. If they do become free, independence often feels like a heavier burden than slavery; having learned to submit to everything except reason, they don't have the knowledge or strength to follow its rules. A thousand new desires overwhelm them, and they lack the understanding and drive to resist them: these desires are masters they must fight against, but they have only learned to comply and obey. In short, they fall into such a deep state of misery that while servitude dehumanizes them, freedom ultimately destroys them.
Oppression has been no less fatal to the Indian than to the negro race, but its effects are different. Before the arrival of white men in the New World, the inhabitants of North America lived quietly in their woods, enduring the vicissitudes and practising the virtues and vices common to savage nations. The Europeans, having dispersed the Indian tribes and driven them into the deserts, condemned them to a wandering life full of inexpressible sufferings.
Oppression has been just as deadly for Native Americans as it has for Black people, but the impacts are different. Before white settlers came to the New World, the Native people of North America lived peacefully in their forests, experiencing the ups and downs and displaying the good and bad traits typical of indigenous cultures. Europeans, by scattering the Indian tribes and forcing them into the deserts, sentenced them to a nomadic lifestyle filled with unimaginable suffering.
Savage nations are only controlled by opinion and by custom. When the North American Indians had lost the sentiment of attachment to their country; when their families were dispersed, their traditions obscured, and the chain of their recollections broken; when all their habits were changed, and their wants increased beyond measure, European tyranny rendered them more disorderly and less civilized than they were before. The moral and physical condition of these tribes continually grew worse, and they became more barbarous as they became more wretched. Nevertheless, the Europeans have not been able to metamorphose the character of the Indians; and though they have had power to destroy them, they have never been able to make them submit to the rules of civilized society.
Savage nations are only controlled by what people think and by tradition. When the North American Indians lost their connection to their land; when their families were scattered, their customs faded, and their memories faded away; when all their habits changed, and their needs grew beyond what they could handle, European oppression made them even more chaotic and less civilized than before. The moral and physical state of these tribes kept deteriorating, and they became more savage as they became more miserable. Still, Europeans have not been able to change the nature of the Indians; and even though they had the power to destroy them, they could never force them to follow the rules of civilized society.
The lot of the negro is placed on the extreme limit of servitude, while that of the Indian lies on the uttermost verge of liberty; and slavery does not produce more fatal effects upon the first, than independence upon the second. The negro has lost all property in his own person, and he cannot dispose of his existence without committing a sort of fraud: but the savage is his own master as soon as he is able to act; parental authority is scarcely known to him; he has never bent his will to that of any of his kind, nor learned the difference between voluntary obedience and a shameful subjection; and the very name of law is unknown to him. To be free, with him, signifies to escape from all the shackles of society. As he delights in this barbarous independence, and would rather perish than sacrifice the least part of it, civilization has little power over him.
The situation of the black person is at the extreme end of servitude, while the Indian stands at the farthest edge of freedom; and slavery has no more devastating effects on the former than independence has on the latter. The black individual has lost all ownership of their own body and cannot control their existence without committing a sort of fraud. On the other hand, the Indian is his own master as soon as he is capable of acting; parental authority is hardly recognizable to him; he has never submitted his will to anyone like him, nor does he understand the difference between voluntary obedience and shameful subjugation; the very concept of law is foreign to him. For him, being free means escaping all the restraints of society. As he takes pleasure in this fierce independence and would rather die than give up even the smallest part of it, civilization has little influence over him.
The negro makes a thousand fruitless efforts to insinuate himself amongst men who repulse him; he conforms to the tastes of his oppressors, adopts their opinions, and hopes by imitating them to form a part of their community. Having been told from infancy that his race is naturally inferior to that of the whites, he assents to the proposition and is ashamed of his own nature. In each of his features he discovers a trace of slavery, and, if it were in his power, he would willingly rid himself of everything that makes him what he is.
The Black person makes countless unsuccessful attempts to fit in with people who reject him; he goes along with the preferences of his oppressors, adopts their views, and hopes that by mimicking them, he can become part of their community. From childhood, he has been told that his race is naturally inferior to that of white people, and he accepts this idea and feels ashamed of who he is. In every aspect of his appearance, he sees signs of his oppression, and if he could, he would gladly eliminate everything that defines him.
The Indian, on the contrary, has his imagination inflated with the pretended nobility of his origin, and lives and dies in the midst of these dreams of pride. Far from desiring to conform his habits to ours, he loves his savage life as the distinguishing mark of his race, and he repels every advance to civilization, less perhaps from the hatred which he entertains for it, than from a dread of resembling the Europeans. *a While he has nothing to oppose to our perfection in the arts but the resources of the desert, to our tactics nothing but undisciplined courage; whilst our well-digested plans are met by the spontaneous instincts of savage life, who can wonder if he fails in this unequal contest?
The Indian, on the other hand, has his imagination filled with the imagined nobility of his heritage and lives and dies surrounded by these dreams of pride. Instead of wanting to adapt his ways to ours, he cherishes his wild lifestyle as a unique aspect of his identity and resists every push toward civilization, not so much out of hatred for it but from a fear of becoming like Europeans. While he has nothing to counter our mastery in the arts but the resources of the desert, and nothing against our tactics but untrained bravery, and while our carefully thought-out strategies clash with the instinctive reactions of a wild life, who can blame him for struggling in this uneven fight?
a
[ The native of North America retains his opinions and the most insignificant
of his habits with a degree of tenacity which has no parallel in history. For
more than two hundred years the wandering tribes of North America have had
daily intercourse with the whites, and they have never derived from them either
a custom or an idea. Yet the Europeans have exercised a powerful influence over
the savages: they have made them more licentious, but not more European. In the
summer of 1831 I happened to be beyond Lake Michigan, at a place called Green
Bay, which serves as the extreme frontier between the United States and the
Indians on the north-western side. Here I became acquainted with an American
officer, Major H., who, after talking to me at length on the inflexibility of
the Indian character, related the following fact:—“I formerly knew
a young Indian,” said he, “who had been educated at a college in
New England, where he had greatly distinguished himself, and had acquired the
external appearance of a member of civilized society. When the war broke out
between ourselves and the English in 1810, I saw this young man again; he was
serving in our army, at the head of the warriors of his tribe, for the Indians
were admitted amongst the ranks of the Americans, upon condition that they
would abstain from their horrible custom of scalping their victims. On the
evening of the battle of . . ., C. came and sat himself down by the fire of our
bivouac. I asked him what had been his fortune that day: he related his
exploits; and growing warm and animated by the recollection of them, he
concluded by suddenly opening the breast of his coat, saying, ‘You must
not betray me—see here!’ And I actually beheld,” said the
Major, “between his body and his shirt, the skin and hair of an English
head, still dripping with gore.”]
a
[ The native of North America holds onto his beliefs and even the smallest of his habits with a stubbornness that's unmatched in history. For over two hundred years, the wandering tribes of North America have interacted daily with white settlers, yet they haven’t picked up a single custom or idea from them. However, the Europeans have had a significant impact on the Native Americans: they’ve made them more immoral, but not more European. In the summer of 1831, I found myself beyond Lake Michigan, in a place called Green Bay, which marks the furthest edge of the United States and the land of the Indians to the northwest. Here, I met an American officer, Major H., who spoke to me at length about the unchanging nature of the Indian character and shared this story: “I once knew a young Indian,” he said, “who had been educated at a college in New England, where he excelled and took on the outward appearance of a civilized person. When the war broke out between us and the English in 1810, I saw this young man again; he was serving in our army, leading the warriors of his tribe, as the Indians were allowed to join the American ranks on the condition that they would stop their brutal practice of scalping their enemies. On the evening of the battle of . . ., C. came and sat by our campfire. I asked him how his day had gone: he recounted his deeds, and as he became excited and animated by the memories, he ended by suddenly opening his coat, saying, ‘You must not betray me—look here!’ And I actually saw,” said the Major, “between his body and his shirt, the skin and hair of an English head, still dripping with blood.”]
The negro, who earnestly desires to mingle his race with that of the European, cannot effect if; while the Indian, who might succeed to a certain extent, disdains to make the attempt. The servility of the one dooms him to slavery, the pride of the other to death.
The Black person, who genuinely wants to mix his race with that of the European, can't achieve it; while the Indian, who might succeed to some extent, refuses to even try. The submissiveness of one condemns him to slavery, while the pride of the other leads him to death.
I remember that while I was travelling through the forests which still cover the State of Alabama, I arrived one day at the log house of a pioneer. I did not wish to penetrate into the dwelling of the American, but retired to rest myself for a while on the margin of a spring, which was not far off, in the woods. While I was in this place (which was in the neighborhood of the Creek territory), an Indian woman appeared, followed by a negress, and holding by the hand a little white girl of five or six years old, whom I took to be the daughter of the pioneer. A sort of barbarous luxury set off the costume of the Indian; rings of metal were hanging from her nostrils and ears; her hair, which was adorned with glass beads, fell loosely upon her shoulders; and I saw that she was not married, for she still wore that necklace of shells which the bride always deposits on the nuptial couch. The negress was clad in squalid European garments. They all three came and seated themselves upon the banks of the fountain; and the young Indian, taking the child in her arms, lavished upon her such fond caresses as mothers give; while the negress endeavored by various little artifices to attract the attention of the young Creole.
I remember that while I was traveling through the forests that still cover the state of Alabama, I arrived one day at a pioneer’s log cabin. I didn't want to intrude into the American's home, so I took a break and rested by a nearby spring in the woods. While I was there (which was close to the Creek territory), an Indian woman appeared, followed by a Black woman, holding hands with a little white girl about five or six years old, whom I assumed was the pioneer’s daughter. The Indian woman's outfit had a kind of wild elegance; metal rings dangled from her nose and ears, and her hair, decorated with glass beads, fell loosely over her shoulders. I noticed she wasn't married since she still wore the shell necklace that brides often place on the wedding bed. The Black woman was dressed in shabby European clothes. All three of them came and sat by the spring; the young Indian woman held the child in her arms, showering her with the kind of affectionate attention that mothers give, while the Black woman tried various little tricks to capture the young girl’s attention.
The child displayed in her slightest gestures a consciousness of superiority which formed a strange contrast with her infantine weakness; as if she received the attentions of her companions with a sort of condescension. The negress was seated on the ground before her mistress, watching her smallest desires, and apparently divided between strong affection for the child and servile fear; whilst the savage displayed, in the midst of her tenderness, an air of freedom and of pride which was almost ferocious. I had approached the group, and I contemplated them in silence; but my curiosity was probably displeasing to the Indian woman, for she suddenly rose, pushed the child roughly from her, and giving me an angry look plunged into the thicket. I had often chanced to see individuals met together in the same place, who belonged to the three races of men which people North America. I had perceived from many different results the preponderance of the whites. But in the picture which I have just been describing there was something peculiarly touching; a bond of affection here united the oppressors with the oppressed, and the effort of nature to bring them together rendered still more striking the immense distance placed between them by prejudice and by law.
The child showed in her slightest actions a sense of superiority that created a strange contrast with her infantile fragility; it was as if she accepted her friends' attention with a kind of condescension. The Black woman sat on the ground before her mistress, attentive to her every wish, seemingly torn between deep affection for the child and a submissive fear; while the woman, despite her tenderness, exhibited an air of strength and pride that was almost fierce. I had approached the group and was silently observing them; however, my curiosity seemed to bother the Indian woman, as she suddenly stood up, roughly pushed the child away, and shot me an angry glance before disappearing into the bushes. I had often seen individuals of the three races that populate North America gathered in the same place. From many different experiences, I noticed the dominance of the whites. But in the scene I just described, there was something uniquely poignant; a bond of affection connected the oppressors with the oppressed, and nature's attempt to unite them made even more evident the vast divide created by prejudice and law.
The Present And Probable Future Condition Of The Indian Tribes Which Inhabit The Territory Possessed By The Union
The Current and Likely Future Situation of the Indian Tribes Living in the Territory Held by the Union
Gradual disappearance of the native tribes—Manner in which it takes place—Miseries accompanying the forced migrations of the Indians—The savages of North America had only two ways of escaping destruction; war or civilization—They are no longer able to make war—Reasons why they refused to become civilized when it was in their power, and why they cannot become so now that they desire it—Instance of the Creeks and Cherokees—Policy of the particular States towards these Indians—Policy of the Federal Government.
Gradual disappearance of the native tribes—How it happens—The hardships that come with the forced relocations of the Indians—The Native Americans of North America had only two options to avoid extinction: war or assimilation into civilization—They can no longer wage war—Reasons why they declined to assimilate when they had the chance, and why they can't do so now that they want to—Example of the Creeks and Cherokees—The approach of individual States towards these tribes—The approach of the Federal Government.
None of the Indian tribes which formerly inhabited the territory of New England—the Naragansetts, the Mohicans, the Pecots—have any existence but in the recollection of man. The Lenapes, who received William Penn, a hundred and fifty years ago, upon the banks of the Delaware, have disappeared; and I myself met with the last of the Iroquois, who were begging alms. The nations I have mentioned formerly covered the country to the sea-coast; but a traveller at the present day must penetrate more than a hundred leagues into the interior of the continent to find an Indian. Not only have these wild tribes receded, but they are destroyed; *b and as they give way or perish, an immense and increasing people fills their place. There is no instance upon record of so prodigious a growth, or so rapid a destruction: the manner in which the latter change takes place is not difficult to describe.
None of the Indian tribes that used to live in New England—the Naragansetts, the Mohicans, the Pecots—exist except in people's memories. The Lenapes, who welcomed William Penn about a hundred and fifty years ago on the banks of the Delaware, are gone; and I personally encountered the last of the Iroquois, who were asking for donations. The nations I mentioned once covered the land all the way to the coast; but nowadays, a traveler has to go more than a hundred miles into the interior of the continent to find an Indian. Not only have these native tribes retreated, but they have been wiped out; and as they fade away or die, a huge and growing population takes their place. There’s no record of such an extraordinary growth or such a rapid destruction: it’s not hard to describe how this latter change occurs.
b
[ In the thirteen original States there are only 6,273 Indians remaining. (See
Legislative Documents, 20th Congress, No. 117, p. 90.) [The decrease in now far
greater, and is verging on extinction. See page 360 of this volume.]]
b
[ In the thirteen original States, there are only 6,273 Indians left. (See Legislative Documents, 20th Congress, No. 117, p. 90.) [The decrease is now much larger and is approaching extinction. See page 360 of this volume.]]
When the Indians were the sole inhabitants of the wilds from whence they have since been expelled, their wants were few. Their arms were of their own manufacture, their only drink was the water of the brook, and their clothes consisted of the skins of animals, whose flesh furnished them with food.
When the Native Americans were the only people living in the wilderness they were later forced out of, they had few needs. They made their own weapons, drank water from the stream, and wore clothes made from animal hides, while the meat from those animals provided their food.
The Europeans introduced amongst the savages of North America fire-arms, ardent spirits, and iron: they taught them to exchange for manufactured stuffs, the rough garments which had previously satisfied their untutored simplicity. Having acquired new tastes, without the arts by which they could be gratified, the Indians were obliged to have recourse to the workmanship of the whites; but in return for their productions the savage had nothing to offer except the rich furs which still abounded in his woods. Hence the chase became necessary, not merely to provide for his subsistence, but in order to procure the only objects of barter which he could furnish to Europe. *c Whilst the wants of the natives were thus increasing, their resources continued to diminish.
The Europeans introduced firearms, alcohol, and iron to the Indigenous people of North America. They taught them to trade their simple, handmade clothing for manufactured goods. As the Indigenous people developed new preferences but lacked the skills to create these goods, they had to rely on the craftsmanship of the Europeans. However, the only valuable items they could offer in exchange were the rich furs that were still plentiful in their forests. As a result, hunting became essential, not just for survival but also to obtain the only trade items they could provide to Europe. While the needs of the Indigenous people grew, their resources kept shrinking.
c
[ Messrs. Clarke and Cass, in their Report to Congress on February 4, 1829, p.
23, expressed themselves thus:—“The time when the Indians generally
could supply themselves with food and clothing, without any of the articles of
civilized life, has long since passed away. The more remote tribes, beyond the
Mississippi, who live where immense herds of buffalo are yet to be found and
who follow those animals in their periodical migrations, could more easily than
any others recur to the habits of their ancestors, and live without the white
man or any of his manufactures. But the buffalo is constantly receding. The
smaller animals, the bear, the deer, the beaver, the otter, the muskrat, etc.,
principally minister to the comfort and support of the Indians; and these
cannot be taken without guns, ammunition, and traps. Among the Northwestern
Indians particularly, the labor of supplying a family with food is excessive.
Day after day is spent by the hunter without success, and during this interval
his family must subsist upon bark or roots, or perish. Want and misery are
around them and among them. Many die every winter from actual
starvation.”
c
[ Messrs. Clarke and Cass, in their Report to Congress on February 4, 1829, p. 23, stated: "The time when Native Americans could generally provide for themselves with food and clothing without any products of modern life has long passed. The more remote tribes, beyond the Mississippi, who live where large herds of buffalo can still be found and who follow these animals during their seasonal migrations, could more easily than others return to the ways of their ancestors and live without white people or their goods. But the buffalo is constantly moving further away. The smaller animals, like bears, deer, beavers, otters, and muskrats, mainly contribute to the comfort and survival of the Native Americans; and these cannot be hunted without guns, ammunition, and traps. Among the Northwestern Native Americans in particular, the effort required to feed a family is immense. Day after day, hunters go out without any luck, and during this time, their families must survive on bark or roots, or risk starvation. They face hunger and suffering all around them. Many die each winter from actual starvation.” ]
The Indians will not live as Europeans live, and yet they can neither subsist without them, nor exactly after the fashion of their fathers. This is demonstrated by a fact which I likewise give upon official authority. Some Indians of a tribe on the banks of Lake Superior had killed a European; the American government interdicted all traffic with the tribe to which the guilty parties belonged, until they were delivered up to justice. This measure had the desired effect.]
The Native Americans won't live like Europeans do, but they can't survive without them, nor can they fully live as their ancestors did. This is proven by a fact I also provide from official sources. Some Native Americans from a tribe near Lake Superior killed a European, and the American government stopped all trade with their tribe until the offenders were handed over for justice. This action had the intended result.
From the moment when a European settlement is formed in the neighborhood of the territory occupied by the Indians, the beasts of chase take the alarm. *d Thousands of savages, wandering in the forests and destitute of any fixed dwelling, did not disturb them; but as soon as the continuous sounds of European labor are heard in their neighborhood, they begin to flee away, and retire to the West, where their instinct teaches them that they will find deserts of immeasurable extent. “The buffalo is constantly receding,” say Messrs. Clarke and Cass in their Report of the year 1829; “a few years since they approached the base of the Alleghany; and a few years hence they may even be rare upon the immense plains which extend to the base of the Rocky Mountains.” I have been assured that this effect of the approach of the whites is often felt at two hundred leagues’ distance from their frontier. Their influence is thus exerted over tribes whose name is unknown to them; and who suffer the evils of usurpation long before they are acquainted with the authors of their distress. *e
From the moment a European settlement is established near the land occupied by the Native Americans, the wildlife becomes alarmed. Thousands of Indigenous people, wandering through the forests without any permanent homes, didn’t scare them; but as soon as the ongoing sounds of European work are heard nearby, they start to flee, moving west where their instincts tell them they will find vast, unpopulated areas. “The buffalo is constantly moving away,” say Messrs. Clarke and Cass in their 1829 Report; “a few years ago, they were found near the base of the Alleghenies; and a few years from now, they may even be scarce on the vast plains that stretch to the base of the Rocky Mountains.” I’ve been told that this impact from the whites can be felt as far as two hundred leagues from their borders. Their influence reaches tribes that don’t even know them, who experience the hardships of land loss long before they understand who is causing their suffering.
d
[ “Five years ago,” (says Volney in his “Tableau des
Etats-Unis,” p. 370) “in going from Vincennes to Kaskaskia, a
territory which now forms part of the State of Illinois, but which at the time
I mention was completely wild (1797), you could not cross a prairie without
seeing herds of from four to five hundred buffaloes. There are now none
remaining; they swam across the Mississippi to escape from the hunters, and
more particularly from the bells of the American cows.”]
d
[ “Five years ago,” (says Volney in his “Tableau des Etats-Unis,” p. 370) “when traveling from Vincennes to Kaskaskia, a territory that is now part of the State of Illinois, but which at that time was completely wild (1797), you couldn’t cross a prairie without seeing herds of four to five hundred buffaloes. There are none left now; they swam across the Mississippi to escape the hunters, and especially from the bells of the American cows.”]
e
[ The truth of what I here advance may be easily proved by consulting the
tabular statement of Indian tribes inhabiting the United States and their
territories. (Legislative Documents, 20th Congress, No. 117, pp. 90-105.) It is
there shown that the tribes in the centre of America are rapidly decreasing,
although the Europeans are still at a considerable distance from them.]
e
[ The truth of what I’m saying can be easily verified by looking at the table of Indian tribes living in the United States and their territories. (Legislative Documents, 20th Congress, No. 117, pp. 90-105.) It shows that the tribes in the central part of America are shrinking rapidly, even though Europeans are still quite far from them.]
Bold adventurers soon penetrate into the country the Indians have deserted, and when they have advanced about fifteen or twenty leagues from the extreme frontiers of the whites, they begin to build habitations for civilized beings in the midst of the wilderness. This is done without difficulty, as the territory of a hunting-nation is ill-defined; it is the common property of the tribe, and belongs to no one in particular, so that individual interests are not concerned in the protection of any part of it.
Bold adventurers quickly venture into the land abandoned by the Indians, and after traveling about fifteen to twenty leagues from the farthest borders of the white settlers, they start to construct homes for civilized people in the heart of the wilderness. This happens easily since the territory of a hunting nation is vaguely defined; it is a shared resource of the tribe and doesn't belong to anyone specifically, meaning that personal interests aren’t tied to the protection of any part of it.
A few European families, settled in different situations at a considerable distance from each other, soon drive away the wild animals which remain between their places of abode. The Indians, who had previously lived in a sort of abundance, then find it difficult to subsist, and still more difficult to procure the articles of barter which they stand in need of.
A few European families, living in different places far apart, quickly scare off the wild animals that are found between their homes. The Indigenous people, who had previously lived in relative abundance, now struggle to survive, and it becomes even harder for them to obtain the trading goods they need.
To drive away their game is to deprive them of the means of existence, as effectually as if the fields of our agriculturists were stricken with barrenness; and they are reduced, like famished wolves, to prowl through the forsaken woods in quest of prey. Their instinctive love of their country attaches them to the soil which gave them birth, *f even after it has ceased to yield anything but misery and death. At length they are compelled to acquiesce, and to depart: they follow the traces of the elk, the buffalo, and the beaver, and are guided by these wild animals in the choice of their future country. Properly speaking, therefore, it is not the Europeans who drive away the native inhabitants of America; it is famine which compels them to recede; a happy distinction which had escaped the casuists of former times, and for which we are indebted to modern discovery!
To chase away their game is to take away their means of survival, just as if the farmers' fields were left barren; they end up like starving wolves, scavenging through abandoned woods for something to eat. Their deep love for their homeland ties them to the land where they were born, even when it only brings them pain and suffering. Eventually, they have no choice but to accept their fate and leave: they follow the paths of elk, buffalo, and beaver, using these wild animals to guide them in finding a new place to live. So, it’s not really the Europeans who push the native people of America away; it’s starvation that forces them to retreat—a crucial distinction that earlier thinkers overlooked, and one we owe to modern understanding!
f
[ “The Indians,” say Messrs. Clarke and Cass in their Report to
Congress, p. 15, “are attached to their country by the same feelings
which bind us to ours; and, besides, there are certain superstitious notions
connected with the alienation of what the Great Spirit gave to their ancestors,
which operate strongly upon the tribes who have made few or no cessions, but
which are gradually weakened as our intercourse with them is extended.
‘We will not sell the spot which contains the bones of our
fathers,’ is almost always the first answer to a proposition for a
sale.”]
f
[ “The Native Americans,” say Messrs. Clarke and Cass in their Report to Congress, p. 15, “are connected to their land with the same feelings that tie us to ours; and, in addition, there are certain superstitious beliefs related to the loss of what the Great Spirit gave to their ancestors, which strongly affect the tribes that have made few or no land cessions, although these beliefs gradually weaken as our interactions with them increase. ‘We will not sell the place where our fathers are buried,’ is almost always the first response to a sales proposal.”]
It is impossible to conceive the extent of the sufferings which attend these forced emigrations. They are undertaken by a people already exhausted and reduced; and the countries to which the newcomers betake themselves are inhabited by other tribes which receive them with jealous hostility. Hunger is in the rear; war awaits them, and misery besets them on all sides. In the hope of escaping from such a host of enemies, they separate, and each individual endeavors to procure the means of supporting his existence in solitude and secrecy, living in the immensity of the desert like an outcast in civilized society. The social tie, which distress had long since weakened, is then dissolved; they have lost their country, and their people soon desert them: their very families are obliterated; the names they bore in common are forgotten, their language perishes, and all traces of their origin disappear. Their nation has ceased to exist, except in the recollection of the antiquaries of America and a few of the learned of Europe.
It's hard to imagine the depth of suffering that comes with these forced migrations. People who are already worn out and beaten down take these journeys, only to find that the nations they move to are occupied by other groups that greet them with hostility. Hunger trails behind them; war is waiting ahead, and they are surrounded by misery. Hoping to escape such a plethora of enemies, they scatter, and each person tries to find a way to survive in solitude and secrecy, living in the vastness of the desert like outcasts in a civilized world. The social bonds, which had already been weakened by hardship, fall apart; they lose their homeland, and soon their people abandon them. Their families virtually disappear; the names they once shared are forgotten, their language fades away, and all evidence of their origin is lost. Their nation has ceased to exist, except in the memories of America's historians and a few scholars in Europe.
I should be sorry to have my reader suppose that I am coloring the picture too highly; I saw with my own eyes several of the cases of misery which I have been describing; and I was the witness of sufferings which I have not the power to portray.
I wouldn't want my reader to think that I'm exaggerating the situation; I saw several of the cases of suffering I've been talking about with my own eyes, and I witnessed hardships that I can't even fully describe.
At the end of the year 1831, whilst I was on the left bank of the Mississippi at a place named by Europeans, Memphis, there arrived a numerous band of Choctaws (or Chactas, as they are called by the French in Louisiana). These savages had left their country, and were endeavoring to gain the right bank of the Mississippi, where they hoped to find an asylum which had been promised them by the American government. It was then the middle of winter, and the cold was unusually severe; the snow had frozen hard upon the ground, and the river was drifting huge masses of ice. The Indians had their families with them; and they brought in their train the wounded and sick, with children newly born, and old men upon the verge of death. They possessed neither tents nor wagons, but only their arms and some provisions. I saw them embark to pass the mighty river, and never will that solemn spectacle fade from my remembrance. No cry, no sob was heard amongst the assembled crowd; all were silent. Their calamities were of ancient date, and they knew them to be irremediable. The Indians had all stepped into the bark which was to carry them across, but their dogs remained upon the bank. As soon as these animals perceived that their masters were finally leaving the shore, they set up a dismal howl, and, plunging all together into the icy waters of the Mississippi, they swam after the boat.
At the end of 1831, while I was on the left bank of the Mississippi at a place called Memphis by Europeans, a large group of Choctaws (or Chactas, as the French in Louisiana refer to them) arrived. These people had left their homeland and were trying to reach the right bank of the Mississippi, where they hoped to find refuge that the American government had promised them. It was the middle of winter, and the cold was unusually harsh; the snow was frozen solid on the ground, and the river was filled with massive chunks of ice. The Indians had their families with them, bringing along the wounded and sick, newborns, and elderly people near death. They had no tents or wagons, just their weapons and some food supplies. I watched as they boarded boats to cross the mighty river, and that solemn scene will always stay with me. There were no cries or sobs from the crowd; everyone was silent. Their suffering was longstanding, and they knew it was beyond repair. All the Indians had entered the boat meant to take them across, but their dogs stayed back on the shore. As soon as the dogs realized their owners were finally leaving, they began to howl mournfully and, leaping into the icy waters of the Mississippi, swam after the boat.
The ejectment of the Indians very often takes place at the present day, in a regular, and, as it were, a legal manner. When the European population begins to approach the limit of the desert inhabited by a savage tribe, the government of the United States usually dispatches envoys to them, who assemble the Indians in a large plain, and having first eaten and drunk with them, accost them in the following manner: “What have you to do in the land of your fathers? Before long, you must dig up their bones in order to live. In what respect is the country you inhabit better than another? Are there no woods, marshes, or prairies, except where you dwell? And can you live nowhere but under your own sun? Beyond those mountains which you see at the horizon, beyond the lake which bounds your territory on the west, there lie vast countries where beasts of chase are found in great abundance; sell your lands to us, and go to live happily in those solitudes.” After holding this language, they spread before the eyes of the Indians firearms, woollen garments, kegs of brandy, glass necklaces, bracelets of tinsel, earrings, and looking-glasses. *g If, when they have beheld all these riches, they still hesitate, it is insinuated that they have not the means of refusing their required consent, and that the government itself will not long have the power of protecting them in their rights. What are they to do? Half convinced, and half compelled, they go to inhabit new deserts, where the importunate whites will not let them remain ten years in tranquillity. In this manner do the Americans obtain, at a very low price, whole provinces, which the richest sovereigns of Europe could not purchase. *h
The removal of the Native Americans still happens today in a systematic, almost legal way. When the European population starts to move closer to the boundaries of a tribal area, the United States government typically sends representatives who gather the Native Americans in a large open space. After sharing a meal and drinks with them, they say something like: “What are you doing in your ancestral land? Soon enough, you'll have to disturb their graves to survive. How is the land you live on any better than elsewhere? Aren't there forests, swamps, or prairies in other places? Can you only survive under your own sunlight? Beyond those mountains you see in the distance, past the lake that marks your territory on the west, there are vast lands teeming with plentiful game; sell your land to us and go live happily in those remote areas.” After making these remarks, they display items like firearms, wool clothes, barrels of liquor, glass necklaces, shiny bracelets, earrings, and mirrors. If the Native Americans still seem unsure after seeing all these riches, it's suggested that they can't truly refuse and that the government might not be able to protect their rights for much longer. What choice do they have? Torn between persuasion and pressure, they move to new territories, where the persistent settlers won't allow them to stay in peace for more than ten years. This is how the Americans acquire entire provinces for a very low price, which the wealthiest rulers in Europe could not afford.
g
[ See, in the Legislative Documents of Congress (Doc. 117), the narrative of
what takes place on these occasions. This curious passage is from the
above-mentioned report, made to Congress by Messrs. Clarke and Cass in
February, 1829. Mr. Cass is now the Secretary of War.
g
[ Check out the Legislative Documents of Congress (Doc. 117) for the story of what happens on these occasions. This interesting excerpt is from the report mentioned above, submitted to Congress by Messrs. Clarke and Cass in February 1829. Mr. Cass is currently the Secretary of War.
“The Indians,” says the report, “reach the treaty-ground poor and almost naked. Large quantities of goods are taken there by the traders, and are seen and examined by the Indians. The women and children become importunate to have their wants supplied, and their influence is soon exerted to induce a sale. Their improvidence is habitual and unconquerable. The gratification of his immediate wants and desires is the ruling passion of an Indian. The expectation of future advantages seldom produces much effect. The experience of the past is lost, and the prospects of the future disregarded. It would be utterly hopeless to demand a cession of land, unless the means were at hand of gratifying their immediate wants; and when their condition and circumstances are fairly considered, it ought not to surprise us that they are so anxious to relieve themselves.”]
“The Indians,” the report states, “arrive at the treaty ground poor and nearly naked. Traders bring a lot of goods to the site, which the Indians see and examine. The women and children become insistent about getting what they need, and their influence quickly leads to sales. Their lack of foresight is a constant and unchangeable trait. Meeting immediate needs and desires drives an Indian’s actions. The hope for future benefits rarely has much impact. They forget past experiences and overlook future possibilities. It would be completely pointless to ask for land without providing a way to meet their immediate needs; given their situation and circumstances, it’s not surprising that they are so eager to relieve their hardships.”
h
[ On May 19, 1830, Mr. Edward Everett affirmed before the House of
Representatives, that the Americans had already acquired by treaty, to the east
and west of the Mississippi, 230,000,000 of acres. In 1808 the Osages gave up
48,000,000 acres for an annual payment of $1,000. In 1818 the Quapaws yielded
up 29,000,000 acres for $4,000. They reserved for themselves a territory of
1,000,000 acres for a hunting-ground. A solemn oath was taken that it should be
respected: but before long it was invaded like the rest. Mr. Bell, in his
Report of the Committee on Indian Affairs, February 24, 1830, has these
words:—“To pay an Indian tribe what their ancient hunting-grounds
are worth to them, after the game is fled or destroyed, as a mode of
appropriating wild lands claimed by Indians, has been found more convenient,
and certainly it is more agreeable to the forms of justice, as well as more
merciful, than to assert the possession of them by the sword. Thus the practice
of buying Indian titles is but the substitute which humanity and expediency
have imposed, in place of the sword, in arriving at the actual enjoyment of
property claimed by the right of discovery, and sanctioned by the natural
superiority allowed to the claims of civilized communities over those of savage
tribes. Up to the present time so invariable has been the operation of certain
causes, first in diminishing the value of forest lands to the Indians, and
secondly in disposing them to sell readily, that the plan of buying their right
of occupancy has never threatened to retard, in any perceptible degree, the
prosperity of any of the States.” (Legislative Documents, 21st Congress,
No. 227, p. 6.)]
[ On May 19, 1830, Mr. Edward Everett stated before the House of Representatives that Americans had already acquired 230 million acres by treaty on both the east and west of the Mississippi. In 1808, the Osages surrendered 48 million acres in exchange for an annual payment of $1,000. In 1818, the Quapaws gave up 29 million acres for $4,000. They set aside 1 million acres for themselves as a hunting ground, and a solemn oath was taken to respect this right. However, it was soon invaded like the others. Mr. Bell, in his Report of the Committee on Indian Affairs dated February 24, 1830, stated: “Paying an Indian tribe what their traditional hunting grounds are worth to them, after the game has fled or been destroyed, is seen as a more convenient and certainly more just and merciful way to appropriate wild lands claimed by Indians than using force. Therefore, the practice of buying Indian titles is a more humane and practical alternative to violence, allowing civilized communities to enjoy property claimed through discovery and recognized natural superiority over the claims of uncivilized tribes. Until now, the consistent effects of certain factors, first in reducing the value of forest lands to the Indians and second in making them eager to sell, have meant that the plan of buying their rights of occupancy has never noticeably hindered the prosperity of any of the States.” (Legislative Documents, 21st Congress, No. 227, p. 6.)]
Chapter XVIII: Future Condition Of Three Races—Part II
These are great evils; and it must be added that they appear to me to be irremediable. I believe that the Indian nations of North America are doomed to perish; and that whenever the Europeans shall be established on the shores of the Pacific Ocean, that race of men will be no more. *i The Indians had only the two alternatives of war or civilization; in other words, they must either have destroyed the Europeans or become their equals.
These are serious issues, and I have to say that they seem to me to be beyond fixing. I believe the Native American nations are destined to disappear, and once the Europeans settle on the Pacific Coast, that group of people will vanish. The Indians had only two options: war or assimilation; in other words, they had to either eliminate the Europeans or attain their level.
i
[ This seems, indeed, to be the opinion of almost all American statesmen.
“Judging of the future by the past,” says Mr. Cass, “we
cannot err in anticipating a progressive diminution of their numbers, and their
eventual extinction, unless our border should become stationary, and they be
removed beyond it, or unless some radical change should take place in the
principles of our intercourse with them, which it is easier to hope for than to
expect.”]
i
[ This seems to be the opinion of nearly all American politicians. “If we judge the future by the past,” says Mr. Cass, “we can confidently anticipate a gradual decrease in their numbers and their eventual extinction, unless our borders become fixed and they are pushed beyond them, or unless some significant change occurs in the way we interact with them, which is easier to wish for than to actually expect.”]
At the first settlement of the colonies they might have found it possible, by uniting their forces, to deliver themselves from the small bodies of strangers who landed on their continent. *j They several times attempted to do it, and were on the point of succeeding; but the disproportion of their resources, at the present day, when compared with those of the whites, is too great to allow such an enterprise to be thought of. Nevertheless, there do arise from time to time among the Indians men of penetration, who foresee the final destiny which awaits the native population, and who exert themselves to unite all the tribes in common hostility to the Europeans; but their efforts are unavailing. Those tribes which are in the neighborhood of the whites, are too much weakened to offer an effectual resistance; whilst the others, giving way to that childish carelessness of the morrow which characterizes savage life, wait for the near approach of danger before they prepare to meet it; some are unable, the others are unwilling, to exert themselves.
At the beginning of the colonies, they might have found it possible to band together and drive out the small groups of outsiders who landed on their land. They tried several times and were close to succeeding; however, their resources today are too limited compared to those of the white settlers for such a plan to be realistic. Still, from time to time, there are insightful men among the Native Americans who recognize the inevitable future of their people and strive to unite all the tribes against the Europeans, but their efforts are fruitless. The tribes near the settlers are too weakened to put up a strong fight, while the others, succumbing to the carefree attitude about the future that often comes with a primitive lifestyle, wait until danger is imminent before preparing to face it; some are unable, and others are unwilling, to take action.
j
[ Amongst other warlike enterprises, there was one of the Wampanaogs, and other
confederate tribes, under Metacom in 1675, against the colonists of New
England; the English were also engaged in war in Virginia in 1622.]
j
[ Among other military actions, there was one by the Wampanoags and other allied tribes, led by Metacom in 1675, against the New England colonists; the English were also involved in a war in Virginia in 1622.]
It is easy to foresee that the Indians will never conform to civilization; or that it will be too late, whenever they may be inclined to make the experiment.
It’s clear that the Native Americans will never adapt to civilization, or that it will be too late by the time they decide to try.
Civilization is the result of a long social process which takes place in the same spot, and is handed down from one generation to another, each one profiting by the experience of the last. Of all nations, those submit to civilization with the most difficulty which habitually live by the chase. Pastoral tribes, indeed, often change their place of abode; but they follow a regular order in their migrations, and often return again to their old stations, whilst the dwelling of the hunter varies with that of the animals he pursues.
Civilization is the outcome of a lengthy social process that happens in the same location, passed down from one generation to the next, with each benefiting from the experiences of the previous one. Among all nations, those that struggle the most with civilization are the ones that primarily rely on hunting. Pastoral tribes may change their living quarters, but they have a consistent pattern in their migrations and often return to their previous locations, while a hunter's home changes based on where the animals he hunts are located.
Several attempts have been made to diffuse knowledge amongst the Indians, without controlling their wandering propensities; by the Jesuits in Canada, and by the Puritans in New England; *k but none of these endeavors were crowned by any lasting success. Civilization began in the cabin, but it soon retired to expire in the woods. The great error of these legislators of the Indians was their not understanding that, in order to succeed in civilizing a people, it is first necessary to fix it; which cannot be done without inducing it to cultivate the soil; the Indians ought in the first place to have been accustomed to agriculture. But not only are they destitute of this indispensable preliminary to civilization, they would even have great difficulty in acquiring it. Men who have once abandoned themselves to the restless and adventurous life of the hunter, feel an insurmountable disgust for the constant and regular labor which tillage requires. We see this proved in the bosom of our own society; but it is far more visible among peoples whose partiality for the chase is a part of their national character.
Several attempts have been made to share knowledge with the Native Americans without addressing their wandering tendencies, by the Jesuits in Canada and the Puritans in New England; *k but none of these efforts achieved lasting success. Civilization began in cabins, but quickly faded into the woods. The main mistake these lawmakers made regarding the Native Americans was not realizing that to succeed in civilizing a people, it's essential to settle them first; which can't happen without encouraging them to farm the land. The Native Americans should have initially been familiarized with agriculture. However, they not only lack this critical step towards civilization, but they would also struggle to acquire it. People who have embraced the restless and adventurous lifestyle of hunting feel a powerful aversion to the steady and regular work that farming demands. We see this in our own society, but it’s even more apparent among groups whose love for hunting is part of their national identity.
k
[ See the “Histoire de la Nouvelle France,” by Charlevoix, and the
work entitled “Lettres edifiantes.”]
k
[ See the “History of New France,” by Charlevoix, and the work titled “Edifying Letters.”]
Independently of this general difficulty, there is another, which applies peculiarly to the Indians; they consider labor not merely as an evil, but as a disgrace; so that their pride prevents them from becoming civilized, as much as their indolence. *l
Independently of this general difficulty, there is another that specifically affects the Indians; they see work not just as a hardship, but as something shameful. Their pride holds them back from becoming civilized just as much as their laziness does.
l
[ “In all the tribes,” says Volney, in his “Tableau des
Etats-Unis,” p. 423, “there still exists a generation of old
warriors, who cannot forbear, when they see their countrymen using the hoe,
from exclaiming against the degradation of ancient manners, and asserting that
the savages owe their decline to these innovations; adding, that they have only
to return to their primitive habits in order to recover their power and their
glory.”]
l
[ “In all the tribes,” says Volney, in his “Tableau des Etats-Unis,” p. 423, “there are still older warriors who can't help but complain when they see their fellow countrymen using the hoe, lamenting the loss of ancient traditions and claiming that their decline is due to these changes; they insist that by returning to their original ways, they could regain their strength and glory.”]
There is no Indian so wretched as not to retain under his hut of bark a lofty idea of his personal worth; he considers the cares of industry and labor as degrading occupations; he compares the husbandman to the ox which traces the furrow; and even in our most ingenious handicraft, he can see nothing but the labor of slaves. Not that he is devoid of admiration for the power and intellectual greatness of the whites; but although the result of our efforts surprises him, he contemns the means by which we obtain it; and while he acknowledges our ascendancy, he still believes in his superiority. War and hunting are the only pursuits which appear to him worthy to be the occupations of a man. *m The Indian, in the dreary solitude of his woods, cherishes the same ideas, the same opinions as the noble of the Middle Ages in his castle, and he only requires to become a conqueror to complete the resemblance; thus, however strange it may seem, it is in the forests of the New World, and not amongst the Europeans who people its coasts, that the ancient prejudices of Europe are still in existence.
There’s no Indian so miserable that he doesn’t hold a high view of his own worth, even living under a simple bark hut. He sees the hard work of farming and labor as degrading; he thinks of the farmer as no better than an ox plowing a field. Even in our most creative jobs, he sees nothing but the labor of slaves. It’s not that he doesn’t admire the power and intelligence of white people; he’s surprised by what we accomplish, but he looks down on how we achieve it. While he recognizes our dominance, he still believes he is superior. To him, only war and hunting are worthy pursuits for a man. In the lonely stretch of his woods, the Indian holds the same beliefs and values as a noble in a medieval castle, needing only to become a conqueror to complete the picture. So, however strange it may seem, it is in the forests of the New World, and not among the Europeans along its shores, that the old prejudices of Europe still thrive.
m
[ The following description occurs in an official document: “Until a
young man has been engaged with an enemy, and has performed some acts of valor,
he gains no consideration, but is regarded nearly as a woman. In their great
war-dances all the warriors in succession strike the post, as it is called, and
recount their exploits. On these occasions their auditory consists of the
kinsmen, friends, and comrades of the narrator. The profound impression which
his discourse produces on them is manifested by the silent attention it
receives, and by the loud shouts which hail its termination. The young man who
finds himself at such a meeting without anything to recount is very unhappy;
and instances have sometimes occurred of young warriors, whose passions had
been thus inflamed, quitting the war-dance suddenly, and going off alone to
seek for trophies which they might exhibit, and adventures which they might be
allowed to relate.”]
m
[ The following description occurs in an official document: “Until a young man has faced an enemy and shown some acts of bravery, he doesn’t earn any respect and is treated almost like a woman. During their grand war dances, all the warriors take turns striking the post and sharing their achievements. The audience consists of the narrator’s relatives, friends, and comrades. The deep impact of his storytelling is shown by the silent attention it receives and the loud cheers that follow its conclusion. A young man who comes to such a gathering without anything to share feels very unhappy; there have even been cases where young warriors, ignited by their feelings, would suddenly leave the war dance to seek out trophies they could display and adventures they could talk about.”]
More than once, in the course of this work, I have endeavored to explain the prodigious influence which the social condition appears to exercise upon the laws and the manners of men; and I beg to add a few words on the same subject.
More than once, in this work, I've tried to explain the significant impact that social conditions seem to have on the laws and behaviors of people; and I'd like to add a few more thoughts on this topic.
When I perceive the resemblance which exists between the political institutions of our ancestors, the Germans, and of the wandering tribes of North America; between the customs described by Tacitus, and those of which I have sometimes been a witness, I cannot help thinking that the same cause has brought about the same results in both hemispheres; and that in the midst of the apparent diversity of human affairs, a certain number of primary facts may be discovered, from which all the others are derived. In what we usually call the German institutions, then, I am inclined only to perceive barbarian habits; and the opinions of savages in what we style feudal principles.
When I notice the similarities between the political systems of our ancestors, the Germans, and the nomadic tribes of North America; between the customs described by Tacitus and those I've sometimes observed myself, I can't help but think that the same factors have led to the same outcomes in both parts of the world. Despite the apparent differences in human experiences, there are certain fundamental truths that can be identified as the source of all others. So, when we talk about the German institutions, I tend to see them as just barbaric practices; and I view the beliefs associated with feudal principles as those of primitive people.
However strongly the vices and prejudices of the North American Indians may be opposed to their becoming agricultural and civilized, necessity sometimes obliges them to it. Several of the Southern nations, and amongst others the Cherokees and the Creeks, *n were surrounded by Europeans, who had landed on the shores of the Atlantic; and who, either descending the Ohio or proceeding up the Mississippi, arrived simultaneously upon their borders. These tribes have not been driven from place to place, like their Northern brethren; but they have been gradually enclosed within narrow limits, like the game within the thicket, before the huntsmen plunge into the interior. The Indians who were thus placed between civilization and death, found themselves obliged to live by ignominious labor like the whites. They took to agriculture, and without entirely forsaking their old habits or manners, sacrificed only as much as was necessary to their existence.
However strong the vices and prejudices of Native Americans may be against becoming farmers and living a civilized life, sometimes necessity forces them to do so. Several Southern tribes, including the Cherokees and the Creeks, were surrounded by Europeans who had landed on the Atlantic coast. These Europeans, either traveling down the Ohio River or moving up the Mississippi, reached their borders at the same time. Unlike their Northern counterparts, these tribes weren’t pushed around from place to place; instead, they were gradually confined to smaller areas, like game trapped in a thicket before the hunters move in. The Indians caught between civilization and death found themselves forced to work humiliating jobs like the whites. They turned to farming, and while they didn’t completely abandon their traditional ways, they only sacrificed what was necessary for survival.
n
[ These nations are now swallowed up in the States of Georgia, Tennessee,
Alabama, and Mississippi. There were formerly in the South four great nations
(remnants of which still exist), the Choctaws, the Chickasaws, the Creeks, and
the Cherokees. The remnants of these four nations amounted, in 1830, to about
75,000 individuals. It is computed that there are now remaining in the
territory occupied or claimed by the Anglo-American Union about 300,000
Indians. (See Proceedings of the Indian Board in the City of New York.) The
official documents supplied to Congress make the number amount to 313,130. The
reader who is curious to know the names and numerical strength of all the
tribes which inhabit the Anglo-American territory should consult the documents
I refer to. (Legislative Documents, 20th Congress, No. 117, pp. 90-105.) [In
the Census of 1870 it is stated that the Indian population of the United States
is only 25,731, of whom 7,241 are in California.]]
n
[These nations are now part of the states of Georgia, Tennessee, Alabama, and Mississippi. There used to be four major nations in the South (remnants of which still exist): the Choctaws, the Chickasaws, the Creeks, and the Cherokees. The remnants of these four nations totaled about 75,000 individuals in 1830. It's estimated that there are now around 300,000 Indians remaining in the territory occupied or claimed by the Anglo-American Union. (See Proceedings of the Indian Board in the City of New York.) Official documents submitted to Congress report the number to be 313,130. Readers interested in the names and population of all the tribes inhabiting Anglo-American territory should refer to the documents I mentioned. (Legislative Documents, 20th Congress, No. 117, pp. 90-105.) [According to the Census of 1870, the Indian population in the United States is only 25,731, with 7,241 located in California.]]
The Cherokees went further; they created a written language; established a permanent form of government; and as everything proceeds rapidly in the New World, before they had all of them clothes, they set up a newspaper. *o
The Cherokees took it a step further; they developed a written language, established a lasting form of government, and since things moved quickly in the New World, before they even had all their clothes, they launched a newspaper. *o
o
[ I brought back with me to France one or two copies of this singular
publication.]
o
[ I brought back one or two copies of this unique publication to France with me.]
The growth of European habits has been remarkably accelerated among these Indians by the mixed race which has sprung up. *p Deriving intelligence from their father’s side, without entirely losing the savage customs of the mother, the half-blood forms the natural link between civilization and barbarism. Wherever this race has multiplied the savage state has become modified, and a great change has taken place in the manners of the people. *q
The growth of European habits has significantly sped up among these Indigenous people due to the mixed race that has emerged. Drawing intelligence from their father's side, while not completely losing the wild customs of their mother, the mixed-race individuals serve as the natural connection between civilization and savagery. Wherever this mixed race has increased, the savage state has been transformed, leading to a major change in the people's behaviors.
p
[ See in the Report of the Committee on Indian Affairs, 21st Congress, No. 227,
p. 23, the reasons for the multiplication of Indians of mixed blood among the
Cherokees. The principal cause dates from the War of Independence. Many
Anglo-Americans of Georgia, having taken the side of England, were obliged to
retreat among the Indians, where they married.]
p
[ See in the Report of the Committee on Indian Affairs, 21st Congress, No. 227,
p. 23, the reasons for the increase of mixed-blood Indians among the
Cherokees. The main reason goes back to the War of Independence. Many
Anglo-Americans in Georgia, who sided with England, were forced to seek refuge among the Indians, where they got married.]
q
[ Unhappily the mixed race has been less numerous and less influential in North
America than in any other country. The American continent was peopled by two
great nations of Europe, the French and the English. The former were not slow
in connecting themselves with the daughters of the natives, but there was an
unfortunate affinity between the Indian character and their own: instead of
giving the tastes and habits of civilized life to the savages, the French too
often grew passionately fond of the state of wild freedom they found them in.
They became the most dangerous of the inhabitants of the desert, and won the
friendship of the Indian by exaggerating his vices and his virtues. M. de
Senonville, the governor of Canada, wrote thus to Louis XIV in 1685: “It
has long been believed that in order to civilize the savages we ought to draw
them nearer to us. But there is every reason to suppose we have been mistaken.
Those which have been brought into contact with us have not become French, and
the French who have lived among them are changed into savages, affecting to
dress and live like them.” (“History of New France,” by
Charlevoix, vol. ii., p. 345.) The Englishman, on the contrary, continuing
obstinately attached to the customs and the most insignificant habits of his
forefathers, has remained in the midst of the American solitudes just what he
was in the bosom of European cities; he would not allow of any communication
with savages whom he despised, and avoided with care the union of his race with
theirs. Thus while the French exercised no salutary influence over the Indians,
the English have always remained alien from them.]
q
[Unfortunately, the mixed race has been fewer in number and less influential in North America than in any other country. The American continent was settled by two major European nations, the French and the English. The French quickly started forming relationships with Native women, but there was an unfortunate connection between the Indian spirit and their own: instead of introducing civilized tastes and habits to the natives, the French often became infatuated with the wild freedom they observed in them. They became the most dangerous of the desert inhabitants and gained the Indian's friendship by amplifying both their vices and their virtues. M. de Senonville, the governor of Canada, wrote to Louis XIV in 1685: “It has long been believed that in order to civilize the savages we ought to draw them nearer to us. But there is every reason to suppose we have been mistaken. Those who have been brought into contact with us have not become French, and the French who have lived among them have turned into savages, pretending to dress and live like them.” (“History of New France,” by Charlevoix, vol. ii., p. 345.) The Englishman, on the other hand, stubbornly clinging to the customs and even the smallest habits of his ancestors, remained in the American wilderness exactly as he was in the heart of European cities; he refused to engage with the natives whom he looked down on and carefully avoided mingling his race with theirs. Thus, while the French had no positive influence on the Indians, the English have always stayed separate from them.]
The success of the Cherokees proves that the Indians are capable of civilization, but it does not prove that they will succeed in it. This difficulty which the Indians find in submitting to civilization proceeds from the influence of a general cause, which it is almost impossible for them to escape. An attentive survey of history demonstrates that, in general, barbarous nations have raised themselves to civilization by degrees, and by their own efforts. Whenever they derive knowledge from a foreign people, they stood towards it in the relation of conquerors, and not of a conquered nation. When the conquered nation is enlightened, and the conquerors are half savage, as in the case of the invasion of Rome by the Northern nations or that of China by the Mongols, the power which victory bestows upon the barbarian is sufficient to keep up his importance among civilized men, and permit him to rank as their equal, until he becomes their rival: the one has might on his side, the other has intelligence; the former admires the knowledge and the arts of the conquered, the latter envies the power of the conquerors. The barbarians at length admit civilized man into their palaces, and he in turn opens his schools to the barbarians. But when the side on which the physical force lies, also possesses an intellectual preponderance, the conquered party seldom become civilized; it retreats, or is destroyed. It may therefore be said, in a general way, that savages go forth in arms to seek knowledge, but that they do not receive it when it comes to them.
The success of the Cherokees shows that Native Americans can achieve civilization, but it doesn’t guarantee they will succeed at it. The struggle they face in adapting to civilization stems from a broader issue that seems nearly impossible for them to escape. A close look at history illustrates that, generally, primitive nations have gradually advanced to civilization through their own efforts. When they gain knowledge from a foreign people, they do so as conquerors, not as the conquered. When the conquered nation is educated, and the conquerors are still somewhat savage, like when the Northern tribes invaded Rome or when the Mongols invaded China, the victory gives the barbarians enough power to maintain their status among civilized people, allowing them to be seen as equals until they turn into rivals: one has strength, while the other has wisdom; the former admires the knowledge and arts of the conquered, while the latter envies the power of the conquerors. Eventually, the barbarians welcome civilized individuals into their homes, and in turn, those civilized individuals open their schools to the barbarians. However, when the side with military power also has intellectual superiority, the conquered rarely become civilized; they either withdraw or are wiped out. Thus, it can generally be said that savages venture forth in arms to seek knowledge, but they do not receive it when it comes to them.
If the Indian tribes which now inhabit the heart of the continent could summon up energy enough to attempt to civilize themselves, they might possibly succeed. Superior already to the barbarous nations which surround them, they would gradually gain strength and experience, and when the Europeans should appear upon their borders, they would be in a state, if not to maintain their independence, at least to assert their right to the soil, and to incorporate themselves with the conquerors. But it is the misfortune of Indians to be brought into contact with a civilized people, which is also (it must be owned) the most avaricious nation on the globe, whilst they are still semi-barbarian: to find despots in their instructors, and to receive knowledge from the hand of oppression. Living in the freedom of the woods, the North American Indian was destitute, but he had no feeling of inferiority towards anyone; as soon, however, as he desires to penetrate into the social scale of the whites, he takes the lowest rank in society, for he enters, ignorant and poor, within the pale of science and wealth. After having led a life of agitation, beset with evils and dangers, but at the same time filled with proud emotions, *r he is obliged to submit to a wearisome, obscure, and degraded state; and to gain the bread which nourishes him by hard and ignoble labor; such are in his eyes the only results of which civilization can boast: and even this much he is not sure to obtain.
If the Native American tribes currently living in the heart of the continent could find the motivation to try to civilize themselves, they might actually succeed. They are already more advanced than the barbaric nations around them, and they would slowly build strength and experience. When Europeans appeared at their borders, they would be in a position to either maintain their independence or at least assert their claim to the land and integrate with the conquerors. Unfortunately for Native Americans, they find themselves in contact with a civilized people who are also, it must be said, the most greedy nation in the world, while they are still somewhat uncivilized: they encounter tyrants posing as teachers and acquire knowledge through oppression. Living freely in the woods, the North American Indian may have been poor, but he felt no sense of inferiority towards anyone. However, as soon as he seeks to climb the social ladder among whites, he occupies the lowest rung, entering the realm of knowledge and wealth as an ignorant and impoverished person. After leading a life filled with struggles and dangers, marked by pride, he is forced to endure a tiring, obscure, and degraded existence, earning his living through hard and dishonorable labor. In his eyes, those are the only achievements civilization can claim, and even that is not guaranteed.
r
[ There is in the adventurous life of the hunter a certain irresistible charm,
which seizes the heart of man and carries him away in spite of reason and
experience. This is plainly shown by the memoirs of Tanner. Tanner is a
European who was carried away at the age of six by the Indians, and has
remained thirty years with them in the woods. Nothing can be conceived more
appalling that the miseries which he describes. He tells us of tribes without a
chief, families without a nation to call their own, men in a state of
isolation, wrecks of powerful tribes wandering at random amid the ice and snow
and desolate solitudes of Canada. Hunger and cold pursue them; every day their
life is in jeopardy. Amongst these men, manners have lost their empire,
traditions are without power. They become more and more savage. Tanner shared
in all these miseries; he was aware of his European origin; he was not kept
away from the whites by force; on the contrary, he came every year to trade
with them, entered their dwellings, and witnessed their enjoyments; he knew
that whenever he chose to return to civilized life he was perfectly able to do
so—and he remained thirty years in the deserts. When he came into
civilized society he declared that the rude existence which he described, had a
secret charm for him which he was unable to define: he returned to it again and
again: at length he abandoned it with poignant regret; and when he was at
length fixed among the whites, several of his children refused to share his
tranquil and easy situation. I saw Tanner myself at the lower end of Lake
Superior; he seemed to me to be more like a savage than a civilized being. His
book is written without either taste or order; but he gives, even
unconsciously, a lively picture of the prejudices, the passions, the vices,
and, above all, of the destitution in which he lived.]
There’s a certain irresistible charm in the adventurous life of a hunter that captivates a person's heart, pulling them away despite reason and experience. This is clearly illustrated in Tanner's memoirs. Tanner is a European who was taken by the Indians at age six and spent thirty years with them in the woods. The hardships he describes are unimaginable. He talks about tribes without chiefs, families without a nation to belong to, isolated individuals, and remnants of once-powerful tribes wandering aimlessly through the ice, snow, and barren wilderness of Canada. Hunger and cold are constant threats; their lives are at risk every day. Among these people, social norms have disintegrated, and traditions no longer hold power. They become increasingly savage. Tanner experienced all these struggles; he knew he was of European descent; he wasn't kept from the whites by force; in fact, he returned every year to trade with them, entered their homes, and witnessed their pleasures. He understood that whenever he wanted to go back to civilized life, he could easily do so—and yet he stayed in the wilderness for thirty years. When he finally returned to civilized society, he admitted that the harsh life he described held a mysterious allure for him that he couldn't explain: he kept going back to it. Ultimately, he left it behind with deep regret; and once settled among the whites, several of his children refused to embrace his calm, easy life. I saw Tanner myself at the lower end of Lake Superior; to me, he appeared more like a savage than a civilized person. His book lacks taste and organization, but even without meaning to, he provides a vivid picture of the prejudices, passions, vices, and especially the poverty in which he lived.
When the Indians undertake to imitate their European neighbors, and to till the earth like the settlers, they are immediately exposed to a very formidable competition. The white man is skilled in the craft of agriculture; the Indian is a rough beginner in an art with which he is unacquainted. The former reaps abundant crops without difficulty, the latter meets with a thousand obstacles in raising the fruits of the earth.
When Native Americans try to copy their European neighbors and farm the land like the settlers, they quickly face tough competition. The white man is experienced in farming, while the Native American is just starting out in a field he doesn't know well. The former easily harvests plenty of crops, while the latter encounters countless challenges in growing food.
The European is placed amongst a population whose wants he knows and partakes. The savage is isolated in the midst of a hostile people, with whose manners, language, and laws he is imperfectly acquainted, but without whose assistance he cannot live. He can only procure the materials of comfort by bartering his commodities against the goods of the European, for the assistance of his countrymen is wholly insufficient to supply his wants. When the Indian wishes to sell the produce of his labor, he cannot always meet with a purchaser, whilst the European readily finds a market; and the former can only produce at a considerable cost that which the latter vends at a very low rate. Thus the Indian has no sooner escaped those evils to which barbarous nations are exposed, than he is subjected to the still greater miseries of civilized communities; and he finds is scarcely less difficult to live in the midst of our abundance, than in the depth of his own wilderness.
The European is part of a society whose needs he understands and shares. The savage is cut off among a hostile group, whose customs, language, and laws he barely knows, but he can’t survive without their help. He can only get the comforts he needs by trading his goods for those of the European, as the support from his own people isn’t enough to meet his needs. When the Indian tries to sell what he’s produced, he doesn’t always find a buyer, while the European easily discovers a market; and the Indian can only create what the European sells at a low price with great effort. So, as soon as the Indian escapes the troubles that barbaric nations face, he finds himself facing even greater hardships in civilized societies; he realizes that living amidst our abundance is nearly as hard as surviving in his own wild land.
He has not yet lost the habits of his erratic life; the traditions of his fathers and his passion for the chase are still alive within him. The wild enjoyments which formerly animated him in the woods, painfully excite his troubled imagination; and his former privations appear to be less keen, his former perils less appalling. He contrasts the independence which he possessed amongst his equals with the servile position which he occupies in civilized society. On the other hand, the solitudes which were so long his free home are still at hand; a few hours’ march will bring him back to them once more. The whites offer him a sum, which seems to him to be considerable, for the ground which he has begun to clear. This money of the Europeans may possibly furnish him with the means of a happy and peaceful subsistence in remoter regions; and he quits the plough, resumes his native arms, and returns to the wilderness forever. *s The condition of the Creeks and Cherokees, to which I have already alluded, sufficiently corroborates the truth of this deplorable picture.
He hasn’t completely lost the habits of his unpredictable life; the traditions of his ancestors and his love for the hunt are still alive inside him. The wild pleasures that once energized him in the woods now painfully stir his troubled imagination, and his past hardships seem less intense, his former dangers less frightening. He compares the freedom he had among his peers with the submissive role he plays in civilized society. On the other hand, the remote areas that used to be his free home are still nearby; a few hours of walking will take him back to them again. The white settlers offer him a sum that seems significant to him for the land he has started to clear. This European money might provide him with a chance for a happy and peaceful life in more remote regions; he leaves the plow, picks up his traditional weapons, and heads back to the wilderness for good. The situation of the Creeks and Cherokees, which I’ve mentioned before, strongly supports the truth of this unfortunate scenario.
s
[ The destructive influence of highly civilized nations upon others which are
less so, has been exemplified by the Europeans themselves. About a century ago
the French founded the town of Vincennes up on the Wabash, in the middle of the
desert; and they lived there in great plenty until the arrival of the American
settlers, who first ruined the previous inhabitants by their competition, and
afterwards purchased their lands at a very low rate. At the time when M. de
Volney, from whom I borrow these details, passed through Vincennes, the number
of the French was reduced to a hundred individuals, most of whom were about to
pass over to Louisiana or to Canada. These French settlers were worthy people,
but idle and uninstructed: they had contracted many of the habits of savages.
The Americans, who were perhaps their inferiors, in a moral point of view, were
immeasurably superior to them in intelligence: they were industrious, well
informed, rich, and accustomed to govern their own community.
The damaging impact of highly developed nations on those that are less advanced has been clearly shown by the Europeans themselves. About a century ago, the French established the town of Vincennes along the Wabash River, in the middle of the wilderness; they thrived there until American settlers arrived, who first drove out the original inhabitants through competition and then bought their land for a fraction of its worth. When M. de Volney, from whom I take these details, passed through Vincennes, the French population had dwindled to a hundred people, most of whom were preparing to move to Louisiana or Canada. These French settlers were decent folks but lazy and uneducated; they had adopted many habits of the indigenous people. The Americans, who may have been morally inferior, were vastly more intelligent: they were hardworking, knowledgeable, wealthy, and used to self-governance.
I myself saw in Canada, where the intellectual difference between the two races is less striking, that the English are the masters of commerce and manufacture in the Canadian country, that they spread on all sides, and confine the French within limits which scarcely suffice to contain them. In like manner, in Louisiana, almost all activity in commerce and manufacture centres in the hands of the Anglo-Americans.
I saw for myself in Canada, where the intellectual differences between the two races are less obvious, that the English dominate commerce and manufacturing in the Canadian region, spreading out in all directions and keeping the French within boundaries that barely hold them. Similarly, in Louisiana, almost all commercial and manufacturing activity is concentrated in the hands of the Anglo-Americans.
But the case of Texas is still more striking: the State of Texas is a part of Mexico, and lies upon the frontier between that country and the United States. In the course of the last few years the Anglo-Americans have penetrated into this province, which is still thinly peopled; they purchase land, they produce the commodities of the country, and supplant the original population. It may easily be foreseen that if Mexico takes no steps to check this change, the province of Texas will very shortly cease to belong to that government.
But the situation in Texas is even more notable: Texas is part of Mexico and sits on the border between that country and the United States. In recent years, Anglo-Americans have moved into this area, which is still sparsely populated; they buy land, produce local goods, and replace the original residents. It’s easy to see that if Mexico doesn’t take action to stop this shift, Texas will soon no longer be part of that government.
If the different degrees—comparatively so slight—which exist in European civilization produce results of such magnitude, the consequences which must ensue from the collision of the most perfect European civilization with Indian savages may readily be conceived.]
If the various levels—seemingly minor—of European civilization lead to such significant outcomes, it’s easy to imagine the effects that would arise from the clash between the most advanced European civilization and Indian tribes.
The Indians, in the little which they have done, have unquestionably displayed as much natural genius as the peoples of Europe in their most important designs; but nations as well as men require time to learn, whatever may be their intelligence and their zeal. Whilst the savages were engaged in the work of civilization, the Europeans continued to surround them on every side, and to confine them within narrower limits; the two races gradually met, and they are now in immediate juxtaposition to each other. The Indian is already superior to his barbarous parent, but he is still very far below his white neighbor. With their resources and acquired knowledge, the Europeans soon appropriated to themselves most of the advantages which the natives might have derived from the possession of the soil; they have settled in the country, they have purchased land at a very low rate or have occupied it by force, and the Indians have been ruined by a competition which they had not the means of resisting. They were isolated in their own country, and their race only constituted a colony of troublesome aliens in the midst of a numerous and domineering people. *t
The Native Americans, in the limited things they have accomplished, have definitely shown as much natural talent as the people of Europe in their most significant efforts; however, nations, like individuals, need time to learn, no matter how intelligent or passionate they are. While the Indigenous people were working towards civilization, the Europeans continued to surround them on all sides and push them into smaller spaces; the two groups gradually came together, and they are now right next to each other. The Native American is already more advanced than his barbaric ancestors, but he still falls short compared to his white neighbor. With their resources and acquired knowledge, the Europeans quickly took most of the benefits that the natives could have gained from controlling the land; they settled in the area, bought land at very low prices or took it by force, and the Native Americans were devastated by a competition they couldn't resist. They became isolated in their own homeland, and their race was reduced to a troublesome minority surrounded by a large and dominant population.
t
[ See in the Legislative Documents (21st Congress, No. 89) instances of
excesses of every kind committed by the whites upon the territory of the
Indians, either in taking possession of a part of their lands, until compelled
to retire by the troops of Congress, or carrying off their cattle, burning
their houses, cutting down their corn, and doing violence to their persons. It
appears, nevertheless, from all these documents that the claims of the natives
are constantly protected by the government from the abuse of force. The Union
has a representative agent continually employed to reside among the Indians;
and the report of the Cherokee agent, which is among the documents I have
referred to, is almost always favorable to the Indians. “The intrusion of
whites,” he says, “upon the lands of the Cherokees would cause ruin
to the poor, helpless, and inoffensive inhabitants.” And he further
remarks upon the attempt of the State of Georgia to establish a division line
for the purpose of limiting the boundaries of the Cherokees, that the line
drawn having been made by the whites, and entirely upon ex parte evidence of
their several rights, was of no validity whatever.]
t
[ Check the Legislative Documents (21st Congress, No. 89) for examples of all kinds of abuses committed by white settlers on Indian land, whether it was taking over parts of their territory until forced out by Congress troops or stealing their cattle, burning their homes, destroying their crops, and committing violence against them. Still, these documents show that the government consistently protects the natives' claims from abuse. The Union has a representative agent who is always present among the Indians; the report from the Cherokee agent, mentioned in the documents I cited, is almost always supportive of the Indians. "The intrusion of whites," he states, "on the lands of the Cherokees would ruin the poor, helpless, and innocent inhabitants." He also comments on Georgia's attempt to set a dividing line to restrict the Cherokees' territory, noting that the line was drawn by the whites and based solely on their claims, making it completely invalid.]
Washington said in one of his messages to Congress, “We are more enlightened and more powerful than the Indian nations, we are therefore bound in honor to treat them with kindness and even with generosity.” But this virtuous and high-minded policy has not been followed. The rapacity of the settlers is usually backed by the tyranny of the government. Although the Cherokees and the Creeks are established upon the territory which they inhabited before the settlement of the Europeans, and although the Americans have frequently treated with them as with foreign nations, the surrounding States have not consented to acknowledge them as independent peoples, and attempts have been made to subject these children of the woods to Anglo-American magistrates, laws, and customs. *u Destitution had driven these unfortunate Indians to civilization, and oppression now drives them back to their former condition: many of them abandon the soil which they had begun to clear, and return to their savage course of life.
Washington said in one of his messages to Congress, “We are more enlightened and more powerful than the Indian nations, so we are obligated to treat them with kindness and even generosity.” But this noble and principled approach has not been followed. The greed of the settlers is often supported by the oppression of the government. Although the Cherokees and the Creeks are established on the land they inhabited before European settlement, and although Americans have often treated with them as if they were foreign nations, the surrounding states have not agreed to recognize them as independent peoples, and efforts have been made to impose Anglo-American magistrates, laws, and customs on these children of the woods. Destitution has pushed these unfortunate Indians toward civilization, and oppression now forces them back to their former way of life: many of them are abandoning the land they had begun to cultivate and returning to their wild ways.
u
[ In 1829 the State of Alabama divided the Creek territory into counties, and
subjected the Indian population to the power of European magistrates.
u
[ In 1829, the State of Alabama split the Creek territory into counties and placed the Native American population under the authority of European magistrates.
In 1830 the State of Mississippi assimilated the Choctaws and Chickasaws to the white population, and declared that any of them that should take the title of chief would be punished by a fine of $1,000 and a year’s imprisonment. When these laws were enforced upon the Choctaws, who inhabited that district, the tribe assembled, their chief communicated to them the intentions of the whites, and read to them some of the laws to which it was intended that they should submit; and they unanimously declared that it was better at once to retreat again into the wilds.]
In 1830, the State of Mississippi forced the Choctaws and Chickasaws to integrate into the white population and stated that anyone who claimed the title of chief would face a fine of $1,000 and a year in prison. When these laws were applied to the Choctaws living in that region, the tribe gathered together. Their chief informed them of the whites' intentions and read some of the laws they were expected to follow. They all agreed that it was better to retreat back into the wilderness.
Chapter XVIII: Future Condition Of Three Races—Part III
If we consider the tyrannical measures which have been adopted by the legislatures of the Southern States, the conduct of their Governors, and the decrees of their courts of justice, we shall be convinced that the entire expulsion of the Indians is the final result to which the efforts of their policy are directed. The Americans of that part of the Union look with jealousy upon the aborigines, *v they are aware that these tribes have not yet lost the traditions of savage life, and before civilization has permanently fixed them to the soil, it is intended to force them to recede by reducing them to despair. The Creeks and Cherokees, oppressed by the several States, have appealed to the central government, which is by no means insensible to their misfortunes, and is sincerely desirous of saving the remnant of the natives, and of maintaining them in the free possession of that territory, which the Union is pledged to respect. *w But the several States oppose so formidable a resistance to the execution of this design, that the government is obliged to consent to the extirpation of a few barbarous tribes in order not to endanger the safety of the American Union.
If we look at the harsh measures taken by the legislatures of the Southern States, the actions of their Governors, and the rulings of their courts, it's clear that the ultimate goal of their policies is the complete removal of the Indians. People in that part of the country view Native Americans with suspicion because they know these tribes haven't completely abandoned their traditional ways of life. Before these tribes are fully integrated into society, the plan is to push them back by driving them to hopelessness. The Creeks and Cherokees, who are oppressed by the various States, have turned to the federal government for help. The government is not indifferent to their plight and genuinely wants to protect the remaining Indigenous people and uphold their right to the land that the Union has promised to respect. But the States are so strongly against this plan that the government feels it has no choice but to go along with the elimination of a few so-called "savage" tribes to ensure the safety of the United States.
v
[ The Georgians, who are so much annoyed by the proximity of the Indians,
inhabit a territory which does not at present contain more than seven
inhabitants to the square mile. In France there are one hundred and sixty-two
inhabitants to the same extent of country.]
v
[ The Georgians, who are really bothered by how close the Indians are, live in an area that currently has no more than seven people per square mile. In France, there are one hundred sixty-two people per the same area.]
w
[ In 1818 Congress appointed commissioners to visit the Arkansas Territory,
accompanied by a deputation of Creeks, Choctaws, and Chickasaws. This
expedition was commanded by Messrs. Kennerly, M’Coy, Wash Hood, and John
Bell. See the different reports of the commissioners, and their journal, in the
Documents of Congress, No. 87, House of Representatives.]
w
[ In 1818, Congress appointed commissioners to explore the Arkansas Territory, along with a group of Creeks, Choctaws, and Chickasaws. This expedition was led by Kennerly, M’Coy, Wash Hood, and John Bell. See the various reports from the commissioners and their journal in the Documents of Congress, No. 87, House of Representatives.]
But the federal government, which is not able to protect the Indians, would fain mitigate the hardships of their lot; and, with this intention, proposals have been made to transport them into more remote regions at the public cost.
But the federal government, which can't protect the Native Americans, would like to lessen the difficulties of their situation; and with this goal, there have been suggestions to relocate them to more distant areas at the public's expense.
Between the thirty-third and thirty-seventh degrees of north latitude, a vast tract of country lies, which has taken the name of Arkansas, from the principal river that waters its extent. It is bounded on the one side by the confines of Mexico, on the other by the Mississippi. Numberless streams cross it in every direction; the climate is mild, and the soil productive, but it is only inhabited by a few wandering hordes of savages. The government of the Union wishes to transport the broken remnants of the indigenous population of the South to the portion of this country which is nearest to Mexico, and at a great distance from the American settlements.
Between the thirty-third and thirty-seventh degrees of north latitude lies a vast area known as Arkansas, named after the main river that flows through it. It is bordered on one side by Mexico and on the other by the Mississippi River. Countless streams run through it in all directions; the climate is mild, and the soil is fertile, but it is mainly inhabited by a few nomadic groups. The federal government wants to relocate the remaining indigenous people of the South to the part of this land closest to Mexico, which is far from the American settlements.
We were assured, towards the end of the year 1831, that 10,000 Indians had already gone down to the shores of the Arkansas; and fresh detachments were constantly following them; but Congress has been unable to excite a unanimous determination in those whom it is disposed to protect. Some, indeed, are willing to quit the seat of oppression, but the most enlightened members of the community refuse to abandon their recent dwellings and their springing crops; they are of opinion that the work of civilization, once interrupted, will never be resumed; they fear that those domestic habits which have been so recently contracted, may be irrevocably lost in the midst of a country which is still barbarous, and where nothing is prepared for the subsistence of an agricultural people; they know that their entrance into those wilds will be opposed by inimical hordes, and that they have lost the energy of barbarians, without acquiring the resources of civilization to resist their attacks. Moreover, the Indians readily discover that the settlement which is proposed to them is merely a temporary expedient. Who can assure them that they will at length be allowed to dwell in peace in their new retreat? The United States pledge themselves to the observance of the obligation; but the territory which they at present occupy was formerly secured to them by the most solemn oaths of Anglo-American faith. *x The American government does not indeed rob them of their lands, but it allows perpetual incursions to be made on them. In a few years the same white population which now flocks around them, will track them to the solitudes of the Arkansas; they will then be exposed to the same evils without the same remedies, and as the limits of the earth will at last fail them, their only refuge is the grave.
We were assured, towards the end of 1831, that 10,000 Indians had already arrived at the shores of the Arkansas, and new groups were constantly following them. However, Congress has been unable to get everyone on the same page regarding protection for these individuals. Some are willing to leave the place of their oppression, but the more enlightened members of the community refuse to abandon their homes and their crops. They believe that once the progress of civilization is interrupted, it will never restart. They worry that the domestic habits they've just developed may be permanently lost in a land that is still uncivilized, where nothing is set up to support an agricultural lifestyle. They understand that entering those wild areas will be met with hostility, and they have lost the resilience of their former selves without gaining the resources of civilization to defend themselves. Furthermore, the Indians easily see that the settlement being offered to them is just a temporary solution. Who can assure them that they will ultimately be allowed to live peacefully in their new home? The United States promises to uphold this obligation, but the land they currently occupy was once guaranteed to them by the most serious commitments of Anglo-American integrity. The American government doesn’t directly take their lands, but it permits continuous invasions of it. In a few years, the same white population now surrounding them will trace them to the remote areas of Arkansas; they will then face the same troubles without the same solutions, and as the limits of the earth ultimately close in on them, their only escape may be death.
x
[ The fifth article of the treaty made with the Creeks in August, 1790, is in
the following words:—“The United States solemnly guarantee to the
Creek nation all their land within the limits of the United States.”
x
[ The fifth article of the treaty made with the Creeks in August, 1790, states:—“The United States formally guarantee to the Creek nation all their land within the boundaries of the United States.”
The seventh article of the treaty concluded in 1791 with the Cherokees says:—“The United States solemnly guarantee to the Cherokee nation all their lands not hereby ceded.” The following article declared that if any citizen of the United States or other settler not of the Indian race should establish himself upon the territory of the Cherokees, the United States would withdraw their protection from that individual, and give him up to be punished as the Cherokee nation should think fit.]
The seventh article of the treaty signed in 1791 with the Cherokees states: “The United States formally guarantee the Cherokee nation all their lands not given up in this agreement.” The next article declared that if any U.S. citizen or other non-Indigenous settler settled on Cherokee land, the United States would withdraw its protection from that person and allow the Cherokee nation to decide how to handle the situation.
The Union treats the Indians with less cupidity and rigor than the policy of the several States, but the two governments are alike destitute of good faith. The States extend what they are pleased to term the benefits of their laws to the Indians, with a belief that the tribes will recede rather than submit; and the central government, which promises a permanent refuge to these unhappy beings is well aware of its inability to secure it to them. *y
The Union treats the Indians with less greed and harshness than the policies of the individual States, but both governments lack integrity. The States offer what they call the benefits of their laws to the Indians, believing that the tribes will withdraw instead of comply; meanwhile, the central government, which promises a permanent refuge to these unfortunate people, knows it can't truly provide that security for them.
y
[ This does not prevent them from promising in the most solemn manner to do so.
See the letter of the President addressed to the Creek Indians, March 23, 1829
(Proceedings of the Indian Board, in the city of New York, p. 5): “Beyond
the great river Mississippi, where a part of your nation has gone, your father
has provided a country large enough for all of you, and he advises you to
remove to it. There your white brothers will not trouble you; they will have no
claim to the land, and you can live upon it, you and all your children, as long
as the grass grows, or the water runs, in peace and plenty. It will be yours
forever.”
y
[ This does not stop them from promising in the most serious way to do so. See the letter from the President to the Creek Indians, March 23, 1829 (Proceedings of the Indian Board, in the city of New York, p. 5): “Beyond the great Mississippi River, where part of your nation has gone, your father has set aside a country big enough for all of you, and he recommends that you move there. Your white brothers won’t bother you; they won’t have any claim to the land, and you can live on it, along with all your children, as long as the grass grows and the water flows, in peace and abundance. It will be yours forever.”
The Secretary of War, in a letter written to the Cherokees, April 18, 1829, (see the same work, p. 6), declares to them that they cannot expect to retain possession of the lands at that time occupied by them, but gives them the most positive assurance of uninterrupted peace if they would remove beyond the Mississippi: as if the power which could not grant them protection then, would be able to afford it them hereafter!]
The Secretary of War, in a letter to the Cherokees on April 18, 1829, (see the same work, p. 6), tells them that they can’t expect to keep the lands they were occupying at that time. However, he gives them a strong assurance of ongoing peace if they agree to move beyond the Mississippi, as if the power that couldn’t protect them then would somehow be able to do so in the future!
Thus the tyranny of the States obliges the savages to retire, the Union, by its promises and resources, facilitates their retreat; and these measures tend to precisely the same end. *z “By the will of our Father in Heaven, the Governor of the whole world,” said the Cherokees in their petition to Congress, *a “the red man of America has become small, and the white man great and renowned. When the ancestors of the people of these United States first came to the shores of America they found the red man strong: though he was ignorant and savage, yet he received them kindly, and gave them dry land to rest their weary feet. They met in peace, and shook hands in token of friendship. Whatever the white man wanted and asked of the Indian, the latter willingly gave. At that time the Indian was the lord, and the white man the suppliant. But now the scene has changed. The strength of the red man has become weakness. As his neighbors increased in numbers his power became less and less, and now, of the many and powerful tribes who once covered these United States, only a few are to be seen—a few whom a sweeping pestilence has left. The northern tribes, who were once so numerous and powerful, are now nearly extinct. Thus it has happened to the red man of America. Shall we, who are remnants, share the same fate?”
Thus, the oppression from the states forces the Native Americans to retreat, while the Union, through its promises and resources, aids this withdrawal; both actions aim for the same outcome. “By the will of our Father in Heaven, the Governor of the whole world,” the Cherokees stated in their petition to Congress, “the Native American has become small, and the white man great and renowned. When the ancestors of the people in these United States first arrived in America, they found the Native Americans strong: even though they were unfamiliar with civilization, they welcomed the newcomers and offered them land to rest their tired feet. They met in peace and shook hands to signify friendship. Whatever the white man requested from the Native American, he gladly provided. Back then, the Native American was in charge, and the white man was the one in need. But now the situation has flipped. The strength of the Native American has turned into weakness. As their neighbors grew in numbers, their power dwindled, and now, of the many strong tribes that once inhabited these United States, only a handful remain—a few survivors of a devastating plague. The northern tribes, once so numerous and powerful, are now nearly extinct. This is what has happened to the Native Americans. Will we, the survivors, face the same fate?”
z
[ To obtain a correct idea of the policy pursued by the several States and the
Union with respect to the Indians, it is necessary to consult, 1st, “The
Laws of the Colonial and State Governments relating to the Indian
Inhabitants.” (See the Legislative Documents, 21st Congress, No. 319.)
2d, The Laws of the Union on the same subject, and especially that of March 30,
1802. (See Story’s “Laws of the United States.”) 3d, The
Report of Mr. Cass, Secretary of War, relative to Indian Affairs, November 29,
1823.]
z
[ To understand the policies that various States and the Union have taken regarding Native Americans, it's important to look at: 1st, “The Laws of the Colonial and State Governments regarding Indian Inhabitants.” (See the Legislative Documents, 21st Congress, No. 319.) 2nd, The federal laws on the same topic, particularly that of March 30, 1802. (See Story’s “Laws of the United States.”) 3rd, The Report from Mr. Cass, Secretary of War, on Indian Affairs, dated November 29, 1823.]
a
[ December 18, 1829.]
a
[December 18, 1829.]
“The land on which we stand we have received as an inheritance from our fathers, who possessed it from time immemorial, as a gift from our common Father in Heaven. They bequeathed it to us as their children, and we have sacredly kept it, as containing the remains of our beloved men. This right of inheritance we have never ceded nor ever forfeited. Permit us to ask what better right can the people have to a country than the right of inheritance and immemorial peaceable possession? We know it is said of late by the State of Georgia and by the Executive of the United States, that we have forfeited this right; but we think this is said gratuitously. At what time have we made the forfeit? What great crime have we committed, whereby we must forever be divested of our country and rights? Was it when we were hostile to the United States, and took part with the King of Great Britain, during the struggle for independence? If so, why was not this forfeiture declared in the first treaty of peace between the United States and our beloved men? Why was not such an article as the following inserted in the treaty:—‘The United States give peace to the Cherokees, but, for the part they took in the late war, declare them to be but tenants at will, to be removed when the convenience of the States, within whose chartered limits they live, shall require it’? That was the proper time to assume such a possession. But it was not thought of, nor would our forefathers have agreed to any treaty whose tendency was to deprive them of their rights and their country.”
“The land we're standing on is something we've inherited from our ancestors, who have owned it for ages, as a gift from our shared Father in Heaven. They passed it down to us as their children, and we've cherished it, as it holds the remains of our beloved ones. This right to inherit has never been given up or lost. Let us ask, what stronger right could a people have to a country than the right of inheritance and long-term peaceful ownership? We know that recently, the State of Georgia and the U.S. government have claimed we've lost this right; however, we believe that's untrue. When did we forfeit this right? What serious offense have we committed that means we should be forever stripped of our land and rights? Was it when we opposed the United States and sided with the King of Great Britain during the fight for independence? If that's the case, why wasn’t this forfeiture mentioned in the first peace treaty between the United States and our loved ones? Why wasn’t there a clause like this in the treaty:—‘The United States grants peace to the Cherokees, but, because of their involvement in the recent war, declare them to be merely tenants at will, to be removed when convenient for the States in whose chartered limits they reside’? That would have been the right moment to claim such ownership. But it wasn’t even considered, nor would our forefathers have agreed to any treaty that aimed to take away their rights and their land.”
Such is the language of the Indians: their assertions are true, their forebodings inevitable. From whichever side we consider the destinies of the aborigines of North America, their calamities appear to be irremediable: if they continue barbarous, they are forced to retire; if they attempt to civilize their manners, the contact of a more civilized community subjects them to oppression and destitution. They perish if they continue to wander from waste to waste, and if they attempt to settle they still must perish; the assistance of Europeans is necessary to instruct them, but the approach of Europeans corrupts and repels them into savage life; they refuse to change their habits as long as their solitudes are their own, and it is too late to change them when they are constrained to submit.
This is how the Native Americans speak: their statements are honest, their predictions come true. No matter how we look at the fate of the Indigenous people of North America, their struggles seem hopeless: if they stay in their traditional ways, they are pushed back; if they try to adapt to more modern ways, they face oppression and poverty from more advanced societies. They fail whether they continue to roam from place to place, or if they try to settle down; European assistance is needed to help educate them, but the arrival of Europeans often leads them to corruption and drives them back to a more primitive lifestyle. They resist changing their ways as long as they are free in their own lands, but it becomes too late for change once they are forced to conform.
The Spaniards pursued the Indians with bloodhounds, like wild beasts; they sacked the New World with no more temper or compassion than a city taken by storm; but destruction must cease, and frenzy be stayed; the remnant of the Indian population which had escaped the massacre mixed with its conquerors, and adopted in the end their religion and their manners. *b The conduct of the Americans of the United States towards the aborigines is characterized, on the other hand, by a singular attachment to the formalities of law. Provided that the Indians retain their barbarous condition, the Americans take no part in their affairs; they treat them as independent nations, and do not possess themselves of their hunting grounds without a treaty of purchase; and if an Indian nation happens to be so encroached upon as to be unable to subsist upon its territory, they afford it brotherly assistance in transporting it to a grave sufficiently remote from the land of its fathers.
The Spaniards hunted the Indians with bloodhounds, like they were wild animals; they plundered the New World with no more restraint or compassion than an army taking a city by force. But the violence had to stop, and chaos had to be contained; the remaining Indian population that survived the slaughter blended with their conquerors and eventually adopted their religion and way of life. *b The actions of Americans in the United States towards native people, on the other hand, show a peculiar dedication to legal formalities. As long as the Indians remain in their primitive state, Americans stay out of their affairs; they treat them as independent nations and do not take over their hunting grounds without a purchase agreement. If an Indian nation gets pushed onto land where they can no longer survive, they receive help to relocate to a burial place far enough away from their ancestral land.
b
[ The honor of this result is, however, by no means due to the Spaniards. If
the Indian tribes had not been tillers of the ground at the time of the arrival
of the Europeans, they would unquestionably have been destroyed in South as
well as in North America.]
b
[ However, this achievement is definitely not credited to the Spaniards. If the Indigenous tribes hadn't been farming at the time the Europeans arrived, they certainly would have been wiped out in both South and North America.]
The Spaniards were unable to exterminate the Indian race by those unparalleled atrocities which brand them with indelible shame, nor did they even succeed in wholly depriving it of its rights; but the Americans of the United States have accomplished this twofold purpose with singular felicity; tranquilly, legally, philanthropically, without shedding blood, and without violating a single great principle of morality in the eyes of the world. *c It is impossible to destroy men with more respect for the laws of humanity.
The Spaniards couldn't wipe out the Indigenous race despite their horrific acts that left them permanently marked with shame, nor did they fully manage to strip them of their rights. However, the Americans of the United States have achieved this dual goal quite successfully; calmly, legally, and philanthropically, without spilling blood or violating any major principles of morality in the eyes of the world. *c It's impossible to eliminate people while showing more respect for the laws of humanity.
c
[ See, amongst other documents, the report made by Mr. Bell in the name of the
Committee on Indian Affairs, February 24, 1830, in which is most logically
established and most learnedly proved, that “the fundamental principle
that the Indians had no right by virtue of their ancient possession either of
will or sovereignty, has never been abandoned either expressly or by
implication.” In perusing this report, which is evidently drawn up by an
experienced hand, one is astonished at the facility with which the author gets
rid of all arguments founded upon reason and natural right, which he designates
as abstract and theoretical principles. The more I contemplate the difference
between civilized and uncivilized man with regard to the principles of justice,
the more I observe that the former contests the justice of those rights which
the latter simply violates.]
c
[ See, among other documents, the report by Mr. Bell on behalf of the Committee on Indian Affairs, dated February 24, 1830, which clearly establishes and thoroughly proves that “the fundamental principle that the Indians had no rights due to their ancestral possession, whether of will or sovereignty, has never been abandoned either explicitly or implicitly.” As I read this report, which is clearly crafted by an experienced writer, I am struck by how easily the author dismisses all arguments based on reason and natural rights, which he calls abstract and theoretical principles. The more I consider the difference between civilized and uncivilized people regarding the principles of justice, the more I notice that the former question the justice of the rights which the latter simply disregard.]
[I leave this chapter wholly unchanged, for it has always appeared to me to be one of the most eloquent and touching parts of this book. But it has ceased to be prophetic; the destruction of the Indian race in the United States is already consummated. In 1870 there remained but 25,731 Indians in the whole territory of the Union, and of these by far the largest part exist in California, Michigan, Wisconsin, Dakota, and New Mexico and Nevada. In New England, Pennsylvania, and New York the race is extinct; and the predictions of M. de Tocqueville are fulfilled. —Translator’s Note.]
[I leave this chapter completely unchanged because it has always seemed to me one of the most powerful and moving parts of this book. However, it is no longer prophetic; the destruction of the Native American population in the United States has already happened. By 1870, there were only 25,731 Native Americans left in the entire United States, most of whom lived in California, Michigan, Wisconsin, Dakota, New Mexico, and Nevada. In New England, Pennsylvania, and New York, the population had disappeared; and M. de Tocqueville's predictions have come true. —Translator’s Note.]
Situation Of The Black Population In The United States, And Dangers With Which Its Presence Threatens The Whites
Situation of the Black Population in the United States and the Risks Their Presence Poses to White People
Why it is more difficult to abolish slavery, and to efface all vestiges of it amongst the moderns than it was amongst the ancients—In the United States the prejudices of the Whites against the Blacks seem to increase in proportion as slavery is abolished—Situation of the Negroes in the Northern and Southern States—Why the Americans abolish slavery—Servitude, which debases the slave, impoverishes the master—Contrast between the left and the right bank of the Ohio—To what attributable—The Black race, as well as slavery, recedes towards the South—Explanation of this fact—Difficulties attendant upon the abolition of slavery in the South—Dangers to come—General anxiety—Foundation of a Black colony in Africa—Why the Americans of the South increase the hardships of slavery, whilst they are distressed at its continuance.
Why it's harder to eliminate slavery and remove all traces of it among modern people than it was for ancient societies—In the United States, the prejudices of White people against Black people seem to grow as slavery is abolished—The situation of Black people in the Northern and Southern States—Why Americans abolish slavery—Servitude, which degrades the slave, also diminishes the master—The contrast between the left and right banks of the Ohio—What accounts for this—The Black race, along with slavery, tends to move further South—An explanation of this situation—The challenges related to ending slavery in the South—Future dangers—General anxiety—The establishment of a Black colony in Africa—Why Southern Americans increase the hardships of slavery, while simultaneously feeling troubled by its persistence.
The Indians will perish in the same isolated condition in which they have lived; but the destiny of the negroes is in some measure interwoven with that of the Europeans. These two races are attached to each other without intermingling, and they are alike unable entirely to separate or to combine. The most formidable of all the ills which threaten the future existence of the Union arises from the presence of a black population upon its territory; and in contemplating the cause of the present embarrassments or of the future dangers of the United States, the observer is invariably led to consider this as a primary fact.
The Native Americans will fade away in the same isolated way they have always lived; however, the fate of Black people is somewhat linked to that of Europeans. These two groups are connected to each other without blending, and neither can fully separate nor fully unite. The biggest threat to the future survival of the Union comes from having a Black population on its land; when examining the reasons for the current challenges or future risks facing the United States, one is consistently led to view this as a key factor.
The permanent evils to which mankind is subjected are usually produced by the vehement or the increasing efforts of men; but there is one calamity which penetrated furtively into the world, and which was at first scarcely distinguishable amidst the ordinary abuses of power; it originated with an individual whose name history has not preserved; it was wafted like some accursed germ upon a portion of the soil, but it afterwards nurtured itself, grew without effort, and spreads naturally with the society to which it belongs. I need scarcely add that this calamity is slavery. Christianity suppressed slavery, but the Christians of the sixteenth century re-established it—as an exception, indeed, to their social system, and restricted to one of the races of mankind; but the wound thus inflicted upon humanity, though less extensive, was at the same time rendered far more difficult of cure.
The lasting injustices that humanity faces are usually the result of intense or growing efforts by people; however, there’s one disaster that slipped quietly into the world, originally hard to notice among the regular abuses of power. It started with an individual whose name history hasn’t remembered; it spread like a cursed germ over a part of the land, but then it took root, grew effortlessly, and naturally expanded with the society it belonged to. I hardly need to say that this disaster is slavery. Christianity abolished slavery, but the Christians of the sixteenth century brought it back—as an exception to their social system, aimed at one specific race among mankind; yet the injury caused to humanity, while less widespread, became much harder to heal.
It is important to make an accurate distinction between slavery itself and its consequences. The immediate evils which are produced by slavery were very nearly the same in antiquity as they are amongst the moderns; but the consequences of these evils were different. The slave, amongst the ancients, belonged to the same race as his master, and he was often the superior of the two in education *d and instruction. Freedom was the only distinction between them; and when freedom was conferred they were easily confounded together. The ancients, then, had a very simple means of avoiding slavery and its evil consequences, which was that of affranchisement; and they succeeded as soon as they adopted this measure generally. Not but, in ancient States, the vestiges of servitude subsisted for some time after servitude itself was abolished. There is a natural prejudice which prompts men to despise whomsoever has been their inferior long after he is become their equal; and the real inequality which is produced by fortune or by law is always succeeded by an imaginary inequality which is implanted in the manners of the people. Nevertheless, this secondary consequence of slavery was limited to a certain term amongst the ancients, for the freedman bore so entire a resemblance to those born free, that it soon became impossible to distinguish him from amongst them.
It’s crucial to differentiate clearly between slavery itself and its effects. The immediate harms caused by slavery were very similar in ancient times as they are today; however, the consequences of these harms were different. In ancient societies, slaves often belonged to the same race as their masters and were frequently more educated than them. The only difference between them was freedom, and once freedom was granted, it was easy to confuse the two. The ancients had a straightforward way to avoid slavery and its negative effects through the practice of granting freedom; they were able to implement this solution effectively. However, in ancient states, signs of servitude lingered for a while even after it was officially abolished. There’s a natural tendency for people to look down on anyone who was once their inferior, long after they become equals; the real inequality arising from wealth or law tends to be followed by an imaginary inequality rooted in societal attitudes. Still, this secondary effect of slavery was limited in ancient times, as freed individuals closely resembled those born free, making it difficult to tell them apart.
d
[ It is well known that several of the most distinguished authors of antiquity,
and amongst them Aesop and Terence, were, or had been slaves. Slaves were not
always taken from barbarous nations, and the chances of war reduced highly
civilized men to servitude.]
d
[ It's well known that some of the most renowned authors from ancient times, including Aesop and Terence, were slaves or had been slaves. Slaves weren't always taken from uncivilized nations, and the fortunes of war could bring highly civilized people into servitude.]
The greatest difficulty in antiquity was that of altering the law; amongst the moderns it is that of altering the manners; and, as far as we are concerned, the real obstacles begin where those of the ancients left off. This arises from the circumstance that, amongst the moderns, the abstract and transient fact of slavery is fatally united to the physical and permanent fact of color. The tradition of slavery dishonors the race, and the peculiarity of the race perpetuates the tradition of slavery. No African has ever voluntarily emigrated to the shores of the New World; whence it must be inferred, that all the blacks who are now to be found in that hemisphere are either slaves or freedmen. Thus the negro transmits the eternal mark of his ignominy to all his descendants; and although the law may abolish slavery, God alone can obliterate the traces of its existence.
The biggest challenge in ancient times was changing the law; today, it's changing people's behavior. For us, the main issues start where those of the past left off. This is because, in modern times, the abstract and temporary notion of slavery is sadly tied to the physical and permanent aspect of skin color. The legacy of slavery stains the race, and that racial identity keeps slavery’s legacy alive. No African has ever willingly migrated to the New World, which means that all the black individuals found there today are either enslaved or free. Therefore, the black community passes down the lasting stigma of slavery to all its descendants; and while laws can end slavery, only a higher power can erase the marks it has left behind.
The modern slave differs from his master not only in his condition, but in his origin. You may set the negro free, but you cannot make him otherwise than an alien to the European. Nor is this all; we scarcely acknowledge the common features of mankind in this child of debasement whom slavery has brought amongst us. His physiognomy is to our eyes hideous, his understanding weak, his tastes low; and we are almost inclined to look upon him as a being intermediate between man and the brutes. *e The moderns, then, after they have abolished slavery, have three prejudices to contend against, which are less easy to attack and far less easy to conquer than the mere fact of servitude: the prejudice of the master, the prejudice of the race, and the prejudice of color.
The modern slave is different from his master not just in his situation, but also in his background. You can set a Black person free, but you can't change the fact that he is viewed as an outsider by Europeans. That's not all; we hardly recognize the shared traits of humanity in this person who has been degraded by slavery. To us, his appearance is unattractive, his mind seems limited, and his tastes are considered low; we almost view him as a creature caught somewhere between humans and animals. So, after abolishing slavery, modern societies face three prejudices that are more difficult to challenge and conquer than the simple reality of servitude: the prejudice of the master, the prejudice of race, and the prejudice of color.
e
[ To induce the whites to abandon the opinion they have conceived of the moral
and intellectual inferiority of their former slaves, the negroes must change;
but as long as this opinion subsists, to change is impossible.]
e
[ To convince white people to let go of their belief in the moral and intellectual inferiority of their former slaves, black people must change; but as long as this belief remains, change is impossible.]
It is difficult for us, who have had the good fortune to be born amongst men like ourselves by nature, and equal to ourselves by law, to conceive the irreconcilable differences which separate the negro from the European in America. But we may derive some faint notion of them from analogy. France was formerly a country in which numerous distinctions of rank existed, that had been created by the legislation. Nothing can be more fictitious than a purely legal inferiority; nothing more contrary to the instinct of mankind than these permanent divisions which had been established between beings evidently similar. Nevertheless these divisions subsisted for ages; they still subsist in many places; and on all sides they have left imaginary vestiges, which time alone can efface. If it be so difficult to root out an inequality which solely originates in the law, how are those distinctions to be destroyed which seem to be based upon the immutable laws of Nature herself? When I remember the extreme difficulty with which aristocratic bodies, of whatever nature they may be, are commingled with the mass of the people; and the exceeding care which they take to preserve the ideal boundaries of their caste inviolate, I despair of seeing an aristocracy disappear which is founded upon visible and indelible signs. Those who hope that the Europeans will ever mix with the negroes, appear to me to delude themselves; and I am not led to any such conclusion by my own reason, or by the evidence of facts.
It's hard for us, who have had the privilege of being born among people like ourselves by nature and equal to ourselves by law, to understand the deep differences that separate black people from Europeans in America. But we might get a hint of these differences through comparison. France used to be a place with many social ranks that were created by law. There’s nothing more artificial than a purely legal inferiority; nothing more against human instinct than these permanent divisions among clearly similar beings. Still, these divisions lasted for centuries; they still exist in many places today and have left behind imaginary traces that only time can erase. If it’s so tough to eliminate an inequality that only comes from the law, how can we get rid of distinctions that seem to be based on the unchangeable laws of nature? When I think about how difficult it is for any aristocratic group, no matter what kind, to blend with the general population, and how carefully they guard the imaginary boundaries of their caste, I lose hope of seeing an aristocracy vanish that is based on visible and permanent signs. Those who believe that Europeans will ever mix with black people seem to be fooling themselves; I’m not led to any different conclusion by my own reasoning or the evidence I see.
Hitherto, wherever the whites have been the most powerful, they have maintained the blacks in a subordinate or a servile position; wherever the negroes have been strongest they have destroyed the whites; such has been the only retribution which has ever taken place between the two races.
Until now, wherever white people have held the most power, they have kept Black people in a lower or servile position; wherever Black people have been strongest, they have defeated white people; this has been the only form of revenge that has ever occurred between the two races.
I see that in a certain portion of the territory of the United States at the present day, the legal barrier which separated the two races is tending to fall away, but not that which exists in the manners of the country; slavery recedes, but the prejudice to which it has given birth remains stationary. Whosoever has inhabited the United States must have perceived that in those parts of the Union in which the negroes are no longer slaves, they have in no wise drawn nearer to the whites. On the contrary, the prejudice of the race appears to be stronger in the States which have abolished slavery, than in those where it still exists; and nowhere is it so intolerant as in those States where servitude has never been known.
I see that in some areas of the United States today, the legal barriers that separated the two races are starting to break down, but the social barriers still exist. Slavery is disappearing, but the prejudice it created remains unchanged. Anyone who has lived in the United States must have noticed that in those parts of the country where Black people are no longer enslaved, they haven’t come any closer to white people. In fact, racial prejudice seems to be stronger in the states that have abolished slavery than in those where it still exists; and it’s most intolerant in the states where servitude has never been practiced.
It is true, that in the North of the Union, marriages may be legally contracted between negroes and whites; but public opinion would stigmatize a man who should connect himself with a negress as infamous, and it would be difficult to meet with a single instance of such a union. The electoral franchise has been conferred upon the negroes in almost all the States in which slavery has been abolished; but if they come forward to vote, their lives are in danger. If oppressed, they may bring an action at law, but they will find none but whites amongst their judges; and although they may legally serve as jurors, prejudice repulses them from that office. The same schools do not receive the child of the black and of the European. In the theatres, gold cannot procure a seat for the servile race beside their former masters; in the hospitals they lie apart; and although they are allowed to invoke the same Divinity as the whites, it must be at a different altar, and in their own churches, with their own clergy. The gates of Heaven are not closed against these unhappy beings; but their inferiority is continued to the very confines of the other world; when the negro is defunct, his bones are cast aside, and the distinction of condition prevails even in the equality of death. The negro is free, but he can share neither the rights, nor the pleasures, nor the labor, nor the afflictions, nor the tomb of him whose equal he has been declared to be; and he cannot meet him upon fair terms in life or in death.
It’s true that in the Northern states of the Union, marriages can legally happen between Black people and white people; however, society would label a man who marries a Black woman as disgraceful, and it would be hard to find an example of such a union. The right to vote has been granted to Black people in almost all the states where slavery has been ended, but if they try to vote, they risk their lives. If they are oppressed, they can take legal action, but they will only find white judges; and even though they can legally serve as jurors, bias keeps them from that role. Black children and white children do not attend the same schools. In theaters, no amount of money can get a seat for Black people next to their former masters; in hospitals, they are kept separate; and while they can pray to the same God as white people, they must do so at a different altar, in their own churches, with their own clergy. The gates of Heaven are not closed to these unfortunate individuals; however, their inferiority extends even to the afterlife. When a Black person dies, their remains are discarded, and distinctions of status continue even in death. A Black person is free, but they cannot share the rights, joys, labor, sorrows, or burial of the person they’ve been declared equal to; they cannot stand on equal ground in life or in death.
In the South, where slavery still exists, the negroes are less carefully kept apart; they sometimes share the labor and the recreations of the whites; the whites consent to intermix with them to a certain extent, and although the legislation treats them more harshly, the habits of the people are more tolerant and compassionate. In the South the master is not afraid to raise his slave to his own standing, because he knows that he can in a moment reduce him to the dust at pleasure. In the North the white no longer distinctly perceives the barrier which separates him from the degraded race, and he shuns the negro with the more pertinacity, since he fears lest they should some day be confounded together.
In the South, where slavery still exists, Black people are kept apart less strictly; they sometimes share work and leisure activities with white people. Whites are willing to mix with them to some extent, and even though the laws treat them more harshly, the people's habits are more tolerant and compassionate. In the South, the master isn’t afraid to raise his slave to his own level because he knows he can easily put him back in his place. In the North, white people no longer clearly see the barrier that separates them from the marginalized race, and they avoid Black people even more stubbornly, fearing that one day they might be seen as the same.
Amongst the Americans of the South, nature sometimes reasserts her rights, and restores a transient equality between the blacks and the whites; but in the North pride restrains the most imperious of human passions. The American of the Northern States would perhaps allow the negress to share his licentious pleasures, if the laws of his country did not declare that she may aspire to be the legitimate partner of his bed; but he recoils with horror from her who might become his wife.
Among the Americans in the South, nature sometimes brings back a temporary equality between blacks and whites; but in the North, pride keeps the strongest human urges in check. A person from the Northern States might consider letting a Black woman join him in his casual pleasures, if the laws in his country didn’t make it clear that she could aim to be his legitimate partner; however, he is horrified at the thought of her potentially being his wife.
Thus it is, in the United States, that the prejudice which repels the negroes seems to increase in proportion as they are emancipated, and inequality is sanctioned by the manners whilst it is effaced from the laws of the country. But if the relative position of the two races which inhabit the United States is such as I have described, it may be asked why the Americans have abolished slavery in the North of the Union, why they maintain it in the South, and why they aggravate its hardships there? The answer is easily given. It is not for the good of the negroes, but for that of the whites, that measures are taken to abolish slavery in the United States.
In the United States, the bias against black people seems to grow in direct correlation to their emancipation, with inequality being accepted in society even as it's removed from the country's laws. However, if the relationship between the two races in the United States is as I've described, one might wonder why slavery was abolished in the Northern states, why it's still present in the South, and why its conditions are worsening there. The answer is straightforward: the actions taken to abolish slavery in the United States are not for the benefit of black people, but rather for the advantage of white people.
The first negroes were imported into Virginia about the year 1621. *f In America, therefore, as well as in the rest of the globe, slavery originated in the South. Thence it spread from one settlement to another; but the number of slaves diminished towards the Northern States, and the negro population was always very limited in New England. *g
The first slaves were brought to Virginia around 1621. In America, just like in the rest of the world, slavery started in the South. From there, it spread from one settlement to another; however, the number of slaves decreased as you moved toward the Northern States, and the black population was always quite small in New England.
f
[ See Beverley’s “History of Virginia.” See also in
Jefferson’s “Memoirs” some curious details concerning the
introduction of negroes into Virginia, and the first Act which prohibited the
importation of them in 1778.]
f
[ See Beverley’s “History of Virginia.” Also check out Jefferson’s “Memoirs” for some interesting details about the introduction of black people into Virginia and the first law that banned their importation in 1778.]
g
[ The number of slaves was less considerable in the North, but the advantages
resulting from slavery were not more contested there than in the South. In
1740, the Legislature of the State of New York declared that the direct
importation of slaves ought to be encouraged as much as possible, and smuggling
severely punished in order not to discourage the fair trader. (Kent’s
“Commentaries,” vol. ii. p. 206.) Curious researches, by Belknap,
upon slavery in New England, are to be found in the “Historical
Collection of Massachusetts,” vol. iv. p. 193. It appears that negroes
were introduced there in 1630, but that the legislation and manners of the
people were opposed to slavery from the first; see also, in the same work, the
manner in which public opinion, and afterwards the laws, finally put an end to
slavery.]
g
[ The number of slaves was smaller in the North, but the benefits of slavery were just as widely accepted there as in the South. In 1740, the New York State Legislature stated that the direct importation of slaves should be encouraged as much as possible, and smuggling should be heavily punished to protect honest traders. (Kent’s “Commentaries,” vol. ii. p. 206.) Interesting research by Belknap on slavery in New England can be found in the “Historical Collection of Massachusetts,” vol. iv. p. 193. It appears that blacks were brought there in 1630, but the laws and attitudes of the people were against slavery from the beginning; see also, in the same work, how public opinion and later laws ultimately ended slavery.]
A century had scarcely elapsed since the foundation of the colonies, when the attention of the planters was struck by the extraordinary fact, that the provinces which were comparatively destitute of slaves, increased in population, in wealth, and in prosperity more rapidly than those which contained the greatest number of negroes. In the former, however, the inhabitants were obliged to cultivate the soil themselves, or by hired laborers; in the latter they were furnished with hands for which they paid no wages; yet although labor and expenses were on the one side, and ease with economy on the other, the former were in possession of the most advantageous system. This consequence seemed to be the more difficult to explain, since the settlers, who all belonged to the same European race, had the same habits, the same civilization, the same laws, and their shades of difference were extremely slight.
A century had barely passed since the colonies were founded when the planters noticed the surprising fact that the provinces with relatively few slaves were growing in population, wealth, and prosperity much faster than those with the most enslaved people. In the former, however, the residents had to farm the land themselves or hire laborers; in the latter, they had workers they didn’t have to pay. Yet, despite the differences in labor and costs on one side versus ease and savings on the other, the former group had the more beneficial system. This outcome seemed even harder to understand since the settlers, all from the same European background, shared the same customs, culture, and laws, with only minor differences among them.
Time, however, continued to advance, and the Anglo-Americans, spreading beyond the coasts of the Atlantic Ocean, penetrated farther and farther into the solitudes of the West; they met with a new soil and an unwonted climate; the obstacles which opposed them were of the most various character; their races intermingled, the inhabitants of the South went up towards the North, those of the North descended to the South; but in the midst of all these causes, the same result occurred at every step, and in general, the colonies in which there were no slaves became more populous and more rich than those in which slavery flourished. The more progress was made, the more was it shown that slavery, which is so cruel to the slave, is prejudicial to the master.
Time, however, kept moving forward, and the Anglo-Americans, spreading beyond the Atlantic coast, ventured further into the wilderness of the West. They encountered a new environment and unfamiliar climate; the challenges they faced were diverse. People from the South moved North, while those from the North headed South. Yet amidst all these changes, the same outcome happened consistently; generally, the colonies without slaves became more populated and wealthier than those where slavery thrived. The more progress they made, the clearer it became that slavery, which is so brutal to the enslaved, is harmful to the enslaver.
Chapter XVIII: Future Condition Of Three Races—Part IV
But this truth was most satisfactorily demonstrated when civilization reached the banks of the Ohio. The stream which the Indians had distinguished by the name of Ohio, or Beautiful River, waters one of the most magnificent valleys that has ever been made the abode of man. Undulating lands extend upon both shores of the Ohio, whose soil affords inexhaustible treasures to the laborer; on either bank the air is wholesome and the climate mild, and each of them forms the extreme frontier of a vast State: That which follows the numerous windings of the Ohio upon the left is called Kentucky, that upon the right bears the name of the river. These two States only differ in a single respect; Kentucky has admitted slavery, but the State of Ohio has prohibited the existence of slaves within its borders. *h
But this truth was clearly shown when civilization reached the banks of the Ohio. The river that the Indians called Ohio, or Beautiful River, flows through one of the most stunning valleys that has ever been home to people. Rolling hills stretch along both sides of the Ohio, with soil that offers endless treasures to workers; on each bank, the air is fresh and the climate is mild, and each one marks the farthest edge of a vast state: the one following the many twists of the Ohio on the left is called Kentucky, while the one on the right takes its name from the river. These two states differ in just one way; Kentucky has allowed slavery, while the state of Ohio has banned the presence of slaves within its borders.
h
[ Not only is slavery prohibited in Ohio, but no free negroes are allowed to
enter the territory of that State, or to hold property in it. See the Statutes
of Ohio.]
h
[ Not only is slavery banned in Ohio, but no free Black people are allowed to enter the territory of that State or own property there. See the Statutes of Ohio.]
Thus the traveller who floats down the current of the Ohio to the spot where that river falls into the Mississippi, may be said to sail between liberty and servitude; and a transient inspection of the surrounding objects will convince him as to which of the two is most favorable to mankind. Upon the left bank of the stream the population is rare; from time to time one descries a troop of slaves loitering in the half-desert fields; the primaeval forest recurs at every turn; society seems to be asleep, man to be idle, and nature alone offers a scene of activity and of life. From the right bank, on the contrary, a confused hum is heard which proclaims the presence of industry; the fields are covered with abundant harvests, the elegance of the dwellings announces the taste and activity of the laborer, and man appears to be in the enjoyment of that wealth and contentment which is the reward of labor. *i
Thus, the traveler who floats down the Ohio River to where it meets the Mississippi can be said to sail between freedom and oppression; a brief look at the surroundings will reveal which of the two is better for humanity. On the left bank of the river, the population is sparse; occasionally, one can spot a group of slaves hanging around in the half-abandoned fields; the ancient forest appears at every bend; society seems stagnant, people are idle, and only nature provides a scene of activity and life. In contrast, from the right bank, a bustling sound indicates the presence of industry; the fields are filled with plentiful harvests, the style of the homes reflects the taste and hard work of the inhabitants, and people seem to enjoy the wealth and satisfaction that come from their labor.
i
[ The activity of Ohio is not confined to individuals, but the undertakings of
the State are surprisingly great; a canal has been established between Lake
Erie and the Ohio, by means of which the valley of the Mississippi communicates
with the river of the North, and the European commodities which arrive at New
York may be forwarded by water to New Orleans across five hundred leagues of
continent.]
i
[Ohio's activity isn't limited to individuals; the state's endeavors are impressively large. A canal has been built between Lake Erie and the Ohio River, allowing for communication between the Mississippi Valley and the Northern River. European goods that arrive in New York can be transported by water to New Orleans, covering five hundred leagues of land.]
The State of Kentucky was founded in 1775, the State of Ohio only twelve years later; but twelve years are more in America than half a century in Europe, and, at the present day, the population of Ohio exceeds that of Kentucky by two hundred and fifty thousand souls. *j These opposite consequences of slavery and freedom may readily be understood, and they suffice to explain many of the differences which we remark between the civilization of antiquity and that of our own time.
The State of Kentucky was established in 1775, and Ohio followed just twelve years later. However, twelve years mean more in America than fifty years do in Europe. Today, Ohio's population is greater than Kentucky's by two hundred and fifty thousand people. These contrasting effects of slavery and freedom can be easily understood and help explain many of the differences we see between ancient civilization and our own time.
j
[ The exact numbers given by the census of 1830 were: Kentucky, 688,-844; Ohio,
937,679. [In 1890 the population of Ohio was 3,672,316, that of Kentucky,
1,858,635.]]
j
[ The exact numbers reported by the census of 1830 were: Kentucky, 688,844; Ohio, 937,679. [In 1890, the population of Ohio was 3,672,316, and that of Kentucky was 1,858,635.]]
Upon the left bank of the Ohio labor is confounded with the idea of slavery, upon the right bank it is identified with that of prosperity and improvement; on the one side it is degraded, on the other it is honored; on the former territory no white laborers can be found, for they would be afraid of assimilating themselves to the negroes; on the latter no one is idle, for the white population extends its activity and its intelligence to every kind of employment. Thus the men whose task it is to cultivate the rich soil of Kentucky are ignorant and lukewarm; whilst those who are active and enlightened either do nothing or pass over into the State of Ohio, where they may work without dishonor.
On the left bank of the Ohio, work is tied to the concept of slavery, while on the right bank it’s associated with prosperity and progress; on one side, work is devalued, and on the other, it's respected. In the former area, you won't find any white laborers because they fear being associated with Black individuals. In contrast, no one is unemployed on the latter side, as the white population applies its energy and intelligence to all kinds of jobs. As a result, the people who farm the fertile land of Kentucky are uneducated and indifferent, while those who are active and knowledgeable either do nothing or move to Ohio, where they can work without shame.
It is true that in Kentucky the planters are not obliged to pay wages to the slaves whom they employ; but they derive small profits from their labor, whilst the wages paid to free workmen would be returned with interest in the value of their services. The free workman is paid, but he does his work quicker than the slave, and rapidity of execution is one of the great elements of economy. The white sells his services, but they are only purchased at the times at which they may be useful; the black can claim no remuneration for his toil, but the expense of his maintenance is perpetual; he must be supported in his old age as well as in the prime of manhood, in his profitless infancy as well as in the productive years of youth. Payment must equally be made in order to obtain the services of either class of men: the free workman receives his wages in money, the slave in education, in food, in care, and in clothing. The money which a master spends in the maintenance of his slaves goes gradually and in detail, so that it is scarcely perceived; the salary of the free workman is paid in a round sum, which appears only to enrich the individual who receives it, but in the end the slave has cost more than the free servant, and his labor is less productive. *k
It’s true that in Kentucky, plantation owners aren’t required to pay wages to the slaves they use, but they barely profit from their labor. On the other hand, the wages paid to free workers would yield a return with interest based on the value of their services. A free worker gets paid, but he completes his tasks faster than a slave, and speed is a key factor in efficiency. The white worker sells his services, which are only bought when they’re needed; the black worker doesn’t get compensation for his hard work, but his upkeep is an ongoing expense. He needs to be supported not just in his young and productive years, but also in his old age and during his unproductive childhood. Payment is necessary to obtain the services of either group: the free worker gets paid in money, while the slave is compensated through education, food, care, and clothing. The money a master spends to maintain his slaves adds up gradually and goes unnoticed, while the free worker receives his salary in a lump sum that seems to solely benefit him. However, in the end, the total cost of a slave exceeds that of a free worker, and their output is less efficient.
k
[ Independently of these causes, which, wherever free workmen abound, render
their labor more productive and more economical than that of slaves, another
cause may be pointed out which is peculiar to the United States: the sugar-cane
has hitherto been cultivated with success only upon the banks of the
Mississippi, near the mouth of that river in the Gulf of Mexico. In Louisiana
the cultivation of the sugar-cane is exceedingly lucrative, and nowhere does a
laborer earn so much by his work, and, as there is always a certain relation
between the cost of production and the value of the produce, the price of
slaves is very high in Louisiana. But Louisiana is one of the confederated
States, and slaves may be carried thither from all parts of the Union; the
price given for slaves in New Orleans consequently raises the value of slaves
in all the other markets. The consequence of this is, that in the countries
where the land is less productive, the cost of slave labor is still very
considerable, which gives an additional advantage to the competition of free
labor.]
k
[ Aside from these factors, which make the work of free laborers more productive and cost-effective than that of slaves wherever they are prevalent, there’s another reason specific to the United States: sugarcane has so far thrived only along the banks of the Mississippi River, near its mouth in the Gulf of Mexico. In Louisiana, growing sugarcane is extremely profitable, and no other laborers earn as much for their work. Since there’s always a relationship between production costs and the value of the product, the price of slaves in Louisiana is very high. However, Louisiana is one of the states in the Confederacy, and slaves can be transported there from all over the Union; thus, the prices paid for slaves in New Orleans increase their value in all other markets. As a result, in regions where the land is less productive, the cost of slave labor remains quite high, giving free labor an additional competitive edge.]
The influence of slavery extends still further; it affects the character of the master, and imparts a peculiar tendency to his ideas and his tastes. Upon both banks of the Ohio, the character of the inhabitants is enterprising and energetic; but this vigor is very differently exercised in the two States. The white inhabitant of Ohio, who is obliged to subsist by his own exertions, regards temporal prosperity as the principal aim of his existence; and as the country which he occupies presents inexhaustible resources to his industry and ever-varying lures to his activity, his acquisitive ardor surpasses the ordinary limits of human cupidity: he is tormented by the desire of wealth, and he boldly enters upon every path which fortune opens to him; he becomes a sailor, a pioneer, an artisan, or a laborer with the same indifference, and he supports, with equal constancy, the fatigues and the dangers incidental to these various professions; the resources of his intelligence are astonishing, and his avidity in the pursuit of gain amounts to a species of heroism.
The impact of slavery goes even deeper; it shapes the character of the master and influences his ideas and tastes in a unique way. On both sides of the Ohio River, the people are enterprising and energetic, but this energy is expressed very differently in the two states. The white residents of Ohio, who have to make a living through their own efforts, view financial success as the main goal of their lives. With the land they occupy offering endless resources for their hard work and constant opportunities for activity, their drive to acquire wealth exceeds typical human desire. They are consumed by the wish for riches and bravely pursue every chance that comes their way; they become sailors, pioneers, artisans, or laborers with the same indifference, and they endure the challenges and dangers that come with these different jobs with equal determination. Their intelligence is impressive, and their eagerness to seek profit reaches a level of heroism.
But the Kentuckian scorns not only labor, but all the undertakings which labor promotes; as he lives in an idle independence, his tastes are those of an idle man; money loses a portion of its value in his eyes; he covets wealth much less than pleasure and excitement; and the energy which his neighbor devotes to gain, turns with him to a passionate love of field sports and military exercises; he delights in violent bodily exertion, he is familiar with the use of arms, and is accustomed from a very early age to expose his life in single combat. Thus slavery not only prevents the whites from becoming opulent, but even from desiring to become so.
But the Kentuckian doesn’t just scorn work; he looks down on everything that work supports. Living in a carefree independence, he has the tastes of someone who’s idle. Money loses some of its appeal for him; he desires wealth far less than he does pleasure and excitement. The energy his neighbor puts into making money is transformed in him into a passionate love for hunting and military activities. He enjoys intense physical challenges, is skilled in the use of weapons, and is used to risking his life in one-on-one fights from a very young age. So, slavery not only stops white people from becoming wealthy but even makes them not want to be wealthy at all.
As the same causes have been continually producing opposite effects for the last two centuries in the British colonies of North America, they have established a very striking difference between the commercial capacity of the inhabitants of the South and those of the North. At the present day it is only the Northern States which are in possession of shipping, manufactures, railroads, and canals. This difference is perceptible not only in comparing the North with the South, but in comparing the several Southern States. Almost all the individuals who carry on commercial operations, or who endeavor to turn slave labor to account in the most Southern districts of the Union, have emigrated from the North. The natives of the Northern States are constantly spreading over that portion of the American territory where they have less to fear from competition; they discover resources there which escaped the notice of the inhabitants; and, as they comply with a system which they do not approve, they succeed in turning it to better advantage than those who first founded and who still maintain it.
As the same causes have been continually producing opposite effects for the last two centuries in the British colonies of North America, they have established a very striking difference between the commercial capacity of the inhabitants of the South and those of the North. Nowadays, it’s only the Northern States that have shipping, manufacturing, railroads, and canals. This difference is noticeable not only when comparing the North and the South but also among the various Southern States. Almost all the people who engage in commercial activities or try to make the most of slave labor in the southernmost parts of the Union have migrated from the North. People from the Northern States are constantly moving into areas of American territory where there’s less competition; they uncover resources that the locals overlooked, and because they follow a system they don’t support, they manage to exploit it more effectively than those who originally established and continue to uphold it.
Were I inclined to continue this parallel, I could easily prove that almost all the differences which may be remarked between the characters of the Americans in the Southern and in the Northern States have originated in slavery; but this would divert me from my subject, and my present intention is not to point out all the consequences of servitude, but those effects which it has produced upon the prosperity of the countries which have admitted it.
If I wanted to keep going with this comparison, I could easily show that nearly all the differences in character between Americans in the Southern and Northern States come from slavery. However, that would distract me from my topic, and right now, I’m not looking to highlight all the consequences of servitude, but rather the impact it has had on the prosperity of the regions that accepted it.
The influence of slavery upon the production of wealth must have been very imperfectly known in antiquity, as slavery then obtained throughout the civilized world; and the nations which were unacquainted with it were barbarous. And indeed Christianity only abolished slavery by advocating the claims of the slave; at the present time it may be attacked in the name of the master, and, upon this point, interest is reconciled with morality.
The impact of slavery on wealth creation was likely not well understood in ancient times when slavery was widespread in the civilized world, and nations without it were seen as uncivilized. In fact, Christianity only ended slavery by supporting the rights of the enslaved. Nowadays, it can be criticized in favor of the master's perspective, and in this regard, personal interest aligns with moral arguments.
As these truths became apparent in the United States, slavery receded before the progress of experience. Servitude had begun in the South, and had thence spread towards the North; but it now retires again. Freedom, which started from the North, now descends uninterruptedly towards the South. Amongst the great States, Pennsylvania now constitutes the extreme limit of slavery to the North: but even within those limits the slave system is shaken: Maryland, which is immediately below Pennsylvania, is preparing for its abolition; and Virginia, which comes next to Maryland, is already discussing its utility and its dangers. *l
As these truths became clear in the United States, slavery began to fade away with the advancement of experience. Servitude had started in the South and then spread to the North, but now it's receding again. Freedom, which originated in the North, is now moving steadily toward the South. Among the large states, Pennsylvania has become the furthest point of slavery to the North: but even within those boundaries, the slave system is being challenged. Maryland, which is directly below Pennsylvania, is getting ready to abolish it; and Virginia, which comes after Maryland, is already debating its usefulness and its risks. *l
l
[ A peculiar reason contributes to detach the two last-mentioned States from
the cause of slavery. The former wealth of this part of the Union was
principally derived from the cultivation of tobacco. This cultivation is
specially carried on by slaves; but within the last few years the market-price
of tobacco has diminished, whilst the value of the slaves remains the same.
Thus the ratio between the cost of production and the value of the produce is
changed. The natives of Maryland and Virginia are therefore more disposed than
they were thirty years ago, to give up slave labor in the cultivation of
tobacco, or to give up slavery and tobacco at the same time.]
l
[ A strange reason plays a role in separating the last two mentioned states from the issue of slavery. The previous wealth of this part of the Union mainly came from growing tobacco. This cultivation has traditionally relied on slave labor; however, in recent years, the market price of tobacco has dropped while the value of slaves has stayed the same. This shift has altered the relationship between production costs and the value of the crop. As a result, the people of Maryland and Virginia are now more willing than they were thirty years ago to abandon slave labor for growing tobacco, or to eliminate both slavery and tobacco cultivation altogether.]
No great change takes place in human institutions without involving amongst its causes the law of inheritance. When the law of primogeniture obtained in the South, each family was represented by a wealthy individual, who was neither compelled nor induced to labor; and he was surrounded, as by parasitic plants, by the other members of his family who were then excluded by law from sharing the common inheritance, and who led the same kind of life as himself. The very same thing then occurred in all the families of the South as still happens in the wealthy families of some countries in Europe, namely, that the younger sons remain in the same state of idleness as their elder brother, without being as rich as he is. This identical result seems to be produced in Europe and in America by wholly analogous causes. In the South of the United States the whole race of whites formed an aristocratic body, which was headed by a certain number of privileged individuals, whose wealth was permanent, and whose leisure was hereditary. These leaders of the American nobility kept alive the traditional prejudices of the white race in the body of which they were the representatives, and maintained the honor of inactive life. This aristocracy contained many who were poor, but none who would work; its members preferred want to labor, consequently no competition was set on foot against negro laborers and slaves, and, whatever opinion might be entertained as to the utility of their efforts, it was indispensable to employ them, since there was no one else to work.
No significant change occurs in human institutions without involving the law of inheritance. When primogeniture was practiced in the South, each family was represented by a wealthy individual who neither had to work nor was encouraged to do so; and he was surrounded, like parasitic plants, by other family members who were legally excluded from sharing the common inheritance and lived the same lifestyle as him. The same situation then occurred in all Southern families as still happens in wealthy families in some European countries: younger sons remained idle just like their older brother, without being as wealthy. This same outcome seems to arise in both Europe and America from similar causes. In the Southern United States, the entire white population formed an aristocratic class led by a number of privileged individuals whose wealth was lasting and whose leisure was inherited. These leaders of American nobility upheld traditional prejudices of the white race they represented and maintained the prestige of a life of leisure. This aristocracy included many who were poor, but none who were willing to work; its members preferred poverty to labor, therefore, there was no competition against black laborers and slaves. Regardless of the views on the usefulness of their work, it was essential to employ them since there was nobody else to do the work.
No sooner was the law of primogeniture abolished than fortunes began to diminish, and all the families of the country were simultaneously reduced to a state in which labor became necessary to procure the means of subsistence: several of them have since entirely disappeared, and all of them learned to look forward to the time at which it would be necessary for everyone to provide for his own wants. Wealthy individuals are still to be met with, but they no longer constitute a compact and hereditary body, nor have they been able to adopt a line of conduct in which they could persevere, and which they could infuse into all ranks of society. The prejudice which stigmatized labor was in the first place abandoned by common consent; the number of needy men was increased, and the needy were allowed to gain a laborious subsistence without blushing for their exertions. Thus one of the most immediate consequences of the partible quality of estates has been to create a class of free laborers. As soon as a competition was set on foot between the free laborer and the slave, the inferiority of the latter became manifest, and slavery was attacked in its fundamental principle, which is the interest of the master.
As soon as the law of primogeniture was abolished, fortunes began to shrink, and all the families in the country found themselves needing to work to make a living. Many of these families have since completely disappeared, and all of them learned to anticipate a time when everyone would have to fend for themselves. Wealthy individuals still exist, but they no longer form a tight-knit, hereditary group, nor have they managed to adopt a consistent way of life that they could pass down through all levels of society. The stigma against labor was first abandoned by mutual agreement; the number of people in need grew, and those in need were able to earn a living through their hard work without feeling ashamed. Thus, one of the most immediate results of dividing estates was the creation of a class of free laborers. Once competition arose between the free laborer and the slave, the inferiority of the latter became clear, and slavery was challenged at its core, which is the master's self-interest.
As slavery recedes, the black population follows its retrograde course, and returns with it towards those tropical regions from which it originally came. However singular this fact may at first appear to be, it may readily be explained. Although the Americans abolish the principle of slavery, they do not set their slaves free. To illustrate this remark, I will quote the example of the State of New York. In 1788, the State of New York prohibited the sale of slaves within its limits, which was an indirect method of prohibiting the importation of blacks. Thenceforward the number of negroes could only increase according to the ratio of the natural increase of population. But eight years later a more decisive measure was taken, and it was enacted that all children born of slave parents after July 4, 1799, should be free. No increase could then take place, and although slaves still existed, slavery might be said to be abolished.
As slavery declines, the black population regresses along with it, returning to the tropical regions where it originally came from. While this fact may seem unusual at first, it can be easily explained. Even though the Americans abolished the principle of slavery, they didn't actually free their slaves. For example, in the State of New York, in 1788, the sale of slaves was prohibited, which was an indirect way of stopping the importation of black people. From that point on, the number of black individuals could only increase based on the natural population growth. But eight years later, a more significant step was taken: a law was passed stating that all children born to slave parents after July 4, 1799, would be free. No increase in the slave population could occur after that, and although slavery still existed, it could be said to be effectively abolished.
From the time at which a Northern State prohibited the importation of slaves, no slaves were brought from the South to be sold in its markets. On the other hand, as the sale of slaves was forbidden in that State, an owner was no longer able to get rid of his slave (who thus became a burdensome possession) otherwise than by transporting him to the South. But when a Northern State declared that the son of the slave should be born free, the slave lost a large portion of his market value, since his posterity was no longer included in the bargain, and the owner had then a strong interest in transporting him to the South. Thus the same law prevents the slaves of the South from coming to the Northern States, and drives those of the North to the South.
From the time a Northern State banned the importation of slaves, no slaves were brought from the South to be sold in its markets. On the flip side, since selling slaves was illegal in that State, an owner could no longer get rid of his slave (who then became a burdensome possession) except by taking him to the South. However, when a Northern State declared that the children of slaves would be born free, the slave lost a significant part of his market value, as his offspring were no longer part of the deal, and the owner then had a strong motivation to transport him to the South. Therefore, the same law prevents Southern slaves from coming to the Northern States while pushing Northern slaves to the South.
The want of free hands is felt in a State in proportion as the number of slaves decreases. But in proportion as labor is performed by free hands, slave labor becomes less productive; and the slave is then a useless or onerous possession, whom it is important to export to those Southern States where the same competition is not to be feared. Thus the abolition of slavery does not set the slave free, but it merely transfers him from one master to another, and from the North to the South.
The lack of available workers is felt in a state as the number of slaves decreases. However, as work is done by free workers, slave labor becomes less effective; then the slave becomes an unhelpful or burdensome possession, making it important to sell him to those Southern States where the same competition isn’t an issue. So, the end of slavery doesn’t actually set the slave free; it just moves him from one owner to another, and from the North to the South.
The emancipated negroes, and those born after the abolition of slavery, do not, indeed, migrate from the North to the South; but their situation with regard to the Europeans is not unlike that of the aborigines of America; they remain half civilized, and deprived of their rights in the midst of a population which is far superior to them in wealth and in knowledge; where they are exposed to the tyranny of the laws *m and the intolerance of the people. On some accounts they are still more to be pitied than the Indians, since they are haunted by the reminiscence of slavery, and they cannot claim possession of a single portion of the soil: many of them perish miserably, *n and the rest congregate in the great towns, where they perform the meanest offices, and lead a wretched and precarious existence.
The freed black people, along with those born after slavery ended, don't actually move from the North to the South; however, their situation in relation to Europeans is similar to that of the Native Americans. They remain partially civilized and lack their rights amid a population that is much wealthier and more knowledgeable than they are, where they face oppressive laws and the intolerance of society. In some ways, they are even more to be pitied than the Indians because they are haunted by memories of slavery and can't claim ownership of any land. Many of them suffer terribly, while the rest gather in large cities, where they do the lowest jobs and live a miserable and unstable life.
m
[ The States in which slavery is abolished usually do what they can to render
their territory disagreeable to the negroes as a place of residence; and as a
kind of emulation exists between the different States in this respect, the
unhappy blacks can only choose the least of the evils which beset them.]
m
[ The states that have abolished slavery often try to make their territory unattractive for Black people to live in. Because there’s a sort of competition among these states in this regard, the unfortunate Black individuals can only select the least unfavorable option available to them.]
n
[ There is a very great difference between the mortality of the blacks and of
the whites in the States in which slavery is abolished; from 1820 to 1831 only
one out of forty-two individuals of the white population died in Philadelphia;
but one negro out of twenty-one individuals of the black population died in the
same space of time. The mortality is by no means so great amongst the negroes
who are still slaves. (See Emerson’s “Medical Statistics,” p.
28.)]
n
[ There is a significant difference between the mortality rates of blacks and whites in states where slavery has been abolished. From 1820 to 1831, only one out of forty-two individuals in the white population died in Philadelphia; however, one out of twenty-one individuals in the black population died during the same period. The mortality rate is not as high among blacks who are still enslaved. (See Emerson’s “Medical Statistics,” p. 28.)]
But even if the number of negroes continued to increase as rapidly as when they were still in a state of slavery, as the number of whites augments with twofold rapidity since the abolition of slavery, the blacks would soon be, as it were, lost in the midst of a strange population.
But even if the number of Black people continued to rise as quickly as when they were still enslaved, since the number of white people is increasing at twice the rate since the end of slavery, Black people would soon, in a sense, be lost among a foreign population.
A district which is cultivated by slaves is in general more scantily peopled than a district cultivated by free labor: moreover, America is still a new country, and a State is therefore not half peopled at the time when it abolishes slavery. No sooner is an end put to slavery than the want of free labor is felt, and a crowd of enterprising adventurers immediately arrive from all parts of the country, who hasten to profit by the fresh resources which are then opened to industry. The soil is soon divided amongst them, and a family of white settlers takes possession of each tract of country. Besides which, European emigration is exclusively directed to the free States; for what would be the fate of a poor emigrant who crosses the Atlantic in search of ease and happiness if he were to land in a country where labor is stigmatized as degrading?
A district worked by slaves generally has fewer people than one worked by free labor. Additionally, America is still a young country, so a state isn’t fully populated by the time it ends slavery. Once slavery is abolished, the need for free labor becomes apparent, and a wave of ambitious newcomers quickly arrives from all over the country, eager to take advantage of the new opportunities available for industry. The land is soon divided among them, and a family of white settlers occupies each area. Moreover, European immigration is mostly directed toward the free states because what would happen to a poor immigrant who crossed the Atlantic in search of a better life if they arrived in a place where labor is seen as shameful?
Thus the white population grows by its natural increase, and at the same time by the immense influx of emigrants; whilst the black population receives no emigrants, and is upon its decline. The proportion which existed between the two races is soon inverted. The negroes constitute a scanty remnant, a poor tribe of vagrants, which is lost in the midst of an immense people in full possession of the land; and the presence of the blacks is only marked by the injustice and the hardships of which they are the unhappy victims.
Thus, the white population increases through natural growth and a large influx of immigrants, while the black population receives no immigrants and is declining. The ratio between the two groups is soon reversed. The blacks make up a small remnant, a struggling group of wanderers, lost among a large population fully occupying the land; their presence is only noted by the injustice and hardships they endure as unfortunate victims.
In several of the Western States the negro race never made its appearance, and in all the Northern States it is rapidly declining. Thus the great question of its future condition is confined within a narrow circle, where it becomes less formidable, though not more easy of solution.
In several Western states, the black population never arrived, and in all the Northern states, it is quickly decreasing. Therefore, the significant question about its future is limited to a small area, where it seems less threatening, but not any easier to solve.
The more we descend towards the South, the more difficult does it become to abolish slavery with advantage: and this arises from several physical causes which it is important to point out.
The further we go down South, the harder it gets to end slavery effectively, and this is due to several physical reasons that are important to highlight.
The first of these causes is the climate; it is well known that in proportion as Europeans approach the tropics they suffer more from labor. Many of the Americans even assert that within a certain latitude the exertions which a negro can make without danger are fatal to them; *o but I do not think that this opinion, which is so favorable to the indolence of the inhabitants of southern regions, is confirmed by experience. The southern parts of the Union are not hotter than the South of Italy and of Spain; *p and it may be asked why the European cannot work as well there as in the two latter countries. If slavery has been abolished in Italy and in Spain without causing the destruction of the masters, why should not the same thing take place in the Union? I cannot believe that nature has prohibited the Europeans in Georgia and the Floridas, under pain of death, from raising the means of subsistence from the soil, but their labor would unquestionably be more irksome and less productive to them than to the inhabitants of New England. As the free workman thus loses a portion of his superiority over the slave in the Southern States, there are fewer inducements to abolish slavery.
The first of these causes is the climate; it’s well known that as Europeans get closer to the tropics, they struggle more with labor. Many Americans even claim that within a certain latitude, the effort that a Black person can put in without harm is deadly for them; *o but I don’t think this idea, which suggests that people in southern regions are inherently lazy, is backed by experience. The southern parts of the Union aren't hotter than southern Italy and Spain; *p and one might wonder why Europeans can't work as effectively there as they can in those two countries. If slavery was abolished in Italy and Spain without leading to the downfall of the landowners, why wouldn’t the same happen in the Union? I can’t believe that nature has made it impossible for Europeans in Georgia and Florida to grow their own food without risking their lives, but their work would definitely be more challenging and less productive for them than it is for people in New England. As the free worker therefore loses some of his advantages over the slave in the Southern States, there are fewer reasons to end slavery.
o
[ This is true of the spots in which rice is cultivated; rice-grounds, which
are unwholesome in all countries, are particularly dangerous in those regions
which are exposed to the beams of a tropical sun. Europeans would not find it
easy to cultivate the soil in that part of the New World if it must be
necessarily be made to produce rice; but may they not subsist without
rice-grounds?]
o
[ This applies to the locations where rice is grown; rice fields, which are unhealthy everywhere, are especially hazardous in areas that are exposed to intense tropical sunlight. Europeans would struggle to farm the land in that part of the New World if it had to be specifically used for rice cultivation; but can they not survive without rice fields?]
p
[ These States are nearer to the equator than Italy and Spain, but the
temperature of the continent of America is very much lower than that of Europe.
p
[ These states are closer to the equator than Italy and Spain, but the temperature in North America is much lower than that in Europe.
The Spanish Government formerly caused a certain number of peasants from the Acores to be transported into a district of Louisiana called Attakapas, by way of experiment. These settlers still cultivate the soil without the assistance of slaves, but their industry is so languid as scarcely to supply their most necessary wants.]
The Spanish Government used to ship a number of peasants from the Azores to a region in Louisiana called Attakapas as an experiment. These settlers still farm the land without the help of slaves, but their work is so slow that it barely meets their basic needs.
All the plants of Europe grow in the northern parts of the Union; the South has special productions of its own. It has been observed that slave labor is a very expensive method of cultivating corn. The farmer of corn land in a country where slavery is unknown habitually retains a small number of laborers in his service, and at seed-time and harvest he hires several additional hands, who only live at his cost for a short period. But the agriculturist in a slave State is obliged to keep a large number of slaves the whole year round, in order to sow his fields and to gather in his crops, although their services are only required for a few weeks; but slaves are unable to wait till they are hired, and to subsist by their own labor in the mean time like free laborers; in order to have their services they must be bought. Slavery, independently of its general disadvantages, is therefore still more inapplicable to countries in which corn is cultivated than to those which produce crops of a different kind. The cultivation of tobacco, of cotton, and especially of the sugar-cane, demands, on the other hand, unremitting attention: and women and children are employed in it, whose services are of but little use in the cultivation of wheat. Thus slavery is naturally more fitted to the countries from which these productions are derived. Tobacco, cotton, and the sugar-cane are exclusively grown in the South, and they form one of the principal sources of the wealth of those States. If slavery were abolished, the inhabitants of the South would be constrained to adopt one of two alternatives: they must either change their system of cultivation, and then they would come into competition with the more active and more experienced inhabitants of the North; or, if they continued to cultivate the same produce without slave labor, they would have to support the competition of the other States of the South, which might still retain their slaves. Thus, peculiar reasons for maintaining slavery exist in the South which do not operate in the North.
All the plants in Europe grow in the northern parts of the Union; the South has its own unique productions. It's been noted that using slave labor is a very costly way to farm corn. In a country without slavery, a corn farmer usually keeps a small number of workers year-round, and during planting and harvest times, he hires a few extra hands who only need to be supported for a short time. However, a farmer in a slave state has to keep a large number of slaves all year round to sow and harvest his crops, even though he only needs their help for a few weeks. Unlike free workers, slaves can’t wait to be hired and can't support themselves through their own labor in the meantime; their labor must be purchased. So, aside from its general drawbacks, slavery is even less suitable for areas where corn is grown than for those producing different types of crops. On the other hand, growing tobacco, cotton, and especially sugar cane requires constant attention, often involving women and children, whose contributions aren’t very helpful for growing wheat. Therefore, slavery is more suited to the regions that produce these crops. Tobacco, cotton, and sugar cane are exclusively cultivated in the South and make up a major source of wealth for those states. If slavery were to end, people in the South would face one of two choices: they would need to change their farming practices and then compete with the more proactive and experienced farmers in the North, or if they continued to produce the same crops without slave labor, they would have to contend with competition from other Southern states that might still have slaves. Consequently, there are unique reasons for maintaining slavery in the South that don’t apply in the North.
But there is yet another motive which is more cogent than all the others: the South might indeed, rigorously speaking, abolish slavery; but how should it rid its territory of the black population? Slaves and slavery are driven from the North by the same law, but this twofold result cannot be hoped for in the South.
But there’s another reason that’s stronger than all the others: the South might technically be able to abolish slavery, but how would it get rid of the black population? The North is able to drive away slaves and slavery by the same principle, but the South can’t expect the same outcome.
The arguments which I have adduced to show that slavery is more natural and more advantageous in the South than in the North, sufficiently prove that the number of slaves must be far greater in the former districts. It was to the southern settlements that the first Africans were brought, and it is there that the greatest number of them have always been imported. As we advance towards the South, the prejudice which sanctions idleness increases in power. In the States nearest to the tropics there is not a single white laborer; the negroes are consequently much more numerous in the South than in the North. And, as I have already observed, this disproportion increases daily, since the negroes are transferred to one part of the Union as soon as slavery is abolished in the other. Thus the black population augments in the South, not only by its natural fecundity, but by the compulsory emigration of the negroes from the North; and the African race has causes of increase in the South very analogous to those which so powerfully accelerate the growth of the European race in the North.
The arguments I’ve presented to show that slavery is more natural and beneficial in the South than in the North clearly demonstrate that the number of slaves must be much higher in the former regions. The first Africans were brought to the southern settlements, and that’s where the largest number has always been imported. As we move further south, the prejudice that supports idleness grows stronger. In the states closest to the tropics, there isn't a single white laborer; as a result, the black population is much larger in the South than in the North. And, as I’ve already pointed out, this imbalance grows every day since black people are moved to one part of the Union as soon as slavery is abolished in another. Therefore, the black population in the South increases not only through its natural growth but also by the forced migration of black individuals from the North; the African population in the South has similar reasons for growth as those that significantly boost the European population in the North.
In the State of Maine there is one negro in 300 inhabitants; in Massachusetts, one in 100; in New York, two in 100; in Pennsylvania, three in the same number; in Maryland, thirty-four; in Virginia, forty-two; and lastly, in South Carolina *q fifty-five per cent. Such was the proportion of the black population to the whites in the year 1830. But this proportion is perpetually changing, as it constantly decreases in the North and augments in the South.
In the State of Maine, there is one Black person for every 300 people; in Massachusetts, it's one in 100; in New York, two in 100; in Pennsylvania, three in that number; in Maryland, thirty-four; in Virginia, forty-two; and finally, in South Carolina, fifty-five percent. This was the ratio of the Black population to the white population in 1830. However, this ratio is always changing, as it consistently decreases in the North and increases in the South.
q
[ We find it asserted in an American work, entitled “Letters on the
Colonization Society,” by Mr. Carey, 1833, “That for the last forty
years the black race has increased more rapidly than the white race in the
State of South Carolina; and that if we take the average population of the five
States of the South into which slaves were first introduced, viz., Maryland,
Virginia, South Carolina, North Carolina, and Georgia, we shall find that from
1790 to 1830 the whites have augmented in the proportion of 80 to 100, and the
blacks in that of 112 to 100.”
q
[ An American book called “Letters on the Colonization Society” by Mr. Carey, published in 1833, states, “For the last forty years, the black population in South Carolina has grown faster than the white population; and if we look at the average population of the five Southern states where slaves were first brought—Maryland, Virginia, South Carolina, North Carolina, and Georgia—we’ll see that between 1790 and 1830, the white population increased at a rate of 80 to 100, while the black population rose at a rate of 112 to 100.” ]
In the United States, in 1830, the population of the two races stood as follows:—
In the United States, in 1830, the population of the two races was as follows:—
States where slavery is abolished, 6,565,434 whites; 120,520 blacks. Slave States, 3,960,814 whites; 2,208,102 blacks. [In 1890 the United States contained a population of 54,983,890 whites, and 7,638,360 negroes.]]
States that abolished slavery: 6,565,434 whites; 120,520 blacks. Slave states: 3,960,814 whites; 2,208,102 blacks. [In 1890, the United States had a population of 54,983,890 whites and 7,638,360 blacks.]
It is evident that the most Southern States of the Union cannot abolish slavery without incurring very great dangers, which the North had no reason to apprehend when it emancipated its black population. We have already shown the system by which the Northern States secure the transition from slavery to freedom, by keeping the present generation in chains, and setting their descendants free; by this means the negroes are gradually introduced into society; and whilst the men who might abuse their freedom are kept in a state of servitude, those who are emancipated may learn the art of being free before they become their own masters. But it would be difficult to apply this method in the South. To declare that all the negroes born after a certain period shall be free, is to introduce the principle and the notion of liberty into the heart of slavery; the blacks whom the law thus maintains in a state of slavery from which their children are delivered, are astonished at so unequal a fate, and their astonishment is only the prelude to their impatience and irritation. Thenceforward slavery loses, in their eyes, that kind of moral power which it derived from time and habit; it is reduced to a mere palpable abuse of force. The Northern States had nothing to fear from the contrast, because in them the blacks were few in number, and the white population was very considerable. But if this faint dawn of freedom were to show two millions of men their true position, the oppressors would have reason to tremble. After having affranchised the children of their slaves the Europeans of the Southern States would very shortly be obliged to extend the same benefit to the whole black population.
It’s clear that the Southern States cannot eliminate slavery without facing serious risks, which the North didn't have to worry about when it freed its black population. We’ve already explained the system the Northern States use to transition from slavery to freedom: they keep the current generation in bondage while allowing their descendants to be free. This approach gradually integrates black people into society; while men who might misuse their freedom are kept as slaves, those who are freed can learn how to be independent before they take full control of their lives. However, applying this method in the South would be challenging. Declaring that all black people born after a certain date will be free introduces the idea of liberty into a system of slavery. The blacks who remain enslaved while their children are freed would be shocked by such an unequal fate, and their surprise would only lead to impatience and frustration. From then on, slavery would lose the moral authority it had built up over time; it would simply be seen as an abuse of power. The Northern States had no reason to fear this contrast, as their black population was small and their white population large. But if this glimmer of freedom were to reveal the true situation to two million people, the oppressors would have cause for concern. After freeing the children of their slaves, the Europeans in the Southern States would soon have to offer the same freedom to the entire black population.
Chapter XVIII: Future Condition Of Three Races—Part V
In the North, as I have already remarked, a twofold migration ensues upon the abolition of slavery, or even precedes that event when circumstances have rendered it probable; the slaves quit the country to be transported southwards; and the whites of the Northern States, as well as the emigrants from Europe, hasten to fill up their place. But these two causes cannot operate in the same manner in the Southern States. On the one hand, the mass of slaves is too great for any expectation of their ever being removed from the country to be entertained; and on the other hand, the Europeans and Anglo-Americans of the North are afraid to come to inhabit a country in which labor has not yet been reinstated in its rightful honors. Besides, they very justly look upon the States in which the proportion of the negroes equals or exceeds that of the whites, as exposed to very great dangers; and they refrain from turning their activity in that direction.
In the North, as I've already mentioned, two types of migration happen after slavery is abolished, or even before it if the situation looks likely; the enslaved people leave the country to be taken south, and the white people from the Northern States, along with immigrants from Europe, rush to take their place. However, these two factors can't work the same way in the Southern States. On one hand, there are too many enslaved individuals for anyone to realistically think they could be removed from the country. On the other hand, Europeans and Anglo-Americans from the North are hesitant to move to a place where labor hasn't been respected properly. Additionally, they rightly see the states where the number of Black people is equal to or greater than that of white people as being very risky, so they avoid directing their energy that way.
Thus the inhabitants of the South would not be able, like their Northern countrymen, to initiate the slaves gradually into a state of freedom by abolishing slavery; they have no means of perceptibly diminishing the black population, and they would remain unsupported to repress its excesses. So that in the course of a few years, a great people of free negroes would exist in the heart of a white nation of equal size.
Thus, the people in the South would not be able, like their Northern counterparts, to gradually ease the slaves into freedom by ending slavery; they have no way to noticeably reduce the black population, and they would be left without support to control its growth. As a result, in just a few years, there would be a large population of free black individuals living right in the middle of a white nation of equal size.
The same abuses of power which still maintain slavery, would then become the source of the most alarming perils which the white population of the South might have to apprehend. At the present time the descendants of the Europeans are the sole owners of the land; the absolute masters of all labor; and the only persons who are possessed of wealth, knowledge, and arms. The black is destitute of all these advantages, but he subsists without them because he is a slave. If he were free, and obliged to provide for his own subsistence, would it be possible for him to remain without these things and to support life? Or would not the very instruments of the present superiority of the white, whilst slavery exists, expose him to a thousand dangers if it were abolished?
The same abuses of power that keep slavery in place would then create the most serious dangers that the white population in the South might face. Right now, the descendants of Europeans own all the land, control all labor, and are the only ones with wealth, knowledge, and weapons. Black people lack all these advantages, but they manage to survive because they are slaves. If they were free and had to fend for themselves, could they really live without these resources? Or wouldn’t the very tools that support white superiority while slavery exists put them at risk in a world without it?
As long as the negro remains a slave, he may be kept in a condition not very far removed from that of the brutes; but, with his liberty, he cannot but acquire a degree of instruction which will enable him to appreciate his misfortunes, and to discern a remedy for them. Moreover, there exists a singular principle of relative justice which is very firmly implanted in the human heart. Men are much more forcibly struck by those inequalities which exist within the circle of the same class, than with those which may be remarked between different classes. It is more easy for them to admit slavery, than to allow several millions of citizens to exist under a load of eternal infamy and hereditary wretchedness. In the North the population of freed negroes feels these hardships and resents these indignities; but its numbers and its powers are small, whilst in the South it would be numerous and strong.
As long as Black people remain enslaved, they can be kept in conditions not much better than those of animals; however, once they gain their freedom, they inevitably gain a certain level of education that allows them to understand their misfortunes and find a way to address them. Additionally, there is a unique principle of relative justice that is deeply rooted in the human heart. People are much more affected by the inequalities that exist within the same class than by those between different classes. It's easier for them to accept slavery than to permit millions of citizens to live under a constant burden of disgrace and inherited misery. In the North, the population of freed Black people feels these struggles and resents the indignities, but their numbers and power are limited, whereas in the South, they would be numerous and strong.
As soon as it is admitted that the whites and the emancipated blacks are placed upon the same territory in the situation of two alien communities, it will readily be understood that there are but two alternatives for the future; the negroes and the whites must either wholly part or wholly mingle. I have already expressed the conviction which I entertain as to the latter event. *r I do not imagine that the white and black races will ever live in any country upon an equal footing. But I believe the difficulty to be still greater in the United States than elsewhere. An isolated individual may surmount the prejudices of religion, of his country, or of his race, and if this individual is a king he may effect surprising changes in society; but a whole people cannot rise, as it were, above itself. A despot who should subject the Americans and their former slaves to the same yoke, might perhaps succeed in commingling their races; but as long as the American democracy remains at the head of affairs, no one will undertake so difficult a task; and it may be foreseen that the freer the white population of the United States becomes, the more isolated will it remain. *s
As soon as it's acknowledged that whites and freed blacks are living in the same area as separate communities, it becomes clear that there are only two options for the future: blacks and whites must either completely separate or completely integrate. I've already shared my belief about the latter possibility. I don't think the white and black races will ever coexist on equal terms in any country. However, I believe this challenge is even greater in the United States than anywhere else. An individual can overcome the biases of their religion, nationality, or race, and if that individual is a leader, they might bring about remarkable changes in society. But an entire population can't elevate itself in that way. A ruler who tried to force Americans and their former slaves to live as one might manage to mix their races, but as long as American democracy is in charge, no one will take on such a difficult task; and it's likely that the freer the white population in the United States becomes, the more isolated it will remain.
r
[ This opinion is sanctioned by authorities infinitely weightier than anything
that I can say: thus, for instance, it is stated in the “Memoirs of
Jefferson” (as collected by M. Conseil), “Nothing is more clearly
written in the book of destiny than the emancipation of the blacks; and it is
equally certain that the two races will never live in a state of equal freedom
under the same government, so insurmountable are the barriers which nature,
habit, and opinions have established between them.”]
r
[ This opinion is backed by authorities far more significant than anything I can express: for example, it is mentioned in the “Memoirs of Jefferson” (as compiled by M. Conseil), “Nothing is more clearly outlined in the book of destiny than the emancipation of the blacks; and it is equally certain that the two races will never coexist in a state of equal freedom under the same government, as the barriers created by nature, habits, and beliefs between them are insurmountable.”]
s
[ If the British West India planters had governed themselves, they would
assuredly not have passed the Slave Emancipation Bill which the mother-country
has recently imposed upon them.]
s
[ If the British West India planters had managed their own affairs, they definitely would not have approved the Slave Emancipation Bill that the mother country has recently forced upon them.]
I have previously observed that the mixed race is the true bond of union between the Europeans and the Indians; just so the mulattoes are the true means of transition between the white and the negro; so that wherever mulattoes abound, the intermixture of the two races is not impossible. In some parts of America, the European and the negro races are so crossed by one another, that it is rare to meet with a man who is entirely black, or entirely white: when they are arrived at this point, the two races may really be said to be combined; or rather to have been absorbed in a third race, which is connected with both without being identical with either.
I have previously noted that mixed race people serve as the real link between Europeans and Indigenous peoples; similarly, mulattoes act as a key transition between white and black. Where there are many mulattoes, the mixing of the two races becomes likely. In some areas of America, the European and black races have mingled so much that it's rare to find someone who is purely black or purely white. When they reach this stage, the two races can truly be said to have merged or, more accurately, to have been absorbed into a third race that is related to both but not exactly the same as either.
Of all the Europeans the English are those who have mixed least with the negroes. More mulattoes are to be seen in the South of the Union than in the North, but still they are infinitely more scarce than in any other European colony: mulattoes are by no means numerous in the United States; they have no force peculiar to themselves, and when quarrels originating in differences of color take place, they generally side with the whites; just as the lackeys of the great, in Europe, assume the contemptuous airs of nobility to the lower orders.
Of all the Europeans, the English have mixed the least with black people. There are more mixed-race individuals in the South than in the North, but they are still far less common than in any other European colony. Mixed-race individuals are not numerous in the United States; they don't have any distinct power or influence, and when conflicts arise over racial differences, they usually side with white people, similar to how servants of the elite in Europe adopt a condescending attitude towards the lower classes.
The pride of origin, which is natural to the English, is singularly augmented by the personal pride which democratic liberty fosters amongst the Americans: the white citizen of the United States is proud of his race, and proud of himself. But if the whites and the negroes do not intermingle in the North of the Union, how should they mix in the South? Can it be supposed for an instant, that an American of the Southern States, placed, as he must forever be, between the white man with all his physical and moral superiority and the negro, will ever think of preferring the latter? The Americans of the Southern States have two powerful passions which will always keep them aloof; the first is the fear of being assimilated to the negroes, their former slaves; and the second the dread of sinking below the whites, their neighbors.
The sense of pride in one's origins, which is common among the English, is significantly boosted by the personal pride that democratic freedom inspires in Americans: the white citizen of the United States takes pride in their race and in themselves. But if white and black people do not mix in the Northern states, how can it be expected to happen in the South? Is it conceivable, even for a moment, that a Southerner, always positioned between the white man with all his physical and moral advantages and the black man, would ever consider favoring the latter? Southerners are driven by two strong emotions that will always keep them apart: the first is the fear of being associated with black people, their former slaves; and the second is the fear of falling below their white neighbors.
If I were called upon to predict what will probably occur at some future time, I should say, that the abolition of slavery in the South will, in the common course of things, increase the repugnance of the white population for the men of color. I found this opinion upon the analogous observation which I already had occasion to make in the North. I there remarked that the white inhabitants of the North avoid the negroes with increasing care, in proportion as the legal barriers of separation are removed by the legislature; and why should not the same result take place in the South? In the North, the whites are deterred from intermingling with the blacks by the fear of an imaginary danger; in the South, where the danger would be real, I cannot imagine that the fear would be less general.
If I had to guess what might happen in the future, I would say that ending slavery in the South will likely increase the white population's dislike for people of color. I base this opinion on similar observations I've made in the North. There, I noticed that white residents are avoiding Black people with growing care as the legal barriers separating them are removed by lawmakers; so why wouldn't the same happen in the South? In the North, whites are held back from mixing with Black people by a fear of a made-up danger; in the South, where the danger is real, I can't believe that the fear would be any less widespread.
If, on the one hand, it be admitted (and the fact is unquestionable) that the colored population perpetually accumulates in the extreme South, and that it increases more rapidly than that of the whites; and if, on the other hand, it be allowed that it is impossible to foresee a time at which the whites and the blacks will be so intermingled as to derive the same benefits from society; must it not be inferred that the blacks and the whites will, sooner or later, come to open strife in the Southern States of the Union? But if it be asked what the issue of the struggle is likely to be, it will readily be understood that we are here left to form a very vague surmise of the truth. The human mind may succeed in tracing a wide circle, as it were, which includes the course of future events; but within that circle a thousand various chances and circumstances may direct it in as many different ways; and in every picture of the future there is a dim spot, which the eye of the understanding cannot penetrate. It appears, however, to be extremely probable that in the West Indian Islands the white race is destined to be subdued, and the black population to share the same fate upon the continent.
If we accept the undeniable fact that the Black population is continuously growing in the deep South and is increasing at a faster rate than the white population, and if we also acknowledge that it seems unlikely that there will ever be a time when whites and Blacks will mix in such a way that they enjoy the same societal benefits, then can we not conclude that a conflict between Blacks and whites in the Southern States is inevitable? However, if we consider what the outcome of such a conflict might be, it's clear that we can only guess at the reality. The human mind might be able to outline a general path for future events but within that outline, countless variables and circumstances can lead us in many different directions; every vision of the future has a blurry area that our understanding can't quite grasp. Nevertheless, it seems very likely that in the West Indies, the white race will be overpowered, and the Black population may face a similar fate on the mainland.
In the West India Islands the white planters are surrounded by an immense black population; on the continent, the blacks are placed between the ocean and an innumerable people, which already extends over them in a dense mass, from the icy confines of Canada to the frontiers of Virginia, and from the banks of the Missouri to the shores of the Atlantic. If the white citizens of North America remain united, it cannot be supposed that the negroes will escape the destruction with which they are menaced; they must be subdued by want or by the sword. But the black population which is accumulated along the coast of the Gulf of Mexico, has a chance of success if the American Union is dissolved when the struggle between the two races begins. If the federal tie were broken, the citizens of the South would be wrong to rely upon any lasting succor from their Northern countrymen. The latter are well aware that the danger can never reach them; and unless they are constrained to march to the assistance of the South by a positive obligation, it may be foreseen that the sympathy of color will be insufficient to stimulate their exertions.
In the West Indies, the white plantation owners are surrounded by a large Black population; on the mainland, Black people are caught between the ocean and a vast number of others, who already dominate the area from the cold reaches of Canada to the borders of Virginia, and from the banks of the Missouri River to the Atlantic coast. If the white citizens of North America stay united, it’s likely that Black people won’t escape the destruction looming over them; they will be brought down by either poverty or violence. However, the Black population concentrated along the Gulf of Mexico has a chance of success if the American Union falls apart when conflict arises between the two races. If the federal bond is severed, Southern citizens would be mistaken to think they could count on lasting help from their Northern counterparts. The North knows that the danger won’t reach them; and unless they are forced to come to the South's aid out of a clear obligation, it’s likely that racial solidarity will not motivate them to take action.
Yet, at whatever period the strife may break out, the whites of the South, even if they are abandoned to their own resources, will enter the lists with an immense superiority of knowledge and of the means of warfare; but the blacks will have numerical strength and the energy of despair upon their side, and these are powerful resources to men who have taken up arms. The fate of the white population of the Southern States will, perhaps, be similar to that of the Moors in Spain. After having occupied the land for centuries, it will perhaps be forced to retire to the country whence its ancestors came, and to abandon to the negroes the possession of a territory, which Providence seems to have more peculiarly destined for them, since they can subsist and labor in it more easily that the whites.
Yet, whenever the conflict erupts, the white people of the South, even if left to their own devices, will engage with a huge advantage in knowledge and warfare capabilities; however, the black people will have numerical strength and the desperation that comes from their situation on their side, and these are powerful assets for those who have taken up arms. The fate of the white population in the Southern States may, in some ways, resemble that of the Moors in Spain. After having occupied the land for centuries, they might be forced to retreat to the homeland of their ancestors and leave the territory to the black people, who seem better suited to thrive and work in it than the whites.
The danger of a conflict between the white and the black inhabitants of the Southern States of the Union—a danger which, however remote it may be, is inevitable—perpetually haunts the imagination of the Americans. The inhabitants of the North make it a common topic of conversation, although they have no direct injury to fear from the struggle; but they vainly endeavor to devise some means of obviating the misfortunes which they foresee. In the Southern States the subject is not discussed: the planter does not allude to the future in conversing with strangers; the citizen does not communicate his apprehensions to his friends; he seeks to conceal them from himself; but there is something more alarming in the tacit forebodings of the South, than in the clamorous fears of the Northern States.
The threat of a conflict between the white and black populations in the Southern States is a concern that, no matter how unlikely it may seem, feels unavoidable to many Americans. People in the North often talk about it, even though they don't face any direct risks from the fight; they futilely try to come up with ways to prevent the problems they anticipate. In the South, though, the topic is rarely brought up: plantation owners don’t mention the future in talks with strangers, and citizens don’t share their worries with friends; they try to push those thoughts away. However, the unspoken fears in the South can feel more unsettling than the loud anxieties expressed in the Northern States.
This all-pervading disquietude has given birth to an undertaking which is but little known, but which may have the effect of changing the fate of a portion of the human race. From apprehension of the dangers which I have just been describing, a certain number of American citizens have formed a society for the purpose of exporting to the coast of Guinea, at their own expense, such free negroes as may be willing to escape from the oppression to which they are subject. *t In 1820, the society to which I allude formed a settlement in Africa, upon the seventh degree of north latitude, which bears the name of Liberia. The most recent intelligence informs us that 2,500 negroes are collected there; they have introduced the democratic institutions of America into the country of their forefathers; and Liberia has a representative system of government, negro jurymen, negro magistrates, and negro priests; churches have been built, newspapers established, and, by a singular change in the vicissitudes of the world, white men are prohibited from sojourning within the settlement. *u
This widespread unease has led to an initiative that is not well-known but could change the fate of a part of humanity. Out of fear of the dangers I’ve just described, a group of American citizens has created a society dedicated to sending free black individuals who want to escape their oppression to the coast of Guinea at their own expense. In 1820, the society I’m referring to established a settlement in Africa, at the seventh degree of north latitude, called Liberia. Recent reports indicate that 2,500 black individuals have gathered there; they have introduced American democratic institutions to the land of their ancestors, and Liberia has a representative government system, black jurors, black judges, and black clergy. Churches have been built, newspapers have been launched, and, in a remarkable twist of fate, white people are prohibited from living in the settlement.
t
[ This society assumed the name of “The Society for the Colonization of
the Blacks.” See its annual reports; and more particularly the fifteenth.
See also the pamphlet, to which allusion has already been made, entitled
“Letters on the Colonization Society, and on its probable Results,”
by Mr. Carey, Philadelphia, 1833.]
t
[ This organization called itself “The Society for the Colonization of the Blacks.” Check its annual reports, especially the fifteenth. Also, see the pamphlet mentioned earlier, titled “Letters on the Colonization Society, and on its probable Results,” by Mr. Carey, Philadelphia, 1833.]
u
[ This last regulation was laid down by the founders of the settlement; they
apprehended that a state of things might arise in Africa similar to that which
exists on the frontiers of the United States, and that if the negroes, like the
Indians, were brought into collision with a people more enlightened than
themselves, they would be destroyed before they could be civilized.]
u
[This last rule was established by the founders of the settlement; they feared that a situation might develop in Africa similar to what is happening on the borders of the United States, and that if the Black people, like the Native Americans, came into conflict with a more advanced society, they would be wiped out before they could be civilized.]
This is indeed a strange caprice of fortune. Two hundred years have now elapsed since the inhabitants of Europe undertook to tear the negro from his family and his home, in order to transport him to the shores of North America; at the present day, the European settlers are engaged in sending back the descendants of those very negroes to the Continent from which they were originally taken; and the barbarous Africans have been brought into contact with civilization in the midst of bondage, and have become acquainted with free political institutions in slavery. Up to the present time Africa has been closed against the arts and sciences of the whites; but the inventions of Europe will perhaps penetrate into those regions, now that they are introduced by Africans themselves. The settlement of Liberia is founded upon a lofty and a most fruitful idea; but whatever may be its results with regard to the Continent of Africa, it can afford no remedy to the New World.
This is truly an odd twist of fate. Two hundred years have passed since the people of Europe decided to strip a black man of his family and home to transport him to the shores of North America; today, European settlers are sending back the descendants of those same black individuals to the continent from which they were originally taken. These barbaric Africans have been exposed to civilization while in bondage and have learned about free political institutions while being enslaved. Up until now, Africa has been shut off from the arts and sciences of white people; however, the inventions of Europe might finally reach those areas, now that they are brought by Africans themselves. The founding of Liberia is based on a noble and very fruitful idea; yet, no matter its outcomes for the continent of Africa, it offers no solution for the New World.
In twelve years the Colonization Society has transported 2,500 negroes to Africa; in the same space of time about 700,000 blacks were born in the United States. If the colony of Liberia were so situated as to be able to receive thousands of new inhabitants every year, and if the negroes were in a state to be sent thither with advantage; if the Union were to supply the society with annual subsidies, *v and to transport the negroes to Africa in the vessels of the State, it would still be unable to counterpoise the natural increase of population amongst the blacks; and as it could not remove as many men in a year as are born upon its territory within the same space of time, it would fail in suspending the growth of the evil which is daily increasing in the States. *w The negro race will never leave those shores of the American continent, to which it was brought by the passions and the vices of Europeans; and it will not disappear from the New World as long as it continues to exist. The inhabitants of the United States may retard the calamities which they apprehend, but they cannot now destroy their efficient cause.
In twelve years, the Colonization Society has sent 2,500 Black people to Africa; during the same time, about 700,000 Black individuals were born in the United States. If the colony of Liberia were in a position to accept thousands of new residents every year, and if the Black people were ready to be sent there for their benefit; if the Union were to provide the society with yearly funding and transport the Black individuals to Africa on state ships, it would still not be able to offset the natural increase in the Black population. Since it couldn't remove as many people in a year as are born on its territory in the same period, it would fail to stop the growing issue that is increasingly prevalent in the States. The Black race will never leave the shores of the American continent, where it was brought by the desires and wrongs of Europeans; it will not vanish from the New World as long as it continues to exist. The people of the United States may delay the disasters they fear, but they can no longer eliminate their underlying cause.
v
[ Nor would these be the only difficulties attendant upon the undertaking; if
the Union undertook to buy up the negroes now in America, in order to transport
them to Africa, the price of slaves, increasing with their scarcity, would soon
become enormous; and the States of the North would never consent to expend such
great sums for a purpose which would procure such small advantages to
themselves. If the Union took possession of the slaves in the Southern States
by force, or at a rate determined by law, an insurmountable resistance would
arise in that part of the country. Both alternatives are equally impossible.]
v
[ These wouldn't be the only challenges involved in the effort; if the Union tried to buy up the enslaved people currently in America to relocate them to Africa, the cost of slaves would skyrocket as they became rarer. The Northern States would never agree to spend such large amounts for a benefit that offered them so little. If the Union forcibly took control of the enslaved people in the Southern States or set a price by law, there would be overwhelming resistance in that region. Both options are equally unfeasible.]
w
[ In 1830 there were in the United States 2,010,327 slaves and 319,439 free
blacks, in all 2,329,766 negroes: which formed about one-fifth of the total
population of the United States at that time.]
w
[ In 1830, the United States had 2,010,327 slaves and 319,439 free Black individuals, totaling 2,329,766 Black people: which made up about one-fifth of the total population of the United States at that time.]
I am obliged to confess that I do not regard the abolition of slavery as a means of warding off the struggle of the two races in the United States. The negroes may long remain slaves without complaining; but if they are once raised to the level of free men, they will soon revolt at being deprived of all their civil rights; and as they cannot become the equals of the whites, they will speedily declare themselves as enemies. In the North everything contributed to facilitate the emancipation of the slaves; and slavery was abolished, without placing the free negroes in a position which could become formidable, since their number was too small for them ever to claim the exercise of their rights. But such is not the case in the South. The question of slavery was a question of commerce and manufacture for the slave-owners in the North; for those of the South, it is a question of life and death. God forbid that I should seek to justify the principle of negro slavery, as has been done by some American writers! But I only observe that all the countries which formerly adopted that execrable principle are not equally able to abandon it at the present time.
I have to admit that I don't see the end of slavery as a way to prevent the conflict between the two races in the United States. Black people might stay quiet as long as they are enslaved, but once they are given freedom, they will quickly revolt if their civil rights are denied. Since they can never become equals to white people, they'll soon see themselves as adversaries. In the North, everything worked together to make it easier to free the slaves; slavery ended without putting the freed Black people in a position where they could pose a threat, since their numbers were too small for them to demand their rights effectively. But the situation is different in the South. For slave owners in the North, slavery was about commerce and industry; for those in the South, it’s a matter of survival. I would never try to justify the principle of Black slavery, as some American writers have done! I just point out that not all countries that once adopted that terrible principle can abandon it now.
When I contemplate the condition of the South, I can only discover two alternatives which may be adopted by the white inhabitants of those States; viz., either to emancipate the negroes, and to intermingle with them; or, remaining isolated from them, to keep them in a state of slavery as long as possible. All intermediate measures seem to me likely to terminate, and that shortly, in the most horrible of civil wars, and perhaps in the extirpation of one or other of the two races. Such is the view which the Americans of the South take of the question, and they act consistently with it. As they are determined not to mingle with the negroes, they refuse to emancipate them.
When I think about the situation in the South, I can see only two options that the white residents of those states can take: either to free the Black people and mix with them, or to remain separate and keep them enslaved for as long as possible. Any middle ground seems to lead quickly to a terrible civil war, and possibly to the destruction of one of the two races. This is how people in the South view the issue, and they act accordingly. Because they are set against mixing with Black people, they refuse to free them.
Not that the inhabitants of the South regard slavery as necessary to the wealth of the planter, for on this point many of them agree with their Northern countrymen in freely admitting that slavery is prejudicial to their interest; but they are convinced that, however prejudicial it may be, they hold their lives upon no other tenure. The instruction which is now diffused in the South has convinced the inhabitants that slavery is injurious to the slave-owner, but it has also shown them, more clearly than before, that no means exist of getting rid of its bad consequences. Hence arises a singular contrast; the more the utility of slavery is contested, the more firmly is it established in the laws; and whilst the principle of servitude is gradually abolished in the North, that self-same principle gives rise to more and more rigorous consequences in the South.
Not that the people in the South see slavery as essential to the wealth of the plantation owner, because many of them agree with their Northern fellow citizens in openly admitting that slavery harms their interests; but they are convinced that, no matter how harmful it may be, their lives depend on it. The education that is now widespread in the South has made its people aware that slavery is damaging to the slave owner, but it has also made it clearer than ever that there are no ways to eliminate its negative effects. This creates a strange contrast; the more the usefulness of slavery is questioned, the more firmly it is entrenched in the laws; and while the principle of servitude is gradually being abolished in the North, that very principle leads to stricter consequences in the South.
The legislation of the Southern States with regard to slaves, presents at the present day such unparalleled atrocities as suffice to show how radically the laws of humanity have been perverted, and to betray the desperate position of the community in which that legislation has been promulgated. The Americans of this portion of the Union have not, indeed, augmented the hardships of slavery; they have, on the contrary, bettered the physical condition of the slaves. The only means by which the ancients maintained slavery were fetters and death; the Americans of the South of the Union have discovered more intellectual securities for the duration of their power. They have employed their despotism and their violence against the human mind. In antiquity, precautions were taken to prevent the slave from breaking his chains; at the present day measures are adopted to deprive him even of the desire of freedom. The ancients kept the bodies of their slaves in bondage, but they placed no restraint upon the mind and no check upon education; and they acted consistently with their established principle, since a natural termination of slavery then existed, and one day or other the slave might be set free, and become the equal of his master. But the Americans of the South, who do not admit that the negroes can ever be commingled with themselves, have forbidden them to be taught to read or to write, under severe penalties; and as they will not raise them to their own level, they sink them as nearly as possible to that of the brutes.
The laws in the Southern States regarding slaves today reveal such shocking injustices that they clearly demonstrate how twisted the principles of humanity have become, exposing the desperate situation of the society that enforces these laws. The people in this part of the Union haven't actually made slavery worse; instead, they've improved the physical conditions of the slaves. The ancient world used chains and death to maintain slavery, but Southern Americans have found more sophisticated ways to secure their control. They exercise their tyranny and violence against the minds of the enslaved. In ancient times, efforts were made to stop slaves from escaping their physical chains; today, measures are taken to eliminate any desire for freedom. While the ancients confined the bodies of their slaves, they didn't restrict their minds or education; this made sense within their belief system, as there was a natural end to slavery, and one day, a slave could be freed and become equal to their master. However, the Southern Americans, who refuse to accept that Black people can ever be on the same level as themselves, have made it illegal to teach them how to read or write, imposing harsh penalties. By refusing to elevate them to their own status, they aim to reduce them as much as possible to the level of animals.
The hope of liberty had always been allowed to the slave to cheer the hardships of his condition. But the Americans of the South are well aware that emancipation cannot but be dangerous, when the freed man can never be assimilated to his former master. To give a man his freedom, and to leave him in wretchedness and ignominy, is nothing less than to prepare a future chief for a revolt of the slaves. Moreover, it has long been remarked that the presence of a free negro vaguely agitates the minds of his less fortunate brethren, and conveys to them a dim notion of their rights. The Americans of the South have consequently taken measures to prevent slave-owners from emancipating their slaves in most cases; not indeed by a positive prohibition, but by subjecting that step to various forms which it is difficult to comply with. I happened to meet with an old man, in the South of the Union, who had lived in illicit intercourse with one of his negresses, and had had several children by her, who were born the slaves of their father. He had indeed frequently thought of bequeathing to them at least their liberty; but years had elapsed without his being able to surmount the legal obstacles to their emancipation, and in the mean while his old age was come, and he was about to die. He pictured to himself his sons dragged from market to market, and passing from the authority of a parent to the rod of the stranger, until these horrid anticipations worked his expiring imagination into frenzy. When I saw him he was a prey to all the anguish of despair, and he made me feel how awful is the retribution of nature upon those who have broken her laws.
The hope for freedom was always a source of comfort for the slave during tough times. However, people in the Southern United States know that freeing a slave can only lead to trouble when the freed person can never be integrated into society with their former master. Giving someone their freedom while leaving them in poverty and shame is essentially setting the stage for a future uprising of the slaves. Additionally, it has been noted for a long time that having a free black man around can stir up thoughts and feelings in his less fortunate peers, giving them a vague sense of their rights. As a result, Southerners have taken steps to make it difficult for slave owners to free their slaves in most cases; not through outright bans, but by creating complex procedures that are hard to navigate. I once met an old man in the Southern U.S. who had been in an illicit relationship with one of his female slaves and had several children with her, who were born as his slaves. He often thought about giving them their freedom, but years had passed without him being able to overcome the legal hurdles to their emancipation, and in the meantime, he was aging and about to die. He envisioned his sons being sold from one market to another, going from his care to the rule of strangers, until these horrific thoughts drove him to madness. When I saw him, he was consumed by overwhelming despair, and he showed me just how terrible the consequences can be for those who violate nature's laws.
These evils are unquestionably great; but they are the necessary and foreseen consequence of the very principle of modern slavery. When the Europeans chose their slaves from a race differing from their own, which many of them considered as inferior to the other races of mankind, and which they all repelled with horror from any notion of intimate connection, they must have believed that slavery would last forever; since there is no intermediate state which can be durable between the excessive inequality produced by servitude and the complete equality which originates in independence. The Europeans did imperfectly feel this truth, but without acknowledging it even to themselves. Whenever they have had to do with negroes, their conduct has either been dictated by their interest and their pride, or by their compassion. They first violated every right of humanity by their treatment of the negro and they afterwards informed him that those rights were precious and inviolable. They affected to open their ranks to the slaves, but the negroes who attempted to penetrate into the community were driven back with scorn; and they have incautiously and involuntarily been led to admit of freedom instead of slavery, without having the courage to be wholly iniquitous, or wholly just.
These problems are undeniably serious, but they are the necessary and expected result of the very principle of modern slavery. When Europeans chose their slaves from a race different from their own, which many considered inferior to other races, and which they all recoiled from any idea of close connection, they must have believed that slavery would last forever; since there’s no lasting middle ground between the extreme inequality created by servitude and the complete equality that comes with independence. The Europeans somewhat recognized this truth, but they didn’t acknowledge it even to themselves. Whenever they dealt with Black people, their behavior was fueled either by their self-interest and pride or by their compassion. They first violated every right of humanity through their treatment of Black individuals and then told them that those rights were valuable and untouchable. They pretended to welcome slaves into their ranks, but the Black individuals who tried to join the community were met with disdain; and they have thoughtlessly and unintentionally opened the door to freedom instead of slavery, lacking the courage to be entirely unjust or entirely just.
If it be impossible to anticipate a period at which the Americans of the South will mingle their blood with that of the negroes, can they allow their slaves to become free without compromising their own security? And if they are obliged to keep that race in bondage in order to save their own families, may they not be excused for availing themselves of the means best adapted to that end? The events which are taking place in the Southern States of the Union appear to me to be at once the most horrible and the most natural results of slavery. When I see the order of nature overthrown, and when I hear the cry of humanity in its vain struggle against the laws, my indignation does not light upon the men of our own time who are the instruments of these outrages; but I reserve my execration for those who, after a thousand years of freedom, brought back slavery into the world once more.
If it's impossible to predict a time when Southerners will mix their blood with that of black people, can they truly let their slaves become free without putting their own safety at risk? And if they have to keep that race in bondage to protect their own families, can we blame them for using the means that seem best for that purpose? The events happening in the Southern States appear to be both the most terrible and the most expected outcomes of slavery. When I see the natural order disrupted, and when I hear the cry of humanity struggling against the laws in vain, my anger isn’t directed at the people of our time who are carrying out these abuses; instead, I reserve my condemnation for those who, after a thousand years of freedom, reintroduced slavery to the world.
Whatever may be the efforts of the Americans of the South to maintain slavery, they will not always succeed. Slavery, which is now confined to a single tract of the civilized earth, which is attacked by Christianity as unjust, and by political economy as prejudicial; and which is now contrasted with democratic liberties and the information of our age, cannot survive. By the choice of the master, or by the will of the slave, it will cease; and in either case great calamities may be expected to ensue. If liberty be refused to the negroes of the South, they will in the end seize it for themselves by force; if it be given, they will abuse it ere long. *x
Whatever the efforts of Southern Americans to keep slavery in place, they won’t be successful forever. Slavery, which is currently limited to one part of the civilized world, is being challenged by Christianity as unjust and by economics as harmful; it stands in stark contrast to democratic freedoms and the knowledge of our time, and it simply cannot survive. Whether it ends through the choice of the master or the determination of the enslaved, major troubles can be expected to follow. If freedom is denied to the black people in the South, they will eventually take it by force; if it is granted, they will misuse it before long.
x
[ [This chapter is no longer applicable to the condition of the negro race in
the United States, since the abolition of slavery was the result, though not
the object, of the great Civil War, and the negroes have been raised to the
condition not only of freedmen, but of citizens; and in some States they
exercise a preponderating political power by reason of their numerical
majority. Thus, in South Carolina there were in 1870, 289,667 whites and
415,814 blacks. But the emancipation of the slaves has not solved the problem,
how two races so different and so hostile are to live together in peace in one
country on equal terms. That problem is as difficult, perhaps more difficult
than ever; and to this difficulty the author’s remarks are still
perfectly applicable.]]
x
[ [This chapter is no longer relevant to the situation of the black community in the United States, since the end of slavery was a consequence, not the goal, of the significant Civil War, and black individuals have been elevated to the status of not just freedmen, but citizens; in some States, they hold considerable political power due to their numbers. For example, in South Carolina in 1870, there were 289,667 whites and 415,814 blacks. However, the emancipation of the slaves has not resolved the issue of how two such different and often opposing races can coexist peacefully in one country as equals. This issue is as complex, if not more complex, than ever; and the author’s comments remain highly relevant to this challenge.]]
Chapter XVIII: Future Condition Of Three Races—Part VI
What Are The Chances In Favor Of The Duration Of The American Union, And What Dangers Threaten It *y
What Are The Chances In Favor Of The Duration Of The American Union, And What Dangers Threaten It *y
y
[ [This chapter is one of the most curious and interesting portions of the
work, because it embraces almost all the constitutional and social questions
which were raised by the great secession of the South and decided by the
results of the Civil War. But it must be confessed that the sagacity of the
author is sometimes at fault in these speculations, and did not save him from
considerable errors, which the course of events has since made apparent. He
held that “the legislators of the Constitution of 1789 were not appointed
to constitute the government of a single people, but to regulate the
association of several States; that the Union was formed by the voluntary
agreement of the States, and in uniting together they have not forfeited their
nationality, nor have they been reduced to the condition of one and the same
people.” Whence he inferred that “if one of the States chose to
withdraw its name from the contract, it would be difficult to disprove its
right of doing so; and that the Federal Government would have no means of
maintaining its claims directly, either by force or by right.” This is
the Southern theory of the Constitution, and the whole case of the South in
favor of secession. To many Europeans, and to some American (Northern) jurists,
this view appeared to be sound; but it was vigorously resisted by the North,
and crushed by force of arms.
y
[ [This chapter is one of the most intriguing and significant parts of the work because it covers nearly all the constitutional and social issues raised by the South’s secession and addressed by the outcomes of the Civil War. However, it must be acknowledged that the author's insight sometimes misses the mark in these discussions, leading to substantial errors that have since become clear due to the unfolding events. He believed that “the legislators of the Constitution of 1789 were not appointed to create a government for a single people, but to manage the relationship of several States; that the Union was formed by the voluntary agreement of the States, and by coming together they have not lost their individuality, nor have they been turned into one homogeneous people.” From this, he concluded that “if one of the States decided to withdraw its name from the agreement, it would be hard to argue against its right to do so; and that the Federal Government would have no way to enforce its claims directly, either through force or through legal authority.” This represents the Southern interpretation of the Constitution and the entire Southern argument for secession. To many Europeans and some American (Northern) legal scholars, this perspective seemed valid; but it was strongly opposed by the North and ultimately defeated by military force.
The author of this book was mistaken in supposing that the “Union was a vast body which presents no definite object to patriotic feeling.” When the day of trial came, millions of men were ready to lay down their lives for it. He was also mistaken in supposing that the Federal Executive is so weak that it requires the free consent of the governed to enable it to subsist, and that it would be defeated in a struggle to maintain the Union against one or more separate States. In 1861 nine States, with a population of 8,753,000, seceded, and maintained for four years a resolute but unequal contest for independence, but they were defeated.
The author of this book was wrong to think that the “Union was a vast body that didn’t evoke any strong patriotic feelings.” When the time came, millions of men were ready to sacrifice their lives for it. He was also mistaken in believing that the Federal Executive is so weak that it needs the people's consent to survive, and that it would lose a fight to keep the Union intact against one or more separate States. In 1861, nine States, with a population of 8,753,000, seceded and fought for four years in a determined but unequal struggle for independence, but they ultimately lost.
Lastly, the author was mistaken in supposing that a community of interests would always prevail between North and South sufficiently powerful to bind them together. He overlooked the influence which the question of slavery must have on the Union the moment that the majority of the people of the North declared against it. In 1831, when the author visited America, the anti-slavery agitation had scarcely begun; and the fact of Southern slavery was accepted by men of all parties, even in the States where there were no slaves: and that was unquestionably the view taken by all the States and by all American statesmen at the time of the adoption of the Constitution, in 1789. But in the course of thirty years a great change took place, and the North refused to perpetuate what had become the “peculiar institution” of the South, especially as it gave the South a species of aristocratic preponderance. The result was the ratification, in December, 1865, of the celebrated 13th article or amendment of the Constitution, which declared that “neither slavery nor involuntary servitude—except as a punishment for crime—shall exist within the United States.” To which was soon afterwards added the 15th article, “The right of citizens to vote shall not be denied or abridged by the United States, or by any State, on account of race, color, or previous servitude.” The emancipation of several millions of negro slaves without compensation, and the transfer to them of political preponderance in the States in which they outnumber the white population, were acts of the North totally opposed to the interests of the South, and which could only have been carried into effect by conquest.—Translator’s Note.]]
Lastly, the author was wrong to believe that a shared interest would always be strong enough to hold the North and South together. He underestimated how much the issue of slavery would affect the Union once the majority of Northerners turned against it. In 1831, when the author traveled to America, the anti-slavery movement had only just started; Southern slavery was accepted by people across all political parties, even in states without slaves. This was definitely the stance of all states and American leaders at the time the Constitution was adopted in 1789. However, over the next thirty years, a major shift occurred, and the North refused to support what had become the South's "peculiar institution," particularly because it gave the South a kind of aristocratic dominance. The outcome was the ratification, in December 1865, of the well-known 13th amendment to the Constitution, which stated that “neither slavery nor involuntary servitude—except as a punishment for crime—shall exist within the United States.” This was soon followed by the 15th amendment, which declared, “The right of citizens to vote shall not be denied or abridged by the United States, or by any State, on account of race, color, or previous servitude.” The liberation of millions of black slaves without compensation and the transfer of political power to them in states where they outnumbered white residents were actions taken by the North that directly contradicted the interests of the South and could only be implemented through conquest.—Translator’s Note.
Reason for which the preponderating force lies in the States rather than in the Union—The Union will only last as long as all the States choose to belong to it—Causes which tend to keep them united—Utility of the Union to resist foreign enemies, and to prevent the existence of foreigners in America—No natural barriers between the several States—No conflicting interests to divide them—Reciprocal interests of the Northern, Southern, and Western States—Intellectual ties of union—Uniformity of opinions—Dangers of the Union resulting from the different characters and the passions of its citizens—Character of the citizens in the South and in the North—The rapid growth of the Union one of its greatest dangers—Progress of the population to the Northwest—Power gravitates in the same direction—Passions originating from sudden turns of fortune—Whether the existing Government of the Union tends to gain strength, or to lose it—Various signs of its decrease—Internal improvements—Waste lands—Indians—The Bank—The Tariff—General Jackson.
Reason for which the main power rests with the States instead of the Union—The Union will only last as long as all the States want to be a part of it—Factors that help keep them united—Benefits of the Union for resisting foreign adversaries and for preventing foreign presence in America—No natural barriers between the various States—No conflicting interests to separate them—Shared interests of the Northern, Southern, and Western States—Intellectual connections—Shared opinions—Risks to the Union arising from the differing characters and emotions of its citizens—Character of citizens in the South and North—The rapid expansion of the Union is one of its biggest threats—Population growth toward the Northwest—Power moves in the same direction—Emotions stirred by sudden changes in fortune—Whether the current Government of the Union is becoming stronger or weaker—Various indicators of its decline—Infrastructure improvements—Unclaimed lands—Indigenous peoples—The Bank—The Tariff—General Jackson.
The maintenance of the existing institutions of the several States depends in some measure upon the maintenance of the Union itself. It is therefore important in the first instance to inquire into the probable fate of the Union. One point may indeed be assumed at once: if the present confederation were dissolved, it appears to me to be incontestable that the States of which it is now composed would not return to their original isolated condition, but that several unions would then be formed in the place of one. It is not my intention to inquire into the principles upon which these new unions would probably be established, but merely to show what the causes are which may effect the dismemberment of the existing confederation.
The upkeep of the current institutions in the various States relies partly on the survival of the Union itself. So, it's important to first consider what might happen to the Union. One thing can be assumed right away: if the current confederation were to break apart, it seems undeniable to me that the States involved wouldn't revert to their original isolated states; instead, several new unions would form in place of the existing one. I'm not looking to examine the principles on which these new unions would likely be built, but rather to highlight the factors that could lead to the breakup of the current confederation.
With this object I shall be obliged to retrace some of the steps which I have already taken, and to revert to topics which I have before discussed. I am aware that the reader may accuse me of repetition, but the importance of the matter which still remains to be treated is my excuse; I had rather say too much, than say too little to be thoroughly understood, and I prefer injuring the author to slighting the subject.
With this object, I will need to go over some of the steps I've already taken and revisit topics I've discussed before. I know the reader might call me repetitive, but the significance of what still needs to be addressed justifies it; I'd rather say too much than too little to ensure everything is clear, and I prefer to risk annoying the author than neglecting the topic.
The legislators who formed the Constitution of 1789 endeavored to confer a distinct and preponderating authority upon the federal power. But they were confined by the conditions of the task which they had undertaken to perform. They were not appointed to constitute the government of a single people, but to regulate the association of several States; and, whatever their inclinations might be, they could not but divide the exercise of sovereignty in the end.
The legislators who created the Constitution of 1789 aimed to give significant and dominant power to the federal government. However, they were limited by the nature of the task they had taken on. They weren't appointed to establish a government for a single nation, but to manage the cooperation among several states; and, regardless of their personal preferences, they ultimately had to share the exercise of sovereignty.
In order to understand the consequences of this division, it is necessary to make a short distinction between the affairs of the Government. There are some objects which are national by their very nature, that is to say, which affect the nation as a body, and can only be intrusted to the man or the assembly of men who most completely represent the entire nation. Amongst these may be reckoned war and diplomacy. There are other objects which are provincial by their very nature, that is to say, which only affect certain localities, and which can only be properly treated in that locality. Such, for instance, is the budget of a municipality. Lastly, there are certain objects of a mixed nature, which are national inasmuch as they affect all the citizens who compose the nation, and which are provincial inasmuch as it is not necessary that the nation itself should provide for them all. Such are the rights which regulate the civil and political condition of the citizens. No society can exist without civil and political rights. These rights therefore interest all the citizens alike; but it is not always necessary to the existence and the prosperity of the nation that these rights should be uniform, nor, consequently, that they should be regulated by the central authority.
To understand the consequences of this division, it's important to briefly distinguish between government matters. Some issues are national by nature, meaning they affect the entire nation and should be entrusted to the person or assembly that best represents the whole country. War and diplomacy fall into this category. There are also issues that are provincial by nature, meaning they only impact specific localities and can only be effectively managed there. An example of this is a municipality's budget. Lastly, there are mixed issues that are national because they affect all citizens, yet provincial because it's not necessary for the nation to handle all of them. These include the rights that determine the civil and political status of citizens. No society can function without civil and political rights, which are of interest to all citizens; however, it's not always necessary for these rights to be uniform for the existence and prosperity of the nation, nor that they be regulated by a central authority.
There are, then, two distinct categories of objects which are submitted to the direction of the sovereign power; and these categories occur in all well-constituted communities, whatever the basis of the political constitution may otherwise be. Between these two extremes the objects which I have termed mixed may be considered to lie. As these objects are neither exclusively national nor entirely provincial, they may be obtained by a national or by a provincial government, according to the agreement of the contracting parties, without in any way impairing the contract of association.
There are two distinct categories of objects that fall under the control of the sovereign power, and these categories are present in all well-structured communities, regardless of the foundation of their political system. The objects I refer to as mixed can be seen as existing between these two extremes. Since these objects are neither purely national nor entirely provincial, they can be acquired by either a national or provincial government, depending on the agreement of the parties involved, without affecting the contract of association in any way.
The sovereign power is usually formed by the union of separate individuals, who compose a people; and individual powers or collective forces, each representing a very small portion of the sovereign authority, are the sole elements which are subjected to the general Government of their choice. In this case the general Government is more naturally called upon to regulate, not only those affairs which are of essential national importance, but those which are of a more local interest; and the local governments are reduced to that small share of sovereign authority which is indispensable to their prosperity.
The governing power usually comes from the group of separate individuals who make up a society; individual powers or collective forces, each representing a tiny bit of that governing authority, are the only elements that are under the overall Government they choose. In this case, the overall Government is naturally expected to manage not just the major national issues, but also those that are of local concern; and the local governments are left with just enough governing authority to ensure their own success.
But sometimes the sovereign authority is composed of preorganized political bodies, by virtue of circumstances anterior to their union; and in this case the provincial governments assume the control, not only of those affairs which more peculiarly belong to their province, but of all, or of a part of the mixed affairs to which allusion has been made. For the confederate nations which were independent sovereign States before their union, and which still represent a very considerable share of the sovereign power, have only consented to cede to the general Government the exercise of those rights which are indispensable to the Union.
But sometimes the governing authority is made up of organized political groups, based on conditions that existed before they came together; in this case, the regional governments take charge not just of matters specifically related to their region, but of all, or some, of the shared issues mentioned earlier. The confederate nations, which were independent sovereign states before joining together and still hold a significant portion of the sovereign power, have only agreed to give the central government the authority to handle the rights that are essential for the Union.
When the national Government, independently of the prerogatives inherent in its nature, is invested with the right of regulating the affairs which relate partly to the general and partly to the local interests, it possesses a preponderating influence. Not only are its own rights extensive, but all the rights which it does not possess exist by its sufferance, and it may be apprehended that the provincial governments may be deprived of their natural and necessary prerogatives by its influence.
When the national government, aside from its inherent powers, is granted the authority to manage matters that involve both national and local interests, it gains significant influence. Its rights are not only broad, but all the rights it doesn't have exist at its discretion, and it's possible that provincial governments could lose their essential and rightful powers due to its influence.
When, on the other hand, the provincial governments are invested with the power of regulating those same affairs of mixed interest, an opposite tendency prevails in society. The preponderating force resides in the province, not in the nation; and it may be apprehended that the national Government may in the end be stripped of the privileges which are necessary to its existence.
When, on the other hand, the provincial governments are given the power to regulate those same mixed-interest matters, the opposite tendency takes hold in society. The dominant influence lies with the province, not the nation; and it can be feared that the national Government may eventually lose the essential privileges needed for its existence.
Independent nations have therefore a natural tendency to centralization, and confederations to dismemberment.
Independent nations naturally tend to centralize, while confederations tend to break apart.
It now only remains for us to apply these general principles to the American Union. The several States were necessarily possessed of the right of regulating all exclusively provincial affairs. Moreover these same States retained the rights of determining the civil and political competency of the citizens, or regulating the reciprocal relations of the members of the community, and of dispensing justice; rights which are of a general nature, but which do not necessarily appertain to the national Government. We have shown that the Government of the Union is invested with the power of acting in the name of the whole nation in those cases in which the nation has to appear as a single and undivided power; as, for instance, in foreign relations, and in offering a common resistance to a common enemy; in short, in conducting those affairs which I have styled exclusively national.
It now only remains for us to apply these general principles to the American Union. The individual States necessarily had the right to manage all exclusively local matters. Furthermore, these same States retained the rights to determine the civil and political competence of their citizens, regulate the relationships among community members, and administer justice; rights that are general in nature but do not necessarily belong to the national government. We have demonstrated that the Union Government is granted the authority to act on behalf of the entire nation in cases where the nation must present itself as a single, unified power; for example, in foreign relations and in collectively resisting a common enemy; in short, in managing those matters that I have referred to as exclusively national.
In this division of the rights of sovereignty, the share of the Union seems at first sight to be more considerable than that of the States; but a more attentive investigation shows it to be less so. The undertakings of the Government of the Union are more vast, but their influence is more rarely felt. Those of the provincial governments are comparatively small, but they are incessant, and they serve to keep alive the authority which they represent. The Government of the Union watches the general interests of the country; but the general interests of a people have a very questionable influence upon individual happiness, whilst provincial interests produce a most immediate effect upon the welfare of the inhabitants. The Union secures the independence and the greatness of the nation, which do not immediately affect private citizens; but the several States maintain the liberty, regulate the rights, protect the fortune, and secure the life and the whole future prosperity of every citizen.
In this division of sovereignty rights, it may seem at first that the Union holds a larger share than the States; however, a closer look reveals the opposite. The Union's government takes on grander projects, but their impact is felt less frequently. In contrast, the provincial governments, while handling smaller tasks, are constantly active and help maintain the authority they represent. The Union attends to the overall interests of the country, but those broader interests have little direct impact on individual happiness, whereas local interests directly influence the well-being of residents. The Union ensures the nation's independence and strength, which don’t immediately affect private citizens; meanwhile, the individual States uphold liberty, define rights, safeguard property, and ensure the life and future prosperity of every citizen.
The Federal Government is very far removed from its subjects, whilst the provincial governments are within the reach of them all, and are ready to attend to the smallest appeal. The central Government has upon its side the passions of a few superior men who aspire to conduct it; but upon the side of the provincial governments are the interests of all those second-rate individuals who can only hope to obtain power within their own State, and who nevertheless exercise the largest share of authority over the people because they are placed nearest to its level. The Americans have therefore much more to hope and to fear from the States than from the Union; and, in conformity with the natural tendency of the human mind, they are more likely to attach themselves to the former than to the latter. In this respect their habits and feelings harmonize with their interests.
The federal government is really distant from its citizens, while the state governments are much closer and ready to respond to even the smallest requests. The central government has the backing of a few ambitious leaders who want to manage it, but the state governments represent the interests of many ordinary individuals who can only aspire to gain power within their own state. Nevertheless, they hold significant authority over the people because they are closer to them. Therefore, Americans have much more to gain or lose from their states than from the federal government; naturally, they are more likely to feel connected to their states rather than the federal system. In this way, their behaviors and feelings align with their interests.
When a compact nation divides its sovereignty, and adopts a confederate form of government, the traditions, the customs, and the manners of the people are for a long time at variance with their legislation; and the former tend to give a degree of influence to the central government which the latter forbids. When a number of confederate states unite to form a single nation, the same causes operate in an opposite direction. I have no doubt that if France were to become a confederate republic like that of the United States, the government would at first display more energy than that of the Union; and if the Union were to alter its constitution to a monarchy like that of France, I think that the American Government would be a long time in acquiring the force which now rules the latter nation. When the national existence of the Anglo-Americans began, their provincial existence was already of long standing; necessary relations were established between the townships and the individual citizens of the same States; and they were accustomed to consider some objects as common to them all, and to conduct other affairs as exclusively relating to their own special interests.
When a small nation splits its sovereignty and adopts a confederate government, the traditions, customs, and behaviors of the people often clash with their laws for a significant period. The former usually grants more influence to the central government than the latter allows. When several confederate states come together to form a single nation, the same factors work in the opposite direction. I’m sure that if France were to become a confederate republic like the United States, its government would initially show more energy than the Union’s. Conversely, if the Union changed its constitution to become a monarchy like France, I believe it would take a long time for the American government to gain the strength that currently governs the latter nation. When the national identity of the Anglo-Americans began, their provincial identity had already been established for a long time; essential relationships existed between the townships and the individual citizens of the same states. They were used to viewing some matters as common to all and handling other issues as solely related to their personal interests.
The Union is a vast body which presents no definite object to patriotic feeling. The forms and limits of the State are distinct and circumscribed; since it represents a certain number of objects which are familiar to the citizens and beloved by all. It is identified with the very soil, with the right of property and the domestic affections, with the recollections of the past, the labors of the present, and the hopes of the future. Patriotism, then, which is frequently a mere extension of individual egotism, is still directed to the State, and is not excited by the Union. Thus the tendency of the interests, the habits, and the feelings of the people is to centre political activity in the States, in preference to the Union.
The Union is a huge entity that doesn’t inspire a clear sense of patriotism. The shapes and borders of the State are clear and well-defined; it represents a specific number of things that citizens know and cherish. It’s tied to the land, property rights, family ties, memories of the past, work in the present, and hopes for the future. So, while patriotism often stems from personal self-interest, it focuses on the State rather than the Union. This leads people’s interests, habits, and emotions to center their political engagement more on the States than the Union.
It is easy to estimate the different forces of the two governments, by remarking the manner in which they fulfil their respective functions. Whenever the government of a State has occasion to address an individual or an assembly of individuals, its language is clear and imperative; and such is also the tone of the Federal Government in its intercourse with individuals, but no sooner has it anything to do with a State than it begins to parley, to explain its motives and to justify its conduct, to argue, to advise, and, in short, anything but to command. If doubts are raised as to the limits of the constitutional powers of each government, the provincial government prefers its claim with boldness, and takes prompt and energetic steps to support it. In the mean while the Government of the Union reasons; it appeals to the interests, to the good sense, to the glory of the nation; it temporizes, it negotiates, and does not consent to act until it is reduced to the last extremity. At first sight it might readily be imagined that it is the provincial government which is armed with the authority of the nation, and that Congress represents a single State.
It's easy to evaluate the different strengths of the two governments by observing how they perform their roles. Whenever a state government needs to communicate with an individual or a group, its language is straightforward and demanding. The same goes for the Federal Government when addressing individuals, but as soon as it interacts with a state, it starts to negotiate, explain its motives, and justify its actions, instead of simply issuing commands. When there are doubts about the constitutional powers of each government, the state government boldly asserts its claims and takes quick and decisive action to back them up. Meanwhile, the Union Government reasons; it appeals to the interests, common sense, and pride of the nation; it delays, negotiates, and only agrees to act when absolutely necessary. At first glance, it would be easy to think that the state government has the authority of the nation and that Congress represents just one state.
The Federal Government is, therefore, notwithstanding the precautions of those who founded it, naturally so weak that it more peculiarly requires the free consent of the governed to enable it to subsist. It is easy to perceive that its object is to enable the States to realize with facility their determination of remaining united; and, as long as this preliminary condition exists, its authority is great, temperate, and effective. The Constitution fits the Government to control individuals, and easily to surmount such obstacles as they may be inclined to offer; but it was by no means established with a view to the possible separation of one or more of the States from the Union.
The Federal Government is, therefore, despite the precautions taken by its founders, naturally so weak that it especially needs the genuine consent of the people it governs to survive. It's clear that its purpose is to help the States easily achieve their decision to stay united; as long as this initial condition is in place, its authority is strong, measured, and effective. The Constitution equips the Government to manage individuals and easily overcome any challenges they might present; however, it was not created with the intention of allowing any one or more States to separate from the Union.
If the sovereignty of the Union were to engage in a struggle with that of the States at the present day, its defeat may be confidently predicted; and it is not probable that such a struggle would be seriously undertaken. As often as a steady resistance is offered to the Federal Government it will be found to yield. Experience has hitherto shown that whenever a State has demanded anything with perseverance and resolution, it has invariably succeeded; and that if a separate government has distinctly refused to act, it was left to do as it thought fit. *z
If the power of the Union were to confront that of the States today, it’s safe to say the Union would likely lose; and it’s not expected that such a conflict would be seriously pursued. Every time there has been strong resistance against the Federal Government, it has backed down. So far, history has shown that whenever a State has persistently and firmly demanded something, it has consistently succeeded; and if a separate government has clearly chosen not to act, it has been allowed to do as it desires.
z
[ See the conduct of the Northern States in the war of 1812. “During that
war,” says Jefferson in a letter to General Lafayette, “four of the
Eastern States were only attached to the Union, like so many inanimate bodies
to living men.”]
z
[ See the actions of the Northern States in the War of 1812. “During that war,” Jefferson writes in a letter to General Lafayette, “four of the Eastern States were attached to the Union like lifeless bodies to living people.”]
But even if the Government of the Union had any strength inherent in itself, the physical situation of the country would render the exercise of that strength very difficult. *a The United States cover an immense territory; they are separated from each other by great distances; and the population is disseminated over the surface of a country which is still half a wilderness. If the Union were to undertake to enforce the allegiance of the confederate States by military means, it would be in a position very analogous to that of England at the time of the War of Independence.
But even if the Union Government had any power of its own, the physical layout of the country would make it really hard to use that power. *a The United States spread across a vast area; they are far apart from each other; and the population is scattered across a country that is still partly wild. If the Union tried to compel the confederate States to remain loyal through military force, it would be in a situation quite similar to England during the War of Independence.
a
[ The profound peace of the Union affords no pretext for a standing army; and
without a standing army a government is not prepared to profit by a favorable
opportunity to conquer resistance, and take the sovereign power by surprise.
[This note, and the paragraph in the text which precedes, have been shown by
the results of the Civil War to be a misconception of the writer.]]
a
[ The deep peace of the Union provides no justification for a standing army; and without a standing army, a government isn’t ready to take advantage of a good opportunity to overcome resistance and seize power unexpectedly.
[This note, and the paragraph in the text that comes before it, have been proven by the outcomes of the Civil War to be a misunderstanding of the writer.]]
However strong a government may be, it cannot easily escape from the consequences of a principle which it has once admitted as the foundation of its constitution. The Union was formed by the voluntary agreement of the States; and, in uniting together, they have not forfeited their nationality, nor have they been reduced to the condition of one and the same people. If one of the States chose to withdraw its name from the contract, it would be difficult to disprove its right of doing so; and the Federal Government would have no means of maintaining its claims directly, either by force or by right. In order to enable the Federal Government easily to conquer the resistance which may be offered to it by any one of its subjects, it would be necessary that one or more of them should be specially interested in the existence of the Union, as has frequently been the case in the history of confederations.
No matter how powerful a government may be, it can't easily avoid the consequences of a principle it has accepted as the base of its constitution. The Union was created by the voluntary agreement of the States, and in coming together, they haven't lost their individuality, nor have they become one single people. If one of the States decided to pull out of the agreement, it would be hard to prove that it didn't have the right to do so; and the Federal Government wouldn't have any way to enforce its claims directly, either through force or legally. For the Federal Government to effectively overcome any resistance from its subjects, it would need one or more of them to have a strong interest in keeping the Union intact, as has often been seen in the history of confederations.
If it be supposed that amongst the States which are united by the federal tie there are some which exclusively enjoy the principal advantages of union, or whose prosperity depends on the duration of that union, it is unquestionable that they will always be ready to support the central Government in enforcing the obedience of the others. But the Government would then be exerting a force not derived from itself, but from a principle contrary to its nature. States form confederations in order to derive equal advantages from their union; and in the case just alluded to, the Federal Government would derive its power from the unequal distribution of those benefits amongst the States.
If we assume that among the States connected by the federal relationship, some are the main beneficiaries of the union or that their success relies on the continuation of that union, it's clear that they will always support the central Government in ensuring that the others comply. However, the Government would be using a power not from itself, but from a principle that goes against its nature. States create confederations to gain equal benefits from their union; in the situation mentioned, the Federal Government would be gaining its power from the uneven sharing of those benefits among the States.
If one of the confederate States have acquired a preponderance sufficiently great to enable it to take exclusive possession of the central authority, it will consider the other States as subject provinces, and it will cause its own supremacy to be respected under the borrowed name of the sovereignty of the Union. Great things may then be done in the name of the Federal Government, but in reality that Government will have ceased to exist. *b In both these cases, the power which acts in the name of the confederation becomes stronger the more it abandons the natural state and the acknowledged principles of confederations.
If one of the confederate States has gained enough power to take complete control of the central authority, it will treat the other States as subordinate territories, and it will enforce its dominance under the misleading name of the sovereignty of the Union. Significant actions may then be taken in the name of the Federal Government, but in reality, that Government will no longer exist. *b In both scenarios, the force acting in the name of the confederation becomes stronger as it moves away from its natural state and the recognized principles of confederations.
b
[ Thus the province of Holland in the republic of the Low Countries, and the
Emperor in the Germanic Confederation, have sometimes put themselves in the
place of the union, and have employed the federal authority to their own
advantage.]
b
[ So the province of Holland in the republic of the Low Countries, and the Emperor in the Germanic Confederation, have occasionally positioned themselves as representatives of the union and have used the federal authority to benefit themselves.]
In America the existing Union is advantageous to all the States, but it is not indispensable to any one of them. Several of them might break the federal tie without compromising the welfare of the others, although their own prosperity would be lessened. As the existence and the happiness of none of the States are wholly dependent on the present Constitution, they would none of them be disposed to make great personal sacrifices to maintain it. On the other hand, there is no State which seems hitherto to have its ambition much interested in the maintenance of the existing Union. They certainly do not all exercise the same influence in the federal councils, but no one of them can hope to domineer over the rest, or to treat them as its inferiors or as its subjects.
In America, the current Union benefits all the States, but it’s not essential for any single one of them. A number of States could sever the federal connections without jeopardizing the well-being of the others, although their own prosperity would take a hit. Since the survival and happiness of none of the States rely entirely on the existing Constitution, none of them would be inclined to make significant personal sacrifices to uphold it. On the flip side, there is not a single State that seems particularly invested in preserving the current Union. They certainly don’t all have the same level of influence in federal matters, but none of them can expect to dominate the others or treat them as lesser beings or subjects.
It appears to me unquestionable that if any portion of the Union seriously desired to separate itself from the other States, they would not be able, nor indeed would they attempt, to prevent it; and that the present Union will only last as long as the States which compose it choose to continue members of the confederation. If this point be admitted, the question becomes less difficult; and our object is, not to inquire whether the States of the existing Union are capable of separating, but whether they will choose to remain united.
It seems clear to me that if any part of the Union really wanted to break away from the other States, they wouldn’t be able to stop it, nor would they even try. The current Union will only last as long as the States that make it up want to stay part of the confederation. If we accept this point, the question becomes simpler; our goal is not to ask whether the States in the current Union can separate, but whether they will choose to stay united.
Amongst the various reasons which tend to render the existing Union useful to the Americans, two principal causes are peculiarly evident to the observer. Although the Americans are, as it were, alone upon their continent, their commerce makes them the neighbors of all the nations with which they trade. Notwithstanding their apparent isolation, the Americans require a certain degree of strength, which they cannot retain otherwise than by remaining united to each other. If the States were to split, they would not only diminish the strength which they are now able to display towards foreign nations, but they would soon create foreign powers upon their own territory. A system of inland custom-houses would then be established; the valleys would be divided by imaginary boundary lines; the courses of the rivers would be confined by territorial distinctions; and a multitude of hindrances would prevent the Americans from exploring the whole of that vast continent which Providence has allotted to them for a dominion. At present they have no invasion to fear, and consequently no standing armies to maintain, no taxes to levy. If the Union were dissolved, all these burdensome measures might ere long be required. The Americans are then very powerfully interested in the maintenance of their Union. On the other hand, it is almost impossible to discover any sort of material interest which might at present tempt a portion of the Union to separate from the other States.
Among the various reasons that make the current Union beneficial to Americans, two main factors stand out. Even though Americans are essentially alone on their continent, their trade connects them with all the nations they do business with. Despite their seeming isolation, Americans need a certain level of strength, which they can only maintain by staying united. If the States were to break apart, they wouldn’t just weaken their power against foreign nations; they would quickly create foreign powers on their own land. A system of inland customs offices would be set up; valleys would be divided by imaginary borders; rivers would be restricted by territorial lines; and many obstacles would stop Americans from exploring the vast continent that Providence has given them to rule over. Right now, they have no invasions to worry about, so there’s no need for standing armies or taxes. If the Union were to fall apart, all those burdensome measures might soon be necessary. Therefore, Americans have a strong interest in keeping their Union intact. On the flip side, it’s nearly impossible to find any tangible interest that would currently entice a part of the Union to break away from the other States.
When we cast our eyes upon the map of the United States, we perceive the chain of the Alleghany Mountains, running from the northeast to the southwest, and crossing nearly one thousand miles of country; and we are led to imagine that the design of Providence was to raise between the valley of the Mississippi and the coast of the Atlantic Ocean one of those natural barriers which break the mutual intercourse of men, and form the necessary limits of different States. But the average height of the Alleghanies does not exceed 2,500 feet; their greatest elevation is not above 4,000 feet; their rounded summits, and the spacious valleys which they conceal within their passes, are of easy access from several sides. Besides which, the principal rivers which fall into the Atlantic Ocean—the Hudson, the Susquehanna, and the Potomac—take their rise beyond the Alleghanies, in an open district, which borders upon the valley of the Mississippi. These streams quit this tract of country, make their way through the barrier which would seem to turn them westward, and as they wind through the mountains they open an easy and natural passage to man. No natural barrier exists in the regions which are now inhabited by the Anglo-Americans; the Alleghanies are so far from serving as a boundary to separate nations, that they do not even serve as a frontier to the States. New York, Pennsylvania, and Virginia comprise them within their borders, and they extend as much to the west as to the east of the line. The territory now occupied by the twenty-four States of the Union, and the three great districts which have not yet acquired the rank of States, although they already contain inhabitants, covers a surface of 1,002,600 square miles, *c which is about equal to five times the extent of France. Within these limits the qualities of the soil, the temperature, and the produce of the country, are extremely various. The vast extent of territory occupied by the Anglo-American republics has given rise to doubts as to the maintenance of their Union. Here a distinction must be made; contrary interests sometimes arise in the different provinces of a vast empire, which often terminate in open dissensions; and the extent of the country is then most prejudicial to the power of the State. But if the inhabitants of these vast regions are not divided by contrary interests, the extent of the territory may be favorable to their prosperity; for the unity of the government promotes the interchange of the different productions of the soil, and increases their value by facilitating their consumption.
When we look at the map of the United States, we notice the Alleghany Mountains stretching from the northeast to the southwest, crossing almost a thousand miles of land. This leads us to think that Providence intended to create a natural barrier between the Mississippi River valley and the Atlantic Ocean coast, one that would interrupt communication between people and set the necessary boundaries for different States. However, the average height of the Alleghanies is only about 2,500 feet, with the highest peak reaching no more than 4,000 feet. Their rounded tops and the wide valleys hidden within are easily accessible from several directions. Moreover, the main rivers flowing into the Atlantic—the Hudson, the Susquehanna, and the Potomac—originate beyond the Alleghanies in a flat area adjacent to the Mississippi River valley. These rivers leave this region, navigate through the mountains, and create a straightforward and natural route for people. There’s no natural barrier in the areas now occupied by Anglo-Americans; the Alleghanies don’t serve as a divider between nations or even as a boundary for the States. New York, Pennsylvania, and Virginia all include parts of the mountains, which stretch as far west as they do east. The land currently held by the twenty-four States of the Union, along with three large territories that haven’t yet become States but already have residents, covers an area of 1,002,600 square miles, which is about five times the size of France. Within these boundaries, the soil quality, climate, and agricultural products are highly diverse. The vast territory that the Anglo-American republics occupy raises questions about the stability of their Union. Here, it’s important to note that conflicting interests can sometimes arise in the various provinces of a large empire, often leading to open disputes; the size of the country can then be detrimental to the State’s strength. However, if the people in these expansive regions aren’t divided by opposing interests, the size of the territory might actually benefit their prosperity. A unified government fosters the exchange of different agricultural products, enhancing their value by making them easier to consume.
c
[ See “Darby’s View of the United States,” p. 435. [In 1890
the number of States and Territories had increased to 51, the population to
62,831,900, and the area of the States, 3,602,990 square miles. This does not
include the Philippine Islands, Hawaii, or Porto Rico. A conservative estimate
of the population of the Philippine Islands is 8,000,000; that of Hawaii, by
the census of 1897, was given at 109,020; and the present estimated population
of Porto Rico is 900,000. The area of the Philippine Islands is about 120,000
square miles, that of Hawaii is 6,740 square miles, and the area of Porto Rico
is about 3,600 square miles.]]
c
[ See “Darby’s View of the United States,” p. 435. [In 1890, the number of States and Territories had grown to 51, the population reached 62,831,900, and the total area of the States was 3,602,990 square miles. This does not include the Philippine Islands, Hawaii, or Puerto Rico. A conservative estimate of the population of the Philippine Islands is 8,000,000; Hawaii's population, according to the 1897 census, was reported as 109,020; and the current estimated population of Puerto Rico is 900,000. The area of the Philippine Islands is about 120,000 square miles, Hawaii covers 6,740 square miles, and Puerto Rico has an area of about 3,600 square miles.]]
It is indeed easy to discover different interests in the different parts of the Union, but I am unacquainted with any which are hostile to each other. The Southern States are almost exclusively agricultural. The Northern States are more peculiarly commercial and manufacturing. The States of the West are at the same time agricultural and manufacturing. In the South the crops consist of tobacco, of rice, of cotton, and of sugar; in the North and the West, of wheat and maize. These are different sources of wealth; but union is the means by which these sources are opened to all, and rendered equally advantageous to the several districts.
It's definitely easy to see the different interests across the various parts of the country, but I'm not aware of any that are in conflict with each other. The Southern states rely mainly on agriculture. The Northern states are more focused on commerce and manufacturing. The Western states combine both agriculture and manufacturing. In the South, the main crops are tobacco, rice, cotton, and sugar; in the North and West, they grow wheat and corn. These are different sources of wealth, but unity is what allows these resources to be accessible to everyone and beneficial to all regions.
The North, which ships the produce of the Anglo-Americans to all parts of the world, and brings back the produce of the globe to the Union, is evidently interested in maintaining the confederation in its present condition, in order that the number of American producers and consumers may remain as large as possible. The North is the most natural agent of communication between the South and the West of the Union on the one hand, and the rest of the world upon the other; the North is therefore interested in the union and prosperity of the South and the West, in order that they may continue to furnish raw materials for its manufactures, and cargoes for its shipping.
The North, which exports goods from Anglo-America to all corners of the globe and imports products from around the world back to the Union, clearly has a stake in keeping the confederation as it is, so that the number of American producers and consumers stays as high as possible. The North naturally serves as the key link between the South and the West of the Union on one side, and the rest of the world on the other; thus, the North is invested in the unity and prosperity of the South and the West, ensuring they continue to provide raw materials for its manufacturing and goods for its shipping.
The South and the West, on their side, are still more directly interested in the preservation of the Union, and the prosperity of the North. The produce of the South is, for the most part, exported beyond seas; the South and the West consequently stand in need of the commercial resources of the North. They are likewise interested in the maintenance of a powerful fleet by the Union, to protect them efficaciously. The South and the West have no vessels, but they cannot refuse a willing subsidy to defray the expenses of the navy; for if the fleets of Europe were to blockade the ports of the South and the delta of the Mississippi, what would become of the rice of the Carolinas, the tobacco of Virginia, and the sugar and cotton which grow in the valley of the Mississippi? Every portion of the federal budget does therefore contribute to the maintenance of material interests which are common to all the confederate States.
The South and the West are more directly invested in keeping the Union intact and ensuring the North's prosperity. Most of the South's exports go overseas, so the South and West rely on the North's commercial resources. They also care about having a strong navy to effectively protect them. The South and West don't have their own ships, but they can support funding for the navy, because if European fleets were to block the Southern ports and the Mississippi delta, what would happen to the rice from the Carolinas, the tobacco from Virginia, and the sugar and cotton grown in the Mississippi Valley? Every part of the federal budget helps maintain the shared material interests of all the confederate states.
Independently of this commercial utility, the South and the West of the Union derive great political advantages from their connection with the North. The South contains an enormous slave population; a population which is already alarming, and still more formidable for the future. The States of the West lie in the remotest parts of a single valley; and all the rivers which intersect their territory rise in the Rocky Mountains or in the Alleghanies, and fall into the Mississippi, which bears them onwards to the Gulf of Mexico. The Western States are consequently entirely cut off, by their position, from the traditions of Europe and the civilization of the Old World. The inhabitants of the South, then, are induced to support the Union in order to avail themselves of its protection against the blacks; and the inhabitants of the West in order not to be excluded from a free communication with the rest of the globe, and shut up in the wilds of central America. The North cannot but desire the maintenance of the Union, in order to remain, as it now is, the connecting link between that vast body and the other parts of the world.
Regardless of its commercial value, the South and the West of the Union gain significant political benefits from their relationship with the North. The South has a huge population of enslaved individuals; a population that is already concerning and even more threatening for the future. The Western States are located in the farthest parts of a single valley, and all the rivers that run through their land flow from the Rocky Mountains or the Alleghenies into the Mississippi, which carries them to the Gulf of Mexico. Because of their location, the Western States are completely cut off from European traditions and the civilization of the Old World. The people in the South are thus motivated to support the Union to gain protection against the enslaved population, while those in the West want to ensure they aren't isolated from global communication and trapped in the wilderness of central America. The North has a strong interest in maintaining the Union to continue serving as the link between that vast area and the rest of the world.
The temporal interests of all the several parts of the Union are, then, intimately connected; and the same assertion holds true respecting those opinions and sentiments which may be termed the immaterial interests of men.
The time-related interests of all the different parts of the Union are closely linked, and the same is true for the beliefs and feelings that we might call the intangible interests of people.
Chapter XVIII: Future Condition Of Three Races—Part VII
The inhabitants of the United States talk a great deal of their attachment to their country; but I confess that I do not rely upon that calculating patriotism which is founded upon interest, and which a change in the interests at stake may obliterate. Nor do I attach much importance to the language of the Americans, when they manifest, in their daily conversations, the intention of maintaining the federal system adopted by their forefathers. A government retains its sway over a great number of citizens, far less by the voluntary and rational consent of the multitude, than by that instinctive, and to a certain extent involuntary agreement, which results from similarity of feelings and resemblances of opinion. I will never admit that men constitute a social body, simply because they obey the same head and the same laws. Society can only exist when a great number of men consider a great number of things in the same point of view; when they hold the same opinions upon many subjects, and when the same occurrences suggest the same thoughts and impressions to their minds.
The people of the United States often talk about their loyalty to their country; but honestly, I don’t trust that kind of calculated patriotism that’s based on self-interest, which can easily disappear if the interests change. I also don’t give much weight to how Americans express their commitment to upholding the federal system created by their ancestors during their everyday chats. A government maintains control over many citizens not so much through the voluntary and rational consent of the people, but through an instinctive and somewhat involuntary agreement that arises from shared feelings and similar opinions. I will never accept that people form a society just because they follow the same leader and laws. Society truly exists only when a large group of people views many issues in the same way; when they share opinions on various topics, and when similar events trigger the same thoughts and feelings in their minds.
The observer who examines the present condition of the United States upon this principle, will readily discover, that although the citizens are divided into twenty-four distinct sovereignties, they nevertheless constitute a single people; and he may perhaps be led to think that the state of the Anglo-American Union is more truly a state of society than that of certain nations of Europe which live under the same legislation and the same prince.
The observer who looks at the current situation in the United States with this idea in mind will easily see that even though the citizens are split into twenty-four separate states, they still form one unified people. This may lead them to conclude that the state of the Anglo-American Union resembles a society more closely than certain European nations that operate under the same laws and monarchy.
Although the Anglo-Americans have several religious sects, they all regard religion in the same manner. They are not always agreed upon the measures which are most conducive to good government, and they vary upon some of the forms of government which it is expedient to adopt; but they are unanimous upon the general principles which ought to rule human society. From Maine to the Floridas, and from the Missouri to the Atlantic Ocean, the people is held to be the legitimate source of all power. The same notions are entertained respecting liberty and equality, the liberty of the press, the right of association, the jury, and the responsibility of the agents of Government.
Although Anglo-Americans have various religious groups, they all view religion similarly. They don't always agree on the best ways to achieve good governance, and they have different opinions on some government structures that should be adopted. However, they all agree on the fundamental principles that should govern human society. From Maine to Florida, and from Missouri to the Atlantic Ocean, the people are seen as the rightful source of all power. The same beliefs are held regarding liberty and equality, freedom of the press, the right to associate, jury rights, and the accountability of government officials.
If we turn from their political and religious opinions to the moral and philosophical principles which regulate the daily actions of life and govern their conduct, we shall still find the same uniformity. The Anglo-Americans *d acknowledge the absolute moral authority of the reason of the community, as they acknowledge the political authority of the mass of citizens; and they hold that public opinion is the surest arbiter of what is lawful or forbidden, true or false. The majority of them believe that a man will be led to do what is just and good by following his own interest rightly understood. They hold that every man is born in possession of the right of self-government, and that no one has the right of constraining his fellow-creatures to be happy. They have all a lively faith in the perfectibility of man; they are of opinion that the effects of the diffusion of knowledge must necessarily be advantageous, and the consequences of ignorance fatal; they all consider society as a body in a state of improvement, humanity as a changing scene, in which nothing is, or ought to be, permanent; and they admit that what appears to them to be good to-day may be superseded by something better-to-morrow. I do not give all these opinions as true, but I quote them as characteristic of the Americans.
If we shift our focus from their political and religious beliefs to the moral and philosophical principles that guide their daily actions and behavior, we’ll still see the same consistency. The Anglo-Americans acknowledge the absolute moral authority of the community’s reasoning, just as they acknowledge the political authority of the majority of citizens. They believe that public opinion is the most reliable judge of what is lawful or forbidden, true or false. Most of them think that if a person understands their own interests properly, they will be led to do what is just and good. They believe that everyone is born with the right to self-govern, and that no one has the right to force others to be happy. They all have a strong belief in the perfectibility of humans; they think that spreading knowledge will necessarily have positive effects, while ignorance will have fatal consequences. They view society as a body in a state of improvement, humanity as a changing landscape where nothing is, or should be, permanent, and they accept that what seems good today may be replaced by something better tomorrow. I don’t present all these opinions as truths, but I mention them as typical of the Americans.
d
[ It is scarcely necessary for me to observe that by the expression
Anglo-Americans, I only mean to designate the great majority of the nation; for
a certain number of isolated individuals are of course to be met with holding
very different opinions.]
d
[ It’s hardly worth mentioning that when I say Anglo-Americans, I’m really referring to the vast majority of the nation; a few isolated individuals hold very different opinions, of course.]
The Anglo-Americans are not only united together by these common opinions, but they are separated from all other nations by a common feeling of pride. For the last fifty years no pains have been spared to convince the inhabitants of the United States that they constitute the only religious, enlightened, and free people. They perceive that, for the present, their own democratic institutions succeed, whilst those of other countries fail; hence they conceive an overweening opinion of their superiority, and they are not very remote from believing themselves to belong to a distinct race of mankind.
The Anglo-Americans are not only brought together by these shared beliefs, but they're also set apart from all other nations by a sense of pride. For the past fifty years, efforts have been made to persuade the people of the United States that they are the only religious, educated, and free society. They realize that, for now, their own democratic systems are working while those in other countries are not; as a result, they develop an inflated sense of their own superiority, and they're not far from thinking they belong to a unique race of humanity.
The dangers which threaten the American Union do not originate in the diversity of interests or of opinions, but in the various characters and passions of the Americans. The men who inhabit the vast territory of the United States are almost all the issue of a common stock; but the effects of the climate, and more especially of slavery, have gradually introduced very striking differences between the British settler of the Southern States and the British settler of the North. In Europe it is generally believed that slavery has rendered the interests of one part of the Union contrary to those of another part; but I by no means remarked this to be the case: slavery has not created interests in the South contrary to those of the North, but it has modified the character and changed the habits of the natives of the South.
The threats to the American Union don’t come from differing interests or opinions, but from the different personalities and passions of the Americans. The people living across the vast territory of the United States mainly come from a common background; however, the impacts of the climate, and especially of slavery, have gradually created significant differences between the British settlers in the Southern States and those in the North. In Europe, it’s widely believed that slavery has made the interests of one part of the Union oppose those of another; however, I didn’t observe this to be true: slavery hasn’t created opposing interests in the South compared to the North, but it has shaped the character and altered the habits of the people in the South.
I have already explained the influence which slavery has exercised upon the commercial ability of the Americans in the South; and this same influence equally extends to their manners. The slave is a servant who never remonstrates, and who submits to everything without complaint. He may sometimes assassinate, but he never withstands, his master. In the South there are no families so poor as not to have slaves. The citizen of the Southern States of the Union is invested with a sort of domestic dictatorship, from his earliest years; the first notion he acquires in life is that he is born to command, and the first habit which he contracts is that of being obeyed without resistance. His education tends, then, to give him the character of a supercilious and a hasty man; irascible, violent, and ardent in his desires, impatient of obstacles, but easily discouraged if he cannot succeed upon his first attempt.
I have already discussed how slavery has impacted the commercial abilities of people in the South, and this influence also affects their behavior. The enslaved person is a servant who never protests and submits to everything without complaint. They might sometimes revolt, but they never resist their master. In the South, there are no families so poor that they don’t have slaves. The citizens of the Southern states experience a kind of domestic dictatorship from an early age; the first thing they learn in life is that they are born to be in charge, and their first habit is to expect obedience without question. Their upbringing tends to shape them into self-important and impatient individuals—quick to anger, volatile, and driven by intense desires, frustrated by obstacles but easily disheartened if they don’t succeed on their first try.
The American of the Northern States is surrounded by no slaves in his childhood; he is even unattended by free servants, and is usually obliged to provide for his own wants. No sooner does he enter the world than the idea of necessity assails him on every side: he soon learns to know exactly the natural limit of his authority; he never expects to subdue those who withstand him, by force; and he knows that the surest means of obtaining the support of his fellow-creatures, is to win their favor. He therefore becomes patient, reflecting, tolerant, slow to act, and persevering in his designs.
The American from the Northern States grows up without any slaves around him; he isn't even helped by free servants and usually has to take care of his own needs. As soon as he steps into the world, the reality of his requirements hits him from all directions: he quickly learns the natural limits of his authority; he never expects to overpower those who oppose him through force; and he understands that the best way to gain the support of others is to earn their goodwill. As a result, he becomes patient, thoughtful, tolerant, deliberate in his actions, and determined in pursuing his goals.
In the Southern States the more immediate wants of life are always supplied; the inhabitants of those parts are not busied in the material cares of life, which are always provided for by others; and their imagination is diverted to more captivating and less definite objects. The American of the South is fond of grandeur, luxury, and renown, of gayety, of pleasure, and above all of idleness; nothing obliges him to exert himself in order to subsist; and as he has no necessary occupations, he gives way to indolence, and does not even attempt what would be useful.
In the Southern States, people's basic needs are always met; the residents there don’t have to worry about the day-to-day struggles of life, as those are taken care of by others. This allows their imaginations to focus on more exciting and less concrete matters. Southerners appreciate grandeur, luxury, and fame, as well as enjoyment and, most importantly, leisure. There’s nothing pushing them to work hard to make a living; since they don’t have essential tasks to attend to, they often fall into laziness and don’t even try to do anything useful.
But the equality of fortunes, and the absence of slavery in the North, plunge the inhabitants in those same cares of daily life which are disdained by the white population of the South. They are taught from infancy to combat want, and to place comfort above all the pleasures of the intellect or the heart. The imagination is extinguished by the trivial details of life, and the ideas become less numerous and less general, but far more practical and more precise. As prosperity is the sole aim of exertion, it is excellently well attained; nature and mankind are turned to the best pecuniary advantage, and society is dexterously made to contribute to the welfare of each of its members, whilst individual egotism is the source of general happiness.
But the equality of wealth and the lack of slavery in the North throw the inhabitants into the same daily struggles that the white population of the South looks down upon. They learn from a young age to fight against need and to prioritize comfort over all the joys of the mind or emotions. Imagination gets stifled by the mundane details of life, and ideas become fewer and less broad, but much more practical and specific. Since prosperity is the main goal of effort, it is achieved remarkably well; both nature and society are optimally utilized for financial gain, and the community is skillfully organized to support the well-being of each of its members, while individual self-interest becomes the root of collective happiness.
The citizen of the North has not only experience, but knowledge: nevertheless he sets but little value upon the pleasures of knowledge; he esteems it as the means of attaining a certain end, and he is only anxious to seize its more lucrative applications. The citizen of the South is more given to act upon impulse; he is more clever, more frank, more generous, more intellectual, and more brilliant. The former, with a greater degree of activity, of common-sense, of information, and of general aptitude, has the characteristic good and evil qualities of the middle classes. The latter has the tastes, the prejudices, the weaknesses, and the magnanimity of all aristocracies. If two men are united in society, who have the same interests, and to a certain extent the same opinions, but different characters, different acquirements, and a different style of civilization, it is probable that these men will not agree. The same remark is applicable to a society of nations. Slavery, then, does not attack the American Union directly in its interests, but indirectly in its manners.
The citizen of the North has not only experience but also knowledge; however, he doesn't value the pleasures of knowledge very much. He sees it mainly as a way to achieve certain goals and is primarily focused on its more profitable uses. The citizen of the South tends to act more on impulse; he is cleverer, more straightforward, more generous, more intellectual, and more vibrant. The former has a higher level of activity, common sense, information, and general abilities, embodying the typical good and bad traits of the middle class. The latter possesses the tastes, biases, weaknesses, and nobility often found in aristocracies. When two people come together in society with the same interests and, to some extent, the same opinions but different personalities, different skills, and different ways of life, it's likely that they won’t see eye to eye. This observation applies to relationships between nations as well. Thus, slavery doesn’t directly impact the American Union in its interests but does so indirectly in its social behaviors.
e
[ Census of 1790, 3,929,328; 1830, 12,856,165; 1860, 31,443,321; 1870,
38,555,983; 1890, 62,831,900.]
e
[ Census of 1790, 3,929,328; 1830, 12,856,165; 1860, 31,443,321; 1870, 38,555,983; 1890, 62,831,900.]
The States which gave their assent to the federal contract in 1790 were thirteen in number; the Union now consists of thirty-four members. The population, which amounted to nearly 4,000,000 in 1790, had more than tripled in the space of forty years; and in 1830 it amounted to nearly 13,000,000. *e Changes of such magnitude cannot take place without some danger.
The states that agreed to the federal contract in 1790 were thirteen in total; the Union now has thirty-four members. The population, which was nearly 4,000,000 in 1790, had more than tripled in just forty years, reaching nearly 13,000,000 by 1830. Changes of this scale don't happen without some risks.
A society of nations, as well as a society of individuals, derives its principal chances of duration from the wisdom of its members, their individual weakness, and their limited number. The Americans who quit the coasts of the Atlantic Ocean to plunge into the western wilderness, are adventurers impatient of restraint, greedy of wealth, and frequently men expelled from the States in which they were born. When they arrive in the deserts they are unknown to each other, and they have neither traditions, family feeling, nor the force of example to check their excesses. The empire of the laws is feeble amongst them; that of morality is still more powerless. The settlers who are constantly peopling the valley of the Mississippi are, then, in every respect very inferior to the Americans who inhabit the older parts of the Union. Nevertheless, they already exercise a great influence in its councils; and they arrive at the government of the commonwealth before they have learnt to govern themselves. *f
A society of nations, just like a society of individuals, mainly relies on the wisdom of its members, their individual weaknesses, and their limited numbers to endure. The Americans who leave the Atlantic coast to venture into the western wilderness are adventurers who cannot stand constraints, are eager for wealth, and often come from backgrounds where they were pushed out of the states they were born in. When they reach these vast lands, they don't know each other, and they lack traditions, family ties, or any examples to help curb their excesses. The rule of law is weak among them; moral authority is even weaker. The settlers who are continually moving into the Mississippi Valley are, in every way, significantly less capable than the Americans living in the older parts of the Union. Despite this, they already hold considerable influence in its governing bodies; they reach positions of power before they've even learned how to govern themselves.
f
[ This indeed is only a temporary danger. I have no doubt that in time society
will assume as much stability and regularity in the West as it has already done
upon the coast of the Atlantic Ocean.]
f
[ This is just a temporary risk. I'm sure that eventually society will achieve the same level of stability and consistency in the West as it already has along the Atlantic coast.]
The greater the individual weakness of each of the contracting parties, the greater are the chances of the duration of the contract; for their safety is then dependent upon their union. When, in 1790, the most populous of the American republics did not contain 500,000 inhabitants, *g each of them felt its own insignificance as an independent people, and this feeling rendered compliance with the federal authority more easy. But when one of the confederate States reckons, like the State of New York, 2,000,000 of inhabitants, and covers an extent of territory equal in surface to a quarter of France, *h it feels its own strength; and although it may continue to support the Union as advantageous to its prosperity, it no longer regards that body as necessary to its existence, and as it continues to belong to the federal compact, it soon aims at preponderance in the federal assemblies. The probable unanimity of the States is diminished as their number increases. At present the interests of the different parts of the Union are not at variance; but who is able to foresee the multifarious changes of the future, in a country in which towns are founded from day to day, and States almost from year to year?
The weaker each of the parties involved is, the more likely the contract is to last; their safety then relies on their unity. Back in 1790, when the most populous American republic had fewer than 500,000 people, each state felt small as an independent entity, making it easier to comply with federal authority. But when one of the confederate states, like New York, has 2 million residents and occupies an area the size of a quarter of France, it recognizes its own strength. Even if it continues to see the Union as beneficial for its prosperity, it no longer views that union as essential for its survival, and as it remains part of the federal agreement, it starts to seek dominance in federal assemblies. The likelihood of unanimous agreement among the states decreases as their numbers grow. Right now, the interests of the various parts of the Union align, but who can predict the diverse changes that lie ahead in a country where towns are established daily, and states emerge almost yearly?
g
[ Pennsylvania contained 431,373 inhabitants in 1790 [and 5,258,014 in 1890.]]
g
[ Pennsylvania had 431,373 residents in 1790 [and 5,258,014 in 1890.]]
h
[ The area of the State of New York is 49,170 square miles. [See U. S. census
report of 1890.]]
h
[ The area of the State of New York is 49,170 square miles. [See U. S. census report of 1890.]]
Since the first settlement of the British colonies, the number of inhabitants has about doubled every twenty-two years. I perceive no causes which are likely to check this progressive increase of the Anglo-American population for the next hundred years; and before that space of time has elapsed, I believe that the territories and dependencies of the United States will be covered by more than 100,000,000 of inhabitants, and divided into forty States. *i I admit that these 100,000,000 of men have no hostile interests. I suppose, on the contrary, that they are all equally interested in the maintenance of the Union; but I am still of opinion that where there are 100,000,000 of men, and forty distinct nations, unequally strong, the continuance of the Federal Government can only be a fortunate accident.
Since the first settlement of the British colonies, the population has roughly doubled every twenty-two years. I see no reasons that are likely to slow down this steady growth of the Anglo-American population for the next hundred years; and before that time is up, I believe that the territories and dependencies of the United States will have more than 100,000,000 inhabitants and will be divided into forty States. *i I acknowledge that these 100,000,000 people have no conflicting interests. In fact, I assume that they are all equally invested in preserving the Union; however, I still believe that with 100,000,000 people and forty distinct nations of varying strength, the survival of the Federal Government can only be a fortunate coincidence.
i
[ If the population continues to double every twenty-two years, as it has done
for the last two hundred years, the number of inhabitants in the United States
in 1852 will be twenty millions; in 1874, forty-eight millions; and in 1896,
ninety-six millions. This may still be the case even if the lands on the
western slope of the Rocky Mountains should be found to be unfit for
cultivation. The territory which is already occupied can easily contain this
number of inhabitants. One hundred millions of men disseminated over the
surface of the twenty-four States, and the three dependencies, which constitute
the Union, would only give 762 inhabitants to the square league; this would be
far below the mean population of France, which is 1,063 to the square league;
or of England, which is 1,457; and it would even be below the population of
Switzerland, for that country, notwithstanding its lakes and mountains,
contains 783 inhabitants to the square league. See “Malte Brun,”
vol. vi. p. 92.
i
[ If the population continues to double every twenty-two years, as it has for the last two hundred years, the number of people in the United States in 1852 will be twenty million; in 1874, forty-eight million; and in 1896, ninety-six million. This might still hold true even if the land on the western slope of the Rocky Mountains is found to be unsuitable for farming. The land that is already settled can easily accommodate this number of people. One hundred million people spread over the twenty-four states and three territories that make up the Union would mean only 762 people per square league; this would be much lower than the average population of France, which is 1,063 per square league; or of England, which is 1,457; and it would even be less than the population of Switzerland, which, despite its lakes and mountains, has 783 people per square league. See “Malte Brun,” vol. vi. p. 92.
[The actual result has fallen somewhat short of these calculations, in spite of the vast territorial acquisitions of the United States: but in 1899 the population is probably about eighty-seven millions, including the population of the Philippines, Hawaii, and Porto Rico.]]
[The actual result has fallen somewhat short of these calculations, in spite of the vast territorial acquisitions of the United States: but in 1899 the population is probably about eighty-seven million, including the population of the Philippines, Hawaii, and Puerto Rico.]
Whatever faith I may have in the perfectibility of man, until human nature is altered, and men wholly transformed, I shall refuse to believe in the duration of a government which is called upon to hold together forty different peoples, disseminated over a territory equal to one-half of Europe in extent; to avoid all rivalry, ambition, and struggles between them, and to direct their independent activity to the accomplishment of the same designs.
Whatever faith I might have in the perfectibility of humanity, until human nature changes, and people are completely transformed, I won’t believe in the longevity of a government that is supposed to unify forty different nations spread across a territory that’s half the size of Europe; to prevent all rivalry, ambition, and conflicts among them, and to steer their independent efforts towards achieving the same goals.
But the greatest peril to which the Union is exposed by its increase arises from the continual changes which take place in the position of its internal strength. The distance from Lake Superior to the Gulf of Mexico extends from the 47th to the 30th degree of latitude, a distance of more than 1,200 miles as the bird flies. The frontier of the United States winds along the whole of this immense line, sometimes falling within its limits, but more frequently extending far beyond it, into the waste. It has been calculated that the whites advance every year a mean distance of seventeen miles along the whole of his vast boundary. *j Obstacles, such as an unproductive district, a lake or an Indian nation unexpectedly encountered, are sometimes met with. The advancing column then halts for a while; its two extremities fall back upon themselves, and as soon as they are reunited they proceed onwards. This gradual and continuous progress of the European race towards the Rocky Mountains has the solemnity of a providential event; it is like a deluge of men rising unabatedly, and daily driven onwards by the hand of God.
But the biggest risk the Union faces from its growth comes from the constant changes in its internal strength. The distance from Lake Superior to the Gulf of Mexico spans from the 47th to the 30th degree of latitude, covering over 1,200 miles in a straight line. The U.S. border stretches along this vast line, sometimes falling within it, but more often extending well beyond it into the wilderness. It's been estimated that settlers move an average of seventeen miles each year along this extensive boundary. Obstacles, like unproductive areas, lakes, or unexpected encounters with Native American nations, can arise. When this happens, the advancing group pauses momentarily; its two ends pull back toward each other, and as soon as they reconnect, they move forward again. This slow, steady movement of the European population toward the Rocky Mountains has the gravity of a significant event; it's like an unstoppable flood of people, continuously pushed onward by divine will.
j
[ See Legislative Documents, 20th Congress, No. 117, p. 105.]
j
[ See Legislative Documents, 20th Congress, No. 117, p. 105.]
Within this first line of conquering settlers towns are built, and vast States founded. In 1790 there were only a few thousand pioneers sprinkled along the valleys of the Mississippi; and at the present day these valleys contain as many inhabitants as were to be found in the whole Union in 1790. Their population amounts to nearly 4,000,000. *k The city of Washington was founded in 1800, in the very centre of the Union; but such are the changes which have taken place, that it now stands at one of the extremities; and the delegates of the most remote Western States are already obliged to perform a journey as long as that from Vienna to Paris. *l
In this initial wave of settlers, towns are established and large states are created. In 1790, only a few thousand pioneers were scattered throughout the valleys of the Mississippi; today, those valleys have as many residents as the entire Union had back then. Their population is nearly 4,000,000. The city of Washington was established in 1800, right in the center of the Union; however, due to the changes that have occurred, it now sits at one of the outskirts. Delegates from the farthest Western states have to travel as far as from Vienna to Paris.
k
[ 3,672,317—Census of 1830.]
k
[3,672,317—1830 Census.]
l
[ The distance from Jefferson, the capital of the State of Missouri, to
Washington is 1,019 miles. (“American Almanac,” 1831, p. 48.)]
l
[ The distance from Jefferson, the capital of Missouri, to Washington is 1,019 miles. (“American Almanac,” 1831, p. 48.)]
All the States are borne onwards at the same time in the path of fortune, but of course they do not all increase and prosper in the same proportion. To the North of the Union the detached branches of the Alleghany chain, which extend as far as the Atlantic Ocean, form spacious roads and ports, which are constantly accessible to vessels of the greatest burden. But from the Potomac to the mouth of the Mississippi the coast is sandy and flat. In this part of the Union the mouths of almost all the rivers are obstructed; and the few harbors which exist amongst these lagoons afford much shallower water to vessels, and much fewer commercial advantages than those of the North.
All the states move forward together on the path to prosperity, but they clearly don’t all grow and succeed at the same rate. To the north of the Union, the separate branches of the Allegheny range extend all the way to the Atlantic Ocean, creating large roads and ports that are always accessible to the largest ships. However, from the Potomac to the mouth of the Mississippi, the coast is sandy and flat. In this part of the Union, the mouths of nearly all the rivers are blocked; and the few harbors in these marshy areas have much shallower waters for ships and offer far fewer commercial benefits than those in the north.
This first natural cause of inferiority is united to another cause proceeding from the laws. We have already seen that slavery, which is abolished in the North, still exists in the South; and I have pointed out its fatal consequences upon the prosperity of the planter himself.
This first natural cause of inferiority is linked to another cause coming from the laws. We have already seen that slavery, which is abolished in the North, still exists in the South; and I have highlighted its devastating effects on the prosperity of the planter himself.
The North is therefore superior to the South both in commerce *m and manufacture; the natural consequence of which is the more rapid increase of population and of wealth within its borders. The States situate upon the shores of the Atlantic Ocean are already half-peopled. Most of the land is held by an owner; and these districts cannot therefore receive so many emigrants as the Western States, where a boundless field is still open to their exertions. The valley of the Mississippi is far more fertile than the coast of the Atlantic Ocean. This reason, added to all the others, contributes to drive the Europeans westward—a fact which may be rigorously demonstrated by figures. It is found that the sum total of the population of all the United States has about tripled in the course of forty years. But in the recent States adjacent to the Mississippi, the population has increased thirty-one-fold, within the same space of time. *n
The North is therefore better than the South in both trade and manufacturing; the natural result is a faster increase in population and wealth within its boundaries. The states along the Atlantic Ocean are already somewhat populated. Most of the land is owned by someone, so these areas can’t take in as many immigrants as the Western states, where there’s still a vast expanse available for their efforts. The Mississippi Valley is much more fertile than the Atlantic coast. This reason, along with all the others, pushes Europeans westward—a fact that can be proven with data. It’s found that the total population of all the United States has roughly tripled over the last forty years. But in the newer states near the Mississippi, the population has grown thirty-one times in the same period.
m
[ The following statements will suffice to show the difference which exists
between the commerce of the South and that of the North:—
m
[ The following statements will effectively illustrate the difference between the commerce of the South and that of the North:—
In 1829 the tonnage of all the merchant vessels belonging to Virginia, the two Carolinas, and Georgia (the four great Southern States), amounted to only 5,243 tons. In the same year the tonnage of the vessels of the State of Massachusetts alone amounted to 17,322 tons. (See Legislative Documents, 21st Congress, 2d session, No. 140, p. 244.) Thus the State of Massachusetts had three times as much shipping as the four above-mentioned States. Nevertheless the area of the State of Massachusetts is only 7,335 square miles, and its population amounts to 610,014 inhabitants [2,238,943 in 1890]; whilst the area of the four other States I have quoted is 210,000 square miles, and their population 3,047,767. Thus the area of the State of Massachusetts forms only one-thirtieth part of the area of the four States; and its population is five times smaller than theirs. (See “Darby’s View of the United States.”) Slavery is prejudicial to the commercial prosperity of the South in several different ways; by diminishing the spirit of enterprise amongst the whites, and by preventing them from meeting with as numerous a class of sailors as they require. Sailors are usually taken from the lowest ranks of the population. But in the Southern States these lowest ranks are composed of slaves, and it is very difficult to employ them at sea. They are unable to serve as well as a white crew, and apprehensions would always be entertained of their mutinying in the middle of the ocean, or of their escaping in the foreign countries at which they might touch.]
In 1829, the total tonnage of all the merchant ships from Virginia, the two Carolinas, and Georgia (the four major Southern States) was only 5,243 tons. In comparison, the tonnage of vessels from Massachusetts alone that same year was 17,322 tons. (See Legislative Documents, 21st Congress, 2d session, No. 140, p. 244.) This means Massachusetts had three times the shipping capacity of those four states combined. Yet, Massachusetts covers only 7,335 square miles and has a population of 610,014 people [2,238,943 in 1890]. Meanwhile, the combined area of those four states is 210,000 square miles with a population of 3,047,767. Thus, Massachusetts is just one-thirtieth the size of the four states, and its population is five times smaller than theirs. (See “Darby’s View of the United States.”) Slavery negatively impacts the commercial success of the South in several ways: it reduces the entrepreneurial spirit among white residents and limits the pool of sailors they can draw from. Sailors typically come from the lower segments of the population, but in the Southern States, the lowest ranks consist of slaves, making it very challenging to employ them at sea. They can't perform as effectively as a white crew, and there are always concerns about the possibility of them mutinying while out on the ocean or escaping in foreign ports.
n
[ “Darby’s View of the United States,” p. 444.]
n
[ “Darby’s View of the United States,” p. 444.]
The relative position of the central federal power is continually displaced. Forty years ago the majority of the citizens of the Union was established upon the coast of the Atlantic, in the environs of the spot upon which Washington now stands; but the great body of the people is now advancing inland and to the north, so that in twenty years the majority will unquestionably be on the western side of the Alleghanies. If the Union goes on to subsist, the basin of the Mississippi is evidently marked out, by its fertility and its extent, as the future centre of the Federal Government. In thirty or forty years, that tract of country will have assumed the rank which naturally belongs to it. It is easy to calculate that its population, compared to that of the coast of the Atlantic, will be, in round numbers, as 40 to 11. In a few years the States which founded the Union will lose the direction of its policy, and the population of the valley of the Mississippi will preponderate in the federal assemblies.
The position of the central federal power is constantly shifting. Forty years ago, most citizens of the Union lived along the Atlantic coast, around the area where Washington now is; however, a large portion of the population is now moving inland and north, so in twenty years, the majority will likely be on the western side of the Allegheny Mountains. If the Union continues to exist, the Mississippi River basin is clearly set to be the future center of the Federal Government due to its fertile land and vast size. In thirty to forty years, that region will take on the status it naturally deserves. It's easy to see that its population, compared to the Atlantic coast, will be roughly 40 to 11. In a few years, the states that originally formed the Union will lose influence over its policies, and the population of the Mississippi Valley will dominate in federal decisions.
This constant gravitation of the federal power and influence towards the northwest is shown every ten years, when a general census of the population is made, and the number of delegates which each State sends to Congress is settled afresh. *o In 1790 Virginia had nineteen representatives in Congress. This number continued to increase until the year 1813, when it reached to twenty-three; from that time it began to decrease, and in 1833 Virginia elected only twenty-one representatives. *p During the same period the State of New York progressed in the contrary direction: in 1790 it had ten representatives in Congress; in 1813, twenty-seven; in 1823, thirty-four; and in 1833, forty. The State of Ohio had only one representative in 1803, and in 1833 it had already nineteen.
This ongoing shift of federal power and influence towards the northwest is evident every ten years when a general population census is conducted, and the number of delegates each state sends to Congress is reevaluated. In 1790, Virginia had nineteen representatives in Congress. This number continued to rise until 1813, when it peaked at twenty-three; after that, it started to decline, and by 1833, Virginia elected only twenty-one representatives. During the same time, New York moved in the opposite direction: in 1790, it had ten representatives; by 1813, it increased to twenty-seven; in 1823, it reached thirty-four; and by 1833, it had forty. Ohio had just one representative in 1803, and by 1833, that number had already grown to nineteen.
o
[ It may be seen that in the course of the last ten years (1820-1830) the
population of one district, as, for instance, the State of Delaware, has
increased in the proportion of five per cent.; whilst that of another, as the
territory of Michigan, has increased 250 per cent. Thus the population of
Virginia had augmented thirteen per cent., and that of the border State of Ohio
sixty-one per cent., in the same space of time. The general table of these
changes, which is given in the “National Calendar,” displays a
striking picture of the unequal fortunes of the different States.]
o
[ Over the last ten years (1820-1830), the population in certain areas, like the State of Delaware, has grown by five percent. In contrast, Michigan's population has surged by 250 percent. During the same period, Virginia's population increased by thirteen percent, while Ohio, a border state, saw a sixty-one percent rise. The overall table of these changes, found in the “National Calendar,” vividly illustrates the drastic differences in growth among the various states.]
p
[ It has just been said that in the course of the last term the population of
Virginia has increased thirteen per cent.; and it is necessary to explain how
the number of representatives for a State may decrease, when the population of
that State, far from diminishing, is actually upon the increase. I take the
State of Virginia, to which I have already alluded, as my term of comparison.
The number of representatives of Virginia in 1823 was proportionate to the
total number of the representatives of the Union, and to the relation which the
population bore to that of the whole Union: in 1833 the number of
representatives of Virginia was likewise proportionate to the total number of
the representatives of the Union, and to the relation which its population,
augmented in the course of ten years, bore to the augmented population of the
Union in the same space of time. The new number of Virginian representatives
will then be to the old numver, on the one hand, as the new numver of all the
representatives is to the old number; and, on the other hand, as the
augmentation of the population of Virginia is to that of the whole population
of the country. Thus, if the increase of the population of the lesser country
be to that of the greater in an exact inverse ratio of the proportion between
the new and the old numbers of all the representatives, the number of the
representatives of Virginia will remain stationary; and if the increase of the
Virginian population be to that of the whole Union in a feeblerratio than the
new number of the representatives of the Union to the old number, the number of
the representatives of Virginia must decrease. [Thus, to the 56th Congress in
1899, Virginia and West Virginia send only fourteen representatives.]]
p
[ It has just been mentioned that during the last term, Virginia’s population grew by thirteen percent; and it’s important to clarify how a state can have fewer representatives when its population is actually increasing. I’ll use Virginia, which I've already mentioned, as my point of reference. The number of representatives for Virginia in 1823 was based on its population compared to the total number of representatives in the Union. In 1833, the number of representatives from Virginia was also based on its population relative to the total population of the Union, which had also grown over the past ten years. The new number of representatives from Virginia will then relate to the old number in the same way that the new total number of representatives in the Union relates to the old number, and also in relation to how much Virginia’s population has increased compared to the overall population of the country. Therefore, if Virginia's growth rate is proportionally lower than that of the overall population compared to the ratio of the new to old representative numbers, Virginia's number of representatives will stay the same. However, if Virginia’s population growth rate is weaker than the new representative number compared to the old one, then Virginia will have fewer representatives. [Thus, in the 56th Congress in 1899, Virginia and West Virginia send only fourteen representatives.]]
Chapter XVIII: Future Condition Of Three Races—Part VIII
It is difficult to imagine a durable union of a people which is rich and strong with one which is poor and weak, even if it were proved that the strength and wealth of the one are not the causes of the weakness and poverty of the other. But union is still more difficult to maintain at a time at which one party is losing strength, and the other is gaining it. This rapid and disproportionate increase of certain States threatens the independence of the others. New York might perhaps succeed, with its 2,000,000 of inhabitants and its forty representatives, in dictating to the other States in Congress. But even if the more powerful States make no attempt to bear down the lesser ones, the danger still exists; for there is almost as much in the possibility of the act as in the act itself. The weak generally mistrust the justice and the reason of the strong. The States which increase less rapidly than the others look upon those which are more favored by fortune with envy and suspicion. Hence arise the deep-seated uneasiness and ill-defined agitation which are observable in the South, and which form so striking a contrast to the confidence and prosperity which are common to other parts of the Union. I am inclined to think that the hostile measures taken by the Southern provinces upon a recent occasion are attributable to no other cause. The inhabitants of the Southern States are, of all the Americans, those who are most interested in the maintenance of the Union; they would assuredly suffer most from being left to themselves; and yet they are the only citizens who threaten to break the tie of confederation. But it is easy to perceive that the South, which has given four Presidents, Washington, Jefferson, Madison, and Monroe, to the Union, which perceives that it is losing its federal influence, and that the number of its representatives in Congress is diminishing from year to year, whilst those of the Northern and Western States are increasing; the South, which is peopled with ardent and irascible beings, is becoming more and more irritated and alarmed. The citizens reflect upon their present position and remember their past influence, with the melancholy uneasiness of men who suspect oppression: if they discover a law of the Union which is not unequivocally favorable to their interests, they protest against it as an abuse of force; and if their ardent remonstrances are not listened to, they threaten to quit an association which loads them with burdens whilst it deprives them of their due profits. “The tariff,” said the inhabitants of Carolina in 1832, “enriches the North, and ruins the South; for if this were not the case, to what can we attribute the continually increasing power and wealth of the North, with its inclement skies and arid soil; whilst the South, which may be styled the garden of America, is rapidly declining?” *q
It’s hard to imagine a lasting union between a rich and powerful people and a poor and weak one, even if it’s shown that the strength and wealth of one don’t cause the weakness and poverty of the other. However, maintaining that union is even tougher when one side is losing strength while the other is gaining it. The rapid and uneven growth of certain states threatens the independence of others. New York, with its 2 million residents and forty representatives, might be able to dictate terms to the other states in Congress. But even if the more powerful states don’t try to overpower the smaller ones, the threat still exists; the possibility of such an act can be just as intimidating as the act itself. The weaker states generally mistrust the fairness and judgment of the strong. States that are growing more slowly view those thriving with envy and suspicion. This creates the deep-rooted anxiety and vague unrest that we see in the South, which sharply contrasts with the confidence and prosperity found in other parts of the Union. I believe the hostile actions taken by the Southern states recently stem from this. The people of the Southern states are, among all Americans, the most invested in preserving the Union; they would definitely suffer the most if left on their own, yet they are the only ones openly threatening to break the confederation. It’s clear that the South, which has produced four Presidents—Washington, Jefferson, Madison, and Monroe—and sees its influence in the federal government waning, with its representation in Congress decreasing yearly while the Northern and Western states are gaining, is becoming increasingly agitated and alarmed. The citizens reflect on their current situation and remember their past power, feeling the melancholy unease of those who feel oppressed. If they find a federal law that doesn’t clearly benefit their interests, they protest it as a misuse of power; and if their passionate objections go unheard, they threaten to withdraw from an association that burdens them while denying them their rightful benefits. “The tariff,” said the residents of Carolina in 1832, “enriches the North and ruins the South; if that weren’t true, how could we explain the continuously growing power and wealth of the North, with its harsh weather and dry land, while the South, which can be called the garden of America, is rapidly declining?”
q
[ See the report of its committee to the Convention which proclaimed the
nullification of the tariff in South Carolina.]
q
[ See the report of its committee to the Convention that declared the nullification of the tariff in South Carolina.]
If the changes which I have described were gradual, so that each generation at least might have time to disappear with the order of things under which it had lived, the danger would be less; but the progress of society in America is precipitate, and almost revolutionary. The same citizen may have lived to see his State take the lead in the Union, and afterwards become powerless in the federal assemblies; and an Anglo-American republic has been known to grow as rapidly as a man passing from birth and infancy to maturity in the course of thirty years. It must not be imagined, however, that the States which lose their preponderance, also lose their population or their riches: no stop is put to their prosperity, and they even go on to increase more rapidly than any kingdom in Europe. *r But they believe themselves to be impoverished because their wealth does not augment as rapidly as that of their neighbors; any they think that their power is lost, because they suddenly come into collision with a power greater than their own: *s thus they are more hurt in their feelings and their passions than in their interests. But this is amply sufficient to endanger the maintenance of the Union. If kings and peoples had only had their true interests in view ever since the beginning of the world, the name of war would scarcely be known among mankind.
If the changes I described were gradual enough for each generation to pass away with the order of things they knew, the danger would be less severe; but the progress of society in America is rapid and almost revolutionary. A citizen might witness his state rise to prominence in the union, only to later become insignificant in federal assemblies. An Anglo-American republic has been known to develop as quickly as a person growing from birth to maturity in just thirty years. However, it shouldn’t be assumed that the states losing their dominance are also losing their population or wealth: their prosperity doesn’t stop, and they often grow faster than any kingdom in Europe. But they feel impoverished because their wealth doesn’t increase as quickly as that of their neighbors; they believe their power is gone when they suddenly face a force stronger than their own. Thus, they are more affected emotionally and passionately than materially. Yet, this is enough to threaten the stability of the Union. If kings and nations had kept their true interests in mind throughout history, the concept of war would be almost unknown among humanity.
r
[ The population of a country assuredly constitutes the first element of its
wealth. In the ten years (1820-1830) during which Virginia lost two of its
representatives in Congress, its population increased in the proportion of 13.7
per cent.; that of Carolina in the proportion of fifteen per cent.; and that of
Georgia, 15.5 per cent. (See the “American Almanac,” 1832, p. 162)
But the population of Russia, which increases more rapidly than that of any
other European country, only augments in ten years at the rate of 9.5 per
cent.; in France, at the rate of seven per cent.; and in Europe in general, at
the rate of 4.7 per cent. (See “Malte Brun,” vol. vi. p. 95)]
r
[ The population of a country is definitely the first part of its wealth. In the ten years between 1820 and 1830, while Virginia lost two of its representatives in Congress, its population grew by 13.7 percent; Carolina's population increased by fifteen percent; and Georgia's population rose by 15.5 percent. (See the “American Almanac,” 1832, p. 162) However, the population of Russia, which grows faster than that of any other European country, only increased by 9.5 percent over the same ten years; France's population grew by seven percent; and Europe's overall growth rate was 4.7 percent. (See “Malte Brun,” vol. vi. p. 95)]
s
[ It must be admitted, however, that the depreciation which has taken place in
the value of tobacco, during the last fifty years, has notably diminished the
opulence of the Southern planters: but this circumstance is as independent of
the will of their Northern brethren as it is of their own.]
s
[It must be acknowledged, however, that the decline in the value of tobacco over the last fifty years has significantly reduced the wealth of the Southern planters. But this situation is beyond the control of both their Northern counterparts and themselves.]
Thus the prosperity of the United States is the source of the most serious dangers that threaten them, since it tends to create in some of the confederate States that over-excitement which accompanies a rapid increase of fortune; and to awaken in others those feelings of envy, mistrust, and regret which usually attend upon the loss of it. The Americans contemplate this extraordinary and hasty progress with exultation; but they would be wiser to consider it with sorrow and alarm. The Americans of the United States must inevitably become one of the greatest nations in the world; their offset will cover almost the whole of North America; the continent which they inhabit is their dominion, and it cannot escape them. What urges them to take possession of it so soon? Riches, power, and renown cannot fail to be theirs at some future time, but they rush upon their fortune as if but a moment remained for them to make it their own.
Thus, the prosperity of the United States brings some of the most serious dangers that threaten them, as it tends to create in some of the confederate States an over-excitement that comes with a rapid rise in wealth; and it stirs in others feelings of envy, mistrust, and regret that usually follow a loss of it. Americans view this extraordinary and swift progress with joy; however, it would be wiser for them to see it with sorrow and concern. The people of the United States are bound to become one of the greatest nations in the world; their expansion will cover nearly all of North America; the continent they inhabit is theirs, and it cannot slip away from them. What drives them to take possession of it so quickly? Wealth, power, and fame will surely be theirs in the future, yet they rush toward their fortune as if only a moment remains for them to claim it.
I think that I have demonstrated that the existence of the present confederation depends entirely on the continued assent of all the confederates; and, starting from this principle, I have inquired into the causes which may induce the several States to separate from the others. The Union may, however, perish in two different ways: one of the confederate States may choose to retire from the compact, and so forcibly to sever the federal tie; and it is to this supposition that most of the remarks that I have made apply: or the authority of the Federal Government may be progressively entrenched on by the simultaneous tendency of the united republics to resume their independence. The central power, successively stripped of all its prerogatives, and reduced to impotence by tacit consent, would become incompetent to fulfil its purpose; and the second Union would perish, like the first, by a sort of senile inaptitude. The gradual weakening of the federal tie, which may finally lead to the dissolution of the Union, is a distinct circumstance, that may produce a variety of minor consequences before it operates so violent a change. The confederation might still subsist, although its Government were reduced to such a degree of inanition as to paralyze the nation, to cause internal anarchy, and to check the general prosperity of the country.
I believe I have shown that the survival of the current confederation relies entirely on the ongoing agreement of all its members. Based on this principle, I have explored the reasons that could lead various States to break away from the others. However, the Union could end in two ways: one of the confederate States might decide to withdraw from the agreement, forcibly cutting the federal bond, and most of my comments apply to this scenario; or the Federal Government's authority could be progressively challenged by the collective desire of the united republics to regain their independence. The central power, gradually stripped of all its authority and rendered ineffective by silent agreement, would become unable to fulfill its role; and the second Union would collapse, like the first, due to a kind of aging incompetence. The slow weakening of the federal bond, which may eventually lead to the breakup of the Union, is a separate issue that could have various minor effects before triggering such a drastic change. The confederation could still exist, even if its Government had become so powerless that it paralyzed the nation, caused internal chaos, and hindered the overall prosperity of the country.
After having investigated the causes which may induce the Anglo-Americans to disunite, it is important to inquire whether, if the Union continues to subsist, their Government will extend or contract its sphere of action, and whether it will become more energetic or more weak.
After looking into the reasons that might lead Anglo-Americans to separate, it’s important to ask whether, if the Union continues to exist, their government will broaden or narrow its scope, and whether it will become more powerful or weaker.
The Americans are evidently disposed to look upon their future condition with alarm. They perceive that in most of the nations of the world the exercise of the rights of sovereignty tends to fall under the control of a few individuals, and they are dismayed by the idea that such will also be the case in their own country. Even the statesmen feel, or affect to feel, these fears; for, in America, centralization is by no means popular, and there is no surer means of courting the majority than by inveighing against the encroachments of the central power. The Americans do not perceive that the countries in which this alarming tendency to centralization exists are inhabited by a single people; whilst the fact of the Union being composed of different confederate communities is sufficient to baffle all the inferences which might be drawn from analogous circumstances. I confess that I am inclined to consider the fears of a great number of Americans as purely imaginary; and far from participating in their dread of the consolidation of power in the hands of the Union, I think that the Federal Government is visibly losing strength.
Americans clearly tend to view their future with concern. They notice that in most countries, the rights of sovereignty often fall into the hands of a few individuals, and they are troubled by the thought that this will also happen in their own country. Even politicians share, or pretend to share, these worries; in America, centralization is definitely not popular, and there's no better way to gain the support of the majority than by criticizing the overreach of central authority. Americans fail to realize that the countries with this concerning trend toward centralization are made up of a single people; whereas the Union consists
To prove this assertion I shall not have recourse to any remote occurrences, but to circumstances which I have myself witnessed, and which belong to our own time.
To prove this claim, I won’t refer to any distant events, but to situations I have personally seen and that are from our own era.
An attentive examination of what is going on in the United States will easily convince us that two opposite tendencies exist in that country, like two distinct currents flowing in contrary directions in the same channel. The Union has now existed for forty-five years, and in the course of that time a vast number of provincial prejudices, which were at first hostile to its power, have died away. The patriotic feeling which attached each of the Americans to his own native State is become less exclusive; and the different parts of the Union have become more intimately connected the better they have become acquainted with each other. The post, *t that great instrument of intellectual intercourse, now reaches into the backwoods; and steamboats have established daily means of communication between the different points of the coast. An inland navigation of unexampled rapidity conveys commodities up and down the rivers of the country. *u And to these facilities of nature and art may be added those restless cravings, that busy-mindedness, and love of pelf, which are constantly urging the American into active life, and bringing him into contact with his fellow-citizens. He crosses the country in every direction; he visits all the various populations of the land; and there is not a province in France in which the natives are so well known to each other as the 13,000,000 of men who cover the territory of the United States.
A close look at what's happening in the United States shows that two opposing trends are at play, almost like two different currents flowing in opposite directions within the same channel. The Union has been in place for forty-five years now, and during that time, many local biases that were once against its power have faded away. The patriotic feelings that each American had for their own state have become less exclusive; and as the different parts of the Union have gotten to know each other better, they've become more closely connected. The mail, that crucial tool for communication, now reaches even the most remote areas; and steamboats provide daily links between various points along the coast. An inland navigation system of unprecedented speed moves goods up and down the rivers across the country. Along with these natural and technological advancements, there are also the restless ambitions, the hustle, and the pursuit of wealth that constantly drive Americans to be active and interact with their fellow citizens. People traverse the country in every direction; they engage with various populations across the land; and there isn’t a region in France where the locals are as well-acquainted with each other as the 13 million people living across the United States.
t
[ In 1832, the district of Michigan, which only contains 31,639 inhabitants,
and is still an almost unexplored wilderness, possessed 940 miles of
mail-roads. The territory of Arkansas, which is still more uncultivated, was
already intersected by 1,938 miles of mail-roads. (See the report of the
General Post Office, November 30, 1833.) The postage of newspapers alone in the
whole Union amounted to $254,796.]
t
[In 1832, the district of Michigan, which had only 31,639 residents and was still mostly an uncharted wilderness, had 940 miles of mail routes. The territory of Arkansas, even less developed, was already crossed by 1,938 miles of mail routes. (See the report of the General Post Office, November 30, 1833.) The postage for newspapers alone across the entire Union totaled $254,796.]
u
[ In the course of ten years, from 1821 to 1831, 271 steamboats have been
launched upon the rivers which water the valley of the Mississippi alone. In
1829 259 steamboats existed in the United States. (See Legislative Documents,
No. 140, p. 274.)]
u
[ Over a decade, from 1821 to 1831, 271 steamboats have been launched on the rivers that flow through the Mississippi Valley alone. By 1829, there were 259 steamboats in the United States. (See Legislative Documents, No. 140, p. 274.)]
But whilst the Americans intermingle, they grow in resemblance of each other; the differences resulting from their climate, their origin, and their institutions, diminish; and they all draw nearer and nearer to the common type. Every year, thousands of men leave the North to settle in different parts of the Union: they bring with them their faith, their opinions, and their manners; and as they are more enlighthned than the men amongst whom they are about to dwell, they soon rise to the head of affairs, and they adapt society to their own advantage. This continual emigration of the North to the South is peculiarly favorable to the fusion of all the different provincial characters into one national character. The civilization of the North appears to be the common standard, to which the whole nation will one day be assimilated.
But as Americans interact with each other, they start to look more alike; the differences that come from their climate, background, and systems become less significant, and they all move closer to a shared identity. Every year, thousands of people move from the North to various parts of the country. They bring their beliefs, ideas, and ways of life with them; and since they're often more educated than the people around them, they quickly take charge and shape society to benefit themselves. This ongoing migration from the North to the South greatly helps blend the unique regional identities into one national identity. It seems like the North's way of life will eventually become the standard for the entire country.
The commercial ties which unite the confederate States are strengthened by the increasing manufactures of the Americans; and the union which began to exist in their opinions, gradually forms a part of their habits: the course of time has swept away the bugbear thoughts which haunted the imaginations of the citizens in 1789. The federal power is not become oppressive; it has not destroyed the independence of the States; it has not subjected the confederates to monarchial institutions; and the Union has not rendered the lesser States dependent upon the larger ones; but the confederation has continued to increase in population, in wealth, and in power. I am therefore convinced that the natural obstacles to the continuance of the American Union are not so powerful at the present time as they were in 1789; and that the enemies of the Union are not so numerous.
The commercial connections between the confederate States are strengthened by the growing industries of the Americans; and the unity that started in their opinions is slowly becoming a part of their everyday lives: over time, the fears that troubled the minds of citizens in 1789 have faded away. The federal government has not become oppressive; it hasn't undermined the independence of the States; it hasn't forced the confederates into monarchial rule; and the Union hasn't made smaller States dependent on the larger ones. Instead, the confederation has continued to grow in population, wealth, and power. I am therefore convinced that the natural barriers to the ongoing American Union are not as strong now as they were in 1789; and that the opponents of the Union are not as many.
Nevertheless, a careful examination of the history of the United States for the last forty-five years will readily convince us that the federal power is declining; nor is it difficult to explain the causes of this phenomenon. *v When the Constitution of 1789 was promulgated, the nation was a prey to anarchy; the Union, which succeeded this confusion, excited much dread and much animosity; but it was warmly supported because it satisfied an imperious want. Thus, although it was more attacked than it is now, the federal power soon reached the maximum of its authority, as is usually the case with a government which triumphs after having braced its strength by the struggle. At that time the interpretation of the Constitution seemed to extend, rather than to repress, the federal sovereignty; and the Union offered, in several respects, the appearance of a single and undivided people, directed in its foreign and internal policy by a single Government. But to attain this point the people had risen, to a certain extent, above itself.
However, a close look at the history of the United States over the past forty-five years will quickly show that federal power is on the decline, and the reasons for this are not hard to understand. When the Constitution was established in 1789, the nation was in chaos; the Union that followed this disorder sparked a lot of fear and hostility. Yet it was strongly supported because it met a critical need. So, even though it faced more criticism than it does now, federal power quickly reached its peak, as often happens with a government that gains strength after overcoming challenges. At that time, the interpretation of the Constitution seemed to enhance federal sovereignty rather than limit it; and the Union appeared, in many ways, as a single, unified people, guided in its foreign and domestic policies by one Government. But to reach this stage, the people had somewhat exceeded their own limitations.
v
[ [Since 1861 the movement is certainly in the opposite direction, and the
federal power has largely increased, and tends to further increase.]]
v
[ [Since 1861, the movement has definitely been in the opposite direction, and federal power has significantly grown and is likely to keep growing.]]
The Constitution had not destroyed the distinct sovereignty of the States; and all communities, of whatever nature they may be, are impelled by a secret propensity to assert their independence. This propensity is still more decided in a country like America, in which every village forms a sort of republic accustomed to conduct its own affairs. It therefore cost the States an effort to submit to the federal supremacy; and all efforts, however successful they may be, necessarily subside with the causes in which they originated.
The Constitution didn't eliminate the unique sovereignty of the States; every community, no matter what it is, has an underlying tendency to assert its independence. This tendency is even stronger in a place like America, where each village operates almost like its own republic, managing its own affairs. As a result, the States had to make a real effort to accept federal authority; and all efforts, no matter how successful, eventually fade away with the reasons that sparked them.
As the Federal Government consolidated its authority, America resumed its rank amongst the nations, peace returned to its frontiers, and public credit was restored; confusion was succeeded by a fixed state of things, which was favorable to the full and free exercise of industrious enterprise. It was this very prosperity which made the Americans forget the cause to which it was attributable; and when once the danger was passed, the energy and the patriotism which had enabled them to brave it disappeared from amongst them. No sooner were they delivered from the cares which oppressed them, than they easily returned to their ordinary habits, and gave themselves up without resistance to their natural inclinations. When a powerful Government no longer appeared to be necessary, they once more began to think it irksome. The Union encouraged a general prosperity, and the States were not inclined to abandon the Union; but they desired to render the action of the power which represented that body as light as possible. The general principle of Union was adopted, but in every minor detail there was an actual tendency to independence. The principle of confederation was every day more easily admitted, and more rarely applied; so that the Federal Government brought about its own decline, whilst it was creating order and peace.
As the federal government strengthened its authority, America regained its status among nations, peace returned to its borders, and public trust was restored; chaos was replaced by stability, which encouraged a full and free exercise of hard work and innovation. This very prosperity caused Americans to forget the reasons behind it; and once the danger had passed, the energy and patriotism that had helped them face it faded away. As soon as they were free from the burdens that weighed them down, they easily slipped back into their usual routines and surrendered to their natural instincts. When a strong government no longer seemed necessary, they began to find it burdensome again. The Union promoted overall prosperity, and the states were not keen to leave it; however, they wanted to keep the power that represented the Union as minimal as possible. The general principle of the Union was accepted, but in every smaller detail, there was a clear tendency toward independence. The concept of confederation was being recognized more readily every day, but it was being applied less often; thus, the federal government brought about its own decline while it was establishing order and peace.
As soon as this tendency of public opinion began to be manifested externally, the leaders of parties, who live by the passions of the people, began to work it to their own advantage. The position of the Federal Government then became exceedingly critical. Its enemies were in possession of the popular favor; and they obtained the right of conducting its policy by pledging themselves to lessen its influence. From that time forwards the Government of the Union has invariably been obliged to recede, as often as it has attempted to enter the lists with the governments of the States. And whenever an interpretation of the terms of the Federal Constitution has been called for, that interpretation has most frequently been opposed to the Union, and favorable to the States.
As soon as this shift in public opinion started to show itself, party leaders, who thrive on the emotions of the people, began to exploit it for their own benefit. The situation for the Federal Government became very precarious. Its opponents had gained the support of the public, and they earned the authority to shape its policies by promising to reduce its power. From that point on, the Union Government has consistently had to step back whenever it tried to engage with state governments. And whenever there was a need to interpret the Federal Constitution, that interpretation has often favored the States rather than the Union.
The Constitution invested the Federal Government with the right of providing for the interests of the nation; and it had been held that no other authority was so fit to superintend the “internal improvements” which affected the prosperity of the whole Union; such, for instance, as the cutting of canals. But the States were alarmed at a power, distinct from their own, which could thus dispose of a portion of their territory; and they were afraid that the central Government would, by this means, acquire a formidable extent of patronage within their own confines, and exercise a degree of influence which they intended to reserve exclusively to their own agents. The Democratic party, which has constantly been opposed to the increase of the federal authority, then accused the Congress of usurpation, and the Chief Magistrate of ambition. The central Government was intimidated by the opposition; and it soon acknowledged its error, promising exactly to confine its influence for the future within the circle which was prescribed to it.
The Constitution gave the Federal Government the right to look out for the nation's interests; it was believed that no other body was better suited to oversee the "internal improvements" that affected the prosperity of the entire Union, like building canals. However, the States were worried about a power separate from their own that could control a part of their territory, and they feared the central Government would, through this power, gain significant patronage within their borders and exert influence that they wanted to keep exclusively for their own representatives. The Democratic party, which has consistently opposed the expansion of federal authority, accused Congress of overstepping its bounds and the President of having ambitious motives. The central Government felt pressured by this opposition; it eventually admitted its mistake and promised to limit its influence strictly to the boundaries set for it in the future.
The Constitution confers upon the Union the right of treating with foreign nations. The Indian tribes, which border upon the frontiers of the United States, had usually been regarded in this light. As long as these savages consented to retire before the civilized settlers, the federal right was not contested: but as soon as an Indian tribe attempted to fix its dwelling upon a given spot, the adjacent States claimed possession of the lands and the rights of sovereignty over the natives. The central Government soon recognized both these claims; and after it had concluded treaties with the Indians as independent nations, it gave them up as subjects to the legislative tyranny of the States. *w
The Constitution gives the Union the authority to engage with foreign nations. The Indian tribes that border the United States were typically seen in this way. As long as these tribes allowed themselves to move away for the sake of the settlers, the federal authority was accepted. However, as soon as a tribe tried to establish itself in a specific area, the neighboring States claimed ownership of the land and asserted their authority over the tribes. The central Government quickly recognized these claims; and after making treaties with the tribes as independent nations, it surrendered them as subjects to the legislative control of the States.
w
[ See in the Legislative Documents, already quoted in speaking of the Indians,
the letter of the President of the United States to the Cherokees, his
correspondence on this subject with his agents, and his messages to Congress.]
w
[ See in the Legislative Documents, already quoted in talking about the Indians, the letter from the President of the United States to the Cherokees, his correspondence on this topic with his agents, and his messages to Congress.]
Some of the States which had been founded upon the coast of the Atlantic, extended indefinitely to the West, into wild regions where no European had ever penetrated. The States whose confines were irrevocably fixed, looked with a jealous eye upon the unbounded regions which the future would enable their neighbors to explore. The latter then agreed, with a view to conciliate the others, and to facilitate the act of union, to lay down their own boundaries, and to abandon all the territory which lay beyond those limits to the confederation at large. *x Thenceforward the Federal Government became the owner of all the uncultivated lands which lie beyond the borders of the thirteen States first confederated. It was invested with the right of parcelling and selling them, and the sums derived from this source were exclusively reserved to the public treasure of the Union, in order to furnish supplies for purchasing tracts of country from the Indians, for opening roads to the remote settlements, and for accelerating the increase of civilization as much as possible. New States have, however, been formed in the course of time, in the midst of those wilds which were formerly ceded by the inhabitants of the shores of the Atlantic. Congress has gone on to sell, for the profit of the nation at large, the uncultivated lands which those new States contained. But the latter at length asserted that, as they were now fully constituted, they ought to enjoy the exclusive right of converting the produce of these sales to their own use. As their remonstrances became more and more threatening, Congress thought fit to deprive the Union of a portion of the privileges which it had hitherto enjoyed; and at the end of 1832 it passed a law by which the greatest part of the revenue derived from the sale of lands was made over to the new western republics, although the lands themselves were not ceded to them. *y
Some of the states founded along the Atlantic coast extended far west into uncharted territory where no European had ever gone. The states with fixed boundaries looked enviously at the vast areas their neighbors would eventually explore. To ease tensions and facilitate unification, those states agreed to define their own borders and give up any territory beyond those limits to the confederation as a whole. From that point on, the federal government became the owner of all the uncultivated land beyond the borders of the original thirteen states. It was granted the right to divide and sell this land, and the funds generated from these sales were dedicated solely to the public treasury of the Union. This money was used to buy land from Native Americans, open roads to remote settlements, and promote the spread of civilization as much as possible. Over time, however, new states emerged in those wild areas, previously ceded by the inhabitants of the Atlantic coast. Congress continued to sell the uncultivated lands in these new states for the benefit of the nation. Eventually, these states claimed that now that they were fully established, they should have the exclusive right to use the revenue from these sales for their own benefit. As their complaints grew more serious, Congress decided to retract some of the privileges it had held, and by the end of 1832, it passed a law giving most of the revenue from land sales to the new western states, even though the lands themselves were not transferred to them.
x
[ The first act of session was made by the State of New York in 1780; Virginia,
Massachusetts, Connecticut, South and North Carolina, followed this example at
different times, and lastly, the act of cession of Georgia was made as recently
as 1802.]
x
[ The first act of session was made by the State of New York in 1780; Virginia, Massachusetts, Connecticut, South Carolina, and North Carolina followed this example at different times, and finally, Georgia's act of cession occurred as recently as 1802.]
y
[ It is true that the President refused his assent to this law; but he
completely adopted it in principle. (See Message of December 8, 1833.)]
y
[ It's true that the President refused to approve this law; however, he fully agreed with its principles. (See Message of December 8, 1833.)]
The slightest observation in the United States enables one to appreciate the advantages which the country derives from the bank. These advantages are of several kinds, but one of them is peculiarly striking to the stranger. The banknotes of the United States are taken upon the borders of the desert for the same value as at Philadelphia, where the bank conducts its operations. *z
The smallest observation in the United States allows someone to recognize the benefits the country gets from the bank. These benefits come in different forms, but one is particularly noticeable to visitors. The banknotes of the United States are accepted at the edges of the desert for the same value as in Philadelphia, where the bank operates. *z
z
[ The present Bank of the United States was established in 1816, with a capital
of $35,000,000; its charter expires in 1836. Last year Congress passed a law to
renew it, but the President put his veto upon the bill. The struggle is still
going on with great violence on either side, and the speedy fall of the bank
may easily be foreseen. [It was soon afterwards extinguished by General
Jackson.]]
z
[ The current Bank of the United States was established in 1816, with a capital of $35,000,000; its charter expires in 1836. Last year, Congress passed a law to renew it, but the President vetoed the bill. The conflict is still intense on both sides, and the quick collapse of the bank seems inevitable. [It was soon afterwards shut down by General Jackson.]]
The Bank of the United States is nevertheless the object of great animosity. Its directors have proclaimed their hostility to the President: and they are accused, not without some show of probability, of having abused their influence to thwart his election. The President therefore attacks the establishment which they represent with all the warmth of personal enmity; and he is encouraged in the pursuit of his revenge by the conviction that he is supported by the secret propensities of the majority. The bank may be regarded as the great monetary tie of the Union, just as Congress is the great legislative tie; and the same passions which tend to render the States independent of the central power, contribute to the overthrow of the bank.
The Bank of the United States, however, is facing a lot of hostility. Its leaders have openly expressed their opposition to the President, and they are accused—probably with good reason—of using their power to sabotage his election. As a result, the President goes after the institution they represent with intense personal animosity; he is motivated by the belief that he has the backing of the majority's hidden feelings. The bank can be seen as the key financial connection of the Union, just like Congress is the key legislative connection; and the same emotions that drive the States to seek independence from the central authority also contribute to the downfall of the bank.
The Bank of the United States always holds a great number of the notes issued by the provincial banks, which it can at any time oblige them to convert into cash. It has itself nothing to fear from a similar demand, as the extent of its resources enables it to meet all claims. But the existence of the provincial banks is thus threatened, and their operations are restricted, since they are only able to issue a quantity of notes duly proportioned to their capital. They submit with impatience to this salutary control. The newspapers which they have bought over, and the President, whose interest renders him their instrument, attack the bank with the greatest vehemence. They rouse the local passions and the blind democratic instinct of the country to aid their cause; and they assert that the bank directors form a permanent aristocratic body, whose influence must ultimately be felt in the Government, and must affect those principles of equality upon which society rests in America.
The Bank of the United States always holds a large number of the notes issued by the local banks, which it can demand to be converted into cash at any time. It itself has nothing to fear from a similar request because its resources allow it to meet all claims. However, the existence of the local banks is threatened, and their operations are limited since they can only issue a number of notes that is properly aligned with their capital. They resent this necessary control. The newspapers they've influenced and the President, whose interests make him their ally, fiercely attack the bank. They stir up local passions and the blind democratic instincts of the country to support their cause; and they claim that the bank directors form a permanent aristocracy whose influence will ultimately be felt in the Government, potentially undermining the principles of equality that society in America is built upon.
The contest between the bank and its opponents is only an incident in the great struggle which is going on in America between the provinces and the central power; between the spirit of democratic independence and the spirit of gradation and subordination. I do not mean that the enemies of the bank are identically the same individuals who, on other points, attack the Federal Government; but I assert that the attacks directed against the bank of the United States originate in the same propensities which militate against the Federal Government; and that the very numerous opponents of the former afford a deplorable symptom of the decreasing support of the latter.
The conflict between the bank and its opponents is just one part of the larger struggle happening in America between local interests and central authority; between the desire for democratic independence and the tendency towards hierarchy and subordination. I’m not saying that the bank’s enemies are the same people who criticize the Federal Government on other issues; however, I believe that the attacks on the Bank of the United States come from the same impulses that work against the Federal Government; and that the many opponents of the bank are a troubling sign of the diminishing support for the latter.
The Union has never displayed so much weakness as in the celebrated question of the tariff. *a The wars of the French Revolution and of 1812 had created manufacturing establishments in the North of the Union, by cutting off all free communication between America and Europe. When peace was concluded, and the channel of intercourse reopened by which the produce of Europe was transmitted to the New World, the Americans thought fit to establish a system of import duties, for the twofold purpose of protecting their incipient manufactures and of paying off the amount of the debt contracted during the war. The Southern States, which have no manufactures to encourage, and which are exclusively agricultural, soon complained of this measure. Such were the simple facts, and I do not pretend to examine in this place whether their complaints were well founded or unjust.
The Union has never shown so much weakness as it did on the well-known issue of the tariff. The wars of the French Revolution and the War of 1812 had established manufacturing businesses in the Northern states by cutting off all free trade between America and Europe. When peace was reached and the flow of goods from Europe to the New World resumed, Americans decided to set up a system of import taxes, aiming to protect their emerging industries and to pay off the debt incurred during the war. The Southern states, which lacked manufacturing and were purely agricultural, quickly voiced their grievances about this policy. These were the basic facts, and I won't argue here whether their complaints were justified or not.
a
[ See principally for the details of this affair, the Legislative Documents,
22d Congress, 2d Session, No. 30.]
a
[ See primarily for the details of this matter, the Legislative Documents, 22nd Congress, 2nd Session, No. 30.]
As early as the year 1820, South Carolina declared, in a petition to Congress, that the tariff was “unconstitutional, oppressive, and unjust.” And the States of Georgia, Virginia, North Carolina, Alabama, and Mississippi subsequently remonstrated against it with more or less vigor. But Congress, far from lending an ear to these complaints, raised the scale of tariff duties in the years 1824 and 1828, and recognized anew the principle on which it was founded. A doctrine was then proclaimed, or rather revived, in the South, which took the name of Nullification.
As early as 1820, South Carolina submitted a petition to Congress stating that the tariff was “unconstitutional, oppressive, and unjust.” Following this, the states of Georgia, Virginia, North Carolina, Alabama, and Mississippi protested against it with varying levels of intensity. However, Congress, instead of addressing these complaints, increased tariff duties in 1824 and 1828, reaffirming the principle behind it. A doctrine known as Nullification was then announced, or rather revived, in the South.
I have shown in the proper place that the object of the Federal Constitution was not to form a league, but to create a national government. The Americans of the United States form a sole and undivided people, in all the cases which are specified by that Constitution; and upon these points the will of the nation is expressed, as it is in all constitutional nations, by the voice of the majority. When the majority has pronounced its decision, it is the duty of the minority to submit. Such is the sound legal doctrine, and the only one which agrees with the text of the Constitution, and the known intention of those who framed it.
I have demonstrated in the appropriate section that the purpose of the Federal Constitution was not to create a alliance, but to establish a national government. The Americans of the United States form a single and united people in all the instances outlined by that Constitution; and on these matters, the will of the nation is expressed, as it is in all constitutional countries, by the voice of the majority. When the majority has made its decision, it is the responsibility of the minority to accept it. This is the correct legal principle, and the only one that aligns with the text of the Constitution and the clear intention of its framers.
The partisans of Nullification in the South maintain, on the contrary, that the intention of the Americans in uniting was not to reduce themselves to the condition of one and the same people; that they meant to constitute a league of independent States; and that each State, consequently retains its entire sovereignty, if not de facto, at least de jure; and has the right of putting its own construction upon the laws of Congress, and of suspending their execution within the limits of its own territory, if they are held to be unconstitutional and unjust.
The supporters of Nullification in the South argue that the founding Americans didn’t intend to create one unified nation; instead, they aimed to form a coalition of independent states. Each state, therefore, maintains its full sovereignty, if not actually, at least legally; it has the right to interpret Congress's laws for itself and can halt their enforcement within its own borders if those laws are seen as unconstitutional or unjust.
The entire doctrine of Nullification is comprised in a sentence uttered by Vice-President Calhoun, the head of that party in the South, before the Senate of the United States, in the year 1833: “The Constitution is a compact to which the States were parties in their sovereign capacity; now, whenever a compact is entered into by parties which acknowledge no tribunal above their authority to decide in the last resort, each of them has a right to judge for itself in relation to the nature, extent, and obligations of the instrument.” It is evident that a similar doctrine destroys the very basis of the Federal Constitution, and brings back all the evils of the old confederation, from which the Americans were supposed to have had a safe deliverance.
The whole idea of Nullification is summed up in a statement made by Vice-President Calhoun, the leader of that group in the South, before the Senate of the United States in 1833: “The Constitution is an agreement that the States entered into as sovereign entities; now, whenever parties enter into an agreement with no authority above them to make the final decision, each party has the right to determine for itself the nature, extent, and obligations of that agreement.” It's clear that a doctrine like this undermines the very foundation of the Federal Constitution and brings back all the problems of the old confederation, which Americans were supposed to have escaped from.
When South Carolina perceived that Congress turned a deaf ear to its remonstrances, it threatened to apply the doctrine of nullification to the federal tariff bill. Congress persisted in its former system; and at length the storm broke out. In the course of 1832 the citizens of South Carolina, *b named a national Convention, to consult upon the extraordinary measures which they were called upon to take; and on November 24th of the same year this Convention promulgated a law, under the form of a decree, which annulled the federal law of the tariff, forbade the levy of the imposts which that law commands, and refused to recognize the appeal which might be made to the federal courts of law. *c This decree was only to be put in execution in the ensuing month of February, and it was intimated, that if Congress modified the tariff before that period, South Carolina might be induced to proceed no further with her menaces; and a vague desire was afterwards expressed of submitting the question to an extraordinary assembly of all the confederate States.
When South Carolina realized that Congress ignored its complaints, it threatened to use the idea of nullification against the federal tariff bill. Congress stuck to its original approach, and eventually, a crisis erupted. In 1832, the people of South Carolina called a national Convention to discuss the drastic actions they felt they needed to take. On November 24th of that same year, this Convention issued a law, in the form of a decree, that canceled the federal tariff law, prohibited the collection of the taxes mandated by that law, and refused to accept any appeals to federal courts. This decree was set to be enforced the following February, and it was suggested that if Congress changed the tariff before that time, South Carolina might be persuaded to back off from its threats. There was also a vague suggestion to submit the issue to a special gathering of all the member states.
b
[ That is to say, the majority of the people; for the opposite party, called
the Union party, always formed a very strong and active minority. Carolina may
contain about 47,000 electors; 30,000 were in favor of nullification, and
17,000 opposed to it.]
b
[ In other words, most of the people; because the other group, known as the Union party, consistently made up a strong and active minority. Carolina has around 47,000 voters; 30,000 supported nullification, while 17,000 were against it.]
c
[ This decree was preceded by a report of the committee by which it was framed,
containing the explanation of the motives and object of the law. The following
passage occurs in it, p. 34:—“When the rights reserved by the
Constitution to the different States are deliberately violated, it is the duty
and the right of those States to interfere, in order to check the progress of
the evil; to resist usurpation, and to maintain, within their respective
limits, those powers and privileges which belong to them as independent
sovereign States. If they were destitute of this right, they would not be
sovereign. South Carolina declares that she acknowledges no tribunal upon earth
above her authority. She has indeed entered into a solemn compact of union with
the other States; but she demands, and will exercise, the right of putting her
own construction upon it; and when this compact is violated by her sister
States, and by the Government which they have created, she is determined to
avail herself of the unquestionable right of judging what is the extent of the
infraction, and what are the measures best fitted to obtain justice.”]
c
[ This decree was preceded by a report from the committee that drafted it, explaining the reasons and purpose of the law. The following passage appears on p. 34:—“When the rights reserved by the Constitution to the different States are intentionally violated, it is the duty and right of those States to take action in order to stop the spread of the problem; to resist overreach, and to uphold, within their own limits, those powers and privileges that belong to them as independent sovereign States. If they lacked this right, they would not be sovereign. South Carolina asserts that she recognizes no authority on earth above her own. She has indeed entered into a formal agreement of union with the other States; however, she insists on the right to interpret it for herself; and when this agreement is violated by her sibling States, and by the Government they have established, she is determined to exercise the indisputable right to assess the extent of the violation and to determine the best measures to achieve justice.”]
Chapter XVIII: Future Condition Of Three Races—Part IX
In the meantime South Carolina armed her militia, and prepared for war. But Congress, which had slighted its suppliant subjects, listened to their complaints as soon as they were found to have taken up arms. *d A law was passed, by which the tariff duties were to be progressively reduced for ten years, until they were brought so low as not to exceed the amount of supplies necessary to the Government. *e Thus Congress completely abandoned the principle of the tariff; and substituted a mere fiscal impost to a system of protective duties. *f The Government of the Union, in order to conceal its defeat, had recourse to an expedient which is very much in vogue with feeble governments. It yielded the point de facto, but it remained inflexible upon the principles in question; and whilst Congress was altering the tariff law, it passed another bill, by which the President was invested with extraordinary powers, enabling him to overcome by force a resistance which was then no longer to be apprehended.
In the meantime, South Carolina armed its militia and got ready for war. However, Congress, which had ignored its pleading subjects, finally listened to their complaints once it was clear they had taken up arms. A law was passed to gradually reduce tariff duties over ten years until they were low enough not to exceed the necessary supplies for the Government. Thus, Congress completely abandoned the principle of the tariff and replaced it with a simple tax instead of protective duties. The Union Government, trying to hide its failure, resorted to a tactic often used by weak governments. It conceded the point in practice, but remained rigid about the underlying principles. While Congress was changing the tariff law, it also passed another bill that gave the President extraordinary powers to deal with a resistance that was no longer a real threat.
d
[ Congress was finally decided to take this step by the conduct of the powerful
State of Virginia, whose legislature offered to serve as mediator between the
Union and South Carolina. Hitherto the latter State had appeared to be entirely
abandoned, even by the States which had joined in her remonstrances.]
d
[ Congress finally decided to take this step due to the actions of the influential State of Virginia, whose legislature proposed to act as a mediator between the Union and South Carolina. Until then, South Carolina had seemed completely isolated, even from the States that had supported its grievances.]
e
[ This law was passed on March 2, 1833.]
e
[ This law was passed on March 2, 1833.]
f
[ This bill was brought in by Mr. Clay, and it passed in four days through both
Houses of Congress by an immense majority.]
f
[ This bill was introduced by Mr. Clay, and it passed through both Houses of Congress in just four days with a huge majority.]
But South Carolina did not consent to leave the Union in the enjoyment of these scanty trophies of success: the same national Convention which had annulled the tariff bill, met again, and accepted the proffered concession; but at the same time it declared its unabated perseverance in the doctrine of Nullification: and to prove what it said, it annulled the law investing the President with extraordinary powers, although it was very certain that the clauses of that law would never be carried into effect.
But South Carolina didn’t agree to leave the Union while holding on to these meager signs of success: the same national Convention that had canceled the tariff bill reconvened and accepted the proposed concession; however, it also reaffirmed its commitment to the doctrine of Nullification. To demonstrate this, it repealed the law giving the President extraordinary powers, even though it was clear that the provisions of that law would never actually be implemented.
Almost all the controversies of which I have been speaking have taken place under the Presidency of General Jackson; and it cannot be denied that in the question of the tariff he has supported the claims of the Union with vigor and with skill. I am, however, of opinion that the conduct of the individual who now represents the Federal Government may be reckoned as one of the dangers which threaten its continuance.
Almost all the controversies I've been discussing have happened during General Jackson's presidency; and it's undeniable that he has vigorously and skillfully supported the claims of the Union regarding the tariff. However, I believe that the actions of the person currently representing the Federal Government can be seen as one of the threats to its ongoing existence.
Some persons in Europe have formed an opinion of the possible influence of General Jackson upon the affairs of his country, which appears highly extravagant to those who have seen more of the subject. We have been told that General Jackson has won sundry battles, that he is an energetic man, prone by nature and by habit to the use of force, covetous of power, and a despot by taste. All this may perhaps be true; but the inferences which have been drawn from these truths are exceedingly erroneous. It has been imagined that General Jackson is bent on establishing a dictatorship in America, on introducing a military spirit, and on giving a degree of influence to the central authority which cannot but be dangerous to provincial liberties. But in America the time for similar undertakings, and the age for men of this kind, is not yet come: if General Jackson had entertained a hope of exercising his authority in this manner, he would infallibly have forfeited his political station, and compromised his life; accordingly he has not been so imprudent as to make any such attempt.
Some people in Europe have developed a view on the potential influence of General Jackson on his country's affairs that seems quite exaggerated to those who know more about the topic. We’ve heard that General Jackson has won several battles, that he is an energetic person, naturally inclined to use force, eager for power, and enjoys being a strong leader. This might all be true; however, the conclusions drawn from these facts are very misguided. It has been thought that General Jackson aims to establish a dictatorship in America, promote a military mindset, and increase the central authority's influence to a level that would threaten local freedoms. But in America, the time for such actions, and the era for men of this nature, has not arrived yet: if General Jackson had hoped to assert his authority in such a way, he would certainly have lost his political position and put his life at risk; so, he has wisely refrained from making any such attempts.
Far from wishing to extend the federal power, the President belongs to the party which is desirous of limiting that power to the bare and precise letter of the Constitution, and which never puts a construction upon that act favorable to the Government of the Union; far from standing forth as the champion of centralization, General Jackson is the agent of all the jealousies of the States; and he was placed in the lofty station he occupies by the passions of the people which are most opposed to the central Government. It is by perpetually flattering these passions that he maintains his station and his popularity. General Jackson is the slave of the majority: he yields to its wishes, its propensities, and its demands; say rather, that he anticipates and forestalls them.
Far from wanting to expand federal power, the President is part of the party that aims to restrict that power to the exact wording of the Constitution, never interpreting it in a way that benefits the central government. Instead of acting as a supporter of centralization, General Jackson represents the concerns of the states and was elevated to his high position by the sentiments of the people who are most against a strong central government. He stays in power and keeps his popularity by constantly catering to these feelings. General Jackson is led by the majority: he gives in to its wishes, desires, and demands; or rather, he anticipates and preempts them.
Whenever the governments of the States come into collision with that of the Union, the President is generally the first to question his own rights: he almost always outstrips the legislature; and when the extent of the federal power is controverted, he takes part, as it were, against himself; he conceals his official interests, and extinguishes his own natural inclinations. Not indeed that he is naturally weak or hostile to the Union; for when the majority decided against the claims of the partisans of nullification, he put himself at its head, asserted the doctrines which the nation held distinctly and energetically, and was the first to recommend forcible measures; but General Jackson appears to me, if I may use the American expressions, to be a Federalist by taste, and a Republican by calculation.
Whenever the state governments clash with the federal government, the President is usually the first to question his own authority: he often acts faster than Congress. When the limits of federal power are challenged, he seems to take a stance against his own interests; he hides his official concerns and suppresses his personal preferences. This doesn’t mean he is naturally weak or opposed to the federal government; when the majority voted against the supporters of nullification, he took the lead, firmly and energetically upholding the country's beliefs and was the first to suggest strong actions. However, to me, General Jackson seems to be a Federalist by inclination and a Republican by strategy.
General Jackson stoops to gain the favor of the majority, but when he feels that his popularity is secure, he overthrows all obstacles in the pursuit of the objects which the community approves, or of those which it does not look upon with a jealous eye. He is supported by a power with which his predecessors were unacquainted; and he tramples on his personal enemies whenever they cross his path with a facility which no former President ever enjoyed; he takes upon himself the responsibility of measures which no one before him would have ventured to attempt: he even treats the national representatives with disdain approaching to insult; he puts his veto upon the laws of Congress, and frequently neglects to reply to that powerful body. He is a favorite who sometimes treats his master roughly. The power of General Jackson perpetually increases; but that of the President declines; in his hands the Federal Government is strong, but it will pass enfeebled into the hands of his successor.
General Jackson bends to win the support of the majority, but once he feels that his popularity is secure, he removes all obstacles in the pursuit of goals that the community supports, or those it views without suspicion. He wields a power that his predecessors didn't have; he easily overcomes his personal enemies whenever they stand in his way, a privilege that no former President has had. He takes on the responsibility for decisions that no one before him would have dared to make: he even treats national representatives with contempt bordering on insult; he vetoes Congress’s laws and often ignores that powerful body. He is a favorite who sometimes treats his boss harshly. General Jackson's power continually grows, while the authority of the President diminishes; in his hands, the Federal Government is strong, but it will pass weakened to his successor.
I am strangely mistaken if the Federal Government of the United States be not constantly losing strength, retiring gradually from public affairs, and narrowing its circle of action more and more. It is naturally feeble, but it now abandons even its pretensions to strength. On the other hand, I thought that I remarked a more lively sense of independence, and a more decided attachment to provincial government in the States. The Union is to subsist, but to subsist as a shadow; it is to be strong in certain cases, and weak in all others; in time of warfare, it is to be able to concentrate all the forces of the nation and all the resources of the country in its hands; and in time of peace its existence is to be scarcely perceptible: as if this alternate debility and vigor were natural or possible.
I am oddly mistaken if the Federal Government of the United States isn't constantly losing power, gradually stepping back from public affairs, and narrowing its focus more and more. It's naturally weak, but it's now even giving up its claims to strength. On the other hand, I noticed a stronger sense of independence and a clearer attachment to state government in the States. The Union will continue to exist, but only as a shadow; it will be strong in some situations and weak in all others. During wartime, it will be able to gather all the nation's forces and resources, and during peacetime, its existence will barely be noticed, as if this back-and-forth weakness and strength were normal or possible.
I do not foresee anything for the present which may be able to check this general impulse of public opinion; the causes in which it originated do not cease to operate with the same effect. The change will therefore go on, and it may be predicted that, unless some extraordinary event occurs, the Government of the Union will grow weaker and weaker every day.
I don’t see anything at the moment that could stop this overall trend in public opinion; the reasons behind it are still at work just as strongly. So, this change will continue, and it’s safe to say that unless something unusual happens, the Government of the Union will keep getting weaker each day.
I think, however, that the period is still remote at which the federal power will be entirely extinguished by its inability to protect itself and to maintain peace in the country. The Union is sanctioned by the manners and desires of the people; its results are palpable, its benefits visible. When it is perceived that the weakness of the Federal Government compromises the existence of the Union, I do not doubt that a reaction will take place with a view to increase its strength.
I believe, however, that the time when federal power will completely fade away due to its failure to protect itself and keep peace in the country is still far off. The Union is supported by the values and wishes of the people; its outcomes are clear, and its benefits are obvious. When people see that the weakness of the Federal Government threatens the existence of the Union, I have no doubt that a reaction will occur aimed at strengthening it.
The Government of the United States is, of all the federal governments which have hitherto been established, the one which is most naturally destined to act. As long as it is only indirectly assailed by the interpretation of its laws, and as long as its substance is not seriously altered, a change of opinion, an internal crisis, or a war, may restore all the vigor which it requires. The point which I have been most anxious to put in a clear light is simply this: Many people, especially in France, imagine that a change in opinion is going on in the United States, which is favorable to a centralization of power in the hands of the President and the Congress. I hold that a contrary tendency may distinctly be observed. So far is the Federal Government from acquiring strength, and from threatening the sovereignty of the States, as it grows older, that I maintain it to be growing weaker and weaker, and that the sovereignty of the Union alone is in danger. Such are the facts which the present time discloses. The future conceals the final result of this tendency, and the events which may check, retard, or accelerate the changes I have described; but I do not affect to be able to remove the veil which hides them from our sight.
The Government of the United States is, of all the federal governments that have been established so far, the one that is most naturally destined to take action. As long as it is only indirectly challenged by how its laws are interpreted, and as long as its core is not significantly changed, a shift in opinion, an internal crisis, or a war can restore all the energy it needs. The main point I want to clarify is this: Many people, especially in France, think that there’s a shift in opinion happening in the United States that favors centralizing power in the hands of the President and Congress. I believe that we can actually see the opposite trend. Far from gaining strength and threatening the sovereignty of the States as it ages, I argue that the Federal Government is growing weaker, and that the sovereignty of the Union itself is at risk. These are the facts that the current moment reveals. The future hides the ultimate outcome of this trend and the events that may slow down, speed up, or alter the changes I've discussed; however, I don't pretend to be able to lift the veil that conceals them from our view.
Of The Republican Institutions Of The United States, And What Their Chances Of Duration Are
Of the Republican Institutions of the United States and their chances of lasting
The Union is accidental—The Republican institutions have more prospect of permanence—A republic for the present the natural state of the Anglo-Americans—Reason of this—In order to destroy it, all the laws must be changed at the same time, and a great alteration take place in manners—Difficulties experienced by the Americans in creating an aristocracy.
The Union is accidental—The Republican institutions have a better chance of lasting—A republic is currently the natural state for Anglo-Americans—Here's why—To destroy it, all the laws would need to be changed at once, and a significant shift in values would have to occur—Challenges faced by Americans in establishing an aristocracy.
The dismemberment of the Union, by the introduction of war into the heart of those States which are now confederate, with standing armies, a dictatorship, and a heavy taxation, might, eventually, compromise the fate of the republican institutions. But we ought not to confound the future prospects of the republic with those of the Union. The Union is an accident, which will only last as long as circumstances are favorable to its existence; but a republican form of government seems to me to be the natural state of the Americans; which nothing but the continued action of hostile causes, always acting in the same direction, could change into a monarchy. The Union exists principally in the law which formed it; one revolution, one change in public opinion, might destroy it forever; but the republic has a much deeper foundation to rest upon.
The breakup of the Union, through the introduction of war into the core of the states that are now confederate, along with standing armies, a dictatorship, and heavy taxation, could eventually threaten the future of republican institutions. However, we shouldn't confuse the future of the republic with that of the Union. The Union is a temporary arrangement that will only survive as long as conditions are right for it; but a republican government feels like the natural state for Americans, which could only change into a monarchy through the ongoing influence of opposing forces working together in the same way. The Union mainly exists in the law that created it; one revolution or a shift in public opinion could eliminate it completely; but the republic has a much stronger foundation to stand on.
What is understood by a republican government in the United States is the slow and quiet action of society upon itself. It is a regular state of things really founded upon the enlightened will of the people. It is a conciliatory government under which resolutions are allowed time to ripen; and in which they are deliberately discussed, and executed with mature judgment. The republicans in the United States set a high value upon morality, respect religious belief, and acknowledge the existence of rights. They profess to think that a people ought to be moral, religious, and temperate, in proportion as it is free. What is called the republic in the United States, is the tranquil rule of the majority, which, after having had time to examine itself, and to give proof of its existence, is the common source of all the powers of the State. But the power of the majority is not of itself unlimited. In the moral world humanity, justice, and reason enjoy an undisputed supremacy; in the political world vested rights are treated with no less deference. The majority recognizes these two barriers; and if it now and then overstep them, it is because, like individuals, it has passions, and, like them, it is prone to do what is wrong, whilst it discerns what is right.
What a republican government means in the United States is the gradual and thoughtful way society influences itself. It represents a stable situation based on the informed wishes of the people. It's a collaborative government where decisions are given time to develop; they are thoughtfully discussed and executed with careful consideration. Republicans in the United States place great importance on morality, respect religious beliefs, and recognize the existence of rights. They believe that a society should be moral, religious, and self-restrained in proportion to its freedom. What’s called the republic in the United States is the calm rule of the majority, which, after taking time to reflect and demonstrate its validity, serves as the common source of all state powers. However, the power of the majority isn't unlimited. In the realm of morals, humanity, justice, and reason have clear authority; in politics, established rights are equally respected. The majority acknowledges these two limitations; and if it occasionally crosses them, it’s because, like individuals, it has passions and, like them, it can often choose wrongly even when it knows what is right.
But the demagogues of Europe have made strange discoveries. A republic is not, according to them, the rule of the majority, as has hitherto been thought, but the rule of those who are strenuous partisans of the majority. It is not the people who preponderates in this kind of government, but those who are best versed in the good qualities of the people. A happy distinction, which allows men to act in the name of nations without consulting them, and to claim their gratitude whilst their rights are spurned. A republican government, moreover, is the only one which claims the right of doing whatever it chooses, and despising what men have hitherto respected, from the highest moral obligations to the vulgar rules of common-sense. It had been supposed, until our time, that despotism was odious, under whatever form it appeared. But it is a discovery of modern days that there are such things as legitimate tyranny and holy injustice, provided they are exercised in the name of the people.
But the demagogues of Europe have made some unusual discoveries. A republic is not, according to them, the rule of the majority, as people have previously believed, but rather the rule of those who are passionate supporters of the majority. It’s not the people who hold power in this type of government, but those who understand the good qualities of the people best. This creates a nice distinction, allowing individuals to act on behalf of nations without consulting them and to expect gratitude while ignoring their rights. Furthermore, a republican government is the only one that claims the right to do whatever it wants, ignoring what people have traditionally respected, from the highest moral obligations to the basic rules of common sense. Until now, it was thought that despotism was detestable, regardless of its form. However, it has become clear in modern times that there are such things as legitimate tyranny and sacred injustice, as long as they are carried out in the name of the people.
The ideas which the Americans have adopted respecting the republican form of government, render it easy for them to live under it, and insure its duration. If, in their country, this form be often practically bad, at least it is theoretically good; and, in the end, the people always acts in conformity to it.
The ideas that Americans have embraced about the republican form of government make it easy for them to live under it and ensure its longevity. Even if this form isn't always effective in practice in their country, it's at least solid in theory; ultimately, the people tend to act in accordance with it.
It was impossible at the foundation of the States, and it would still be difficult, to establish a central administration in America. The inhabitants are dispersed over too great a space, and separated by too many natural obstacles, for one man to undertake to direct the details of their existence. America is therefore pre-eminently the country of provincial and municipal government. To this cause, which was plainly felt by all the Europeans of the New World, the Anglo-Americans added several others peculiar to themselves.
It was impossible at the founding of the States, and it would still be challenging, to set up a central administration in America. The people are spread out over too large an area and separated by too many natural barriers for one person to manage the details of their lives. America is therefore clearly the land of local and regional governance. To this reason, which was obviously recognized by all Europeans in the New World, the Anglo-Americans added several others that were unique to themselves.
At the time of the settlement of the North American colonies, municipal liberty had already penetrated into the laws as well as the manners of the English; and the emigrants adopted it, not only as a necessary thing, but as a benefit which they knew how to appreciate. We have already seen the manner in which the colonies were founded: every province, and almost every district, was peopled separately by men who were strangers to each other, or who associated with very different purposes. The English settlers in the United States, therefore, early perceived that they were divided into a great number of small and distinct communities which belonged to no common centre; and that it was needful for each of these little communities to take care of its own affairs, since there did not appear to be any central authority which was naturally bound and easily enabled to provide for them. Thus, the nature of the country, the manner in which the British colonies were founded, the habits of the first emigrants, in short everything, united to promote, in an extraordinary degree, municipal and provincial liberties.
At the time the North American colonies were settled, local freedom had already made its way into both the laws and the customs of the English, and the settlers embraced it as not just necessary but also valuable. We’ve already looked at how the colonies were established: each province, and nearly every region, was populated by people who were unfamiliar with one another or who came together for very different reasons. The English settlers in the United States quickly realized they were divided into many small and distinct communities that lacked a central authority. It became clear that each of these small communities needed to manage their own affairs, as there was no central power readily available to take care of them. Thus, the characteristics of the land, the way the British colonies were established, and the habits of the early settlers all contributed to a remarkable promotion of local and provincial freedoms.
In the United States, therefore, the mass of the institutions of the country is essentially republican; and in order permanently to destroy the laws which form the basis of the republic, it would be necessary to abolish all the laws at once. At the present day it would be even more difficult for a party to succeed in founding a monarchy in the United States than for a set of men to proclaim that France should henceforward be a republic. Royalty would not find a system of legislation prepared for it beforehand; and a monarchy would then exist, really surrounded by republican institutions. The monarchical principle would likewise have great difficulty in penetrating into the manners of the Americans.
In the United States, the majority of the country's institutions are fundamentally republican; to permanently eliminate the laws that underpin the republic, it would be necessary to get rid of all the laws at once. Nowadays, it would be even harder for a group to establish a monarchy in the United States than for a group of people to announce that France should become a republic from now on. There wouldn't be a legal framework ready for royalty, and a monarchy would exist, essentially surrounded by republican institutions. The idea of monarchy would also struggle to take root in the culture of the Americans.
In the United States, the sovereignty of the people is not an isolated doctrine bearing no relation to the prevailing manners and ideas of the people: it may, on the contrary, be regarded as the last link of a chain of opinions which binds the whole Anglo-American world. That Providence has given to every human being the degree of reason necessary to direct himself in the affairs which interest him exclusively—such is the grand maxim upon which civil and political society rests in the United States. The father of a family applies it to his children; the master to his servants; the township to its officers; the province to its townships; the State to its provinces; the Union to the States; and when extended to the nation, it becomes the doctrine of the sovereignty of the people.
In the United States, the idea of people's sovereignty isn't just a stand-alone concept; it's deeply connected to the common beliefs and values of society. In fact, it can be seen as the final link in a series of opinions that unite the entire Anglo-American world. The fundamental belief is that every person has the capacity for reason needed to manage their own affairs—this is the core principle that supports civil and political society in the United States. A parent uses it with their children, employers with their employees, local governments with their officials, regions with their local governments, states with their regions, and the national government with the states. When this concept is applied to the nation as a whole, it embodies the principle of people's sovereignty.
Thus, in the United States, the fundamental principle of the republic is the same which governs the greater part of human actions; republican notions insinuate themselves into all the ideas, opinions, and habits of the Americans, whilst they are formerly recognized by the legislation: and before this legislation can be altered the whole community must undergo very serious changes. In the United States, even the religion of most of the citizens is republican, since it submits the truths of the other world to private judgment: as in politics the care of its temporal interests is abandoned to the good sense of the people. Thus every man is allowed freely to take that road which he thinks will lead him to heaven; just as the law permits every citizen to have the right of choosing his government.
In the United States, the core principle of the republic aligns with the main drivers of human behavior; republican ideas weave into all the beliefs, views, and customs of Americans, even before they're recognized in laws. For these laws to change, the entire community would need to experience significant shifts. Additionally, even the religion of most citizens is republican in nature, as it allows personal judgment on spiritual truths, paralleling how citizens manage their political interests with common sense. Every person has the freedom to choose their own path to heaven, just like the law allows every citizen the right to choose their government.
It is evident that nothing but a long series of events, all having the same tendency, can substitute for this combination of laws, opinions, and manners, a mass of opposite opinions, manners, and laws.
It’s clear that only a lengthy series of events, all pointing in the same direction, can replace this mix of laws, beliefs, and customs with a bunch of conflicting beliefs, customs, and laws.
If republican principles are to perish in America, they can only yield after a laborious social process, often interrupted, and as often resumed; they will have many apparent revivals, and will not become totally extinct until an entirely new people shall have succeeded to that which now exists. Now, it must be admitted that there is no symptom or presage of the approach of such a revolution. There is nothing more striking to a person newly arrived in the United States, than the kind of tumultuous agitation in which he finds political society. The laws are incessantly changing, and at first sight it seems impossible that a people so variable in its desires should avoid adopting, within a short space of time, a completely new form of government. Such apprehensions are, however, premature; the instability which affects political institutions is of two kinds, which ought not to be confounded: the first, which modifies secondary laws, is not incompatible with a very settled state of society; the other shakes the very foundations of the Constitution, and attacks the fundamental principles of legislation; this species of instability is always followed by troubles and revolutions, and the nation which suffers under it is in a state of violent transition.
If republican principles are to fade away in America, they can only do so after a long and often interrupted social process, with many apparent comebacks, and will not completely disappear until an entirely new population has replaced the current one. However, it must be acknowledged that there are no signs or warnings indicating the approach of such a revolution. To someone new to the United States, the chaotic activity within the political society is particularly striking. The laws are constantly changing, and at first glance, it seems impossible that a people so unpredictable in its desires could avoid adopting a completely new form of government in a short amount of time. Such worries are, however, premature; the instability affecting political institutions is of two types that should not be confused: the first, which modifies secondary laws, can coexist with a very stable society; the second undermines the very foundations of the Constitution and challenges the fundamental principles of legislation; this kind of instability is always followed by conflict and revolutions, leaving the nation experiencing it in a state of tumultuous transition.
Experience shows that these two kinds of legislative instability have no necessary connection; for they have been found united or separate, according to times and circumstances. The first is common in the United States, but not the second: the Americans often change their laws, but the foundation of the Constitution is respected.
Experience shows that these two types of legislative instability aren’t necessarily linked; they can occur together or separately, depending on the time and situation. The first type is common in the United States, but not the second: Americans frequently change their laws, but they still respect the foundation of the Constitution.
In our days the republican principle rules in America, as the monarchical principle did in France under Louis XIV. The French of that period were not only friends of the monarchy, but they thought it impossible to put anything in its place; they received it as we receive the rays of the sun and the return of the seasons. Amongst them the royal power had neither advocates nor opponents. In like manner does the republican government exist in America, without contention or opposition; without proofs and arguments, by a tacit agreement, a sort of consensus universalis. It is, however, my opinion that by changing their administrative forms as often as they do, the inhabitants of the United States compromise the future stability of their government.
In our time, the republican principle dominates in America, just like the monarchical principle did in France during the reign of Louis XIV. The French back then were not just supporters of the monarchy; they believed it was impossible to replace it. They accepted it as we accept the sun's rays and the changing of the seasons. Among them, the royal power had neither supporters nor detractors. Similarly, the republican government exists in America without conflict or opposition; it’s accepted without debate or argument, like a sort of universal agreement. However, I believe that by frequently changing their administrative structures, the people of the United States are jeopardizing the future stability of their government.
It may be apprehended that men, perpetually thwarted in their designs by the mutability of the legislation, will learn to look upon republican institutions as an inconvenient form of society; the evil resulting from the instability of the secondary enactments might then raise a doubt as to the nature of the fundamental principles of the Constitution, and indirectly bring about a revolution; but this epoch is still very remote.
It can be understood that men, constantly frustrated in their plans by the changing laws, will start to view republican institutions as a troublesome way of organizing society; the problems caused by the instability of secondary laws might then lead to questions about the core principles of the Constitution, potentially sparking a revolution; however, this time is still quite far off.
It may, however, be foreseen even now, that when the Americans lose their republican institutions they will speedily arrive at a despotic government, without a long interval of limited monarchy. Montesquieu remarked, that nothing is more absolute than the authority of a prince who immediately succeeds a republic, since the powers which had fearlessly been intrusted to an elected magistrate are then transferred to a hereditary sovereign. This is true in general, but it is more peculiarly applicable to a democratic republic. In the United States, the magistrates are not elected by a particular class of citizens, but by the majority of the nation; they are the immediate representatives of the passions of the multitude; and as they are wholly dependent upon its pleasure, they excite neither hatred nor fear: hence, as I have already shown, very little care has been taken to limit their influence, and they are left in possession of a vast deal of arbitrary power. This state of things has engendered habits which would outlive itself; the American magistrate would retain his power, but he would cease to be responsible for the exercise of it; and it is impossible to say what bounds could then be set to tyranny.
It can be anticipated even now that when Americans lose their republican institutions, they will quickly move toward a dictatorship, without a long phase of limited monarchy. Montesquieu noted that nothing is more absolute than the power of a ruler who comes immediately after a republic, as the authority that was freely given to an elected official is then handed over to a hereditary monarch. This is generally true, but it applies more specifically to a democratic republic. In the United States, officials are not elected by a specific group of citizens but by the majority of the population; they are direct representatives of the public's passions, and since they are completely dependent on the public's approval, they evoke neither hatred nor fear. As I have already mentioned, very little has been done to limit their influence, and they hold a significant amount of arbitrary power. This situation has created habits that would continue beyond their existence; the American official would keep their power but would no longer be accountable for how it is used, making it impossible to determine what limits could then be placed on oppression.
Some of our European politicians expect to see an aristocracy arise in America, and they already predict the exact period at which it will be able to assume the reins of government. I have previously observed, and I repeat my assertion, that the present tendency of American society appears to me to become more and more democratic. Nevertheless, I do not assert that the Americans will not, at some future time, restrict the circle of political rights in their country, or confiscate those rights to the advantage of a single individual; but I cannot imagine that they will ever bestow the exclusive exercise of them upon a privileged class of citizens, or, in other words, that they will ever found an aristocracy.
Some European politicians expect an aristocracy to emerge in America and are already predicting when it will be able to take control of the government. I've pointed this out before, and I’ll say it again: to me, the current trend in American society seems to be increasingly democratic. However, I’m not claiming that Americans won’t, at some point in the future, limit political rights or take those rights away for the benefit of one individual; I just can’t envision them ever giving the exclusive exercise of those rights to a privileged class of citizens, or in other words, that they will ever create an aristocracy.
An aristocratic body is composed of a certain number of citizens who, without being very far removed from the mass of the people, are, nevertheless, permanently stationed above it: a body which it is easy to touch and difficult to strike; with which the people are in daily contact, but with which they can never combine. Nothing can be imagined more contrary to nature and to the secret propensities of the human heart than a subjection of this kind; and men who are left to follow their own bent will always prefer the arbitrary power of a king to the regular administration of an aristocracy. Aristocratic institutions cannot subsist without laying down the inequality of men as a fundamental principle, as a part and parcel of the legislation, affecting the condition of the human family as much as it affects that of society; but these are things so repugnant to natural equity that they can only be extorted from men by constraint.
An aristocratic body consists of a certain number of citizens who, while not too far removed from the general population, remain consistently positioned above it: a group that is easy to reach but hard to challenge; with whom the people interact daily, yet can never truly unite. Nothing is more contrary to nature and the innate tendencies of the human heart than this kind of subjugation; people who are allowed to act freely will always prefer the arbitrary power of a king over the orderly governance of an aristocracy. Aristocratic institutions cannot exist without establishing the inequality of people as a fundamental principle, a key part of the law that impacts the condition of humanity just as much as it influences society; however, such ideas are so opposed to natural justice that they can only be enforced through coercion.
I do not think a single people can be quoted, since human society began to exist, which has, by its own free will and by its own exertions, created an aristocracy within its own bosom. All the aristocracies of the Middle Ages were founded by military conquest; the conqueror was the noble, the vanquished became the serf. Inequality was then imposed by force; and after it had been introduced into the manners of the country it maintained its own authority, and was sanctioned by the legislation. Communities have existed which were aristocratic from their earliest origin, owing to circumstances anterior to that event, and which became more democratic in each succeeding age. Such was the destiny of the Romans, and of the barbarians after them. But a people, having taken its rise in civilization and democracy, which should gradually establish an inequality of conditions, until it arrived at inviolable privileges and exclusive castes, would be a novelty in the world; and nothing intimates that America is likely to furnish so singular an example.
I don't think there’s a single society that has, of its own free will and effort, created an aristocracy within itself since human society began. All the aristocracies of the Middle Ages were established through military conquest; the conqueror became the noble, and the defeated became the serf. Inequality was then enforced by force, and once it was introduced into the customs of the country, it maintained its power and was supported by law. There have been communities that were aristocratic from their very beginning due to circumstances that predated that establishment, and they became more democratic over time. Such was the fate of the Romans and the barbarians after them. However, a society that starts with civilization and democracy and gradually creates unequal conditions until it has unbreakable privileges and exclusive castes would be a new thing in the world; and there’s nothing to suggest that America is likely to provide such a unique example.
Reflection On The Causes Of The Commercial Prosperity Of The Of The United States
Reflection On The Causes Of The Commercial Prosperity Of The United States
The Americans destined by Nature to be a great maritime people—Extent of their coasts—Depth of their ports—Size of their rivers—The commercial superiority of the Anglo-Americans less attributable, however, to physical circumstances than to moral and intellectual causes—Reason of this opinion—Future destiny of the Anglo-Americans as a commercial nation—The dissolution of the Union would not check the maritime vigor of the States—Reason of this—Anglo-Americans will naturally supply the wants of the inhabitants of South America—They will become, like the English, the factors of a great portion of the world.
The Americans, intended by Nature to become a great maritime nation—Their extensive coastlines—Deep ports—Large rivers—The commercial advantage of the Anglo-Americans is less due to physical factors and more related to moral and intellectual reasons—Explanation for this view—The future role of the Anglo-Americans as a commercial power—The breakup of the Union wouldn't diminish the maritime strength of the States—Reason for this—Anglo-Americans will naturally meet the needs of the people in South America—They will, like the English, become influential players in a significant part of the world.
The coast of the United States, from the Bay of Fundy to the Sabine River in the Gulf of Mexico, is more than two thousand miles in extent. These shores form an unbroken line, and they are all subject to the same government. No nation in the world possesses vaster, deeper, or more secure ports for shipping than the Americans.
The U.S. coastline, stretching from the Bay of Fundy to the Sabine River in the Gulf of Mexico, is over two thousand miles long. These shores create a continuous line and are all governed by the same authority. No country in the world has larger, deeper, or more secure shipping ports than the United States.
The inhabitants of the United States constitute a great civilized people, which fortune has placed in the midst of an uncultivated country at a distance of three thousand miles from the central point of civilization. America consequently stands in daily need of European trade. The Americans will, no doubt, ultimately succeed in producing or manufacturing at home most of the articles which they require; but the two continents can never be independent of each other, so numerous are the natural ties which exist between their wants, their ideas, their habits, and their manners.
The people of the United States are a highly developed society that fortune has positioned in an undeveloped country, three thousand miles away from the heart of civilization. As a result, America is in constant need of European trade. Americans will likely succeed in producing or manufacturing most of what they need at home eventually; however, the two continents can never fully stand alone from each other, given the many natural connections that exist between their needs, ideas, habits, and customs.
The Union produces peculiar commodities which are now become necessary to us, but which cannot be cultivated, or can only be raised at an enormous expense, upon the soil of Europe. The Americans only consume a small portion of this produce, and they are willing to sell us the rest. Europe is therefore the market of America, as America is the market of Europe; and maritime commerce is no less necessary to enable the inhabitants of the United States to transport their raw materials to the ports of Europe, than it is to enable us to supply them with our manufactured produce. The United States were therefore necessarily reduced to the alternative of increasing the business of other maritime nations to a great extent, if they had themselves declined to enter into commerce, as the Spaniards of Mexico have hitherto done; or, in the second place, of becoming one of the first trading powers of the globe.
The Union produces unique goods that have become essential to us but can't be grown or can only be produced at a huge cost on European soil. Americans only use a small fraction of this produce and are ready to sell us the rest. Therefore, Europe is the market for America, just as America is the market for Europe; maritime trade is crucial for the people of the United States to transport their raw materials to European ports, just as it is essential for us to supply them with our manufactured goods. The United States had to choose between significantly increasing the trade of other maritime nations if they decided not to engage in commerce, like the Spaniards in Mexico have done so far, or, on the other hand, becoming one of the leading trading powers in the world.
The Anglo-Americans have always displayed a very decided taste for the sea. The Declaration of Independence broke the commercial restrictions which united them to England, and gave a fresh and powerful stimulus to their maritime genius. Ever since that time, the shipping of the Union has increased in almost the same rapid proportion as the number of its inhabitants. The Americans themselves now transport to their own shores nine-tenths of the European produce which they consume. *g And they also bring three-quarters of the exports of the New World to the European consumer. *h The ships of the United States fill the docks of Havre and of Liverpool; whilst the number of English and French vessels which are to be seen at New York is comparatively small. *i
The Anglo-Americans have always had a strong preference for the sea. The Declaration of Independence lifted the trade restrictions that connected them to England and gave a fresh and powerful boost to their maritime talent. Since then, U.S. shipping has increased almost as quickly as the population. Americans now bring nine-tenths of the European goods they consume to their own shores. *g They also deliver three-quarters of the New World's exports to European consumers. *h U.S. ships fill the docks in Havre and Liverpool, while the number of English and French vessels seen in New York is relatively small. *i
g
[ The total value of goods imported during the year which ended on September
30, 1832, was $101,129,266. The value of the cargoes of foreign vessels did not
amount to $10,731,039, or about one-tenth of the entire sum.]
g
[ The total value of goods imported during the year ending September 30, 1832, was $101,129,266. The value of the cargoes from foreign vessels was only $10,731,039, which is about one-tenth of the total amount.]
h
[ The value of goods exported during the same year amounted to $87,176,943; the
value of goods exported by foreign vessels amounted to $21,036,183, or about
one quarter of the whole sum. (Williams’s “Register,” 1833,
p. 398.)]
h
[ The value of goods exported during the same year was $87,176,943; the value of goods exported by foreign vessels was $21,036,183, which is about one quarter of the total amount. (Williams’s “Register,” 1833, p. 398.)]
i
[ The tonnage of the vessels which entered all the ports of the Union in the
years 1829, 1830, and 1831, amounted to 3,307,719 tons, of which 544,571 tons
were foreign vessels; they stood, therefore, to the American vessels in a ratio
of about 16 to 100. (“National Calendar,” 1833, p. 304.) The
tonnage of the English vessels which entered the ports of London, Liverpool,
and Hull, in the years 1820, 1826, and 1831, amounted to 443,800 tons. The
foreign vessels which entered the same ports during the same years amounted to
159,431 tons. The ratio between them was, therefore, about 36 to 100.
(“Companion to the Almanac,” 1834, p. 169.) In the year 1832 the
ratio between the foreign and British ships which entered the ports of Great
Britain was 29 to 100. [These statements relate to a condition of affairs which
has ceased to exist; the Civil War and the heavy taxation of the United States
entirely altered the trade and navigation of the country.]]
i
[ In the years 1829, 1830, and 1831, the total tonnage of vessels that entered all the ports of the Union was 3,307,719 tons, with 544,571 tons coming from foreign vessels. This meant that the ratio of foreign vessels to American vessels was about 16 to 100. (“National Calendar,” 1833, p. 304.) The tonnage of English vessels entering the ports of London, Liverpool, and Hull during the years 1820, 1826, and 1831 was 443,800 tons. The foreign vessels that entered these same ports in those years totaled 159,431 tons. Thus, the ratio between them was about 36 to 100. (“Companion to the Almanac,” 1834, p. 169.) In 1832, the ratio of foreign to British ships entering the ports of Great Britain was 29 to 100. [These figures reflect a situation that no longer exists; the Civil War and the heavy taxation in the United States completely changed the country's trade and navigation.]
Thus, not only does the American merchant face the competition of his own countrymen, but he even supports that of foreign nations in their own ports with success. This is readily explained by the fact that the vessels of the United States can cross the seas at a cheaper rate than any other vessels in the world. As long as the mercantile shipping of the United States preserves this superiority, it will not only retain what it has acquired, but it will constantly increase in prosperity.
Thus, not only does the American merchant face competition from his fellow citizens, but he also successfully competes with foreign nations in their own ports. This is easily explained by the fact that ships from the United States can sail across the seas at a lower cost than any other vessels in the world. As long as American commercial shipping maintains this advantage, it will not only keep what it has gained but will continue to grow in prosperity.
Chapter XVIII: Future Condition Of Three Races—Part X
It is difficult to say for what reason the Americans can trade at a lower rate than other nations; and one is at first led to attribute this circumstance to the physical or natural advantages which are within their reach; but this supposition is erroneous. The American vessels cost almost as much to build as our own; *j they are not better built, and they generally last for a shorter time. The pay of the American sailor is more considerable than the pay on board European ships; which is proved by the great number of Europeans who are to be met with in the merchant vessels of the United States. But I am of opinion that the true cause of their superiority must not be sought for in physical advantages, but that it is wholly attributable to their moral and intellectual qualities.
It's hard to pinpoint why Americans can trade at lower rates than other countries; initially, you might be tempted to think it's due to their physical or natural advantages. However, that's a mistaken assumption. American ships cost nearly as much to build as ours; they aren’t better constructed, and they typically have a shorter lifespan. American sailors earn more than those working on European ships, which is evident from the many Europeans found on U.S. merchant vessels. In my view, the real reason for their competitive edge isn't about physical advantages but is entirely due to their moral and intellectual qualities.
j
[ Materials are, generally speaking, less expensive in America than in Europe,
but the price of labor is much higher.]
j
[ Generally, materials are cheaper in America than in Europe, but labor costs are significantly higher.]
The following comparison will illustrate my meaning. During the campaigns of the Revolution the French introduced a new system of tactics into the art of war, which perplexed the oldest generals, and very nearly destroyed the most ancient monarchies in Europe. They undertook (what had never before been attempted) to make shift without a number of things which had always been held to be indispensable in warfare; they required novel exertions on the part of their troops which no civilized nations had ever thought of; they achieved great actions in an incredibly short space of time; and they risked human life without hesitation to obtain the object in view. The French had less money and fewer men than their enemies; their resources were infinitely inferior; nevertheless they were constantly victorious, until their adversaries chose to imitate their example.
The following comparison will illustrate my point. During the Revolutionary campaigns, the French introduced a new tactical system into warfare that confused even the oldest generals and nearly toppled the most long-standing monarchies in Europe. They attempted something never done before: they managed to operate without many things that had always been considered essential in war. They demanded new efforts from their troops that no other civilized nation had ever envisioned. They accomplished significant feats in an astonishingly short time and risked lives without hesitation to achieve their goals. The French had less money and fewer soldiers than their enemies; their resources were vastly inferior. Still, they consistently won until their opponents decided to follow their example.
The Americans have introduced a similar system into their commercial speculations; and they do for cheapness what the French did for conquest. The European sailor navigates with prudence; he only sets sail when the weather is favorable; if an unforseen accident befalls him, he puts into port; at night he furls a portion of his canvas; and when the whitening billows intimate the vicinity of land, he checks his way, and takes an observation of the sun. But the American neglects these precautions and braves these dangers. He weighs anchor in the midst of tempestuous gales; by night and by day he spreads his sheets to the wind; he repairs as he goes along such damage as his vessel may have sustained from the storm; and when he at last approaches the term of his voyage, he darts onward to the shore as if he already descried a port. The Americans are often shipwrecked, but no trader crosses the seas so rapidly. And as they perform the same distance in a shorter time, they can perform it at a cheaper rate.
The Americans have implemented a similar approach in their business ventures; they prioritize cost-cutting like the French did with military conquests. The European sailor is cautious; he only departs when the weather is good, and if an unexpected issue arises, he seeks shelter. At night, he reduces his sail area, and when the waves suggest land is nearby, he slows down and checks the sun for direction. In contrast, the American sailor skips these precautions and confronts these risks. He sets sail in the middle of fierce storms; he keeps his sails open day and night; he fixes any damage to his ship as he travels; and as he nears his destination, he rushes to the shore as if he can already see it. Americans often face shipwrecks, but no merchant crosses the seas as quickly. Since they cover the same distance in less time, they can do so at a lower cost.
The European touches several times at different ports in the course of a long voyage; he loses a good deal of precious time in making the harbor, or in waiting for a favorable wind to leave it; and he pays daily dues to be allowed to remain there. The American starts from Boston to go to purchase tea in China; he arrives at Canton, stays there a few days, and then returns. In less than two years he has sailed as far as the entire circumference of the globe, and he has seen land but once. It is true that during a voyage of eight or ten months he has drunk brackish water and lived upon salt meat; that he has been in a continual contest with the sea, with disease, and with a tedious existence; but upon his return he can sell a pound of his tea for a half-penny less than the English merchant, and his purpose is accomplished.
The European stops multiple times at different ports throughout a long journey; he wastes a lot of valuable time getting into the harbor or waiting for the right wind to leave it, and he has to pay daily fees to stay there. The American sets out from Boston to buy tea in China; he arrives in Canton, stays for a few days, and then heads back. In less than two years, he has sailed around the entire globe and has only seen land once. It’s true that during his eight to ten-month voyage, he has had to drink salty water and eat preserved meat; he has been in a constant battle with the sea, illness, and a monotonous life; but when he gets back, he can sell a pound of his tea for half a penny less than the English merchant, and he has achieved his goal.
I cannot better explain my meaning than by saying that the Americans affect a sort of heroism in their manner of trading. But the European merchant will always find it very difficult to imitate his American competitor, who, in adopting the system which I have just described, follows not only a calculation of his gain, but an impulse of his nature.
I can't explain my point better than to say that Americans have a kind of heroism in how they conduct their business. However, the European merchant will always struggle to copy his American rival, who, in using the approach I've just described, is driven not just by profit calculations but by a natural instinct.
The inhabitants of the United States are subject to all the wants and all the desires which result from an advanced stage of civilization; but as they are not surrounded by a community admirably adapted, like that of Europe, to satisfy their wants, they are often obliged to procure for themselves the various articles which education and habit have rendered necessaries. In America it sometimes happens that the same individual tills his field, builds his dwelling, contrives his tools, makes his shoes, and weaves the coarse stuff of which his dress is composed. This circumstance is prejudicial to the excellence of the work; but it powerfully contributes to awaken the intelligence of the workman. Nothing tends to materialize man, and to deprive his work of the faintest trace of mind, more than extreme division of labor. In a country like America, where men devoted to special occupations are rare, a long apprenticeship cannot be required from anyone who embraces a profession. The Americans, therefore, change their means of gaining a livelihood very readily; and they suit their occupations to the exigencies of the moment, in the manner most profitable to themselves. Men are to be met with who have successively been barristers, farmers, merchants, ministers of the gospel, and physicians. If the American be less perfect in each craft than the European, at least there is scarcely any trade with which he is utterly unacquainted. His capacity is more general, and the circle of his intelligence is enlarged.
The people of the United States experience all the needs and desires that come from living in a developed society. However, since they aren't surrounded by a community like Europe that perfectly meets those needs, they often have to find ways to create the various things that education and routine have made essential for them. In America, it's not uncommon for a single person to farm their land, build their home, create their tools, make their own shoes, and weave the fabric for their clothing. While this situation can negatively impact the quality of the work, it significantly helps to stimulate the worker's intelligence. Nothing diminishes a person's creativity and takes the human touch out of their work more than extreme specialization in labor. In a country like America, where specialized workers are uncommon, no one needs to undergo a long apprenticeship to enter a profession. As a result, Americans are quick to adapt their means of earning a living, tailoring their jobs to fit the immediate needs in the most beneficial way for themselves. You can find people who have worked consecutively as lawyers, farmers, businesspeople, ministers, and doctors. Although an American might not be as skilled in each craft as a European, they are rarely completely ignorant of any trade. Their abilities are broader, and their knowledge is more extensive.
The inhabitants of the United States are never fettered by the axioms of their profession; they escape from all the prejudices of their present station; they are not more attached to one line of operation than to another; they are not more prone to employ an old method than a new one; they have no rooted habits, and they easily shake off the influence which the habits of other nations might exercise upon their minds from a conviction that their country is unlike any other, and that its situation is without a precedent in the world. America is a land of wonders, in which everything is in constant motion, and every movement seems an improvement. The idea of novelty is there indissolubly connected with the idea of amelioration. No natural boundary seems to be set to the efforts of man; and what is not yet done is only what he has not yet attempted to do.
The people of the United States aren't held back by the rules of their professions; they break free from the biases tied to their current positions. They're not more committed to one type of work than another, nor do they prefer old methods over new ones. They don't have entrenched habits and easily dismiss the influence of other countries, convinced that their nation is unique and that its situation has no precedent in the world. America is a land of wonders where everything is always changing, and each change feels like progress. The concept of novelty is closely linked with the idea of improvement. There seem to be no natural limits to human effort; what hasn’t been accomplished yet is simply what hasn’t been attempted.
This perpetual change which goes on in the United States, these frequent vicissitudes of fortune, accompanied by such unforeseen fluctuations in private and in public wealth, serve to keep the minds of the citizens in a perpetual state of feverish agitation, which admirably invigorates their exertions, and keeps them in a state of excitement above the ordinary level of mankind. The whole life of an American is passed like a game of chance, a revolutionary crisis, or a battle. As the same causes are continually in operation throughout the country, they ultimately impart an irresistible impulse to the national character. The American, taken as a chance specimen of his countrymen, must then be a man of singular warmth in his desires, enterprising, fond of adventure, and, above all, of innovation. The same bent is manifest in all that he does; he introduces it into his political laws, his religious doctrines, his theories of social economy, and his domestic occupations; he bears it with him in the depths of the backwoods, as well as in the business of the city. It is this same passion, applied to maritime commerce, which makes him the cheapest and the quickest trader in the world.
This constant change happening in the United States, along with the frequent ups and downs of fortune and the unexpected shifts in both personal and public wealth, keeps citizens in a continuous state of restless excitement. This energy boosts their efforts and keeps them feeling more thrilled than the average person. An American’s life resembles a game of chance, a revolution, or a battle. Since the same factors are always at play across the country, they ultimately shape the national character. An average American, seen as just one example of his peers, tends to be passionate, driven, adventurous, and particularly inclined toward innovation. This tendency shows in everything he does; he brings it into his laws, religious beliefs, social theories, and everyday activities. He carries this mindset with him whether he's deep in the wilderness or working in the city. It's this same drive, applied to international trade, that makes him the fastest and most cost-effective trader in the world.
As long as the sailors of the United States retain these inspiriting advantages, and the practical superiority which they derive from them, they will not only continue to supply the wants of the producers and consumers of their own country, but they will tend more and more to become, like the English, the factors of all other peoples. *k This prediction has already begun to be realized; we perceive that the American traders are introducing themselves as intermediate agents in the commerce of several European nations; *l and America will offer a still wider field to their enterprise.
As long as the sailors of the United States keep these motivating advantages and the practical benefits that come with them, they will not only continue to meet the needs of the producers and consumers in their own country, but they will also increasingly become, like the English, key players for other nations. This prediction is already starting to come true; we can see that American traders are positioning themselves as intermediaries in the trade of several European countries, and America will provide an even broader opportunity for their business ventures.
k
[ It must not be supposed that English vessels are exclusively employed in
transporting foreign produce into England, or British produce to foreign
countries; at the present day the merchant shipping of England may be regarded
in the light of a vast system of public conveyances, ready to serve all the
producers of the world, and to open communications between all peoples. The
maritime genius of the Americans prompts them to enter into competition with
the English.]
k
[It's wrong to think that English ships only carry foreign goods to England and British goods to other countries; today, England's merchant shipping can be seen as a huge network of public transportation, available for all producers around the globe and ready to connect different nations. The maritime talent of Americans encourages them to compete with the English.]
l
[ Part of the commerce of the Mediterranean is already carried on by American
vessels.]
l
[ Part of the trade in the Mediterranean is already conducted by American ships.]
The great colonies which were founded in South America by the Spaniards and the Portuguese have since become empires. Civil war and oppression now lay waste those extensive regions. Population does not increase, and the thinly scattered inhabitants are too much absorbed in the cares of self-defense even to attempt any amelioration of their condition. Such, however, will not always be the case. Europe has succeeded by her own efforts in piercing the gloom of the Middle Ages; South America has the same Christian laws and Christian manners as we have; she contains all the germs of civilization which have grown amidst the nations of Europe or their offsets, added to the advantages to be derived from our example: why then should she always remain uncivilized? It is clear that the question is simply one of time; at some future period, which may be more or less remote, the inhabitants of South America will constitute flourishing and enlightened nations.
The great colonies established in South America by the Spaniards and Portuguese have since turned into empires. Civil war and oppression now devastate those vast areas. The population is not growing, and the widely dispersed residents are too focused on self-defense to even try to improve their situation. However, this won’t always be the case. Europe has managed to overcome the darkness of the Middle Ages through its own efforts; South America shares the same Christian laws and customs that we do; it has all the elements of civilization that have developed in European nations or their offshoots, plus the benefits of our example. So, why should it remain uncivilized forever? It's clear that this is just a matter of time; at some future point, which may be sooner or later, the people of South America will become thriving and enlightened nations.
But when the Spaniards and Portuguese of South America begin to feel the wants common to all civilized nations, they will still be unable to satisfy those wants for themselves; as the youngest children of civilization, they must perforce admit the superiority of their elder brethren. They will be agriculturists long before they succeed in manufactures or commerce, and they will require the mediation of strangers to exchange their produce beyond seas for those articles for which a demand will begin to be felt.
But when the Spanish and Portuguese in South America start to experience the needs common to all developed nations, they still won’t be able to fulfill those needs themselves; as the youngest members of civilization, they must acknowledge the superiority of their older counterparts. They will be farmers long before they succeed in manufacturing or trade, and they will need the help of outsiders to exchange their products overseas for the goods that will begin to be in demand.
It is unquestionable that the Americans of the North will one day supply the wants of the Americans of the South. Nature has placed them in contiguity, and has furnished the former with every means of knowing and appreciating those demands, of establishing a permanent connection with those States, and of gradually filling their markets. The merchants of the United States could only forfeit these natural advantages if he were very inferior to the merchant of Europe; to whom he is, on the contrary, superior in several respects. The Americans of the United States already exercise a very considerable moral influence upon all the peoples of the New World. They are the source of intelligence, and all the nations which inhabit the same continent are already accustomed to consider them as the most enlightened, the most powerful, and the most wealthy members of the great American family. All eyes are therefore turned towards the Union; and the States of which that body is composed are the models which the other communities try to imitate to the best of their power; it is from the United States that they borrow their political principles and their laws.
It's undeniable that the northern Americans will eventually meet the needs of the southern Americans. Nature has placed them close together and has given the north everything they need to understand and appreciate those needs, to establish a lasting connection with those states, and to gradually fill their markets. The merchants of the United States would only lose these natural advantages if they were significantly worse than European merchants; in reality, they are superior to them in several ways. The Americans in the United States already have a considerable moral influence over all the peoples of the New World. They are the source of knowledge, and all the nations on the same continent have become accustomed to seeing them as the most enlightened, powerful, and wealthy members of the great American family. Therefore, all eyes are on the Union, and the states that make it up serve as models that other communities try to imitate as best they can; they look to the United States for their political principles and laws.
The Americans of the United States stand in precisely the same position with regard to the peoples of South America as their fathers, the English, occupy with regard to the Italians, the Spaniards, the Portuguese, and all those nations of Europe which receive their articles of daily consumption from England, because they are less advanced in civilization and trade. England is at this time the natural emporium of almost all the nations which are within its reach; the American Union will perform the same part in the other hemisphere; and every community which is founded, or which prospers in the New World, is founded and prospers to the advantage of the Anglo-Americans.
The people of the United States are in exactly the same position with respect to the nations of South America as their ancestors, the English, were with the Italians, Spaniards, Portuguese, and all those European countries that get their everyday goods from England because they are less developed in terms of civilization and trade. England is currently the main trading hub for almost all the nations it can reach; the United States will play that same role in the other hemisphere. Every community that is established or thrives in the New World does so to the benefit of Anglo-Americans.
If the Union were to be dissolved, the commerce of the States which now compose it would undoubtedly be checked for a time; but this consequence would be less perceptible than is generally supposed. It is evident that, whatever may happen, the commercial States will remain united. They are all contiguous to each other; they have identically the same opinions, interests, and manners; and they are alone competent to form a very great maritime power. Even if the South of the Union were to become independent of the North, it would still require the services of those States. I have already observed that the South is not a commercial country, and nothing intimates that it is likely to become so. The Americans of the South of the United States will therefore be obliged, for a long time to come, to have recourse to strangers to export their produce, and to supply them with the commodities which are requisite to satisfy their wants. But the Northern States are undoubtedly able to act as their intermediate agents cheaper than any other merchants. They will therefore retain that employment, for cheapness is the sovereign law of commerce. National claims and national prejudices cannot resist the influence of cheapness. Nothing can be more virulent than the hatred which exists between the Americans of the United States and the English. But notwithstanding these inimical feelings, the Americans derive the greater part of their manufactured commodities from England, because England supplies them at a cheaper rate than any other nation. Thus the increasing prosperity of America turns, notwithstanding the grudges of the Americans, to the advantage of British manufactures.
If the Union were to break apart, the trade among the States that currently make it up would definitely face some challenges for a while; but this impact would be less noticeable than people usually think. It’s clear that, no matter what happens, the commercial States will stay connected. They are all next to each other, share the same opinions, interests, and customs, and are uniquely capable of forming a major maritime force. Even if the South of the Union were to gain independence from the North, it would still need the services of those States. I've already pointed out that the South is not a trading region, and there's no indication that it will become one. Therefore, Americans in the South will have to rely on outsiders for a long time to export their goods and to provide them with the products they need. However, the Northern States are definitely able to serve as their middlemen at a lower cost than any other merchants. So they will keep that role because low prices are the driving force of trade. National loyalties and biases can't compete with the power of affordability. There's no stronger animosity than the resentment between Americans and the English. Yet, despite these hostile feelings, Americans get most of their manufactured goods from England because it offers them at a lower price than any other country. Thus, America's growing prosperity ends up benefiting British manufacturing, even with the Americans’ grievances.
Reason shows and experience proves that no commercial prosperity can be durable if it cannot be united, in case of need, to naval force. This truth is as well understood in the United States as it can be anywhere else: the Americans are already able to make their flag respected; in a few years they will be able to make it feared. I am convinced that the dismemberment of the Union would not have the effect of diminishing the naval power of the Americans, but that it would powerfully contribute to increase it. At the present time the commercial States are connected with others which have not the same interests, and which frequently yield an unwilling consent to the increase of a maritime power by which they are only indirectly benefited. If, on the contrary, the commercial States of the Union formed one independent nation, commerce would become the foremost of their national interests; they would consequently be willing to make very great sacrifices to protect their shipping, and nothing would prevent them from pursuing their designs upon this point.
Reason and experience show that no commercial success can last if it isn’t backed by naval power when needed. This truth is as clear in the United States as it is anywhere else: Americans are already earning respect for their flag; soon, they will command fear. I believe that breaking up the Union wouldn’t weaken American naval power but would actually help to strengthen it. Right now, the commercial states are linked with others that don’t share the same interests, and these states often reluctantly agree to let maritime power grow, despite benefiting only indirectly. However, if the commercial states of the Union became one independent nation, commerce would become their primary focus; they would then be willing to make significant sacrifices to protect their shipping, and nothing would stop them from pursuing their goals in this area.
Nations, as well as men, almost always betray the most prominent features of their future destiny in their earliest years. When I contemplate the ardor with which the Anglo-Americans prosecute commercial enterprise, the advantages which befriend them, and the success of their undertakings, I cannot refrain from believing that they will one day become the first maritime power of the globe. They are born to rule the seas, as the Romans were to conquer the world.
Nations, like individuals, often reveal the key aspects of their future in their earliest years. When I think about the passion with which the Anglo-Americans pursue business, the benefits they enjoy, and the success they achieve, I can't help but believe that they will eventually become the leading maritime power in the world. They are destined to dominate the seas, just as the Romans were meant to conquer the world.
Conclusion
I have now nearly reached the close of my inquiry; hitherto, in speaking of the future destiny of the United States, I have endeavored to divide my subject into distinct portions, in order to study each of them with more attention. My present object is to embrace the whole from one single point; the remarks I shall make will be less detailed, but they will be more sure. I shall perceive each object less distinctly, but I shall descry the principal facts with more certainty. A traveller who has just left the walls of an immense city, climbs the neighboring hill; as he goes father off he loses sight of the men whom he has so recently quitted; their dwellings are confused in a dense mass; he can no longer distinguish the public squares, and he can scarcely trace out the great thoroughfares; but his eye has less difficulty in following the boundaries of the city, and for the first time he sees the shape of the vast whole. Such is the future destiny of the British race in North America to my eye; the details of the stupendous picture are overhung with shade, but I conceive a clear idea of the entire subject.
I have almost finished my investigation. So far, when discussing the future of the United States, I've tried to break my topic into clear parts so I could examine each one more closely. Now, my goal is to look at the whole picture from one perspective; my comments will be less detailed, but they'll be more certain. I might not see each element as clearly, but I will be able to identify the main facts with more confidence. Imagine a traveler who has just left a huge city and climbs a nearby hill; as he moves farther away, he loses sight of the people he just left, their homes are blended together in a dense cluster, and he can hardly see the public squares or the main streets. However, it’s easier for him to follow the city's boundaries, allowing him to see the overall shape for the first time. That’s how I perceive the future of the British race in North America; while the specific details of this huge picture may be unclear, I have a solid understanding of the whole topic.
The territory now occupied or possessed by the United States of America forms about one-twentieth part of the habitable earth. But extensive as these confines are, it must not be supposed that the Anglo-American race will always remain within them; indeed, it has already far overstepped them.
The land that is currently occupied or owned by the United States of America makes up about one-twentieth of the livable part of the Earth. However large these boundaries are, it shouldn't be assumed that the Anglo-American race will always stay within them; in fact, it has already gone beyond them.
There was once a time at which we also might have created a great French nation in the American wilds, to counterbalance the influence of the English upon the destinies of the New World. France formerly possessed a territory in North America, scarcely less extensive than the whole of Europe. The three greatest rivers of that continent then flowed within her dominions. The Indian tribes which dwelt between the mouth of the St. Lawrence and the delta of the Mississippi were unaccustomed to any other tongue but ours; and all the European settlements scattered over that immense region recalled the traditions of our country. Louisbourg, Montmorency, Duquesne, St. Louis, Vincennes, New Orleans (for such were the names they bore) are words dear to France and familiar to our ears.
There was a time when we could have built a great French nation in the American wilderness to balance out the English influence on the fate of the New World. France once held a territory in North America that was nearly as large as all of Europe. The three biggest rivers in that continent flowed through her lands. The Native American tribes living between the mouth of the St. Lawrence and the delta of the Mississippi only spoke our language; and all the European settlements spread across that vast area reminded people of our homeland. Louisbourg, Montmorency, Duquesne, St. Louis, Vincennes, New Orleans (these were the names they carried) are words that are cherished in France and well-known to us.
But a concourse of circumstances, which it would be tedious to enumerate, *m have deprived us of this magnificent inheritance. Wherever the French settlers were numerically weak and partially established, they have disappeared: those who remain are collected on a small extent of country, and are now subject to other laws. The 400,000 French inhabitants of Lower Canada constitute, at the present time, the remnant of an old nation lost in the midst of a new people. A foreign population is increasing around them unceasingly and on all sides, which already penetrates amongst the ancient masters of the country, predominates in their cities and corrupts their language. This population is identical with that of the United States; it is therefore with truth that I asserted that the British race is not confined within the frontiers of the Union, since it already extends to the northeast.
But a series of circumstances, which would be tedious to list, have deprived us of this magnificent inheritance. Wherever the French settlers were outnumbered and only partly established, they have disappeared: those who remain are concentrated in a small area and are now subject to different laws. The 400,000 French inhabitants of Lower Canada currently represent the remnants of an old nation lost in the midst of a new people. A foreign population is continuously increasing around them, encroaching from all sides, already mingling with the original inhabitants of the country, dominating in their cities, and corrupting their language. This population is the same as that of the United States; therefore, it's true that I stated the British race is not limited to the borders of the Union, as it already extends to the northeast.
m
[ The foremost of these circumstances is, that nations which are accustomed to
free institutions and municipal government are better able than any others to
found prosperous colonies. The habit of thinking and governing for oneself is
indispensable in a new country, where success necessarily depends, in a great
measure, upon the individual exertions of the settlers.]
m
[ One of the main factors is that nations used to free institutions and local governance are better equipped than others to establish successful colonies. The ability to think and govern independently is crucial in a new country, where success largely relies on the individual efforts of the settlers.]
To the northwest nothing is to be met with but a few insignificant Russian settlements; but to the southwest, Mexico presents a barrier to the Anglo-Americans. Thus, the Spaniards and the Anglo-Americans are, properly speaking, the only two races which divide the possession of the New World. The limits of separation between them have been settled by a treaty; but although the conditions of that treaty are exceedingly favorable to the Anglo-Americans, I do not doubt that they will shortly infringe this arrangement. Vast provinces, extending beyond the frontiers of the Union towards Mexico, are still destitute of inhabitants. The natives of the United States will forestall the rightful occupants of these solitary regions. They will take possession of the soil, and establish social institutions, so that when the legal owner arrives at length, he will find the wilderness under cultivation, and strangers quietly settled in the midst of his inheritance. *n
To the northwest, there are only a few small Russian settlements, but to the southwest, Mexico serves as a barrier for the Anglo-Americans. Therefore, the Spaniards and the Anglo-Americans are essentially the only two groups that share the New World. The border between them has been defined by a treaty; however, even though the terms of that treaty heavily favor the Anglo-Americans, I have no doubt that they will soon break this agreement. Large areas beyond the Union’s borders towards Mexico are still unpopulated. The people from the United States will claim these vacant lands before the rightful owners do. They will settle the land and establish social institutions, so that when the legal owners eventually arrive, they will find the wilderness cultivated and strangers comfortably living in the heart of their inheritance.
n
[ [This was speedily accomplished, and ere long both Texas and California
formed part of the United States. The Russian settlements were acquired by
purchase.]]
n
[ [This was quickly done, and soon both Texas and California became part of the United States. The Russian settlements were acquired through purchase.]]
The lands of the New World belong to the first occupant, and they are the natural reward of the swiftest pioneer. Even the countries which are already peopled will have some difficulty in securing themselves from this invasion. I have already alluded to what is taking place in the province of Texas. The inhabitants of the United States are perpetually migrating to Texas, where they purchase land; and although they conform to the laws of the country, they are gradually founding the empire of their own language and their own manners. The province of Texas is still part of the Mexican dominions, but it will soon contain no Mexicans; the same thing has occurred whenever the Anglo-Americans have come into contact with populations of a different origin.
The lands of the New World belong to the first people to occupy them, and they are the natural reward for the quickest pioneers. Even the countries that are already populated will find it hard to protect themselves against this influx. I've already mentioned what's happening in Texas. People from the United States are constantly moving to Texas, buying land there; and while they follow the laws of the country, they're gradually establishing their own language and way of life. Texas is still part of Mexico, but it won't have many Mexicans left soon; this has happened every time Anglo-Americans have interacted with different populations.
It cannot be denied that the British race has acquired an amazing preponderance over all the other European races in the New World; and that it is very superior to them in civilization, in industry, and in power. As long as it is only surrounded by desert or thinly peopled countries, as long as it encounters no dense populations upon its route, through which it cannot work its way, it will assuredly continue to spread. The lines marked out by treaties will not stop it; but it will everywhere transgress these imaginary barriers.
It’s clear that the British race has gained a remarkable dominance over all other European races in the New World; and that it is significantly more advanced than them in civilization, industry, and power. As long as it is only surrounded by desert or sparsely populated areas, and as long as it doesn’t face dense populations in its path that it can’t navigate through, it will certainly keep expanding. The boundaries set by treaties won’t hold it back; it will cross these imaginary lines everywhere.
The geographical position of the British race in the New World is peculiarly favorable to its rapid increase. Above its northern frontiers the icy regions of the Pole extend; and a few degrees below its southern confines lies the burning climate of the Equator. The Anglo-Americans are, therefore, placed in the most temperate and habitable zone of the continent.
The geographic location of the British people in the New World is uniquely advantageous for their rapid growth. To the north, the icy areas of the Pole stretch out, and just a few degrees south of their borders is the scorching climate of the Equator. Therefore, Anglo-Americans are situated in the most temperate and livable zone of the continent.
It is generally supposed that the prodigious increase of population in the United States is posterior to their Declaration of Independence. But this is an error: the population increased as rapidly under the colonial system as it does at the present day; that is to say, it doubled in about twenty-two years. But this proportion which is now applied to millions, was then applied to thousands of inhabitants; and the same fact which was scarcely noticeable a century ago, is now evident to every observer.
It is commonly believed that the huge population growth in the United States happened after the Declaration of Independence. However, this is a mistake: the population grew just as quickly during the colonial period as it does today; specifically, it doubled in about twenty-two years. But the ratio that now applies to millions used to apply to thousands of people; what was almost unnoticeable a century ago is now clear to everyone observing.
The British subjects in Canada, who are dependent on a king, augment and spread almost as rapidly as the British settlers of the United States, who live under a republican government. During the war of independence, which lasted eight years, the population continued to increase without intermission in the same ratio. Although powerful Indian nations allied with the English existed at that time upon the western frontiers, the emigration westward was never checked. Whilst the enemy laid waste the shores of the Atlantic, Kentucky, the western parts of Pennsylvania, and the States of Vermont and of Maine were filling with inhabitants. Nor did the unsettled state of the Constitution, which succeeded the war, prevent the increase of the population, or stop its progress across the wilds. Thus, the difference of laws, the various conditions of peace and war, of order and of anarchy, have exercised no perceptible influence upon the gradual development of the Anglo-Americans. This may be readily understood; for the fact is, that no causes are sufficiently general to exercise a simultaneous influence over the whole of so extensive a territory. One portion of the country always offers a sure retreat from the calamities which afflict another part; and however great may be the evil, the remedy which is at hand is greater still.
The British subjects in Canada, who rely on a king, grow and spread almost as quickly as the British settlers in the United States, who are governed by a republic. During the eight years of the war for independence, the population continued to rise steadily at the same rate. Even though powerful Native American nations allied with the English were present on the western frontiers, westward migration never slowed down. While the enemy ravaged the Atlantic shores, Kentucky, western Pennsylvania, and the states of Vermont and Maine were filling up with people. The unsettled state of the Constitution that followed the war did not stop the population growth or halt its movement into the wilderness. So, the differences in laws and the varying conditions of peace and war, order and chaos, didn’t have a significant impact on the gradual growth of the Anglo-Americans. This is easy to understand because no factors are widespread enough to simultaneously affect the entire vast region. One part of the country always provides a safe escape from the troubles that plague another area; and no matter how serious the problems may be, the available solutions are even greater.
It must not, then, be imagined that the impulse of the British race in the New World can be arrested. The dismemberment of the Union, and the hostilities which might ensure, the abolition of republican institutions, and the tyrannical government which might succeed it, may retard this impulse, but they cannot prevent it from ultimately fulfilling the destinies to which that race is reserved. No power upon earth can close upon the emigrants that fertile wilderness which offers resources to all industry, and a refuge from all want. Future events, of whatever nature they may be, will not deprive the Americans of their climate or of their inland seas, of their great rivers or of their exuberant soil. Nor will bad laws, revolutions, and anarchy be able to obliterate that love of prosperity and that spirit of enterprise which seem to be the distinctive characteristics of their race, or to extinguish that knowledge which guides them on their way.
It shouldn't be assumed that the energy of the British people in the New World can be stopped. The breakup of the Union and the conflicts that might follow, the end of democratic institutions, and the oppressive government that might take its place may slow this momentum, but they can't stop it from ultimately achieving the goals set for that group. No force on earth can block the settlers from that rich wilderness that offers resources for every endeavor and a haven from all hardships. Future events, no matter what they may be, won’t take away from Americans their climate, their inland seas, their great rivers, or their fertile land. Neither poor laws, revolutions, nor chaos will erase their love for success and their spirit of entrepreneurship, which seem to define their people, or extinguish the knowledge that guides them on their path.
Thus, in the midst of the uncertain future, one event at least is sure. At a period which may be said to be near (for we are speaking of the life of a nation), the Anglo-Americans will alone cover the immense space contained between the polar regions and the tropics, extending from the coasts of the Atlantic to the shores of the Pacific Ocean. The territory which will probably be occupied by the Anglo-Americans at some future time, may be computed to equal three-quarters of Europe in extent. *o The climate of the Union is upon the whole preferable to that of Europe, and its natural advantages are not less great; it is therefore evident that its population will at some future time be proportionate to our own. Europe, divided as it is between so many different nations, and torn as it has been by incessant wars and the barbarous manners of the Middle Ages, has notwithstanding attained a population of 410 inhabitants to the square league. *p What cause can prevent the United States from having as numerous a population in time?
Thus, in the middle of an uncertain future, one thing is certain. At a time that can be considered near (since we’re talking about the life of a nation), the Anglo-Americans will solely occupy the vast area between the polar regions and the tropics, stretching from the Atlantic coast to the shores of the Pacific Ocean. The territory that will likely be inhabited by the Anglo-Americans in the future could be estimated to cover three-quarters of Europe. The climate of the Union is generally better than that of Europe, and its natural advantages are equally significant; it’s clear that its population will eventually match our own. Europe, divided as it is among so many different nations, and fractured by constant wars and the brutal customs of the Middle Ages, has still managed to reach a population density of 410 inhabitants per square league. What could possibly stop the United States from having a similar population in time?
o
[ The United States already extend over a territory equal to one-half of
Europe. The area of Europe is 500,000 square leagues, and its population
205,000,000 of inhabitants. (“Malte Brun,” liv. 114. vol. vi. p.
4.)
o
[ The United States already covers a territory that's about half the size of Europe. Europe's area is 500,000 square leagues, and its population is 205,000,000 people. (“Malte Brun,” liv. 114. vol. vi. p. 4.)
[This computation is given in French leagues, which were in use when the author wrote. Twenty years later, in 1850, the superficial area of the United States had been extended to 3,306,865 square miles of territory, which is about the area of Europe.]]
[This calculation is given in French leagues, which were used when the author wrote it. Twenty years later, in 1850, the land area of the United States had expanded to 3,306,865 square miles, roughly the size of Europe.]
p
[ See “Malte Brun,” liv. 116, vol. vi. p. 92.]
p
[ See “Malte Brun,” liv. 116, vol. vi. p. 92.]
Many ages must elapse before the divers offsets of the British race in America cease to present the same homogeneous characteristics: and the time cannot be foreseen at which a permanent inequality of conditions will be established in the New World. Whatever differences may arise, from peace or from war, from freedom or oppression, from prosperity or want, between the destinies of the different descendants of the great Anglo-American family, they will at least preserve an analogous social condition, and they will hold in common the customs and the opinions to which that social condition has given birth.
Many years will pass before the various branches of the British race in America stop showing the same basic characteristics, and it's impossible to predict when a lasting inequality of conditions will emerge in the New World. No matter what differences come about—whether from peace or war, freedom or oppression, prosperity or hardship—among the destinies of the different descendants of the great Anglo-American family, they will still share a similar social condition and have common customs and beliefs shaped by that social condition.
In the Middle Ages, the tie of religion was sufficiently powerful to imbue all the different populations of Europe with the same civilization. The British of the New World have a thousand other reciprocal ties; and they live at a time when the tendency to equality is general amongst mankind. The Middle Ages were a period when everything was broken up; when each people, each province, each city, and each family, had a strong tendency to maintain its distinct individuality. At the present time an opposite tendency seems to prevail, and the nations seem to be advancing to unity. Our means of intellectual intercourse unite the most remote parts of the earth; and it is impossible for men to remain strangers to each other, or to be ignorant of the events which are taking place in any corner of the globe. The consequence is that there is less difference, at the present day, between the Europeans and their descendants in the New World, than there was between certain towns in the thirteenth century which were only separated by a river. If this tendency to assimilation brings foreign nations closer to each other, it must a fortiori prevent the descendants of the same people from becoming aliens to each other.
In the Middle Ages, religion was strong enough to connect all the different populations of Europe with the same culture. The British in the New World have many other mutual ties; and they live at a time when the tendency toward equality is widespread among people. The Middle Ages were a time when everything was fragmented; each nation, province, city, and family strongly tried to keep its distinct identity. Nowadays, the opposite trend seems to be happening, and nations appear to be moving towards unity. Our means of communication connect even the farthest parts of the world, making it impossible for people to remain strangers or be unaware of events happening anywhere on the globe. As a result, there is less difference today between Europeans and their descendants in the New World than there was between certain towns in the thirteenth century that were just separated by a river. If this tendency toward assimilation brings foreign nations closer together, it must also, to an even greater extent, prevent the descendants of the same people from becoming strangers to one another.
The time will therefore come when one hundred and fifty millions of men will be living in North America, *q equal in condition, the progeny of one race, owing their origin to the same cause, and preserving the same civilization, the same language, the same religion, the same habits, the same manners, and imbued with the same opinions, propagated under the same forms. The rest is uncertain, but this is certain; and it is a fact new to the world—a fact fraught with such portentous consequences as to baffle the efforts even of the imagination.
The time will come when one hundred and fifty million people will be living in North America, equal in status, descended from the same race, sharing the same origins, and maintaining the same civilization, language, religion, customs, manners, and beliefs, all spread through the same means. The future is uncertain, but this is certain; and it's a fact that is new to the world—a fact loaded with such significant consequences that it overwhelms even the wildest imagination.
q
[ This would be a population proportionate to that of Europe, taken at a mean
rate of 410 inhabitants to the square league.]
q
[ This would be a population proportional to that of Europe, based on an average rate of 410 people per square league.]
There are, at the present time, two great nations in the world which seem to tend towards the same end, although they started from different points: I allude to the Russians and the Americans. Both of them have grown up unnoticed; and whilst the attention of mankind was directed elsewhere, they have suddenly assumed a most prominent place amongst the nations; and the world learned their existence and their greatness at almost the same time.
Right now, there are two major nations in the world that seem to be heading in the same direction, even though they originated from different places: I'm talking about the Russians and the Americans. Both have developed without much notice; and while everyone's focus was on other matters, they suddenly took center stage among the nations, and the world discovered both their existence and their significance almost simultaneously.
All other nations seem to have nearly reached their natural limits, and only to be charged with the maintenance of their power; but these are still in the act of growth; *r all the others are stopped, or continue to advance with extreme difficulty; these are proceeding with ease and with celerity along a path to which the human eye can assign no term. The American struggles against the natural obstacles which oppose him; the adversaries of the Russian are men; the former combats the wilderness and savage life; the latter, civilization with all its weapons and its arts: the conquests of the one are therefore gained by the ploughshare; those of the other by the sword. The Anglo-American relies upon personal interest to accomplish his ends, and gives free scope to the unguided exertions and common-sense of the citizens; the Russian centres all the authority of society in a single arm: the principal instrument of the former is freedom; of the latter servitude. Their starting-point is different, and their courses are not the same; yet each of them seems to be marked out by the will of Heaven to sway the destinies of half the globe.
All other countries seem to have nearly reached their natural limits and are mainly focused on maintaining their power; but these nations are still growing. While the others have come to a halt or are advancing very slowly, these countries are moving forward easily and quickly on a path that has no visible end. The American faces natural obstacles in their way; the Russian's opponents are fellow humans. The former battles against the wilderness and harsh conditions; the latter faces civilization with all its tools and strategies. The American’s victories are achieved through farming; the Russian’s through force. The Anglo-American depends on personal interests to reach their goals and allows citizens' natural instincts and common sense to flourish; the Russian consolidates all authority in one central figure. The main tool for the former is freedom; for the latter, it's servitude. They start from different places and follow different paths, yet it seems as if each is destined by fate to influence the future of half the world.
r
[ Russia is the country in the Old World in which population increases most
rapidly in proportion.]
r
[ Russia is the country in the Old World where the population is growing the fastest in proportion.]
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